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No. 218 Strategic Forum November 2005 Institute for National Strategic Studies National Defense University http://www.ndu.edu/inss Constabulary Forces and Postconflict Transition: The Euro-Atlantic Dimension by David T. Armitage, Jr., and Anne M. Moisan Since the early 1990s, multinational stabi- When it comes to avoiding unintended duplica- Key Points lization efforts in the wake of conflicts or major tion with the North Atlantic Treaty Organiza- There is a growing need for an interna- natural disasters have repeatedly encountered tion (NATO), such concerns are understand- tional paramilitary force that can fill problems in filling the so-called security gap. In able. Yet it would be unfortunate if Washington the security gap between the end of places such as Bosnia, Kosovo, Haiti, Afghani- overlooked a unique and valuable European combat, peace support, relief operations, and stan, Iraq, and elsewhere, outside interveners contribution in providing this intermediary the start of restoration of civil authority. have faced a compelling need to use specialized support to postconflict stabilization—in es- Several governments of the European capabilities that can fill the gap between the sence, filling the gap between what are not Union, drawing on longstanding paramili- point where military operations—whether for quite combat operations and yet not exactly tary national police forces, are creating a combat, peacekeeping, or counterinsurgency— peacekeeping activities as traditionally defined multinational European Force leave off and community-based policing activi- by the United Nations. (EGF), which could fill some of the security ties pick up. In particular, ensuring a capacity to This essay explores the factors that give gap. With a permanent headquarters based in manage and defuse civil disturbances and other rise to the need for constabulary capabilities , the EGF would act as light expeditionary threats to public order has become a sine qua in fragile postconflict settings, assesses EU 1 forces, configured to serve both as keepers of non for overall mission success. efforts to develop greater capacities via the public order (so-called substitution missions) A number of European countries—most newly formed European Gendarmerie Force and as advisers and trainers of local police notably , Italy, and Spain, but also (EGF), discusses the implications of these (strengthening missions). and the —have long pos- developments for U.S. defense transformation, The United States needs to consider the sessed such capacities via their well-established and proposes ways to strengthen Euro-Atlantic best way to develop these kinds of capabili- national constabulary services. But the United cooperation in this vital area. ties, which it does not possess today. While States has not made comparable investments the American military should retain its multi- in this kind of capability for its own needs and Hammer vs. Scalpel mission character, the U.S. objective should consequently has been slow to embrace this requirement in overseas venues. Nonetheless, As military missions in Bosnia and Kosovo be a mix of capabilities that allow for a seam- have demonstrated, postcombat operations less shift from ground combat to operations of pressures are growing to embrace creatively the necessary transformational shifts in U.S. reflect one of the most complex and challeng- a character. ing phases of the conflict spectrum.3 Part of the The North Atlantic Treaty Organization military organization, doctrine, equipping, and training. Among other groups, the prestigious reason for recognizing this as a new phase is and the European Union should establish liai- that, although organized hostility has ended, son and training relationships that allow for U.S. Defense Science Board documented the inadequacy of U.S. postconflict capabilities in order has yet to be restored. The local authori- regular military forces, constabulary forces, ties usually are too weak and unable to govern and civilian police and law enforcement detail in its seminal 2004 study, Transition To and From Hostilities.2 without external support. Judicial and legal officials to explore techniques, training, and institutions are broken, nonexistent, or illegiti- procedures for stabilization missions that per- American consideration of European capabilities in this area has often been sub- mate. The transition period from warfighting to mit adoption of best practices and facilitate peacekeeping and reconstruction is particularly coordination, cooperation, and planning. ordinated to policy reservations regarding the European Union’s (EU’s) nascent European tenuous because it represents the nexus of two Security and Defense Policy (ESDP), the quasi- different axes: the military-civilian axis and the operational European Rapid Reaction Force external-internal axis. (ERRF), and low European defense spending. Along the military-civilian axis, one expects to see a changing relationship between

