International Journal of Environmental Research and Public Health
Article Improving Aviation Safety through Modeling Accident Risk Assessment of Runway
Yaser Yousefi 1, Nader Karballaeezadeh 2,3 , Dariush Moazami 4, Amirhossein Sanaei Zahed 3,5, Danial Mohammadzadeh S. 3,4,6,7 and Amir Mosavi 8,9,10,*
1 School of Civil Engineering, Iran University of Science and Technology, Tehran P.O. Box 16765-163, Iran; yaser.yousefi@ymail.com 2 Faculty of Civil Engineering, Shahrood University of Technology, Shahrood P.O. Box 3619995161, Iran; [email protected] 3 Department of Elite Relations with Industries, Khorasan Construction Engineering Organization, Mashhad P.O. Box 9185816744, Iran; [email protected] (A.S.Z.); [email protected] (D.M.S.) 4 Department of Civil Engineering, Faculty of Montazeri, Khorasan Razavi Branch, Technical and Vocational University (TVU), Mashhad P.O. Box 9176994594, Iran; [email protected] 5 Toos Institute of Higher Education, Khorasan Razavi, Mashhad P.O. Box 9188911111, Iran 6 Department of Civil Engineering, Ferdowsi University of Mashhad, Mashhad P.O. Box 9177948974, Iran 7 Department of Civil Engineering, Mashhad Branch, Islamic Azad University, Mashhad P.O. Box 9187147578, Iran 8 Faculty of Civil Engineering, Technische Universität Dresden, 01069 Dresden, Germany 9 Institute of Research and Development, Duy Tan University, Da Nang 550000, Vietnam 10 Department of Informatics, J. Selye University, 94501 Komarno, Slovakia * Correspondence: [email protected]
Received: 18 June 2020; Accepted: 19 August 2020; Published: 21 August 2020
Abstract: The exponential increase in aviation activity and air traffic in recent decades has raised several public health issues. One of the critical public health concerns is runway safety and the increasing demand for airports without accidents. In addition to threatening human lives, runway accidents are often associated with severe environmental and pollution consequences. In this study, a three-step approach is used for runway risk assessment considering probability, location, and consequences of accidents through advanced statistical methods. This study proposes novel models for the implementation of these three steps in Iran. Data on runway excursion accidents were collected from several countries with similar air accident rates. The proposed models empower engineers to advance an accurate assessment of the accident probability and safety assessment of airports. For in-service airports, it is possible to assess existing runways to remove obstacles close to runways if necessary. Also, the proposed models can be used for preliminary evaluations of developing existing airports and the construction of new runways.
Keywords: aviation safety; airport safety; runway; accident risk assessment; airport design; runway excursion; accident research; digital health; public health; mobility; transportation; airplane collision; accident injuries prevention; accident modeling; air traffic
1. Introduction Progress of the aviation industry and airport services is considered essential for economic and social development [1]. Despite the numerous social and economic benefits, the expansion of air transport is confronted with several public health challenges [2]. The aviation accident is one of these problems. In addition to threatening human lives, accidents are often associated with severe
Int. J. Environ. Res. Public Health 2020, 17, 6085; doi:10.3390/ijerph17176085 www.mdpi.com/journal/ijerph Int. J. Environ. Res. Public Health 2020, 17, 6085 2 of 37 environmental and pollution consequences [3]. Therefore, the environment and safety have always been of interest to engineers in this industry [1–4]. Process optimization can be effective in solving these problems and their impact on public health [2,5]. Accordingly, there is an increasing demand for the development of environmentally friendly and sustainable airports with minimal environmental impact [6]. On the other hand, the rapid transition of passengers and goods and developments of countries are closely linked to the efficiency of their transportation systems. For example, transportation activities allocate itself more than 9.1% of the Gross Domestic Product (GDP) and involve close to 3 million jobs in Iran. In various human societies, aviation is regarded as one of the key industries in terms of features such as security, speed, and the attractiveness of the airline industry tourism [7]. As the space of take-off and landing aircraft, the runway is one of the most important parts of an airport. Any accident at the runway will result in threaten public health, reducing airport functionality, and resulting in service disruption. Also, accidents can harm the environment in the surrounding of the runway [8,9]. The idea of getting air accident rates down to zero is very naive and unbelievable, but trying to prevent them will increase air transportation safety. Therefore, identifying obstacles, examining the location constraints, and determining the optimum location of the runway are among the essential requirements of each country’s aviation organization. It is expected that there will be perfectly safe conditions when landing and taking-off for each aircraft. Factors such as inclement weather, poor visibility, obstacles, lack of familiarity with the airport, confusion, fatigue, and disruption to Air Traffic Control (ATC) may cause an accident at the airport [10,11]. In general, runway accidents are divided into two main categories [8,12–14]: Runway Incursion (RI) • These accidents occur due to the improper positioning of a plane, vehicle, or human in a protected area for landing and take-off [15,16]. In other words, RI is an accident that occurs when a plane crashes into another plane or vehicle, or human at the runway. The three main causes of RI accidents are non-compliance with ATC instructions, lack of familiarity with the airport, and non-compliance with standard operating procedures [17,18]. Runway Excursion (RE) • RE means leaving the aircraft from the runway. This type of accident is likely to occur during both the take-off and the landing [19]. According to the International Air Transport Association Safety Report, REs caused 22% of all accidents over the 2010–2014 period [20]. According to aviation authorities, about 80 percent of RE accidents occur in landing operations [3]. Several factors contribute to a RE accident, the most important of which are weather, pilot, airport, and aircraft [19,21]. Depending on the exit area of the runway, RE accidents are divided into two groups [22,23]: Veer-Off (VO) and Over-Run (OR). In this paper, two types of RE accidents have been considered by the authors: Landing Overrun (LDOR) and Landing Veer-off (LDVO). Because of