Resettlement Planning Document

Resettlement Plan Document Stage: Final Project Number: 37641 August 2005

People’s Republic of China: Hunan Flood Management Sector Project, Hunan Province, Loudi City

Prepared by Hunan Project Management Office of Hilly Region Urban Flood Control Projects

Utilizing ADB Loans Hydro and Power Design Institute of Hunan Province & Ministry of Water

Resources.

The resettlement plan is a document of the borrower. The views expressed herein do not necessarily represent those of ADB’s Board of Directors, Management, or staff, and may be preliminary in nature.

Approval: Wu Shengping

Check: Liu Chongshun

Examination: Guan Yaohui

Proofer: Liu Yiwei

Compiler: Zhang Tao Zhao Gengqiang Liu Yiwei

Main Designers: Zhang Tao Zhao Gengqiang

Liu Yiwei Guan Yaohui

Su Minghang Ren Ning

Cao Huan Fan Jianyang

Chen Junyan

Contents

General Objectives of Resettlement Plan & Definition of Resettlement Terminology...... 1

Summary of Resettlement Plan for Loudi Urban Flood Protection Subproject...... 3

1. General Description of Project ...... 10 1.1 Project Background...... 10 1.2 Project Description...... 12 1.2.1 Areal Geographic Location ...... 12 1.2.2 Content and Scale of Project Construction...... 12 1.2.3 Project Investment Estimation and Planned Progress...... 12 1.2.4 Socioeconomic Benefit of Project...... 13 1.3 Affected Scope of Project...... 13 1.4 Compilation of Resettlement Plan...... 14 1.4.1 Basis and Objective of Report Compilation ...... 14 1.4.2 Method of Report Compilation...... 15

2. Project Impacts ...... 17 2.1 Measures for Avoiding or Reducing to the Minimum The Land Acquisition and Relocation Impacts ...... 17 2.1.1 Measures for Reducing the Land Acquisition Impacts in Project Design Phase...... 17 2.1.2 Measures for Reducing the Impact due to Land Acquisition in Project Construction...... 19 2.2 Investigation on Project Impacts ...... 20 2.2.1 Investigation Contents...... 20 2.2.2 Investigation Method ...... 20 2.3 Investigation Results on Project-Impacts ...... 21 2.3.1 Land Affected by Project...... 24 2.3.2 Affected Population Due to Project...... 27 2.3.3 Houses and Auxiliary Facilities to be Demolished ...... 32 2.3.4 Scattered Trees ...... 35 2.3.5 Affected Individuals Engaged in Small-scale Business...... 35 2.3.6 Affected Enterprises and Institutions ...... 37 2.3.7 Affected Special Facilities by the Project ...... 39

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2.3.8 Affected Cultural Relics and Vulnerable Groups Due to Project ...... 39 2.4 Impact Analysis of Project ...... 41 2.4.1 Project Impact Characteristics...... 41 2.4.2 Impact Analysis Evaluation...... 42

3. Natural and Socio-Economic Conditions of the Project-Affected Areas ...... 44 3.1 Natural Conditions of the Project-Affected Areas ...... 44 3.2 Socio-Economic Conditions in the Affected Areas of Project...... 45 3.2.1 Socio-Economic Conditions in the Affected Areas of Project...... 45 3.2.2 Socio-Economic Conditions of Counties in the Affected Areas of the Project...... 47 3.2.3 Socio-Economic Conditions of Townships (Sub-districts) and Villages in the Affected Areas of the Project ...... 48 3.4 Basic Conditions of Relocatees...... 53 3.4.1 Investigation Objectives...... 53 3.4.2 Investigation Content...... 53 3.4.3 Investigation Method and Procedure...... 54 3.4.4 Investigation Results and Analysis ...... 55 3.5 Social and Economic Effects for Resettlement to the Affected Population ...... 60

4. Legal Framework and Policy...... 62 4.1 Main Chinese Laws & Regulations and Policies for Resettlement ...... 62 4.1.1 Policy Bases...... 62 4.1.2 Relevant Laws and Regulations ...... 63 4.2 Relevant Articles of the ADB ...... 75 4.2.1 Policy Bases...... 75 4.2.2 Relevant Policies and Regulations ...... 75 4.3 Compensation Standards for Project ...... 75 4.3.1 Compensation Qualification...... 75 4.3.2 Principles of Compensation Rehabilitation ...... 76 4.3.3 Compensation Reference and Standard for Land Acquisition ...... 79 4.3.4 Demolition Compensation Reference and Standards for Residential House and Auxiliaries86 4.3.5 Compensation Reference and Standards for Affected Individuals Engaged in Small-scale Business...... 92 4.3.6 Compensation Reference and Standard for Affected Enterprises and Institutions ...... 92

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4.3.7 Compensation Reference and Standard for Special Facilities Affected by the Project ...... 94 4.4 Table of Entitlement Matrix...... 102

5. Resettlement and Rehabilitation Measures...... 107 5.1 Rehabilitation Objective ...... 107 5.2 Resettlement Population Calculation ...... 107 5.2.1 Economic Rehabilitation Population ...... 107 5.2.2 Rehabilitation Plan for Population Related to House Demolition ...... 113 5.2.3 Affected Population Due to the Temporary Land Acquisition ...... 113 5.3 General Scheme of Resettlement ...... 113 5.4 Environmental Capacity Analysis of Resettlement...... 115 5.5 Resettlement Plan...... 118 5.5.1 Rehabilitation Plan for Livelihood Rehabilitation...... 118 5.5.2 Economic Rehabilitation Planning ...... 125 5.5.3 Planning of Economic Rehabilitation in Host Village ...... 138 5.6 Rehabilitation Plan for Affected Commercial Units ...... 166 5.7 Rehabilitation Plan for Affected Enterprises and Institutions ...... 167 5.8 Planning of Relocation and Reconstruction Special Facilities...... 168 5.8.1 Transport Facility ...... 168 5.8.2 Transformer Facility...... 168 5.8.3 Postline...... 168 5.8.4 Irrigation Facility ...... 168 5.9 Vulnerable Groups Resettlement and Rehabilitation...... 169

6. Institution and Responsibilities...... 170 6.1 Resettlement Engaging in the Resettlement Planning ...... 170 6.2 Institutions and Responsibilities of Resettlement Implementation Management...... 170 6.2.1 Institutions ...... 170 6.2.2 Responsibilities ...... 170 6.3 Supervision Institutions ...... 175 6.4 Resettlement Management System ...... 175 6.5 Personnel and Facilities of Resettlement Institution...... 175 6.5.1 Personnel Arrangement...... 176 6.5.2 Facilities ...... 176

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6.6 Training Plan ...... 177 6.6.1 Resettlement Administrator Training Plan...... 177 6.6.2 Production Skills Training for Resettlers...... 178 6.6.3 Investment on Resettlement Training and Planning ...... 178 6.7 Measures for Institution Consummating...... 179

7. Public Participation and Harmonization with Residents in Relocation Sites ...... 181 7.1 Public Publication Strategies...... 181 7.2 Approaches and Measures of Public Participation ...... 181 7.2.1 Participation Approaches...... 181 7.2.2 Participation and Consultation Measures ...... 181 7.3 Public Participation in the Process of Resettlement Planning ...... 182 7.4 Public Participation and Plan in Implementation of Resettlement Plan ...... 185 7.4.1 Participation in the Houses Reconstruction and Resettlement ...... 185 7.4.2 Participation in Economic Rehabilitation...... 185 7.4.3 Participation in the Utilization and Management of Land Compensation...... 185 7.4.4 Participation in Project Construction...... 186 7.5 Women Participation ...... 186 7.6 Harmonization with the Residents in Relocation Sites ...... 187

8. Appeal Procedure ...... 188 8.1 Possible Complaint and Problems Solving Methods ...... 188 8.2 Appeal Channel and Procedure ...... 188

9. Environment Protection and Management ...... 191 9.1 The Necessity of Environment Protection ...... 191 9.2 The Cleaning Work for Resettlement ...... 191 9.3 The Environment Management of the Resettlement Area...... 191

10. Monitoring and Evaluation...... 193 10.1 Internal Monitoring and Examination...... 193 10.1.1 Organization of Internal Monitoring...... 193 10.1.2 The Objective of Internal Monitoring...... 193 10.1.3 The Content of Internal Monitoring ...... 193

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10.1.4 The Responsibilities of Internal Monitoring...... 193 10.2 External Monitoring ...... 194 10.2.1 Independent Monitoring & Evaluation Agency ...... 194 10.2.2 The Objective of Independent Monitoring & Evaluation...... 196 10.2.3 The Content of Independent Monitoring & Evaluation ...... 196 10.2.4 The Methods of Independent Monitoring& Evaluation ...... 197 10.2.5 The Procedure of Independent Monitoring & Evaluation ...... 199 10.2.6 The Period, Frequency and Standard of Monitoring & Evaluation ...... 199 10.3 The Evaluation of Resettlement ...... 200

11. Resettlement Budget ...... 201 11.1 Compilation Basis and Principle of Cost Estimate...... 201 11.1.1 Main Bases...... 201 11.1.2 Compilation Principle...... 201 11.2 Resettlement Compensation ...... 202 11.2.1 Land Compensation...... 202 11.2.2 Compensation for Houses and Auxiliary Facilities ...... 202 11.2.3 Compensation for Infrastructures...... 202 11.2.4 Demolition Transportation Fee...... 202 11.2.5 Compensation for Scattered Trees ...... 202 11.2.6 Compensation for Enterprises and Institutions ...... 203 11.2.7 Compensation for Individuals Engaged in Small-scale Business...... 203 11.2.8 Subsidies for Vulnerable Group ...... 203 11.2.9 Resettlement Compensation Investment ...... 203 11.3 Compensation for Special Facilities...... 207 11.4 Other Costs ...... 208 11.5 Basic Contingency Fee...... 208 11.6 Relative Tax...... 208 11.7 Budget for Total Investment...... 209 11.8 Funds Flow...... 211 11.9 Funds Management and Audit...... 212

12. Resettlement Progress Arrangement...... 214 12.1 Principles of Resettlement Progress Arrangement...... 214

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12.2 Progress Plan...... 214 12.2.1 Resettlement Implementation Progress Plan ...... 214 12.2.2 Annual Funds Use Plan...... 214

Appendix 1: Resettlement Information Manual...... 216

Attached Table 1: Resettlement Implementation Progress of Loudi City Urban Flood Control Project

Attached Figure 1: Schematic Drawing of Geographic Location of Loudi City Urban Flood Control Project

Attached Figure 2: Layout Plan of Loudi City Urban Flood Control Project

Attached Figure 3: Typical House Structure Drawing for Rural Resident of Loudi City Urban Flood Control Project

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General Objectives of Resettlement Plan & Definition of Resettlement Terminology This Resettlement Plan (RP) is developed according to the Laws and Regulations of PRC and Hunan Province, as well as the resettlement policy of ADB. The purpose of this document is to set out a policy framework and an action plan for the Resettlement and Rehabilitation of the Project Affected Persons (PAPs) to ensure that they will benefit from the project and their standards of living will improve or at least be restored after the project impact. This RP is a legally binding agreement between the Executive Agency (EA) – Key Project Office under Hunan Provincial Water Resources Department (HPWRD) and both the ADB and the local government offices involved with resettlement implementation, whereby HPWRD will be responsible to ensure the action plans are adequately financed and will coordinate relevant cities and counties to implement resettlement in accordance with the resettlement plan approved by ADB. The Resettlement Plan compiled by Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources will be formally approved by the Hunan Province Water Resources Department representing the Hunan Province People’ s Government. Acquisition of land and other assets for the project will adversely affect the livelihood of persons who live, work or earn their living on the land that will be acquired for the project. PAPs are defined as those persons whose income or livelihoods will be adversely affected by land acquisition for the project. PAPs include the following categories: a) Persons who have a title, right, interest, in structures (houses, enterprises, shelters, or public buildings), land (including residential, agricultural, and grazing land) or any other asset acquired or possessed, in full or in part, permanently or temporarily; b) Persons who use the structures, land or assets described above; or persons whose business, occupation, work, place of residence or habitat adversely affected; or c) Persons whose standard of living is adversely affected as a consequence of land acquisition and/or resettlement activities. A definition of PAPs is given below: Definition of the PAPs: “Affected Persons” means persons who on account of the execution of the project had or would have their: a) standard of living adversely affected; or b) right, title or interest in any house, land (including premises, agricultural and grazing land) or any other fixed or movable asset acquired or possessed, temporarily or permanently; or c) business, occupation, work or place of residence or habitat adversely affected, and “Affected Person” means individually all those who qualify as “Affected Persons.” PAPs may be individuals or legal entities such as a company, a public institution. Definition of PAPs is not limited or restricted to their legal registration or permission to live or

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conduct business in the affected location, or their titles to property. Thus it includes: a) all those affected by the project regardless of their legal rights or absence thereof to the assets being taken; and b) persons without residential permit to live in a certain area. Therefore all such persons who are affected will need to considered and recorded as PAPs, regardless of their legal status regarding assets, land or location. All PAPs are entitled to the improvement or at least restoration of their standards of living, and compensation for the material losses they suffer. Compensation for assets will cover replacement cost. No deductions or discounts will be applied to the compensation amount for depreciation or other reasons. All PAPs deriving an economic benefit from the affected land and property are entitled to receive rehabilitation benefits in addition to the compensation for their assets lost. Those PAPs without title, authorization or legal permission to reside, conduct business, cultivate land or construct structures are eligible for rehabilitation of their livelihoods and compensation for their assets in a fair manner compared with those with formal legal title, authorization or permission to the assets. The term Resettlement includes: 1) the relocation of living quarters; 2) finding acceptable new employment for those whose jobs are lost or severely affected; 3) restoration (or compensation) of affected productive resources such as land, workplaces, trees and infrastructure; 4) restoration of other adverse effects on PAPs’ living standards (quality of life) through land acquisition, indirect resettlement impacts or other project impacts; 5) restoration of or compensation for affected private and public enterprises; 6) restoration of adversely affected on cultural or common property. Rehabilitation means: the restoration of the PAPs’ resource capacity to continue with productive activities or lifestyles at a level higher or at least equal to that without the project. The objective of this RP is to provide a plan for the resettlement and rehabilitation of the PAPs so that their losses will be compensated and their standards of living will be improved or at least restored to the pre-project levels in a sustainable manner. Affected productive resources of businesses, enterprises (including shops) and public facilities and infrastructures will also be improved or at least restored to their pre-project levels.

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Summary of Resettlement Plan for Loudi Urban Flood Protection Subproject

A. Status of Resettlement Plan 1. The proposed Hunan Province Loudi Urban Flood Protection Subproject will finance the following constructions: 1) New construction of 36.8km long flood control embankment; 2) 19 new sluice gates; 3) New construction of 2 waterlogging drainage pump stations of 1385kw; 4) 26.2km riverway dredging and block-clearing of Lianshui River and Sunshui River. The resettlement plan comprises all the above contents, and the land acquisition and demolition are mainly concentrated in the first three parts. All the project impact and resettlement measures are obtained through detailed survey, and all indices, mode of resettlement, and compensation standard were examined and approved by local people’s government in project area. 2. The project executing agency for the Hunan Flood Control Project is the Key Project Office of Hunan Provincial Water Resources Department (HPWR), and the implementation agency for Loudi Urban Flood Protection Subproject is Loudi PMO. Following ADB requirements, a draft resettlement plan has been prepared by HPWR and Loudi PMO under the assistance of ADB consultants, which was based on detailed survey of resettlement impacts and extensive consultation among affected people and local governments. B. Scope of Land Acquisition and Resettlement 3. The proposed Loudi Urban Flood Protection Subproject will affect Huashan, Dake, Huangnitang, Dabu, and Lianbin altogether 5 townships (sub-district and town), 17 villages (residential committees), 107 village groups, and 18 enterprises and institutions in Louxing District of Loudi City. According to the detailed impact survey, about 105.97 ha of land will be acquired, about 47.9 percent of which is farmland, comprising paddy (22.61 percent), dry farmland (14.03 percent), and vegetable land (11.26 percent). The remaining 49.23 percent is vegetable land, water pond, timber forestland, shrub land, rural housing plot, and wasteland as well as stated owned urban land. Approximately 82.91 ha of land will be occupied temporarily during the construction phase. Based on per capita farmland in affected villages, the farmland acquisition will affect 1884 persons of 669 households. There will be 1021 persons need resettlement in project affected area. On average, each affected person would lose only 0.027 ha of farmland, which represents 61.36 percent loss of their current farmland. 4. Along with land acquisition, a total of 51213.06 square meters of buildings would be demolished, and relocate 488 persons of 151 households. About 90.6 percent houses are made of the brick concrete and brick wood structures. The area of house made of brick concrete structure will make

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up 71.48 percent of house would be demolished. The relocation will provide an opportunity to improve current housing condition for relocated households. For affected rural households, they will be moved a short distance to another site within their original village. For affected urban households, they will be provided with replacement housing with better quality and facilities within the urban areas. 5. Other affected assets include traffic, telecommunications and electrical infrastructure, walls, sunning ground, well, pond, and economic trees. All lands, housing and other assets will be compensated at replacement value. C. Policy Framework and Entitlements 6. For people unavoidably affected, the resettlement objective is to achieve equal or better income and living standards in line with the PRC Land Administration Law (1998) and the ADB’s Policy on Involuntary Resettlement. The HPWR will ensure that any people losing land, housing, other assets or income source will be assisted to fully restore their income and living standards. The Hunan Provincial Government in 2000 issued a Land Administration Decree to implement the 1998 Land Administration Law, which stipulates the regulations for land compensation, resettlement subsidies, young crop compensation, house compensation and other measures to carry out resettlement. According to the policy, the total compensation (land compensation, resettlement subsidy and young crop) will be set at Y15,476 per mu for irrigated farmland; Y10,833 per mu for dry farmland, Y30,476 per mu for vegetable land, Y15,598 per mu for orchard, Y16,221 per mu for fish pond, Y11,713 per mu for rural housing plot; and Y 6,373 per mu for shrub land, Y7242 per mu for timber forest land, and Y1,490 per mu for wasteland; For the affected state owned land areas, compensations will be set at Y50,000 per mu for industrial land area and Y50,000 per mu for residential land area. Those people losing land temporarily during construction will receive a payment equivalent to production value foregone for the period of loss, which is expected to be 2 years. The land used temporarily will be restored by the contractor to the original condition, or else additional funds will be provided to the owner to restore the land. For structures to be demolished, replacement value will be provided to the affected households based on compensation rates adopted in the affected districts, which is Y348 per square meter for brick-concrete structure in town, and Y295 per square meter for that in rural area; Y272 per square meter for brick-wood structure in town, and Y230 per square meter for that in rural area; Y192 per square meter for wood structure in rural area; Y181 per square meter for earth wood structure in town, and Y150 per square meter for that in rural area. For affected rural households, they will be provided with funds to obtain new housing sites and to connect with road, electricity and water within the current village group or administrative village. For those affected urban households, in

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principle, they will not be provided with replacement housing plot, and the house compensation will be set at Y75 per square meter according to the compensation rate for land acquisition of residential area in city and town. There will be no reduction in house compensation for depreciation, and people will be allowed to salvage materials from their old houses. D. Resettlement Strategy 7. Efforts to minimize resettlement effects have been made after consultations with local officials during the setting of the alignment in the initial feasibility study. The change of routing of certain sections of new dikes during feasibility study has resulted in 24.52 percent reduction of urban construction land, that is, 389.7mu; and 158.26 percent reduction of house demolition, that is, 81502 square meters. The number of relocated households was kept to only 151. For those unavoidably affected, the resettlement strategy is to replace losses of housing, land, other assets, infrastructure and income. 8. In all affected persons, 1021 persons need economic rehabilitation. In the affected 75 villager’s groups of 13 affected villages, there are 32 villages groups in which the remaining per capita farmland is between 0.5 mu per person and 1.89 mu per person. The affected resettlers would like to adopt the economic rehabilitation mode of readjusting farmland in the group. The land resources of these villages and groups are usually abundant. The production level will be elevated by increasing the investment in low-yield farmland, improving the fertility, replanting the better variety, adjusting the farming system, building the farmland water conservancy facilities, strengthening the renovation measures such as the farmland management, and replenishing the irrigation facilities for dry farmland. After land acquisition in project, there are 4 villager’s groups in which the remaining per capita farmland resources is less than 0.5 mu. The affected resettlers are willing to accept the farmland readjustment for economic rehabilitation. The farmland resources of neighboring village are abundant, and the village will unifiedly arrange the resettler. They will be resettled centralizedly with compensation in the mass farmland of relative good irrigation facilities. The farmland occupation and compaction proportion in 5 villager’s groups of Hejia Village is

between 2.75～6.25%. It is planned to develop the wasteland fit for faming, and build the farmland

supporting facilities to turn it into the paddy field, which may be readjusted and relocated to the affected villager for resettlement. There are also 4 villages group in which the per capita farmland after land acquisition in project is less than 0.5 mu. The farmland occupation and compaction proportion varies between 2.23~52.2 percent. The affected villagers will be resettled and benefited from transforming the shrub land into the high standard horizontal terraced orchard. In addition, 29 villager’s groups in project area will be resettled with the cash compensation according to the

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desire of the affected villager. These villages and groups would directly pay the compensation fee to the affected villagers according to the land loss. They may utilize these expenses to increase the input into the agriculture, better the agricultural plantation structure (i.e. develop the greenhouse vegetables), or dealing in other non-agricultural activities to increase income (i.e. develop the breading industry) 2) Of all the affected persons, 488 persons of 151 households in 9 villages (residential committees) will be affected by demolition and relocation. The area of house would be demolished amounts to 30723.26 ㎡. According to the desire of resettlers, 62 resettlers of 19 households in town would like to choose the cash compensation rehabilitation. The project will compensate all their property losses according to the relevant laws, and the local government will supply the house for their choosing and purchasing the new residence by them. Affected by the land acquisition and demolition, the remaining 359 residents of 115 households in town will be centralizedly resettled in the way of ownership exchange according to the “unified planning, unified design, unified allocation, unified management, and unified organization and construction” principle for Loudi City urban planning. With the local government, the project EA and land acquisition mobilization and implementation agent preliminarily choose the Maotang Residential Commitee of Lianbin sub-district as the new centralized resettlement spot, on which the flat type residence will be available to resettlers. The project construction will affect 67 persons of 17 rural households. It is preliminarily determined that these resettlers will be all scatteredly resettled in their existing village, and the adequate compensation will be provided to the relocatee to build a house equal good to the present one. The villages and groups will arrange the housing plot unifiedly for resettlers building the houses. The land utilization standard of housing plot reconstruction for resettlers is set at 180 ㎡/ household. 3) In the project area, 94 shops will get affected. of which there are 51 Loudi City fruit wholesale shops. It is planned the market administration will rebuild the market on the original place after cash compensation, first complete the reconstruction then moving back, in which way the land acquisition in project will not affect the normal business operation. The other 43 individuals are small business operating on its own old houses or renting the residence of other people. The scale is relative small. The main source of customs is the local residents, the floating population of these customs is relatively small, and their turnovers are all relative bad. According to survey, most dealers are planning to change the business scope or move to another ideal place for business. Having been compensated, they hope to choose another new premise site according to the service and product characteristics they are dealing in. With the local government and relevant departments, and according to the desire of the affected shop owners, the EA will assist in help the affected business to find a new premise and reopen the business. 4)

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There are 16 enterprises and 2 institutions in project area will be affected by land acquisition and demolition for project construction. Because the affected houses are all the houses for management or accessorial production buildings, no overall relocation and reconstruction is needed. The project construction will not affect much the their usual production, operation, or office administration. Through consultation, it is determined that the cash compensation will be adopted for the resettlement of project-affected 18 enterprises and institutions, they may readjust the office building or build new substitute houses for resettlement with the reasonable compensation received. 9. The Key Project Office with HPWR will ensure that the resettlement entitlements are provided to the people affected prior to the ground leveling and demolition commencement. Land compensation and resettlement subsidy will be paid to the affected village collectives. Housing compensation and compensation for young crops and other assets will be provided directly to people losing those assets. Compensation for infrastructure such as electrical and communication fixtures will be paid to the concerned government departments for restoration. 10. The resettlement regulations have standard provisions for moving allowances to assist the affected people during the transition phase. Also, the contractors for the project will be requested by HPWR and Loudi PMO to give priority to resettlement affected households in the allocation of unskilled jobs during construction. This will be handled through consultation with the township and village leaders. E. Institutional Arrangements 11. The Hunan Province ADB Loan Project Management Office will assume the overall responsibility for implementing resettlement according to the approved RP. The Hunan Province Project Resettlement Office will be directly responsible to co-ordinate the subordinated the work relations between each county (municipality, district), strengthen the leadership in project implementation, and ensure the smooth going-on of principal part of project construction, land acquisition, and relocation for resettlement. Loudi City Project Implementation Leading Group is The leaders-in-charge from Loudi City People’s Government will be responsible for the Loudi City Project Construction Leading Group whose main responsibility is to strengthen the leadership in project implementation in its jurisdiction, co-ordinate the work relations between each subordinated county (town, sub-district), and ensure the smooth going-on of principal part construction of project. The municipal PMO under the Leading Group will be established to handle the daily activities. The municipal resettlement offices under the municipal PMO will take the primary responsibility for the resettlement consultation, implementation and timely delivery of entitlements, with assistance from concerned township and villages.

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F. Vulnerable Group 12. According to survey, the project affected persons are all of the Han people, and no ethnic minority exists. 13. The vulnerable group affected by land acquisition and relocation in project includes 85 persons in 39 households, making up 2.02 percent of total affected persons. They are mainly the people who are entitled to urban minimum living allowance, the extremely poor in rural area, and the widowed old people. According to the Resettlement Plan, these vulnerable groups will receive the following additional assistance: (i) physical help in housing construction and relocation free of charge and (ii) a special subsidy will be paid to enable them to maintain their living standards while constructing their houses. The specific amount for such assistance will be determined according to the actual condition and their needs. For this purpose, the Key Project Office under HPRW agreed to set aside a special fund with 1 percent of total resettlement cost, which will be used to provide direct and needed help for those vulnerable people. G. Consultation and Grievance Redress 14. The relevant national, provincial, and municipal laws and regulations on resettlement requires disclosure and consultation with people affected. The people affected have been notified about the key elements of the RP during meetings and interviews. Prior to implementation, there will be further consultations arranged by township and village officials to discuss specific impacts in each village and how they will be addressed. The people losing housing will be offered a choice of housing sites; and those losing agricultural land will have the opportunity to consider suitable income replacement alternatives. All villagers will also have input to decisions on how to utilize the collective compensation funds. 15. Six months prior to resettlement implementation, a resettlement information booklet will be distributed to all affected townships, villages and households by HPWR and Loudi PMO. The information booklet contains the resettlement scope, expected timeframe, compensation rates for land and other assets, other assistance to replace assets, relocation and economic rehabilitation strategies, and the grievance redress mechanisms. The county, township and village officials will ensure that any concerns raised by the people affected are quickly addressed. 16. In case of grievance, people affected will submit their oral or written complaint first to the village committee or the township resettlement office. If their complaint is not settled in 10 days, they can seek redress at the district resettlement office or Loudi PMO, within one month. If still unresolved within two weeks, the PRO of HPWR will try to achieve a solution. The final redress would be sought, if necessary, in the civil courts, in accordance with the Civil Procedures Act. H. Monitoring and Reporting

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17. The detailed plan for internal and external monitoring and evaluation is included in the RP. HPWR will engage a qualified monitoring agency to carry out independent resettlement monitoring and evaluation. The independent monitoring agency will ascertain the extent to which the affected people have (i) received their full entitlements on time and (ii) fully restored their livelihoods, income levels and living standards. It will also conduct a baseline survey prior to resettlement, semi-annual investigations during resettlement and annual survey updates for two years after the completion of resettlement. The household survey will include a representative number of those severely affected by loss of land, those losing housing, and those classified as minority and economically vulnerable. 18. A quarterly reporting system is being established in the PRO in HPWR. HPWR will report to ADB on the progress of land acquisition and resettlement through resettlement progress reports. The HPWR will also provide ADB with copies of the independent monitoring and evaluation reports to be prepared twice a year during resettlement implementation and once a year after resettlement completion. After completion of land acquisition and resettlement, HPWR will prepare a resettlement completion report and submit to ADB. I. Finance and Implementation Schedule 19. The RP budget estimate is Y58.8907 million, for all costs including compensation, resettlement subsidy, payments for other assets such as housing, moving allowances, subsidy for vulnerable groups, fees for resettlement administration, and monitoring and evaluation. HPWR will guarantee to supplement the resettlement budget, as may prove necessary, to meet any shortfall which emerges in achieving the resettlement objectives. 20. The resettlement implementation schedule has been prepared based on the construction contents, quantities of works, time limit, and type of relocatee, and resettlement mode. The total investment in resettlement is arranged for this 4-year-project in plan.

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1. General Description of Project 1.1 Project Background Hunan Province is located on the south bank of middle reaches of Changjiang River, bordering Jiangxi Province on the east, neighboring the Wuling Mountains on the south, connecting Guangdong Province and Guangxi Province, and close to the Guizhou Province and Chongqing City with the unbroken mountains in Guizhou and Chongqing areas. Changjiang River separates Hunan Province and Hubei Province on the north, and nearly 70% cities of Hunan Province are located in mountainous areas or hilly areas. These cities lie in the areas with relatively high ground elevation, and the landform varies greatly. These areas are subject to the flash flood though they are affected little by the Dongting Lake and the propping of tail water level of the four rivers. Because the river level in mountainous areas rises sharply and abruptly with great flow velocity, the cities along the river are always destructively damaged. In November of 1999, Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources worked out the report on urban flood-control planning in Hunan Province according to Flood-control Planning Outline for Changjiang River Drainage Area and Compilation Outline for Urban Flood-control Planning (Ministry of Water Resources [1998] No.215 Document). This report covers 91 cities, plans for the 18300 thousand urban population, and 2253km2 urban areas. The embankment-construction-oriented project plan is determined in the report, and the existing embankments to be heightened and reinforced are 1037.16km in total, and the would-be-built embankments total 600.53km. Only the cities of above-county-level which are seriously damaged by the flood in the mountainous areas in Hunan Province will be brought into the coverage of urban flood-control project in this time. They shall be the economy developed area, such as Xiangtan, Zhuzhou, and Hengyang, which all belong to the very important industrial cities, boasting the various industries of machinery, electricity, metallurgy, chemicals, building materials, paper making, mining, medicament, and foodstuff. And, these cities shall be the local financial, communications, business centers as well as the science and education centers, the location of municipal or county government, and moreover the distributing center of agricultural, industrial, and commercial products. Their economic status is very important. These cities are the main centers of the economic development of those areas with dense population, and are clustered with properties. If these cities are submerged or suffered great losses, the economic development of local areas will be seriously affected. In addition, the manpower and material resources are abundant in these cities, and it is the main rear base for flood-control and providing disaster relief. The submergence of these cities will bring the disaster relief and

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rehabilitation works into a passive situation. In years, the government at every level in Hunan Province and the local masses took great pains and sacrificed a lot for the fighting the floods in these cities, enormous achievements were achieved. According to statistics, in the 36 urban areas undertaking the project, total 286.628km long flood-control embankments, and 141 drainage sluices, and 124 drainage pump stations of 15648kW were built. Because the flood-control project construction progress is slow, the standard is low, the present urban flood-control standards of these cities are only between 4-year-occurence~20-year-occurence flood, and the waterlogging drainage ability is only 3-year-occurence~8-year-occurence standard, only a few cities are in the fortified status, and some cities are undefended or incompletely defended. At present, the urban flood-control standard in project area is low, the flood disaster happened in successive years. According to historical record, great floods occurred in 1980,1981,1983, and 1988 after the floods in 1954 and 1955. The losses caused by flood and waterlogging rose year after year. Entering 1990s, flood disasters frequently happened, and the losses due to the flood disaster rose sharply. In 1991, 1994, 1995, 1996, 1998, and 1999, large flood and waterlogging disasters happened in successive, great losses were caused. Many cities were submerged wholly or partly, and nearly all cities are damaged by flood and waterlogging to various degrees. In 1991, the losses caused by flood disaster amount to 760 million yuan; in 1993, the losses caused by flood disaster amount to 1870 million yuan; in 1994, the losses of flood disaster amount to 3090 million yuan; and the great floods in 1995,1996 and 1998 each caused over 5000 million yuan losses, respectively reached 5610 million yuan, 10900 million yuan and 5973 million yuan respectively. Confronting such an enormous losses of flood and drainage disasters, the economic development of city is seriously hindered, and the life and property of people in urban areas is greatly affected. Therefore, the construction progress and strength of urban flood-control project shall be speeded up and beefed up to facilitate the economy development in a speedy, stable and forward way. The people’s life and property will be safeguarded, the strong points will be given full play and the weak points will be avoided, and the economy development will be stipulated by constructing and perfecting the necessary flood-control and waterlogging treatment facilities. The urban area of Loudi City is presently not defended yet, in a total natural state with no flood-control and waterlogging drainage facilities. The urban area along both riverbanks is low and even, subject to the great flood risk. The properties in the flood-threatened area are in clusters, the population is dense, but the flood-control ability of the city is only for those of 3~5 year. It is hard to resist the relatively great floods. Therefore the flood and waterlogging disasters frequently occur here with great losses. This is not fit for the social development and economic status of Loudi City, and greatly hinders the economic development. With the continuous expanding of the city, the

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population and fortunes increased, and the loss caused by the flood and waterlogging is also greater and greater. In order to facilitate the urban area construction and economic development of Loudi City and safeguard the properties and life of people, it is very necessary and pressing to speed up the urban flood-control and waterlogging work construction of Loudi City. 1.2 Project Description 1.2.1 Areal Geographic Location Loudi City is located in the place of east longitude from 111º53'24" to 112º07'42", north latitude from 27º35'46" to 27º58'31", borders the Xiangxiang City on the east, connects with the Shuangfeng County on the south, neighbors the Lianyuan City on the west, and marches with the Ningxiang County on the north. The area is 23.9km wide from the east to west, and 42.2km long from the south to north. The land area of the whole city is 426 km2. The geologic location of Loudi City urban flood control project is shown in Attached Figure 1. 1.2.2 Content and Scale of Project Construction Loudi City urban flood-control project is a core sub-project of urban flood-control project for hilly areas in Hunan Province, utilizing the loans from ADB. According to project scope, standard of flood-control and waterlogging treatment, and the project construction task, the main construction scale of flood-control and waterlogging treatment works for Loudi City are as follows: 1) The protection area in the Loudi City urban flood-control scheme comprises Chengbei, and Chengzhong protection circles. There are 4 flood-control embankments to be built according to scheme, and the total length of embankment is 36.8km (of which the earth embankment is 30.909km, the earth and stone embankment is 5.891km), bank protection for 36.8km, riprap banket for 16.684km; 2) Building 19 sluice gates. 3) 26.2km riverway dredging and desilting for Lianshui River and Sunshui River; 4) Construction of 2 new waterlogging drainage pump stations of 1385kW. 5) Establishing flood-control command system and necessary commanding facilities. 1.2.3 Project Investment Estimation and Planned Progress According to Feasibility Study Report on Urban Flood Control Project of Loudi City of Hunan Province Utilizing Loans from ADB compiled by Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources, the total investment in the project is estimated to be 387.4962 million yuan, of which the foreign investment is US$ 16.2991 million, the domestic investment is CNY 252.5394 million, and the compensatory investment in land acquisition and demolition in project amounts to CNY 58.8907 million. According to the project schedule, the project will commence in August of the first year, and

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complete at the end of May of the forth year, the total construction period of this project is 34 months. The construction preparation period is the time before the August of the first year. Because the project construction sites are dispersing, and the area is broad, so there is no distinct construction preparation period. Each year, the embankment section in construction of each year has its own preparation period, which doesn’t last long. The low water level periods of each year after the mobilization in various construction spot are all 1~2 months, which is the 1~2 months before principal works commencement is the construction preparation period. The other time will be overlapped with the construction period of principal work. The construction period of principal work is from the September of the first year to the April of the forth year. The May of the forth year is for the ending works. 1.2.4 Socioeconomic Benefit of Project After project implementation, the flood-control ability of urban area of Loudi City will be elevated from the present 3~5-year-occurence to 50-year-occurence. The improvement will greatly alleviate the burden of flood-control of this urban area, benefit the sound and sustainable development of society; The construction of flood-control embankment and urban road, dock, and blow-off pipes shall combine with the renovation of embankment lines, which will not only greatly relieve the chaotic traffic in bustling urban areas, but also beautify the environment, supply a sound recreation and rest place for residents, and facilitate the municipal construction; Because of the elevation of flood-control standard, the economic value of lands to be developed or is less developed along banks in city will be greatly elevated, thus the new economy accelerating points will be brought to better the living and working environment in urban area and expand the new urban area. The mean annual flood-control and waterlogging treatment benefits are calculated to be CNY 55.10 million according to the frequency calculation method on Loudi City urban area flood risk situation statistics and flood and waterlogging disaster losses in previous years. In light of the Hydraulic Construction Project Economic Evaluation Norm (SL72-94), the national economic evaluation was done, and the indices are as follows: the economic internal rate of return of the project is 14.6%, which is over 12%, and the economic net present value is over zero, the economic benefit cost ratio is 1.27, which is over 1 and indicating that every economic evaluation index of the project is relative good. Learn from the sensitivity, the project has a considerably strong anti-risk ability, and the project implementation is reasonable with regard to economy.

1.3 Affected Scope of Project

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According to the Loudi City urban flood-control scheme, the embankment of Chengbei flood-control protection circle is 19.3km long in total, comprises two sections: the first section starts from the Liangang Bridge on the left bank of Lianshui River, passes through the Lianshui River and reaches the Liangang Bridge 2, Xiangchong Road, Loudi Bridge, from Meiziwan to Qinfeng river mouth, and from right riverbank of Qinfeng River to Gaocheao natural mountain, and the length of embankment is 10.7km; the second section starts from the Shatian natural mountain on the left bank of Qinfeng River to the Qinfeng River mouth, and then along the left bank of Lianshui River to Chenjiatai, Jiacili, Xiagaoshan, Quantangwan, from Kuzhushan to Hejiaqiao, and the length of embankment is 8.6km. The embankments of Chengzhong flood-control protection circle is 17.5km long in total, comprising two embankment sections: the first section starts from Xinwu on the right bank of Lianshui River, along the Lianshui River, passing through the phosphorus fertilizer mill, Loudi Bridge, Qinglongtan, Tianwang Temple, Zaojiaokeng, Duijiang, Datangwan, and ends at the natural hill of Sunshui River Mouth, and the embankment is 13.4km long; The second section starts from the Taoziwan Bridge on the left bank of Sunshui River, passing through the Luohuazhou, Zhujiawan, Fugongting, Xiaowanli, and ends at the Shibu Bridge, and embankment is 4.1km long. Of which, the main structural measures involved are the embankment consolidation and new construction and renovation of sluice and electric drainage station, etc. In addition, there will be some works of construction site, borrow pit and temporary lands. The affected scope of project acquisition and demolition refers to the lands in the scope of acquisition and the unrecoverable areas in which the people’s living and working are seriously affected due to project construction. In this phase, the area affected for the land acquisition and demolition is according to the recommended scheme determined in project design in feasibility study phase of project, and the adjusted and laid out on-spot with reference to the design vertical and transversal profiles on 1/2000 topographic map. It involves Huashan, Dake, Huangnitang, Dabu, Lianbin altogether 5 townships and towns(sub-districts), 17 villages(residential committees), and 107 villager’s groups in Louxing District of Loudi City. The ultimate land acquisition and demolition area will be partly altered with the deep-going of design. 1.4 Compilation of Resettlement Plan 1.4.1 Basis and Objective of Report Compilation 1.4.1.1 Basis for Design 1) Hunan Province National Economic and Social Development “the Tenth Five-year” Plan and Long-range Plan for 2015 2) Loudi City National Economic and Social Development “the Tenth Five-year” Plan and

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Long-range Plan for 2015 3) Urban General Planning of Loudi City (2001-2020) 4) Statistical Yearbook of Loudi City (2002-2004) 5) Urban Flood-control Planning Report of Loudi City 6) Feasibility Study Report on Hunan Province Loudi City Urban Flood-control Project Utilizing Loans from ADB (Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources) 1.4.1.2 Policy Foundation 1) National laws and regulations 2) Laws and regulations in Hunan Province 3) “Involuntary resettlement policy” of ADB (published in November of 1995) and “Immigration Manual ------practical and operable guidance on practice” (published in 1998) 1.4.1.3 Objectives of Policies 1) Adopt the engineering, technical, economic measures to avoid or reduce the quantities of material good to be removed and relocated; If the land acquisition and relocation is unavoidable, try best to adopt the effective measures to minimize the impact on the local residents due to the land acquisition and relocation. 2) In project preparation phase, conduct the social economy investigation and compile the relevant resettlement plan; 3) The resettlement shall be based on detailed indices in terms of relocated material goods and compensation standard in order to increase or at least restore the income and production levels for the affected people; 4) Promote resettlement in a developing mode. The resettlement from the rural areas shall be land, based, supplemented with possible employment in second or tertiary industries. 5) Encourage the resettlers and original residents in resettlement area to take part in the resettlement planning; 6) Try best to resettle in the original community. 7) The resettlers and the former residents in resettlement area shall all benefit from the project. 1.4.2 Method of Report Compilation The Key Project Office under the Water Resources Department of Hunan Province as project EA is responsible for overall resettlement preparation. The relevant resettlement design units, consulting

units and local government shall all participate in the process. From October of 2004～ November,

the designers of HPWRHDI conducted the general survey and statistics on the physical indices for

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the land-acquisition-affected area with the active support from local governments in Loudi. Based on census survey, detailed sample survey on social economic conditions and attitudes of the affected people, the preliminary planning scheme of resettlement was also carried out. In investigation, designer had consulted with the PMO (project management office) of Loudi City and held several resettlement coordination meeting attended by the government department at every level and represents of resettlers from affected area. Comments were made on the resettlement plan, economic rehabilitation options, and compensation, which were the basis for developing resettlement plan. According to the current national policies, laws and regulations and the requirements on resettlement by ADB, the resettlement team carried out detailed analysis on the degree of impact and feasibility of proposed rehabilitation for each affected township (sub-districts) in project area. The resettlement plan was further revised according to the opinions and the site visits by PPTA experts. The completed draft resettlement plan will be reviewed and endorsed by both HPWR and local city government before submitting to ADB approval.

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2. Project Impacts 2.1 Measures for Avoiding or Reducing to the Minimum The Land Acquisition and Relocation Impacts 2.1.1 Measures for Reducing the Land Acquisition Impacts in Project Design Phase Since the project was launched, the scheme of flood-control scenic road has been revised and optimized for several times in order to minimize the impacts on the local social economy. The special technical reasoning has been conducted to better the project, so as to reduce the land acquisition, demolition and relocation, beat down the project cost, and facilitate the project construction. 1) In project planning phase, consider more about the impacts on the local social economy due to the project construction in scheme optimizing and comparison, to which this consideration is the key. Three alternative schemes have been developed for Lianshui River of Loudi City Urban Flood-control Project according to the river water system, landform conditions, situation of existing embankments, and city construction. Namely, the Scheme 1: build embankment on both banks, the riverbed is 95m wide, the interspace of embankments is 125m; Scheme 2: build embankment on both banks, the riverbed is 120m wide, and the interspace of embankments is 150m; Scheme 3: build embankment on both banks, the riverbed is 145m wide, and the interspace of embankments is 175m. Of the three schemes, the Scheme 1 will cause a relatively great river water level elevation due to its partly occupying the riverway, thus it fails to meet the requirements in Flood-control Law and Riverway Management Regulations. The technical and economic indices are given in Table 2.1-1 through the economic comparison of acceptable Scheme II and Scheme III. Table 2.1-1 Technical and Economy Comparison Table for Schemes of Loudi City Urban Flood-control Project

Embankment Spacing Scheme Lianshui River Remark Project Contents Scheme II Scheme III 1 Elevated natural water level (m) 0.18 0.11 2 Elevated water level difference (m) -0.07 3 Main quantities of embankment works Earthwork excavation (m3) 784976 941972 Earthwork filling (m3) 3393931 3054538 Slope protection base mortar rubble (m3) 34330 34330 Mortar rubble of retaining wall (m3) 116359 114032 Riprap banket (m3) 182013 182013 Precast concrete block slope protection (m3) 45593 41945

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Table 2.1-1 Technical and Economy Comparison Table for Schemes of Loudi City Urban Flood-control Project

Embankment Spacing Scheme Lianshui River Remark Project Contents Scheme II Scheme III Sand pebble cushion (m3) 70453 64817 Sodding protection (m2) 896411 824699 Coverage of embankment (mu) 1589.55 1979.25 House demolition (m2) 51213.06 128274 4 Direct expense (10 thousand yuan) 38749.62 40559.99 Civil work expense 32850.55 31756.25 Compensation on land acquisition and relocation 5899.07 8803.74 Recommended 5 Scheme comparison scheme

According to Table 2.1-1, the river level rising caused by Scheme II and Scheme III is of little difference. In scheme II, the embankment is basically built along the Lianshui River, and the quantities of embankment works are greater than that of Scheme III. The spacing of scheme III shall be appropriately reserved, but the land occupied by project and the quantities of demolition work are huge, the investment is great. On the banks along the section from Lian’gang Bridge I to Lian’gang Bridge II, and phosphate fertilizer factory section are the lands for large factories and mines, where the houses are dense, and the demolition quantities are great. Plus, this scheme will occupy additional 389.7mu urban construction land, and the implementing difficulty is great. Minimizing the resettlement conforms to the “involuntary resettlement” principle of ADB. Through the analysis and comparison on the whole, the scheme II is recommended as the flood-control scheme for Loudi City in this time. 2) The direction of alignment shall try best to be based on the existing embankments. In design, try to reduce the area occupied; the alignment of dike along the river shall try best to be laid in the section without residents or with few resident. Try best to avoid the house demolition and taking the cultivated land of relatively good irrigation. In the densely populated area in cities and towns, the alignment of new dikes shall try best to keep away from the high-rise buildings or multi-floor buildings to reduce the quantities of demolition and relocation. 3) Optimize the construction design, shorten the construction period, and reasonably arrange the house relocation and construction period, try best to reduce the losses of resettlers’ properties. For example, the house relocation and rebuilding shall be conducted in the farm slack season, and the land using shall be started after reaping the young crops. Try best to utilize the waste lands as for the expropriated land on which the construction period is long (over two years). 4) In the design, fully consider the inconvenience brought about to the life and production of local

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residents due to the embankment construction. In general, for the convenience of local residents, recover the damages of channel system, mechanical pier, communications facilities and other infrastructures after embankment construction to keep the complete functions of infrastructures. 2.1.2 Measures for Reducing the Impact due to Land Acquisition in Project Construction The lands occupied in this project are distributed in linear form. As for the whole project area, the project construction won’t affect the local industrial and agricultural production, people’s livelihood and social economy greatly. The land acquisition and relocation along the linear area will not bring much impact. But for reducing the impact on the local area due to the project construction in so far as possible, special attention will be paid to the layout of construction site and selection of construction scheme, and prevent the unnecessary land acquisition and house demolition. The following measures shall be adopted: 1) Before demolition and relocation, organize the relevant persons to conduct the on-spot survey . Try to remove less or do not move the houses which is unnecessary to remove or can be partly removed in practical. 2) Before the demolition of the buildings due to the temporary lands occupation by the project, report to the unit of owner by PMO to empty it. Or set up the temporary housing to be used in resettlement within the unit area. After the project completion, rebuild new buildings and return to the original owner or employer unit. 3) For the loss of resident caused by the demolition and relocation, adequate compensate according to the replacement value, try best to reduce the unfavorably impact on resettlers. 4) The resettlement area shall be located at the place close to the original residential areas so as to keep the existing social relationship for the affected people, on the other hand, it will also reduce the commuting distance for the affected people. 5) Notify the some affected enterprises in advance, and arrange the site for relocation, compensate the loss, try best to shorten the interruption period, and negotiate with the municipal Project Management Office to provide proper rehabilitation for affected employees. 6) During relocation and resettlement, the concerned local functional departments shall vigorously support the resettlers and resettling enterprises, provide the convenience for them and carry on the resettlement work smoothly, and reduce the loss and alleviate the burden on resettlers. 7) Strengthen the system of public participation. Before the project construction, clarify the project commencement time and project construction planning progress by putting Notice in the project affected area and the resettlement area, make the compensation policies for land acquisition and resettlement public, undergo the supervision from the relocatee and original residents in

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resettlement area; In project construction period, give priority to use the local materials. For benefiting the affected persons from the project construction, use the local transportation and labor if the technical conditions allowed. 8) Reduce the dust emission and strengthen health management for construction workers. The construction unit shall carefully plan the routing for transport earthwork and stonework. Measures shall be adopted to guarantee that the soils and stones won’t be sprinkled along the way from the truck full of loading, and thus affect the environment tidiness. In construction period, a large number of labors will come to the worksite to undertake all kinds of works and services. In order to guarantee the public security and orders in work site and the health of various groups in construction area, the project construction unit shall supervise and urge the builders to obey the regulations of local environment sanitation department, toughen the management on the healthy protection for builder group, timely clear the domestic waste on construction site, keep the construction area tidy, and prevent the occurrence and transmission of infectious diseases. 2.2 Investigation on Project Impacts 2.2.1 Investigation Contents During October ~ November of 2004, Hunan Province Hydraulic and Hydropower Design Institute, together with the Loudi City Water Resources Bureau, the government of each level, had formed a joint investigation team. The team conducted the comprehensive survey on the project impacts according to the coverage determined in engineering design and the 1:2000 geologic type topographic map in hand. The contents of investigation included the land acquisition, the land acquisition affected population, houses to be removed and relocated, and supplementary facilities, scattered trees, individuals engaged in small-scale business, enterprises and institutions, and agricultural sideline production facilities and special facilities, etc. 2.2.2 Investigation Method 1) Investigation on Land Acquisition: The investigators on-spot clearly found out the ownership of various lands according to the 1:2000 topographic map in hand. The area of cultivated land, garden plot, woods, and various lands was measured and calculated in the unit of villager’s group. 2) Demographic Census: In the investigation into the land acquisition and demolition, affected people was classified into three kinds, affected by land acquisition without relocation, affected by demolition and relocation without land-acquisition, and affected by both land acquisition and relocation. The actual affected population was further divided with regard to the non-agricultural population and agricultural population, through the comprehensive investigation in unit of household concerning the nationality, age structure,

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education background, and employment status. The population was checked on site according to the household register card, and the results of survey were registered in detailed lists for each family. 3) Investigation on Houses and Auxiliary Facilities: The comprehensive survey was conducted on structures of houses. The areas of houses were measured, the quantities of auxiliary facilities were counted household by household, and then they were registered in detailed lists. 4) Investigation on Scattered Trees: Counted on spot, the scattered trees in the project affected area due to the land acquisition were classified, and fruit trees and other type trees were separately registered according to their types. 5) Investigation on Individuals Engaged in Small-scale Business: Individuals engaged in small-scale business were investigated and registered household by household. The investigating and statistical contents include the business scope, area of premise, number of employees, annual turnover, and operating profit, etc. 6) Investigation on Enterprises and Institutions: The following work on the information of affected enterprises in the land to be expropriated was surveyed and checked: name, site, department in charge of them, month and year of foundation, the area of factory buildings, lands for production, area of structures, number of staff, fixed net assets, annual output volume of major products, annual output value, annual profit turnover, lump sum of tax, and lump of wages per month, etc. 7) Investigation on Special Facilities: The quantities of special facilities on site were registered and checked in detailed lists in items by the investigator according to the 1:2000 topographic map of geologic type and the data supplied by department in charge. All survey results of physical indices were reviewed and confirmed by householders and local government and function department at each level. 2.3 Investigation Results on Project-Impacts According to the survey, the land acquisition and relocation in the project involves Huashan, Dake, Huangnitang, Dabu, Lianbin and other 5 townships and towns (sub-districts) and 17 villages (residential committees), and 107 villager’s group in Louxing District of Loudi City, the investigation results on project impacts are all in Table 2.3-1.

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Table 2.3-1 Summary Table for Land Acquisition and Relocation Impacts Investigation in Loudi City Urban Flood-control Project

Louxing District Unit and Item Unit Total Subtotal Huashan Dake Huangnitang Dabu Lianbin enterprise I Administrative region 1 Township (Sub-district) Piece 5 5 1 1 1 1 1 2 Administrative village Piece 17 17 5 3 1 4 4 (residential committee) 3 Villager’s group Piece 107 98 39 12 8 23 25 II Project affected

population 1 Land acquisition impacts Number of household Household 507 507 181 62 14 138 112 Population Person 1569 1569 740 163 36 378 252 Population of economic Person 1021 1021 452 108 26 263 172 rehabilitation 2 Demolition impacts Number of household Household 151 151 125 11 10 5 Population Person 488 488 412 20 32 24 Household to be resettled Household 151 151 125 11 10 5 with houses Population to be resettled Person 488 488 412 20 32 24 with houses 3 Affected unit and Piece 18 18 enterprise Of which, enterprise Piece 16 16 Institution unit Piece 2 2 Number of employee Person 1808 1808 Affected employee due to Person 0 0 work stop 4 Affected individuals engaged in small-scale Piece 94 43 43 51 business Of which, number of Person 170 55 55 115 employees 5 Project affected total Person 4214 2236 1220 175 51 462 328 1978 population III Houses and auxiliary

buildings (I)Residential houses ㎡ 30723.26 30723.26 25050.33 3329.97 1598.72 744.24 1 Urban residential house ㎡ 26260.92 26260.92 22186.71 3329.97 744.24 Brick-concrete structure ㎡ 22003.87 22003.87 19759.14 1891.47 353.26 Brick-wood structure ㎡ 3670.99 3670.99 1953.42 1342.44 375.13 Earth-wood structure ㎡ 252.93 252.93 252.93

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Table 2.3-1 Summary Table for Land Acquisition and Relocation Impacts Investigation in Loudi City Urban Flood-control Project

Louxing District Unit and Item Unit Total Subtotal Huashan Dake Huangnitang Dabu Lianbin enterprise Simple structures ㎡ 333.13 333.13 221.22 96.06 15.85 2 Rural residential house ㎡ 4462.34 4462.34 2863.62 1598.72 Brick-concrete structure ㎡ 1508.72 1508.72 1002.6 506.12 Brick-wood structure ㎡ 1066.85 1066.85 1029 37.85 Wood structure ㎡ 199.08 199.08 199.08 Earth-wood structure ㎡ 1582.15 1582.15 761.88 820.27 Simple structures ㎡ 105.54 105.54 70.14 35.4 (II)Non-residential houses ㎡ 20489.8 20489.8 Frame structure ㎡ 2093.4 2093.4 Brick-concrete structure ㎡ 13093.16 13093.16 Brick-wood structure ㎡ 5050.69 5050.69 Simple structures ㎡ 252.55 252.55 (II)Auxiliary building 1 Wall ㎡ 2228.3 591.5 100 491.5 0 1636.8 2 Cement sunny ground ㎡ 14478.11 1112.57 810.04 61.03 104.14 137.36 13365.54 3 Cement water pond m3 723.99 6.83 3.74 3.09 717.16 4 Well Seat 19 19 5 7 4 3 5 Air-conditioner Piece 10 10 9 1 6 Telephone Piece 73 73 66 4 3 7 Water tower Piece 2 2 (III)Scattered trees Piece 59 59 13 46 1 Fruit tree Piece 44 44 4 40 With fruit Piece 14 14 4 10 Without fruit Piece 30 30 30 2 Sundry trees Piece 15 15 9 6 IV Permanent land mu 1589.55 1559.44 425 285.82 92.97 433.51 322.14 30.11 acquisition (I)Collectively-owned land mu 1528.72 1528.72 396.26 285.82 91.61 433.51 321.52 1 Cultivated land mu 761.37 761.37 304.58 77.07 43.38 209.86 126.48 Paddy field mu 359.36 359.36 92.61 60.47 126.42 79.86 Dry farmland mu 222.96 222.96 108.68 16.6 83.44 14.24 Market vegetable garden mu 179.05 179.05 103.29 43.38 32.38 2 Garden mu 7.62 7.62 0 7.62 3 Fish pond mu 39.75 39.75 19.46 16.55 3.74 4 Woods mu 92.7 92.7 40.97 51.73 Shrub land mu 11.02 11.02 11.02 Timber forest mu 81.68 81.68 40.97 40.71 5 Rural housing plot mu 4.59 4.59 1.89 2.7 6 Unused land mu 622.69 622.69 70.33 167.78 31.68 169.22 183.68 (II)State-owned land mu 60.83 30.72 28.74 1.36 0.62 30.11

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Table 2.3-1 Summary Table for Land Acquisition and Relocation Impacts Investigation in Loudi City Urban Flood-control Project

Louxing District Unit and Item Unit Total Subtotal Huashan Dake Huangnitang Dabu Lianbin enterprise 1 Industrial land mu 30.11 30.11 2 Residential land mu 16.62 16.62 14.64 1.36 0.62 3 Other land mu 14.1 14.1 14.1 V Temporary land mu 1243.66 1243.66 708.42 62.7 354.11 118.43 1 Dry farmland mu 139.59 139.59 65.75 52.59 21.25 2 Shrub land mu 434.94 434.94 223.58 28.81 106.23 76.32 3 Waste grass land mu 669.13 669.13 419.09 33.89 195.29 20.86 VI Special facilities 1 Traffic facilities Mechanical farm land km 4.96 4.96 0.5 2.38 0.99 0.24 0.85 Mechanical farm bridge Seat 1 1 1 Sand and stone dock Place 8 8 3 2 1 2 Passenger ferry Pair 1 1 1 2 Power transmission and

transformation facilities 10KV high voltage lines km 1.49 1.49 0.21 0.3 0.45 0.53 380V low voltage lines Km 5.12 5.12 1.75 0.5 1.2 1.67 Transformer facilities Place 5 5 3 1 1 3 Telecommunications line Km 0.9 0.9 0.9 4 Water conservancy

facilities Electric drainage station Kw 1275 1275 250 150 475 400 Channel Km 0.25 0.25 0.22 0.03

2.3.1 Land Affected by Project 1) Permanent Land Acquisition The permanent land acquisition in this project covers 5 townships (sub-districts), 16 administrative villages, and 98 villager’s groups. Various land with an area of 1589.55 mu will be expropriated, of which collectively owned land is 1528.72 mu (including paddy field, 359.36mu, dry farmland, 222.96mu, market vegetable plot, 179.05mu, garden land, 7.62 mu, fish pond, 39.75mu, shrubbery land, 11.02mu, timber forest land, 81.68mu, rural housing plot, 4.59 mu, and unused land 622.69 mu), see table 2.3-2 for details; the state owned land acquisition is 60.83 mu (including the industrial land, 30.11mu, town residential house land, 16.62 mu, and urban unused land, clearing, and other land, 14.1mu),.See table 2.3-3 for details.

