ICONIQ Capital, LLC Form 13F-HR Filed 2021-08-13

SECURITIES AND EXCHANGE COMMISSION

FORM 13F-HR Initial quarterly Form 13F holdings report filed by institutional managers

Filing Date: 2021-08-13 | Period of Report: 2021-06-30 SEC Accession No. 0001567619-21-015469

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FILER ICONIQ Capital, LLC Mailing Address Business Address 394 PACIFIC AVE. 394 PACIFIC AVE. CIK:1569709| IRS No.: 000000000 | State of Incorp.:DE | Fiscal Year End: 1231 2ND FLOOR 2ND FLOOR Type: 13F-HR | Act: 34 | File No.: 028-15353 | Film No.: 211171556 SAN FRANCISCO CA 94111 SAN FRANCISCO CA 94111 415-937-7763

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE OMB Number: 3235-0006 COMMISSION Expires: July 31, 2015 Washington, D.C. 20549 Estimated average burden hours per response: 23.8 FORM 13F

FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06-30-2021 Check here if Amendment: ☐ Amendment Number: This Amendment (Check only one.): ☐ is a restatement. ☐ adds new holdings entries.

Institutional Investment Manager Filing this Report: Name: ICONIQ Capital, LLC Address: 394 PACIFIC AVE. 2ND FLOOR SAN FRANCISCO, CA 94111 Form 13F File Number: 028-15353

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager: Name: Jason Craig Title: CCO and Counsel Phone: 415-967-7763

Signature, Place, and Date of Signing: /s/ Jason Craig New York, NEW YORK 08-13-2021 [Signature] [City, State] [Date]

Report Type (Check only one.): ☒ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ☐ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ☐ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

Form 13F Summary Page Report Summary: Number of Other Included Managers: 7 Form 13F Information table Entry Total: 80 Form 13F Information table Value Total: 15253919 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name CIK 1 028-20400 ICONIQ Strategic Partners II GP, L.P. 0001702932 2 028-20401 ICONIQ Strategic Partners III GP, L.P. 0001766963

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document No. Form 13F File Number Name CIK 3 028-20402 ICONIQ Strategic Partners IV GP, L.P. 0001785120 4 028-20419 ICQ Management, LLC 0001596724 5 028-21232 ICONIQ Strategic Partners V GP, L.P. 0001825883 6 028-20407 ICQ BB GP, LLC 0001832801 7 ICONIQ Strategic Partners GP, L.P. 0001688390

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0006 Washington, D.C. 20549 Expires: July 31, 2015 Estimated average burden FORM 13F hours per response: 23.8

FORM 13F INFORMATION TABLE

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE ACTIVISION BLIZZARD INC COM 00507V109 7,534 78,943 SH SOLE 78,943 0 0 AIRBNB INC COM CL A 009066101 6,409 41,853 SH SOLE 41,853 0 0 AIRBNB INC COM CL A 009066101 70,996 463,604 SH DFND 1 0 463,604 0 AIRBNB INC COM CL A 009066101 313 2,045 SH DFND 4 0 2,045 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 36,312 160,120 SH SOLE 160,120 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 17,439 76,900 SH DFND 4 0 76,900 0 ALPHABET INC CAP STK CL C 02079K107 739 295 SH SOLE 295 0 0 ALPHABET INC CAP STK CL A 02079K305 5,142 2,106 SH SOLE 2,106 0 0 AMAZON COM INC COM 023135106 16,255 4,725 SH SOLE 4,725 0 0 APPLE INC COM 037833100 1,408 10,277 SH SOLE 10,277 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 397 1,430 SH SOLE 1,430 0 0 BILL COM HLDGS INC COM 090043100 12,823 70,000 SH DFND 3 0 70,000 0 BLUE OWL CAPITAL INC COM CL A 09581B103 386,400 30,000,000 SH DFND 6 0 30,000,000 0 BLUE OWL CAPITAL INC COM CL A 09581B103 257,600 20,000,000 SH DFND 0 20,000,000 0 CHROMADEX CORP COM NEW 171077407 12,782 1,296,354 SH DFND 4 0 1,296,354 0 COINBASE GLOBAL INC COM CL A 19260Q107 87,851 346,824 SH SOLE 346,824 0 0 CORTEXYME INC COM 22053A107 976 18,420 SH SOLE 18,420 0 0 CROWDSTRIKE HLDGS INC CL A 22788C105 18,848 75,000 SH DFND 3 0 75,000 0 DATADOG INC CL A COM 23804L103 2,813 27,027 SH SOLE 27,027 0 0 DATADOG INC CL A COM 23804L103 312,240 2,999,457 SH DFND 1 0 2,999,457 0 DATADOG INC CL A COM 23804L103 88,021 845,706 SH DFND 2 0 845,706 0 DATADOG INC CL A COM 23804L103 54,642 525,000 SH DFND 3 0 525,000 0 FACEBOOK INC CL A 30303M102 50,978 146,610 SH SOLE 146,610 0 0 GOODRX HLDGS INC COM CL A 38246G108 28,808 800,000 SH DFND 5 0 800,000 0 HONEST CO INC COM 438333106 44,249 2,733,115 SH DFND 7 0 2,733,115 0 INTUIT COM 461202103 1,028 2,097 SH SOLE 2,097 0 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 457 7,495 SH SOLE 7,495 0 0 ISHARES GOLD TR ISHARES 464285105 10,773 319,592 SH SOLE 319,592 0 0 ISHARES TR RUS 1000 ETF 464287622 20,811 85,969 SH SOLE 85,969 0 0 ISHARES TR MSCI ACWI ETF 464288257 151,578 1,497,955 SH SOLE 1,497,955 0 0 ISHARES TR SELECT DIVID ETF 464287168 573 4,917 SH SOLE 4,917 0 0 ISHARES TR S&P 100 ETF 464287101 686 3,496 SH SOLE 3,496 0 0 ISHARES TR CORE S&P SCP ETF 464287804 269 2,382 SH SOLE 2,382 0 0 ISHARES TR CORE S&P500 ETF 464287200 7,497 17,439 SH SOLE 17,439 0 0 ISHARES TR CORE MSCI EAFE 46432F842 3,190 42,616 SH SOLE 42,616 0 0 JD.COM INC SPON ADR CL A 47215P106 2,344 29,373 SH SOLE 29,373 0 0 KODIAK SCIENCES INC COM 50015M109 105,019 1,129,238 SH SOLE 1,129,238 0 0 MARQETA INC CLASS A COM 57142B104 8,317 296,296 SH DFND 2 0 296,296 0 MERCADOLIBRE INC COM 58733R102 13,364 8,579 SH SOLE 8,579 0 0 MICROSOFT CORP COM 594918104 3,563 13,152 SH SOLE 13,152 0 0 NXP SEMICONDUCTORS N V COM N6596X109 3,594 17,472 SH SOLE 17,472 0 0 PAYPAL HLDGS INC COM 70450Y103 273 938 SH SOLE 938 0 0 PROCORE TECHNOLOGIES INC COM 74275K108 2,631,077 27,710,134 SH DFND 1 0 27,710,134 0 PROCORE TECHNOLOGIES INC COM 74275K108 1,222,677 12,877,065 SH DFND 2 0 12,877,065 0 PROCORE TECHNOLOGIES INC COM 74275K108 596,317 6,280,324 SH DFND 3 0 6,280,324 0 PROCORE TECHNOLOGIES INC COM 74275K108 27,757 292,335 SH DFND 5 0 292,335 0

