Stocks Eligible for Inclusion in a Broad-Based Index Under Path B

Under Path B, an index is classified as broad based if:

1) The index has 9 or more component securities; 2) No single security comprises more than 30 percent of the index’s weighting; 3) All of the securities are registered under Section 12 of the Exchange Act; and 4) Each security is one of the 750 securities with the largest market capitalization and one of the 675 securities with the largest dollar value of ADTV

The list below shows those registered securities that meet both criteria 3) and 4), in alphabetical order. The list shows those registered securities that are among the 750 largest by market capitalization and that are among the 675 largest in terms of U.S. dollar value of average daily trading volume (ADTV).

The list is updated in January and July based on market capitalization data and dollar value of average daily trading volume provided by Bloomberg Professional Service. CFTC staff collect data on the 1,400 largest companies by market capitalization in order to maintain the required six-month history. Bloomberg Professional Service provides data on the six-month dollar value of average daily trading volume.

The list may change due to variances in the dollar value of average daily trading volume and market capitalization of the component stocks. Stocks indicated by an asterisk are among the bottom 10 percent of the 750 market capitalization list (75 stocks) or among the bottom 10 percent of the 675 value of average daily trading volume list (68 stocks).

Stocks Eligible For Inclusion in a Broad-Based Security Index Under Path B (As of 1/28/19) (delayed due to Government Shutdown)

Name 750 675 Name 750 675 1 3M CO 33 AMERICAN TOWER CORP 2 ABB LTD-SPON ADR 34 AMERIPRISE FINANCIAL INC 3 ABBOTT LABORATORIES 35 AMERISOURCEBERGEN CORP 4 ABBVIE INC 36 AMETEK INC 5 ACCENTURE PLC-CL A 37 AMGEN INC 6 ACTIVISION BLIZZARD INC 38 AMPHENOL CORP-CL A 7 ADIDAS AG-SPONSORED ADR 39 ANADARKO PETROLEUM CORP 8 ADOBE SYSTEMS INC 40 ANALOG DEVICES INC 9 ADVANCED MICRO DEVICES 41 ANDEAVOR LOGISTICS LP 10 AETNA INC ANHEUSER-BUSCH INBEV-SPN 11 AFLAC INC 42 ADR 12 AGILENT TECHNOLOGIES INC 43 ANSYS INC * * AIR LIQUIDE-UNSPONSORED 44 ANTHEM INC 13 ADR 45 AON PLC AIR PRODUCTS & CHEMICALS 46 APACHE CORP * 14 INC 47 APPLE INC 15 AIRBUS GROUP SE - UNSP ADR 48 APPLIED MATERIALS INC ALEXION PHARMACEUTICALS 49 APTIV PLC 16 INC ARCELORMITTAL-NY ALIBABA GROUP HOLDING-SP 50 REGISTERED 17 ADR 51 ARCHER-DANIELS-MIDLAND CO ALIMENTATION