No. 218, November 2005 Strategic Forum  military and civilian actors throughout the by a using excessive force can have The European gendarme forces have life cycle of a postconflict operation. At more catastrophic consequences. evolved beyond their historic role of meeting advanced stages, civilian agencies should be Recent history has illustrated that an domestic needs. They have conducted numer- assuming greater responsibility for residual effective response to crises along the full ous constabulary and law enforcement opera- law-and-order duties while the military compo- spectrum of conflict requires at least three tions in many parts of the world. For example, nents assume a lower profile. The external- types of : high-end combat forces between August 1998 and January 1999, the internal axis refers to the changing relation- to neutralize hostile, organized adversaries; Multinational Specialized Unit (MSU) in ship between external security actors and constabulary or paramilitary forces to handle Bosnia, headed and staffed largely by Italian internal or domestic security actors. Here the crowd control and lower levels of organized , was employed in 243 reconnais- problem revolves around the inability, at least violence; and community-based law enforce- sance patrols, 87 information-gathering initially, of local authorities in postcombat ment organizations (police, judicial, and missions, and 33 public order interventions.5 environments to establish law and order, penal authorities) to rebuild legal and judicial The MSU dealt with refugee returns, organized provide basic security for the population, and institutions. So far, the U.S. Armed Forces have crime, and terrorism. The French Gendarmerie govern their own territory. To avoid turning proven to be best suited to address high-end has been involved in peace operations in Haiti, failed or recovering states into international El Salvador, , Western Sahara, dependencies, the international community most U.S. and allied Somalia, Rwanda, the Balkans, and elsewhere.6 recognizes the need to transition effectively military forces are not Likewise, Dutch, Portuguese, and Spanish from externally provided security—whether forces have been deployed in various operations military or constabulary—to security provided trained to intervene in Africa and the Balkans. Our European allies by local actors once the latter have been directly to deal with have substantial experience in the use of forces adequately empowered. crime or civil violence in with the kind of training, organization, and This transition period is the most criti- equipment that is directly relevant for future cal for the conclusion of a successful mission. postconflict situations law enforcement missions in S&R operations. The aftermath of both Kosovo and Bosnia There is much Washington could learn from its highlighted the need for the United States and conflict operations. This does not mean infan- allies to overcome the temptation that elite SOF, its NATO allies to develop capabilities to cope try and forces and various U.S. , or special /Marine units with demanding, high-intensity, yet still local- reserve units have not done excellent work can do the job alone. ized threats to public order. These tasks are best when pressed into service as peacekeepers in suited for constabulary units than for either places such as the Balkans and Sinai. It does Constabulary Forces traditional combat or community mean that in recent operations, the United police. In the end, all are prerequisites for States, for lack of better options, has routinely The term constabulary refers to “a force successful reconstruction. turned to elite Special Operations Forces (SOF) organized along military lines, providing basic law enforcement and safety in a not yet fully In simple terms, military forces are or traditional military police to address stabili- 7 trained for war—force-on-force engagements zation and reconstruction (S&R) tasks. stabilized environment.” Europeans often describe constabulary forces as “police forces against other military or armed adversaries. Using SOF to conduct messy postconflict 8 While the military is able to mobilize and operations and low-end security has over- with a military status.” They are trained in deploy rapidly in large units, most are uncom- stretched these units and forced a higher than military skills, but their focus and equipment fortable with, ill suited to, and not generally desirable operations tempo, jeopardizing other is on minimal/nonlethal use of force and tasks trained for police tasks that are central to priority military missions for which only they are normally associated with police functions. Un- postmilitary conflict operations (for example, trained and equipped. The training that military like traditional soldiers, the goal of constabulary riot control, border control, domestic surveil- police receive in some of the skills required for units is to defuse potentially violent situations lance, securing/protecting sensitive sites). As stabilization is not focused on creating compe- through negotiations and conflict manage- an analyst has noted, the military is a “blunt tency in the full range of constabulary skills. ment, rather than to “neutralize” the enemy or instrument” that is “capable only of imposing Rather, police training emphasizes a general destroy a target. While constabulary forces vary a most basic, rigid form of order,” involving familiarity with tasks, relying heavily on in-the- by country, they can provide order and security attempts to “deter and limit loss of life and field operational training. In addition, both spe- in a postcombat area of operation after military destruction of property, but that is about all.”4 cial operations and military police units gener- forces have been relieved and redeployed but before local or law enforcement institutions have Most U.S. and allied military forces are not ally lack the full gamut of specialized equipment 9 trained to intervene directly to deal with crime (lethal and nonlethal) to deal with lower levels been restored. Often, they wear national police or civil violence in postconflict situations. In a of stabilization and nationbuilding. , so as not to be confused with those sensitive period of occupation, one false step who have just done the fighting, but they are armed and ready, if necessary, to use lethal force. Though serving as police, constabulary forces are highly skilled in the tactics and doctrine Dr. David T. Armitage, Jr., is a visiting research fellow in the Institute for National Strategic Studies of light infantry, including rapid deployment and (INSS) at the National Defense University. Anne M. Moisan, USAF, is Chief of Staff of the an ability to sustain themselves logistically. The INSS Research Directorate and a senior fellow. Comments may be directed to: [email protected]