24

2) Temporary Land Acquisition The construction temporary land acquisition refers to the temporarily-borrowed land in the project construction period, including land acquisition of stone material yard, construction plant, construction warehouse, and temporary area for livelihood and temporary construction road during construction period. The total area of the construction plant, construction warehouse, temporary area for living quarters for the contractors, and temporary structures in the project is 15900m2. As they are mainly allocated in the project permanent land acquisition range along the embankment, there will be no temporary land acquisition impact to the layout of the construction plant, construction warehouse, and temporary area for livelihood during construction period. As the existing roads will be destroyed during project implementation process, corresponding compensation costs shall be paid to the municipal administration department. As the compensation costs are included in the project contract as one part of the project costs, they will be paid by the construction Contractor. Accordingly, the project construction temporary road land acquisition will not be counted and the compensation costs will not be estimated in the report. The main temporary land occupation impacts come from the soil material yard in the project, including Maojiatang soil material yard, Qingtan soil material yard, Qingyuantang soil material yard, Litouzui soil material yard, and Sanzaoyuan soil material yard. Four townships (sub-districts), five administrative villages, and nine villager’s groups are involved. Various land with an area of 1243.66mu are temporarily expropriated, of which, dry farmland, 139.59 mu, shrubbery land, 434.94mu, waste land, 669.13mu, and the mean time limit for land borrow is two years. See table 2.3-4 for details of the statistical conditions of the investigation results of the temporary land acquisition in this project.

25 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources Investigation Statistical Table of Affected Collectively Owned Land by Project Permanent Land Acquisition in Loudi City Urban Flood Control Project Table 2.3-2

Cultivated Land (mu) Wood Land (mu) Rural Village Garden Fish Unutilized County Township Total Market Timber Housing (Residential Group Paddy Dry Land Pond Shrubbery Land (District) (Sub-district) (mu)) Subtotal Vegetable Subtotal Forest Plot Committees) Field Farmland (mu) (mu) Land (mu) Plot Land ( mu) Louxing 5 16 98 1528.72 761.37 359.36 222.96 179.05 7.62 39.75 92.7 11.02 81.68 4.59 622.69 Huashan 5 35 396.26 304.58 92.61 108.68 103.29 19.46 1.89 70.33 Sitang 1 23.02 0.54 22.48 Huashan 3 12.14 12.14 0 12.14 Daqiao 3 22.28 22.28 0 22.28 Qingtan 18 127.62 108.16 6.01 74.26 27.89 0 19.46 0 0 0 0 0 Duijiang 10 211.2 162 86.6 0 75.4 1.35 47.85 Dake 2 11 285.82 77.07 60.47 16.6 40.97 40.97 167.78 Dawu 5 74.56 22.69 22.69 0 7.97 7.97 43.9 Fangshi 6 211.26 54.38 37.78 16.6 33 33 123.88 Huangnitang 1 8 91.61 43.38 43.38 16.55 31.68 Lianbin 8 91.61 43.38 43.38 16.55 31.68 Dabu 4 21 433.51 209.86 126.42 83.44 51.73 11.02 40.71 2.7 169.22 Heishibian 4 222.75 122.66 44.48 78.18 36.11 11.02 25.09 1.89 62.09 Jianglong 7 95.8 36.94 31.68 5.26 3.56 3.56 55.3 Quanfeng 5 89.49 36.99 36.99 12.06 12.06 0.81 39.63 Hejia 5 25.47 13.27 13.27 12.2 Lianbin 4 23 321.52 126.48 79.86 14.24 32.38 7.62 3.74 183.68 Maotang 4 27.08 11.74 11.74 3.74 11.6 Xianren 3 48.4 40.78 8.4 32.38 7.62 Gaoche 9 43.93 43.93 43.93 Chengqing 7 202.11 30.03 24.19 5.84 172.08

26 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

Investigation Statistical Table of Affected State Owned Land by Project Permanent Land Acquisition in Loudi City Urban Flood Control Project Table 2.3-3

Village Industrial County Township House Land Other Land (Residential Total Land (District) (Sub-district) Acquisition Acquisition Committees) Acquisition 2 4 6 60.83 21.06 16.62 14.1 Louxing 3 5 54.61 14.84 16.62 14.1 Huashan 3 40.16 9.44 16.62 14.1 Huashan 6.07 6.07 0 0 Daqiao 29.83 3.37 16.62 9.84 Qingtan 4.26 0 0 4.26 Dake 1 9.05 0 0 0 Fangshi 9.05 0 0 0 Huangnitang 1 5.4 5.4 0 0 Lianbin 5.4 5.4 0 0 Kaifa 1 1 6.22 6.22 0 0 Lianbin 1 6.22 6.22 0 0 Maotang 6.22 6.22 0 0

Investigation Statistical Table of Project Temporary Land Acquisition in Loudi City Urban Flood Control Project Table 2.3-4 Classification Temporary Land Acquisition (mu) Township Name of Village of Material Dry Shrubbery Waste Remarks (Sub-district) Material Yard Total Yard farmland Land Land Soil material Sitang Maojiatang 260.5 88.22 172.28 yard Huashan Soil material Qingtan Qingtan 447.92 65.75 135.36 246.81 yard Soil material Dabu Heishibian Qingyuantang 354.11 52.59 106.23 195.29 yard Soil material Lianbin Gaoche Litouzui 118.43 21.25 76.32 20.86 yard Soil material Dake Zaoyuan Sanzaoyuan 62.7 28.81 33.89 yard Total 5 1243.66 139.59 434.94 669.13 2.3.2 Affected Population Due to Project 1) Affected Population Due to Land Acquisition The investigation of the affected population due to land acquisition of the project will be counted from two aspects, one is the actually affected population due to land acquisition of the project; the other is the number of agricultural population need economic rehabilitation according to the principle

27 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

of Land Administration Law of the People’s Republic of China, namely, the economic rehabilitation shall be rearranged to the agricultural population who has lost all of their main productive materials - cultivated land. According to the physical materials indices in project land acquisition investigation, the number of people who need economic rehabilitation will be counted in villager’s groups. It is obtained by dividing the area of land acquisition for each village group with cultivated area per capita of each group. The result of population was 1021 persons. It means that there are 1021 agricultural persons who need economic rehabilitation by the project. As the project is distributed in linear shape along the Lianshui River and Sunshui River, for most affected persons, they would only lose small part of lands. According to the site investigation and statistics, 669 households (1884 persons) are actually affected by land acquisition in the project, of which, 507 households (1569 persons) will be actually affected by permanent land acquisition in the project, averaging only 0.49 mu cultivated land per person. About 162 households (315 persons) will be actually affected by temporary land acquisition. 2) Affected Population Due to Demolition According to the site investigation,151 households (488 persons) shall be relocated in the project area (of which, agricultural population, 95, non-agricultural population, 393), and the area of the residential house to be demolished is 30723.26m2. Among the 151 households, the demolition of 134 households (421 persons) in urban area and 17 households (67 persons) in rural area will result in relocation and reconstruction of new houses. 3) Employees in the Affected Enterprises According to the investigation, eighteen enterprises and institutions will be affected by the project construction, and there are 1808 employees in all. As the production and operation of the above enterprises and institutions will not be affected by project land acquisition and demolition, no employees will be affected by the production and business stop. 4) Affected Individuals Engaged in Small-scale Business According to the investigation, 94 small shops will be affected by the land acquisition and demolition in the project area. These small shops are mainly used for operation in Loudi Fruit Wholesale Market or rented spaces from local residents, and there are 170 persons. Of which, the small shops in Loudi Fruit Wholesale Market will be resettled behind the former place, the construction will be done before demolition, and the impacts of the project construction on their normal operation are little. All the small shops which are rented from local residential houses will be affected by the project when their businesses will be closed due to demolition and land acquisition impact, and the affected person is 55.

28 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

5) Total of Affected Population Due to Project Through statistics, 782 households (4214 persons) will be affected by the project land acquisition. Among them, 631 households (1748 persons) will be affected by land acquisition (without house demolition), which will include 162 households (315 persons) to be affected by the temporary land acquisition); 113 households (352 persons) will be affected by house demolition only (without land acquisition); and 38 households (136 persons) will be affected by both the land acquisition and house demolition. In addition, 1808 employees will be affected by the enterprise demolition, and 170 individuals will be affected by demolition of 94 small shops. Among the affected population due to land acquisition and resettlement, 1021 agricultural persons need economic rehabilitation. About 151 households (488 persons) need to be rehabilitated through replacement housing; and 55 individuals engaged in small-scale business will be affected by business stop. See table 2.3-5 for details of the affected population in the project.

29 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

Summary of Affected Population Due to Land Acquisition and Resettlement in Loudi City Urban Flood Control Project Table 2.3-5 Land acquisition, without Demolition, without land Land acquisition and Affected Total Demolition is required demolition acquisition demolition Population in population Village Township need of Employee due to Affected Type (Residential (Sub-district) Number of Number of Number of Number of Number of economic population production Committees) Population Population Population Population Population household household household household household rehabilitation and enterprise stop I. Permanent 5 16 620 3899 469 1433 113 352 38 136 151 488 1021 1978 55 land acquisition (1) House 5 16 620 1921 469 1433 113 352 38 136 151 488 1021 demolition Huashan 5 281 1062 156 650 100 322 25 90 125 412 452 Sitang 2 11 2 11 2 11 0 Huashan 6 15 6 15 0 Daqiao 121 375 10 24 96 303 15 48 111 351 0 Qingtan 35 125 28 99 2 8 5 18 7 26 85 Duijiang 117 536 112 512 5 24 5 24 367 Dake 2 62 163 62 163 108 Dawu 23 65 23 65 43 Fangshi 39 98 39 98 65 Huangnitang 1 23 51 12 31 9 15 2 5 11 20 26 Lianbin 23 51 12 31 9 15 2 5 11 20 26 Dabu 4 139 380 129 348 1 2 9 30 10 32 263 Heishibian 52 125 45 107 7 18 7 18 90 Jianglong 55 136 55 136 91 Quanfeng 18 84 15 70 1 2 2 12 3 14 59 Hejia 14 35 14 35 0 0 23 Lianbin 4 115 265 110 241 3 13 2 11 5 24 172 Maotang 14 32 13 27 1 5 1 5 23 Xianren 25 66 21 47 3 13 1 6 4 19 37 Gaoche 38 105 38 105 70 Chengqing 38 62 38 62 42

30 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

Summary of Affected Population Due to Land Acquisition and Resettlement in Loudi City Urban Flood Control Project Table 2.3-5 Land acquisition, without Demolition, without land Land acquisition and Affected Total Demolition is required demolition acquisition demolition Population in population Village Township need of Employee due to Affected Type (Residential (Sub-district) Number of Number of Number of Number of Number of economic population production Committees) Population Population Population Population Population household household household household household rehabilitation and enterprise stop (2)Demolition of 1978 1978 55 non-house Individual Engaged in 170 170 55 Small-scale Business Enterprise 1808 1808 0 II. Temporary 4 5 162 315 162 315 land acquisition Huashan 2 91 158 91 158 Sitang 16 35 16 35 Qingtan 75 123 75 123 Dake 1 5 12 5 12 Zaoyuan 5 12 5 12 Dabu 1 39 82 39 82 Heishibian 39 82 39 82 Lianbin 1 27 63 27 63 Gaoche 27 63 27 63 III. Total of affected 5 17 782 4214 631 1748 113 352 38 136 151 488 1021 1978 55 population

31 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

2.3.3 Houses and Auxiliary Facilities to be Demolished 1) Affected Residential Houses and Auxiliary Facilities by the Project The demolished houses by the project will involve 4 townships (sub-districts) and 9 villages (residential committees) in Huashan, Huangnitang, Lianbin, and Dabu in Louxing District of Loudi City. About 151 households (488 resettlers) will be affected, of which, 134 households (421 residents) are urban residents in urban planning range, and 17 households (67persons) are rural residents. The total demolished houses amount to 30723.26 m2,of which, the residential houses in the urban planning area is 26260.92 m2. Among them, there are brick concrete 22003.87m2, brick wood, 3670.99m2, earth wood, 252.93m2, simple structure, 333.13m2). The total residential houses in rural area are 4462.34m2, with brick concrete as 1508.72m2, brick wood, 1066.85m2, wood house, 199.08m2, earth wood, 1582.15m2, simple structure, 105.54m2. Along with house demolition, there are cement sunny ground, 1112.57m2, wall, 591.5m2, 19 wells, cement pond, 6.83 m3, 10 air conditioners, and 73 telephone sets. According to the investigation, in the project land acquisition area, most residential houses are owned by individuals. Most residential houses are one or two-floor houses with brick concrete structure and brick wood structure, and only a few houses are the old ones with wood structures or earth wood structures. Since many demolished houses were built in 1980s, the basic living conditions and the related facilities are considerably poor. Most residents also hope they can move as soon as possible, so as to improve their living conditions. See table 2.3-6 for details of the investigation conditions of the residential houses to be demolished in the project. 2) Affected Non-residential Structures by the Project According to the investigation, in the land acquisition area by the project, 18 enterprises and institutions will be affected by the land acquisition and resettlement. The area of the demolished non-residential structure is 20489.8m2, of which, the framework structure, 2093.4 m2, the brick concrete structure, 13093.16m2, brick wood structure, 5050.69m2, and simple structure, 252.55m2 .The affected cement sunny ground is 13365.54 m2, the wall is 1636.8m2, cement pond is 717.16m2, and 2 water towers. See table 2.3-7 for details of the investigation conditions of the non-residential houses to be demolished in the project.

32 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

Table 2.3-6 Investigation Table of Resident Structure and Auxiliary Facility to be Demolished in Loudi City Urban Flood Control Project

Classification Village 2 Simple Air County Town Household Population (person) Total Main house (m ) Auxiliary structure Teleph of residential (residential structure conditioner (District) (Sub-district) (piece) (m2) Brick Brick Earth Well Walls Sunny Pond house committee) Nonagricultural Agricultural Wood (m2) (piece) (piec concrete wood wood (piece) (m2) Grounds (m3) I. Town Louxing residential 3 5 134 375 46 26260.92 22003.87 3670.99 0 252.93 333.13 13 591.5 852.52 3.09 9 68 house District Lianbin 2 5 6 18 744.24 353.26 375.13 15.85 3 137.36 3.09

Xianren 4 6 13 522.59 305.76 204.22 12.61 1 96 3.09

Maotang 1 5 221.65 47.5 170.91 3.24 2 41.36

Huashan 2 118 369 8 22186.71 19759.14 1953.42 252.93 221.22 3 100 654.13 8 64

Daqiao 111 351 19785.81 17531.13 1823.7 252.93 178.05 100 144.5 3 59

Qingtan 7 18 8 2400.9 2228.01 129.72 43.17 3 509.63 5 5

Huangnitang 1 11 20 3329.97 1891.47 1342.44 96.06 7 491.5 61.03 1 4

Lianbin 11 20 3329.97 1891.47 1342.44 96.06 7 491.5 61.03 1 4 II. Rural Louxing 2 4 17 18 49 4462.34 1508.72 1066.85 199.08 1582.15 105.54 6 0 260.05 3.74 1 5 residential District Dabu 2 10 2 30 1598.72 506.12 37.85 199.08 820.27 35.4 4 104.14 3.74 3

Heishibian 7 0 18 861.66 37.85 199.08 589.33 35.4 2 104.14 3.74 1

Quanfeng 3 2 12 737.06 506.12 230.94 0 2 2

Huashan 2 7 16 19 2863.62 1002.6 1029 761.88 70.14 2 155.91 1 2

Sitang 2 5 6 814.3 414.85 329.31 70.14 155.91 1 1

Duijiang 5 11 13 2049.32 587.75 699.69 761.88 2 1

III. Total 1 4 9 151 393 95 30723.26 23512.59 4737.84 199.08 1835.08 438.67 19 591.5 1112.57 6.83 10 73

33 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

Investigation Table of Non-resident Structure and Auxiliary Facility to be Demolished in Loudi City Urban Flood Control Project Table 2.3-7

Main Structure (m2) Simple Auxiliary structure Total of House Name of Unit Framework Brick concrete Brick wood structure Walls Sunny Grounds Ponds Water tower (m2) Subtotal structure structure structure (m2) (m2) (m2) (m3) (Piece) 18 20489.8 20237.3 2093.4 13093.16 5050.69 252.55 1636.8 13365.54 717.16 2 Loudi City Renhe Construction Material Co., Ltd. 1393.29 1323.5 1323.5 69.79 782.43 194.71 Cotton, Hemp and Tea Native Product Company in 1282.18 1282.18 1229.86 52.32 300 282.6 Louxing District Loudi City Huamei Metal Manufacture Co., Ltd. 1419.03 1419.03 1419.03 0 Repairing Factory of General Company of Pubic Traffic 2027.52 2027.52 1620.46 407.06 70 Loudi City Shuangxing Transportation Service Co., Ltd. 1853.4 1853.4 1644.15 209.25 2853.25 221.85 1 Xiangzhong Paper Mill 1161.68 1161.68 490.42 671.26 330 1224 1 Loudi Lianbin Rolling Mill 1782.38 1782.38 1234.8 547.58 300 0 Loudi City Zhencheng Fertilizer Co., Ltd. 914.4 914.4 914.4 100 300 Loudi City Wenhua Machinery Factory 858.6 858.6 858.6 100 300 Louxing District Real Estate Company 363.01 363.01 363.01 Fruit Wholesale Market 1880.15 1880.15 1203.09 677.06 Local Taxation Bureau of Louxing District 1914 1914 1869 45 210 248 Cattle Butcher Factory of Louxing District 956.03 943.53 198.81 744.72 12.5 150 2000 Aquatic Product Wholesale Market 1932.9 1871.9 187.95 1683.95 61 76.8 1843.76 Daqiao Residential Committee 318.21 313.73 15.77 297.96 4.48 18 Lianbin Xianren Precast Yard 34.03 34.03 34.03 870.1 Lianbin Maotang Precast Yard 170.91 66.13 66.13 0 104.78 1440 Huangnitang Lianbin Precast Yard 228.08 228.08 228.08 1504

34 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

3) Affected Temporary Structure by the Project According to the investigation, there is no temporary structure in the land acquisition range of the project. 4) Affected Illegal Structure by the Project According to the investigation, there is no illegal structure in the land acquisition range in the project. 2.3.4 Scattered Trees During investigation process to the mainly affected physical materials indices in the project, the scattered trees around affected houses, and various scattered mature trees in the fields and roadside have been checked, accounted, and investigated in turn according to their species and dimensions. According to the actual investigation and statistics, in the project, 59 scattered mature trees shall be chopped, of which, 44 fruit trees, and 15 other trees. See table 2.3-8 for details. Table 2.3-8 Investigation Statistical Table of Scattered Mature Trees to be Chopped in Loudi Urban Flood Control Project

Scattered Mature Trees to be Chopped (Piece) Village County Township Fruit Trees (Residential Other Remarks (District) (Sub-district) Total With Without Committees) Subtotal Trees Fruits Fruits Louxing 1 1 13 4 4 9 District Huashan Sitang 13 4 4 9 Kaifa District 1 1 46 40 10 30 6 Lianbin Maotang 46 40 10 30 6 Total 2 2 59 44 14 30 15

2.3.5 Affected Individuals Engaged in Small-scale Business According to the investigation statistics, there are 94 small shops in the affected range, and the operation area is about 3276.15 m2 (Of which, 43 small shops are unprofessional ones used for both private habitation and business, and the operators mainly use the old houses or rent them to others for residence or operation for footwear and costumes, the scale is considerably small, the flow population in the customers is relatively small, and the business is in a poor condition generally. And as these individual small shops are mainly used for residence, the area of the shops has been listed in the residential house to be demolished; 51 ones are shops of Loudi City Fruit Wholesale Market, and the area has been listed in the non-residential structure to be demolished). The affected individual engaged in small-scale business is 170, among them, 55 persons in the nonprofessional small shops with concurrent functions of residence and business are affected by production stop loss. See 2.3-9 for details of the affected small shops in the project.

35 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

Basic Conditions Table of Small Shops to be Demolished in Loudi City Urban Flood Control Project Table 2.3-9 Township Village (Residential Operation Operation Number of Employees Operation Item (Sub-district) Committees) Employer Area (m2) (Person) Huashan 1 43 1396 55 Daqiao 43 1396 55 Cai Xiying 35 Costume 1 Luo Yan 35 Costume 1 Lv Dingjun 15 Leather shoes 1 Feng Lu 45 Leather shoes 2 Tong Liancheng 45 Costume 2 Yan Dejiang 25 Costume 1 Zeng Xiuying 35 Costume 1 Min Xiaoping 30 Articles for daily use 1 Xie Guoqiang 30 Articles for daily use 1 Xie Quan’an 40 Bedding articles 1 Zhou Yide 40 Costume 2 Zhu Guiqi 25 Individual clinic 2 Nie Jianlin 40 Costume 2 Peng Ailian 25 Costume 1 Zeng Yan 25 Costume 1 Hu Zongyuan 50 Costume 2 Yan Guoyou 41 Leather shoes 2 Deng Baoqing 35 Leather shoes 1 Shi Xiangming 35 Leather shoes 2 Cheng Yongyan 40 Costume 2 Deng Jiewen 20 Leather shoes 1 Deng Zhongguang 50 Articles for daily use 2 Deng Jianwen 40 Fishing tools 1 Deng Shuguang 25 Articles for daily use 1 Zhang Jicheng 25 Fishing tools 1 Yao Yanhong 25 Articles for daily use 1 Xu Dejun 25 Bedding articles 1 Hu Chaohui 30 Stationery articles 1 Xie Qimei 35 Leather shoes 1 Yan Yun 35 Costume 1 Li Xueqing 45 Costume 2 Zhu Sujun 35 Leather shoes 1 Xiao Xiangping 45 Articles for daily use 1 Zhou Zhi 20 Footwear 1 Li Huicheng 20 Costume 1 Zeng Lixiang 30 Footwear 1 Long Shiying 25 Costume 1

36 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

Basic Conditions Table of Small Shops to be Demolished in Loudi City Urban Flood Control Project Table 2.3-9 Township Village (Residential Operation Operation Number of Employees Operation Item (Sub-district) Committees) Employer Area (m2) (Person) Zhou Gensheng 25 Leather shoes 1 Yan Zhengxiong 25 Art crafts 1 Zhu Juying 30 Articles for daily use 1 Tan Kangqing 30 Costume 1 Yang Hongxiang 25 Leather shoes 1 Long Aiguo 40 Costume 2 Loudi City Fruit 51 1880.15 Fruits wholesale 115 Wholesale Market Total 94 3276.15 170

2.3.6 Affected Enterprises and Institutions According to the investigation, 18 enterprises and institutions will be affected by the land acquisition and house demolition in the project area. The total number of employees is 1808, the land acquisition is 330.99 mu, the original value of the fixed assets is 63.926 million yuan, and the annual tax is 4.59 million yuan. See table 2.3-10 for details of the basic conditions of the investigated enterprises and institutions.

37 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

Basic Conditions Table of Affected Enterprises Due to Land Acquisition and Resettlement in Loudi City Urban Flood Control Project Table 2.3-10

Number of Original Value of Character of Area of Land Annual Taxes State of Name of Unit Employees Main Products Fixed Assets Affected Degree Remarks Unit Acquisition (mu) (10,000 Yuan) Operation (Persons) (10,000 Yuan) Total 330.99 1808 6392.6 459 Enterprises 16 296.53 1722 6392.6 459 Loudi City Renhe Construction Material 8 96 Construction materials 30 10 Payoff Part houses will be demolished Co., Ltd. Cotton, Hemp and Tea Native Product 5.8 26 235 20 Payoff Part houses will be demolished Company in Louxing District Loudi City Huamei Metal Manufacture Shaped steel, metal 29 592 1060 100 Payoff Part houses will be demolished Co., Ltd. manufactures Repairing Factory of General Company of 12 16 Automobile repairing 141 5 Payoff Part houses will be demolished Pubic Traffic Loudi City Shuangxing Transportation Automobile conveyance, 20 135 800 80 Payoff Part houses will be demolished Service Co., Ltd. repairing Xiangzhong Paper Mill 25.43 148 Paper Payoff Part houses will be demolished Loudi Lianbin Rolling Mill 18 280 Steel 2500.6 46 Payoff Part houses will be demolished Siliceous fertilizer, silicon Loudi City Zhencheng Fertilizer Co., Ltd. 24 186 880 100 Payoff Part houses will be demolished phosphate fertilizer; Loudi City Wenhua Machinery Factory 12 120 Steel structure elements 480 60 Payoff Part houses will be demolished Louxing District Real Estate Company 15 35 Payoff Part houses will be demolished Fruit Wholesale Market 22 22 Fruits wholesale Payoff Part houses will be demolished Cattle Butcher Factory of Louxing District 10 18 15 2 Payoff Part houses will be demolished Fishery of Farming Bureau of Loudi City 75 15 Aquatic product 200 30 Payoff Part houses will be demolished Lianbin Xianren Precast Yard 6.3 11 Precast slab 18 2 Payoff Part houses will be demolished Lianbin Maotang Precast Yard 8 12 Precast slab 15 2 Payoff Part houses will be demolished Huangnitang Lianbin Precast Yard 6 10 Precast slab 18 2 Payoff Part houses will be demolished Institutions 2 34.46 86 Normal Local Taxation Bureau of Louxing District 28.96 76 Part houses will be demolished operation Normal Daqiao Residential Committee 5.5 10 Part houses will be demolished operation

38 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

1) Enterprise: In the affected area, 16 enterprises will be affected by land acquisition and demolition by the project. There are 1722 regular employees in these 16 enterprises. The land acquisition would amount to 296.53 mu of land areas, their fixed assets are RMB 63.926 million yuan, and the annual tax is RMB 4.59 million yuan. For these 16 enterprises, since land acquisition and demolition only affect administrative structure or auxiliary structure, the integral demolition is not required, and the main production and business operation will not be affected. 2) Institution: In the affected area of the project, 2 institutions will be affected by land acquisition of the project. There are 86 regular staff and the land acquisition of 34.46 mu land areas. Since only part of management houses will be affected by the land acquisition, no relocation is required. They could readjust the offices spaces within the enterprise by themselves, or rebuild the replacement structures. 2.3.7 Affected Special Facilities by the Project The investigators have conducted the site investigation and registration to the affected traffic facilities, transformation facilities, communications line, and other special facilities to be resumed or rebuilt according to the project land acquisition range confirmed by the design. For the affected places in the project, mechanical farm road, 4.96km, 1 mechanical farm bridge, 1 passenger ferry; 10KV high-voltage line, 1.49km, 380V low-voltage line, 5.12km, and 5 transformers; communications line with specification of electric cable HYA3-0.5, 0.9km, 16 electric pumping stations, 1030kw, and channel, 0.25km. See Table 2.3-11 for details of statistics about survey on the special facilities affected in project. 2.3.8 Affected Cultural Relics and Vulnerable Groups Due to Project 1) Affected cultural relics in the project: According to the investigation, there is no cultural relic and historical site which shall be vitally protected in the project land acquisition range. 2) Women: As the rights, interests, and statuses of women in Loudi City are the same as those of men, it’s not required to give special attention to them. 3) Vulnerable groups: Mainly include underprivileged families (per capita income of urban population is less than 130 yuan/month, and agricultural population with an annual income less than 856 yuan/year), handicapped families (disabled persons), families that the elder lives alone, and families of minorities.

39 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources Investigation Table of Special Facilities Due to Land Acquisition and Demolition in Loudi City Urban Flood Control Project Table 2.3-11

Traffic Facilities Transformer Facilities Hydraulic Facilities Township Village Mechanica Electric County Mechanica Sand Passenge High-voltag Low-voltag Transformer Telecommunicatio (Sub-district (residential l farm pumping Channel (District) l farm road stone dock r ferry e line e line Facilities n line (Piece/km) ) Committees) bridge station (km) (km) (Place) (Place) (Piece/km) (Piece/km) (Place/kw.h) (Seat) (Place/kw) Louxing 5 14 4.96 1 8 1 15/1.49 95/5.12 5/250 14/1275 0.25 14/0.9 Huashan 3 0.5 3 2/0.21 34/1.75 3/150 5/250 0.22 Sitang 1/50 Qingtan 0.4 1 9/0.5 1/50 0.06 Duijiang 0.1 2 2/0.21 25/1.25 2/100 4/200 0.16 Dake 2 2.38 2 1/50 2/150 0.03 Dawu 2 1/50 0.03 Fangshi 2.38 2/150 Huangnitan 1 0.99 5/0.3 9/0.5 g Lianbin 0.99 5/0.3 9/0.5 Dabu 4 0.24 1 1 1/0.45 25/1.2 6/475 Heishibian 1 1/0.45 15/0.45 1/220 Jianglong 5/0.4 2/100 Quanfeng 0.24 1 4/0.25 Hejia 1/0.1 3/155 Lianbin 4 0.85 2 7/0.53 27/1.67 1/50 1/400 14/0.9 Xianren 0.85 1 2 4/0.35 16/1.22 1/50 1/400 14/0.9 Gaoche 1/0.12 1/0.05 Chengqing 3/0.15 Maotang 2/0.06 7/0.25

40 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

According to the investigation, in the project land acquisition area, all the 4214 affected resettlers by land acquisition and demolition belong to the Han Nationality, and there are no families of minorities. 85 persons (39 households) of poor families, handicapped families, families that the elder lives alone, and other vulnerable groups are affected by project land acquisition and demolition, accounting for 2.02% of the total affected population. They are mainly the poor population and elderly who are entitled to Urban Minimum Living Allowance. During resettlement process, the affected vulnerable groups in the project will be further confirmed through comparison and analysis between the member structures in resettlement facilities, employment status of labor, family resources, and other conditions and the data of the local civil affairs departments. Once the affected households are proved to be the vulnerable groups, the project execution agency will give special help to them during resettlement implementation process. 2.4 Impact Analysis of Project 2.4.1 Project Impact Characteristics 1) In the project land acquisition area, the impact on the population, residential houses and cultivated land is considerably small. The affected population by the project demolition occupies 1.37% of the total population in the village and group, and the affected cultivated land occupies 10.32% of the total cultivated land in the village and group. 2) The affected population and house by the project construction is 151 households (488persons) and 30723.26m2 respectively. Of which, the affected population in urban area is 134 households (421persons), occupying 86.27% of the total affected population. In the houses to be demolished, about 90.59% houses are brick concrete and brick wood structures, the brick concrete structure occupies 71.48% of the houses to be demolished, and the brick wood structure occupies 19.11% of the houses to be demolished. 3) The permanent land acquisition with an area of 1589.55 mu is required for the project construction, of which, the cultivated land to be acquisitioned is 761.37 mu (including paddy field, 359.36 mu, dry farmland, 222.96 mu, and market vegetable plot, 179.05 mu), accounting for 47.9% of the total land to be acquisitioned, and the rest 52.1% is vegetable land, ponds, forest land, housing plot, land for state industry and unused land. These cultivated land to be acquisitioned are distributed in 98 villagers’ groups in 16 villages of 5 townships (sub-districts), with a features of distribution in line or in pieses. 4) For 94 individual small shops affected by project construction, 43 small shops are the unprofessional ones for both residence and business, the scale is considerably small, the average operation area is 35.72m2, and the business profits are lower generally. And another 51 shops are the professional ones in Loudi Fruit Wholesale Market.

41 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

5) Eighteen enterprises and institutions will be affected by land acquisition and demolition in the project area, as only the auxiliary production houses or production houses are affected, its normal production, operation or office will not be largely impacted by project construction. 6) There is no important special facilities in the project land acquisition and resettlement area, except for few high-voltage transmission lines and mail lines, the rest is the rural small infrastructure. 2.4.2 Impact Analysis Evaluation The construction of project will damage the original production system in the affected area, and certain impacts will be brought to the local production and livelihood accordingly. The losses of the land resources will destroy the material conditions for livelihood of part of the farmers, so, they shall adapt to new environment for working and livelihood again. The staff of the design unit have fully considered the destructive effect of land acquisition on the local production and livelihood system during project design process, and accordingly, they have constantly optimized the project design, adopted project measures to reduce the land acquisition area, and relieved the impacts of project construction on local production and livelihood. At the same time, as the project is distributed in linear shape along Lianshui River and Sunshui River, according to the analysis on each villager’s group, among 16 villages (residential committees) affected by the project land acquisition, each affected village will lose 10.32% of the land on average, the proportion of the land impact on 8 villages is less than 10%, of which, the proportion of the land impact on 5 villages is between 10%~20%, and the proportion of the land impact on 1 village is more than 20%, in addition, the proportion of the land impact on 2 residential committees is 100%. Therefore, the impact of the project construction on the agricultural production of each village and group along the line is little, for the whole project area, its impact is local, and no large impact will be brought to the local agricultural production, people’s livelihood, and development of social economy. Nowadays, the topography of the project impact area is low and flat, and wide, most areas often suffer from flood and waterlogging disasters, which restricts the development of local economy, the project construction has provided a chance for reconstruction of production system and social system for resettlers. After completion of the project, the capability of flood control and emergency service along the new embankment will be greatly improved, and the disastrous degree of flood will be reduced, so as to provide a better environment that safeguard peoples’ lives and properties. At the same time, the circulation of the agricultural products and sideline products will be accelerated, and the development of local agricultural production will be improved. In addition, combinations of adjustment of agricultural plantation structure, perfection of farm and hydraulic facilities, reconstruction of farmland with low and middle yield of the resettlers, full exploitation of land

42 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

resources potential are also the protective policies for cultivated land in project land acquisition. According to the compensation system for cultivated land acquisition, and the policy of “Cultivate what is occupied”, try best to compensate the lost cultivated land, so as to reach a balance of acquisition and reclamation. Through resettlement planning, try best to resettle the resettlers in the areas with considerably superior natural and traffic conditions, and social environment. Additionally, the preferential treatment and support will be given to the resettlers from policies, technologies, funds, and substances, so as to ensure that they will resume or reach the former level as soon as possible.

43 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

3. Natural and Socio-Economic Conditions of the Project-Affected Areas 3.1 Natural Conditions of the Project-Affected Areas 1) Topographical and Geological Conditions Loudi City is situated in the middle reach of Lianshui River, in which the relief is various, the low hillock and alluvial terrace are developed. The urban area is mainly located on the and terraces of Lianshui and Sunshui River. The exposed stratum is mainly Middle and Upper Carboniferous Series nubby dolomite and limestone, Chalk Series silty sandstone or sandstone, and Quaternary System eluvial and alluvial stratums, of which, the Middle and Upper Carboniferous Series are distributed in the northern areas of Lianshui River, the eluvial stratum is mainly distributed in slanting slope and slope foot in the project area, and the alluvial stratum is distributed in the terraces of two banks of the rivers. The geology structure of this region is classified as the east edge of the neocathaysian structure the

third umbo, and front arc northern wind part of Qiyang “山” shape structure. The main structure

characterizes in east-north drape, with large areal facture rarely discovered, therefore, belonging to relatively stable region. According to the GB18306-2001 Version China Earthquake Peak Value Acceleration Regionalization Map and China Earthquake Response Spectrum Features Cycle Area Distribution Map, the earthquake peak value acceleration is 0.05g, and the characteristic cycle of earthquake response spectrum is 0.35s, and the corresponding earthquake basic intensity is VI degree. 2) Hydrologic and Meteorological Conditions This region is classified as the subtropical continental monsoon wet climate zone, with mild climate, flush rainfall, and mainly plum rain climate during the end spring and early summer. According to the statistics data analysis of 1979~2001 by Loudi Meteorological Station, the results showed that: the multi-year average air temperature was 17.3 , the multi-year average relatively humidity was 77%, the multi-year average rainfall was 1311mm, the multi-year average evaporation was 1500mm, the multi-year average wind velocity was 1.7m/s, the multi-year max. wind velocity in flood season was 10.8m/s, the no-frost period was 285d, the extreme max. ambient temperature was 39.3 and the

min. was －7.4 , the average sunlight was 1631h, and the average sun radiation amount was

107.72 kilocalorie /cm2. 3) Soil and Vegetation The project area is classified as lower hilly relief, and the soil-forming parent material is mainly limestone and sandstone, the soil is various and distributed scatteredly. Being located the

44 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

transitional belt of semitropical red loam, the soil is mainly red loam with subacidity, available for growth of a lot of crops and fruit trees, especially tea leaves. The soils are classified as 9 soil groups, 19 subgroups, 60 soil genus and 148 soil species; the major categories include paddy soil, red loam, fluvo-aquic soil, black limestone soil, red limestone soil, firewood soil, garden soil, yellow soil and yellow-brown soil. In the region, the climate is mild with flush rainfall, available for growth of plants. Accordingly, the plants resources are quite rich, including 977 genera in 102 families such as evergreen broadleaf forest and needle arbor. There are 99 families and 526 genera for arbor and shrubbery species, 252 genera for pasturage, including 30 genera for the grass family, 9 genera for the bean family and 213 genera for the other families. For the hilly regions with an altitude of less than 400m, it is mainly evergreen needle forest together with artificial vegetation such as honeysuckle flower and fruit, Chinese fir, pine, bamboo, white oak, bicolor lespedeza and fern. 4) Tourist Resources Loudi City is one of the newly-developed cities after liberation, in the urban there are a lot of scenic spots such as Guanhuamen Well and Shentongwan, while in the rural there are Shengxian Cave, Shuilian Cave, Xiannv Stockade and Tianhuang Relics. 3.2 Socio-Economic Conditions in the Affected Areas of Project 3.2.1 Socio-Economic Conditions in the Affected Areas of Project Loudi City is situated in the middle of Hunan Province with 4 counties, 1 prefecture, 80 towns and townships, 12 sub-districts and 3500 administrative villages, and a covering area of 426km2. In 2003, the whole city had a population of 4.0389 million with an increase of 0.4%, of which, the urban population is 1.1349 million, 28.1% of the total population; an agricultural population is 2.904 million, 71.9% of the total population; the males were 2.1056 million, while the females were 1.9333 million, and the male and female ratio was 108.9:100; the birthrate was 11.9‰, the mortality rate was 5.6‰, and the natural growth rate was 6.3‰. In the recent years, the city has expanded the investment on infrastructures, optimized economic developing environment, and strengthened business and capitals introduction for foreign investment. The economy for Loudi has been developed steady, with increasing value of total economic output. The proportion of the tertiary industry has been increased and the ratios of three sectors become more reasonable. The total GDP for 2003 was RMB 20992 million, increasing by 9.0%, compared with the last year, including RMB 3837 million yuan for the primary industry with an increase of 0.1%; RMB 8896 million yuan for the secondary industry with an increase of 14.3%; RMB 8259 million yuan for the tertiary industry with an increase of 8.5%, and the proportion of the primary, secondary and tertiary industry three industries was 18.3:42.4:39.3. Computed according to the registered

45 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

population, the per capita GDP was 5208 yuan, increasing by 488 yuan or 8.4%. 1) Agriculture: The whole city led a steady development. In 2003, the total output value of agriculture, forestry, animal husbandry and fishery was 6030 million yuan (excluding services of agriculture, forestry, animal husbandry and fishery), decreasing by 0.7%, including 2610 million yuan for agricultural output value with a decrease of 4.6% and 2980 million yuan for animal husbandry output value with an increase of 1.1%. The plantation proportion of grain, economic and other crops was adjusted from 75.7:7.7:16.6 to 74.6:8.3:17.1. The plantation area of grain crops was 0.2589 million hectares, decreasing by 2.9%, and that of economic crops were 0.0287 million hectares, increasing by 5.8%. 2) Industry: The industrial production is in quick development. In 2003, the total output value of the whole city was RMB 19590 million yuan, increasing by 11.9%, including 13770 million yuan for the industrial output value of above scale with an increase of 17.9%. The major industrial products’ yields were 3.1601 million tons for raw coals, 0.8837 million tons for coaking coal, 2.6933 million tons for pig iron, 2.9156 tons for steel, 2.5051 million tons for finished steel bar, 0.0582 million tons for 10 kinds of non-ferrous metals, 2.3002 million tons for cements, 3476 million kw/h for electric-power output. 3) Culture, Education, Public Health Sanitation: In 2003, the overall city achieved further progress and development: The whole city had 2 common colleges and universities with in-school students of 8293, increasing by 39.6%, 4 technical secondary schools with in-school students of 12682, 318 common middle schools with in-school students of 0.3433 million yuan, 1343 elementary schools with in-school students of 0.3252 million. The enrolment ratio of school-age children was 99.9%, keeping balanced with the last year. The cultural undertakings and the broadcast television were in healthy progress: the whole city possessed 5 artistic performance groups, 5 cultural centers, 1 public artistic gallery, 5 museums, 5 public libraries with books storage of 0.727 million; 1 broadcasting station with coverage ratio of 63.9%; 1 TV station with coverage ratio of 91.9%; in the whole city there were 0.1313 million families households using TV with an increase of 3000 households. The public health sector continued to advance: in the whole city there were 174 healthy institutions, including 159 hospitals and health centers, with 7225 beds and 10748 health technicians; 5 diseases control centers and 6 sanitation institutions for women and infants; 118 sub-districts health centers with 2078 beds. 4) People’s Livelihood: The living quality of the residents of the urban and rural areas has much improved. In 2003, the net income per capita for the whole city was 6542 yuan, increasing by 6.9%. Of which, the average salary per capita in the urban was 4451 yuan, increasing by 11.1%, and the net income per capita in the rural was 1878 yuan, increasing by 3.3%, including 968

46 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

yuan for the salaries with an increase of 11.9%, 1342 yuan for household operation incomes with an increase of 2.1% and 1830 yuan for the net dispersible incomes in the rural with an increase of 1.8%. New changes took place in consumption expenses and consumption structure of residents. For the urban areas, the total expenditure per capita has been 4944 yuan, increasing by 8.8%, compared with the last year, including 456 yuan for transport and communications expenses and 780 yuan for education, culture and entertainment expenses, respectively increasing by 11.6% and 11.2%, and the Engle coefficient was 37.3%. Every 100 households, there possessed 0.85 cars, 19.7 PCs, 39.6 air-conditioners. The housing area per capita was 25.4 m2, increasing by 1.3 m2. For the rural areas, the consumption expenses per capita were 1763 yuan with an increase of 8.7%, including 82 yuan for clothing expense, 95 yuan for transport and communications with an increase of 10.8% and 28.9% respectively, and the Engle coefficient was 50.8%. Every 100 households, there possessed 32 colored TVs, 35 telephones, 10 mobile phones. The housing area per capita was 32.2 m2, increasing by 3.1 m2, including 87.9% of the brick wood and reinforced concrete houses. 3.2.2 Socio-Economic Conditions of Counties in the Affected Areas of the Project Louxing District governs 3 towns, 4 townships, 7 sub-districts and 219 administrative villages with a covering area of 426km2. In 2003, the whole city had a population of 0.4123 million, of which, the non-agricultural population was 0.2506 million, population density was 967.84 persons/km2 and the population natural growth rate was 8.8‰; the cultivated lands were 0.1149 million mu, and the agricultural farmland per capita was 0.71mu. The employed population for the whole district was 0.1986 million, including 0.0919 million for those with usual jobs, 0.0184 million individual businessmen in towns, 0.0136 million for the workers in the private-owned enterprises, 0.0574 million for the countryside farmers and 0.0173 million for the other jobholders. In 2003, Louxing District gradually optimized economic developing environment, and strengthened business and capitals introduction for foreign investment. The economy has been developed steady, with increasing value of total economic output. The total GDP was RMB 5444 million yuan, increasing by 10.0%, compared with the last year, including RMB 295 million yuan for the primary industry with a decrease of 0.7%; RMB 2841 million yuan for the secondary industry with an increase of 12.6%; RMB 2308 million yuan for the tertiary industry with an increase of 8.5%. 1) Agriculture: The agricultural production led a quick development accompanied with structure adjustment. In 2003, the total output value of agriculture, forestry, animal husbandry and fishery was 257 million yuan, including 99 million yuan for agricultural output value and 58 million yuan for forest output value, 115 million yuan for animal husbandry output value and 22 million yuan for fishery output value. The plantation areas of grain crops were 0.01529 million hectares, and

47 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

the grain yield was 0.0794 million tons, which kept basically stable; the oil materials yield was 1543 tons; the live pigs for sale were 0.2274 million; and the aquatic products yield was 4500 tons. 2) Industry: As one of the important newly-developed industrial city, the industry of Louxing District was in quick development in 2003. The total output value of the district was RMB 7438 million yuan, including 2.9002 million tons for raw coals, 0.8577 million tons for coaking coal, 1.8581 million tons for pig iron, 2.2514 tons for steel, 2.1788 million tons for finished steel bar, 0.5181 million tons for coal washing, and 107 million kw/h for electric-power output. 3) Culture, Education, Public Health Sanitation: In 2003, the overall city achieved new progress and development in education, strengthened the public health sanitation system, and had the culture and sports in healthy development. At the end of 2003, the whole area possessed 33 healthy institutions with 2188 beds and 3437 healthy technicians, and 80% of the villages had medical centers established; the broadcasts and TVs had the comprehensive coverage rate of 100%, and the wired TVs were owned by 0.0261 million households. 4) People’s livelihood: The residents’ incomes are increased and the livelihood level is further improved. In 2003, the net dispersible income per capita in the urban was 7251.71 yuan, and the net consumption expense per capita has been 5570.03 yuan; While the net incomes per capita in the rural have been 2445.37 yuan, and the net consumption expense per capita has been 2284.12 yuan. The housing conditions are improved. In 2003, the housing area per capita in the urban was 31.5 m2, while that in the rural was 58.15 m2. 3.3 Socio-Economic Conditions of Townships (Sub-districts) and Villages in the Affected Areas of the Project The land requisition will have certain influences on 5 town and townships (sub-districts), and 16 administrative villages (residential committees). In Oct. ~ Nov. of 2004, under the arrangement of the Provincial PMO, the local PMO and the design institute organized a thorough investigation on of the socio-economic conditions, production and living statue in the affected townships (sub-districts), and administrative villages (residential committees) with participation of by the Municipal PMO, the removed households design institutions for resettlement and other associate units. 1) Socio-Economic Conditions in the Affected Towns (Sub-districts) According to the investigation, in the affected 5 towns and townships (sub-districts), there are 17 villages and residential committees with a population of 106415 in 39679 households, including an agricultural population of 49853 in 17540 households, accounting for 46.85% of the total rural population; there is an employed population of 39070, of which those undertake agricultural production are 18063 persons, accounting for 46.23% of the employed population. The 5 towns and

48 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

townships (sub-districts) have a cultivated land area of 28194.55mu (including 22628.7mu for paddy fields), and cultivated land per capita was 0.57mu; In 2003, the economic output value of the 5 affected towns and townships (sub-districts) were RMB 269.1895 million yuan, of which, the agricultural incomes were RMB 65.4863 million yuan, accounting for 24.32% of the total income, and the major incomes source from non-agricultural incomes. For the basic conditions of the affected towns (sub-districts) in the project, see Table 3.3-1. 2) Basic Conditions in the Affected Villages (residential committees) The 17 affected administrative villages (residential committees) and 202 village’ s groups have a population of 35512, including an agricultural population of 11444, accounting for 32.23% of the total population; The current cultivated land area is 7581.26mu, including 4609.14mu for paddy fields, 1373.1mu for dry farmlands, 1394.02mu for market vegetables plot, and for the agricultural population, the per capita farmland is 0.66 mu. According to the investigation, the income per capita of the 17 administrative villages (residential committees) is more than RMB 2000yuan/year. In 2003, the average income per capita of the affected villages (residential committees) was RMB 2801 yuan/year (weighted average value), more than the average level for Louxing District of Loudi City or 2445.37 yuan per capita. Among the 17 administrative villages (residential committees), the minority population is 5, accounting for 0.01% of the total population, all Tujia Minorities. In addition, there are 1540 persons in the vulnerable group, such as poverty-stricken, disabled families deformities and aged people‘s families that live alone, accounting for 4.34% of the total population. For the basic conditions of the affected villages in the project, see Table 3.3-2.

49 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

The Socio-Economic Conditions of the Affected Towns and Townships (Sub-districts) by Loudi City Urban Flood Control Project Table 3.3-1

Indices Unit Total Huashan Dake Huangnitang Dabu Lianbin I Basic conditions (I) Residential (Villagers) committee piece 71 9 15 12 26 9 1. Villages with electricity piece 71 9 15 12 26 9 2. Villages with postal communication piece 71 9 15 12 26 9 3. Villages with telephone piece 68 9 15 12 25 7 4. Villages with highways piece 67 9 15 11 25 7 5. Villages with water supply piece 27 9 6 6 4 2 (II) Households in villages household 39679 13682 7460 4606 9309 4622 1. Non-agricultural households household 22139 12621 3787 945 2005 2781 2. Agricultural households household 17540 1061 3673 3661 7304 1841 (III) Population in Villages person 106415 36563 19902 12855 23197 13898 1. Non-agricultural population person 56562 33728 10195 1255 3237 8147 2. Agricultural population person 49853 2835 9707 11600 19960 5751 (IV) Labor forces in villages person 41609 2080 13029 8998 12300 5202 (V) Employed population in villages person 39070 1919 12019 8548 11700 4884 1. Employed population in Agriculture person 18063 666 3217 7158 4000 3022 2. Employed population in Industry person 3975 202 2152 76 1200 345 3. Employed population in architecture person 6340 525 1379 516 3500 420 4. Employed population in Traffic, storage and post person 1053 55 323 162 250 263 5. Employed population in wholesale and retail person 1007 96 381 260 175 95 6. Employed population in Accommodation and dining person 1245 55 754 171 175 90 7. Others person 7477 320 3903 205 2400 649 II Agricultural production conditions (I) Cultivated area mu 28194.55 856 4981.8 5202 15180 1974.75 1.Paddy field 22628.7 132 4436.85 4122 12525 1412.85

50 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

The Socio-Economic Conditions of the Affected Towns and Townships (Sub-districts) by Loudi City Urban Flood Control Project Table 3.3-1

Indices Unit Total Huashan Dake Huangnitang Dabu Lianbin 2.Dry farmland 5565.85 724 544.95 1080 2655 561.9 (II) Total cultivated area of crop mu 63864.79 1816.04 11189.25 13487 32205 5167.5 1.Grain cultivated area mu 49756.33 1503.08 8721.75 9902 26655 2974.5 2.Yield of per unit area kg／mu 434.42 416.15 409.18 468 436.06 390.28 3.Yield ton 21615.35 625.5 3568.75 4637 11623.2 1160.9 (III) Per capita plantation area of agricultural population mu/person 0.57 0.3 0.51 0.45 0.76 0.34 III Economic conditions of countryside (I) Total economic income 10000 yuan 26918.95 1840.00 7748.70 7018.25 7560.00 2752.00 1.Agricultural income 10000 yuan 6548.63 258.00 1677.44 1519.31 2110.36 983.52 Including: plantation income 10000 yuan 5729.28 212.00 1273.58 1699.42 1699.42 844.85 Other agricultural incomes 10000 yuan 1182.49 46.00 307.96 278.93 410.93 138.67 2.Forestry income 10000 yuan 349.93 2.00 94.28 85.39 125.80 42.45 3.Animal husbandry income 10000 yuan 2719.37 95.00 711.14 644.10 948.92 320.21 4.Fishery income 10000 yuan 792.57 6.00 213.14 193.05 284.41 95.97 5.Industrial income 10000 yuan 2886.35 245.00 715.74 648.27 955.06 322.28 6.Agricultural income 10000 yuan 9429.89 170.00 2509.2 2272.66 3348.20 1129.83 7.Transportation income 10000 yuan 4203.88 601.00 976.29 884.26 1302.73 439.60 8.Catering income 10000 yuan 1465.30 266.00 324.98 294.34 433.64 146.33 9.Serving income 10000 yuan 954.30 85.00 235.56 213.35 314.32 106.07 10.Other incomes 10000 yuan 1185.68 112.00 290.94 263.51 388.22 131.00 (II) Income per capita of farmers Yuan 3001.14 3187.50 2980.00 3280.00 2820.00 3100.00

51 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

The Basic Conditions of the Affected Villages (Residential Committees) by Loudi City Urban Flood Control Project Table 3.3-2

Underprivileged Population (person) Plantation area (mu) National Minority Town and Village Plantation Income of per Group Village’s township (Residential Market area of per capita group Agricultural Non-agricultural Paddy Dry PopulationPercentagePopulationPercentage (Sub-district) Committee) Total Total vegetables capita (mu) (yuan/year) Remarks population population field farmland (person) (%) (person) (%) plot Total 17 202 35512 11444 24068 7581.26 4609.14 1373.1 1394.02 0.66 2801 5 0.01 1540 4.34 Dabu 4 31 2769 2497 272 1902.1 1451.1 451 0.76 2358 166 5.99 Heishibian 10 668 565 103 790.1 570.1 220 1.4 2780 45 6.74 Jianglong 7 524 495 29 244 190 54 0.49 2180 59 11.26 Quanfeng 8 934 794 140 495 392 103 0.62 2280 46 4.93 Hejia 6 643 643 373 299 74 0.58 2180 16 2.49 Huashan 5 75 22127 2189 19938 1268.69 808.69 255 0.58 3554 5 0.02 918 4.15 National minority Shitang 8 850 150 700 40 40 0.27 2180 5 0.59 100 11.76 is Tujia Minority Huashan 12 6262 6262 4200 66 1.05 Daqiao 10 5431 5431 3890 320 5.89 Qingtan 31 7575 650 6925 630 290 255 85 0.97 3180 400 5.28 Duijiang 14 2009 1389 620 598.69 478.69 120 0.43 2625 32 1.59 Dake 3 25 2501 1642 859 784.35 710.35 74 0 1.59 2735 148 5.92 Dawu 8 770 386 384 242.25 242.25 0.63 2980 45 5.84 Fangshi 7 804 469 335 307.5 256 51.5 0.66 2680 52 6.47 The influence Zaoyuan 10 927 787 140 234.6 212.1 22.5 0.3 2580 51 5.5 from temporary land acquisition Huangnitang 1 12 1450 189 1261 334.02 334.02 1.77 5138 67 4.62 Lianbin 12 1450 189 1261 334.02 334.02 1.77 5138 67 4.62 Lianbin 4 59 6665 4927 1738 3292.1 1639 593.1 1060 0.67 3370 241 3.62 Maotang 16 1864 1074 790 434.1 279 100.1 55 0.4 3709 86 4.61 Xianren 20 1925 1159 766 1155 150 1005 1 4000 18 0.94 Gaoche 13 1688 1599 89 942 754 188 0.59 3100 12 0.71 Chengqing 10 1188 1095 93 761 606 155 0.69 2200 125 10.52

52 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

3.4 Basic Conditions of Relocatees 3.4.1 Investigation Objectives 1) Introducing the positive significance of urban flood control project to the relocatees; 2) Investigating and comprehending the affected degree of the relocatees; 3) Soliciting opinions from the relocatees to reflect their willingness in the schedules of rehabilitation for production and livelihood 4) Analyzing the economic incomes and expenditures, determining the economic development objective and providing accurate basis for resettlement planning; 5) Establishing economic incomes model for relocatee’s families; and analyzing and forecasting changes of economic incomes. 3.4.2 Investigation Content The socio-economic investigation is classified into two kinds: one kind is investigation on the basic. Social and economic conditions of affected households, another is investigation on the wish of the relocates. A. Basic Conditions of Affected Households Basic Family Condition: will include family members, age, sex, educational level, occupation, nationality, housing area and structure. Household Properties: The means of livelihood consist of big furniture, color (black and white) TV, refrigerator, washing machine, VCD, air conditioner, water heater, electric fan, electric cooker, motorcycle, bicycle, telephone, etc; While the means of production comprise land, water surface, household industrial and subsidiary production as well as production machinery such as tractor, thresher, grinder, water pump, livestock for cultivation, agricultural tricycle, automobile, motorcycle and barge. Agricultural production conditions and income levels: The contracted land comprises cultivated land, garden plot, woodland and lands for other usage; The yield of agricultural products consist of grain yield, other crops’ yield and grain possession; The household incomes include incomes from plantation, animal husbandry and other non-agriculture; The household expenditures include expenditures for living, interpersonal communication, education, agricultural costs, taxes and others; The annual net income per capita of households. B. Investigation on relocatees’ willingness The investigation on relocatees’ willingness mainly consists of the awareness on the project, channels to comprehend the project, attitude, expected production and resettlement modes in addition to the other most concerned problems.

