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Molecular Psychiatry (1999) 4, 333–338  1999 Stockton Press All rights reserved 1359–4184/99 $15.00

MECHANISMS OF DRUG ACTION The experimental and clinical pharmacology of St John’s Wort ( perforatum L.) PJ Nathan

Brain Sciences Institute, Swinburne University of Technology, 400 Burwood Road, Hawthorn 3122, Victoria,

Hypericum (St John’s Wort) is a that has been used for centuries as a medicinal . Pre-clinical animals studies suggest that hypericum is effective in three major biochemical systems relevant for activity, namely the inhibition of the synaptic re-uptake system for (5-HT), noradrenaline (NA) and (DA). It is the only antidepress- ant capable of inhibiting the re-uptake of 5-HT, NA and DA with similar potencies. The potencies for monoamine re-inhibition and chronic changes in receptors are also consistent with changes seen with known . Behavioral studies suggest that hypericum is active in pre-clinical animal models of with comparable effects to known antide- pressants. Supporting the pre-clinical pharmacology and efficacy, many clinical studies have shown that hypericum has superior efficacy compared to and comparable efficacy to standard antidepressants in the treatment of mild-to-moderate depression. The advantage of hypericum over other antidepressants may result from its favorable side-effect profile. Although pre-clinical and short-term clinical studies demonstrate antidepressant activity, the lack of long-term use and efficacy, and the heterogeneity of patients, interventions, extract preparations from previous clinical studies suggests that more careful and controlled studies are needed to determine the long-term efficacy of hypericum in mild-to-moderate depression. Keywords: pharmacology; hypericum; St John’s Wort; mechanism; antidepressant; mild-moderate depression; clinical efficacy; herbal remedies

Introduction About hypericum belongs to the Guttiferae fam- St John’s Wort refers to the plant Hypericum perfor- ily. The Hypericum encompasses approximately atum, and has been used for centuries as a medicinal 400 species of which Hypericum perforatum itself is herb for anti-inflammatory, sedative, analgesic, divided into four subspecies that are distinguished by diuretic, antimalarial, antidepressant and vulnerary the size of their septals.8 Hypericum perforatum is action. Traditional indications have included trauma, found in many areas of the world including , burns, rheumatism, hemorrhoids, neuralgia, gastroent- Asia, and North Africa. The name St eritis, snakebite, ulcers, contusions, sprain, , John’s Wort comes from the fact it flowers around St menorrhagia, hysteria and depression.1,2 Its efficacy in John’s day. The crude drug, called herba hyperici, con- depression has been supported in recent times with sists of the upper aerial parts of the plant, which are implication for its use in the treatment of mild-to- harvested before or during the flowering period. moderate depression.3–5 Today, hypericum extracts are among the most widely used antidepressants in Ger- Chemical constituents of hypericum many, with more than 3.7 million prescriptions in The commercially available products of St John’s Wort 19976 and a market share of more than 25% of all anti- contain hypericum dry extracts, the pharmacological depressant prescriptions in 1997.7 While evidence sug- agent prepared from the upper aerial parts of the plant gests that hypericum has antidepressant potential, the with either 60% ethanol or 80% methanol. These exact mechanism for the antidepressant effect remains extracts differ to varying degrees in the content of six to be resolved. The aim of this article is to illustrate major natural product groups: naphthodianthrones some of the possible mechanisms that may underlie ( and pseudohypericin), acylphloroglucinols hypericum’s antidepressant action and review its clini- ( and ), flavonol glycosides cal efficacy in the treatment of mild-to-moderate (, , isoquercitrin, , , depression. kampferol, leteolin, ), biflavones (13,118-biapi- genin, 13Ј,118-biapigenin (amentoflavon), proanthocyan-

