1 Thermoregulatory windows in Darwin’s Finches
2
3
4 Glenn J. Tattersall*a, Jaime A. Chavesb,c, Raymond M. Dannerd
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6 aDepartment of Biological Sciences, Brock University, St. Catharines, ON, L2S3A1, Canada
7 bUniversidad San Francisco de Quito, Colegio de Ciencias Biológicas y Ambientales,
8 Extensión Galápagos, Campus Cumbayá, Quito, Ecuador
9 cGalápagos Science Center, Universidad San Francisco de Quito and The University of North
10 Carolina at Chapel Hill, San Cristóbal Island, Galápagos, Ecuador
11 dDepartment of Biology and Marine Biology, University of North Carolina Wilmington, 601
12 S. College Rd, Wilmington, NC, USA 28403
13 *Corresponding author: [email protected]
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15 Accepted: August 31, 2017
16 Journal: Functional Ecology
17 Article ID: FEC12990
18 Article DOI: 10.1111/1365-2435.12990
19 Internal Article ID: 14640567
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21
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22 Summary
23 1. Darwin’s finches have been the focus of intense study demonstrating how climatic
24 fluctuations coupled with resource competition drive the evolution of a variety of bill
25 sizes and shapes. The bill, as other peripheral surfaces, also plays an important role in
26 thermoregulation in numerous bird species. The avian bill is vascularized, while limbs
27 have specialized vasculature that facilitate heat loss or heat conservation (i.e., they are
28 thermoregulatory windows).
29 2. The Galápagos Islands, home to Darwin’s finches, have a hot and relatively dry climate
30 for approximately half of the year, during which thermoregulatory windows (i.e.
31 surfaces) could be important for thermoregulation and the linked challenge of water
32 balance.
33 3. We hypothesized that Darwin’s finch bills have evolved in part for their role in
34 thermoregulation, possibly co-opted, following adaptation for other functions, such as
35 foraging. We predicted that bills of Darwin’s finches are effective thermoregulatory
36 windows, and that species differences in bill morphology, along with physiology and
37 behavior, lead to differences in thermoregulatory function.
38 4. To test these hypotheses, we conducted a field study to assess heat exchange and
39 microclimate use in three ground finch species and sympatric cactus finch (Geospiza
40 spp.). We collected thermal images of free-living birds during a hot and dry season and
41 recorded microclimate data for each observation. We used individual thermographic
42 data to model the contribution of bills, legs, and bodies to overall heat balance and
43 compared surface temperatures to those from dead birds to test physiological control
44 of heat loss from these surfaces. We derived and compared species-specific threshold
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45 environmental temperatures, which are indicative of a species’ thermally neutral
46 temperature.
47 5. In all species, the bill surface was an effective heat dissipater during naturally
48 occurring warm temperatures. As expected, we found that finches controlled surface
49 temperatures through physiology and that young birds had higher surface
50 temperatures than adults. Larger bills contributed proportionally more to overall heat
51 loss than smaller bills.
52 6. We demonstrate here that related, sympatric species with different bill sizes exhibit
53 different patterns in the use of these thermoregulatory structures, supporting a role for
54 thermoregulation in the evolution and ecology of Darwin’s finch morphology.
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56 Key-words: bill size, heat exchange, heat stress, operative temperature, thermography,
57 thermal niche, thermoneutrality, critical temperature
58
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59 Introduction
60 The avian bill is the archetypal example for how evolution shapes morphology in
61 response to changing environments (Symonds & Tattersall 2010; Tattersall, Arnaout &
62 Symonds 2016). Variation within and between bird species’ bills have been interpreted in
63 light of differences in foraging behavior and diet, and studies of the avian bill provide some
64 of the strongest evidence of the effects of limiting food supply and competition on a
65 morphological feature (Bowman 1961; Smith 1990; Remsen 1991; Benkman 1993; Matessi,
66 Griggio & Pilastro 2002; Herrel et al. 2005; Badyaev et al. 2008). Changes in average bill
67 size have also been associated with climate-induced changes in resource availability (Boag
68 & Grant 1981), and the addition and subtraction of potentially competitive species (Grant &
69 Grant 2006).
70 Avian bills also play an important role in body temperature (Tb) regulation
71 (Tattersall, Arnaout & Symonds 2016), and thus, energetics. Birds make use of their
72 exposed bills and limbs to dump body heat as their local ambient temperature approaches
73 Tb (Martineau & Larochelle 1988; Maloney & Dawson 1994; Wilson, Adelung & Latorre
74 1998; Tattersall, Andrade & Abe 2009; Greenberg et al. 2012); that is, these structures are
75 thermal windows. Endothermic animals adjust peripheral blood flow to their uninsulated
76 appendages in response to heat stress (Hill & Veghte 1976; Hagan & Heath 1980; Hill,
77 Christian & Veghte 1980; Buchholz 1996); as blood flow increases to appendages, the
78 transfer of internal body heat to the periphery increases, facilitating greater heat loss to a
79 cooler environment. The ramphotheca (horny bill covering) is vascularized (Midtgård
80 1980; Midtgård 1984; Van Hemert et al. 2012), and heat loss from bills can be substantial
81 (Hagan & Heath 1980; Scott et al. 2008; Tattersall, Andrade & Abe 2009). In the toco
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82 toucan, the bill can act as an adjustable thermal radiator of up to 400% of resting heat
83 production (Tattersall, Andrade & Abe 2009). The bill of song sparrows can account for 6–
84 8% of total body heat loss, and a subspecies that lives in hot and water limited sand dunes
85 has a larger bill that loses over 30% more heat than a subspecies found in mesic
86 environments. Furthermore, bill size correlates with summer temperatures, both within
87 (Greenberg & Danner 2012) and between species of sparrows (Greenberg et al. 2011),
88 suggesting that larger bill size may be selected to better dissipate heat in warm, water-
89 limited environments.