53 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

3.4.3 Investigation Method and Procedure During Nov. ~ Dec. of 2004, the resettlement survey team, under the cooperation of the governments at all levels in the project area, conducted a detailed survey on the basic social economic conditions of the affected households and the relocatees’ willingness 1) Investigation on the Basic Conditions of Affected Households For the investigation on the basic conditions of affected households, a sampling survey in site was made to the affected households. After filling the questions of survey form, the affected households made signature for confirmation. 90 households within the affected area of the project were selected as the samle, accounting for 11.51% of the total affected households. The selected samples basically cover most affected townships and villages, except the areas affected by the temporary land occupation. The samples are representative and typical and can be used for basis for the project impact analysis. For the detailed sample survey distribution of removed households, see Table 3.4-1. Table3.4-1 Sampling Distribution Table of the Affected Immigrants Households due to the Resettlement Project

Township Affected Total Affected Sampling Sampling Remarks (Sub-district) Villages Households Households Percentage (%) Huashan 5 372 40 10.75 Sitang 18 2 11.11 Huashan 16 2 12.5 Daqiao 111 20 18.02 Qingtan 110 8 7.27 Duijiang 117 8 6.84 Dake 3 67 6 8.96 Dawu 23 3 13.04 Fangshi 39 3 7.69 Influence from Zaoyuan 5 temporary land acquisition Huangnitang 1 23 5 21.74 Lianbin 23 5 21.74 Dabu 4 178 22 12.36 Heishibian 91 10 10.99 Jianglong 55 5 9.09 Quanfeng 18 5 27.78 Hejia 14 2 14.29 Lianbin 4 142 17 11.97 Maotang 14 2 14.29 Xianren 25 5 20 Gaoche 65 5 7.69 Chengqing 38 5 13.16 Total 17 782 90 11.51

54 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

2) Investigation on relocatees’ willingness and attitudes Investigation on relocatees’ willingnessfor adopts the mode of sample survey with a sampling ratio of 5%. The resettlement planning team prepared a survey form. The different levels of governments organize people to distribute survey forms in the project areas and ask affected people to fill up. In the affected area of the project, there are 210 survey forms issued to the relocatees, and 195 effective forms returned with an effective ratio of 93%. 3.4.4 Investigation Results and Analysis 1) Investigation on the Basic Conditions of Removed Households The sample survey and analysis shows that: Household Size of the affected households: 2.74 persons / family in average in the affected area of the project, including 1.83 persons for labor forces with age 17~60, 0.64 person of younger than 17 years old and 0.27 person of older than 60 years old. Gender Percentage: The male/female ratio in the project area is 1:1. Age makeup: The labour forces at age of 17~60 possess 66.79% of the total population, 23.36% for younger than 17 years old and 9.85% for older than 60 years old. Ethnic Background: All of the affected people are classified as Han Nationality. Educational level: In the affected area of the project, every 100 persons, there are 3 persons with educational level of higher than senior middle school, 18 persons with educational level of senior middle school, 44 persons with educational level of junior middle school, 28 persons with primary school and 7 illiteracies or half-illiteracies. Housing area per capita: The housing area for every household is 156.28m2 and that per capita is 56.94m2. The structures of houses are mainly brick-concrete and brick wood structure. The land contracted by the collective: In countryside, each household contracts 1.34 mu of cultivated land, averaging 0.49mu per capita; The grain yield of each household is 884.62kg in average 192.75kg per person; Each household has average 1.32 live livestock for sale and 14.44 for poultry. Family property: For every 100 households, there are 133 TVs (10 for Black and White TV and 123 for Colour TV), 343 electric fans, 57 refrigerators, 102 washing machines, 261 bicycles, 91 motorcycles, as well as 323 big furniture such as sofas, big bureaus and chest of drawers. Economic incomes and expenditure: Each household has an annual total incomes of RMB 15784yuan, averaging RMB 5760.58yuan per household; Each household has an annual total expenditures of RMB 14806 yuan, the annual expenditure per capita is RMB 5403.65yuan; Each household has an annual net incomes of RMB 12101 yuan averaging RMB 4416yuan per capita. For the total basic conditions of the affected households by the project, see Table 3.4-2.

55 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

2) Basic Attitude of Affected People The sample survey and analysis shows that: Have knowledge with the project: 95.12% of the affected people claimed that they had knowledge of the project but 4.88% are on the contrary. Sources of information: 92.15% of the affected people get known from the investigation persons and 52.31% from the residents of the neighboring villages. Support attitude: All affected people hold an attitude of supporting to the project. Views on Impact: 90.21% of the affected people think the flood control benefit is obvious, and by way of the reasonable compensation, the negative impacts can be alleviated; 4.15% think the flood control benefit is obvious, and the negative impacts are big; 5.64% think the flood control has no influence, but the removal will bring a certain negative impacts.

56 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

Table Investigation Table for Basic Conditions of Households of Loudi City Urban Flood Control Project Table 3.4-2 Total samples (90 Huashan (40 Huangnitang (5 Lianbin (17 Dake (6households) Dapu (22 households) households) households) households) households) Indices Indices Items Unit Indices per Indices per per Indices per per Indices per Investigated Investigated Investigated Investigated Investigated Total Indices per Indices per Indices Indices per Indices Indices per households households households households households household household per household per household household household I Affected household size 1.Total Population of person 247 2.74 109 2.73 16 2.67 15 3 52 3.06 55 2.5 Household Including: female person 123 1.37 56 1.4 8 1.33 8 1.6 25 1.47 26 1.18 2.Labor forces of 17~60 person 165 1.83 70 1.75 11 1.83 10 2 37 2.18 37 1.68 years old 3.Population younger than person 58 0.64 27 0.68 4 0.67 3 0.6 11 0.65 13 0.59 17 4.Population older than 60 person 24 0.27 12 0.3 1 0.17 2 0.4 4 0.24 5 0.23 II Educational level 1.More than senior high person 6 0.07 3 0.08 0 0 0 0 1 0.06 2 0.09 school 2.Senior high school person 43 0.48 23 0.58 6 1 2 0.13 6 0.35 6 0.27 3.Junior high school person 109 1.21 52 1.3 7 1.17 7 0.47 22 1.29 21 0.95 4.Primary school person 72 0.8 26 0.65 2 0.33 5 0.33 17 1 22 1 5.Non-educated person 17 0.19 5 0.13 1 0.17 1 0.07 6 0.35 4 0.18 III Nationalities 1.Han Nationality person 247 2.74 109 2.73 16 2.67 15 3 52 3.06 55 2.5 2.National Minority person 0 0 0 0 0 0 0 0 0 0 IV. Housing area

57 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

Table Investigation Table for Basic Conditions of Households of Loudi City Urban Flood Control Project Table 3.4-2 Total samples (90 Huashan (40 Huangnitang (5 Lianbin (17 Dake (6households) Dapu (22 households) households) households) households) households) Indices Indices Items Unit Indices per Indices per per Indices per per Indices per Investigated Investigated Investigated Investigated Investigated Total Indices per Indices per Indices Indices per Indices Indices per households households households households households household household per household per household household household 1.Housing area per m2 14065.18 156.28 6627.2 165.68 580.16 96.69 2497.5 499.5 1612.52 94.85 2747.8 124.9 household 2.Housing area per capita m2 14065.18 56.94 6627.2 60.8 580.16 36.26 2497.5 166.5 1612.52 31.01 2747.8 49.96 V. Agricultural production 1.Contracted plantation mu 120.35 1.34 43.35 1.08 8.16 1.36 8.85 1.77 18.19 1.07 41.8 1.9 area per household 2.Plantation area per capita mu/person 120.35 0.49 43.35 0.4 8.16 0.51 8.85 0.59 18.19 0.35 41.8 0.76 3.Grain yield kg 79615.7 884.62 24048.67 602.32 5010.77 836.18 7500 1500 11050 650 32006.3 1454.83 4.Grain occupation per kg/person 47609.44 192.75 24048.67 220.63 5010.77 313.17 7500 500 11050 212.5 capita 5.Livestock piece 119 1.32 45 1.13 7 1.17 11 2.2 25 1.47 31 1.41 6.Poultry piece 1300 14.44 285 7.13 55 9.17 215 43 350 20.59 395 17.95 VI. Household property 1.TV piece 120 1.33 51 1.28 12 2 7 1.4 23 1.35 27 1.23 Including: color TV piece 111 1.23 45 1.13 12 2 7 1.4 22 1.29 25 1.14 2.Electric Fan piece 309 3.43 135 3.38 30 5 76 15.2 32 1.88 36 1.64 3.Refrigerator piece 51 0.57 21 0.53 1 0.17 4 0.8 13 0.76 12 0.55 4.Washing machine piece 92 1.02 43 1.08 5 0.83 6 1.2 15 0.88 23 1.05 5.Bicycle piece 235 2.61 125 3.13 13 2.17 13 2.6 39 2.29 45 2.05 6.Motorcycle piece 82 0.91 34 0.85 7 1.17 6 1.2 15 0.88 20 0.91

58 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

Table Investigation Table for Basic Conditions of Households of Loudi City Urban Flood Control Project Table 3.4-2 Total samples (90 Huashan (40 Huangnitang (5 Lianbin (17 Dake (6households) Dapu (22 households) households) households) households) households) Indices Indices Items Unit Indices per Indices per per Indices per per Indices per Investigated Investigated Investigated Investigated Investigated Total Indices per Indices per Indices Indices per Indices Indices per households households households households households household household per household per household household household 7.Large furniture piece 291 3.23 165 4.13 15 2.5 25 5 35 2.06 51 2.32 VII. Annual total incomes 1420550 15784 690000 17250 96000 16000 82500 16500 266050 15650 286000 13000 1.Agricultural incomes yuan 356250 3958 140000 3500 30000 5000 20000 4000 89250 5250 77000 3500 2.Stockbreeding income yuan 139100 1546 40000 1000 12000 2000 12500 2500 30600 1800 44000 2000 3.Non-agricultural income yuan 925200 10280 510000 12750 54000 9000 50000 10000 146200 8600 165000 7500 VIII. Annual consumption yuan 1332500 14806 640000 16000 96000 16000 75000 15000 246500 14500 275000 12500 expenditure 1.Living expenditure yuan 764500 8494 400000 10000 54000 9000 42500 8500 136000 8000 132000 6000 2.Production expenditure yuan 331500 3683 120000 3000 27000 4500 17500 3500 68000 4000 99000 4500 3.Other expenditures yuan 236500 2628 120000 3000 15000 2500 15000 3000 42500 2500 44000 2000 IX. Annual household 1089050 4416 570000 5229 69000 4313 65000 4333 198050 3809 187000 3400 income

59 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

Resettlement Approach: For urban resettlers, 15.38% choose the cash compensation for rehabilitation, and would like to purchase houses by themselves; While 84.62% choose the in-kind rehabilitation through exchange of property and hope to have the replacement houses arranged by local PMO with same size as before. For rural resettlers, 95.68% require self-construction based on housing plots arranged by the government, while the 4.32% choose the concentrated reconstruction of resettlement housings. Economic Rehabilitation: 46.15% of resettlers ask for cash compensation, and of 53.85% ask for replacement land through land adjustment. 3.5 Social and Economic Effects for Resettlement to the Affected Population For the affected persons, the project implementation will make a certain impact on socio-economic factor: 1. The affected area is located at the junction of the rural and urban areas with good infrastructure conditions, where the local farmers have a lot of opportunities in non-farm employment, such as daily labor and small business. Most those surplus labor forces have moved into the second and tertiary industry or individual business, gradually moving out of reliance in the land. According to the investigation, in the 5 affected villages in 2003, there were 39070 rural employed labor forces, including 21007 non-agricultural population of industry, architecture, traffic, wholesale and retail, accounting for 53.77% of the rural labor forces. Analysis from the incomes structure, the annual total income of the affected households was 15784 yuan, including 3958 yuan for the agricultural incomes, only accounting for 25.08% of the total income. The investigation shows that in spite of the land loss, the local farmers will suffer the decrease of agricultural incomes, however, due to the small proportion for plantation in the total incomes, they will have little impacts on their production and living. 2. For farmers with land plantation as their main livelihood resources, the land loss will result in the loss of complete or partial production materials, however, as the project is linearly distributed along the Lianshui and Sunshui River, the land acquisition of the project will result in little influence on the agricultural production of resettlers, on average every affected village will lose their land of 10.32%. In the affected villages the agricultural resettlement mode of newly local farmland reclamation and adjustment are planned to adopt, which cannot try to impact the traditional production mode and livelihood of the affected persons, and restore, or even develop their living standard within short period of time; the cash compensation mode can also be directly adopted, so the farmers can utilize the land compensation fees to take on the agricultural operations such as adjusting plantation structure and developing greenhouse vegetables or the other non-agricultural operations such as developing stock and livestock breeding, which would increase their incomes and mitigate their

60 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

poverty-stricken status, therefore, the land occupation will produce little impacts on their production and livelihood. 3. For relocated households, the process of moving and decorating new houses will consume certain manpower and material resources for the affected households, which need to be considered by the project sponsors. The PMO will, according to the associate policies, compensate their loss by way of providing the necessary livelihood subsidy such as moving and transfer allowance, complete infrastructure costs around the new housing plot. In addition, the PMO and the local village committees will provide the necessary assistance. Therefore, the impacts from the project will be reduced to the minimum. 4. For the relocated enterprises and institutions, relocation needs a period of time or a certain procedure to identify new spaces, which will affect normal operation for a period of time and will result in the loss of operation incomes for them. According to the investigation, the 18 enterprises and institutions have the auxiliary administrative houses and production houses occupied, so their production and operation have not big impacts. They can be relocated by way of money compensation, after acquiring reasonable compensation, they can adjust the office buildings of their own or newly build the other houses as replacement, hence their normal production and business would be restored or even developed within a short period of time. The project construction brings a lot of influences on the residents and businesses within the project area, but the impact is little and after it completes, it will create favorable conditions for further development of Loudi City, and facilitate the sustainable quick increase in economy.

61 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

4. Legal Framework and Policy 4.1 Main Chinese Laws & Regulations and Policies for Resettlement 4.1.1 Policy Bases 4.1.1.1 National Laws and Regulations: 1. Land Administration Law of the People’s Republic of China. (The 8th Chairman Decree of PRC, issued on August 29,1998, starting implementation since January 1,1999) 2. Implementation Regulations for the Land Administration Law of the PRC. (The 256th State Council Decree of the PRC, issued on December 27,1998, starting implementation since January 1,1999) 3. Urban Houses Demolition Administration Regulations of the PRC. (The 305th State Council Decree of the PRC, issued on June 13,2001, starting implementation since November 1,2001) 4. Provisional Regulations on Cultivated Land Acquisition Tax of the PRC. (The GF [1987] NO.27 issued by the State Council: A Notice about Issuing by the State Council) 5. The Decision by the State Council about Deepening Reformation and Strictly Enforcing Land Administration (The GF [2004] NO.28 issued by the State Council on October 21,2004) 6. The Directive about Perfecting the Compensation Resettlement System for Land Requisition (The GTZF [2004] NO.238 issued on November 3,2004) 4.1.1.2 Laws and Regulations of Hunan Province 1. Methods of Hunan Province for Implementing the Land Administration Law of the PRC. (Passed in the 14th Meeting of the 9th People’s Congress Standing Committee of Hunan Province on March 31,2000) 2. Methods of Hunan Province for Implementing the Urban Houses Demolition Administration Regulations of the PRC. (The 157th Decree issued by People’s Government of Hunan Province on July 12,2002, starting implementation since September 1,2002) 3. Implementing Methods of the Cultivated Land Acquisition Tax of Hunan Province (Amendment) (Issued by the Hunan Province People’s Government on October 4,1987, and amended as the decision about amending Implementing Methods of the Cultivated Land Acquisition Tax of Hunan Province by Hunan Province People’s Government on May 4,1998) 4. The Notice about Improving“Basket Project”(XZF[1993]NO.2s, issued by the Hunan Province People’s Government on November 6,1993) 5. The Notice by Hunan Provincial Commodity Price Bureau and Finance Department about Reissuing Administration Institutional Charging Items and Standards of Hunan Province National Land Resource System (XJF [2003] NO.42)

62 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

6. The Notice by the Forestry Bureau and the Finance Ministry of PRC about Issuing Provisional Methods regarding Collection, Usage and Management of Rehabilitation Fee for Forest Vegetation (October 20, 2002) 4.1.2 Relevant Laws and Regulations 4.1.2.1 National Laws and Regulations 1. Selected Provisions of Land Administration Law of the PRC Article 2: The State may, on the necessity of public interest, requisition land collectively owned in accordance with law. The State practises the system of paid-for use for state-owned land in accordance with law. However, appropriation of state-owned land use right by the State within the scope prescribed by law is excluded. Article 10: Peasants' collectively-owned land that belongs to peasants' collective ownership of a village according to law shall be managed and administered by the village collective economic organization or villagers' committee; the land that belongs separately to more than two rural collective economic organizations and owned collectively by peasants shall be managed and administered by the respective rural collective economic organizations or villagers' teams; the land that belongs to township(town) peasants' collective ownership shall be managed and administered by the township(town) rural collective economic organization. Article 14: Land collectively owned by peasants shall be contracted for management by members of the respective collective economic organization for cultivation, forestry, animal husbandry and fishery production. The duration of land contracting and management shall be 30 years. The contract issuing party and the contractor should conclude a contract agreeing on the rights and obligations of both parties. Peasants who contract management of the land have the obligation to protect and utilize the land pursuant to the agreement in the contract. Peasants' right to contract land for management is protected by law. Within the duration of land contracting and management, in the event of appropriate adjustment of land contracted among individual contractors, it must have the consent of over two thirds of the members of the villagers' conference or over two thirds of the villagers' representatives, and be submitted to the competent department of agriculture administration of township/town People’s Government and People’s Government at the county level for approval. Article 31: The State protects cultivated land and strictly controls turning cultivated land into non-cultivated land. The State practises the system of compensation for the occupation and use of land. For the occupation and use of cultivated land for non-agricultural construction with approval, the unit that occupies and uses cultivated land shall be responsible for the reclamation of cultivated land

63 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

equivalent to the quantity and quality of cultivated land occupied and used in accordance with the principle of "quantity of reclaimed land being equivalent to that occupied". Where there are no conditions for reclamation or the reclaimed land does not conform to requirements, cultivated land reclamation fee should be paid as prescribed by the provinces, autonomous regions and municipalities directly under the Central Government, the special-purpose fund shall be used for the reclamation of new cultivated land. Article 46: For land requisitioned by the State, local People’s Government at or above the county level shall, upon approval pursuant to legal procedures, make an announcement and organize its implementation. Owners and persons of the right to use of the requisitioned land should, within the specified time period of the announcement, bring the ownership certificates to the competent departments of the local People’s Governments to enter into registration for compensation for land requisition. Article 47: For requisition of land, compensation shall be given in accordance with the original use of the requisitioned land. Compensation fee for the cultivated land requisitioned includes land compensation fee, subsidies for resettlement as well as compensation fee for ground appendixes and young crops. Land compensation fee for the cultivated land requisitioned shall be 6-10 times of the average annual output value in the three years prior to requisition. Subsidies for resettlement for the cultivated land requisitioned shall be calculated on the basis of the agricultural population that requires resettlement. The agricultural population that requires resettlement shall be calculated on the basis of the amount of cultivated land requisitioned divided by the average occupancy of cultivated land of the unit requisitioned. The rate of subsidies for resettlement per head of the agricultural population that requires resettlement shall be 4-6 times of the average annual output value in the three years prior to requisition of the said cultivated land. However, the maximum subsidies for resettlement for cultivated land requisitioned per hectare shall not exceed 15 times of the average annual output value in the three years prior to the requisition. The rate of land compensation fee and subsidies for resettlement for the requisition of other lands shall be fixed by the provinces, autonomous regions and municipalities directly under the Central Government, taking the rate of land compensation fee and subsidies for resettlement for the requisition of cultivated land as reference. Rate of compensation for ground appendixes and young crops on the requisitioned land shall be fixed by the provinces, autonomous regions and municipalities directly under the Central Government. For requisition of suburban vegetable plots of municipalities, the land use unit should, pursuant to

64 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

relevant provisions of the State, pay to the new vegetable plot development and construction fund. Additional subsidies for resettlement may be provided for those peasants who require resettlement and cannot maintain their original living standards on the basis of land compensation fee and subsidies for resettlement the payment of which is effected pursuant to the provisions of the Second Paragraph of this Article subject to the approval of People’s Governments of the provinces, autonomous regions and municipalities directly under the Central Government. However, the total of land compensation fee and subsidies for resettlement shall not exceed 30 times of the average annual output value in the three years prior to requisition of the land. The State Council may, in accordance with the level of social & economic development, increase the rate of land compensation fee and subsidies for resettlement under extraordinary circumstances. Article 48: Upon determination of the scheme for compensation and resettlement for land requisition, the local People’s Government concerned should make an announcement and seek the views of the rural collective economic organization and peasants of the requisitioned land. Article 49: The rural collective economic organization of the requisitioned land should publish the revenue and expenditure of the compensation fee of the requisitioned land for the members of the respective collective economic organization and accept supervision. It is forbidden to embezzle or divert the land compensation fees and other related expenses. Article 50: Local People’s Governments at all levels should provide support for rural collective economic organizations and peasants of the requisitioned land for development, management and establishment of enterprises. Article 54: Use of state-owned land for a construction project should be obtained in the form of onerous use such as transfer. However, the following use of land for construction may be obtained in the form of appropriation subject to the approval of the People’s Government at or above the county level in accordance with law: (1) Land use by state organs and land use for military purposes; (2) Land use for urban infrastructure and land use for non-profit undertakings; (3) Land use for such infrastructure as energy, communications and water conservancy to which the state renders key support; (4) Other land uses prescribed by laws and administrative regulations. Article 57: Construction of a construction project and geological survey that need to temporarily use state-owned land or land collectively owned by peasants, it shall be subject to the approval of the competent department of land administration of the People’s Government above the county level. Among which, for temporary use of land within an urban planning zone, consent of the competent department of urban planning should be sought first prior to submission for approval. The land user

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should conclude a contract for the temporary use of the land with the competent department of land administration concerned or the rural collective economic organization and villagers' committee in accordance with the ownership of the land, and effect the payment of compensation fee for the temporary use of the land. User of temporary use of the land should use the land according to the use agreed on in the contract for the temporary use of the land and shall not construct permanent constructions thereon. The duration of temporary use of land shall generally not exceed 2 years. Article 62: One household of villagers in a rural area can only possess one housing plot, the area of which shall not exceed the standards prescribed by the provinces, autonomous regions and municipalities directly under the Central Government. Construction of villagers' residences in the rural areas should conform to the overall planning for township/town land utilization, and the best possible use of original house sites and idle land in the village. 2. Selected Provisions of Urban Houses Demolition Administration Regulations of the PRC Article 22: The relocater should provide compensation to the resettlers in accordance with this Regulations. For the demolition of the peccancy building and the temporary building over approval term, the relocater shall not provide compensation. But for the demolition of the temporary building within the approval term, the demolition should provide proper compensation. Article 23: The ways of demolition compensation can be money compensation or property rights transposition of house. The resettlers can choose the way of demolition compensation. Article 24: The amount of money compensation should be considered according to the position, use and building area of the removed house and shall be confirmed with evaluating price in the realty mart. Article 25: For the way of property rights transposition of house, the relocater and the resettlers should calculate the compensation amount of removed house and the house price for transposition to balance the price difference of the property rights transposition according to the Article 24 of this Regulations. The demolition of auxiliaries of non-public welfare houses shall not be solved with property rights transposition, but with money compensation by the relocater. Article 28: The relocater should provide houses that accord with quality & safety standards of the State for resettlement. Article 31: The relocater should pay demolition subsidies for the resettlers or the tenant. During the transition term, in case of that the resettlers or the tenant settles for himself/herself, the relocater should pay subsidies for temporary resettlement; in case of that the resettlers or the tenant

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uses the revolving house, the demolition shall not pay subsidies for temporary resettlement. 3. Selected Provisions of Provisional Regulations on Cultivated Land Acquisition Tax of the PRC Article 2: The cultivated land called in this Regulations refers to the land for planting crops or the land that had been used for planting crops within the 3 years prior to acquisition. Article 3: All the units or individuals that acquire cultivated land for house building or for other non-agricultural construction, are the taxpayers of cultivated land acquisition tax (hereinafter called taxpayer), and should pay cultivated land acquisition tax according to this Regulations. Article 4: The cultivated land acquisition tax shall be calculated according to the actual area of acquired land by taxpayer and shall be assessed upon as the specified amount in one time. Article 5: The amount of cultivated land acquisition tax is controlled as follows: (1) Take county as one unit (same hereinafter). For the area where the average occupancy of cultivated land is under 1mu (including 1mu), the tax rate is 2-10 yuan/m2. (2) For the area where the average occupancy of cultivated land is 1-2mu (including 2mu), the tax rate is 1.6-8.0 yuan/m2. (3) For the area where the average occupancy of cultivated land is 2-3mu (including 3mu), the tax rate is 1.3-6.5 yuan/m2. (4) For the area where the average occupancy of cultivated land is over 3mu, the tax rate is1-5 yuan/m2. Article 9: The cultivated land acquisition tax should be assessed upon by the finance organ. After approving the cultivated land acquisition of unit and individual, the land administration department should give notice to the finance organ of same level in time. The unit or individual that is approved to requisition or acquire the cultivated land should declare tax-paying to the finance organ with the approval documents by the land administration department above county level. The land administration department shall assign land acquisition according to the tax-paying receipt or the approvable documents of requisition. 4. Selected Provisions from the Decision by the State Council about Deepening Reformation and Strictly Enforcing Land Administration (3) Strictly enforcing compensation system for land acquisition: The approved cultivated land acquired for the non-agricultural construction shall be compensated by the construction unit with the cultivated land of same quantity and quality. And the quantity and quality of cultivated land for supplement shall be converted according to its degree to prevent “more acquisition but fewer compensation, and compensation with bad cultivated land for cultivate land of high quality ”. The construction unit --- which can not compensate by itself ---- shall pay the cultivate land reclamation

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fee according to the provisions of each province, autonomous regions and municipalities directly under the Central Government. The cultivated land reclamation fee shall be administrated with special account, and can not be reduced or remitted or peculated. The cultivate land supplement fee for construction project invested by the government must be list into the project general calculation. (13). Properly resettling the farmers affected by land requisition: The local People’s Government above county level shall work out specific methods to ensure the further living of farmers affected by land requisition. The farmers affected by land requisition can take the usufruct of legally approved land for construction to buy a share of some projects with steady profit. For the inside of urban planning area, the local People’s Government shall list the farmers who will lose cultivated land because of land requisition, into urban employment system and set up system of social security; for the outside of urban planning area, during the process of land requisition, the local People’s Government shall, in its administration area, leave some cultivated land or arrange job for the farmers affected by land requisition; for the farmers, who will lose their cultivated land and basic conditions of production and living, the local People’s Government shall resettle them in other area. The department for labourer and social security shall, together with relevant departments, make a directive about employment training and social security as soon as possible. (14). Perfecting land requisition procedure: During the process of land requisition, the farmers’ ownership of collectively-owned land and the farmers’ rights for land contracting and management shall be protected. Before report and approval, the farmers affected by land requisition shall be informed about the use, position, compensation standards of land to be requisitioned, resettlement approaches; and the investigation results about the present situation of land to be requisitioned must be confirmed by the rural collective economic organizations and the farmers affected by land requisition; and if necessary, the department of land and resources shall, according to relevant provisions, organize evidentiary hearing. The necessary materials for land requisition approval should include the relevant date as understood and confirmed by the affected farmers by land requisition. The coordination and judgement system for compensation resettlement dispute shall be established and perfected as soon as possible to protect legal rights of the affected farmers by land requisition and the land user. Except the special cases, all the approved items for land requisition shall be publicized. (15). Strengthening the supervision on implementation process of land requisition: Land can not be requisitioned by force, if the compensation resettlement for land requisition was not fulfilled. The People’s Governments of province, autonomous regions and municipalities directly under the Central Government, according to the principle ---- which states that the compensation fee for land

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requisition is used mainly for the affected farmers, shall work out the assignment methods of compensation fee for land requisition inside the rural collective economic organization. The rural collective economic organizations shall publicize the expenses and receipts, assignment of compensation fee for land requisition to its members and take its members’ supervision. 5. Selected Provisions from the Directive about Perfecting the System of Compensation Resettlement for Land Requisition (4). Assignment of land compensation fee: The land compensation fee shall be reasonably assigned, according to the principle ---- which states that the compensation fee for land requisition is used mainly for the affected farmers, inside the rural collective economic organization. The detailed assignment methods shall be work out by provincial People’s Government. The land compensation fee for rural collectivity ---- whose land is totally requisitioned and whose economic organization is disbanded at the same time, shall fully used for the production and living resettlement of the affected farmers by land requisition. (5). Resettlement of agricultural production: For the requisition of collectively-owned land outside the urban planning area, these kinds of land, such as rural collective non-planed land, contracted land handed back by contracting farmers, land for contracting transfer and land newly-added during land development and arrangement shall be used firstly as the necessary cultivated land for the affected farmers by land requisition in order to ensure their continuous agricultural productions. (6). Resettlement by new employment: The land requisition unit or the local People’s Government shall try its best to provide the affected farmers with free labor skill training and arrange them with proper jobs. Under the same conditions, the land requisition unit shall employ the affected farmers first. During the requisition of collectively-owned land in the urban planning area, the local People’s Government shall list the farmers who will lose cultivated land because of land requisition, into urban employment system, and set up system of social security. (9). Information of land requisition: Before reporting for approval, the local department of land and resources shall in written form inform the farmers and rural collective economic organization affected by land requisition, about the use, position, compensation standards, resettlement ways of land to be requisitioned. All the attachments or young crops ----which are newly planted or built after informing by the farmers or rural collective economic organization affected by land requisition, shall not be compensated in requisition. (10). Confirming of land requisition investigation results: The local department of land and resources shall investigate the ownership, kind, area of the land to be requisitioned and the ownership, kind, area of land attachments. And the investigation results shall be confirmed together with the farmers and rural collective economic organization affected by land requisition, and the property owner of

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land attachments. (11). Organizing of evidentiary hearing for land requisition: Before reporting for approval, the local department of land and resources shall inform the farmers and rural collective economic organization affected by land requisition that they have the rights to apply evidentiary hearing of the compensation standard of the land to be requisitioned and resettlement approach. If there is party applying for evidentiary hearing, the evidentiary hearing shall be organized according to relevant procedures and requirements of the Provisions for Evidentiary Hearing of Land Resources. (12). Publicizing of approval items for land requisition: For the land legally approved for requisition, the ministry of land and resources and its provincial department shall publicize the approval items by media, expect for the special cases referring to state secrets. The county (city) land and resources department shall publicize, according to the provisions of the proclaiming methods for land requisition, the approval items in the village or group affected by land requisition. (13). Payment of compensation resettlement fee for land requisition: After the compensation resettlement plan is approved by city/county people’s government, the compensation resettlement fee shall be paid for the rural collective economic organization within the legally stated period. 4.1.2.2 Laws and Regulations of Hunan Province 1. Methods of Hunan Province for Implementing the Land Administration Law of the PRC Article 10: Where there are no conditions for reclamation or the reclaimed land does not conform to the requirements, the cultivated land reclamation fee should be paid to the land administration department of provincial People’s Government as the following standards when applying for turning agricultural land into other use. After approval for acquisition of the basal farmland, the reclamation fee shall be 10-12 times of the average annual yield within the three years prior to acquisition. Among which of acquisition the vegetable land, the reclamation fee shall be 10-12 times of the average annual yield of adjacent paddy field within the three years prior to acquisition. After approval for acquisition of the other cultivated land except for the basal farmland, the reclamation fee shall be 6-10 times of the average annual yield within the three years prior to acquisition. The construction unit should list the cultivated land reclamation fee as construction cost into the general investment of the construction project. The land administration department of provincial People’s Government should save the cultivated land reclamation fee with special account according to the regulations of provincial People’s Government, organize reclamation as the planning and allocate enough reclamation fee to the unit that is responsible for the reclamation of cultivated land.

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Article 18: Land compensation fee for the acquired land shall be paid in accordance with following standards. (1) The compensation fee for cultivated land (including paddy field, dry farmland and vegetable land), fishpond and lotus pond, shall be 6-10 times of the average annual yield of the land in the 3 years prior to acquisition. (2) The compensation fee for fruit garden, tea garden and economic forestland, shall be 50%-100% of the compensation standard of the adjacent paddy field, and the compensation fee for other forestland shall be 30%-50% of the compensation standard of the adjacent paddy field. (3) The compensation fee for grazing land shall be 30% of the compensation standard of the adjacent paddy field. (4) The compensation fee for the land used for public facilities or public enterprise of township /town /village and the rural housing plot of villagers, shall be equal to the compensation standard of the adjacent paddy field. (5) The compensation fee for fields on the hill, wasteland and other unused land, shall be 20% of the compensation standard of the adjacent paddy field. Article 19: Resettlement subsidies for the acquisition land shall be paid in accordance with the Article 47 of the Land Administration Law. Resettlement subsidies for the acquisition of fishpond, lotus pond, fruit garden, tea garden and economic forest land shall be paid in accordance with the regulations for requisition of cultivated land. Resettlement subsidies for other forestland and grazing land shall be paid in accordance with 50% of the standard of the adjacent paddy field. For the requisition of the land used for public facilities or public enterprise of township/town/village, the housing plot of villagers, and the land used for water conservancy, such as pond, channel, and dam, if it is necessary to rebuild, the resettlement subsidies shall be paid in accordance with the standards of reconstruction land; if unnecessary, the resettlement subsidies shall be paid appropriately. Resettlement subsidies shall not be paid for the requisition of barren hill or wasteland. Article 20: The compensation fee for the ground appendixes and young crops on the requisition land shall be paid in accordance with the following regulations. (1) The compensation for the young crops whose growing period is under 1 year, shall be paid according to the output value of one season, for the young crops whose growing period is over 1 year shall be paid according to the output value of 1 year. The compensation fee for the young crops shall also be paid with the actual loss according to the growing period. (2) The compensation for the forest trees that can be transplanted shall be paid transplanting fee together with actual loss. The forest trees that can’t be transplanted shall be evaluated and

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purchased, and the compensation for the forest trees that are lopped by the owner shall be paid with the actual loss. (4) Houses as well as other building and structures on the requisitioned land can be removed as compensation or purchased with equivalent price, or be compensated with equivalent houses, other buildings and structures. Article 32: One household of villagers in a rural area can only possess one housing plot, the area of which shall conform to the overall planning for land using of township/town. The cultivated land area of every household shall not exceed 130m2, the waste hill & land area shall not exceed 210 m2, and the other land area shall not exceed 180 m2. 2. Methods of Hunan Province for Implementing Urban Houses Demolition Administration Regulations (2002) Article 7: For rights, area, structure, use, etc of the removed house, it shall take the house ownership certificate as standards. For the item that is not given clear indication on the ownership certificate, it shall take the record of property right or other effective documents as standards. For the item that has been changed to other use, it shall take the approval documents by planning administration department and other relevant departments. Article 16: In the case of exchanging the property rights of removed houses, it is necessary for the relocater to provide resettlement houses that have legal procedure and accord with the quality & safety standards of the State and achieve resettlement only one time. For the transitional resettlement due to special conditions, it is necessary to arrange revolving houses according to Article 20 of this Methods after the agreement with resettlers and houses demolition administration department. During the transition period, the design of replacement houses can be changed when relocater reaches an agreement with resettlers. Article 17: The resettlers or the tenant of public house who possesses too small house area (calculated including his other houses in same urban planning area) and is treated with the lowest living protection shall be arranged with replacement housing to ensure the lowest living level. Article 18: In the case of exchanging the property rights of removed houses, the relocater should transact registration procedure of houses’ property rights for the resettlers in time. The departments and units for control of household, education, and medical treatment, should transact relevant procedures for the resettlers in time, such as household transferring, school transferring and medical treatment, in accordance with the resettlement certificate of house demolition that provided by resettlers. Article 19: For the demolition of houses for production and management, the relocater should pay the demolition subsidies for the resettlers or the tenant. For the equipment that can’t be removed or

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renewed to use, the relocater should pay relevant compensation. The amount of compensation fee and subsidies for demolition shall be confirmed in accordance with the actual expense for teardown, conveyance and installation of the production equipment or with the actual value of the disused production equipment. For the demolition of domicile, the relocater should pay the demolition subsidies for the resettlers or the tenant. In the case of resettlement of only one time, the relocater shall pay the demolition subsidies in one time; in the case of transitional resettlement, the relocater shall pay the demolition subsidies according to the demolition times, and the demolition subsidies shall be confirmed according to the actual requirement. In the case of that the relocater takes charge of demolition, the relocater shall not pay the demolition subsidies. Article 20: During the period of transitional resettlement, the relocater should pay the temporary resettlement subsidies for the resettlers or the tenant that arranges revolving for himself/herself. The amount of the temporary resettlement subsidies shall be confirmed in accordance with the rent for using the similar house with the removed house. For the resettlers or the tenant that can’t arrange house for himself/herself, the relocater should arrange revolving house with the similar area to the removed house, but it is unnecessary for the relocater to pay the temporary resettlement subsidies. 3. Methods for Implementing Cultivated Land Acquisition Tax of Hunan Province (Amendment) Article 2: In the case of acquisition of the following land owned by the State and the collectivity for house building or non-agricultural construction, the unit or individual that acquires land should pay cultivated land acquisition tax in accordance with this Methods. (1)The paddy field and the dry farmland for planting crops, including cultivated land, newly cultivated land, rotation land and the land that had been used for planting crops in the 3 years prior to acquisition. (2)The land that is used mainly for planting crops and accidently for planting mulberry, tea tree, fruit tree and other forest trees, and the shoaly land that is used through reclaiming around. (3)Fishpond, lotus pond, vegetable land, garden plot (including seed plot, flower plot, drug plot, tea garden, fruit garden, mulberry garden and garden for planting other economic forest trees). Article 3: The amount of cultivated land acquisition tax shall be calculated in accordance with the actual acquisition area of above land by the taxpayer and specified amount standard of acquisition tax, and shall be assessed upon in only one time. Article 4: It shall take the average occupancy per head of cultivated land as its main bases of the amount standard of cultivated land acquisition tax, and the amount standard shall be determined

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according to the natural conditions and the economic development of each area. With the unit of county (including county-level city, same hereinafter), the average occupancy per head of cultivated land shall be calculated in accordance with the gross of population and cultivated land that are counted by local statistical department. The specific amount standards of acquisition tax are regulated as follows. (1)Take the county as the unit (same hereinafter). For the area where the average occupancy per head of cultivated land is under 0.5mu (including 0.5mu), the amount standard of acquisition tax is 6-10 yuan/m2. (2) For the area where the average occupancy per head of cultivated land is 0.5-1.0mu (including 1.0 mu), the amount standard of acquisition tax is 4-8 yuan/m2. (3) For the area where the average occupancy per head of cultivated land is over 1.0mu, the amount standard of acquisition tax is 3-7 yuan/m2. (4) For the acquisition of special vegetable land and fishpond for house building or other non-agricultural construction, the amount standard of acquisition tax is 10 yuan/m2. 4. The Notice about Improving“Basket Project” The planning department shall list the productive resources, which are used for the regulation of new vegetable land development fund, as the planning standards: for Changsha City, it is 20,000 yuan/mu; for the other cities under the Hunan Province, it is 15,000 yuan/mu; for the cities on planning list, it is 10,000 yuan/mu; for the cities under some area of Hunan Province, it is 7,000 yuan/mu; for county towns, it is 5,000 yuan/mu. 5. The Notice by Hunan Provincial Commodity Price Bureau and Finance Department about Reissuing Administration Institutional Charging Items and Standards of Hunan Province National Land Resource System The degree area of Loudi City is the second class. The detailed standards for reclamation fee of cultivated land are listed as follows. 1) Paddy field: 11000 yuan/mu; 2) Dry farmland: 7000 yuan/mu 6. The Notice by the Forestry Bureau and the Finance Ministry of PRC about Issuing Provisional Methods regarding Collection, Usage and Management of Rehabilitation Fee for Forest Vegetation Article 6: The expropriation standards of forest vegetation rehabilitation fee shall be determined according to the survey and design cost and the forestation and cultivation cost, which are needed for rehabilitating forest vegetation. And the rehabilitation area shall not be less than the forestland area in acquired or requisitioned land. The detailed expropriation standards are as follows:

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1) For timber forest, economic forest, firewood forest and nursery land, it is 6 yuan/m2; 4) For open woodland and shrub land, it is 3 yuan/m2. 4.2 Relevant Articles of the ADB 4.2.1 Policy Bases (1) Involuntary Resettlement Policy of the ADB (issued in November, 1995) and Resettlement Manual of the ADB ---Feasible Practice Direction (issued in 1998) (2) Policy about national minorities of the ADB (3) Policy about poor supporting of the ADB 4.2.2 Relevant Policies and Regulations The Resettlement Policy of the ADB includes the principles as follows. (1) Involuntary resettlement should be avoided where feasible. (2) Where population displacement is unavoidable, it should be minimized by exploring all viable project options. (3) People unavoidably displaced should be compensated and assisted, so that their economic and social future would be generally as favorable as it would have been in the absence of the project. (4) People affected should be informed fully and consulted on resettlement and compensation options. (5) Existing social and cultural institutions of resettlers and their hosts should be supported and used to the greatest extent possible, and resettlers should be integrated economically and socially into host communities. (6) The absence of a formal legal title to land by some affected groups should not be a bar to compensation; particular attention should be paid to households headed by women and other vulnerable groups, and appropriate assistance should be provided to help them improve their status. (7) As far as possible, involuntary resettlement should be conceived and executed as a part of the project. (8) ADB policy requirements pay special emphasis on extreme poor families, women headed families, and other vulnerable social groups. These vulnerable groups should be provided special assistance so that their current status could be improved. 4.3 Compensation Standards for Project 4.3.1 Compensation Qualification All the owners and users of the buildings and land in the area of project land acquisition demolition shall get reasonable compensation or help. Municipal Demolition office will issues Houses Demolition Proclamation and publicizes the

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relocaters, relocated areas and demolition time limit, etc. within 3 days after issuing Houses Demolition and Relocation License; and notifies the relative departments in written form to stop processing the following procedures within the relocated areas in relocation time limit. (1) Release the procedures of business license using demolished house as business place. (2) The procedures of trade, exchange, division, donation, transfer and mortgage, etc. of the demolished house, excepting the effective judgements and procedures executed for adjudication issued by People’s Court or arbitration institutions. (3) Examination and approval procedures of newly-building, expansion, rebuilding and character changing of houses or auxiliaries. In this project, the cut-off date regulated by the government is considered as the date of finally determining that it is in accordance with the compensation conditions. People affected by the project include those who will lose land and house because of the project construction. The compensation or rehabilitation will be processed according to their loss type and quantity, and whether the loss is within the final construction drawing finished within the time limit regulated by the government; or will be treated as being temporarily affected in the construction period. After the cut-off date, the cultivated land, built houses or resettlement of the affected people in the project affected area will not meet the compensation or subsidy conditions. 4.3.2 Principles of Compensation Rehabilitation 1) The RAP should be based on the social and economic survey and the statistics of the physical indices surveyed in the affected project area. It should also conform to the current national and local land acquisition laws and policies and policy of involuntary resettlement established by ADB. During the implementation of the RAP, once the detailed methods of Hunan Province regarding the Decision by the State Council about Deepening Reformation and Strictly Enforcing Land Administration (GF [2004] NO.28) are issued, this project should make necessary adjustment according to the requirements of the relevant policies. 2) The engineering design should be optimized in order to protect the land and minimize the impact by the land acquisition and resettlement. To minimize the number of involuntary relocatees, the project should avoid the areas with high population density and multi-storied buildings as much as possible. Better construction methods and other measures should be taken to reduce the disturbance to people. 3) All the compensations and resettlements for the involuntary relocatees should be a part of the project. In order to benefit the relocatee, sufficient funds should be available to them. 4) It should be ensured that all the affected persons’ loss caused by the project would be compensated before the remove. Reasonable resettlement and effective rehabilitation should be

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conducted and provide assistance for their temporary difficulties during transfer. 5) It should be ensure that, after the resettlement, the living conditions, productivity and income level of all affected persons could come back to or exceed the level without the project. 6) There is no deduction for depreciation or any kind of discount for house and other asset compensation, which should be based on replacement values. Compensation can be made in cash or in kinds (such as exchange of property rights). No matter by what means, the compensation should be enough to buy a house with similar structure and condition of the same size in the same area. The project sponsor has the responsibility to recommend affordable houses to the relocatees, and help them deal with the transactions (including some preferential benefits). 7) All the persons and buildings that are negatively affected by the project should be compensated. The compensation and help should not be canceled because of the incompleteness of residence register, lease and operation register. 8) No compensation or relocation could be given to the people who enters the project area and occupies any land or house beyond the deadline as stipulated. Anyone who refuses to sign the compensation for relocation contract or refuses to remove after the contract was signed will be treated according to relevant judicial programs or laws. 9) Relocatees’ loss will be compensated during the moving and transfer process. The recommended host area should be provided with elementary basic infrastructure and service facilities. 10) Non-residential units’ loss caused by remove and suspension of business will be compensated. Reconstruction within the affected areas and relocation in outside area should conform to the planning requirements, as well as the second-remove should be avoided in the coming days. 11) Vulnerable group should be treated reasonably. The project sponsor should help them with choosing and moving their houses. 12) The owners of the infrastructure should be compensated. The compensation should be used for the reconstruction of affected infrastructure and rehabilitation of the function. 13) Land acquisitioned and the loss caused by land acquisition should be compensated reasonably. Compensation for land acquisition will be paid to the collective organization to develop the collective economy, improve the public facilities and provide rehabilitation to affected villagers. The resettlement subsidies will be paid to the resettlement sponsors or the resettled individuals to pay the insurance fee. 14) All the fees for land acquisition should be paid within three months after the compensation and resettlement program get approved. It should also be no later than the day the land is put into construction use. 15) Generally, the temporarily land acquisition should not be longer than two years. The user should

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restore the conditions of the occupied cultivated land within one year after its occupation. When the collective land is occupied, a temporary land acquisition contract should be signed between the temporary land occupier and the collective economic organization or the residential committee and compensation for temporary land acquisition should be paid. The temporary land acquisition compensation should cover the loss to the former owner and user of the land (including the agriculture taxes). The standard of compensation should be increased and the former user of the land should be resettled appropriately if the use purpose or property right of the land changes when it was returned. If the temporarily land acquisition exceeds two years, the acquisition procedure should be handled again. 16) In order to insure the living standards and income levels will not decrease, all the labor forces affected by the land acquisition and resettlement should be provided with employment opportunity. Rehabilitation by allocating replacement land is encouraged, supplemented by development of second and tertiary industries. The villagers can choose to find a job by oneself. 17) Encourage the relocatee to participate in the preparation of resettlement planning and the process of resettlement; let the relocatee know the compensation and resettlement policies and standards. It should widely collect opinions of the affected persons during survey, and incorporate them in the RP report. 18) Seriously consider the complaints made by the affected person and help them with their difficulties and inconvenience in land acquisition and relocation reasonably and practically. The problems or dissatisfactions with the compensation standards should be resolved mainly through negotiation. If negotiation does not work, arbitration even a country appeal could be carried out. Any compulsive actions by the resettlement sponsor should conform to relevant laws. 19) Relative organizations should cooperate together to intensify the resettlement organizations at all levels and train all the staff that will go to their duties. 20) In the process of the project, the county PMO is responsible for monitoring the interior implement of the project, hiring an independent organization to do the exterior monitoring and submitting the monitoring report to ADB periodically. Resettlement Assessment will be carried out after the project. 21) Any important changes made in the implement of resettlement (such as decreasing the compensation standards, changing the location or scale of the land acquisition for the project, new sub-project, changing any sub-project into a domestic invested one) should be reported to ADB in advance. If necessary, the resettlement planning can be revised or other resettlement can be prepared. 22) If other non-ADB project land acquisition and demolition occur ahead or simultaneously in the ADB

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project area, the ADB project can take the advantage of other project under the condition that all the compensation and resettlement standards accord to the resettlement planning. 4.3.3 Compensation Reference and Standard for Land Acquisition 4.3.3.1 Permanent Land Acquisition of Project z Collectively Owned Land 1) Compensation Standard for Cultivated Land Acquisition

① Analysis on Output Value of Cultivated Land Price of grains and oils: The prices of main agricultural products are determined by analysis on the market price provided by Loudi City. Output value of cultivated land per mu: According to field survey and statistic materials in Loudi City, the crops planted on the paddy fields of the project area are mainly the double cropping rice and a small quantity of quarter semilate rice, soybean, rape, vegetable; the crops planted on the dry farmlands are mainly other grains, soybean, bean, pea, sweet potato, Irish potato, earthnut, rape, vegetable, and melon and fruit, etc. According to statistical annals, average yield of cultivated land per mu of every village in the project area from 2001 to 2003 shall be calculated. Output value of cultivated land per mu: The output value of main product shall be calculated according to the price of grains and oils, yield of cultivated land per mu, as well as average sown area of various kinds of crops on the cultivated land per mu; output value of sideline product shall be determined by proportion of output value of main product according to analysis on the relevant material. Through calculation, annual output value of paddy field is 1242 yuan per mu, whereas annual output value of dry farmland is 869.4 yuan per mu. For details, see Table 4.3-1.

② Multiple of Land Compensation and Resettlement Subsidy According to the relevant regulations from Methods of Hunan Province for Implementing the Land Administration Law of the People’s Republic of China, land compensation for the cultivated land acquired is set at 6 times of the average annual output value of the land per mu in the previous 3 years before land acquisition, and resettlement subsidy for each persons requiring economic rehabilitation is set at 4 times of the output value per mu. Taking the villagers’ groups affected by land acquisition demolition in 2004 as the statistical unit, it is calculated that per capita cultivated land owned by agricultural population in the project area is 0.66 mu, which converts into the resettlement subsidy multiple of cultivated land per mu is 6.06. The young crops of less than one year growth period is compensated according to output value of a quarter; and the cost of young crops is calculated as 40 percent of annual output value according to farming system of the cultivated land in the project area.

79 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources The Calculation Table of Output Value of Cultivated Land per mu in Urban Flood Control Project Area of Loudi City

Table 4.3-1 Paddy Field Dry Farmland Item Early Rice Semilate Rice Late Rice Soybean Rape Vegetable Other grain Soybean Mung bean Pea Sweet potato Irish potato Peanut Vegetable Melon Fruit Output (kg) 403.88 480.78 472.78 150.76 97.81 1480.5 145.46 150.76 118.68 133.24 345.03 403.03 152.49 1480.5 1364.85 Main Product Unit price (yuan/kg) 1.11 1.21 1.25 2.4 2.7 0.6 1.2 2.4 1.2 1.2 0.6 1.3 2.4 0.6 0.4 Output value (yuan) 448.31 581.74 590.98 361.82 264.1 888.3 174.55 361.82 142.42 159.89 207.02 523.94 365.98 888.3 545.94 Sideline product output value (yuan) 29.08 34.62 34.04 14.47 12.23 14.84 14.47 12.11 13.59 10.35 12.09 15.55 40.95 2001 Output value subtotal (yuan) 477.39 616.36 625.02 376.29 276.3 888.3 189.39 376.29 154.53 173.48 217.37 536.03 381.53 888.3 586.89 Crop sowing proportion (%) 0.82 0.04 0.89 0.05 0.06 0.18 0.26 0.28 0.38 0.33 0.62 0.02 0.23 0.15 0.21 Crop output value per mu (yuan) 391.46 24.65 556.27 18.81 16.58 159.89 49.24 105.36 58.72 57.25 134.77 10.72 87.75 133.25 123.25 Output value per mu (yuan) 1167.66 760.31 Output (kg) 395.36 458.06 445.01 159.45 85.16 1437.2 156.06 159.45 110.47 131.81 337.39 334.19 166.38 1437.2 978.26 Main Product Unit price (yuan/kg) 1.11 1.21 1.25 2.4 2.7 0.6 1.2 2.4 1.2 1.2 0.6 1.3 2.4 0.6 0.4 Output value (yuan) 438.85 554.25 556.26 382.68 229.9 862.33 187.27 382.68 132.56 158.17 202.43 434.45 399.31 862.33 391.3 Sideline product output value (yuan) 28.47 32.98 32.04 19.13 11.5 15.92 15.31 11.27 13.44 10.12 10.03 16.97 29.35 2002 Output value subtotal (yuan) 467.32 587.23 588.3 401.81 241.4 862.33 203.19 397.99 143.83 171.61 212.55 444.48 416.28 862.33 420.65 Crop sowing proportion (%) 0.79 0.06 0.87 0.05 0.06 0.19 0.27 0.22 0.43 0.42 0.62 0.04 0.18 0.13 0.25 Crop output value per mu (yuan) 369.18 35.23 511.82 20.09 14.49 163.84 54.86 87.56 61.85 72.08 131.78 17.78 74.93 112.1 105.16 Output value per mu (yuan) 1114.65 718.1 Output (kg) 403.52 375.43 451.18 166.31 90.87 1773.9 155.28 166.31 113.93 142.75 339.92 301.23 149.9 1773.9 823.8 Main Product Unit price (yuan/kg) 1.36 1.44 1.44 3.8 4 0.8 1.4 4 2.4 2.4 0.8 1.3 3.8 0.8 0.5 Output value (yuan) 548.79 540.62 649.7 631.98 363.5 1419.1 217.39 665.24 273.43 342.6 271.94 391.6 569.62 1419.1 411.9 Sideline product output value (yuan) 29.05 27.03 32.48 19.96 12.27 15.84 15.97 11.62 14.56 10.2 9.04 15.29 24.71 2003 Output value subtotal (yuan) 577.84 567.65 682.18 651.94 375.8 1419.1 233.23 681.21 285.05 357.16 282.14 400.64 584.91 1419.1 436.61 Crop sowing proportion (%) 0.81 0.07 0.86 0.06 0.07 0.2 0.29 0.22 0.45 0.32 0.61 0.05 0.21 0.17 0.26 Crop output value per mu (yuan) 468.05 39.74 586.67 39.12 26.3 283.82 67.64 149.87 128.27 114.29 172.11 20.03 122.83 241.24 113.52 Output value per mu (yuan) 1443.7 1129.8 Average output value within three years (yuan) 1242 869.4

80 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

③ Unit Price of Compensation According to annual output value of the cultivated land per mu in the project area as well as compensation multiple, the unit price of compensation is calculated as 15476 yuan for paddy field per mu, and 10833 yuan for dry farmland per mu. So compensation standard for vegetable plot is calculated as 30476 yuan per mu according to unit price of compensation for paddy field plus the construction fund of new vegetable plot (15000 yuan per mu). 2) Compensation Standard for Garden land Acquisition According to the relevant regulations from Methods of Hunan Province for Implementing the Land Administration Law of the People’s Republic of China, the land compensation fee for garden land acquisition shall be 50 percent to 100 percent of compensation standard for the paddy field near the land. The resettlement subsidy shall be executed with reference to the regulations of the cultivated land. The garden land acquisition in this project is orange garden. Because of lower breed, it is generally self-sufficient or limited to sell within the range of the local region, with relatively low price. Through investigation and analysis on calculation, the compensation fee for garden land acquisition is calculated as 60 percent of standard for paddy field, whereas resettlement subsidy is calculated as 100 percent of standard for paddy field. And the compensation fee for affected fruit trees is set at 3600 yuan per mu according to 60 pieces per mu and 60 yuan per piece. Based on this calculation, the unit price of compensation fee for the garden land is 15598 yuan per mu. 3) Compensation Standard for Fishpond Acquisition According to investigation, fishpond acquired within the project-affected range is mainly ordinary one used for irrigation and fish farming with relatively simple and crude conditions of fish culture. According to the relevant regulations from Methods of Hunan Province for Implementing the Land Administration Law of the People’s Republic of China, the land compensation fee for fishpond acquisition in this project shall be compensated according to the vicinal paddy field, and resettlement subsidy shall be executed with reference to the regulations of cultivated land. And production compensation shall be calculated as twice of its average annual output value. Based on this calculation, the unit price of compensation fee for the fishpond is 16221 yuan per mu. 4) Compensation Standard for Forestland Acquisition According to the relevant regulations from Methods of Hunan Province for Implementing the Land Administration Law of the People’s Republic of China, the land compensation fee for other forestland acquisition shall be set at 30 percent to 50 percent of the compensation standard

81 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

for the paddy field near the land, and at 50 percent of resettlement standard for vicinal paddy field. The land compensation fee for timberland acquisition in this project is taken 40 percent of standard for paddy field, and the resettlement subsidy 50 percent of the same standard; whereas land compensation fee for shrub land acquisition is taken 30 percent of the above-mentioned standard, and the resettlement subsidy 50 percent of the same standard. Compensation fee for forestland is calculated as twice of its average annual output value. Through investigation and analysis, annual output value of timberland is calculated as 497 yuan according to 40 percent of annual output value of paddy field, whereas that of shrub land 373 yuan according to 30 percent of annual output value of paddy field. Through calculation, the unit prices of compensation for timberland and shrub land are, respectively, 7242 yuan per mu and 6373 yuan per mu. 5) Compensation Standard for Rural Housing plot Acquisition According to the relevant regulations from Methods of Hunan Province for Implementing the Land Administration Law of the People’s Republic of China, the land compensation fee for villagers’ housing plots acquisition shall be set at compensation standard for vicinal paddy field. If villagers’ housing plots need to be rehabilitated and rebuilt, resettlement subsidy shall be paid according to classification standard for rebuilding site. The classification of rehabilitation and rebuilding site of villagers’ housing plot in this project is mainly timberland, so land compensation fee for villagers’ housing plot acquisition is set at 7452 yuan per mu according to compensation standard for paddy field, and that of resettlement subsidy 3764 yuan per mu according to compensation standard for timberland. And cost of young crops is set at 497 yuan per mu according to annual output value of timberland. Based on this calculation, the unit price of villagers’ housing plot acquisition is set at 11713 yuan per mu. 6) Compensation Standard for Unused Land Acquisition According to the relevant regulations from Methods of Hunan Province for Implementing the Land Administration Law of the People’s Republic of China, the land compensation fee for expropriating waste mountains, wasteland and other unused land is 20 percent of the vicinal paddy field, and its resettlement subsidy is free from payment. Other land acquisition in this project is mainly the wasteland. No resettlement subsidy is paid, and what is only taken into consideration is the compensation fee for land acquisition. The unit price of compensation for land acquisition is 1490 yuan per mu according to 20 percent of the land compensation fee for paddy land.