the geographical extent of Iran and the underdevelopment of the rail and road transport systems, the appeal of using air transport has been increasing in this country during the last years. Currently, the Iran aviation industry suffers from poor service quality, long service life, lack of advanced navigation system, lack of proper planning, etc. Due to the exhaustion of the Iranian air fleet, the need to use risk assessment models at the airports of this country is very urgent. Therefore, the main purpose of this paper is to develop the final models for risk assessment in Iranian airports. The method of air accident risk assessment in scientific literature consists of three parts [22]: Modeling the probability of accidents, Modeling the location of accidents, and Modeling the consequences of accidents. For this purpose, modeling of probability, location, and consequences of accidents has been performed. Due to the limited number of data, all data were used in the model construction phase, and validation of models was performed with the help of statistical tests: Analysis of Variance (ANOVA) and Residual Diagnostic. For a practical examination of the models, two airports in Iran were evaluated by these models, Mehrabad in Tehran and Hasheminejad in Mashhad. By using these models, engineers can accurately analyze the existing runways and remove obstacles for reducing the number of accidents. Therefore, proposed models can help to increase safety and public health. Also, in new airports, Int. J. Environ. Res. Public Health 2020, 17, 6085 3 of 37 Int. J. Environ. Res. Public Health 2020, 17, x 3 of 36 thescenarios models to help select engineers the optimal to evaluate location proposed of runways. scenarios As a toresult, select they the optimalcan consider location environmental of runways. Asaspects a result, and they choose can considerthe location environmental where the aspects future and probably choose theaccidents location will where have the less future damage probably to accidentsenvironmental will have elements less damage such as to wildlife environmental parks, old elements trees, historical such as wildlife monuments, parks, oldetc. trees,The rest historical of the monuments,paper is organized etc. The as follows: rest of the Section paper 2 ispresents organized the asbackground follows: Section of the 2study. presents Section the background3 introduces ofthe the materials study. Section and methods3 introduces of this the study. materials This and section methods includes of this all study. concepts This sectionrelated includesto accident all conceptsmodeling, related how to to collect accident data modeling, and introduce how the to collectairports data under and study. introduce Then, the we airports show the under results study. and Then,discuss we them show in theSection results 4. Finally, and discuss Section them 5 presents in Section our4. Finally,conclusion. Section 5 presents our conclusion.
2. Literature Review Risk evaluations areare usedused inin many parts of aviation. Little information is available for evaluating thethe riskrisk ofof accidentsaccidents atat airportsairports oror nearnear them.them. PreviousPrevious relevant studies can be classifiedclassified intointo fourfour partsparts [[22]:22]: operationaloperational risk,risk, facilityfacility risk,risk, airport airport design, design, and and third-party third-party risk. risk. The The focus focus of of this this paper paper is onis on third-party third-party risk. risk. The The most most important important and well-knownand well-known examples examples of third-party of third-party risk are risk the Airportare the CooperativeAirport Cooperative Research Research Program Program (ACRP) reports(ACRP) (Reportsreports (Reports 3 [22] and 3 [22] 50 [ 24and]). 50 A review[24]). A of review relevant of studiesrelevant is studies provided is provided below. In below. 2001, In the 2001, Norwegian the Norwegian Civil Aviation Civil Aviation Authority Authority evaluated evaluated the risk the of veer-orisk offf .veer-off. They found They that found the probability that the functionprobability formation function for formation veer-off accidents for veer-off is exponential accidents (see is Equationexponential (1)) (see [25 ]:Equation (1)) [25]: axn P(x) = e (1) P(x) =e− (1) where P is the probability that the aircraft at the end of the veer-off is x meters away from the where P is the probability that the aircraft at the end of the veer-off is x meters away from the runway runway centreline, while a and n are coefficients that depend on the conditions at the examined centreline, while a and n are coefficients that depend on the conditions at the examined contour. The contour. The distance x is calculated from the center of gravity of the aircraft. Moretti et al. calculated distance x is calculated from the center of gravity of the aircraft. Moretti et al. calculated the coefficient the coefficient constant of Equation (1) for two conditions, including take-off and landing (see constant of Equation (1) for two conditions, including take-off and landing (see Equations (2) and (3)) Equations (2) and (3)) [26]: [26]: 0.0219x Plandings = e− (2) . P =e (2) 0.0143x Ptake offs = e− (3) − . P =e (3) In another study, Moretti et al. selected an airport in Italy as a case study and calculated a veer-off risk assessmentIn another forstudy, 1500 Moretti points aroundet al. selected that airport’s an airport runway in Italy [27]. as Their a case modeling study and results calculated are presented a veer- inoff Table risk 1assessment. In this table, for P 1500 is the points frequency around of an that aircraft airport’s running runway beyond [27]. a certain Their distance,modeling x, results measured are frompresented the runway in Table centreline, 1. In this table, according P is the to thefrequency Cartesian of an system aircraft presented running in beyond Figure 1a. certain distance, x, measured from the runway centreline, according to the Cartesian system presented in Figure 1. Table 1. Veer-off modeling. Table 1. Veer-off modeling. Model Model Application Model Model Application 7 0.0219x P = 1.37 10− e− valid for landings on instrument runways P = 1.37 ×× 10 ×e× . valid for landings on instrument runways P = 9.72 10 7 e 0.0219x valid for landings on non-instrument runways P = 9.72 ×× 10 − ×e× . − valid for landings on non-instrument runways P = 6.96 10 8 e . 0.0143x valid for take-offs from instrument runways P = 6.96 ×× 10 − ×e× − valid for take-offs from instrument runways 9 . 0.0143x PP == 6.826.82 × 1010−×ee− validvalid forfor take-otake-offsffs non-instrumentnon-instrument runwaysrunways × ×
Figure 1. The defined defined Cartesian system for veer-off veer-off modeling in Table1 1..
