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Creating tomorrow’s

Pyrogenic SILICA I

HDK® and Cosmetics Factbook Welcome to the WACKER Family of Personal care and cosmetics Products Application fields of HDK® in personal care and cosmetics

WACKER has been producing and Fascinatingly Versatile and quality. The exclusive selection of refining its brand of HDK® pyrogenic Although HDK® pyrogenic silica is an both hydrophobic and hydrophilic HDK® silica for over 40 years. Our integrated established and highly successful product, grades offers highly versatile and com- manufacturing protocols, statistical WACKER continues to push forward with prehensive solutions for a wide range process control and highly efficient its R&D to seek new potential solutions of personal care and cosmetic appli- reactor dynamics produce excep- to further boost product performance cations. tionally pure grades of inorganic, pyrogenic silica. These grades are HDK® in Personal Care and Cosmetics especially well-suited for personal / gloss Up to 2 % by weight care and cosmetics applications. care products (bleach, dyes, ) Up to 4 % by weight Creams and ointments Up to 4 % by weight Aerosol antiperspirants Up to 8 % by weight Pressed (make-up) Up to 10 % by weight Up to 7 % by weight Nail varnish/lacquer Up to 4 % by weight Tooth pastes (gels) Up to 10 % by weight Foundations Up to 6 % by weight Creams/sun care Up to 6 % by weight

HDK® is a registered trademark of Wacker Chemie AG. THE BASIC pyrogenic SILICA REACTION PROCESS – PURITY of The highest class

HDK® pyrogenic silica – formation in a flame

Reactor Molecules Protoparticles Primary particles Aggregates Agglomerates

SiO2 SiO2

Air SiO2 SiO2

Particle diameter 5 – 50 nm 100 – 500 nm >> 1 μm 1,200 – 1,500 °C SiCl4 + 2H2 + O2 SiO2 + 4HCl

Isolated primary particles do not exist as individual units outside the flame

HDK® is produced at multiple sites by Hydrophilic HDK® with a Large On cooling, the aggregates mechanically an integrated, efficient and environ- Surface Area entangle to form agglomerates, known mentally compatible process that saves The production parameters are re- as tertiary structures. The aggregates energy and raw materials. sponsible for the excellent properties of have sizes in the range of microns. HDK® hydrophilic, pure and odorless HDK®. has a very high specific surfacearea (BET) because of the small diameters of Pyrogenic silica is formed by hydrolysis its primary building blocks. The primary at over 1,000 °C. This is achieved by particles that are fused together in the introducing chlorosilanes into an oxyhy- aggregates finally arrange themselves

drogen flame, producing SiO2 primary into agglomerates. This inherently large particles about 5–50 nanometers (10–9 m) surface area-to-mass ratio causes in size. In the flame,the primary particles intense interparticulate interactions, fuse together permanently to form large which are the result of attractive disper- units, or aggregates (100–1,000 nm in sion and dipolar forces. And that is size). That is to say, individual primary precisely the reason for the outstanding particles only exist in the reaction zone properties of HDK®. itself.

4 HDK® pyrogenic Silica Product Range

Standard Grades Specific Surface Area Hydrophilic HDK® Hydrophobic HDK® [m2/g] Undensed Densed Dimethylsiloxy Trimethylsiloxy Polydimethylsiloxy ~ 50 HDK® D05 ~ 100 HDK® C10 HDK® C10P ~ 130 HDK® S13 HDK® S13P HDK® H13L ~ 150 HDK® V15 HDK® V15P HDK® H15 HDK® H17 ~ 200 HDK® N20, HDK® N20P HDK® H20 HDK® H20RM, HDK® H18 HDK® N20ST, HDK® H2000 HDK® N20 Pharma ~ 300 HDK® T30 HDK® T30P HDK® H30 HDK® H30RM ~ 400 HDK® T40 HDK® T40P

® INCI Names of HDK® Products According to PCPC (former CTFA): Within the complete HDK product port- INCI Names HDK® Grades folio, selective grades correspond to Silica HDK® N20 HDK® T30 personal care and cosmetic application requirements. Silica dimethyl silylate HDK® H15 HDK® H20 HDK® H30 HDK® H18 Silica silylate HDK® H2000

5 HDK® – Excellent as a performance modifier for optimum Quality

Standard Uses Specialty Uses

Thixotropy Filler/diluent HDK® helps a to reduce HDK® helps as an inert ingredient in under the influence of shear and to a formulation while expanding the recover viscosity when the shear is space available for active ingredients removed

Thickening Lubricant HDK® helps increase the viscosity of HDK® helps as a spacer to improve a liquid by its addition release properties and/or to separate materials during processing