COUCHE-TARD - 18 B 52 ARISTA NETWORKS INC 19 ALLERGAN PLC 53 ASML HOLDING NV-NY REG SHS 20 ALLIANZ SE-SPON ADR 54 ASTRAZENECA PLC-SPONS ADR 21 ALLSTATE CORP 55 AT&T INC 22 ALPHABET INC-CL A 56 ATLASSIAN CORP PLC-CLASS A AUST & NZ BNKG GRP-SPON 23 ALPHABET INC-CL C 57 ADR 24 ALTICE USA INC- A * * 58 AUTODESK INC 25 ALTRIA GROUP INC 59 AUTOMATIC DATA PROCESSING 26 AMAZON.COM INC 60 AUTOZONE INC 27 AMBEV SA-ADR 61 AXA -SPONS ADR 28 AMEREN CORPORATION * 62 BAIDU INC - SPON ADR 29 AMERICAN AIRLINES GROUP INC 63 BALL CORP 30 AMERICAN ELECTRIC POWER 64 BANCO BILBAO VIZCAYA-SP ADR 31 AMERICAN EXPRESS CO 65 BANCO BRADESCO-ADR AMERICAN INTERNATIONAL 32 GROUP 66 BANCO SANTANDER SA-SPON Name 750 675 Name 750 675 ADR 102 CANADIAN NATL RAILWAY CO * 67 BANK OF AMERICA CORP CANADIAN NATURAL 68 BANK OF MONTREAL 103 RESOURCES BANK OF NEW YORK MELLON CANADIAN PACIFIC RAILWAY 69 CORP 104 LTD 70 BANK OF NOVA SCOTIA 105 CANON INC-SPONS ADR 71 BARCLAYS PLC-SPONS ADR 106 CAPITAL ONE FINANCIAL CORP 72 BARRICK GOLD CORP 107 CARDINAL HEALTH INC 73 BARRICK GOLD CORP 108 CARNIVAL CORP 74 BASF SE-SPON ADR 109 CATERPILLAR INC 75 BAXTER INTERNATIONAL INC 110 CBS CORP-CLASS B NON VOTING 76 BAYER AG-SPONSORED ADR 111 CELANESE CORP-SERIES A * 77 BB&T CORP 112 CELGENE CORP 78 BCE INC 113 CENTENE CORP 79 BECTON DICKINSON AND CO 114 CENTERPOINT ENERGY INC * 80 BERKSHIRE HATHAWAY INC-CL A 115 CENTURYLINK INC 81 BERKSHIRE HATHAWAY INC-CL B 116 CERNER CORP 82 BEST BUY CO INC CHARTER COMMUNICATIONS 117 INC-A 83 BHP BILLITON LTD-SPON ADR 118 CHECK POINT SOFTWARE TECH 84 BHP BILLITON PLC-ADR 119 CHENIERE ENERGY INC 85 BIOGEN INC 120 CHEVRON CORP BIOMARIN PHARMACEUTICAL 86 INC 121 CHINA LIFE INSURANCE CO-ADR * 87 BLACKROCK INC 122 CHINA MOBILE LTD-SPON ADR 88 BNP PARIBAS-ADR CHINA PETROLEUM & CHEM- 123 ADR 89 BOEING CO/THE 124 CHIPOTLE MEXICAN GRILL INC * 90 BOOKING HOLDINGS INC 125 CHUBB LTD 91 BOSTON SCIENTIFIC CORP 126 CHURCH & DWIGHT CO INC 92 BP PLC-SPONS ADR 127 CIGNA CORP BRIDGESTONE CORP-UNSPONS 93 ADR * 128 CINTAS CORP 94 BRISTOL-MYERS SQUIBB CO 129 CISCO SYSTEMS INC 95 BRITISH AMERICAN TOB-SP ADR 130 CITIGROUP INC 96 BROADCOM LTD 131 CITIZENS FINANCIAL GROUP BROADRIDGE FINANCIAL 132 CITRIX SYSTEMS INC * 97 SOLUTIO * 133 CLOROX COMPANY BROOKFIELD ASSET MANAGE-CL 134 CME GROUP INC 98 A * 135 CMS ENERGY CORP * C.H. ROBINSON WORLDWIDE 136 CNOOC LTD-SPON ADR 99 INC * 137 COCA-COLA CO/THE 100 CA INC 138 COGNIZANT TECH SOLUTIONS-A 101 CANADIAN NATL RAILWAY CO Name 750 675 Name 750 675 139 COLGATE-PALMOLIVE CO 175 