Kirkland et al. proposed a methodology for risk assessment of runway landing overruns. Their proposed methodology included three main models as described in [28]:
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Int. J. Environ. Res. Public Health 2020, 17, x 4 of 36 Kirkland et al. proposed a methodology for risk assessment of runway landing overruns. Their• proposedModeling methodology the probability included of a landing three overrun main models as described in [28]: • Modeling the wreckage location Modeling the probability of a landing overrun • • Modeling the damage consequences of overruns Modeling the wreckage location • Table 2 shows the details of this methodology. Modeling the damage consequences of overruns • Table 2. The proposed methodology for risk assessment of runway landing overruns. Table2 shows the details of this methodology. Model Formula Description Table 2. The proposedP(landing methodology overrun) for risk assessment of runway landing overruns. A. Modeling the 1 P is the probability of an overrun, D is either the percent of = probabilityModel of an 1+e ( ) Formulaexcess distance available or percent Description of maximum allowable P(no landing overrun) P is the probability of an overrun, D is either the overrun weight,1 m and n are constants to be determined. A. Modeling the probability of P(landing overrun) = (m+nD) percent of excess distance available or percent of =1−P(landing overrun) 1+e− an overrun P(no landing overrun) = 1 P(landing overrun) maximum allowable weight, m and n are constants to −L is the normalized bewreckage determined. location relative to the end of the normalized requiredL is the land normalizeding distance wreckage expressed location relative as a to the B. Modeling the percentage of the requiredend of the land normalizeding distance, required landingE is the distance excess L=15 + 1.05 E expressed as a percentage of the required landing B.wreckage Modeling thelocation wreckage location L = 15 + 1.05distance E between thedistance, end of E isthe the required excess distance landing between distance the end of and the runway endthe expresse requiredd landing as a percentage distance and the of runway the end required landing distance.expressed as a percentage of the required landing distance. P(sd) is the probabilityP(sd) of is the probability aircraft suffering of the aircraft substantial suffering 1 damage or being destroyed,substantial damageP(nm) oris beingthe probability destroyed, P(nm) of the is the P(sd) = ( ) = 1 ( P) sd (g+hB) probability of the aircraft suffering no damage or e e− aircraft suffering no damage or minor damage, B signifies if P(nm) = 1 P(sd) minor damage, B signifies if the aircraft strikes an C. Modeling the P(nm)=1−P(sd) −the aircraft strikes anobstacle obstacle beyond beyond the runway the endrunway (yes = 1,end no =(yes0), g C. Modeling the damage and h are parameters. consequencesdamage of overruns * = 1, no = 0), g and h are parameters. consequences of P(d) is the probabilityP(d) of is the probability aircraft being of the aircraft destroyed, being destroyed, P(s) is P(s) is the probability of the aircraft being seriously overruns * 1 1 2 P(d) = (i+jBthe+kS) probability of thedamaged, aircraft B2 beingsignifies seriously if the aircraft damaged, struck a second B P(d) = e− 2 ( P()s) = 1 P(d) obstacle beyond the runway end (yes = 1, no = 0), S is e − signifies if the aircraft struck a second obstacle beyond the P(s) =1−P(d) the runway exit speed in meters per second, and i, j, runway end (yes = 1,and no k are= 0), parameters. S is the runway exit speed in * The most reliable predictors of whether the aircraft willmeters suff erper substantial second, and damage i, j, and or be k destroyedare parameters. are whether the aircraft* The has most struck reliable a second predictors obstacle beyondof whether therunway the aircra end,ft andwill thesuffer runway substantial exit speed, damage so the secondor be destroyed stage model is similarare whether but with the two aircraft variables. has struck a second obstacle beyond the runway end, and the runway exit speed, so the second stage model is similar but with two variables. In ACRP Report 3, Federal Aviation Administration (FAA) develops models for risk assessment of the probability,In ACRP location, Report 3, and Federal consequences Aviation Administra of landingtion overruns (FAA) (LDOR), develops landing models undershootsfor risk assessment (LDUS), andof take-o the probability,ff overruns location, (TOOR) and accidents consequences [22]. For of this landing report, overruns the study (LDOR), period landing was from undershoots 1982 to 2006 and(LDUS), in addition and take-off to the US, overruns data from (TOOR) similar accidents countries [22]. (Canada, For this Australia,report, the France,study period Britain, was New from Zealand, 1982 Singapore,to 2006 and Ireland, in addition and Spain) to the were US, data used. from In this simi report,lar countries the three-part (Canada, process Australia, shown France, in Figure Britain,2 is usedNew to modelZealand, the Singapore, risk of accidents. Ireland, and Figure Spain)2 was were adapted used. In from this ACRP report, Report the three-part 3 [22]. process shown in Figure 2 is used to model the risk of accidents. Figure 2 was adapted from ACRP Report 3 [22].
