The University of California, Berkeley
Chancellor Robert M. Berdahl
Executive Vice Chancellor and Provost Paul R. Gray
Vice Chancellor for Research Beth Burnside
University of California, Berkeley Sponsored Projects Annual Report, Fiscal Year 2001
published by the Sponsored Projects Office 336 Sproul Hall University of California, Berkeley Berkeley, CA 94720-5940 510/642-0120 www.spo.berkeley.edu
Director: Joyce Freedman Assistant Director, Information Systems: Neil Maxwell Editor: Shelley Sprandel © 2001 The Regents of the University of California ii Sponsored Projects Annual Report, Fiscal Year 2001 Table of Contents
Award Overview...... 1
Comparison of Project Period & Budget Period Funding by Sponsor ...... 2
Comparison of Project Period & Budget Period Funding by Discipline...... 4
Project Period Funding in Fiscal Year 2001 ...... 7
Major Corporate Sponsors, Fiscal Year 2001 ...... 8
Future Budget Period Funding, Fiscal Years 2002 – 2006...... 9
Twenty Largest Awards in Fiscal Year 2001...... 10
Honors to Individual Berkeley Faculty, Fiscal Year 2001 ...... 11
Appendices ...... 13
Appendix A Funding by Sponsor Category, FY 1997 – 2001 ...... 15
Appendix B Funding by Discipline, FY 1997 – 2001 Campus Overview ...... 16
Appendix C Funding by Discipline, FY 1997 – 2001 Social Sciences and the Humanities...... 17
Appendix D Funding by Discipline, FY 1997 – 2001 Physical Sciences...... 18
Appendix E Funding by Discipline, FY 1997 – 2001 Engineering and Computer Sciences ...... 19
Appendix F Funding by Discipline, FY 1997 – 2001 Biological Sciences ...... 19
iii iv he University of California, Berkeley is one Overall, project funding declined slightly this year. of the world’s leading universities in Funding from industry increased by 8%, nonprofit T research, teaching, and public service, with funding increased by 7%, and nonfederal an enrollment of nearly 23,000 undergraduates and governmental declined by 3%. Basic research again 8,600 graduate students. The campus employs topped the list of funded activities, with nearly $294 1,500 faculty in more than 100 academic million in funding. Applied research, where departments and interdepartmental groups, and discoveries and advances made in basic research are more than 40 interdisciplinary research units expanded to practical application, was second with contribute to this dynamic and vital research and $58.2 million. teaching environment.
Project Funding, FY 1997 – 2001 The Sponsored Projects Office is pleased to present (dollars in millions) this annual report of Berkeley’s sponsored research, By Sponsor teaching, and public service for fiscal year 2001,
from July 1, 2000 through June 30, 2001. 1997 1998 1999 2000 2001
Federal $217.9 233.7 296.0 260.8 249.4 Industry 14.7 15.9 35.0 14.2 15.3 Award Overview Nonfederal Governmental 31.0 50.5 36.6 82.2 79.5 Not for Profit 51.7 50.5 56.1 60.5 64.5 After two years in which the campus received University of project funding in excess of $430 million, Berkeley California 9.3 14.6 8.5 13.2 17.7
received $426.4 million this year, and submitted TOTAL $324.6 $365.2 $432.3 $430.9 $426.4 2,257 proposals requesting a record $1.3 billion.