 Strategic Forum No. 218, November 2005 Dutch Marechaussee, for example, can deploy a European Capabilities with local police. Their presence reassured 50-person detachment as a rapid-response unit fledgling local police and gave skittish refu- Since the end of the Cold War, but most within 48 hours.10 These forces also are highly gees confidence that they could return to their significantly after the St. Malo declaration in trained. For example, the Italian Carabinieri, serv- homes unharmed. The Carabinieri also used December 1998, EU member states have at- ing as part of Kosovo Force, averaged 10 years of their investigative skills (including plainclothes tempted to develop complementary military specialized training, about twice the time of their covert surveillance, crime mapping, and link capacities.14 While the lack of tangible improve- military counterparts.11 Other training includes analysis) to help the NATO Stabilization Force ments in military capabilities or significant in- martial arts, use of firearms and light weapons, in Bosnia counter organized crime.18 creases in defense spending is widely criticized intelligence-gathering and interrogation tech- European officials envision the EGF to by commentators in the United States, less niques, international law, negotiation, social skills, be deployed either along with or immediately noticed—or discussed—have been efforts to use of communications equipment, and foreign after a to maintain or es- develop civilian crisis management capacities, languages and cultures. Most European constabu- tablish public order and safety. The advantage including tailored and deployable constabulary lary forces also have specialized dog units and of the European Gendarmerie Force is that, and police units. sniper teams. Their equipment reflects a hybrid although it is considered a police asset, it can What kind of constabulary forces do the of police and military gear as well: flak jackets, be placed under military command. In other Europeans possess? Individually, there are shields, batons, tear gas, and automatic weapons.12 words, EGF forces have the training, equip- unique, national capabilities (for example, They are able to secure and protect traffic routes, ment, and background to work in a military the Italian Carabinieri and French Gendar- facilitate the introduction of civilian rebuilding command environment. merie). Beyond the national level, Europeans and assistance, set up and manage prisons, and According to the EGF “declaration of have proven their ability to merge capabilities establish and train certain types of national police intent,” its flexibility is the ability to deploy at multilaterally, most notably in the MSU in the and law enforcement institutions. every phase of a conflict: Balkans. In fact, the first EU crisis manage- Constabulary forces serve a vital role ment operation was in January 2003, when the ■ initial phase: along with military forces to along the conflict spectrum between warfight- European Union Police Mission (EUPM) in perform various police tasks ing on the high end and local law enforcement Bosnia-Herzegovina took over from the United ■ transitional phase: either alone or with a on the low end. While combat forces are effec- Nations (UN) International Police Task Force. military force, coordinating and cooperating with tive in neutralizing hostile forces and providing Most recently, Europeans have sought to local or international police units initial stability to the environment, such units develop multinational constabulary capacities ■ military disengagement phase: facilitate are typically neither trained nor equipped to within a more institutionalized framework. the handover from military to civilian authorities, handle long-term security problems such as On September 17, 2004, the Dutch EU presi- whether local or international. looting, rioting, crowd control, crime, civil- dency announced that five EU member states ian disturbances, restoring basic services, and On December 14, 2004, the European (France, Italy, the Netherlands, Portugal, and local law enforcement, all of which require Union announced that the first EGF com- Spain) had agreed to form a European Gendar- increasingly nonlethal countermethods. These mander would be French Brigadier General merie Force, with a permanent headquarters 19 latter types of critical skills can often make the Gérard Deanaz. He reports to a High Level In- in Vicenza, Italy. Intended to be operational ultimate difference between mission success terdepartmental Committee that is responsible by late 2005, the 900-person force would be and failure. for strategic management and political control, tasked to ensure security and public order, fight Yet, as the Defense Science Board study although if the EGF is used for an EU mission, organized crime, advise and train local police noted, the U.S. military has not yet embraced the political control would fall under the EU forces, as well as fill the postconflict security 20 S&R operations as an “explicit mission with Political-Security Committee plan. gap as military forces transition to peacekeep- the same seriousness as combat operations.”13 ing. Other EU member states could participate Planning for these types of activities is often the advantage of as much as they were willing and able.15 considered a requirement that falls outside the The EGF’s main purposes are substitution the European traditional role (or interest) of the U.S. military. and strengthening missions.16 Substitution While the Armed Forces have considerable latent Gendarmerie Force refers to missions where the local police either S&R capacity, it is embedded in other mission is that it can be placed do not exist or are totally incapable of main- priorities and impeded by the low-density/high- taining public order. Strengthening missions under military command demand problem, resulting in deployments involve advising and training local police to without appropriate training or equipment. perform public order duties, such as urban Despite this dawning recognition, the military The commander heads a staff of about operations, crowd control, patrimonial site finds itself in a conundrum: the requirement 30 planners at the EGF permanent headquar- protection, and combating terrorism and or- for S&R forces is real, yet no tailored S&R force ters in Vicenza. Planners are expected to work ganized crime. For example, in Haiti and Côte or capability exists. Washington has not devoted closely with the EU military staff and civilian d’Ivoire, French Gendarmes deployed alongside the resources to develop these skills within the crisis management planning cell in . military peacekeepers and helped reestablish U.S. military or sought more effective ways to tap Among the EGF headquarters’ tasks are moni- the local police force.17 In Bosnia and Kosovo, Europe’s expertise appropriately. toring at-risk areas; planning contingency Italian Carabinieri conducted joint patrols and operational maneuvers; arranging and

