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WITNESS HISTORY AUDIO Step-by-Step Creating a Republic During the American Revolution, each state created
SECTION Instruction its own constitution, or plan of government. But the states also needed some form of government to hold them together, however loosely. In 1777, John Adams SECTION wrote to Richard Henry Lee: Objectives “You and I, dear friend, have been sent into life at a As you teach this section, keep students time when the greatest lawgivers of antiquity would focused on the following objectives to help have wished to live. How few of the human race them answer the Section Focus Question and have ever enjoyed an opportunity of making election master core content. of government . . . for themselves or their children.” • Explain how the states’ new constitutions —John Adams reflected republican ideals. • Describe the structure and powers of the national government under the Articles of ᮡ John Adams Confederation. • Summarize the Congress’s plan for the settle- ment and governance of western lands. A Confederation of States • List the main weaknesses of the Articles. Objectives Why It Matters After the Revolutionary War, the Patriots feared Prepare to Read • Explain how the states’ new constitutions creating another tyrannical or abusive parliament, so therefore they reflected republican ideals. refused to entrust the new Union with much power. As a result, most authority remained with the states. Within a short time, the powerful • Describe the structure and powers of the Background Knowledge L3 states and weak national government faced severe problems. Section national government under the Articles of Ask students to recall the grievances Focus Question: What form of national government did the Patriots create Confederation. against the British government listed initially, and what events revealed that a new government was necessary? in the Declaration of Independence. • Summarize the Congress’s plan for the Have students predict what kind of gov- settlement and governance of western lands. ernment the new nation will design. • List the main weaknesses of the Articles. Early State Governments Upon declaring independence in 1776, the Congress invited each Terms and People new state to create a constitution to establish a government. L3 Set a Purpose Although these documents varied, they all called for republics, or ½ republic Northwest Territory WITNESS HISTORY Read the selec- unicameral legislature Land Ordinance of governments in which the people elect their representatives. But tion aloud, or play the audio. bicameral legislature 1785 the Patriots disagreed over the proper design for those republics. Articles of Confederation Northwest Ordinance Some Patriots, such as Thomas Paine, sought changes that would Witness History Audio CD, John Dickinson of 1787 promote democracy by putting more power in the hands of the people. Creating a Republic federal Shays’ Rebellion But more conservative Patriots distrusted the ability of the common Make sure that students understand people. They hoped instead to preserve many colonial institutions. the meaning of election (choice). Ask Some States Reject Executive Power The more democratic Reading Skill: Identify Main Ideas Use What unusual opportunity does Patriots wanted to create state governments with strong legisla- a table to list characteristics of early state Adams say Americans have? (the tures and weak governors (or with no governor at all). Seeking governments and characteristics of the national chance to choose how they will be greater rights for the people, these leaders preferred a unicameral government under the Articles of Confederation. governed) Why have few people in legislature, or one with a single house, whose members were elected human history had this opportu- Early State Governments Early National Government by the people. Pennsylvania and Georgia adopted these more dem- nity? (Possible response: because • All states established • Each state had one vote, ocratic constitutions. most have been governed by heredi- republics, in which voters regardless of size. chose representatives. Most States Preserve Colonial Traditions Most states, how- tary rulers or by others who have • • seized power, usually with no docu- ever, including Massachusetts and New York, chose to create more ment outlining government) ½ Focus Point out the Section Focus Question and write it on the board. Tell students to refer to this ques- tion as they read. (Answer appears Use the information below and the following resource to teach students the high-use word with Section 1 Assessment answers.) from this section. Teaching Resources, Vocabulary Builder, p. 10
