Request for Ceo Endorsement Ceo Project Type: Fsp Type of Trust Fund
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REQUEST FOR CEO ENDORSEMENT CEO PROJECT TYPE: FSP TYPE OF TRUST FUND: For more information about GEF, visit TheGEF.org PART I: PROJECT INFORMATION Project Title: Sustainable and Climate Resilient Land Management in Western PRC Country(ies): People’s Republic of China (PRC) GEF Project ID 1 5142 GEF Agency(ies): Asian Development Bank (ADB) GEF Agency Project ID GEF Other Executing Partner(s): State Forestry Administration(SFA) Submission Date: 24 March 2014 GEF Focal Area (s): Land Degradation Project Duration(Months) 36 months Name of Parent Program (if PRC-GEF Land Degradation Project Agency Fee ($): 498,824 applicable) Partnership to Combat Land For SFM/REDD+ Degradation in Dryland Ecosystems For SGP For PPP 2 A. FOCAL AREA STRATEGY FRAMEWORK Trust Grant Focal Area Cofinancing Expected FA Outcomes Expected FA Outputs Fund Amount ($) Objectives ($) LD-3 Outcome 3.1 Enhanced Outcome 3.1 Enhanced GEF 1,112,833.33 4,133,333.33 cross- sector enabling cross- sector enabling environment for integrated environment for landscape management integrated landscape management LD-3 Outcome 3.2: Integrated Output 3.2: INRM tools GEF 2,150,109.33 3,673,333.33 landscape management and methodologies practices adopted by developed and tested local communities 1 Project ID number will be assigned by GEFSEC. 2 Refer to the Focal Area Results Framework and LDCF/SCCF Framework when completing Table A. 1 LD-3 Outcome 3.3: Increased Output 3.3: Appropriate GEF 1,987,833.34 10,643,333.34 investments in integrated actions to diversify the landscape management financial resource base Output 3.4: Information on INRM technologies and good practice guidelines disseminated Total project costs 5,250,776 18,450,000 B. PROJECT FRAMEWORK Project Objective: Restoration of degraded land and improvement of livelihood through sustainable and climate resilient land management in six provinces/autonomous regions (ARs) in western PRC. The Project will support the up-scaling of SLM investments in Inner Mongolia autonomous region and Shaanxi, Gansu, and Qinghai provinces. The Project will also start working closely with two new provinces, i.e. Guizhou and Sichuan, to expand the Partnership activities both in scope and depth in improving the environment. Trust Grant Confirmed Project Grant Expected Outcomes Expected Outputs Fund Amount ($) Cofinancing Component Type ($) Component 1: INV 1.1 Restoration of 1.1.1 SLM and GEF 1,900,000 10,110,000 SLM and degraded grassland restoration techniques vegetation cover and farmland in three suitable for different scaled-up to provinces/ARs, types of degraded land improve the leading to an increase (forest, grassland and resilience of in average land farmland) promoted and landscapes and productivity of 10% taken up by at least 11 ecosystems to on 1,803,321 ha of investment projects under climate change in land AR/ provincial SLM Inner Mongolia plans with a total funding AR, Shaanxi, of $248.4 million through Gansu, and local, national and/or Qinghai Provinces. international financing (supports FA 1.1.2 Scaling up of investments in sustainable Outcome 3.3: Increased grassland and farmland investments in management at 7 integrated innovation sites in Inner landscape Mongolia AR (2), Gansu management) Province (3), Shaanxi Province (1) and Qinghai Province (1). 1.1.3 Scaling up of SLM on farmland through support to establishment of 2 PPPs in SLM in Shaanxi Province (1) and Inner Mongolia 2 AR(1) 1.1.4 Scaling up of SLM through support to establishment of 2 eco- compensation mechanisms (PES) for sustainable watershed management in 1.2 Sustainable forest Gansu Province (1) and management on Shaanxi Province (1) 442,214 ha of land in Qingahi and forested 1.2.1 Promotion of tree area increased by 1.2% planting for carbon by 2017. Total system sequestration on 442,214 ha carbon stock increased of forest land in Qinghai by 57,600 tCO2 Province, taken up by two equivalent by 2023 in investment projects on Qinghai target area. SFM with total funding of $ 61.1 million. Component 2: TA 2.1 Sustainable land 2.1.1 Identification and GEF 1,952,276 1,400,000 Improved management at 16 testing of sustainable management of SLM innovation sites livelihoods related to degraded lands to covering 25,149.3 ha innovative SLM practices, support rural of land supports multi-functional community livelihoods and sustainable livelihood forestry and grassland green systems for more than development at 16 SLM development. 2,000 people in six innovation sites in six provinces/ARs by provinces/ARs. (supports FA 2017 Outcome 3.2: 2.1.2 Development of Integrated ecological industries suitable landscape for local communities (e.g. management community-based eco- practices tourism, household business adopted by development, etc) local communities) 2.1.3 Improvement of ecological compensation standards of land restoration and livelihood improvement in Gansu and Shaanxi province. 