No. 218, November 2005 Strategic Forum  directing combined exercises; evaluating and implementing lessons learned; and, as neces- European Gendarmerie Capabilities sary or if requested, providing guidance to Country Force Personnel Committed to EGF strategic decisionmaking. Thus, the goal is to incorporate EGF capacities into the ESDP Italy Carabinieri 111,800 800 so that the European Union eventually will France Gendarmerie 101,399 600 be able to respond to the full spectrum of crisis situations, from preventive diplomacy to Spain Guardia Civil 73,360 500 postcombat nationbuilding. Portugal Republican Guard 26,100 160 The EU vision of the integrated police unit (IPU) allows for Europeans to perform “robust Netherlands Marechaussee 6,800 100 police missions” under less stable conditions, TOTAL 319,459 2,160 even if this involves temporarily being placed under military command. Since the expected Source: Institute for International Strategic Studies, Military Balance, 2003/04 area of operation is likely to be characterized by the absence of internal authority, the IPU The gendarmes in the EGF are part of the The EGF initiative stemmed from French concept is a critical part of the larger framework existing pool of personnel committed to civil- domestic politics but reflects internal EU linking EGF to EU contributions in building the ian crisis management.23 EU members partici- dynamics and new 21st-century operational country’s law enforcement and judicial institu- pating in the EGF plan to use the same forces demands. In 2003, French Defense Minister tions. As illustrated by international experiences as those already pledged in the 2001 Michèle Alliot-Marie proposed a multina- in the Balkans and East Timor, the deployment Headline Goal catalogue. Under the police tional unit that could be deployed rapidly to of police forces alone does not help to create category, the European Union aimed to have a assist in police duties. At the time, Alliot-Marie stable conditions unless there are other means to cadre of 5,000 police officers by 2003, of which reportedly was in a bureaucratic battle with process criminals and administer justice.21 1,400 would be able to deploy within 30 days. the French finance and interior ministries. The British Broadcasting Corporation In November 2001, at a Police Capabilities By proposing the establishment of such a (BBC) has aptly described the EU effort as trying force, the French defense minister might have to create an intervention force that is “some- hoped to gain additional budget resources, thing between the neutrality of traditional UN because of its unique as well as maintain control over the use of peacekeeping and NATO’s cruise missiles.”22 The capabilities, the EGF the Gendarmerie.25 Dutch stress that the EGF—through its training also may be a positive The Italians, meanwhile, who have a great and its pre-organized unit structure—would deal of overseas experience with their Carabin- serve as a viable framework in which other venue for repairing ieri, saw an opportunity to promote their country nations with similar types of police forces may European relations with as one of the major powers within the European choose to participate. Any EU member state pos- the United States Union. Since Germany (for political and his- sessing “a police force with a military statute” torical reasons) had a strict rule of separating may take part in the EGF. Candidates (including military and police functions and Great Britain Turkey) that have such constabulary forces may Conference in Brussels, EU members reached did not possess these unique types of forces, obtain “observer status” and detach a liaison (at least on paper) their targets, including 13 Spain also saw an opportunity to raise its profile to the EGF headquarters. For instance, rapidly deployable integrated police units.24 The in EU circles. The French, still smarting from EU the contribution of the roughly 150,000 Turkish European Union already has two rapidly de- enlargement (primarily to the East), considered Jandarma may help the European Gendarmerie ployable headquarters at its disposal, one from the EGF as a natural fit to maintain leadership Force eventually solve manpower constraints, as the French Gendarmerie and the other from of a southern group of member states, perhaps well as facilitate EU-Turkish relations in general. the Italian Carabinieri. The EGF thus seems entice the new members with these low-end Because of its unique capabilities, the EGF also rather similar, although less ambitious than specialized capabilities, and tout the embryonic may be a positive venue for repairing European just several years ago. ESDP. Knowing that the European Union could relations with the United States. At a civilian capabilities commitment not compete on high-end military tasks (and conference on November 22, 2004, EU member seeing Washington distinctly uncomfortable Assessing the EGF states (including the 10 newest members) with nationbuilding and struggling with S&R The organizing framework of the Euro- updated the 2001 catalogue and pledged operations in Iraq), the French and other EU pean Gendarmerie Force is new, so it will take more than 5,700 police for participation in participants considered the EGF a perfect answer time to develop. However, several issues must be crisis management operations. Consequently, to filling a security niche. It also complemented addressed in three main areas: training/rules of because the European Gendarmerie Force will other ongoing efforts on the military side of engagement, deployment, and links/relation- draw from this same pool rather than raise ESDP, such as developing battlegroups, taking ships with other organizations and states. new forces, it creates a potential dilemma with over the NATO mission in Bosnia, and establish- respect to deployability. ing a European Defense Agency to coordinate weapons procurement.

