US District Court Civil Docket as of 07/23/2003 Retrieved from the court on Friday, August 25, 2006 U.S. District Court Southern District of New York (Foley Square) CIVIL DOCKET FOR CASE #: 1:01-cv-06822-SAS

Kana Software IPO, et al v. Kana Software, Inc., et al Date Filed: 07/25/2001 Assigned to: Judge Shira A. Scheindlin Jury Demand: Plaintiff Demand: $0 Nature of Suit: 850 Lead case: 1:01-cv-06822-SAS Securities/Commodities Member case: Jurisdiction: Federal Question 1:01-cv-08278-SAS Cause: 15:77 Securities Fraud Plaintiff John Hirsch represented by Melvyn I. Weiss on behalf of himself and all others Milberg Weiss Bershad & Schulman LLP similarly situated, (NYC) TERMINATED: 04/19/2002 One Pennsylvania Plaza New York, NY 10119 212 594 5300 Fax: 212 868 1229 Email: [email protected] TERMINATED: 04/19/2002 LEAD ATTORNEY

Plaintiff Catu, Ltd. represented by Melvyn I. Weiss Lead Pltff (See above for address) LEAD ATTORNEY

Stanley D Bernstein Bernstein Liebhard & Lifshitz, LLP 10 East 40th Street New York, NY 10016 (212) 779-1414 Fax: (212) 779-3218 Email: [email protected] LEAD ATTORNEY

Plaintiff Abraham Kassin represented by Melvyn I. Weiss Lead Pltff (See above for address) LEAD ATTORNEY

Stanley D Bernstein (See above for address) LEAD ATTORNEY

Plaintiff Peter Gelfand represented by Melvyn I. Weiss (See above for address) LEAD ATTORNEY

Stanley D Bernstein (See above for address) LEAD ATTORNEY

V. Defendant Kana Software, Inc.

Defendant Goldman Sachs & Co. represented by David Maxwell James Rein Sullivan & Cromwell, LLP 125 Broad Street New York, NY 10004-2498 (212) 558-4000 LEAD ATTORNEY

Gandolfo Vincent DiBlasi Sullivan and Cromwell, LLP(NYC) 125 Broad Street NY, NY 10004 (212)558-3836 Fax: (212)-558-3588 Email: [email protected] LEAD ATTORNEY

John Louis Hardiman Sullivan & Cromwell, LLP(NYC) 125 Broad Street New York, NY 10004 (212)-558-4070 Fax: (212)-558-3588 Email: [email protected] LEAD ATTORNEY

Penny Shane Sullivan and Cromwell, LLP(NYC) 125 Broad Street NY, NY 10004 (212)558-4000 LEAD ATTORNEY

Penny Shane Sullivan & Cromwell 125 Broad Street New York, NY 10004-2498 (212) 558-4000 LEAD ATTORNEY

Defendant Lehman Brothers Inc. represented by Andrew Emanuel Tauber Mayer Brown Rowe & Maw, LLP(DC) 1909 "K" Street, N.W., Washington, DC 20006-1101 202-263-3324 Fax: 202-263-5324 Email: [email protected] LEAD ATTORNEY

Moses Silverman 1285 Avenue of the Americas New York, NY 10019 (212) 315-3082 LEAD ATTORNEY

Defendant Michael J McCloskey

Defendant Joseph D. McCarthy

Defendant Mark S Gainey

Defendant J.P. Morgan Sec. represented by Joseph Michael McLaughlin Simpson Thacher & Bartlett LLP (NY) 425 Lexington Avenue New York, NY 10017 212-455-2000 Fax: 212-455-2502 Email: [email protected] LEAD ATTORNEY

Defendant Hambrecht & Quist

Defendant SoundView Technology represented by Michele A. Coffey Morgan, Lewis & Bockius, L.L.P. 101 Park Avenue New York, NY 10178 (212) 309-6000 Email: [email protected] LEAD ATTORNEY