82 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

z State-owned Land 1) Compensation Standard for Industrial Land Acquisition According to the relevant regulations from Land Administration Law of the People’s Republic of China and its Implementation Regulations, the calculation of the land price such as remise, demise, tenancy and mortagage of land ownership as well as shareholder of real estate properties of state-owned land in Loudi City, based on land price, acts as reference of land asset amount after amending the factors of land area, exceptional factor, useful life, evaluation date, plot ratio, development extent, land depth, position deviation, etc. The industrial land to be acquired in this project is mainly the land used for handling office business, production and construction, belonging to removed unit’s self-employed house property. It is located in the connecting section between the town and village of Loudi City. Through the consultation among Loudi PMO and affected work units as well as its department in charge, compensation for industrial land acquisition in this project shall be executed according to Loudi City Regulations on Compensation of Land Acquisition Resettlement and Demolition for Urban and Rural construction (LZF[2003] No.29) and with reference to the concrete implementation methods of resettlement and compensation for land acquisition in the similar project of Loudi City: the ownership of land occupied for office business and production as well as storage and construction shall be compensated as 75 yuan per square meter. Based on this calculation, the unit price of compensation for industrial land acquisition in this project is 50000 yuan per mu. 2) Compensation Standard for Residential Land Acquisition The residential land acquisition in this project is mainly the urban dwellers’ housing plot. According to location factor of the demolished houses, through the consultation among Loudi City PMO and affected work units as well as its department in charge, the compensation for land occupation of all the urban residential houses is paid as 75 yuan per cubic meter. Based on this calculation, the unit price of compensation for land acquisition of urban residential houses in this project is set at 50,000 yuan per mu. Considering that the compensation for urban residence land is listed into compensation standard for urban residential houses, the budgetary estimate of land compensation fee in this project is free from statistics. 3) Other Land Acquisition According to the relevant regulations from Land Administration Law of the People’s Republic of China and its Implementation Regulations, for acquiring the right of using the land for nation-supported key infrastructures land acquisition such as energy, transportation and water conservancy infrastructures, the right of using such lands can be obtained through allocation with

83 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

the approval of People’s Governments at above county level. The other lands acquisitions in this project are mainly urban unused land and unused clearing. The volunteer transfer will be made to it. For details of standards for permanent land acquisition of this whole project, see Table 4.3-2.

Loudi City Compensation Standards for Permanent Land Acquisition in Urban Flood Control Project Table 4.3-2 Land Cost of Construction Land Resettlement Compensation Land Type Compensation Young Fund for Ownership Subsidy Standard Fee Crops Vegetable plot Paddy field 7452 7527 497 15476 Dry farmland 5216 5269 348 10833 Vegetable plot 7452 7527 497 15000 30476 Garden land 4471 7527 3600 15598 Collectively Fishpond 7452 7527 1242 16221 owned land Rural housing 7452 3764 497 11713 plot Shrub land 2236 3764 373 6373 Timberland 2981 3764 497 7242 Unused Land 1490 1490 Industrial Land 50000 Acquisition Residential State-owned Land 50000 land Acquisition Other Land Volunteer

Acquisition transfer

4.3.3.2 Temporary Land Acquisition in the Project Compensation fee for temporary land acquisition in this project includes the cost of young crops, compensation fee for land loss and the reclamation cost. Compensation fee for land loss is mainly used for compensating total amount of output or income of landowner from the original land, whereas the reclaiming expense is mainly used for reclaiming temporary land after return. Compensation fee for land loss is determined by the annual output value and occupation time of the land, whereas the reclamation cost is determined by actual expense of reclaiming. 1) The Unit Price of Temporary Land Acquisition Compensation According to materials provided by design organization, temporary construction site in this project is mainly the borrow pits, which contains dry farmland, shrub land on the slope and hillock as well as waste mountains and waste slope. The total project duration is 47 months.

84 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

Considering the construction of embankment project that needs to be conducted by means of annual distribution and section division, the cut-off date of temporary land occupation in the construction site is set at 2 years. The annual output value of dry farmland is set at 869.4 yuan per mu, and the cost of young crops is set at 348 yuan according to 40 percent of the annual output value. The average annual output value of shrub land is set at 373 yuan per mu according to 30 percent of the vicinal paddy field, and the compensation fee for forest is set at 373 yuan according to annual output value of shrub land. The compensation fee for temporary wasteland acquisition is free from payment. Based on this calculation, the unit price of temporary land acquisition is, respectively, 2086 yuan for dry farmland per mu, and 1119 yuan for shrub land per mu. 2) The Expense of Reclaiming Temporary Land Acquisition According to Temporary Land Rehabilitation Plan in the project, both the engineering measures and plant measures of restoring the temporary site for construction are included in the soil and water conservation design. Only reclamation of the temporarily occupied dry farmland is planned in this time, and the reclaiming area is 177 mu. Through analysis on the work quantities and the unit price of reclaiming cultivated land per mu or the borrow pits, the reclaiming cost of cultivated land is 3439 yuan per mu through calculation. For details of analysis on the unit price of reclaiming cultivated land per mu, see Table 4.3-3.

Analysis Table of the Unit Price of Reclaiming Cultivated Land per mu Table 4.3-3 Investment Item Unit Unit Price (Yuan) Quantity Remarks (Yuan) Total 3439 1. Earth work 3089 1.1Clay cover m3 6.5 333.5 2168 1.2 Arable layer backfilling m3 2.95 200.1 590 1.3 Arable layer leveling m2 0.75 333.5 250 1.4 Laying field ridge m3 6.21 13 81 2. Soil maturizaition 250 2.1 Farm fertilizer Dan 1 50 50 2.2 Phosphorus fertilizer Kg 0.7 150 105 2.3 Carbamide Kg 1.3 50 65 2.4 Potash fertilizer Kg 1 30 30 3. Field matching facilities Mu 100 1 100

For details of standard for temporary land acquisition in the whole project, see Table 4.3-4.

85 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

Loudi City Compensation Standards for Temporary Land Acquisition in Urban Flood Control Project Table 4.3-4 Average Land Loss Expense Young Reclamation Annual (yuan/mu) Total (yuan No. Land Type Crop Cost Cost (yuan / Output Value Acquisition / mu) Standard (yuan /m) mu) (yuan/m) time (year) Dry 1 869.4 2 1738 348 3439 5525 Farmland 2 Shrub Land 373 2 746 373 1119

4.3.4 Demolition Compensation Reference and Standards for Residential House and Auxiliaries 1) Residential House The dwellers’ residential houses in the project area are of mostly brick concrete and brick wood. In order to constitute correctly and reasonably compensation standards to make relocated household acquire the compensation equal to the replacement value, investigation and analysis on the resettlement prices of brick concrete buildings and brick wood houses in the area affected by the project are carried out along with investigation on physical indices (for details of the analysis result of unit price of resettlement, see Table 4.3-5 ~ 4.3-6). The consumption volume of materials for building house is determined by the relevant quota from Quota Manual of Architecture and Construction. Based on budgetary price of building materials in the third quarter of 2004 in Loudi City, the price of materials is determined through analysis: the replacement value of urban residential brick concrete house is 348 yuan per square meter; the replacement value of brick wood house is 272 yuan per square meter. Whereas the replacement value of rural residential brick concrete house is 295 yuan per square meter; the replacement value of brick wood house is 230 yuan per square meter. Considering the different rate of decoration and building materials of residential houses in the project area, compensation standards for residential house with various types of structure in this project can fluctuate within the range of ten percent or so.

86 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

The Analysis and Calculation Table of Replacement Value of Structure Classification Unit Area of Urban Residential House Table 4.3-5 Brick Concrete Brick wood Unit Price Item Unit Amount Amount Remarks (yuan) Quantity Quantity (yuan) (yuan) 1. Direct Cost 294.59 230.15 1) Basic Direct Cost 288.81 225.64 Cost of Materials 188.01 150.04 Rolled Steels Kg 3.05 14.7 44.84 4.8 14.64 Small Grey Tile Piece 0.084 180 15.12 Cement Kg 0.225 90 20.25 50.3 11.32 Timber m3 426.37 0.08 34.11 0.105 44.77 Cast Iron Pipe Kg 3.2 2.2 7.04 Felt m2 1.83 0.85 1.56 Asphalt Kg 2.57 1 2.57 Glass m2 21.08 0.15 3.16 0.15 3.16 Brick Piece 0.156 240 37.44 218 34.01 Lime Kg 0.11 45 4.95 68 7.48 Sand m3 26.58 0.35 9.3 0.23 6.11 Macadam m3 28.84 0.3 8.65 0.05 1.44 Nail Kg 7 0.5 3.5 0.5 3.5 Other Materials 6.00% 10.64 8.49 Labor Cost Labor Day 24 4.2 100.8 3.15 75.6 2 percent of Basic 2) Other Direct Cost 2.00% 5.78 4.51 Direct Cost 7 percent of 2. Indirect Cost 7.00% 20.62 16.11 Direct Cost 7 percent of Item 3. Construction Profit 7.00% 22.06 17.24 1-3 3.41 percent of 4. Tax 3.41% 10.8 8.44 Item 1-3 5. New Construction Cost m2 348.07 271.94 Round-off Value Yuan 348 272

87 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

The Analysis and Calculation Table of Replacement Value of Structure Classification Unit Area of Urban Residential House Table 4.3-6 Brick concrete Brick wood Unit Price Item Unit Amount Amount Remarks (yuan) Quantity Quantity (yuan) (yuan) 1. Direct Cost 294.59 230.15 1) Basic Direct Cost 288.81 225.64 Cost of Materials 188.01 150.04 Rolled Steels Kg 3.05 14.7 44.84 4.8 14.64 Small Grey Tile Piece 0.084 180 15.12 Cement Kg 0.225 90 20.25 50.3 11.32 Timber m3 426.4 0.08 34.11 0.105 44.77 Cast Iron Pipe Kg 3.2 2.2 7.04 Felt m2 1.83 0.85 1.56 Asphalt Kg 2.57 1 2.57 Glass m2 21.08 0.15 3.16 0.15 3.16 Brick Piece 0.156 240 37.44 218 34.01 Lime Kg 0.11 45 4.95 68 7.48 Sand m3 26.58 0.35 9.3 0.23 6.11 Macadam m3 28.84 0.3 8.65 0.05 1.44 Nail Kg 7 0.5 3.5 0.5 3.5 Other Materials 6.00% 10.64 8.49 Labor Cost Labor Day 24 4.2 100.8 3.15 75.6 2 percent 2) Other Direct Cost 2.00% 5.78 4.51 of Basic Direct Cost 3.41 percent 2. Tax 3.41% of Item 1-3 3. New Construction Cost m2 294.59 230.15 Round-off Value 295 230

According to location factor of demolished houses as well as relocation and resettlement mode (scattered resettlement in resettlers’ existing village is adopted to rural residential housing relocation, whereas cash compensation and property-right-exchange mode are adopted to the resettlement for urban residential housing relocation), through the consultation among Loudi City PMO and affected work units as well as its department in charge, the compensation for relocation and demolition of urban houses in urban flood control project of Loudi City shall be executed according to Loudi City Compensation and Resettlement Methods of Land Acquisition

88 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

Demolition (LZF[2003]No.29) and with reference to the concrete implementation methods of resettlement and compensation for land acquisition in the similar project of Loudi City: all the urban residential houses are compensated according to the mode of cash resettlement in principle. Among them, the section of land is compensated as 75 yuan per cubic meter, and compensation standard for the section of construction complies with the replacement value. For rural residence, the new housing plots are unifiedly arranged in principle, and compensation standard for relocation and demolition of house complies with replacement value. Based on these calculations, compensation standards for relocation and demolition of residential houses in urban flood control project of Loudi City are presented in Table 4.3-7.

89 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

Loudi City Compensation Standards for the Demolition House in Urban Flood Control Project Table 4.3-7 Replacement Housing type Structure Unit Land-value Standard Remarks value Brick Yuan/m2 348 75 423 Fluctuant Amplitude 380～460 concrete Brick wood Yuan/m2 272 75 347 Fluctuant Amplitude 320～380 Urban house Earth-wood Yuan/m2 181 75 256 Fluctuant Amplitude 240～280 Simple Yuan/m2 80 80 structure Brick Yuan/m2 295 295 Fluctuant Amplitude 260～330 concrete Brick wood Yuan/m2 230 230 Fluctuant Amplitude 200～260 Rural house Wood Yuan/m2 192 192 Fluctuant Amplitude 170～220 Earth-wood Yuan/m2 150 150 Fluctuant Amplitude 130～160 Simple Yuan/m2 60 60 structure

2) Auxiliary Facilities Compensation for auxiliary facilities in this project is determined with reference to similar project in this province and the unit price of current building materials in Loudi City. For details, see Table 4.3-8. Compensation Standards for Auxiliary Facilities of Residential House in Urban Flood Control Project of Loudi City Table 4.3-8 No. Item Unit Standard Remarks 1 Wall Yuan/m2 20 2 Cement sunny ground Yuan/m2 25 3 Cement pond Yuan/m3 80 4 Well Yuan/piece 300 5 Air-condition reassembling Yuan/piece 200 6 Phone reassembling Yuan/piece 200

3) Compensation for Infrastructure Compensation for infrastructure mainly includes investment of resettlement housing plots, including leveling, and facilities construction such as water supply, electricity, and road access. According to resettlement plan, rural demolition households will mainly resettled dispersedly within their own village groups with better conditions of landform, road access, electricity, and water supply. The

90 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

urban dwellers will be resettld in one location at Maotang Residential Committee located in upper reaches of Loudi Great Bridge of Northern City Protection Circle, and the current infrastructures in the resettlement site are well-developed. For all the resettlers in the new resettlement site, using existing water supply, power network and road access, the issue of providing related infrastructure can be solved. According to landform of resettlement site in this project area and with reference to other provincial similar projects, the project compensation fee for infrastructure such as site leveling, drinking facilities and lighting facilities is set at 1500 yuan per person. 4) Moving and Transfer Allowance For resettlers affected by land acquisition relocation, although most of them will be relocated not far away, in the local region, it is inconvenient for rebuilding new houses in such relative tight schedule, moving and transfer allowance will include moving charge, living allowance, temporary housing allowance, second moving charge, and so on. The transfer period is set at three months.

① Moving expense includes cost of vehicles, material transport cost, and material damage expense. Compensation fee is set at 100 yuan per person;

② Living allowance includes meal and lodging expenses, medical expense, and loss working time for moving. Compensation fee is 100 yuan per person;

③ Temporary housing allowance refers to resettlers’ temporary housing expenses before their new houses are completed. A large majority of the resettlers belong to non-rural population. Their temporary residential houses are rented, and temporary housing allowance is 300 yuan per person;

④ Second moving cost mainly refers to the cost of moving from temporary residential houses to replacement new houses, which is set at 100 yuan per person. 5) Compensation for Scattered Trees Compensation standards for scattered grown-up trees vary according to lopped tree species, tree age and different sizes. Compensation standards for scattered trees in this project are determined with reference to similar projects of Loudi City and the relevant regulations of Loudi City. For details, see Table 4.3-9. Loudi City Compensation Standards for Scattered Trees in Urban Flood Control Project Table 4.3-9 Num Item Unit Unit price (yuan) Fluctuant Amplitude With Fruit Yuan/piece 60 20～100 1 Fruiter Without Fruit Yuan/piece 18 5～30 2 Sundry Trees Yuan/piece 10 5～14

91 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

4.3.5 Compensation Reference and Standards for Affected Individuals Engaged in Small-scale Business Through investigation, 94 booths need to be removed, among which there are 51 booths used for wholesale market in Loudi City. The methods of “rebuilding nearby, as well as rebuilding firstly and then removing” are adopted to rehabilitation and resettlement, and the land acquisition demolition in this project does not affect its normal operation. Because of the above-mentioned factors, the housing compensation is listed as demolition compensation fee for non-residential houses, and what is only taken into consideration during the course of demolition is comprehensive freight and miscellaneous charges during the course of goods transportation. The rest of 43 booths are used both for private inhabitation and business operation, mainly handling costume and shoes. According to the relevant regulations from Loudi City Compensation and Resettlement Methods of Land Acquisition Demolition (LZF[2003]No.29), demolition of houses both used for private inhabitation and business operation shall be resettled as urban residential houses, and the loss expenses of houses shall be listed into compensation for demolition of urban residential houses. In this project, the moving cost shall include cost of shutdown business and comprehensive freight during the course of transportation. The statistical work of operating income of individuals engaged in small-scale business is hard to conduct accurately, so with reference to the relevant regulations of Loudi City, the loss expense of shutdown of individual shops during the course of demolition in this project is estimated according to the area of houses used for business spaces. So its compensation fee is set at 20 yuan per square meter. And the comprehensive freight and miscellaneous charges are 200 yuan for each unit with reference to other projects of Loudi City. 4.3.6 Compensation Reference and Standard for Affected Enterprises and Institutions 1) Non-residential house In the project area, the demolished non-residential houses are mainly office buildings and workshops of enterprises and institutions. And compensation standard shall be executed with reference to the standard for urban residential housing demolition. In view of compensation as 75 yuan per square meter for land ownership of land occupation for construction of enterprises and institutions, what is only taken into consideration in the respect of compensation for non-residential houses is replacement value of houses. For details, see Table 4.3-10.

92 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

Loudi City Compensation Standard for Non-residential Housing Demolitions in Urban Flood Control Project Table 4.3-10 The Type of the Non-Residential Structure Unit Standard Remarks Housing Frame structure Yuan/m2 600 Office buildings, store Brick concrete Yuan/m2 348 Fluctuant amplitude 310～390 wares and workshops Brick wood Yuan/m2 272 Fluctuant amplitude 240～300 Simple structure Yuan/m2 80

2) Accessorial facilities and scattered trees In the project area, the compensation standards for accessorial facilities and scattered trees shall be determined with reference to the compensation standards for accessorial facilities and scattered trees of urban residential houses demolition. For details, see Table 4.3-11. Compensation Standard for Accessorial Facilities and Scattered Trees Demolitions of Non-residential Housing in Urban Flood Control Project of Loudi City Table 4.3-11 Type Item Unit Standard Remarks Wall Yuan/m2 20 Accessorial Cement sunny ground Yuan/m2 25 Facilities Cement pond Yuan/m3 80 Water tower Yuan/piece 5000 Fruiter (with fruit) Yuan/piece 60 Fluctuant amplitude 20～100 Scattered trees Fruiter (without fruit) Yuan/piece 18 Fluctuant amplitude 5～30 Sundry trees Yuan/piece 10 Fluctuant amplitude 5～14

3) Demolition Allowance and Compensation for Production Equipment According to the relevant regulations from Methods of Hunan Province for Implementing Urban Houses Demolition Administration Regulation, demolition allowance and compensation for production equipment of enterprises and institutions in this project are determined according to actual expense of disassembly, transportation and installation of production equipment or actual value of depreciation of abandoned production equipment. According to investigations, no large production equipment will be affected, and most affected equipment can be easily installed and re-used, therefore, the actual expense is very low. According to consultation with the enterprises to be moved, the compensation of production equipment of enterprises removing in this stage will be paid as 25 yuan per square meter for the area of houses needed to be demolished. 4) The Loss Compensation for Stop Production and Working in Removing Period According to investigation, what are affected by land acquisition demolition of unit enterprise in the

93 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

project area are all the houses used for management and accessorial production, no need for being wholly relocated and rebuilt. And the project construction makes less influence to normally producing and operating. Through the conjunct consultation among ADB Loan Project Management Sub-district of Loudi City and the relocated unit as well as its department in charge, each unit shall rebuild nearby, and rebuild firstly and then remove by themselves after cash compensation is adopted to rehabilitation and resettlement of affected unit enterprise. And what is not taken into consideration is the loss expense for stop production and working during removing period. 4.3.7 Compensation Reference and Standard for Special Facilities Affected by the Project 1) Transportation Facilities Accumulation of project area transportation facilities rehabilitating and reconstruction compensation investment shall accord to the following stipulations: JGLF Document No. [1996] 612 Highway Basic Construction Project Budgetary Estimate and Budget Compiling Method issued by Ministry of Communications; XJZZ Document No. [1996] 533 Notice on Compensation Regulation of Formulating Highway Basic Construction Project Valuation, Budgetary Estimate and Budget Compiling Method issued by Department of Communications of Hunan Province; JGLF Document No. [1996]612 Highway Project Budgetary Estimate Quota and Basic Price Table of Highway Project Budgetary Estimate Quota issued by Ministry of Communications; According to the analysis and calculation and with the reference with the compensation standard of other projects, the unit price for communication facilities reconstruction compensation of the project is determined as follows: Tractor road is 100,000yuan/km, tractor bridge is 80,000 yuan/set, sand-and-stone dock is 20,000 yuan/place, passenger ferry is 10,000 yuan/pair. 2) Facilities for Power Transmission and Transformation In order to work out the compensation standard correctly and reasonably, investigation and analysis of average price per kilometer of 10kV high voltage line and 380V low voltage line in the project area are carried out in details along with investigation on physical indices. According to the electric engineering budgetary estimate compilation method and the relevant quota, the consumption volume of materials are determined by analysis and calculation of the unit price, so the prices of materials price are determined on the basis of material budget price of the third quarter of 2004 in Loudi City. According to analysis on the typical unit price and with reference to the similar project, unit price of compensation for rebuilding 10kV high voltage tension and 380V low voltage tension in the project area are determined to be 50,000yuan/km and 27,500 yuan/km (see Table 4.3-13 and Table 4.3-14). With reference to other similar project, the unit prices of demolition and rebuilding of transformer are determined to be 3000 yuan/place.

94 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

3) Telecommunication Facilities In order to formulate the compensation standard correctly and reasonably, investigation and analysis of average price per kilometer of HYA3-0.5 Type telecommunication cable in the project area are carried out in details along with investigation on physical indices. According to the communications engineering budgetary estimate compilation method and the relevant quota, the consumption volume of materials are determined for the unit price analysis and calculation. The prices of material are determined on the basis of material budget price of the third quarter of 2004 in Loudi City. In accordance with analysis on the typical unit price and with reference to the similar project, the unit price of compensation for rebuilding telecommunication line with HYA3-0.5 type cable is 50,000yuan/km; please see Table 4.3-15 for details.

95 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources Unit Price Analysis Table of Per-kilometer 10KV Electric Line Table 4.3-13 Unit Price (yuan) Amount (yuan) No. Cost Name Specification (Ratio) Unit Quantity Subtotal Wage Material Machine Subtotal Wage Material Machine Round-off compensation standard 50000 Total 49966 Material cost 24906 (1) Main material cost 22642 1 Concrete pole YB-15-10 Piece 20 554 11080 2 Wire LGJ-35/6 kg 444 16.5 7326 3 Cross arm 63×6×1500 Set 20 59 1180 4 Needle ceramic bottle PT-15T Set 60 21 1260 5 Single crown bar ZJ1-62×R95 Set 20 41 820 6 Enriching BGR-R100 Pair 20 17 340 7 Guy wire GJ-35 kg 11 7.5 83 8 Guy anchor LP-04 Piece 4 50 200 9 Pull rod φ15*2500 Piece 4 32 128 10 Guy anchor ring UM22 Piece 4 28 112 11 Material loss % 0.5 113 Supplementary material Calculated by 10% of main material (2) 2264 fee fee Installation Cost 25060 (1) Transportation of site 6590 4834 56 1700 Passenger 1 Average run distance is 1km tkm 14.12 230 230 3248 3248 0 0 transportation 2 Handing of truck t 14.12 47 7 4 36 663 99 56 508 3 Transportation by truck The run distance is 50km tkm 706 1.15 0.15 1 812 106 0 706 Terrain adjustment and 4 40% of item 1 to item 3 % 40 3453 1214 1867 1381 486 increase

96 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources Unit Price Analysis Table of Per-kilometer 10KV Electric Line Table 4.3-13 Unit Price (yuan) Amount (yuan) No. Cost Name Specification (Ratio) Unit Quantity Subtotal Wage Material Machine Subtotal Wage Material Machine (2) Earth and rock work 2334 950 1031 353 Pole pit 0.8×0.8×1.9 m3 24.32 86 35 38 13 2091 851 924 316 Guy wire pit 0.4×0.8×2.2 m3 2.82 86 35 38 13 243 99 107 37 Erect the pole and lay (3) 2735 1426 890 419 the wire 1 Erect the pole Piece 20 46.2 29.3 2.7 14.2 924 586 54 284 2 Cross arm installation Set 20 9.4 7.2 2.2 188 144 44 0 3 Fabricate the guy wire Set 4 11.6 10 1.6 46 40 6 0 Installation of guy 4 Piece 4 5 5 20 20 0 0 anchor 5 Lay the wire km/ Single wire 3 519 212 262 45 1557 636 786 135 (1) to (3) in total 11659 7210 1977 2472 ( ) Basic direct cost % 22 7210 1586 ( ) General cost % 53.3 7210 3843 ( ) Design profit % 49.2 7210 3547 ( ) Adjustment of labor cost % 27.27 7210 1966 ( ) Far place adding cost % 11.48 7210 828 ( ) Tax 3.348% of item 1 to item 8 % 3.348 23429 784 ( ) Labor insurance funds 3.5% of item 1 to item 9 % 3.5 24213 847

97 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources Unit Price Analysis Table of Per Km. 380V Electric Line Table 4.3-14 Unit price (yuan) Amount (yuan) No. Cost Name Specifications (Ratio) Unit Quantity Subtotal Wage Material Machine Subtotal Wage Material Machine Round-off compensation standard 27500 Total 27493 Material cost 11861 (1) Main material cost 10783 1 Concrete pole YB-15-7 Piece 20 245 4900 2 Wire LGJ-16/3 kg 274 16 4384 3 Four lines cross arm 50×5×1500 Set 20 40 800 4 Butterfly ceramic bottle ED-2 Set 160 1 160 5 Encircling BGR-R80 Pair 20 11 220 6 Guy wire GJ-35 kg 6 7.5 45 7 Guy anchor LP-04 Piece 2 50 100 8 Pull rod φ15*2500 Piece 2 32 64 9 Guy anchor ring UM22 Piece 2 28 56 10 Material loss % 0.5 54 (2) Supplementary material cost 10% of main material 1078 Installation Cost 15632 (1) Site transportation 4009 2940 34 1035 1 Man-power transportation Average run distance is 1km tkm 8.59 230 230 1976 1976 0 0 2 Truck material handing t 8.59 47 7 4 36 403 60 34 309 3 Truck transportation Run distance is 50km tkm 429.5 1.15 0.15 1 494 64 0 430 4 Terrain adjustment and increase 40% of item 1 to item 3 % 40 2100 739 1136 840 296 (II) Earth and rock work 1045 425 462 158 Pole pit 0.8*0.8*1.5 m3 11.52 86 35 38 13 991 403 438 150 Guy wire pit 0.4*0.8*2 m3 0.64 86 35 38 13 54 22 24 8 (III) Erect the pole and lay the wire 2133 1184 525 424

98 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources Unit Price Analysis Table of Per Km. 380V Electric Line Table 4.3-14 Unit price (yuan) Amount (yuan) No. Cost Name Specifications (Ratio) Unit Quantity Subtotal Wage Material Machine Subtotal Wage Material Machine 1 Erect the cement pole Piece 20 46.2 29.3 2.7 14.2 924 586 54 284 2 Cross arm installation Set 20 9.4 7.2 2.2 188 144 44 0 3 Fabricate the guy wire Set 2 11.6 10 1.6 23 20 3 0 4 Installation of guy anchor Piece 2 5 5 10 10 0 0 5 Lay the wire km/Single line 4 247 106 106 35 988 424 424 140 (1) to (3) in total 7187 4549 1021 1617 (4) Basic direct cost % 22 4549 1001 (5) General cost % 53.3 4549 2425 (6) Design profit % 49.2 4549 2238 (7) Adjustment of labor cost % 27.27 4549 1241 (8) Far place adding cost % 11.48 4549 522 (9) Tax 3.348% of item 1 to 8 % 3.348 14614 489 (10) Labor insurance funds 3.5% of item 1 to 9 % 3.5 15103 529

99 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

Unit Price Analysis Table of Average Per-Km. Post Line Table 4.3-15 Electric cable HYA3-0.5 No. Cost name Specification (Ratio) Unit Unit price Amount Quantity (yuan) (yuan) Round-off compensation standard 50000 Construction installation 49541.4 project cost Direct project cost 46825.4 ( ) Direct cost 44263.4 1 Labor cost 1726 Labor Technical staff cost 70 16.8 1176 day Labor Common labor cost 50 11 550 day 2 Material cost 42537.4 Main material cost 42116.4 Power pole 20 2700 8m Concrete pole Piece 0 7m Concrete pole Piece 0 6m Concrete pole Piece 20 135 2700 Galvanized stranded wire 1403.4 Lifting rope (7/2.2) kg 228 5.65 1288.2 Guy wire (7/3.0) kg 16 7.2 115.2 Transmission line 36900 Optical fiber cable m 0 Electric cable m 1000 36.9 36900 Coupler 45mm Piece 1420 0.34 483 Anchor tie steel handle Piece 4 26 104 Concrete capstan Piece 4 42 168 Fish-plate Pair 20 7.65 153 Single-suspended encircling Piece 20 16 320 Outdoor junction box Piece 1 38 38 Junction box tee metal Pair 1 15 15 Supplementary material 5% of main material cost 421 cost ( ) Other direct cost 1762 1 Instrument working cost 4% of technician staff cost 47 2% of technician staff cost +2% of 2 Production tool working cost 152 common labor cost 3 Project vehicle working cost 13% of technician staff cost 153 Site equipment moving 4 12% of technician staff cost 141 charge 5 Mobile construction subsidy 4.8yuan/day for technician cost 280 6 Project interference cost 10% of labor cost 173

100 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

Unit Price Analysis Table of Average Per-Km. Post Line Table 4.3-15 Electric cable HYA3-0.5 No. Cost name Specification (Ratio) Unit Unit price Amount Quantity (yuan) (yuan) Technician staff cost is 8.8, common 7 Labor cost price difference 816 labor is 4 ( ) Site cost 800 22% of technician staff cost +10% of 1 Temporary facility cost 314 common labor cost 32% of technician staff cost + 20% of 2 Site management cost 486 common labor cost Indirect cost 48% of technician staff cost 564 Planed profit 30% of labor cost 518 Tax 3.41% of item 1 to item 3 1634

4) Water conservancy facilities According to calculation of the replacement value and with reference to the compensation standard for the similar project, the compensation for relocating and rebuilding electric pumping station is invested as one thousand yuan/kw; and the compensation for rebuilding channel is paid as 80 thousand yuan/km. For details of compensation standard for rebuilding special facilities in the project, see Table 4.3-16.

101 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

Summary Table of Compensation Standard for Special Facilities in Urban Flood Control Project of Loudi City

Table 4.3-16 Compensation Item Sub-item Unit Remarks Standard (yuan) 1.Communications

facilities Tractor road km 100000 Tractor bridge Seat 80000 Sand and stone dock Place 20000 Passenger ferry Pair 10000 2.Facility for power transmission and transformation 10Kv high voltage line km 50000 380V low voltage line km 27500 It only contains moving Transformer Place 3000 charge and installation cost 3.Telecommunication

line Cable HYA3-0.5 telephone line km 50000 5.Water conservancy

facilities Electric pumping station kw 1000 Channel km 80000

4.4 Table of Entitlement Matrix According to the on-spot investigation conducted by Loudi City PMO and resettlement design unit, main impacts on land acquisition and demolition have been confirmed on the basis of natural loss, and entitlement matrix table can be used as the basis of payment for the compensation. For details, see Table 4.4-1.

102 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources Table 4.4-1 Table of Entitlement Matrix in Urban Flood Control Project of Loudi City Compensation Standard (yuan/Unit) Affected Affected Responsible Involved in this Policy of Land Acquisition and Resettlement Standard (Fluctuant Type Object Agency project or not Compensation Item Amplitude) Compensation for residential house 1.The compensation for all the houses shall be paid as the replacement value without deduction of depreciation. Available Yes Brick-concrete structure 295 yuan/m2 (260～330) materials belong to the resettlers, and they also can use them to build new house. Brick wood structure 230yuan/m2 (200 260) 2. The resettlement organ will assist rural resettlement household to elect new housing plot. And in the resettlement site Yes ～ compensation for infrastructures such as site leveling, drinking facilities and lighting facilities is set at 1500 yuan per capita. Wood structure 192 yuan/m2 (170~220) Yes 3.The resettlement plan respects the idea of majority of resettlers. Self-dismantling and self-building mode shall be adopted and Earth-wood structure 150 yuan/m2 (130～160) the resettlers can build their house in rural dispersedly, and the resettlers can consider by their own mind whether to use the Simple structure 60 yuan/m2 available materials of old houses. Before the completion of new house, the resettlers can live in their original houses and they Accessorial facilities shall not be forced to move before the stipulated date. Rural 2 Municipal PMO, 4. Resettlers shall get the notice three months before the construction of new houses, and they shall have at least two to three Yes Wall 20 yuan/m residential 2 Municipal Land months to build the house. Discuss the arrangement of house building time fully with the resettlers in village and town, and it is Cement pond 80 yuan/m house and Relocatee and Resource better to arrange it in slack season. Moving and transfer allowance will be considered including moving charge, living Cement sunny ground 25 yuan/m2 accessorial Bureau allowance, , temporary housing allowance and second moving charge. And the transfer period is set at three months. Well 300 yuan/piece building 5. Effective measures shall be employed by the resettlement institution in the course of implementation to help the vulnerable Yes Phone reassembling 200 yuan/piece (the old, the handicapped, the weak and woman-headed households). The rebuilding subsidy for especially poor family is 3000 Air-conditioner reassembling 200 yuan/piece yuan per household, and living allowance for the vulnerable family 600 yuan per person. And the Township (Town) Committee Compensation for infrastructure and Village Committee shall assist them to build the house and help them move into the new house by consulting them. Leveling of site, drinking and lighting facilities 1500 yuan/person 6. House compensation cost shall be paid to the resettlers before the construction of new house. If the installment plan is Yes Demolition subsidy

adopted, the final cost shall be paid to them before the completion of new house. Moving charge 100 yuan/person Yes 7. The resettlers can lodge appeal for any aspect of the resettlement, including the compensation standard. No expense is paid Living allowance 100 yuan/person

to the organ dealing with resettlers’ appealing. Temporary housing allowance 300 yuan/person Second moving charge 100 yuan/person 1. The resettlement plan respects the ideas of the large majority of the resettlers. Cash compensation and Compensation for residential house property-right-exchange mode shall be adopted to the urban dwellers affected by the project, and the compensation for Yes Brick concrete structure 423 yuan/m2 (380~460) infrastructure such as site leveling as well as drinking and lighting facilities in the resettlement site shall be paid at 1500 yuan Brick wood structure 347 yuan/m2 (320~380) per person. Earth-wood structure 256 yuan/m2 (240~280) 2. For the urban residential houses that are compensated according to the mode of cash resettlement in principle, the section of Yes Simple structure 80 yuan/m2 land is compensated as 75 yuan/m2, and compensation standard for the section of construction complies with the replacement Accessorial facilities value. Wall 20 yuan/m2 3. For the construction area of property-right-exchange compensation equal to original construction area of relocated houses, its Cement pond 80 yuan/m2 relevant account will not be settled as price difference; for the compensation area less than the original construction area, its Yes Cement sunny ground 25 yuan/m2 Urban account will be settled as the price of commercial housing (500 yuan per square meter); for the compensation area more than Municipal PMO, Well 300 yuan/piece residential the space within the range of 15% of the original area, the account will be settled as replacement value (348 yuan per square Municipal Land house and Relocatee meter); for the compensation area more than the space beyond the range of 15% of the original area, the account will be Phone reassembling 200 yuan/piece and Resource accessorial settled as commercial housing (500 yuan per square meter). Air-conditioner reassembling 200 yuan/piece Bureau building 4. The compensation for all the houses shall be paid as the replacement value without deduction of depreciation. Available No Water tower 5000 yuan/piece materials belong to the resettlers, and they also can use them to build new house. Compensation for infrastructure Site leveling, drinking facilities and lighting 5. In the process of implementation the effective measures are adopted by resettlement organ at all levels to help the vulnerable Yes 1500 yuan/person (the old, the handicapped, the weak, and woman-headed family: the subsidy of building new houses for specially poor family is facilities 3000 yuan per household, the living allowance for the vulnerable family is 600 yuan per person. And sub-district and residence Demolition allowance committee will help the resettlers to re-build and move to new houses under the circumstances of holding counsel with them Moving charge 100 yuan/person 6. Compensation fee for houses will be paid to the resettlers before their purchasing new houses. Before their purchase, the Yes Living allowance 100 yuan/person resettlers may live in their original houses and they will not be forced to move before the stipulated date. Temporary housing allowance 300 yuan/person 7. The resettler can lodge appeal for any aspects of the resettlement, including the compensation standard. No expense shall be Yes Second moving charge 100 yuan/person paid to the organ dealing with resettlers’ appeal.

103 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

Table 4.4-1 Table of Entitlement Matrix in Urban Flood Control Project of Loudi City Responsible Involved in this Compensation Standard (yuan/Unit) Affected Type Affected Object Agency Policy of Land Acquisition and Resettlement project or not Compensation Item Standard 1. All enterprises and institutions affected by the project are planned to be relocated and rebuilt by themselves, and Frame structure 600 yuan/m2 the PMO shall discuss with the relevant units about the compensation standard as well as relocating and Yes Brick-concrete structure 348 yuan/m2 (310～390) reconstruction time. All the costs needed by the construction shall be listed into the general budgetary estimate of the project and be paid by the PMO 4 months before the commencement of corresponding project. Brick-wood structure 272 yuan/m2 (240～300) Municipal 2. The compensation for all the non-residential houses shall be paid according to cash resettlement. Among them, Simple structure 80 yuan/m2 PMO, the section of the land is paid as 75 yuan/m2, and listed into the compensation fee for industrial land. The Yes Enterprises and Wall 20 yuan/m2 Municipal compensation standard for section of construction is paid with reference to replacement value of urban residential institutions Cement pond 80 yuan/m3 Land and houses without deduction of depreciation. Cement sunny ground 25 yuan/m2 Resource 3. The demolition allowance of enterprises and institutions during the course of relocation is calculated as 25 yuan Yes Water tower 5000 yuan/set Bureau per square meter for the area of non-residential houses needed to be relocated. 4. For the enterprise or institutions affected during the demolishment, the compensation for their loss of business Demolition allowance and suspension (including the compensation for the loss of staff’s salary) should be paid according to the actual No 25 yuan/m2 influence. In principle, the business suspension days are limited within 6 months. The labor force arrangement cost compensation for equipments occurred during the resettlement will be paid by the project executive agency using the contingency. 1. All the affected booths are non-special individual ones mainly used for private inhabitation, and the compensation for houses The unit price of compensation for non-special booths mainly used Non-residential used for business operation will be paid as replacement value of urban residential houses according to the relevant Yes for private inhabitation is calculated according to compensation house and its regulations without deduction of depreciation: compensation for the section of the land shall be paid as 75 yuan/m2, and the standard for residential house and accessorial facilities; and the accessorial compensation for the section of construction complies with the replacement value of houses; whereas for affected special unit price of compensation for special booths is calculated building individual booths, the compensation for houses used for business operation will be paid as replacement value of urban according to compensation standard for non-residential house and residential houses according to the relevant regulations: among them, compensation for the section of the land shall be paid accessorial facilities. as 75 yuan/m2, and the compensation for the section of construction complies with the replacement value of house. The loss expense of shutdown m2 Municipal 20 yuan/ Individuals 2. The resettlement office will assist proprietor to identify the housing plot or property right exchange, it shall be firstly arranged Yes PMO, engaged in at the cross or both sides of road where the stream of people is dense. Municipal small-scale 3. For the affected individuals engaged in small-scale business dealing with business operations under lease, they can Yes Land and business independently choose the site for restarting business operation according to their own goods and features of their service. Resource And project executive organ will provide new information on commercial booths of Loudi City to the proprietor. Bureau 4. The affected individuals engaged in small-scale business shall obtain the compensation fee for the shutdown loss in the Yes Comprehensive freight and 200 yuan/household building and demolition, and the compensation standard is set at 20 yuan/m2 according to the area of houses used for miscellaneous charges business operation. The shutdown time shall be not more than 3 months in principle. 5. The affected individuals engaged in small-scale business must get the notice three months before their building house, and Yes four months is required for them to build houses. 6. The proprietor can lodge appeal for any aspects of the resettlement, including the compensation standard. No expense Yes shall be paid to the organ dealing with resettlers’ appeal. Municipal With fruit 60yuan/piece (20～100) PMO, Fruit Trees Municipal Without fruit 18yuan/piece (5～30) Scattered trees Owner of title In the project the compensation fee for replanting the scattered trees shall be paid. Yes Land and Resource Scattered trees 10yuan/piece (5～14) Bureau

104 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

Table of Entitlement Matrix in Urban Flood Control Project of Loudi City

Table 4.4-1 Compensation Standard (yuan/Unit) Responsible Involved in this Affected Type Affected Object Policy of Land Acquisition and Resettlement Standard (Fluctuant Agency project or not Compensation Item Amplitude) 1. The paid transfers of land ownership are adopted to industrial land within project range. Its compensation standard shall be Industrial land 50000 yuan/mu executed according to Loudi City Regulations on Compensation of Land Acquisition Resettlement and Demolition Yes Residential land 50000 yuan/mu for Urban and Rural construction (LZF[2003] No.29) and with reference to the concrete implementation methods of Permanent Municipal PMO, resettlement and compensation for land acquisition in the similar project of Loudi City: the ownership of land occupied for land State-owned land Municipal Land and office business and production as well as storage and construction shall be compensated as 75 yuan per square meter. acquisition Resource Bureau 2. Urban residential land acquisition in project area shall be compensated according to the mode of cash resettlement. Among Other land acquisition Volunteer transfer them, the section of land is compensated as 75 yuan/m2. Yes

3. In the project, for the land acquisition of other stated-owned land such as urban unused land or flood land, the volunteer Yes transfer is adopted to obtaining owner ship of state-owned land. 1. For the project construction land acquisition, the village shall obtain the land compensation cost and resettlement subsidy Paddy field 15476 yuan/mu paid by the land acquisition unit; and resettlers will obtain young crop cost and ground adhesion matter compensation cost Yes Dry farmland 10833 yuan/mu an so on; What’s more, If the land adjustment or the land reclamation is carried out inside the villager’s group to make the Market vegetable land 30476 yuan/mu affected farmers by land acquisition obtain land or other means of production, the following measures should be adopted: Garden land 15598 yuan/mu the land adjustment by use of the collectively-owned land, the land compensation fee and the resettlement subsidies Shrub land 6373 yuan/mu should be controlled for utilization by the villager’s group collective; for the farmers not affected by the land acquisition but Timber land 7242 yuan/mu involved in the land adjustment, the resettlement subsidies should be directly paid to them. On the contrary, if there is no Villager’ Housing plot 11713 yuan/mu possibility to carry out land adjustment or land tidying or development, and the resettlers have not got any production materials, the village group shall pay the resettlement subsidy to them, and the compensation cost shall be managed and used by the village group. 2. Land acquisition compensation cost and resettlement subsidy shall be used in the livelihood rehabilitation of resettlers in Yes Permanent Municipal PMO, the project construction, such as construction of farmland water conservancy facility, reconstruction of rural infrastructure Collectively owned land Municipal Land and and adjustment of agriculture structure and so on. land acquisition Resource Bureau 3. Calculation of compensation standard of cultivated land acquisition is in accordance with the average output value per mu Yes of three years before the land acquisition. Compensation of cultivated land acquisition and multiple of resettlement subsidy shall be in accordance with the amount of cultivated land per person before the land acquisition in project area, and shall be determined according to Land Administration Law of the PRC and Method of Implementing Land Administration Unused Land 1490yuan/mu Law of the PRC in Hunan Province. Requisition of garden plot, house site of villager and other land not being using shall be compensated properly with reference with the stipulation of cultivated land acquisition. 4. Pay the land compensation cost to the village collective unit or land contractor before the land acquisition. Yes 5. Land redistribution shall be carried out in slack season, and all the farmers lost the land because of the project shall obtain Yes the new land again. 6. The exotic workers who rent cultivated land in the project area will obtain the young crops compensation for land Yes acquisition. During the implementation of the resettlement in the project, if the exotic workers are willing to stay at this locality for earning a living, the project executive agency should help them rent the near land for cultivation.

105 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

Table of Entitlement Matrix in Urban Flood Control Project of Loudi City

Table 4.4-1 Compensation Standard (yuan/Unit) Responsible Involved in this Affected Type Affected Object Policy of Land Acquisition and Resettlement Standard (Fluctuant Agency project or not Compensation Item amplitude) 1. The compensation for temporary land acquisition includes cost of young crops, land loss compensation and reclamation cost. The Yes Dry farmland 5525 yuan/mu time limit of temporary land acquisition is two years. If the temporarily land acquisition exceeds two years, the acquisition procedure Municipal should be handled again. PMO, 2. The compensation for land loss is mainly used for compensating total amount of the output or income from the original land of Municipal Land Temporary land Contractor the landowner. And the compensation for land loss shall be determined according to the annual output value and occupation time: Yes and Resource Shrub land 1119 yuan/mu 1738 yuan for dry farmland per mu, 746 yuan for shrub land per mu; costs of young crop are as follows: 348 yuan for dry farmland Bureau, and Contractor per mu, 373 yuan shrub land per mu. 3. After the construction, the land occupied shall be rehabilitated and returned to the village affected by the project. Among them, the temporarily occupied dry farmland shall be reclaimed, and its reclamation cost is set at 3439 yuan per mu. Yes Tractor road 100000 yuan/km Tractor bridge 80000 yuan/set Sand-and-stone dock 20000 yuan/place Municipal Passenger ferry 10000 yuan/pair PMO, and All the special facilities affected by the project shall be rehabilitated and rebuilt according to the actual conditions affected by the 10KV high voltage line 50000 yuan/km Special facilities Owner of title relative project, original standard, scale and function. The PMO shall plan the investment according to the rehabilitation plan, and supply Yes 380V low voltage line 27500 yuan/km professional proper compensation funds for the each department in charge of special facility to organize the implementation. departments Rebuilding of transformer 3000 yuan/place Telecommunication line 50000 yuan/km Electric pumping station 1000 yuan/kw Channel 80000 yuan/km

106 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

5. Resettlement and Rehabilitation Measures 5.1 Rehabilitation Objective Make proper compensation and appropriate resettlement in order to ensure the productivity, income level and living conditions of the affected people could be rehabilitated or improved. 5.2 Resettlement Population Calculation According to the investigation, 782 households with 4214 people are affected by the project land acquisition, of which 151 households with 488 people should be resettled and 1021 agriculture populations should be provided economic rehabilitation. According to the time schedule of the project, the resettlement implementation will be commence in the year of 2005, which is close to the investigation basic year, so this project is prepared based on the population to be relocated as actually investigated, not take the nature increase of population into account. 5.2.1 Economic Rehabilitation Population The project is in the linear distribution along the Lianshui River and Sunshui River, most of the affected population only lose a partial land in land acquisition. According to the on-spot investigation, the area of permanent acquisition cultivated lands is 761.37, and 507 households with 1569 people of 85 villager’s groups in 15 villages which belong to 5 townships (town or sub-district) are actually affected, lost cultivated land per capita is 0.49 mu. The economic rehabilitation population means the agricultural population who loses the major means of production and working object (cultivated land) and need to provide them with production resettlement (the theoretical calculation data), the calculation is base on the indices of occupied cultivated land due to project, taking villager’s group as the unit, the amount of economic rehabilitation population in term of groups according to the formula: the area of acquisition cultivated land in every group is divided by the area of existing per capita cultivated land. The calculation formula is as follow:

K= K，×S / S＇

Where: K stands for the existing economic rehabilitation population in every villager’s group. S stands for the area of occupied cultivated land due to the project in every villager’s group;

S，stands for the existing cultivated land in every villager’s group;

K，stands for the existing agricultural population in every villager’s group.

According to the above formula, in the project affected range, 5 townships (sub-districts) which include 1021 persons in 13 villages with 75 villager’s groups need economic rehabilitation. The calculations of economic rehabilitation population of every villager’s group in the project affected area will be shown in details in Table 5.2-1.

107 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources Population Calculation for Economic Rehabilitation in the Flood Control Project of Loudi City Table 5.2-1 Per capita Occupied cultivated land due to the Existing Population (person) Existing cultivated land (mu) Per capita Economic Village cultivated land project (mu) County Township residual rehabilitation (Residential Group Commercial of agricultural Commercial (District) (Sub-district) Agricultural Non-agricultural Paddy Dry Paddy Dry cultivated population committee) Subtotal vegetable population Subtotal vegetable population population field farmland field farmland land(mu/person) (person) land (mu/person) land Louxing 5 15 85 5888 4245 4122.4 2697.25 852.82 572.32 4.35 761.37 359.36 222.96 179.05 0.57 1021 Huashan 4 30 1678 2405 1065 579.57 280.42 205 0.63 304.58 92.61 108.68 103.29 0.45 452 Huashan 1 515 12.14 12.14 12.14 12.14 0 Guanhua1 351 6.07 6.07 6.07 6.07 0 Guanhua 2 164 6.07 6.07 6.07 6.07 0 Daqiao 1 572 22.28 22.28 22.28 22.28 0 Hebian 572 22.28 22.28 22.28 22.28 0 Qingtan 18 555 1105 529 198 246 85 0.95 108.16 6.01 74.26 27.89 0.76 85 Tangtou 65 110 50 10 40 0.77 12.34 12.34 0.58 16 Zhengwu 60 120 25 5 20 0.42 7.04 7.04 0.3 17 Yawu 40 60 30 5 25 0.75 8.51 8.51 0.54 11 Xiaotang 100 15 15 1.98 1.98 0 Xintang 90 15 15 2.08 2.08 0 Tangjiao 90 15 15 1.95 1.95 0 Hongxing 70 22 2 20 9.74 9.74 0 Tongxin 70 22 2 20 8.95 8.95 0 Tongde 80 22 2 20 9.57 9.57 0 Zhaoyang 70 22 2 20 9.79 9.79 0 Hongyi 55 25 40 20 20 0.73 4.1 4.1 0.65 6 Hong’er 65 45 25 20 0.69 3.26 3.26 0.64 5 Hongsan 80 40 20 20 0.5 4.16 4.16 0.45 8 Hongsi 70 40 20 20 0.57 3.95 3.95 0.52 7

108 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources Population Calculation for Economic Rehabilitation in the Flood Control Project of Loudi City Table 5.2-1 Per capita Occupied cultivated land due to the Existing Population (person) Existing cultivated land (mu) Per capita Economic Village cultivated land project (mu) County Township residual rehabilitation (Residential Group Commercial of agricultural Commercial (District) (Sub-district) Agricultural Non-agricultural Paddy Dry Paddy Dry cultivated population committee) Subtotal vegetable population Subtotal vegetable population population field farmland field farmland land(mu/person) (person) land (mu/person) land Ru’nan 40 35 40 20 20 1 5.36 5.36 0.87 5 Ruzhong 40 45 40 20 20 1 4.96 4.96 0.88 5 Rubei 40 40 40 20 20 1 4.75 4.75 0.88 5 Shuangzi 100 6 6 5.67 5.67 0 Duijiang 10 1123 213 501.57 381.57 120 0.45 162 86.6 75.4 0.3 367 Xinjian 112 21 69 39 30 0.62 17.38 1.35 16.03 0.46 28 Xinchuang 118 21 70.7 40.7 30 0.6 23.53 1.46 22.07 0.4 39 Zhengguang 92 10 60.4 30.4 30 0.66 20.34 1.27 19.07 0.44 31 Zhengzhi 90 10 58.9 28.9 30 0.65 19.78 1.55 18.23 0.43 30 Xinwu 93 17 28.5 28.5 0.31 10.94 10.94 0.19 35 Zhongtang 121 10 39.1 39.1 0.32 15.74 15.74 0.19 49 Shizui 141 30 50.7 50.7 0.36 10.39 10.39 0.29 29 Leifeng 111 23 38.68 38.68 0.35 10.44 10.44 0.25 30 Duijiang 119 35 37.85 37.85 0.32 14.95 14.95 0.19 47 Qiaoshangn 126 36 47.74 47.74 0.38 18.51 18.51 0.23 49 Dake 2 9 498 528 340.48 311.48 29 0.68 77.07 60.47 16.6 0.53 108 Dawu 4 246 243 152.48 152.48 0.62 22.69 22.69 0.53 43 Dafeng 93 10 29.58 29.58 0.32 3.58 3.58 0.28 11 Dawu 60 94 45.2 45.2 0.75 3.58 3.58 0.69 5 Shipo 55 40 21 21 0.38 8.31 8.31 0.23 22 Dachong 38 99 56.7 56.7 1.49 7.22 7.22 1.3 5 Fangshi 5 252 285 188 159 29 0.75 54.38 37.78 16.6 0.53 65

109 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources Population Calculation for Economic Rehabilitation in the Flood Control Project of Loudi City Table 5.2-1 Per capita Occupied cultivated land due to the Existing Population (person) Existing cultivated land (mu) Per capita Economic Village cultivated land project (mu) County Township residual rehabilitation (Residential Group Commercial of agricultural Commercial (District) (Sub-district) Agricultural Non-agricultural Paddy Dry Paddy Dry cultivated population committee) Subtotal vegetable population Subtotal vegetable population population field farmland field farmland land(mu/person) (person) land (mu/person) land Tanshan 11 77 20 20 1.82 7.97 7.97 1.09 4 Ganchong 88 35 39.5 35 4.5 0.45 0.88 0.88 0.44 2 Dingjia 35 70 42 39 3 1.2 6.47 4.23 2.24 1.02 5 Zituo 59 45 40.5 30 10.5 0.69 21.14 12.28 8.86 0.33 31 Lashu 59 58 46 35 11 0.78 17.92 12.42 5.5 0.48 23 Huangnitang 1 8 131 872 216.72 216.72 1.65 43.38 43.38 1.32 26 Lianbin 8 131 872 216.72 216.72 1.65 43.38 43.38 1.32 26 Shangshanyan 15 107 21.4 21.4 1.43 4.32 4.32 1.14 3 Xiashanyan 12 103 20.6 20.6 1.72 4.22 4.22 1.37 2 Shangtouwu 14 101 25.2 25.2 1.8 5.73 5.73 1.39 3 Niu’e 18 113 28.2 28.2 1.57 6.07 6.07 1.23 4 Shangtongche 16 108 37.2 37.2 2.33 7.04 7.04 1.89 3 Hongqi 23 111 28.14 28.14 1.22 4.09 4.09 1.05 3 Weizi 14 121 33.12 33.12 2.37 5.02 5.02 2.01 2 Xintang 19 108 22.86 22.86 1.2 6.89 6.89 0.84 6 Dabu 4 19 1779 116 1303.1 984.1 319 0.73 209.86 126.42 83.44 0.61 263 Heishibian 4 355 63 469.1 321.1 148 1.32 122.66 44.48 78.18 0.98 90 Qinyuan 80 7 123 73 50 1.54 56.26 25.76 30.5 0.83 37 Datang 116 11 112.1 100.1 12 0.97 9.93 6.57 3.36 0.88 10 Pingyang 55 43 104 78 26 1.89 5.94 5.94 0 1.78 3 Qinjian 104 2 130 70 60 1.25 50.53 6.21 44.32 0.76 40 Jianglong 5 383 29 170 128 42 0.44 36.94 31.68 5.26 0.35 91

110 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources Population Calculation for Economic Rehabilitation in the Flood Control Project of Loudi City Table 5.2-1 Per capita Occupied cultivated land due to the Existing Population (person) Existing cultivated land (mu) Per capita Economic Village cultivated land project (mu) County Township residual rehabilitation (Residential Group Commercial of agricultural Commercial (District) (Sub-district) Agricultural Non-agricultural Paddy Dry Paddy Dry cultivated population committee) Subtotal vegetable population Subtotal vegetable population population field farmland field farmland land(mu/person) (person) land (mu/person) land Shangjiang 90 16 32 26 6 0.36 15.31 10.05 5.26 0.19 43 Xiajiang 93 39 27 12 0.42 7.33 7.33 0.34 17 Xintang 86 8 49 35 14 0.57 5.44 5.44 0.51 10 Quantang 58 4 24 19 5 0.41 4.86 4.86 0.33 12 Jianxin 56 1 26 21 5 0.46 4 4 0.39 9 Quanfeng 5 476 24 326 261 65 0.68 36.99 36.99 0.61 59 Xinguang 106 7 74 56 18 0.7 16.69 16.69 0.54 24 Xinxing 82 65 52 13 0.79 2.82 2.82 0.76 4 Lixin 83 3 50 45 5 0.6 2.77 2.77 0.57 5 Dongfeng 103 8 79 60 19 0.77 0.54 0.54 0.76 1 Nibu 102 6 58 48 10 0.57 14.17 14.17 0.43 25 Hejia 5 565 0 338 274 64 0.6 13.27 13.27 0.57 23 Shuangyuan 106 83 68 15 0.78 2.28 2.28 0.76 3 Tianjie 137 80 68 12 0.58 3.02 3.02 0.56 5 Longli 58 40 30 10 0.69 2.5 2.5 0.65 4 Hejia 116 52 40 12 0.45 2.3 2.3 0.43 5 Tuoshi 148 83 68 15 0.56 3.17 3.17 0.54 6 Lianbin 4 19 1802 324 1197.1 822.1 224.4 150.6 0.66 126.48 79.86 14.24 32.38 0.59 172 Maotang 4 304 116 149.5 105.1 44.4 0 0.49 11.74 11.74 0.45 23 Dawu 80 26 37.2 21.2 16 0.47 2.72 2.72 0.43 6 Xiaowu 86 21 42 24.5 17.5 0.49 3.1 3.1 0.45 6 Dafeng 77 31 36.5 31 5.5 0.47 3.52 3.52 0.43 7

111 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources Population Calculation for Economic Rehabilitation in the Flood Control Project of Loudi City Table 5.2-1 Per capita Occupied cultivated land due to the Existing Population (person) Existing cultivated land (mu) Per capita Economic Village cultivated land project (mu) County Township residual rehabilitation (Residential Group Commercial of agricultural Commercial (District) (Sub-district) Agricultural Non-agricultural Paddy Dry Paddy Dry cultivated population committee) Subtotal vegetable population Subtotal vegetable population population field farmland field farmland land(mu/person) (person) land (mu/person) land Congjiao 61 38 33.8 28.4 5.4 0.55 2.4 2.4 0.51 4 Xianren 3 149 127 165.6 15 150.6 1.11 40.78 8.4 32.38 0.84 37 Longyan 54 49 61.8 7 54.8 1.14 4.2 4.2 1.07 4 Xianren 53 47 60 6 54 1.13 16.36 4.2 12.16 0.82 14 Yuanjia 42 31 43.8 2 41.8 1.04 20.22 20.22 0.56 19 Gaoche 9 1061 55 670 549 121 0.63 43.93 43.93 0.59 70 Yuliang 120 5 73 58 15 0.61 7.29 7.29 0.55 12 Pengjia 140 11 95 75 20 0.68 7.83 7.83 0.62 12 Dongfeng 102 5 66 56 10 0.65 8.24 8.24 0.57 13 Chengfeng 105 7 66 56 10 0.63 7.88 7.88 0.55 13 Shangwan 105 10 73 58 15 0.7 6.44 6.44 0.63 9 Ganjiang 115 8 72 60 12 0.63 1.46 1.46 0.61 2 Weixing 138 5 85 70 15 0.62 1.58 1.58 0.6 3 Fuxin 134 2 84 70 14 0.63 1.81 1.81 0.61 3 Yong’an 102 2 56 46 10 0.55 1.4 1.4 0.54 3 Chengqing 3 288 26 212 168 44 0.74 30.03 24.19 5.84 0.63 42 Zhongxin 120 10 86 68 18 0.72 24.22 18.38 5.84 0.51 34 Luojia 68 6 60 48 12 0.88 2.3 2.3 0.85 3 Fengshu 100 10 66 52 14 0.66 3.51 3.51 0.62 5

112 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

5.2.2 Rehabilitation Plan for Population Related to House Demolition According to the on-spot investigation, 151 householders with 488 persons will be relocated in this project (95 persons are agricultural population and 393 persons are non-agricultural population),

and the area of demolition houses are 30723.26 ㎡, among these 151 households, 134 households

with 421 persons are urban citizens and 17 households with 67 persons are rural relocatees. More details will be shown in Statistical Table 5.2-2 for the resettled population in project area. Population Accounting Table for Demolition Resettlement in Project Area of Loudi City Table 5.2-2 Demolition Demolition and relocation population Village (Residential Type of resident Town (sub-district) and relocation Committee) Subtotal Non-agricultural Agricultural household I Urban residents 3 5 134 421 375 46 Lianbin 2 5 24 6 18 Xianren 4 19 6 13 Maotang 1 5 5 Huashan 2 118 377 369 8 Daqiao 111 351 351 Qingtan 7 26 18 8 Huannitang 1 11 20 20 Lianbin 11 20 20 II rural residents 2 4 17 67 18 49 Dabu 2 10 32 2 30 Heishibian 7 18 0 18 Quanfeng 3 14 2 12 Huashan 2 7 35 16 19 Sitang 2 11 5 6 Duijiang 5 24 11 13 III Total 4 9 151 488 393 95

5.2.3 Affected Population Due to the Temporary Land Acquisition The area of temporary acquisition lands in this project total 1243.66 mu, of which dry farmlands 139.59 mu, shrub land 434.94 mu and wastelands 669.13 mu, and actually affect 162 householders with 315 persons in 4 townships (sub-districts), 5 administrative villages and 9 villager’s groups. During the period of temporary land occupation, the affected villagers will get the compensation in terms of year. After this period, the structural measures of affected land recovery, planting measures and the temporary pile stock yard for the cultivated soil will be cooperated into the water & soil conservation water & soil conservation design; the temporary acquisitioned land will be reclaimed by use of the reclaimed cost and leveled, then returned to the affected farmers, so production resettlement needn’t take into consideration for the temporary land acquisition in this project. 5.3 General Scheme of Resettlement Due to the fully consideration of the design units in the course of designing, the designers continuously optimize the construction design to minimize the damage to the local life system according to the principle of minimization of the demolition and land acquisition, which will not bring

113 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

serious negative effect to the productivity and living conditions in most of the affected villages. The opinions of relocatees will be gathered by means of holding talk meeting in the affected villages (residential committee). According to the opinions and suggestions held by the relocatees and the situations in the affected areas, the master scheme of restoration was established as follows, 1) Economic Rehabilitation Planning After obtaining the compensation for young crops and ground attachments, the affected farmers will be resettled within their villager’s groups. Developing the agricultural production will be the main body of the economic rehabilitation, and the main method is the partial cultivated land adjustment in the original group with assistant developing measures of hydro-facilities improving, agricultural crop structure adjustment, low-yield farmland improving and changing the dry farmland to paddy field etc., so as to dig out potential of the existing land and ensure the food production capacity of the resettlement people. Of which, for the land adjustment with the collectively-owned land, the land compensation fee and the resettlement subsidies should be controlled and put into utilization by the villager’s group collective; for the farmers not involved in the land acquisition but included in the range of land adjustment, the resettlement subsidies should be directly paid to them. At the same time, by combining the resource situation in project affected area, direct cash compensation will be conducted in some villager’s groups. The land compensation fee should be controlled and put into utilization by the villager’s group collective, and the resettlement subsidies should be directly paid to the farmers affected by the land acquisition. The affected farmers will be engaged in other agricultural activities by use of this compensation (such as adjustment of agricultural planting structure, development of green house vegetable ), or some non-agricultural activities (such as animal breeding), so their production and living standards will be soon rehabilitated. 2) Demolition and Housing Resettlement Planning In order to minimize the affect of project construction to the nearby demolition householders’ lives, affected rural residents are settled by means of move-back and resettle in the original villages or groups. Resettlement people will demolish all demolition houses by themselves, and utilize the materials after demolition by the householder of the demolished house. These measures will maintain their current life style and social relationship, restore their productivity and income level as well as to increase their enthusiasm and adaptabilities According to the requirements of urban general planning, reconstruction land will be not arranged for urban houses in principle, so the demolition and housing resettlement for urban resettlement people will be conducted in the mode of combining the property right exchanging and cash compensation.