Three-Part Risk Model
Event Probability Location Probability
(Operating conditions) (Operating conditions, terrain)
RISK Accident Consequences (Location probability, Obstacle probability, Size and type, aircraft type)
Figure 2. Risk modeling process in ACRP Report 3. Figure 2. Risk modeling process in ACRP Report 3.
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In this report, logistic regression and exponential function were used to model even probability and location probability, respectively. For the third part, the probability of severe consequences modeling was performed using frequency and location models [22]. Using the results of the ACRP Report 3, Wong et al. conducted a risk assessment for the Runway Safety Area (RSA) and focused on accident probability modeling. They investigated LDOR, LDUS, TOOR, and Crash after Takeoff (TOC) accidents at US airports. The study period was from 1982 to 2002 and a total of 440 accidents were selected, including 199 LDOR cases, 122 LDUS cases, 52 TOOR cases, and 67 TOC cases [29]. In 2011, the FAA published ACRP Report 50. This report presented an improved model of the probability of accidents for LDOR, LDVO, LDUS, TOOR, and take-off veer-offs (TOVO). The study used 1031 accidents and 383 incidents at airports of US and similar countries. Normal operation data (NOD) from US airports, operations that did not cause any accidents or incidents, were also used in this study [24]. In addition to adding the LDVO and TOVO accidents, the variables and their levels have been modified in ACRP Report 50. Based on the ACRP Reports 3 and 50, Ayres et al. (2013) have focused on two issues [30]:
Presenting an airport risk assessment model to assess air traffic-related hazards at the airport • Managing the RSA as a risk reduction measure. • In their study, five types of runway accidents including LDOR, LDVO, LDUS, TOOR, and TOVO were analyzed and modeled. In terms of the status of accident distribution in the end and edges of the runway, they used the exponential form to model the accident location [30]. The modeling results performed by Ayres et al. are presented in Table3.
Table 3. Coefficients of accident location model.
Type of Accident Type of Data Model R2 0.00321x0.98494 X P d > x = e− 0.998 LDOR { } 0.20983x0.48620 Y P d > y = e− 0.939 0.00148x0.75150 X P d > x = e− 0.987 LDUS { } 0.02159x0.77390 Y P d > y = e− 0.986 0.02568x0.80395 LDVO Y P d > y = e− 0.915 0.00109x1.06764 X P d > x = e− 0.992 TOOR { } 0.04282x0.65957 Y P d > y = e− 0.987 0.01639x0.86346 TOVO Y P d > y = e− 0.942
Jeon et al. investigated the impact of rainfall on runway accidents. Due to not considering the effect of rainfall (rain and snow) on the RSA risk assessment in the existing studies, they attempted to develop a new location model to account for this effect [31]. The results of their research for the types of accidents are presented in Table4.
Table 4. Advanced location model.