½ Preview Have students preview High-Use Word Definition and Sample Sentence the Section Objectives and the list implement v. to carry into effect of Terms and People. The colonists protested when the British began to implement the Stamp Act. ½ Using the Paragraph Shrinking strategy (TE, p. T20), have students read this section. As they read, have students list charac- teristics of the early state and na- tional governments. Reading and Note Taking Study Guide 134 Creating the Constitution 0134_hsus_te_ch05_na_s01_su.fm Page 135 Wednesday, April 18, 2007 8:24 AM
conservative state constitutions. These state governments had a bicameral leg- islature and a strong governor. A bicameral legislature is a lawmaking body with two houses—a Senate and a House of Representatives. These constitu- Teach
tions counterbalanced the power of the common voters in the House with the power of wealthy, well-educated gentlemen in the Senate. Early State Democratic Gains Even the conservative constitutions, however, dramati- Governments L3 cally expanded the power of the common people. In contrast to the colonial era, voters chose the members of both houses of the new legislatures, rather than just the members of the lower house. Almost all of the states also enlarged their Instruct ½ legislatures. Creating smaller districts and a greater number of representatives Introduce: Key Term Ask stu- made representatives more accountable to their constituents, or voters. In dents to find the key term republics almost all of the states, the voters also elected their governor—something only (in bold) in the text. Ask How do two colonies had previously done. citizens exercise their authority Still, democratic and conservative Patriots disagreed about who would vote. in a republic? (They elect people to The democratic Patriots wanted equal political rights for almost all free men, manage the government as their even those who had little or no property. Pennsylvania’s state constitution representatives.) opened voting to all men over the age of 21 who paid any taxes. ½ Have students compare and In most of the states, however, the conservatives preserved the colonial prop- Teach erty requirements to vote. Adams warned that allowing poor men to vote would contrast early state governments. Ask “confound and destroy all distinctions, and prostrate all ranks to the common Which tended to have a stronger level.” Valuing distinctions, he opposed political equality as foolish and unwork- executive branch—states with able. But even in the conservative states, most free men qualified to vote because unicameral legislatures or states owning farms was so widespread. Both theory and practice excluded slaves and with bicameral legislatures? Why? (states with bicameral legislatures; women from voting. Election Day in Over time, in most states, the most democratic institution—the House of Philadelphia, 1764 Possible response: because a strong Representatives—gained power at the expense of the Senate and the governor. Pennsylvania was the first state to governor would be needed to moderate By the mid-1780s, this concentration of legislative power troubled conservative open voting to all men over the age between the two houses) Why do you Patriots who feared the “tyranny of the majority.” of 21 who paid taxes, as seen in the think some states chose to limit or engraving here where men in reject executive power? (Because of Freedom of Religion Because the American Revolution promoted greater Philadelphia are voting. Why did their experiences under King George, religious liberty, most states also guaranteed freedom of religion in their consti- most states not want to grant poor they did not want one individual to tutions. Before this time, states collected taxes to support religious men the right to vote? have such great power.) How did establishments. The freedom to choose among several faiths enlarging state legislatures make had been controversial. After the Revolution, however, them more democratic? (Districts religious liberty and pluralism became the norm. This were smaller, so legislators represented came about with the passage of the Virginia Statute for Religious Freedom in 1786, drafted by Thomas fewer people, making them more accountable to their constituents.) In what way was the government of most states less democratic? (Most states gave voting rights only to free white men with property.) ½ Analyzing the Visuals Direct students’ attention to the illustration. Ask How does the artist show people’s interest in politics? (by using speech balloons to show their conversations on the topic)
Independent Practice Ask students to think about the ways that most states expanded freedom after the American Revolution. Have students write a brief response in which they discuss which of these ways was most important.
