Social Monitoring Report

Project Number: 37641 May 2009

PRC: Flood Management Sector Project

External Monitoring and Evaluation Report on Resettlement (Prepared by Xinghuan Water & Electricty Engineering Technology Development Co.) No.4

Prepared by Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Changsha City, Hunan Province, People's Republic of For the Hunan Provincial Water Resources Department

This report has been submitted to ADB by the Hunan Provincial Water Resources Department and is made publicly available in accordance with ADB’s public communications policy (2005). It does not necessarily reflect the views of ADB.

Loan No.: 2244-PRC

Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans

Resettlement External Monitoring & Evaluation Report

(No. 4)

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd.

Apr. 2009

Chief Supervisor: Qin Lin

Deputy Chief Supervisor: Huang Qingyun Chen Zizhou

Compiler: Huang Qingyun Chen Zizhou

Qin Si Li Yuntao

Min Tian Qin Lin

Main Working Staff: Qin Lin Huang Qingyun

Chen Zizhou Qin Si

Li Yuntao Min Tian

Xia Jihong Ren Yu

Li Jianwu Li Tiehui

Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans

Contents

1. Monitoring & Evaluation Tasks and Implementations of this Period...... 2

2. Project Description...... 3

3. Construction and Operation Status of Resettlement Agencies ...... 15

4. Civil Works Implementation Progress ...... 17

5. Condition of Relocatee Base Investigation...... 25

6. Implementation Progress of Resettlement Project...... 37

7. Resettlement Implementation Status...... 113

8. Appeals and Complaints of Relocatees...... 149

9. Support to Vulnerable Groups...... 158

10. Public Participation and Consultation and Information Disclosure ...... 160

11. Main Existing Problems and Corresponding Suggestions...... 161

12. Evaluation Conclusion ...... 163

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 1 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans

1. Monitoring & Evaluation Tasks and Implementations of this Period

Hunan Flood Management Sector Project Utilizing ADB Loans, viz. the Hunan Flood Control Project for Hilly Areas, was formally started in Jan. 2007. After negotiation, the ADB and Project Management Office of Hunan Province finally determined that the resettlement external monitoring & evaluation on 19 subprojects among the 35 subprojects of this project would be carried out by Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd., including, the whole 8 core subprojects ( City, , , Wugang City, City, City, City, ) and 11 of 27 non-core subprojects (, City, , , City, City, , County, , , and Luxi County).

The resettlement external monitoring & evaluation task of this project was formally started in the early of 2007. Our company submitted the No. 1, No. 2, and No. 3 Resettlement External Monitoring & Evaluation Reports to the ADB, the Project Management Office of Hunan Province as well as the employers of relevant subprojects in Nov. 2007, Mar. 2008 and Sept. 2008 separately.

Currently, employers of 7 subprojects among 8 core subprojects have signed the contracts of resettlement external monitoring & evaluation task with our company, viz. Xinhua County, Sangzhi County, Loudi City, Wugang City, Huaihua City, Yongzhou City, Chenxi County, and the contracts of Leiyang core subproject are still in negotiation. Among the 11 non-core subprojects, only the employers of 5 subprojects of Cili County, Xiangtan City, Xupu County, Shimen County, and have signed the contracts of resettlement external monitoring & evaluation task with our company, and the contracts of other 6 non-core subprojects are still in negotiation.

Therefore, the resettlement external monitoring & evaluation task of this period (No. 4) is carried out mainly according to works of each subproject, the resettlement implementation progress and the signing of the external monitoring & evaluation contracts. The 7 core subprojects of Xinhua County, Sangzhi County, Loudi City, Wugang City, Huaihua City, Yongzhou City, Chenxi County, and 5 non-core subprojects of Cili County, Xiangtan City, Xupu County, Shimen County and Fenghuang County are included in the monitoring & evaluation task of this period. As some subprojects have been launched for two years, the relocation and resettlement work for the relocatees has made a certain progress, and the completed relocation has also been increased gradually. Therefore, one aspect of the key emphasis in monitoring & evaluation task of this period is to carry out the relocatee base investigation to the newly-launched project; another aspect is mainly to focus on the resettlement implementation progress and effect, relocatee’s appeal and complaint, support to the vulnerable group, public participation and negotiation, information disclosure, and the

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 2 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans existing main problems, etc.

2. Project Description

The scope of the Hunan Flood Control Project for Hilly Areas is limited to the 35 cities (above county-level) with serious flood disasters in the hilly region of Hunan Province. The project includes 8 prefecture-level cites like City, Xiangtan City, Hengyang City, Yongzhou City, Loudi City, City, City, Huaihua City, and one capital of Jishou City, as well as 27 counties (cities) governed by 12 cities (prefectures). All the cities are the economically advanced in the local area, and they are not only the locations of the city or county governments, the local financial, transport, commercial, educational and cultural centers, but also the distributing centers of agriculture, industry and commerce, playing a significant role in socioeconomic status. These cities lie in the areas with relatively high ground elevation, greatly varied topography, and these areas are subject to the torrent though they are affected little by the and the propping of tail water level of the four rivers. Because the river level in hilly regions rises sharply and abruptly with great flow velocity, the cities along the river are always destructively damaged. Therefore, doing well in the hilly region urban flood control is of special significance.

2.1 Description of Core Subprojects

2.1.1 Engineering Description

According to the selected engineering scope, flood control and waterlogging harnessing standards and the project construction task, the construction projects of the urban flood control projects of Loudi City, Xinhua County, Wugang City, Sangzhi County, Huaihua City, Yongzhou City, Leiyang City and Chenxi County mainly include the flood control project, waterlogging harnessing project, and river dredging as well as flood control highway construction project, etc. The total investment of the 8 subprojects is RMB 1337.907 million yuan, of which the resettlement investment is RMB 305.5961 million yuan. After the project implementation, the flood control and waterlogging harnessing ability of the prefecture-level cities will be improved to 50-year-occurrence and 20-year occurrence, and for the county-level cities, it will be improved to 20-year-occurrence and 10-year occurrence. Therefore, the implementation of this project will reduce the probability of being affected by flood for the cities to a great extent.

See Table 2.1.1-1 for the details of the engineering scale of each subproject.

2.1.2 Resettlement Description

For the Hunan Flood Control Project for Hilly Areas, the land acquisition area due to the project refers

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 3 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans to unrecoverable area on which the residents are seriously affected in production and living due to the project construction in land acquisition area. According to the resettlement plans of Loudi City, Xinhua County, Wugang City, Huaihua City, Sangzhi County, Yongzhou City, Leiyang City and Chenxi County, due to the implementations of the 8 core subprojects, the temporary land occupation is 2,666.75 mu, the permanent land occupation is 3,997.98 mu, and the number of total affected population is 15,396 from 3,734 households, and the houses of 3,691 persons from 976 households are demolished, with an area of 155,519.8m2. See Table 2.1.2-1 ~ Table 2.1.2-4 for details of the survey results of the project impact.

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 4 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans

Table 2.1.1-1 Table of Core Subprojects Description

No. Name of Cities Loudi City Xinhua County Wugang City Sangzhi County Huaihua City Yongzhou City Chenxi County Leiyang City

Build new flood-control Build flood-control wall of Build 11 sections of flood- dike of 15.485km (of Build new earth dike of It covers the Chengbei 5,891m in main urban control earth dikes with total which dike in the old 13.385km, flood-control and Chengzhong area and Gaoping length of 25.979km, 4 Build flood-control dike urban area of Chengbei wall of 9.64km, and protection circles, there protection circle, and build sections of flood-control of 12.342km, thereinto, area is 4.586km, the protection slope of mortar are 4 newly built flood- earth dike combination walls of mortar rubble with the dike in main urban Build the Chengdong Hongmiao dike in rubble of 13.385km, build control dikes with total flood-control wall of total length of 8.75km; Build new earth dike area is 6.783km (earth flood-control dike of Chengbei area is sodding protection of length of 36.8km (of 1,400m in the main urban heighten and widen 4 of 1,220m and gravity dike is 5.729km, and Flood-control 7.75km; strengthen, 4.619km, and the dike in 23.025km for the internal 1 which the earth dike is area. Build earth dike of sections of original flood- earth-retaining wall & flood-control wall is project heighten and widen the Chengnan area is and external slopes of 30.909km, earth and 1,192m in Caijinta control walls with total length water-retaining wall of 1.054km), and Chengxi flood-control dike 6.28km), the modified flood-control circle stone mixing dike is protection circle. Build of 10.14km; build 7 sections 719.1m. Shuidongjiang of 4.5km. dike in old Chengnan embankment; the 5.891km), the bank mortar rubble slope of precast concrete block embankment is area is 0.75km, the length embankment foundation protection is 36.8km, and sticking retaining wall with slopes with total length of 5.559km. All of them of the cross-city river through horizontal the riprap banket is revetment of 648.5m in 4.11km; repair 8 sections of are earth dikes. changing its course to antiseepage treatment is 16.684km. main urban protection collapsing bank slopes with newly built rivercourse is 13.715km. circle. total length of 25.979km. 0.95km.

Build two new Build 10 new sluices, 4 Build 8 pumping stations Build 16 new sluices, in sections of open Build 4 sluices, 1 new flood-relieving canals with of 940kw in 4 places, and which 15 self-drainage channel, of which the Build 19 sluices, 2 new waterlogging drainage Build 9 drainage sluices length of 5.44km; build Modify 4 pumping Waterlogging build 12 drainage sluices, sluices and 1 traffic sluice; inlet open channel is waterlogging drainage station with the installed and 2 electrical drainage with 4 new electrical stations which contain 2 harnessing 1 regulating sluice, 1 build 6 pumping stations with 394m and outlet open pumping stations of capacity of 465kw, 1 new stations of 220KW in the drainage stations which 14 pumps of 1,370kw, project flood-control sluice, and 2 installed capacity of 1460kw, channel is 813m; 1385kw; flood-relieving canal, and three protection circles. contain 7 pumps with and build 5 new sluices. flood-relieving canals of and 1 flood-relieving canal build 1 new electrical 3 new buried slices. installed capacity of 6.0km. with length of 1.3km. drainage station and 395kw. 3 sluices.

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 5 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans

Table for Description of Core Subprojects

Table 2.1.1-1 Continued

No. Name of Cities Loudi City Xinhua County Wugang City Sangzhi County Huaihua City Yongzhou City Chenxi County Leiyang City

Dredge and unblock the and Make one hole expansion Harden the pavement of Build new gravity water- Sunshui River of 26.2km; Build flood-control to Yudai Bridge and Tiyun the dike of 23.025km; retaining dike of mortar 3 Other works establish flood-control highway, and dredge Bridge respectively; carry out the urban river rubber of 50m, and build command system and relevant rivers. dredge the sandbeach in dredging and renovating 1 Zheping weir dam and install necessary 4 spots and 2 aits. project. a tunnel of 400m. management facilities.

The total planned time The total planned time The total planned time The total planned time The total planned time The total planned time The total planned time Planned limit is 3 months, and the limit is 48 months, and the limit is 36 months, and the limit is 37 months, and the limit is 48 months, and the limit is 49 months, and the The total planned time limit is 40 months, and the 4 progress of the time limit of main works of time limit of main works of time limit of main works of time limit of main works of time limit of main works of time limit of main works of limit is 18 months. time limit of main works of project project is 31 months. project is 42 months project is 24 months project is 35 months project is 45 months project is 47 months project is 38 months.

The total investment The total investment The total investment The total investment The total investment of estimation of the project is estimation of the project is estimation of the project is estimation of the project is the project is RMB The total investment The total investment RMB 109.920 3 million RMB 196.7197 million RMB 243.5982 million The total investment RMB 77.3730 million 387.4962 million y uan, of estimation of the project is estimation of the project is Project yuan, of which the yuan, of which the yuan, of which the estimation is RMB 113.6 yuan, of which the which the investment of RMB 113.6 million yuan, RMB 95.60 million yuan, 5 investment investment of investment of investment of million yuan, of which the investment of resettlement land of which the resettlement of which the resettlement estimation resettlement land resettlement land resettlement land resettlement investment is resettlement land acquisition and relocation investment is RMB investment is RMB acquisition and relocation acquisition and relocation acquisition and relocation RMB 1.9000 million yuan. acquisition and relocation compensation is RMB 16.6043 million yuan. 15.2979 million yuan. compensation is RMB compensation is RMB compensation is RMB compensation is RMB 58.8907 m illion yuan. 16.0251 m illion yuan. 23.3847 m illion yuan. 42.72 million yuan. 24.115 million yuan.

The urban flood-control The urban flood-control The urban flood-control The urban flood-control The urban flood-control The urban flood-control The urban flood-control The flood-control and standard is elevated from standard is elevated from standard is elevated from ability is elevated from standard is elevated from standard is elevated from standard is elevated from waterlogging drainage present 2-year- present 5-year- present 2-year- present 10-year- present 5-year- present less than 5-year- present 5-year- abilities in urban area are occurrence to 20-year- occurrence to 20-year- occurrence to 20-year- occurrence to 20-year- occurrence to 20-year- Engineering occurrence to near-term occurrence to 20-year- elevated from the occurence, and the occurence, and the occurence, and the occurence, and the occurence, and the 6 planned 20-year-occurence, and occurence, and the undefended native state waterlogging drainage waterlogging drainage waterlogging drainage waterlogging drainage waterlogging drainage objective the waterlogging drainage waterlogging drainage to 50-year-occurence and standard is elevated from standard is elevated from standard is elevated from ability is elevated from the standard is elevated from standard is elevated from standard is elevated from 20-year-occurrence the present 2~5-year- natural waterlogging the present 2~5-year- present 3-year- natural waterlogging without defensive ability 3-year-occurrenceto 10- separately. occurrenceto 10-year- drainage to 10-year- occurrence to 10-year- occurrence to 10-year- drainage to 10-year- to 10-year-occurrence. year-occurrence. occurrence. occurrence. occurrence. occurrence. occurrence.

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 6 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans

Table for Temporary Land Acquisition of Core Subprojects

Table 2.1.2-1

Subprojects Loudi City Xinhua County Wugang City Sangzhi County Huaihua City Yongzhou City Chenxi County Leiyang City

5 administrative 2 administrative 10 administrative 1 administrative Relevant 2 administrative 4 villages of 3 3 administrative villages of 4 5 villages of 1 villages of 2 villages of 7 village of 1 administrative villages of 1 (sub- villages of 1 townships (sub- township (town, townships (town, township (town, villages developed area ) township district) sub-district) sub-district) sub-district)

Area of temporary Area of various Area of various Area of various Area of various Area of various Area of various Area of various Area of various land acquisition land 1243.66mu land 174.5mu land 164.55mu land 127.38mu land 359.82mu land 346.4mu land 132mu land 118.44mu

Dry farmland Dry farmland Dry farmland 33.4mu,timber Dry farmland Dry farmland 139.59mu, 12.74mu, Dry farmland Land types of trees 10.23mu, timber Dry farmland 35mu, shrubbery shrubbery land shrubbery land 40mu, shrubbery temporary land 18.4mu,shrubbery trees 54.88mu, All shrubbery land 13.6m, shrubbery land 33.73mu, 434.94mu, 25.48mu, land 66mu, acquisition land shrubbery land land 332.8mu wasteland wasteland wasteland wasteland 26mu 36.7mu,wasteland 99.44mu 49.71mu 669.13mu 89.16mu 86mu

Mean time limit of land borrow 2 years 2 years 2 years 2 years 2 years 2 years 2 years 2 years

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 7 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans

Table for Permanent Land Acquisition of Core Subprojects

Table 2.1.2-2

Subprojects Loudi Xinhua Wugang Sangzhi Huaihua Yongzhou Chenxi Leiyang

31 villages (town, 16 administrative villages Relevant administrative 1 development zone, 6 23 villages of 4 townships 11 villages of 3 sub- residential committee) of 2 of 5 townships (sub- 11 villages of 1 township 3 villages of 1 township 6 villages of 2 sub-districts villages administrative villages (sub-district) districts districts and 11 townships district) (town, sub-district)

Permanent land Area of various land Area of various land Area of various land Area of various land Area of various land Area of various land Area of various land Area of various land acquisition 1589.55mu 473.4mu 218.27mu 67.57mu 409.96mu 914.24mu 47.37mu 265.32mu

Paddy field 359.36mu, dry farmland 222.96mu, Paddy field 134.9mu, dry Paddy field 126.16mu, dry Paddy field 126.16mu, dry commercial vegetable plot Paddy field 366.8mu, dry farmland 38.1mu, farmland 245.49mu, farmland 245.49mu, Paddy field 100.26mu, dry Paddy field 40.94mu, dry 179.05mu, garden land farmland 95.94mu, Dry farmland 0.57mu, vegetable plot 53.2mu, vegetable plot 99.75mu, vegetable plot 99.75mu, farmland 13.70mu, garden farmland 3.5mu, pond 7.62mu, fish pond commercial vegetable plot commercial vegetable plot pond 28.5mu, economic garden land 22.3mu, pond garden land 22.3mu, pond Collectively owned land land 6.04mu, rural 0.28mu, rural housing plot 39.75mu, shrubbery land 2mu, rural housing plot 52.31mu, flood land forest 4.5mu, timber trees 11.1mu, timber trees 11.1mu, timber trees housing plot 8.10mu, 0.81mu, unused land 11.02mu, timber trees 8.65mu, land used for 1.65mu 9.3mu, rural housing plot 87.49mu, rural housing 87.49mu, rural housing unused land 61.64mu 1.84mu 81.68mu, Rural housing enterprise 20.64mu 4.05mu, unused land plot 23.7mu, unused land plot 23.7mu, unused land plot4.59mu, unused land 124.71mu 129.7mu 129.7mu 622.69mu

Industrial land 30.11mu, Industrial land 8.32mu, Industrial land 14.63mu, land used for township land used for urban land used for township land used for township Industrial land 21.4mu, residential houses residential residential houses Land used for residential residential houses urban unused land State-owned land 11.32mu, urban unused None houses16.62mu, urban 13.20mu, urban unused houses 12.7mu 68.73mu, urban unused clearing and other land land clearing and other unused land clearing and land clearing and other land clearing and other 3.4mu land 1.72mu other land 14.1mu land 37.01mu land 85.19mu

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 8 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans

Summary Table for Affected Population of Core Subprojects Table 2.1.2-3

City Loudi City Xinhua County Wugang City Sangzhi County Huaihua City Yongzhou City Chenxi City Leiyang City Total Item Household Person Household Person Household Person Household Person Household Person Household Person Household Person Household Person Household Person Total population 782 4214 628 2018 414 1978 60 472 684 2398 759 2612 55 183 352 1521 3734 15396 Relocatees with land acquisition 631 1748 596 1764 218 555 17 78 545 1916 446 1491 49 152 257 1112 2759 8816 and without relocation Relocatees with relocation with 113 352 6 39 193 782 40 193 126 417 301 1062 3 15 71 307 854 3167 and without land acquisition Relocatees with relocation with 38 136 26 133 3 10 3 8 13 65 12 59 3 11 24 102 122 524 and land acquisition Affected enterprises or 18 1808 4 82 11 595 8 291 8 210 33 7881 8 5284 90 16151 institutes Relocated enterprises or 4 82 2 56 1 16 7 154 institutes Individuals engaged in 94 170 22 36 8 40 1 3 11 17 2 5 3 7 141 278 small-scale business Economic rehabilitation 1021 637 276 56 588 543 121 419 0 3661 population Resettlement Population for 151 488 32 172 196 792 37 176 139 483 313 1121 4 16 95 409 967 3657 house construction Affected 39 85 22 76 9 14 95 15 37 316 vulnerable group Affected minority 139 139

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 9 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans

Table 2.1.2-4 Summary Table for Planned Relocation Indexes of Core Subprojects

Xinhua Wugang Sangzhi Huaihua Yongzhou Chenxi Leiyang Item Unit Loudi City Total County City County City City County County

Household 151 32 196 44 139 313 6 95 976 Total population Person 488 172 792 201 482 1121 26 409 3691

Household 134 155 44 124 290 747 Urban Population Person 421 621 201 407 1014 2664 Including Household 17 32 41 15 23 6 95 229 Rural population Person 67 172 171 76 107 26 409 1028

Total area of demolished m2 30723.26 5272 14486.48 16860.04 24232.24 41619.35 819.44 21506.96 155519.77 houses

Area of residential m2 26260.92 10980.41 16860.04 18574 33025.88 105701.25 houses in town Including Area of residential m2 4462.34 5272 3506.07 5658.24 8593.47 819.44 21506.96 49818.52 houses in rural areas

2.2 Description of Non-core Subprojects

2.2.1 Project Description

According to the selected engineering scope, flood control and waterlogging harnessing standards and the project construction task, the construction projects of the urban flood control projects of Cili County, Xiangtan City, Xupu County, Shimen County, and Fenghuang County which have signed the monitoring and evaluation contract mainly include the flood control project, waterlogging treatment project, and river dredging project as well as flood control highway construction project, etc. The total investment of the 5 subprojects is RMB 485.2236 million yuan, of which the resettlement investment is RMB 78.7702 million yuan. After the project implementation, the flood control and waterlogging harnessing ability of the prefecture-level cities will be improved to 50-year-occurrence and 20-year-occurrence, and for the county-level cities, it will be improved to 20-year-occurrence and 10-year occurrence. Therefore, the implementation of this project will reduce the probability of being affected by flood for the cities to a great extent.

See Table 2.1.1-1 for the details of the engineering scale of each subproject.

The resettlement external monitoring & evaluation contracts of 6 non-core subprojects of Jishou City,

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 10 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans

Hengyang City, Hengyang County, Baojing County, Zhongfang County, and Luxi County have not been signed, therefore, the resettlement external monitoring & evaluation work has not been launched.

2.2.2 Resettlement Description

For the Hunan Flood Control Project for Hilly Areas, the land acquisition area due to the project refers to unrecoverable area on which the residents are seriously affected in production and living due to the project construction in land acquisition area. According to the resettlement plan (the Jul. 2008 edition supplied by the design unit) of the 5 subprojects such as Cili County, Xiangtan City, Xupu County, Shimen County and Fenghuang County, due to the implementations of the 5 subprojects ,the temporary land acquisition is 1,353.83mu, the permanent land acquisition is 1,049.87mu, and the number of total affected population is 3,966 from 1,048 households, and the houses of 1,632 persons from 430 households are demolished, with an the area of 70,751.16m2. See Table 2.1.2-1 ~ Table 2.1.2-4 for details of the survey results of the project impact.

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 11 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans

Table 2.2.1-1 Table for Description of Non-core Subprojects

Name of No. Cili County Xiangtan City Xupu County Shimen County Fenghuang County Cities

Build new earth dike of 7.63km, of which the earth dike built in The Chengnan dike is the closed flood- protection circle of Chengdong area Build new flood-control dike of control embankment in the Chengnan Build new mortar rubble is 1.90km and in protection circle of Build new flood-control Flood- 14.279km, utilize highway of developed area of Xiangtan City and is flood-control wall of Baofeng District is 5.73km; dike of 5.15km along the 1 control 572m, heighten and 11.8km long, which shall be heightened 2567m, flood-control heighten and thicken the side banks of Tuojiang project strengthen the flood-control and thickened according to the flood earth dike of 770m and embankment of 9.41km. thereinto, River in the urban area. earth dike of 4.0km. standard of 50-year-occurence on the small dike of 310m. the earth dike is 7.8km, and flood- whole line. control wall is 1.61km, embankment is 14.8km, and riprap banket is 0.4km.

Modification and Capacity Enlargement Build 5 sluices, 3 Project of Zhubugang Electrical Drainage Dredge the Tuqiaoxi Build 4 sluices and 1 waterlogging drainage Station. Build 4 pumps with capacity of River of 2.85km and traffic sluice; dredge river Build 9 sluices and 1 pumping Waterloggi stations with installed capacity 315kW per pump. Meanwhile, implement stream of 1.3km; rebuild of 800m; build 1 electrical station which contains 3 pumps of ng of 1224kW; build 2 flood- dredging and lining to the relevant Hutan 26 bridges of Tuqiaoxi 2 drainage station, that is 555kw; build 1 flood-relieving canal harnessing relieving canals of 0.54km; Flood-relieving Canal I and II of 5.573km. River in urban section; Xiajiaxi Electrical of 3.97km; dredge 2 drainage project dredge 2 draiange ditches of Carry out antiseepage treatment to the build flood-relieving Drainage Station (3 × ditches with total length of 3.77km. 1.15km and 4 drainage Shiwanlong Embankment of canals of 2.25km in 220kW). ditches of 4.75km. Lichunhewan section and Gongnong Shawan and Mianzhai. sluice section of Shaoyaogang.

Establish flood-control Establish flood-control command system Other command system and 3 and install necessary management works install necessary facilities management facilities

Total planned time limit is Total planned time limit Project Total planned time limit is 34 Total planned time limit is 21 months, the Total planned time limit is 34 33 months, and the time is 40 months, and the 4 planned months, the time limit of main time limit of main works of project is 18 months, and the time limit of main limit of main works of time limit of main works progress works of project is 24 months months works of project is 24 months. project is 32 months of project is 38 months.

The total investment The total investment The total investment of the estimation of the project The total investment estimation of estimation of the project project is RMB 93.21 million The total investment estimation of the Project is RMB 63.79 million the project is RMB 115.82 million is RMB 81.95 million yuan, of which the investment project is RMB 130.4536 million yuan, of 5 investment yuan, of which the yuan, of which the resettlement yuan, of which the of land acquisition and which the resettlement investment is estimation resettlement investment investment is RMB 22.1405 million resettlement investment resettlement compensation is RMB 28.7845 million yuan. is RMB 10.357 million yuan. is RMB 7.7186 million RMB 9.7696 million yuan. yuan. yuan.

The flood-control The flood-control The flood-control standard standard is improved to standard is improved to improves to 20-year- 20-year-occurrence from 20-year-occurrence from occurrence from the current 2- The flood-control standard is the current 2-year- Engineerin the current 2~3-year- year-occurrence, and the The flood-control standard in urban area improved to 20-year-occurrence occurrence, and the 6 g planned occurrence, and the waterlogging standard is is improved to 100-year-occurrence. from the current 5~10-year- waterlogging harnessing objective waterlogging harnessing improved to 10-year- occurrence. standard is improved to standard is improved to occurrence from the current 10-year-occurrence from 10-year-occurrence from 2~5-year-occurrence. the current 2~5-year- none waterlogging ability. occurrence.

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 12 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans

Table 2.2.2-1 Table of Temporary Land Acquisition of Non-core Subprojects

Item Cili County Xiangtan City Xupu County Shimen County Fenghuang County

Relevant 45 villager groups of 12 9 villages (residential 7 administrative villages in 1 3 administrative administrative 3 sub-districts villages of 4 townships committee), 7 villager township villages villages (town) groups

Area of Area of various land is Area of various Area of various land is Area of various land temporary land Area of various land is 390.9mu 283.13mu land is 188mu 444.30mu is 47.5mu acquisition

Dry farmland Paddy filed 54.1mu, dry Paddy filed 42.7mu, dry Dry farmland 182.40mu, Dry farmland 0.9mu, Land type of 47.7mu, farmland 36.6mu, shrubbery farmland 41.mu, timber trees shrubbery land shrubbery land temporary land shrubbery land land 83.15mu, flood land 134.4mu, shrubbery land 224.31mu, wasteland 0.3mu, wasteland acquisition 60.3mu, 24.3mu, wasteland 84.98mu 146.8mu, wasteland 25.9mu 37.60mu 46.3mu wasteland 80mu

Mean of time limit of land 2 years 2 years 2 years 2 years 2 years borrow

Table 2.2.2-2 Table of Permanent Land Acquisition of Non-core Subprojects

tem Cili County Xiangtan City Xupu County Shimen County Fenghuang County

8 administrative Relevant 6 administrative villages 6 administrative villages in 2 4 townships (developed 2 administrative villages, villages (residential administrative in 1 township (residential agencies of 2 sub-districts area), 12 administrative 5 residential committees committee),7 villager villages committee) (residential committee) villages, 45 villager groups (resident) groups

Permanent land The area of various land The area of various land is The area of various land The area of various land is The area of various acquisition is 149.36mu 499.8mu is 108.58mu 279.13mu land is 13mu

Dry land 35.32mu, Paddy field 3.5mu, dry commercial vegetable farmland 129.1mu, Paddy field 6.6mu, dry Paddy field 39.6mu, farmland Farmland 36mu (all plot 14.5mu, flood land commercial vegetable plot farmland 1.5mu, Collectively owned 34.7mu, pond 60mu, villiager vegetable plot), garden 44.53mu, garden land 39.2mu, garden plot commercial vegetable land housing plot 16.2mu, flood land 20.88mu, housing 39.97mu, wasteland 62.1mu,pond 3.2mu, rural plot 0.4mu, rural land 41.5mu plot 2.38mu 1.5mu, housing plot housing plot 7.17mu, housing plot 2.3mu 11.82mu unused land 17.5mu

Urban construction land Industrial land 27.2mu, Urban construction land Industrial land 1.53mu, Town residential land State-owned land (land used for residential land 12mu, other 49.32mu residential land 15.83mu 2.2mu enterprise) 1.72mu land 286.6mu

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Table 2.2.2-3 Table for Affected Population of Non-core Subprojects

Cili County Xiangtan City Xupu County Shimen County Fenghuang County Total Item Household Person Household Person Household Person Household Person Household Person Household Person

Total population 228 595 221 1200 108 507 419 1288 72 376 1048 3966

Relocatees with land acquistion and without 188 440 54 228 65 276 271 793 12 54 590 1791 relocation

Relocatees with relocation 32 103 167 594 35 187 138 437 58 311 430 1632 and without land acquistion

Relocatees with land 8 32 8 44 10 27 6 27 32 130 acquistion and relocation

Affected enterprises or 1 9 7 378 11 117 1 31 5 9 25 544 institutions

Relocated enterprises or 000000 institutions

Individuals engaged in 511 3100 0 6121433 small-scale business

Economic rehabilitation 74 136 116 0 298 0 15 0 639 population

Resettlement Population for 33 107 167 594 43 231 148 464 53 294 444 1690 house construction

Affected vulnerable group 14 11 10 15 23 0 24 15 82 Affected minorities 79 0 285 0 185 0 549

Table 2.2.2-4 Summary Table for Relocation Indexes of Non-core Subprojects

Xiangtan Xupu Shiemn Fenghuang Item Unit Cili County Total City County County County

Household 40 167 43 148 53 451 Total number of relocatees Person 135 594 231 464 294 1718

Household 113 35 126 7 281 Urban relocatees Person 389 187 407 36 1019 Including Household 33 54 8 22 46 163 Rural relocatees Person 107 205 44 57 258 671

Demolished houses m2 8623.16 17476 13962 22635 8055 70751.16 Total area Area of urban m2 8777 1784 18107 988.6 29656.6 residential houses Including Area of rural m2 8623.16 8699 12178 4528 7066.4 41094.56 residential houses

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3. Construction and Operation Status of Resettlement Agencies

3.1 Construction and Operation Status of Resettlement Agencies of Core Subprojects

See Table 3.1-1 for details of construction and operation status of resettlement agencies of seven core subprojects in Loudi, Xinhua, Wugang, Sangzhi, Huaihua, Yongzhou and Chenxi.

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Table 3.1-1 Summary of Construction and Operation Status of Resettlement Agencies of Core Subprojects

Lengshuitan District

Project Department for Lengshuitan Project Urban Flood Control Urban Flood Control Lingling Project Department Embankment Project Flood Control Project Urban Flood Control Huaihua City Urban Department for Urban Project Construction Scenic Belt Project for Urban Flood Control Management Agency for Employer Unit Construction Management Project of Xinhua Construction Investment Co., Flood Control Project of Headquarters of Wugang Headquarters of Sangzhi Project of Yongzhou City Project of Chenxi County Agency of Loudi City County under ADB Ltd. Yongzhou City under ADB City County under ADB Loan under ADB Loan Loan Loan

Agency Establishment Time Feb. 2003 Aug. 2005 Sept. 2005 Sept. 2006 Dec. 2006 Feb. 2007 Jan. 2006 Feb. 7, 2007

Issue Time of Implementation Methods for Item LoudiOct. 2003 City XinhuaMay County2006 WugangSept. City 2006 Sept. 2006 Feb. 2007 Aug. 2006 Aug. 2006 ChenxiMay County2007 Relocation and Resettlement Yongzhou City Sangzhi County Huaihua City Time for Signing the Agreement with Land May 25, 2006 Apr. 2006 Jul. 2006 Sept. 2006 Feb. 2007 Mar. 2007 Mar. 2007 Jul. 2007 Acquisition and Relocation Affairs Office

Specific persons are arranged for information Specific persons are Information Management management. However, no Primary database arranged for information relative to resettlement No person has been data has been inputted into management. However, Specific persons are arranged information has been arranged for information Specific persons are the computer to establish a with low electronic level, for information management. established. management. No arranged for information database. no data has been inputted However, with low electronic database relative to management. However, into the computer to level, no data has been resettlement information with low electronic level, no establish a database. inputted into the computer to has been established. data has been inputted into establish a database. the computer to establish a database.

The internal monitoring No person has been arranged for information The internal monitoring system needs to be management. No database relative to resettlement system needs to be perfected. Specific persons The internal monitoring information has been established. Internal Monitoring Progress perfected. Specific should be arranged for system needs to be The internal monitoring persons should be information collection and perfected. Specific system needs to be arranged for information internal monitoring report persons should be perfected. Specific The internal monitoring collection and internal preparation. arranged for information persons should be system needs to be The internal monitoring monitoring report Changsha Xinghuan Water & Electricity Engineering Technologycollection Development and internal Co., Ltd.arranged for information perfected. Specific persons system needs to be preparation. monitoring report collection and16 internal should be arranged for perfected. Specific persons preparation. monitoring report information collection and should be arranged for internal monitoring report preparation. The internal monitoring system needs to be perfected. information collection and preparation. Specific persons should be arranged for information internal monitoring report collection and internal monitoring report preparation. preparation. Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans

3.2 Construction and Operation Status of Resettlement Agencies of Non-core Subprojects

See Table 3.2-1 for details of construction and operation status of resettlement agencies of five non-core subprojects in Cili, Xiangtan, Xupu, Shimen and Fenghuang.

Table 3.2-1 Summary of Construction and Operation Status of Resettlement Agencies of Non-core Subprojects

Item Cili Xiangtan Xupu Shimen Fenghuang

Embankment Embankment Embankment Water Resources Water Resources Management Station Management Station of Management Station Employer Unit Bureau of Xiangtan Bureau of Xupu of Shimen County Fenghuang County of Cili County Water City County Water Resources Water Resources Affairs Bureau Bureau Bureau

Agency Establishment 2007 Jul. 5, 2005 Jun. 8, 2007 Jun. 5, 2005 Sept. 12, 2007 Time

Issue Time of Implementation Dec. 4, 2007 Jul. 14, 2005 Dec. 2007 Mar. 20, 2008 Mar. 7, 2008 Methods for Relocation and Resettlement

Time for Signing the Agreement with Land Mar. 3, 2008 Jul. 31, 2005 Mar. 2008 Mar. 25, 2008 Not signed Acquisition and Relocation Affairs Office

Specific persons are Specific persons are Specific persons are Specific persons are Specific persons are arranged for arranged for arranged for arranged for arranged for information information information information information management. However, Information management. management. management. management. no data has been Management However, no data However, no data has However, no data has However, no data has inputted into the has been inputted been inputted into the been inputted into the been inputted into the computer to establish a into the computer to computer to establish a computer to establish computer to establish database. establish a database. database. a database. a database. The internal The internal monitoring system The internal monitoring The internal monitoring system The internal monitoring needs to be system needs to be monitoring system needs to be system needs to be perfected. Specific perfected. Specific needs to be perfected. perfected. Specific perfected. Specific Internal Monitoring persons should be persons should be Specific persons persons should be persons should be Progress arranged for arranged for should be arranged for arranged for arranged for information information collection information collection information collection information collection collection and internal and internal and internal monitoring and internal monitoring and internal monitoring report monitoring report report preparation. report preparation. monitoring report preparation. preparation. preparation.

4. Civil Works Implementation Progress

4.1 Civil Works Implementation Progress of Core Subproject

Currently, the civil works at all the bid sections of the seven core subprojects have been commenced except two bid sections of Huaihua subproject. See Table 4.1-1 for details of civil works implementation progress of those seven core subprojects.