Type of Accident Type of Data Model R2 0.00321x0.984932 X P d > x = e− 0.998 LDOR { } 0.20983x0.48621 Y P d > y = e− 0.942 0.01481x0.749897 X P d > x = e− 0.986 LDUS { } 0.02159x0.78789 Y P d > y = e− 0.989 0.2568x0.803984 LDVO Y P d > y = e− 0.994 0.00109x1.06754 X P d > x = e− 0.989 TOOR { } 0.04282x0.661398 Y P d > y = e− 0.991 0.01639x0.874332 TOVO Y P d > y = e− 0.943 Int.Int. J. J. Environ. Environ. Res. Res. PublicPublic Health 20202020,, 1717, ,x 6085 6 of 36 6 of 37
The runway risk assessment studies have always faced a major challenge called the variety of conditionsThe runway affecting risk risk assessment analysis. Various studies havevariables, always including faced aair major traffic, challenge aircraft type, called and the quality, variety of conditionsbuild quality affecting of Infrastructures, risk analysis. budget, Various maintenance variables, includingquality, weather air tra fficonditions,c, aircraft etc., type, vary and from quality, buildregion quality to region. of Infrastructures, Because of these budget, changes, maintenance engineers quality, are forced weather to model conditions, for each etc., region vary with from the region tospecific region. conditions Because ofof thesethat region. changes, Due engineers to the lack are of forceda comprehensive to model for and each practical region risk with assessment the specific conditionssystem for of runways that region. at Iranian Due toairports, the lack the of authors a comprehensive were encouraged and practical to address risk this assessment gap. Therefore, system for runwaysthe main at purpose Iranian of airports, the present the study authors is to were evaluate encouraged the RSA torisk address concerning this RE gap. accidents Therefore, at Iranian the main purposeairports. of In the terms present of health study and is to environmental evaluate the RSA problems risk concerning due to air RE accidents, accidents risk at Iraniananalysis airports.and Indetermination terms of health of andoptimum environmental location for problems constructing due to or air developing accidents, runways risk analysis can andhelp determinationreduce these of optimumproblems. location One of forthe constructing most important or developing and valid methods runways of can runway help reduce risk assessment these problems. is the method One of the mostpresented important in the and United valid States, methods ACRP of runwayReport 50. risk After assessment reviewing is the collected method presenteddata and comparing in the United States,their dispersion ACRP Report pattern 50. to After the American reviewing method, the collected the authors data and decided comparing to base theirtheir dispersionmodeling process pattern to theon Americanthis method. method, the authors decided to base their modeling process on this method.
3.3. Materials Materials andand MethodsMethods InIn this this study, study, riskrisk assessmentassessment modeling for for LD LDOROR and and LDVO LDVO accidents accidents is performed is performed in three in three parts:parts: Modeling Modeling thethe probabilityprobability of of accidents, accidents, Modeling Modeling the the location location of ofaccidents, accidents, and and Modeling Modeling the the consequencesconsequences of of accidents. accidents. AA comprehensivecomprehensive flowchart flowchart representing representing the the framework framework of of this this research research is presentedis presented in Figure in Figure3. In the3. In continuation the continuation of this of section, this section, the concepts the concepts related torelated runway to riskrunway assessment, risk assessment, data collection process, and specifications of the airports under study are presented in data collection process, and specifications of the airports under study are presented in detail. detail.
Comparison of air accident rates in different Selecting target Zoning of world zones and determining zones with rates countries to study and (based on IATA) similar to the MENA (Including Iran) investigate accidents
Determination of target countries
Basic Information Model of Probability
Aircraft and Airport Information Model of Location
Model of Weather Information Consequences Air accident data preparation Modeling the accidents
Mehrabad International Airport ANOVA
Residual diagnostic Hasheminejad International Airport
Implementing models Validation
Figure 3. Research flow chart. Figure 3. Research flow chart.
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Int. J. Environ. Res. Public Health 2020, 17, x 7 of 36 3.1. Risk Assessment of Runway Incidents 3.1. Risk Assessment of Runway Incidents Runway Safety Area (RSA), Figure4, is the sum of the area adjacent to the runway and the end area ofRunway the runway, Safety which Area is (RSA), built to Figure reduce 4, airis the accident sum of damage the area [32 adjacent–36]. The to the RSA runway standard and dimensions the end havearea changed of the overrunway, the yearswhich and is built depend to onreduce the classair accident of aircraft damage using the[32–36]. runway The [ 24RSA]. The standard standard dimensionsdimensions have have increased changed historicallyover the years to and serve depend faster on and the larger class aircraftof aircraft and using to improved the runway the [24]. safety ofThe aviation standard users. dimensions The dimensions have increased of RSA varyhistorical fromly 120to serve feet wide faster by and 240 larger feet beyond aircraftthe and end to of theimproved runway tothe 500 safety feet of wide aviation by 1000 users. feet The beyond dimensions the end of RSA of the vary runway from [12037]. feet In thewide 1960s, by 240 the feet FAA beyond the end of the runway to 500 feet wide by 1000 feet beyond the end of the runway [37]. In the proposed an area that has 500 feet wide and extends 1000 feet beyond each end of the runway [24]. 1960s, the FAA proposed an area that has 500 feet wide and extends 1000 feet beyond each end of the These dimensions are used as the standard in most runways. Based on Figure4, areas (1) and (2) are runway [24]. These dimensions are used as the standard in most runways. Based on Figure 4, areas provided to reduce OR and VO accident consequences, respectively. (1) and (2) are provided to reduce OR and VO accident consequences, respectively.
Figure 4. Runway Safety Area (RSA). Figure 4. Runway Safety Area (RSA).
