ILLINOIS DEPARTMENT OF FINANCIAL AND PROFESSIONAL REGULATION DIVISION OF BANKING BUREAU OF BANKS, TRUST COMPANIES AND SAVINGS INSTITUTIONS REGULATORY REPORT

Pat Quinn - Governor Manuel Flores - Acting Secretary Scott D. Clarke - Assistant Director

REGULATORY REPORT FOR OCTOBER 2013

The following regulatory actions were taken by or filed with the Illinois Department of Financial and Professional Regulation, Division of Banking, Bureau of Banks, Trust Companies and Savings Institutions through the month listed above. The actions include those involving state chartered banks, foreign banking offices, corporate fiduciaries, foreign bank representative offices, state chartered savings banks and state chartered savings and loans.

The Regulatory Report is published monthly by the Illinois Department of Financial and Professional Regulation, Division of Banking. Copies of this report are also available from our web site at www.idfpr.com.

Questions concerning the contents of this report may be addressed to the Corporate Activities Section at (217) 785-2900.

APPLICATION FOR LICENSE TO OPERATE A FOREIGN BANK REPRESENTATIVE OFFICE Name of Institution/Address Office Address Date/Status Compass Bank 311 South Wacker Drive 7/18/2012 – Received 15 South 20th Street Chicago, Illinois 10/4/2013 - Approved Birmingham, Alabama Pacific City Bank 2454 East Dempster Street, #402 8/2/2012 – Received 3701 Wilshire Boulevard Des Plaines, Illinois 10/4/2013 - Approved Suite 401 Los Angeles, California APPLICATION FOR THE USE OF THE WORD “BANK”, “BANKER”, OR “BANKING” IN CONNECTION WITH A BUSINESS NOT ENGAGED IN BANKING Name of Institution Address Date/Status Hamer Bank Consulting LTD 645 Buena Vista Drive 9/24/2013 – Received Glen Ellyn, Illinois 10/17/2013 - Approved CHANGE IN DIRECTORS OR SENIOR EXECUTIVE OFFICERS Name of Bank/Address Change Date/Status American Metro Bank Director and Senior Executive Officer: 9/4/2012 - Received 4878 North Broadway Patrick T. McShane 10/11/2013 - Approved Chicago, Illinois Community Bank-Wheaton/Glen Senior Executive Officer: 10/30/2013 - Received Ellyn Donald D. Howe 357 West Roosevelt Road Glen Ellyn, Illinois

Last updated on 12/12/2013 1 Edgebrook Bank Senior Executive Officer: 10/3/2013 – Received 6000 West Touhy James G. Ouper Chicago, Illinois Edgebrook Bank Senior Executive Officer: 10/3/2013 - Received 6000 West Touhy Brian W. Mickey Chicago, Illinois The State Bank of Blue Mound Senior Executive Officer: 10/2/2013 - Received N.E. Corner Of Niles and Bradley E. Dickson St. Marie Streets Blue Mound, Illinois CHANGE OF CONTROL – STATE BANK Name of Bank/Address Change Date/Status Area Bank Kimberly A. Cotton to acquire controlling 6/27/2013 – Received 225 Main Street interest in Hardin County Bancorp 10/9/2013 - Approved Rosiclare, Illinois Area Bank Charles R. Soward to acquire controlling 6/27/2013 – Received 225 Main Street interest in Hardin County Bancorp 10/9/2013 - Approved Rosiclare, Illinois Franklin Grove Bank Mildred L. Saathoff to acquire controlling 10/4/2013 - Received 108 Elm Street interest in Franklin Grove Bank Franklin Grove, Illinois Freedom Bank Dubuque Bank and Trust Company 10/24/2013 - Received 2403 North Locust Street Sterling, Illinois Marseilles Bank Charles M. Shea 10/21/2013 - Received 100 E. Bluff Street, Marseilles, Illinois Marseilles Bank Betty Bradshaw 10/28/2013 - Received 100 E. Bluff Street, Marseilles, Illinois Marseilles Bank Molly Boed 10/28/2013 - Received 100 E. Bluff Street, Marseilles, Illinois Seaway Bank and Trust Company Veranda L. Dickens to acquire 7/17/2013 – Received 645 East 87th Street Controlling Interest in Seaway 10/22/2013 - Approved Chicago, Illinois Bancshares, Inc. CHANGE OF LOCATION – STATE BANK Name of Bank/Address Resulting Address Date/Status State Bank of Paw Paw, Illinois 137 South Main Street 10/31/2013 – Received 235 Chicago Road Earlville, Illinois Paw Paw, Illinois CHANGE OF NAME – STATE BANK Current Name/Address Resulting Name Date/Status State Bank of Paw Paw, Illinois Pioneer State Bank 10/31/2013 – Received 235 Chicago Road Paw Paw, Illinois MERGER - INTERIM BANK Merging Bank/Address Change Date/Status Town Center Bank Town Center Interim Bank with and into 6/10/2013 – Received 20181 South LaGrange Road Town Center Bank 10/15/2013 - Withdrawn Frankfort, Illinois