114 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

5.4 Environmental Capacity Analysis of Resettlement The environmental capacity of resettlement area refers to the number of resettlers that an area can support and absorb with normal economic and ecological sustainability. The scope of this investigation on resettlement’s environmental capacity is based on the rehabilitation scheme that is proposed in Resettlement Plan. As majority of the farmland in project areas have been in possession of others, the agricultural populations who finally need rehabilitation by land have to share original land resources with residents in the host areas, and are guaranteed to get mutual benefit with local residents. To achieve this objective, a series of measures should be taken to increase agricultural income, such as increasing investment on agriculture, improving fertility of field, changing variety of crops, transforming low-yield fields and changing dry farm lands into paddy fields. According to the contrast analysis for the area of occupied cultivated land before and after land acquisition in affected villages (Table 5.4-1), existing per capita cultivated land in 15 affected villages (Residential committee) is 0.69 mu, and after land acquisition it will be 0.62 mu, the reduction is 0.07 mu with proportion of 10.32%. 1) The proportion of occupied cultivated land is 100% in Huashan and Daqiao Residential committee of Huashan sub-district. These two residential committees are both located in the town area of Loudi City, the citizens are all non-agricultural population, and economic rehabilitation will be not conducted in this region because the occupied cultivated lands which are hired to outlanders belong to the collectivity.

115 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

Population Statistical Table for Demolition and Housing Resettlement in Urban Flood Control Project of Loudi City in Project Area

Table 5.2-2 Village Affected population due to Simple structure demolition Demolition and housing Type of Having other houses District Sub-district (Residential demolition only resettlement population Houses Committee) Household Person Household Person Household Person Household person 1. Urban Louxing 3 5 134 421 5 16 5 18 124 387 houses Lianbin 2 5 24 1 3 4 21 Xianren 4 19 1 3 3 16 Maotang 1 5 1 5 Huashan 2 118 377 4 13 5 18 109 346 Daqiao 111 351 4 13 5 18 102 320 Qingtan 7 26 7 26 Huangnitang 1 11 20 11 20 Lianbin 11 20 11 20 2. rural Louxing 2 4 17 67 3 10 14 57 Houses Dabu 2 10 32 2 5 8 27 Heishibian 7 18 2 5 5 13 Quanfeng 3 14 3 14 Huashan 2 7 35 1 5 6 30 Sitang 2 11 1 5 1 6 Duijiang 5 24 5 24 3. Total 2 4 9 151 488 8 26 5 18 138 444

116 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources Cultivated Land in Every Villages of Municipal Flood Control Project of Loudi City Table 5.4-1 Per capita Existing Existing per Village Existing Permanent Acquisition cultivated land County Township Group agricultural capita of (Residential cultivated acquisition land proportion after land (District) (sub-district) Number population cultivated land committee) land (mu) (mu) (%) acquisition (person) (mu/person) (mu/person) Louxing 5 16 192 10657 7381.08 0.69 761.37 10.32 0.62 Huashan 5 75 2189 1303.11 0.60 304.58 23.37 0.46 Sitang 8 150 40 0.27 0.27 Huashan 12 12.14 12.14 100 Daqiao 10 22.28 22.28 100 Qingtan 31 650 630 0.97 108.16 17.17 0.80 Duijiang 14 1389 598.69 0.43 162 27.06 0.31 Dake 2 15 855 549.75 0.64 77.07 14.02 0.55 Dawu 8 386 242.25 0.63 22.69 9.37 0.57 Fangshi 7 469 307.5 0.66 54.38 17.68 0.54 Huangnitang 1 12 189 334.02 1.77 43.38 12.99 1.54 Lianbin 12 189 334.02 1.77 43.38 12.99 1.54 Dabu 4 31 2497 1902.1 0.76 209.86 11.03 0.68 Heishibian 10 565 790.1 1.40 122.66 15.52 1.18 Jianglong 7 495 244 0.49 36.94 15.14 0.42 Quanfeng 8 794 495 0.62 36.99 7.47 0.58 Hejia 6 643 373 0.58 13.27 3.56 0.56 Lianbin 4 59 4927 3292.1 0.67 126.48 3.84 0.64 Maotang 16 1074 434.1 0.40 11.74 2.7 0.39 Xianren 20 1159 1155 1.00 40.78 3.53 0.96 Gaoche 13 1599 942 0.59 43.93 4.66 0.56 Chengqing 10 1095 761 0.69 30.03 3.95 0.67

117 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

2) In rest 13 affected villages (residential committees), there are 10 villages (residential committees) have over 0.5 mu cultivated land for per person after acquisition, and the land of Lianbin Village in Huangnitang sub-district are the most, per capita cultivated land is 1.54 mu. Therefore by fully excavating potential of existing fields, it is feasible to improve the level of production and the yield of unit area and can achieve the objective of resettlement absolutely. For example, for low-yield fields by increasing investment, improving earth fertility, recultivated fine breeds, coordinating cultivation system, building field hydraulic facilities, reinforcing field management and other reformative measures; for partial low-topography dry farm lands, change them into paddy fields by means of increasing irrigative facilities and improving earth fertility. 3) After land acquisition, the surplus per capita cultivated land is below 0.5 mu in 3 villages of Duijiang, Jianglong and Maotang, among the three village, Duijiang Village has the least lands of 0.31 mu/person with the proportion of occupied cultivated land of 27.06%-the biggest one; For those agricultural populations who need resettlement by farming have to share original limited land resources with residents in resettlement areas, thus it is hard to guarantee mutual benefit for both resettlers and local residents, although they can take the measures of low-yield land changing, changing the dry farmland to paddy field, enhance production value in unit area of cultivated land, the carrying capacity of land shall also be considered. According to the principle “Convenient for production and easy to live”, the measure of adjusting cultivated land with currency from nearby villager’s group for part of relocatees if there are a lot of cultivated land in the nearby villager’s group, and at the same time, the advantages of the joining part of town-township of Loudi City shall be taken together to relocate part of agricultural labours by developing green house vegetable, second and tertiary industries, etc.. Therefore in the resettlement scheme, the land shall be taken as the base, the way of developing relocatees with encourage shall be conducted to create good conditions for second and tertiary industry and satisfy the environment capacity of project affected area. 5.5 Resettlement Plan 5.5.1 Rehabilitation Plan for Livelihood Rehabilitation 5.5.1.1 Choice of Resettlement Method During November ~ December of 2004, the designer of the resettlement carried out the in-situ investigation, optimization and demonstration with the help of Municipal Project Office and local governments. According to the practical situation and the opinions of the relocatees, this project drew out different resettlement methods, including cash compensating, move-back and resettled

118 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

locally and exchanging property rights. A contract should be signed between the relocatee and the project sponsor or the land acquisition implementation agency, and the contract should include the compensation methods, the sum of the compensation fee, area and site of relocation houses, time limit of relocation, the transfer methods and the time limit of transfer etc. The relocatee has the right to choose resettlement method and resettlement site upon their willingness. 5.5.1.2 Principle and Process of Choosing Resettlement Site 1) Principles The resettlement aim is to provide the resettlers with safe, convenient and graceful living conditions. The new residential areas should have good terrain and geological conditions and reliable drinking water source. The site of new residential areas should be compatible with the develop planning. The site of new residential areas should be convenient for production, living and management. Save land, especially the cultivated land, as much as possible. Take the future population increase into account and leave rooms for further development. The distribution of houses in the residential areas should be based on the terrain conditions and take the lighting, ventilation, sanitation and greening conditions into account. The design of houses should accord with the relocatees’ opinions and invest abilities. 2) Procedures Based on the above principles, after in-situ investigation and analyzing the terrain, geological, traffic, power and water source conditions, the site of new residential area is settled after negotiation with representative of relocatee and local government, taking the relocatees’ living and production conditions into account. 5.5.1.3 Planning of Relocation and House-building In the area of Loudi City, this project affects 151 householders with 488 persons in 4 townships (sub-districts) of Huashan, Huannitang, Lianbin and Dabu and 9 Villages (residential committees). 151 households with 488 people are composed of 134 householders with 421 persons of urban population and 17 householders with 67 persons of agriculture population. Move-back and scattered resettlement, exchange of property rights and cash compensation will be mainly adopted for their livelihood resettlement. (1) Cash Compensation Resettlement 134 households with 421 urban citizens who belong to 5 residential committees in Lianbin Sub-district, Huashan Sub-district and Huangnitang Sub-district will be affected by the demolition of

119 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

this project. According to the requirement of City Overall Plan of Loudi City, rebuilding land will not arranged for house demolition, the cash compensation and exchange property rights will be combined together for the affected urban citizens livelihood resettlement. According to the investigation of resettlers’ will, 19 demolition households with 62 persons in 2 residential committees that belong to Lianbin Sub-district and Huashan Sub-district would like to select the cash compensation resettlement for their own houses purchasing. The house of these demolition households will be compensated by cash compensation according to compensation standard, and the house resource information will be provided by local government for the their selections. During the implementation period, once the resettlers who like the exchange property rights occurred, the method of exchange property rights will be adopted, the house with the same price of replacement value will be provided by demolition implementation institution of project acquisition for the resettlers’ selections. In recent years, the real estate market in Loudi City increases rapidly, there are many houses at varied prices for the demolition resettlers selections. Most of the resettlers like buy new houses which close with the existing habilitation due to acquaintance of the environment and its convenient location for obtaining the employment and going to school; some of resettlers will buy new houses in other districts in Loudi City due to some human environment factors, such as moving to the place close with the relatives home or working place, as well as changing the rehabilitation place. According to investigation, the commercial housing and affordable economic housing in Loudi City are all the multistoried building with brick concrete structure and perfect facilities, and the basic price of commercial housing is 400-800 yuan/m2, the affordable economic housing is 300-500 yuan/m2, meanwhile there are many second hand houses for their selections, which are almost the multistoried building with brick concrete structure and perfect facilities, the basic price is 200-400 yuan/m2. According to the compensation standard of demolition houses and purchasing price comparison, the resettlers can buy new houses that occupy the same area as the former one by use of demolition housing compensation. At the same time, considering the new houses purchasing and living condition improving together, most of the citizens would like to add own investment for improving living condition and adding living area. The demolition citizens who have economic problems to add living area, improve living facilities and living environment will enjoy priority to get the bank loans according to the help of this project. (2) Exchange of Property Rights and Concentrated Resettlement According to investigation of resettlers’ will, 115 demolition households with 359 persons (all urban citizens) who belong to 5 residential committees in Lianbin Sub-district, Huashan Sub-district and Huangnitang Sub-district would like to choose exchange of property rights and concentrated

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resettlement, they ask for the resettlement houses that occupy the same area as the former one under the uniform arrangement of the government. According to the principle of ‘unified planning, unified design, unified distribution, unified management and unified construction’, the Project Executive institution and Implementation institution of land acquisition and house demolition will cooperate with local government to decide and develop new centered resettlement sites, build the flat-type residents for resettlers’ selections. According to the on-spot investigation by Municipal PMO and Resettlement Design Unit, and consultation results of local governments at every level, some relevant units and resettlement representatives, the specific compensation resettlement of exchange of property rights of this project are shown in the following: a. At the early stage, the new resettlement site of exchange of property rights in this project will be set at the district of Maotang Residential Committee in Lianbin Sub-district, which is about 0.5 to 2 km away from the project affected area, the transportation, geology, terrain and water resource are on good condition; b. The flat type of new resident are varied: two rooms with a reception room (65 m2), two rooms with two reception rooms (80 m2), three rooms with two reception rooms (95 m2), and four rooms with two reception rooms (120 m2), and equipped with kitchen and washroom; c. The standard for new houses is with the uniform door and window installed, uniform external walls decorated, as well as cement ground, putty inner wall, and sufficient water and power supply; d. If the replaced of exchange of property rights is not the same as the building area of the demolition house, the calculation of price difference won’t be conducted: if the replaced is smaller than the former building area, the compensation for short part will be calculated at the price of houses for sale (500 yuan/m2); if the replaced is larger than the former building area (the over area is smaller than the 15% of the former building area), the compensation will be calculated at the price of replacement value (348 yuan/m2), and if the replaced is larger than the former building area (the over area is larger than the 15% of the former building area), the compensation will be calculated at the price of commercial housing (500 yuan/m2); e. The new houses after property rights exchanging could be sold in the market after the developer sold out of all the commercial housings developed by the developer. (3) Move-back and Scattered Resettlement in Existing Village In the area of Loudi City Municipal planning area, this project affects 4 administrative villages of Heishibian, Quanfeng, Sitang and Duijiang that belong to Dabu Sub-district and Huashan Sub-district. 17 households with 67 people (including 49 agriculture persons) will be relocated, and

121 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

the demolished area of 4462.34 m2. According to the relocatees’ wished and the practical situations, all the rural resettlement people will be move-backed and resettled locally in the village which they formerly belong to. According to the principle of unified planning, unified land acquisition and separate construction’, they will be compensated with fees that is enough to build a house similar to the existing one and they are responsible to build their new house on the land arranged by the village. Most of the rebuilding housing plots for demolition households are timber forest lands, and the land area used for rebuilding the house is 180 m2/ household according to the regulations and standards about residential land use in the existing national Land Administration Law, The Implementation Methods for Land Administration of Hunan Province and The Compensation Methods for Land Acquisition and Demolition in Loudi City. The project affects each village with different extent, and the resource structure, infrastructure conditions are different in every village. According to the villagers’ opinion, the practical situations and the principle of ‘ Convenient for production and easy to live’, each village should provide at least one resettlement site on which 2 to 7 households can be resettled. In addition, the villages should also provide assistance during the process of house reconstruction and relocation. According to the standard of using the land, the standard of resettlement compensation and local custom, this project team designed 4 types of house for the resettlers as reference. To rebuild their houses, the resettlers can follow the design or design their houses by themselves according to their wishes and economic situations. The details of house examples are shown in Figure 2. More details about demolition and housing in the project area will be shown in Table 5.5-1. 5.5.1.4 Infrastructure and Public Facilities 1) Cash Compensation Resettlement The residents of cash compensation resettlement can only purchase commercial housing or affordable economic housing for resettlement. The construction of commercial housing or affordable economic housing in Loudi City shall all be approved by the planning department of Loudi City beforehand, and be equipment with the supporting facilities and public infrastructure facilities, of which the public traffic facility is just one aspect given the preference, the supermarket, store, school, kindergarten shall be built as a necessity. Therefore the residents, which chose the cash resettlement will not be troubled with daily living inconvenience, and, the residents will definitely inspect the construction situations of surrounding and the supporting facilities of residential area.

122 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources Table 5.5-1 House-Building and Resettlement Scheme in Urban Flood Control Project of Loudi City

Total resettlement Cash compensation population Exchange of property rights resettlement Move-back and resettle locally Town resettlement County Village (person) (Sub-district) Resettlement Resettlement household population household population household population household population site site Louxing 3 5 151 488 19 62 115 359 17 67 District Lianbin 2 5 24 2 10 3 14 Maotang Residential Xianren 4 19 2 10 2 9 Committee Maotang Residential Maotang 1 5 1 5 Committee Huashan 2 125 412 17 52 101 325 7 35 Maotang Residential Daqiao 111 351 17 52 94 299 Committee Maotang Residential Qingtan 7 26 7 26 Committee In existing Sitang 2 11 2 11 group In existing Duijiang 5 24 5 24 group Huangnitang 1 11 20 11 20 Maotang Residential Lianbin 11 20 11 20 Committee Dabu 2 10 32 10 32 In existing Heishibian 7 18 7 18 group In existing Quanfeng 3 14 3 14 group

123 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

2) Move-back and Scatted Resettlement in Existing Villages: There is no special planning since the resettlement by means of move-back and resettle locally can rely on existing infrastructures and social service systems. For affected local infrastructure facilities, in addition to provide compensation and restore them to original conditions and functions, the local governments could also according to the local economic situation and the principle of ‘Convenient for production and easy to live’, reasonably improve the facilities in the resettlement area by providing additional funding or increasing the investment, making overall arrangement and constructing at the same time. 3) Exchange of Property Rights and Concentrate Resettlement: The occupied lands in centralized resettlement site of Maotang Residential committee are almost the paddy field with the resettlement of 124 householders with 387 persons. The existing road can be taken as communication path to outside. a. Field leveling: 16.62 mu of paddy field will be leveled, used and developed to rebuild the house. b. Electrical power facilities: after centralizedly resettling, the life electrical power will be connected with the existing circuitry. A part of transmitting electricity facilities will be changed, a transformer of 100kvA will be added in planning. c. Drainage facilities: the close style drainage ditches will be adopted for the resettlement site, the main ditches are built on the both side of the road, and rain and sewage drainage together will be adopted. Planning main drainage ditch will be with the total length of 0.2 km, and 0.6 km for branch ditches.

d．Water supply facilities: the water from waterworks of Loudi City will be supplied for resettlement

site, and the main pipe of tap water with the length of 2.5 km will be build in planning.

e．Others: Due to the short distance from the resettlement site to inherent residential places,

schools, hospitals and other institutes will not be added. Relocatees can use the inherent social services network for hospitalizing and studying. The sub-district and village will be responsible to construct infrastructures and public facilities in the resettlement location and the investments will cover the compensation for infrastructures. 5.5.1.5 Assistance in Resettlement Process The land acquisition and resettlement implementation agency will be responsible for assisting resettlers at every aspect during the entire process of the resettlement: 1) Understand and try to satisfy the resettlers’ needs before the resettlement. 2) Help the resettlers dealing with their troubles such as arranging the vehicles and assisting the demolition during the process of resettlement.

124 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

3) Try to realize the resettlers’ comfort and discomfort further and try to solve their difficulties in time after the resettlement. 5.5.2 Economic Rehabilitation Planning 5.5.2.1 Standard of Economic Rehabilitation According to the actual situation of the agricultural production material and local agricultural production level in project area, analysis of input and output level of economic rehabilitation in project will be conducted and the standard of economic rehabilitation is determined as following: The quantity of adjusted cultivated land in group will be determined by the surplus per capita cultivated land; the quantity of adjusted cultivated land out of group will be determined by the standard of 0.5 mu/ person; the developing cultivated land will be determined according to the quantities of existing cultivated land per capita; the developing vegetable shed will be determined following the standard of 1 piece/person (that is 0.25mu/person); the land for developing the orchard will be determined by the standard of 1.5 mu/person and per capita integrated investment of animal husbandry resettlement for relocatees is determined as 15000 yuan/person. 5.5.2.2 Economic Rehabilitation Plans From Nov. to Dec. of 2004, the Resettlement Design institute together with the Municipal Project Management sub-district, carried out on-spot investigation on the conditions of land, water surface and other natural resources in the affected scopes with the participation of relevant departments, and held coordination meeting in the processes of investigation of project’s effect and arrangement of resettlement with cadres of concerned townships (sub-districts) and villages and partial resettlers’ deputies, specially discussing economic rehabilitation scheme. After making analysis of locations, possession volumes of land resources and compositions of local residents’ income of each village along the project areas, overall scheme of economic rehabilitation, on the basis of fully- consulted resettlers’ wills, was established as follows: 215.46 mu fields adjusted in groups for 269 people’s resettlement; 29 mu fields adjusted out of villages for resettlement of 58 people; 13.86 mu field for developing cultivated land for resettlement of 23 people; 87.75 mu field for developing green house vegetables for 351 people’s resettlement; 121.5 mu field for developing orchard for the resettlement of 81 people and 239 people’s resettlement by developing animal husbandry. For more details about group economic rehabilitation scheme, see Table 5.5-2. 1) Adjustment Cultivated Land in Group According to investigation, the affected villagers of 32 villager’s group in project range would like to adjust cultivated land in groups for economic rehabilitation. These groups are rich in cultivated lands, per capita cultivated land after land acquisition is 0.5 mu/person~1.89 mu/person, the affected villagers who lack other living skills are accustomed to traditional agricultural cultivation, they would

125 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

not like to change their life styles. This measure will adjust 215.46 mu cultivated lands in group for the resettlement of 269 persons in the whole project planning. After adjustment, due to the less per capita cultivated land, the potential of the rest cultivated lands shall be fully developed so as to make the living standard of relocatees as same as villagers’ in others villagers, which will be conducted by means of keeping the principle of “ quality replacing quantity” and enhancing the output and value of the rest cultivated lands. At the present, the actual yield of the cultivated lands in project area is on the low side by frequent flood due to the location on the both sides of the river, after the project implementation, the standard for flood control will be improved, and the project will be conducted by combining agricultural structure adjustment, some agricultural technician will be invited to train the agricultural relocatees, supervise the measures of low-yield reconstruction and changing dry farmland to paddy field to enhance the production value of unit area and strength the carrying capacity of the cultivated land, so as to relocate the relocatees in village range completely according to this measure.

126 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources Table 5.5-2 Planning Table for Resettlement Economic Rehabilitation in Urban Flood Control Project of Loudi City

Cultivated land adjustment Surplus per Developing green house Economic Developing cultivated Developing orchard Breeding yard Village(Residential capita of In the group Out of the group vegetable District Sub-district Group Rehabilitation land committee) cultivated population(person) Resettlement Resettlement Resettlement Resettlement Resettlement Resettlement land(mu/person) Area(mu) Group Area(mu) Area(mu) Area(mu) Area(mu) Project population population population population population population Louxing 5 13 75 0.57 1021 215.46 269 29 58 13.86 23 87.75 351 121.5 81 239 Huashan 2 20 0.45 452 39.11 60 12.5 25 32 128 239 Qingtan 10 0.76 85 39.11 60 12.5 25 Tangtou 0.58 16 9.28 16 Zhengwu 0.3 17 Xiaotang 8.5 17 Yawu 0.54 11 5.94 11 Hongyi 0.65 6 3.9 6 Hong’er 0.64 5 3.2 5 Hongsan 0.45 8 Zhaoyang 4 8 Hongsi 0.52 7 3.64 7 Ru’nan 0.87 5 4.35 5 Ruzhong 0.88 5 4.4 5 Rubei 0.88 5 4.4 5 Duijiang 10 0.3 367 32 128 239 Xinjian 0.46 28 7 28 Xinchuang 0.4 39 9.75 39 Zhengguang 0.44 31 7.75 31 Zhengzhi 0.43 30 7.5 30 Xinwu 0.19 35 hoggery 35 Zhongtang 0.19 49 hoggery 49 Shizui 0.29 29 Hoggery 29 Leifeng 0.25 30 Hoggery 30 Duijiang 0.19 47 Hoggery 47 Qiaoshang 0.23 49 hoggery 49 Dake 2 9 0.53 108 19.41 19 11 22 2.75 11 84 56 Dawu 4 0.53 43 9.95 10 11 22 2.75 11 Dafeng 0.28 11 2.75 11 Dawu 0.69 5 3.45 5 Shipo 0.23 22 Dawu 11 22 Dachong 1.3 5 6.5 5 Fangshi 5 0.53 65 9.46 9 84 56 Tanshan 1.09 4 4.36 4

127 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources Table 5.5-2 Planning Table for Resettlement Economic Rehabilitation in Urban Flood Control Project of Loudi City

Cultivated land adjustment Surplus per Developing green house Economic Developing cultivated Developing orchard Breeding yard Village(Residential capita of In the group Out of the group vegetable District Sub-district Group Rehabilitation land committee) cultivated population(person) Resettlement Resettlement Resettlement Resettlement Resettlement Resettlement land(mu/person) Area(mu) Group Area(mu) Area(mu) Area(mu) Area(mu) Project population population population population population population Ganchong 0.44 2 3 2 Dingjia 1.02 5 5.1 5 Zituo 0.33 31 46.5 31 Lashu 0.48 23 34.5 23 Huangnitang 1 8 1.32 26 33.13 26 Lianbin 8 1.32 26 33.13 26 Shangshanyan 1.14 3 3.42 3 Xiashanyan 1.37 2 2.74 2 Shangtouwu 1.39 3 4.17 3 Niu’e 1.23 4 4.92 4 Shangtongche 1.89 3 5.67 3 Hongqi 1.05 3 3.15 3 Weixin 2.01 2 4.02 2 Xintang 0.84 6 5.04 6 Dabu 4 19 0.61 263 94.86 124 5.5 11 13.86 23 20 80 37.5 25 Heishibian 4 0.98 90 75.25 90 Qinyuan 0.83 37 30.71 37 Datang 0.88 10 8.8 10 Pingyang 1.78 3 5.34 3 0.76 40 30.4 40 Jianglong 5 0.35 91 5.5 11 20 80 Shangjiang 0.19 43 Fengshu 5.5 11 8 32 Xiajiang 0.34 17 4.25 17 Xintang 0.51 10 2.5 10 Quantang 0.33 12 3 12 Jianxin 0.39 9 2.25 9 Quanfeng 5 0.61 59 19.61 34 37.5 25 Xingguang 0.54 24 12.96 24 Xinxing 0.76 4 3.04 4 Lixin 0.57 5 2.85 5 Dongfeng 0.76 1 0.76 1 Nibu 0.43 25 37.5 25

128 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources Table 5.5-2 Planning Table for Resettlement Economic Rehabilitation in Urban Flood Control Project of Loudi City

Cultivated land adjustment Surplus per Developing green house Economic Developing cultivated Developing orchard Breeding yard Village(Residential capita of In the group Out of the group vegetable District Sub-district Group Rehabilitation land committee) cultivated population(person) Resettlement Resettlement Resettlement Resettlement Resettlement Resettlement land(mu/person) Area(mu) Group Area(mu) Area(mu) Area(mu) Area(mu) Project population population population population population population Hejia 5 0.57 23 13.86 23 Shuangyuan 0.76 3 2.34 3 Tianjie 0.56 5 2.9 5 Longli 0.65 4 2.76 4 Hejia 0.43 5 2.5 5 Tuoshi 0.54 6 3.36 6 Lianbin 4 19 0.59 172 28.95 40 0 0 33 132 0 0 0 0 Maotang 4 0.45 23 5.75 23 Dawu 0.43 6 1.5 6 Xiaowu 0.45 6 1.5 6 Dafeng 0.43 7 1.75 7 Congjiao 0.51 4 1 4 Xianren 3 0.84 37 26.4 37 Longyan 1.07 4 4.28 4 Xianren 0.82 14 11.48 14 Yuanjia 0.56 19 10.64 19 Gaoche 9 0.59 70 17.5 70 Yuliang 0.55 12 3 12 Pengjia 0.62 12 3 12 Dongfeng 0.57 13 3.25 13 Chengfeng 0.55 13 3.25 13 Shangwan 0.63 9 2.25 9 Ganjiang 0.61 2 0.5 2 Weixing 0.6 3 0.75 3 Fuxin 0.61 3 0.75 3 Yong’an 0.54 3 0.75 3 Chengqing 3 0.63 42 2.55 3 9.75 39 Zhongxin 0.51 34 8.5 34 Luojia 0.85 3 2.55 3 Fengshu 0.62 5 1.25 5

129 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

2) Adjust Cultivated Land Out of the Group: According to investigation, the affected villagers of other 4 villager’s group in project range would like to adjust cultivated land for economic rehabilitation. The per capita cultivated land after land acquisition in these 4 villager’s group is less than 0.5 mu, and the available resource is very limited, the PMO decides to adjust cultivated land out of the group to ensure the food production. The village will arrange the lands uniformly at the time of rich cultivated lands resource in nearby villager’s group, which take the methods of adjusting nearby and well irrigation lands with currency collectively and relocating for affected villagers (the cultivated distance is between 1km~2km). This measure will adjust 29 mu cultivated lands out of group with currency for the resettlement of 58 persons in the whole project planning. After adjustment, although the per capita cultivated land is less, the land resource is also rich with currency adjustment. Due to this point, the local villagers’ lives will be not seriously affected according to improve cultivated condition and enhance planting level by using the cash compensation. 3) Develop Cultivated land According to investigation, there are nearly 30 mu suitable waste cultivated lands for developing in Hejia village within the project range, and the affected villagers would like to change these lands into paddy fields according to match some field facilities and then relocated for affected villagers. 13.86 mu of new cultivated land will be planned to cultivate for resettlement of 5 villager’s group with 23 persons in Hejia Village. 4) Develop Green house vegetable In the project-affected range, there are 26 villager’s groups of Gaoche Village, Jianglong Village, Dawu Village and Duijiang Village with less cultivated land acquisition and without families that will lose all the lands. According to the selection of most relocaters, in these groups the affected families shall be rehabilitated with cash compensation but no cultivated land adjustment in group. The affected families will use the compensation fee to develop green house vegetable, which can meet the urban residents’ requirement of Loudi City and also well solve the relocater’s production to increase their income. In the entire project planning, there are 87.75 mu land for developing the counter season and nuisance free green house vegetables, and 351 persons will be resettled. 5) Develop Orchard According to investigation, in the project range, there are nearly 120 mu shrubbery lands with grade of 15-20 in Fangshi Village, 50 mu with grade below 25 in Quanfeng Village. These shrubbery lands are characterized with little corrosion, loose and fertile and good quality for qualified fruit growing with soil thickness of 30-80 cm, humus soil thickness of 2-10 cm, PH 5.8-7.1 need to be developed.

130 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

3 high quality horizontal terraced orchards with the area of 121.5 mu (mainly planting the grapes) will be built to relocate 81 persons according to the opinions of affected villagers in these two villagers. The width of terraced surface in orchard is 2.5 m, the depth an width of moats are both 1 m, 5000 kg of occupied foresting for one mu of land; one sentry with 16 m2 brick-wood structure, a 300 m of headwater channel and grouted section with area of 30 cm×40 cm for each orchard. The trees will fruit with 3 years, and the output can reach the standard of 2000 kg in florescence. After entering the fifth year according to some training with some planting skills and management measures of plant diseases and insect pests precautions, fertilization and disbranching for relocatees The fore live standard of relocatees will be recovered after economic rehabilitation. 6) Develop Animal Husbandry In project area, the stock raising is developing very fast due to many types of the livestock and poultry, and abundant feed resource. According to little occupied cultivated land in some villager’s groups of Duijiang Village and without families that will lose all the lands. According to the selection of most relocaters, in these groups the affected families shall be rehabilitated with cash compensation but no cultivated land adjustment in group. Because of rich residual cultivated land there, most of the affected persons plan to develop animal husbandry for economic rehabilitation by use of the compensation. In project plan, 6 breeding yards expansion will be built in 6 villager’s groups for 239 persons resettlement. The pig raising will be the main part of stock raising, the project executive institutes will invite experts to give relevant training and share the experience about scientific raising and selecting good varieties for marketing. As the resettlement scheme of the project area is determined in terms of the opinions of most resettlers, maybe individual resettlers will disagree with the resettlement scheme of their village and group, and other modes shall be adopted, the PMO will try best to coordinate and settle the problems. If the resettlers have their own approaches for revenues, namely, they have fixed operation sites in other places, applicable operation skills and production equipment, or relatively steady income resources, as well as they accept cash compensation and they want to find jobs by themselves, after the EA verifies if they completely meet the self-employed conditions, and they handle and sign the resettlement agreement, and notarial certificate and other procedures during the project implementation process, the resettlement subsidies will be directly paid to the self-employed persons. For the groups and villages need cash compensation, if individual resettlers want to undertake agricultural production, the EA will help them obtain land, and continue agricultural production. 5.5.2.3 Investment of Economic Rehabilitation 1) Adjust Cultivated Land

131 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

In the project, paid-for adjustment should be carried out in allocating cultivated land. By plan, 215.46 mu of cultivated lands in the group and 29 mu out of the group will be adjusted and land adjustment charge is RMB 3.7833 million calculated on RMB 15476 per mu paid for unit price of paddy field for the land in project region. 2) Develop Cultivated Land According to the local price level and other similar projects in the province, one-off investment for one new cultivated land is RMB 8613. See more details in Table 5.5-3. Investment charge of RMB 0.1194 million yuan will be used to develop 13.86 mu cultivated lands. 3) Develop Green house vegetables According to the analysis of unit price of development item, 26608 yuan of investment in changing each mu of paddy field into plastic shed for vegetable should be needed for developing green house vegetable if 4 plastic sheds can be built in each mu of land, each plastic shed can be considered on the area of 0.25 mu and the construction cost of each plastic shed is RMB 6652 (Table 5.5-4 shows the information in detail). Develop 87.75 mu of green house vegetables and invest 2.3349 million yuan by plan in project region. Table 5.5-3 Analysis of Investment Unit Price for Developing Cultivated Land in Municipal Flood Control Project, Loudi City

Unit Project Subproject Unit Quantity Fund(yuan) Remarks price(yuan) 1. Field cleaning 1500 Work Land leveling 5 24 120 day Transportation distance is Slag cleaning m3 115 12 1380 calculated as 200 m 2. Land 1934 developing The thickness of subsoil is 10 Subsoil filling m3 66.7 8 534 cm and the transportation distance is 400 m Only calculate the transportation fee and the Surface soil filling m3 60 10 600 average transportation distance is 2 km Include field disparting and Field renovation mu 1 800 800 ridge laying 3. Hydro-facilities 4283 matching ma 3.1 Water conduit Concrete m 95 30 2850 φ30 conduit 3.2 Irrigation canal 768

132 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

Table 5.5-3 Analysis of Investment Unit Price for Developing Cultivated Land in Municipal Flood Control Project, Loudi City

Unit Project Subproject Unit Quantity Fund(yuan) Remarks price(yuan) Earthwork m3 5 10 50 excavating M5 paste stone m3 3.2 180 576 Cement mortar m2 12 11.8 142 surface troweling 3.3 Drainage in 665 field Earthwork m3 3.5 10 35 excavating M5 paste stone m3 2.5 180 450 Cement mortar m2 9 20 180 surface troweling 4. Fertilizing soil 896 and other Fertilizer of men ton 6 60 360 and stock Nitrogenous and phosphoric Ton 0.2 380 76 fertilizer Other fertilizer Mu 1 100 100 labor 15 24 360 5. Borrow pit mu 0.1 1000 100 back-off 6. Total 8613 investment

Unit Price Analysis Table of Investment in Changing Paddy Field to Vegetable Plastic-shed Table 5.5-4

Unit price Sum Item Unit Quantity Remarks (yuan) (yuan) 1. Project 4715 investment 1.1 Plastic shed One 4515 1 4515 Working Including field-cleaning, trellis-shelving, 1.2 Labor 20 10 200 day and et al 2. Matching 125 facility 2.1 Hydro yuan 125 facility 3. Operation 1193

133 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

Unit Price Analysis Table of Investment in Changing Paddy Field to Vegetable Plastic-shed Table 5.5-4

Unit price Sum Item Unit Quantity Remarks (yuan) (yuan) cost 3.1 Seed yuan 720 3.2 Farm t 140 2 280 fertilizer 3.3 Chemical kg 1.24 55 68 fertilizer 3.4 Medicines kg 125 4. Technical 302 Calculated by 5% of fees of from first to third items service fee 5. Unforeseen 317 Calculated by 5% of fees of from first to fourth items fee 6. Total 6652

4) Develop Orchard According to the local price level and other similar projects in the province, one-off investment for a orchard is RMB 8184, which include RMB 6620 of orchard construction fee, RMB 765 of material charge, RMB 1464 of fostering and management charge and RMB 100 of field matching facilities charge, as shown in Table 5.5-6. Develop 121.5 mu of orchard and invest RMB 0.9944 million by

plan in project region. Investment for per mu of new orchard Table 5.5-6

Unit price Investment Project Unit Quantity Remarks (yuan) (yuan) Total 8184 1. Orchard construction fee . 6620 1.1 labor charge of orchard 5855 construction Working Woodland cleaning 24 5 120 Burn and cut all the trees day Width of trapezoidal surface is 2.5m, totally excavate 20 Recultivated land m2 0.73 667 487 cm, clean all the roots and weed 267m moat for one mu of land, and width and depth are Moat m3 7.11 267 1898 both 1m Earth filling, fill the surface earth back to the depth of 50 Refilling m3 5.48 134 734 cm Working Subsoil fertilization filling 24 2 48 day Working Shaping 24 3 72 Change the moat into horizontal terraced land day Working Planting seedling 24 2 48 day Working Accessory working day 24 2 48 Acceptance for quality, setting-out and setting day Loose stone m3 60 40 2400

134 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

Investment for per mu of new orchard Table 5.5-6

Unit price Investment Project Unit Quantity Remarks (yuan) (yuan) 1.2 material charge for orchard 765 construction Grass fertilizer kg 0.05 5000 250 Seedling charge piece 2 60 120 Self-made fertilizer by farmers t 60 2 120 Mulriple fertilizer kg 0.7 300 210 Urea kg 1.3 50 65 Pesticide instruments 50 2.l labor for fostering and 1464 Fostering twice a year, foster and manage for two years management Working 2.1 fostering 24 8 192 day Working 2.2 disbranching 24 10 240 day 2.3 plant diseases and insect Working 24 16 384 pests precaution day 2.4 fertilizer 648 Mulriple fertilizer kg 0.7 600 420 urea kg 1.3 60 78 Pesticide charge 150 3 field matching facilities yuan 100 5) Develop Animal husbandry The main breeding project selected this time is stock breeding, and the investment standard will be determined as 15000 yuan/ person according to take the other similar project developing within the province as reference. Relocated 239 persons and invest 3.585 million yuan by plan in project region. 6) Total Investment for Economic Rehabilitation Economic Rehabilitation totally need fund of 10.817 million yuan according to the above analysis and calculations, as shown in Table 5.5-7. Table 5.5-7 General Investment Estimate of Resettlement Economic Rehabilitation Investment Item Unit Unit price (yuan) Quantity Remarks (million yuan) Total 10.817 1. Adjust paddy field 258.32 3.9027 1.1. Adjustment inside the group mu 15476 215.46 3.3345 1.2. Adjustment outside the group mu 15476 29 0.4488 1.3. Develop cultivated land mu 8613 13.86 0.1194 2.Develop green house vegetables mu 26608 87.75 2.3349 3.Develop orchard mu 8184 121.5 0.9944 4. Develop animal husbandry person 15000 239 3.585 5.5.2.4 Balance between Land Compensation Fee and Economic Rehabilitation Investment According to the relative resettlement article: “ The land compensation and resettlement subsidies, is used by the institutions with land acquired for economic rehabilitation and development, and

135 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

arranging the employment for the surplus labor forces caused by the land acquisition and livelihood subsidies for people incapable for work. It can also be contracted to the county (city) and be uniformly allocated by the county (city) for land development, production and livelihood resettlement for resettlers. But these special funds must be specially used. The funds shall not be privately shared or used for other purposes.” In case that the land compensation and resettlement subsidies can not meet the requirements of production and resettlement, the resettlement subsidies can be increased according to the situation. Therefore, the land compensation fee and resettlement subsidies, as the only fund resource of the resettlers’’ production and resettlement, must be equal to or a little more than the total investment of economic rehabilitation. The investment for production development project is 10.817 million yuan in total, and the permanent land acquisition compensation fee and resettlement assistant fee in the project area total 13.4335 million yuan (See Table 11.2.1-1 for details), which are more than the required investment for economic rehabilitation of agricultural population, a little more than required investment for other economic rehabilitation. This indicates that the land compensation standard is considerably suitable, and can meet the fund requirement of economic rehabilitation. The fund margins can be uniformly used for continuous development by each village group, such as launching village-owned enterprises, land resources development and used as fund investment for other projects as improving low-yield farmland and converting dry farmland to paddy fields, etc., so as to ensure that the livelihood level of the resettlers reaches or exceeds their previous standard. 5.5.2.5 Forecast of Economic Income Level Resettlement production development means to combine resettlement with project construction, resource exploitation, soil and water conservation and economic development and make resettlement production reach or exceed intrinsic living condition step by step. Planning scheme of production development is brought out on the basis of natural and social economic characters of project region and collecting opinions of resettlement. Analysis of output profits of its developing items is as followings. 1) Paddy land adjustment: The average yield value of paddy field in the project area is RMB1242 yuan/mu per year by calculating and analyzing average yield value in 3 years, deducting from the material wastage of 25% in production period, the average income of paddy field is RMB 931.5 yuan/mu per year. The adjusted paddy field in the project area is 244.46 mu, resulting net income of RMB 0.2277 million yuan. 2) Cultivated land development: As each developed paddy field can increase RMB 931.5 yuan each year, there are 13.86 mu paddy field in the project area will be developed, leading to RMB 12900 yuan to be increased.

136 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

3) Green house vegetables: The production cost of each green house vegetable is RMB1193 yuan per year and each green house can yield 4000 kg of counter season vegetables. Calculating as 0.9 yuan/kg, each green house can increase RMB2096.5 yuan deducted from cost and original land benefit. There are 87.75 mu counter-season green house vegetable field to be developed in the whole area, increasing RMB 0.184 million yuan. 4) Orchard development: The development of grape garden will lead to net yield value of RMB 1127 yuan, calculating on the bases of yield of 2000kg/mu, market price of 1.0 yuan/mu, and deducting operating cost in normal year of RMB 500 and original land benefit of RMB 373. Because the growth of fruit trees of orange species is different in the so-called “big year and small year” (big means fruitful, and small means low yield), the estimated returns is 1014.3 yuan/mu considering the risk coefficient of 0.9. There are 121.5 mu orchard to be developed in the project area, which will increase RMB 0.1232 million yuan income. 5) Animal husbandry: Take pig breeding for example, the income of animal producer can reach RMB5000 yuan if each person can raise 10 pigs per year. Because 12 yuan of all kinds of costs are needed for each pig and the pure production value of each pig is 500 yuan. There are 239 relocatees in the project area to be resettled by developing animal husbandry, increasing RMB 1.195 million of income. In the project area the current average income is 2801 yuan/person, among which the agricultural income is 681.2 yuan/person accounting for 24.32% of total income only. Based on the analyses and calculation of scale and output benefit of production development projects, the resettlement development project in the project area will gain net income of RMB 1.7428 million yuan in normal year (normal returns period). Calculating by 1021 persons need economic rehabilitation, the average agricultural income can reach RMB 1706.95 yuan per person, which is far more exceeds current one and can achieve planed objective of rehabilitation in project area. 5.5.2.6 Rehabilitation Measures for Relocatees’ Economic Income The land acquisition implementation agency will offer help and support to the relocatees as much as possible during the whole course of relocatees livelihood recovery in this project. They include 1) Distribute resettlement subsidy and help relocatees to become self- employed. Any labor output project in the municipal area will give priority to the affected persons. 2) Strengthen the training of production skills for resettlers and invite experienced specialists to train the relocatees to develop cultivation industry and animal husbandry industry. 3) Give first priority to the relocatees when hire labour for the project construction. According to the design of this project construction organization, the project construction will totally take up 1.56

137 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

million persons/days with labor force, and will afford some employment chances including land levelling and landscape works. Though some project tasks will be temporary, the income of these employees, according to income survey of the same work type in Loudi City, will be 800~1500Yuan/month. So the local relocatees will be given short-term incomes which will be useful to enhancing living level of affected people and restoring their income and livelihoods. 5.5.3 Planning of Economic Rehabilitation in Host Village Concerning different impact degree of various affected villages, as well as different resources structures, infrastructures and so on, the resettlement schemes are also different in each village. In view of that the above resettlement planning is developed on the base of host village with economic rehabilitation tasks, the resettlement planning of each project affected village (excluding impact of temporary land occupation) is described in details as follows: 5.5.3.1 Daqiao Residential Committee of Huashan Sub-district Daqiao Residential Committee, under the Huashan Sub-district of Loudi City, is located at the south bank of the Lianshui River, the north of Loudi City and 4km from the city proper. It borders Qingtan Village of Huashan Sub-district on the east, Huashan Residential Committee of Huashan Sub-district on the west, Tiexi Village of Huashan Sub-district on the south and Maotang Residential Committee of Huangnitang Sub-district on the north. With 10 residents’ groups in the village, it has all together 5431 persons in 2410 households who are all urban populations. In 2003 the net income was RMB 3890 yuan per person, mainly coming from the secondary and tertiary industries. In recent years a great amount of cultivated land in Daqiao Residential Committee have been acquired due to municipal expansion of Loudi City, leading to 22.28 mu cultivated land left only and in the possession of residential committee. As the residents in the residential committee no longer engaged in agricultural production, the current collective cultivated lands have been rented to 24 persons of exotic workers. There are 361 persons in 121 households to be actually affected by the project land acquisition and demolition, among whom 351 persons in 111 households affected by demolition (13 persons in 4 households possess other real estate and 18 persons in 5 households need to demolish simple structure only); 22.28 mu cultivated land to be acquired by the project, affecting 24 exotic workers in 10 households. Based on consultation among affected people, consideration of actual conditions in the residential committee, and discussions by residential committees, the following measures will be adopted for resettlement in its committee: -----Economic Rehabilitation Measure: This project needs to acquire 22.28 mu of cultivated lands, as the residents in the residential committee no longer engaged in agricultural production, the total

138 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

resettlement subsidy will be allocated to residents equally, and the land compensation will be in the possession of collective, which will be used to develop public facilities. Meanwhile by communication and negotiation with exotic workers, these farmers are willing to go back to hometown after getting compensation for young crops. During the implementation of the resettlement in the project, if the exotic workers are willing to stay at this locality for earning a living, the project executive agency should help them rent the near land for cultivation. ------Resettlement Planning of Demolition and Construction: According to relocatees’ desire, 17 households with 52 persons in this village committee are willing to be resettled by providing cash compensation. This project, according to relevant policies, will provide compensation for their lost property, and local government will also provide houses information for their voluntary choices. For the other 94 households with 299 persons, they will be resettled by implementing property rights exchange and concentrated resettlement. After the on-site survey and investigation by city PMO and the resettlement design unit, and the joint discussion by governments at different levels, associate units and resettlers representatives, Maotang Residential Committee is preliminarily determined as the new replacement housing site, which is 1km away from this residential committee with convenient transportation, good geological, topographical, power and water conditions. During the demolition and conveying, the project implementation agency will provide conveying subsidy, and meanwhile necessary assistance from residential committee. 5.5.3.2 Huashan Residential Committee of Huashan Sub-district Huashan Residential Committee, under the Huashan Sub-district of Loudi City, is located at the south bank of the Lianshui River, the north of Loudi City and 3km from the city proper. It borders Daqiao Residential Committee of Huashan Sub-district on the east, Sitang Village of Huashan Sub-district on the west, Shantang Village of Huashan Sub-district on the south and Maotang Residential Committee of Huangnitang Sub-district on the north. There are 12 residents’ groups in the village all together with 6262 persons of 2808 households who are all urban populations. In 2003 the net income was RMB 4200 yuan per person, mainly coming from the secondary and tertiary industries. In recent years a great amount of cultivated lands in Huashan Residential Committee have been acquired due to municipal expansion of Loudi City, leading to 12.14 mu cultivated lands left only and in the possession of residential committee. This residential committee will not be affected by house demolition, but all of its cultivated lands will be acquired by the project. As the residents in the residential committee no longer engaged in agricultural production, the current collective cultivated lands have been rented to exotic workers. In fact there are 15 exotic farmers of 6 households to be actually affected by the project. By active communication and negotiation with

139 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

residential committee, residents’ deputies and exotic workers, resettlement measures have been developed as follows: ------Economic rehabilitation measure: This project needs to acquire 12.14 mu of cultivated lands, as the residents in the residential committee no longer engaged in agricultural production, the total resettlement subsidy will be allocated to residents equally, and the land compensation will be in the possession of collective, which will be used to develop public facilities. Meanwhile the 15 exotic farmers of 6 households who rent cultivated lands for planting are willing to go back to hometown after getting compensation for young crops. 5.5.3.3 Sitang Village of Huashan Sub-district Sitang Village, an administrative village under the jurisdiction of Hushan Sub-district, is located at the south bank of the Lianshui River, the west of Loudi City and 4km from the city proper. It borders Huashan Residential Committee of Huashan Sub-district on the east, Xinjing Residential Committee of Huangnitang Sub-district on the west, Ganzi Residential Committee of Changqing Sub-district on the south and Maotang Residential Committee of Huangnitang Sub-district on the north. With 8 residents’ groups under its jurisdiction, it has all together 850 persons in 260 households, including 150 rural populations and 700 non-rural populations. In 2003 the net income was RMB 2180 yuan per person. The village has set up 2 enterprises, namely Machinery Repair Factory and Coal-wash Factory. There are 30 households or 11.5% of total populations in the whole village engaged in the secondary and tertiary industries such as catering, garment and general commodities. The labor force is 40% of total population, and 100 persons are working outside as migrant labors, mainly in Guangdong and Shenzhen and in various industrial sectors, such as electronic, garment and service industries. Planting paddy and vegetable are the main agricultures of Sitang Village, and the paddy is double cropping one. At present there are only 40 mu cultivated lands in the whole village, all of which are paddy fields, and the existing agricultural populations possess cultivated land of 0.27 mu per person. Since the Sitang Village will not be affected by the land acquisition, the demolition affected residents are 11 persons of 2 households, including 5 persons of 1 households possess other real estate. After consultation among affected people, resettlement measures have been developed as follows: -----Resettlement plan of demolition and construction: According to voluntary choice of relocatees, the village committee decided to resettle 2 affected households with 11 persons by means of scattered and moving-back resettlement in existing groups, and will unifiedly arrange new housing plot with the standard of 180m2 /household. The reconstruction of new houses, according to

140 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

relocatees’ desires, will be carried out by means of self-demolition and self-reconstruction. This project will provide compensation for their lost property according to relevant policies, necessary subsistence subsidy, such as conveying fee, and expenditure of attached infrastructures of new housing plot. Moreover during the house construction, the project implementation agency and village committee will also provide necessary assistance for the affected persons. 5.5.3.4 Qingtan Residential Committee of Huashan Sub-district Qingtan Residential Committee, under the jurisdiction of Huashan Sub-district, is located at the south bank of the Lianshui River, the west of Loudi City and 3km from the city proper. It borders Duijiang Village of Huashan Sub-district on the east, Daqiao Residential Committee of Huangnitang Sub-district on the west, Leping Sub-district on the south and Xianren Village of Lianbin Sub-district on the north. With 31 villagers’ groups under its jurisdiction, it has all together 7575 persons in 2780 households, including 650 rural populations and 6925 non-rural populations. In 2003 the net income was RMB 3180 yuan per person. A collective enterprise (Farming Machinery Factory) has been set up in the village, but the operation isn’t very good. There are 2200 households or 80% of total populations in the whole residential committee engaged in the secondary and tertiary industries such as catering, garment and general commodities. The labor force is 70% of the total population, and 280 persons are working outside as migrant labors, mainly in Guangdong coastal area and in various industrial sectors, such as electronic and shoes-making industries. The agriculture in Qingtan Residential Committee depends on paddy and vegetable planting, and the paddy is double cropping one. At present there are 630 mu cultivated lands in the residential committee, with 290 mu of paddy fields, 255 mu of dry land and 85 mu of commercial vegetable filed. The existing cultivated land is 0.97 mu per person. The land acquisition affects 35 households with 125 persons, among whom 26 persons in 7 households to be affected by demolition. 108.16 mu cultivated lands in 17 affected villagers’ groups to be acquired, including 6.01 mu of paddy fields, 74.26 mu of dry land and 27.89 mu of commercial vegetable filed. After land acquisition the surplus cultivated land is 0.82 mu per person, decreased by 0.16 mu per person, with a reduction of 16.95%. According to on-site investigation, the groups with more cultivated lands acquired all have no rural populations, all of the residents are engaged in the secondary and tertiary industries. The contractors of the cultivated lands are not engaged in cultivation generally, thus the land acquisition has little impact on their production and livelihood. See Table 5.5-8 for detailed situation of cultivated land acquisition in Qingtan Residential Committee.