3.1.1.3.1.1. Accident Accident Probability Probability Modeling Modeling LogisticLogistic regression regression is is used used to to estimateestimate the probability of of accident accidentss based based on on various various factors, factors, such such asas environmental environmental factors. factors. Logistic Logistic regressionregression is similar to to linear linear regression, regression, except except that that in inthis this type type of of prediction,prediction, the the result result for for the the level level or or levelslevels ofof thethe dependent variable variable is is tw twoo solutions solutions [22]. [22 The]. The basic basic modelmodel used used to to create create the the accident accident probability probability modelmodel is as follows [22,24,31,38]: [22,24,31,38]: 1 P Accident_Occurence = (4) ( 1 ⋯ ) P Accident_Occurence = 1+e (4) { } (b0+b1X1+b2X2+b3X3+...) where P Accident_Occurence is the probability (0–100%)1 + e− of an accident type occurring given certain whereoperationalP Accident_Occurence conditions, Xi is independentis the probability variables (0–100%) (Table of 5) an including accident aircraft type occurring type, precipitation, given certain crosswind,{ visibility, ceiling,} etc., and bi is regression coefficients. The values of bi coefficients are operational conditions, Xi is independent variables (Table5) including aircraft type, precipitation, given in Table 6. After obtaining the model coefficients (bi), by placing zero (base level) or one (other crosswind, visibility, ceiling, etc., and bi is regression coefficients. The values of bi coefficients are given levels) numbers as an alternative to each of the independent variables (Xi) in the model, it is possible to in Table6. After obtaining the model coe fficients (b ), by placing zero (base level) or one (other levels) obtain the probability of different accidents. Tables 5i and 6 were adapted from ACRP Report 50 [24]. numbers as an alternative to each of the independent variables (Xi) in the model, it is possible to obtain the probability of different accidents. Tables5 and6 were adapted from ACRP Report 50 [24].
Table 5. Independent variables (Xi) in the accident probability model.
Independent Variables (Xi) Levels of Variable Commercial (C) (Base level *) Cargo (F) User Class General Aviation (GA) Taxi/Commuter (T/C)
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Table 5. Cont.
Independent Variables (Xi) Levels of Variable Large Jet (B737, A320, etc.) (C) (Base level) Heavy Jet (B777, A340, etc.) (AB) Equipment Class based on Maximum Takeoff Weight (MTOW) Large Commuter (Regional Jets, ERJ-190, CRJ-900, ATR42, etc.) (D) Medium Aircraft (Biz Jets, Embraer120, Learjet35, etc.) (E) Small Aircraft (Beech-90, Cessna Caravan, etc.) (F) Jet (Base level) Engine Type Turboprop Domestic Foreign Origin/Destination (Foreign O/D) Foreign More than 2500 ft (Base level) Less than 200 ft Ceiling Height Between 200 ft to 1000 ft Between 1000 ft to 2500 ft Visibility is more than 8 miles (Base level) Visibility is less than 2 miles Visibility Visibility is between 2 miles and 4 miles Visibility is between 4 miles and 8 miles Less than 2 knots (Base level) Between 2 knit and 5 knots Crosswind (Xwind) Between 5 knit and 12 knots More than 12 knots Less than 5 knots (Base level) Tailwind Between 5 knit and 12 knots More than 12 knots
Between 15 ◦C to 25 ◦C (Base level)
Less than 5 ◦C Air Temperature Between 5 ◦C to 15 ◦C
More than 25 ◦C Non-existence (Base level) Gust Existence Non-existence (Base level) Thunderstorm Existence Non-existence (Base level) Rain Existence Non-existence (Base level) Snow Existence Non-existence (Base level) Fog Existence Non-existence (Base level) Icing Condition Existence Non-existence (Base level) Frozen Precipitation Existence Hub Airport (Base level) Hub/Non-Hub Airport Non-Hub Airport CF < 0 (Base level) Log Criticality Factor CF > 0 It is not night (Base level) Night Condition It is night * The base levels in this table do not affect the model and are part of the ideal conditions. Int. J. Environ. Res. Public Health 2020, 17, x 9 of 36
Int. J. Environ. Res. PublicTable Health 6.2020 Values, 17, 6085of bi coefficients for the accident probability model. 9 of 37
Variable LDOR LDVO LDUS TOOR TOVO Adjusted Constant −13.065 −13.088 −15.378 −14.293 −15.612 Table 6. Values of bi coefficients for the accident probability model. User Class F - - 1.693 1.266 - VariableUser Class G LDOR1.539 LDVO1.682 1.288 LDUS - TOOR2.094 TOVO Adjusted ConstantUser Class T/C 13.065 −0.498 13.088- 0.01715.378 - 14.293 - 15.612 − − − − − User ClassAircraft F Class A/B -−1.013 -−0.770 −0.778 1.693 −1.150 1.266 −0.852 - User ClassAircraft G Class D/E/F 1.5390.935 1.682−0.252 0.138 1.288 −2.108 -−0.091 2.094 User Class T/C 0.498 - 0.017 - - Ceiling less than 200 ft− −0.019 - 0.070 0.792 - Aircraft Class A/B 1.013 0.770 0.778 1.150 0.852 Ceiling 200 to 1000 ft − −0.772 − - −−1.144 −0.114− - − Aircraft Class D/E/F 0.935 0.252 0.138 2.108 0.091 Ceiling 1000 to 2500 ft −0.345 − - −0.721 - − - − Ceiling less than 200 ft 0.019 - 0.07 