 Strategic Forum No. 218, November 2005 The British media immediately lauded are required for a separate EGF mission? Hard Winning wars and winning peace require the September 17, 2004, declaration with such political choices would have to be made, and unique and varied capabilities. Since the 1990s, hyperbolic headlines as “EU flexes muscles.”26 European allies might have to think through U.S. military forces have been reduced overall, The BBC noted that the EGF would be sent to difficult trade-offs with other security priorities. including the Army, which has been cut by “places where law and order has deteriorated In 2001, EU governments established a 40 percent to approximately 485,500 (plus but not completely broken down, or where a small police unit within the Council Secretariat 355,000 Army National Guard and Reserves), conflict has subsided and heavily-armed troops (under Common Foreign and Security Policy while the operational demands (every 18–24 are no longer needed.” High Representative Javier Solana). The unit months) have doubled, as well as the duration While the concept is clear and the need consists of only about 8 police officers and of operations.32 Similar trends are reflected in is compelling, EU members nevertheless face civilians, which is dwarfed by the EU Military NATO efforts to reduce, professionalize, and real challenges in making this initiative work. Staff of over 150. It is not yet clear how the EGF deploy its . The belief that the tradi- There is no question the forces that will com- headquarters will interact with the Council tional military remains the best institution to prise the EGF are capable. But unanswered Secretariat’s police unit or the EU Situation deal with new world operational requirements questions remain: How deployable are the Center. Presumably, there will be liaison of- needs to be challenged seriously. Although the units? What will the stress points be? Will EU ficers to coordinate EU efforts. In late 2003, the military can quickly bring to bear large forces, governments find themselves overstretched? European Union was working on developing a equipment, and organization, the cost—both How long are the deployments? Where will broad civil-military coordination concept that in terms of dollars, as well as scarce and highly units be sent? Whose training standards and would integrate the myriad EU elements both specialized combat resources—has become operating procedures will dominate (French in Brussels and in the field, but specific param- increasingly high. Operational expenses in Gendarme or Italian Carabinieri)? With the eters have yet to be worked out.27 Afghanistan and Iraq alone exceed $4.5 billion demand for these types of forces growing, Euro- Again, the EGF is scheduled to become a month. The debate over what type of force is peans need to find answers quickly. operational late this year. Nevertheless, nu- required to fill the security gap is at the heart The political-military challenges are not merous questions remain that the EU–5 will of the discussion. dissimilar to those faced by NATO as it develops need to address in the coming year. Likewise, The United States cannot expect Europe- the NATO Response Force. EGF coordination American operations are driving questions as ans to assume responsibility for constabulary and strategic direction belong to the high-level to the ability of current U.S. military forces interdepartmental committee. However, if the EGF to meet the increasingly diverse challenges of the belief that the is used for an EU mission, the responsibility will the 21st century, and more specifically, ques- shift to the EU Political-Security Committee. In tions regarding the disposition and trans- traditional military this committee, all 25 EU members have a voice formation of American forces to meet these remains the best and a potential veto. Since only five EU members security gap requirements. institution to deal with participate in the EGF, it remains to be seen how the other members would pursue the politics Struggle and Challenge new world operational with respect to a proposed mission. In addition, The likelihood of American or NATO requirements needs to each EU–5 member state retains the right to be challenged decide whether its units would participate in involvement in a great power conflict requiring an EGF operation. Such uncertainty places massive troop numbers in the next 15 years additional demands on force planners, since one is low. However, weak governments, lagging operations in all the areas where they are pres- cannot be certain that earmarked units might economies, and religious extremism will con- ently needed (Kosovo, Afghanistan, and Iraq). not be withdrawn or not made available for tinue to place increasing demands on Western While European constabulary forces have the powers for stabilization, reconstruction, and political or other reasons. 28 training and valuable expertise, current num- In the end, national needs, available nationbuilding operations. Despite recognition bers are far too small to provide the extensive funding and personnel, and prestige will deter- of the growing and critical role constabulary long-term support that the United States and mine the depth and durability of national com- forces could play in meeting these demands, NATO need to cover the growing operational mitments to the European Gendarmerie Force. the U.S. and NATO militaries are reluctant to security gaps in foreign postconflict operations. address constructively the need for developing Since EGF availability and deployability are 29 European governments are also unlikely to tied to meeting national requirements, there such skill sets. In documents as recent as the opt out of combat and peacekeeping missions may be a gap between the numbers earmarked newly drafted U.S. Joint Operations Concepts for in favor of specializing in overseas constabu- in a database and the actual number available 2005, the range of interim operations identified lary missions. They will continue to strive to in spectrum-of-conflict operations continues to for a mission. Not only are the raw numbers of 30 maintain a balance of capabilities in conflict forces listed small, but many of these forces are reflect the traditional spectrum of tasks. Like- situations. On the American side, the solution also being double-counted for the European wise, in the NATO Defense Planning System, does not rest in simply increasing the number Union, United Nations, and elsewhere. Conse- the emphasis centers on combat forces to the of combat, SOF, or military police forces. It lies exclusion of identifying constabulary require- quently, conducting simultaneous operations 31 in better tailoring existing forces within the may be out of the question. What happens if ments or close combat . United States to these new security missions in French gendarmes assigned to a UN mission postconflict environments.

