Capacitance-Based Characterization of PIN Devices
Thesis
Presented in Partial Fulfillment of the Requirements for the Degree Master of Science in
the Graduate School of The Ohio State University
By
Douglas Rudolph Fink
Graduate Program in Electrical and Computer Engineering
The Ohio State University
2020
Thesis Committee
Dr. Sanjay Krishna, Advisor
Dr. Siddharth Rajan
Dr. Daniel Jardine
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Copyrighted by
Douglas Rudolph Fink
2020
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Abstract
Capacitance measurements are commonly conducted for many types of semiconductor devices. Because they can detect separated charges, they are able to characterize doping concentration, built-in voltage, speed, and more for p/n junctions. This information provides feedback to the crystal growers and help them grow higher quality materials.
However, these measurements do have limitations. The complex circuit model used to calculate capacitance from a measured impedance requires assumptions and simplifications. This thesis reviews analyses and best practices for capacitance measurements and presents two innovations that expand their applications. These new approaches use double-mesa p-i-n devices and the dependence of capacitance upon area to characterize important semiconductor properties. This work is especially relevant to infrared detectors based on narrow gap antimonide semiconductors such as Type II superlattices. One analysis determines the doping polarity (p-type or n-type) of the intrinsic layer in p-i-n devices, and the other provides a more thorough analysis of the components in the circuit model, reducing the number of error-inducing simplifications. These analyses were applied to GaSb and/or 10 monolayer by 10 monolayer InAs/AlSb superlattice p-i-n and n-i-p devices.
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Vita
Personal Information
M.S. Electrical and Computer Engineering, May 2020
B.S. Electrical and Computer Engineering, EE Program of Study, May 2019 Minor in Business Magna cum laude Graduated with honors
Publications
D. R. Fink, S. Lee, S. H. Kodati et al., “Determination of background doping polarity of unintentionally doped semiconductor layers,” Applied Physics Letters, 116(7), 072103
(2020).
S. Lee, H. J. Jo, S. Mathews et al., “Investigation of carrier localization in InAs/AlSb type-II superlattice material system,” Applied Physics Letters, 115(21), 211601 (2019).
Fields of Study
Electrical and Computer Engineering
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Table of Contents
Abstract ...... iii Vita ...... iv List of Tables ...... vii List of Figures ...... viii 1. Introduction ...... 1 2. Materials and Methods ...... 5 2.1 Capacitance Measurement Theory ...... 5 2.2 Test Setup ...... 7 2.3 Previously Established Characterization Methods ...... 12 2.3.1 Background Doping Concentration and Depletion Width ...... 13 2.3.2 Built-in Voltage ...... 17 2.3.3 Bandwidth ...... 17 2.3.4 Series Resistance ...... 18 2.3.5 Traps ...... 19 2.4 Background Polarity Determination Method ...... 24 2.5 Dual Junction Analysis ...... 30 2.6 Device Growth and Fabrication ...... 35 3. Results ...... 38 3.1 GaSb ...... 38 3.1.1 Background Doping Concentration ...... 38 3.1.2 Background Polarity Determination ...... 44 3.2 InAs/AlSb ...... 46 3.2.1 Background Doping Concentration ...... 46 3.2.2 Background Polarity Determination ...... 55 3.2.3 Dual Junction Analysis ...... 57 3.3 Conclusions and Future Work ...... 67 Bibliography ...... 70 v
Appendix A. Dual Junction Analysis Fitting Code ...... 73
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List of Tables
Table 1. Combinations of top and bottom mesa radii for fabricated devices, and the analyses for which they were used. Unless otherwise noted, devices of all three bottom mesa sizes were analyzed for a given top mesa size...... 37 Table 2: The dual junction analysis fitting results for the InAs/AlSb p-i-n devices...... 58 Table 3: Fitted impedance model components for a 50 µm single mesa InAs/AlSb p-i-n device...... 58
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List of Figures