DOLLAR TREE INC 140 COMCAST CORP-CLASS A 176 DOMINION RESOURCES INC/VA 141 COMERICA INC * 177 DOWDUPONT INC 142 CONAGRA FOODS INC * 178 DR HORTON INC 143 CONCHO RESOURCES INC 179 DTE ENERGY COMPANY 144 CONOCOPHILLIPS 180 DUKE ENERGY CORP 145 CONSOLIDATED EDISON INC 181 DXC TECHNOLOGY CO. 146 CONSTELLATION BRANDS INC-A 182 E*TRADE FINANCIAL CORP * 147 CONTINENTAL AG-SPONS ADR 183 E.ON SE -SPONSORED ADR CONTINENTAL RESOURCES 184 EATON CORP PLC 148 INC/OK 185 EBAY INC 149 COOPER COS INC/THE * * 186 ECOLAB INC 150 CORNING INC 187 EDISON INTERNATIONAL 151 COSTCO WHOLESALE CORP 188 EDWARDS LIFESCIENCES CORP CREDIT SUISSE GROUP-SPON 189 EISAI CO LTD-SPONSORED ADR * 152 ADR 190 ELECTRONIC ARTS INC 153 CROWN CASTLE INTL CORP 191 ELI LILLY & CO 154 CSX CORP 192 EMERSON ELECTRIC CO CTRIP.COM INTERNATIONAL- 155 ADR 193 ENBRIDGE INC 156 CUMMINS INC 194 ENBRIDGE INC 157 CVS HEALTH CORP 195 ENGIE-SPON ADR * 158 DANAHER CORP 196 ENI SPA-SPONSORED ADR 159 DANONE-SPONS ADR 197 ENTERGY CORP 160 DARDEN RESTAURANTS INC * 198 EOG RESOURCES INC 161 DEERE & CO 199 EQUIFAX INC * 162 DELTA AIR LINES INC 200 EQUINIX INC 163 DEUTSCHE POST AG-SPON ADR 201 EQUINOR ASA-SPON ADR DEUTSCHE TELEKOM AG-SPON 202 ERICSSON (LM) TEL-SP ADR 164 ADR 203 ESSILOR INTL-UNSPON ADR 165 DEVON ENERGY CORP 204 ESTEE LAUDER COMPANIES-CL A 166 DIAGEO PLC-SPONSORED ADR 205 EVERGY INC. * 167 DIAMONDBACK ENERGY INC * 206 EVERSOURCE ENERGY * 168 DISCOVER FINANCIAL SERVICES 207 EXELON CORP DISCOVERY COMMUNICATIONS- 208 EXPEDIA INC 169 A 209 EXPRESS SCRIPTS HOLDING CO DISCOVERY COMMUNICATIONS- 210 EXXON MOBIL CORP 170 A 211 FACEBOOK INC-A 171 DISCOVERY INC-A 212 FASTENAL CO 172 DISCOVERY INC-A 213 FEDEX CORP 173 DISH NETWORK CORP-A 214 FERRARI NV * 174 DOLLAR GENERAL CORP Name 750 675 Name 750 675 215 FIDELITY NATIONAL INFO SERV INC 216 FIFTH THIRD BANCORP 252 HORMEL FOODS CORP 217 FIRST DATA CORP- CLASS A 253 HP INC 218 FIRST REPUBLIC BANK/CA HSBC HOLDINGS PLC-SPONS 219 FIRSTENERGY CORP 254 ADR 220 FISERV INC 255 HUMANA INC 221 FLEETCOR TECHNOLOGIES INC 256 HUNTINGTON BANCSHARES INC 222 FORD MOTOR CO 257 IAC/INTERACTIVECORP 223 FORTINET INC * 258 IBERDROLA SA-SPONSORED ADR 224 FORTIS INC * * 259 ICICI BANK LTD-SPON ADR 225 FORTIVE CORP 260 IDEXX LABORATORIES INC 226 FRANKLIN RESOURCES INC 261 IHS MARKIT LTD * 227 FREEPORT-MCMORAN INC 262 ILLINOIS TOOL WORKS 228 FRESENIUS MEDICAL CARE-ADR * 263 ILLUMINA INC FUJI HEAVY INDUS-UNSPONS 264 INCYTE CORP * 229 ADR * 265 INFINEON TECHNOLOGIES-ADR 230 GARTNER INC * * 266 INFOSYS LTD-SP ADR 231 GENERAL DYNAMICS CORP ING GROEP N.V.