141 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

Cultivated Land of Each Villager’s group in Qingtan Residential Committee Table 5.5-8

Cultivated land area(mu) Per capita Acquired ruled cultivated land area(mu) Per capita Reducing proportion of cultivated land Rural population cultivated land after per capita cultivated Villager’s group Commercial before land Paddy Commercial (person) Total Paddy field Dry land Total Dry land land acquisition land before and after vegetable field acquisition field vegetable field (mu/person) land acquisition(%) (mu/person) 31 650 638 298 255 85 0.98 108.16 6.01 74.26 27.89 0.82 163.95 Tangtou 60 50 10 40 0.83 12.34 0 12.34 0.63 24.68 Zhengwu 60 25 5 20 0.42 7.04 0 7.04 0.3 28.16 Yawu 40 30 5 25 0.75 8.51 0 8.51 0.54 28.37 Xiaotang 15 15 1.98 1.98 13.2 Xintang 15 15 2.08 2.08 13.87 Tangjiao 15 15 1.95 1.95 13 Hongxing 22 2 20 9.74 9.74 44.27 Tongxin 22 2 20 8.95 8.95 40.68 Tongde 22 2 20 9.57 9.57 43.5 Zhaoyang 22 2 20 9.79 9.79 44.5 Hongyi 55 40 20 20 0.73 4.1 4.1 0.65 10.25 Hong’er 65 45 25 20 0.69 3.26 3.26 0.64 7.24 Hongsan 80 40 20 20 0.5 4.16 4.16 0.45 10.4 Hongsi 70 40 20 20 0.57 3.95 3.95 0.52 9.88 Ru’nan 40 40 20 20 1 5.36 5.36 0.87 13.4 Ruzhong 40 40 20 20 1 4.96 4.96 0.88 12.4 Rubei 40 40 20 20 1 4.75 4.75 0.88 11.88 Xindao 5 5

142 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources Cultivated Land of Each Villager’s group in Qingtan Residential Committee Table 5.5-8

Cultivated land area(mu) Per capita Acquired ruled cultivated land area(mu) Per capita Reducing proportion of cultivated land Rural population cultivated land after per capita cultivated Villager’s group Commercial before land Paddy Commercial (person) Total Paddy field Dry land Total Dry land land acquisition land before and after vegetable field acquisition field vegetable field (mu/person) land acquisition(%) (mu/person) Youcao 5 5 Yuexing 40 40 40 1 Huacao 30 20 20 0.67 Xinwu 30 40 40 1.33 1 group 2 group 3 group 4 group Yulong Qilin Shichang

1 group Shichang

2 group Shuangzi 5 5 5.67 5.67 113.4

143 Wugang City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

Based on consultation among affected people, consideration of actual conditions in the village, and discussions by village committees, the following measures will be adopted for resettlement: -----Economic rehabilitation measure: 8 villagers’ groups, namely Tangtou, Yawu, Hongyi, Hong’er, Hongsi, Ru’nan, Ruzhong and Rubei, will adjust and allocate land in the groups, the land acquisition fee will be paid to villagers’ groups, mainly used to reclaim cultivated land, improve farmland fertility and adjust crops species. Since the farmers in Xiaotang and Zhaoyang villagers’ groups no longer engaged in farming, after negotiation part of their cultivated lands will be allocated to the relocatees in the Zhengwu and Hongsan villagers’ groups whose production and livelihood are greatly affected by the project. The land compensation will be cashed to the land contractors who will give up their farmland. Since there aren’t agricultural populations in 8 villagers’ groups, namely Xiaotang, Xintang, Tangjiao, Hongxing, Tongxin, Tongde, Zhaoyang and Shuangzi, and the local villagers aren’t engaged in agricultural production anymore, the land acquisition has little impact on the villagers’ production and livelihood. For them the project will provide cash compensation, that is to say the resettlement subsidy in the land compensation will be fully allocated to every household according to relevant national policies. ------Resettlement plan of demolition and construction: According to relocatees’ desire, 26 persons of 7 households in this residential committee are willing to be relocated by means of property rights exchange and concentrated relocation. After the on-site survey and investigation by city PMO and the resettlement design unit, and the joint discussion by governments at different levels, associate units and resettlers representatives, Maojiatang Residential Committee is preliminarily determined as the new replacement housing site, which is about 1-1.5km from this residential committee with convenient transportation and good geology, terrain, electric power, water resource, etc. In the early stage of project demolition, the project executive organ will provide information about house re-construction planning, model design, house size and other facets to the project affected relocatees. Moreover during the demolition and resettlement they will get moving and transfer allowance from project implementation agency, as well as necessary assistance from residential committee. 5.5.3.5 Duijiang Village of Huashan Sub-district Duijiang Village, an administrative village under the jurisdiction of Huashan Sub-district, is located at the south bank of the Lianshui River and the east of Loudi City. It borders Dawu Village of Dake Sub-district on the east, Qingtan Residential Committee on the west, Wangjia Village of Dahe Township on the south and Gaoche Village of Lianbin Sub-district on the north. With 14 villagers’ groups under its jurisdiction, it has all together 2009 persons in 937 households, including 1389 rural populations and 620 non-rural populations. In 2003 the net income was RMB 2625 yuan per

144 Wugang City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

person. The village has set up 2 planting fields, 2 brickyards, 1 quarry and sandpit, 2 animal husbandry yards and 1 processing factory, all operated in good condition. There are 180 households or 19.2% of total populations in the whole residential committee engaged in the secondary and tertiary industries such as catering, garment and general commodities. The labor force is 60% of the total population, and 10% of them are working outside as migrant labors, mainly in Guangdong coastal area and in various industries, such as electronic and shoes-making industries. The agriculture in Duijiang Village depends on paddy and vegetable planting, and the paddy is double cropping one. At present there are 599 mu cultivated lands in the village, with 479 mu of paddy fields and 120 mu of commercial vegetable field. The existing cultivated land is 0.43 mu per person. The land acquisition affects 117 households with 536 persons, among whom 24 persons of 5 households to be affected by demolition. 162 mu cultivated lands in 10 affected villagers’ groups to be acquired, among which paddy fields accounting for 86.6 mu, and commercial vegetable filed for 75.4 mu. After land acquisition the surplus cultivated land will be 0.31 mu per person, decreased by 0.12 mu per person, with a reduction of 27.04%. According to on-site investigation, the existing land resources in Duijiang Village are relatively little and great amount of contracted cultivated lands will be acquired by the project, thus the land acquisition has great impact on their production and livelihood. See Table 5.5-9 for detailed situation of cultivated land acquisition in Duijiang Village. Cultivated Land of Each Villager’s group in Duijiang Village Table 5.5-9

Acquired ruled cultivated land Reducing Cultivated land area(mu) Per capita Per capita area(mu) proportion of cultivated cultivated Rural per capita Villager’s land before land after population Commercial Commercial cultivated land group Paddy land Paddy land (person) Total Dry land vegetable Total Dry land vegetable before and field acquisition field acquisition field field after land (mu/person) (mu/person) acquisition (%) 14 1389 599 479 120 0.43 16286.6 75.4 0.31 27.04 Xinjian 112 69 39 30 0.62 17.381.35 16.0 0.46 25.19 Xingzi 37 18.6 18.6 0.5 0.5 0 Xingdou 44 10.1 1.01 0.23 0.23 0 Jiangjia 70 29.3 29.3 0.42 0.42 0 Yunjia 115 39.4 39.4 0.34 0.34 0 Xinchuang 118 70.7 40.7 30 0.6 23.53 1.46 22.1 0.4 33.28 Zhengguang 92 60.4 30.4 30 0.66 20.34 1.27 19.1 0.44 33.68 Zhengzhi 90 58.9 28.9 30 0.65 19.781.55 18.2 0.43 33.58

145 Wugang City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

Cultivated Land of Each Villager’s group in Duijiang Village Table 5.5-9

Acquired ruled cultivated land Reducing Cultivated land area(mu) Per capita Per capita area(mu) proportion of cultivated cultivated Rural per capita Villager’s land before land after population Commercial Commercial cultivated land group Paddy land Paddy land (person) Total Dry land vegetable Total Dry land vegetable before and field acquisition field acquisition field field after land (mu/person) (mu/person) acquisition (%) Xinwu 93 28.5 28.5 0.31 10.9410.94 0.19 38.39 Zhongtang 121 39.1 39.1 0.32 15.74 15.74 0.19 40.26 Shizui 141 50.7 50.7 0.36 10.3910.39 0.29 20.49 Leifeng 111 38.7 38.7 0.35 10.44 10.44 0.25 26.99 Duijiang 119 37.9 37.9 0.32 14.9514.95 0.19 39.5 Qiaoshang 126 47.7 47.7 0.38 18.51 18.51 0.23 38.77

Based on consultation among affected people, consideration of actual conditions in the village, and discussions by village committees, the following measures will be adopted for resettlement: -----Economic rehabilitation measures: Since farmers in 4 villagers’ groups, namely Xinjian, Xinchuang, Zhengguang and Zhengzhi, will not completely lose their lands, so the land acquisition has little impact on their production and livelihood. For them the cash compensation will be provided, that is to say the land compensation, according to relevant national policies and measures, will be fully allocated to every household, and the land adjustment will not be carried out in the village anymore. With this compensation, the affected farmers can improve agricultural planting structure, transform 32 mu low-yield paddy fields and develop 128 green house vegetable fields, combining shopping basket project in Loudi City. It plans to reconstruct and expand the existing 2 animal husbandry yards in the village, which aims to arrange the surplus work force in Xinwu and Qiaoshang villagers’ groups whose production and livelihood are greatly affected by the project construction. The village community and the affected farmers will jointly take responsibility for the operation of these 2 animal husbandry yards. After getting returns and benefits, the affected farmers can get relevant benefits every year according to their loss situation. 4 small-scale pig breeding yards are planed to open in 4 villagers’ groups, namely Zhongtang, Shizui, Leifeng and Duijiang. Adopting the joint stock form, the affected farmers can collect stock by using land compensation and enjoy returns every year. The villager’s committee will organize skill training, open guiding study class, give help to the affected farmers in terms of green house vegetables development, organize professional breeding personage to impart experience and contact supplying and marketing channels for the productions.

146 Wugang City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

-----Resettlement planning of demolition and construction: 24 persons of 5 households will be resettled in the original village or group with the principle of moving-back and resettling locally. The expenditure, equal to current house construction costs, will be allocated to the relocatees, and the relevant village or group will take the responsibility to arrange housing plots. The relocatees must construction house by themselves and the standard for re-constructing housing plots is 180m2. Furthermore the project executive organ and village committee will give moving and transfer allowance and necessary assistance during the demolition and resettlement. 5.5.3.6 Dawu Village of Dake Sub-district Dawu Village, an administrative village under the jurisdiction of Dake Sub-district, Loudi City, is located at the south bank of the Lianshui River, the east of Loudi City and 1km from the city proper. It borders Fangshi Village on the east, Wangjia Village of Dahe Township on the west, Shuiyang Village of Dahe Township on the south and Duijiang Village of Huashan Sub-district on the north. With 8 villagers’ groups under its jurisdiction, it has all together 770 persons of 389 households, including 386 rural populations and 384 non-rural populations. In 2003 the net income was RMB 2980 yuan per person. There are 50 households or 12.86% of total populations in the whole village engaged in the secondary and tertiary industries such as catering, garment and general commodities. The labor force is about 60% of the total population, and 100 persons are working out as migrant labors, mainly in Guangdong Province and in various industries, such as service, electronic, shoes-making industries, etc. The agriculture in Dawu Village depends on paddy (double cropping) planting. At present there are 242.25 mu cultivated lands in the village, all of which are paddy fields. The existing cultivated land is 0.63 mu per person. The land acquisition affects 23 households with 65 persons, all of them needn’t to demolish houses. 22.69 mu cultivated lands in 4 affected villagers’ groups to be acquired, all of which are paddy fields. After land acquisition the surplus cultivated land will be 0.57 mu per person, decreased by 0.06 mu per person, with the reduction of 9.37%. According to on-site investigation, the existing land resources in Dafeng and Shipo Villagers’ groups are relatively little and great amount of contracted cultivated lands of farmers will be acquired by the project, thus the land acquisition has great impact on their production and livelihood. See Table 5.5-10 for detailed situation of cultivated land acquisition in Dawu Village.

147 Wugang City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

Cultivated Land of Each Villager’s group in Dawu Village Table 5.5-10 Acquired ruled cultivated land Reducing Cultivated land area(mu) Per capita Per capita area(mu) proportion of cultivated cultivated Rural per capita Villager’s land before land after population cultivated group Paddy land Paddy land (person) Total Dry land Total Dry land land before field acquisition field acquisition and after land (mu/person) (mu/person) acquisition(%) 8 386 242 242 0 0.63 22.69 22.69 0 0.57 9.37 Xinwu 55 47 47 0.85 0.85 0 Datang 14 0 0 0 Xintang 40 18.8 18.8 0.47 0.47 0 Youyi 35 23.8 23.8 0.68 0.68 0 Dafeng 93 29.6 29.6 0.32 3.58 3.58 0.28 12.1 Dawu 56 45.4 45.4 0.81 3.58 3.58 0.69 7.88 Shipo 55 21 21 0.38 8.31 8.31 0.23 39.57 Dachong 38 56.7 56.7 1.49 7.22 7.22 1.3 12.73

Based on consultation among affected people, consideration of actual conditions in the village, and discussions by village committees, the following measures will be adopted for resettlement: -----Economic rehabilitation measures: Dawu and Dachong villagers’ groups will re-adjust and re-allocate lands in the groups, the land compensation will be belong to the villagers’ groups, mainly used to construct irrigation facilities in the fields, improve low-yield farmlands and adjust crops species, and the resettlement subsidy will be allocated equally in the villagers’ groups as well. Since there are not many cultivated lands in Dafeng Group, the cultivated land will be 0.28 mu per person after land acquisition, thus it is difficult to re-adjust cultivated lands in the group. According to relocatees’ desires, the affected farmers will be provided with cash compensation. That is to say, the land compensation, in conformity with relevant national policies and measures, will be fully allocated to every household, and the land adjustment will not be carried out in the village anymore. With this compensation, the affected farmers can improve agricultural planting structure, transform 2.75 mu low-yield paddy fields and develop 11 green house vegetable fields by themselves, combining shopping basket project in Loudi City. Adopting the form of joint stock, the affected households can collect stock by themselves Since the cultivated lands resources in Xinwu Group is rich, after negotiation part of their cultivated lands will be allocated to the affected households in Shipo Group, whose production and livelihood are greatly affected by project. The land compensation will be cashed to land contractors who will give up their farmland.

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5.5.3.7 Fangshi Village of Dake Sub-district Fangshi Village, an administrative village under the jurisdiction of Dake Sub-district, Loudi City, is located at the south bank of the Lianshui River and the west of Loudi City. It borders Jianglong Village of Dabu Sub-district on the east, Dawu Village on the west, Shuiyang Village of Dahe Township on the south and Heishibian Village of Dabu Sub-district on the north. With 7 villagers’ groups under its jurisdiction, it has all together 804 persons of 340 households, including 469 rural populations and 335 non-rural populations. In 2003 the net income was RMB 2680 yuan per person. There are 8 households or 2.4% of total populations in the whole village engaged in the secondary and tertiary industries such as catering, garment, general commodities, building materials and repair. The labor force is about 60% of the total population, and 30 persons are working outside as migrant labors, mainly in Guangdong Province and in various industries, such as service, electronic and shoes-making industries. The agriculture in Fangshi Village depends on paddy (double cropping) planting. At present there are 261 mu cultivated lands in the village, with 217 mu of paddy fields and 44 mu of dry lands. The existing cultivated land is 0.44 mu per person. The land acquisition affects 39 households with 98 persons, all of them needn’t to demolish houses. 54.38 mu cultivated lands in 5 affected villagers’ groups to be acquired, in which paddy fields accounts for 37.78 mu and dry land for 16.6 mu. After land acquisition the surplus cultivated land will be 0.55 mu per person, decreased by 0.15 mu per person, with reduction of 20.84%. Among these groups, per person cultivated lands in Tanshan, Zituo and Lashu groups all will be reduced by above 30%, and the Zituo group with the largest reduction of 52.2%. According to on-site investigation, Tanshan and Dingjia groups have comparatively rich cultivated lands, and after land acquisition, the per person cultivated land in these two groups will be above 1mu, which will insure grain production of affected farmers, so the land acquisition will not have serious impact on these farmers’ production and livelihood. However the existing land resources in Yuchong, Zituo and Lashu Villagers’ groups are relatively little and great amount of contracted cultivated lands of farmers will be acquired by the project, thus the land acquisition will have great impact on their production and livelihood. See Table 5.5-11 for detailed situation of cultivated land acquisition in Fangshi Village.

149 Wugang City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

Cultivated Land of Each Villager’s group in Fangshi Village Table 5.5-11

Acquired ruled cultivated land Reducing Cultivated land area(mu) Per capita Per capita area(mu) proportion of cultivated cultivated Rural per capita Villager’s land before land after population cultivated group Paddy land Paddy land (person) Total Dry land Total Dry land land before field acquisition field acquisition and after land (mu/person) (mu/person) acquisition(%) 6 375 261 217 44 0.7 54.38 37.78 16.6 0.55 20.84 Tanshan 11 20 20 1.82 7.97 7.97 1.09 39.85 Yuchong 88 39.5 35 4.5 0.45 0.88 0.88 0.44 2.23 Dingjia 35 42 39 3 1.2 6.47 4.23 2.24 1.02 15.4 Shitang 123 73 58 15 0.59 0 0.59 0 Zituo 59 40.5 30 10.5 0.69 21.14 12.28 8.86 0.33 52.2 Lashu 59 46 35 11 0.78 17.92 12.42 5.5 0.48 38.96

Based on consultation among affected people, consideration of actual conditions in the village, and discussions by village committees, the following measures will be adopted for resettlement: -----Economic rehabilitation measures: Tanshan and Dingshan villagers’ groups will re-adjust and re-allocate lands in the groups, the land compensation will be in possession of the villagers’ groups, mainly used to construct irrigation facilities in the fields, improve low-yield farmlands and adjust crops species. It plans to develop 120 mu shrubberies with the gradient between 15-20 degree, and re-built 84 mu grape gardens of high standard and level scalar form. These shrubberies and grape gardens will be contracted to the households in Yuchong, Zituo and Lashu villagers’ groups whose production and livelihood are greatly affected by the project land acquisition. 5.5.3.8 Lianbin Residential Committee of Huangnitang Sub-district Lianbin Residential Committee, under the Huangnitang Sub-district, Loudi City, is located at the north bank of the Lianshui River, the north of Loudi City and 0.8 km from the city proper. It borders Maotang Residential Committee of Lianbin Sub-district on the east, Lian’gang on the west, Sitang Village of Huashan Sub-district on the south and Lian’gang on the north. With 12 villagers’ groups under its jurisdiction, it has all together 1450 persons of 481 households, including 189 rural populations and 1261 non-rural populations. In 2003 the net income was RMB 5138 yuan per person. There are 13 collective enterprises in the whole residential committee, which are under just-so-so operation. 110 households or 22.9% of total populations in the whole village engaged in the secondary and tertiary industries such as catering, garment, general commodities, building materials and repair. The labor force is 68% of the village’s population, and 32% of them are

150 Wugang City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

working outside as migrant labors, mainly in Guangdong coastal area and in various industries, such as building, service industries, etc. The agriculture in Lianbin Residential Committee depends on vegetables planting. At present there are 334.02 mu cultivated lands in the village, all of which are commercial vegetables plots. The existing cultivated land is 1.77 mu per person. The land acquisition affects 23 households with 51 persons, among whom 20 persons of 11 households need to demolish their houses. 43.38 mu cultivated lands in 8 affected villagers’ groups to be acquired by the project, all of which are commercial vegetables plots. After land acquisition the surplus cultivated land will be 1.53 mu per person, decreased by 0.23 mu per person, with the reduction of 13.01%. According to on-site investigation, the existing land resources in Lianbin Residential Committee are relatively rich, thus the land acquisition has little impact on their production and livelihood. See Table 5.5-12 for detailed situation of cultivated land acquisition in Lianbin Residential Committee. Cultivated Land of Each Villager’s group in Lianbin Residential Committee Table 5.5-12

Acquired ruled cultivated Reducing Cultivated land area(mu) Per capita Per capita land area(mu) proportion of cultivated cultivated Rural per capita Villager’s land before land after population Commercial Commercial cultivated group Paddy land Paddy land (person) Total vegetables Total vegetables land before field acquisition field acquisition plot plot and after land (mu/person) (mu/person) acquisition(%) 12 189 333 0 333 1.76 43.38 0 43.38 1.53 13.01 Shangshanyan 8 21.4 21.4 2.68 4.32 4.32 2.14 20.19 Xiashanyan 9 20.6 20.6 2.29 4.22 4.22 1.82 20.49 Shangtouwu 14 25.2 25.2 1.8 5.73 5.73 1.39 22.74 Niu’e 18 28.2 28.2 1.57 6.07 6.07 1.23 21.52 Shangtongche 16 37.2 37.2 2.33 7.04 7.04 1.89 18.92 Hongqi 23 28.1 28.1 1.22 4.09 4.09 1.05 14.53 Weizi 14 33.1 33.1 2.37 5.02 5.02 2.01 15.16 Xintang 19 22.9 22.9 1.2 6.89 6.89 0.84 30.14 Xiatouwu 17 37.8 37.8 2.22 2.22 0 Chayuan 18 30 30 1.67 1.67 0 Jingtang 17 29.5 29.5 1.74 1.74 0 Xinwu 16 19.4 19.4 1.21 1.21 0

Based on consultation among affected people, consideration of actual conditions in the village, and discussions by village committees, the following measures will be adopted for resettlement: -----Economic rehabilitation measures: As the land resources are rich in Lianbin Residential

151 Wugang City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

Committee, after land acquisition the surplus cultivated lands in 8 affected villagers’ groups such as Shangshanyan are between 0.84-2.14 mu/person. It plans to carry out partial land adjustment in every villager’s group, the land compensation will be allocated to village community and resettlement fee will be cashed to land contractors who will give up their farmland. ------Resettlement plan of demolition and construction: According to relocatees’ desires, 11 affected households with 20 persons in this residential committee are willing to be relocated by means of property rights exchange and concentrated resettlement. After the on-site survey and investigation by city PMO and the resettlement design unit, and the joint discussion by governments at different levels, associate units and resettlers representatives, Maojiatang Residential Committee is preliminarily determined as the new replacement housing site, which is about 2km from this residential committee, with convenient transportation, good geological, topographical, electric power, water conditions, etc. Moreover in the demolition and resettlement they will get moving and transfer allowance, as well as necessary assistance from the residential committee. 5.5.3.9 Heishibian Village of Dabu Sub-district Heishibian Village, an administrative village under the jurisdiction of Dabu Sub-district, Loudi City, is located at the north bank of the Lianshui River, the east of Loudi City and 3.5km from the city proper. It borders Jianglong Village on the east, Chengqing Village of Lianbin Sub-district on the west, Dawu Village of Dake Sub-district on the south and Gaoqiao Village on the north. With 10 villagers’ groups under its jurisdiction, it has all together 668 persons of 238 households, including 565 rural populations and 103 non-rural populations. In 2003 the net income was RMB 2780 yuan per person. The labor force is 48% of the village’s population, and 120 persons are working outside as migrant labors, mainly in Guangdong coastal area and in various industries, such as building and electronic industries. The agriculture in Heishibian Village depends on paddy (double cropping) and vegetables planting. At present there are 790.1 mu cultivated lands in the village, with 570.1 mu of paddy fields and 220 mu of dry lands. The existing cultivated land is 1.4 mu per person. The land acquisition affects 52 households with 125 persons, among which 18 persons of 4households (including 5 persons of 2 households have other real estate) will be affected by demolition. 122.66 mu cultivated lands in 4 affected villagers’ groups to be acquired, in which paddy fields accounts for 44.48 mu and dry land for 78.18 mu. After land acquisition the surplus cultivated land will be 1.18 mu per person, decreased by 0.22 mu per person, with the reduction of 15.52%. According to on-site investigation, the existing land resources in Heishibian Village are relatively rich, thus the land acquisition has little impact on their production and livelihood. See Table 5.5-13 for detailed situation of cultivated land acquisition in Heishibian Village.

152 Wugang City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

Cultivated Land of Each Villager’s group in Heishibian Village Table 5.5-13

Acquired ruled cultivated Reducing Cultivated land area(mu) Per capita Per capita land area(mu) proportion of cultivated cultivated Rural per capita Villager’s land before land after population cultivated group Paddy land Paddy land (person) Total Dry land Total Dry land land before field acquisition field acquisition and after land (mu/person) (mu/person) acquisition(%) 9 565 790.1 570.1 220 1.4 122.66 44.48 78.18 1.18 15.52 Qinyuan 80 123 73 50 1.54 56.26 25.76 30.5 0.83 45.74 Datang 116 112.1 100.1 12 0.97 9.93 6.57 3.36 0.88 8.86 Pingyang 47 104 78 26 2.21 5.94 5.94 2.09 5.71 Qinjian 104 130 70 60 1.25 50.53 6.21 44.32 0.76 38.87 Changyuanyi 35 108 95 13 3.09 0 3.09 0 Changyuan’er 57 53 41 12 0.93 0 0.93 0 Dayuan 67 58 43 15 0.87 0 0.87 0 Damayi 27 51 34 17 1.89 0 1.89 0 Dama’er 32 51 36 15 1.59 0 1.59 0

Based on consultation among affected people, consideration of actual conditions in the village, and discussions by village committees, the following measures to will be adopted for resettling the relocatees: -----Economic rehabilitation measures: As the land resources are rich in Heishibian Village, after land acquisition the surplus cultivated lands in 4 villagers’ groups such as Qinyuan are between 0.76-2.09 mu/person. It plans to adjust and allocate partial lands in every villager’s group, and the land acquisition fee will be allocated to villagers’ groups, mainly used to improve irrigation facilities in the fields, develop low-yield farmland and change corps species. -----Resettlement plan of demolition and construction: According to relocatees’ desires, 7 households with 18 persons in this village will be relocated by means of scattered and moving-back resettlement in existing groups. The expenditure, equal to current house construction costs, will be allocated to the relocatees, and the relevant village or group will take the responsibility to arrange housing plots. The relocatees must construct house by themselves with the standard of re-constructing housing plots being 180m2/household. Furthermore the project executive organ and village committee will give moving and transfer allowance and necessary assistance during the demolition and resettlement.

153 Wugang City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

5.5.3.10 Jianglong Village of Dabu Sub-district Jianglong Village, an administrative village under the jurisdiction of Dabu Sub-district, Loudi City, is located at the north bank of the Lianshui River, the east of Loudi City and 3km from the city proper. It borders Quanfeng Village on the east, Heishibian Village on the west, Fangshi Village of Dake Sub-district on the south and Yongxing Village on the north. With 7 villagers’ groups under its jurisdiction, it has all together 524 persons of 168 households, including 495 rural populations and 29 non-rural populations. In 2003 the net income was RMB 2180 yuan per person. The labor force is about 40% of the total population, and 120 persons are working outside as migrant labors, mainly in Guangdong coastal area and in various industries, such as machinery and electronic industries. The agriculture in Jianglong Village depends on paddy (double cropping) and vegetables planting. At present there are 244 mu cultivated lands in the village, including 190 mu of paddy fields and 54 mu of dry lands. The existing cultivated land is 0.49 mu per person. The land acquisition affects 55 households with 136 persons, all of them needn’t to demolish houses. 39.64 mu cultivated lands in 5 affected villagers’ groups to be acquired, in which paddy fields account for 31.68 mu and dry land for 5.26 mu. After land acquisition the surplus cultivated land will be 0.42mu per person, decreased by 0.07 mu per person, with the reduction of 15.14%. According to on-site investigation, the existing land resources in Jianglong Villager are relatively little and great amount of contracted cultivated lands of farmers will be acquired by the project, thus the land acquisition will have great impact on their production and livelihood. See Table 5.5-14 for detailed situation of cultivated land acquisition in Jianglong Village.

Cultivated Land of Each Villager’s group in Jianglong Village Table 5.5-14

Acquired ruled cultivated land Reducing Cultivated land area(mu) Per capita area(mu) Per capita proportion of cultivated cultivated per capita Rural Villager’s land before land after cultivated population group Paddy land Paddy land land before (person) Total Dry land Total Dry land field acquisition field acquisition and after land (mu/person) (mu/person) acquisition (%) 7 495 244 190 54 0.49 36.94 31.68 5.26 0.42 15.14 Shangjiang 90 32 26 6 0.36 15.31 10.05 5.26 0.19 47.84 Xiajiang 93 39 27 12 0.42 7.33 7.33 0.34 18.79 Xintang 86 49 35 14 0.57 5.44 5.44 0.51 11.1 Quantang 58 24 19 5 0.41 4.86 4.86 0.33 20.25

154 Wugang City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

Cultivated Land of Each Villager’s group in Jianglong Village Table 5.5-14

Acquired ruled cultivated land Reducing Cultivated land area(mu) Per capita area(mu) Per capita proportion of cultivated cultivated per capita Rural Villager’s land before land after cultivated population group Paddy land Paddy land land before (person) Total Dry land Total Dry land field acquisition field acquisition and after land (mu/person) (mu/person) acquisition (%) Jianxin 56 26 21 5 0.46 4 4 0.39 15.38

Fengshu 54 37 31 6 0.69 0 0.69 0

Xinfeng 58 37 31 6 0.64 0 0.64 0

Based on consultation among affected people, consideration of actual conditions in the village, and discussions by village committees, the following measures will be adopted for resettlement: -----Economic rehabilitation measures: Since the project has great impact on the farmers in Shangjiang Group, 5.5 mu paddy fields in the nearby Fengshu Group will be allocated to the affected farmers. The land compensation will be cashed to the land contractors who will give up their farmland. Since there are not many cultivated lands in 4 villagers’ groups, namely Xiajiang, Xintang, Quantang and Jianxin, after land acquisition the cultivated lands will be below 0.5 mu per person, so it is difficult to re-adjust cultivated lands in the groups. According to affected persons’ desires, farmers who will lose their farmlands will be provided with cash compensation. That is to say the land compensation will be fully allocated to every household according to relevant national policies and measures, and the land adjustment will not be carried out in the village anymore. The affected farmers, with this land compensation, can improve agricultural planting structure, transform 20 mu low-yield paddy fields and develop 80 green house vegetable fields by themselves, with the shopping basket project combined. 5.5.3.11 Quanfeng Village of Dabu Sub-district Quanfeng Village, an administrative village under the jurisdiction of Dabu Sub-district, Loudi City, is located at the north bank of the Lianshui River, the east of Loudi City and 6km from the city proper. It borders Hejia Village on the east, Jianglong Village on the west, Shihua Village on the south and Shima Village on the north. With 8 villagers’ groups under its jurisdiction, it has all together 934 persons of 220 households, including 734 rural populations and 140 non-rural populations. In 2003 the net income will be RMB 2280 yuan per person. Now the village has run an orange yard, and 16 households are engaged in the secondary and tertiary industries. The labor force is about 48% of

155 Wugang City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

the total population, and 60% of them are working outside as migrant labors, mainly in Jiangxi Province and in construction industry. The agriculture in Quanfeng Village depends on paddy (double cropping) planting. At present there are 501 mu cultivated lands in the village, including 392 mu of paddy fields and 109 mu of dry lands. The existing cultivated land is 0.63 mu per person. The land acquisition affects 18 households with 84 persons, among whom 14 persons of 3 households to be affected by demolition. 36.99 mu cultivated lands in 5 affected villagers’ groups to be acquired, all of which are paddy fields. After land acquisition the surplus cultivated land will be 0.58mu per person, decreased by 0.05 mu per person, with the reduction of 7.38%. According to on-site investigation, though every household in Xingguang, Xinxing, Lixin and Dongfeng villager’s groups will be affected by the land acquisition in different degrees, the land acquisition will have little impact on their production and livelihood, because most households have great mount of cultivated lands reserved. However in the Nibu Group with relatively less land resources now, per person cultivated land will be reduced by 24.43% after land acquisition. Moreover with comparatively concentrated influence of land acquisition, partial farmers will lose 80% of their contracted farmlands, so the land acquisition will have greater impact on these farmers’ production and livelihood. See Table 5.5-15 for detailed situation of cultivated land acquisition in Quanfeng Village. Cultivated Land of Each Villager’s group in Quanfeng Village Table 5.5-15

Acquired ruled cultivated land Reducing Cultivated land area(mu) area (mu) proportion of Per capita Per capita per capita cultivated cultivated Rural cultivated Villager’s land before land after population land before group Paddy land Paddy land (person) Total Dry land Total Dry land and after field acquisition field acquisition land (mu/person) (mu/person) acquisition (%) 8 794 501 392 109 0.63 36.99 36.99 0 0.58 7.38 Xingguang 106 74 56 18 0.7 16.69 16.69 0.54 22.55 Xinxing 82 65 52 13 0.79 2.82 2.82 0.76 4.34 Lixin 83 50 45 5 0.6 2.77 2.77 0.57 5.54 Dongfeng 103 79 60 19 0.77 0.54 0.54 0.76 0.68 Nibu 102 58 48 10 0.57 14.17 14.17 0.43 24.43

Guangfeng 67 54 42 12 0.81 0.81 0

Guanghui 105 39 27 12 0.37 0.37 0 Youcao 146 82 62 20 0.56 0.56 0

156 Wugang City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

Based on consultation among affected people, consideration of actual conditions in the village, and discussions by village committees, the following measures will be adopted for resettlement: -----Economic rehabilitation measures: In 4 villagers’ groups, namely Xingguang, Xinxing, Lixin and Dongfeng, the cultivated lands will be above 0.5 mu per person after land acquisition. The land compensation will be in the possession of villagers’ groups and the land resettlement fee will be cashed to the land contractors who will give up their farmland. As the land acquisition will have great impact on farmers’ production and livelihood in Nibu Group, it plans to develop 50 mu shrubberies with gradient below 25 degree near the village community and built 37.5 mu grape gardens of high standard and level scalar form. All these shrubberies and gardens will be contracted to the affected households. -----Resettlement planning of demolition and construction: 14 persons of 3 households will be resettled in the original village or group with the principle of moving-back and resettling locally. The expenditure, equal to current house construction costs, will be allocated to the relocatees, and the relevant village or group will take the responsibility to arrange housing plots. The relocatees must construction house by themselves and the standard for re-constructing housing plots is 180m2. Furthermore the project executive organ and village committee will give moving and transfer allowance and necessary assistance during the demolition and resettlement. 5.5.3.12 Hejia Village of Dabu Sub-district Hejia Village, an administrative village under the jurisdiction of Dabu Sub-district, Loudi City, is located at the north bank of the Lianshui River, the east of Loudi City and 10km from the city proper. It borders Shikou Village on the east, Quanfeng Village on the west, Zhuyuan Village, Maotian Township, Xiangxiang City on the south and Nanyang Village on the north. With 6 villagers’ groups under its jurisdiction, it has all together 643 persons of 180 households, all of them are rural populations. In 2003 the net income was RMB 2180 yuan per person. There are 15 households engaged in the secondary and tertiary industries. The labor force is about 40% of the total population, and 150 persons are working outside as migrant labors, mainly in Guangdong coastal area and in various industries, such as building, machinery and electronic industries. The agriculture in Hejia Village depends on paddy (double cropping) planting. At present there are 373 mu cultivated lands in the village, including 299 mu of paddy fields and 74 mu of dry lands. The existing cultivated land is 0.58 mu per person. The land acquisition affects 14 households with 35 persons, all of them needn’t to demolish houses. 13.27 mu cultivated lands in 5 affected villagers’ groups to be acquired, all of which are paddy fields. After land acquisition the surplus cultivated land is 0.56mu per person, decreased by 0.02mu per person, with the reduction of 3.56%. According to on-site investigation, though the project will

157 Wugang City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

not acquire too many lands and the proportion is small, the land acquisition has great impact on their production and livelihood, because the land acquisition is relatively concentratedly and great amount of contracted cultivated lands of farmers will be acquired by the project. See Table 5.5-16 for detailed situation of cultivated land acquisition in Hejia Village. Cultivated Land of Each Villager’s group in Hejia Village Table 5.5-16

Acquired ruled cultivated land Reducing Cultivated land area (mu) area (mu) proportion of Per capita Per capita per capita cultivated cultivated Rural cultivated Villager’s land before land after population land before group Paddy land Paddy land (person) Total Dry land Total Dry land and after field acquisition field acquisition land (mu/person) (mu/person) acquisition (%) 6 643 373 299 74 0.58 13.27 13.27 0 0.56 3.56 Shuangyuan 106 83 68 15 0.78 2.28 2.28 0.76 2.75 Tianjie 137 80 68 12 0.58 3.02 3.02 0.56 3.78 Longli 58 40 30 10 0.69 2.5 2.5 0.65 6.25 Hejia 116 52 40 12 0.45 2.3 2.3 0.43 4.42 Yadou 78 35 25 10 0.45 0.45 0

Tuoshi 148 83 68 15 0.56 3.17 3.17 0.54 3.82

Based on consultation among affected people, consideration of actual conditions in the village, and discussions by village committees, the following measures will be adopted for resettlement: -----Economic rehabilitation measures: 30 mu wastelands near Zhupodu Section of this village are suitable to develop into cultivated lands. It plans to develop 13.86 mu paddy fields by constructing relevant facilities in the fields, which will be contracted to the affected households in 5 villagers’ groups, namely Shuangyuan, Tianjie, Longli, Hejia and Tuoshi. 5.5.3.13 Maotang Residential Committee of Lianbin Sub-district Maotang Residential Committee, under the jurisdiction of Lianbin Sub-district, Loudi City, is located at the north bank of the Lianshui River and the north of Loudi City. It borders Xianren Residential Committee on the east, Hongqi Village of Huangnitang Sub-district on the west, Daqiao Residential Committee of Huashan Sub-district on the south and Lian’gang residential area on the north. With 16 villagers’ groups under its jurisdiction, it has all together 1864 persons of 678 households, including 1074 rural populations and 790 non-rural populations. In 2003 the average net income was RMB 3709 per person. There are 20 households engaged in the secondary and tertiary industries. The labor force is 50% of the village’s population, and 30% of them are working outside

158 Wugang City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

as migrant labors, mainly in Guangdong coastal area and in various industries, such as construction, machinery and electronic industries. The agriculture in Maotang Residential Committee depends on paddy (double cropping) and vegetables planting. At present there are 379.1 mu cultivated lands in the village, including 279 mu of paddy fields and 100.1 mu of dry lands. The existing cultivated land is 0.35 mu per person. The land acquisition affects 14 households with 32 persons, among whom 5 persons of 1 households to be affected by demolition. 11.74 mu cultivated lands in 4 affected villagers’ groups to be acquired, all of which are paddy fields. After land acquisition the surplus cultivated land will be 0.34mu per person, decreased by 0.01 mu per person, with the reduction of 3.1%. According to on-site investigation, though every household has affected by the land acquisition in different degrees, the land acquisition has little impact on their production and livelihood because the proportion of land acquisition is small and most households have great mount of cultivated lands left. See Table 5.5-17 for detailed situation of cultivated land acquisition in Maotang Residential Committee. Table 5.5-17 Cultivated Land of Each Villager’s group in Maotang Residential Committee

Acquired ruled cultivated land Reducing Cultivated land area(mu) Per capita Per capita area(mu) proportion of cultivated Rural cultivated land per capita Villager’s land after population before land cultivated land group Paddy Paddy land (person) Total Dry land acquisition Total Dry land before and field field acquisition (mu/person) after land (mu/person) acquisition(%) 16 1074 379.1 279 100.1 0.35 11.74 11.74 0 0.34 3.1 Dawu 80 37.2 21.2 16 0.47 2.72 2.72 0.43 7.31 Xiaowu 86 42 24.5 17.5 0.49 3.1 3.1 0.45 7.38 Dafeng 77 36.5 31 5.5 0.47 3.52 3.52 0.43 9.64 Congjiao 61 33.8 28.4 5.4 0.55 2.4 2.4 0.51 7.1 Erjia 139 49.8 32 17.8 0.36 0 0.36 0

Taibu 147 53.7 38 15.7 0.37 0 0.37 0

Zengjia 166 76.9 54.7 22.2 0.46 0 0.46 0

Xiaqi 85 32.2 32.2 0.38 0 0.38 0 Zhongqi 36 0 0 0 0 Shangqi 30 0 0 0 0 Lijia 29 5 5 0.17 0 0.17 0 Xinfeng 43 2 2 0.05 0 0.05 0 Xinjian 16 5 5 0.17 0 0.17 0 Miaojia 28 1 1 0.04 0 0.04 0 Yanjia 34 3 3 0.09 0 0.09 0 Xinli 17 1 1 0.06 0 0.06 0

159 Wugang City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

Based on consultation among affected people, consideration of actual conditions in the village, and discussions by village committees, the following measures will be adopted for resettlement. -----Economic rehabilitation measures: Since farmers in affected villagers’ groups will not completely lose their lands, so the land acquisition has little impact on their production and livelihood. According to affected persons’ desires, farmers who will lose partial farmlands will be provided with cash compensation. That is to say the land compensation will be fully allocated to every household according to relevant national policies and measures, and the land adjustment will not be carried out in the village anymore. These affected farmers will use the land compensation to improve agricultural planting structure, transform 5.75 mu low-yield paddy fields and develop 23 green house vegetable fields by themselves, with the shopping basket project of Loudi City combined. Moreover the villagers also hope that the village committee will organize skill training and open guiding study class, giving assistance to the farmers in terms of green house vegetables development. ------Resettlement plan of demolition and construction: There are 5 persons of 1 household in this residential committee to be affected by the project. For these people they will be resettled concentratedly by exchanging property rights. The new site for resettlement is initially fixed in this residential committee. In the early stage of project demolition, the project executive organ will provide information about house re-construction plan, model design, house size and other facets to the project affected relocatees. By this measure they can make choice by themselves and their desires and expectation will be meet in maximum limit. Moreover in the demolition and resettlement they will get moving and transfer allowance, as well as necessary help provided by the residential committee as to their house re-construction. 5.5.3.14 Xianren Residential Committee of Lianbin Sub-district Xianren Village, an administrative village under the jurisdiction of Lianbin Sub-district, Loudi City, is located at the north bank of the Lianshui River and the north of Loudi City. It borders Gaoche Village on the east, Maotang Residential Committee on the west, Qingtan Residential Committee of Huashan Sub-district on the south and Minfu Village on the north. With 20 villagers’ groups under its jurisdiction, it has all together 1925 persons of 640 households, including 1159 rural populations and 766 non-rural populations. In 2003 the net income was RMB 4000 yuan per person. There are 150 households engaged in the secondary and tertiary industries. The labor force is 60% of the total population, and 40% of them are working outside as migrant labors, mainly in Guangdong coastal area and in various industries, such as building, machinery and electronic industries. The agriculture in Xianren Village depends on vegetables planting. At present there are 1156.2 mu cultivated lands in the village, with 1008.2 mu of commercial vegetables plots and 148 mu of dry

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lands. The existing cultivated land is 1 mu per person. The land acquisition affects 25 households with 66 persons, including 19 persons of 4 households ( 3 persons of 1 household have other real estate) to be affected by demolition. 40.78 mu cultivated lands in 3 affected villagers’ groups to be acquired, among which dry lands account for 8.4 mu and commercial vegetables plots for 32.38 mu. After land acquisition the surplus cultivated land will be 0.96mu per person, decreased by 0.04mu per person, with the reduction of 3.53%. According to on-site investigation, though the cultivated lands in Xianren Village are rich and the proportion of land acquisition is small, the land acquisition has great impact on their production and livelihood, because the land acquisition is relatively concentrated and great amount of contracted cultivated lands of farmers will be acquired by the project. See Table 5.5-18 for detailed situation of cultivated land acquisition in Xianren Village.

Cultivated Land of Each Villager’s group in Xianren Village Table 5.5-18

Acquired ruled cultivated Reducing Cultivated land area (mu) Per capita land area (mu) Per capita proportion of cultivated cultivated per capita Rural Villager’s land before land after cultivated population Commercial Commercial group Paddy land Paddy land land before (person) Total vegetables Total vegetables field acquisition field acquisition and after land plots plots (mu/person) (mu/person) acquisition (%) 20 1159 1156.2 148 1008.2 1 40.78 8.4 32.38 0.96 3.53 Longyan 54 61.8 7 54.8 1.14 4.2 4.2 1.07 6.8 Xianren 53 60 6 54 1.13 16.36 4.2 12.16 0.82 27.27 Yuanjia 42 43.8 2 41.8 1.04 20.22 20.22 0.56 46.16 Bakan 80 80.4 4 76.4 1.01 1.01 0 Shangxinwu 45 35.4 7 28.4 0.79 0.79 0 Xiaxinwu 48 43.8 9 34.8 0.91 0.91 0 Nichong 65 64.2 12 52.2 0.99 0.99 0 Xinzi 68 67.2 11 56.2 0.99 0.99 0 Xinyan 70 61.2 9 52.2 0.87 0.87 0 Shanyan 72 59.4 7 52.4 0.83 0.83 0 Jujia 52 65.4 6 59.4 1.26 1.26 0 Miaochong 55 61.2 7 54.2 1.11 1.11 0 Tielu 50 57.6 6 51.6 1.15 1.15 0 Jingtuo 61 69 9 60 1.13 1.13 0 Yuexing 56 52.8 10 42.8 0.94 0.94 0 Hejia 58 58.8 11 47.8 1.01 1.01 0 Meizi 72 60.6 11 49.6 0.84 0.84 0

161 Wugang City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

Cultivated Land of Each Villager’s group in Xianren Village Table 5.5-18

Acquired ruled cultivated Reducing Cultivated land area (mu) Per capita land area (mu) Per capita proportion of cultivated cultivated per capita Rural Villager’s land before land after cultivated population Commercial Commercial group Paddy land Paddy land land before (person) Total vegetables Total vegetables field acquisition field acquisition and after land plots plots (mu/person) (mu/person) acquisition (%) Xinjian 70 61.8 10 51.8 0.88 0.88 0 Qingshanyi 43 46.2 2 44.2 1.07 1.07 0 Qingshan’er 45 45.6 2 43.6 1.01 1.01 0

Based on consultation among affected people, consideration of actual conditions in the village, and discussions by village committees, the following measures will be adopted for resettlement. -----Economic rehabilitation measures: In 3 villagers’ groups, namely Longyan, Xianren and Yuanjia, the cultivated lands will be above 0.5 mu per person after land acquisition. It plans to carry out partial land adjustment in the villagers’ groups and the land compensation will be in the possession of villagers’ groups and the land resettlement fee will be cashed to the land contractors who will give up their farmland. ------Resettlement plan of demolition and construction: According to relocatees’ desire, 2 households with 10 persons in this village committee are willing to be resettled by providing cash compensation. This project, according to relevant policies, will provide compensation for their lost property, and local government will also provide houses information for their voluntary choices. For the other 2 households with 9 persons, they will be resettled by implementing property rights change and concentrated resettlement according to Loudi City urban planning. After the on-site survey and investigation by city PMO and the resettlement design unit, and the joint discussion by governments at different levels, associate units and resettlers representatives, Maojiatang Residential Committee is preliminarily determined as the new replacement housing site. The site is 1km away from this village with convenient transportation, good geological, topographical, power and water conditions. During the demolition and conveying, the project implementation agency will provide conveying subsidy, and meanwhile necessary assistance from residential committee. 5.5.3.15 Gaoche Village of Lianbin Sub-district Gaoche Village, an administrative village under the jurisdiction of Lianbin Sub-district, Loudi City, is located at the north bank of the Lianshui River, the north of Loudi City and 3km from the city proper.

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It borders Chengqing Village on the east, Xianren Village on the west, Duijiang Village of Huashan Sub-district on the south and Xiping Village of Huashan Sub-district on the north. With 13 villagers’ groups under its jurisdiction, it has all together 1688 persons of 320 households, including 1599 rural populations and 89 non-rural populations. In 2003 the net income was RMB 3100 yuan per person. There are 30 households engaged in the secondary and tertiary industries. The labor force is 50% of the village’s population, and 120 persons are working outside as migrant labors, mainly in Guangdong and Shenzhen and in various industries, such as construction, machinery and electronic industries. The agriculture in Gaoche Village depends on paddy (double cropping) planting. At present there are 942 mu cultivated lands in the village, including 754 mu of paddy fields and 188 mu of dry lands. The existing cultivated land is 0.59 mu per person. The land acquisition affects 38 households with 105 persons, all of them will not be affected by demolition. 43.93 mu cultivated lands in 9 affected villagers’ groups to be acquired by the project, all of which are paddy fields. After land acquisition the surplus cultivated land will be 0.56mu per person, decreased by 0.03mu per person, with the reduction of 4.66%. According to on-site investigation, though every household will be affected by the project land acquisition in different degrees, the land acquisition has little impact on their production and livelihood, because the proportion of land acquisition is small, the impact is dispersive and most households have great amount of cultivated lands left. See Table 5.5-19 for detailed situation of cultivated land acquisition in Gaoche Village. Cultivated Land of Each Villager’s group in Gaoche Residential Committee Table 5.5-19

Acquired ruled cultivated land Reducing Cultivated land area (mu) area (mu) proportion of Per capita Per capita per capita cultivated cultivated Rural cultivated Villager’s land before land after population land before group Paddy land Paddy land (person) Total Dry land Total Dry land and after field acquisition field acquisition land (mu/person) (mu/person) acquisition (%) 13 1599 942 754 188 0.59 43.93 43.93 0 0.56 4.66 Yuliang 120 73 58 15 0.61 7.29 7.29 0.55 9.99 Pengjia 140 95 75 20 0.68 7.83 7.83 0.62 8.24 Dongfeng 102 66 56 10 0.65 8.24 8.24 0.57 12.48 Chengfeng 105 66 56 10 0.63 7.88 7.88 0.55 11.94 Shangwan 105 73 58 15 0.7 6.44 6.44 0.63 8.82

163 Wugang City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

Cultivated Land of Each Villager’s group in Gaoche Residential Committee Table 5.5-19

Acquired ruled cultivated land Reducing Cultivated land area (mu) area (mu) proportion of Per capita Per capita per capita cultivated cultivated Rural cultivated Villager’s land before land after population land before group Paddy land Paddy land (person) Total Dry land Total Dry land and after field acquisition field acquisition land (mu/person) (mu/person) acquisition (%)

Ganjiang 115 72 60 12 0.63 1.46 1.46 0.61 2.03

Weixing 138 85 70 15 0.62 1.58 1.58 0.6 1.86 Fuxin 134 84 70 14 0.63 1.81 1.81 0.61 2.15 Yong’an 102 56 46 10 0.55 1.4 1.4 0.54 2.5 Lutang 135 86 64 22 0.64 0 0.64 0 Dajing 150 35 20 15 0.23 0 0.23 0 Niujiao 125 71 56 15 0.57 0 0.57 0 Menqian 128 80 65 15 0.63 0 0.63 0

Based on consultation among affected people, consideration of actual conditions in the village, and discussions by village committees, the following measures will be adopted for resettlement. -----Economic rehabilitation measures: Since farmers in villagers’ groups will not completely lose their lands, so the land acquisition has little impact on their production and livelihood. According to affected persons’ desires, farmers who will lose partial farmlands will be provided with cash compensation. That is to say the land compensation will be fully allocated to every household according to relevant national policies and measures, and the land adjustment will not be carried out in the village anymore. These affected farmers will use the land compensation to improve agricultural planting structure, transform 17.5 mu low-yield paddy fields and develop 70 green house vegetable fields by themselves, with the shopping basket project combined. Moreover the villagers also hope that the village committee will organize skill training and open guiding study class, giving assistance to the farmers in terms of green house vegetables development. 5.5.3.16 Chengqing Village of Lianbin Sub-district Chengqing Village, an administrative village under the jurisdiction of Lianbin Sub-district, Loudi City, is located at the north bank of the Lianshui River, the northeast of Loudi City and 5km from the city proper. It borders Heishibian Village of Dabu Sub-district on the east, Gaoche Village on the west, Duijiang Village of Huashan Sub-district on the south and Shuangchong Village of Dabu

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Sub-district on the north. With 14 villagers’ groups under its jurisdiction, it has all together 1188 persons of 280 households, including 1095 rural populations and 93 non-rural populations. In 2003 the net income was RMB 2200 yuan per person. There are 7 households engaged in the secondary and tertiary industries. The labor force is 40% of the village’s population, and 150 persons are working outside as migrant labors, mainly in Guangdong and Shenzhen and in various industries, such as building, machinery and electronic industries. The agriculture in Chengqing Village depends on paddy and vegetables planting. At present there are 761 mu cultivated lands in the village, including 606 mu of paddy fields and 155 mu of dry lands. The existing cultivated land is 0.69 mu per person. The land acquisition affects 38 households with 62 persons, all of them will not be affected by demolition. 30.03 mu cultivated lands in 3 affected villagers’ groups to be acquired, among which paddy fields account for 24.19 mu and dry lands for 5.84 mu. After land acquisition the surplus cultivated land will be 0.67mu per person, decreased by 0.02mu per person, with the reduction of 3.95%. According to on-site investigation, though the proportion of land acquisition is small, the land acquisition has great impact on production and livelihood of the project affected farmers, because the land acquisition is relatively concentrated and part of contracted cultivated lands of farmers will be acquired by the project. See Table 5.5-20 for detailed situation of cultivated land acquisition in Chengqing Village. Cultivated Land of Each Villager’s group in Chengqing Village Table 5.5-20

Acquired ruled cultivated Reducing Cultivated land area(mu) Per capita Per capita land area(mu) proportion of cultivated cultivated Rural per capita Villager’s land before land after population cultivated group Paddy land Paddy land (person) Total Dry land Total Dry land land before field acquisition field acquisition and after land (mu/person) (mu/person) acquisition(%) 10 1095 761 606 155 0.69 30.03 24.19 5.84 0.67 3.95 Zhongxin 120 86 68 18 0.72 24.22 18.38 5.84 0.51 28.16 Luojia 68 60 48 12 0.88 2.3 2.3 0.85 3.83 Fengshu 100 66 52 14 0.66 3.51 3.51 0.62 5.32 Dongfeng 120 76 62 14 0.63 0 0.63 0 Bianshan 124 80 64 16 0.65 0 0.65 0 Fujia 128 98 78 20 0.77 0 0.77 0 Yanjia 115 78 62 16 0.68 0 0.68 0 Shatian 65 50 40 10 0.77 0 0.77 0 Xinwu 125 75 60 15 0.6 0 0.6 0 Chaqi 130 92 70 20 0.71 0 0.71 0

165 Wugang City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

Based on consultation among affected people, consideration of actual conditions in the village, and discussions by village committees, the following measures will be adopted for resettlement. -----Economic rehabilitation measures: Since the cultivated land resources in Luojia Group are rich, so the cultivated lands after land acquisition will be 0.85 mu per person. According to the affected farmers’ desires to go on farming, it plans to carry out partial land adjustment in the villagers’ group, the land compensation will be in the possession of villagers’ groups and the land resettlement fee will be cashed to the land contractors who will give up their farmland. Since farmers in Zhongxin and Fengshu villagers’ groups will not completely lose their lands, so the land acquisition has little impact on their production and livelihood. According to affected persons’ desires, the farmers who will give up some of their farmlands will be provided with cash compensation. That is to say the land resettlement fee will be fully allocated to every household according to relevant national policies and measures, and the land adjustment will not be carried out in the village anymore. With this compensation, these affected farmers can improve agricultural planting structure, transform 9.75 mu low-yield paddy fields and develop 39 green house vegetable fields by themselves, with the shopping basket project combined. Moreover the villagers also hope that the village committee will organize skill training and open guiding study class, giving assistance to the farmers in terms of green house vegetables development. 5.6 Rehabilitation Plan for Affected Commercial Units The project will affect 94 small shops during land acquisition and resettlement. 43 of them are located in the Daqiao residential committee of Huashan Sub-district, 51 in Fruit Wholesale Market in Loudi City which are showed in Table 2.3-8 in details. The former 43 ones are commercial booths for both individual living and business management, which mainly engaged in shoes, garments, etc. Through the collective consultation of the resettlement planning units, municipal project office, local government, and businessmen’s deputies, these shops affected by the project will be resettled by the method of monetary compensation. 1) 51 special booths with 105 employees in the Fruit Wholesale Market in Loudi City affected by the project construction. After allocation of planed monetary compensation, Market Management Department will take responsibility to rebuild them in original places or firstly build and then demolish them. The project land acquisition and demolition will have little impact on their normal management. 2) 43 individual commercial booths affected by the project construction are all dealing in by using their old houses or renting the houses of others. The scales are small (per capita dealing area is 32.47 m2), the main customer resource is the local residents and in which the flow population

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are less. Consequently the business situation is quite bad commonly. According to the investigation, most of them have had the idea of changing business or operating on other places and hoped to select the shop owners would like to change site or change business. They wish the after getting compensation, they will find alternative site to open new business. For those who use their old house for business, considering in this project, they will be resettled mainly through the property rights change and concentrated resettlement for their house rebuilding. And the host areas have infrastructures nearby the project affected area, and the customer sources will not change a lot. It is planned that their housing plots will be arranged with priority at crossroads or two sides of main roads where people come in and out frequently. In this way, their original business level could be remained. For the individual industrial and commercial operators who rent other‘s frontshops for business, their needs for operation again can be met because the markets of wholesale and retail of small commodity in Loudi City are rich, distributed around the city, the price is reasonable, the commercial booths which can be rent are enough. For example, Xiwang Mansion, the biggest market for garments’ wholesale and retail in the Loudi City, asks for relatively higher hires but possesses wilder customer resource and better management returns. The project executive organ, coordinating with local government, relevant department, will help to contact booths according to the wills of the affected businessmen, and the businessmen all accept this measures. For those who want to re-select business place by themselves, the project implementation agency will provide them the latest information on availability of retail shop spaces in Loudi City. Moreover during the demolition and resettlement, the businessmen affected by the project will also get the business stop compensation and the moving and transfer allowance. 5.7 Rehabilitation Plan for Affected Enterprises and Institutions According to the investigation, there are 16 enterprises and 2 institutions affected by the land acquisition and demolition, which are showed in the Table 2.3-9 in detail. As only the houses for management use or for assisting production use of these enterprises affected by the project, they needn’t be wholly demolished and then resettled, thus the project has little impact on their normal production, management and operation. Through the collective consultation of resettlement design unit, city PMO, municipal government, enterprises and institutions and their functional department, as well as staff’s representatives, it is decided that cash compensation will be provided to 18 affected enterprises or institutions, because they possess some adjustable substitutional houses or sufficient unused lands for building houses. After getting reasonable compensation these enterprises and institutions can adjust offices or construct new buildings in their interior by themselves. During the implementation of the resettlement, if the normal business of these enterprises and

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institutions were affected by demolishment and rebuilding, the compensation for the loss of business suspension (including the compensation for the loss of staff’s salary) should be paid according to the actual influence. In principle, the business suspension days are limited within 6 months. The labor force arrangement cost occurred during the resettlement will be paid by the project executive agency using the contingency. 5.8 Planning of Relocation and Reconstruction Special Facilities 5.8.1 Transport Facility The project land acquisition will affect 4.96km mechanical farm road, 1 mechanical farm bridge, 8 sandstone docks and 1 passenger ferry. According to the project design, the reconstruction of mechanical farm road, if the existing road crosses the embankment, will be built with up-embankment road to settle transport problem on the both sides of the embankment; while the existing road extends along the embankment, the reconstruction will be in parallel and by moving back in existing locations. Additionally, the project design also covers the rehabilitation of the affected mechanical farm bridge, sandstone dock and passenger ferry. 5.8.2 Transformer Facility The land acquisition will affect 10KV high-voltage line of 1.49km, 380V low-voltage line of 5.12km and 5 transformers. According to the project design, the reconstruction of electric line, if the existing line crosses the embankment, will be carried out by building pole and line more higher and crossing over the embankment; while it affects tendency of electric line along the embankment, it will be relocated by changing its route and moving back in existing location. The reconstruction of electric facility will be designed by and in the charge of electric department in Louxing District. 5.8.3 Postline The land acquisition of the project construction will affect HYA3-0.5 postline of 0.9km. The reconstruction of postline will be carried out by building pole and line more higher and crossing over the embankment, if the existing postline crosses the embankment; while it affects tendence of postline along the embankment, it will be relocated by changing its route and moving back in existing location. The reconstruction of post facility will be designed by and in the charge of post and telecommunication department in Louxing District. 5.8.4 Irrigation Facility The project construction should, to the greatest extent, avoid damaging existing farmland irrigation facilities, such as electric pumping stations and channels. According to the project design, the affected electric pumping stations will be reconstructed near to existing places by rebuilding relevant pipelines; while the affected channels, after suitable compensation, will rehabilitate their function in farmland irrigation and drainage system. This work, entrusted to construction unit by

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PMO, will be finished in the initial stage of project construction, so the agricultural production of local residents will not be affected by the project construction. 5.9 Vulnerable Groups Resettlement and Rehabilitation During the course of resettlement process, appropriate department of the project will specially pay attention to the resettlement of vulnerable group. To those affected vulnerable group mainly including elderly living alone, women headed households, and extremely poor families, in addition to standard compensation provided by the project, the project will provide additional financial or physical assistance so that their rehabilitation and restoration of income and livelihood could be completed as soon as possible. 1) The project will afford special allowance for the families under the poverty line to help them construct houses and keep their living level. The detailed measures include the house building subsidy of 3000 yuan/household for poor households, and subsistence subsidy of 600 yuan/person to help them overcome the difficulties during the demolition. 2) After implementation of the project, the affected households could apply for loan, and local village collectivities could provide guarantees for such application. 3) During the course of implementation of the project, local village collectives will help those vulnerable families with selecting new housing plot, rebuilding new houses and transferring to new houses. They include those elderly living alone, disabled and women headed households For the 39 affected households with 85 persons, the allowance standard will be determined by the real situation and their needs. Allowance for the vulnerable group will be calculated by 1% of the total cost of occupied land compensation and resettlement for the project, which will be used to provide support compensation of house and accessorial facility and used for the cost of providing all kinds of assistance or life support to the vulnerable group affected by the project.