0.792 - − Ceiling 200Visibility to 1000 ftless than 2 SM0.772 2.881 - 2.143 3.0961.144 1.364 0.1142.042 - − − − Ceiling 1000Visibility to 2500 from ft 2 to 4 SM0.345 1.532 - - 1.8240.721 −0.334 -0.808 - − − Visibility lessVisibility than 2 from SM 4 to 8 SM 2.881 0.200 2.143- 0.416 3.096 0.652 1.364−1.500 2.042 Visibility fromXwind 2 to from 4 SM 5 to 12 kt 1.532−0.913 -0.653 −0.295 1.824 −0.695 0.3340.102 0.808 − Visibility from 4 to 8 SM 0.2 - 0.416 0.652 1.500 Xwind from 2 to 5 kt −1.342 −0.091 −0.698 −1.045 - − Xwind from 5 to 12 kt 0.913 0.653 0.295 0.695 0.102 Xwind more than 12 kt− −0.921 2.192 −−1.166 0.219− 0.706 Xwind from 2 to 5 kt 1.342 0.091 0.698 1.045 - Tailwind from 5 to 12− kt - − 0.066 − - - − - Xwind more than 12 kt 0.921 2.192 1.166 0.219 0.706 − − Tailwind fromTailwind 5 to 12 more kt than 12 kt - 0.786 0.0660.980 ------Tailwind moreTemp than less 12than kt 5 C 0.7860.043 0.980.558 0.197 - 0.269 -0.988 - Temp lessTemp than 5 from C 5 to 15 C 0.043−0.019 0.558−0.453 −0.710 0.197 −0.544 0.269 −0.420 0.988 Temp fromTemp 5 to 15more C than 25 C 0.019 −1.067 0.4530.291 −0.4630.710 0.315 0.544−0.921 0.420 − − − − − Temp more than 25 C 1.067 0.291 0.463 0.315 0.921 Icing Condition − 2.007 2.670 2.703− 3.324 - − Icing ConditionRain 2.007- 2.67−0.126 0.991 2.703 0.355 3.324−1.541 - Rain - 0.126 0.991 0.355 1.541 Snow 0.449 − 0.548 −0.250 0.721 0.963 − Snow 0.449 0.548 0.250 0.721 0.963 − Frozen PrecipitationFrozen Precipitation - - 0.103−0.103 ------− GustsGusts - - 0.036−0.036 0.041 0.041 0.006 0.006- - − FogFog -- 1.741.740 ------ThunderstormThunderstorm 1.344−1.344 ------− Turboprop - 2.517 - 0.56 1.522 Turboprop - − −2.517 - 0.560 1.522 Foreign OD 0.929 0.334 1.354 - 0.236 Foreign OD 0.929 − −0.334 1.354 - −0.236 − Hub/Non Hub Airport 1.334 - - - 0.692 −Hub/Non−Hub Airport 1.334 - - - −0.692 − Log Criticality Factor 9.237 4.318 1.629 - 1.707 - Night ConditionLog Criticality Factor - 9.237 1.3604.318 1.629 - -1.707 - Night Condition - − −1.360 - - -
3.1.2. Accident Location Modeling 3.1.2. Accident Location Modeling The likelihood of an accident in all areas around the airport is not equal. An accident near the The likelihood of an accident in all areas around the airport is not equal. An accident near the runway is more likely to occur than the high distances from the runway. Therefore, the probability of runway is more likely to occur than the high distances from the runway. Therefore, the probability accidents depends on the location of the accident. This dependence is expressed as a model of the of accidents depends on the location of the accident. This dependence is expressed as a model of the accident location. The accident location model is based on past accident data [22,24]. According to accident location. The accident location model is based on past accident data [22,24]. According to the distribution of accidents towards the end and edges of the runway, the exponential function is the distribution of accidents towards the end and edges of the runway, the exponential function is used for modeling the accident location. The axis locations for measuring distances are viewed in used for modeling the accident location. The axis locations for measuring distances are viewed in Figures5 and6 . The nose wheel of aircraft is the reference location. These figures were adapted from Figures 5 and 6. The nose wheel of aircraft is the reference location. These figures were adapted from ACRP Report 50 [24]. ACRP Report 50 [24].
Figure 5. X-Y origin for LDOR accidents.
Int. J. Environ. Res. Public Health 2020, 17, x 10 of 36 Int. J. Environ. Res. Public Health 2020, 17, 6085 10 of 37 Int. J. Environ. Res. Public Health 2020, 17, x 10 of 36 Figure 5. X-Y origin for LDOR accidents. Figure 5. X-Y origin for LDOR accidents.
FigureFigure 6. 6. YY origin origin for for LDVO LDVO accidents. accidents. Figure 6. Y origin for LDVO accidents. TheThe basic basic model model for the longitudinal distribution of OR accidents is [22,24]: [22,24]: The basic model for the longitudinal distribution of OR accidents is [22,24]: P Location > x ==e axn (5) P Location > x e− (5) {P Location >} x =e (5) where P Location > x is the probability the OR distance along the runway centerline beyond the where P Location > x is the probability the OR distance along the runway centerline beyond the runwaywhere endP{ Location is greater >} xthan is thex and probability x a given thedistance OR distance beyond alongthe runway the runway end. a centerlineand n are regressionbeyond the runway end is greater than x and x a given distance beyond the runway end. a and n are regression coefficients.runway end Figure is greater 7 showed than x aand typical x a given longitudinal distance location beyond distribution.the runway end. This a figure and n wasare regressionadapted coefficients. Figure7 showed a typical longitudinal location distribution. This figure was adapted fromcoefficients. ACRP Report Figure 50 7 [24].showed a typical longitudinal location distribution. This figure was adapted fromfrom ACRP ACRP Report Report 50 50 [ 24[24].].