90 If appendages are important for heat and water balance, but critical for foraging and
91 resource acquisition, then these traits should be prone to evolutionary trade-offs or
92 reinforcement (Tattersall, Arnaout & Symonds 2016). To examine the interactions between
93 these selection pressures on morphological trait evolution, we chose a study system where
94 the variability in bill size is known to be critical to the acquisition of resources, but where
95 heat stress and water limitation are likely operating. Darwin’s finches are ideal for
96 comparative studies because they include several closely related, incipient species, with
97 vastly different bill sizes, and which have radiated to fill different niches. Occupancy of
98 different niches allowed us to compare the thermal biology of ecologically differentiated
99 taxa. The Galápagos Islands are characterized by variable and seasonal rainfall which
100 influence seed availability, but also introduce periodic heat and water stress to the
101 inhabitants (Grant 1986). Although the maximum temperatures in the Galápagos rarely
102 rise above 32–35°C (Trueman & d’Ozouville 2010), solar radiation is high, which can cause
103 high heat loads (Wolf & Walsberg 1996b). In water limited environments like the lowland
104 regions of the Galápagos (Fig. S1), costly evaporative mechanisms may drive selection not
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105 only on morphology, but also behavioral efficiency or physiological economy; verdins, for
106 example, conserve up to 75% of their evaporative water loss by avoiding sun and wind, and
107 thereby exhibit microsite selection to achieve favorable operative temperatures (Wolf &
108 Walsberg 1996b).
109 Operative temperature (Te) is often used to describe the thermal environment
110 because it represents an animal’s net heat transfer potential at the body surface, which is
111 the result of several factors in ecological settings (Porter and Gates 1969, Bakken and Gates
112 1975). Typically, Te is measured using artificial or specimen mounts of similar size and
113 physical dimensions to the live animal, although Te can be estimated from physical
114 equations that model heat transfer (Dzialowski 2005; Angilletta 2009). Formally, Te is the
115 realized temperature that produces the same level of heat or cold stress that the combined
116 effects of a specific air temperature, wind speed (which causes convection), and solar heat
117 load would produce (Angilletta 2009). For example, a low Te is associated with higher
118 wind speeds and lower solar heat loads, whereas a high Te is associated with low wind
119 speeds and high solar heat loads. Since the interface of heat transfer between the animal
120 and the environment is the body surface, whose temperature represents an averaging of
121 the core body temperature, combined with external heat loads, high Te values lead to high
122 body surface temperatures (see Fig. 1 for variation in finch body surface temperatures).
123 Birds therefore must balance their heat loads with changes in internal heat production,
124 evaporative heat dissipation, and cardiovascular changes to bring warm, core blood to the
125 surface. Although avian body temperatures typically range from 40 to 45 °C, they are also
126 labile in response to heat loading (Whitfield et al. 2015; McKechnie et al. 2016). Finally,
127 insulating surfaces like the plumage serve to insulate the body from losing heat in the cold,
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128 as well as to mitigate external heat loads being transferred to the skin at high Te. Since
129 plumage covers much of the body surface area, thermal windows such as bills and limbs
130 serve as a means to by-pass the plumage to dump excess heat and thereby reduce the
131 requirement for evaporative heat loss.
132 Assessing the functional role of the body surfaces in dynamic heat exchange is
133 challenging, especially in the field. This challenge can be overcome with infrared thermal
134 imaging, which allows for simultaneous temperature information to be obtained from all
135 surfaces of the body (McCafferty 2013; Tattersall 2016a). In combination with biophysical
136 models that incorporate simultaneous microhabitat parameters, the rate, direction, and
137 spatial contributions of heat transfer from the animal to the environment can be estimated.
138 Species with differently sized bills and limbs may have commensurately different heat
139 exchange patterns, which may in turn determine their thermal niche (Porter & Kearney
140 2009) and how traits related to thermoregulation have evolved. Within this context, we
141 hypothesized that the strikingly divergent bill morphology among Darwin’s finches
142 provides thermoregulatory windows that are of sizes consistent with the thermoregulatory
143 challenges experienced by each species in the wild. Darwin’s finches provide an ideal
144 system for studying hypotheses about trait evolution because they have experienced recent
145 and ongoing evolutionary radiations (Grant, 1986; Chaves et al. 2016), and they live in hot
146 and dry environments. We predicted that: i) bills in Darwin’s finches serve as
147 thermoregulatory windows to facilitate heat loss and gain; and ii) the thermoregulatory
148 function of the bill differs among species. To test these predictions, we measured surface
149 temperatures of free-living Darwin’s finches with non-invasive thermal imaging (Tattersall,
150 Andrade & Abe 2009; McCafferty 2013; Tattersall 2016a) and measured the birds’
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151 microclimates. First, we measured surface temperatures and estimated the amount of heat
152 lost from bills and other body surfaces and tested if these values differed among species.
153 To test if surface temperatures change because of physiological processes rather than
154 passive heating and cooling from the environment, we measured the differences between
155 surface temperatures in living and untreated, freshly deceased specimens in a range of
156 natural environmental conditions. Finally, we estimated the range of environmental
157 temperatures at which these surfaces lose heat (i.e. are effective thermoregulatory
158 windows) and tested if these values differed among species.