No. 218, November 2005 Strategic Forum  The United States is wrestling with its own Army and the Center for Strategic and Inter- at European training facilities in Italy and military transformation and force restructur- national Studies categorized four broad areas France. In fact, this is an area where Italy in ing efforts to be better positioned to respond of tasks to be addressed by security gap forces: particular—with its rich Carabinieri tradi- to threats and challenges. The Department of security, justice and reconciliation, social and tion and historic transformation of its armed Defense defines transformation as “a process economic development, and participatory forces—could take the lead. Washington that shapes the changing nature of military governance. If our transformation efforts are should provide proper incentives for Ameri- competition and cooperation through new to succeed, we must develop creative force cans—both civilian and military—to learn combinations of concepts, capabilities, peoples, capabilities that better meet these evolving from the Europeans. and organizations that exploit our nation’s operational requirements.36 The Armed Forces Reaching out multilaterally to civilian advantages and protect against our asymmetric must be flexible and capable of seamlessly organizations is also vital. The EGF should es- vulnerabilities.”33 These efforts were reflected shifting focus from combat operations to deal- tablish liaison relationships with the Department in the mid-1990s interest in a “revolution in ing effectively with the rigors of political, legal, of State’s Office of Civilian Police and Office of military affairs,” as well as the latest efforts in economic, and social requirements, establish- Coordinator for Reconstruction and Stabilization 1997 to centerpiece transformation in the first ing security and law and order, and providing and the Department of Justice’s International Quadrennial Defense Review.34 the prerequisites for successful nationbuilding. Criminal Investigative Training and Assistance Despite these efforts, U.S. defense transfor- We are not suggesting that the U.S. Army Program, as well as the Department of Defense. mation efforts are bound to be flawed if we hold be reconfigured to operate exclusively as security Such interaction would permit adoption of best to outdated conceptions about war in the 21st gap fillers. Conventional war is still a risk, but, practices and facilitate coordination, coopera- century. The days of a preponderance of con- ideally, this additional capability simply reflects tion, and planning. ventional force-on-force operations have given yet another step in the Army’s transformation, The United States should take steps to way to more complex challenges of asymmetric which could be accomplished by tailoring a promote interoperability. For example, as the warfare, urban counterinsurgency, extensive small part of its 51,000 infantry into high-qual- United States debates its own approach to civil affairs/public diplomacy work with the ity/specialized units that possess constabulary- mounting more effective stabilization and state’s publics, stabilization, reconstruction, and like training, organization, and equipment. The reconstruction operations,37 it should consider nationbuilding. Since the end of the Cold War, transformed units would be mobile, have their permitting and encouraging European con- the United States has been regularly engaged in own unique force protection, intelligence, and stabulary forces to participate in American one form or another of nationbuilding activity. civil affairs, and have adequate firepower (lethal military academies, service schools, and think Our greatest enemy is complacency with old and nonlethal) and specialized training and tanks. NATO’s Allied Command Transformation stereotypes of conventional attrition warfare skill sets to support police, local security force and Joint Forces Command can play integral training, and nationbuilding activities. Introduc- roles in facilitating inclusion in both NATO the United States should ing novel approaches to organization structures, and the U.S. training centers. In addition, the realistic training scenarios, directed technology United States should capitalize on its com- consider permitting and (communications, weaponry, personal protective bat/stabilization/reconstruction experiences encouraging European gear, and armored vehicles), and modularity are by creating a cadre of expert military trainers; constabulary forces to indispensable anchors in enabling these new this cadre would be comprised of individuals units. This transformation would also require returning from operations in Kosovo, participate in American tailored rules of engagement that allow forces to Afghanistan, and Iraq who have experience in military academies, shift seamlessly from a combat role to a stand- SOF, military police, or civil affairs, but have service schools, and alone capacity to work with local police units. retired from active-duty service or no longer meet military worldwide deployability criteria think tanks A Way Ahead due to injuries or inadequate active-duty time remaining. Capturing this expertise and focus- coupled with misplaced faith in advanced, Knowing the new era of operational ing it on the transitional skill set requirements technically superior military forces (based on demands and the need for the U.S. military from combat experiences to constabulary concepts of network-centric war, space-based and NATO to transform, how can European skill to local security forces would benefit and battle stations, and long-range precision strike) constabulary capabilities both help resolve this complement EU expertise. and overwhelming weak, incompetent enemies. military shortfall with real capability and also The United States should encourage Despite this mismatch, the new threats are testing provide a concrete step toward rebuilding the European constabulary forces to participate in the Nation’s ability to react to and prevail over transatlantic relationship? the postcombat phase of multinational military enemies in the kinds of day-to-day struggles cur- Further capacity-building is essential. operations. Ideally, this would mean that EU rently faced and to do so at acceptable costs. Europeans should—either through NATO, the constabulary functions are incorporated into Some analysts in Great Britain and else- European Union, or bilaterally—establish U.S. (and NATO) military planning as part of where argue that forces to fill the security gap combined training relationships and oppor- an integrated whole. America would assist in are central to the military’s responsibility and tunities for U.S. Armed Forces, civilian police, providing European constabulary forces with that the military should be duly trained and and law enforcement officials. Slots should necessary transport and intelligence support. If equipped.35 In 2002, the Association of the U.S. be reserved for Americans to attend courses successful, this collaboration could become the