Figure 1: P-i-n structure. While this diagram shows a double mesa structure, where the top contact layer has a smaller area than the bottom contact layer, this is not always the case...... 1 Figure 2: Realistic impedance model (a), parallel model (b), and series model (c) for a p/n junction2...... 6 Figure 3: Photograph of the Lakeshore CRX-6.5K probe station...... 8 Figure 4: View of probes interfacing with the device. The left two devices are probing the top and bottom contacts of the device, and the right probe is an optical fiber probe illuminating the device (used for current measurements)...... 9 Figure 5: Diagram of how the open, short, and load corrections influence the final result8...... 10 Figure 6: Charges in a p-i-n diode, assuming a residually p-type intrinsic region...... 14 Figure 7: A correctly presented graph of carrier density vs depth...... 16 Figure 8: Using the x-intercept of a 1/C2 graph to determine the built-in voltage16...... 17 Figure 9: A capacitance-frequency sweep showing the regime where series resistance dominates the measured impedance. The measured capacitance and conductance must be converted back to raw impedance for this result to be shown...... 19 Figure 10: Pictorial description of different types of defects20...... 20 Figure 11: Capacitance as a function of time for both majority carrier and minority carrier tests2. A reverse bias step is applied at t=0...... 24 Figure 12: Simulation results for electric field in GaSb p-i-n (a) and n-i-p (b) devices. The area and location of the high electric field (dark regions) depends on the mesa in which the p/n junction is contained...... 28 Figure 13: Theoretical capacitance vs. bottom mesa radius plots for fully depleted p-i-n and n-i-p structures, comparing results for (a) p-type and (b) n-type materials. For each structure, capacitance is dependent on one mesa size and independent of the other. Note that the top mesa radius cannot exceed the bottom mesa radius, limiting the data range. 29 Figure 14: Impedance model of a p-i-n device40...... 31 Figure 15: Picture of the fabricated device array...... 36 Figure 16: Schematics of the GaSb devices (left) and the InAs/AlSb devices (right)...... 37 Figure 17: Raw capacitance and conductance data for the GaSb p-i-n devices. The numbers indicate the top and bottom mesa radii for different curves. The red and blue arrows indicate which device corresponds to which curve (the curve near the base of the arrow corresponds to the top device in the list, the end of the arrow corresponds to the bottom device in the list...... 39
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Figure 18: Unsmoothed doping concentration and quality factor data as a function of voltage for the GaSb p-i-n devices...... 39 Figure 19: Loess-smoothed doping concentration and quality factor data for the GaSb p-i-n devices using the top mesa area as the active area. The numbers indicate the top and bottom mesa radii of the devices for the adjacent curves...... 40 Figure 20: Loess-smoothed doping concentration as a function of depletion width for the GaSb p-i-n devices using the top mesa area as the active area...... 41 Figure 21: Loess-smoothed doping concentration and quality factor data for the GaSb p-i-n devices, now using the bottom mesa area as the active area...... 42 Figure 22: Loess-smoothed doping concentration as a function of depletion width for the GaSb p-i-n devices, now using the bottom mesa area as the active area...... 42 Figure 23: Raw capacitance and conductance data for the GaSb n-i-p devices. The 50 µm top mesa radius devices had very similar curves, as did the 40 µm top mesa radius devices...... 43 Figure 24: Unsmoothed doping concentration and quality factor data as a function of voltage for the GaSb n-i-p devices. The blue arrow indicates which curve corresponds to which device (curve near the base of the arrow corresponds to the top device in the list, the end of the arrow corresponds to the bottom device in the list)...... 44 Figure 25: GaSb p-i-n and n-i-p results with fitted curves. These graphs show that the capacitance is dependent on bottom mesa radius for the p-i-n structures, and the top mesa radius for the n-i-p structures. This indicates the material is p-type...... 45 Figure 26: Results of GaSb p-i-n and n-i-p graphical interpretation...... 