159 Material and Methods
160 Study Species and Location
161 Populations of the sympatric small (Geospiza fuliginosa, Gould 1837), medium (G.
162 fortis, Gould 1837), and large ground finches (G. magnirostris, Gould 1837) as well as the
163 cactus finch (G. scandens, Gould 1837) were studied at two sites on Santa Cruz Island,
164 Galápagos: El Garrapaterro (EG) and the Charles Darwin Research Station (CDRS).
165 Environmental variables
166 Environmental variables were collected during thermal image acquisition (see
167 below). Every bird (i.e., image) observation was accompanied by the following
168 environmental parameters: ambient temperature (Ta, °C), ground temperature (Tg, °C),
169 direct short-wave solar radiation or energy experienced by the bird (SE, W/m2), wind
170 speed (WS, m/s), and relative humidity (RH, %). Ta, WS, and RH were collected using a
171 portable weather device (Kestrel 4000, Kestrel Instruments) at or near (2-5 m) the position
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172 of the bird, and under similar shade conditions. Tg was obtained from each thermal image
173 (see below). SE was collected in a similar manner using a solar energy meter (DBTU1300
174 digital solar power meter, General Tools and Instruments) pointed vertically toward the
175 sky. RH values were converted to water vapor pressure (WVP, kPa) using standard
176 psychrometric equations (Parish & Putnam 1977), since RH was an inverse, highly
177 correlated function (r ~ -0.9) of Ta.
178 Principal Component Analysis of Environmental Variables
179 A data reduction approach to minimize multicollinearity, especially between Ta and
180 SE, was achieved using Principal Components Analysis (PCA) with the FactoMineR package
181 (Husson et al. 2016). All variables (Ta, Tg, SE, WS, and WVP) were centered and scaled to
182 unit variance prior to the PCA. The predominant axis (PC1) described a measure of heat
183 (temperature, solar energy), while the second axis (PC2) accounted for non-thermal
184 variables that changed throughout the day, namely water vapour and wind speed. With this
185 data reduction approach, PC1 explained >50% of the variation in the environmental
186 variables, allowing for surface temperatures to be assessed primarily using PC1.
187 Collection and Measurement of Thermal Images
188 Our goal was to collect thermal images of all species under the variety of
189 environmental conditions during which they were active. We imaged birds between the
190 hours of 0600 to 1700 over the course of 18 days. Thermal images of birds were collected
191 either by approaching birds just outside of their flight initiation distances (~2-3 m) or by
192 setting up thermal imaging cameras at ground sites where we had previously observed
193 finches to forage (Fig. 1). We have observed birds to forage at the same patch of ground
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194 (±2m) repeatedly over the course of many days. We were primarily constrained by the
195 requirement to obtain an unfettered view of an individual bird foraging in a readily
196 accessible habitat. As a result, most birds were imaged at openly accessible sites. Sample
197 effort did not differ throughout the active times of day: early morning (0600–0830), mid-
198 morning (0900–1200), and late afternoon (1400–1700) (hours spent per period, mean ±
199 95% CI: 2.1 ± 0.4, F2,6=0.38; P=0.7) and did not differ across days (F15,6=0.38; P=0.94). Birds
200 were less active between approximately noon and 1400 hours. During the sampling
201 periods, we covered each study location broadly and avoided capturing images of the same
202 bird multiple times by recognition of location, species, sex, and age in combination. Of the
203 543 images obtained, 47 (8.7%) were of birds banded in other studies. Of these 47 images,
204 13 were of a previously imaged individual, suggesting that we obtained repeated images
205 (i.e. repeated measures) for 27.7% of the banded population. However, recapture rates are
206 very low at CDRS (Hendry et al. 2009), suggesting that repeated measures for individuals
207 would be rare. The mean (± 95% CI) time interval between known repeats was 18.6 ± 12.7
208 hours, compared to a mean interval of 2.4 ± 0.2 minutes between all successive images,
209 suggesting independence in the physical parameters measured. Therefore, we treated each
210 image as an independent measurement. For each image, we recorded simultaneous
211 measurements of all environmental variables, species, sex (except in immatures), plumage
212 class (0-5; ref Bowman 1961) and age (adult vs. immature).
213 Thermal images were captured directly to raw format (FLIR JPG) using two different
214 thermal imaging cameras (FLIR T-300 with telephoto, resolution 320x240, and FLIR SC 660
215 with resolution 640x480, FLIR Systems). To allow for selection of ‘in-focus’ birds in flocks
216 and to minimize disturbance by observers, short videos (<10 seconds long) were collected
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217 directly to computers at ~10 frames/s using an acquisition program (ExaminIR, FLIR
218 Systems). Images of focal birds (identifiable from field notes) were subsequently extracted
219 from these raw videos. Image analysis followed that described previously (Tattersall,
220 Andrade & Abe 2009; Greenberg et al. 2012; McCafferty et al. 2013; Tattersall 2016a).
221 Emissivity of bird surfaces was assumed to be 0.96 (Tattersall 2016a), atmospheric
222 temperature set to Ta, reflected environmental temperature (required for temperature
223 estimation in thermal imaging software) was assumed to be the average of Tg and Ta, and
224 the object distance set to 3 meters. Using specialized software (ExaminIR, FLIR Systems),
225 regions of interest were digitally drawn to obtain the average surface temperature of the
226 bill (Tbill; the portion of the bill protruding from the face), the tarsi (Tlegs; we chose to
227 analyze the warmest leg, toes were not included because they could not be seen in the
228 images), the body (Tbody; the surface of the largest portion of the body visible in the image),
229 and the cheeks (Tcheeks; a crescent shape, concave side facing up, under the eye). We
230 calculated radiative and convective heat exchange from each surface (W/m2) as previously
231 described (Tattersall, Andrade & Abe 2009); our methods are detailed in the supporting
232 information.
233 To demonstrate evidence for physiological regulation of surface temperatures, we
234 also imaged 3 untreated, recently deceased specimens (one juvenile G. fortis, one female G.
235 fuliginosa, and one mature male G. fortis collected as fresh roadkill under GNP Permit No.