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6. Institution and Responsibilities 6.1 Resettlement Engaging in the Resettlement Planning The investigation of demolition and resettlement planning of the project are completed jointly by the resettlement consultation unit organized by Key Project Management Office of Hunan Province Water Resources Department and related resettlement design units. Loudi Municipal People’s Government and Water Resources Bureau assigned their staff to join in the work of investigation and planning. Township (town, sub-district), village (residential committee) and group affected by the project arranged the leaders and the masses to join in the investigation and planning. 6.2 Institutions and Responsibilities of Resettlement Implementation Management 6.2.1 Institutions Special resettlement Offices shall be set up in all levels of PMO in Province, City, and District in order to manage the resettlement implementation work. There are about 1 to 8 persons in Project Resettlement Office. Because of the high sociality of the resettlement work, the Project Management Office at all levels should be formed by the persons from government, land administration, planning department and agricultural department. A person with rich management work experience will be the leader of the project resettlement office (PRO). There will be 1 to 2 main leaders in the townships (towns, Sub-districts) and villages (residential committee) affected by the Project. One government leader and Land Administration Station leader will take charge of it in town, township and Sub-district, and village head or director will take charge of it in village and residential committee. See Fig. 6.2-1 for the Frame of Project Resettlement Institutions. 6.2.2 Responsibilities 1) Project Resettlement Leading Group of Hunan Province Leaders from Hunan Provincial People’s Government, Hunan Plan Committee, Hunan Water Resources Department and Provincial Loans Project Execution Office who are in charge of the project will be appointed to constitute the “Project Resettlement Leading Group of Hunan Province”. And its main responsibility is to strengthen the leadership in the project, and to coordinate and to organize the relation of resettlement institutions at all levels.

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ADB Loans Project Management Office of

Hunan Province Project Resettlement Leading Group of

Hunan Province Project Resettlement Management Office of

Hunan Province

ADB Loans Project Office of Loudi City Independent Loudi City Project Resettlement Design Monitoring and Resettlement Leading Unit Evaluation Group Institution Project Resettlement Implementation Management Office of Loudi City Louxing District Project Resettlement Leading

Group Project Resettlement Implementation Management Office of Louxing District

Township (town, sub-district), Resettlement

Implementation Management Office

Village Committee or Residential Committee

and Village’s Group

Resettlement Household

Fig. 6.2-1 Frame of Project Resettlement Institution

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2) ADB Loans Project Office of Hunan Province The main responsibilities of ADB Loans Project Office of Hunan Province are to organize the work of project Resettlement and the planning, to take charge of the policy compilation of resettlement activities of the project, and to organize and coordinate the relation of resettlement institutions at all levels. Provincial Project Management Office will be set up under Provincial ADB Loans Project Office to deal with everyday affairs. 3) Project Resettlement Management Office of Hunan Province Project Resettlement Management Office of Hunan Province is constituted by Loans Project Execution Office, and its main responsibilities are to strengthen the leadership in the course of project implementation in Hunan Province, and to coordinate the working relation among the counties (cities, district) in Hunan Province and guarantee the construction of main body of project and the smoothness of land acquisition resettlement. 4) Project Resettlement Leading Group of Loudi City Project Resettlement Leading Group of Loudi City is managed by leaders of Loudi Municipal People’s Government in charge of the project directly, and its main responsibilities are to strengthen the leadership during the course of project implementation in the city, to coordinate the working relation of counties and districts, and to guarantee the smoothness of the construction of main body project, land acquisition resettlement. Municipal PMO shall be set up under the leading group to deal with everyday affairs. 5) Loudi Municipal ADB Loans Project Office The main responsibilities of Loudi Municipal ADB Loans Project Office are to strengthen the leadership of the project, take charge of policy compilation of resettlement activities, and to organize and coordinate the relations of resettlement institutions at all levels. Municipal Resettlement Implementation Management Office will be set up under it to deal with daily affairs. 6) Loudi Municipal Project Resettlement Implementation Management Office Loudi Municipal Project Resettlement Implementation Management Office is regarded as the Project Management Institution. The main responsibilities of it are to fulfill management, planning, implementation, coordination and supervision and monitoring of the resettlement: Work out the land acquisition of the project, demolition and resettlement policy; Entrust the design unit to determine the range affected by the project, to investigate the physical index of the impact of the land acquisition and demolition, and to preserve the data; Apply for the land using and planning, and license on land using and construction; Be in charge of service training of main resettlement leader of Land Acquisition, Demolition, and Resettlement Office;

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Organize and coordinate the compilation and execution of Resettlement Planning Report; Be responsible for management and allocation of funds, and supervision the using of funds; Guide, coordinate and supervise the resettlement implementation and progress ; Preside over and check the internal monitoring activities, and be in charge of compilation of the report on land acquisition, demolition and resettlement; Determine the external monitoring institution and assist with the external monitoring activities. 7) Resettlement Leading Group of Louxing District Resettlement Leading Group of Louxing District is under the charge of the leaders of Louxing District People’s Government who is in charge of the project, and the main duties are to strengthen the leading to course of the project implementation, to take charge of coordinating the work of each government in land acquisition, demolition and resettlement and the relationship of state, collective and individual, and guarantee the construction of main body project and the smoothness of land acquisition and resettlement. 8) Louxing District Resettlement Implementation Management Office It is composed by the full-time and part-time leaders from the People’s Government of Louxing District, and related government such as planning and land administration, and its main duties are as follows:

① Assist designing unit to determine the affected area of the project, invest physical index of the impact of land acquisition and demolition and be in charge of the keeping of data;

② Assist the compilation of Resettlement Plan and be in charge of resettlement;

③ Be responsible for selecting main resettlement leaders to receive the business training;

④ Organize the public discussion and publicize the resettlement policies;

⑤ Guide, coordinate and supervise the government relating to land acquisition, demolition and resettlement or the resettlement implementation action and progress;

⑥ Be responsible for resettlement work and pay the resettlement fee according to the agreement;

⑦ Help the business runners who are willing to engage in farming and adjust the production land using;

⑧ Implement internal monitoring action, compile internal monitoring report and report it to Municipal Project Resettlement Management Office timely;

⑨ Assist external monitoring action. 9) Township (town, sub-district) Resettlement Implementation Management Office It is led by Town (township, sub-district) leader in charge of this project and consists of main leaders

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of Land Administration Station, Police Office, Civil Management Station and villages. The main responsibilities of it are as follows:

① Participate in the project investigation and compilation of Resettlement Plan;

② Organize the public to participate in and publicize the resettlement policies;

③ Carry out, check, supervise and record all resettlement activities in the township or town;

④ Go through the procedures of house demolition and rebuilding;

⑤ Be responsible for the payment and management of land compensation funds;

⑥ Supervise the land acquisition of land, demolition of houses and attachment and rebuilding and demolition of buildings;

⑦ Report the land acquisition, demolition and resettlement result to Municipal Land Bureau and Resettlement Management Office;

⑧ Dispose the contravention and problems in work. 10) Village Committee or Residential Committee and Villager’s Group Resettlement Group of Village Committee or Residential Committee and Villager’s Group consist of main leaders of Village Committee and Villager’s Group, and its main responsibility is as follows:

① Participate in the investigation of social economy and project affection;

② Organize the masses to discuss and publicize the land acquisition and demolition policies;

③ Select the resettlement site, and allocate land for the demolition household;

④ Carry out land reclamation, adjustment and allocation and organize production development;

⑤ Be responsible for administration and allocation of funds;

⑥ Submit opinion and advice of resettlers for the higher level department;

⑦ Report the resettlement implementation progress;

⑧ Provide help for the household with difficulties in demolition. 11) Responsibilities of Design Unit During the planning design stage, survey the physical index of demolition, environmental capacity, developable and available resources exactly, to assist the government in the project area to work out the resettlement scheme, to compile the budgetary estimate of compensation and investigation for demolition and the report on demolition and resettlement planning, and to work out the related drawings. In the implementation period, provide design document, technology regulations, drawings and notice for the Municipal PMO in time, report the design technical explanation to project

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management Offices at all levels by phase, each settlement Office with the settlement demolition and settlement production will be assisted, arrangement settlement arrangement planning schedule will be made further improvement according to the actual conditions. 12) Responsibilities of Independent Institutions for External Monitoring and Evaluation Qualified monitoring evaluation institution shall be hired to be the resettlement monitoring unit by the Municipal PMO, and its main duties are: 1 As an independent institution for monitoring and evaluation, its main responsibilities are to observe each aspect of the resettlement plan and its implementation, to monitor and evaluate the resettlement work, the implementation result and the social adaptability of the resettlers, and provide resettlement monitoring and evaluation report to the ADB through the PRO. 2 Provide technical consultation for Project Resettlement Office in the aspects of investigation and process of the data. 6.3 Supervision Institutions Loudi Municipal Project Settlement Implementation Management Office is the supervision institution, and it shall preside over and check the internal monitoring, compile project land acquisition resettlement progress report, report resettlement implementation progress, problem and advice for the Provincial Project Management Office regularly in order to maintain the good function of resettlement institution at all levels in the course of project implementation, coordinate work of all aspects and master the resettlement implementation states. At the same time, Loudi Municipal PMO shall hire qualified and independent external monitoring unit to take the charge of the project land-cover demolition and compensatory monitoring evaluation work of resettlement. Independent monitoring unit shall provide technology consultation for internal monitoring and management, provide overall resettlement implementation information for Loudi Municipal PMO and report resettlement progress, problem and disposal advice for Loudi Municipal PMO. 6.4 Resettlement Management System Employer responsibility system, project supervision system, project bidding system and contract management system is used in resettlement project management. Loudi Municipal PMO is in charge of the bidding work of resettlement implementation, special projects and infrastructure. And independent supervision units shall be invited to monitor and evaluate the resettlement. What’s more, computers shall be used to manage the information and keep all archives of resettlement and materials in the course of implementation in PMO at all levels. 6.5 Personnel and Facilities of Resettlement Institution

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6.5.1 Personnel Arrangement In order to maintain the resettlement work to be carried out smoothly, special personnel shall be arranged for resettlement management institution at all levels to form a smooth information transmission channel. Personnel of resettlement institution consists of administrators and professional technical staff who own certain profession level and management qualification and land acquisition demolition working experience. See table 6.5-1 for details of related institution personnel conditions. Table on Resettlement Implementation Management Institution Personnel of Urban Flood Control Project of Loudi City Table 6.5-1 Unit: Person

Finance Technical Political Rear-service Institution Name Total Administrator Staff Staff Worker Staff Municipal Resettlement Implementation Management 8 2 2 2 1 1 Institution District Resettlement 8 2 2 2 1 1 Implementation Management Township Resettlement Implementation Management 30 10 15 5 Institution Total 46 14 4 19 2 7 6.5.2 Facilities The facilities equipped with the institution mainly refer to the resource arrangement for resettlement implementation institutions such as office buildings for resettlement institution at all levels, transportation tools, office facilities and communication facilities (see Table 6.5-2 for details). Total amount of facilities management as planned for resettlement institution is 0.736 million yuan, and the funds are open-fee of resettlement implementation institution of general budgetary estimate of resettlement investment.

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Table on Resettlement Implementation Facility of Urban Flood Control Project of Loudi City Table 6.5-2 Amount Price Investment Project Type Unit Municipal District Township Remarks (yuan) Total (104 yuan) PRO PRO PRO 300 yuan/House, 1. Office House 14400 9 2 2 5 12.96 hire for 4 years 2.Transportation Liebao Piece 171800 2 1 1 34.36 Tools CFA-6400A 3. Office Facilities 26.28 Lenovo 3.1 Computer Yangtian Set 8499 9 2 2 5 5.95 M6000 3.2Printer HP8000 Set 8260 7 1 1 5 4.96 Panasonic 3.3Photocopyper Set 13600 2 1 1 1.36 FP-7818 3.4 Digital SONY Set 4880 7 1 1 5 2.93 Camera DSC-V1 3.5 Air Gree505Tly Set 4000 9 2 2 5 2.8 conditioner Type 3.6 Table and Set 1000 46 8 8 30 3.8 chair 3.7 Scanner HP4670C Set 3000 7 1 1 5 1.8 Liguang 3.8 Fax Set 1680 7 1 1 5 1.01 8500 Siemens 3.9 Telephone Set 128 9 2 2 5 0.09 8000 Type Toshiba 3.10Notebook PC Set 15800 2 1 1 1.58 PA100 4. Total 73.6 Investment

6.6 Training Plan To guarantee the work of project implementation be carried out smoothly, the resettlers should be trained and the training plan should be formulated. Resettlement training plan contains of two aspects: training plan for resettlement administrator and resettlers’ production skills . 6.6.1 Resettlement Administrator Training Plan Plan and establish city-level, township-level and village-level resettlement institution personnel training and human resource development system. Resettlement administrator training work can be carried out by inviting leader or expert to give the lecture, launching technology training workshops

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in each units, study tour in resettlement project, training the administrators on the spot. Training content contains: 1) Resettlement principle and policy; 2) Resettlement planning management training; 3) Resettlement implementation planning design; 4) Resettlement implementation progress management; 5) Resettlement finance management; 6) Resettlement project quality control; 7) Management information system; 8) Resettlement monitoring evaluation; 9) Resettlement project management. 6.6.2 Production Skills Training for Resettlers Resettlement production skill training plan mainly is aimed to train the resettlement household in the aspect of knowledge and practical technology. The training mode of integrating long-term training, short-term training and key technology training together shall be adopted, and also some young person with certain knowledge shall be sent to study in Hunan Agricultural University and Hunan Agricultural Science Academy in order to provide a number of technical backbones for the project area; Regarding the provincial and municipal training center as the carrier, we shall hold all kind of practical technology training in order to make a number of resettlement master one to two kinds of practical technology and lead other resettlement households to rich life by science. 1) Training for resettlement backbone: It is planned that we will recommend and sent some resettler’s children or resettlement backbone who is qualified and is active to receive long-term training and education in Hunan Agricultural University in order to make them the pioneers of resettlement development. 2) Training on planning technology: carry out the training on big-shed vegetable production technology, high quality cross hybrid rice, two-low rape technology promotion by inviting agricultural science experts to have class fixedly and demonstrate on the spot. 3) Training on aquaculture technology: carry out the training on poultry feeding skill and livestock aquaculture skill by inviting agricultural science experts to have class in the fixed locations and demonstrate on the spot. 6.6.3 Investment on Resettlement Training and Planning Ten terms of classes of settlement training are planned to be run for resettlers and resettlement leaders (157 persons/period): seven terms of training for resettlers (125 persons (female 55) /period), three terms for resettlement leader (32 persons/period) and the training planning

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investment is 0.1999 million yuan as planned (technology training fee shall be taken into the account of general budgetary estimate of resettlement). See table 6.6-1 for details. 6.7 Measures for Institution Consummating 1) Make the responsibility and obligation range of resettlement institution clear and definite, and strengthen the supervision and management; 2) Enrich the forces of resettlement institution at all levels, and especially strengthen the profession technology forces. All of the personnel must own certain profession level and management ability, and strengthen the skills in computer, testing equipment and transportation tools; 3) Select the working personnel strictly, and strengthen the service skill training and carry out the training for administrator and technical staff in order to improve the service ability and management level; 4) Arrange women leaders with proper quantity and make them play a role in resettlement; 5) Establish database and strengthen the information feedback to guarantee the smoothness of information both from the higher to the lower and from lower to the higher, and important problems shall be solved by resettlement leading group. 6) Strengthen the report system and internal monitoring, and solve the problem in time. 7) Establish external monitoring evaluation mechanism and pre-alarm system.

179 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources Table 6.6-1 Resettlement Implementation Training Schedule Table Amount of Amount of Total Arrangement of Project Training place Train mode Lecturer Training object people Training content period training funds (104 yuan) (People) (period) time (day) Training for resettlement 32 3 8.50 administrator 1.Resettlement Principle and Policy; 2. Resettlement Hunan Expert of provincial Administrator of city Project Planning Management; 3.Resettlement Finance Lecture by expert 3 1 5 1.50 Provincial PRO PRO PRO and district PRO Management; 4.Management Information System; 5. Resettlement Implementation Management, etc. 1Administrator of 1.Resettlement Principle and Policy; 2. Resettlement 10 PRO of Loudi Expert of provincial township PRO Project Planning Management; 3.Resettlement Finance Class 1 3 4.00 City PRO 2.Administrator of each Management; 4.Management Information System; 5. 16 village Resettlement Implementation Management, etc. Domestic Domestic Main business Similar Investment personnel of PRO at all 3 Resettlement implementation and monitoring management 1 10 3.00 Project and Study levels 2.Resettlement production 125 7 11.49 technology training Hunan Advance study Resettlement backbone Management of production technology, 2.Management of Agricultural and entrusted Teacher of HAU and resettlement 5 agriculture technology, 3.Multi-oeration of agriculture 1 Half a year 2.50 University training children production, etc. Administrator of Resettlement Township County PRO and Representatives 120 (female 1.Training of planting technology, 2.Training of breed (sub-district) Class agriculture Of 6 7 8.99 55) aquatics technology PRO Technology Each township expert And village 3.Total 157 10 19.99

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7. Public Participation and Harmonization with Residents in Relocation Sites 7.1 Public Publication Strategies According to relevant demolition resettlement policies and code of nation, province and city, in order to maintain lawful rights and interests of resettlers and removed units, and to minimize complaints and dispute, we shall further work out the policies and implementation detailed rules of removing and demolition of project, compile resettlement plan, do well the implementation and organization work to fulfill the purpose of resettlement and demolition aiming at the rebuilding character of the project. In order to accomplish appropriate resettlement, a great deal of efforts have been made on resettlers’ participation and consultation during the phase of policy making of resettlement and demolition, planning and implementing of the RP. 7.2 Approaches and Measures of Public Participation 7.2.1 Participation Approaches Before launching investigation work, we compile general work outline, hear and accept local government’s opinion for the investigation contents, approaches and requirements, etc. Local government dispatches staff to take part in investigation group and work together. During the period of investigation at large, we invite principals and representatives of township, village and group to participate in investigation work, and propagate to them the project necessity, project effect, project influence, compensation principle and resettlement schedule, and deliberate over the possible direction of the resettlement together. In the phase of resettlement planning, the work staff of resettlement deliberate with all levels of leaders of city, township (town, sub-district), hear and accept opinions, requirements, and existent problems, select demolition sites. When investigating on the spot, local mass and concerned leaders shall participate in selecting resettlement location. It is proved that the consultative work has active significance to selecting resettlement location of long-term potential and establishing scheme that is easy to be accepted by resettlers. 7.2.2 Participation and Consultation Measures Public participation and consultation mainly adopts two ways of small group discussion and sample survey of resettlers’ desire. Illustrate project building purpose, content and importance to the resettler representatives and discuss the matters concerned the resettlement planning together through these manners. Through investigation, great deal of efforts shall be made on public participation and consultation opinions by design units. On basis of no prejudice to the collectivity planning principle, housing construction scheme and production rehabilitation modes should be consistent with mass opinions so that programming is in reason and resettlers are satisfied.

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In the stage of resettlement implementation, still adopt the ways of consultation meeting and sample survey of resettlers’ desire, collect resettlers’ information, investigate resettlers’ desire, and perfect resettlement plan ulteriorly. To ensure that the resettlers and local government in the affected area understand the detailed information of the resettlement and compensation plan of the project, we made propaganda to the resettlers the laws and regulations on national resettlement through public participation (consultation meeting) or local media (such as TV) from the start to the implementation of resettlement plan, so resettlers will know exactly physical indices, the computing method of compensation rates and methods, resettlement measures, appropriation and utilization of the resettlement compensation and allowance, the rights of the resettlers and favorable policies, etc. At the same time, similar information should also be disclosed to the residents in the demolition sites to make them know more about land occupation information, land compensation rates, utilization of fund and resettlement information. We disclose resettlement work to gain the support and confidence from both groups to ensure the success of resettlement work. 7.3 Public Participation in the Process of Resettlement Planning In the stages of preparation and compilation of Resettlement Plan, all levels of local government and resettlers should take part in the following items of work: 1) When surveying the land occupation for the project and demolition impact, Loudi City project resettlement Office, resettlement design units, the investigation work is with attendance of village (residential committee) and villagers’ groups and resettler representatives in November to December in 2004. In the process of Resettlement Planning, project resettlement office and resettlement design units go deep into every village and villagers’ group, adopt the form of holding consultation meeting with attendance of leaders of village group and resettler representatives, or discuss with resettlers randomly, and further solicit their opinions and suggestions on resettlement (including their choice of resettlement location, production rehabilitation measures, house reconstruction and compensation policies for land occupation, which are presented in Table 7.3-1. 2) Loudi City resettlement project office and design office successively organize and hold propaganda meeting with attendance of all levels of local leaders and all classes of affected persons. Propaganda the all classes of existing policies on resettlement of Country, province and city. Accept and consult widely their opinions on how to decrease project impact, how to resettle the demolition resettlements for land occupation and compensation rates for all levels of affected persons, which are presented in Table 7.3-2.

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Table 7.3-1 A Questionnaire of Public Attitudes toward the Project

Participant Time Location Participant Discussion Content Final Results Number Project introduction, Supporting project Every Resettlement affected area and construction, firstly Nov.~Dec.2004 resettlement 185(82 female) representatives tentative putting forward village resettlement scheme resettlement plan Planning committee, Municipal, Project introduction, Supporting project town government, town affected area and construction, agreeing Nov.2004 design units, planning, 21(9 female) government tentative on resettlement plan in country and resettlers meeting room resettlement scheme principle. representatives Defining every item of Solicit project Municipal government, compensation Municipal opinions on design units, planning, standards, Dec.2004 government 35(15female) compensation, country, resettlers resettlement policies meeting room resettlement plan representative and land occupation and land occupation policies.

Table7.3-2 Policies Disclosure Who and with Purpose Content When Where whom Administrative 1.Project affected all kinds of Survey group management organ of quantities of physical indices consists of project area, township Project impact in and land occupation of project. municipal project Nov.2004 government, village socioeconomic survey 2.Project influence Office and committee, the affected socioeconomic condition in the resettlement design domestic and non area affected by the project units domestic 1.Accept the opinions and suggestions of every relevant Municipal Initial consultation for the party of project scheme, government, compensation policies demolition and resettlement municipal project and demolition scheme Dec.2004 Within the project scope work. Office, district in the preparation of 2.Resettlers representative project Office, and resettlement plan participate in resettlement and affected people demolition. 1.Hold consultation meeting, concentrate on introducing Municipal, district Further consultation of conditions and go on accepting project demolition compensation policies 6 months opinions and suggestions. Office and and rehabilitation plan in before Demolition Site 2.Hold demolition meeting, relocated modifying resettlement demolition propaganda resettlement plan, household plan compensation rates and answer representative the relocatee’s inquiry.

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3) In the process of resettlement planning, the project publicize relevant resettlement information to the residents in relocation sites, through holding the discussions with villager officials and resettlers representatives or talk with resettlers randomly. Then they can know more about the land occupation, land compensation rates, utilization of fund and resettlement information. Table 7.3-3 Information Disclosure

Disclosure Disclosure Document Disclosure Way Date Location Situation introduction of the project (including land 1. Holding the meeting November Project area occupation 2. Bulletin column 2004 1. Resettlement Introduction of the project of land occupation and Information Manual August 2005 Project area demolition 2. Hold the meeting Disclose the bulletin of resettlement plan Bulletin column August 2005 Project area 1. Bulletin column September Disclose the report of resettlement plan 2. Published in the Project area 2005 newspaper Municipality Project Office September Municipal project Submission Website 2005 Office

4) In November to December in 2004, staff of the resettlement planning team conducted survey of desire among affected households with the assistance and corporation of relevant department of project. The results are listed as follows:

① Know about the project: 95.12 percent of resettlers know about it, 4.88 percent don’t know about it.

② Know about the channel: From investigators 92.15 percent of resettlers know about it, 52.31 percent of resettlers through villagers in the neighboring village.

③ Supporting attitude: All resettlers support the project.

④ Views on impact: 90.21 percent of resettlers think flood control project benefit is great, the negative effect caused by the land acquisition and demolition can be reduced by proper compensation; 4.15 percent of resettlers think the flood control project benefit is great, but the negative effect caused by the land acquisition and demolition is also great; 5.64 percent of the resettlers think the flood control construction of the project has no effect on them, but the negative effect caused by the land acquisition and demolition is to some degree.

⑤ Demolition and resettlement: 15.38 percent of resettlers in city zone choose cash compensation as their own compensation methods and would love to buy houses by themselves to live in; 84.62 percent of resettlers choose exchanging property rights and

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hope government arrange unitedly, desire the area of resettlement houses is the same with former one. 95.68 percent of resettlers in the country area hope government arrange houses base unitedly so as to remove and build houses by themselves. 4.32 percent of resettlers choose centralized resettlement.

⑥ Economic Rehabilitation: 46.15 percent of resettlers require cash compensation, 53.85 percent of resettlers require the adjustment of land. 7.4 Public Participation and Plan in Implementation of Resettlement Plan Resettlers should be encouraged to participate during the whole course of implementation of resettlement planning of the project. 7.4.1 Participation in the Houses Reconstruction and Resettlement 1) Housing Compensation Standards The compensation standards for house will directly affect the interests of the relocated household. Before the houses are demolished, the relevant resettlement authority will consult and sign an agreement with the relocated household on the compensation standards for the houses. The consultation results will be declared publicly before the agreements are signed, so as to put the resettlement under public supervision. 2) Resettlement Locations and Ways of House Reconstruction At the RP preparation stage, the relevant authority carried out survey on the resettlement host sites and the way of house reconstruction. According to the results of resettlement survey, most of the affected households are willing to have their houses relocated in their own groups and to rebuild houses by themselves. The local governments at all levels will provide assistance at different stages for house demolition. 3) Disposal of Old Houses All the relocated households will be compensated at replacement value for their old houses. Within a stipulated time limit, the relocated households can, according to their will, demolish their old houses firstly and then rebuild the new houses or vice-versa. The salvageable materials from the old houses can be used by the relocated households themselves. 7.4.2 Participation in Economic Rehabilitation All the villagers of every village groups should participate in the adjustment and distribution of land and start-up of other agricultural development project, especially for taking care of resettlers who have special requirements to land. 7.4.3 Participation in the Utilization and Management of Land Compensation Land compensation should be owned by collectivity of village groups, any unit or individual shall not

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withhold and appropriate. After the compensation funds have been given to collectivity of village groups, it should be planned as a whole in order to ensure special funds for special purposes. The fund cannot be used until the usage is talked over and agreed in meeting with the attendance of every group of villagers and be supervised by villager representative. 7.4.4 Participation in Project Construction The project construction will cause certain impacts on the local community. In order to ensure the affected persons benefit from the project construction, the local persons will be encouraged to take part in the construction, and favorable conditions will be created to use local materials and local labor force. 7.5 Women Participation From the beginning of the project, a great effort has been made on the roles that women play in the project by the implementation institution of the project and local government. Concern women and families where women are the householders and made women give full play to in the process of implementation of resettlement plan. In the affected area, women’s rights, interests and status should be the same as that of men. Women play an important role in economic development activities and housework. Especially in the village, most women stay at home, more men go into the city to find jobs. So besides family responsibility women play an important role in tilling and non-farming work. So in the area affected by the project, women will pay more attention to the project than men. They not only take part in every stage of resettlement work but also give fineness rein to the direction and method of resettlement. During the period of surveying the project at large, all female directors of resettlement villages are invited to participate in investigation working groups to propaganda and communicate with affected women. In the small consultation meeting of resettlers, more than 40 percent of participant is female. Besides supporting the project actively, they showed that they pay more attention to the correctness of surveyed physical indices, rationality of compensation standard and whether the compensation can reach in time, etc. In the resettlement planning stage, resettlement design unit actively invite female resettler representatives to discuss together, accept their opinions, requirements and existing problems on production rehabilitation and resettlement of demolition and housing construction. The consultation work has positive significance in releasing women from the worry of living source and traditional production pattern and achieving equal proceeds in the production. Meantime arrange for at least one-woman cadre in all levels of setup of the project, and encourage women to participate in the implementation of the resettlement planning. A great deal of effort will be

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made on the women’s demolition activities, especially the livelihood rehabilitation by resettlement implementation setup and local government in the process of implementation of the project. Give priority to women and provide more opportunities in the project construction. 7.6 Harmonization with the Residents in Relocation Sites The resettlement demolition of the project is mainly to buy houses by themselves and build houses centralizedly, the former resettlers can choose place to buy house where they can adapt the new living environment. The latter resettlers can be harmonious with residents in relocation sites because the resettlement’s livelihood doesn’t change much and they share the common life and customary habits. Certainly, it doesn’t mean that there is no estrangement and conflict between the resettlers and former residents. In order to promote good relationships between them, the following work should be done: 1) Before demolition, resettlers and residents in the demolition sites should take part in the resettlement planning. If you want to get cooperation, participation and feedback opinions of demolition sites and resettlers, introduce to them their rights and schemes they can choose. They can have their own choice from a number of resettlement schemes. They can consult with them directly or define through formal or informal leaders and representatives. In most conditions, do some system arrangement such as project official holds regular meetings with local groups so that resettlers and residents in the demolition sites can show their opinions in the whole period of planning and implementation of the project. Must make effort to see that vulnerable populations express their opinions adequately. 2) Try to decrease the impact on the residents in relocation sites. There may be conflict between resettlers and residents in the demolition sites if resettlers need more land, water sources, wood land and society services, or society and houses facilities provided for resettlers succeed the level of residents in relocation sites. So in order to avoid such conflict,, the livelihood conditions and society services of the residents in relocation sites should be improved, at least avoid deterioration. Try to provide for two groups the perfect education, water supply and medical service and create better social atmosphere for their permeation.

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8. Appeal Procedure 8.1 Possible Complaint and Problems Solving Methods Resettlement Plan makes overall plan for resettlement scheme from the angle of the affected area of the whole project. In the implementation process, resettlers’ complaint may appear because of the change of actual situation and deviation of operation. According to resettlement experiences got from the constructing and constructed projects, the resettlers’ complaint may be the several following kinds: 1) Indices Problem Because of the error in the process of surveying, statistics and computation, the occupied and removed physical indices may be missed out, without entry and wrongly entered to affect resettlers benefits. When such problems happen, the affected people through village committee can report to Loudi City project Office in oral or written form. After processed by Loudi City resettlement Office, the problems should be submitted to Municipality project Office and supervision unit. Under the leadership of municipality project Office, organize professional personnel to verify on the spot, sign and issue disposal opinions, ratify and register the missed out item, wrongly entered or missed out physical indices and compensate according to the standard. 2) Compensation Standard Small number of resettlers might have concerns on the compensation could not meet rehabilitation needs due to lack clear understanding about national resettlement policies and codecompensation. Prior to implementation of resettlement project, the design personnel should cooperate with all levels of government and resettlement office, do the technical explanation, explain national resettlement policies and computation process of compensation standard in order to make resettlers understand that compensation standard is compiled according to the national laws and regulations document, which can ensure resettlers move out, live comfortably, develop so as to release their misgiving. 3) Funds In the construction process, due to slow allocation of resettlement funds, houses building, and economic rehabilitation might be affected. Such questions require managers of implementation of resettlement control funds, schedule and quality to ensure resettlement funds can be used effectively as designated. The resettlement fund allocation should be in accordance with the schedule every month and resettlement project proceed according to the schedule. 8.2 Appeal Channel and Procedure Resettlers enjoy rights and obligations which are endowed by constitution and law. The exiting laws and codes of our nation can guarantee resettlers lawful rights are not violated. Appeal until getting it,

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if the lawful rights and interests are violated. 1) Appeal Channel ─ People’s letters and visits handling office for citizen (including resettlers) should be set in county, city and province of the resettlements to investigate and deal with general appeal question of resettlement; ─ Establish all levels of local resettlement management setup according to the law, every level has the authority to supervise the lower level from province, city to county and can accept appeal cases in the way of resettlement; ─ Self-governed resettlement monitoring institution works according to relevant national regulations, is responsible for maintaining resettler’s lawful rights and interests. The appeal problems of the violation of the rights of resettlers can also be accepted and reflected; ─ The illegal and orderless case relating to resettlement appeal can be accepted in the law departments such as administrative supervision, auditing, discipline inspection, judiciary and prosecutorial department. For the resettlement appeal system of the whole project, see figure 8.2-1. 2) Appeal Procedure If any resettler does not agree with resettlement plan, he/she can reflect to village committee (residential committee). The village committee (residential committee) or the settlers can consult with local resettlement office directly, or appeal to superior resettlement office in oral or written form. After accepting the appeal, superior resettlement office shall keep records and consult with village committee and local resettlement office within 10 days. If the contradiction and dispute can not be solved with consultation, in accordance with appeal channel, village committee can appeal to administrative setups step by step such as project office, resettlement management setup, resettlement monitoring institution, people’s letters and visits handling office, administrative supervision, disciplinary inspection and procuratorial department) according to Administrative Procedure Law of People’s Republic of China. If resettlers are still not satisfactory, appeal to people’s court directly. Resettlement Office is responsible for keeping records of all the appeal problems and solving process.

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Law department of county, Project Office of Hunan province city and province

Office of implementation and Discipline departments of management of project county, city and province resettlement of Hunan province

People’s letters and visits Implementation and Resettlement monitoring handling Office of county, city management Office of project and evaluation institution and province and resettlement of Loudi City

Implementation and management Office of project and resettlement of Louxing District

Office of implementation and management of project resettlement of township (town/sub-district)

Village committee or villager’s group

Affected household Figure 8.2-1 Appeal System Figure of Project Resettlement

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9. Environment Protection and Management 9.1 The Necessity of Environment Protection The environment evaluation of the main body of resettlement investment project shall include the environment affect of resettlement. The resettlement planning shall be conducted with environment evaluation together. It is necessary to demarcate the line of resettlement area and calculate the increment of population density in unit area. In agricultural project, if the number of the immigrates is larger than the original in this resettlement area, the aggravating environment problems will come along, such as deforestation, excessive depasturing, the water and soil loss and the pollution of the hygienic conditions etc.. Therefore, appropriate eased measures (including the immigrates training) shall be included in the resettlement scheme, besides other resettlement places can also be chosen. And the urban immigrates will cause the relevant problems related to the population density (such as communication capacity, drinking-water source, hygienic system and medical & healthy treatment etc.) Constructive management methods of environment can provide both good opportunities and benefits to resettlement and the residents in the resettlement area. Another resettlement sites shall be found or added if the resettlement causes an unacceptable consequence. 9.2 The Cleaning Work for Resettlement All kinds of rubbish, which are produced during the demolishment of varied buildings and their attachments in the engineering range shall be spoiled in the appointed place by the Bureau of Environmental Hygiene Management of Loudi City. The houses and their attachments in the engineering range shall be demolished; their walls shall be torn down and leveled. And the interior pollution source in the engineering range shall be removed and disinfected. The existing wastewater of industrial enterprises in the engineering range shall be drained according to specifications. Poisonous slag shall be delivered to the appointed place and buried. And the stock house for stocking the chemical material shall be treated by poison elimination and neutralisation, so that the soil can meet the hygiene standard. 9.3 The Environment Management of the Resettlement Area The environment protection shall be fully considered during the designing and construction of resettlement area with the principles of beautifying and comfort. 1) Level the land of the cutting faces when excavating the new soil, and set up drainage ditches on the cutting faces when necessary to reduce the water scouring to the cutting faces; the waste area shall be forested as soon as possible so as to avoid the water and soil loss; houses and public facilities shall be constructed with the least damage to the forestry vegetation; and trees shall be planted on both sides along the roads.

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2) Do a good job of the new houses cleaning: Renovate the environment and spray pesticide before the resettlers move in, and clean the weed and wastewater container or other things both in front and back of the house after settling in. 3) Choose a healthy and clean water source: set up a solid reservoir if is took the spring as the water source, such pollution source as toilet, filter pit, manure pit, livestock barn, waste pit, rubbish pit and waste slag pit etc. are not allowed to be set up in the area 20-30m around the water source.

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10. Monitoring and Evaluation 10.1 Internal Monitoring and Examination 10.1.1 Organization of Internal Monitoring In this project, the Municipal PMO of Loudi is authorized as internal monitoring agency, this agency shall be appointed a special leader to be responsible for the relevant problems of resettlement. The leader shall be experienced in resettlement and authorized to coordinate with the relevant departments in the resettlement. And the agency shall be appointed enough personnel, and the personnel shall be qualified for experiences of resettlement work and social problems, so as to carry out the right responsibilities. 10.1.2 The Objective of Internal Monitoring The objective of internal monitoring is to maintain the good function of resettlement agencies at all ranks during the project implementation process, and coordinate and cooperate with each unit in order to grasp resettlement implementation timely. 10.1.3 The Content of Internal Monitoring 1) The relocation, allocation of housing locations and housing reconstructions; 2) The implementing schedule and quality of development project of resettlers production; 3) The investigation, coordination and proposals for the main problems existing in resettlement and implementing agencies during the implementing process; 4) The family income recovery after relocation; 5) The rehabilitation of easily affected group; 6) The payment and using of the resettlement compensation and the situation of fund in place; 7) Resettlement participations and consultation in the implementing period; 8) The resettlers training and effects; 9) Agencies, training, working timetable and efficiency of local resettlement implementing agencies. 10.1.4 The Responsibilities of Internal Monitoring 1) Cooperate with resettlement implementation agencies, departments in charge and external monitoring units. 2) Work out corresponding tables according to monitoring content, and ask the implementing units to fill in and submit the tables to Department in charge and municipal PMO; 3) The monitoring personnel shall check and investigate on the site once a month, and they shall participate in the acceptance of completion of the resettlement engineering once a month. 4) Supervise the implementation of the annual work plan, fund using; the annual fund shall be

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audited by provincial department in charge of resettlement; 5) Submit the working schedule report in July every year; 6) Report the implementation situation to Provincial PMO at fixed time, and coordinate with the departments in charge according to their requirements timely. 10.2 External Monitoring 10.2.1 Independent Monitoring & Evaluation Agency Retain qualified monitoring unit to be responsible for the monitoring & evaluation works of demolition and compensation. The independent monitoring shall provide total information of implementation to the PMO; at the same time it is also responsible for reporting the implementation of resettlement, existing problems and disposals. As a independent monitoring & evaluation agency, Changsha Xinghuan Hydro & Power Engineering Technology Development Co, Ltd is composed of a high quality group of people, who include 38 professional technicians (3 persons have education level of master, 11 persons are senior engineers, 17 persons are engineers and 10 persons are assistant engineers and technicians) in varied subjects ranging from resettlement planning, resettlement monitoring & evaluation, resettlement supervising, designing for water and soil conservation, environment evaluation, environment protection designing, and environment monitoring & evaluation supervising and so on. They are all experienced in designing and consultation services, as well as resettlement monitoring & evaluation and supervising. The company is authorized as the resettlement monitoring & evaluation agency in national key project of Zaoshi Reservoir project, Hunan municipal development project loaned by WB --- Changzhutan (Changsha City, Zhuzhou City and Xiangtan City) Flood Control and Scenic Road Project; the resettlement supervising & resettlement M&E agency in Hongjiadu hydraulic power station project which is the national key project and the started project of national west-east electricity transmission; the resettlement supervising agency in national key project loaned by WB of Jiangya Reservoir; the resettlement supervising & environment supervising agency in Changjiang River dike strengthening works (Hunan Section) which is national key project loaned by WB, and the supervising agency in Xiangjiang River Dayuandu Navigation Hydro & Power Pivotal Project loaned by WB also, so this company is full of experiences in resettlement supervising, resettlement monitoring & evaluation and carrying the foreign capital project. The PMO of Loudi City plans to entrust Changsha Xinghuan Hydro & Power Engineering Technology Development Co, Ltd. as the resettlement monitoring & evaluation agency in this project. Changsha Xinghuan Hydro & Power Engineering Technology Development Co, Ltd. will establish Loudi City Urban Flood Control monitoring & evaluation Management to fit the practical requirement and implement all the basic monitoring works under the help of PRR Implementation Management

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Office, at the same time base on the survey of the affect persons’ living standard. The monitoring & evaluation department will be composed of 10 experts and professional technicians (a chief supervisor and 9 staffs) who are experienced in resettlement planning, resettlement implementation management and resettlement monitoring & evaluation. The detailed personnel assignments are showed in the following table 10.2-1. Personnel of Resettlement Monitoring & Evaluation Table 10.2-1 Majority and No. Name Title/Position Qualification Working Years Engaged in resettlement for so long time that is full of experiences on resettlement planning, designing, implementation, monitoring & Project Chief evaluation and supervising. Managed and participated in supervisor resettlement planning, designing, implementation consultation, Chief Engineer Senior monitoring & evaluation and supervising works of many large and Engineer Engaged in middle scale hydro and power projects. As a chief director to do 1 Qin Lin Registered resettlement for the resettlement M& E works of Changzhutan Flood Control and Consultation Engineer 24 years Scenic Road Project which is Hunan municipal development Registered project loaded by WB, the Zaoshi Reservoir project, the Supervising Engineer resettlement supervising and M&E woks of Hongjiadu hydraulic power station project, resettlement supervising works of Jiangya Reservoir project and environment supervising works of Changjiang River dike strengthening work project. Engaged in resettlement for so long time that is full of experiences on resettlement planning, designing, implementation, monitoring & evaluation and supervising. Managed and participated in resettlement planning, designing, implementation consultation, Senior Engineer monitoring & evaluation and supervising works of many large and Registered Engaged in middle scale hydro and power projects. As a chief director to do 2 Zhang Kui Consultation resettlement for the resettlement planning and designing works of Jiangya Engineer 18 years Reservoir project loaned by WB, and participated in the resettlement M&E works of Changzhutan Flood Control and Scenic Road Project which belong to Hunan municipal development project loaned by WB and Zaoshi Reservoir project, the resettlement supervising and M & E works of Hongjiadu hydraulic power station project which is national key project. Engaged in resettlement for so long time that is full of experiences on resettlement planning, designing, monitoring & evaluation and supervising. Managed and participated in resettlement planning, designing, monitoring & evaluation and supervising works of many Senior Engineer large and middle scale hydro and power projects. As a chief Registered Engaged in director to do the resettlement supervising works of Xiangjiang 3 He Tiesheng Consultation resettlement for River Dayuandu Navigation Hydro & Power Pivotal Project; and Engineer 15 years participated in the resettlement M & E works of Changzhutan Flood

Control and Scenic Road Project which belong to Hunan municipal development project loaned by WB and Zaoshi Reservoir project, the resettlement supervising and M & E works of Hongjiadu hydraulic power station project which is national key project. Engaged in resettlement for so long time that is full of experiences on resettlement planning, designing, monitoring & evaluation and supervising. Managed and participated in resettlement planning, designing, monitoring & evaluation and supervising works of many Senor Engineer Engaged in Ouyang large and middle scale hydro and power projects. As a chief 4 Registered resettlement for Xiongbiao director to do the resettlement supervising works in of Changjiang Supervising Engineer 13 years River dike strengthening project loaned by WB; and participate in the resettlement supervising works Jiangya Reservoir project loaned by WB, the resettlement M & E works of Zaoshi Reservoir project. Engaged in resettlement for so long time that is full of experiences Engaged in Zhao on resettlement planning, designing, monitoring & evaluation and 5 Senor Engineer resettlement for Weihua supervising. Managed and participated in resettlement planning, 13 years designing, monitoring & evaluation and supervising works of many

195 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

Personnel of Resettlement Monitoring & Evaluation Table 10.2-1 Majority and No. Name Title/Position Qualification Working Years large and middle scale hydro and power projects. Engaged in resettlement for so long time that is full of experiences Engaged in on resettlement planning, designing, monitoring & evaluation and Fan 6 Engineer resettlement for supervising. Participated in resettlement planning, designing, Jianyang 25 years monitoring & evaluation and supervising works of many large and middle scale hydro and power projects. Engaged in Engaged in resettlement. Participated in resettlement planning, 7 Ren Yu Engineer resettlement for designing, monitoring & evaluation and supervising works of many 8 years large and middle scale hydro and power projects. Engaged in resettlement for so long time that is full of experiences Engaged in on resettlement planning, designing, monitoring & evaluation and 8 Li Jianwu Engineer resettlement for supervising. Participated in resettlement planning, designing, 12 years monitoring & evaluation and supervising works of many large and middle scale hydro and power projects. Engaged in Engaged in resettlement. Participated in resettlement monitoring & Tang 9 Assistant Engineer resettlement for evaluation and supervising works of many large and middle scale Chongliang 5 years hydro and power projects. Engaged in Engaged in resettlement. Participated in resettlement planning, 10 Tao Ziran Assistant Engineer resettlement for designing and monitoring & evaluation of many large and middle 5 years scale hydro and power projects.

10.2.2 The Objective of Independent Monitoring & Evaluation The Monitoring & Evaluation of resettlers is an efficient management method in resettlement project management, the objective of independent monitoring & evaluation is to judge if the objective of the resettlement is achieved by means of providing the evaluation of the resettlement works and checking all the implementation works with an eye of long term. The independent monitoring & evaluation agency shall acquaint with the resettlement activities, and give evaluation and proposes to the total process of resettlement and the recovery of the resettlers’ living standard, at the same time provide alarm system to engineering management department, provide the communication way for resettlement, so as to ensure the planning and implementation of resettlement, accord with the State Laws, Regulations and rules, and ensure the total project to achieve the expected objective. 10.2.3 The Content of Independent Monitoring & Evaluation The objects of IME unit are implementation effect of country resettlement, the relocation and construction of special facilities and infrastructures and resettlement fund input & using effect. 1) The Monitoring & Evaluation of Resettlement Implementation Schedule are: The schedule of land acquisition and the finalized situation of land for new resettlement area; The schedule of the housing removing and reconstruction; The schedule of relocation; The schedule of employment allocation for the labors; The construction schedule of public facilities , infrastructures and special projects

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2) The Monitoring & Evaluation of the Efficiency and Using of Resettlement Funds: The situation of the funds efficiency; The funds input and its using; The evaluation of social and economic effect about the funds input. 3) The Monitoring & Evaluation of Production resettlement The planning objective of production resettlement; The basic production situation before and after demolition ( including the employment situation); The comparisons of main technical and economic evaluation guidelines before and after relocation, if the evaluation meets the objective, the experience and lessons shall be concluded. 4) The Monitoring & Evaluation of Relocatees’ Livelihood Resettlement The planning objective of relocatees’ livelihood resettlement; The housing condition and living surrounding before and after relocation; The form of income and expenditure before and after relocation The comparisons of main livelihood evaluation guidelines before and after relocation, evaluate the livelihood quality of the resettlement, and the experience and lessons shall be concluded. 10.2.4 The Methods of Independent Monitoring& Evaluation The IME is conducted on the basis of the investigation data provided by agencies of investigation designing and allocation implementation. The evaluation is conducted on the base of total understanding and adopted the combined method of spot-checking and quick evaluation. Choose a typical model (resettler/ village), set up corresponding evaluation guideline system according to different affective objects, and retain authorized resettlement experts to fix on the authorities of each guideline by the way of “back-to-back”, at the same time, take the latest livelihood quality research at home and abroad as reference, manage the guidelines by dimension treatment, analyze and calculate the investigation results, and evaluate the calculation results contrastively. 1) The Evaluation of Livelihood Standard The agency of IME shall propose and conduct basic living standard investigation before implementation of resettlement, and set up a control group according to the random samples of APs. The living standard investigation shall be repeated annually (it shall be conducted twice at least after implementation completion) so as to measure the change of APs’ living standard. This action is one of the methods of determining the changes of APs’ living standard. The investigation table of living standard consists of every guideline for production and living standard measuring, reflects the changes of production and livelihood by the developing changes of one guideline in the period before and after relocation. Whether the designing of the guideline will reflect the change of production and living standard of resettlers truly will be showed in the base investigation, at the

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same time, the designing of the guideline will be changed according to the facts so as to ensure the gained information to reflect the number and quality of resettlement production and living standard clearly and truly. 2) Public Consultation The IME will participate in the public consultations held by village and township at fixed time, and evaluate the result of APs participation and the participation of APs in resettlement implementation by monitoring these consultations. At the same time, the IME will consult with APs to gain the knowledge, favorites and hopes of their livelihood, and report the information to PMO. These works shall be conducted over and over again in the period of resettlement implementation and after implementation. 3) Complaints The IME will visit the affected places at fixed time, and adopt the way of holding talks with local resettlers and APs to ask and understand the complaints, the IME will monitor the efficiency of disposal of the complains continually, and aiming at the possible changes, the IME will put forward suggestions when necessary to make the process of resettlement more effectively. 4) Other Responsibilities The IME shall provide suggestions to PMO in the periods of preparation of RP and implementation; meanwhile, it is also responsible for the monitoring of the following projects: (1) The payment and amount of the compensation; (2) The preparation and sufficiency of reallocations; (3) The housing reconstruction; (4) The APs removing; (5) Training; (6) The support to vulnerable group; (7) The reconstruction of infrastructures and special facilities; (8)The production allocation and recovery; (9) The compensation of property loss; (10) The compensation of working time loss; (11) The transition allowance; (12) The compensation of repurchase fee of property loss; (13) The timetable of above activities (it can be used at anytime); (14) The agency organization of resettlement network; (15) Collective land compensation and the resettlement incomes; (16) The situation of labors’ employment and increase incomes.

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10.2.5 The Procedure of Independent Monitoring & Evaluation

Establish a project, and clarify the objectives, content and requirements of monitoring and evaluation;

Develop detailed general outline of monitoring and evaluation;

The works in early days Study the technical way and working methods of monitoring and evaluation;

Develop the investigation outline and tables;

Design typical resettlement trail investigation plan for monitoring system.

Give an extensive investigation for the economic information of resettlers and their villages;

Give a total investigation or the schedule of the relocation and the situation of the fund in place;

Monitoring System Collect the information of typical resettlers at fixed time;

Check the random samples.

Conduct Office operation, analysis, calculation, evaluation, and make out a conclusion;

Evaluation System Compile monitoring and evaluation report and submit the report to the Municipal PMO and ADB.

10.2.6 The Period, Frequency and Standard of Monitoring & Evaluation 1) The period of monitoring: The IME working time includes the engineering construction period and the two years after the completion of the engineering. 2) The frequency of monitoring: The frequency shall be reported at least twice a year at peak period and once in other years according to the schedule of resettlement implementation and arrangement of implementation intensity, it shall provide consultation for Municipal PMO. 3) The standard of monitoring: The investigation and sampling standard of IME: 5% of APs in land requisition and removing; 20% of affected village in land requisition and removing; 20% of enterprises and public institutes in land requisition and removing.

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4) The time of monitoring report: Submit the monitoring report twice at peak period (in July and December every year), and in other years submit it once in July per year. 10.3 The Evaluation of Resettlement After the completion of the project, on the base of monitoring and evaluation, conduct an evaluation for the resettlement by means of evaluation theories and methods. The content mainly includes the evaluation of successful experience and drawing the lessons in housing removing, enterprises and institutions and land acquisition etc., the evaluation will provide referenced experience for future resettlement. After resettlement, the evaluation unit is responsible for the work of compiling evaluation outline, setting up the system of evaluation guidelines, conducting the analysis and investigation of social economy, compiling The Evaluation Report after the Resettlement Implementation of Loudi City Urban Flood Control Project, and submitting the report to Provincial PMO and ADB.