idins (procycanidin B2) and phenyl propanes Dr PJ Nathan, Brain Sciences Institute, Swinburne University of 9,10 Technology, 400 Burwood Rd, Hawthorn 3122, Victoria, ( and ). Flavonol glyco- Australia. E-mail: pnathanȰbsi.swin.edu.au sides, biflavones, proanthcyanidins, and phenylpro- Received 29 January 1999; revised and accepted 19 March 1999 panes, as biogenetically related compounds, together The pharmacology of St John’s Wort PJ Nathan 334 represent the main constituents in the dry crude drug 2 ␮gml−1. While (TCAs) such as amitripty- of St John’s Wort.9 line and , and serotonin and noradrenaline As hypericum contains numerous compounds with re-uptake inhibitors (SNRIs) such as and biological activity it is currently not known if one inhibit the synaptic uptake of 5-HT and chemical or a combination produces the antidepressant NA with about equal affinity, no other compound effect. However, hypericum possesses a unique phar- shows similar potency for all three uptake systems. A macology in that it displays the pharmacology of many recent study has shown that the bioactive substance antidepressants in the one drug. This may be related responsible for inhibiting synaptic re-uptake of to the multiple bioactive compounds present in hyper- monoamines is a constituent of hypericum called hy- icum. perforin. This compound potently inhibited uptake of all three monoamines in the concentration range of 80– Experimental pharmacology of hypericum 200 nmol L−1.18 Hyperforin was also present in the The monoamine hypothesis of depression postulates alcoholic extract previously tested (LI-160) by Rolli et that symptoms of depression arise from the deficit in al16 and Muller et al.17 The hyperforin present in the the availability of one or another of three biogenic alcoholic extract (LI 160) was also shown to inhibit the monoamines serotonin (5-HT), noradrenaline (NA) synaptic uptake of 5-HT, NA and DA in a similar con- and/or dopamine (DA).11 Most antidepressant drugs centration range (24–150 nmol L−1) (Table 2).18 In con- exert their pharmacological actions by increasing the trast hypericin, a major constituent of hypericum, that concentrations of 5-HT, NA or DA through: (1) the inhi- was originally thought to be important for antidepress- bition of the synaptic uptake of these transmitters; or ant action, had no effect on synaptic uptake of (2) inhibiting the metabolism of these transmitters by monoamines.18 Hypericum’s potency on monoamine monoamine oxidase type A (MAO-A) ; or (3) re-uptake inhibition is remarkable as previous studies by blocking pre-synaptic inhibitory receptors such as by the same authors have shown that classical antide- ␣ 12 2-adrenoceptors. The final mechanism in the antide- pressants such as imipramine were also active in these −1 pressant effect is the changes in systems with IC50 values around 20 nmol L for the 5- function, which in turn triggers various HT and NA uptake systems.17 Comparable potencies second messenger pathways. Receptor function is were also found in the literature for other antidepress- expressed as either changes in receptor number or the ants (Table 2). functional activity of the receptor (ie changes in second More recently Neary and Bu21 reported the first study messenger levels). An increase in receptor number or on the effects of hypericum on 5-HT and NA transport functional activity is commonly termed upregulation in intact neuronal cells. In this study it was shown that whereas a decrease in receptor number or functional hypericum inhibited transport of 5-HT by 50%, which activity is termed downregulation. Some of the com- was approximately 70% of that observed with paroxet- mon changes in neurotransmitter receptor changes fol- ine and fluoxetine, whereas for noradrenaline the main lowing chronic antidepressant or electro-convulsive effect was a 4.5-fold reduction in the apparent affinity therapy (ECT) treatment are shown on Table 1. of noradrenaline for its uptake site.21 Taken together these findings suggest that hypericum is effective in Effects on monoamine re-uptake three major biochemical systems relevant for antide- Recent reports by Rolli et al16 and Muller et al17 pressant activity, namely the inhibition of the synaptic showed that a clinically used hypericum extract (LI re-uptake system for 5-HT, NA and DA. 160) like conventional antidepressants, concentration An important consideration is the relevance of these dependently and potently inhibited the synaptic re- pharmacological effects seen in animals to the thera-

uptake of 5-HT, NA and DA with an IC50 around peutic doses used in clinical studies for the treatment

Table 1 Common changes in neurotransmitter receptor Table 2 Comparison of the potencies of hyperforin in function in the rat brain following chronic antidepressants hypericum (LI-160) and various other antidepressants for the synaptic re-uptake of 5-HT, NA and DA. Data summarised (AD) or ECT. Receptor function denotes changes in receptor 18–20 number or functional activity. Data summarised from refer- from ences11,13–15 −1 Antidepressant IC50 (nmol L ) ␣ 2-adrenoceptors Decreased ␣ 5-HT uptake NA uptake DA uptake 1-adrenoceptors Increased (after AD) ␤-adrenoceptors Decreased