236 PC-05-13) positioned in natural postures, under a range of solar radiation and ambient
237 temperature conditions for comparison to live bird surface temperatures.
238 Statistical Analysis of Surface Temperatures and Heat Exchange in Relation to Environmental
239 Conditions (PC Scores) 11
240 To quantify the temperature of each body surface, and to test for differences among
241 species, we designed and fit linear models. We selected models that best fit the data by
242 using an information-theoretic approach (Burnham & Anderson 2002) based on AICc
243 (Akaike 1973). Candidate linear models included species, environmental variables PC1 and
244 PC2, interactions between species and environmental variables, and additive effects of
245 plumage class, reflective of our hypotheses and biological expectations. We excluded sex
246 because we were unable to identify the sex of all individuals. We chose the most
247 comprehensive model with a DAICc<2 or averaged across those models with DAICc<2. We
248 included null (i.e. intercept-only) models in each set of candidate models. We performed all
249 analyses with R (R Core Team 2016), and used the MuMIn package (Bartoń 2016) for
250 model selection and information-theoretic approach. Residuals were verified for normality
251 and homoscedasticity. We present DAICc values, model weights, effect sizes (r2 or partial
252 eta2), model coefficients (B), or marginal mean values (± model SE or 95% CI where
253 appropriate) as measures of support. We used confidence limits to assess model
254 parameters (Zuur 2009; Bates et al. 2015), and P values (Holm adjusted for multiple
255 comparisons) from targeted post-hoc tests of interaction contrasts using the phia package
256 (Rosario-Martinez 2015).
257 Calculation of Heat Exchange by Species
258 Heat exchange estimates (see supplementary methods for detailed calculations)
259 were conducted according to previous published studies (Tattersall, Andrade & Abe 2009;
260 McCafferty et al. 2013), and using the Thermimage package in R (Tattersall 2016b). We
261 present estimates of heat exchange (loss=negative, gain=positive) that can be attributed to
262 convection and radiation for the whole-body each of species. To assess the proportional
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263 role of the bill or legs in heat loss and gain, we fit linear mixed models of QBill or QLeg as a
264 function of QTot by species, and used the slope estimates as indicators of the proportion
265 heat exchanged by the appendage.
266 Calculation of Heat Exchange in Relation to Te and Threshold Te
267 For each image, we calculated Te according to Angilletta (2009; details in the
268 supporting information). We estimated the amount of heat lost or gained by each body
269 region in relation to Te by fitting separate linear models for each body region. In each
270 model, the response variable was heat loss from that region (qregion) and the predictor
271 variables included an interaction between Te and species. To determine the temperatures
272 at which thermoregulatory windows are effective at dissipating heat, we calculated
273 threshold environmental temperatures (threshold Te) for each body surface of each
274 species. At threshold Te, heat loss is equal to heat gain (i.e. Qtotal = 0 Watts; see
275 supplementary material for calculation of total heat exchange). Below threshold Te, the
276 surface releases heat to the environment (i.e. “negative heat gain”), and above the
277 threshold Te, the surface gains heat from the environment. We calculated threshold Te
278 based on predicted values of the linear models described above. To visually inspect
279 differences among species, we plotted estimates of heat exchange at three values of Te
280 spanning the ranges of experienced Te values.
281 Results
282 Environmental Variables
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283 Thermal variables, Ta, Tg, and SE loaded heavily onto PC1 (~58% of variance
284 explained), while WVP was the primary variable loading onto PC2 (~18% of explained
285 variance; Table 1). PC1 was also strongly related to the hour of day, following a quadratic
286 relationship (PC1 = -14.3 + 2.51*Hour – 0.100*Hour2, r2=0.504), peaking at midday.
287 Surface Temperatures in Relation to Environmental Conditions (PC Scores)
288 Surface temperatures of all body regions rose in relation to PC1 (i.e. increasing
289 ambient and ground temperatures, and solar energy), and the slope varied among species
290 (Fig. 2). For each body region, top ranked models included an interaction between PC1 and
291 Species (Tables S2–S5, top model weights ranged from 0.3 to 0.7). Partial eta squared (an r2
292 equivalent) values for PC1 were 0.67, 0.65, 0.81, and 0.61 for Tbill, Tleg, Tbody, and Tcheek,
293 respectively, whereas other parameters (PC2 and interactions) always exhibited partial eta
294 squared values of <0.1, demonstrating that PC1 robustly explained the majority of variance
295 in surface temperatures (Fig. 2). The PC1 by species interactions for all surfaces were
296 driven largely by lower slopes in G. fuliginosa (Tables S2–S5). Specifically, for bill
297 temperatures, the slope for G. fuliginosa was significantly lower than G. magnirostris, G.
298 scandens (post-hoc test P<0.001) and, nearly so with respect to G. fortis (P=0.06). For leg
299 surface temperatures, slopes differed between all species pairs (P<0.01) except for G. fortis
300 vs. G. magnirostris, G. fortis vs. G. scandens, and G. magnirostris vs. G. scandens. For body
301 surface temperatures, slopes differed between G. fuliginosa vs. G. fortis (P=0.029), G.
302 fuliginosa vs. G. magnirostris (P=0.0036) and G. fuliginosa vs. G. scandens (P<0.001). Cheek
303 surface temperature slopes in G. fuliginosa were lower than in G. scandens (P=0.0055),
304 while the remaining Species by PC1 slopes were all non-significant (P>0.05).
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305 Young birds had higher surface temperatures than adults, as evidenced by plumage
306 scores. Plumage class was observed in the top-ranking models for surface temperatures,
307 and was driven by elevated surface temperatures in young birds with plumage class 1
308 (Tables S2–S5; post-hoc comparisons to class 1 for all surfaces exhibited P<0.001).