L1 Special Needs Students L2 English Language Learners L2 Less Proficient Readers Monitor Progress To help students master vocabulary, have them list with the term or person on one side and its definition As students fill in their tables, circu- this section’s high-use word, key terms and people, (or, in the case of a key person, an identifying state- late to make sure that they understand and any additional terms that are new to them, for ment) on the other. You may wish to have English the characteristics of early state gov- example, conservative, constituents, sovereignty, Language Learners include definitions or explana- ernments. For a completed version regulate, precedent, subordination, mercantile, and tions in their first language. Pair students and have of the table, see Note Taking Transparencies, B-31. foreclosure. Then, have students create flashcards them use the flashcards to quiz one another. Answer
Caption Giving poor men the right to vote would remove social ranks and make every- one equal. Chapter 5 Section 1 135 0134_hsus_te_ch05_na_s01_su.fm Page 136 Wednesday, April 18, 2007 8:24 AM
Jefferson. Massachusetts and Connecticut were exceptions. They Congress Creates kept their Congregational established churches, which continued to draw fire from Baptists and Methodists. the Articles of Image Why did most states choose a bicameral L3 Confederation embroidery/ legislature? sampler art Instruct 3633 TK ½ Introduce: Key Terms Have stu- Congress Creates the Articles dents find the key terms Articles of Confederation of Confederation and federal (in In 1777, the Continental Congress drafted the original constitution for bold) in the text. Point out that the the union of the states, known as the Articles of Confederation. A confed- terms are related, underlining the eration is a league or alliance of states that agree to work together. Under word part feder in both. Then, have the leadership of John Dickinson of Pennsylvania, the Congress designed students predict the impact of the a loose confederation of 13 states, rather than a strong and centralized Articles of Confederation. nation. The Articles reflected the principles of the Declaration of Independ- ½ ence and rejected the centralized power of the British Empire as a threat Teach Discuss the structure and to liberty. As Article II reads, “Each state retains its sovereignty, freedom, powers of the national government and independence, and every power, jurisdiction, and right, which is not by under the Articles. Ask Who made this Confederation expressly delegated to the United States, in Congress up the Congress? (delegates from Religious Freedom assembled.” the states, chosen by the state legisla- The Virginia Statute for Religious tures) Why were executive pow- Freedom, still part of Virginia’s The Structure of the New National Government The new federal, or ers assigned to committees made constitution today, embraced the idea national, government consisted of a congress of delegates, chosen by state legis- of religious liberty without state up of members of Congress? (so latures rather than by voters. Although states could choose to send as many as interference. Children often made seven delegates, each state—no matter how large or small—had a single vote. that no one person, such as a Presi- needlework samplers (above) that Enormous Virginia had no more power than tiny Rhode Island. The powers to dent, could have too much power) included aspects of religion such as make, implement, and enforce the laws were all placed with the Congress. The Why did the Articles limit the biblical stories or verses. What was national government included no President or executive branch. Instead, exec- powers of the national govern- the significance of the Virginia Statute ment? (The states wanted to keep for Religious Freedom? utive power was spread among several committees of congressmen. most of the powers for themselves; Powers of the National Congress The Articles granted certain limited they did not want a centralized powers to Congress. These powers were mostly external: to declare and conduct government.) war and to negotiate peace, to regulate foreign affairs and to administer relations Vocabulary Builder with Indian nations. The Congress had no power to raise money through taxes. ½ Quick Activity Have students draw implement–(IHM pluh mehnt) v. to carry into effect Therefore, it relied on contributions from the states, which were unreliable. a three-column chart to compare and On some minor issues, a majority of seven states could pass a law. But on the contrast what was required for the major issues, including declaring war and making treaties, two thirds of the Congress to approve major issues, states (nine) had to approve. Amending the Articles was almost impossible minor issues, and amendments to because all 13 states had to approve any change. In 1781, all states finally the Articles. ratified the Articles. What was the structure of the new government under the Independent Practice Articles of Confederation? Tell students to examine the image of the