-SPONSORED 232 GENERAL ELECTRIC CO 267 ADR 233 GENERAL MILLS INC 268 INGERSOLL-RAND PLC 234 GENERAL MOTORS CO 269 INTEL CORP 235 GILEAD SCIENCES INC INTERCONTINENTAL EXCHANGE 270 IN GLAXOSMITHKLINE PLC-SPON 236 ADR 271 INTERNATIONAL PAPER CO 237 GLOBAL PAYMENTS INC 272 INTESA SANPAOLO-SPON ADR 238 GOLDMAN SACHS GROUP INC 273 INTL BUSINESS MACHINES CORP 239 HALLIBURTON CO 274 INTL FLAVORS & FRAGRANCES * 240 HARRIS CORP 275 INTUIT INC 241 HARTFORD FINANCIAL SVCS GRP 276 INTUITIVE SURGICAL INC 242 HCA HOLDINGS INC 277 IQIYI INC-ADR 243 HDFC BANK LTD-ADR 278 IQVIA HOLDINGS INC 244 HERSHEY CO/THE ITAU UNIBANCO H-SPON PRF 279 ADR 245 HESS CORP ITOCHU CORP-UNSPONSORED 246 HEWLETT PACKARD ENTERPRIS 280 ADR * HILTON WORLDWIDE HOLDINGS 281 JD.COM INC-ADR 247 IN 282 JOHNSON & JOHNSON 248 HITACHI LTD -ADR JOHNSON CONTROLS 249 HOME DEPOT INC 283 INTERNATION HONDA MOTOR CO LTD-SPONS 284 JPMORGAN CHASE & CO 250 ADR 285 KELLOGG CO 251 HONEYWELL INTERNATIONAL 286 KEYCORP Name 750 675 Name 750 675 287 KIMBERLY-CLARK CORP 323 MERCK & CO. INC. 288 KINDER MORGAN INC 324 METLIFE INC 289 KKR & CO INC -A METTLER-TOLEDO 290 KLA-TENCOR CORP 325 INTERNATIONAL * 291 KOMATSU LTD -SPONS ADR 326 MGM RESORTS INTERNATIONAL * 292 KONINKLIJKE AHOLD-SP ADR 327 MICROCHIP TECHNOLOGY INC 293 KONINKLIJKE PHILIPS NVR- NY 328 MICRON TECHNOLOGY INC 294 KRAFT HEINZ CO/THE 329 MICROSOFT CORP 295 KROGER CO 330 MITSUBISHI CORP-SPONS ADR L-3 COMMUNICATIONS 331 MITSUBISHI UFJ FINL-SPON ADR 296 HOLDINGS 332 MITSUI & CO LTD-SPONS ADR * LABORATORY CRP OF AMER MIZUHO FINANCIAL GROUP- 297 HLDGS 333 ADR 298 LAM RESEARCH CORP MOLSON COORS BREWING CO - 299 LAS VEGAS SANDS CORP 334 B * 300 LENNAR CORP-A MONDELEZ INTERNATIONAL 335 INC-A 301 LINCOLN NATIONAL CORP * 336 MONSTER BEVERAGE CORP LLOYDS BANKING GROUP PLC- 302 ADR 337 MOODY'S CORP 303 LOCKHEED MARTIN CORP 338 MORGAN STANLEY 304 L'OREAL-UNSPONSORED ADR 339 MOTOROLA SOLUTIONS INC 305 LOWE'S COS INC 340 MSCI INC * 306 LULULEMON ATHLETICA INC 341 MYLAN NV LVMH MOET HENNESSY-UNSP 342 NASPERS LTD-N SHS SPON ADR 307 ADR NATIONAL AUSTRALIA BK-SP 308 LYONDELLBASELL INDU-CL A 343 ADR 309 M & T BANK CORP 344 NATIONAL BANK OF CANADA * 310 MAGNA INTERNATIONAL INC 345 NATIONAL GRID PLC-SP ADR 311 MARATHON OIL CORP 346 NATIONAL OILWELL VARCO INC * 312 MARATHON PETROLEUM CORP 347 NESTLE SA-SPONS ADR MARRIOTT INTERNATIONAL -CL 348 NETAPP INC 313 A 349 NETEASE INC-ADR 314 MARSH & MCLENNAN COS 350 NETFLIX INC 315 MASTERCARD INC 351 NEWMONT MINING CORP 316 