309 Demonstration of Physiological Control of Thermoregulatory Windows
310 The relationships between the surface temperatures of the bill, legs, and plumage of
311 the dead birds and PC1 were highly linear (r2>0.9) with slopes that were ~2 times higher
312 than observed in live birds. As a result, the maximum surface temperatures in the
313 specimens for bill surface was 55.2°C, max leg surface: 49.9°C and max body surface:
314 57.3°C, compared to 44, 46, and 53°C in live birds. These results indicate differences in heat
315 transfer between live and dead birds, and are consistent with hypothesized physiological
316 control of thermoregulatory windows in live birds.
317 Heat Exchange by Species
318 QBill as a proportion of QTotal varied considerably among species (i.e. no overlap in
319 95% density limits), from 2.0% in G. fuliginosa, 3.2% in G. fortis, 4.3% in G. magnirostris,
320 and 3.0% in G. scandens (Table 2). QLeg was elevated compared to bills and was similar
321 across all 4 species (~6.2 to 6.9%). Overall, species typically gained radiative heat at a rate
322 of less than 2 Watts, and typically lost convective heat at a rate of less than 2 Watts (Fig.
323 S2). G. magnirostris were unique in never experiencing convective heat gain, and in
324 exhibiting more substantial radiative heat loss.
325 Heat Exchange in Relation to Te and Threshold Te
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2 326 Heat loss increased linearly with Te (r >0.6) and the slopes differed among species
327 (all linear models with Te by species interactions had P<0.0001). All body surfaces lost
328 heat at lower Tes and gained heat at elevated Tes. Threshold Tes followed a general pattern
329 for each species where the body showed the lowest threshold Te, followed by the legs, and
330 then by the bill (Fig. 3). For the bill, G. scandens stood out with the highest threshold Te
331 (40.6°C), and the three ground finches were very similar (36.6 to 38.8°C). Threshold Te for
332 legs were similar among all species (33.6 to 35.8°C). G. magnirostris showed the lowest
333 threshold Te for the body (29.2°C compared to 31–33°C).
334 For clarity, we present species differences in heat exchange (per m2) at 3 different
335 values of Te: 35°C (near the average Te), 40°C (near Tb), and 45°C (well above most Tes,
336 hypothetically causing thermal stress; Fig. 4). G. fuliginosa exhibited the highest area
337 specific heat exchange in absolute terms, with the bill releasing the most heat at low Te, and
338 the legs and body gaining the most heat at Te=45°C. Heat loss and gain was similar among
339 G. fortis, G. magnirostris, and G. scandens for all body regions. Overall, appendages are more
2 340 efficient (per m ) sources of heat loss at low Te, whereas the body surface is a large
2 341 potential absorber (per m ) of heat at high Te.
342 Discussion
343 Much of our current knowledge of avian thermoregulatory control derives from
344 laboratory studies (Wolf & Walsberg 1996b; Wolf & Walsberg 1996a; Tieleman,
345 Williams & Bloomer 2003; Wiersma et al. 2007; Whitfield et al. 2015), so it is
346 important to ask whether birds show evidence of active heat exchange regulation in
347 the field, since behavioral thermoregulation through microhabitat choice may be less
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348 costly and more effective (Angilletta 2009). Given previous research, we predicted that
349 bills of Darwin’s finches would be effective thermoregulatory windows and
350 demonstrate evidence of physiological control. Comparing surface temperatures of live
351 birds to recently killed specimens supports our first hypothesis that Darwin’s finches
352 actively regulate surface temperatures, especially in thermoregulatory windows like
353 the bills and limbs (Hagan & Heath 1980; Tattersall, Andrade & Abe 2009; Greenberg et
354 al. 2012). Birds are clearly experiencing high Te values that are reflected in the
355 measurements made on the specimens that could not escape the sun; the surface
356 extremities of live birds at high Te, however, were always substantially cooler than
357 those seen in dead birds. Typically, the leg, cheek, and bill temperatures did not rise
358 much above mid 40s (°C), which is only a few degrees above the expected Tb for birds,
359 whereas the dead birds showed surface temperatures well into the high 50s.
360 Thermoregulatory windows in Darwin’s finches vary in function depending on the
361 body region. Legs and bill surfaces warmed at steep slopes in relation to environmental
362 conditions (i.e. PC1), suggesting that they respond to altered heat loads through
363 physiological control more readily than other regions. In contrast, the shallow slope of
364 cheek temperature in relation to ambient (Fig. 2) suggests less physiological control
365 resulting from continuous rates of blood flow to a surface with low plumage thickness
366 (Klir, Heath & Bennani 1990; Tattersall 2016a), which we expect to be important for
367 supplying muscles of the jaw and face. In other words, highly vascularized surfaces
368 have surface temperatures closer to Tb, regardless of the ambient temperature or heat
369 load (Jessen 2001; Tattersall et al. 2012; Tattersall 2016a). Interestingly, the heavily
370 feathered body surface warmed at a steep slope in relation to PC1, which may result
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371 from the fact that plumage has a low solar reflectance and thermal inertia, and thus
372 would reach higher temperatures in the sun because little body heat will transfer
373 through the plumage (Wolf & Walsberg 1996b). Indeed, the maximum plumage
374 temperature observed among species was 44–53°C, compared to the lower range of
375 42–46°C in the legs, bill, and cheeks.
376 Young finches had overall warmer surfaces than adults. In particular, male birds
377 with juvenal plumage (plumage score 1) had consistently higher surface temperatures than
378 adults. This may result from active growth at that age, in which appendages require
379 continuous blood flow, thus bringing core body heat to the surface (Tattersall, Andrade &
380 Abe 2009). Feathers, as well, are newly matured at that age, and the insulating properties
381 not fully developed (Prum 1999), which may provide less resistance to heat transfer and
382 increase surface temperatures on feathered surfaces.