sampler. Point out that samplers offered practice in needlework and Congress Creates a Plan for Western Lands served educational purposes. Then, One of the most important accomplishments of the national Congress under have each student write a paragraph the Articles of Confederation was the creation of plans for both settling and gov- explaining whether under the Articles, erning a vast territory that they had authority over. This territory, called the the Congress could overturn the Vir- Northwest Territory, lay north of the Ohio River and west of Pennsylvania to ginia Statute for Religious Freedom. the Mississippi River. By selling this land to speculators and farmers, the Congress hoped to raise revenue and extend America’s republican society Monitor Progress westward. Circulate to make sure that students understand that the national govern- ment was weak and probably could not overturn state laws. The Articles of Confederation A committee fessional past, but also because of his previous state- of the Second Continental Congress took up the task of ments regarding government and politics in Letters from Answers drafting a plan for a national government almost imme- a Farmer in Pennsylvania, to the Inhabitants of the Brit- diately following the signing of the Declaration of Inde- ish Colonies. These letters, later reprinted in a pamphlet, Caption It guaranteed religious freedom pendence in 1776. The committee presented a first draft appeared in newspapers throughout the colonies, argu- and separated religion from government. of the Articles of Confederation to the Congress on ing against the Townshend Acts and other British July 12, 1776. This draft, largely the work of Pennsylva- attempts to tax and subdue the colonists. Despite his to balance the power of the common nian John Dickinson, proposed a strong central govern- dislike of British tactics, Dickinson refused to sign the
people with that of the wealthy and ment that controlled western lands and could levy Declaration of Independence, hoping for peace and well-educated class taxes. Dickinson, no stranger to the law, had studied in continued connection with Britain. However, he later England and practiced law in Pennsylvania. He was decided to fight in the Patriot army, sign the Constitu- a Congress whose delegates were chosen chosen to draft the Articles not only because of his pro- tion, and work toward its ratification. by state legislatures, with no President or executive branch 136 Creating the Constitution 0134_hsus_te_ch05_na_s01_su.fm Page 137 Wednesday, April 18, 2007 8:24 AM
Distributing Western Lands Western settlement, however, threatened to escape the government’s control. By 1784, hundreds of settlers had already Congress Creates a Plan crossed the Ohio River to make their own farms. This provoked war with the for Western Lands L3 Native Americans, who defended their land. Already strapped for cash, the fed- eral leaders could not afford to fight wars provoked by unregulated settlement. Congressmen also feared that the settlers would secede from the Union, form Instruct their own states, and turn to the British or the Spanish empire for protection. If ½ Introduce Preview the informa- deprived of the western lands, the federal government would be hard-pressed to tion below this blue heading with pay its debts and would probably collapse. To save the Union, the federal lead- students. Invite volunteers to read ers needed to regulate frontier settlement. aloud the red headings and key In ordinances, or laws, adopted in 1785 and 1787, the Congress defined a pro- terms. As students do so, list these gram for managing the Northwest Territory. In the Land Ordinance of 1785, the items on the board. Use them to Congress designed a system for dispensing, or distributing, the public lands. By identify the broad term used for running a grid of lines north to south and east to west, federal surveyors divided western lands (Northwest Terri- the land into hundreds of townships, each six square miles. They then subdi- tory), the main issues regarding vided each township into 36 “sections” of one square mile (640 acres), to be sold western lands (distribution, govern- for at least one dollar per acre. ment, settlement), and actions taken Because ordinary farmers could not afford to pay $640, the price and size of by the government to deal with the sections favored wealthy land speculators who had cash. To obtain land, these issues (Land Ordinance of ordinary settlers had to buy it from the speculators. The Congress sometimes Settling the Northwest 1785, Northwest Ordinance of 1787). broke its own rules to further benefit speculators. For example, in 1787, the Territory This newspaper clipping spread the Congress sold 1.5 million acres for a mere 10 cents per acre to the Ohio Com- ½ word to potential settlers with an early Teach Using the Think-Write-Pair- pany, a politically powerful group of land speculators and army officers from printed version of the Northwest Share strategy (TE, p. T23), engage New England. Ordinance. Surveyors used instruments students in