By Activity
3,000 1997 1998 1999 2000 2001
2,500 Basic Research $234.6 237.4 314.4 261.8 293.6 Applied Research 39.1 48.2 44.2 101.5 58.2 2,000 Instruction 0 0 1.3 22.1 26.2 Other 32.0 39.3 23.6 25.5 25.0 1,500 Training 7.8 22.6 36.5 11.1 19.3 1,000 Services 11.1 17.7 12.3 9.0 19.3
500 TOTAL $324.6 $365.2 $432.3 $430.9 $426.4
0 1997 1998 1999 2000 2001
Proposals 2,554 2,663 2,481 2,274 2,257
Awards 1,515 1,453 1,330 1,464 1,461 By Discipline
Proposals Submitted Compared with Awards Received, 1997 1998 1999 2000 2001 FY 1997 - 2001 Biological Sciences $37.0 41.3 83.5 50.3 65.8
Business/Professional 8.0 5.2 8.1 7.2 4.8
$1,400 Education 22.0 17.9 32.5 24.5 27.0
$1,200 Engineering/ Computer Sciences 93.0 101.3 74.6 117.6 134.0 $1,000 Health Sciences 23.4 23.5 48.2 57.6 25.7 $800 Libraries/Museums 4.4 5.8 5.4 8.5 6.9 $600
$400 Natural Resources 20.7 16.4 49.4 29.0 29.9
$200 Physical Sciences 65.0 103.6 84.3 85.1 80.3
$- Social Sciences/ 1997 1998 1999 2000 2001 Humanities 36.0 44.3 40.9 46.1 51.0 Requested $742.6 $874.5 $1,085.1 $972.7 $1,296.5 Others 15.2 6.0 5.4 4.9 1.2 Received $324.6 $365.2 $432.3 $430.9 $426.4
Funding Requested Compared with Funding Received, TOTAL $324.6 $365.2 $432.3 $430.9 $426.4 FY 1997 - 2001
1 ward information is captured in two ways; by project periods (the total amount of the award) and by budget periods (the amounts of the individual budget periods). Budget period funding data is captured A for all years of an award, which includes future years. For the first time since FY 1997, budget period funding at $417.9 million nearly equaled project period funding. Federal funding at $262.5 million actually exceeded project period funding at $249.4 million.
Comparison of Project Period and Budget Period Funding, by Sponsor FY 1997 – 2001 (dollars in millions)
$500
$400
$300
$200
$100 Total
$0 1997 1998 1999 2000 2001
Project Period $324.6 $365.2 $432.3 $430.9 $426.4 Budget Period $316.9 $318.4 $353.2 $396.3 $417.9
$400
$300
$200
$100
Federal
$0 1997 1998 1999 2000 2001
Project Period $217.9 $233.7 $296.0 $260.8 $249.4 Budget Period $212.8 $200.0 $242.5 $245.7 $262.5
$100
$75
$50
$25 Non-Federal Governmental $0 1997 1998 1999 2000 2001
Project Period $31.0 $50.5 $36.6 $82.2 $79.5 Budget Period $31.8 $48.5 $34.5 $62.2 $63.0
2 Comparison of Project Period and Budget Period Funding, by Sponsor Continued FY 1997 – 2001 (dollars in millions)
$75
$50
$25
Nonprofit
$0 1997 1998 1999 2000 2001
Project Period $51.7 $50.5 $56.1 $60.5 $64.5 Budget Period $47.0 $44.5 $52.7 $57.0 $56.7
$40
$30
$20
$10
Industry $0 1997 1998 1999 2000 2001
Project Period $14.7 $15.9 $35.0 $14.2 $15.3 Budget Period $15.2 $14.8 $14.8 $18.1 $19.0
$20
$10
University of California $0 1997 1998 1999 2000 2001
Project Period $9.3 $14.6 $8.5 $13.2 $17.7 Budget Period $10.0 $10.8 $8.9 $13.3 $16.7
3 Comparison of Project Period and Budget Period Funding, by Discipline FY 1997 – 2001 (dollars in millions)
$150
$125
$100
$75
Engineering/ $50 Computer Sciences $25
$0 1997 1998 1999 2000 2001
Project Period $93.0 $101.3 $74.6 $117.6 $134.0 Budget Period $74.7 $79.7 $81.0 $80.0 $109.3
$125
$100
$75
$50 Physical
Sciences$25
$0 1997 1998 1999 2000 2001
Project Period $65.0 $103.6 $84.3 $85.1 $80.3 Budget Period $59.6 $69.0 $81.6 $91.9 $88.7