Defendant Wit Capital

Date Filed # Docket Text

07/25/2001 1 Clas Action COMPLAINT filed. Summons issued and Notice pursuant to 28 U.S.C. 636(c). FILING FEE $ 150.00 RECEIPT # 412512. (gmo) (Entered: 07/27/2001) 07/25/2001 Magistrate Judge Frank Maas is so designated. (gmo) (Entered: 07/27/2001) 09/06/2001 2 RULE 1.9 CERTIFICATE filed by Lehman Brothers Inc. (sac) (Entered: 10/11/2001) 09/06/2001 2 NOTICE of attorney appearance for Lehman Brothers Inc. by Andrew Tauber. (sac) (Entered: 10/11/2001) 10/29/2001 3 AFFIDAVIT OF SERVICE of Summons and Complaint as to Kana Software, Inc. by personal service on 8/13/01 . Answer due on 9/4/01 for Kana Software, Inc. . (pl) (Entered: 10/31/2001) 10/29/2001 3 AFFIDAVIT OF SERVICE of Summons and complaint as to Mark S Gainey by mail on 9/20/01. Answer due on 10/10/01 for Mark S Gainey. (pl) (Entered: 10/31/2001) 10/29/2001 3 AFFIDAVIT OF SERVICE of Summons and Complaint as to joseph D McCarthy by mail on 9/20/01 . Answer due on 10/10/01 for joseph D McCarthy . (pl) (Entered: 10/31/2001) 10/29/2001 3 AFFIDAVIT OF SERVICE of Summons and Complaint as to Michael J McCloskey by mail on 9/20/01 . Answer due on 10/10/01 for Michael J McCloskey . (pl) (Entered: 10/31/2001) 10/29/2001 3 AFFIDAVIT OF SERVICE of Summons and Complaint as to Goldman Sachs & Co. by personal service on 8/9/01 . Answer due on 8/29/01 for Goldman Sachs & Co. . (pl) (Entered: 10/31/2001) 10/29/2001 3 AFFIDAVIT OF SERVICE of Summons and Complaint as to Lehman Brothers Inc. by personal service on 8/9/01 . Answer due on 8/29/01 for Lehman Brothers Inc. . (pl) (Entered: 10/31/2001) 01/09/2002 5 AMENDED RULE 1.9 CERTIFICATE filed by Goldman Sachs & Co. (sac) (Entered: 02/12/2002) 01/30/2002 4 Notice of Case Reassignment to Judge Shira A. Scheindlin . Copy of notice and judge's rules mailed to Attorney(s) of record: Andrew Tauber, Melvyn I. Weiss . (dle) (Entered: 01/31/2002) 04/19/2002 OMNIBUS ORDER, Catu, Ltd. and Abraham Kassin are hereby appointed as lead ptlffs and their selection of the Exective Committee to serve as Lead Counsel is approved. All other motions to be appointed lead pltff and for approval of lead counsel are hereby denied. ( signed by Judge Shira A. Scheindlin ); Copies mailed. (orig. doc. filed in 21 mc 92, doc. #4319) (sac) (Entered: 05/30/2002) 04/19/2002 6 AMENDED COMPLAINT by Catu, Ltd., Abraham Kassin, Peter Gelfand amending [1-1] complaint ; Summons issued. (ac) (Entered: 06/26/2002) 04/19/2002 MASTER ALLEGATIONS by Catu, Ltd., Abraham Kassin, Peter Gelfand RE: Amended Complaint, doc.# 6, Filed on April 19, 2002. (ac) (Entered: 08/01/2002) 05/03/2002 7 AFFIDAVIT OF SERVICE of S&C as to Lehman Brothers Inc. by Donna Keating, Supervisor, on 4/24/02. (sac) (Entered: 07/17/2002) 06/21/2002 8 AFFIDAVIT OF SERVICE of S&C as to Goldman Sachs & Co. by Ms. McGraw, Associate, the Legal Dept., on 6/20/02. (sac) (Entered: 07/29/2002) 07/31/2002 9 RETURN OF SERVICE of S&C executed as to Kana Software, Inc. by Will Bose, Legal Counsel, on 6/28/02. Answer due on 7/18/02 for Kana Software, Inc. (sac) (Entered: 08/22/2002) 07/31/2002 10 AFFIDAVIT OF SERVICE of S&C as to Joseph D. McCarthy by personal service on 7/23/02. Answer due on 8/12/02 for Joseph D. McCarthy. (sac) (Entered: 08/23/2002) 01/15/2003 11 NOTICE of REGISTRATION AND FIRM NAME CHANGE by Goldman Sachs & Co. Re: Sullivan & Cromwell LLP. (jw) (Entered: 03/06/2003) 07/21/2003 12 ANSWER by Lehman Brothers Inc. to [6-1] amended complaint. (Attorney Moses Silverman from the Paul, Weiss, Rifkind, Wharton & Garrison, LLP). (sac) (Entered: 08/08/2003) 07/21/2003 13 ANSWER by J.P. Morgan Sec. to [6-1] amended complaint. (Attorney Joseph M. McLaughlin from the Simpson, Thacher & Bartlett, LLP)... rec'd in the night deposit box on 7/21/03 at 6:41 p.m. (sac) (Entered: 08/14/2003) 07/22/2003 14 ANSWER by Goldman Sachs & Co. to [6-1] amended complaint . (Attorney Penny Shane from the Firm: Sullivan & Cromwell, LLP). (sac) (Entered: 08/21/2003) 07/22/2003 15 ANSWER by Goldman Sachs & Co. to [6-1] amended complaint . (Attorney Penny Shane from the Firm: Sullivan & Cromwell, LLP). (sac) (Entered: 09/18/2003) 07/23/2003 16 ANSWER by SoundView Technology to [6-1] amended complaint . (Attorney Michele A. Coffey from the Firm: Morgan, Lewis & Bockius, LLP). (sac) (Entered: 09/19/2003)

Note: Links in this docket are stored in the PACER system (Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at http://pacer.psc.uscourts.gov/pacerdesc.html