responding to questions Governing Western Lands The Northwest Ordinance of 1787 provided a such as the compass shown here to about Congress’s plan for the North- divide land into areas of uniform size. government for the western territory based on Thomas Jefferson’s ideas. At west Territory. Ask Why did the How do you think these ordinances first, the Congress would appoint a territorial government led by a governor, federal government need to reg- in 1785 and 1787 affected the secretary, and three judges. The ulate the settlement of western settlement and development of the lands? (It needed revenue from land citizens would enjoy freedom of territory? religion, trial by jury, and the sales to pay its debts; it was also con- rights of common law, including cerned that settlers in the West might habeas corpus. Once a territory secede, form their own states, and had 5,000 men, they could estab- turn to the British and Spanish for lish an elected assembly—but the protection.) How did the Land governor retained an absolute Ordinance of 1785 favor wealthy veto over its laws. When the popu- speculators? (The land sections for lation of a territory reached sale were large and expensive.) Dis- 60,000, the people could request cuss the terms of the Northwest admission to the Union as a state Ordinance of 1787. Ask Why might on equal terms with the original owners of large farms choose 13 states, provided the new state not to buy land in the Northwest adopted a republican constitution. Territory? (Possible response: They The Northwest Territory later needed slaves to farm, and slavery formed the midwestern states of was not allowed in the territory.) Ohio, Indiana, Illinois, Michigan, ½ Wisconsin, and part of Minnesota. Analyzing the Visuals Draw stu- The Northwest Ordinance of dents’ attention to the newspaper 1787 also barred slavery from this clipping that includes a version of territory, which meant that the the Northwest Ordinance. Ask Why five new states would enter the were laws such as the Northwest Union as free states rather than Ordinance printed in newspa- slave states. This federal restric- pers? (to inform the public) What tion set a precedent that would would someone learn by reading the ordinance? (how the territory would be governed and how parts of it could become states) The Northwest Territory In 1787, Congress eighteenth century—New York in 1781, Virginia in enacted the Northwest Ordinance, the most vital piece 1784, Massachusetts in 1785, and Connecticut in 1786. of legislation of the Confederation period. This legisla- Ohio, the seventeenth state to be admitted to the Union, tion provided the means by which new states west of was the first state formed from the Northwest Territory. the Appalachian Mountains could be created. The North- Later, the states of Michigan, Indiana, Illinois, Wisconsin, west Territory was large—about 265,000 square miles. and part of Minnesota were also formed from this land. Answer Today, the region is known as the Midwest. Until the Congress stipulated that a given area must have a popu- Caption Sample answer: The ordinances 1780s, New York, Virginia, Massachusetts, and Connecti- lation of at least 60,000 and submit a state constitution helped the federal government control and cut claimed large portions of the Northwest Territory in order to be considered for statehood. If Congress organize the sale and governing of western through their colonial charters. These states finally ceded approved the constitution, the area could enter the lands and they may also have helped attract their claims to the federal government at the end of the Union as a state. both farmers and speculators to western lands.
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Independent Practice Direct students’ attention to the Focus on Geography feature on this page. Settling the Northwest Territory Have students discuss the problems With the adoption of the Land Ordinance of 1785, and benefits that would arise from the Congress had an official plan for settling the Northwest Territory, a territory that belonged to way surveyors divided land under the the United States after the American Revolution. 1785 ordinance. (Previously, individual states claimed the territory.) The plan under the ordinance was to divide public Monitor Progress lands into uniform sizes that could be sold at standardized prices. The old system used natural Ask students to summarize the plan features to mark off parcels of land in varying for distribution of western lands sizes and shapes. described in the Land Ordinance of Under the 1785 ordinance, surveyors first laid 1785 and the plan for government of out a grid of lines spaced six miles apart, which western lands outlined in the North- resulted in a grid of squares. These squares west Ordinance of 1787. represented individual townships. Then, each township was divided into 36 sections, and these 1-mile-square sections could be divided into smaller units for sale to farmers. The land and income from the sixteenth section of each township provided funding for public education.