Figure 7. OR incidents model. FigureFigure 7. 7.OR OR incidents incidents model. model. Equation (6) is used for transverse location distribution of OR and VO accidents: Equation (6) is used for transverse location distribution of OR and VO accidents: Equation (6) is used for transverse location distribution of OR and VO accidents: P Location > y =e (6) m PPLocation Location> >yy ==ee by (6) where P Location > y is the probability that accident distance− from the runway border (in VO accident)where P or Location centerline > y(in is OR the accident) probability is greater that accidentthan y and distance y is a given from distancethe runway from borderthe extended (in VO where P Location > y is the probability that accident distance from the runway border (in VO accident) runwayaccident) centerline or centerline or runway (in OR border. accident) b and is greater m are regressionthan y and coefficients.y is a given Figuredistance 8 fromshowed the a extended typical or centerline (in OR accident) is greater than y and y is a given distance from the extended runway transverserunway centerline location distribution. or runway border. This figure b and was m areadapted regression from ACRPcoefficients. Report Figure 50 [24]. 8 showed a typical centerline or runway border. b and m are regression coefficients. Figure8 showed a typical transverse transverse location distribution. This figure was adapted from ACRP Report 50 [24]. location distribution. This figure was adapted from ACRP Report 50 [24].
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Figure 8. VOVO incidents incidents model. model. 3.1.3. Accident Consequences Modeling 3.1.3. Accident Consequences Modeling The consequences of an accident are a function of several factors. In modeling the consequences The consequences of an accident are a function of several factors. In modeling the consequences of OR and VO accidents, the following variables are considered as effective factors in the accident of OR and VO accidents, the following variables are considered as effective factors in the accident severity [24]: severity [24]: Type, size, and location of the obstacle • Type, size, and location of the obstacle • Aircraft speed and wingspan • Aircraft speed and wingspan • The number of obstacles and their location distribution • The number of obstacles and their location distribution Based on the maximum speed of the aircraft, whic whichh has the least damage and casualties if if it encounters an obstacle, obstacles are divided into four groups [[24]:24]: Group one: Maximum speed is nill (such as cliff in RSA and concrete wall) Group one: Maximum speed is nill (such as cliff in RSA and concrete wall) (1) Group two: Maximum speed is 5 knots (such as brick buildings) (1) Group two: Maximum speed is 5 knots (such as brick buildings) (2) GroupGroup three: three: Maximum Maximum speed speed is is 20 20 knots knots (such (such as as ditches ditches and and fences) fences) (3) GroupGroup four: MaximumMaximum speed speed is is 40 40 knots knots (such (such as frangible as frangible structure structure and approach and approach lighting lighting system) system) The main idea in making the accident consequence model is to use models of accidents to estimate the accidentsThe main in idea which in themaking aircraft the has accident a lot of energyconsequence when itmodel encounters is to use an obstacle,models thusof accidents producing to estimatesevere consequences. the accidents This in which method the was aircraft developed has a lo int ACRPof energy Report when 3 [ 22it encounters]. For a better an understandingobstacle, thus producingof this approach, severe note consequences. Figure9. This method was developed in ACRP Report 3 [22]. For a better understanding of this approach, note Figure 9.
Int. J. Environ. Res. Public Health 2020, 17, 6085 12 of 37 Int. J. Environ. Res. Public Health 2020, 17, x 12 of 36 Int. J. Environ. Res. Public Health 2020, 17, x 12 of 36
Figure 9. Modeling approach for OR accidents consequences. Figure 9. Modeling approach for OR accidents consequences.
In Figure 99,,D D00 isis the the distance distance to to obstacle obstacle and and d is d the is the distance distance between between the stopped the stopped aircraft aircraft and andrunwayIn runway Figure end. end.Δ 9, value D0∆ is value isthe predicted distance is predicted based to obstacle on based the and onrate thed of is decr ratethe distanceease of decrease in speed between in at speed different the stopped at di typesfferent aircraft of typessurfaces and of runway end. Δ value is predicted based on the rate of decrease in speed at different types of surfaces surfaces(paved, unpaved, (paved, unpaved, and engineered and engineered materials arrestor materials system arrestor (EMAS)), system the (EMAS)), critical thecollision critical speed, collision and (paved, unpaved, and engineered materials arrestor system (EMAS)), the critical collision speed, and speed,the size and and the type size of andobstacle type [30]. of obstacle [30]. the size and type of obstacle [30]. Based on Figure9 9,, thisthis modelingmodeling hashas three three approaches approaches [ 24[24]:]: Based on Figure 9, this modeling has three approaches [24]: (1) TheThe aircraft aircraft does does not not collide with the obstacle ( (dd