46 Figure 27: Raw capacitance and conductance data for the InAs/AlSb p-i-n devices...... 47 Figure 28: Unsmoothed doping concentration and quality factor data as a function of voltage for the InAs/AlSb p-i-n devices, assuming the top mesa area is the active area. . 47 Figure 29: Loess-smoothed doping concentration and quality factor data for the InAs/AlSb p-i-n devices using the top mesa area as the active area...... 48 Figure 30: Loess-smoothed doping concentration as a function of depletion width for the InAs/AlSb p-i-n devices using the top mesa area as the active area...... 49 Figure 31: Loess-smoothed doping concentration as a function of voltage for the InAs/AlSb p-i-n devices but assuming the bottom mesa area is the active area...... 50 Figure 32: Loess-smoothed doping concentration as a function of depletion width, but assuming the p/n junction is in the bottom mesa...... 50 Figure 33: Raw capacitance and conductance data for the InAs/AlSb n-i-p devices...... 51 Figure 34: Unsmoothed doping concentration and quality factor data as a function of voltage for the InAs/AlSb n-i-p devices assuming the top mesa area is the active area. .. 52 Figure 35: Loess-smoothed doping concentration as a function of voltage for the InAs/AlSb n-i-p devices assuming the top mesa area is the active area...... 52 Figure 36: Loess-smoothed doping concentration as a function of depletion width for the InAs/AlSb n-i-p devices assuming the top mesa area is the active area...... 53 Figure 37: Loess-smoothed doping concentration as a function of voltage for the InAs/AlSb n-i-p devices assuming the bottom mesa area is the active area...... 54 Figure 38: Loess-smoothed doping concentration as a function of depletion width for the InAs/AlSb n-i-p devices assuming the bottom mesa area is the active area...... 54 ix
Figure 39: 10×10 InAs/AlSb results with fitted curves. Both structures indicate that the material is p-type...... 56 Figure 40: The fitted (dashed) and measured (dotted) real components of the impedance for InAs/AlSb p-i-n devices...... 59 Figure 41: The fitted (dashed) and measured (dotted) imaginary components of the impedance for InAs/AlSb p-i-n devices...... 60 Figure 42: Impedances of both junctions for a 50 µm single mesa InAs/AlSb p-i-n device...... 62 Figure 43: Plot of fitted individual impedances as functions of frequency for a 50 µm single mesa InAs/AlSb p-i-n device...... 63 Figure 44: The six p-i-n impedance circuit model components, as in Figure 14, but for the specific case of a residually p-type UID layer40...... 63 Figure 45: A reduced p-i-n impedance circuit model40...... 64 Figure 46: Plot of fitted and reduced impedances as functions of frequency for a 50 µm single mesa InAs/AlSb p-i-n device...... 65 Figure 47: A graph of measured quality factor vs. frequency for multiple InAs/AlSb p-i-n devices...... 66
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1. Introduction
P-i-n semiconductor devices are commonly studied because of their applications as switches, photodetectors, high voltage rectifiers, and more1. These devices have heavily doped p-type and n-type contact layers, making them diodes, sandwiching an unintentionally doped (UID) intrinsic layer.
Bottom mesa Bottom mesa Top mesa Top mesa Top contact + + 18 Top Top p or n 300 nm, 2 x 10 contact contact p+ or n+ Bottom Intrinsic (UID) 1000 nm contact p− or n− Bottom Intrinsic (UID) Bottom contact p− or n− contact + + 500 nm, n or p 2 x 1018 + + n or p UID-GaSb buffer 300 nm
n-GaSb substrate n-GaSb substrate
Figure 1: P-i-n structure. While this diagram shows a double mesa structure, where the top contact layer has a smaller area than the bottom contact layer, this is not always the case.
The addition of this UID layer has different benefits for different devices. In photodiodes, photons are more likely to be absorbed in these wide regions with low doping. Switching diodes have larger bandwidths because the increased depletion width decreases device capacitance. Voltage rectifiers have more space to drop voltage, increasing the breakdown voltage.