383 Our second prediction was that species differences in bill morphology, along with
384 physiology and behavior, would lead to differences in thermoregulatory function of the
385 bills. As thermoregulatory windows, Darwin’s finch bills appear to exchange from 2–4.5%
386 of total body heat exchange, although these proportions are underestimates based on the
387 presumed high thermal conductivity of non-insulated regions compared to the plumage
388 (i.e. plumage estimates of heat transfer are over estimated and thus, so are the total heat
389 exchange rates). Overall, appendages were more efficient sources of heat loss at low Te,
390 whereas the plumage (body surface) is a large potential absorber of heat at high Te, with
391 the caveat that plumage thermal resistance mitigates the absorption of heat to the skin. The
392 bill remains an effective heat dissipater at a Te of 35°C, while other regions of the body start
393 to become sources of heat gain. Bill surfaces also gain the smallest amount of heat (per
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394 surface area) at higher temperatures. These results support the hypothesis that the bill
395 behaves as a thermoregulatory device (Tattersall, Arnaout & Symonds 2016). Relatively
396 large bills did not seem to present greater challenges at low (i.e., 35°C) or high (45°C) Te.
397 That is, the species with the largest bills lose less heat per unit area at low temperatures
398 and gain less heat per unit area at the higher temps. Therefore, overall the proportional
399 amount of heat transferred across the bills is mostly a function of bill surface area relative
400 to body surface area.
401 The small ground finches (G. fuliginosa) stood apart from the remaining species,
402 since their surface temperatures were clearly cooler than expected at higher heat loads,
403 which may be due in part to capitalizing on higher wind speeds. In terms of bill surface
404 temperatures, G. fuliginosa may exhibit higher rates of respiratory water loss, which could
405 cool their non-insulating bill surfaces more effectively. If true, this has implications for
406 water balance, and may be one means by which the small ground finches expand or exploit
407 thermally challenging environments.
408 We subsequently calculated threshold Te values to define species-specific critical
409 temperatures at which the surface switches from net heat loss to heat gain. In principle,
410 threshold Te should conform to a combination of surface area:volume constraints (i.e.
411 shape) and the degree to which the bird exhibits control over blood flow to the surface (i.e.
412 higher threshold = higher thermal tolerance). For the bill, threshold Te was highest in G.
413 scandens, underscoring a wider thermal scope for the bill to lose heat, but within the 3
414 ground finches was nearly identical. Threshold Te for the body much lower, reflective of
415 surface area:volume constraints and ranged from ~29 to 32°C, being lowest for the largest
416 species (G. magnirostris), and highest for the smallest species (G. fuliginosa). These
19
417 threshold values provide insight into how regional heat exchange operates, and suggest
418 there is scope in each species for the recruitment of heat loss from the legs and the bills in
419 nature, since the threshold temperatures for the appendages are much higher than that for
420 the body.
421 That the threshold Te values for the bills were similar among the 3 ground finches,
422 but higher in the cactus finch, suggests that putative selection on bill form and function as a
423 radiator is phylogenetically constrained. Bill and skull shapes are constrained by and
424 strongly coupled to size (Bright et al. 2016), and thus, novelty in function would be
425 required to break this genetic “lock”. This likely applies to our study group where the three
426 sister species of ground finches in Santa Cruz show a high correlation between body and
427 beak size, genetically controlled by a few similar loci (Chaves et al. 2016). It is plausible
428 that the different foraging behavior of the cactus finch has “unlocked” regulatory control
429 over bill length and extended potential thermoregulatory function of the bill. How do we
430 interpret these results with respect to activity or habitat use? The cactus finch for example,
431 appears truly more tolerant of heat given their higher threshold Te. These observations are
432 consistent with G. scandens’ lower dependence on rainfall (Boag & Grant 1984) and
433 tendency to forage in the open, suggesting that different physiological tolerances to heat or
434 water stress have evolved. Given their exploitation of a liquid-rich food resource (e.g.
435 nectar), it is expected that they would not be as water limited, and may be able to forage
436 under higher heat loads while relying on evaporative cooling. The large ground finch,
437 which has a lower threshold body Te may have a greater ability to dominate water
438 resources that would allow this species to forage in the heat using evaporative heat
20
439 dissipation, or have altered foraging behavior (Schluter 1982) that minimizes time spent at
440 high heat loads.
441 Conclusions
442 Due to their recent and ongoing radiation, Darwin’s finches are an exemplary study
443 system for exploring the role of morphological trait evolution on physiological function. We
444 demonstrate here that closely related species that live in sympatry exhibit different
445 patterns in the use of bills as thermoregulatory structures, supporting the growing
446 evidence that avian bills contribute significantly to the evolution of thermal balance
447 (Tattersall, Andrade & Abe 2009; Symonds & Tattersall 2010; Greenberg et al. 2012;
448 Tattersall, Arnaout & Symonds 2016; van de Ven et al. 2016). We also demonstrate how a
449 threshold temperature for each species can be estimated using steady state modelling of
450 heat exchange. The threshold Te would relate to critical temperatures commonly associated
451 with physiological thresholds measured in laboratory studies, while benefiting from being
452 associated with natural microhabitat selection. In spite of their different sizes, the three
453 ground finches exhibited similar critical temperatures for bill radiator function suggesting
454 that vascular control within the bills is stabilized to match the optimal temperature of birds
455 under their natural environmental conditions. These results are consistent with the
456 evolution of Darwin’s finch bills for thermoregulation, possibly through co-option
457 (Tattersall, Arnaout & Symonds, 2016) following divergent selection for foraging.
