<<

First Securities Ltd Product Information Listing (Sort By Product Code)

Margin Ratio (%) Product Code & Name US:AA Alcoa Inc 30.00 US:AAPL APPLE INC 30.00 US:AIG AMERICAN INTERNA 30.00 US:AMAP AUTONAVI HOL-ADR 10.00 US:AMBA AMBARELLA INC 10.00 US:AMZN AMAZON.COM INC 30.00 US:ATHM AUTOHOME INC-ADR 30.00 US:ATVI ACTIVISION BLIZZ 20.00 US:AXP American Express Company 30.00 US:BA Boeing Company 30.00 US:BAC Bank of America Corp 30.00 US:BIDU BAIDU INC-SP ADR 50.00 US:BITA BITAUTO HOLD-ADR 20.00 US:BK Bank of New York Mellon Corp 20.00 US:BLDP BALLARD POWER 10.00 US:BP BP P.L.C. 30.00 US:BRK.B BERKSHIRE HATH-B 30.00 US:BX BLACKSTONE GROUP 20.00 US:C CITIGROUP INC 30.00 US:CAT Caterpillar Inc 30.00 US:CCIH CHINACACHE-ADR 10.00 US:CHL Mobile [Hong Kong] Ltd 50.00 US:CLDX Celldex Therapeutics Inc 10.00 US:CMCM CHEETAH MOBI-ADR 20.00 US:COH Coach Inc 30.00 US:CPST Capstone Turbine Corp 10.00 US:CSCO Cisco Systems 30.00 US:CSIQ Canadian Solar Inc 10.00 US:CTRP CTRIP.COM-ADR 30.00 US:CVX Chevron Corp 30.00 US:DANG E-COMMERCE C-ADR 20.00 US:DD E.I. Du Pont De Nemours and 30.00 Company US:DIS Walt Disney Company 30.00 US:DOW DOW Chemical Company 20.00 US:DXCM DEXCOM 10.00 US:EDU NEW ORIENTAL-ADR 30.00 US:EJ E-HOUSE CHIN-ADR 20.00 US:EMC EMC CORP/MA 20.00 US:EUO Ultrashort Euro Proshares 20.00 US:FB FACEBOOK INC-A 30.00 US:FCEL FUELCELL ENERGY 10.00 US:FMCN Focus Media Holding Limited 30.00 US:FSLR FIRST SOLAR INC 20.00 US:GA GIANT INTERA-ADR 20.00 Page 1 of 4 First Shanghai Securities Ltd Product Information Listing (Sort By Product Code)

Margin Ratio (%) Product Code & Name US:GALE Galena Biopharma 5.00 US:GE General Electric Company 30.00 US:GMCR KEURIG GREEN MOU 20.00 US:GOGO Gogo Inc 10.00 US:GOMO Sungy Mobile Limited 5.00 US:GOOG GOOGLE INC-C 30.00 US:GOOGL GOOGLE INC-A 30.00 US:HD Home Depot 30.00 US:HIMX HIMAX TECHNO-ADR 10.00 US:HMIN Home Inns & Hotels Management Inc 10.00 US:HOLI HOLLYSYS AUTOMAT 10.00 US:HPQ Hewlett-Packard Company 30.00 US:IBM International Machines 30.00 Corp US:ICE Intercontinental Exchange Inc 20.00 US:ILMN ILLUMINA INC 10.00 US:IMOS Chipmos Technologies [Bermuda] 20.00 Ltd US:INO INOVIO PHARMACEU 10.00 US:INTC Intel Corp 30.00 US:INVN INVENSENSE INC 20.00 US:JASO JA SOLAR HOL-ADR 10.00 US:JCP J.C. Penney Company Inc 20.00 US:JD JD.COM INC-ADR 50.00 US:JMEI JUMEI INTERNATIO 30.00 US:JNJ Johnson & Johnson 30.00 US:JOBS 51JOB INC-ADR 10.00 US:JPM JP Morgan Chase & Co 30.00 US:KO Coca-Cola Company 30.00 US:LNKD Linkedin 30.00 US:MCD McDonald's Corp 30.00 US:MDC M.D.C. Holdings 30.00 US:MDSO MEDIDATA SOLUTIO 10.00 US:MMM 3M Company 30.00 US:MR MINDRAY MEDI-ADR 20.00 US:MRK Merck & Company 30.00 US:MS Morgan Stanley 20.00 US:MSFT Microsoft Corp 30.00 US:MXWL Maxwell Technologies 10.00 US:NOK Nokia Corp 20.00 US:NTE Nam Tai Electronics 15.00 US:NTES NETEASE INC-ADR 30.00 US:NUS NU SKIN ENTERP-A 30.00 US:P Pandora Media Inc 10.00 US:PFE Pfizer Inc 30.00

Page 2 of 4 First Shanghai Securities Ltd Product Information Listing (Sort By Product Code)

Margin Ratio (%) Product Code & Name US:PG Procter & Gamble Company 30.00 US:PHM Pultegroup 20.00 US:PLUG PLUG POWER INC 10.00 US:PPP Primero Mining Corp 10.00 US:PTR Petrochina Company Limited 50.00 US:PWRD PERFECT WORL-ADR 5.00 US:QIHU QIHOO 360 TE-ADR 30.00 US:QUNR QUNAR CAYMAN-ADR 20.00 US:RF Regions Financial Corp 20.00 US:SAN Banco Santander 20.00 US:SBUX Starbucks Corp 30.00 US:SCTY SOLARCITY CORP 20.00 US:SFD Smithfield Foods 30.00 US:SFUN SOUFUN HOLDI-ADR 30.00 US:SINA 30.00 US: SOHU.COM INC 30.00 US:SPRD Spreadtrum Communications 15.00 US:SVN 7 Days Group Holdings 15.00 US:T AT&T Inc 30.00 US:TRQ TURQUOISE HILL R 10.00 US:TRV The Travelers Companies Inc 30.00 US:TSLA TESLA MOTORS 30.00 US:TTWO Take-Two Interactive Software 20.00 US:TWTR TWITTER INC 20.00 US:TZA Smallcap Bear 3X Direxion 20.00 US:UNG US Natural Gas 20.00 US:UNH Unitedhealth Group Inc 30.00 US:UPS United Parcel Service 30.00 US:USBRKB BERKSHIRE HATH-B 30.00 US:UTX United Technologies Corp 30.00 US:V Visa Inc 30.00 US:VE Veolia Environnement 10.00 US:VIPS Vipshop Holdings Limited 30.00 US:VNET 21VIANET-ADR 10.00 US:VZ Verizon Communications Inc 30.00 US:WB WEIBO CORP-ADR 20.00 US:WBAI 500.COM LTD-ADR 10.00 US:WFC Wells Fargo & Company 30.00 US:WMT Wal-Mart Stores 30.00 US:WUBA 58.COM-ADR 20.00 US:XOM Exxon Mobil Corp 30.00 US:XRS TAL EDUCATIO-ADR 10.00 US:YGE YINGLI GREEN-ADR 10.00 US:YHOO YAHOO! INC 30.00 US:YOKU TUDOU INC 30.00 Page 3 of 4 First Shanghai Securities Ltd Product Information Listing (Sort By Product Code)

Margin Ratio (%) Product Code & Name US:YUM Yum! Brands 30.00 US:YY YY INC-ADR 20.00

Page 4 of 4