$100
$75
$50
$25 Biological Sciences
$0 1997 1998 1999 2000 2001
Project Period $37.0 $41.3 $83.5 $50.3 $65.8 Budget Period $45.8 $51.3 $51.4 $63.2 $61.5
4 Comparison of Project Period and Budget Period Funding, by Discipline Continued FY 1997 – 2001 (dollars in millions)
$75
$50
$25 Health Sciences
$0 1997 1998 1999 2000 2001
Project Period $23.4 $23.5 $48.2 $57.6 $25.7 Budget Period $25.6 $24.6 $30.7 $39.4 $35.2
$75
$50
Natural $25 Resources
$0 1997 1998 1999 2000 2001
Project Period $20.7 $16.4 $49.4 $29.0 $29.9 Budget Period $19.8 $14.3 $25.1 $29.4 $34.1
$75
$50
Social $25 Sciences/ Humanities
$0 1997 1998 1999 2000 2001
Project Period $36.0 $44.3 $40.9 $46.1 $51.0 Budget Period $38.5 $38.6 $39.6 $47.2 $43.6
5 Comparison of Project Period and Budget Period Funding, by Discipline Continued FY 1997 – 2001 (dollars in millions)
$50
$40
$30
$20
Education $10
$0 1997 1998 1999 2000 2001
Project Period $22.0 $17.9 $32.5 $24.5 $27.0 Budget Period $28.0 $21.2 $27.3 $26.5 $30.1
$15
$10
$5
Business/Law/ Professional
$0 1997 1998 1999 2000 2001
Project Period $8.0 $5.2 $8.1 $7.2 $4.8 Budget Period $5.8 $7.6 $7.1 $9.4 $9.3
$10
$8
$6
$4 Libraries/
Museums $2
$0 1997 1998 1999 2000 2001
Project Period $4.4 $5.8 $5.4 $8.5 $6.9 Budget Period $4.1 $6.3 $4.4 $4.8 $4.3
6 Project Period Funding in Fiscal Year 2001
ederal funding is the largest share of Berkeley’s funding, at 58% of the project period total. Nonfederal governmental funding made up 19% of the total, followed by nonprofit at 15% and industry and F University of California each with 4% of the total. The National Institutes of Health remained the largest single source of funds to the campus in FY 2001, with $87.8 million in new projects. This follows last year’s total of $100.7 million and FY 1999 with a record $120.7 million. This year, the State of California awarded Berkeley $75.9 million, while the National Science Foundation awarded $66.4 million.
Federal (58%) Industry (4%) Funding by Sponsor as a Percentage of Total, FY 2001 Non Federal Governmental (19%) Not for Profit (15%) University of California (4%) $17.7 $64.5
$79.5 $249.4
$15.3
Basic research (68%) Applied research (14%) Funding by Activity as a Percentage of Total, FY 2001 Instruction (6%) Other (6%) $19.3 $4.1 Training (5%) $25.0 Services (1%) $26.2
$58.2
$293.6
Engineering/Computer Science (32%) Physical Sciences (19%)
Funding by Discipline as a Percentage of Total, FY 2001 Biological Sciences (15%) Social Sciences/Humanities (12%) $25.7 $12.8 Natural Resources (7%) $27.0 $134.0 $29.9 Education (6%) Health Sciences (6%) $51.0 Others (3%)
$65.8 $80.3
7 mong federal agencies, the Department of Health and Human Services awarded the campus nearly $91 million this year, followed by the National Science Foundation, the Department of Defense, the National A Aeronautics and Space Administration, and the departments of Education, Energy, and Agriculture. Of the $177 million received by nonfederal agencies, nearly $80 million was received from non-federal governmental sources (which includes the State of California), followed by nonprofit agencies with more than $64 million. Corporate agencies awarded 9% of nonfederal funding with a total of $15.3 million.