2.1.4 Training of three communities in SLM and sustainable livelihoods through Farmers’ Field Schools to promote up- scaling of SLM in Guizhou and Sichuan province (2,000 people trained). 2.2 Enhanced 2.2.1 Development of community awareness guidelines on climate of climate change resilient SLM measures and impacts leads to how to lower carbon reduced vulnerability emissions from land to climate change and management lower-carbon 2.2.2 Improvement of the 3 emissions from land understanding of local management and communities of adaptive production models in measures to climate change communities at 16 and sustainable lower SLM innovation sites carbon-emissions from land with 3,000 people. management through training of communities at SLM innovation sites in Farmers’ Field Schools for further up-scaling INV 2.3 Increased 480,000 2,140,000 productivity of agro- 2.3.1 Development of green ecological and forest products and marketing in landscapes on 307,647 three communities with hectares of land 2,000 people through green development in 2.3.2 SLM innovation sites Sichuan and Guizhou support regional green development with eco- agriculture, water-saving agriculture, ecotourism, etc. Component 3: TA 3.1 Institutional and 3.1.1 Improved GEF 655,000 4,400,000 Enhanced SLM regulatory institutional framework enabling framework and and investment policies environment and SLM policies for SLM through capacity for strengthened in development of 2 new scaling up of Guizhou and Provincial SLM SAPs SLM in new Sichuan and formulation / revision Provinces under of at least 2 regulations in the Partnership each province. (Guizhou and Sichuan). 3.2.1 Provincial SLM monitoring and (supports FA 3.2 Enhanced assessment indicator Outcome 3.1 technical SLM system aligned with Enhanced capacities in national and regional cross- sector Guizhou and frameworks. enabling Sichuan environment 3.2.2 Technical training on for integrated SLM approaches for landscape extension agencies and management) Farmer Field Schools (2,000 people in the new provinces) Subtotal 4,987,276 18,050,000 Project Management Cost (PMC)3 GEF 263,500 400,000 Total project costs 5,250,776 18,450,000 3 PMC should be charged proportionately to focal areas based on focal area project grant amount in Table D below. 4 C. SOURCES OF CONFIRMED COFINANCING FOR THE PROJECT BY SOURCE AND BY NAME ($) Please include letters confirming cofinancing for the project with this form Cofinancing Sources of Co-financing Name of Co-financier (source) Type of Cofinancing Amount ($) GEF Agency AsDB Cash 400,0004 National Government MOF, SFA Cash 1,000,000 National Government MOF, SFA In-kind 500,000 Inner Mongolia, Shaanxi, Gansu, Provincial Governments Cash 2,150,000 Qinghai, Sichuan and Guizhou. Inner Mongolia, Shaanxi, Gansu, Provincial Governments In-kind 14,400,000 Qinghai, Sichuan and Guizhou. Others Cash 0 Others In-kind 0 Total Co-financing 18,450,000 1 D. TRUST FUND RESOURCES REQUESTED BY AGENCY, FOCAL AREA AND COUNTRY (in $) Type of Country Name/ GEF Agency Focal Area Trust Fund Global Grant Agency Fee Total Amount (a) (b)2 c=a+b Land ADB GEF PRC 5,250,776 498,824 5,749,600 Degradation Total Grant Resources 5,250,776 498,824 5,749,600 1 In case of a single focal area, single country, single GEF Agency project, and single trust fund project, no need to provide information for this table. PMC amount from Table B should be included proportionately to the focal area amount in this table. 2 Indicate fees related to this project. F. CONSULTANTS WORKING FOR TECHNICAL ASSISTANCE COMPONENTS Component Grant Amount ($) Cofinancing($) Project Total($) International Consultants 360,000 360,000 National/Local Consultants 1,457,000 1,457,000 G. DOES THE PROJECT INCLUDE A “NON-GRANT” INSTRUMENT? No (If non-grant instruments are used, provide in Annex D an indicative calendar of expected reflows to your Agency and to the GEF/LDCF/SCCF/NPIF Trust Fund). PART II: PROJECT JUSTIFICATION A. DESCRIBE ANY CHANGES IN ALIGNMENT WITH THE PROJECT DESIGN OF THE ORIGINAL PIF5 (PIF) The project technical and financial scope has been modified from the original PIF as a result of a series of design consultations at the stakeholder level, including an ADB Mission to the PRC from 12-18 February 2014. At the Project Steering Committee Meeting held in January 2014, the 12 partnership member agencies including National Development and Reform Commission and MOF all express the willingness to further strengthen the cross-sector and multi-level coordination mechanism and will continue to support the Partnership projects. The PRC GEF Operational Focal Point 4 US$400,000 in cash is the co-financing from ADB TA(46084): People’s Republic of China: Integrated Strategy for Sustainable Land Management in Dryland Ecosystems. See Annex. 5 For questions A.1 –A.7 in Part II, if there are no changes since PIF and if not specifically requested in the review sheet at PIF stage, then no need to respond, please enter “NA” after the respective question.