Free-flow Binder HDK® helps in the movement of dry HDK® helps maintain the structural powders / particles by reducing the strength of materials compacted cohesion of particles during manufacturing

Anti-sag Glidant HDK® helps a liquid or semisolid HDK® helps enhance the uniform flow to remain where applied and to resist and mixing of materials flow and levelling

Anti-settling Sorbent HDK® helps a liquid to have all of its HDK® helps as a moisture scavenger components remain in and to maintain and improve free flowability not to striate or settle non-uniformly of the materials to which it is added during shipment and storage

Flow and leveling HDK® helps a liquid when applied to a surface to spread uniformly across the available space

6 HDK® – Certified Quality

GRAS Compliance Cosmetic Directive Kosher Pyrogenic hydrophilic silica is generally HDK® complies with Regulation 1223/ HDK® N20, HDK® T30, HDK® H15, regarded as safe material according 2009 (recast of the Cosmetic Directive HDK® H20, HDK® H18 grades are to FDA § 182.90. 76/768/EC and all its amendments). Kosher certified for use in Kosher The product neither contains any of milk and meat products. Reach compliance status the restricted compounds included in Herewith we confirm that HDK® is in Annex III as per recipe nor are any CMR Halal compliance with the EC Regulation . 1 or 2 compounds intentionally Hereby it is certified thathydrophilic 1907/2006 (REACH). introduced. HDK® – which is approved for direct and indirect food contact according to the HDK® was successfully registered in COLIPA relevant Directives such as the German the “silicon dioxide” substance group Herewith we confirm that we registered BfR Recommendation LII “Fillers”, the according to the REACH regulation on for HDK® H20 all uses listed on COLIPA’s European Directive 2002/72/EC and the registration, evaluation, authoriza- use mapping. the US Code of Federal Regulations tion and restriction processes for chemi- (e.g. §173.340, §182.1711 and others) – cal substances. This was announced Food meets the criteria of “Halal”. by the European Chemicals Agency Hydrophilic HDK® grades may be used HDK® is a fully synthetic product that ECHA in mid-March 2009. as direct food additives in accordance does not contain any “Haram” sub- with EU-Directive 95/2/EC. stances.

Consistency and Purity

Typical analytical data of HDK® Trace element impurities Inorganic impurities Element Measured levels Element Measured levels Element Measured levels (mg/kg) (mg/kg) (mg/kg) Ag < 2 K < 2 Cl < 100 Al < 2 Mg < 2 As < 2 Mn < 2 Standard tests: Ba < 2 Mo < 2 ••BET surface area • Bi < 2 Na < 2 • Sieve residue ••pH in a 4 % aqueous dispersion Ca < 2 Ni < 2 Cd < 2 Pb < 2 Typical general properties: Co < 2 Sn < 2 Tap density: approx. 40 grams/liter Cr < 2 Sr < 2 Loss on drying Cu < 2 Ti < 2 (2 hours at 105 ºC): < 1.5 % Fe < 2 Zn < 2 SiO2 content: > 99.8 % Ge < 2 Zr < 2 Analytical methods for elements: Hg < 1 ••Flame AES and ICP Total < 20 ••“<” indicates the detection limit The figures are only intended as a guide and should not be used in preparing specifications. has been reached

7 PerFormance properties and characteristics

HDK® pyrogenic silica has a wide Effects Applications variety of uses in cosmetics and HDK® has wide uses in cosmetics personal care products. From and personal care products for its Color Cosmetics lipstick to shampoo, HDK® pyro- variety of specific properties. In foundations, eyeliners und mascara, genic silica can greatly help HDK® regulates consistency, improve the versatility and per- Rheology control controls viscosity and prevents the formance of your products. HDK® increases viscosity and imparts agglomeration of color . thixotropy. As a gelling agent, HDK® modifies the viscosityof oils, Powders and . HDK® enhances the free flow of powders. Sedimentation and separation HDK® delays or prevents settling Nail lacquers of pigments and powders HDK® assures uniform distribution (in suspensions). of pigments, reduces sedimentation and allows rheology control. In creams, , lipstick and products, HDK® improves stability and structure. HDK® acts as a thickener and improves the consistency of lipsticks. HDK® stabilizes formulations by reducing sensitivity to temperature, HDK® facilitates the uniform distribu- electrolytes and pH. tion of pigments and enhances thermal stability. Free-flow and anticaking additive HDK® improves the free-flow of Antiperspirants powders. HDK® stabilizes suspensions, prevents the agglomeration of active ingredients and ensures their uniform distribution; it increases the viscosity of creams and sticks; either hydrophilic or hydrophobic HDK® can be used.