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Table 4.1-1 Summary of Civil Works Implementation Progress of Core Subproject

Resettlement Launching Contract Image Progress of Civil Works Price Contract Status Civil Works Bid Section (RMB Time Commencement Subproject Contract Name 10,000 Limit Date Current Cumulative Completed Land (Signed/Total) Relocation yuan) (Days) Progress Progress Investment Acquisition

Civil Works of Old Urban Area Implementin 4357.23 820 2007.1.18 5% 36% 48% Started Section in g Chengbei Circle Loudi 2/2 Civil Works of Lishui Section in Implementin 5932.79 850 2007.1.18 12% 58% 91% Started Chengzhong g Circle Chengxi Bid Implementin 1699.52 360 2007.9.29 15% 65% 94% Started Section g Xinhua 2/2 Chengdong Bid Implementin 3215.73 750 2007.10.16 9% 52% 68% Started Section g Chengbei Implementin 2457.92 650 2007.1.11 7% 30% 43% Started Protection Circle g Wugang 2/2 Chengnan Implementin 2653.42 700 2007.1.11 12% 35% 46% Started Protection Circle g Main Urban Area Not 3035 720 2007.10.8 8% 45% 90% Started Protection Circle implemented Sangzhi 2/2 Gaojiaping Implementin 1069 350 2007.4.1 10% 55% 100% Started Protection Circle g

Bid Section 1 1046.26 360 2007.8.3 12% 85% 96%

Bid Section 2 1163 360 2007.8.3 10% 80% 95%

Bid Section 3 1178.03 360 2007.8.3 12% 80% 93% Implementin Huaihua 6/8 Started g Bid Section 4 1432.17 360 2007.8.3 10% 85% 98%

Bid Section 5 1845.12 360 2007.8.3 15% 82% 98%

Bid Section 6 1041.1 360 2007.8.3 13% 80% 91%

Hedong Bid 1023.22 330 2007.7 0% 95% 147% Completed Completed Section C9 Hexi Bid Section Implementin 2713.1 960 2008.3 2% 5% 7% Started C10 g Yongzhou 4/4 Hexi Bid Section Implementin 2107.1 650 2007.8 8% 50% 69% Started C8 g Hedong Bid Not 3030.17 1080 2008.3 0% 0% 0% Not started Section C7 implemented

Chenxi County Civil Works of Not Chenxi 1/1 Flood-control 2943.31 700 2008.10.10 10% 10% 42% Started implemented Project for Hilly Areas

(1) Loudi City Subproject

Loudi City Subproject includes two sections: old urban area section in Chengbei circle and Lishui section in Chengzhong circle.

1) Civil works of the old urban area section in Chengbei circle, with the contract price of RMB 43.5723 million yuan, is constructed by Hunan Hydro & Power Engineering Corporation and supervised by Hunan Hydro & Electric Power Engineering Construction Supervision Consultant Corporation. The project was commenced on Jan. 18, 2007; currently, the flood control dike from Loudi Bridge to the north bank of Jixing

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Road has been completed; further, the investment of RMB 21.008 million yuan has been inputted, accounting for 48% of its total investment.

2) Civil works of Lishui section in Chengzhong circle, with the contract price of RMB 59.3279 million yuan, is constructed by No. 1 Hunan Hydro & Power Engineering Corporation and supervised by Hunan Hydro & Electric Power Engineering Construction Supervision Consultant Corporation. The project was commenced on Jan. 18, 2007; currently, the flood control dike from Loudi Bridge to the south bank of Jixing Road has been completed; further, the investment of RMB 54.0845 million yuan has been inputted, accounting for 91% of its total investment.

(2) Xinhua County Subproject

Xinhua County Subproject includes two sections: Chengxi and Chengdong bid sections.

1) Chengxi bid section, with the contract price of RMB 16.9952 million yuan, is constructed by No. 1 Hunan Hydro & Power Construction Corporation and supervised by Loudi Hydro & Power Construction Supervision Co., Ltd. The project was commenced on Sept. 29, 2007. Currently, in section k0+000~k3+000, the internal/external slope protection and levee crown hardening have been completed; in section k3+000~k4+190, the internal/external foundation excavation, a newly built Huashan waterlogging drainage station, a maintained and rebuilt blind culvert, and 300 m of foundation grouting treatment have been completed. Further, the investment of RMB 16.04 million yuan has been inputted, accounting for 94% of its total investment.

2) Chengdong Bid Section, with the contract price of RMB 32.1573 million yuan, is constructed by Hunan Xinkang Construction Co., Ltd. and supervised by Loudi Hydro & Power Construction Supervision Co., Ltd. The project was commenced on Oct. 16, 2007. Currently, in section k0+000~k3+000, the earthwork excavation and embankment body filling have been completed, and the clay-bound macadam pavement has been constructed; in section k3+000~k4+600, the embankment filling has been completed; the k1+140 sluice works have been completed. Further, the investment of RMB 22.00 million yuan has been inputted, accounting for 68% of its total investment.

(3) Wugang County Subproject

Wugang County Subproject includes two bid sections: Chengbei and Chengnan protection circles.

1) Chengbei protection circle, with the contract price of RMB 24.5792 million yuan, is constructed by Hunan Construction Engineering Group and supervised by Shaoyang Kaituo Hydro & Power Engineering Construction Supervision Co., Ltd. The project was commenced on Jan. 11, 2007; currently, 700 m of the section from Yudai Bridge to Dongta, and 1500 m of the upstream section of Tiyun Bridge have been

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 19 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans completed; further, the investment of RMB 10.62 million yuan has been inputted, accounting for 43% of its total investment.

2) Chengnan protection circle, with the contract price of RMB 26.5342 million yuan, is constructed by Hunan Donggang Construction & Development Co., Ltd. and supervised by Shaoyang Kaituo Hydro & Power Engineering Construction Supervision Co., Ltd. The project was commenced on Jan. 11, 2007; currently, 500 m of the section from Xiaojiaba to Yudai Bridge, and 1500 m of the upstream section of Tiyun Bridge have been completed; further, the investment of RMB 12.11 million yuan has been inputted, accounting for 46% of its total investment.

(4) Sangzhi County Subproject

Sangzhi County Subproject includes two bid sections: main urban area and Gaojiaping protection circle.

1) Main urban area protection circle, with the contract price of RMB 30.35 million yuan, is constructed by Hydro & Power Construction Engineering Corporation and supervised by Hunan Yuhui Hydro & Power Construction Consultant Corporation. The project was commenced on Oct. 8, 2007; currently, the flood control walls in A0+000~A1+390 and C0+000~C1+075 sections have been poured; further, the investment of RMB 27.20 million yuan has been inputted, accounting for 90% of its total investment.

2) Gaojiaping protection circle, with the contract price of RMB 10.69 million yuan, is constructed by Hunan Hydro & Power Construction Corporation and supervised by Hunan Jianghe Hydro & Power Construction Consultant Corporation. The project was commenced on Oct. 8, 2007; currently, the earth filling in section 0-120~0+911.38 and the embankment body backfilling in section A0+000~A1+470 of Gaojiaping protection circle have been completed; further, the investment of RMB 10.69 million yuan has been inputted, accounting for 100% of its total investment.

(5) Huaihua Subproject

Currently, the first stage project of Huaihua Subproject has been launched, including six bid sections: bid sections 1~6.

1) Bid section 1, with the contract price of RMB 10.4626 million yuan, is constructed by Hunan Hydro & Power Construction Corporation and supervised by Hunan Hydro & Power Engineering Supervision Corporation. The project was commenced on Aug. 3, 2007 with a contract time limit of 360 days. Currently, project in section K0+000~K0+860 has been completed and 96% of its total investment has been inputted.

2) Bid section 2, with the contract price of RMB 11.63 million yuan, is constructed by Changsha Construction Engineering Group and supervised by Hunan Hydro & Power Engineering Supervision

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Corporation. The project was commenced on Aug. 3, 2007 with a contract time limit of 360 days. Currently, project in section K0+860~K1+460 has been completed and 95% of its total investment has been inputted.

3) Bid section 3, with the contract price of RMB 11.7803 million yuan, is constructed by Hunan Lutang Construction Corporation and supervised by Hunan Hydro & Power Engineering Supervision Corporation. The project was commenced on Aug. 3, 2007 with a contract time limit of 360 days. Currently, project in section K1+460~K2+067 has been completed and 93% of its total investment has been inputted.

4) Bid section 4, with the contract price of RMB 14.3217 million yuan, is constructed by Hunan Mawangdui Construction Corporation and supervised by Hunan Hydro & Power Engineering Supervision Corporation. The project was commenced on Aug. 3, 2007 with a contract time limit of 360 days. Currently, 85% of the project in section K20+000~K20+860 has been completed and 98% of its total investment has been inputted.

5) Bid section 5, with the contract price of RMB 18.4512 million yuan, is constructed by Hunan Xingtai Group Corporation and supervised by Hunan Hydro & Power Engineering Supervision Corporation. The project was commenced on Aug. 3, 2007 with a contract time limit of 360 days. Currently, 75% of the project in section K20+860~K21+668 has been completed and 98% of its total investment has been inputted.

6) Bid section 6, with the contract price of RMB 10.41 million yuan, is constructed by Changsha Juzhou Construction Corporation and supervised by Hunan Hydro & Power Engineering Supervision Corporation. The project was commenced on Aug. 3, 2007 with a contract time limit of 360 days. Currently, 70% of the project in section K21+668~K22+280 has been completed and 91% of its total investment has been inputted.

(6) Yongzhou Subproject

Yongzhou City Subproject includes that in two districts: Lengshuitan and Lingling administrative areas.

1) Lengshuitan administrative area covers two bid sections: Hedong and Hexi bid sections.

● Hedong bid section C9, with the contract price of RMB 10.2322 million yuan, is constructed by Hunan Xiangyu Hydropower Construction & Development Co., Ltd. and supervised by Hunan Hydro & Electric Power Engineering Construction Supervision Consultant Corporation. The project was commenced in Jul. 2007; currently, the 0+000~2+800 earth dike section has been completed; further, the investment of RMB 15.00 million yuan has been inputted, accounting for 147% of its total investment.

● Hexi bid section C10, with the contract price of RMB 27.131 million yuan, is constructed by Hunan Hydro & Power Mechanical Construction Corporation and supervised by Hunan Hydro & Electric Power

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Engineering Construction Supervision Consultant Corporation. The project was commenced in Mar. 2008; currently, the 1+921~3+481.74 earth dike section and 11+448.42~13+370.91 mortar rubble dike have been completed; further, the investment of RMB 2.00 million yuan has been inputted, accounting for 7% of its total investment.

2) Lingling administrative area covers two bid sections: Hedong and Hexi bid sections.

● Hexi bid section C8, with the contract price of RMB 21.071 million yuan, is constructed by Hunan Hydro & Power Engineering Corporation and supervised by Hunan Hydro & Electric Power Engineering Construction Supervision Consultant Corporation. The project was commenced in Aug. 2007; currently, 3250 m of concrete flood control wall has been built; further, the investment of RMB 14.55 million yuan has been inputted, accounting for 69% of its total investment.

● Hedong bid section C7, with the contract price of RMB 30.3017 million yuan, is constructed by No. 1 Hunan Hydro & Power Engineering Corporation and supervised by Hunan Hydro & Electric Power Engineering Construction Supervision Consultant Corporation. The project should be commenced in Mar. 2008. However, the construction has not been launched yet.

(7) Chenxi County Subproject

With only one bid section and the contract price of RMB 29.4331 million yuan, Chenxi County Subproject is constructed by Hunan Hydro & Power Mechanical Construction Corporation and supervised by Huaihua Hydro & Electric Power Consultant Supervision Co., Ltd. The project was commenced on Oct. 10, 2008; currently, the open ditch construction has been completed; further, the investment of RMB 12.04 million yuan has been inputted, accounting for 42% of its total investment.

4.2 Civil Works Implementation Progress of Non-core Subproject

Currently, the external evaluations of only five subprojects (Cili, Xiangtan, Xupu, Shimen, and Fenghuang) have been launched. See Table 4.2-1 for details of civil works implementation progress of those five non-core subprojects.

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Table 4.2-1 Summary of Civil Works Implementation Progress of Non-core Subproject

Resettlement Launching Image Progress of Civil Works Civil Works Contract Contract Status Contract Bid Section Price Time Commencement Subproject (Signed Name (RMB 10,000 Limit Date Current Cumulative Completed Land Relocation /Total) yuan) (Days) Progress Progress Investment Acquisition

Chengnan 2208.17 1040 2008.3.14 54% 54% Completed Implementing Bid Section

No bidding Chengbei Bid invitation is Not started Not started Cili County 2/3 Section conducted

Yongan Bid 902.98 1040 2008.3.14 61% 59% ImplementingImplementing Section

275.30 150 2005.10.5 100% 100% Completed Completed

Shaoyaogang 274 150 2005.10.5 100% 100% Completed Completed Project Bid 452.10 150 2005.10.5 100% 100% Completed Completed Section in Xiangtan 281.10 150 2005.10.5 100% 100% Completed Completed Xiangtan 6/6 City 164.20 150 2005.10.5 100% 100% Completed Completed

Chengnan Dike Project 1905.60 571 2008.2.14 78% 79% ImplementingImplementing Bid Section in

Chengbei Bid ImplementingImplementing Section Chengdong Xupu County 3/3 3860 990 2008.10.1 27% 27% ImplementingImplementing Bid Section Chengnan ImplementingImplementing Bid Section Beianshi to Implementing Not started Shenjiaxi Shimen 2/2 Lishui Bridge 440 1033 2008.9.14 93% 93% at South Bank Implementing Not started to Yueliangxi Only one bid Fenghuang 1 3489.16 913 2008.7.18 45% 45% 46% Implementing Not started section

(1) Cili Subproject

Cili subproject includes three bid sections: Chengnan, Chengbei and Yongan bid sections.

1) Chengnan bid section, with the contract price of RMB 22.0817 million yuan, is constructed by Hunan Hydro & Power Engineering Co., Ltd. and supervised by Hunan Jianghe Hydro & Power Engineering Construction Supervision Co., Ltd. The project was commenced on Mar. 14, 2008; currently, 2400 m of this section has been completed; further, the investment of RMB 11.98 million yuan has been

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 23 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans inputted, accounting for 54% of its total investment.

2) No bidding invitation is conducted for Chengbei bid section:

3) Yongan bid section, with the contract price of RMB 9.0298 million yuan, is constructed by Hunan Hydro & Power Corporation and supervised by Hunan Jianghe Hydro & Power Engineering Construction Supervision Co., Ltd. The project was commenced on Mar. 14, 2008; currently, 1500 m of this section has been completed; further, the investment of RMB 5.30 million yuan has been inputted, accounting for 61% of its total investment.

(2) Xiangtan Subproject

Xiangtan subproject includes two bid sections: Shaoyaogang project bid section in Xiangtan and Chengnan dike project bid section in Xiangxiang.

1) Shaoyaogang bid section, with the contract price of RMB 14.467 million yuan, is constructed by Yueyang Hydro & Power Construction and Installation Engineering Corporation, Hunan Hydro & Power Construction corporation, Hunan Changsha Zhongge Construction Group Co., Ltd., Changsha Xiangyu Construction Engineering Co., Ltd, Hunan Dongting Hydro & Power Construction Co., Ltd. and supervised by Hunan Hydro & Electric Power Supervision Consultant Corporation. The project was commenced on Oct. 5, 2005 and has been completed. The investment of RMB 14.467 million yuan has been inputted, accounting for 100% of its total investment.

2) Chengnan dike bid section in Xiangxiang, with the contract price of RMB 19.056 million yuan, is constructed by Hunan Hydro & Power Corporation and supervised by Hunan Jianghe Hydro & Power Engineering Construction Supervision Co., Ltd. The project was commenced on Feb. 14, 2008; currently, the completed constructions are:

Section K3+060~K11+800: embankment earthwork, mortar rubble banket;

Section K2+360~K3+060: mortar rubble banket project (driven cast-in-situ pile, foundation slab);

Section K0+820~K2+360: mortar rubble banket and earthwork backfilling;

Further, the investment of RMB 5.30 million yuan has been inputted, accounting for 27% of its total investment.

(3) Xupu Subproject

Xupu subproject includes three bid sections: Chengbei, Chengnan Juhuayuan and Chengdong bid sections.

Those three bid sections, with the contract price of RMB 38.60 million yuan, are constructed by No. 1

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Hunan Hydro & Power Engineering Corporation and supervised by Hunan Yuhui Hydro & Power Engineering Supervision Co., Ltd. The project was commenced on Oct. 1, 2008; currently, 27% of this project has been completed; further, the investment of RMB 10.4571 million yuan has been inputted, accounting for 27% of its total investment.

(4) Shimen Subproject

Shimen subproject includes two bid sections: bid section from Beianshi to Shenjiaxi and bid section from the south bank of Lishui Bridge to Yueliangxi.

Those two bid sections, with the contract price of RMB 4.40 million yuan, are constructed by Hunan Huawei Hydropower Engineering Corporation and supervised by Hunan Dejiang Supervision Corporation. The project was commenced on Sept. 14, 2008; currently, 2.65502 billion m³ of earthwork excavation, 1.75968 billion m³ of earthwork excavation, 51,023 m³ of mortar rubbles, 469 m³ of concrete, 625 m³ of reinforced concrete have been constructed; further, the investment of RMB 4.09 million yuan has been inputted, accounting for 93% of its total investment.

(5) Fenghuang Subproject

Fenghuang subproject includes only one bid section:

The bid section, with the contract price of RMB 34.8916 million yuan, is constructed by Hunan Pincheng Construction Group Co., Ltd. and supervised by Hunan Jianghe Hydro & Power Engineering Construction Supervision Co., Ltd. The project was commenced on Jul. 18, 2008; currently, 45.7% of the project has been completed with 0.181 million m³ of earthwork, 0.179 million m³ of stonework, 52,500 m³ of transported gravel, 3,100 m³ of foundation floor concrete and 880 m³ of reinforced concrete having been constructed; further, the investment of RMB 15.9426 million yuan has been inputted, accounting for 46% of its total investment.

5. Condition of Relocatee Base Investigation

5.1 Condition of Relocatee Base Investigation of Core Subprojects

The relocatee base investigations of the four subprojects of Loudi, Xinhua, Wugang and Sangzhi had been completed in the 1st period.

The monitoring works of the 2nd period was affected by the snowstorm at the beginning of 2008. After the snowstorm, we have made some supplements and also revised the report of the 2nd period subsequently. The revised report has supplemented the base investigation of the two subprojects of Huaihua and Yongzhou. However, the ADB probably did not receive the revised report. Thus, we have

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 25 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans included the base investigation of two subprojects of Huaihua and Yongzhou in this report.

The relocatee base investigation has been carried out only for the Chenxi subproject that has initially launched the monitoring works. Except collecting social and economic data of the project area, sample household investigation has also been carried out to 30 sample households totally. After the completion of field works, our department has organized technical staff to arrange the collected monitoring data and relative documents fully and systematically in time and set up the database of base investigation.

See Table 5.1-1 for statistic and analytical data of relocatee base investigation and for details of housing quality and the percentage for different economic incomes of sample households under the base investigation see Fig. 5.1-1 and Fig. 5.1-2.

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Table 5.1-1 Statistic and Analytic Table of the Relocatee Base Investigation Data of Core Subprojects

Loudi Xinhua Wugang Sangzhi Huaihua City Yongzhou City Chenxi Item Unit Quantity Percentage Quantity Percentage Quantity Percentage Quantity Percentage Quantity Percentage Quantity Percentage Quantity Percentage

Household 39 39 42 22 60 70 30

Sampling households Person 123 123 188 80 197 233 127 under investigation Non-agricultural Person 43 35% 15 12% 124 66% 65 76% 31 16% 54 23% 28 22% household

House area m2 6213 5361 4577 3685 8481 13045 6151

Brick-concrete m2 5758 93% 2820 53% 1101 24% 3099 84% 4170 49% 12222 94% 5465 89%

Housing House Brick-wood m2 455 7% 2541 47% 3368 74% 317 8.6% 4311 51% 823 6% 266 4% Condition structure Wood and earth- m2 108 2% 269 7.3% 420 7% wood

House area per capita m2 51 44 24 46 43 56 48

Cultivated land mu 29.10 34.39 15.90 8.20 57.77 65.15 72.25

Paddy field mu 6.20 21% 30.80 90% 9.40 59% 0.00 49.10 85% 14.00 21% 44.80 62% Type of Land cultivated Dry farmland mu 3.10 11% 2.59 8% 4.80 30% 0.00 6.10 11% 6.90 11% 27.45 38% management land Vegetable plot mu 19.80 68% 1.00 3% 1.70 11% 8.2 100% 2.57 4% 44.25 68% 0.00 0%

Cultivated area per capita of mu 0.36 0.32 0.25 0.55 0.35 0.36 0.73 agricultural population Income from the primary Yuan 110040 21% 75390 19% 28280 3% 42000 12% 142931 19% 243420 25% 122800 25% industry

Income from the paddy Yuan 5250 1% 30800 8% 12220 2% 0% 98482 13% 9890 1% 29715 6%

Income from vegetable Yuan 99000 19% 4000 1% 8500 1% 42000 12% 7749 1% 233530 24% 23585 5% Income from the animal Yuan 0% 36700 9% 3000 0.4% 0% 36700 5% 0 0% 43000 9% husbandry Income from the woods and Yuan 5790 1% 4560 0.6% 26500 5% fruit industry

Income from the secondary Economic and tertiary industries and Yuan 417000 79% 319500 81% 781020 97% 295580 88% 592860 81% 737700 75% 367880 75% income others Income from sideline Yuan 84600 16% 80071 20% 273500 34% 195600 27% 125660 13% 174000 35% production Income from persons Yuan 246600 47% 205700 52% 234000 29% 295580 88% 302511 41% 505023 51% 169200 34% working outside Other incomes Yuan 85800 16% 33729 9% 273520 34% 94749 13% 107017 11% 24680 5% Annual total incomes of Yuan 527040 100% 394890 100% 809300 100% 337580 100% 735791 100% 981120 100% 490680 100% sampling household

Income per capita Yuan 4285 3210 4305 4220 3735 4211 3864

Net income per capita Yuan 3980 3100 4258 3750 3450 3850 3525

Automobile (truck) Piece 4 10% 1 3% 1 2% 0 0% 2 3% 6 9% 2 7%

Tractor Piece 0 0% 0 0% 0 0% 0 0% 1 2% 3 4% 0 0%

Motorcycle Piece 21 54% 6 15% 18 43% 1 4% 11 18% 47 67% 4 13%

Bicycle Piece 28 72% 7 18% 21 50% 2 8% 13 22% 51 73% 2 7%

TV Piece 42 108% 27 69% 46 110% 7 29% 47 78% 77 110% 34 113%

Computer Piece 7 18% 1 3% 3 7% 0 0% 3 5% 11 16% 0 0% Family large durable VCD Piece 23 59% 12 31% 20 48% 0 0% 15 25% 37 53% 21 70% consumer goods Refrigerator Piece 26 67% 7 18% 18 43% 4 17% 12 20% 40 57% 30 100%

Washing machine Piece 33 85% 19 49% 33 79% 3 13% 32 53% 47 67% 26 87%

Water heater Piece 9 23% 2 5% 3 7% 2 8% 5 8% 13 19% 16 53%

Telephone Piece 27 69% 11 28% 27 64% 5 21% 19 32% 47 67% 11 37%

Mobile phone Piece 49 40% 33 27% 54 29% 27 34% 45 23% 91 39% 45 35% High and middle grade Set 6 15% 13 33% 1 2% 0 0% 18 30% 8 11% 0 0% furniture

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100%

80%

60%

40%

20%

0% Loudi Xinhua Wugang Sangzhi Huaihua Yongzhou Chenxi Total 100% 100% 100% 100% 100% 100% 100% Earth-wood 0% 0% 2% 7% 0% 0% 7% Brick-wood 7% 47% 74% 9% 51% 6% 4% Brick-concrete 93% 53% 24% 84% 49% 94% 89%

Fig. 5.1-1 Bar Chart of the Housing Quality for Relocatees of Core Subprojects

100%

80%

60%

40%

20%

0% Loudi Xinhua Wugang Sangzhi Huaihua Yongzhou Chenxi

Total income 100% 100% 100% 100% 100% 100% 100%

Income from the agricultural, forestry, auqatic and husbandry industries 21% 19% 3% 12% 19% 25% 25%

Inco me fr o m the pa dd y 1% 8% 2% 0% 13% 1% 6%

Income from the vegetable 19% 1% 1% 12% 1% 24% 5%

Income from the animal husbandry 0% 9% 0.4% 0% 5% 0% 9%

Inco me fr o m the seco nd ar y an d ter tia r y ind ustr ie s 79% 81% 97% 88% 81% 75% 75%

Income from the sideline production 16% 20% 34% 0% 27% 13% 35%

Income from the daily labor 47% 52% 29% 88% 41% 51% 34%

Other incomes 16% 9% 34% 0% 13% 11% 5%

Fig. 5.1-2 Bar Chart for Percentage of Different Economic Incomes of Relocatees of Core Subprojects

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5.1.1 Huaihua Subproject

(1) Living Conditions of Relocatees

According to the data from the base investigation, the total housing areas owned by 60 sample households are 8,481m2 before relocation, among which the area of brick concrete structure is 4,170m2, accounting for 49%, and the area of brick wood structure is 4,311m2, accounting for 51%. The housing area per capita is 43m2.

The residents in the project area are mainly urban residents. The houses of relocatees, which are distributed in a linear shape along the river bank, are one-floor or two-floor old houses with brick concrete or brick wood structures. Most of them were built in 80s and 90s of the last century, and some houses were even built in 50s of the last century. Due to long built time of houses and the frequently-occurred flood disasters, the living conditions and the supporting facilities are considerably poor with rubbish everywhere and waste water flowing on the roads. The residents also hope they can be relocated as soon as possible to improve the existing conditions for livelihood.

(2) Production Conditions and Employment of Relocatees

According to the data from the base investigation, the total cultivated land and garden areas owned by 60 sample households are 57.77 mu before relocation, among which 49.1 mu (85%) is for paddy field, 6.1mu (11%) for dry farmland and 2.57 mu (4%) for vegetable plot. The cultivated land per capita of agricultural population is 0.35 mu.

The paddy is the main agricultural crop in the project area. Double cropping rice, a small amount of quarter semilate rice, corn, wheat, bean and potato are planted in paddy field; commercial crops include rape, earthnut, pepper, fruits and others.

The affected area is located at the junction of the rural and urban areas of Huaihua City with good infrastructure conditions, where the local farmers have a lot of opportunities in non-farm employment, such as daily labor and small business. Most surplus labor forces have transferred to the second and tertiary industries or individual business, gradually moving out of reliance in the land.

(3) Incomes of Relocatees

According to the data from the base investigation, the total incomes of 60 sample households are RMB 0.735791 million yuan before relocation, among which RMB 0.142931 million yuan is from the primary industry, accounting for 19% of total income; among the incomes from the primary industry, RMB 98,482 yuan is from paddy planting, accounting for 69% of the incomes from the primary industry and 13% of total

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 29 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans income; RMB 7,749 yuan is from vegetable planting, accounting for 5% of the incomes from the primary industry and 1% of total income; RMB 36,700 yuan is from animal husbandry, accounting for 26% of the incomes from the primary industry and 5% of total income. The incomes from the secondary and tertiary industries are RMB 0.59286 million yuan, accounting for 81% of total income; among the incomes from secondary and tertiary industries, RMB 0.302511 million yuan are from the wages of persons working outside, accounting for 51% of the incomes from secondary and tertiary industries and 41% of total income. The annual net incomes per capita are RMB 3,450 yuan.

Seeing from the income structure, the income from the primary industry is mainly from plantation. However, the percentage of incomes from plantation is not great in the total incomes of one family. Relocatees’ incomes mainly depend on non-agricultural economy, and besides, wages of persons working outside account for 41% of total income. Thus, the land acquisition will have minor impacts on their production and living.

For the reason that the project-affected area is located in a linear shape along the branch of Wushui River, Taipingxi River, the land acquisition has little impact on the agricultural production in the village and group as every affected village only loses 5% land on average. The agricultural resettlement mode of newly local farmland adjustment in the village and group is adopted for the affected households to try to maintain the traditional production mode and livelihood of households.

(4) Living Quality of Relocatees

The project-affected area is mainly located on both sides of Taipingxi River and is with convenient water supply, electricity, highways, postal communication and telephone. It is also convenient for residents to see the doctor or for their children to go to school. However, due to the low lying land in most parts of the affected area and the frequently-occurred flood disasters, the sanitary conditions and the living conditions are relatively poor.

According to the data from the base investigation, in the project-affected area, every 100 households have 3 automobiles, 2 tractors, 18 motorcycles, 22 bicycles, 78 TVs, 5 computers, 25 VCD players, 20 refrigerators, 53 washing machines, 8 water heaters, 30 sets of high or middle grade furniture and 32 telephones. For every 100 persons, 23 persons have mobile phones.

5.1.2 Yongzhou Subproject

(1) Living Conditions of Relocatees

According to the data from the base investigation, the total housing areas owned by 70 sample households are 13,045m2 before relocation, among which the area of brick concrete structure is

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12,222m2, accounting for 94%, and the area of brick wood structure is 823m2, accounting for 6%. The housing area per capita is 56m2.

The affected area of Yongzhou subproject is located in a linear shape along Xiangjiang River and the primary branch of Xiangjiang River, Xiaoshui River, and the relocatees are living next to the river. Due to the frequently-occurred flood disasters, the living environment is not good. According to the response from local residents, when the flood comes, the first floor is totally submerged in serious case, and houses are immersed in the water, affecting residents’ safety. When the flood is over, the environment is polluted by the left countless rubbish. Besides, the supporting facilities of roads, environment sanitation, power and telecommunication are also poor. The residents also hope that the anti-flood facilities can be built up as soon as possible to improve the living environment.

(2) Production Conditions and Employment of Relocatees

According to the data from the base investigation, the total cultivated land and garden areas owned by 70 sample households are 65.15 mu before relocation, among which 14 mu (21%) is for paddy field, 6.9 mu (11%) for dry farmland and 44.25 mu (68%) for vegetable plot. The cultivated land per capita of agricultural population is 0.36 mu.

The paddy and vegetable are the main agricultural crops in the project area. Vegetable, double cropping rice, a small amount of quarter semilate rice, soybean and rape are planted in paddy field; other grains, soybean, mung bean, horsebean and peas, sweet potato, Irish potato, earthnut, rape, vegetable, melon fruit and others are planted in dry farmland.

The permanent land acquisition with an area of 914.24 mu is required for the project construction, among which the cultivated land to be acquired is 471.4 mu, accounting for 1.58% of total cultivated land area in the village and group. The cultivated land to be acquired is distributed in 60 villagers’ groups in 16 villages of 11 townships (sub-districts) of 2 districts in Yongzhou City, with the linear and scattered characteristics. Thus, it has minor impact on the local tradition agricultural economy.

The affected area is located at the junction of the rural and urban areas of Yongzhou City with good infrastructure conditions, where the local farmers have a lot of opportunities in non-farm employment, such as daily labor and small business. Most surplus labor forces have transferred to the second and tertiary industries, working in non-agricultural business, gradually moving out of reliance in the land. The young people are generally working outside, and most of them go to Guangdong and other costal areas, working in architectural, service and other fields.

(3) Incomes of Relocatees

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According to the data from the base investigation, the total incomes of 70 sample households are RMB 0.98112 million yuan before relocation, among which RMB 0.24342 million yuan is from the primary industry, accounting for 25% of total income; among the incomes from the primary industry, RMB 0.23353 million yuan is from vegetable planting, accounting for 96% of the incomes from the primary industry and 24% of total income. The incomes from the secondary and tertiary industries are RMB 0.7377 million yuan, accounting for 75% of total income; among the incomes from the secondary and tertiary industries, RMB 0.505023 million yuan is from the wages of persons working outside, accounting for 68% of the incomes from secondary and tertiary industries and 51% of total income. The annual net incomes per capita are RMB 3,850 yuan.

Seeing from the income structure, the income from the primary industry is mainly from the market vegetable planting. As the affected area is next to the urban area, it is convenient to transport the vegetable to the city for selling, and compared to other crops, it is profitable with quick cash. However, in overall, the percentage of incomes from plantation is not great in the total income of one family. Relocatees’ main economic incomes depend on non-agricultural economy, especially the wages from persons working outside, which account for one half of total income. Thus, the land acquisition will not have great impact on production and living of relocatees.

(4) Living Quality of Relocatees

Relocatees’ houses are close to the river, which are one-floor or two-floor old houses with brick concrete or brick wood structures. Due to the impact from the frequently-occurred flood disasters, the living condition is poor.

The affected area is located at the junction of the rural and urban areas of Loudi City with good infrastructure conditions. The area is with convenient water supply, electricity, highways, postal communication and telephone. It is also convenient for residents to see the doctor or for their children to go to school.

According to the data from the base investigation, in the project-affected area, every 100 households have 9 automobiles, 4 tractors, 67 motorcycles, 73 bicycles, 110 TVs, 16 computers, 53 VCD players, 57 refrigerators, 67 washing machines, 19 water heaters, 11 sets of high or middle grade furniture and 67 telephones. For every 100 persons, 39 persons have mobile phones.

5.1.3 Chenxi County Subproject

(1) Living Conditions of Relocatees

According to the data from the base investigation, the total housing areas owned by 30 sample

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 32 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans households are 6,151m2 before relocation, among which the area of brick concrete structure is 5,465 m2, accounting for 89%, the area of brick wood structure is 266m2, accounting for 4%, and the area of wood and earth wood structures is 420 m2, accounting for 7%. The housing area per capita is 48.43m2.

The affected houses within the land acquisition area were mostly built in the 70s~80s of the last century, most of which are brick concrete structure. As there is no unified planning, the building area for each household is small, and the house area per capita is also not large. Moreover, the ventilation and day lighting are poor. Thus, the living environment is relatively dull and humid, and the sanitary condition is not satisfactory. The residents also hope they can be relocated as soon as possible to improve the existing conditions for livelihood.

(2) Production Conditions and Employment of Relocatees

According to the data from the base investigation, the total cultivated land areas owned by 30 sample households are 72.25 mu before relocation, with paddy field of 44.8 mu and dry farmland of 27.45 mu. The cultivated land per capita of agricultural population is 0.73 mu.

The affected area of project is located in a linear shape. There is little impact on the cultivated land of most of the households, and almost all of the population affected by land acquisition only loses a small part of their land. At present, most of the households are working outside, having little reliance on the land. Vegetable is the main agricultural crops in the project area. Main kinds of vegetable are Chinese wax gourd, cucumber, squash, eggplant, luffa, kidney bean, corn, pepper, potato and others.

The affected area is located at the junction of the rural and urban areas of Chenxi County with good infrastructure conditions, where the local farmers have a lot of opportunities in non-farm employment, such as daily labor and small business. The input on the infrastructure of the county has been increased. Most surplus labor forces have transferred to the second and tertiary industries, working in non-agricultural business, gradually moving out of reliance in the land. The young people are generally working outside in architectural, service and other fields.

(3) Incomes of Relocatees

According to the data from the base investigation, the total incomes of 30 sample households are RMB 0.49068 million yuan before relocation, among which RMB 0.1228 million yuan is from the primary industry, accounting for 25% of total income; the incomes from primary industry are mainly from paddy planting, vegetable, fruits and animal husbandry. The incomes from secondary and tertiary industries are RMB 0.36788 million yuan, accounting for 75% of total income; among the incomes from secondary and tertiary industries, RMB 0.1692 million yuan is from the wages of persons working outside, accounting for

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46% of the incomes from secondary and tertiary industries; the sideline income is RMB 0.174 million yuan, accounting for 47% of the incomes from secondary and tertiary industries. The annual net incomes per capita are RMB 3,525 yuan.

Seeing from the income structure, the incomes from the primary industry is mainly from plantation and animal husbandry. The percentage of incomes from plantation is not great in the total incomes of one family, and farmers’ economic incomes mainly depend on secondary and tertiary industries of non-agricultural economy. Thus, the land acquisition will not have great impact on the production and living of relocatees.

(4) Living Quality of Relocatees

Relocatees’ houses are close to the river, which are one-floor or two-floor old houses with brick concrete or brick wood structures. Due to the impact from the frequently-occurred flood disasters, the living condition is poor.

The affected area is located at the junction of the rural and urban areas of Chenxi County with good infrastructure conditions. The area is with convenient water supply, electricity, highways, postal communication and telephone. It is also convenient for residents to see the doctor or for their children to go to school.

According to the data from the base investigation, in the project-affected area, every 100 households have 7 automobiles, 13 motorcycles, 7 bicycles, 113 TVs, 70 VCD players, 100 refrigerators, 87 washing machines, 53 water heaters, 3 microwave ovens and 37 telephones. For every 100 persons, 35 persons have mobile phones.

5.2 Condition of Relocatee Base Investigation of Non-core Subprojects

Subprojects of Cili, Xiangtan and Xupu, the base investigation works had been completed during the 2nd period. See Table 5.2-1 for the statistic and analytical data of relocatee base investigation of these three subprojects and for details of housing quality and the percentage for different economic incomes of sample households under the base investigation, see Fig. 5.2-1 and Fig. 5.2-2.

Subprojects of Shimen and Fenghuang, for the reasons that the relocation and the raising of funds are with great difficulty, the employers of the project want to adjust the relocation scheme. Thus, it is recommended that the base investigation works should be carried out in the next period after the adjustment of the scheme.