Health & Human Services (37%) Federal Funding, FY 2001 National Science Foundation (27%) Defense (19%) Other (6%) $5.47 NASA (4%) $8.16 $5.28 $0.35 Education (3%) $9.30 Energy (2%) $15.27 Agriculture (2%) $90.87 Arts & Humanities (<1%)
$48.29
$66.43
Nonfederal Funding, FY 2001 Non Federal Governmental (45%) Not for Profit (36%) $15.30 University of California (10%) Industry (9%) $17.73
$79.51
$64.47
Major Corporate Sponsors, FY 2001
BP Amoco Corporation SRI International Science Applications International Corp. OneCosmos Lucent Technologies Atmel Corporation Chevron Corporation Chiron Corporation Tech-X Corporation RealTimeHealth, Inc. Amersham Healthcare Bay Area Research Corporation Applied Materials, Inc. International Copper Association, Ltd Robert Bosch Corporation GMBH Lam Research Corporation iRobot Corporation Agilent Technologies BMW Bayerische Motoren Werke AG Lockheed Asyst Technologies, Inc. Ocular Sciences, Inc. Maxygen, Inc. ETEC Systems, Inc. Intel Corporation Syngenta Agribusiness Biotechnology KLA Tencor Corporation Research, Inc. Advanced Micro Devices, Inc.
8 hen a project period award is received, all budget period funding is recorded, including the current year and any future years that are essentially guaranteed. This method allows forecasting of W anticipated budget period funding that will be available to spend several years into the future. The charts below illustrate expected budget period funding for fiscal years 2002 through 2006.
Future Budget Period Funding, FY 2002 – 2006 (dollars in millions)
$250
$225
$200
$175
$150
$125 Total $100 $75
$50
$25
$0 2002 2003 2004 2005 2006
Total $229.3 $127.4 $60.7 $27.0 $6.1
$175
$150
$125
$100
Federal $75
$50
$25
$0 2002 2003 2004 2005 2006 Federal $167.4 $96.9 $55.8 $25.3 $5.5
$175
$150
$125
$100
Nonfederal $75
$50
$25
$0 2002 2003 2004 2005 2006
Non Federal $61.9 $30.5 $4.9 $1.7 $0.6
9 The Twenty Largest Research Awards Received by Berkeley Faculty, FY 2001
George H. Fisher, Space Sciences Laboratory Daniel S. Rokhsar, Physics Understanding Magnetic Eruptions on the Sun and Their Integrated Program in the Physical Biosciences: From Interplanetary Consequences Molecular Machines to Neural Imaging Air Force Office of Scientific Research National Science Foundation $5,000,000 $2,700,000
Avideh Zakhor, Electronics Research Laboratory Daniel S. Rokhsar, Molecular & Cell Biology Next Generation, 4-D Distributed Modeling and Genomics Visualization of Battlefield National Center for Human Genome Research Army Research Office $2,595,905 $5,000,000 Alexander S. Aiken, Electronics Research Laboratory William G. Oldham, Electronics Research Laboratory ITR/SW: the Open Source Quality Project Lithography for Terascale Electronics National Science Foundation DOD Advanced Research Projects Agency $2,499,923 $4,906,000 Liwei Lin, Electronics Research Laboratory William G. Oldham, Electronics Research Laboratory Water-Powered Bioassay System Lithography for Terascale Electronics DOD Advanced Research Projects Agency Semiconductor Research Corporation $2,450,559 $4,900,000 David E. Culler, Electronics Research Laboratory K. Birgitta Whaley, Chemistry Network Embedded Software Technology Scalability, Complexity and Reliability in Quantum Air Force Information Processing $2,444,674 Air Force Research Laboratory $4,675,000 David A. Patterson, Electronics Research Laboratory Information Technology Research: Taming the Data Flood: Jack P. Moehle, Earthquake Engineering Research Center Systems that Evolve, are Available, and Maintainable Reconfigurable Reaction Wall-Based Earthquake Simulator (SEAM) Facility National Science Foundation National Science Foundation $2,399,802 $4,268,323 William C. Skarnes, Molecular & Cell Biology Hiroshi Nikaido, Molecular & Cell Biology The NHLBI Bay Area Functional Genomics Consortium Biochemistry of Bacterial Cell Membranes NIH Miscellaneous Other National Institute of Allergy & Infectious Diseases $2,338,162 $3,029,556 Jean C. Walrand, Electronics Research Laboratory Alexis T. Bell, Chemical Engineering Tools for Smart Networks New Strategies for the Catalytic Conversion of Methane to Space and Naval Warfare Systems Command Fuels and Chemicals $2,200,000 Amoco Corporation $3,000,000 Costas J. Spanos, Electronics Research Laboratory Small Feature Reproducibility Jitendra Malik, Electronics Research Laboratory Semiconductor Manufacturing Alliance for Research & A Probabilistic Framework for Recognizing Human Activity Training for Multiple Video Streams $2,175,544 Office of Naval Research $3,000,000 Stephen M. Shortell, School of Public Health A National Study of Physician Organizations and the John M. Colford Jr., School of Public Health Management of Chronic Ilnesses Randomized Trial of Tapwater Treatment in the Elderly Robert Wood Johnson Foundation National Institute on Aging $2,140, 118 $2,834,113
10 Honors to Individual Berkeley Faculty, FY 2001
Nobel Prize in Economic Science American Economics Association John Bates Clark Medal Daniel L. McFadden, Economics Matthew Rabin, Economics California Scientist of the Year March of Dimes Prize in Developmental Biology Geoffrey Marcy, Astronomy Corey S. Goodman, National Academy of Sciences Molecular & Cell Biology and Neuroscience
Leo Breiman, Statistics Searle Scholars Stuart J. Freedman, Physics Inez Y. Fung, Earth & Planetary Sciences and Steven Brenner, Plant & Microbial Biology Environmental Science, Policy & Management Noam Sobel, Psychology Alexander N. Glazer, Molecular & Cell Biology Robion C. Kirby, Mathematics David & Lucile Packard Foundation Fellowships Mimi A. R. Koehl, Integrative Biology John Kuriyan, Chemistry and Molecular & Cell Biology Nima Arkani-Hamed, Physics Patricia C. Zambryski, Plant & Microbial Biology Kristie Boering, Chemistry
National Academy of Engineering John Simon Guggenheim Memorial Foundation Fellowships George H. Brimhall, Earth & Planetary Science and Materials Science & Engineering Yuri Slezkine, History David Jenkins, Richard A. Walker, Geography Civil & Environmental Engineering Albert P. Pisano, Mechanical Engineering Alfred P. Sloan Research Fellows Robert O. Ritchie, Materials Science & Engineering Allen Knutson, Mathematics Ai-Ko Liu, Mathematics American Academy of Arts & Sciences Jeffrey R. Long, Chemistry Michael Manga, Physics Richard M. Buxbaum, Law Dan M. Stamper-Kurn, Physics Hubert L. Dreyfus, Philosophy Peidong Yang, Chemistry Alan Dundes, Anthopology & Folklore Peter B. Evans, Sociology National Academy of Sciences Henry Draper Medal Stuart M. Linn, Molecular & Cell Biology Christos Papadimitriou, Geoffrey Marcy, Astronomy Electrical Engineering & Computer Sciences Kenneth N. Raymond, Chemistry National Academy of Engineering Founders Award Barbara A. Romanowicz, Earth & Planetary Science Charles Townes, Physics Daniel Rubinfeld, Law and Economics. Sosale Shankara Sastry, Howard Hughes Medical Institute Investigators Electrical Engineering & Computer Sciences Ignacio Tinoco, Chemistry Adam Arkin, Bioengineering, Chemistry Janet L. Yellen, Business Administration and Carolyn Bertozzi, Chemistry Economics. Eva Nogales de la Morena, Michael A. Marletta, Chemistry and Molecular & Cell Biology Molecular & Cell Biology International Studies Association Karl Deutsch National Humanities Medal Award