MATCH GROUP INC * 352 NEXTERA ENERGY INC 317 MAXIM INTEGRATED PRODUCTS NIDEC CORPORATION-SPON MCCORMICK & CO-NON VTG 353 ADR 318 SHRS 354 NIKE INC -CL B 319 MCDONALD'S CORP NINTENDO CO LTD-UNSPONS 320 MCKESSON CORP 355 ADR 321 MEDTRONIC PLC 356 NIPPON TELEGRAPH & TELE-ADR 322 MERCADOLIBRE INC 357 NISSAN MOTOR CO LTD-SPON Name 750 675 Name 750 675 ADR 395 PPL CORP 358 NOBLE ENERGY INC * 396 PRAXAIR INC 359 NOKIA CORP-SPON ADR 397 PROCTER & GAMBLE CO/THE 360 NORFOLK SOUTHERN CORP 398 PROGRESSIVE CORP 361 NORTHERN TRUST CORP 399 PRUDENTIAL FINANCIAL INC 362 NORTHROP GRUMMAN CORP 400 PRUDENTIAL PLC-ADR 363 NOVARTIS AG-SPONSORED ADR 401 PUBLIC SERVICE ENTERPRISE GP 364 NOVO-NORDISK A/S-SPONS ADR 402 QUALCOMM INC 365 NTT DOCOMO INC-SPON ADR 403 QUEST DIAGNOSTICS INC * 366 NUCOR CORP 404 QUINTILES IMS HOLDINGS INC 367 NUTRIEN LTD * RANDGOLD RESOURCES LTD- 368 NVIDIA CORP 405 ADR 369 NXP SEMICONDUCTORS NV RANDGOLD RESOURCES LTD- 406 ADR 370 OCCIDENTAL PETROLEUM CORP 407 RAYTHEON COMPANY 371 OMNICOM GROUP 408 RED HAT INC 372 ONEOK INC REGENERON 373 ORACLE CORP 409 PHARMACEUTICALS 374 ORANGE-SPON ADR 410 REGIONS FINANCIAL CORP 375 O'REILLY AUTOMOTIVE INC 411 RELX PLC - SPON ADR 376 P G & E CORP 412 REPSOL SA-SPONSORED ADR 377 PACCAR INC 413 REPUBLIC SERVICES INC 378 PALO ALTO NETWORKS INC 414 RESMED INC * 379 PANASONIC CORP-SPON ADR 415 RESTAURANT BRANDS INTERN * 380 PARKER HANNIFIN CORP 416 RIO TINTO PLC-SPON ADR 381 PAYCHEX INC ROCHE HOLDINGS LTD-SPONS 382 PAYPAL HOLDINGS INC 417 ADR 383 PEPSICO INC 418 ROCKWELL AUTOMATION INC 384 PETROCHINA CO LTD -ADR * 419 ROCKWELL COLLINS INC PETROLEO BRASILEIRO-SPON ROGERS COMMUNICATIONS 385 ADR 420 INC-B 386 PETROLEO BRASIL-SP PREF ADR 421 ROPER TECHNOLOGIES INC 387 PFIZER INC 422 ROSS STORES INC 388 PHILIP MORRIS INTERNATIONAL 423 ROYAL BANK OF CANADA 389 PHILLIPS 66 424 ROYAL CARIBBEAN CRUISES LTD 390 PINDUODUO INC-ADR ROYAL DUTCH SHELL-SPON ADR- 391 PING AN INSURANCE-ADR 425 A PIONEER NATURAL RESOURCES ROYAL DUTCH SHELL-SPON ADR- 392 CO 426 B PNC FINANCIAL SERVICES RWE AKTIENGESELLSCHAF-SP 393 GROUP 427 ADR * 394 PPG INDUSTRIES INC 428 S&P GLOBAL INC Name 750 675 Name 750 675 429 SALESFORCE.COM INC 467 T ROWE PRICE GROUP INC 430 SANOFI-ADR TAIWAN SEMICONDUCTOR-SP 431 SAP SE-SPONSORED ADR 468 ADR SBA COMMUNICATIONS CORP- TAKEDA PHARMACEUTIC-SP 432 CL A 469 ADR SBERBANK PJSC -SPONSORED 470 TAL EDUCATION GROUP- ADR 433 ADR 471 TARGET CORP 434 SCHLUMBERGER LTD 472 TD AMERITRADE HOLDING CORP 435 SCHWAB (CHARLES) CORP 473 TE CONNECTIVITY LTD 436 