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Table 5.2-1 Statistic and Analytic Table of the Relocatee Base Investigation Data of Non-core Subprojects

Cili Xiangtan Xupu Item Unit Quantity Percentage Quantity Percentage Quantity Percentage

Household 30 60 30 Sampling households under Person 113 232 161 investigation Non-agricultural household Person 0 0% 110 47% 123 76%

House area m2 4866 12432 5711 Brick-concrete m2 3276 67% 10363 83% 3848 67% Housing House Brick-wood 2 1590 33% 1618 13% 1503 26% condition structure m Wood and earth-wood m2 450 4% 360 7% House area per capita m2 43 54 35 Cultivated land mu 5.85 86.45 0.70 Paddy field mu 0.00 0% 79.40 92% 0.00 0% Land Type of Dry farmland mu 0.00 0% 0.00 0% management cultivated land Vegetable plot mu 5.85 100% 7.05 8% 0.70 100% ultivated land per capita of agricultural population mu 0.05 0.71 0.02 Income from the primary industry Yuan 21000 4% 240880 19% 7560 1% Income from the paddy Yuan 0 0% 221609 18% 0 0% Income from vegetable Yuan 21000 4% 18771 2% 6000 1% Income from the animal husbandry Yuan 0 0% 500 0% 1560 0% Income from the secondary and tertiary Yuan 509265 96% 994996 81% 720400 99% industries and others Economic income Wages Yuan 48800 9% 208156 17% 197000 27% Income from sideline production Yuan 5465 1% 299340 24% 88400 12% Income from persons working outside Yuan 455000 86% 487500 39% 435000 60% Annual total income of sampling household Yuan 530265 100% 1235876 100% 727960 100% Income per capita Yuan 4693 5327 4521 Net income per capita Yuan 4628 4964 4505 Automobile (truck) Piece 1 3% 4 7% 2 7% Tractor Piece 1 3% 1 2% 0 0% Motorcycle Piece 15 50% 30 50% 3 10% Bicycle Piece 24 80% 15 25% 12 40% TV Piece 29 97% 64 107% 37 123% Computer Piece 6 20% 14 23% 5 17% Family large durable VCD Piece 8 27% 9 15% 18 60% consumer Refrigerator Piece 15 50% 41 68% 27 90% goods Washing machine Piece 19 63% 53 88% 26 87% Water heater Piece 6 20% 34 57% 14 47% Microwave heater Piece 3 10% 4 7% 4 13% Telephone Piece 23 77% 46 77% 21 70% Mobile phone Piece 47 42% 59 25% 55 34% High and middle grade furniture Set 1 3% 14 23% 5 17%

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100%

80%

60%

40%

20%

0% Cili Xiangtan Xupu

Total 100% 100% 100% Earth-wood 0% 4% 7% Brick-wood 33% 13% 26% Brick-concrete 67% 83% 67%

Fig. 5.2-1 Bar Chart of the Housing Quality for Relocatees of Non-core Subprojects

100%

80%

60%

40%

20%

0% Cili Xiangtan Xupu

Total income 100% 100% 100%

Income from the agricultural, forestry, auqatic and husbandry 4% 19% 1% industries

Income from the vegetable 4% 2% 1%

Income from the paddy 0% 18% 0%

Income from the secondary and tertiary industries 96% 81% 99%

Income from the daily labor 86% 39% 60%

Fig. 5.2-2 Bar Chart for Percentage of Different Economic Incomes of Relocatees of Non-core Subprojects

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6. Implementation Progress of Resettlement Project

6.1 Resettlement Plan and Commencement

6.1.1 Resettlement Plan and Commencement for Core Subprojects

Table 6.1.1-1 Comparison Table for Resettlement Plan and Implementation Progress of Core Subprojects

Latest RP Progress of Implementation

Current Progress Time Prospective Sub-project Accomplishment Commencemen Finished Land Finished Commencement Time Limit Accomplishment Time t Time Acquisition Resettlement (month) Time (percentage in total (percentage in area) total households)

Loudi Feb.15,2006 Feb.12,2008 24 Jan.18,2007 40% 15%

Xinhua Feb.15,2006 Dec.28,2007 22 Sep.29,2007 52% 84%

Wugang Feb.15,2006 May 16,2007 15 Jan.11,2007 64% 30%

Sangzhi Jan.18,2006 Jul.27,2007 18 Apr.1,2007 86% 9%

Huaihua Sep.15,2005 Mar.11,2008 30 Apr.3,2007 89% 86%

Yongzhou Sep.15,2005 Apr.28,2008 32 July,2007 80% 31%

Chenxi Aug.15,2008 Apr.28,2010 18 Oct.10,2008 43% 0%

6.1.2 Resettlement Plan and Commencement for Non-core Subprojects

Table 6.1.2-1 Comparison Table for Resettlement Plan and Implementation Progress of Non-core Subprojects

Latest RP Progress of Implementation

Current Progress Subproject Prospective Commencemen Accomplishme Commenceme Finished Time Limit Finished Accomplishmen t Time nt Time nt Time Land Resettlement t Time Acquisition

Cili Apr.1, 2006 Sep.1,2007 17 months Sep.1,2007 17% 17% Dec.1,2009

Xiangtan May 1,2006 Sep.1,2007 16 months Sep.1,2007 89% 55% Dec.1,2009

Xupu Apr.1, 2006 Sep.1,2007 17 months Jun.1,2008 25% 43% Dec.1,2009

Shimen Apr.1, 2006 Aug.1,2007 16 months Aug.2,2007 50% Not start

Fenghuang Mar.1, 2006 Sep.1,2007 18 months Jul.3,2008 2% Not start

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6.2 Policy on Resettlement and Compensation Standard

6.2.1 Core Subprojects

(1) Loudi Subproject

In Loudi subproject, the original policies and standards depended on by resettlement are the same with those in Loudi City Resettlement Plan. However, during actual implementation, it is difficult for the planned standard in Loudi City Resettlement Plan to be agreed by people and enterprises affected by land acquisition and demolition. Therefore, to a great extent, this situation affects the normal implementation of relocation.

In March of 2008, in order to definitely protect the legal rights of enterprises and persons to be relocated and keep the policies on compensation and resettlement for demolition consecutive and uniform, the People’s Government of Loudi City decided to implement the resettlement according to Loudi City Compensation and Resettlement Methods of Land Acquisition and Demolition on Collectively Owned Land (LZF [2008] No.3), which was passed at the 7th routine business conference of People’s Government of Loudi City. Therefore, the new compensation standard on resettlement is much higher than the original one.

See Table 6.2.1-1 for the details of investigated actual implementation price for land acquisition. The “Actual Implementation Price” listed in this table means the land compensation fee and resettlement subsidy excluding relevant taxes and fees, while the unfilled “Actual Implementation Price” means this standard has had no example yet or the monitoring personnel didn’t find the example. See Table 6.2.1-2 for compensation standard of houses demolition.

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Table 6.2.1-1 Comparison Table for Loudi Subproject Compensation Standard for Permanent Land Acquisition

Planned Compensation Actual Implementation Land Ownership Land Type Unit Standard Price Paddy field yuan per mu 15,476 41,850 Dry farmland yuan per mu 10,833 26,700 Commercial yuan per mu 30,476 65,650 vegetable plot Collectively Owned Garden land yuan per mu 15,598 25,110 Land Pond yuan per mu 16,221 65,650 Rural housing plot yuan per mu 11,713 35,000 Shrub land yuan per mu 6,373 15,694 Timber land yuan per mu 7,242 18,309 Unused land yuan per mu 1,490 2,560 Industrial land yuan per mu 50,000 58,000 Residential land yuan per mu 50,000 State-owned Land Transfer without Other land yuan per mu compensation

Table 6.2.1-2 Comparison Table for Loudi Subproject Compensation Standard for Houses Demolition

Planned Fluctuant Actual Implementation Housing Classification Structure Unit Compensation Amplitude Price Standard Brick concrete Yuan/m2 423 380～460 680 Brick wood Yuan/m2 347 320～380 530 Urban House Earth-wood Yuan/m2 256 240～280 350 Simple structure Yuan/m2 80 100 Brick concrete Yuan/m2 295 260～330 550 Brick wood Yuan/m2 230 200～260 410 Rural House Wood Yuan/m2 192 170～220 Earth-wood Yuan/m2 150 130～160 230 Simple structure Yuan/m2 60 80

(2) Xinhua Subproject

The land used for Xinhua subproject and houses on the land have already been acquired by the state (as the Zhexi Reservoir area) and people there have already obtained corresponding compensation. In order to protect the benefits of people, the actual compensation price for land acquisition and demolition in urban flood protection project is higher than the compensation standard in Xinhua County Resettlement

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Plan. The following Table 6.2.1-3 is made according to the monitoring personnel’s investigation on relevant agreements of land acquisition and Compensation Price for Land Acquisition in Xinhua County Planning Zone. Please refer to the implemented compensation price for land acquisition in Xinhua subproject.

Table 6.2.1-3 Comparison Table for Xinhua Subproject Compensation Standard for Permanent Land Acquisition

Planned Compensation Actual Implementation Land Ownership Land Type Unit Standard Price

Paddy field yuan per mu 13,393 24,350

Dry farmland yuan per mu 9,375 18,307

Collectively Commercial vegetable plot yuan per mu 18,393 39,589 Owned Land Rural housing plot yuan per mu 10,373 23,800

Land used for enterprise yuan per mu 13,393 24,350

The standard of houses demolition has two types. For the relocatees who would like to move back and relocate within the original place, the compensation shall be paid according to the planned standard in the Resettlement Plan;

For the relocatees who would like to relocate within the concentrated resettlement area of Xinhua County urban construction project, due to that they are given the housing plots with commercial shops which have the potential rise in value, the standard of houses demolition is composed of corresponding overflow land-value standard and actual cash compensating standard, considering that the land-value of commercial shops is far higher than the value of housing plot given to the relocatees who would like to move back and relocate with in the original place.

Table 6.2.1-4 is made after the monitoring personnel investigated relevant information in Land and Resources Bureau, interviewed the relocatees, and checked the signed agreements on compensation for land acquisition and demolition. Please see it for details of comparison analysis between planned compensation price and actual implementation price. The “Actual implementation price” listed in this table means land compensating fee and resettlement subsidy excluding relevant taxes and fees.

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Table 6.2.1-4 Comparison Table for Xinhua Subproject Compensation Standard for Houses Demolition

Housing Planned Compensation Fluctuant Actual Structure Unit Classification Standard Amplitude Implementation Price

Brick concrete Yuan/m2 327 295～360 448

Rural House Brick wood Yuan/m2 270 245～300 408

Simple structure Yuan/m2 60 80

(3) Wugang Subproject

In Wugang subproject, the policies and standards depended on by land acquisition and demolition are the same with those in Wugang City Resettlement Plan. Please see Table 6.2.1-5 for details of investigated actual implementation price for land acquisition. The “Actual Implementation Price” listed in this table means the land compensation fee and resettlement subsidy excluding relevant taxes and fees. See Table 6.2.1-6 for actual implementation price of demolition. The unfilled “Actual Implementation Price” means this standard has had no example yet or the monitoring personnel didn’t find the example.

Table 6.2.1-5 Comparison Table for Wugang Subproject Compensation Standard for Permanent Land Acquisition

Actual Implementation Land Ownership Land Type Unit Planned Compensation Standard Price

Paddy field yuan per mu 19,013 22,800

Dry farmland yuan per mu 15,137 16,545 Collectively Owned Garden land yuan per mu 19,132 22,800 Land Housing plot yuan per mu 16,262 22,800

Unused land yuan per mu 1,492 16,545

Industrial land yuan per mu 106,720 386,860

State-owned Land Residential land yuan per mu 60,030 386,860

Transfer without Other land yuan per mu Transfer without compensation compensation

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Table 6.2.1-6 Comparison Table for Wugang Subproject Compensation Standard for Houses Demolition

Planned Actual Housing Classification Structure Unit Compensation Fluctuant Amplitude Implementation Standard Price Brick concrete Yuan/m2 435 400～470

Brick wood Yuan/m2 363 340～400

Urban House Wood Yuan/m2 313 290～340

Earth-wood Yuan/m2 250 230～270

Simple structure Yuan/m2 80

Brick concrete Yuan/m2 292 270～330 310

Brick wood Yuan/m2 231 210～260 224

Rural House Wood Yuan/m2 189 170～210

Earth-wood Yuan/m2 145 130～160

Simple structure Yuan/m2 60 60

(4) Sangzhi Subproject

① Compensation Standard for Land Acquisition

In Sangzhi subproject, the land acquisition and use in next phase will be implemented according to the new document ZZBF [2007] No.6. In this document, the compensation standard in ZZBF [2001] No.13 for attachments on land to be acquired is modified. And the compensation standard for land will be higher than that for land acquisition and program in Sangzhi County Resettlement Plan.

② Compensation Standards for Relocation and Demolition of Residential Houses

In August of 2007, as for the compensation and resettlement for demolition of residential houses on collectively owned land, the People’s Government of issued Decree of People’s Government of Zhangjiajie (No. 34). The demolition of residential houses in next phase will be implemented according to this document. And the compensation standard in this document will be far higher than that in Sangzhi County Resettlement Plan.

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Table 6.2.1-7 Comparison Table for Sangzhi Subproject Compensation Standard for Permanent Land Acquisition

Planned Compensation Implementation Standard Land Ownership Land Type Unit Standard for Next Phase

Paddy field yuan per mu 10,678 45,000

Dry farmland yuan per mu 7,474 22,100 Collectively Owned Land Commercial vegetable yuan per mu 15,678 45,000 land River beach land yuan per mu 4,485 9,000

Residential land yuan per mu 41,354 Transfer without State-owned Land Transfer without compensation Other land yuan per mu compensation

Table 6.2.1-8 Comparison Table for Sangzhi Subproject Compensation Standard for Houses Demolition

Housing Planned Compensation Fluctuant Implementation Standard Structure Unit Classification Standard Amplitude for Next Phase

Brick concrete Yuan/m2 384 340～420 700

Urban House Brick wood Yuan/m2 314 270～330 450

Simple structure Yuan/m2 80 120

(5) Huaihua Subproject

In Huaihua subproject, the actual implementation price for land acquisition and demolition is higher than the standard in Huaihua City Resettlement Plan. The monitoring personnel referred to the signed agreements on compensation for land acquisition and demolition in this monitoring period, and please see Table 6.2.1-9 and 6.2.1-10 for investigated actual implementation price. The “Actual Implementation Price” listed in this table means the land compensation fee and resettlement subsidy excluding relevant taxes and fees. In Huaihua City, the resettlement method for houses in town is exchanging property rights, and the average cost price for resettlement house is 1498 Yuan/m2 which can be equally converted to the actual implementation price for house compensation. The unfilled “Actual Implementation Price” means this standard has had no example yet or the monitoring personnel didn’t find the example.

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Table 6.2.1-9 Comparison Table for Huaihua Subproject Compensation Standard for Permanent Land Acquisition

Planned Compensation Actual Implementation Land Ownership Land Type Unit Standard Price

Paddy field yuan per mu 18,569 27,010

Dry farmland yuan per mu 11,737 20,350

Vegetable land yuan per mu 25,569 61,200

Economic forestland yuan per mu 16,656 Collectively Owned Land Timber land yuan per mu 8,775

Housing plot yuan per mu 14,230 61,000

Pond yuan per mu 18,059 35,000

Other land yuan per mu 1,530 2,336

Residential land yuan per mu 46,690 State-owned Land Transfer without Transfer without Other land yuan per mu compensation compensation

Table 6.2.1-10 Comparison Table for Huaihua City Compensation Standard for Houses Demolition Actual Housing Planned Compensation Fluctuant Structure Unit Implementation Classification Standard Amplitude Price Brick concrete Yuan/m2 434 391～477 1,498

Urban House Brick wood Yuan/m2 362 326～398

Simple structure Yuan/m2

Brick concrete Yuan/m2 277～339 350

Brick wood Yuan/m2 222～272 280 Rural House Wood Yuan/m2 175～213 195

Simple structure Yuan/m2 80

(6) Yongzhou Subproject

In Yongzhou subproject, the land acquisition and demolition is conducted according to the policies and standards in Yongzhou City Resettlement Plan. However, during actual implementation, it is difficult for the planned standard in Yongzhou City Resettlement Plan to be agreed by people and enterprises

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 44 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans affected by land acquisition and demolition, and the actual prices paid to relocatees by employer are all higher than the planned standard. The monitoring personnel referred to the signed agreements on compensation for land acquisition and demolition, and please see Table 6.2.1-11 and 6.2.1-12 for investigated actual implementation price. The “Actual Implementation Price” listed in this table means the land compensation fee and resettlement subsidy excluding relevant taxes and fees, while the unfilled “Actual Implementation Price” means this standard has had no example yet or the monitoring personnel didn’t find the example.

Table 6.2.1-11 Comparison Table for Yongzhou Subproject Compensation Standard for Permanent Land Acquisition

Actual Implementation Land Ownership Land Type Unit Planned Compensation Standard Price Paddy field yuan per mu 15,040 17,325

Dry farmland yuan per mu 10,688 11,550

Vegetable land yuan per mu 22,040 65,000

Garden land yuan per mu 14,907 16,390

Collectively Owned Land Housing plot yuan per mu 12,624 17,325

Timber land yuan per mu 6,987 7,623

shrub land yuan per mu 6,534

Pond yuan per mu 14,507 16,390

Other land yuan per mu 1,600 3,465 Transfer without Industrial land yuan per mu 44,080 compensation State-owned Land Residential land yuan per mu 60,030 Transfer without Other land yuan per mu Volunteer transfer compensation

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Table 6.2.1-12 Comparison Table for Yongzhou Subproject Compensation Standard for Houses Demolition

Housing Structure Unit Planned Compensation Standard Actual Implementation Price Classification Brick concrete Yuan/m2 482 567 2 Urban House Brick wood Yuan/m 401 411 Wood Yuan/m2 362 380 Simple structure Yuan/m2 100 120 Brick concrete Yuan/m2 331 480 Brick wood Yuan/m2 263 351 Rural House Wood Yuan/m2 231 250 Earth-wood Yuan/m2 172 180 Simple structure Yuan/m2 80 80

(7) Chenxi Subproject

In Chenxi subproject, the policies and standards depended on by land acquisition are the same with those in Chenxi County Resettlement Plan. However, during actual implementation, it is difficult for the planned standard in Chenxi County Resettlement Plan to be agreed by people and enterprises affected by land acquisition and demolition. Therefore, most of the actual implementation prices are higher than planned standard. The monitoring personnel referred to the signed agreements on compensation for land acquisition in this monitoring period, and please see Table 6.2.1-13 for investigated actual implementation price. The “Actual Implementation Price” listed in this table means the land compensation fee and resettlement subsidy excluding relevant taxes and fees, while the unfilled “Actual Implementation Price” means this standard has had no example yet or the monitoring personnel didn’t find the example.

In this period, the land acquisition in Chenxi subproject has just been started, therefore, the demolition of house is not involved.

Table 6.2.1-13 Comparison Table for Chenxi Subproject Compensation Standard for Permanent Land Acquisition

Actual Implementation Land Ownership Land Type Unit Planned Compensation Standard Price Paddy field yuan per mu 13,500 35,772 Dry farmland yuan per mu 9,450 Collectively Owned Housing plot yuan per mu 10,989 Land Pond yuan per mu 13,500 47,872

Other land yuan per mu 1,492

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Table 6.2.1-14 Comparison Table for Chenxi Subproject Compensation Standard for Houses Demolition

Housing Planned Compensation Fluctuant Actual Implementation Structure Unit Classification Standard Amplitude Price

Brick concrete Yuan/m2 327 295～360

Brick wood 2 245 220 270 Yuan/m ～ No demolition example in Rural House this period Wood Yuan/m2 195 175～215

Simple structure Yuan/m2 50

6.2.2 Non-core Subprojects

(1) Cili Subproject

In Cili subproject, during actual implementation of land acquisition and demolition, it is difficult for the planned standard to be agreed by people and enterprises affected by land acquisition and demolition. Therefore, its actual implementation prices are in accordance with the Zhangjiajie City Compensation and Resettlement Methods of House Demolition on Collectively Owned Land (Dcree No.34 issued by People’s Government of Zhangjiajie City) on Oct. 16, 2007. This standard is far higher than the planned standard. The monitoring personnel refered to the signed agreements on compensation for land acquisition and demolition, and please see Table 6.2.2-1 and 6.2.2-2 for investigated actual implementation price. The “Actual Implementation Price” listed in this table means the land compensation fee and resettlement subsidy excluding relevant taxes and fees, while the unfilled “Actual Implementation Price” means this standard has had no example yet or the monitoring personnel didn’t find the example.

Table 6.2.2-1 Comparison Table for Cili Subproject Compensation Standard for Permanent Land Acquisition

Actual Implementation Land Ownership Land Type Unit Planned Compensation Standard Price Paddy field yuan per mu 22,509 32,500 Dry farmland yuan per mu 15,498 21,250 Commercial vegetable land yuan per mu 38,948 50,000 Collectively Owned Land River beach land yuan per mu 9,299 Garden land yuan per mu 20,070 Wasteland yuan per mu 2,745 Rural housing plot yuan per mu 19,395 State-owned Land Land used for enterprise yuan per mu 46,690

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Table 6.2.2-2 Comparison Table for Cili Subproject Compensation Standard for Houses Demolition

Housing Structure Unit Planned Compensation Standard Actual Implementation Price Classification

Brick concrete Yuan/m2 309 450

Rural House Brick wood Yuan/m2 239 350

Simple structure Yuan/m2 50 80

(2) Xiangtan Subproject

In Xiangtan subproject, the land acquisition and demolition is conducted according to the policies and standards in Xiangtan City Resettlement Plan. However, during actual implementation, it is difficult for the planned standard to be agreed by people and enterprises affected by land acquisition and demolition, and the actual prices paid to relocatees by employer are all higher than planned standard. The monitoring personnel referred to the signed agreements on compensation for land acquisition and demolition, and please see Table 6.2.2-3 and 6.2.2-4 for investigated actual implementation price. The “Actual Implementation Price” listed in this table means the land compensation fee and resettlement subsidy excluding relevant taxes and fees, while the unfilled “Actual Implementation Price” means this standard has had no example yet or the monitoring personnel didn’t find the example.

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Table 6.2.2-3 Comparison Table for Xiangtan Subproject Compensation Standard for Permanent Land Acquisition

Planned Compensation Actual Implementation Land Ownership Land Type Unit Standard Price Paddy field yuan per mu 27,880 61,210

Dry farmland yuan per mu 19,680 15,342 Collectively Owned Pond yuan per mu 27,200 48,012 Land Housing plot yuan per mu 24,200 62,340

River beach land yuan per mu 13,440 9,640

Land used for enterprise yuan per mu 55,760 17,340 and institution

State-owned Land Residential land yuan per mu Listed into the town house Listed into the town house

Transfer without Other land yuan per mu Volunteer transfer compensation

Table 6.2.2-4 Comparison Table for Xiangtan Subproject Compensation Standard of Houses Demolition

Planned Compensation Fluctuant Actual Housing Classification Structure Unit Standard Amplitude Implementation Price

Brick concrete Yuan/m2 512 459～563 680

Brick wood Yuan/m2 428 385～471 650 Urban House Earth-wood Yuan/m2 256 240～280 418

Simple structure Yuan/m2 80 352

Brick concrete Yuan/m2 305 274～336 305

Rural House Brick wood Yuan/m2 238 214～262 238

Simple structure Yuan/m2 65 65

(3) Xupu Subproject

In Xupu subproject, the land acquisition and demolition is conducted according to the policies and standards in Xupu County Resettlement Plan. However, during actual implementation, it is difficult for the planned standard to be agreed by people and enterprises affected by land acquisition and demolition, and

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 49 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans the actual prices paid to relocatees by employer are all higher than planned standard. The monitoring personnel referred to the signed agreements on compensation for land acquisition and demolition, and please see Table 6.2.2-5 and 6.2.2-6 for investigated actual implementation price. The “Actual Implementation Price” listed in this table means the land compensation fee and resettlement subsidy excluding relevant taxes and fees, while the unfilled “Actual Implementation Price” means this standard has had no example yet or the monitoring personnel didn’t find the example.

Table 6.2.2-5 Comparison Table for Xupu Subproject Compensation Standard for Permanent Land Acquisition

Planned Compensation Actual Implementation Land Ownership Land Type Unit Standard Price Garden land yuan per mu 37,062 37,062 Collectively Owned Land Rural housing plot yuan per mu 17,826 17,826 Listed into the compensation Listed into the Residential land yuan per mu for house compensation for house State-owned Land Transfer without Transfer without Other land yuan per mu compensation compensation

Table 6.2.2-6 Comparison Table for Xupu Subproject Compensation Standard for Houses Demolition

Compensation Actual Housing Classification Structure Unit Fluctuant Amplitude Standard Implementation Price

Brick concrete Yuan/m2 308 280～340 370

Brick wood Yuan/m2 247 210～260 255 Urban House Earth-wood Yuan/m2 194 160～200 200

Simple structure Yuan/m2 80 80

(4) Shimen Subproject

In Shimen subproject, the land acquisition and demolition is conducted according to the policies and standards in Shimen County Resettlement Plan. However, during actual implementation, it is difficult for the planned standard to be agreed by people and enterprises affected by land acquisition and demolition, and the actual prices paid to relocatees by employer are all higher than planned standard. The monitoring personnel referred to the signed agreements on compensation for land acquisition and demolition, and please see Table 6.2.2-7 and 6.2.2-8 for investigated actual implementation price. The “Actual Implementation Price” listed in this table means the land compensation fee and resettlement subsidy excluding relevant taxes and fees, while the unfilled “Actual Implementation Price” means this standard has

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Table 6.2.2-7 Comparison Table for Shimen Subproject Compensation Standard for Permanent Land Acquisition

Planned Compensation Land Ownership Land Type Unit Actual Implementation Price Standard

Paddy field yuan per mu 22,140

Dry farmland yuan per mu 18,040 18,040

Commercial vegetable land yuan per mu 41,900 Collectively Owned Garden land yuan per mu 19,800 22,950 Land Pond yuan per mu 21,600

Rural housing plot yuan per mu 20,100

Unused land yuan per mu 2,700 Transfer without Industrial land yuan per mu 22,140 compensation State-owned Land Listed into the Residential land yuan per mu 50,000 compensation for house

Table 6.2.2-8 Comparison Table for Shimen Subproject Compensation Standard for Houses Demolition

Planned Compensation Actual Housing Classification Structure Unit Fluctuant Amplitude Standard Implementation Price

Brick concrete Yuan/m2 452 415～490

Urban House Brick wood Yuan/m2 363 335～395

Simple structure Yuan/m2 150

Brick concrete Yuan/m2 319 290～350

Rural House Brick wood Yuan/m2 224 220～270

Simple structure Yuan/m2 60

(5) Fenghuang Subproject

In Fenghuang subproject, the land acquisition and demolition is conducted according to the policies and standards in Fenghuang County Resettlement Plan. However, during actual implementation, it is

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 51 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans difficult for the planned standard to be agreed by people and enterprises affected by land acquisition and demolition, and the actual prices paid by employer are all higher than planned standard. The monitoring personnel referred to the signed agreements on compensation for land acquisition, and please see Table 6.2.2-9 and 6.2.2-10 for investigated actual implementation price. The “Actual Implementation Price” listed in this table means the land compensation fee and resettlement subsidy excluding relevant taxes and fees, while the unfilled “Actual Implementation Price” means this standard has had no example yet or the monitoring personnel didn’t find the example.

Table 6.2.2-9 Comparison Table for Fenghuang Subproject Compensation Standard for Permanent Land Acquisition

Planned Compensation Actual Implementation Land Ownership Land Type Unit Standard Price Paddy field yuan per mu 22,509 No example

Dry farmland yuan per mu 15,498 33,488 Collectively Owned Land Commercial vegetable yuan per mu 38,948 57,876 land Housing plot yuan per mu 19,395 24,000

Transfer without State-owned Land Residential land yuan per mu 41,354 compensation

Table 6.2.2-10 Comparison Table for Fenghuang Subproject Compensation Standard for Houses Demolition

Housing Planned Compensation Actual Implementation Structure Unit Fluctuant Amplitude Classification Standard Price

Brick concrete Yuan/m2 465 419～511

Urban House Brick wood Yuan/m2 378 340～416

Simple structure Yuan/m2 80

Brick concrete Yuan/m2 341 307～375

Rural House Brick wood Yuan/m2 268 241～295

Simple structure Yuan/m2 80

(6) Other Non-core Subprojects Including Jishou City

Due to that the contracts on exterior monitoring and evaluation of resettlement for other non-core

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subprojects including Jishou City are not signed, the exterior monitoring and evaluation of resettlement for these non-core subprojects haven’t started yet.

6.3 Progress of Land Acquisition

6.3.1 Core Subprojects

(1) Loudi City Subproject

The planning: the planned permanent land acquisition involved 5 townships and 16 administrative villages of Loudi City. The affected population due to land acquisition is 4,214 relocatees in 782 householders. The planned land acquisition area is 1,589.55 mu, among which the collectively owned land is 1,528.72 mu, and the state-owned land is 60.83 mu.

Approval for land acquisition: the approval for land acquisition was completed in 2006, with the approval document No. of ZGTZ No. 780, ZGTZ No. 1088, and ZGTZ No. 1089 in Approval Document for People’s Government of Hunan Province Land Acquisition (Appropriation) for National Construction.

Accomplishment in the past years: the actual land acquisition work has started since 2006, and the acquired land has counted up to 504.815 mu until the end of 2007 (all collectively owned land), accounting for 32% of the planned land acquisition area. The funds paid for the land have accumulated to RMB 26.1137 million yuan.

From January, 2008 to June, 2008, the acquired land was 30.1 mu (all collectively owned land), accounting for 2% of the planned land acquisition area. The funds paid for the land mounted to RMB 2 million yuan.

In this monitoring period, 100.722 mu of required land has been completed, among which the collectively owned land was 77.722 mu, and the state-owned land was 23 mu, accounting for 6% of the planned land acquisition area. The funds paid for the land mounted to RMB 7.3424 million yuan.

Accumulated accomplishment: by the end of 2008, the acquired land had mounted to 635.637 mu, among which the collectively owned land was 612.637 mu, and the state-owned land was 23 mu, accounting for 40% of the planned land acquisition area. The funds paid for the land had accumulated to RMB 35.4561 million yuan.

Evaluation: the land acquisition of Loudi subproject has been completed for the 40% of the planned land acquisition area. And the corresponding compensation funds for land acquisition have been already appropriated to every village (community) and group, who has had village (community or group) discussion meeting for allocation method of compensation funds for land acquisition, and has

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appropriated the funds to each person.

See Table 6.3.1-1 and 6.3.1-2 for Summary Table for Loudi Subproject Land Acquisition Implementation Progress.

Table 6.3.1-1 Summary Table for Loudi Subproject Land Acquisition Implementation Progress

Accomplished land acquisition area Planned land acquisition area (mu) Accomplishment percentage (mu) Time Collectively State-owned Collectively State-owned Collectively State- Subotal Subtotal Subtotal owned land land owned land land owned land owned land

2007 subtotal 504.815 504.815 0 32% 33% 0% Jan.-Jun., 30.1 30.1 2% 2% 2008 Jul.-Dec., 1589.55 1528.72 60.83 100.722 77.722 23 6% 5% 38% 2008 2008 subtotal 130.822 107.822 23 8% 7% 38%

Total 635.637 612.637 23 40% 40% 38%

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Table 6.3.1-2 Breakdown for Loudi Subproject Land Acquisition Implementation Progress

Paid-up Land Area of house Payable fund Name of relocated fund (RMB Implementation Time Stake No. acquisition Land nature being removed and (RMB 10,000 enterprise 10,000 progress area (mu) relocated yuan) yuan)

Maotang Village and Collectively 1 2+840～5+059 138.768 None 343.57 Paid-up 100% Xianrencun Village owned

Maotang Village and Collectively Unimplemented 2 0+450～2+840 185.124 1222.689 Paid-up 100% Lianbin Village owned yet

Purchase and Collectively 3 1+687～1+968 Reserve Center of 35 None 203.93 Paid-up 100% owned Land and Mine

Collectively Unimplemented 4 2+896～4+290 Duicun Village 124.816 742.019 Paid-up 100% owned yet Collectively Unimplemented 5 0+000～0+674 Daqiao Community 15.396 68.6 Paid-up 100% owned yet Collectively Unimplemented 6 0+000～0+674 Huashan Community 5.711 30.56 Paid-up 100% owned yet 2007 504.815 2611.37 subtotal Jan.-Jun., Collectively Lianbin Village 30.1 200 200 100% 2008 owned

Huashan Subdistrict and Collectively 77.722 474.24 Qingtan Residential owned Jul.-Dec., Committee 2008 Municipal Animal Husbandry and 23 260 Aquatic Products Bureau 2008 130.822 934.24 subtotal

Total 635.637 0 0 3545.61 3545.61

(2) Xinhua County Subproject

The planning: the planned permanent land acquisition involves 1 development zone and 6 administrative villages of Xinhua County. The affected population due to land acquisition is 2,018 relocatees in 628 householders. The planned land acquisition area is 473.4 mu (all collectively owned land).

Approval for land acquisition: the approval for land acquisition was completed in 2005, with the approval document No. of (L) GTYSZ (2005) No. 30.

Accomplishment in the past years: the actual land acquisition work has started since 2005, and the

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 55 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans acquired land has counted up to 205.112 mu until the end of 2007 (all collectively owned land), accounting for 43% of the planned land acquisition area. The funds paid for the land have mounted to RMB 4.323 million yuan.

From January, 2008 to June, 2008, 40.122 mu of acquired land has been completed (all collectively owned land), accounting for 8% of the planned land acquisition area. The funds paid for the land mounted to RMB 0.9763 million yuan.

No land was acquired during this monitoring period.

Accumulated accomplishment: by the end of 2008, the acquired land had mounted to 245.234 mu, among which the collectively owned land was 40.122 mu, and the state-owned land was 205.112 mu, accounting for 52% of the planned land acquisition area. The funds paid for the land mounted to RMB 5.2993 million yuan.

Evaluation: the land acquisition of Xinhua subproject has been completed for the 52% of the planned land acquisition area. And the corresponding compensation fund for land acquisition has been already appropriated to every village (community) and group, who has had village (community or group) discussion meeting for allocation method of compensation funds for land acquisition, and has appropriated the funds to each person.

See Table 6.3.1-3 and 6.3.1-4 for Summary Table for Xinhua Subproject Land Acquisition Implementation Progress .

Table 6.3.1-3 Summary Table for Xinhua Subproject Land Acquisition Implementation Progress

Accomplished land acquisition area Planned land acquisition area (mu) Accomplishment percentage (mu) Time Collectively State-owned Collectively State-owned Subtota Collectively State-owned Subotal Subtotal owned land land owned land land l owned land land

2007 subtotal 205.112 205.112 43%

Jan.-Jun., 2008 40.122 40.122 8% 8%

Jul.-Dec., 2008 0 0 0 0% 0%

2008 subtotal 40.122 40.122 0 8% 8%

Total 473.4 473.4 245.234 40.122 205.112 52% 8%

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Table 6.3.1-4 Breakdown for Loudi Subproject Land Acquisition Implementation Progress

Area of house Name of Land Payable fund Paid-up fund Stake being Implementation Time relocated acquisition Land nature (RMB 10,000 (RMB 10,000 No. removed and progress enterprise area (mu) yuan) yuan) relocated

1 No. 4 Villagers' 175.927 State-owned 1267 366.83 366.83 100% Jan.-Jun., Group of Baisha 2007 Village in Shangdu 2 1.501 State-owned None 3.2 3.2 100% Subdistrict

No. 5 Villagers' Jul.-Dec., Group of Baisha 1 27.684 State-owned None 62.7205 62.7205 100% 2007 Village in Shangdu Subdistrict

2007 subtotal 205.112 1267 432.3 432.3 100%

1 Nongke Village 11.033 Collectively owned 26.87 26.87

2 Huashan Village 1.244 Collectively owned 3.03 3.03

3 Beita Village 26.098 Collectively owned 63.49 63.49 Jan.-Jun., 2008 Liaoyuan 4 Administrative 1.747 Collectively owned 4.24 4.24 District

Subtotal 40.122 Collectively owned 97.63 97.63 Jul.-Dec., 000 2008 Total 245.234 529.93 529.93

(3) Wugang Subproject

The planning: the planned permanent land acquisition involves 23 administrative villages of 4 townships in Wugang County. The affected population due to land acquisition is 1,978 relocatees in 414 householders. The planned land acquisition area is 218.27 mu, among which the collectively owned land is 159.74 mu, and the state-owned land is 58.53 mu.

Approval for land acquisition: the approval for land acquisition was completed in 2005.