5-HT2-receptors (post- Decreased (after AD) Hypericum (LI- 67 123 24 synaptic) Increased (after ECT) 160)

5-HT1A (autoreceptors) Decreased (for SSRIs and (hyperforin) MAOIs) Imipramine 20 21 17 000

5-HT1A (post-synaptic) Increased (ECT, TCAs) 39 24 5300 Ͼ GABAB receptors Increased Milnacipran 203 100 1000 Dopamine (autoreceptors) Decreased 210 610 Ͼ1000 The pharmacology of St John’s Wort PJ Nathan 335 of depression. The therapeutic dose of antidepressants the commercially available hypericum extract, in rats, used is usually 10–20 times less than the doses used upregulated post-synaptic 5-HT1A receptors with no in animal studies. For example the standard dose of changes in receptor affinity. In contrast to most antide- −1 imipramine (20 mg kg ) most researchers use for phar- pressants, which downregulate 5-HT2 receptors after macological studies in animals is about 10 times the chronic administration,12,42,43 hypericum has been 17,22 22,37 clinical dose in man. Similarly, the dose of hyper- shown to upregulate 5-HT2 receptors. A similar icum used by most studies is 10–20 times the average upregulation of 5-HT2 receptors has also been shown clinical dose used for mild-to-moderate depression.3 with repeated treatments with ECT, one of the most However, under these conditions most of the pharma- effective therapies for depression.12 cological effects observed with antidepressants are Recent evidence also suggests the hypericin has consistent. Furthermore, various pharmacological modest affinity for sigma receptors.43 The activity of changes evident from animal studies have been reliably hypericin at sigma receptors is a novel finding and rep- used in the past to predict clinical antidepressant effi- resents potential new insight into the pharmacological cacy.22 action of hypericum. An association between sigma receptors and antidepressant action has been postu- Effects of monoamine oxidase A activity lated on: (1) the demonstration that several antide- Initial reports suggested that hypericin, the major con- pressants such as selective serotonin inhibi- stituent of hypericum acts as an inhibitor of MAO-A tors (SSRIs) and MAOIs have moderate affinity for activity.23 However this finding has not been confirmed sigma receptors;44–47 (2) some ligands, by subsequent studies.24–26 Quercetin and Quercitrin, despite lacking affinity for serotonergic or norad- both flavonoide aglykone constituents of hypericum renergic receptors or transporter sites, exhibit antide- extract have also been shown to inhibit MAO-A,27 pressant profile in animal models;48 and (3) chronic although a therapeutic action of these compounds treatment with certain SSRIs and TCAs downregulate remains questionable because of their low plasma lev- sigma receptors in brain regions associated with emo- els. Supporting the negative findings, studies by Muller tion such as the limbic regions.49 17 et al showed that the IC50 values of hypericum as an Hypericum has also been shown to affect several inhibitor of MAO-A or MAO-B activity exceeded synaptic mechanisms of gamma-aminobutyric acid ␮ −1 50 100 gml (100 times higher than the IC50 for inhi- (GABA)ergic and neurotransmission, bition of monoamine re-uptake), making it unlikely with moderate affinities for GABAA, GABAB and N- that both these mechanisms are involved in the antide- methyl-d-aspartate (NMDA) receptors.51 Both NMDA pressant action of hypericum. However the effect of receptors and GABA receptors have been implicated in hypericum on MAO-A and MAO-B inhibition may be depression,52,53 and affinities for these receptors may dose-related as a study by Kako et al28 suggests that also contribute to the overall antidepressant effect of extremely high doses of hypericum are needed to hypericum. actively inhibit MAO. Behavioral pharmacology in animals Effects on receptors The forced swim test (FCT) in rats is a well established ␤ The downregulation of 1-adrenoceptors has been com- behavioral animal model for the evaluation of antide- monly used as a biological marker of antidepressant pressant drugs that correlates well with their clinical efficacy. This pharmacological effect is one of the most efficacy.54 In this model hypericum has been shown to consistent findings after chronic administration of anti- have antidepressant effects with an optimal dose range depressants.29 A recent study showed that chronic of 250–500 mg kg−1.55,56 More recently antidepressant ␤ administration of hypericum downregulates 1-adreno- activity of hypericum was also observed in the learned ceptors in the frontal cortex, with no change in recep- helplessness test, which is also used in detecting tor affinity.17 This finding is similar to binding studies, potential antidepressants.57 The efficacy of the hyper- both in vivo and in vitro showing that chronic but not icum extract in these two models was correlated with acute, treatment with antidepressants drugs and ECT their hyperforin contents,56–58 suggesting that the hy- ␤ 29–32 downregulates 1-adrenoceptors in rat forebrain. perforin content may be the active constituent in hyp- Data from previous studies also suggest that adaptive ericum extracts responsible for antidepressant activity. changes in the 5-HT system may also play a pivotal This also supports recent evidence that hyperforin is role in the therapeutic effect of antidepressants. It has also the major bio-active substance responsible for been shown that long-term TCA and repeated ECT lead inhibiting synaptic re-uptake of monoamines.18 to an enhanced 5-HT neurotransmission through a pro- gressive sensitisation and upregulation of the post- Clinical pharmacology and efficacy in mild synaptic 5-HT1A receptors in the dorsal hippocam- depression pus.33–39 These findings have been further supported by Every new antidepressant that is implicated for the Haddjeri et al40 showing that long-term antidepressant treatment of depression needs to be evaluated in terms treatments result in a tonic activation of forebrain 5- of its efficacy and potential side-effect profile. In order