Robert Bellah, Sociology Beth Simmons, Political Science
Presidential Early Career Award for Scientists & School of American Research J.I. Staley Prize Engineers Nancy Scheper-Hughes, Anthropology John Kubiatowicz, Electrical Engineering & Computer Sciences
11 12 Appendices
Appendix A Funding by Sponsor Category, FY 1997 – 2001
Appendix B Funding by Discipline, FY 1997 – 2001 Campus Overview
Appendix C Funding by Discipline, FY 1997 – 2001 Social Sciences and the Humanities
Appendix D Funding by Discipline, FY 1997 – 2001 Physical Sciences
Appendix E Funding by Discipline, FY 1997 – 2001 Engineering and Computer Sciences
Appendix F Funding by Discipline, FY 1997 – 2001 Biological Sciences
13 14 Appendix A: Project Period Funding by Sponsor Category, FY 1997 – 2001 (dollars in millions)
FY 1997 FY 1998 FY 1999 FY 2000 FY 2001
Federal Agriculture $4.1 1.2 3.1 2.7 5.3 Commerce 0.7 0.1 1.3 0.8 0.4 Defense 53.7 28.6 25.1 39.8 48.3 Education 2.8 10.0 12.1 7.5 8.2 Energy 16.6 17.99 14.4 15.0 14.6 Environmental Protection Agency 0.8 1.2 4.6 2.5 -1.5 Health & Human Services 60.6 65.5 129.5 103.5 90.9 Interior 1.2 0.7 2.0 0.8 1.9 National Aeronautics & Space Administration 22.8 58.1 32.2 14.9 9.3 NEA/NEH/IMS 0.6 0.9 1.5 1.8 0.4 National Science Foundation 49.7 43.2 65.2 63.8 66.4 Transportation 3.5 5.2 2.9 5.8 3.7 Other 0.9 1.0 2.1 2.0 1.8 Subtotal $217.9 $233.7 $296.0 $260.8 $249.4
Industry Foreign Industry 4.5 2.4 26.7 1.0 1.2 U.S. Industry 10.1 13.4 8.4 13.2 14.1 Subtotal $14.6 $15.9 $35.1 $14.2 $15.3
Nonfederal Government Foreign Government Agencies 0.8 0.4 0.7 6.4 1.1 Local Agencies & Schools 1.5 1.2 0.7 3.1 1.4 State Agencies 28.7 48.6 35.2 72.6 75.9 Other U.S. Governmental Agencies 0.0 0.3 0 0.1 1.1 Subtotal $31.04 $50.5 $36.6 $82.2 $79.5
Nonprofit U.S. Foundations & Charities 27.4 25.1 26.2 32.0 22.8 Other U.S. Organizations 22.6 23.3 29.1 28.0 40.6 Foreign Organizations 1.8 2.0 0.8 0.6 1.2 Subtotal $51.7 $50.4 $56.1 $60.6 $64.5
University of California Subtotal $9.3 $14.6 $8.6 $13.2 $17.7
GRAND TOTAL $324.6 $365.2 $432.3 $430.9 $426.4
15 Appendix B: Funding by Discipline
he research community on the Berkeley campus is made up of more than 140 academic departments and organized research units. Engineering and Computer Science disciplines brought in $134 million in FY T 2001, with Physical Sciences second at $80.3 million, followed by Biological Sciences ($65.8 million), Social Sciences and the Humanities ($51 million), and Natural Resources ($29.9 million).
Among the top units receiving funding this year were the Electronics Research Laboratory with $67.4 million, Molecular & Cell Biology with nearly $58 million, and the Schools of Social Welfare and Public Health with $23.3 million each. Also of note were the Space Sciences Laboratory with $22.5 million and Chemistry with $21.7 million. The tables in the following appendices show awards by campus department within each division.