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Characterization is a crucial step in the design and refinement of any device. For semiconductors, it provides feedback to the crystal growers and fabrication scientists about the success of their processes and to the design of the device itself. While all-inclusive metrics of device performance, such as detectivity or noise-equivalent power for photodiodes, are useful to potential customers or sponsors, metrics that provide information about specific characteristics of the device are more useful to the production team, as they provide insight into how the device can be improved. It is in this regime that capacitance- based characterization is an invaluable tool.
Capacitance measurements can provide information about any voltage-varying charge2.
Because of this, they are most commonly used to determine the device’s background (or unintentional) doping concentration, particularly for p-i-n structures. (Throughout this paper, the general term “p-i-n” will refer to both p-i-n (p-on-n) and n-i-p (n-on-p) devices, except in the sections where the two structures are contrasted.) However, capacitance measurements are also capable of determining or providing information about other device parameters, such as the depletion width, built-in voltage, speed, series resistance, trap density and energy levels, and more.
Capacitance-based characterization is particularly useful for infrared (IR) photodetectors, such as the devices tested in this work. IR detectors are desired for defense applications, environmental sensing, telecommunications, manufacturing quality control, and more3.
The background doping concentration is a crucial parameter for photodiodes, as high levels drastically increase dark current4. The characterization of the background doping concentration can be used as feedback to the crystal growers regarding the effectiveness of
2 their processes, and the growers can use this information to make higher quality materials in the future. The voltage at which avalanche photodiodes are fully depleted, known as the punch-through voltage, is determined through capacitance measurements5. The series resistance and speed are also crucial characteristics for photodiodes.
The following Materials and Methods chapter explains capacitance measurement theory and how the measurement system was configured to provide accurate results. A summary of how certain parameters can be extracted from capacitance measurements follows, and both previously established and newly introduced methods are described. The innovations include
• a method for determining the polarity of the UID layer, particularly useful in the
study of superlattices. Simple capacitance measurement techniques are unable to
determine whether a material is residually n-type or p-type.
• a method for thoroughly analyzing the impedance characteristics of the device,
without many of the simplifying assumptions present in a typical capacitance-
voltage measurement.
Both methods utilize double mesa p-i-n structures. The Materials and Methods section concludes by describing the devices to be characterized.
The first half of the Results chapter describes the characterization of p-i-n and n-i-p GaSb devices. The second half reports similar characterization of p-i-n and n-i-p 10 monolayer by 10 monolayer (10×10) InAs/AlSb type-II superlattices. These sections include characterization results of the background doping, depletion width, and the two newly
3 introduced methods described above. The thesis concludes by noting potential future work on these subjects.
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2. Materials and Methods
2.1 Capacitance Measurement Theory
Many capacitance measurement principles are derived from two basic physics equations,
�� � = �
And
1 � = ���
The latter is particularly crucial, for capacitance measurements don’t measure capacitance directly. Instead, they measure impedance - the magnitude as well as the phase shift between the measured impedance and applied voltage. A small AC bias is applied to the device, usually on top of a larger DC bias, and is required because the impedance of a capacitor is infinite without an AC voltage component. Capacitor impedance is +90° out of phase with the applied AC voltage, while resistor impedance is in-phase. The overall impedance of a p/n junction is modeled as a resistor and capacitance in parallel plus a series resistance2.
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Figure 2: Realistic impedance model (a), parallel model (b), and series model (c) for a p/n junction2.
Since capacitance measurements only output two quantities (impedance magnitude and phase), only two unknowns can be present in the model to create a unique solution from one measurement. Because of this, an adjusted model should be used. The parallel model assumes that the series resistance is equal to zero, and the series model assumes the parallel conductance is equal to infinity. When both components are non-neglectable, multiple measurements at different frequencies can be used to eliminate the need for these assumptions.
Narrow bandgap p-i-n devices tend to have low shunt resistance due to surface effects, and since the parallel model helps account for these effects, it is almost always more accurate than the series model for these applications. However, even when using the parallel model, a high conductance still creates measurement error. The dissipation factor, defined as
���������� � = ��������� relates the measured capacitance from the series or parallel model to the actual capacitance from the three-component impedance model6.
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