Last updated on 12/12/2013 2 MERGER – RESULTING STATE BANK Merging Bank/Address Resulting Bank/Address Date/Status Diamond Bank, FSB North Shore Community Bank & Trust 8/19/2013 – Received 1051 Perimeter Drive, Suite 600 Company 10/22/2013 - Approved Schaumburg, Illinois 1145 Wilmette Avenue Wilmette, Illinois National Bank of Earlville State Bank of Paw Paw, Illinois 10/31/2013 – Received 137 South Main Street 235 Chicago Road Earlville, Illinois Paw Paw, Illinois The Northern Trust Company of Northern Trust Investments, Inc. 10/28/2013 - Received Connecticut 50 South La Salle Street 300 Atlantic Street, Suite 400 Chicago, Illinois Stamford, Connecticut Schuyler State Bank Marine Bank 7/3/2013 - Received 102 North Congress Street 3050 West Wabash Avenue 9/11/2013 – Approved Rushville, Illinois Springfield, Illinois 10/4/2013 - Effective NOTICE OF INTENT TO ESTABLISH A BANK BRANCH - STATE BANK Name of Bank/City Address Date/Status Marquette Bank 3533 West 143rd Street 10/10/2013 – Received 6316 South Western Avenue Orland Park, Illinois 10/17/2013 - Chicago, Illinois Acknowledged NOTICE OF INTENT TO ESTABLISH A BANK SUBSIDIARY Name of Bank/Address Name of Subsidiary/Address Date/Status State Bank of Waterloo Mon-Clair Properties, LLC 5/17/2013 - Received 885 N. Illinois Route 3 P. O. Box 148 10/17/2013 - Waterloo, Illinois Waterloo, Illinois Acknowledged SECTION 21.4 NOTICE OF AN OUT-OF-STATE BANK TO ESTABLISH/MAINTAIN A BRANCH IN THE STATE OF ILLINOIS Name of Address Address Date/Status Banco Popular North America 1434 N. Rand Road 8/20/2013 – Received 11 West 51st Street Arlington Heights, Illinois 10/10/2013 – Effective New York, New York First Merchants Bank, 13323 South Baltimore 9/5/2013 - Received National Association Chicago, Illinois 10/10/2013 – Effective 200 East Jackson Street Muncie, Indiana First Merchants Bank, 8301 South Cass Avenue 9/5/2013 - Received National Association Darien, Illinois 10/10/2013 – Effective 200 East Jackson Street Muncie, Indiana First Merchants Bank, 3301 West Vollmer Roa 9/5/2013 - Received National Association Flossmoor, Illinois 10/10/2013 - Effective 200 East Jackson Street Muncie, Indiana First Merchants Bank, 135 East 154th Street 9/5/2013 - Received National Association Harvey, Illinois 10/10/2013 - Effective 200 East Jackson Street Muncie, Indiana

Last updated on 12/12/2013 3 First Merchants Bank, 7101 West 127th Street 9/5/2013 - Received National Association Palos Heights, Illinois 10/10/2013 – Effective 200 East Jackson Street Muncie, Indiana First Merchants Bank, 7231 171st Street, Tinley Park, Illinois; 9/5/2013 – Received National Association 10/10/2013 - Effective 200 East Jackson Street Muncie, Indiana First Merchants Bank, 601 East 162nd Street, South Holland, 9/5/2013 – Received National Association Illinois 10/10/2013 - Effective 200 East Jackson Street Muncie, Indiana First Merchants Bank, 7229 South Kingery Highway 9/5/2013 – Received National Association Willowbrook, Illinois 10/10/2013 - Effective 200 East Jackson Street Muncie, Indiana

Last updated on 12/12/2013 4