Campus Overview
1997 1998 1999 2000 2001 Biological Sciences $37.0 41.3 83.5 50.3 65.8
Business/Law/ 8.0 5.2 8.1 7.2 4.8 Professional
Education 22.0 17.9 32.5 24.5 27.0
Engineering/ 93.0 101.3 74.6 117.6 134.0 Computer Sciences
Health Sciences 23.4 23.5 48.2 57.6 25.7
Libraries/Museums 4.4 5.8 5.4 8.5 6.9
Natural Resources 20.7 16.4 49.4 29.0 29.9
Physical Sciences 65.0 103.6 84.3 85.1 80.3
Social Sciences/ 36.0 44.3 40.9 46.1 51.0 Humanities
Others 15.2 6.0 5.4 4.9 1.2
Total $324.6 $365.2 $432.3 $430.9 $426.4
Project Period Funding by Discipline FY 1997 – 2001 (dollars in millions)
16 Appendix C: Funding by Discipline Social Sciences and the Humanities
Department FY 1997 FY 1998 FY 1999 FY 2000 FY 2001
Africa Center $0.17 $1.43 $0.15 $0.03 $0.99 African American Studies $0.03 $0.35 $0.04 Anthropology $0.07 $0.11 $0.07 $0.09 $0.09 ARF Archaeological Research Facility $0.17 $0.28 $0.54 $0.10 $0.05 Art History $0.02 $0.03 $0.04 CLAS Center for Latin American Studies $0.16 $0.33 $1.38 Center for New Music & Audio Technologies $0.55 $0.63 $0.01 CSAS Center for South Asian Studies $0.10 $0.89 $0.19 $0.02 $1.08 CSEAS Center for Southeast Asian Studies $0.10 $0.23 $0.09 $0.46 $0.14 CSP Canadian Studies Program $0.02 $0.01 $0.01 $0.01 $0.01 CWES Center for Western European Studies $0.05 $0.76 $0.04 Demography $0.04 $0.23 $0.53 $1.08 $0.04 Dramatic Art $0.23 East Asian Languages $0.04 Economics $0.03 $0.19 $0.10 $0.07 $0.29 EGP Emma Goldman Papers Project $0.13 $0.14 $0.10 Ethnic Studies - Asian American Studies $0.01 Ethnic Studies - Chicano Studies $0.02 $0.01 Geography $0.38 $0.22 $0.16 $0.21 $0.24 History $0.15 $0.22 $0.17 $0.18 $0.18 History of Science & Technology $0.01 $0.12 $0.07 $0.21 Human Rights Center $0.01 IAS International & Area Studies $0.23 $0.07 $1.02 $1.26 ICS Institute of Cognitive Studies $0.29 IEAS Institute of East Asian Studies $0.34 $1.14 $0.10 $0.19 $1.21 IGS Institute of Governmental Studies $0.05 $0.03 $0.01 $0.30 $0.03 IHD Institute of Human Development $2.27 $1.80 $0.87 $1.93 $5.02 IIR Institute of Industrial Relations $0.38 $0.16 $0.05 $0.60 $0.41 IIS Institute of International Studies $4.06 $2.02 $3.08 $6.41 $1.17 Institute of European Studies $0.74 Institute of Slavic, East European, and $0.36 $1.52 $0.10 $0.36 $1.02 Eurasian Studies IPSR Institute for Personality & Social $0.62 $2.35 $1.42 $0.32 $7.56 Research ISSC Institute for the Study of Social Change $3.37 $1.00 $0.23 $0.90 $0.35 IURD Institute of Urban & Regional $0.62 $0.81 $1.29 $0.76 $1.12 Development Linguistics $0.62 $0.80 $0.34 MEC Middle East Center $0.90 $0.01 $0.94 Music $0.03 $0.01 NE Near Eastern Studies $0.10 $0.13 