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11. Resettlement Budget 11.1 Compilation Basis and Principle of Cost Estimate 11.1.1 Main Bases 1) Land Administration Law of the People’s Republic of China (1999); 2) Methods of Hunan Province for Implementing the Land Administration Law of the People’s Republic of China (2000); 3) Houses Demolition Administration Regulations of the PRC, starting implementation since November 1, 2001; 4) Methods of Hunan Province for Implementing the Urban Houses Demolition Administration Regulations, starting implementation since September 1, 2002 5) Provisional Regulations on Cultivated Land Acquisition Tax of the PRC; 6) Methods of Hunan Province for Implementing the Cultivated Land Acquisition Tax (Revision); 7) The Notice by Hunan Provincial Commodity Price Bureau and Financial Department about Reissuing Administration Institutional Charging Items and Standards of Hunan Province National Land Resource System (XJF [2003] NO.42); 8) The Notice by the Forest Bureau and the Finance Ministry of PRC about Issuing Temporal Methods for Expropriation, Utilization, and Administration of Forest Vegetation Recovery Fee (October 20, 2002) 9) Regulations about Land Acquisition and Resettlement for Hydraulic and Hydroelectric Engineering (SD290--2003); 10) Relevant procedures and specifications of each professional department; 11) Investigation of physical materials index affected by the project and result of resettlement plan. 11.1.2 Compilation Principle 1) For projects of economic rehabilitation, demolition resettlement, special facilities demolition and rebuilding which are planned and designed according to the relevant national policies, procedures and specifications, calculate the investment according to the design scheme and corresponding work quantity (or physical materials amount). 2) Standards for land compensation fee and resettlement subsidies, and young crops compensation fee shall be calculated and determined according to relevant regulations in Methods of Hunan Province for Implementing the Land Administration Law of the People’s Republic of China; 3) Houses compensation standard shall be analyzed and determined according to typical unit price of the houses in the area affected by the project; compensation standards for auxiliary facilities, scattered trees, and demolition subsidies shall be determined comprehensively according to the

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compensation standards of typical design or similar project. 4) Compensation fee of the special facilities shall be determined on the basis of “original scale, original standard and original function” according to the actual rehabilitation situation; 11.2 Resettlement Compensation 11.2.1 Land Compensation 1) Project Permanent Land Acquisition The permanent land compensation, resettlement subsidies and production compensation is calculated as RMB 17.3460 million yuan according to the acquired land quantity of various kinds and compensation standards adopted for the project. 2) Project Temporary Land Acquisition The temporary land use in this project is 1243.66 mu, in which there are dry farmland of 139.59 mu, and shrubbery land of 434.94 mu. Calculated according to the compensation standards of various temporary land uses, the temporary compensation fee of this project is RMB 1.2579 million yuan. (including cultivated land re-reclamation fee). 11.2.2 Compensation for Houses and Auxiliary Facilities The compensation for houses and auxiliary facilities in this project mainly include the compensation fees for residential houses, non-residential houses and the auxiliary facilities. The compensation fees for the houses and auxiliary buildings are calculated as RMB 19.3484 million yuan according to the demolition physical materials index and standards of compensation and subsidy. 11.2.3 Compensation for Infrastructures The compensation for infrastructures in this project mainly includes fees for the site field leveling, water drinking, illuminating in the centralized resettlement spot and scattered resettlement spots and infrastructures such as roads and so on. The demolition and resettlement is planned to be 488 persons of 151 families. The investment is totally calculated to be RMB 0.732 million yuan according to the compensation standard of 1500 yuan per person. 11.2.4 Demolition Transportation Fee The transportation fee of this project mainly includes transportation fee, livelihood subsidies, temporary residential subsidies and secondary transportation fee, etc. The investment is totally calculated to be RMB 0.2928 million yuan, according to the required demolition and resettlement of 488 persons of 151 families. 11.2.5 Compensation for Scattered Trees It is necessary to chop scattered grown trees of 59 in this project, in which there are 44 fruit trees and 15 sundry trees. The compensation for scattered grown trees of this project is calculated to be RMB 1500 yuan according to the compensation standard.

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11.2.6 Compensation for Enterprises and Institutions The houses demolition compensation for enterprises and institutions is counted in the compensation part for houses and auxiliary buildings. As no enterprises and institutions will be integrally demolished, the loss of production and business stop will not be considered. Compensation for enterprises mainly includes demolition subsidies, and production equipment compensation, etc.. It is calculated to be RMB 0.5122 million yuan, according to the house area of non-residential houses to be demolished by and 25 yuan/m2. 11.2.7 Compensation for Individuals Engaged in Small-scale Business The demolition compensation for self-employed commercial booth is counted in the compensation part for houses and auxiliary buildings. The loss compensation for business stop is calculated as RMB 83800 yuan according to the booth business area of required demolition by 20 yuan/m2; for the comprehensive transportation and incidental expenses, the compensation investment is calculated as RMB 18800 yuan according to 200 yuan/ family. 11.2.8 Subsidies for Vulnerable Group The subsidies for vulnerable group in this project is calculated as 1% of the land acquisition compensation and the compensation for houses and auxiliary facilities, the investment is RMB 0.3795 million yuan, and mainly used for offering various kinds of help or livelihood support fees for the vulnerable group affected by the project. 11.2.9 Resettlement Compensation Investment The resettlement compensation investment of this project is the sum of Item 11.2.1~Item 11.2.8, totally calculated as RMB 39.9729 million yuan. See Table 11.2-1 for details.

203 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources Budget for Resettlement Compensation Investment of Loudi City Urban Flood Control Project Table 11.2-1 Unit Investment Item Sub-item Sub-sub-item Unit Quantity Price (10,000 Remarks (Yuan) Yuan) I. Land Compensation 1860.39 (I). Permanent Land Acquisition 1589.55 1734.60 1. Collective Land mu 1528.72 1584.05 1.1 Cultivated Land mu 761.37 1343.35 Paddy Field mu 359.36 15476 556.15 Dry Farmland mu 222.96 10833 241.53 Market Vegetable plot mu 179.05 30476 545.67 1.2 Garden Land mu 7.62 15598 11.89 1.3 Fish Pond mu 39.75 16221 64.48 1.4 Wood Land mu 92.70 66.17 Shrubbery Land mu 11.02 6373 7.02 Timber Forest Land mu 81.68 7242 59.15 1.5 Villager Housing Plot mu 4.59 11713 5.38 1.6 Unused Land mu 622.69 1490 92.78 2. State-owned Land mu 60.83 150.55 2.1 Industrial Land mu 30.11 50000 150.55 2.2 Residential Land mu 16.62 Included in compensation for urban houses 2.3 Land for Other Use mu 14.10 Assigned for free (II). Temporary Land Use mu 574.53 125.79 1.1 Dry Farmland mu 139.59 5525 77.12 Including cultivated land re-reclamation fee 1.2 Shrubbery Land mu 434.94 1119 48.67 II. Compensation for Houses and Auxiliary Facilities 1934.84 (I). Residential Houses m2 1164.52 1.Rural Residential Houses m2 4462.34 97.23 1.1 Brick Concrete m2 1508.72 295 44.51 1.2 Brick Wood m2 1066.85 230 24.54

204 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources Budget for Resettlement Compensation Investment of Loudi City Urban Flood Control Project Table 11.2-1 Unit Investment Item Sub-item Sub-sub-item Unit Quantity Price (10,000 Remarks (Yuan) Yuan) 1.3 Wood House m2 199.08 192 3.82 1.4 Earth-wood m2 1582.15 150 23.73 1.5Simple structure m2 105.54 60 0.63 2. County Town Residential Houses m2 26260.92 1067.29 2.1 Brick Concrete m2 22003.87 423 930.76 2.2 Brick Wood m2 3670.99 347 127.38 2.3 Earth-wood m2 252.93 256 6.48 2.4 Simple structure m2 333.13 80 2.67 (II). Non-residential Houses m2 20489.80 720.64 1.1 Framework m2 2093.40 600 125.60 1.2 Brick Concrete m2 13093.16 348 455.64 1.3 Brick Wood m2 5050.69 272 137.38 1.4 Simple structure m2 252.55 80 2.02 (III). Auxiliary Facilities 49.68 3.1 Cement Sunny Ground m2 14478.11 25 36.20 3.2 Walls m2 2228.30 20 4.46 3.3 Cement pond m3 723.99 80 5.79 3.4 Well Piece 19 300 0.57 3.5 Air-conditioner Piece 10 200 0.20 3.6 Telephone Piece 73 200 1.46 3.7 Water tower Piece 2 5000 1.00 III. Compensation for Infrastructure 73.2 Site leveling, drinking and illuminating Person 488 1800 73.20 IV. Demolition Transportation Fee 29.28 1. Material Demolition Fee Person 488 150 4.88 2. Livelihood Subsidies Person 488 100 4.88

205 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources Budget for Resettlement Compensation Investment of Loudi City Urban Flood Control Project Table 11.2-1 Unit Investment Item Sub-item Sub-sub-item Unit Quantity Price (10,000 Remarks (Yuan) Yuan) 3. Temporary Residential Subsidies Person 488 400 14.64 4. Secondary Demolition Fee Person 488 150 4.88 V. Scattered Trees Piece 59 0.15 1. Fruit Trees Piece 44 0.13 With Fruits Piece 14 60 0.08 Without Fruit Piece 30 18 0.05 2. Sundry Trees Piece 15 10 0.02 VI. Compensation for Enterprises and 51.22 Institutions 1. Demolition Subsidies, Equipment m2 20489.80 25 51.22 Compensation Fee VII. Compensation for Individuals Engaged in 10.26 Small-scale Business 1. Business Stop Loss m2 1396 20 8.38 2. Comprehensive Transportation Piece 94 200 1.88 Incidental Expenses Calculated as 1% of the land acquisition VIII. Vulnerable Group Subsidies 37.95 compensation and compensation for houses and auxiliary facilities Total 3997.29

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11.3 Compensation for Special Facilities Because the relevant professional departments of the special facilities affected by this project have not put forward the detailed resettlement plan at present, the rebuilding compensation investment in this budget is calculated according to the quantities actually affected by the project. 1) Compensation for traffic facilities: Mainly including compensation fees of mechanical farm road, mechanical farm bridge, sand stone dock, and passenger ferry, etc., RMB 0.7460 million yuan in total. 2) Compensation for power transmission and transformation: Mainly including rebuilding compensation fee for the pole removing and line changing of 10KV high voltage line and 380V low voltage line; and the demolition and installation expense for transformer. The investment is calculated to be RMB 0.2303 million yuan in total. 3) Compensation for post facilities: The line cable specification of the post is HYA3-0.5, the investment is calculated to be RMB 45,000 yuan in total according to 50,000 yuan/km. 4) Compensation for hydraulic facilities: Mainly including rehabilitation and reconstruction fees for electric pumping station and other hydraulic facilities, and the total investment is RMB 1.2950 million yuan. The compensation investment of the above-mentioned special facilities is calculated to be RMB 2.3163 million yuan in total. See Table 11.3-1 for details. Table 11.3-1 Compensation Investment Budget for Special Facilities Affected by Land Acquisition and Demolition of Loudi City Urban Flood Control Project

Unit Price Investment Item Unit Quantity Remarks (Yuan) (10,000 Yuan) 1. Traffic Facilities 74.60 1.1 Mechanical Farm Road km 100000 4.96 49.60 1.2 Mechanical Farm Bridge Seat 80000 1 8.00 1.3. Sand stone dock Seat 20000 8 16.00 1.4. Passenger Ferry Pair 10000 1 1.00 2. Power Transmission and 23.03 Transformation Facilities 2.1 10KV High Voltage Line km 50000 1.49 7.45 2.2 380V Low Voltage Line km 27500 5.12 14.08 Only calculate the compensation 2.3 Transformer Place 3000 5 1.50 for demolition and installation 3. Post Line km 50000 0.9 4.50 4. Hydraulic Facilities 129.50 4.1. Electric Pumping Station kw 1000 1275 127.50 4.2. Channel km 80000 0.25 2.00 Total 231.63

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11.4 Other Costs 1) Cost for survey, design and scientific research: The cost of required survey, layout, design and scientific research for land acquisition and resettlement design, is calculated to be RMB 1.2687 million yuan as 3% of the sum of the cost for resettlement compensation and compensation investment for special facilities. 2) Implementation Management Cost: Including the routine management cost for resettlement implementation institution, such as salary, official business and evection, etc., it is calculated to be RMB1.2687 million yuan as 3% of the sum of cost for resettlement compensation and compensation investment for special facilities. 3) Implementation Institution Preliminary Cost: Including cost for official rooms, vehicles and equipment purchases and other required costs for the starting and operation of the resettlement implementation institution, which is calculated to be RMB 0.7360 million yuan; 4) Technical Training Cost: Required cost for enhancing the production skills and cultural accomplishment of the rural resettler and the management level of resettler cadres. The cost is calculated to be RMB 0.1999 million yuan as 0.5% of resettlement compensation investment; 5) Supervision and M&E Cost: Cost for resettlement comprehensive supervision, monitoring and evaluation. The cost is calculated to be RMB 0.6343 million yuan as 1.5% of the sum of the cost for rural resettlement compensation and compensation investment for special facilities. The above-mentioned other costs are calculated to be RMB 4.1076 million yuan in total. 11.5 Basic Contingency Fee The basic contingency fee is calculated to be RMB 4.6397 million yuan as 10% of the investment sum of resettlement compensation, special facilities compensation and other costs. 11.6 Relative Tax 1) Cultivated land acquisition tax: According to the statistical material of Loudi City in 2003, the cultivated land area per person of agricultural population in the project area is 0.66 mu. According to Methods of Hunan Province for Implementing the Cultivated Land Acquisition Tax, for areas where the cultivated land area per person is 0.5 mu~ 1 mu, the tax standard for paddy field, dry farmland and garden field is 4~8 yuan/ m2, 4 yuan/m2 is adopted here. The cultivated land acquisition tax is totally calculated to be RMB 2.7683 million yuan in this project. 2) Cultivation Fee for Cultivated Land: According to the XJF [2003] NO.42 Document issued by Hunan Provincial Commodity Bureau and Financial Department, Loudi City belongs to Grade II Area, and the cultivation fee standard for cultivated land is: 11,000 yuan/mu for paddy field and 7,000 yuan/mu for dry farmland. According to the relative regulations in documents of Ministry of National Land

208 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

Resources, State Economic and Trade Committee and Ministry of Water Resources The Notice about Relative Problems of Land Acquisition for Hydraulic and Hydroelectric Project Engineering (GTZF[2001] NO.355), for the cultivated land acquisition of project which is mainly for flood control, water supply (including irrigation) profits, the cultivation fee can be charged as 70% of the floor level of cultivation fee of cultivated land regulated by people’s government of each province. Hereby, the cultivation fee standard for cultivated land is determined as 7700 yuan/mu for paddy field and 4900 yuan/mu for dry farmland. The cultivation fee for cultivated land is calculated to be RMB 4.7369 million yuan in total. 3) Rehabilitation fee for forest vegetation: According to the Provisional Methods Regarding Collection, Usage, and Management of Rehabilitation Fee for Forest Vegetation, the standards of rehabilitation fee of timber forest land are 6 yuan /m2, and the standards of rehabilitation fee of shrubbery land are 3 yuan /m2. The total of the rehabilitation fee for forest vegetation is RMB 0.3490 million yuan. The above-mentioned tax is calculated to be RMB 7.8542 million yuan in total. See Table 11.6-1 for details. Calculation Table for Relative Tax of Land Acquisition in Loudi City Urban Flood Control Project Table 11.6-1 Item Unit Unit Price (Yuan) Quantity Amount (10,000 Yuan) Remarks I. Cultivated Land Acquisition Tax 276.83 1. Cultivated Land m2 274.80 1.1 Paddy Field m2 4 239693.12 95.88 1.2 Dry Farmland m2 4 148714.32 59.49 1.3. Market vegetable plot m2 10 119426.35 119.43 2. Garden Land m2 4 5082.54 2.03 II. Cultivation Fee for Cultivated Land 473.69 1. Paddy Field mu 7700 359.36 276.71 2. Dry Farmland mu 4900 222.96 109.25 3. Vegetable plot mu 4900 179.05 87.73 III. Rehabilitation fee for forest vegetation 34.90 1. Shrubbery land m2 3 7350.34 2.21 2. Timber forest land m2 6 54480.56 32.69 Total 785.42

11.7 Budget for Total Investment The total budget of compensation investment for land acquisition, demolition and resettlement in this project is RMB 58.8907 million yuan (the total investment is RMB 51.0365 million yuan excluding the relative tax) and will be entirely listed into the total budget of the project and borne by the construction unit of the project. See Table 11.7-1 for the total budget of compensation

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investment for details.

Table 11.7-1 Total Budget Table of Compensation Investment for Land Acquisition Demolition in Loudi City Urban Flood Control Project

Investment Item Sub-item Remarks (10,000 Yuan) I. Resettlement 3997.29 Compensation Fee 1. Land Compensation 1860.39 2. Compensation for Houses and Auxiliary Facilities 1934.84 3. Compensation for Infrastructures 73.20 4. Demolition Transportation Fee 29.28 5. Compensation for Scattered Trees 0.15 6. Compensation for Enterprises and Institutions 51.22 7. Compensation for Self-employed Industrial 10.26 Enterprises 8. Subsidies for Vulnerable Group 37.95 II. Compensation for Special 231.63 Facilities 1. Compensation for Traffic Facilities 74.60 2. Compensation for Power Transmission and 23.03 Transformation Facilities 3. Compensation for Post Facilities 4.50 4. Hydraulic Facilities 129.50 III. Other Costs 410.76 3% of the sum of Item I 1. Cost for Survey, Design and Scientific Research 126.87 and II 3% of the sum of Item I 2. Implementation Management Cost 126.87 and II 3. Implementation Institution Preliminary Cost 73.60 4. Technical Training Cost 19.99 0.5% of Item I 1.5% of the sum of Item 5. M&E Cost 63.43 I and II 10% of the sum of Item I IV. Basic Contingency Fee 463.97 to Item III V. Total Investment 5103.65 (excluding tax) VI. Relative Tax 785.42 1. Cultivated Land Occupancy Tax 276.83 2. Cultivation Fee for Cultivated Land 473.69 3. Rehabilitation fee for forest vegetation 34.90 VII. Total Investment 5889.07 (including tax)

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11.8 Funds Flow All the compensation funds for land acquisition and demolishment will come from the counterpart funds of local governments. The compensation funds shall be paid and used according to the compensation policies and standards determined in the resettlement activity plan. The funds shall be appropriated under the supervision and management of the interior monitoring institution and checked by the exterior monitoring institution. Loudi City Project Management Office signs Contract Agreement of Resettlement Task Investment in Loudi City Urban Flood Control Project with Louxing District Project Resettlement Office, and pays Louxing District Resettlement Office in terms according to resettlement implementation progress. Louxing District Project Resettlement Office then appropriates in classifications according to construction projects: 1) Land Acquisition: Louxing District Project Resettlement Office signs Agreement of Land Acquisition Compensation and Attachments on Field with townships (management section) and villager committees affected by the project. The payment of compensation funds shall be paid to the township (management section) resettlement Office by Louxing District Project Resettlement Office through banks according to the compensation items, quantity, time and expenses regulated in Agreement of Land Acquisition Compensation. Then the township resettlement Office pays the villager committee or villager’s group. The relative villager committee uses the land compensation fee for developing the production. The resettlement subsidies shall be paid to the rural collectivity. Then the rural collectivity will pay the resettlement subsidies to institutions or individuals according to resettlement scheme. Compensation fee for the attachments on field will be paid to the owner through the villager committee. 2) Residential Houses: Louxing District Project Resettlement Office signs Agreement of Demolition Compensation for Project Resettlement Families with the involved and affected demolition resettlement families according to the contents of basic situation, compensation amount, subsidies, payment method, time limit and demolition time limit, etc. of the affected houses. The compensation fund is appropriated directly to the affected families by Louxing District Project Resettlement Office. 3) Non-residential Houses: Louxing District Project Resettlement Office signs agreements with the relocatee on the contents of compensation standard, resettlement mode and demolition time limit, etc. The compensation fund is appropriated directly to the relocatee by Louxing District Project Resettlement Office. 4) Compensation Fee for Public Infrastructure: Louxing District Project Resettlement Office signs

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Agreement of Compensation for Public Infrastructure with the township (management section), villager committee or Contract of Resettlement Project Construction with the construction institution directly. The compensation fund shall be paid to the relative townships, villager’s groups and contractor institutions according to the contract agreement. 5) Special Facilities: Louxing District Project Resettlement Office signs Agreement of Compensation for Rehabilitation and Rebuilding of Special Facilities with each special department. Compensation investment for rehabilitation and rebuilding of the special facilities is paid to each functional department by Louxing District Project Resettlement Office through banks. See Fig. 11.9-1 for Funds Flow Chart of Project Resettlement Compensation. 11.9 Funds Management and Audit for Funds Utilization Project demolition department submits the demolition budget to ADB Loans Project Management Office according to the annual project demolition progress and funds plan. ADB Loans Project Management Office will appropriate funds for each item after approval. In the progress of funds using, the project demolition department shall strictly comply with Regulations for State Funds Management and Audit. The funds operation shall be checked grade by grade, that is checked by Principle of Demolition Department- Principle of ADB Loans Project Management Office- Financial Department of ADB Loans Project Management Office. Financial Department appropriates the funds to Demolition Department according to the checked budget and the principal’s written instruction, after determining that it is in accordance with the standard in this report and the data are correct. ADB Loans Project Management Office will process the appraisal and audit in the mid-term of this project, completely examine the use situation of the resettlement funds and adjust the budget according to the actual situation.

212 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources Land Compensation Municipal Project Office District Project Township (sub-district) Villager Committee or Villager’s Group Resettlement Office Resettlement Office

Resettlement Subsidies Municipal Project Office District Project Township (sub-district) Villager Committee or Villager’s Group Resettlement Office Resettlement Office

Young Crops Compensation Municipal Project Office District Project Township (sub-district) Villager Resettlement Resettlement Office Resettlement Office Committee Family

Compensation for Residential Municipal Project Office District Project Township (sub-district) Relocatee Houses and Auxiliary Facilities Resettlement Office Resettlement Office Family

Demolition Subsidies Municipal Project Office District Project Township (sub-district) Relocatee families or relative institutions Resettlement Office Resettlement Office

Compensation for Scattered Municipal Project Office District Project Township (sub-district) Owner Trees Resettlement Office Resettlement Office Compensation for Resettlement forResettlement Compensation

Compensation for Municipal Project Office District Project Construction Unit Infrastructure Resettlement Office

Non-residential Production Municipal Project Office District Project Relocatee and Business Stop Loss Resettlement Office

Non-residential Demolition Municipal Project Office District Project Relocatee Subsidies Resettlement Office

Compensation for Special Municipal Project Office District Project Principal Department for Construction Facilities Resettlement Office Special Facilities Unit

Subsidies for Vulnerable District Project Township (sub-district) Vulnerable Group Municipal Project Office Resettlement Office Resettlement Office Group

Plan and Design Cost Municipal Project Office Resettlement Design Institution

M&E Cost Municipal Project Office M&E Institution

Technical Training Cost Municipal Project Office Technical Training Institution

Implementation Management Municipal Project Office Resettlement Implementation Institution of each grade Cost Fig. 11.9-1 Funds Flow Figure of Resettlement Compensation in Loudi City Urban Flood Control Project

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12. Resettlement Progress Arrangement The schedule of resettlement progress arrangement should be developed in terms of the construction content, works quantity, time limit, resettlement objects and modes, and other factors. 12.1 Principles of Resettlement Progress Arrangement 1) Land acquisition and resettlement activities, in accordance with the characteristics of agricultural production, should be arranged in slack season to reduce impact on agricultural production. 2) Dismounting of houses would be carried out step by step, but should be finished before the commencement of each contract section. 3) Notify emigrants of houses demolition at least 3 months ahead of time, and give them at least 2 months to construct new houses from the notified date to the ultimate time limit of dismounting. Those affected people may live in their former houses until completion of the new ones. 4) House constructing time should be arranged according to schedule of project, and could be prolonged if needed. 5) To reduce impact on emigrants’ livelihood, the public and infrastructure facilities should be completed at least 20 days before constructing houses for resettlement. 6) To lessen the effect on reconstructed special facilities, its reconstruction should be arranged in phase of completing each contract section. 7) Emigrants training should be carried out four times in slack season with each time lasting 5 days, and start respectively when agricultural economic rehabilitation goes through its 1/3 course and at its ending. 8) Demolition and reestablishment of enterprises and relevant institutions should be arranged by their functional departments in accordance with project schedule. 12.2 Progress Plan 12.2.1 Resettlement Implementation Progress Plan According to the Construction Organization Design of Project, only when land acquisition and demolition are completed ahead of time can the execution of project be ensured as scheduled. The resettlement implementation progress plan is shown in appendix Table 1. 12.2.2 Annual Funds Use Plan The annual investment plan of each resettlement compensation expenditure is developed on the basis of resettlement progress arrangement. The annual funds use plan is established as follows: for

the first year, RMB￥1.1436 million; for the second year, RMB￥36.361 million; for the third year,

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RMB￥15.7207 million and for the fourth year, RMB￥5.6654 million , accounting for 1.94%,

61.74%, 26.69% and 9.63% of the total investment respectively. For more details, see Table 12.2-1. Table 12.2-1 Step-by-Step Investment Plan Table Total 1st Year 2nd Year 3rd Year 4th Year Item Sub-item Investment (million) (million) (million) (million) (million) 1.Resettlement

compensation 39.9729 23.9458 12.0535 3.9736 expenditure 11.1623 1.Land compensation 18.6039 5.5812 1.8604 2.Houses and accessorial

facilities compensation 19.3484 11.609 5.8045 1.9349 3.Infrastructure facilities

compensation 0.732 0.4392 0.2196 0.0732 4. Moving and transfer

allowance 0.2928 0.1757 0.0878 0.0293

5.Scattered trees compensation 0.0015 0.0009 0.0006 6.Enterprises & relevant 0.5122 institutions compensation 0.3073 0.2049 7. Compensation for individuals

engaged in small business 0.1026 0.0616 0.041 8.Vulnerable group

compensation 0.3795 0.1898 0.1139 0.0758 2.Special facilities 2.3163 1.3152 0.9265 0.0746 compensation 1.Transportation facilities 0.746 0.373 0.2984 0.0746 compensation 2.Transformer facilities 0.2303 0.1382 0.0921 compensation 3. Post facilities compensation 0.045 0.027 0.018 4. Hydraulic facilities 1.295 0.777 0.518 compensation 3.Other charges 4.1076 1.1436 1.3899 0.8848 0.6893 1. Reconnaissance, design & 1.2687 0.8881 0.1269 0.1269 0.1268 research charge 2.Management charge 1.2687 0.1269 0.5075 0.444 0.1903 3.Charge for executive organs 0.736 0.0736 0.5152 0.0736 0.0736 running 4.Technical training charge 0.1999 0.055 0.05 0.05 0.0449 5.Charge for monitoring, 0.6343 0.1903 0.1903 0.2537 measuring and evaluation 4.Basic contingency 4.6397 1.8559 1.8559 0.9279 charge 5.Total investment 51.0365 1.1436 (excluding tax and fee) 28.5068 15.7207 5.6654 6.Relevant tax and fee 7.8542 7.8542 1.Tax for cultivated land 2.7683 2.7683 2.Fee for cultivated land 4.7369 4.7369 reclamation 3. Fee for forest vegetation 0.349 0.349 rehabilitation 7.Total investment 58.8907 1.1436

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Table 12.2-1 Step-by-Step Investment Plan Table Total 1st Year 2nd Year 3rd Year 4th Year Item Sub-item Investment (million) (million) (million) (million) (million) (including tax and fee) 36.361 15.7207 5.6654 Appendix 1: Resettlement Information Manual 1. Project Background The areas in Hunan Province, which are brought into this urban flood control project, are limited to the cities above county grade in hilly sections with relatively serious flood disaster. All the cities are considered as the areas with developed economy, dense population and centralized wealth. If the cities are submerged, the loss will be great, and the economic development will be supportless. At present, the urban flood control standard in the project area is low. Flood disaster happens in successive years, seriously restricts the urban economic development and affects the live and property safety of urban people. For Loudi City, as the sub-project city of the urban flood control project under ADB loans, its flood and waterlogging control capacity can be absolutely improved through the project implementation. The flood control standard will be enhanced from the current 3-5-year occurrence to 50-year occurrence; and the waterlogging control will be enhanced from the current 3-year occurrence to 10-year occurrence. That can greatly reduce the urban flood control burden of Loudi City and benefit the normal social development. The main engineering measures involved in land acquisition and relocation of Loudi City Urban Flood Control Project are: reinforcing and new-building of embankment, re-new, reconstruction and new-building of culvert sluices and power allocation station, and there also is temporary land acquisition as project construction site and borrow area, etc. The NoRevert areas in the project land acquisition, with the residents’ production and living seriously affected by the project construction, are considered as the affected range of the project land acquisition and relocation. The final land acquisition and relocation range may be partially adjusted with the deepening of the designed depth. 2. Project Affected Area and Quantity According to the investigation, the project land acquisition and demolition affect 107 villager’s groups of 17 villages (residential committee) in 5 townships, namely Huashan, Dake, Huangnitang, Dabu and Lianbin. There are various lands of 1589.55 mu to be permanently acquired by the project (including cultivated land of 761.37 mu, accounting for 47.9%), and there are 1243.66 mu various lands to be temporarily acquired by the project, including 139.59 mu dry farmland, 434.94 mu shrubbery forest land and 669.13 mu waste grass land); project relocated residential and non-residential houses of 51213.06m2 (including frame structure of 2093.4 m2, occupying 4.09%,

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brick concrete structure of 36605.75m2, occupying 71.48%, brick wood structure of 9788.53m2, occupying 19.11%, wood structure of 199.08 m2, occupying 0.39%, earth wood structure of 1835.08m2, occupying 3.58%, simple structure of 691.22m2, occupying 1.35%). The number of resettlement families affected by relocation is 151 households with 488 persons. 3. Resettlement Plan The project resettlement plan is organized and guided by Key Project Office of Water Resources Department of Hunan Province and the local People’s Governments of various grades; and is compiled by the technical assistance professionals according to particular affection investigation, on the basis of sufficiently soliciting the villagers’ opinions. To execute the principle of “Resettlement for Development”, adopt the rehabilitation strategy of: “basing on the land and agriculture” for the resettlement plan. Through re-adjusting cultivated land, developing the big-shed vegetable and giving suitable economic compensation, the resettlement plan offers the production basis for short-term livelihood guarantee and long-term developing potential, which will combine the resettlement, rehabilitation and the regional economic development brought by this project, and make the resettlers’ livelihood reach or surpass the living level before resettlement. 4. Policy Bases and Objectives of Resettlement Plan 4.1 Policy Bases a) Land Administration Law of the People’s Republic of China (NO.8 Decree by Chairman of the PRC issued on August 29, 1998, starting implementation since January 1, 1999) b) Implementation Regulations for the Land Administration Law of the People’s Republic of China (NO. 256 Decree by the State Council of the PRC issued on December 27, 1998, starting implementation since January 1, 1999) c) Houses Demolition Administration Regulations of the PRC (NO. 305 Decree by the State Council of the PRC issued on June 13, 2001, starting implementation since November 1, 2001) d) A Decision by the State Council about Deepening Reformation and strictly Enforcing Land Administration (The GF [2004] No.28 issued by State Council on October 21, 2004) e) A Directive about Perfecting the Compensation Resettlement System for Land Requisition (The GTZF[2004] No.238 issued on November 3, 2004) f) Methods of Hunan Province for Implementing the Land Administration Law of the People’s Republic of China (approved by 14th congress of the Standing Committee of 9th People's Congress Council of Hunan Province on March 31, 2000) g) Methods of Hunan Province for Implementing the Urban Houses Demolition Administration Regulations(NO. 157 Decree by the People’s Government of Hunan

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Province issued on July 12, 2002, starting implementation since September 1, 2002) h) Resettlement Policy by ADB: Resettlement Manual—Feasible Practice Guide

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4.2 Policy Objectives 1) Avoid or reduce to the minimum the physical material quantity of land acquisition relocation and resettlement by adopting measures of engineering, technique and economy, etc.; when the land acquisition is unavoidable, effective measures shall be adopted to best reduce the affection caused by the land acquisition relocation to the production and livelihood of local residents. 2) In the preparation period of this project, process the social economic investigation and compile corresponding resettlement plan; 3) Resettlement shall be on the basis of relocation tangible material indexes and compensation standards, to aim at improving or at least recovering the original living level of the resettlers; 4) Advocate resettlement of development. The rural resettlement shall adopt the policy of: making the land as the basis, depending on the secondary and tertiary industries of the local area to widen the employment access; 5) Encourage the affected personnel to participate in the resettlement plan; 6) The resettlers shall be considered in priority to be resettled in the original community; 7) The resettlers and original residents in the resettlement area will get benefit from the project. 4.3 Compensation Standards See Table 1 for compensation standards of affected types of Loudi City urban flood control project Table 1 Compensation Standards for Various Affection in Loudi City Urban Flood Control Project Affection Compensation Standard (Yuan/Unit) Affected Object Types Compensation Item Standard (Amplitude) Brick concrete structure 423 Yuan/m2(380~460 Urban Brick wood structure 347 Yuan/m2(320-380) residential Earth wood structure 256 Yuan/m2(240~280) Houses Simple structure 80 Yuan /m2 295 Yuan Brick concrete structure /m2(260~330) Rural residential Brick wood stricture 230 Yuan/m2(200~260) Houses Wood structure 192Yuan/m2(170~220) Earth wood structure 150Yuan/m2(130~160) Simple structure 60 Yuan /m2 Residential Wall 20Yuan /m2 Houses and Cement pond 80Yuan /m2 Property Owner Auxiliary Cement sunny ground 25 Yuan /m2 Auxiliary Facilities Well 300 Yuan/set Facilities Telephone resettlement 200 Yuan /Piece Air-conditioner resettlement 200 Yuan/Set Water tower 5000 Yuan /Piece Compensation Site leveling, drinking and for 1500 Yuan /Person illuminating Infrastructures Demolition fee 100 Yuan / Person Demolition Livelihood subsidies 100 Yuan / Person Subsidies Temporary residence subsidies 300 Yuan / Person Secondary Demolition fee 100 Yuan / Person

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Table 1 Compensation Standards for Various Affection in Loudi City Urban Flood Control Project Affection Compensation Standard (Yuan/Unit) Affected Object Types Compensation Item Standard (Amplitude) The compensation unit prices of houses of various structures are calculated Enterprises according to compensation standards for township residential houses and and auxiliary facilities. Non-residential institutions Relocation Subsidies houses and Property Owner 25 Yuan/ m2 Compensation for equipment auxiliary 2 facilities Individuals Business Stop Loss Fee 20Yuan /m engaged in small-scale Comprehensive Transportation Incidental Fee 200 Yuan/household business With fruits 60 (20~100) Scattered Fruit Trees Property Owner Without fruit 18 (5~30) Trees Other Trees 10 (5~14) Permanent Industrial Land 50000Yuan/mu Land State-owned land Residential land 50000 Yuan/mu Acquisition Land for Other Uses Acquired for free Paddy Field 15476 Yuan / mu Dry Farmland 10833Yuan / mu Commercial vegetable field 30476 Yuan/mu Permanent Garden Field 15598 Yuan/mu Land Collective Land Shrubbery Forest Land 6373 Yuan / mu Acquisition Timber forest land 7242 Yuan/mu Housing Plots of Villagers 11713 Yuan / mu Unused Land 1490 Yuan / mu Temporary Dry Farmland 5525 Yuan/mu Contractor Land Shrubbery Land 1119 Yuan/mu Mechanical Farm Road 100000 Yuan / km Mechanical Farm Bridge 80000 Yuan /set Sand Stone Dock 20000 Yuan/Place Passenger Ferry 10000Yuan/pair Special 10 KV High Voltage Line 50000 Yuan/km Property Owner Facilities 380V Low Voltage Line 27500Yuan/km Transformer Resettlement 3000 Yuan/Place Post line 50000 Yuan/km Electric pumping station 1000 Yuan/kw Channel 80000 Yuan/km 4.4 Payment of Compensation Fee 1) The relocation compensation for land acquisition and other costs will be paid to the affected collectivities and individuals by the Project Office through the county’s resettlement office; 2) Compensation for houses will be paid before the resettlers start building; in case of paying in installment, the final expense shall be paid before the building completion; 3) The compensation for land and other facilities shall be paid to the relevant communities and individuals before land acquisition. 4.5 Rehabilitation Strategy 1) Economic Rehabilitation Scheme For the land acquisition affection, the economic rehabilitation will be processed on the basis of the land to develop agriculture, such as development of cultivated land and orchard, partial land

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adjustment in existing groups, improvement of hydraulic facilities, adjustment of agricultural planting structure, advancement of low-yield farmland and transformation of dry farmland to paddy filed. By full excavation of existing land resource’s potential, relocatees’ grain production capacity will be insured. Meanwhile considering the resources conditions of the project affected areas, partial villages or groups will carry out rehabilitation by means of direct cash compensation, which will be used for other agricultural activities to make money, such as adjustment of industrial structure, development of green house, or non-agricultural activities, such as development of animal husbandry, and consequently the production level and living level of affected relocatees will be restored and improved. 2) Demolition and Resettlement Scheme In order to reduce the impact on relocatees’ production and livelihood by project construction, the relocatees in the rural area will be resettled in the original villages or groups according to the principles of moving-back and resettling locally. For the relocatees in the urban areas, according to the overall municipal plan of Loudi City, their house construction will be resettled by mainly adopting transformation of property right and cash compensation. 3) Rehabilitation Scheme for Enterprises and Institutions As the enterprises and institutions in project-affected areas needn’t to wholly remove, they can adjust office building or construct new building in interior by themselves, after getting monetary compensation. 4) Business Rehabilitation Scheme For the individual shops in project-affected areas, they will be resettled by mainly adopting monetary compensation and the Project Executive Organ will provide assistance to the proprietors in terms of their re-management. 5) Vulnerable Group Resettlement In the whole process of resettlement, the project governing department will attach great importance to the vulnerable group. Except for livelihood and economic rehabilitations for the vulnerable group according to the project implementation plan, this project will also provide other financial and material assistances if needed. 5. Responsible Institution for Resettlement To ensure the successful and effective implementation of the resettlement plan, institution net-work will be set in government of various grades to benefit for being responsible for planning, coordinating, implementing and monitoring the resettlement activities. The institutions set or involved in the land acquisition and relocation of this project are: 1) Provincial Project Resettlement Leading Group

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2) Provincial Project Resettlement Office 3) Municipal Project Resettlement Leading Group 4) Municipal Project Resettlement Office 5) District Project Resettlement Leading Group 6) District Project Resettlement Office 7) Township (Sub-district) Resettlement Office 8) Village Committee or Residential Committee 9) External Individual M&E Institution 6. Appeal Disposal The resettlement plan is considered for the affected area of the overall project and generally planned for the resettlement scheme. In the implementation, it may arouse the resettlers’ complaints because of the changing of the actual situation and the deviations in operation. To effectively resolve these problems for successfully implementing the project construction and land acquisition, the open and effective appeal channel has been established. 1) Appeal Channel Offices for citizens’ complaint letter and visit (including resettlement), which can receive, investigate and process the common appeal problems of resettlers’ appealing to higher authorities for help, are established in the district, city and province of the resettlers. The resettlement management institutions which are set up according to the laws, have the grade-to-grade authority, from the province, city to county, to supervise the subordinate for whether processing the resettlement according to the laws; can process the appeal affairs of the resettlement. Independent Resettlement M&E Institution supervises the resettlement implementation according to the relative national regulations and is responsible for protecting the legal right and benefit of the resettlers; and can process and reflect to the relevant department the appeal problems of right injuria for the resettlers; Jural departments of administration supervision, audit, disciplinary inspection, judicial administration, inspection are established in various grades of State, province, city and county. They can process the cases about irregularity and principle violation appealed by the resettlers. 2) Appeal Procedures If the resettlers are not satisfied with the resettlement, they can reflect to the village (residential) committee, who can consult directly with the local resettlement office for settlement, or can appeal to the superior resettlement office in oral or written form. After receiving the appeal, the superior resettlement office will take that on record, research and resolve the problem with the village

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committee and local resettlement office within 10 days. In case of encountering with confliction and dispute which cannot be resolved by consultation, the villager committee can appeal to the administration institutions (such as the project office, resettlement administration institutions, resettlement monitoring institutions, office for citizens’ complaint letter and visit, administration inspection and disciplinary inspection, etc.) with domination authority grade by grade in appeal channel according to Administration Appeal Law of the PRC. In case of refusing to accept as final, the committee can appeal to People’s Court directly. The resettlement office shall be responsible for keeping all the appeal problems and resolving courses on the file.

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225 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

Attached Figure 2:General Layout Plan of Loudi City Urban Flood Control Project

Xiaojiatang Yangshiyizhuang

0 Huangjiachong

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7

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1

Donglaiwan 4 0

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Yuanjiawan 3 0

+ 7 Table of Engineering Characteristics Indices 0 0 7 GaoChe + Shatian 0 0 + et Meiziwan 1 0 tre Liangang No, 1 Bridge Gang S 1 Fujiawan Electric Drainage Chenjiatai Ch Railway Bridge Yongguang Isle Remarks 6 Station 6 Serial No. Item Unit Quantity eng Qinshan + C b Street 5 5 hengbei Basic conditions ei g 2 Tianwangsi Temple 7 36. 0 n 6 I gdo Yinshankou en Urban area gch Road 1 42. 0 an G 13 le P Quanjinchong Completed urban area 2 R ge 3 r km oad rid o B t .1 Circ Zaojiaoken e km 2 NO Urban area in planning (near term) Design water level year- 2010 g n Erjiawan Electric Drainage Station ctio 27. 82 an ng ia 8 L Qinglongtan n C Xingwuli Population in urban area 2 6+600 2 40 12 4 Street Protectio ircl Total population in urban area at present 10 persons DesignStatistics water in level 2000 year- 2010

i Louxingbei ngx ei he b 3 e Hydrology ngc +2 Total population in planning ( near term) 4 Ga Road Jiacili 10 persons Xiangchong Roadheng 0 C 0 Design flood discharge Quantangwan II 2760 1+917 1 p=2% 3 Loudi Large Bridge Hejia Pond Design flood level m/s Lianshui hydrologic station in Loudi Duijiang 10 103. 64 Lianshui River cle 2 p=2% Gangchennan r Ci Yuetangjie Street 9 19+300 tion 15 Design standard m Lianshui hydrologic station in Loudi tec 11 Pro Hejia Bridge III Water level year in planning

Road ity) 14 1 al c Near term tr Xiangyangxijie Street

n Road in 2010 Phosphorus Factory (ce Future ng in 2020 zho Leirenchong13+400 Flood control standard eng 2 Ch Near term Street 50 % Chongqingzhongjie Street 1 Future xi 100-year-occurrence ngqing % Cha Lepingxi Street 10 50-year-occurence

Lepingxi Street Dixing Waterlolgging control 3 year IV Project planning Fengshutang 1 Flood control project Recurrence period Xinxingnan Gangui Gangui Road Legend 1） Flood control protection circle piece 2 Total embankment lenghth of protection circle km 36. 8 15 0 2） Construction of new embankment km 36. 8 Water Gate Name Municipal Among which: earth-rock embankment Government km 5. 891

G 0

a 5 Serial No. Water Gate Name Pile No.

n 1 0 Earth Embankment

g 5 1+550 km 30. 909

u

i 1

150 Zhoujiachong Gate 1

R Huamiaochong Gate 0+761 Built Bridge Construction of new water gate place seat

o 5+600 3） a 19 d 2 Erjiawan Gate Construction of new electric drainage station / kw 150 Yucai Road 6+300 4） 2/ 1385 3 Meiziwan Gate km 9+500 To-be-built Bridge 5） Bank protection 36. 8 4 0 Yongguangzhou Gate 12+682 6） Riprap Banket km 15 k 16. 684 Laoshihuichong r 150 5 Fujiawan Gate 13+000 Key project quality V 3 a 6 Banbianjie Gate 13+400 Railway m Earthwork excavation 1091722 P 7 Maoyuanli Gate 17+100 m3 Earthwork filling 3792700 Municipal Government l 8 Longtan Gate Earth Embankment 3 Road 18+400 m 50 9 Gate of Litou Middle Schoo l Mortar rubble 194708 Da 1 a 1+200 Concrete and reinforcement concrete m 3 150 Shentangwan Gate 3 0 c 10 99936 15 i 3+200 Sandy pebble cushion m 11 Qinglongtan Gate River 150 g Dutouping Gate 6+000 3 93815 00 Riprap m 1 12 Dawuduan Gate 2 Gangui RoadGangui o 9+200 Sodding protection m Street l Street 1063788182013 Xingyu RoadLouxingnan Xiaojia Isle 13 Tanshanwan 11+100 Shi o Land occupation mu c 14 Zaoyuan Gate 2+500 1589. 55 15 Earth and Stone House demolition m 2 Zhen Tang Street Louxinglu Gate 1+800 Embankment 51213. 06 E Demolition Population Gangui RoadGangui Wangjiawan person Taoziwan Large Bridge 16 Luohuazhou Gate 0+850 488 0 i 0 0 15 1 a 17 Taoziwan Gate 0+050 VI Economic indicies 0 Water Gate Baibaojie Street Baibaojie Street 1 5 0 1 18 Total time limit for project month 34 0 h 50 1 Total investment 10 yuan Shan 1 00 z 19 38749. 62 Electric Drainage d Economic internal rate of return oa v % 14. 6 n R na Station 50 ing 1 t ux n Economic net present value 10 yuan tree Lo 8890 jie S Xingbian Port nlin n Xi Economic benefit cost ratio 1. 27 4 Road a Fujia Pond Xiaochongwan i

0 X 0 5 1 Street Shibu Large Bridge 0 Remarks ： 4 Xinlinjie 1 Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources 1. Yellow Sea system is adopted in the Laowuchog Sitang wan Censor Design elevation with the unit of m. Loudi City Urban F/S Examination Section 2. Scale ： Zhao Tao Flood Control Project Resettlement 0 500 1000 1500 Proofer Zhao Gengqiang Maguai Pond Yangmeichong Pengqun 'ao Designer Bolidongchong Drawing Chen Junyan General Layout Plan Tracing CAD Design Certificate No. GSD Certificate Grade A No.1801051 Scale See Drawing Date Qualification No. GSD Grade A No.1801051 Drawing No.

226 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

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上

227 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

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228 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

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229 Loudi City Urban Flood Control Project Resettlement Plan Hydro and Power Design Institute of Hunan Province & Ministry of Water Resources

230 Revision of Physical Indices Implemented as of 30 March Item Unit Physical Indices 2009 Amount Percent In the Revised % Original RP I. Administrative Region 1. Township （sub-district） No. 5 5 2 40.0% 2. Administrative Village （residential No. 17 17 4 23.5% committee） 3. Villager group No. 107 107 50 46.7% II. Population Affected by the Project 1. Impact due to land acquisition Number of household 507 507 100 19.7% Household Population Person 1569 1569 500 31.9% Population in need of economic Person 1021 1021 200 19.6% rehabilitation 2. Impact due to demolition Number of household 151 151 23 15.2% Household Population Person 488 488 68 13.9% Number of households to be resettled by 151 151 23 15.2% building houses Household Population to be resettled by building Person 488 488 68 13.9% houses 3. Affected units and enterprises No. 18 18 3 16.7% Of which：enterprises No. 16 16 3 18.8% Institutions No. 2 2 0.0% Number of employees Person 1808 1808 200 11.1% Number of persons affected by the stop of Person 81 98 0 0.0% production and business 4. affected small business and shops piece 94 94 7 7.4% Number of employees Person 170 170 60 35.3% 5. Total population affected by the project Person 4214 4214 1200 28.5% III. Houses and Auxiliary Structures (1) Residential Structures m2 30723.3 30723.3 2152.5 7.0% 1. Urban Residential Structures m2 26260.9 26260.9 2152.5 8.2% Brick concrete m2 22003.9 22003.9 1638.7 7.4% Brick wood m2 3670.99 3670.99 171 4.7% wood structure m2 252.93 252.93 168 66.4% Simple structure m2 333.13 333.13 174.77 52.5% 2. Rural Residential Structures m2 4462.34 4462.34 0 0.0% Brick concrete m2 1508.72 1508.72 0 0.0% Revision of Physical Indices Implemented as of 30 March Item Unit Physical Indices 2009 Amount Percent Brick wood m2 1066.85 1066.85 0 0.0% wood structure m2 199.08 199.08 0 0.0% earth wood m2 1582.15 1582.15 0 0.0% Simple structure m2 105.54 105.54 0 0.0% (2). Non Residential Structures m2 20489.8 20489.8 0 0.0% frame concrete m2 2093.4 2093.4 0 0.0% Brick concrete m2 13093.2 13093.2 0 0.0% Brick wood m2 5050.69 5050.69 0 0.0% Simple structure m2 252.55 252.55 0 0.0% IV. Auxiliary Facilities 1 Cement sunny ground Set 2228.3 2228.3 687.7 30.9% 2 Bounding wall Set 14478.1 14478.1 3284.6 22.7% 3 cement pool Piece 723.99 723.99 212.5 29.4% 4 well Piece 19 19 50 263.2% 5 air conditioner Piece 10 10 25 250.0% 6 telephone Piece 73 73 25 34.2% 7 water tower Piece 2 2 0.0% V. Scatter Trees piece 200 200 1500 750.0% 1. fruit trees Piece 105 105 500 476.2% with fruits Piece 65 65 200 307.7% without fruits Piece 40 40 300 750.0% 2. other trees Piece 360 360 2000 555.6% VI. Permanent Land Acquisition mu 1589.55 1589.55 534.92 33.7% (1) Collective Owned Rural Land mu 1528.72 1528.72 534.92 35.0% 1. Cultivated land mu 761.37 761.37 513.4 67.4% Paddy field mu 359.36 359.36 306.18 85.2% Dry farmland mu 222.96 222.96 102.24 45.9% Commercial vegetable plot mu 179.05 179.05 104.98 58.6% 2. garden plot mu 7.62 7.62 0.0% 3. pond mu 39.75 39.75 13.72 34.5% 4. wood land mu 92.7 92.7 5.24 5.7% shrub wood land mu 11.02 11.02 0.0% timber wood land mu 81.68 81.68 5.24 6.4% 5. housing plot land mu 4.59 4.59 2.56 55.8% 6. un-used land mu 622.69 622.69 0 0.0% (2) State Owned Urban Land mu 60.83 60.83 0 0.0% 1. Industrial Use Land mu 30.11 30.11 0 0.0% 2. Residential Use Land mu 16.62 16.62 0 0.0% 3. Other Land mu 14.1 14.1 0 0.0% VI. Temporary Land mu 1243.66 1243.66 0 0.0% 1. Dry farmland mu 139.59 139.59 0 0.0% Revision of Physical Indices Implemented as of 30 March Item Unit Physical Indices 2009 Amount Percent 2. Shrubbery wood land mu 434.94 434.94 0 0.0% 3. un-used land mu 669.13 669.13 0 0.0% VII. Special Facilities 1. Traffic facilities tractor road km 4.96 4.96 0 0.0% tractor bridge km 1 1 0 0.0% port set 8 8 0 0.0% feffry for passenger pairs 1 1 0 0.0% 2. Power transmission and transformation facilities 10KV high voltage line km 1.49 1.49 0 0.0% 380V low voltage line km 5.12 5.12 0 0.0% Transformer Place 5 5 0 0.0% 3. Telecommunication line km 0.9 0.9 0 0.0% 4. Water resource facilities Electric pumping station kw 1275 1275 0 0.0% Irrigation Canal km 0.25 0.25 0 0.0% Revision of Unit Prices Item Unit Unit Price In the Revised Original RP I. Land Compensation (I). Permanent Land Acquisition 1. Collective Rural Land 1.1 Cultivated land mu Paddy mu 15476 41850 Dryland mu 10833 26700 Commercial vegetable mu 30476 65650 plot 1.2. garden plot mu 15598 25110 1.3. Pond 16221 65650 1.4. wood land shrub wood land 6373 15694 timber forest 7242 18309 1.5. housing plots 11713 35000 1.6. unused land 1490 2560 2. Urban construction land 1. industrial land mu 50000 58000 2. residential land mu included in housing cost 3. other land mu Free allocation (2) Temporary Land

Occupation 1. Dryland mu 5525 2. Shrub land mu 1119

II. Compensation for Houses and Auxiliary Facilities （I）Residential Houses 1. Rural Residential Houses 1.1 Brick concrete m2 295 680

1.2 Brick wood m2 230 530 1.3 wood m2 192 350 structure 1.4 earth wood m2 150 350 1.5 Simple m2 60 70-110 structure 2. Urban Residential Houses 1.1 Brick concrete m2 423 680 1.2 Brick wood m2 347 530 1.3 wood m2 256 350 structure 1.4 Simple m2 80 100 structure (2). Non Residential Houses 1.1frame m2 600 concrete 1.2 Brick concrete m2 348 580

1.3 Brick wood m2 272 450 1.4 Simple m2 80 100 structure

（II）Auxiliary Facilities 3.1 Cement m2 25 8 sunny ground 3.2 Bounding wall m2 20 20-50 3.3 cement pool m3 80 30-50 3.4 well Set 300 500-1000 3.5 air conditioner Set 200 100-300

3.6 telephone Piece 200 200 3.7 water tower m3 5000 200 III. Compensation for Infrastructural Facilities Site leveling, Person drinking and 1500 lighting IV. Relocation Transportation Fee 1. Material Person 100 transportation fee 2. Livelihood Person 100 subsidy 3. Temporary Person 300 housing subsidy 4. Secondary Person 100 transportation fee V. Compensation for Trees 1. fruit trees piece with fruits piece 60 100-600 without fruits Piece 18 20-May 2. other trees Piece 10 5 VI. Compensation for Enterprises and Institutions 1. Relocation subsidy and 2 compensation fee m 25 for equipments

VII. Compensation for Small Business and Shops 1. Business stop 2 20 loss m 2. Relocation subsidy and compensation fee Piece 200 for equipments VIII. Special Facilities 1. Traffic Facilities tractor road km 150000 tractor bridge km 80000 port set 20000 feffry for passenger pairs 10000 2. Power transmission and transformation 10KV high voltage line km 50000 380V low voltage line km 27500 transfer facility Piece 3000 3. Telecommunication line KM 50000 4. Water resource facilities pump station kw 1000 irrigation canals km 80000 IX. Cultivated Land Occupancy Tax 1. paddy land m2 4 2. Dry farmland m2 4 3. Commercial vegetable plot m2 10 4. garden plot m2 4 X. Cultivation Fee for Cultivated Land 1. paddy land mu 7700 2. Dry farmland mu 4900 3. Commercial vegetable plot mu 7700 XI. Forest land Restoration Fee 1. shrubbery land m2 33 2. timber wood m2 66 land Revision of Required Resettlement Budget Item Required Resettlement Disbursed Budget as of 30 March (104 CNY) (104 CNY) In the Original Revised Amount RP Percent I. Resettlement Compensation Fee 3997.29 7517.84 2946.9 39.2% 1. Land compensation 1860.39 4082.59 2811.4 68.9% 2. Compensation for houses and auxiliary facilities 1934.84 3072.42 135.51 4.4% 3. Compensation for tombs 73.2 73.2 0 0.0% 4. Compensation for infrastructural structures 29.28 29.28 0 0.0% 5. Relocation transportation fee 0.15 2.51 0 0.0% 6. Scattered fruit trees 51.22 184.41 0 0.0% 7. Compensation for enterprises and institutions 10.26 1.88 0 0.0% 8. Subsidy for vulnerable group 37.95 71.55 0 0.0% II. Compensation for Special Facilities 231.63 255.43 0 0.0% 1. Compensation for traffic facilities 74.6 98.4 0 0.0% 2. Compensation for power transmission and 23.03 23.03 0 0.0% transformation facilities 3. Compensation for telecommunication facilities 4.5 4.5 0 0.0% 4. Water resource facilities 129.5 129.5 0 0.0% III. Other Costs 410.76 694.19 102 14.7% 1. Cost for survey, design and scientific research 126.87 233.2 20 8.6% 2. Implementation management cost 126.87 233.2 80 34.3% 3. IA initiation cost 73.6 73.6 0 0.0% 4. Technical training cost 19.99 37.59 2 5.3% 5. M&E cost 63.43 116.6 0 0.0% IV. Fundamental Contingency Cost 463.97 846.75 0 0.0% V. Total Investment （excluding tax） 5103.65 9314.21 3048.9 32.7% VI. Relevant Tax 785.42 920.56 367.1 39.9% 1. Cultivated land occupancy tax 276.83 274.8 0 0.0% 2. Cultivation fee for cultivated land 473.69 523.83 205.8 39.3% 3. Forest vegetation recovery fee 34.9 121.93 0 0.0% 4. other taxes and fees 161.3 #DIV/0! VII. Total Investment （including tax） 5889.07 10234.8 3416 33.4%

RP = resettlement plan Implementation Timelines Time 1、Held Public Hearing about Project 01/11/2006 2、Disclose Compensation Policies 01/05/2007 3、Distribute Resettlement Information Booklet 01/05/2007 4、Start of Project Construction 01/01/2007 5、Start of Land Acquisition and Resettlement 01/08/2007 6、Start of Resettlement and Rehabilitation 01/02/2008