 Strategic Forum No. 218, November 2005 prototype for a new multinational instrument 5 Robert Perito, Where Is the Lone Ranger When We 22 See BBC News, “EU Launches Crisis Police Force,” avail- and a firm counterbalance to perceptions of Need Him? (Washington, DC: USIP Press, 2004), 161–162. able at and Foreign Broadcasting Information Service (FBIS), “EU American unilateralism and European irrele- defense.gouv.fr/gendarmerie>. States Set Up New European Military Police Force” (September vance. Such transparency at the planning stage 7 Erwin A. Schmidl, “Police Functions in Peace Opera- 17, 2004). would allow the United States (and NATO) tions: An Historical Overview,” in Policing the New World 23 Interview with Dutch embassy official, November Disorder: Peace Operations and Public Security, 22. 15, 2004; interview with French Gendarmerie official, December to focus on comparative advantages, while 8 spotlighting European strengths and skills See European Gendarmerie Force, “Declaration of 2, 2004. Intent,” September 17, 2004, available at . 24 See Caroline R. Earle, “European Capacities for Peace in postcombat operations. Consequently, the 9 Perito, 34. Operations: Taking Stock” (Washington, DC: Henry L. Stimson political costs of persuading others to follow a 10 Ibid., 42. Center, March 2004), available at . 12 Perito, 158; interview with Italian defense official. 25 Interview with French Gendarmerie official, December as the European leaders can justify the policy 13 to their respective parliaments and publics. Defense Science Board 2004, vi. 2, 2004. 14 For background on ESDP and the holistic EU approach 26 For example, see BBC News and FBIS. Europeans and the EU once again can feel to security, see Jolyon Howorth, European Integration and 27 Earle. (and rightfully so) that they are working side Defense: The Ultimate Challenge? Chaillot Paper No. 43 (Paris: 28 Report of the National Intelligence Council’s 2020 by side with the United States as equal partners WEU–ISS, 2000); and Michael J. Brenner, Europe’s New Security Project, Mapping the Global Future, 1–13. capable of successfully meeting the demands of Vocation, McNair Paper No. 66 (Washington, DC: National 29 At the June 2004 Group of Eight (G–8) Summit at Sea crisis operations in the 21st century. Defense University Press, 2002). Island, Georgia, the G–8 launched an initiative to establish a 15 European Gendarmerie Force. center to train personnel in constabulary operations. Although 16 Interview with Italian Carabinieri, December 2, 2004. collocated at the EGF headquarters in Vicenza, the Center of Conclusion 17 Interview with French Gendarmerie official, December Excellence for Stability Police Units is distinct from the EGF in 2, 2004. that it is geared toward training (mostly) Africans to enhance We are at a critical fork in the evolution 18 Perito, 170–171. African capacities in such operations. of warfare. Old concepts and organizations 19 See “Un general français, chef de la gendarmerie 30 The exception is the basket of activities associated with are no longer adequate in dealing with the européenne,” December 14, 2004, available at . quence management, military assistance for civil disturbances, asymmetric and nontraditional enemies that 20 U.S. forces are facing in new-era conflicts. We The High Level Interdepartmental Committee (HLIC) is and counternarcotics support. See Thomas X. Hammes, The Sling composed of representatives from the countries’ various min- and The Stone: On War in the 21st Century (St. Paul, MN: need to develop capacities to respond to the full istries. France, Italy, and the Netherlands have representatives Zenith Press, 2004), 225. spectrum of conflict, from precrisis diplomacy from their respective defense and foreign ministries. Portugal has 31 For example, there are no specific constabulary require- to postconflict peacekeeping and then to na- representatives from its interior and foreign ministries, and Spain ments listed in NATO’s Defense Planning Questionnaire. 32 tionbuilding. In the face of stabilization and has representatives from all three (defense, interior, foreign) Karen Sudkamp, “Constabulary Forces Issue Paper,” ministries. In addition to managing the politics of the EGF, the June 2004, 17. reconstruction demands in Afghanistan and 33 committee will set the operational standards of the units. The EU Government Accountability Office Report to Congres- Iraq, both the United States and the interna- Political-Security Committee is composed of ambassadors from sional Committees, “Military Transformation,” December 2004. tional community must creatively embrace this all 25 EU members and charged with advising the Council of the 34 NATO has parallel efforts transforming its forces, with transformational shift in national and multi- European Union on EU foreign and security policies. Allied Command Transformation in the lead. 21 35 national military organization and training. Based on the Civilian Crisis Capabilities Conference See Andy Salmon and Mary Kaldor, Principles for the Despite the overwhelming challenges, America, in November 2004 that incorporated contributions from the 10 Use of the Military in Support of Law Enforcement Operations, newest member states, the EU civilian crisis capacity includes First Draft for Berlin Meeting (The Centre for the Studies of NATO, and the European Union face a unique policing (members have pledged 5,761 police officers); rule of Global Governance, May 18–19, 2004). opportunity to cooperate and collaborate as law (members have pledged 631 judges, prosecutors, and other 36 See Thomas E. Ricks, “Army Contests Rumsfeld Bid on equals on addressing the security gap. rule-of-law experts); civilian administration (562 administra- Occupation,” The Washington Post, January 16, 2005. tive and infrastructure experts have been pledged); and civil 37 For example, see Hans Binnendijk and Stuart E. Johnson, Notes protection (4,988 specialists in rapid response following natural eds., Transforming for Stabilization and Reconstruction Opera- 1 disasters). Ministerial Declaration available at . in the literature on postconflict transitions. Michael J. Dziedzic has characterized this problem as the byproduct of three gaps: a deployment gap (in which intervening forces are mismatched to public security requirements); an enforcement gap (in which international police elements lack the authority or capacity to enforce law and order); and an institutional gap (in which the The Institute for National Strategic Studies (INSS) is a policy The Strategic Forum series presents original research by members host nation lacks capacity to perform key law and order func- research and strategic gaming organization within the National of NDU as well as other scholars and specialists in national security Defense University (NDU) serving the Department of Defense, affairs from this country and abroad. The opinions, conclusions, tions). See Michael J. Dziedzic, “Introduction,” in Policing the its components, and interagency partners. The institute provides and recommendations expressed or implied within are those of New World Disorder: Peace Operations and Public Security, senior decisionmakers with timely, objective analysis and gaming the contributors and do not necessarily reflect the views of ed. Robert B. Oakley, Michael J. Dziedzic, and Eliot M. Goldberg events and supports NDU educational programs in the areas of the Department of Defense or any other agency of the Federal (Washington, DC: National Defense University Press, 1998), 8–16. international security affairs and defense studies. Through an Government. For information on NDU Press visit the Web site at 2 active outreach program, including conferences and publications, http://www.ndu.edu/inss/nduhp. INSS also produces Joint Force Defense Science Board 2004, Transition To and From INSS seeks to promote understanding of emerging strategic Quarterly for the Chairman of the Joint Chiefs of Staff; the journal Hostilities, Office of the Under Secretary of Defense for Acquisi- challenges and policy options. can be accessed at http://www.dtic.mil/doctrine/jel/jfq_pubs. tion, Technology, and Logistics, December 2004. 3 The terms postconflict and postcombat are used I nstitute for N ationa L S trategic S tudies interchangeably. Stephen J. Flanagan 4 Dziedzic, 8. James A. Schear Director COL Debra Taylor, USA Director of Research Managing Editor, NDU Press