Accomplishment in the past years: the actual land acquisition has started since 2005, and the acquired land has counted up to 112.21 mu until the end of 2007, among which the collectively owned land is 87.26 mu, and the state-owned land is 24.95 mu, accounting for 51% of the planned area. The funds paid for the land have mounted to RMB 1.961955 million yuan.

From January, 2008 to June, 2008, no land was acquired.

In this monitoring period, 27.21 mu of acquired land has been completed (all collectively owned land),

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 57 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans accounting for 12% of the planned area. The funds paid for the land have mounted to RMB 610,948 yuan.

Accumulated accomplishment: by the end of 2008, the acquired land had mounted to 139.42 mu, among which the collectively owned land was 114.47 mu, and the state-owned land was 24.95 mu, accounting for 64% of the planned area. The funds paid for the land had mounted to RMB 2,581,003 yuan.

Evaluation: the land acquisition of Wugang subproject has been completed for the 64% of the planned area. And the corresponding compensation funds for land acquisition have been already appropriated to every village (community) and group, who has had village (community or group) discussion meeting for allocation method of compensation funds for land acquisition, and has appropriated the funds to each person.

See Table 6.3.1-5 and 6.3.1-6 for Summary Table for Wugang Subproject Land Acquisition Implementation Progress.

Table 6.3.1-5 Summary Table for Wugang Subproject Land Acquisition Implementation Progress

Planned land acquisition area Accomplished land acquisition area Accomplishment percentage (mu) (mu) Time State- State- Collectively Collectively State-owned Collectively Subtotal owned Subtotal Subtotal owned owned land owned land land owned land land land

2007 112.21 87.26 24.95 51% 55% 43% subtotal Jan.-Jun., 0000%0%0% 2008 Jul.-Dec., 27.21 27.21 12% 17% 2008 2008 27.21 27.21 0 12% 17% subtotal

Total 218.27 159.74 58.53 139.42 114.47 24.95 64% 72% 43%

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Table 6.3.1-6 Breakdown for Wugang Subproject Land Acquisition Implementation Progress

Area of Payable fund Paid-up Name of Land Land house being (RMB fund (RMB Implementatio Time Stake No. relocated acquisition nature removed and 10,000 10,000 n progress enterprise area (mu) relocated yuan) yuan)

Yudai Bridge - State- 3+781～4+469 14.45 None None None 100% Jan.-Jun., East Tower owned 2007 Xiaojia Dam - State- 3+578～4+078 10.5 None None None 100% Yudai Bridge owned Gexin Village of 1+929～2+957 Collectively Yuanmenkou 30.6 None 69.5442 69.5442 100% Jul.-Dec., 1+984～2+695 owned ZiyuanSubdi Vsillagetrict of 2007 Collectively 1+636～3+136 Yuanmenkou 56.66 None 126.6513 126.6513 100% owned Subdistrict Jan.-Jun., 000 2008 Ziyun Village of Jul.-Dec., Collectively Yuanmenkou 27.21 61.9048 61.9048 2008 owned Subdistrict Total 139.42 258.1003 258.1003

(4) Sangzhi Subproject

The planning: the planned permanent land acquisition involves 11 administrative villages (residential committees) of Liyuan Town in Sangzhi County. The affected population due to land acquisition is 472 relocatees in 60 householders. The planned land acquisition area of all kinds of land is 67.57 mu, among which the collectively owned land is 54.53 mu, and the state-owned land is 13.04 mu.

Approval for land acquisition: the approval for land acquisition was completed in 2006, with the approval document No. of People’s Government of Hunan Province [2006] ZGTZ No. 561 Approval Document.

Accomplishment in the past years: the actual land acquisition has started since 2005, and the acquired land has counted up to 51.8880 mu until the end of 2007, among which the collectively owned land was 44.546 mu, and the state-owned land was 7.342 mu, accounting for 77% of the planned area. The funds paid for the land have mounted to RMB 2.0468 million yuan.

From January, 2008 to June, 2008, 5.9325 mu of acquired land has been completed (all collectively owned land), accounting for 9% of the planned land acquisition area. The funds paid for the land mounted to RMB 0.17 million yuan.

No land was acquired during this monitoring period.

Accumulated accomplishment: by the end of 2008, the acquired land had mounted to 57.8205 mu,

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 59 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans among which the collectively owned land was 50.4785 mu, and the state-owned land was 7.342 mu, accounting for 86% of the planned area. The funds paid for the land mounted to RMB 2.2168 million yuan.

Evaluation: the land acquisition of Sangzhi subproject has been already completed. And the corresponding compensation funds for land acquisition have been already appropriated to every village (community) and group, who has had village (community or group) discussion meeting for allocation method of compensation funds for land acquisition, and has appropriated the funds to each person.

See Table 6.3.1-7 and 6.3.1-8 for Summary Table for Sangzhi Subproject Land Acquisition Implementation Progress.

Table 6.3.1-7 Summary Table for Sangzhi Subproject Land Acquisition Implementation Progress

Accomplished land acquisition area Planned land acquisition area (mu) Accomplishment percentage (mu) Time Collectively State- Collectively State- Collectively State- Subotal Subtotal Subtotal owned land owned land owned land owned land owned land owned land

2007 subtotal 51.888 44.546 7.342 77% 82% 56%

Jan.-Jun., 2008 5.9325 5.9325 0 9% 11% 0%

Jul.-Dec., 2008 0 0 0 0% 0% 0%

2008 subtotal 5.9325 5.9325 0 9% 11% 0%

Total 67.57 54.53 13.04 57.8205 50.4785 7.342 86% 93% 56%

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Table 6.3.1-8 Breakdown for Sangzhi Subproject Land Acquisition Implementation Progress

Area of house Name of Land Payable fund Paid-up fund Land being Implementation Time Stake No. relocated acquisition (RMB 10,000 (RMB 10,000 nature removed progress enterprise area (mu) yuan) yuan) and relocated

Gaojiaping Jan.-Jun., Collectively 0+000～1+570 Residential 44.546 1239.19 204.68 204.68 100% 2007 owned Committee

Wuliqiao Transfer of Jul.-Dec., Residential 7.342 State-owned None state-owned 100% 2007 Committee land

Wenminglu Jan.-Jun., Collectively Residential 5.9325 17 17 2008 owned Committee

Jul.-Dec., 00 2008

Total 57.8205 1239.19 221.68 221.68

(5) Huaihua Subproject

The planning: the planned permanent land acquisition involves 3 subdistricts and 11 administrative villages of Huaihua City. The affected population due to land acquisition is 2,398 relocatees in 684 householders. The planned land acquisition area of all kinds of land is 409.96 mu, among which the collectively owned land is 397.26 mu, and the state-owned land is 12.7 mu.

Approval for land acquisition: the approval for land acquisition was completed in 2006, with the approval document No. of People’s Government of Hunan Province [2003] ZGTZ No. 224, [2003] ZGTZ No. 225 and [2006] ZGTZ No. 173 Approval Documents.

Accomplishment in the past years: the actual land acquisition has started since 2007, and the acquired land (all collectively owned land) has counted up to 343.525 mu until the end of 2007, accounting for 84% of the planned area. The funds paid for the land has mounted to RMB 24.2665 million yuan.

From January, 2008 to June, 2008, no land was acquired.

In this monitoring period, 34.195 mu of acquired land has been completed (all collectively owned land), accounting for 8% of the planned area. The funds paid for the land have mounted to RMB 2.048 million yuan.

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Accumulated accomplishment: by the end of 2008, the acquired land had mounted to 377.72 mu (all collectively owned land), accounting for 92% of the planned area. The funds paid for the land had mounted to RMB 26.3145 million yuan.

Evaluation: the land acquisition of Huaihua subproject has been completed for the 92% of the planned area. And the corresponding compensation funds for land acquisition have been already appropriated to every village (community) and group, who has had village (community or group) discussion meeting for allocation method of compensation funds for land acquisition, and has appropriated the funds to each person.

See Table 6.3.1-9 and 6.3.1-10 for Summary Table for Huaihua City Land Acquisition Implementation Progress.

Table 6.3.1-9 Summary Table for Huaihua Subproject Land Acquisition Implementation Progress

Accomplished land acquisition area Planned land acquisition area (mu) Accomplishment percentage (mu) Time Collectively State- Collectively State- Collectively State- Subotal Subtotal Subtotal owned land owned land owned land owned land owned land owned land

2007 subtotal 343.525 343.525 0 84% 86% 0%

Jan.-Jun., 2008 0 0 0 0% 0% 0%

Jul.-Dec., 2008 34.195 34.195 0 8% 9% 0%

2008 subtotal 34.195 34.195 0 8% 9% 0%

Total 409.96 397.26 12.7 377.72 377.72 0 92% 95% 0%

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Table 6.3.1-10 Breakdown for Huaihua Subproject Land Acquisition Implementation Progress

Area of house Name of Land Payable fund Paid-up fund being Implementatio Time Stake No. relocated acquisition Land nature (RMB 10,000 (RMB 10,000 removed and n progress enterprise area (mu) yuan) yuan yuan) relocated Hutianqiao Collectively 292.19 2080.25 2080.25 100% Village owned Yingkou Collectively First-stage 26.647 185.53 185.53 100% Township owned construction of Xichong Collectively 2007 Taiping Brook 17.543 117.14 117.14 100% Village owned Hongxing Collectively 7.145 43.73 43.73 100% Village owned

Subtotal 343.525 2426.65 2426.65

Jan.-Jun., 000 2008 Yingkou Collectively 1 21.405 130.99 130.99 100% Township owned Jul.-Dec., Xichong Collectively 2 12.79 73.81 73.81 100% 2008 Village owned Subtotal 34.195 204.80 204.80

Total 377.720 0.000 0.000 2631.450 2631.450

(6) Yongzhou Subproject

The planning: the planned permanent land acquisition involves 2 districts, 11 townships (towns, subdistricts) and 31 villages (residential committees) of Yongzhou City. The affected population due to land acquisition is 2,612 relocatees in 759 householders. The planned land acquisition area of all kinds of land is 914.24 mu, among which the collectively owned land is 745.69 mu, and the state-owned land is 168.55 mu.

Approval for land acquisition: the approval for land acquisition was completed in 2007, with the approval document No. of People’s Government of Hunan Province [2007] ZGTZ No. 1361 and [2003] ZGTZ No. 1363 Approval Documents.

Accomplishment in the past years: the actual land acquisition has started since 2007, and the acquired land has counted up to 367.274 mu until the end of 2007, among which the collectively owned land was 45.644 mu, and the state-owned land was 321.6 mu, accounting for 40% of the planned area. The funds paid for the land has mounted to RMB 1.4013 million yuan.

From January, 2008 to June, 2008, 54.82 mu of acquired land has been completed (all collectively owned land), accounting for 6% of the planned land acquisition area. The funds paid for the land mounted

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 63 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans to RMB 0.811 million yuan.

In this monitoring period, 310 mu of acquired land has been completed (all collectively owned land), accounting for 34% of the planned area. The funds paid for the land have mounted to RMB 20.53 million yuan.

Accumulated accomplishment: the acquired land had mounted to 732.094 mu, among which the collectively owned land was 410.464 mu, and the state-owned land was 321.63 mu, accounting for 80% of the planned area. The funds paid for the land mounted to RMB 22.7423 million yuan.

Evaluation: the land acquisition of Yongzhou subproject has been completed for the 80% of the planned area. And the corresponding compensation funds for land acquisition have been already appropriated to every village (community) and group, who has had village (community or group) discussion meeting for allocation method of compensation funds for land acquisition, and has appropriated the funds to each person.

See Table 6.3.1-11 and 6.3.1-12 for Summary Table for Yongzhou City Land Acquisition Implementation Progress.

Table 6.3.1-11 Summary Table for Yongzhou Subproject Land Acquisition Implementation Progress

Accomplished land acquisition area Planned land acquisition area (mu) Accomplishment percentage (mu) Time Collectively State- Collectively State- Collectively State-owned Subotal Subtotal Subtotal owned land owned land owned land owned land owned land land

2007 367.274 45.644 321.63 40% 6% 191% subtotal Jan.-Jun., 54.82 54.82 0 6% 7% 0% 2008 Jul.-Dec., 310 310 34% 42% 0% 2008 2008 364.82 364.82 0 40% 49% 0% subtotal Total 914.24 745.69 168.55 732.094 410.464 321.63 80% 55% 191%

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Table 6.3.1-12 Breakdown for Yongzhou Subproject Land Acquisition Implementation Progress

Land Area of house Payable fund Paid-up fund Name of relocated Earth Implementation Time Stake No. requisition being removed (ten thousand (ten thousand enterprise character progress area (mu) and relocated yuan) yuan)

Hexi (west of river) Area Xiaoxiang State-owned of Hydropower 120.7 State-owned land 20% 1+921～3+481.74 Station appropriation

Hexi (west of river) Area State-owned Xiangjiang of Lengshuitan District 66 State-owned land 15% Co. Ltd. 11+448.42～13+370.91 appropriation 2007 Hedong (east of river) People's State-owned Area of Lengshuitan Government of 134.93 State-owned land 100% Distict Yongzhou City appropriation 0+000～2+800

Zhaoyang Subdistrict of Dongyuegong Collectively 45.644 140.13 140.13 100% Lingling District Community owned

Subtotal 367.274 140.13 140.13

Hexi (west of river) Area Collectively of Lengshuitan District Chenjia Village 9.61 12.9 12.9 owned k1+921～k2+344

Hexi (west of river) Area Collectively of Lengshuitan District Laoyawo Village 36.36 40.8 40.8 owned k2+344～k2+348

Jan.-Jun., 2008 Hexi (west of river) Area Collectively of Lengshuitan District Main timber plant 2.25 10.9 10.9 owned k2+240

Hexi (west of river) Area Collectively of Lengshuitan District 7319 pump plant 6.6 16.5 16.5 owned k2+350

Subtotal 54.82 81.1 81.1

Nanjindu Community of Jul.-Dec., Nanjindu Collectively Nanjindu Subdistrict in 310 429.24 2053 2053 2008 Community owned Lingling district

Total 732.094 0 429.24 2274.23 2274.23

(7) Chenxi Subproject

The planning: the planned permanent land acquisition involves 3 administrative villages of 1 township (or town) in Chenxi County. The affected population due to land acquisition is 183 relocatees in 55 householders. The planned land acquisition area of is 47.37 mu (all collectively owned land).

Approval for land acquisition: the approval for land acquisition was completed in 2008, with the land

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 65 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans acquisition approval document No. of (2008) ZGTZ No. 1077 in Approval Document for People’s Government of Hunan Province Cultivated Land Reclamation and Land Acquisition.

20.2247 mu of acquired land (all collectively owned land) has been completed during this period, accounting for 43% of the planned land acquisition area. The funds paid for the land has mounted to RMB 0.836 million yuan.

Accumulated accomplishment: 20.2247 mu of acquired land (all collectively owned land) has been completed, accounting for 43% of the planned land acquisition area. The funds paid for the land have mounted to RMB 0.836 million yuan.

Evaluation: the land acquisition of Chenxi subproject has been completed for the 43% of the planned area. And the corresponding compensation funds for land acquisition have been already appropriated to every village (community) and group, who has had village (community or group) discussion meeting for allocation method of compensation funds for land acquisition, and has appropriated the funds to each person.

See Table 6.3.1-13 and 6.3.1-14 for Summary Table for Chenxi Subproject Land Acquisition Implementation Progress.

Table 6.3.1-13 Summary Table for Chenxi Subproject Land Acquisition Implementation Progress

Accomplished land acquisition area Planned land acqusition area (mu) Accomplishment percentage (mu) Time Collectively State- Collectively State-owned Collectively State-owned Subotal Subtotal Subtotal owned land owned land owned land land owned land land

Jul.-Dec., 20.22 20.22 43% 43% 0% 2008

Total 47.37 47.37 20.22 20.22 43% 43% 0%

Table 6.3.1-14 Breakdown for Chenxi Subproject Land Acquisition Implementation Progress

Name of Land Area of house Payable fund Paid-up fund Implementatio Time Stake No. relocated acquisition area Land nature being removed (RMB 10,000 (RMB 10,000 n progress enterprise (mu) and relocated yuan) yuan)

Jul.-Dec., Collectively Paotan Village 20.22 83.6 83.6 82.87% 2008 owned

Total 20.22 83.6 83.6

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6.3.2 Non-core Subprojects

(1) Cili Subproject

The planning: the planned permanent land acquisition involves 6 administrative villages (residential committees) of Lingyang Town in Cili County. The affected population due to land acquisition is 135 relocatees in 40 householders. The planned land acquisition area of all kinds of land is 149.36 mu, among which the collectively owned land is 147.64 mu, and the state-owned land is 1.72 mu.

Approval for land acquisition: the approval for land acquisition was completed in 2007, with the approval document No. of CGTZH [2007] No. 32 and ZGTYZ [2005] No. 17.

Accomplishment in the past years: the actual land acquisition has started since 2008, and no land has been acquired before 2008.

From January, 2008 to June, 2008, 78.732 mu of acquired land has been completed (all collectively owned land), accounting for 53% of the planned land acquisition area. The funds paid for the land mounted to RMB 0.3429 million yuan.

No land was acquired during this monitoring period.

Accumulated accomplishment: by the end of 2008, the acquired land had mounted to 78.732 mu (all collectively owned land), accounting for 53% of the planned area. The funds paid for the land mounted to RMB 0.3429 million yuan.

Evaluation: the land acquisition of Cili subproject still remains at 78.732 mu. From July, 2008 to December, 2008, no land has been acquired. And the corresponding compensation funds for land acquisition have been already appropriated to every village (community) and group, who has had village (community or group) discussion meeting for allocation method of compensation funds for land acquisition, and has appropriated the funds to each person.

See Table 6.3.2-1 and 6.3.2-2 for Summary Table for Cili Subproject Land Acquisition Implementation Progress.

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Table 6.3.2-1 Summary Table for Cili Subproject Land Acquisition Implementation Progress

Accomplished land acquisition area Planned land acquisition area (mu) Accomplishment percentage (mu) Time Collectively State-owned Collectively State-owned Collectively State-owned Subotal Subtotal Subtotal owned land land owned land land owned land land Jan.-Jun., 78.732 78.732 0 53% 53% 0% 2008 Jul.-Dec., 00 0 0%0%0% 2008

Table 6.3.2-2 Breakdown for Cili County Land Acquisition Implementation Progress

Area of Payable Paid-up fund Name of Land house being fund (RMB (RMB Implementation Time No. Stake No. relocated acquisition Land nature removed and 10,000 10,000 progress enterprise area (mu) relocated yuan) yuan) Jan.-Jun., 1+370~ Yong'an Collectively- 1 24.832 967.15 34.29 34.29 11% 2008 2+400 Village owned Jul.-Dec., 100000% 2008 Total 24.832 967.15 34.29 34.29 11%

(2) Xiangtan Subproject

The planning: the planned permanent land acquisition involves 8 administrative villages (residential committees) of Xiangxiang Town and Xiangtan City. The affected population due to land acquisition is 594 relocatees in 167 householders. The planned land acquisition area of all kinds of land is 499.8 mu, among which the collectively owned land is 192 mu, and the state-owned land is 307.8 mu.

Approval for land acquisition: the approval for land acquisition was completed in 2005, with the land acquisition approval document No. of TGTZF [2005] No. 36, and [2005] ZGTZ No. 119 and [2005] ZGTZ No. 120 in Approval Document for People’s Government of Hunan Province Cultivated Land Reclamation and Land Acquisition.

Accomplishment in the past years: the actual land acquisition has started since 2005, and the acquired land counted up to 55.44 mu until June, 2008, among which the collectively owned land was 52.67 mu, and the state-owned land was 2.77 mu, accounting for 11% of the planned area. The funds paid for the land mounted to RMB 19.6125 million yuan.

In this monitoring period, 24 mu of acquired land has been completed (all collectively owned land), accounting for 5% of the planned area. The funds paid for the land mounted to RMB 0.05 million yuan.

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Accumulated accomplishment: the acquired land had mounted to 79.44 mu, among which the collectively owned land was 76.67 mu, and the state-owned land was 2.77 mu, accounting for 16% of the planned area. The funds paid for the land mounted to RMB 19.6625 million yuan.

Evaluation: the acquisition work of collectively owned land is quite efficient, while the acquisition work of state-owned land should be sped up. And the corresponding compensation funds for land acquisition have been already appropriated to every village (community) and group, who has had village (community or group) discussion meeting for allocation method of compensation funds for land acquisition, and has appropriated the funds to each person.

See Table 6.3.2-3 and 6.3.2-4 for Summary Table for Xiangtan Subproject Land Acquisition Implementation Progress.

Table 6.3.2-3 Summary Table for Xiangtan Subproject Land Acquisition Implementation Progress

Accomplished land acquisition area Planned land acquisition area (mu) Accomplishment percentage (mu) Time Collectively State- Collectively State- Collectively State-owned Subotal Subotal Subotal owned land owned land owned land owned land owned land land Jan.-Jun., 55.44 52.67 2.77 11% 27% 0.9% 2008 Jul.-Dec., 24 24 0 5% 13% 0% 2008 Total 499.8 192 307.8 79.44 76.67 2.77 16% 40% 0.9%

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Table 6.3.2-4 Breakdown for Xiangtan Subproject Land Acquisition Implementation Progress

Land Area of house Payable fund Paid-up fund Name of relocated Land Implementation Time No. Stake No. requisition being removed (RMB 10,000 (RMB 10,000 enterprise nature progress area (mu) and relocated yuan) yuan)

K16+400- State- 1 Hengjie Community 0.03 39.95 3.34 3.34 100% k17+592 owned K16+400- State- 2 Hengjie Community 0.04 77.5 4.94 4.94 100% k17+592 owned K16+400- Yuetang House State- 3 0.8 2317.37 148 148 100% k17+592 Administration Office owned K16+400- Hedong (east of river) State- 4 0.31 624 41.99 41.99 100% k17+592 Administration Office owned Transportatiopn K16+400- State- 5 Corporation of 0.31 683.78 62.44 62.44 100% k17+592 owned Hedong (east of river) Individual K16+400- Xiangtan Compressor 6 4 commerial 4116.29 1521 1521 100% k17+592 Plant land

K16+400- Passenger Transport State- 7 0.03 17.98 7 7 100% k17+592 Corporation owned K16+400- Water Transport State- 8 0.1 199.95 14.51 14.51 100% k17+592 Corporation owned K16+400- State- 9 Dongping Subdistrict 0.04 75.61 9.98 9.98 100% Jan.-Jun., k17+592 owned 2008 K16+400- Dongping Printing State- 10 0.23 676.56 65 65 100% k17+592 Plant owned K16+400- Xiangtan City State- 11 0.1 66.98 5.5 5.5 100% k17+592 Sanitation Bureau owned K16+400- Waterway State- 12 0.63 853.34 17.39 17.39 100% k17+592 Management Station owned K16+400- State- 13 Chaonan Temple 0.15 100 8.68 8.68 100% k17+592 owned K2+330- State- 14 Xiangxiang shipyard 2.1 1200 17.8 17.8 100% K2+410 owned K0+820- Zhangjiang Collectively 15 1.57 152 11.18 11.18 100% K0+990 prefabrication yard owned K2+410- Vegetable plot of Collectively 16 37.01 18.5 18.5 100% K2+890 Dongshan Village owned K2+890- Vegetable plot of Collectively 17 7.99 4 4 100% K3+060 Chengzhong Village owned Subtota 55.44 11201.3 1961.25 1961.25 100% l K0+990-0- Vegetable plot of Tazi Collectively 1 24 12 5 42% Jul.-Dec., K1+690 Village owned 2008 Subtota 24 12 5 42% l

Total 79.44 11201.3 1973.25 1966.25 99.7%

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(3) Xupu Subproject

The planning: the planned permanent land acquisition involves 7 administrative villages (residential committees) of Lufeng Town in Xupu County. The affected population due to land acquisition is 231 relocatees in 43 householders. The planned land acquisition area of all kinds of land is 108.58 mu, among which the collectively owned land is 59.26 mu, and the state-owned land is 49.32 mu.

Approval for land acquisition: the approval for land acquisition is still in hand, no official and written reply has been received from the Land Department yet.

Accomplishment in the past years: the actual land acquisition has started since 2007, and From January, 2008 to June, 2008, the acquired land (all state-owned land) counted up to 20 mu, accounting for 18% of the planned area. The funds paid for the land mounted to RMB 0.6814 million yuan.

In this monitoring period, 7.07 mu of acquired land has been completed, among which the collectively owned land was 0.27 mu, and the state-owned land was 6.8 mu, accounting for 7% of the planned area. The funds paid for the land mounted to RMB 0.2 million yuan.

Accumulated accomplishment: the acquired land had mounted to 27.07 mu, among which the collectively owned land was 0.27 mu, and the state-owned land was 26.8 mu, accounting for 25% of the planned area. The funds paid for the land mounted to RMB 0.8814 million yuan.

Evaluation: the acquisition work of collectively owned land is quite slow, which should be sped up. And the corresponding compensation funds for land acquisition have been already appropriated to every village (community) and group, who has had village (community or group) discussion meeting for allocation method of compensation funds for land acquisition, and has appropriated the funds to each person.

See Table 6.3.2-5 and 6.3.2-6 for Summary Table for Xupu Subproject Land Acquisition Implementation Progress.

Table 6.3.2-5 Summary Table for Xupu Subproject Land Acquisition Implementation Progress

Accomplished land acquisition Planned land acquisition area (mu) Accomplishment percentage area (mu) Time Collectively State- Collectively State- Collectively State- Subotal Subotal Subotal owned land owned land owned land owned land owned land owned land Jan.-Jun., 20 20 18% 0% 41% 2008 Jul.-Dec., 7.07 0.27 6.8 7% 0% 14% 2008 Total 108.58 59.26 49.32 27.07 0.27 26.8 25% 0% 54%

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Table 6.3.2-6 Breakdown for Xupu Subproject Land Acquisition Implementation Progress

Area of house Payable fund Name of Land Paid-up fund Earth being (ten Implementatio Time No. Stake No. relocated acquisition (ten thousand character removed and thousand n progress enterprise area (mu) yuan) relocated (m2) yuan)

Jan.-Jun., 1+140-1+440, Northern City Collectively 1 20 3988 68.14 68.14 100% 2008 1+963--3+660 District owned Southern City 1+140-1+440, State- Bank and Trust 2250 0 0 0% Jul.-Dec., 1+963--3+660 owned 17Corporation .07 2008 3+573-4+143, Juhuayuan Collectively 664.37 32.513 20 62% 4+143-4+913 Geracomium owned Total 27.07 6902.37 100.653 88.14 88%

(4) Shimen Subproject

The planning: the planned permanent land acquisition involves 16 administrative villages (residential committees) of Chujiang Town in Shimen County. The affected population due to land acquisition is 464 relocatees in 148 householders. The planned land acquisition area of all kinds of land is 279.13 mu, among which the collectively owned land is 261.77 mu, and the state-owned land is 17.36 mu.

Approval for land acquisition: the approval for land acquisition was completed in 2007.

Accomplishment in the past years: the actual land acquisition has started since 2007, and From January, 2008 to June, 2008, the acquired land counted up to 168.34 mu, among which the collectively owned land was 157.06 mu, and the state-owned land was 11.28 mu, accounting for 60% of the planned area. The funds paid for the land mounted to RMB 4.09 million yuan.

In this monitoring period, no land acquisition has been completed.

Accumulated accomplishment: the acquired land had mounted to 168.34 mu, among which the collectively owned land was 157.06 mu, and the state-owned land was 11.28 mu, accounting for 60% of the planned area. The funds paid for the land mounted to RMB 4.09 million yuan.

Evaluation: the land acquisition work is quite efficient. And the corresponding compensation funds for land acquisition have been already appropriated to every village (community) and group, who has had village (community or group) discussion meeting for allocation method of compensation funds for land acquisition, and has appropriated the funds to each person.

See Table 6.3.2-7 and 6.3.2-8 for Summary Table for Shimen Subproject Land Acquisition Implementation Progress.

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Table 6.3.2-7 Summary Table for Shimen Subproject Land Acquisition Implementation Progress

Accomplished land acquisition area Planned land acquisition area (mu) Accomplishment percentage (mu) Time Collectively State- Collectively State- Collectively State- Subotal Subotal Subotal owned land owned land owned land owned land owned land owned land Jan.-Jun., 168.34 157.06 11.28 60% 60% 65% 2008 Jul.-Dec., 00 00%0%0% 2008 Total 279.13 261.77 17.36 168.34 157.06 11.28 60% 60% 65%

Table 6.3.2-8 Breakdown for Shimen Subproject Land Acquisition Implementation Progress

Land nature Payable Paid-up Area of house Name of Land fund fund being removed Implementatio Time No. Stake No. relocated requisition (RMB (RMB and relocated n progress enterprise area (mu) State- Collectively- 10,000 10,000 (m2) owned owned yuan) yuan)

D0+000- From Bei'anshi 1 102.36 0 102.36 0 249.91 232.3 93% Jan.-Jun., D4+505 to Shenjiaxi From 2008 B2+190- 2 Nan'anlishui 65.98 11.28 54.7 0 190.09 176.7 93% B5+040 Bridge to Jul.-Dec., 10000000% 2008

Total 168.34 11.28 157.06 0 440 409 93%

(5) Fenghuang Subproject

The planning: the planned permanent land acquisition involves 8 administrative villages (residential committees) of Tuojiang Town in Fenghuang. The affected population due to land acquisition is 338 relocatees in 64 householders. The planned land acquisition area of all kinds of land is 10.7 mu, among which the collectively owned land is 8.5 mu, and the state-owned land is 2.2 mu.

Approval for land acquisition: the approval for land acquisition was completed.

Accomplishment in the past years: the actual land acquisition hasn’t started before the latter half year of 2008.

In this monitoring period, 0.338 mu of acquired land has been completed (all collectively owned land), accounting for 3% of the planned area. The funds paid for the land mounted to RMB 13,540 yuan.

Accumulated accomplishment: the acquired land had mounted to 0.338 mu (all collectively owned land), accounting for 3% of the planned area. The funds paid for the land have mounted to RMB 13,540

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Evaluation: the land acquisition work is quite slow, which should be sped up. And the corresponding compensation funds for land acquisition have been already appropriated to every village (community) and group, who has had village (community or group) discussion meeting for allocation method of compensation funds for land acquisition, and has appropriated the funds to each person.

See Table 6.3.2-9 and 6.3.2-10 for Summary Table for Fenghuang Subproject Land Acquisition Implementation Progress.

Table 6.3.2-9 Summary Table for Fenghuang Subproject Land Acquisition Implementation Progress

Accomplished land acquisition area Planned land acquisition area (mu) Accomplishment percentage (mu) Time Collectively State-owned Collectively State-owned Collectively State-owned Subotal Subotal Subotal owned land land owned land land owned land land

Jan.-Jun., 2008 0.338 0.338 0 3% 3% 0%

Jul.-Dec., 2008 00 00%0%0%

Total 10.7 8.5 2.2 0.338 0.338 0 3% 3% 0%

Table 6.3.2-10 Breakdown for Fenghuang Subproject Land Acquisition Implementation Progress

Land Area of house Payable Paid-up Name of Land nature being removed fund (RMB fund (RMB Implementatio Time No. Stake No. relocated acquisition State- and relocated 10,000 10,000 n progress enterprise area (mu) owned (m2) yuan) yuan)

Jan.-Jun., 1000000% 2008

0+379-0+759, Mianhong Jul.-Dec., 1+526-2+096, Village of 1 0.338 0.338 0 1.354 1.354 100% 2008 2+096-2+818, Tuojiang 5+301-5+580 Town

Total 0.338 0.338 0 1.354 1.354 100%

(6) Other Non-Core Subprojects Including Jishou Subproject

As the contracts for external monitoring and evaluation of relocatees of other non-core subprojects including Jishou subproject haven’t been signed yet, the external monitoring and evaluation work of relocatees for these subprojects hasn’t started yet.

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6.4 Progress of Relocation

6.4.1 Core Subprojects

(1) Loudi Subproject

Progress of Relocation

Houses with the areas of 30723.26 m2 are planned to be demolished, 488 relocatees in 151 households will be resettled in line with the planning.

Project implementation for this period: no relocation has been carried out.

Accumulated accomplishment of this project: houses with the areas of 2152.5m2 have been demolished and 68 relocatees in 23 households have been resettled.

Evaluation: 7% house demolition and 15% household’s relocation have been completed.

See the Table 6.4.1-1 for relocation progress of Loudi subproject.

Table 6.4.1-1 Statistical Table of Loudi Subproject Relocation Progress

Project Unit Qty. Remarks Demolished houses m2 30723.26 Planned relocation No. of relocatee households Household 151 No. of relocatees Person 488 Demolished houses m2 1438.7 Only simple structures Accomplished in 2007 No. of relocatee households Household 6 need No. of relocatees Person 21 demolition Demolished houses m2 713.8 Accomplished from Jan.to Jun., No. of relocatee households Household 17 2008 No. of relocatees Person 47 Demolished houses m2 0 Accomplished from Jul.to No. of relocatee households Household 0 Dec.,2008 No. of relocatees Person 0 Demolished houses m2 2152.5 Accumulated accomplishment No. of relocatee households Household 23 No. of relocatees Person 68 Demolished houses 7% Accumulated accomplishment No. of relocatee households 15% percentage No. of relocatees 14%

Progress of Resettlement

It’s planned to resettle 488 relocatees in 151 households, among which 62 relocatees in 19

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Project implementation for this period: 11 relocatees in 4 households have chosen the scattered backward resettlement

Accumulated accomplishment of this project: 62 relocatees in 23 households have been resettled, among which 51 relocatees in 19 households have chosen the cash compensation, 11 relocatees in 4 households have chosen the scattered backward resettlement.

Evaluation: The demolition work has great pressure due to the difficult financing which directly leads to slow resettlement progress. The concentrated resettlement area has not been accomplished due to the difficult financing which also caused slow resettlement progress.

Suggestion: Strengthen funds raising.

See the Table 6.4.1-2 for resettlement progress of Loudi subproject.

Table 6.4.1-2 Statistical Table of Loudi Subproject Resettlement Progress

Resettlement Methods Township, Property rights Scattered backward Project Cash compensation Subtotal Remarks Town(Sub-district) exchange resettlement Household Person Household Person Household Person Household Person Planned 19 62 19 62 resettlement Lianbin and Resettled 19 51 19 51 Huashan Accomplished 100% 82% 100% 82% pencentage Planned 115 359 115 359 resettlement Lianbin, Huashan Resettled 0 0 and Huangnitang Accomplished 0% 0% pencentage Planned 17 67 17 67 resettlement Dabu and Huashan Sub- Resettled 4 11 4 11 district Accomplished 24% 16% 24% 16% pencentage Planned 115 359 19 62 17 67 151 488 resettlement Total Resettled00 19514 112362

Accomplished 0% 0% 100% 82% 24% 16% 15% 13% pencentage

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(2) Xinhua Subproject

Progress of Relocation

Houses with the areas of 5272 m2 are planned to be demolished, 172 relocatees in 32 households will be resettled in line with the planning. According to the actual demolished house’s areas, the original planned data were incorrect. Estimated by current status, the total demolished houses’ areas should be updated to 7168 m2.

Project implementation for this period: houses with areas of 812.54 m2 have been demolished and 19 relocatees in 3 households have been resettled.

Accumulated accomplishment of this project: houses with the areas of 6428.92 m2 have been demolished and 115 relocatees in 27 households have been resettled.

Evaluation: 84% houses demolition and 84% household’s relocation have been completed. So the progress of the relocation lags behind the planned progress.

See the Table 6.4.1-3 for relocation progress of Xinhua subproject.

Table 6.4.1-3 Statistical Table of Xinhua Subproject Relocation Progress

Project Unit Qty. Remarks

Demolished houses m2 7618 Update data Planned relocation No. of relocatee households Household 32 No. of relocatees Person 172

Demolished houses m2 1955.93 All have been concentratedly Accomplished in 2007 No. of relocatee households Household 8 resettled through property right No. of relocatees Person 38 exchange Demolished houses m2 3660.45 Accomplished from No. of relocatee households Household 16 Jan.to Jun., 2008 No. of relocatees Person 58 Demolished houses m2 812.54 Accomplished from Jul.to No. of relocatee households Household 3 Dec.,2008 No. of relocatees Person 19 Demolished houses m2 6428.92 Accumulated accomplishment No. of relocatee households Household 27 No. of relocatees Person 115 Accumulated Demolished houses 84% accomplishment No. of relocatee households 84% percentage No. of relocatees 67%

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Progress of Resettlement

172 relocatees in 32 households will be resettled in line with the planning.

Project implementation for this period: 19 relocatees in 3 households have chosen the cash compensation.

Accumulated accomplishment of this project: 115 relocatees in 27 households have been resettled which account for 84 % of the households of resettlement. Among them 38 relocatees in 8 households have chosen the concentrated resettlement through property rights exchange. 77 relocatees in 19 households have chosen the cash compensation.