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document QUALCOMM INC COM 747525103 2,787 19,499 SH SOLE 19,499 0 0 RELAY THERAPEUTICS INC COM 75943R102 3,465 94,697 SH SOLE 94,697 0 0 ROBLOX CORP CL A 771049103 389 4,325 SH SOLE 4,325 0 0 SALESFORCE COM INC COM 79466L302 3,769 15,430 SH SOLE 15,430 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 397 7,372 SH SOLE 7,372 0 0 SNOWFLAKE INC CL A 833445109 1,959 8,100 SH SOLE 8,100 0 0 SNOWFLAKE INC CL A 833445109 7,612,695 31,483,437 SH DFND 2 0 31,483,437 0 SNOWFLAKE INC CL A 833445109 268,559 1,110,667 SH DFND 3 0 1,110,667 0 SNOWFLAKE INC CL A 833445109 124,278 513,969 SH DFND 5 0 513,969 0 SPDR GOLD TR GOLD SHS 78463V107 45,053 272,007 SH SOLE 272,007 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 28,425 624,722 SH SOLE 624,722 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 4,276 9,989 SH SOLE 9,989 0 0 SPRINKLR INC CL A 85208T107 243,720 11,836,794 SH DFND 1 0 11,836,794 0 SPRINKLR INC CL A 85208T107 281,990 13,695,496 SH DFND 7 0 13,695,496 0 SQUARE INC CL A 852234103 234 960 SH SOLE 960 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 315 1,779 SH SOLE 1,779 0 0 TWILIO INC CL A 90138F102 516 1,310 SH SOLE 1,310 0 0 UBER TECHNOLOGIES INC COM 90353T100 586 11,689 SH SOLE 11,689 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 3,033 29,793 SH SOLE 29,793 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 379 1,323 SH SOLE 1,323 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 32,047 143,826 SH SOLE 143,826 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2,782 7,070 SH SOLE 7,070 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 2,443 23,579 SH SOLE 23,579 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 26,838 399,024 SH SOLE 399,024 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 290 4,575 SH SOLE 4,575 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 27,138 329,700 SH SOLE 329,700 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1,834 33,763 SH SOLE 33,763 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 3,187 61,863 SH SOLE 61,863 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 24,759 135,656 SH SOLE 135,656 0 0 WEST PHARMACEUTICAL SVSC INC COM 955306105 4,146 11,546 SH SOLE 11,546 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 3,859 31,577 SH SOLE 31,577 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 4,232 10,934 SH SOLE 10,934 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 120,759 312,014 SH DFND 2 0 312,014 0 ZYMERGEN INC COM 98985X100 39,641 990,765 SH DFND 4 0 990,765 0