HT1A receptors. A similar mechanism has also been for St John’s Wort to be considered an effective antide- shown for hypericum. Teufel-Mayer and Gleitz41 pressant, evidence for its superior efficacy in compari- showed that chronic but not acute administration of son to placebo and at least equal efficacy in comparison The pharmacology of St John’s Wort PJ Nathan 336 to conventional treatment must be demonstrated. Sev- NA and DA) with comparable potencies to known anti- eral placebo-controlled studies have shown a superior depressants. Hypericum is also the only antidepressant efficacy of hypericum extracts compared to placebo in known that inhibits the uptake of all three monoamines mild-to-moderate depression.59–62 The overall signifi- with similar potencies. At a receptor level, chronic ␤ cant superiority of St John’s Wort over placebo was treatment with hypericum downregulates 1-adreno- also confirmed by a recent meta-analysis.3 The ceptors (similar to most antidepressants and ECT),

responder rates for persons receiving hypericum prep- upregulates post-synaptic 5-HT1A receptors (similar to 3 arations and placebo were 56% and 25% respectively. TCAs and ECT) and upregulates 5-HT2 receptors A number of recent studies have also shown equival- (similar to ECT). Moderate affinities for Sigma, NMDA ent efficacy of hypericum extracts compared to TCAs and GABA receptors have also been shown suggesting such as , imipramine and amitriptyline in additional mechanisms for antidepressant effect. It has mild-to-moderate depression.63–66 The responder rates also been shown that most effects of hypericum in bio- in these studies were 50% for hypericum compared to chemical models of antidepressant activity can be 52% with standard antidepressants.3 explained by the major constituent hyperforin. Pre- The clinical efficacy demonstrated for most of these clinical behavioral studies suggest that hypericum is studies should be interpreted with caution because of active in animal models of depression, with compara- a number of methodological weaknesses. The most sig- ble potencies to standard antidepressants. Clinical nificant shortcoming is the relatively short duration of studies show superior efficacy of hypericum compared the trials. Most studies were conducted over 6–8 to placebo and comparable efficacy to conventional weeks, which means that data on the efficacy of hyper- antidepressants in the treatment of mild-to-moderate icum over a longer period of time is fragmentary. Sec- depression. The benefit of hypericum over other anti- ondly, comparisons with newer antidepressants such depressants may result from its favorable clinical side- as SSRIs or serotonin and noradrenaline re-uptake effect profile. inhibitors (SNRIs) are lacking. 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