Philosophy $0.12 Political Science $0.03 $0.07 $0.10 $0.25 $0.21 Psychology $3.76 $2.34 $2.74 $4.89 $0.65 Public Policy $0.38 $0.18 $0.48 $0.20 $0.05 Rhetoric $0.10 $0.04 Spanish & Portuguese $0.01 $0.06 Slavic $0.03 $0.04 Social Welfare $15.66 $23.02 $24.28 $21.47 $23.33 Sociology $0.01 $0.01 $0.42 $0.02 $0.24 SRC Survey Research Center $2.06 $1.56 $1.63 $1.25 $1.48 Townsend Center for the Humanities $0.01 $0.03 $0.04 TOTAL $36.00 $44.28 $40.94 $46.14 $50.96
17 Appendix D: Funding by Discipline Physical Sciences
Department FY 1997 FY 1998 FY 1999 FY 2000 FY 2001
Chemistry $15.22 $17.95 $22.57 $20.61 $21.67 Astronomy $2.09 $2.59 $1.62 $1.06 $1.82 Berkeley Seismological Laboratory $1.24 $1.56 $1.46 $2.44 $2.43 Center for Particle Astrophysics $2.70 $2.31 $1.81 $9.19 $0.11 Chemical Engineering $2.32 $2.29 $6.98 $3.41 $8.01 CPAM Center for Pure & Applied Mathematics $1.87 $2.60 $3.38 $8.10 $2.53 Dean, Physical Sciences $0.10 $0.08 $0.17 Earth & Planetary Science $2.82 $1.92 $1.66 $3.38 $3.75 ERC Earth Resources Center $0.15 $0.05 Geographic Information Science Center $0.05 Mathematics $0.05 $0.14 $0.82 $0.52 $0.19 Physics $2.27 $6.08 $6.93 $10.15 $8.58 RAL Radio Astronomy Laboratory $2.53 $0.47 $2.52 $1.40 $5.87 SSL Space Sciences Lab $29.61 $64.35 $30.08 $21.73 $22.50 Statistics $1.49 $1.09 $1.80 $2.39 $1.10 TAC Theoretical Astrophysics Center $0.67 $0.23 $2.55 $0.43 $1.64 TOTAL $64.97 $103.57 $84.30 $85.14 $80.25
18 Appendix E: Funding by Discipline Engineering & Computer Sciences
Department FY 1997 FY 1998 FY 1999 FY 2000 FY 2001
College of Engineering $0.41 $0.49 $0.55 $0.26 $0.07 Engineering Academic Departments $1.43 $0.39 ($0.13) $1.39 $0.18 BMRC Berkeley Multimedia Research Center $0.42 EECS Electrical Engineering & Computer $0.03 $0.50 $0.02 $0.00 Sciences EERC Earthquake Engineering Research $4.44 $13.81 $2.63 $10.65 $6.69 Center ERL Electronics Research Laboratory $57.76 $50.04 $47.78 $49.62 $67.41 ESRC Engineering Systems Research Center $13.11 $6.86 $10.75 $12.45 $13.23 IESE Institute for Environmental Science & $4.05 $3.26 $3.73 $2.45 $4.00 Engineering ITS Institute of Transportation Studies $10.80 $25.40 $7.83 $39.42 $41.55 UC Transportation Center $1.00 $1.00 $1.00 $0.89 $0.86 TOTAL $93.02 $101.25 $74.64 $117.56 $134.00
Appendix F: Funding by Discipline Biological Sciences
Department FY 1997 FY 1998 FY 1999 FY 2000 FY 2001
Molecular & Cell Biology $27.85 $35.05 $76.83 $44.89 $57.97 Cancer Research Laboratory $4.06 $0.14 $1.28 $0.54 $2.63 IB Integrative Biology $3.37 $4.45 $4.98 $3.97 $3.38 Virus Laboratory $1.56 $1.68 $0.42 $0.90 $1.79 Others $0.10 $0.02 TOTAL $36.95 $41.34 $83.50 $50.29 $65.77
19 20