No. 218, November 2005 Strategic Forum  Other recent NDU Press titles

Review of Psychological Lessons Learned from Recent Operational Experience. Christopher J. Lamb, Insti- tute for National Strategic Studies, Occasional Paper, September 2005.

Transforming Defense. Christopher J. Lamb, Institute for National Strategic Studies, Occasional Paper, September 2005.

Reassessing the Implications of a Nuclear-Armed Iran. Judith S. Yaphe and Charles D. Lutes, Institute for National Strategic Studies, McNairPaper 69, August 2005.

Building on an earlier study from 2001, the authors reexamine Iran’s movement toward becoming a nuclear- weapons state and the implications of that development for stability in the Middle East, global nonprolifera- tion efforts, and U.S. security and defense policy. The original study postulated that Iran was well on its way to acquiring nuclear weapons and the long-range missile systems needed for their delivery. The terrorist attacks of September 11, U.S. intervention in Afghanistan and Iraq, and new evidence of Iranian acquisition of nuclear weapons-related technologies all necessitated a reexamination of this issue. The authors conclude that despite strong policy preferences to the contrary, the United States may have little choice but to live with a nuclear-armed Iran.

U.S.- Relations: Progress Toward a Mature Partnership. James J. Przystup, Institute for National Strategic Studies, Occasional Paper 2, July 2005. This study takes a fresh look at the steps taken by the governments of the United States and Japan to implement the recommendations of the October 2000 Institute for National Strategic Studies Special Report, The United States and Japan: Advancing Toward a Mature Partnership, in light of the strategic challenges of the post-9/11 world. The study concludes with six recommendations for additional progress in the U.S.-Japan alliance.

NATO Expeditionary Operations: Impacts Upon New Members and Partners. Jeffrey Simon, Institute for National Strategic Studies, Occasional Paper 1, March 2005. Since its move into Balkans peacemaking in the mid-1990s, the North Atlantic Treaty Organization’s (NATO’s) involvement beyond the territories of its members has posed challenges and opportunities, particularly for the Alliance’s new members and partners. This paper explores the lessons that new NATO members and partners have drawn from these expeditionary operations. It also assesses how these experiences have influenced the ongoing efforts of these countries to transform their defense postures.

Other titles in the Strategic Forum series

Sustaining U.S.-European Global Insurgency: Modern Warfare Security Cooperation Evolves into a Fourth Generation Stephen J. Flanagan (No. 217, September 2005) Thomas X. Hammes (No. 214, January 2005)

U.S.-Australia Alliance Relations: Japan’s Constitution and Defense Policy: An Australian View Entering a New Era? Paul Dibb (No. 216, August 2005) Rust Deming (No. 213, November 2004)

The Arab-Israeli Conflict: Apocalyptic Terrorism: Toward an Equitable and Durable Solution The Case for Preventive Action Aaron David Miller (No. 215, July 2005) Joseph McMillan (No. 212, November 2004)

For on-line access to these and other publications, go to:

 Strategic Forum No. 218, November 2005