At present, 38 relocatees in 8 households have chosen the concentrated resettlement through property rights exchange, the other 58 relocatees in 16 households have chosen the transitional resettlement. They plan to resettle concentratedly in the resettlement area. Presently they have been paid RMB 300 yuan per month for each household. The time limit will last until relocation households are clear about their relocation places. And they will continued be given transitional fee for 6 month after that.

Xinhua county government concentratedly has arranged 4 resettlement areas for the urban construction projects that under construction presently, namely Nongfeng resettlement street, and Baisha, Tangjialing and Laiziling resettlement areas. All of the 4 resettlement areas are new constructed shop fronts neighboring street and close to downtown areas, so they have great potential. The first lot of relocatees due to flood control projects applying for relocation here will be concentratedly resettled in these 4 resettlement areas and become urban residents in accordance with the principle of willingness. All the relocatees in resettlement areas has not been distributed any cultivation land. But they were still willing to resettle in these 4 areas because the incomes of shop front rents were greater than that of cultivation land.

Evaluation: The adoption of this resettlement method for relocatees is feasible and can eliminate their worries. But the construction progress of resettlement area should be quickened up, and fulfill the resettlement place as soon as possible.

See the Table 6.4.1-4 for the resettlement progress of Xinhua subproject.

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Table 6.4.1-4 Statistical Table of Xinhua Subproject Resettlement Progress

Resettlement Methods Township, Property rights Town(Sub- Project Cash compensation Subtotal Remarks exchange district) Household Person Household Person Household Person

Planned resettlement 0 0 32 172 32 172

Meiyuan Resettled8 38197727115 Accomplished 59% 45% 84% 67% pencentage

Planned resettlement 0 0 32 172 32 172

Total Resettled8 38197727115 Accomplished 59% 45% 84% 67% pencentage

(3) Wugang Subproject

Progress of Relocation

The planning: houses with the areas of 14486.48 m2 are planned to be demolished, 792 relocatees in 196 households will be resettled in line with the planning.

Project implementation for this period: houses with the areas of 1586.13 m2 have been demolished and 76 relocatees in 22 households have been resettled.

Accumulated accomplishment of this project: houses with the areas of 2883.58 m2 have been demolished and 223 relocatees in 58 households have been resettled.

Evaluation: 20% house demolition and 30% household’s relocation have been completed.

Suggestion: Strengthen funds raising and quicken the progress of relocation.

See the Table 6.4.1-5 for relocation progress of Wugang subproject.

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Table 6.4.1-5 Statistical Table of Wugang Subproject Relocation Progress

Project Unit Qty. Remarks Demolished houses m2 14486.48 Planned relocation No. of relocatee households Household 196 No. of relocatees Person 792 Demolished houses m2 652.78 Accomplished in 2007 No. of relocatee households Household 17 No. of relocatees Person 77 Demolished houses m2 644.67 Accomplished from Jan.to Jun., No. of relocatee households Household 19 2008 No. of relocatees Person 70 Demolished houses m2 1586.13 Accomplished from Jul.to No. of relocatee households Household 22 Dec.,2008 No. of relocatees Person 76 Demolished houses m2 2883.58 Accumulated accomplishment No. of relocatee households Household 58 No. of relocatees Person 223 Demolished houses 20% Accumulated accomplishment No. of relocatee households 30% percentage No. of relocatees 28%

Progress of Resettlement

The planning: It’s planned to resettle 792 relocatees in 196 households, among which 135 relocatees in 43 households choose the cash compensation; 486 relocatees in 112 households choose the property rights exchange; 792 relocatees in 196 households choose the scattered backward resettlement.

Project implementation for this period: 21 relocatees in 5 households have chosen the property rights exchange, 55 relocatees in 17 households have chosen the scattered backward resettlement.

Accumulated accomplishment of this project: 223 relocatees in 58 households have been resettled, among which 147 relocatees in 36 households have chosen the cash compensation, 21 relocatees in 5 households have chosen the property rights exchange, 55 relocatees in 17 households have chosen the scattered backward resettlement.

Evaluation: The slow progress of relocation has affected the course of resettlement. The relocation households for this period have chosen the cash compensation and has been satisfied with the resettlement methods. Later it should match with resettlement areas in the process of resettlement, and speed up the construction of resettlement areas, and consider the relocation and settlement

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See the Table 6.4.1-6 for resettlement progress of Wugang subproject.

Table 6.4.1-6 Statistical Table of Wugang Subproject Resettlement Progress

Resettlement Methods Township, Property rights Scattered backward Town(Sub- Project Cash compensation Subtotal Remarks exchange resettlement district) Household Person Household Person Household Person Household Person Planned 112 486 43 135 155 621 Yingchunting resettlement Township Resettled 5 21 36 147 41 168 Xuanmenkou Accomplished Sub-district 0% 0% 84% 109% 26% 27% pencentage Planned 41 171 41 171 resettlement Xuanmenkou Sub-district Resettled 17 55 17 55 Anle Township Accomplished 41% 32% 41% 32% pencentage Planned 112 486 43 135 41 171 196 792 resettlement Total Resettled 5 21 36 147 17 55 58 223 Accomplished 4% 4% 84% 109% 41% 32% 30% 28% pencentage

(4) Sangzhi County Subproject

Progress of Relocation

The planning: houses with the areas of 16860.04 m2 are planned to be demolished, 201 relocatees in 43 households will be resettled in line with the planning.

Project implementation for this period: no relocation has been carried out.

Accumulated accomplishment of this project: houses with the areas of 1239.19 m2 have been demolished and 12 relocatees in 4 households have been resettled.

Evaluation: 7% house demolition and 9% household’s relocation have been completed. So the progress of the relocation is severely laggard.

Suggestion: Strengthen funds raising and quicken the progress of relocation

See the Table 6.4.1-7 for relocation progress of Sangzhi subproject.

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Table 6.4.1-7 Statistical Table of Sangzhi Subproject Relocation Progress

Project Unit Qty. Remarks Demolished houses m2 16860.04 Planned relocation No. of relocatee households Household 43 No. of relocatees Person 201 Demolished houses m2 1239.19 Accomplished in 2007 No. of relocatee households Household 4 No. of relocatees Person 12 Demolished houses m2 0 Accomplished from Jan.to No. of relocatee households Household 0 Jun., 2008 No. of relocatees Person 0 Demolished houses m2 0 Accomplished from Jul.to Not relocated for No. of relocatee households Household 0 Dec.,2008 this period No. of relocatees Person 0 Demolished houses m2 1239.19 Accumulated No. of relocatee households Household 4 accomplishment No. of relocatees Person 12 Demolished houses 7% Accumulated No. of relocatee households 9% accomplishment percentage No. of relocatees 6%

Progress of Resettlement

The planning: It’s planned to resettle 201 relocatees in 43 households, among which 88 relocatees in 18 households choose the cash compensation; 113 relocatees in 25 households choose the concentrated resettlement through property rights exchange;

Project implementation for this period: no relocation has been carried out.

Accumulated accomplishment of this project: 12 relocatees in 4 households have chosen the cash compensation.

Evaluation: The slow progress of relocation has affected the course of resettlement. It should speed up the construction of resettlement areas, and consider the relocation and settlement synchronologically and pay attention to resettlement effect.

See the Table 6.4.1-8 for resettlement progress of Sangzhi county subproject.

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Table 6.4.1-8 Statistical Table of Sangzhi Subproject Resettlement Progress

Resettlement Methods Township, Property rights Town(Sub- Project Cash compensation Subtotal Remarks exchange district) Household Person Household Person Household Person Planned 31 138 12 63 43 201 resettlement Liyuan Resettled00 412412 Accomplished 0% 0% 33% 19% 9% 6% pencentage Planned 31 138 12 63 43 201 resettlement Total Resettled00 412412 Accomplished 0% 0% 33% 19% 9% 6% pencentage

(5) Huaihua City Subproject

Progress of Relocation

The planning: houses with the areas of 24232.24 m2 are planned to be demolished, 483 relocatees in 139 households will be resettled in line with the planning.

Project implementation for this period: houses with the areas of 3588.4 m2 have been demolished and 131 relocatees in 44 households have been resettled.

Accumulated accomplishment of this project: houses with the areas of 17335.3 m2 have been demolished and 378 relocatees in 120 households have been resettled.

Evaluation: The areas of demolition houses account for 72% of the planned demolition houses’ areas. The relocation households account for 86% of the planned relocation households.

See the Table 6.4.1-9 for relocation progress of Huaihua city subproject.

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Table 6.4.1-9 Statistical Table of Huaihua Subproject Relocation Progress

Project Unit Qty. Remarks Demolished houses m2 24232.24 Planned relocation No. of relocatee households Household 139 No. of relocatees Person 483 Demolished houses m2 3759.25 Accomplished in 2007 No. of relocatee households Household 27 No. of relocatees Person 101 Demolished houses m2 9987.65 Accomplished from Jan.to Jun., No. of relocatee households Household 49 2008 No. of relocatees Person 146 Demolished houses m2 3588.4 Accomplished from Jul.to No. of relocatee households Household 44 Dec.,2008 No. of relocatees Person 131 Demolished houses m2 17335.3 Accumulated accomplishment No. of relocatee households Household 120 No. of relocatees Person 378 Demolished houses 72% Accumulated accomplishment No. of relocatee households 86% percentage No. of relocatees 78%

Progress of Resettlement

The planning: It’s planned to resettle 483 relocatees in 139 households, among which 407 relocatees in 124 households choose the property rights exchange; 76 relocatees in 15 households choose the scattered backward resettlement.

Project implementation for this period: 131 relocatees in 44 households have chosen the property rights exchange.

Accumulated accomplishment of this project: 350 relocatees in 112 households have been resettled, among which 188 relocatees in 58 households have chosen the property rights exchange, 162 relocatees in 54 households have chosen the cash compensation, and 52 households of them have been in the transitional period.

Evaluation: The adoption of this resettlement method for relocatees is feasible, but it should make the relocation and settlement synchronologically undergoing. It will eliminate relocatees’ worries if fulfilled the

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See the Table 6.4.1-10 for resettlement progress of Huahua city subproject.

Table 6.4.1-10 Statistical Table of Huaihua Subproject Resettlement Progress

Resettlement Methods Township, Property rights Scattered Town(Sub- Project Cash compensation Subtotal Remarks exchange backward district) Household Person Household Person Household Person Household Person

Planned 10 39 10 39 resettlement 15 households Hongxing Resettled1545 1545are in the Sub-district transitional period Accomplished 150% 115% 150% 115% pencentage Planned 15 76 15 76 resettlement 8 households are Yingkou Resettled145754162 68219in the transitional Township period Accomplished 100% 100% 100% 100% 453% 288% pencentage Planned 114 368 114 368 resettlement 29 households Units' Resettled2986 2986are in the Residence transitional period Accomplished 25% 23% 25% 23% pencentage Planned 124 407 0 0 15 76 139 483 resettlement 52 households Total Resettled 58 188 54 162 0 0 112 350 are in the transitional period Accomplished 47% 46% 100% 100% 0% 0% 81% 72% pencentage

(6) Yongzhou City Subproject

Progress of Relocation

The planning: houses with the areas of 40694.07 m2 are planned to be demolished, 1121 relocatees in 313 households will be resettled in line with the planning.

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Project implementation for this period: houses with the areas of 429.24 m2 have been demolished and 14 relocatees in 4 households have been resettled.

Accumulated accomplishment of this project: houses with the areas of 9690 m2 have been demolished and 333 relocatees in 97 households have been resettled.

Evaluation: The areas of demolition houses account for 24% of the planned demolition houses’ areas. The relocation households account for 31% of the planned relocation households. The progress of the relocation is laggard and the implementation progress should be quicken up.

See the Table 6.4.1-11 for relocation progress of Yongzhou city subproject.

Table 6.4.1-11 Statistical Table of Yongzhou Subproject Relocation Progress

Project Unit Qty. Remarks Demolished houses m2 40694.07 Planned relocation No. of relocatee households Household 313 No. of relocatees Person 1121 Demolished houses m2 8558.8 Accomplished in 2007 No. of relocatee households Household 89 No. of relocatees Person 303 Demolished houses m2 701.96 Accomplished from Jan.to Jun., No. of relocatee households Household 4 2008 No. of relocatees Person 16 Demolished houses m2 429.24 Accomplished from Jul.to No. of relocatee households Household 4 Dec.,2008 No. of relocatees Person 14 Demolished houses m2 9690 Accumulated accomplishment No. of relocatee households Household 97 No. of relocatees Person 333 Demolished houses m2 24% Accumulated accomplishment No. of relocatee households Household 31% percentage No. of relocatees Person 30%

Progress of Resettlement

The planning: It’s planned to resettle 1331 relocatees in 373 households, among which 1224 relocatees in 350 households choose the property rights exchange; 107 relocatees in 23 households choose the scattered backward resettlement.

Project implementation for this period: 16 relocatees in 4 households have chosen the property rights

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Accumulated accomplishment of this project: 333 relocatees in 97 households have been resettled, among which 230 relocatees in 65 households have chosen the property rights exchange, 16 relocatees in 4 households have chosen the cash compensation, and 87 relocatees in 28 households have chosen the scattered backward resettlement. Among them 4 households has been in the transitional period.

Evaluation: The slow progress of relocation has affected the course of resettlement. It should speed up the construction of resettlement areas, and consider the relocation and settlement synchronologically and pay attention to resettlement effect.

Lengshuitan area: Quicken the planing of resettlement areas and make it integrated with city planning, so as to make recolatees resettled properly.

Lingling area: Quicken the funds raising and the construction of 2 resettlement areas at Nanmengkou of Hedong and Pingyangbeilu of Hexi, so as to make relocation households remove as soon as possible.

See the Table 6.4.1-12 for resettlement progress of Yongzhou city subproject.

(7) Chenxi Subproject

Progress of Relocation

The planning: houses with the areas of 819.44 m2 are planned to be demolished, 26 relocatees in 6 households will be resettled in line with the planning.

Project implementation: no relocation has been carried out.

Evaluation: The work of land acquisition at Chenxi county begins not long before, so the work of relocation doesnot begin.

Suggestion: Strengthen funds raising and quicken the progress of relocation

See the Table 6.4.1-13 for relocation progress of Chenxi county subproject.

Progress of Resettlement

The planning: In the Resettlement Plan of Chenxi County, 26 relocatees in 6 households will be resettled in line with the planning. They all chose the cash compensation.

Project implementation: no relocation has been carried out.

Evaluation: the progress of the relocation is laggard.

See the Table 6.4.1-14 for resettlement progress

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Table 6.4.1-12 Statistical Table of Yongzhou Subproject Resettlement Progress

Resettlement Methods Township, Concentrated Scattered backward Town(Sub- Project resettlement through Cash compensation Subtotal Remarks resettlement district) property rights Household Person Household Person Household Person Household Person

Planned resettlement 29 137 29 137 Xujiajing Resettled 0 0 Accomplished 0% 0% pencentage Planned resettlement 61 216 2 8 63 224 Zhaoyang Resettled 61 216 61 216 Accomplished 100% 100% 97% 96% pencentage Planned resettlement 72 246 19 93 91 339

4 households are in Nanjindu Resettled 4 14 4 14 the transitional period Accomplished 6% 6% 4% 4% pencentage Planned resettlement 2 6 2 6 Qilidian Resettled 0 0 Accomplished 0% 0% pencentage Planned resettlement 15 39 15 39 Lingjiaoshan Resettled 0 0 Accomplished 0% 0% pencentage Planned resettlement 12 35 12 35 Yangjiaqiao Resettled 0 0 Accomplished 0% 0% pencentage Planned resettlement 36 119 36 119 Xiaojiayuan Resettled 0 0 Accomplished 0% 0% pencentage Planned resettlement 125 432 125 432 Organ Resettled 0 0 Accomplished 0% 0% pencentage Planned resettlement 0 0 0 0 Hedong Resettled 28 87 28 87 Accomplished 100% 100% 100% 100% pencentage Planned resettlement 0 0 0 0 Renwangzhen Resettled 4 16 4 16 Accomplished 100% 100% 100% 100% pencentage Planned resettlement 350 1224 0 0 23 107 373 1331 4 households are in Total Resettled 65 230 4 16 28 87 97 333 the transitional period Accomplished 19% 19% 100% 100% 122% 81% 26% 25% pencentage

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Table 6.4.1-13 Statistical Table of Chenxi Subproject Relocation Progress

Project Unit Qty. Remarks

Demolished houses m2 819.44 Planned relocation No. of relocatee households Household 6

No. of relocatees Person 26

Demolished houses m2 0 Not Accomplished from Jul.to No. of relocatee households Household 0 demolished Dec.,2008 for this period No. of relocatees Person 0

Demolished houses m2 0 Accumulated No. of relocatee households Household 0 accomplishment No. of relocatees Person 0

Demolished houses 0% Accumulated No. of relocatee households 0% accomplishment percentage No. of relocatees 0%

Table 6.4.1-14 Statistical Table of Chenxi Subproject Resettlement Progress

Township, Resettlement Methods Town(Sub- Project Remarks Property rights district) Cash compensation Subtotal exchange Planned 626626 resettlement Chengjiao Resettled 0 0 0 0 Township Accomplished 0% 0% 0% 0% pencentage Planned 626626 resettlement

Total Resettled 0 0 0 0

Accomplished 0% 0% 0% 0% pencentage

6.4.2 Non-core Subprojects

(1) Cili County Subproject

Progress of Relocation

The planning: houses with the areas of 8,623.16 m2 are planned to be demolished, and 135

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 89 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans relocatees in 40 households will be resettled in line with the planning.

Project implementation for this period: no relocation has been carried out.

Accumulated accomplishment of this project: houses with the areas of 967.15 m2 have been demolished and 25 relocatees in 7 households have been resettled.

Evaluation: the progress of this project is slow, with only 11% house demolition and 18% households relocation accomplished.

See the Table 6.4.2-1 for the relocation progress of Cili County subproject.

Table 6.4.2-1 Statistical Table of Cili County Sub-Project Relocation Progress

Project Unit Qty. Remarks

Demolished houses m2 8623.16 Planned Relocation No. of relocatee households Household 40

No. of relocatees Person 135

Demolished houses m2 967.15 Accomplished from Jan. to Jun., No. of relocatee households Household 7 2008 No. of relocatees Person 25

Demolished houses m2 0 Accomplished from Jul. to Dec., No. of relocatee households Household 0 2008 No. of relocatees Person 0

Demolished houses m2 967.15 Accumulated Accomplishment No. of relocatee households Household 7 Percentage No. of relocatees Person 25

Demolished houses 11% Accumulated Accomplishment No. of relocatee households 18% Percentage No. of relocatees 18%

Progress of Resettlement

The planning: scattered backward resettlement in existing villages and cash compensation will be chosen for the resettlement of relocatees. 135 relocatees in 40 households of 4 villages will be affected due to this project, among which, 107 relocatees in 33 households choose the former and 28 relocatees in 7 households the cash compensation.

Project implementation for this period: no relocation has been carried out.

Accumulated accomplishment of this project: 25 relocatees in 7 households have been resettled by

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 90 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans cash compensation, which have accomplished 18% of the planned.

Evaluation: the progress of the relocation and resettlement is laggard.

See the Table 6.4.2-2 for the resettlement progress of Cili County subproject.

Table 6.4.2-2 Statistical Table of Cili County Subproject Resettlement Progress

Resettlement Methods Township, Town (or Items Property Right Exchange Cash Compensation Subtotal Sub-district) Household Person Household Person Household Person

Latest RP 3 12 4 7 7 19 Yong'an Resettled 7 25 0 0 7 25 Village Accomplishment 233% 200% 0% 0% 100% 100% Percentage Latest RP 3 12 19 68 22 80

Taiping Resettled000000 Village Accomplishment 0% 0% 0% 0% 0% 0% Percentage

Latest RP 1 4 7 22 8 26 Beigang Resettled000000 Village Accomplishment 0% 0% 0% 0% 0% 0% Percentage Latest RP 0 0 3 10 3 10 Shuang’an Resettled000000 Village Accomplishment 0% 0% 0% 0% 0% 0% Percentage

Latest RP 7 28 33 107 40 135

Total Resettled 7 25 0 0 7 25 Accomplishment 100% 86% 0% 0% 18% 18% Percentage

(2) Xiangtan City Subproject

Progress of Relocation

The planning: houses with the areas of 17,476 m2 are planned to be demolished, and 594 relocatees

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 91 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans in 167 households will be resettled in line with the planning.

Project implementation for this period: no relocation has been carried out.

Accumulated accomplishment of this project: houses with the areas of 11,201.31 m2 have been demolished and 327 relocatees in 96 households have been resettled, which have accomplished 33% of house demolition and 57% of household relocation.

Evaluation: the Xiangtan City subproject starts earlier, with the comparatively rapid accomplishment progress.

See the Table 6.4.2-3 for the relocation progress of Xiangtan City subproject.

Table 6.4.2-3 Statistical Table of Xiangtan City Subproject Relocation Progress

Items Unit Qty. Remarks

Demolished houses m2 17476 Planned Relocation No. of relocatee households Household 167

No. of relocatees Person 594

Demolished houses m2 11201.31 Accomplished from Jan. to No. of relocatee households Household 96 Jun., 2008 No. of relocatees Person 327

Demolished houses m2 0 Accomplished from Jul. to Dec., No. of relocatee households Household 0 2008 No. of relocatees Person 0

Demolished houses m2 11201.31 Accumulated Accomplishment No. of relocatee households Household 96 Percentage No. of relocatees Person 327

Demolished houses 64% Accumulated Accomplishment No. of relocatee households 57% Percentage No. of relocatees 55%

Progress of Resettlement

The planning: cash compensation will be chosen for the resettlement of 2 residential committees and 594 relocatees in 167 households of 4 villages, which will be affected due to this project.

Project implementation for this period: no relocation has been carried out.

Accumulated accomplishment of this project: 327 relocatees in 96 households have chose the cash compensation, which have accomplished 57% of the planned.

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 92 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans

Evaluation: the accomplishment progress is comparatively rapid.

See the Table 6.4.2-4 for the resettlement progress of Xiangtan City subproject.

Table 6.4.2-4 Statistical Table of Xiangtan City Subproject Resettlement Progress

Resettlement Method Township, Town (or Items Cash Compensation Remarks Sub-district) Household Person Latest RP 76 232 Hengjie Residential Resettled 45 137 Committee Accomplishment Percentage 59% 59% Latest RP 37 157 Wanfu Residential Resettled 51 190 Committee Accomplishment Percentage 138% 121% Latest RP 7 27 Zhangjiang Village Resettled 0 0 Accomplishment Percentage 0% 0% Latest RP 16 64 Tazi Village Resettled 0 0 Accomplishment Percentage 0% 0% Latest RP 22 75 Dongshan Village Resettled 0 0 Accomplishment Percentage 0% 0% Latest RP 9 39 Chengzhong Village Resettled 0 0 Accomplishment Percentage 0% 0% Latest RP 167 594 Total Resettled 96 327

Accomplishment Percentage 57% 55%

(3) Xupu County Subproject

Progress of Relocation

The planning: houses with the areas of 13,962 m2 are planned to be demolished, and 231 relocatees in 43 households will be resettled in line with the planning.

Project implementation for this period: the demolition of houses with the areas of 2,914.37 m2 has been accomplished.

Accumulated accomplishment of this project: houses with the areas of 6,902.37 m2 have been

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 93 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans demolished and 100 relocatees in 15 households have been resettled. The house demolition has accumulatively accomplished 49% of the planned and the household relocation 35%.

Evaluation: the relocation progress is comparatively slow

See the Table 6.4.2-5 for the relocation progress of Xupu County subproject.

Table 6.4.2-5 Statistical Table of Xupu County Sub-project Relocation Progress

Items Unit Qty. Remarks Demolished houses m2 13962 Planned Relocation No. of relocatee households Household 43 No. of relocatees Person 231

Demolished houses m2 3988 Accomplished from Jan. to No. of relocatee households Household 15 Jun., 2008 No. of relocatees Person 100

Demolished houses m2 2914.37 Accomplished from Jul. to No. of relocatee households Household 0 Dec., 2008 No. of relocatees Person 0

Demolished houses m2 6902.37 Accumulated Accomplishment No. of relocatee households Household 15 Percentage No. of relocatees Person 100 Demolished houses 49% Accumulated Accomplishment No. of relocatee households 35% Percentage No. of relocatees 43%

② Progress of Resettlement

The planning: scattered backward resettlement in existing villages and property right exchange collective resettlement will be mainly chosen for the resettlement of relocatees. 231 relocatees in 43 households from a village will be affected due to this project, among which 44 relocatees in 8 households choose the former and 187 relocatees in 35 households choose the property right exchange collective resettlement.

Project implementation for this period: 100 relocatees in 15 households have been concentratedly resettled through the property right exchange method.

Accumulated accomplishment of this project: 100 relocatees in 15 households have been resettled, which have accomplished 35% of the planned.

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 94 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans

Evaluation: the resettlement progress is comparatively slow.

See the Table 6.4.2-6 for the resettlement progress of Xupu County subproject

Table 6.4.2-6 Statistical Table of Xupu County Subproject Resettlement Progress

Resettlement Methods Scattered Backward Township, Town Property Right Items Resettlement in Existing Subtotal (or Sub-district) Exchange Villages Household Person Household Person Household Person Latest RP 21 117 0 0 21 117 Government Resettled 0 0 0 0 0 0 institutions Accomplishment Percentage 0% 0% 0% 0% 0% 0% Latest RP 4 29 0 0 4 29 Xinglong Street Resettled 0 0 0 0 0 0 Accomplishment Percentage 0% 0% 0% 0% 0% 0% Latest RP 3 13 0 0 3 13 Changxing Street Resettled 0 0 0 0 0 0 Accomplishment Percentage 0% 0% 0% 0% 0% 0% Latest RP 2 8 0 0 2 8 Minzhu Street Resettled 0 0 0 0 0 0 Accomplishment Percentage 0% 0% 0% 0% 0% 0% Latest RP 2 9 0 0 2 9 Jiefang Street Resettled 0 0 0 0 0 0 Accomplishment Percentage 0% 0% 0% 0% 0% 0% Latest RP 3 11 0 0 3 11 Shengli Street Resettled 15 100 0 0 15 100 Accomplishment Percentage 0% 0% 0% 0% 0% 0% Latest RP0 0 844844 Juhuayuan Street Resettled 0 0 0 0 0 Accomplishment Percentage 0% 0% 0% 0% 0% 0% Latest RP 35 187 8 44 43 231 Total Resettled 15 100 0 0 15 100

Accomplishment Percentage 43% 53% 0% 0% 35% 43%

(4) Shimen County Subproject

Progress of Relocation

The planning: houses with the areas of 22,635 m2 are planned to be demolished, and 464 relocatees

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 95 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans in 148 households will be resettled in line with the planning.

Project implementation: no relocation has been carried out.

Evaluation: the relocation progress is laggard.

See the Table 6.4.2-7 for the relocation progress of Shimen County subproject.

Table 6.4.2-7 Statistical Table of Shimen County Sub-Project Relocation Progress

Items Unit Qty. Remarks Demolished houses m2 22635 Planned Relocation No. of relocatee households Household 148 No. of relocatees Person 464 Demolished houses m2 No demolition Accomplished from Jul. to No. of relocatee households Household 0 Dec., 2008 No. of relocatees Person 0 Demolished houses m2 No demolition Accumulated Accomplishment No. of relocatee households Household 0 Percentage No. of relocatees Person 0 Demolished houses 0 Accumulated Accomplishment No. of relocatee households 0 Percentage No. of relocatees 0

② Progress of Resettlement

The planning: cash compensation is chosen for the resettlement of Chujiang Town and Baofeng Development Zone. 459 relocatees in 140 households will be affected due to this project, among which, 407 relocatees in 126 households choose the cash compensation resettlement and 52 relocatees in 14 households the scattered backward resettlement in existing villages

Project implementation: no relocation has been carried out.

Evaluation: the progress of relocation and resettlement is laggard.

See the Table 6.4.2-8 for the resettlement progress of Shimen County Subproject.

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 96 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans

Table 6.4.2-8 Statistical Table of Shimen County subproject Resettlement Progress

Township, Resettlement Methods Town (or Items Cash Compensation Scattered Backward Subtotal Sub-district) Household Person Household Person Household Person Latest RP 126 407 0 0 126 407 Chujiang Resettled 0 0 0 0 0 0 Town Accomplishment Percentage 0% 0% 0% 0% 0% 0% Baofeng Latest RP 0 0 12 47 12 47 Development Resettled 0 0 0 0 0 0 Zone Accomplishment Percentage 0% 0% 0% 0% 0% 0% Latest RP 0 0 2 5 2 5 Yijiadu Resettled 0 0 0 0 0 0 Accomplishment Percentage 0% 0% 0% 0% 0% Latest RP 126 407 14 52 140 459 Total Resettled 0 0 0 0 0 0 Accomplishment Percentage 0% 0% 0% 0% 0% 0%

(5) Fenghuang County Subproject

Progress of Relocation

The planning: houses with the areas of 9,194 m2 are planned to be demolished, and 338 relocatees in 64 households will be resettled in line with the planning.

Project implementation: no relocation has been carried out.

Evaluation: the progress of relocation and resettlement is laggard.

See the Table 6.4.2-9 for the relocation progress of Fenghuang County subproject.

Table 6.4.2-9 Statistical Table of Fenghuang County Subproject Relocation Progress

Items Unit Qty. Remarks Demolished houses m2 8055 Planned Relocation No. of relocatee households Household 64 No. of relocatees Person 338 Demolished houses m2 No demolition Accomplished from Jul. to No. of relocatee households Household 0 Dec., 2008 No. of relocatees Person 0 Demolished houses m2 No demolition Accumulated Accomplishment No. of relocatee households Household 0 No. of relocatees Person 0 Demolished houses 0 Accumulated Accomplishment No. of relocatee households 0 Percentage No. of relocatees 0

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 97 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans

Progress of Resettlement

The planning: scattered backward resettlement in existing villages, cash compensation and property right exchange collective resettlement will be mainly chosen for the resettlement of relocatees. 294 relocatees in 53 households will be affected due to this project, among which, 80 relocatees in 12 households choose the cash compensation resettlement, 81 relocatees in 17 households the scattered backward resettlement in existing villages and 133 relocatees in 24 households the property right exchange resettlement.

Project implementation: no relocation has been carried out.

Evaluation: the progress of relocation and resettlement is laggard.

See the Table 6.4.2-10 for the resettlement progress of Fenghuang County Subproject.

Table 6.4.2-10 Statistical Table of Fenghuang County Subproject Resettlement Progress

Resettlement Methods

Township, Scattered Backward Property Right Town (or Sub- Items Cash Compensation Resettlement in Subtotal Exchange district) Existing Villages

Household Person Household Person Household Person Household Person Latest RP 12 75 12 80 11 51 35 206 Jinping Resettled00000000 Accomplishment 0% 0% 0% 0% 0% 0% 0% 0% Percentage Latest RP0000313313 Dutian Resettled00000000 Accomplishment 0% 0% 0% 0% 0% 0% 0% 0% Percentage Latest RP 5 30 0 0 3 17 8 47 Shawan Resettled00000000 Accomplishment 0% 0% 0% 0% 0% 0% 0% 0% Percentage Latest RP 7 28 0 0 0 0 7 28 Nanhua Resettled00000000 Accomplishment 0% 0% 0% 0% 0% 0% 0% 0% Percentage Latest RP 24 133 12 80 17 81 53 294 Total Resettled00000000 Accomplishment 0% 0% 0% 0% 0% 0% 0% 0% Percentage

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 98 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans

6)Other Non-core Subprojects Including Jishou City

For that the contracts on resettlement external monitoring and evaluation of other non-core subprojects including Jishou City haven’t been signed, the resettlement external monitoring and evaluation of these non-core subprojects haven’ t been started yet.

6.5 Relocation Progress of Enterprises and Institutions

6.5.1 Core Subprojects

(1) Loudi City

Relocation Plan of Enterprises and Institutions

According to the resettlement plan, in the affected area of the project, 16 enterprises and 2 institutions will be affected by land acquisition and demolition of the project. As for the 16 enterprises, as only the management houses or auxiliary production houses will be affected by land acquisition and demolition and the impact of project construction on their normal production, operation, and official work is insignificant, the integral relocation is not required. As for the 2 institutions, as only part of the management houses will be affected, the integral demolition is not required; they can adjust the offices within the institution by themselves, or build houses as substitute.

Accomplished Relocation Project of Enterprises and Institutions

The relocations of affected enterprises and institutions haven’t been started at present.

(2) Xinhua County

Relocation Plan of Enterprises and Institutions

According to the resettlement plan, in the affected area of the project, 3 enterprises and 1 institution will be affected by land acquisition and demolition of the project. As for the 3 affected enterprises, as their normal production and operation will be influenced by the project construction, the integral demolition is required. The integral demolition will be also carried out by the institution in this area.

Accomplished Relocation Project of Enterprises and Institutions

The relocations of affected enterprises and institutions haven’t been started at present.

(3) Wugang City

Relocation Plan of Enterprises and Institutions

According to the resettlement plan, in the affected area of the project, 9 enterprises and 2 institutions

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 99 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans will be affected by land acquisition and demolition of the project. As for the 9 enterprises, 2 will be demolished integrally, and as the impact of project construction on their normal production, operation, and official work is insignificant, the integral demolition is not required for the other 7 enterprises. As for the 2 institutions, they can adjust the offices within the institution by themselves, or build houses as substitute, while the integral demolition is not required.

Accomplished Relocation Project of Enterprises and Institutions

The relocations of 2 enterprises have been accomplished.

Wugang City Water Supply Company: it is a state-owned enterprise mainly dealing with the water supply for city with a total area of 18 mu (state-owned land), among which, 1.2 mu land have been acquired. The demolished area of houses is 865.31 m2. As the impact of project construction on this enterprise is insignificant, relocation is not required, but the affected houses are required to be demolished and compensated. The compensation fees have already been paid.

Wugang City Jian’an Prefabrication Plant: it is a state-owned enterprise mainly dealing with the production of concrete prefabricated parts, with annual production value of RMB 0.58 million yuan. It covers the total areas of 7.94 mu (state-owned land). The demolished area of houses is 1,200 m2. Affected by the project construction, this enterprise has been demolished integrally. At present, the compensation fee is available and the land for the reconstruction of this enterprise has been planned, with a new production area being formed.

(4) Sangzhi County

Relocation Plan of Enterprises and Institutions

According to the resettlement plan, in the affected area of the project, 2 enterprises and 6 institutions will be affected by land acquisition and demolition of the project. As for the 2 enterprises, relocation is required for one of them; for the other, as only the management houses or auxiliary production houses will be affected by land acquisition and demolition, the impact of project construction on their normal production, operation, and official work is insignificant. As for the 6 institutions, they can adjust the offices within the institution by themselves, or build houses as substitute, while the integral demolition is not required.

Accomplished Relocation Project of Enterprises and Institutions

The integral relocation of one enterprise has been accomplished.

Sangzhi County Nationality Traditional Chinese Medicine Hospital: it is state-owned with normal management and the areas of 13 mu (state-owned land). It has 350 regular employees and about 50

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 100 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans temporary employees. The demolished area of houses is 2000 m2. About 400 persons are affected due to the project. The reconstruction site is chosen before the relocation. The relocation of this hospital is in July, 2006 and it is reopened in July, 2006.

(5) Huaihua City

Relocation Plan of Enterprises and Institutions

According to the resettlement plan, in the affected area of the project, 4 enterprises and 4 institutions will be affected by land acquisition and demolition of the project, with the areas of 67 mu and 210 employees in total. As for the 4 enterprises; as only the management houses or auxiliary production houses will be affected by land acquisition and demolition, the impact of project construction on their normal production, operation, and official work is insignificant. As for the 4 institutions, as only part of management houses of them will be affected by the land acquisition and demolition, the integral demolition is not required; they can adjust the offices within the institution by themselves, or build houses as substitute.

Accomplished Relocation Project of Enterprises and Institutions

The relocations of 8 affected enterprises and institutions have been accomplished, among which, Smeltery, Batt Production Factory and Plastic Plant are collective owned enterprises, with 47 employees and the areas of 8.1 mu in total. They are relocated integrally in May, 2007, and are compensated with RMB 0.28 million yuan. New sites have been chosen for the reconstruction. New sites have been also chosen for the reconstruction of the other 5 enterprises, viz. Hongxing Subdistrct, Chenlong Hotel, Hongxing Village Garage, Penglongshan Garage and Zengyoubin Pipe Casting Factory in Hongxing Village.