8 Packaging

Pallets with Paper Bags Big bags HDK® is available in multilayer valved The big bag is available for most paper bags which contain 10 kg of HDK® grades, a woven polypropylene product. The bags are delivered on bag containing 150–200 kg of product, pallets which are shrink-wrapped with depending on the respective bulk density a polyethylene foil to protect the HDK® of the product. Big bags are delivered against moisture. This allows the on a pallet shrink-wrapped with a poly- product to be stored without any ethylene film to protect against moisture. moisture uptake. If the shrink foil is damaged or single bags are removed, care must be taken to protect the remaining bags/individual bags against moisture by either wrapping in plastic or other appropriate measures.

• Palletized and shrink-wrapped for good product protection, storage and handling • Three-ply paper for added strength • Bags are disposable

9 ExpErtisE and sErvicE nEtwork on FivE continEnts

• Sales and production sites, plus 20 technical WACKER is one of the world’s leading of the climate and environment. Spanning specialists who assist customers world- Visit us anywhere, anytime around the centers, ensure you a local presence worldwide. and most research-intensive chemical the globe with five business divisions, wide in the development of products world at: www.wacker.com companies, with total sales of €4.63 billion. operating 24 production sites, WACKER is tailored to regional demands, supporting Products range from silicones, binders currently active in over 100 countries. The them during every stage of their complex and additives for diverse industrial Group maintains subsidiaries and sales production processes, if required. sectors to bio-engineered pharmaceutical offices in 29 countries across Europe, the WACKER e-solutions are online services actives and hyperpure silicon for Americas and Asia – including a solidly provided via our customer portal and as semiconductor and solar applications. As established presence in . With a integrated process solutions. Our a technology leader focusing on sustain- workforce of 16,300, WACKER sees itself customers and business partners thus ability, WACKER promotes products and as a reliable innovation partner that benefit from comprehensive information ideas that offer a high value-added develops trailblazing solutions for, and in and reliable service to enable projects potential to ensure that current and future collaboration with, its customers. WACKER and orders to be handled fast, reliably generations enjoy a better quality of life also helps them boost their own success. and highly efficiently. based on energy efficiency and protection Our technical centers employ local all figures are based on fiscal 2012.

double_A4_e_200313.indd 1-2 20.03.13 14:28 ExpErtisE and sErvicE nEtwork on FivE continEnts

• Sales and production sites, plus 20 technical WACKER is one of the world’s leading of the climate and environment. Spanning specialists who assist customers world- Visit us anywhere, anytime around the centers, ensure you a local presence worldwide. and most research-intensive chemical the globe with five business divisions, wide in the development of products world at: www.wacker.com companies, with total sales of €4.63 billion. operating 24 production sites, WACKER is tailored to regional demands, supporting Products range from silicones, binders currently active in over 100 countries. The them during every stage of their complex and polymer additives for diverse industrial Group maintains subsidiaries and sales production processes, if required. sectors to bio-engineered pharmaceutical offices in 29 countries across Europe, the WACKER e-solutions are online services actives and hyperpure silicon for Americas and Asia – including a solidly provided via our customer portal and as semiconductor and solar applications. As established presence in China. With a integrated process solutions. Our a technology leader focusing on sustain- workforce of 16,300, WACKER sees itself customers and business partners thus ability, WACKER promotes products and as a reliable innovation partner that benefit from comprehensive information ideas that offer a high value-added develops trailblazing solutions for, and in and reliable service to enable projects potential to ensure that current and future collaboration with, its customers. WACKER and orders to be handled fast, reliably generations enjoy a better quality of life also helps them boost their own success. and highly efficiently. based on energy efficiency and protection Our technical centers employ local all figures are based on fiscal 2012.

double_A4_e_200313.indd 1-2 20.03.13 14:28 Wacker Chemie AG Hanns-Seidel-Platz 4 81737 München, Germany Tel. +49 89 6279-1741 [email protected] www.wacker.com 6446e/09.13 replaces 6446e/10.10 6446e/09.13 replaces

The data presented in this brochure are in accordance with the present state of our knowledge, but do not absolve the user from carefully checking all supplies immediately upon receipt. We reserve the right to alter product constants with the scope of technical progress or new developments. The information given in this brochure should be checked by preliminary trials because of conditions during processing over which we have no control, especially where other companies’ raw materials are also being used. The information provided by us does not absolve the user from the obligation of investigating the possibility of infringement of third parties’ rights and, if necessary, clarifying the position. Recommendations for use do not constitute a warranty, either express or implied, of the fitness or suitability of the product for a particular purpose.