SEAGATE TECHNOLOGY * 474 TELEFONICA SA-SPON ADR 437 SEMPRA ENERGY 475 TELSTRA CORP-ADR * 438 SERVICENOW INC 476 TELUS CORP * 439 SHERWIN-WILLIAMS CO/THE 477 TENARIS SA-ADR 440 SHIRE PLC-ADR 478 TESLA MOTORS INC 441 SHISEIDO LTD-SPONSORED ADR 479 TEVA PHARMACEUTICAL-SP ADR 442 SHOPIFY INC - CLASS A 480 TEXAS INSTRUMENTS INC 443 SIEMENS AG-SPONS ADR 481 TEXTRON INC * 444 SIRIUS XM HOLDINGS INC 482 THERMO FISHER SCIENTIFIC INC 445 SKYWORKS SOLUTIONS INC * 483 THOMSON REUTERS CORP * 446 SOCIETE GENERALE-SPONS ADR 484 TIFFANY & CO * 447 SONY CORP-SPONSORED ADR 485 TJX COMPANIES INC 448 SOUTHERN CO/THE 486 T-MOBILE US INC 449 SOUTHWEST AIRLINES CO 487 TOKIO MARINE HOLDINGS-ADR 450 SPLUNK INC 488 TORONTO-DOMINION BANK 451 SQUARE INC - A 489 TOTAL SA-SPON ADR 452 STANLEY BLACK & DECKER INC 490 TOTAL SYSTEM SERVICES INC 453 STARBUCKS CORP TOYOTA MOTOR CORP -SPON 454 STATE STREET CORP 491 ADR STMICROELECTRONICS NV-NY 492 TRANSCANADA CORP 455 SHS 493 TRANSDIGM GROUP INC 456 STRYKER CORP 494 TRAVELERS COS INC/THE 457 SUMITOMO MITSUI-SPONS ADR 495 TWENTY-FIRST CENTURY FOX - B 458 SUN LIFE FINANCIAL INC * 496 TWENTY-FIRST CENTURY FOX-A 459 SUNCOR ENERGY INC 497 TWITTER INC 460 SUNCOR ENERGY INC 498 TYSON FOODS INC-CL A 461 SUNTRUST BANKS INC ULTA SALON COSMETICS & 462 SVB FINANCIAL GROUP * 499 FRAGR 463 SYMANTEC CORP * 500 UNILEVER N V -NY SHARES 464 SYNCHRONY FINANCIAL 501 UNILEVER PLC-SPONSORED ADR 465 SYNOPSYS INC * 502 UNION PACIFIC CORP 466 SYSCO CORP 503 UNITED CONTINENTAL Name 750 675 Name 750 675 HOLDINGS 540 XILINX INC 504 UNITED PARCEL SERVICE-CL B 541 YUM! BRANDS INC 505 UNITED TECHNOLOGIES CORP 542 ZIMMER BIOMET HOLDINGS INC 506 UNITEDHEALTH GROUP INC 543 ZOETIS INC 507 US BANCORP 544 ZURICH INSURANCE GROUP-ADR 508 VALE SA-SP ADR 509 VALERO ENERGY CORP 510 VERISIGN INC 511 VERISK ANALYTICS INC * VERIZON COMMUNICATIONS 512 INC 513 VERTEX PHARMACEUTICALS INC 514 VF CORP 515 VINCI S.A.-UNSPONS ADR 516 VISA INC-CLASS A SHARES 517 VMWARE INC-CLASS A 518 VODAFONE GROUP PLC-SP ADR VOLKSWAGEN AG-SPONS ADR 519 PREF 520 VULCAN MATERIALS CO * WALGREENS BOOTS ALLIANCE 521 INC 522 WAL-MART STORES INC 523 WALT DISNEY CO/THE 524 WASTE MANAGEMENT INC 525 WATERS CORP 526 WEC ENERGY GROUP INC 527 WEIBO CORP-SPON ADR * 528 WELLCARE HEALTH PLANS INC * 529 WELLS FARGO & CO 530 WESTERN DIGITAL CORP WESTPAC BANKING CORP-SP 531 ADR 532 WEYERHAEUSER CO 533 WILLIAMS COS INC 534 WILLIS TOWERS WATSON PLC 535 WORKDAY INC-CLASS A 536 WORLDPAY INC 537 WW GRAINGER INC 538 WYNN RESORTS LTD * 539 XCEL ENERGY INC