As seen in the August 16 2013 Issue of THE LIST 2013Financial Financial planning planning firms firms Ranked by assets under WNY management
CFPs/ non-CertiFieD assets ChartereD FinanCial rank/ Phone unDer wny FinanCial Planners/ wny Ceo/ PRIOR RANK website manaGement Consultants brokers year FounDeD in wny morgan stanley Mary Ann Coulson, [email protected] $12.80 7 47 50 Fountain Plaza 849-4884 Jim Bardenett, Lou Licata, Fred Rickan 1 billion 0 54 1 Buffalo, NY 14202 morganstanleybranch.com 1953 merrill lynch 849-2121 Martin Anderson, [email protected] $10.09 17 97 Key Tower ml.com Robb Walter 2 billion 3 118 Buffalo, NY 14202 1914 et for 2 aXa advisors 626-2507 Lou Nuchereno, [email protected] $6.8 15 90 325 Essjay Road buffalo.axa-advisors.com Michael Peters, [email protected] 3 2 3 THE LIST billion 1859 3 Williamsville, NY 14221 mass mutual Financial Group 852-1321 Ronald Moskala, James Ginnane $6.8 10 82 RESEARCH BY JERRY ROTT 300 Corporate Parkway thebuffaloagency.com Timothy Keller, Bruce Supernault 4 billion 0 475 [email protected] 4 Amherst, NY 14226 1887 key investment services 843-4491 Karen Patulski 716-541-1619 $4.4 2 23 50 Fountain Plaza keybank.com [email protected] 5 billion 0 25 5 Buffalo, NY 14202 1982 alliance advisory Group inc. Robert Fashano, [email protected] $3.7 5 35 600 Delaware Ave. 817-7109 James Fashano 7 billion 14 675 6 Buffalo, NY 14202 allianceadvisorygroup.com 1979 ubs Financial services inc. 800-537-7398 Jay Berube, [email protected] $3 7 36 3737 HSBC Center ubs.com Michael Abraham 8 billion 0 36 7 Buffalo, NY 14203 1988 Tom Hanlon, [email protected], Courier Capital Corp. 883-9595 Bruce Kaz, [email protected], Bill Gurney, $2.1 3 0 1114 Delaware Ave. couriercapital.com [email protected], Randy Ordines, 10 billion 0 0 8 Buffalo, NY 14209 [email protected] 1967 m&t securities inc. 635-9308 $2 25 17 Sam Guerrieri 285 Delaware Ave. mandtbank.com 9 billion 3 43 1856 9 Buffalo, NY 14202 rbC wealth management 635-8400 Christopher Shafer $1.7 2 10 6225 Sheridan Drive rbcwm.com [email protected] 11 billion 2 14 10 Williamsville, NY 14221 2005 David Mickey, [email protected] First niagara investment services 625-7500 Bobby Huddleston, [email protected] $1.5 4 16 Janene Culmo, [email protected] 726 Exchange St. firstniagara.com 12 billion 1 20 David Kensinger, [email protected] 11 Buffalo, NY 14210 Susan Convissar, [email protected] 2002 First aurora Financial Group 655-7600 $850 2 11 Ronald Olson, [email protected] 634 Main St. firstaurorafinancialgroup.com 17 million 1 13 1997 12 East Aurora, NY 14052 Glenn Wiggle the Financial Guys 633-1515 Michael Lomas, [email protected] $850 1 0 6631 Main St. thefinancialguys.com Matt Myers, 19 million 0 35 13 Williamsville, NY 14221 Jay Blanchard, [email protected] 1999 trubee, Collins & Co. inc. 849-1401 1941 $810 1 0 1350 One M&T Plaza trubeecollins.com William Pictor, 16 million 0 15 14 Buffalo, NY 14203 [email protected] nottingham advisors Tom Quealy, [email protected] $800 0 2 Lawrence Whistler, larry.whistler 500 Essjay Road 633-3800 NR million 0 0 @nottinghamadvisors.com, Nick Verbanic 15 Williamsville, NY 14221 nottinghamadvisors.com 1981
northwestern mutual Financial network Chad Shaw, [email protected] $750 5 32 Adam Jack, [email protected] 100 College Parkway 626-4500 13 million 4 28 Martin Coulter, [email protected] tions. 16 Williamsville, NY 14221 nmfn.com/buffalo 1890 sgroi Financial llC 674-6700 Jeffrey Sgroi $750 2 5 965 Union Road sgroifinancial.com [email protected] et 15 million 1 0 17 West Seneca, NY 14224 1971 Gerald Cole t 877.397.5134 / arbor Capital management* 446-9111 $687.5 1 3 Lawrence McGowan, vider 100 Corporate Pkwy. arborcapitalmgt.com 18 0 0 [email protected] Amherst, NY 14226 million 18 1995 sanderson wealth management llC 566-2420 John Sanderson $600 7 8 750 Key Tower sandersonllc.com [email protected] 21 million 0 0 19 Buffalo, NY 14202 2001 Dopkins wealth management llC 634-8800 $590 2 6 Thomas Emmerling 200 International Drive dopkins.com 20 million 0 0 1999 PRIOR20 RANK Williamsville, NY 14221 website manaGement Consultants brokers year FounDeD in wny Georgetown Capital Group inc. 633-9800 Joseph Curatolo $550 1 5 5350 Main St. georgetowncapital.com [email protected] 23 million 0 6 21 Williamsville, NY 14221 1987
new york life insurance Co. 626-7305 $453 6 54 John Foster 6400 Main St. newyorklife.com SAVE NR million 8 60 [email protected] 22 Williamsville, NY 14221
wny asset management llC / CPa Financial network John Pieroni, [email protected] $418 5 2 Robert Castiglione, [email protected] 6500 Sheridan Drive 626-0060 22 million 0 0 Ronald Lojacono, [email protected] 23 Williamsville, NY 14221 wnyasset.com 1994