458
21
459 Authors Contributions
460 GJT, RMD, and JAC conceived the ideas and designed the methodology. GJT, RMD, and JAC
461 collected the data. GJT and RMD analyzed the thermal images. GJT conducted the
462 statistical analysis. GJT and RMD led the writing of the manuscript. All authors contributed
463 critically to the drafts and gave final approval for publication.
464
465 Acknowledgments
466 We would like to thank and acknowledge Dr. Russell Greenberg for initiating and
467 facilitating many of the ideas presented in this study, and who sadly passed away before
468 the manuscript was written. Research funding for this study was kindly provided by the
469 National Geographic Society, the Smithsonian Migratory Bird Center, the Galápagos
470 Institute for the Arts and Sciences-Universidad San Francisco de Quito Grant, and the
471 Natural Sciences and Engineering Research Council of Canada (RGPIN-2014-05814).
472 Logistical support was kindly provided by the Charles Darwin Research Station and the
473 Galápagos National Park. Permits to conduct research were provided by the Galápagos
474 National Park Service (Authorization No. PC-05-13). Ethical oversight and approval for the
475 fieldwork was provided by the Smithsonian’s National Zoological Park IACUC (ACUC No.
476 NZP 13-04).
477
478 Data Accessibility
479 Data will be made available on Data Dryad: Dryad entry doi:10.5061/dryad.t4k41
22
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27
627 SUPPORTING INFORMATION
628 Additional supporting information may be found in the online version of this article.
629
630 Appendix S1 Supporting Methods
631 Figure S1 Galápagos weather patterns
632 Figure S2 Total heat exchange rates by species
633 Table S1 Morphological parameters
634 Table S2 Statistical tables for bill surface temperatures
635 Table S3 Statistical tables for leg surface temperatures
636 Table S4 Statistical tables for body surface temperatures
637 Table S5 Statistical tables for cheek surface temperatures
28
638 Table 1. Loading scores onto the first 4 dimensions (PC1-PC4) for the principal 639 components analysis of the environmental variables from the field thermography 640 measurements. 641 Parameter PC1 PC2 PC3 PC4
Ta (°C) 0.462 0.3169 -0.4864 0.5115
Tg (°C) 0.542 -0.0816 -0.3058 -0.0725 SE (W/m2) 0.483 -0.3673 -0.0534 -0.6475 WVP (kPa) 0.317 0.7638 0.4978 -0.2598 WS (m/s) 0.399 -0.4179 0.6475 0.4963 Eigenvalue 2.890 0.8822 0.6726 0.4202 Percent Variance 57.793 17.6447 13.4519 8.4031 642
29
643 Table 2. Bill and leg heat exchange as proportions of total heat exchange.
Species Region B SE LDL UDL G. fuliginosa Bill 0.02002 0.0003150 0.01941 0.02064 G. fortis Bill 0.03233 0.0004098 0.03151 0.03310 G. magnirostris Bill 0.04257 0.0005042 0.04162 0.04355 G. scandens Bill 0.03013 0.0004395 0.02930 0.03099 G. fuliginosa Leg 0.06502 0.0005795 0.06389 0.06616 G. fortis Leg 0.06556 0.0007426 0.06414 0.06693 G. magnirostris Leg 0.06235 0.0009146 0.06052 0.06415 G. scandens Leg 0.06938 0.0008182 0.06787 0.07096 644 Parameter estimates (B) ± unconditional standard errors (SE) from the linear models of 645 the regional heat exchange as a function of total heat exchange. The 95% density limits for 646 each parameter are indicated by LDL and UDL.
30
647 Figure Captions
648
649 Figure 1. Sample of thermal images of Darwin’s finches in the field, demonstrating the
650 array of surface temperature responses. Each image has been scaled to different midpoint
651 temperatures but similar ranges (ΔT=20°C) from lowest to highest temperature (color bar
652 on right). Air temperature (Ta) and solar radiation (SE) are noted for each image, along
653 with mean values for leg, bill, and dorsal feather surface. Depicted are: a) G. fuliginosa in
654 shade; b) G. fortis with one leg vasodilated; c) G. fuliginosa with one leg vasodilated and
655 warm bill; d) G. fortis choosing cooler ground temperature under high SE conditions; e) G.
656 fortis with both legs vasodilated; f) G. fortis landed on hot rock; g) G. magnirostris resting on
657 a branch; h) G. fuliginosa foraging in the shade and avoiding the sun at peak heat; i) G.
658 fuliginosa (drinking from artificial water source) with Pox infection on legs showing
659 intense vasodilation; j) G. scandens in full sun.
660
661 Figure 2. Surface temperatures and model fit (± 95% CI) for four species of Darwin’s
662 finches obtained using infrared thermal imaging in the field. Regions of interest (bill, legs,
663 body, and cheek) were measured using thermal imaging software to estimate surface
664 temperature as a function of PC scores of independently measured environmental
665 variables. PC1 was associated positively with Ta, Tg and SE. Where appropriate, PC2 was
666 set to 0 (mean value) to construct the model fits.
667
668 Figure 3. Threshold Te (model fit ± 95% CI) where bill, legs, and body respectively
669 exchange zero heat with the environment, for all four species of Darwin’s finches examined.
31
670 Below threshold Te, the body loses heat to the environment, and above threshold Te, the
671 body region is a net absorber of heat from solar and ground radiation.
672
673 Figure 4. Area specific heat exchange (W/m2) for three difference regions (bill, legs, and
674 body) in the four Darwin’s finches examined. Negative values for heat exchange represent
675 heat loss and positive values represent heat gain. Values are model fits (± 95% CI)
676 calculated for three different Te values (35, 40, 45°C, listed above each facet) derived from a
677 linear model.