(6) Yongzhou City

Relocation Plan of Enterprises and Institutions

28 enterprises and 4 institutions will be affected by land acquisition and demolition of the project, with the areas of 2,021.19 mu and 7,881 employees in total. 28 enterprises covers the areas of 1,863.29 mu and have 7,700 employees in total; as only the management houses or auxiliary production houses will be affected by land acquisition and demolition, the impact of project construction on their normal production, operation, and official work is insignificant. There are 4 institutions will be affected due to the project, with the areas of 157.9 mu and 181 regular employees in total; as only part of management houses of them will be affected by the land acquisition and demolition, the integral demolition is not required; they can adjust the offices within the institution by themselves, or build houses as substitute.

Accomplished Relocation Project of Enterprises and Institutions

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 101 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans

At present, compensations for 5 affected enterprises and institutions have been accomplished: Lengshuitan Transportation and Trade Head Office has been resettled properly with the compensation of RMB 0.32 million yuan, Lengshuitan Shanglingqiao Health Center RMB 49,421 yuan, Yongzhou City Environmental Sanitation Management Division RMB 0.1596 million yuan, Qingqiao Road Residential Committee RMB 65,700 yuan and Lengshuitan Hedong Sand & Stone Wharf RMB 0.45 million yuan.

(7) Chenxi County

In the affected area of the project, no enterprise or institution has been affected due to the project.

6.5.2 Non-core Subprojects

(1) Cili County Subproject

Relocation Plan of Enterprises and Institutions

According to the resettlement plan, in the affected area of the project, only the Yong’an Primary School will be affected by land acquisition and demolition of the project. As the impact of project construction on the school is insignificant and only a part of the firewood room of dining hall is in the scope of land acquisition, through negotiation, the school will be reserved and cash compensation will be given for some houses.

Accomplished Relocation Project of Enterprises and Institutions

The compensation for the Yong’an Primary School has been accomplished.

(2)Xiangtan City Subproject

Relocation Plan of Enterprises and Institutions

According to the resettlement plan, in the affected area of the project, 6 enterprises and 1 institution will be affected by land acquisition and demolition of the project. As only the employee residences or auxiliary production houses will be affected, the impact of project construction on their normal production and official work is insignificant, cash compensation will be chosen for the resettlement of these enterprises and institutions on the basis of exchanging ideas with them and the local government. The project unit will rebuild the local infrastructures, and the affected units can adjust the offices within the enterprise by themselves or build houses as substitute. Due to the changes on construction scheme, another 7 units are concluded in this project besides the original 7.

Accomplished Relocation Project of Enterprises and Institutions

The relocations of 14 enterprises and institutions have been accomplished at present. As only part of them has been affected and the impact of project construction on their normal production and official work

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 102 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans is insignificant, integral demolition is not required. Cash compensation is chosen for the resettlement of these units.

See the Table 6.5.2-1 for relocation implementation of enterprises and institutions of Xiangtan City subproject

Table 6.5.2-1 Statistical Table of Xiangtan City Subproject Enterprises and Institutions Planning and Implementation

Name Phase Affected Scope Resettlement Methods Planning Newly added Hengjie Community Implementation Part of the houses Cash compensation Planning Newly added Yuetang Administrative Office Implementation Part of the houses Cash compensation Planning Employee residences or auxiliary living houses Cash compensation Hedong Administrative Office Implementation Employee residences or auxiliary living houses Cash compensation Hedong Administrative Office Planning Newly added Transportation Head Office Implementation Part of the houses Cash compensation Land, employee residences or auxiliary living Planning Cash compensation Xiangtan Compressor Factory houses Implementation Land,employee residences or auxiliary living houses Cash compensation Passenger Transport Planning Newly added Company Implementation Part of the houses Cash compensation Planning Employee residences or auxiliary living houses Cash compensation Water Transport Company Implementation Employee residences or auxiliary living houses Cash compensation Planning Employee residences or auxiliary living houses Cash compensation Dongping Sub-district Implementation Employee residences or auxiliary living houses Cash compensation Planning Employee residences or auxiliary living houses Cash compensation Dongping Printing Plant Implementation Employee residences or auxiliary living houses Cash compensation City Environmental Sanitation Planning Newly added Bureau Implementation Part of the houses Cash compensation Navigation Channel Planning Employee residences or auxiliary living houses Cash compensation Administrative Station Implementation Employee residences or auxiliary living houses Cash compensation Planning Newly added Chaonan Nunnery Implementation Part of the houses Cash compensation Planning Newly added Xiangxiang Shipyard Implementation Part of the houses Cash compensation Zhangjiang Prefabrication Planning Employee residences or auxiliary living houses Cash compensation Plant Implementation Employee residences or auxiliary living houses Cash compensation

(3) Xupu County Subproject

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 103 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans

Relocation Plan of Enterprises and Institutions

According to the resettlement plan, in the affected area of the project, 9 enterprises and 2 institutions will be affected by land acquisition and demolition of the project. Through the negotiation among the design institutes for resettlement, PMO and government of County, enterprises and institutions as well as its department in charge, and representative of relocatees, property right exchange method will be chosen for the resettlement of those 11 affected units. Due to the change on construction scheme, 1 unit is added besides the planned 11 enterprises and institutions.

Accomplished Relocation Project of Enterprises and Institutions

Until now, the relocation of Juhuayuan Nursing Home has been completed. As only part of the nursing home is affected and the impact of project construction on its normal operation is insignificant, cash compensation is chosen for the resettlement of it without integral demolition.

See the Table 6.5.2-2 for the relocation implementation of enterprises and institutions in Xupu County.

Table 6.5.2-2 Statistical Table of Xupu County Subproject Enterprises and Institutions Planning and Implementation

Name Phase Affected Scope Resettlement Method Planning Part of the houses Cash compensation County Shipping Company Implementation Not implemented Planning Part of the houses Cash compensation Catering Service Company Implementation Not implemented Planning Part of the houses Cash compensation Vegetable Company Implementation Not implemented Planning Part of the houses Cash compensation Textile Company Implementation Not implemented Planning Part of the houses Cash compensation Water Supply Company Implementation Not implemented Planning Part of the houses Cash compensation Changle Copper Casting Plant Implementation Not implemented Planning Part of the houses Cash compensation Labour Employment Service Center Implementation Not implemented Planning Part of the houses Cash compensation Comrade Xiang Jingyu Memorial Implementation Not implemented Planning Part of the houses Cash compensation Zhongxia Credit Cooperatives Implementation Not implemented Planning Part of the houses Cash compensation County Economic and Trade Bureau Implementation Not implemented Planning Part of the houses Cash compensation County Real Estate Bereau Implementation Not implemented Planning To be added Juhuayuan Village Nursing Home Implementation Having been demolished Cash compensation

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 104 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans

(4) Shimen County Subproject

Relocation Plan of Enterprises and Institutions

According to the resettlement plan, in the affected area of the project, only one enterprise will be affected by land acquisition and demolition of the project. Due to proper adjustment and change on the construction scheme, its planned relocation has been avoided.

Accomplished Relocation Project of Enterprises and Institutions

The relocations of affected enterprises and institutions haven’t been started at present.

(5) Fenghuang County Subproject

Relocation Plan of Enterprises and Institutions

According to the resettlement plan, in the affected area of the project, 4 enterprises and 1 institution will be affected by land acquisition and demolition of the project.

Accomplished Relocation Project of Enterprises and Institutions

The relocations of affected enterprises and institutions haven’t been started at present.

Table 6.5.2-4 Statistical Table of Fenghuang County Subproject Enterprises and Institutions Planning and Implementation

Name Phase Affected Scope Resettlement Method

Planning Most part of the factory areas will be affected. Cash compensation Crafts Factory Implementation Not implemented

Fenghuang County Cigarette Planning Part of the houses Cash compensation Factory Implementation Not implemented

Planning Part of the houses Cash compensation County Meat-processing Factory Implementation Not implemented

Planning Part of the houses Cash compensation Light Industry Bereau Implementation Not implemented

Planning Part of the houses Cash compensation Trading Company Implementation Not implemented

(6)Other Non-core Subprojects Including Jishou City

For that the contracts on resettlement external monitoring and evaluation of other non-core subprojects including Jishou City haven’t been signed, the resettlement external monitoring and evaluation

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 105 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans of these non-core subprojects haven’ t been started yet.

6.6 Affected Individuals Engaged in Small-scale Business

6.6.1 Core Subprojects

Refer to the Table 6.6.1-1 for planning and implementation details of the affected individuals engaged in small-scale business of each core subproject.

Among those 7 subprojects, only Loudi subproject has accomplished the relocations of 3 affected individuals engaged in small-scale business (12 relocatees), while the others haven’t started the relocation.

As per the sample survey on those affected individuals engaged in small-scale business by monitoring staffs, those projects are almost located at the city edge or the flood vulnerable areas, so the scale of those affected individuals business is comparatively small and only engaging in providing services for the communities, such as shoes and lock repairing, mat and clothes making, catering as well as small daily articles shops. The Employer will compensate the business loss of those affected individuals accordingly. The general procedures are: the Employer consigns the evaluation institution to carry out the evaluation on business loss, and then negotiates with each affected individual; finally they conclude the agreement for compensation price which make both parties satisfied.

Table 6.6.1-1 Summary Table of Planning and Implementation of Core Subprojects Affected Individuals Engaged in Small-scale Business

No. of Affected Individuals Engaged No. of Individuals Engaged in Accomplishment Percentage in Small-scale Business (Planned) Small-scale Business (Resettled) Sub-project Employed No. of Employed No. of Employed No. of Household Population Household Population Household Population Loudi 94 170 3 12 3% 7%

Xinhua None None None None

Wugang 22 36 0 0 0% 0%

Sangzhi 8 40 0 0 0% 0%

Huaihua 1 3 0 0 0% 0%

Yongzhou 11 17 0 0 0% 0%

Chenxi 2 5 0 0 0% 0%

6.6.2 Non-core Subprojects

Refer to the Table 6.6.2-1 for the planning and implementation details of the affected individuals

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At present, the relocations of affected individuals engaged in small-scale business haven’t been carried out for all of the 6 non-core subprojects.

Table 6.6.2-1 Summary Table of Planning and Implementation of Non-core Subprojects Affected Individuals Engaged in Small-scale Business

No. of Affected Individuals No. of Individuals Engaged in Engaged in Small-scale Business Small-scale Business Accomplishment Percentage Sub-project (Planned) (Resettled) No. of Employed No. of Employed No. of Employed Population Household Population Household Population Household Cili 5 11 0 0 0% 0%

Xiangtan 0 0 0 0 0% 0%

Xupu 3 10 0 0 0% 0%

Shimen 0 0 0 0 0% 0%

Fenghuang 6 12 0 0 0% 0%

6.7 Construction Process of Resettlement Area

6.7.1 Core Subprojects

Refer to the Table 6.7.1-1 for details of concentrated resettlement area planning and implementation of each core subproject.

Fig. 6.7.1-1 Ziyun Village Resettlement Area of Wugang Subproject after Accomplishment of Land Aquisition

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Table 6.7.1-1 Summary Table for Core Subprojects Resettlement Area Planning and Construction Progress

Resettlement Planning Implementation Progress RP Land Scale for Resettled Resettled Accomplished Image Resettlement Name of Resettlement Construction Relocatee Relocatee Subproject Construction Plan of Resettlement Area Time Progress Remarks Area Area (mu) (Household) (Household) (Started/Total) Qingtan collective The land acquisition has been Newly added 53 74 One collective resettlement site is planned to be constructed, resettlement site completed. resettlement site Loudi which is Maotang collective resettlement site. 16.62 mu paddy Maotang collective 1/1 26 40 Not start fields will be leveled off for the reconstruction of residential resettlement site house. Newly added Baisha resettlement area 45 20 88% resettlement site The relocatees is planned to be scatteredly relocated within the Laiziling resettlement It was completed in Mar., Newly added Xinhua 2/0 39 12 village or the villagers' groups. area 2008 resettlement site One collective resettlement site will be constructed. The property right exchange method will be chosen for the Ziyun Village The land acquisition was 1/1 30 100 resettlement of relocatees and Fengrenmiao area is planned to Wugang resettlement area completed in Aug., 2008. be the new resettlement area.

The property right exchange method will be chosen for the resettlement of relocatees and Shangjiaping in Wenming Road Shangjiaping It was completed in Jun., Residential Committee is planned to be the new resettlement 1/1 50 25 Sangzhi area. Apartment houses will be constructed for the selection of resettlement area 2008 relocatees.

The land acquisition and Shujiatang resettlement Newly added 21.75 52 relocation have been basically area resettlement site The property right exchange method will be chosen for the completed. resettlement of relocatees and Yinyuan community is planned Huaihua 2/0 The land acquisition and to be the new resettlement area, which is located at the east Hongxingqiao Newly added 13.92 32 relocation have been basically part of Hecheng District, with the planned areas of 58 mu. resettlement area resettlement site completed.

The property right exchange method will be chosen for the Lengshuitan No planning for resettlement of relocatees and Hedong Community in 0 District resettlement area Lengshuitan District is planned to be the new resettlement area.

Hedong Nanmenkou Yongzhou 80 191 The property right exchange method will be chosen for the resettlement area resettlement of relocatees and Nanmenkou Community and Lingling District 2/2 Hexi Pingyangbei Road It was completed in Dec., Resettlement site was Huilongta Community in Lingling District are planned to be the 23 54 resettlement area 2007. changed. new resettlement areas.

The relocatees is planned to be scatteredly relocated within the No planning for collective 0 Chenxi village or the villagers' groups.. resettlement area

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6.7.2 Non-core Subprojects

(1) Cili County Subproject

No planning of concentrated resettlement area.

(2) Xiangtan City Subproject

No planning of concentrated resettlement area.

(3) Xupu County Subproject

The concentrated resettlement area is still in planning and the resettlement sites haven’t been decided yet. Various opinions from relocatees are in need.

(4) Shimen County Subproject

No planning of concentrated resettlement area.

(5) Fenghuang County Subproject

No planning of concentrated resettlement area.

(6) Other Non-core Subprojects Including Jishou City

For that the contracts on resettlement external monitoring and evaluation of other non-core subprojects including Jishou City haven’t been signed, the resettlement external monitoring and evaluation of these non-core subprojects haven’ t been started yet.

6.8 Availability and Payment of Resettlement Fund

6.8.1 Core Subprojects

See the Table 6.8.1-1 for details of the planned investment and accomplished investment of each subproject.

(1) Loudi City Subproject

The planned total investment for resettlement is RMB 102,3477 million yuan. The accomplished resettlement investment for this period is RMB 7.3424 million yuan. The accumulative accomplished investment for resettlement is RMB 41.5022 million yuan, accounting for 41% of the total investment. The fees for the accomplished land acquisition and relocation have already been paid in lump sum, without default or underpayment.

(2) Xinhua County Subproject

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The planned total investment for resettlement is RMB 25.604 million yuan. The accomplished resettlement investment for this period is RMB 0.1521 million yuan. The accumulative accomplished investment for resettlement is RMB 11.7813 million yuan, accounting for 46% of the total investment. The fees for the accomplished land acquisition and relocation have already been paid in lump sum, without default or underpayment.

Table 6.8.1-1 Summary Table for Core Subprojects Resettlement Fund Availability and Payment

Items Loudi Xinhua Wugang Sangzhi Huaihua Yongzhou Chenxi Planned total investment 10234.77 2560.4 1660.43 2050.95 6546.14 5021.29 190 (RMB 10.000 yuan) Available resettlement fund 5000 1200 1500 420 4200 4000 190 (RMB 10.000 yuan) Percentage of available resettlement fund in the 49% 47% 90% 20% 64% 80% 100% planned total investment Accomplished investment in 1942.11 541.40 301.23 377.12 2673.57 1075.88 2007 (RMB 10.000 yuan) Accomplished investment from Jan. to Jun. 2008 (RMB 1473.87 621.52 31.45 16.99 391.85 86.51 10.000 yuan) Accomplished investment from Jul. to Dec., 2008 (RMB 10.000 734.24 15.21 124.88 0 1086.15 2653 134.1135 yuan) Accumulative accomplished investment (RMB 10.000 4150.22 1178.13 457.56 394.11 4151.57 3815.39 134.1135 yuan) Percentage of accumulative 41% 46% 28% 19% 63% 76% 71% accomplished investment

(3) Wugang City Subproject

The planned total investment for resettlement is RMB 16.6043 million yuan. The accomplished resettlement investment for this period is RMB 1.2488 million yuan. The accumulative accomplished investment for resettlement is RMB 4.5756 million yuan, accounting for 28% of the total investment. The fees for the accomplished land acquisition and relocation have already been paid in lump sum, without default or underpayment.

(4) Sangzhi County Subproject

The planned total investment for resettlement is RMB 20.5095 million yuan. No money has been invested for resettlement for this period. The accumulative accomplished investment for resettlement is RMB 3.9411 million yuan, accounting for 19% of the total investment. The fees for the accomplished land acquisition and relocation have already been paid in lump sum, without default or underpayment.

(5) Huaihua City Subproject

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The planned total investment for resettlement is RMB 65.4614 million yuan. The accomplished resettlement investment for this period is RMB 10.8615 million yuan. The accumulative accomplished investment for resettlement is RMB 41.5157 million yuan, accounting for 63% of the total investment. The fees for the accomplished land acquisition and relocation have already been paid in lump sum, without default or underpayment.

(6) Yongzhou City Subproject

The planned total investment for resettlement is RMB 50.2129 million yuan. The accomplished resettlement investment for this period is RMB 26.53 million yuan. The accumulative accomplished investment for resettlement is RMB 38.1539 million yuan, accounting for 76% of the total investment. The fees for the accomplished land acquisition and relocation have already been paid in lump sum, without default or underpayment. As the next period of construction starts, there will be a serious deficit of fund for the land acquisition and relocation.

(7) Chenxi County Subproject

The planned total investment for resettlement is RMB 1.90 million yuan. The accomplished resettlement investment for this period is RMB 1.3411 million yuan. The accumulative accomplished investment for resettlement is RMB 1.3411 million yuan, accounting for 71% of the total investment. The fees for the accomplished land acquisition and relocation have already been paid in lump sum, without default or underpayment.

6.8.2 Non-core Subprojects

See the Table 6.8.2-1 for the details of the planned investment and accomplished investment of each subproject.

Table 6.8.2-1 Summary Table for Non-core Subprojects Resettlement Fund Availability and Payment

Items Cili Xiangtan Xupu Shimen Fenghuang Planned total investment (RMB 10.000 yuan) 976.96 3311 1053.7 2214.05 771.8 Available resettlement fund (RMB 10.000 yuan) 52.07 3100 146 440 1.354 Percentage of available resettlement fund in the planned total 5% 94% 14% 20% 0.2% investment Accomplished investment from Jan. to Jun. 2008 (RMB 10.000 44.26 3100 126 410.2 0 yuan) Accomplished investment from Jul. to Dec., 2008 (RMB 10.000 0 0 20 0 1.354 yuan) Accumulative accomplished investment (RMB 10.000 yuan) 44.26 3100.00 146 410.2 1.354 Percentage of accumulative accomplished investment 5% 94% 14% 19% 0.2%

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(1) Cili County Subproject

The planned total investment for resettlement is RMB 9.7676 million yuan. The actual available investment for resettlement is RMB 0.5207 million yuan. The actual accomplished resettlement fund is RMB 0.4426 million yuan, accounting for 5% of the total investment. The availability and payment of resettlement fund are unsatisfactory.

The resettlement fund for the Cili County subproject is raised by the Employer itself, mainly from financial appropriation. Compared with the planned total investment, the availability and accomplishment percentages are both very low. The compensation fees for the accomplished land acquisition and relocatees have been paid as per the agreement, without any default.

See the Table 6.8.2-1 for the accomplishment of resettlement investment.

(2) Xiangtan City Subproject

The planned total investment for resettlement is RMB 28.7845 million yuan. As per the status that the compensation for land acquisition and relocation is higher than the planned standard, it is estimated that RMB 33.11 million yuan of resettlement investment is needed. The raised resettlement fund available at present is RMB 31.00 million yuan. The actual accomplished resettlement investment is RMB 31.00 million yuan, accounting for 94% of the total investment.

The resettlement fund for this subproject is raised by the Employer itself, mainly from loans of commercial banks and financial appropriation. At present, the fund availability is very sound. The compensation fees for the accomplished land acquisition and relocatees have been paid as per the agreement, without any default.

(3) Xupu County Subproject

The planned total investment for resettlement is RMB 10.5370 million yuan. The actual available resettlement fund is RMB 1.46 million yuan. The actual accomplished resettlement investment is RMB 1.46 million yuan and the availability and accomplishment percentages are only 14%, which is unsatisfactory.

The resettlement fund for this subproject is raised by the Employer itself, mainly from financial appropriation. Compared with the planned total investment, the availability and accomplishment percentages are both very low. The compensation fees for the accomplished land acquisition and relocatees have been paid as per the agreement, without any default.

See the Table 6.8.2-1 for the accomplishment of resettlement investment.

(4) Shimen County Subproject

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The planned total investment for resettlement is RMB 22.1405 million yuan and the actual available resettlement fund is RMB 4.40 million yuan. The actual accomplished resettlement investment is RMB 4.102 million yuan and the availability and accomplishment percentages is only 19%, which is unsatisfactory.

The resettlement fund for this subproject is raised by the Employer itself, mainly from financial appropriation. Compared with the planned total investment, the availability and accomplishment percentage is extremely low. The compensation fees for the accomplished land acquisition and relocatees have been paid as per the agreement, without any default.

See the Table 6.8.2-1 for the accomplishment of resettlement investment.

(3) Fenghuang County Subproject

The planned total investment for resettlement is RMB 7.718 million yuan and the actual available resettlement fund is RMB 13.540 yuan. The actual accomplished resettlement investment is RMB 13.540 yuan and the availability and accomplishment percentages are only 0.18%, which is extremely unsatisfactory.

The resettlement fund for this subproject is raised by the Employer, mainly from financial appropriation. Compared with the planned total investment, the availability and accomplishment percentages are both extremely low. The compensation fees for the accomplished land acquisition and relocatees have been paid as per the agreement, without any default.

See the Table 6.8.2-1 for the accomplishment of resettlement investment.

(4) Other Non-core Subprojects Including Jishou City

For that the contracts on resettlement external monitoring and evaluation of other non-core subprojects including Jishou City haven’t been signed, the resettlement external monitoring and evaluation of these non-core subprojects haven’ t been started yet.

7. Resettlement Implementation Status

7.1 Core Subprojects

To find out the influence of land acquisition and relocation on the relocatees, and the living conditions, production conditions, employment status, recovery of economic income, living quality etc. after the resettlement, we have carried out a sample survey on the resettled relocatees of each subproject, and have

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 113 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans carried out a systematic sorting and analysis to the investigation data.

7.1.1 Loudi Subproject

The sample survey for this period involves the investigation of 9 relocatee households which have been resettled. And we have carried out contrastive analysis on the items such as living conditions, production resources, economic income and large household durable consumable before and after demolition.

The statistical analysis on the data of the sample investigation on Loudi subproject relocatees is shown in the following table 7.1.1-1.

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Table 7.1.1-1 Statistical Analysis Table of the Data of Sample Investigation on Loudi Subproject Relocatees

Percentage Before After Increase or of Increased Items Unit Demolition Demolition Decrease of Remarks or Decreased (2007) (2008) Index Index Household 9 9 Person 37 37 0 0% Sample Including, Household nonagricultural Person 26 26 population Housing Area m2 2180.05 1864.30 -316 -14% Brick & Concrete m2 2027.4 1720.63 -307 -15% Building Brick & Wood m2 152.65 143.67 -9 -6% Structure Wood, Soil & Wood m2 0.0 0 2

Housing Conditions Per Capita Living Area m 58.9 50.4 -9 -14% Cultivated Land mu 0.00 0.00 0.00 Type of Paddy Field mu 0.00 Cultivated Dry Land mu 0.00 Land Vegetable Land mu 0.00 Per Capita Cultivated Land of Managed land mu 0.00 0.00 0.00 Agricultural Population Primary Industry yuan 0 0 0 Paddy yuan 0 0 0 Vegetable yuan 0 0 0 Orchard yuan 0 0 0 Breeding yuan 0 0 0 Secondary and Tertiary yuan 156856 163990 7134 5% Wages yuan 105756 114430 8674 8% Sideline yuan 12000 13000 1000 8% Other yuan 39100 36560 -2540 -6% Economic Incomes Economic Annual Total Income of Sample yuan 156856 163990 7134 5% Per Capita Income yuan 4239 4432 193 5% Current Per Capita Net Income yuan 4239 4432 193 5% Owning Rate Automobile (Truck) Piece 1 1 0 0% 11% Tractor Piece 0 0 0% Motorcycle Piece 5 6 1 20% 67% Bicycle Piece 1 1 0 0% 11% TV Piece 10 10 0 0% 111% Computer Piece 0 0 0% VCD Piece 6 6 0 0% 67% Refrigerator Piece 8 8 0 0% 89% Washing Machine Piece 9 9 0 0% 100% Water Heater Piece 0 0 0% Microwave Oven Piece 1 2 1 100% 22% Telephone Piece 5 5 0 0% 56%

Large Household Durable Consumable Cell Phone Piece 12 13 1 8% 35% High and Middle Grade Furniture Set 2 3 1 50% 33%

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(1) Living Conditions of Relocatees

Before demolition, the total housing area of the 9 sample relocatee households is 2,180.05 m2, of which the brick & concrete structure is 2,027.4 m2, accounting for 93%; and the brick & wood structure is 152.6 m2, accounting for 7%. The per capita housing area is 58.9 m2.

After demolition, the total housing area is 1,864.3 m2, of which the brick & concrete structure is 1,720.63 m2, accounting for 93%, and the brick & wood structure is 143.67 m2, accounting for 7%. The per capita housing area is 50.4 m2.

After demolition, the per capita housing area of relocatees has decreased, however, we will launch extension construction for the buildings in the future as appropriate.

Generally, compared with the status before demolition, the appearance (tidiness and beautifulness) of houses of relocatees has been greatly improved.

See the Fig. 7.1.1-1 for comparison between per capita housing quality of resettled sample relocatee households (9 households) before and after demolition.

100%

80%

60%

40% Loudi 20%

0% Before Demolition After Demolition Total 100% 100% Brick & Wood 7% 7% Brick & Concrete 93% 93%

Fig. 7.1.1-1 Comparison Between the Housing Quality of Sample Relocatee Households of Loudi Subproject Before and After Demolition

(2) Production Conditions and Employment Status of Relocatees

The 9 sample households are urban residents, who live in the junction of the rural and urban areas.

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They are independent of land, their major sources of livelihood are wages, transportation, labor service, small business and handicraft etc., hence, the production and employment states have no change before and after demolition.

(3) Recovery of Economic Income of Relocatees

Before demolition, the total economic income of the 9 sample households is RMB 156,856 yuan, all of which is from secondary and tertiary industries. Among which, the wages income of migrant workers is RMB 105,756 yuan, accounting for 67%; the sideline income is RMB 12,000 yuan, accounting for 8%; other income is RMB 39,100 yuan, accounting for 25%. The per capita net income is RMB 4,239 yuan.

After demolition, the total economic income of the 9 sample households is RMB 163,990 yuan, all of which is from secondary and tertiary industries. Among which, the wages income of migrant workers is RMB 114,430 yuan, accounting for 70%; the sideline income is RMB 13,000 yuan, accounting for 8%; other income is RMB 36,560 yuan, accounting for 22%. The per capita net income is RMB 4,432 yuan.

As shown by the comparison between the states before and after demolition: the income structure hasn’t been changed greatly, the per capita net income after demolition has increased a little, the growth rate is 5%. The economic income of relocatees has been restored to the level before demolition.

The proportional comparison between the economic income of sample relocatee households of Loudi subproject before and after demolition is shown in the following figure 7.1.1-2.

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100%

80%

60%

Loudi 40%

20%

0% Before Demolition After Demolition Total Income 100% 100% Income from Secondary and Tertiary Industries 100% 100% Wages Income 67% 70% Sideline Income 8% 8% Other Income 25% 22%

Fig. 7.1.1-2 Proportional Comparison Between the Economic Income of Sample Relocatee Households of Loudi Subproject Before and After Demolition

(4) Living Quality of Relocatees

All the 9 sample relocatee households are resettled backward in the existing village, hence, the living environment, water and power supply, hospitalization, and the school conditions for children etc. haven’t been changed. In comprehensive consideration of the housing quality, economic income and the owning rate of large household durable consumables, the living quality of the 9 relocatee households has been improved slightly after demolition.

7.1.2 Xinhua Subproject

The sample survey for this period involves the investigation of 5 relocatee households which have been resettled. And we have carried out contrastive analysis on the items such as housing conditions, production resources, economic income and large household durable consumable. The statistical analysis on the data of the sample investigation on Xinhua subproject relocatees is shown in the following table 7.1.2-1.

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Table 7.1.2-1 Statistical Analysis Table of the Data of Sample Investigation on Xinhua Subproject Relocatees

Percentage of Before After Increase or Increased or Items Unit Demolition Demolition Decrease Remarks Decreased (2006) (2008) of Index Index Household 5 5 Person 29 29 0 0% Sample Including, Household nonagricultural Person population Housing Area m2 1401.8 1479.8 78 6% Brick & Concrete m2 685.6 756.3 71 10% Building Brick & Wood m2 716.2 723.5 7 1% structure Wood, Soil & Wood m2 0 2

Housing Conditions Per Capita Living Area m 48.3 51.0 3 6% Cultivated Land mu 10.55 0.00 -10.55 -100% Type of Paddy Field mu 7.85 -7.85 -100% Cultivated Dry Land mu 2.7 -2.70 -100% Land Vegetable Land mu 0.00 Per Capita Cultivated Land of Managed land mu 0.36 0.00 -0.36 -100% Agricultural Population Primary Industry yuan 19300 3000 -16300 -84% Paddy yuan 7300 -7300 -100% Vegetable yuan 0 0 Orchard yuan 0 0 Breeding yuan 12000 3000 -9000 -75% Secondary and Tertiary Industries yuan 89500 109000 19500 22% Wages yuan 49000 51000 2000 4% Sideline yuan 38500 56000 17500 45% Other yuan 2000 2000 0 0% Economic IncomesEconomic Annual Total Income of Sample yuan 108800 112000 3200 3% Per Capita Income yuan 3752 3862 110 3% Current Per Capita Net Income yuan 3519 3826 307 9% Owning Rate Automobile (Truck) Piece 4 4 0 0% 80% Tractor Piece 0 0% Motorcycle Piece 4 4 0 0% 80% Bicycle Piece 0 0 0 0% TV Piece 6 6 0 0% 120% Computer Piece 0 0 0% VCD Piece 4 4 0 0% 80% Refrigerator Piece 5 5 0 0% 100% Washing Machine Piece 6 6 0 0% 120% Water Heater Piece 1 2 1 100% 40% Microwave Oven Piece 1 1 0 0% 20% Telephone Piece 0 0 0%

Large Household Durable Consumable Cell Phone Piece 12 12 0 0% 41% High and Middle Grade Furniture Set 0 0 0%

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(1) Living Conditions of Relocatees

Before demolition, the total housing area of the 5 sample relocatee households is 1,410.8 m2, of which the brick & concrete structure is 685.6 m2, accounting for 49%; and the brick & wood structure is 716.2 m2, accounting for 51%. The per capita housing area is 48.3 m2.

After demolition, the total housing area is 1,479.8 m2, of which the brick & concrete structure is 756.3 m2, accounting for 51%, and the brick & wood structure is 723.5 m2, accounting for 49%. The per capita housing area is 51 m2.

As is shown in the above, after demolition, the per capita housing area has increased by 6%.

See figure 7.1.2-1 for comparison between the quality of the houses of sample relocatee households (5 households) before and after demolition.

100%

80%

60%

40%

Xinhua 20%

0% Before Demolition After Demolition Total 100% 100% Brick & Wood 51% 49% Brick & Concrete 49% 51%

Fig. 7.1.2-1 Comparison Between the Quality of the Houses of Sample Relocatee Households of Xinhua Subproject Before and After Demolition

(2) Production Conditions and Employment Status of Relocatees

Before demolition, the 5 sample relocatee households have totally 10.55 mu of cultivated land and garden, of which the paddy field is 7.85 mu, accounting for 74 %; the dry land is 2.7 mu, accounting for 26 %. The per capita cultivated land for agricultural population is 0.36 mu.

After demolition, they’ve lost their land, however, since they are living in the junction of the rural and urban areas, they are less dependent on land, their major sources of livelihood are sideline, labor service and small business etc. Therefore, the demolition has little impact on the production and employment.

(3) Recovery of Economic Income of Relocatees

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Before demolition, the total economic income of the 5 sample relocatee households is RMB 108,800 yuan, among which the income from the primary industry is RMB 19,300 yuan, accounting for 18%; the income from secondary and tertiary industries is RMB 89,500 yuan, accounting for 82%, of which the wages income of migrant workers is RMB 49,000 yuan, accounting for 55% of the income from secondary and tertiary industries; the sideline income is RMB 38,500 yuan, accounting for 43%; other income is RMB 2,000 yuan, accounting for 2%. The per capita net income is RMB 3,519 yuan.

After demolition, the total economic income of the 5 sample households is RMB 112,000 yuan, among which the income from the primary industry is RMB 3,000 yuan, accounting for 3%; the income from secondary and tertiary industries is RMB 109,000 yuan, accounting for 97%, of which the wages income of migrant workers is RMB 51,000 yuan, accounting for 47% of the income from secondary and tertiary industries; the sideline income is RMB 56,000 yuan, accounting for 51%; other income is RMB 2,000 yuan, accounting for 2%. The per capita net income is RMB 3,826 yuan.

As shown by the comparison between the states before and after demolition: the proportion of the income from the primary industry has decreased greatly, while the proportion of the income from secondary and tertiary industries has greatly increased. After demolition, the per capita net income has increased a little. The economic income of relocatees has been restored to the level before demolition.

The proportional comparison between the economic income of sample relocatee households (5 households) of Xinhua subproject before and after demolition is shown in the following figure 7.1.2-2.

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100%

80%

60%

Xinhua 40%

20%

0% Before Demolition After Demolition Total Income 100% 100% Income from Farming, Forestry, Fishery and Animal 18% 3% Husbandry Paddy Income 7% 0% Breeding Income 11% 3% Income from Secondary and Tertiary Industries 82% 97% Wages Income 45% 46% Sideline Income 35% 50% Other Income 2% 2%

Fig. 7.1.2-2 Proportional Comparison Between the Economic Income of Sample Relocatee Households of Xinhua Subproject Before and After Demolition

(4) Living Quality of Relocatees

All the 5 sample relocatee households are resettled backward in the existing village, hence, the living

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 122 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans environment, water and power supply, hospitalization, and the school conditions for children etc. have not been affected. In comprehensive consideration of the housing quality, economic income and the owning rate of large household durable consumables, the living quality of the 5 relocatee households has been improved slightly after demolition.

7.1.3 Wugang Subproject

The sample survey involves the investigation of 10 relocatee households which have been resettled. And we have carried out contrastive analysis on the items such as living conditions, production resources, economic income and large household durable consumable etc. The statistical analysis on the production resources data of the sample investigation on Wugang subproject relocatees is shown in table 7.1.3-1.

(1) Living Conditions of Relocatees

Before demolition, the total housing area of the 10 relocatee households is 1,189.7 m2, of which the brick & concrete structure is 283.6 m2, accounting for 24%; the brick & wood structure is 881.6 m2, accounting for 74%; and the soil & wood structure is 24.5 m2, accounting for 2%. The per capita housing area is 25 m2.

After demolition, the total housing area is 1,272 m2, of which the brick & concrete structure is 472.9 m2, accounting for 37%, and the brick & wood structure is 799.1 m2, accounting for 63%. The per capita housing area is 28 m2.

As shown by the above comparison, after demolition, the per capita housing area has increased by 9%.

See figure 7.1.3-1 for comparison between the quality of the houses of sample relocatee households (10 households) before and after demolition.

(2) Production Conditions and Employment Status of Relocatees

All the 10 sample relocatee households are resettled backward in the existing village, moreover, since they are living in the junction of the rural and urban areas, they are independent of land, their major sources of income are wages, transportation, labor service, small business and handicraft etc. Therefore, the demolition has little impact on the production and employment.

(3) Recovery of Economic Income of Relocatees

Before demolition, the total economic income of the 10 sample relocatee households is RMB 208,800 yuan (all of which is from secondary and tertiary industries). Among which, the wages income of migrant

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 123 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans workers is RMB 110,800 yuan, accounting for 53%; the sideline income is RMB 12,000 yuan, accounting for 6%; other income is RMB 86,000 yuan, accounting for 41%. The per capita net income is RMB 4,443 yuan.

After demolition, the total economic income of the 10 sample households is RMB 213,520 yuan (all of which is from secondary and tertiary industries). Among which, the wages income of migrant workers is RMB 123,520 yuan, accounting for 58%; other income is RMB 90,000 yuan, accounting for 42%. The per capita net income is RMB 4,642 yuan.

As shown by the comparison between the states before and after demolition: the proportion of the wages income of migrant workers has slightly increased; the income from sideline has decreased; other income has also slightly increased; the per capita net income after demolition has increased by 4%. The economic income of relocatees has been restored to the level before demolition.

The proportional comparison between the economic income of sample relocatee households (10 households) before and after demolition is shown in the following figure 7.1.3-2.

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Table 7.1.3-1 Statistical Analysis Table of the Data of Sample Investigation on Wugang Subproject Relocatees

Before After Increase or Percentage of Items Unit Demolition Demolition Decrease of Increased or Remarks (2007) (2008) Index Decreased Index Household 10 10 Person 47 46 -1 -2% Sample Household Including, nonagricultural Person population Housing Area m2 1189.7 1272.0 82 7% Brick & Concrete m2 283.6 472.9 189 67% Building Brick & Wood m2 881.6 799.1 -83 -9% Structure Wood, Soil & Wood m2 24.5 -25 -100% 2

Housing Conditions Per Capita Living Area m 25.3 27.7 2 9% Cultivated Land mu 0.00 0.00 0.00 Type of Paddy Field mu 0.00 0.00 0.00 Cultivated Dry Land mu 0 0.00 0.00 Land Vegetable Land mu 0 0.00 0.00 Per Capita Cultivated Land of Managed land mu 0.00 0.00 0.00 Agricultural Population Primary Industry yuan 0 0 0 Paddy yuan 0 Paddy yuan 0 Orchard yuan 0 Breeding yuan 0 Secondary and Tertiary yuan 208800 213520 4720 2% Wages yuan 110800 123520 12720 11% Sideline yuan 12000 0 -12000 -100% Other yuan 86000 90000 4000 5% Economic Incomes Annual Total Income of Sample yuan 208800 213520 4720 2% Per Capita Income yuan 4443 4642 199 4% Current Per Capita Net Income yuan 4443 4642 199 4% Owning Rate Automobile (Truck) Piece 1 1 0 0% 10% Tractor Piece 0 0 0 0% Motorcycle Piece 4 4 0 0% 40% Bicycle Piece 1 1 0 0% 10% TV Piece 10 10 0 0% 100% Computer Piece 0 0 0% VCD Piece 6 7 1 17% 70% Refrigerator Piece 5 5 0 0% 50% Washing Machine Piece 8 9 1 13% 90% Water Heater Piece 1 1 0 10% Microwave Oven Piece 0 0 0 0% Telephone Piece 3 3 0 0% 30%

Large Household Durable Consumable Cell Phone Piece 18 18 0 0% 39% High and Middle Grade Furniture Set 0 0 0 0%

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100%

80%

60%

40% Wugang

20%

0% Before Demolition After Demolition

Total 100% 100% Soil & Wood 2% 0% Brick & Wood 74% 63% Brick & Concrete 24% 37%

Fig. 7.1.3-1 Comparison Between the Quality of the Houses of Wugang Subproject Sample Relocatee Households Before and After Demolition

100%

80%

60%

Wugang 40%

20%

0% Before Demolition After Demolition Total Income 100% 100% Income from Secondary and Tertiary 100% 100% Industries Wages Income 53% 58% Sideline Income 6% 0% Other Income 41% 42%

Fig. 7.1.3-2 Proportional Comparison Between the Economic Income of Sample Relocatee Households of Wugang Subproject Before and After Demolition

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(4) Living Quality of Relocatees

Most of the houses built or purchased by the 10 sample relocatee households are brick & concrete structure (accounting for 90%), and most of which are storied buildings, moreover, many relocatee households have decorated their new houses. Before demolition, the proportion of the brick & concrete structure houses of relocatees is 24%, but after demolition, this proportion has been changed to 37%. After demolition, the per capita housing area has increased by 9%. To sum up, the quality of the houses of relocatees has been improved after demolition.

All the 10 sample relocatee households are resettled backward in the existing village, hence, the living environment, water and power supply, hospitalization, and the school conditions for children etc. have not been changed. In comprehensive consideration of the housing quality, economic income and the owning rate of large household durable consumables, the living quality of the 10 relocatee households has been improved slightly after demolition.

7.1.4 Sangzhi Subproject

For Sangzhi subproject, the house demolition of 4 households (12 persons) was implemented in Apr. 2005. The resettled four households are the relocatees of former land acquisition and relocation project (rural section) for Zhangsang Highway, hence, the demolition had been completed before the launch of this Hunan Flood Control Project for Hilly Areas, and all the compensation fees had been paid according to the compensation standard for house demolition of ZZF (2004) No. 27 Document. Now, all the four households have purchased new houses and have been resettled properly.

The monitoring only involves 2 households of Xiong Chaodong and Xiang Chucai, both are minority relocatee households, and both are resettled by the mode of cash compensation.

The household of Xiong Chaodong has totally 4 persons, all of them are the people from Tujia Nationality, and belong to nonagricultural population. Before demolition, their total housing area is 530 m2, which is of brick & concrete structure, and the per capita housing area is 132.5 m2. After demolition, the total housing area is 340 m2, and the per capita housing area is 85 m2, compared with the status before demolition, the per capita housing area has greatly decreased. Their major living support is the wages income of migrant worker. Before demolition (2005), their total economic income was RMB 18,000 yuan, and the per capita disposable income was RMB 4,500 yuan. After demolition, the source of economic income didn’t change the total income of 2008 was RMB 24,000 yuan, and the per capita disposable income was RMB 6,000 yuan. Currently, the economic income has exceeded the level before demolition.

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The household of Xiang Chucai has totally 2 persons, all of them are the people from Bai Nationality, and belong to agricultural population. Before demolition, their total housing area is 33 m2, which is of brick & concrete structure, and the per capita housing area is 16.5 m2; after demolition, the total housing area is 85 m2, and the per capita housing area is 42.5 m2, compared with the status before demolition, the per capita living conditions has been greatly improved. The head of the relocatee household is handicapped, which is supported by the minimum livelihood guarantee policy of the government. Before demolition, the allowances obtained each quarter is RMB 300 yuan, and other income is RMB 2,100 yuan, so that their total economic income is RMB 3,300 yuan, and the per capita net income is RMB 1,650 yuan. After demolition, the structure of economic income doesn’t change, but the allowances for minimum livelihood guarantee have been elevated to RMB 600 yuan per quarter, and other income is RMB 2200 yuan, thus the total economic income is RMB 4,600 yuan, and the per capita net income is RMB 2,300 yuan. Currently, the economic income has been greatly improved in comparison with the level before demolition.

7.1.5 Huaihua Subproject

The sample survey involves the investigation of 10 relocatee households which have been resettled. And we have carried out contrastive analysis on the items such as living conditions, production resources, economic income and large household durable consumable etc.

The statistical analysis on the production resources data of the sample investigation on Huaihua subproject relocatees is shown in table 7.1.5-1.

(1) Living Conditions of Relocatees

Before demolition, the total housing area of the 10 relocatee households is 1,171 m2, which is of brick & concrete structure; and the per capita housing area is 47 m2.

After demolition, the 10 relocatee households are in transition period currently, and their houses are still under construction.

See figure 7.1.5-1 for comparison between the quality of the houses of Huaihua subproject sample relocatee households before and after demolition.

(2) Production Conditions and Employment Status of Relocatees

Before demolition, the 10 sample relocatee households have totally 1.4 mu of cultivated land, all of which is the vegetable land, and the per capita cultivated land of agricultural population is 0.1 mu; after demolition, no cultivated land is left.

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The project affected area is located in the urban area of Huaihua City with good infrastructure conditions, where the local farmers have a lot of opportunities in nonagricultural employment, such as daily labor and small business. Most of those surplus labor forces have transferred to the second and tertiary industries or other nonagricultural production activities, they’ve gradually moved out of reliance in the land; especially, nearly all the young people have moved out for work, and most of them are now engaged in the building industry and service trade in the coastal areas such as Guangdong etc.

(3) Recovery of Economic Income of Relocatees

Before demolition, the total annual economic income of the 10 sample relocatee households is RMB 124,400 yuan. Among which, the income from the primary industry is RMB 12,000 yuan, all of which is the income of vegetable, and accounting for 10% of the total. The income from secondary and tertiary industries is RMB 112,400 yuan, of which the sideline income is RMB 40,000 yuan, accounting for 32% of the total income; the wages income of migrant workers is RMB 56,000 yuan, accounting for 45% of the total income; other income is RMB 16,400 yuan, accounting for 13% of the total income. The per capita net income is RMB 4,808 yuan.

After demolition, the total annual economic income of the relocatees is RMB 100,840 yuan (all the income is from secondary and tertiary industries). Among which, the sideline income is RMB 33,000 yuan, accounting for 31%; the wages income of migrant workers is RMB 61,000 yuan, accounting for 56%; and other income is RMB 20,400 yuan, accounting for 13%. The per capita net income is RMB 4,336 yuan.

Comparison between the states before and after demolition: after demolition, the relocatees can not obtain agricultural income any more, their income structure has changed to secondary and tertiary industries. Among which, except the wages income of migrant workers has increased slightly, both the income of sideline and the per capita net income have decreased. The reason is that some of the relocatees whose major living support is agriculture or rent of house can not obtain agricultural income any more, meanwhile, since the new houses are under construction, the rent of house has decreased. Currently, the economic income of relocatees hasn’t restored to the level before demolition.

The proportional comparison between the economic income of sample relocatee households before and after demolition is shown in the following figure 7.1.5-2.

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Table 7.1.5-1 Statistical Analysis Table of the Data of Sample Investigation on Huaihua Subproject Relocatees

Before After Increase or Percentage of Items Unit Demolition Demolition Decrease of Increased or Remarks (2006) (2008) Index Decreased Index Household 10 10 0 0% Person 25 25 0 0% Sample Including, Household nonagricultural Person 6 6 0 0% population Housing Area m2 1171 Brick & Concrete m2 1171 Houses are Building Brick & Wood m2 under Structure Wood, Soil & Wood m2 construction 2

Housing Conditions Per Capita Living Area m 47 Cultivated Land mu 1.4 0 -1.4 -100% Type of Paddy Field mu Cultivated Dry Land mu Land Vegetable Land mu 1.4 0 -1.4 -100% Per Capita Cultivated Land of Managed land mu 0.1 0 -0.1 -100% Agricultural Population Primary Industry yuan 12000 0 -12000 -100% Paddy yuan 0 0% Vegetable yuan 12000 0 -12000 0% Orchard yuan 0 0% Breeding yuan 0 0% Secondary and Tertiary Industries yuan 112400 108400 -4000 -4% Wages yuan 40000 33000 -7000 -18% Sideline yuan 56000 61000 5000 9% Other yuan 16400 14400 -2000 -12% Economic IncomesEconomic Annual Total Income of Sample yuan 124400 108400 -16000 -13% Per Capita Income yuan 4976 4336 -640 -13% Current Per Capita Net Income yuan 4808 4336 -472 -10% Owning Rate Automobile (Truck) Piece 0 0 0 0% 0% Tractor Piece 0 0 0 0% 0% Motorcycle Piece 3 3 0 0% 30% Bicycle Piece 1 1 0 0% 10% TV Piece 10 10 0 0% 100% Computer Piece 0 0 0 0% 0% VCD Piece 5 5 0 0% 50% Refrigerator Piece 8 9 1 13% 90% Washing Machine Piece 5 6 1 20% 60% Water Heater Piece 5 5 0 0% 50% Microwave Oven Piece 0 0 0 0% 0% Telephone Piece 3 3 0 0% 30%

Large Household Large Durable Consumable Cell Phone Piece 11 11 0 0% 44% High and Middle Grade Furniture Set 0 0 0 0% 0%

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100% 80% 60% 40% Huaihua 20% 0% Before After Demolition Total 100% 100% Brick & Wood 0% 0% Brick & Concrete 100% 0%

Fig. 7.1.5-1 Comparison Between the Quality of the Houses of Huaihua Subproject Sample Relocatee Households Before and After Demolition

100%

80%

60%

40%

20% Huaihua

0% Before Demolition After D emolit ion

Total Income 10 0% 1 00%

Income from Farming, Forestry, Fishery and Animal Husbandry 5% 0%

Vegetable Income 5% 0%

In com e fro m Seco nd ary an d T e rtia ry Ind ust ries 95% 100%

Wa ges Income 49% 59%

Sideline Income 31% 31%

Ot he r I nco me 15% 10%

Fig. 7.1.5-2 Proportional Comparison Between the Economic Income of Sample Relocatee Households of Huaihua Subproject Before and After Demolition

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(4) Living Quality of Relocatees

According to the monitoring data, the 10 sample relocatee households are now renting houses near the project area or living temporally with their relatives for transition. There new houses are still under construction.

As is shown in figure 7.1.5-2, the owning rate of large durable consumable of the sample relocatee households has no change after demolition. The reason is that they are still in transition period, and have no scheme of purchasing a new house.

To sum up, currently, the economic income of the relocatees under transition has decreased (in comparison with the level before demolition); the production and living conditions are still under rehabilitation; and the living quality of relocatees has been lowered down after demolition.

7.1.6 Yongzhou Subproject

The sample survey involves the investigation of 10 relocatee households which have been resettled. And we have carried out contrastive analysis on the items such as living conditions, production resources, economic income and large household durable consumable etc.

The statistical analysis on the production resources data of the sample investigation on Yongzhou subproject relocatees is shown in table 7.1.6-1.

(1) Living Conditions of Relocatees

Before demolition, the total housing area of the 10 sample relocatee households is 1,182 m2, which is of brick & concrete and brick & wood structure, of which the brick & concrete structure is 1,020 m2, accounting for 86%; the brick & wood structure is 61 m2, accounting for 5%; and the soil & wood structure is 101 m2, accounting for 9%. The per capita housing area is 21 m2..

After demolition, the total housing area has changed to 2,673 m2, all of which is brick & concrete structure, and the per capita housing area is 51 m2.

By comparison, the per capita housing area after demolition has increased by 145%.

The resettlement method for the relocatees of the Pingyang Community of Lingling District, Yongzhou City is “unified planning and self-construction (the relocatees building their new houses by themselves)”. Currently, the projects such as infrastructures etc. that are uniformly built by the government have been completed, the new houses of relocatees have been basically completed.

See figure 7.1.6-1 for comparison between the quality of the houses of Yongzhou subproject sample

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 132 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans relocatee households before and after demolition.

(2) Production Conditions and Employment Status of Relocatees

Before demolition, the 10 sample relocatee households have totally 3.1 mu of cultivated land, all of which is vegetable land, and the per capita cultivated land of agricultural population is 0.1 mu; after demolition, no cultivated land is left.

The project affected area is located at the outskirts of Yongzhou City with good infrastructure conditions, where the local farmers have a lot of opportunities in nonagricultural employment, such as daily labor and small business. Most of those surplus labor forces have transferred to the second and tertiary industries or other nonagricultural production activities, they’ve gradually moved out of reliance in the land; especially, nearly all the young people have moved out for work, and most of them are now engaged in the building industry and service trade in the coastal areas such as Guangdong etc.

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Table 7.1.6-1 Statistical Analysis Table of the Data of Sample Investigation on Yongzhou Subproject Relocatees

Percentage of Before After Increase or Increased or Items Unit Demolition Demolition Decrease of Remarks Decreased (2006) (2008) Index Index Household 10 10 0 0% Person 55 52 -3 -5% Sample Including, Household nonagricultural Person 52 48 -4 -8% population Housing Area m2 1182 2673 1491 126% Brick & Concrete m2 1020 2673 1653 162% Building Brick & Wood m2 61 0 -61 -100% Structure Wood, Soil & Wood m2 101 0 -101 -100% 2

Housing Conditions Per Capita Living Area m 21 51 30 145% Cultivated Land mu 3.1 0 -3.1 -100% Type of Paddy Field mu Cultivated Dry Land mu Land Vegetable Land mu 3.1 0 -3.1 -100% Per Capita Cultivated Land of Managed land mu 0.1 0 -0.1 -100% Agricultural Population Primary Industry yuan 4000 0 -4000 -100% Paddy yuan 0 0% Vegetable yuan 4000 0 -4000 0% Orchard yuan 0% Breeding yuan 0% Secondary and Tertiary Industries yuan 212800 236600 23800 11% Wages yuan Sideline yuan 212800 236600 23800 11% Other yuan Economic Incomes Economic Annual Total Income of Sample yuan 216800 236600 19800 9% Per Capita Income yuan 3942 4550 608 15% Current Per Capita Net Income yuan 3916 4550 634 16% Owning Rate Automobile (Truck) Piece 0 1 1 100% 10% Tractor Piece 0 0 0 0% 0% Motorcycle Piece 5 5 0 0% 50% Bicycle Piece 2 2 0 0% 20% TV Piece 10 10 0 0% 100% Computer Piece 2 2 0 0% 20% VCD Piece 5 5 0 0% 50% Refrigerator Piece 8 7 -1 -13% 70% Washing Machine Piece 8 8 0 0% 80% Water Heater Piece 3 3 0 0% 30% Microwave Oven Piece 0 0 0 0% 0% Telephone Piece 1 0 -1 -100% 0%

Large Household Durable Consumable Cell Phone Piece 14 14 0 0% 27% High and Middle Grade Furniture Set 3 3 0 0% 30%

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100%

80%

60%

40% Yongzhou 20%

0% Before Demolition After Demolition Total 100% 100% Soil & Wood 9% 0% Brick & Wood 5% 0% Brick & Concrete 86% 100%

Fig. 7.1.6-1 Comparison Between the Quality of the Houses of Yongzhou Subproject Sample Relocatee Households Before and After Demolition (3) Recovery of Economic Income of Relocatees

Before demolition, the total annual economic income of the 10 sample relocatee households is RMB 216,800 yuan. Among which, the income from the primary industry is RMB 4,000 yuan, all of which is the income from vegetable, and accounting for 2% of the total income. The income from secondary and tertiary industries is RMB 212,800 yuan, which is all the wages income of migrant workers, accounting for 98% of the total income. The per capita net income is RMB 3,916 yuan.

After demolition, the total annual economic income of the relocatees is RMB 236,600 yuan, all of which is the wages income of migrant workers. The per capita net income is RMB 4,550 yuan.

After demolition, the sample relocatee households can not obtain agricultural income any more, and the wages income of migrant workers has become their major income. Both the wages income of migrant workers and the per capita net income have increased. The economic income of relocatees has exceeded the level before demolition.

The proportional comparison between the economic income of sample relocatee households before and after demolition is shown in the following figure 7.1.6-2.

(4) Living Quality of Relocatees

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Generally speaking, after demolition, the living conditions of the relocatees have been obviously improved, and the economic income has increased, hence, the living quality of the relocatees has been slightly improved by contrast with the level before demolition.

100%

80%

60%

Yongzhou 40%

20%

0% Before Demolition After Demolition Total Income 100% 100% Income from Farming, Forestry, Fishery, 2% 0% Animal Husbandry Vegetable Income 2% 0% Income from Secondary and Tertiary 98% 100% Industries Wages Income 98% 100%

Fig. 7.1.6-2 Proportional Comparison Between the Economic Income of Sample Relocatee Households of Yongzhou Subproject Before and After Demolition

7.1.7 Chenxi Subproject

At present, no relocation has been performed.

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7.2 Non-core Subprojects

7.2.1 Cili Subproject

The sample survey involves the investigation of 7 relocatee households which have been resettled. And we have carried out contrastive analysis on the items such as housing conditions, production resources, economic income and large household durable consumable etc.

The statistical analysis on the production resources data of the sample investigation on Cili subproject relocatees is shown in table 7.2.1-1.

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Table 7.2.1-1 Statistical Analysis Table of the Data of Sample Investigation on Cili Subproject Relocatees Percentage of Increase or Increase or Before Decrease After Decrease Items Unit Demolition 2008 Remarks Demolition After (2008) Demolition (2008) Household 7 7 0 0% Person 24 25 1 4% Sample Including, Household nonagricultural Person 0 0 0 0% population Housing Area m2 899 1120 221 25% Brick & Concrete m2 213 1000 787 369% Building Brick & Wood m2 686 120 -566 -83% structure Wood, soil & wood m2 00 0 0% 2

Housing Conditions Per Capita Living area m 37 45 7 20% Cultivated Land mu 5.85 5.36 4.21 72% Type of Paddy Field mu 0 0 0 0% Cultivated Dry Land mu 0 0 0 0% Land Vegetable Land mu 5.85 5.36 4.21 72% Per Capita Cultivated Land of Managed land mu 0.24 0.21 0.16 65% Agricultural Population Primary Industry yuan 21000 19200 10200 -9% Paddy yuan 0 0 0 0% Vegetable yuan 21000 19200 10200 -9% Orchard yuan 0 0 0 0% Breeding yuan 0 0 0 0% Secondary and Tertiary Industries yuan 77200 82600 5400 7% Wages yuan 34000 47400 13400 39% Sideline yuan 43200 35200 -8000 -19% Annual Total Income of Sample yuan 98200 101800 15600 4% Economic IncomesEconomic Per Capita Income yuan 4092 4072 460 -0.5% Current Per Capita Net Income yuan 3785 3803 330 0.5% Owning Rate Automobile (Truck) Piece 0 0 0 0% 0.00% Tractor Piece 0 0 0 0% 0.00% Motorcycle Piece 1 2 1 100% 8% Bicycle Piece 7 6 -1 -14% 24% TV Piece 7 8 1 14% 32% Computer Piece 2 2 0 0% 8% VCD Piece 1 1 0 0% 4% Refrigerator Piece 2 3 1 50% 12% Washing Machine Piece 1 3 2 200% 12% Water Heater Piece 1 5 4 400% 20% Microwave Oven Piece 1 1 0 0% 4% Telephone Piece 5 7 2 40% 28%

Large Household Durable Consumable Cell Phone Piece 9 11 2 22% 44% High and Middle Grade Furniture Set 1 1 0 0% 4%

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(1) Living Conditions of Relocatees

Before demolition, the total housing area of the 7 relocatee households is 899 m2, of which the brick & concrete structure is 213 m2, accounting for 24%; the brick & wood structure is 686 m2, accounting for 74%. The per capita housing area is 37 m2.

After demolition, the total housing area is 1,120 m2, of which the brick & concrete structure is 1,000 m2, accounting for 89%, and the brick & wood structure is 120 m2, accounting for 11%. The per capita housing area is 45 m2.

In comparison with the status before demolition, the per capita housing area of sample relocatee households has increased by 20%, and the quality of their houses has been greatly improved.

See figure 7.2.1-1 for comparison between the quality of the houses of sample relocatee households before and after demolition.

100%

80%

60%

40% Cili 20%

0% Before Demolition 2008 Total 100% 100% Soil & Wood 0% 0% Brick & Wood 76% 11% Brick & Concrete 24% 89%

Fig. 7.2.1-1 Comparison Between the Quality of the Houses of Cili Subproject Sample Relocatee Households Before and After Demolition

(2) Production Conditions and Employment Status of Relocatees

The 7 sample relocatee households are living in the junction of the rural and urban areas, they are less dependent on land, their major sources of livelihood are wages, transportation, labor service, small business and handicraft etc.; some of the vegetable farmers have adjusted their cultivated land through the village group. Therefore, the demolition has little impact on their production and employment.

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(3) Recovery of Economic Income of Relocatees

Before demolition, the total economic income of the 7 sample relocatee households is RMB 98,200 yuan, which is mainly composed of the wages income of migrant workers and is the income of sideline. The per capita net income is RMB 3,785 yuan.

After demolition, the total economic income is RMB 101,800 yuan, which is also mainly composed of the wages income of migrant workers and is the income of sideline. The per capita net income is RMB 3,803 yuan.

As shown by the comparison between the states before and after demolition: after demolition, the structure of income after demolition has no great change, but the wages income of migrant workers has obviously increased, and the per capita net income is nearly the same as the level before demolition.

The proportional comparison between the economic income of sample relocatee households before and after demolition is shown in the following figure 7.2.1-2.

100%

80%

60%

40% Cili 20%

0% Before Demolition 2008 Total Income 100% 100% Income from Primary Industry 21% 19% Vegetable Income 21% 19% Income from Secondary and 79% 81% Tertiary Industries Wages Income 35% 47% Sideline Income 44% 35%

Fig. 7.2.1-2 Proportional Comparison Between the Economic Income of Sample Relocatee Households of Cili Subproject Before and After Demolition

(4) Living Quality of Relocatees

All the 7 sample relocatee households are resettled backward in the existing village. Therefore, the

Changsha Xinghuan Water & Electricity Engineering Technology Development Co., Ltd. 140 Resettlement External Monitoring & Evaluation Report on the Hunan Flood Control Project for Hilly Areas Utilizing ADB Loans living environment, water and power supply, hospitalization, and the school conditions for children etc. have not been changed. In comprehensive consideration of the housing quality, economic income and the owning rate of large household durable consumables, the living quality of the 7 relocatee households has been slightly improved after demolition.

7.2.2 Xiangtan Subproject

The sample survey involves the investigation of 30 agricultural households which have been resettled. And we have carried out contrastive analysis on the items such as living conditions, production resources, economic income and large household durable consumable etc. before and after demolition.

The statistical analysis on the production resources data of the sample investigation on Yongzhou subproject relocatees is shown in table 7.2.2-1.

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Table 7.2.2-1 Statistical Analysis Table of the Data of Sample Investigation on Xiangtan Subproject Relocatees

Increase or Percentage of Before Decrease Increase or Items Unit Demolition 2008 After Decrease After Remarks Demolition Demolition (2008) (2008)

Household 30 30 0 0% Person 95 91 -4 -4% Sample Including, Household nonagricultural Person 95 91 -4 -4% population Housing Area m2 3042 4068 1026 34% Brick & Concrete m2 1517 3883 2366 156% Building Brick & Wood m2 1131 185 -946 -84% structure Wood, soil & wood m2 393 0 -393 -100% 2

Housing Conditions Per Capita Living area m 32 45 13 41% Cultivated Land mu 0 0 0 0% Type of Paddy Field mu 0 0 0 0% Cultivated Dry Land mu 0 0 0 0% Land Vegetable Land mu 0 0 0 0% Per Capita Cultivated Land of Managed land mu 0 0 0 0% Agricultural Population Primary Industry yuan 0 0 0 0% Paddy yuan 0 0 0 0% Vegetable yuan 0 0 0 0% Orchard yuan 0 0 0 0% Breeding yuan 0 0 0 0% Secondary and Tertiary Industries yuan 356029 396440 40411 11% Wages yuan 131030 199540 68510 52% Sideline yuan 224998 196900 -28098 -12% Annual Total Income of Sample yuan 356029 396440 40411 11% Economic Incomes Per Capita Income yuan 3748 4356 608 16% Current Per Capita Net Income yuan 3748 4356 608 16% Owning Rate Automobile (Truck) Piece 0 0 0 0% 0% Tractor Piece 0 0 0 0% 0% Motorcycle Piece 5 7 2 34% 8% Bicycle Piece 23 26 3 15% 29% TV Piece 24 29 5 19% 32% Computer Piece 0 1 1 0% 1% VCD Piece 3 8 5 206% 9% Refrigerator Piece 17 22 5 33% 24% Washing Machine Piece 21 26 5 24% 29% Water Heater Piece 9 15 6 72% 16% Microwave Oven Piece 2 7 5 302% 8% Telephone Piece 14 17 3 22% 19%

Large Household Durable Consumable Cell Phone Piece 35 68 33 95% 75% High and Middle Grade Furniture Set 1 1 0 15% 1%

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(1) Living Conditions of Relocatees

Before demolition, the total housing area of the 30 sample relocatee households is 3,042 m2, of which the brick & concrete structure is 1,517 m2, accounting for 50%; the brick & wood structure is 1,131 m2, accounting for 37%; and the soil & wood structure is 393 m2, accounting for 13%. The per capita housing area is 32 m2.

After demolition, the total housing area is 4,068 m2, of which the brick & concrete structure is 3,883 m2, accounting for 95%; and the brick & wood structure is 185 m2, accounting for 5%. The per capita housing area is 45 m2.

Generally, the per capita housing area of relocatees has increased by 40% after demolition. The comparison between housing quality of sample relocatee households before and after demolition is shown in figure 7.2.2-1.

100% 90% 80% 70% 60% 50% 40% Xiangtan 30% 20% 10% 0% Before Demolition 2008 Total 100% 100% Soil & Wood 13% 0% Brick & Wood 37% 5% Brick & Concrete 50% 95%

Fig. 7.2.2-1 Comparison Between the Housing Quality of Sample Relocatee Households of Xiangtan Subproject Before and After Demolition

(2) Production Conditions and Employment Status of Relocatees

The 30 sample households are non-agricultural households which live in the junction of urban and rural area. Their major sources of income are wages, transportation, labor service, trade and handicraft etc., hence, the production and employment states have no change before and after demolition.

(3) Recovery of Economic Income of Relocatees

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Before demolition, the total economic income of the 30 sample households is RMB 356,029 yuan, all of which is from secondary and tertiary industries. Among which, the wages income of migrant workers is RMB 131,030 yuan, accounting for 37%; The per capita net income is RMB 3,748 yuan.

After demolition, the total economic income of the 30 sample households is RMB 396,440 yuan, all of which is from secondary and tertiary industries. Among which, the wages income of migrant workers is RMB 199,540 yuan, accounting for 50%. The per capita net income is RMB 4,356 yuan.

From the comparison between the states before and after demolition, we can see: the income structure hasn’t changed greatly, the per capita net income after demolition has increased, the growth rate is 16%. The economic income of relocatees has exceeded the level before demolition.

The proportional comparison between the economic income of sample relocatee households of Xiangtan subproject before and after demolition is shown in figure 7.2.2-2.

100% 90% 80% 70% 60% 50% 40% Xiangtan 30% 20% 10% 0% Before Demolition 2008 Total Income 100% 100% Income from Primary Industry 0% 0% Income from Secondary and 100% 100% Tertiary Industries Wages Income 37% 50% Sideline Income 63% 50%

Fig. 7.2.2-2 Proportional Comparison Between the Economic Income of Sample Relocatee Households of Xiangtan Subproject Before and After Demolition

(4) Living Quality of Relocatees

The 30 sample relocate households are all relocated by cash compensation. In comprehensive consideration of the living environment, economic income and the owning rate of large household durable consumables, the living quality of the relocatee households has been improved slightly after demolition.

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7.2.3 Xupu Subproject

The sample survey involves the investigation of 13 relocatee households which have been resettled. And we have carried out contrastive analysis on the items such as living conditions, production resources, economic income and large household durable consumable etc.

The statistical analysis on the data of the sample investigation on Xupu subproject relocatees is shown in table 7.2.3-1.

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Table 7.2.3-1 Statistical Analysis Table of the Data of Sample Investigation on Xupu Subproject Relocatees

Percentage Increase or of Increase Decrease Before or Decrease Items Unit 2008 After Remarks Demolition After Demolition Demolition (2008) (2008) Household 13 13 0 0% Person 52 49 -3 -6% Sample Household Including, nonagricultural Person 52 49 -3 -6% population Housing Area m2 1566 4628 3062 196% Brick & Concrete m2 319 4628 4309 1353% Building Brick & Wood m2 1101 0 -1101 -100% Structure Wood, soil & wood m2 146 0 -146 -100% 2

Housing Conditions Per Capita Living Area m 30 94 64 213% Cultivated Land mu 0 0 0 0% Type of Paddy Field mu 0 0 0 0% Cultivated Dry Land mu 0 0 0 0% Land Vegetable Land mu 0 0 0 0% Per Capita Cultivated Land of Managed Land mu 0 0 0 0% Agricultural Population Primary Industry yuan 1143 0 -1143 -100% Paddy yuan 0 0 0 0% Vegetables yuan 0 0 0 0% Orchard yuan 0 0 0 0% Livestock Breeding yuan 1143 0 -1143 -100% Secondary and Tertiary Industries yuan 200090 210000 9910 5% Wages yuan 185442 115000 -70442 -38% Sideline yuan 14648 95000 80352 549%

Economic Incomes Annual Total Income of Sample yuan 201233 210000 8767 4% Per Capita Income yuan 3870 4286 416 11% Current Per Capita Net Income yuan 3862 4286 424 11% Owning Rate Automobile (Truck) Piece 0 0 0 0% 0% Tractor Piece 0 0 0 0% 0% Motorcycle Piece 0 0 0 0% 0% Bicycle Piece 6 8 2 37% 62% TV Piece 9 13 4 48% 100% Computer Piece 0 3 3 0% 23% VCD Piece 0 6 6 0% 46% Refrigerator Piece 5 12 7 134% 92% Washing Machine Piece 7 11 4 50% 85% Water heater Piece 0 6 6 0% 46% Microwave Oven Piece 0 1 1 0% 8% Telephone Piece 6 12 6 105% 92%

Large Household Durable Consumable Cell Phone Piece 12 36 24 207% 74% High and Middle Grade Furniture Set 0 2 2 0% 15%

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(1) Living Conditions of Relocatees

Before demolition, the total housing area of the 13 sample relocatee households is 1,566 m2, of which the brick & concrete structure is 319 m2, accounting for 20%; the brick & wood structure is 1101 m2, accounting for 70%; and the soil & wood structure is 146 m2, accounting for 10%. The per capita housing area is 30 m2.

After demolition, the total housing area is 4628 m2 and all are brick & concrete structure. The per capita housing area is 94 m2.

After demolition, the per capita housing area of relocatees has obviously increased. Comparison between the housing quality of sample relocatee households before and after demolition is shown in figure 7.2.3-1.

100%

80%

60%

40% Xupu 20%

0% Before Demolition 2008 Total 100% 100% Soil & Wood 10% 0% Brick & Wood 70% 0% Brick & Concrete 20% 100%

Fig. 7.2.3-1 Comparison Between the Housing Quality of Sample Relocatee Households of Xupu Subproject Before and After Demolition

(2) Production Conditions and Employment Status of Relocatees

The 13 sample households are non-agricultural households which live in the junction of urban and rural area. Their major sources of income are wages, transportation, labor service, trade and handicraft etc., hence, the production and employment states have no change before and after demolition.

(3) Recovery of Economic Income of Relocatees

Before demolition, the total economic income of the 13 sample households is RMB 201,233 yuan, all of which is from secondary and tertiary industries. Among which, the wages income of migrant workers is

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RMB 185,442 yuan, accounting for 92%. The per capita net income is RMB 3,862 yuan.

After demolition, the total economic income of the 13 sample households is RMB 210,000 yuan, all of which is from wages and sideline. Among which, the wages income of migrant workers is RMB 115,000 yuan, accounting for 55%. The per capita net income is RMB 4,286 yuan.

From the comparison between the states before and after demolition, we can see: the income structure hasn’t changed greatly, the per capita net income after demolition has increased by 11%. The economic income of relocatees has exceeded the level before demolition.

The proportional comparison between the economic income of sample relocatee households before and after demolition is shown in figure 7.2.3-2.

100%

80%

60%

40%

Xupu 20%

0% Before Demolition 2008 Total Income 100% 100% Income from Primary Industry 1% 0% Income from Breeding 1% 0% Income from Seondary and 99% 100% Tertiary Industries Wages Income 92% 55% Sideline Income 7% 45%

Fig. 7.2.3-2 Proportional Comparison Between the Economic Income of Sample Relocatee Households of Xupu Subproject Before and After Demolition

(4) Living Quality of Relocatees

The 13 sample relocatee households are all resettled by cash compensation. In comprehensive consideration of the housing quality, economic income and the owning rate of large household durable consumables, the living level of the 13 relocatee households has been improved slightly after demolition.

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7.2.4 Shimen County Subproject

Currently, there is no relocatee.

7.2.5 Fenghuang County Subproject

Currently, there is no relocatee.

7.2.6 Jishou Subproject and Other Non-core Subprojects

The resettlement external monitoring and evaluation contracts of Jishou subproject and other non-core subprojects have not been signed yet, and hence, the external monitoring and evaluation for these non-core projects is not initiated.

8. Appeals and Complaints of Relocatees

8.1 Core Subprojects

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Table 8.1-1 Summary of Relocatee Appeals & Complaints and Disposal for Loudi Subproject

Disposal for Problems in Appeal Appeal No. Appellant Problems in Appeal and Complaint Subsequent Activity Final Scheme Time Good Solved Unsolved Satisfactory Unsatisfactory Claim to resettle within their own It is not demolished at Xie The first village groups and the present and the 1 √ Wenying period transportation is easily available in requirements can be the housing plot met during demolition Chen The first The planned compensation 2 √ Not demolished Xinjun period standard is low Claim to resettle within their own Liu The first 3 village groups and the planned √ Not demolished Guilian period compensation standard is low Claim to readjust the cultivated Peng The first 4 land with the same quantity and √ Not demolished Fanglian period quality The Has compensated Peng Claim to compensate land 5 second √√ in accordance Guisong requisition fees period with the standard The Claim to solve the transportation Yang 6 third difficulty during construction period √√ Resolved Shiyuan period as soon as possible The Wu Claim to speed up the construction Resettlement area is 7 fourth √ Binhui of resettlement area under construction period

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Table 8.1-2 Summary of Relocatee Appeal & Complaint Problems and Disposal for Xinhua Subproject

Disposal for Problems in Appeal Appeal Subsequent No. Appellant Problems in Appeal and Complaint Final Scheme Time Activity Good Solved Unsolved Satisfactory Unsatisfactory Song The first Claim of the exchange of property Not yet 1 √ Shuchang period rights and resettlement nearby demolished Yet compensated in Zhu The first Claim to improve the compensation 2 √√ accordance with the Chunyan period standard and resettle nearby new standard Claim of exchange of new house Li The first Not yet 3 with the same size in the same √ Binghua period demolished area Sun The first 4 Claim to arrange frontage shops √√ Solved Xudong period Li The first Claim to resettle nearby and 5 √√ Solved Yunsong period arrange front shops The The resettlement Sun Claim of afforestation of 6 second √ area is under shuhui resettlement area period construction The Wu 7 third Claim to distribute frontage shops √√ Solved Daijiao period The actual The Li Claim to improve the compensation executed price is 8 fourth √ Honghui standard higher than the period planned standard Hope to speed up the construction The The resettlement Sun of resettlement area and decrease 9 fourth √ area is under Yiyuan the transition time of relocatee period construction households The actual The Wu The compensation unit price for executed price is 10 fourth √ Daiqing houses is low higher than the period planned standard

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Table 8.1-3 Summary of Relocatee Appeal & Complaint Problems and Disposal for Wugang Subproject

Disposal for Problems in Appeal Appeal Subsequent No. Appellant Problems in Appeal and Complaint Final Scheme Time Activity Good Solved Not Solved Satisfactory Unsatisfactory Luo The first 1 Hope to relocate as soon as possible √√ Demolished Meigui period He is a small handicraftsman and Negotiate about The first business is mainly from acquaintances; the relocation 2 Lei Qingxi √ Not demolished period worry that he will move to a strange place with the place after demolition appellant Execute according the Chen The first Worry about low compensation 3 √ united Not demolished Liyan period standard of house demolition compensation standard Xiao The first 4 Hope to resettle nearby √√ Solved Shimin period Executed price is The Worry that the compensation standard Zhang higher than the 5 third is low and houses with the same √√ Guixiu planned standard period structure and area can not be built up at present The Claim to solve the domestic sewage The plan has 6 Xia Jishun fourth drainage of households living along the √ been taken it into period rivers consideration The The resettlement Jiang Claim to speed up the construction of 7 fourth √ area is under Gang resettlement area period construction

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Table 8.1-4 Summary of Relocatee Appeal & Complaint Problems and Disposal Status for Sangzhi Subproject

Disposal for Problems in Appeal Appeal Problems in Appeal and No. Appellant Subsequent Activity Final Scheme Time Complaint Good Solved Unsolved Satisfactory Unsatisfactory The transaction of three certificates for new house is The Xiong difficult (land certificate, 1 first √√ Solved Chaodong certificate of title to house period property and house building certificate) The subsistence The The subsistence allowance is allowance has 2 Xiang Chucai first only RMB 50 yuan/person √√ increased to RMB period every month and it is too low 100 yuan/person every month Belong to the relocatee The The compensation standard household in next stage 3 Gu Guilian first √ is low and the new standards period have been improved The The house is flooded in flood Belong to the relocatee 4 Liu Wenzhi second year; claim to relocate as √ household in next stage period soon as possible Belong to the relocatee The Yuan The compensation standard household in next stage 5 second √ Zhengzhu is low and the new standards period have been improved Belong to the relocatee The The compensation standard household in next stage 6 Wang Weibi second √ is low and the new standards period have been improved Belong to the relocatee The The compensation standard household in next stage 7 Li Guangyue third √ is low and the new standards period have been improved The compensation is too low Belong to the relocatee The due to high price of Wang household in next stage 8 third construction materials and √ Songhou and the new standards period increase of house-building have been improved cost Hope that the resettlement The The resettlement area Li area will be built up and 9 third √ will be built up before Guangsheng hence relocate here as soon period long as possible

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Table 8.1-5 Summary of Relocatee Appeal & Complaint Problems and Disposal for Huaihua Subproject

Disposal for Problems in Appeal Appeal Subsequent No. Appellant Problems in Appeal and Complaint Final Scheme Time Activity Good Solved Unsolved Satisfactory Unsatisfactory The housing is The distributed in 1 Peng Zeshu second Claim to increase housing plot √√ accordance with period the united standard The Claim to exchange the house with 2 Peng Yinmei second √√ Solved the same area and location period The Unwilling to pass through the Still under 3 Yi Jianchun second transition period; move into the new √ further period house after it being completed negotiation The Li Exchange of 4 second The compensation standard is low √√ Changsheng property rights period The Peng Xianxi The Claim to build up the resettlement resettlement 5 and Peng third √ area as soon as possible area is under Xiaoying period construction Grant the The transition fee of September 2008 The transition fee has been granted, and the rest is fourth √ according to requested to be granted as soon as period transition Yang possible 6 time Yingmei The The The resettlement area is requested resettlement fourth √ to be completed as soon as possible area is under period construction Grant the The The transition fee of September 2008 transition fee fourth has been granted, and the rest can √ according to period be granted as soon as possible the transition 7 Tang Wenjin time The The Speed up the construction process of resettlement fourth √ resettlement area area is under period construction The The Speed up the construction process of resettlement 8 Yang Guilian fourth resettlement area and guarantee the √ area is under period quality of resettlement houses construction

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Table 8.1-6 Summary of Relocatee Appeal & Complaint Problems and Disposal for Yongzhou Subproject

Disposal for Problems in Appeal Appeal Problems in Appeal and Subsequent No. Appellant Final Scheme Time Complaint Activity Good Solved Unsolved Satisfactory Unsatisfactory The Hu Claim to resettle at a better 1 second √√ Solved Renyun place period The executed The Liu Claim to improve the compensation price is 2 second √√ Zhongwu compensation standard higher than the planned period standard The executed The Claim to Improve the compensation price is 3Liu Qidasecond √√ compensation standard higher than the planned period standard The resettlement area can not Yet resettle in Pingyang The be far away from the cultivated Community and the Kou 4 second land and the compensation √√ executed compensation Yulong period standard is requested to be price is higher than the improved planned standard The executed The Sun Claim of proper compensation compensation price is 5 second √√ Jiajun standard higher than the planned period standard The executed Zhang The third The demolition compensation compensation price is 6 √√ Yuelin period standard is low higher than the planned standard Wang The The Hope to build up the Nianxi resettlement 7 fourth resettlement area as soon as √ Wang area is under period possible Youming construction

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Table 8.1-7 Summary of Relocatee Appeal & Complaint Problems and Disposal for Chenxi Subproject Disposal for Problems in Appeal Appeal Problems in Appeal and Final No. Appellant Subsequent Activity Time Complaint Scheme Good solved Solved Satisfactory Unsatisfactory Worry that the unit price of The executed compensation Wang The fourth 1 land acquisition √ price will be higher than the Jiguo period compensation is low planned standard Worry that the unit price of The executed compensation Xiao The fourth 2 land acquisition √ price will be higher than the Huiyou period compensation is low planned standard

8.2 Non-core Subprojects

Table 8.2-1 Summary of Relocatee Appeal & Complaint Problems and Disposal for Cili Subproject

Disposal for Problems in Appeal Appeal No. Appellant Problems in Appeal Subsequent Activity Final Scheme Time Good Solved Unsolved Satisfactory Unsatisfactory The resettlement house Village Committee is a little far away from has provided house The the residential area of Dai for him in Yong'an 1 third his relatives; claim to √√ Wencai Primary School close period resettle close to his to the residential area relatives within their own of his relatives village groups The The executed price is Wang House compensation 2 third √√ greatly higher than Mingxia standard is a little low period the planned standard Qian The Hope to relocate as Arrange to relocate in the 3 Shengmi third √√ soon as possible next stage n period

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Table 8.2-2 Summary of Relocatee Appeal & Complaint Problems and Disposal for Xiangtan Subproject

Disposal for Problems in Appeal Appeal Problems in Appeal and Final No. Appellant Subsequent Activity Time Complaint Scheme Good Solved Unsolved Satisfactory Unsatisfactory The actual executed price The third House compensation Not 1Li Ziqiang √ will be higher than the period standard is a little low demolished planned standard Claim to improve the The actual executed price Hu The third Not 2 compensation standard and √ will be higher than the Qinglian period demolished resettle nearby planned standard The actual executed price Tang The third Claim to improve the Not 3 √ will be higher than the Xizhen period compensation standard demolished planned standard Chen The third Further negotiate with the Not 4 Claim of house exchange √ Juying period employer demolished Table 8.2-3 Summary of Relocatee Appeal & Complaint Problems and Disposal for Xupu Subproject

Disposal for Problems in Appeal Appeal Problems in Appeal and Subsequent No. Appellant Final Scheme Time Complaint Activity Good Solved Unsolved Satisfactory Unsatisfactory The executed compensation Zhong The third Worry that the relocation 1 √√ price is higher than Guangjing period compensation standard is low the planned standard Hope that the resettlement is Zhu The third Yet not 2 nearby and move-back √ Chunju period demolished resettlement

Hope that the resettlement is Shu The third Yet not 3 nearby and move-back √ Jinglian period demolished resettlement The executed compensation Xiao The third Hope that the compensation 4 √√ price is higher than Liangfu period standard can be improved the planned standard

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9. Support to Vulnerable Groups

9.1 Resettlement Measures for Vulnerable Groups in the Resettlement Plan

According to the Resettlement Plan, the measures of identifying and supporting vulnerable groups in different subprojects are identical, as follows:

The affected vulnerable groups mainly refer to the elder living alone, the disabled, households mainly of women and extremely poor households. The project will carry out both the relocation and economic rehabilitation according to the resettlement plan and offer them additional financial and physical assistance so that they can complete task of relocation and rehabilitation:

(1) The project will offer special allowance for the families under the poverty line to help them construct houses and keep their living quality. The detailed measures include the house building subsidy of RMB 3,000 yuan/household for poor households, and subsistence subsidy of RMB 600 yuan/capita to help them overcome the difficulties during the relocation.

(2) After the project implementation, the affected households could apply for loan from the rural cooperative, and local village collectives could provide guarantees for such application.

(3) During the process of the project, local village collectives will help those vulnerable people (the elder living alone, the disabled, households mainly of women and extremely poor households) in selecting the housing plot and arranging labor force to assist them to rebuild new houses and move to new ones.

According to the Resettlement Plan, the main identification criteria of vulnerable groups hereat can depend on whether the family income is under the poverty line, and the main supporting measure is to provide, at once, the house building subsidy of RMB 3,000 yuan/household for poor households, and subsistence subsidy of RMB 600 yuan/capita.

Under the survey of monitors, there have been policies on urban (rural) subsistence allowance for many years in all the subproject cities, and the method actually taken to identify vulnerable groups more conveniently is to measure whether the incomes of some relocated households are under the lowest subsistence allowance line (low income line) in local cities (counties); if so, then to include them into corresponding urban (rural) “low-income families” through civil administration departments, and to make them enjoy the subsistence allowance provided by these departments.

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9.2 Supporting Measures Taken to Vulnerable Groups in Implementation Process

During the implementation process of this project, our external monitoring unit has reminded the municipal PMOs and the resettlement executing agencies of the support to vulnerable groups for many times, and made request for it in the earlier external monitoring reports. Besides, in July 2008, experts from ADB showed their care for vulnerable groups during their investigation in Changsha and put forward the supporting issue formally. However, the implementation process is found to be too slow in this monitoring period. The resettlement administration and executing agencies of core subprojects have promised to perform it as soon as possible. At present, they are making investigation, register and statistic to affected vulnerable groups, preparing to provide support to them according to the Resettlement Plan.

See Table 9.2-1 for the detailed implementation processes of supporting vulnerable groups in subprojects. Table 9.2-1 Summary Table for the Implementation Processes of Supporting Vulnerable Groups in Subprojects. Vulnerable Groups Vulnerable Groups in Supported in Subproject RP Calculation Supporting Measure Implementation (Person) (Person) Loudi City 85 0 Included into Urban (Rural) Low Income Families Xinhua County 0 0 Included into Urban (Rural) Low Income Families Included into Urban (Rural) Low Income Families; Wugang City 76 0 relocatees whose houses covered less than 40m2 got compensation and resettlement as that of 40m2. Sangzhi County 9 7 Include into Urban (Rural) Low Income Families Huaihua County 14 3 Include into Urban (Rural) Low Income Families Included into Urban Low Income Families; supplied Yongzhou County 95 8 low rent house of 50m2/household Chenxi County Cili County 14 1 Included into Urban (Rural) Low Income Families Xiangtan City 11 0 The employer unit has granted the subsidy of RMB Xupu County 10 1 30,000 yuan Shimen County 23 0 Fenghuang County 24 0 Total 398 20

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10. Public Participation and Consultation and Information Disclosure

10.1 Core Subprojects

Table 10-1 Summary Table for Public Participation and Consultation and Information Disclosure of Core Subprojects

Holding Distributing Holding Propaganda Consultation Publicizing Resettlement Evidentiary Through the Meetings in Bulletin Posters Physical Subproject Information Hearing Media Villages and (Finish Time) Indices Booklets Meetings (Finish Time) Groups (Finish Time) (Finish Time) (Finish Time) (Finish Time)

Loudi City 2006.5 2006.6 2006.8 2006.9 2006.10 2006.11

Xinhua County 2006.3 2006.5 2006.5 2006.5 2006.10 2006.11

Wugang City 2006.7 2006.9 2006.9 2006.10 2006.10 2006.12

Sangzhi City 2006.10 2006.10 2006.11 2006.11 2006.12 2007.1

Huaihua City 2007.2 2007.3 2007.4 2007.4 2007.5 2007.6

Yongzhou City 2007.3 2007.4 2007.5 2007.5 2007.6 2007.6

Chenxi County 2007.8 2007.10 2008.1 2008.3 2008.5 2008.7

10.2 Non-core Subprojects

Table 10-2 Summary Table for Public Participation and Consultation and Information Disclosure of Non-core Subprojects

Holding Distributing Holding Propaganda Consultation Publicizing Resettlement Evidentiary Bulletin Through the Meetings in Physical Subproject Information Hearing Posters Media Villages and Indices Booklets Meetings (Finish Time) (Finish Time) Groups (Finish Time) (Finish Time) (Finish Time) (Finish Time)

Cili 2008.1 2008.2 2008.1 2008.3 2008.3 2008.4

Xiangtan 2005.7 2005.7 2005.7 2005.7 2005.8 2005.8

Xupu 2008.3 2008.3 2008.4 2008.5 2008.5 2008.6

Shimen 2008.3 Unfinished

Fenghuang 2008.8 Unfinished

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11. Main Existing Problems and Corresponding Suggestions

Table 11-1 Summary Table for Main Existing Problems and Corresponding Suggestions of Core Subprojects

Subproject No. Main Existing Problems Suggestions

1 The resettlement of land acquisition and relocation lags behind. More efforts should be made to speed up the progress.

2 Construction of resettlement areas lags behind. More efforts should be made to speed up the construction progress. Loudi More efforts should be made to speed up the progress and implement supporting 3 Resettlement of vulnerable groups lags behind. measures. Perfect the mechanism and assign specific persons to collect information and draft 4 The internal monitoring mechanism is not perfect. internal monitoring reports

1 Construction of resettlement areas lags behind. More efforts should be made to speed up the construction progress.

Relocation and reconstruction of enterprises and institutions lag 2 More efforts should be made to speed up the progress. Xinhua behind. Perfect the mechanism and assign specific persons to collect information and draft 3 The internal monitoring mechanism is not perfect. internal monitoring reports

1 The resettlement of land acquisition and relocation lags behind. More efforts should be made to speed up the progress.

2 Construction of resettlement areas lags behind. More efforts should be made to speed up the construction progress. Wugang More efforts should be made to speed up the progress and implement supporting 3 Resettlement of vulnerable groups lags behind. measures. Perfect the mechanism and assign specific persons to collect information and draft 4 The internal monitoring mechanism is not perfect. internal monitoring reports

1 The funding gap is serious. More efforts should be made onto fund raising.

Sangzhi 2 The resettlement of land acquisition and relocation lags behind. More efforts should be made to speed up the progress.

Perfect the mechanism and assign specific persons to collect information and draft 3 The internal monitoring mechanism is not perfect. internal monitoring reports

1 The relationships between departments are not coordinated. Both the leadership and coordination effort should be strengthened.

2 Construction of resettlement areas lags behind. More efforts should be made to speed up the construction progress. Huaihua More efforts should be made to speed up the progress and implement supporting 3 Resettlement of vulnerable groups lags behind. measures.

Perfect the mechanism and assign specific persons to collect information and draft 4 The internal monitoring mechanism is not perfect. internal monitoring reports

1 The relationships between departments are not coordinated Both the leadership and coordination effort should be strengthened.

2 The resettlement of land acquisition and relocation lags behind. More efforts should be made to speed up the progress. Yongzhou Relocation and reconstruction of enterprises and institutions lag 3 More efforts should be made to speed up the progress. behind.

Perfect the mechanism and assign specific persons to collect information and draft 4 The internal monitoring mechanism is not perfect. internal monitoring reports

1 The resettlement of land acquisition and relocation lags behind. More efforts should be made to speed up the progress. Chenxi Perfect the mechanism and assign specific persons to collect information and draft 2 The internal monitoring mechanism is not perfect. internal monitoring reports

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Table 11-1 Summary Table for Main Existing Problems and Corresponding Suggestions of Non-core Subprojects

Subproject No. Main Existing Problems Suggestions

1 More efforts are still needed onto fund raising. Various ways should be taken actively to raise fund.

2 Land requisition and relocation lag behind. Speed up the progress of land requisition and relocation. Cili Resettlement of vulnerable groups lags 3 Speed up the progress of resettling vulnerable groups. behind. The internal monitoring mechanism is not Perfect the mechanism and assign specific persons to collect 4 perfect. information and draft internal monitoring reports

1 Land requisition and relocation lag behind. Speed up the progress of land requisition and relocation.

The relationships between departments need Hold coordination meetings to departments and enhance Xiangtan 2 to be coordinated. communication between them. The internal monitoring mechanism is not Perfect the mechanism and assign specific persons to collect 3 perfect. information and draft internal monitoring reports

1 Land requisition and relocation lag behind. Speed up the progress of land requisition and relocation.

2 More efforts are still needed onto fund raising. Various ways should be taken actively to raise fund. Xupu Relocation and reconstruction of enterprises 3 Speed up the progress of relocation and reconstruction. and institutions lag behind. The internal monitoring mechanism is not Perfect the mechanism and assign specific persons to collect 4 perfect. information and draft internal monitoring reports

1 More efforts are still needed onto fund raising. Various ways should be taken actively to raise fund.

Shimen 2 Demolition work has not been started yet. Start demolition work as soon as possible.

The internal monitoring mechanism is not Perfect the mechanism and assign specific persons to collect 3 perfect. information and draft internal monitoring reports

1 More efforts are still needed onto fund raising. Various ways should be taken actively to raise fund.

Fenghuang 2 Demolition work has not been started yet. Start demolition work as soon as possible.

The internal monitoring mechanism is not Perfect the mechanism and assign specific persons to collect 3 perfect. information and draft internal monitoring reports

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12. Evaluation Conclusion

12.1 Core Subprojects

Among the first eight core subprojects, the resettlement external monitoring and evaluation contracts of seven subprojects of Loudi, Xinhua, Wugang, Sangzhi, Huaihua, Yongzhou and Chenxi have been signed, except that of the subproject of Leiyang. Therefore, the monitoring work which is finished in this period is about the seven contracted subprojects.

Much attention has been paid to the demolition and resettlement work of this project by the PMOs of subprojects and local governments. They have established and improved resettlement executing agencies for resettlement in time and assigned qualified personnel.

Since the launching of this project, the PMOs of subprojects and local resettlement executing agencies have been working actively and effectively on propaganda mobilization, indices review, land acquisition and demolition and fund raising and payment, to lay solid foundation and create good conditions for following resettlement implementation work. Although the resettlement processes of different subprojects are not the same, they are all making their efforts to the progress.

See Table 12-1 for the detailed implementation progresses of core subprojects.

(1) Loudi City Subproject Submission of land acquisition for approval: Accomplished in 2006. Land acquisition: Land of 635.637 mu has been expropriated, proceeding 40%. Resettlement and relocation: 23 households, with 68 persons, have been relocated, proceeding 15%. Houses of 2,152.5 m2 have been demolished, proceeding 7%. Resettlement of enterprises and institutions: Not started yet. Construction of resettlement area: Land acquisition is in progress. Resettlement investment: Funds of RMB 50 million yuan have been appropriated, proceeding 49%. Funds of RMB 41.5022 million yuan have been invested, proceeding 41%. Compensation standard: Higher than planned standard. Resettlement progress: Lagging behind. Resettlement effects (in 9 sample households): z Housing condition: The housing area per capita has decreased by 14% while the housing quality has been improved.

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z Production and employment: The production and employment have not been affected too much. z Economic income: The income structure has not been changed after resettlement, the per capita net income has increased by 5% and the economic income has recovered to the level equal to that before relocation. z Living quality: The living quality has been improved in general.

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Table 12-2 Summary Table for Processes of Land Acquisition, Resettlement and Related Works of Core Subprojects Loudi Xinhua Wugang Sangzhi Huaihua Yongzhou Chenxi Subprojects Time Unit Quantity Percentage Quantity Percentage Quantity Percentage Quantity Percentage Quantity Percentage Quantity Percentage Quantity Percentage Establishment of Resettlement Institutions In 2006 In 2006 In 2006 In 2006 In 2006 In 2006 In 2007 In plan mu 1589.55 473.400 218.27 67.5700 409.96 914.240 47.370 By 2007 mu 504.815 32% 205.112 43% 112.21 51% 51.8880 77% 343.53 81% 367.270 40% 0.000 0% Permanent Land Acquisition By 2008 mu 130.822 8% 40.122 8% 27.21 12% 5.9320 9% 34.20 364.824 40% 20.225 43% Total mu 635.637 40% 245.234 52% 139.42 64% 57.82 86% 377.725 92% 732.094 80% 20.2247 43% In plan m2 30723.26 7618.00 14486.48 16860.04 24232.24 40694.07 819.44 Demolished By 2007 m2 1438.7 5% 1955.93 26% 755.22 5% 1239.19 7% 3759.25 16% 8558.80 21% 0.00 0% Houses By 2008 m2 713.8 2% 4472.99 59% 2128.36 15% 0.00 0% 13576.05 56% 1131.20 3% 0.00 0% Total m2 2152.5 7% 6428.92 84% 2883.58 20% 1239.19 7% 17335.295 72% 9690 24% 0 0% In plan Piece 151 32 196 44 139 313 6 Demolition and Relocated By 2007 Piece 6 4% 8 25% 17 9% 4 9% 27 19% 89 28% 0 0% Resettlement of Households By 2008 Piece 17 11% 19 59% 41 21% 0 0% 93 67% 8 3% 0 0% Households Total Piece 23 15% 27 84% 58 30% 4 9% 120 86% 97 31% 0 0% In plan Piece 151 32 196 44 139 313 6 By 2007 Piece 0 0% 8 25% 17 9% 4 9% 27 19% 89 28% 0 0% Resettlement By 2008 Piece 23 15% 19 59% 41 21% 0 0% 85 61% 8 3% 0 0% Total Piece 23 15% 27 84% 58 30% 4 9% 112 81% 97 31% 0 0% In plan Piece 18 4 11 8 8 32 0 Relocation and Construction of Enterprises By 2007 Piece 0 0% 0 0% 1 9% 1 13% 3 38% 5 16% 0 and Institutions By 2008 Piece 0 0% 0 0% 1 9% 0 0% 5 63% 0 Total Piece 0 0% 0 0% 2 18% 1 13% 8 100% 5 16% 0 Land acquisition has One has been Two are being One has been constructed Construction of Resettlement Areas In land acquisition In construction No planned area been accomplished constructed constructed and another is being In plan Person 85 0 76 9 14 95 0 Supporting to Vulnerable Groups Total Person 0 0% 0 0% 0 0% 7 78% 3 21% 8 8% 0 Distribution of Information Booklets Finished in 2006 Finished in 2006 Finished in 2006 Finished in 2007 Finished in 2007 Finished in 2007 Finished in 2008 Public Participation and Consultation Meetings, Evidentiary Consultation and Hearing Meetings, Bulletin Posters and Finished in 2006 Finished in 2006 Finished in 2006 Finished in 2007 Finished in 2007 Finished in 2007 Finished in 2008 Information Disclosure Physical Index Publication, etc.

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(2) Xinhua County Subproject

Submission of land acquisition for approval: Accomplished in 2005.

Land acquisition: Land of 245.234 mu has been expropriated, proceeding 52%.

Resettlement and relocation: 27 households, with 115 persons, have been relocated, proceeding 84%. Houses of 6,428.92 m2 have been demolished, proceeding 84%.

Resettlement of enterprises and institutions: Not started yet.

Construction of resettlement area: The construction of two areas has been commenced and land acquisition of two areas is in progress.

Resettlement investment: Funds of RMB 12 million yuan have been appropriated, proceeding 47%. Funds of RMB 11.7813 million yuan have been invested, proceeding 46%.

Compensation standard: Higher than planned standard.

Resettlement progress: Lagging behind.

Resettlement effects (in 5 sample households):

z Housing condition: The housing area per capita has increased by 6%.

z Production and employment: The production and employment have not been affected too much.

z Economic income: The per capita net income has increased by 9%.

z Living quality: The living quality has not been changed too much.

(3) Wugang City Subproject

Submission of land acquisition for approval: Accomplished in 2006.

Land acquisition: Land of 139.42 mu has been expropriated, proceeding 64%.

Resettlement and relocation: 58 households, with 223 persons, have been relocated, proceeding 30%. Houses of 2,883.58m2 have been demolished, proceeding 20%.

Resettlement of enterprises and institutions: Having proceeded 18%.

Construction of resettlement area: Land acquisition has been accomplished, and the civil works are pressing on with construction.

Resettlement investment: Funds of RMB 15 million yuan have been appropriated, proceeding 90%. Funds of RMB 4.5756 million yuan have been invested, proceeding 28%.

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Compensation standard: Higher than planned standard.

Resettlement progress: Lagging behind.

Resettlement effects (in 10 sample households):

z Housing condition: The housing area per capita has increased by 9%.

z Production and employment: The production and employment have not been affected too much.

z Economic income: The per capita net income has increased by 4%.

z Living quality: The living quality has not been changed too much.

(4) Sangzhi County Subproject

Submission of land acquisition for approval: Accomplished in 2006.

Land acquisition: Land of 57.82 mu has been expropriated, proceeding 86%.

Resettlement and relocation: 4 households, with 12 persons, have been relocated, proceeding 9%. Houses of 1,239.19 m2 have been demolished, proceeding 7%.

Resettlement of enterprises and institutions: Having proceeded 13%.

Construction of resettlement area: Having accomplished.

Resettlement investment: Funds of RMB 4.20 million yuan have been appropriated, proceeding 20%. Funds of RMB 3.9411 million yuan have been invested, proceeding 19%.

Compensation standard: New standards have been executed, higher than planned standard.

Resettlement progress: Lagging behind.

Resettlement effects (in 2 sample households):

z Housing condition: According to the investigation to two sample households, the housing area per capita of one household has decreased by 36% while the other has increased by 158%, but the housing qualities of both households have been improved.

z Production and employment: The production and employment have not been affected too much.

z Economic income: The per capita net income has increased and the economic income has exceeded the level before.

z Living quality: The living quality has been improved in general.

(5) Huaihua City Subproject

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Submission of land acquisition for approval: Accomplished in 2006.

Land acquisition: Land of 377.725 mu has been expropriated, proceeding 92%.

Resettlement and relocation: 120 households, with 378 persons, have been relocated, proceeding 86%. Houses of 17,335.295 m2 have been demolished, proceeding 72%.

Resettlement of enterprises and institutions: Having been accomplished.

Construction of resettlement area: In construction.

Resettlement investment: Funds of RMB 42 million yuan have been appropriated, proceeding 64%. Funds of RMB 41.5157 million yuan have been invested, proceeding 63%.

Compensation standard: Higher than planned standard.

Resettlement progress: Lagging behind.

Resettlement effects (in 10 sample households):

z Housing condition: The investigated locates are still in transfer process, so the houses have not been well constructed yet.

z Production and employment: The production and employment have not been affected too much.

z Economic income: The per capita net income has decreased by 10%.

z Living quality: The living quality has become worse after relocation.

(6) Yongzhou City Subproject

Submission of land acquisition for approval: Accomplished in 2007.

Land acquisition: Land of 732.094 mu has been expropriated, proceeding 80%.

Resettlement and relocation: 97 households, with 333 persons, have been relocated, proceeding 31%. Houses of 9,690 m2 have been demolished, proceeding 23%.

Resettlement of enterprises and institutions: Having proceeded 16%.

Construction of resettlement area: One area has been constructed, and land acquisition of another area is in progress.

Resettlement investment: Funds of RMB 40 million yuan have been appropriated, proceeding 80%. Funds of RMB 38.1539 million yuan have been invested, proceeding 76%.

Compensation standard: Higher than planned standard.

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Resettlement progress: Lagging behind.

Resettlement effects (in 10 sample households):

z Housing condition: The housing area per capita has increased by 145% and the housing quality has been improved.

z Production and employment: The production and employment have not been affected too much.

z Economic income: The per capita net income has increased and the economic income has exceeded the level before.

z Living quality: The living quality has been improved in general.

(7) Chenxi County Subproject

Submission of land acquisition for approval: Accomplished in 2008.

Land acquisition: Land of 20.22 mu has been expropriated, proceeding 43%.

Resettlement and relocation: Not started yet.

Resettlement and of enterprises and institutions: No enterprises and institutions in the resettlement plan.

Construction of resettlement area: No collective resettlement area is planned.

Resettlement investment: Funds of RMB 1.9 million yuan have been appropriated, proceeding 100%. Funds of RMB 1.341135 million yuan have been invested, proceeding 71%.

Compensation standard: Higher than planned standard.

Resettlement progress: Lagging behind.

Resettlement effects: The demolition work has not been launched yet.

12.2 Non-core Subprojects

Resettlement work of the non-core subprojects has been launched in succession, but only 5 of them, i.e. Cili, Xiangtan, Xupu, Shimen and Fenghuang, have been signed into the contracts of resettlement external monitoring and evaluation. The contracts of resettlement external monitoring and evaluation of other subprojects have not been sighed. Till now, our monitors have finished the primary investigation and the monitoring and evaluation of the 1st and 2nd periods to the 5 contracted subprojects.

Much attention has been paid to the demolition and resettlement work of this project by the PMOs of the 5 subprojects and local governments. They established and improved resettlement executing agencies

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See Table 12-2 for the detailed implementation progresses of non-core subprojects.

(1) Cili County Subproject

Submission of land acquisition for approval: Accomplished in 2007.

Land acquisition: Land of 79 mu has been expropriated, proceeding 53%.

Resettlement and relocation: 7 households, with 25 persons, have been relocated, proceeding 18%. Houses of 767 m2 have been demolished, proceeding 9%.

Resettlement of enterprises and institutions: Having been accomplished.

Construction of resettlement area: No resettlement area is planned.

Resettlement investment: Funds of RMB 0.5207 million yuan have been appropriated, proceeding 5%. Funds of RMB 0.4426 million yuan have been invested, proceeding 5%.

Compensation standard: Higher than planned standard.

Resettlement progress: Lagging behind.

Resettlement effects (in 7 sample households):

z Housing condition: The housing area per capita has increased by 20% and the housing quality has been obviously improved.

z Production and employment: The production and employment have not been affected too much.

z Economic income: The per capita net income has increased by 9% and the economic income has exceeded the level before.

z Living quality: The living quality has been relatively improved in general.

(2) Xiangtan City Subproject

Submission of land acquisition for approval: Accomplished in 2005.

Land acquisition: Land of 55 mu has been expropriated, proceeding 11%.

Resettlement and relocation: 96 households, with 327 persons, have been relocated, proceeding

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57%. Houses of 11,201m2 have been demolished, proceeding 64%.

Resettlement of enterprises and institutions: Having accomplished by 200%.

Construction of resettlement area: No resettlement area is planned.

Resettlement investment: Funds of RMB 31 million yuan have been appropriated, proceeding 94%. Funds of RMB 31 million yuan have been invested, proceeding 94%.

Compensation standard: Higher than planned standard.

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Table 12-2 Summary Table for Processes of Land Acquisition, Resettlement and Related Works of Non-core Subprojects

Cili Xiangtan Xupu Shimen Fenghuang Subprojects Time Unit Quantity Percentag e Quantity Percentag e Quantity Percentag e Quantity Percentag e Quantity Percentage Establishment of Resettlement In June, 2007 In July, 2005 In June, 2007 In June, 2005 In September, 2007 Institutions In plan mu 149 500 109 279 11 Permanent Land Acquisition By 2008 mu 79 53% 55 11% 20 18% 168 60% 0.338 3% Total mu 79 53% 55 11% 20 18% 168 60% 0.338 3% In plan m2 8623 17476 13962 22635 9194 Demolished By 2008 m2 967 11% 11201 33% 6902 49% Houses Total m2 967 11% 11201 64% 6902 49% Demolition and In plan Piece 40 167 43 148 64 Relocated Resettlement of By 2008 Piece 7 18% 96 57% 15 35% Households Households Total Piece 7 18% 96 57% 15 35% In plan Piece 40 167 43 148 53 Resettlement By 2008 Piece 7 18% 96 57% 15 35% Total Piece 7 18% 96 57% 15 35% In plan Piece 1 7 11 1 5 Relocation and Construction of By 2008 Piece 1 100% 14 200% 1 9% Enterprises and Institutions Total Piece 1 100% 14 200% 1 9% Construction of Resettlement Areas No planned area No planned area To be further planned To be further planned To be further planned In plan Person 14 11 10 23 24 Supporting to Vulnerable Groups Total Person 1 7% 0 0% 1 10% Distribution of Information Booklets Finished in Feb., 2008 Finished in Jul, 2005 Finished in Mar., 2008 Finished in Mar., 2008 Finished in Jun.,2008 Public Participation and Consultation Meetings, Evidentiary Consultation and Hearing Meetings, Bulletin Posters and Finished in Feb., 2008 Finished in Jul, 2005 Finished in Apr., 2008 Finished in Apr., 2008 Finished in Dec., 2008 Information Compensation Standard Publication, Disclosure etc.

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Resettlement progress: Considerably faster progress.

Resettlement effects (in 30 sample households):

z Housing condition: The housing area per capita has increased by 40% and the housing quality has been obviously improved.

z Production and employment: The production and employment have not been affected too much.

z Economic income: The per capita net income has increased by 16% and the economic income has exceeded the level before.

z Living quality: The living quality has been relatively improved in general.

(3) Xupu County Subproject

Submission of land acquisition for approval: Accomplished in 2008.

Land acquisition: Land of 20 mu has been expropriated, proceeding 18%.

Resettlement and relocation: 15 households, with 100 persons, have been relocated, proceeding 35%. Houses of 6,902m2 have been demolished, proceeding 49%.

Resettlement of enterprises and institutions: Not started yet.

Construction of resettlement area: To be further planned.

Resettlement investment: Funds of RMB 1.46 million yuan have been appropriated, proceeding 14%. Funds of RMB 1.46 million yuan have been invested, proceeding 14%.

Compensation standard: Higher than planned standard.

Resettlement progress: Lagging behind.

Resettlement effects (in 13 sample households):

z Housing condition: The housing area per capita has increased by 214% and the housing quality has been obviously improved.

z Production and employment: The production and employment have not been affected too much.

z Economic income: The per capita net income has increased by 11% and the economic income has exceeded the level before.

z Living quality: The living quality has been relatively improved in general.

(4) Shimen County Subproject

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Submission of land acquisition for approval: Accomplished in 2008.

Land acquisition: Land of 168 mu has been expropriated, proceeding 60%.

Resettlement and relocation: Not started yet.

Resettlement of enterprises and institutions: Not started yet.

Construction of resettlement area: Not started yet.

Resettlement investment: Funds of RMB 4.40 million yuan have been appropriated, proceeding 20%. Funds of RMB 4.102 million yuan have been invested, proceeding 19%.

Compensation standard: Higher than planned standard.

Resettlement progress: Lagging behind.

(5) Fenghuang County Subproject

Submission of land acquisition for approval: Accomplished in 2008.

Land acquisition: Land of 0.338 mu has been expropriated, proceeding 3%.

Resettlement and relocation: Not started yet.

Resettlement of enterprises and institutions: Not started yet.

Construction of resettlement area: Not started yet.

Resettlement investment: Funds of RMB 13.54 thousand yuan have been appropriated, proceeding 0.2%. Funds of RMB 13.54 thousand yuan have been invested, proceeding 0.2%.

Compensation standard: Higher than planned standard.

Resettlement progress: Lagging behind.

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