678
679
32
a Ta=26.2 b Ta=25.6 c Ta=26.2 SE=113 SE=84 SE=61 37.7
30.5 33.5 31.7 31.6
36.4 36.5 36.6 Ta=27.2 36.5 e SE=73
37.5 31.7 d g Ta=30.3 SE=270
39.6 38.1 36.6 34.2 T =32.8 36.1 a f SE=390
40.1 40.6 37.1 35.9 Ta=31.3 SE=810 40.9 h j
i 43.2 38.9
37.5 37.3 37.6 31.6
37.9 39.8 40.1 T =28.4 Ta=32.1 Ta=27.1 a 680 SE=1100 (80 in shade) SE=50 SE=450 681
682 Figure 1.
33
Bill Leg
50
40
30
20 Species G. fuliginosa
Body Cheek G. fortis G. magnirostris G. scandens 50 Surface Temperature (°C) Temperature Surface 40
30
20
−3 0 3 6 −3 0 3 6
PC1 (57.6%) [~ Ta, Tg, SE (+ve) ] 683 684 Figure 2.
34
Species G. fuliginosa G. fortis 40 G. magnirostris G. scandens
36
32
28 Threshold Operative Temperature (°C) Temperature Threshold Operative Bill Legs Body
685 686 Figure 3.
35
Te = 35°C Te = 40°C Te = 45°C
+ve = Heat Gain ) 2 200 Species G. fuliginosa 0 G. fortis G. magnirostris G. scandens
−200 Heat Exchange (W/m −ve = Heat Loss Bill Leg Body Bill Leg Body Bill Leg Body
687 688 Figure 4.
36
689 Electronic Supporting Materials
690
691 Thermoregulatory Windows in Darwin’s Finches
692
693 Glenn J. Tattersall*a, Jaime A. Chavesb,c, Raymond M. Dannerd
694
695 aDepartment of Biological Sciences, Brock University, St. Catharines, ON, L2S3A1, Canada
696 bUniversidad San Francisco de Quito, Colegio de Ciencias Biológicas y Ambientales,
697 Extensión Galápagos, Campus Cumbayá, Quito, Ecuador
698 cGalápagos Science Center, Universidad San Francisco de Quito and The University of North
699 Carolina at Chapel Hill, San Cristóbal Island, Galápagos, Ecuador
700 dDepartment of Biology and Marine Biology, University of North Carolina Wilmington, 601
701 S. College Rd, Wilmington, NC, USA 28403
702
703 This document includes:
704 Supporting Methods
705 Supporting Tables
706 Supporting Figures
37
707 Supporting Methods
708 Study Species and Location
709 Populations of the small sympatric (Geospiza fuliginosa), medium (G. fortis), and
710 large ground finches (G. magnirostris) as well as the cactus finch (G. scandens) were studied
711 at two sites on Santa Cruz Island, Galápagos: El Garrapaterro (EG, study site 1) beach (Lat:
712 0° 41’ 39”S, Long: 90° 13’ 18”W) and the Charles Darwin Research Station (CDRS, study site
713 2) reserve area (Lat: 0° 44’ 27”S, Long: 90° 18’ 10”W). Only two species (G. fuliginosa and G.
714 fortis) were observed at the EG site, although all four species were found at the CDRS site.
715 Both sites were chosen for their lowland location (<10 m above sea level), and although
716 long-term climatic records are only available for the CDRS area, both have low annual
717 rainfall (<300 mm/year) in non-El Niño years (Trueman & d’Ozouville 2010), classifying
718 them as an arid tropical environment (Meigs 1952; Food and Agriculture Organization of
719 the United Nations. 1989). Bird were studied over a period of 5 weeks in April-May of
720 2013, 1-2 months after they had reproduced and young had fledged and during a period of
721 low precipitation. Most birds appeared to have ceased breeding, based on limited singing,
722 presence of fledged, adult-sized juvenile birds, and lack of evident brood patches. No
723 molting was evident during the study.
724 Galápagos Historical Climate and Evapotranspiration Analysis
725 Fifty years (1964-2014) of weather data (monthly mean, min, and max air
726 temperature, mean relative humidity, and total precipitation) from Puerto Ayora,
727 Galápagos were obtained from the Charles Darwin Research Station (Charles Darwin
728 Foundation 2016) and summarized for monthly trends in temperature and precipitation.
38
729 These data were further explored in order to estimate seasonal changes in water stress by
730 calculating the potential evapotranspiration (ETo; reference evapotranspiration) according
731 to the Penman Monteith method (Zotarelli et al. 2010) using the SPEI package in R
732 (Beguería & Vicente-Serrano 2013). The ETo provides an estimate for a hypothetical crop
733 of 0.12 m in height and is expressed as the monthly rainfall that would be required to offset
734 offset evapotranspiration. The difference between ETo and actual precipitation is the
735 estimated precipitation deficit due to evaporation and transpiration from the surface.
736 Average wind speed was assumed to be 1.5 m/s and an average daytime solar radiation
737 value of 350 W/m2 (30.24 MJ/m2/day) was assumed to occur for 12 hours a day. This
738 reduced (from maximal possible levels of ~1500 W/m2) level was similar to the average
739 levels witnessed according to bird activity and acted as a conservative estimate to account
740 for cloud cover (estimated at 25%).
741 Heat Exchange Calculations
742 We estimated steady state heat exchange (Q; Watts) across each major body surface
743 (Qbill, Qlegs and Qbody), and total heat exchange (Qtotal) by adding values for all body surfaces.
744 Positive values for Q indicate heat gain, negative values indicate heat loss. Heat exchange
745 was initially assessed as area-specific heat exchange (q; W/m2) for radiation and
746 convection separately for each body region, and total heat exchange determined as the sum
747 of both modes of heat exchange as follows:
748 � , = � , + � , [1]
749 Area-specific radiative heat exchange was assessed as the difference between
750 absorbed radiation (qabs) and emitted radiation as follows: