1666 K Street NW Washington, DC 20006 Office: (202) 207-9100 www.pcaobus.org
List of Issuers with No Outstanding Past-Due Share of the Issuer Accounting Support Fee
Determination of Payment under PCAOB Rule 7104(b)
As of September 22, 2021
The following is a list of issuers that have been assessed and have no outstanding past-due share of the issuer accounting support fees of the Public Company Accounting Oversight Board ("PCAOB") and the Financial Accounting Standards Board ("FASB"), as of September 22, 2021.1/
A registered public accounting firm may take the inclusion of an issuer on this list as an indication that the issuer has no outstanding past-due share of the issuer accounting support fee for purposes of PCAOB Rule 7104(b).
This list will be updated at least bi-weekly. If a registered public accounting firm cannot obtain a representation from the issuer or cannot determine by reviewing the list below whether the issuer has no past-due share of the accounting support fee outstanding, the registered public accounting firm may contact the staff by phone at 1-202-207-9294 (Business Days: 9:00 a.m. to 5:00 p.m. ET) or by email at [email protected].
If you believe an issuer has been excluded from this list in error, please contact the staff by phone at 1-202-207-9294 (Business Days: 9:00 a.m. to 5:00 p.m. ET) or by email at [email protected].
Additional information about the issuer accounting support fee and the funding process is available in the Frequently Asked Questions ("FAQs") available in the Accounting Support Fee section of the PCAOB's Web site (http://pcaobus.org/About/Administration/SupportFee/Pages/SupportFeeFAQ.aspx).
1/ Just because an issuer does not appear on this list does not mean that the issuer has outstanding a past-due share of the accounting support fee. Many "issuers," as that term is defined in the Sarbanes-Oxley Act and the Board's rules, are not allocated a share of the issuer accounting support fee of the PCAOB and the FASB under the Board's funding rules and therefore are not on this list even though they have outstanding no past-due share of the accounting support fee. In addition, payments are received periodically by the PCAOB and are not reflected on this list until it is next updated. For more information regarding the determination of payment of accounting support fees by registered accounting firms, please see rule 7104(b).
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
* * * 10x Genomics Inc 99 Cents Only Stores AB Pooling Bond Inflation 111 Inc 9F Inc Protected 1290 VT DoubleLine A S V INC AB Pooling Global Core Bond Opportunistic Bond A V Homes Inc AB Pooling High Yield 1290 VT Equity Income A. H. Belo Corp AB Pooling International 1290 VT GAMCO Small Co A. O. Smith Corp Growth Value A.C. Moore Arts & Crafts Inc AB Pooling International 180 CONNECT INC A.D.A.M. Inc Value 1-800 CONTACTS INC A.F.P. Provida Sa AB Pooling Multi Asset Real 1-800-FLOWERS.COM Inc A10 Networks Inc Return 1Life Healthcare Inc A123 Systems Inc AB Pooling Short Duration 1st Century Bancshares Inc A21 GROUP INC Bond 1st Constitution Bancorp A4S SECURITY INC AB Pooling Small Mid Cap 1st Financial Services Corp AAIPHARMA INC Growth 1st Independence Financial AAM/Bahl & Gaynor Income AB Pooling Small Mid Cap Group Inc Growth Value 1st Pacific Bancorp AAMES INVESTMENT CORP AB Pooling US Large Cap 1st Source Corp AAON Inc Growth 1ST ST BANCORP INC AAR CORP AB Pooling US Value 1st United Bancorp Inc Aarons Co Inc (The) AB Pooling Volatility 21ST CENTURY INS GROUP AB 2015 Retirement Strategy Management 22nd Century Group Inc AB 2020 Retirement Strategy AB Tax-Managed 24/7 REAL MEDIA INC AB 2025 Retirement Strategy International 2U Inc AB 2030 Retirement Strategy AB Tx Mngd Bal Wealth 360 Digitech Inc AB Conservative Wealth Strategy 360 GLOBAL WINE CO Strategy AB Value 361 Global Long/Short Equity AB Equity Income AB VPS Balnced Wealth 361 Managed Futures AB Global Risk Allocation AB VPS Global Technology Strategy AB Global Value AB VPS Intl Value 3COM CORP AB Government Exchange AB VPS Large Cap Growth 3D Systems Corp Reserves AB VPS Value 3M Co AB High Yield Abakan Inc 3PAR Inc AB International ABAXIS Inc 4KIDS ENTERTAINMENT INC AB International Growth ABB Ltd 501 Acquisition Corp AB International Research Abbey Capital Futures 58.com Inc Growth Strategy 7 Days Group Holdings Ltd AB Intl Value ABBF Corporate Bond 724 SOLUTIONS INC AB Multi Market Strategy ABBF Intermediate Bond 7-ELEVEN INC Trust ABBF US Government 89bio Inc AB Muni Income II FL Abbott Laboratories 8point3 Energy Partners LP AB Muni Income II VA AbbVie Inc 908 Devices Inc AbCellera Biologics Inc
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Abengoa SA ABITIBI CONSOLIDATED INC Accolade Inc Abeona Therapeutics Inc ABLE ENERGY INC ACCREDITED HOME LENDERS Abercrombie & Fitch Co. ABLE LABORATORIES INC HLDG Aberdeen Asia Bond ABLEAUCTIONS.COM INC Accredited Members Holding Aberdeen Asia Pacific (ex Ablynx NV Corp Japan) Equity ABM Industries Inc ACCREDO HEALTH INC. Aberdeen Asia-Pacific ABN AMRO Balanced ACCUPOLL HOLDING CORP Income Fund Inc. ABN AMRO Bond ACCURAY INC Aberdeen Australia Equity ABN Amro Holding NV Accuride Corp Fund Inc. ABN AMRO Investor Money ACE Avation Holdings Inc Aberdeen Emerging Markets Mkt ACE CASH EXPRESS INC Aberdeen Emerging Markets ABN AMRO Treasury MM ACE COMM CORP Equity Income Fund Inc ABN AMRO TxEx MM AcelRx Pharmaceuticals Inc Aberdeen Equity Long-Short Abovenet Inc Acer Therapeutics Inc Aberdeen Global High Abraxas Petroleum Corp. Achaogen Inc Income Abraxis BioScience Inc Achillion Pharmaceuticals Inc Aberdeen Global Premier Absolute Opportunities ACI Worldwide Inc Properties Fund Absolute Strategies Acies Acquisition Corp Aberdeen International AC Alternatives Market Aclara Biosciences Inc Equity Neutral Value Aclaris Therapeutics Inc Aberdeen Select AC Immune SA ACM Institutional MM CA International Equity ACA CAPITAL HOLDINGS INC ACM Institutional MM Govt Aberdeen Standard Gold ETF Acacia Communications Inc ACM Institutional MM Prime Trust Acadia Pharmaceuticals Inc ACM Institutional MM Aberdeen Standard Acadia Realty Trust Treasury Palladium ETF Trust Acadian Emerging Markets ACM Institutional MM Trust Aberdeen Standard Platinum Acambis Plc ACM Institutional MM TxFr ETF Trust Acasti Pharma Inc ACM Research Inc Aberdeen Standard Precious Accel Entertainment Inc ACME Communications Inc Metals Basket ETF Trust Accelerize Inc Acme Packet Inc Aberdeen Standard Silver Acceleron Pharma Inc Acme United Corp ETF Trust Accelrys Inc. ACNB Corp Aberdeen Total Return Bond Accentia Biopharmaceuticals Acorda Therapeutics Inc Aberdeen UltraShort Inc Acorn Energy Inc Municipal Income Accenture PLC Acorn International Inc Aberdeen US Small Cap Acceptance Insurance Cos ACR GROUP INC Equity Inc ACRES Commercial Realty Abgenix Inc Access Capital Community Corp ABIF-Global REIT Institutional Investment Acres Gaming Inc Abigail Adams National Access Flex Bear High Yield ACRO INC Bancorp Inc Access National Corp Across America Real Estate Ability Inc. Access Plans USA Inc Corp Abington Bancorp Inc Accessor Small/Mid Cap ACS-TECH80 LTD ABIOMED Inc Acclaim Enmnt Inc ACT TELECONFERENCING INC
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Actel Corp Adaptimmune Therapeutics Advanced Battery Actiga Corp plc Technologies Inc Actinium Pharmaceuticals Inc Adaptive Biotechnologies Advanced BioMedical ACTION PERFORMANCE COS Corp Technologies Inc INC ADC Telecommunications ADVANCED BIOTHERAPY INC Actions Semiconductor Co Inc. ADVANCED DIGITAL INFO Ltd ADC Therapeutics SA CORP Activcard Corp AdCare Health Systems Inc Advanced Disposal Services Active Assets CA Tax Free ADDvantage Technologies Inc MM Group Inc Advanced Drainage Systems Active Assets Government ADE CORP/MA Inc Trust ADECCO SA Advanced Emissions Active Assets Govt MM Adecoagro SA Solutions Inc Active Assets Money ADELPHIA COMMUN -CL A Advanced Energy Industries Active Assets Prime Trust Adept Technology Inc Inc. Active Assets TxFr MM ADESA INC Advanced Environmental Active Health Foods Inc Adesto Technologies Corp Recycling Technologies Inc Active Network Inc AdEx Media Inc Advanced Fibre Comm Inc Active Power Inc ADEZA BIOMEDICAL CORP Advanced Life Sciences Activision Blizzard Inc Adicet Bio Inc Holdings Inc Activision Inc. Adient Plc ADVANCED MARKETING Actua Corp Adira Energy Ltd SERVICES Actuate Corp ADMA Biologics Inc Advanced Medical Optics Inc. Acuity Brands Inc. Adobe Inc Advanced Micro Devices Inc ACURA PHARMACEUTICALS ADOLOR CORP Advanced Photonix Inc. INC Adomani Inc ADVANCED POWER Acushnet Holdings Corp ADSTAR INC TECHNOL INC ACUSPHERE INC ADT Corp (The) Advanced Tech Industries Acutus Medical Inc ADT Inc Advanced Technology AD VENTURE PARTNERS INC ADTRAN Inc Acquisition Corp Adamas Pharmaceuticals Inc ADUDDELL INDUSTRIES INC ADVANCED VIRAL RESEARCH Adamis Pharmaceuticals ADV NEUROMODULATION CORP Corp SYS INC Advanced Voice Recognition Adams Diversified Equity Advance America Cash Systems Inc Fund Inc Advance Centers Inc Advancepcs Adams Golf Inc. Advance Auto Parts Inc. AdvancePierre Foods Adams Natural Resources Advance Capital Balanced Holdings Inc Fund Inc Advance Capital Retire AdvanSix Inc Adams Resources & Energy Income Advanta Corp Inc. ADVANCE NANOTECH INC Advantage Oil & Gas Ltd ADAMS RESPIRATORY Advanced Accelerator ADVANTEST CORP THERAPTCS Applications SA Advantus Srs Asset Allocation AdaptHealth Corp. Advanced Analogic Advantus Srs Bond Technologies Inc Advantus Srs Mortgage Sec
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Advaxis Inc AEOLUS PHARMACEUTICALS Agilysys Inc Advent Software Inc. INC Agios Pharmaceuticals Inc Advent Technologies AEP INDUSTRIES INC AGNC Investment Corp Holdings Inc AerCap Holdings NV Agree Realty Corp Advent/Claymore Global Aerkomm Inc Agria Corp Convertible Securities & AeroCentury Corp Agrium Inc. Income Fund Aeroflex Holding Corp AgroFresh Solutions Inc Adverum Biotechnologies Inc AEROFLEX INC AIDA PHARMACEUTICALS INC AdvisorOne CLS Global AeroGrow International Inc AIG Focused Alpha Large Cap Diversified Equity Aerohive Networks Inc AIG Focused Dividend AdvisorOne Milestone Aerojet Rocketdyne Holdings Strategy Treasury Obligation Inc AIG Focused Growth AdvisorShares Peritus High AEROSONIC CORP AIG Government Money Yield ETF AEROTELESIS INC Market Advisory Board Company AeroVironment Inc AIG Money Market (The) Aerpio Pharmaceuticals Inc AIG Retirement Co I Core ADVO INC Aersale Corportation Equity ADVOCAT INC AES Corp (The) AIG Retirement Co II Large Aegerion Pharmaceuticals AETERNA ZENTARIS INC Cap Value Inc Aetna Inc. Aileron Therapeutics Inc Aegion Corp Aetrium Inc AIM Aggressive Growth AEGIS COMMUNICATIONS Aevi Genomic Medicine Inc AIM Balanced GROUP Affiliated Computer Services AIM Blue Chip Aegis Value Inc. AIM Core Stock Aeglea BioTherapeutics Inc Affiliated Managers Group AIM Dent Demographic Aegon NV Inc. Trends AEGON/Trans Alger Aggrsv Affirmative Insurance AIM Financial Services Gro Holdings Inc AIM Glbl Equity AEGON/Trans Cap Guard Affymax Inc AIM Glbl Financial Svcs Global Affymetrix Inc AIM Glbl Science & Tech AEGON/Trans Cap Guard US AFLAC INC AIM Health Sciences Eqty Afya Ltd AIM International Allocation AEGON/Trans Convertible AG Mortgage Investment AIM Large Cap Basic Value Sec Trust Inc AIM Mid Cap Basic Value AEGON/Trans Great Co Amer Ag Services Of America AIM Opportunities I Sml AGA Medical Holdings Inc AIM Opportunities III AEGON/Trans Janus Growth Agape ATP Corp AIM Premier Equity AEGON/Trans LKCM Strtgc AGCO Corp AIM Select Equity TtlRtn Agenus Inc/DE AIM Select Real Estate AEGON/Trans VKM Act Intl AGERE SYSTEMS INC Income Fd Alloc AgeX Therapeutics Inc AIM Small Company Growth AEHR TEST SYSTEMS AgFeed Industries Inc AIM Total Return Aemetis Inc AGILE SOFTWARE CORP AIM V.I. Capital Development Agile Therapeutics Inc AIM V.I. Glbl Health Care
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
AIM V.I. Growth ALABAMA NATL Alexandria Real Estate AIM V.I. Premier Equity BANCORPORATION Equities Inc. AIM Weingarten Aladdin Knowledge System Alexza Pharmaceuticals Inc Aimmune Therapeutics Inc Ltd Alfa Corp AIR FRANCE - KLM Alamo Energy Corp ALFACELL CORP Air Lease Corp Alamo Group Inc. Alger American Balanced Air Methods Corp Alamogordo Finl Corp Alger American Mid Cap Air Products and Chemicals Alamos Gold Inc Growth Inc. ALAMOSA HOLDINGS INC Alger Balanced Air T Inc ALANCO TECHNOLOGIES INC Alger Health Sciences Air Transport Services Group Alaris Medical Systems Inc Alger Large Cap Growth Inc Alarm.com Holdings Inc Alger Mid Cap Growth Airbnb Inc Alaska Air Group Inc. Alger Mid Cap Growth Instl Airborne Inc Alaska Communications Alger Money Market Airborne Wireless Network Systems Group Inc Alger Small Cap Growth Aircastle Ltd Albany International Corp. Alger Small Cap Growth Instl Airgain Inc Albany Molecular Research Alger Va Large Cap Growth Airgas Inc. Inc Alger Va Small Cap Growth Airgate Pcs Inc Albemarle Corp AlgoDyne Ethanol Energy AIRNET COMMUNICATIONS Alberta Star Development Corp CORP Corp Algonquin Power & Utilities Airnet Systems Inc. Alberto-Culver Co Corp Airspan Networks Inc Albertsons Cos Inc Alibaba Group Holding Ltd AirTran Holdings Inc. ALBERTSON'S INC Alico Inc Airvana Inc Albireo Pharma Inc Align Technology Inc Aixtron SE ALCAN INC Aligos Therapeutics Inc Ajax I Alcatel-Lucent Alimera Sciences Inc AK Steel Holding Corp Alcide Corp Alio Gold Inc Akamai Technologies Inc Alcoa Corp Alithya Group Inc Akcea Therapeutics Inc Alcobra Ltd ALJ Regional Holdings Inc Akebia Therapeutics Inc Alcon Inc Alkermes Plc Akeena Solar Inc Alcon Inc. ALL AMERICAN Akerna Corp Alder BioPharmaceuticals Inc SEMICONDUCTOR Akero Therapeutics Inc Alderon Iron Ore Corp ALL Fuels & Energy Co AKESIS PHARMACEUTICALS ALDERWOODS GROUP INC Allakos Inc INC Aldeyra Therapeutics Inc Alleghany Corp Akorn Inc Aldila Inc Allegheny Energy Inc. Akoustis Technologies Inc Alector Inc Allegheny Technologies Inc AKSYS LTD Alere Inc Allegiance Bancshares Inc AKZO NOBEL NV ALERIS INTERNATIONAL INC Allegiant Bancorp Inc Al Frank Fund Alerus Financial Corp Allegiant Bond AL Muni Cash Trust Alexander & Baldwin Inc Allegiant Govt Mortgage Alabama Aircraft Industries Alexander's Inc. Allegiant Large Cap Growth Inc Allegiant Large Cap Value
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Allegiant Mid Cap Value Alliance Muni Trust MM -NY Allied Healthcare Products Allegiant Multi Factor Small Alliance Resource Partners Inc Cap Value LP ALLIED HOLDINGS INC Allegiant S&P 500 Index ALLIANCE SEMICONDUCTOR Allied Irish Banks PLC Allegiant Total Return Advntg CORP Allied Motion Technologies Allegiant Travel Co Alliance Treasury Reserves Inc Allegion Plc AllianceBernstein Holding LP Allied Nevada Gold Corp ALLEGRO BIODIESEL CORP AllianceBernstein Income Allied Waste Industries Inc. Allegro Merger Corp Fund Inc Allied World Assurance Allegro Microsystems Inc AllianceBernstein National Company Holdings AG ALLEN ORGAN CO -CL B Municipal Income Fund Inc Allion Healthcare Inc. Allen Telecom Inc Alliant Energy Corp Alliqua BioMedical Inc Allena Pharmaceuticals Inc Allianz AGIC Opportunity Allis-Chalmers Energy Inc Allergan Inc. Allianz AGIC Target Allison Transmission Allergan PLC Allianz CCM Emerging Holdings Inc ALLETE Inc. Companies Allmerica Tr Core Equity ALLIANCE ATLANTIS COMM - Allianz Global Inv Multi-Style Allmerica Tr Govt Bond CL B Allianz Global Investors Value Allmerica Tr Money Mkt Alliance Bancorp Inc of Allianz NACM International Allmerica Tr Sel Growth Pennsylvania Allianz NACM Pacific Rim Allmerica Tr Sel Intl Equity Alliance Bancorp New Allianz RCM Biotechnology Allmerica Tr Sel Value Opport England Allianz RCM Global Small Cap Allogene Therapeutics Inc ALLIANCE BANCSHARES/CA Allianz RCM Large Cap Allos Therapeutics Inc Alliance Bankshares Corp Growth Allovir Inc Alliance BVPS Growth ALLIANZ SE Alloy Inc Alliance Capital Reserves AllianzGI Best Styles Global Alloy Steel International Inc ALLIANCE DATA SYSTEMS Equity Allscripts Healthcare CORP AllianzGI Convertible & Solutions Inc Alliance Fiber Optic Products Income Fund Allstate Corp (The) Inc AllianzGI Convertible & Allstream Inc -Cl B Alliance Financial Corp Income Fund II ALLTEL CORP Alliance Focused Gro & Inc AllianzGI NFJ International Ally Financial Inc Alliance Global REIT Value Almaden Minerals Ltd Investment AllianzGI NFJ Large Cap Value Almost Family Inc Alliance Government AllianzGI Structured Return ALNYLAM Reserves Allied Capital Corp PHARMACEUTICALS INC Alliance Health Care Allied Defense Group Inc. ALON USA ENERGY INC Alliance Holdings GP LP (The) Alon USA Partners LP Alliance Money Reserves ALLIED DOMECQ PLC Alpha Metallurgical Resource Alliance Muni Inc II NJ Allied Esports Entertainment Inc Alliance Muni Trust MM -CA Inc Alpha Natural Resources Inc Alliance Muni Trust MM - Allied Healthcare Alpha Natural Resources, Inc. Genl International Inc. Alpha Pro Tech Ltd. Alliance Muni Trust MM -NJ Alphabet Inc
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Alpharma Inc. Altera Corp Am Cent Emerging Markets AlphaSimplex Global ALTERNATE ENERGY CORP Am Cent Equity Growth Alternatives Alternate Energy Holdings Am Cent Equity Income AlphaSimplex Managed Inc Am Cent Equity Index Futures Strategy Alternative Construction Am Cent Focused Dynamic ALPHASMART INC Technologies Inc Growth Alphatec Holdings Inc Alternative Energy Am Cent Focused Global Alpine Dynamic Dividend Development Corp Ltd Growth Alpine Global Dynamic Alternative Energy Sources Am Cent Focused Large Cap Dividend Fund Inc Value ALPINE GROUP INC Alternative Technology Res Am Cent Ginnie Mae Alpine Immune Sciences Inc Alterra Capital Holdings Ltd Am Cent Global Bond Alpine Income Property Trust Alteryx Inc Am Cent Global Gold Inc Alteva Am Cent Government Alpine Intl Real Estate Altice usa inc Agency MM Alpine Municipal MM ALTIGEN COMMUNICATIONS Am Cent Government Bond Alpine Realty Income & Gro INC Am Cent Growth Alpine US Real Estate Equity Altimeter Growth Corp Am Cent Heritage ALPS Alerian MLP ETF Altimmune Inc Am Cent High Income ALPS Core Commodity ALTIRIS INC Am Cent High Yield Management Altisource Asset Am Cent High Yield Muni CompleteCommodities Management Corp Am Cent Inflation Adjusted Strategy Alto Ingredients Inc Bnd ALPS Sector Dividend Dogs Altria Group Inc Am Cent Intermediate Tax ETF Altus Midstream Co Free Bond ALPS/Red Rock Listed Private ALTUS PHARMACEUTICALS Am Cent International Bond Equity INC Am Cent International ALPS/Smith Total Return Alumina Ltd Discovry Bond Alvarion Ltd Am Cent International Alseres Pharmaceuticals Inc Alx Oncology Holdings Inc Growth Alsius Corp Am Cent All Cap Growth Am Cent International Alstom Sa Am Cent Balanced Opportunity Alta Equipment Group Inc Am Cent CA Hi Yield Am Cent Mid Cap Value Alta Mesa Resources Inc Municipal Am Cent New Opportunities Altabancorp Am Cent CA Intermediate Am Cent NT Core Equity Plus AltaGas Ltd TxFr Am Cent NT Disciplined Altair Engineering Inc Am Cent CA Long Term TxFr Growth Altair Nanotechnologies Inc Am Cent CA TxFr MM Am Cent NT Diversified Bond ALTANA AG Am Cent Capital Preservation Am Cent NT Emerging Altegris Futures Evolution Am Cent Capital Value Markets Strategy Am Cent Disciplined Core Am Cent NT Equity Growth Altegris Managed Futures Value Am Cent NT Focused Large Strategy Am Cent Disciplined Growth Cap Value Alteon Inc Am Cent Diversified Bond Am Cent NT Growth
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Am Cent NT Heritage Am Cent Target 2025 Amcast Indl Corp Am Cent NT High Income Am Cent Tax Free Money AMCOL International Corp Am Cent NT International Market AMCOMP INC Growth Am Cent Ultra AMCON Distributing Co Am Cent NT International Am Cent US Government Amcor Plc Value Money Market Amcore Financial Inc Am Cent NT Mid Cap Value Am Cent Utilities Income AMDL Inc. Am Cent One Choice 2015 Am Cent Value Amdocs Ltd Am Cent One Choice 2020 Am Cent Vista Amedisys Inc Am Cent One Choice 2025 Am Cent VP Cap Amer Business Finl Svcs Inc Am Cent One Choice 2030 Appreciation Amer Funds NVIT Asset Am Cent One Choice 2035 Am Cent VP Income & Allocation Am Cent One Choice 2040 Growth Amer Funds NVIT Bond Am Cent One Choice 2045 Am Cent VP Inflation Amer Funds NVIT Growth Am Cent One Choice 2050 Protectn Amer Funds NVIT Growth Am Cent One Choice 2055 Am Cent VP International Income Am Cent One Choice Am Cent VP Mid Cap Value Amer Indep KS TxEx Bond Aggressive Am Cent VP Ultra AMER INSD MTG SER 85 -LP Am Cent One Choice Consrv Am Cent VP Value Amer Insd Mtg Ser 86 -Lp Am Cent One Choice In Am Cent Zero Coupon 2015 Amer Insd Mtg Ser 88 -Lp Retirement AMAG Pharmaceuticals Inc Amer Strategic Inc Portfol I Am Cent One Choice Amana Growth Amerant Bancorp Inc Moderate Amana Income AMERCO Am Cent Prime Money AMARC RESOURCES LTD Ameren Corp Market Amarin Corp PLC Ameresco Inc Am Cent Real Estate A-Mark Precious Metals Inc Ameri Holdings Inc Am Cent Select Amaru Inc AMERIANA BANCORP Am Cent Short Duration Amazon.com Inc AMERICA FIRST APT Am Cent Short Inflation Ambac Financial Group Inc INVESTORS Protection Bond Ambarella Inc America First Multifamily Am Cent Short-Term Ambase Corp Investors LP Government Bond Ambassador Money Market America First Reit Prtner Lp Am Cent Small Cap Growth Ambassadors Group Inc America Great Health Am Cent Small Cap Value Ambassadors International America Movil SA De CV, Am Cent Small Company Inc Mexico Am Cent Strat Allocation Amber Road Inc AMERICA ONLNE LTN AMR - Aggressive Ambient Corp CL A Am Cent Strat Allocation Ambit Biosciences Corp America Service Group Inc Conservative Ambow Education Holding America West Resources Inc Am Cent Strat Allocation Ltd American Airlines Group Inc Moderate AMC Entertainment Holdings American Ammunition/Ca Am Cent Sustainable Equity Inc American Apparel Inc Am Cent Target 2005 Amc Entertainment Inc American Assets Trust Inc Am Cent Target 2010 AMCAP Fund Inc
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
American Axle & American Beacon Tocqueville American Funds 2015 Target Manufacturing Holdings Inc International Value Date Retirement American Balanced Fund Inc American Beacon Treasury American Funds 2020 Target American Bancorp of New Inflation Protection Sec Date Retirement Jersey Inc American Beacon US American Funds 2025 Target AMERICAN BANK INC/PA Government Money Market Date Retirement American Battery Metals Select American Funds 2030 Target Corp American Biltrite Inc. Date Retirement American Beacon AHL AMERICAN BK NT American Funds 2035 Target Managed Futures Strategy HOLOGRAPHICS Date Retirement American Beacon Balanced American Bonanza Gold Corp American Funds 2040 Target American Beacon Bridgeway American Campus Date Retirement Large Cap Value Communities Inc American Funds 2045 Target American Beacon GLG Total American Capital Ltd Date Retirement Return American CareSource American Funds 2050 Target American Beacon High Yield Holdings Inc Date Retirement American Beacon American Commercial Lines American Funds 2055 Target Intermediate Bond Inc Date Retirement American Beacon American Community American Funds 2060 Target International Equity Bancshares Inc Date Retirement American Beacon American Community American Funds International Equity Index Newspapers Inc Conservative Growth & American Beacon Large Cap American Community Income Portfolio Value Properties Trust American Funds Corporate American Beacon London American Defense Systems Bond Company Income Equity Inc American Funds Developing American Beacon Mid Cap American Dental Partners Inc World Growth and Income Value American DG Energy Inc American Funds Emerging American Beacon MM Select American Eagle Outfitters Markets Bond American Beacon Money Inc. American Funds Global Market American Electric Power Co Balanced American Beacon Money Inc American Funds Global Market Select Fund American Electric Growth Portfolio American Beacon S&P 500 Technologies Inc American Funds Global Index American Equity Investment Insight American Beacon SiM High Life Holding Co American Funds Growth and Yield Opportunities American Exploration Corp Income Portfolio American Beacon Small Cap American Farmland Co American Funds Growth HLS Value American Finance Trust Inc American Funds Growth American Beacon Sound American Financial Group Inc Portfolio Point Floating Rate Income American Financial Realty American Funds Inflation American Beacon Stephens Trust Linked Bond Small Cap Growth American Funds 2010 Target American Funds Date Retirement International Vantage
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
American Funds IS Asset American Funds Retirement American Nano Silicon Alloc Income Portfolio - Moderate Technology Inc American Funds IS Blue Chip American Funds Strategic American National Income & Growth Bond Bankshares Inc American Funds IS Capital American Funds Tax-Aware American National Group Inc Income Builder Conservative Growth & AMERICAN OIL & GAS INC American Funds IS Capital Income Portfolio American Oriental World Bond American Funds Tax-Exempt Bioengineering Inc American Funds IS Global Preservation Portfolio American Outdoor Brands Growth American Funds U.S. Inc American Funds IS Global Government Money Market American Pacific Corp Growth & Income American Greetings Corp. American Perf IL Cash Mgmt American Funds IS Global American High Income Muni American Perf Short Trm Small Cap Bond Fund Inc Income American Funds IS Growth American High Income Trust American Perf US Treasury American Funds IS Growth & AMERICAN HOMEPATIENT American Physicians Capital Inc INC Inc American Funds IS High American Homes 4 Rent American Physicians Service Income Bond American Housing Income Group Inc American Funds IS Trust Inc AMERICAN POWER International American Independence CONVERSION CP American Funds IS Corp American Public Education International Growth & American International Inc Income Group Inc American Railcar Industries American Funds IS Managed American International Inc Risk Asset Allocation Growth & Income American Realty Investors American Funds IS Managed American International Inc. Risk Growth Income Industries Inc. American Renal Associates American Funds IS New American Italian Pasta Co Holdings Inc World American Land Lease Inc American Residential American Funds IS Series American Liberty Petroleum Properties Inc Bond Corp American Retail Group Inc. American Funds IS US American Lorain Corp AMERICAN RETIREMENT Govt/AAA-Rated Sec AMERICAN MANAGEMENT CORP American Funds Moderate SYSTEMS American River Bankshares Growth & Income Portfolio American Med Sec Grp American Science and American Funds Mortgage American Medical Alert Corp Engineering Inc. American Funds Preservation American Medical Systems AMERICAN SHARED HSPTL Portfolio Holdings Inc SERV American Funds Retirement American Midstream American Sierra Gold Corp Income Portfolio - Partners LP American Software Inc Conservative American Mortgage American Spectrum Realty American Funds Retirement Acceptance Co Inc Income Portfolio - Enhanced American Mutual Fund Inc
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
American Standard Energy AMG GW&K Small Cap Core AMSOUTH Corp AMG Managers Montag & BANCORPORATION AMERICAN STATES WATER Caldwell Growth Amsouth Capital Growth CO AMG Managers Pictet Amsouth Government AMERICAN TECHNICAL International Income CERAMICS AMG Managers Skyline Amsouth High Quality Bond American Tower Corp Special Equities Amsouth High Quality Muni American Uranium Corp/NV AMG River Road Dividend All Bond American Vanguard Corp Cap Value Amsouth Large Cap American Var Ins Cash AMG SouthernSun Small Cap Amsouth Limited Bond Managemt AMG SouthernSun U.S. Amsouth Prime MM American Virtual Cloud Equity Amsouth US Treasury MM Technologies Inc AMG Systematic Mid Cap Amsouth Value AMERICAN WATER STAR INC Value AMTD International Inc American Well Corp AMG TimesSquare Small Cap AMTECH SYSTEMS INC American Wenshen Steel Growth AmTrust Financial Services Group Inc Amgen Inc Inc AMERICAN WOODMARK AMICAS Inc AMX CORP CORP Amicus Therapeutics Inc AMYLIN PHARMACEUTICALS AmericanWest BanCorp AMIS HOLDINGS INC INC AMERICA'S CAR-MART INC Amiworld Inc Amyris Inc Americas Gold & Silver Corp Amkor Technology Inc Anacomp Inc Americold Realty Trust AMLI RESIDENTIAL PPTYS TR ANADARKO PETROLEUM AmeriCredit Corp AMMEX GOLD MINING CORP CORP Amerigas Partners LP AMMO Inc ANADIGICS Inc AMERIGROUP Corp AMN Healthcare Services Inc. Anadys Pharmaceuticals Inc. Ameriprise Financial Inc Amneal Pharmaceuticals Inc ANALEX CORP Ameris Bancorp AMNET MORTGAGE INC Analog Devices Inc. AMERISAFE INC Ampal-American Israel Corp Analogic Corp AmeriServ Financial Inc AMPCO-PITTSBURGH CORP Analysts International Corp AMERISOURCEBERGEN CORP Ampex Corp Anaplan Inc AMERISTAR CASINOS INC Amphastar Pharmaceuticals AnaptysBio Inc Ameristock Mutual Fund Inc Anaren Inc AMERITYRE CORP Amphenol Corp Anavex Life Sciences Corp AMERIVEST PROPERTIES INC Ampio Pharmaceuticals Inc Ancestry.com Inc Ameriwest Energy Corp Amplify Energy Corp Anchor BanCorp Wisconsin Ameron International Corp. Amplify Online Retail ETF Inc AMERSHAM PLC Amplify Snack Brands Inc ANCHOR GLASS CONTAINER AMERUS GROUP CO -CL A Amplitude Healthcare CORP Ames National Corp Acquisition Corp Anchor Pathway Growth Amesite Inc AmREIT Inc Anchor Pathway Growth & AMETEK Inc AMREP Corp. Income AMEXDRUG CORP AMS HEALTH SCIENCES INC Anchor Ser Asset Allocation AMG GW&K Core Bond Anchor Ser Growth
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Anchor Ser Natural ANTEON INTERNATIONAL Appalachian Bancshares Inc Resources CORP AppFolio Inc Andatee China Marine Fuel Anterix Inc Appian Corp Services Corp Antero Midstream Partners Apple Hospitality REIT Inc Andeavor LP Apple Inc Andeavor Logistics LP Anthem Inc APPLEBEES INTL INC Andersons Inc (The) Anthera Pharmaceuticals Inc Applera Corp-Applied Andina Acquisition Corp III Anthony & Sylvan Pools Corp Biosystems Group ANDREW CORP ANZ-AUSTRALIA & NEW Appliance Recycling Centers ANDRX CORP ZEALD BK of America ANESIVA INC AOL Inc APPLICA INC ANGEION CORP AON Money Market Applied DNA Sciences Inc Angel Oak Multi-Strategy Aon plc Applied Extrusion Tech Income APA Corporation APPLIED FILMS CORP Angel Oak UltraShort Income APAC Customer Services Inc Applied Imaging Corp ANGELCITI ENTERTAINMENT Apartment Income REIT Corp Applied Industrial INC Apartment Investment and Technologies Inc ANGELICA CORP Management Co APPLIED INNOVATION INC Angie's List Inc Apco Oil and Gas Applied Materials Inc. AngioDynamics Inc International Inc Applied Micro Circuits Corp Angiotech Pharmaceuticals Apellis Pharmaceuticals Inc Applied Minerals Inc Inc Apex Bioventures Acquisition Applied Molecular Evolution Anglo Swiss Resources Inc Corp Applied Nanotech Holdings AngloGold Ashanti Ltd Apex Mortgage Capital Inc Inc Anheuser-Busch Companies Apex Technology Acquisition APPLIED NEUROSOLUTIONS Inc. Corp INC ANI PHARMACEUTICALS INC APHTON CORP Applied Optoelectronics Inc Anika Therapeutics Inc APi Group Corp Applied Signal Technology Animal Health International Apigee Corp Inc Inc APOGEE ENTERPRISES INC APPLIX INC ANIMAS CORP Apogee Technology Inc Approach Resources Inc Anixa Biosciences Inc Apogent Technologies Inc Apptio Inc Anixter International Inc Apollo Education Group Inc Aprea Therapeutics Inc Ann Inc Apollo Endosurgery Inc Apria Healthcare Group Inc Annapolis Bancorp Inc Apollo Grp Univ Phoenix Apricus Biosciences Inc Annexon Inc Onln APROPOS TECHNOLOGY INC Annie's Inc Apollo Investment Aptevo Therapeutics Inc Annuity And Life Re Hldgs APOLLO INVESTMENT CORP APTIMUS INC Anpath Group Inc Apollo Medical Holdings Inc Aptinyx Inc ANSCOTT INDUSTRIES INC Apollo Residential Mortgage Aptiv Plc ANSOFT CORP Inc Aptorum Group Ltd Answers Corp Apollo Resources Aptose Biosciences Inc ANSYS INC International Inc Apyx Medical Corp ANTARES PHARMA INC APP Pharmaceuticals Inc AQR Diversified Arbitrage
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
AQR Equity Market Neutral Arbutus Biopharma Corp AREL COMMUNICATIONS & AQR Global Equity ARC Document Solutions Inc SFTWRE AQR International Equity ARC Group Worldwide Inc Arena Pharmaceuticals Inc AQR Large Cap Defensive Arc Logistics Partners LP ARENA RESOURCES INC Style ARC Resources Ltd Ares Capital AQR Large Cap Momentum ARCA biopharma Inc Ares Commercial Real Estate Style Arcadia Biosciences Inc Corp AQR Large Cap Multi Style ARCADIA RESOURCES INC Ares Management Corp AQR Long Short Equity ARCADIS NV Argan Inc AQR Managed Futures ArcBest Corp ARGENTEX MINING CORP Strategy Arcelormittal SA ARGON ST Inc AQR Managed Futures Arch Capital Group Ltd Argonaut Gold, Inc Strategy HV Arch Chemicals Inc. ARGONAUT TECHNOLOGIES AQR Multi-Strategy Arch Coal Inc INC Alternative Arch Therapeutics Inc Argos Therapeutics Inc AQR Risk Parity ARCHER-DANIELS-MIDLAND ARGOSY GAMING CO AQR Small Cap Multi Style CO ARI NETWORK SERVICES INC AQR Style Premia Alternative ARCHIPELAGO HOLDINGS ARIAD PHARMACEUTICALS Aqua Bounty Technologies INC INC Inc Archipelago Learning Inc Ariba Inc Aqua Metals Inc Archon Corp Aridis Pharmaceuticals Inc Aquantia Corp Archrock Inc Arista Networks Inc AQUANTIVE INC ARCHSTONE-SMITH TRUST ARIZONA STAR RESOURCE AquaVenture Holdings Ltd Arcimoto Inc CORP Aquestive Therapeutics Inc ArcLight Clean Transition Ark Balanced AQUILA INC Corp ARK ETF Trust ARK Fintech Aquila Three Peaks High Arco Platform Ltd Innovation ETF Income Arconic Corp ARK ETF Trust ARK Industrial Aquila Three Peaks Arconic Inc Innovation ETF Opportunity Growth Arcos Dorados Holdings Inc ARK ETF Trust ARK Web x.0 ARACRUZ CELULOSE SA Arcosa Inc ETF Aradigm Corp ArcSight Inc ARK Innovation ETF ARADYME CORP Arctic Cat Inc. Ark Money Mkt Aralez Pharmaceuticals Inc Arcturus Therapeutics Ark Restaurants Corp. Aramark Holdings Inc Ark US Govt Cash MM ARAMARK CORP Arcus Biosciences Inc Ark US Treas MMF Aratana Therapeutics Inc Arcutis Biotherapeutics Inc Arkanova Energy Corp Aravive Inc Ardagh Group SA ARKO Corp Arbinet Corp ARDEA BIOSCIENCES INC Arlington Asset Investment ARBIOS SYSTEMS INC Ardelyx Inc Corp Arbitrage Event Driven Arden Alternative Strategies Arlington Tankers Ltd Arbitrage Fund Arden Group Inc Arlo Technologies Inc ARBITRON INC ARDEN REALTY INC Arm Holdings PLC Arbor Realty Trust Inc. Ardmore Shipping Corp
Page 14
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Armada Hoffler Properties Arvinas Inc Asia Satellite Telecom Ltd Inc Arya Sciences Acquisition AsiaInfo-Linkage Inc Armada Small Cap Growth Corp III ASIAMART INC ARMOR HOLDINGS INC ARYx Therapeutics Inc Asian Dragon Group Inc Armour Residential REIT Inc ASA Gold and Precious Asian Trends Media Hldgs Inc Armstrong Flooring Inc Metals Ltd ASK JEEVES INC ARMSTRONG HOLDINGS INC ASAF Money Market ASKMENOW INC Armstrong World Industries ASAT HOLDINGS LTD -ADR ASM International NV Inc ASB Bancorp Inc Aspect Communications Corp Arno Therapeutics Inc ASB FINANCIAL CORP. Aspect Medical Systems Inc Arotech Corp Ascena Retail Group Inc Aspen Aerogels Inc ARQULE INC ASCEND ACQUISITION CORP ASPEN EXPLORATION CORP Array Technologies Inc Ascendant Digital Acquisition Aspen Group Inc Arrhythmia Research Corp Aspen Insurance Holdings Ltd Technology Inc. ASCENDIA BRANDS INC Aspen Technology Inc ARRIS International plc Ascendis Pharma AS Aspira Womens Health Inc Arrow DWA Balanced Ascent Capital Group Inc Aspiriant Defensive Arrow Electronics Inc Ascent Solar Technologies Allocation Arrow Financial Corp Inc Aspiriant Risk Managed ARROW INTERNATIONAL INC ASCENTIAL SOFTWARE CORP Equity Allocation Arrowhead Pharmaceuticals ASCONI CORP Aspiriant Risk Managed Inc Ase Technology Holdings Co Municipal Bond Art Technology Group Inc ASE TEST LTD ASPREVA ARTEMIS INTL SOLUTIONS ASGN Inc PHARMACEUTICALS CORP CORP Ashanti Goldfields Co Ltd Assembly Biosciences Inc Artes Medical Inc Ashford Hospitality Trust Inc Assertio Therapeutics Inc Artesian Resources Corp Ashford Inc Asset Acceptance Capital ARTESYN TECHNOLOGIES INC Ashland Global Holdings Inc Corp. ArthroCare Corp Ashmore Emerging Markets Asset Mgmt Intrmd Arthur J. Gallagher & Co. Short Duration Mortgage ARTIFICIAL LIFE INC Ashmore Emerging Markets Asset Mgmt Ultra Short Artio Global Investors Inc Total Return Asset Mgmt Ultra Short Artio International Equity II Ashworth Inc. Mortgage Artisan Components Inc Asia Electrical Power AssetMark Financial Holdings Artisan Emerging Markets International Group Inc Inc Artisan Partners Asset Asia Green Agriculture Corp AssetMark Intl Equity Management Inc Asia Pacific Fund Inc AssetMark Large Cap Growth Artisan Small Cap Value ASIA PACIFIC RESOURCES AssetMark Large Cap Value Artisan Value LTD AssetMark TxEx Fixed ARTISTDIRECT INC Asia Pacific Wire & Cable Income ARTIUS ACQUISITION INC Corp Assisted Living Concepts Inc Art's Way Manufacturing Co. ASIA PAYMENT SYSTEMS INC Associated Banc-Corp Inc ASIA PREMIUM TELEVISION Associated Capital Group Inc Aruba Networks Inc GRP
Page 15
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Associated Estates Realty AST Franklin Templeton AST Parametric Emerging Corp Global Bond Markets Equity ASSURANCEAMERICA CORP AST Global Bond AST Preservation Asset Assurant Inc. AST Global Real Estate Allocation Assured Guaranty Ltd AST Goldman Sachs Global AST Prudential Core Bond AST AB Global Bond Income AST Prudential Growth AST Academic Strategies AST Goldman Sachs Large Allocation Asset Allocation Cap Value AST QMA International Core AST Advanced Strategies AST Goldman Sachs Multi- Equity AST Alger All-Cap Growth Asset AST QMA U.S. Equity Alpha AST AllianzGI World Trends AST Goldman Sachs Strategic Portfolio AST Am Cent Income & Income AST Quantitative Modeling Growth AST Government Money AST Schroders Global Tactical AST Am Cent Intl Growth Market AST Schroders Multi Asset AST American Funds Growth AST GS Concentrated Growth World Strategies Allocation AST GS Small Cap Value AST Small Cap Growth AST AQR Large Cap AST High Yield Portfolio AST Small Cap Growth AST Balanced Asset AST Hotchkis & Wiley Large- Opportunities Allocation Cap Value AST Small Cap Value AST Blackrock Global AST International Growth AST T Rowe Price Asset Alloc Strategies AST International Value AST T Rowe Price Equity AST BlackRock Low Duration AST Investment Grade Bond Income Bond AST Jennison Large Cap AST T Rowe Price Growth AST BlackRock/Loomis Sayles Growth Opportunities Bond AST JPM Global Thematic AST T Rowe Price Large Cap AST Bond 2018 AST JPM International Equity Growth AST Boston Partners Large AST JPM Tactical AST T Rowe Price Large Cap Cap Value Preservation Value AST Capital Growth Asset AST Large Cap Core AST T Rowe Price Natural Allocation AST Loomis Sayles Large Cap Resources AST Clearbridge Dividend Growth AST Wellington Mgmt Growth AST Lord Abbett Core Fixed Hedged Equity AST Cohen & Steers Realty Income AST Western Asset Core Plus AST DeAM Small Cap Growth AST MFS Global Equity Bond AST Defensive Asset AST MFS Growth AST Western Asset Emerging Allocation AST MFS Growth Allocation Markets Debt AST FI Pyramis Asset AST MFS Large Cap Value Asta Funding Inc Allocation AST Mid Cap Growth ASTEA INTERNATIONAL INC AST Fidelity Institutional AM AST Mid Cap Value Astec Industries Inc. Quantitative AST Multi-Sector Fixed Asterias Biotherapeutics Inc AST Franklin Templeton Income Astex Pharmaceuticals Inc Founding Funds Allocation AST NB Core Bond Aston Small Cap AST Franklin Templeton AST NB Mid Cap Growth Aston Value Founding Funds Plus Aston/Fortis Growth
Page 16
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Aston/River Road ATLANTIC BANCGROUP INC ATMOS ENERGY CORP Independent Value Atlantic Capital Bancshares ATMOSPHERIC GLOW TECH Aston/River Road Small Cap Inc INC Value Atlantic Coast Financial Corp ATN International Inc Aston/Veredus Aggrsv Gro Atlantic Data Services Inc ATNA Resources Ltd Astoria Financial Corp ATLANTIC LIBERTY Atomera Inc ASTRALIS LTD FINANCIAL AtriCure Inc ASTRATA GROUP INC Atlantic Southern Financial ATRION Corp Astro Aerospace Ltd Group Inc Atrix Labs Inc Astronics Corp Atlantica Sustainable ATS Corp AstroNova Inc Infrastructure plc ATS Medical Inc Astropower Inc Atlanticus Holdings Corp Attunity Ltd Astrotech Corp AtlanticWhitehall Mid Cap Atwood Oceanics Inc. Asure Software Inc Gro aTyr Pharma Inc ASV Holdings Inc ATLANTIS PLASTICS INC Au Optronics Corp At Home Group Inc Atlas Acquisition Holdings Auburn National AT ROAD INC Corp Bancorporation Inc AT&T CORP Atlas Air Worldwide Holdings Audacy Inc AT&T Inc Inc. Audentes Therapeutics Inc At&T Wireless Services Inc Atlas CA Muni Bond AUDIBLE INC Ata Holdings Corp Atlas Corp Audience Inc ATA Inc Atlas Energy Group LLC Audiocodes Ltd Atalanta Sosnoff Capital Cp Atlas Energy Inc AudioEye Inc Atara Biotherapeutics Inc ATLAS ENERGY RESOURCES Augme Technologies Inc ATARI INC LLC AUGUST TECHNOLOGY CORP Atc Healthcare Inc Atlas Financial Holdings Inc AURA SYSTEMS INC ATC Technology Corp Atlas Global Growth Aurasource Inc Atea Pharmaceuticals Inc Atlas Growth Opportunities Aurelio Resource Corp Atento SA Atlas Pipeline Partners LP AuRico Gold Inc athenahealth Inc Atlas Resource Partners LP Auris Medical Holding AG Athene Holding Ltd Atlas Strategic Income Aurizon Mines Ltd Athenex Inc Atlas Technology Group Inc Aurora Foods Inc Athens Bancshares Corp Atlas US Govt & Mrtg Sec AURORA GOLD CORP ATHEROGENICS INC Atlassian Corp Plc AURORA OIL & GAS CORP Atheros Communications Inc Atlatsa Resources Corp Aurum Inc Athersys Inc ATM International Managed Auspex Pharmaceuticals Inc Athira Pharma Inc Volatility AUSTIN CHALK OIL AND GAS Athlon Energy Inc ATM Large Cap Managed LTD ATI TECHNOLOGIES INC Volatility AUSTRAL PACIFIC ENERGY Atlantic Alliance Partnership ATM Mid Cap LTD Corp ATM Small Cap Managed Australia Acquisition Corp Atlantic American Corp Volatility AUSTRALIAN FOREST Atlantic Avenue Acquisition Atmel Corp INDUSTRIES Corp ATMI Inc AuthenTec Inc
Page 17
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Authentidate Holding Corp. Avenue Credit Strategies Axcelis Technologies Inc. Autodesk Inc. Avenue Financial Holdings Axcella Health Inc Autohome Inc Inc Axcess International Inc AUTOIMMUNE INC Avenue Therapeutics Inc AXEDA SYSTEMS INC AUTOINFO INC AVEO Pharmaceuticals Inc Axesstel Inc Autoliv Inc Averion International Corp Axiall Corp Autolus Therapeutics Plc Averox Inc AXIM Biotechnologies Inc Automated Cash Mgmt Avery Dennison Corp Axion International Holdings Automated Government AveXis Inc Inc Money Tr AVIALL INC Axion Power International Automated Govt Cash Aviat Networks Inc Inc Reserves AVICENA GROUP INC AXIS Capital Holdings Ltd Automatic Data Processing Avid Bioservices Inc Axis Technologies Group Inc Inc Avid Technology Inc. AXM PHARMA INC AUTONATION INC Avient Corp Axogen Inc AutoNavi Holdings Ltd Avigen Inc Axon Enterprise Inc AutoWeb Inc aVinci Media Corp AXONYX INC AUTOZONE INC Avinger Inc Axos Financial Inc. AUXILIO INC Avino Silver & Gold Mines AXP Blue Chip Advantage Auxilium Pharmaceuticals Inc Ltd AXP CA TxEx Avadel Pharmaceuticals plc AVIS BUDGET GROUP INC AXP Life Series Equity Avalara Inc Avista Corp AXP Life Series Managed Avalon GloboCare Corp Avistar Communications AXP Partners Small Cap AVALON HOLDINGS CORP Corp Growth Avalon Pharmaceuticals Inc AVITA Medical Inc AXP Research Opportunities Avalon Rare Metals Inc Aviv REIT Inc Axsome Therapeutics Inc AvalonBay Communities Inc. Aviva PLC AXS-ONE INC Avanex Corp Aviza Technology Inc AXSYS TECHNOLOGIES INC Avangrid Inc AVNET INC AXT Inc AVANIR Pharmaceuticals Inc Avocent Corp AYR Wellness Inc Avanos Medical Inc Avolon Holdings Ltd Aytu BioPharma Inc Avant Immunotherapeutics Avon Products Inc. AZEK Company Inc (The) Inc-Old AVX Corp. AZL DFA 5 Year Global Fixed Avantair Inc Aware Inc. Income Avanti Acquisition Corp AXA ENT Capital AZL DFA US Core Equity Avantor Inc Appreciation AZL VIP BlackRock Capital Avaya Holdings Corp AXA ENT Small Co Value Appreciation AVAYA INC AXA Premier VIP Charter AZL VIP BlackRock Global Ave Maria Catholic Value Multi Sector Bond Allocation Ave Maria Growth AXA Premier VIP Charter AZL VIP FIAM Total Bond Ave Maria Rising Dividend Small Cap Value AZL VIP Frankln Sml Cap Aventine Renewable Energy Axa, Paris Value Holdings Inc Axalta Coating Systems Ltd AZL VIP Invesco Intl Equity Aventis Sa AXCAN PHARMA INC
Page 18
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
AZL VIP JPM International Baillie Gifford EAFE Plus All Banc of California Inc Opportunities Cap BancFirst Corp AZL VIP JPMorgan Large Cap Baillie Gifford Emerging BANCINSURANCE CORP Equity Markets Equities Banco Bilbao Vizcaya AZL VIP JPMorgan US Equity Baillie Gifford Global Alpha Argentaria SA (BBVA) AZL VIP LMP Large Cap Equities Banco De Chile Growth Baillie Gifford International BANCO ITAU HLDG AZL VIP MFS Investors Trust Alpha FINANCEIRA AZL VIP MFS Value Baillie Gifford International Banco Macro SA AZL VIP Morgan Stanley Mid Growth Banco Santander Brasil SA Cap Growth Baillie Gifford Long Term Banco Santander Mexico SA AZL VIP MVP Fusion Growth Global Growth Banco Santander SA AZL VIP OCC Renaissance Baird Aggregate Bond Bancolombia Sa AZL VIP OCC Value Baird Core Intermediate Bancorp Inc (The) AZL VIP OPP Intl Growth Municipal Bond Bancorp of New Jersey Inc AZL VIP Schroder Emerging Baird Core Plus Bond Bancorp Rhode Island Inc Market Equity Baird Intermediate Bond BancorpSouth Inc. AZL VIP VKM Growth & Baird Mid Cap BancTrust Financial Group Income Baird Quality Intermediate Inc AZTAR CORP Municipal Bond BANDAG INC AZUR INTERNATIONAL Baird Short Bond Bandwidth Inc Azure Midstream Partners LP Baird Short-Term Municipal Bank Butterfield & Son Ltd Azure Power Global Ltd Bond Bank First Corp AZZ Inc Baird Ultra Short Bond Bank Holdings Inc. (The) B Communications Ltd BAIRNCO CORP Bank Mutual Corp B&G Foods Inc Baja Mining Corp Bank of America Corp B&H Ocean Carriers Ltd BakBone Software Inc Bank Of Bermuda Ltd B. Riley Financial Inc Baker Hughes a GE Co Bank of Commerce Holdings B/E Aerospace Inc BAKER HUGHES a GE Co LLC Bank of Florida Corp B2Gold Corp BAKERS FOOTWEAR GROUP Bank of Granite Corp Babcock & Wilcox INC Bank of Hawaii Corp Enterprises Inc Balchem Corp Bank of Ireland BABYUNIVERSE INC BALDOR ELECTRIC CO Bank of Kentucky Financial BACK YARD BURGERS INC Baldwin Technology Co Inc Corp BACKWEB TECHNOLOGIES Ball Corp Bank of Marin Bancorp LTD Ballantyne Strong Inc Bank of New York Mellon Bacterin International BALLY TECHNOLOGIES INC Corp (The) Holdings Inc BALLY TOTAL FITNESS HLDG Bank of South Carolina Corp Badger Meter Inc. CP Bank of the Carolinas BAETA Corp Ballys Corp Bank of the James Financial Baidu Inc Balqon Corp Group Inc Baillie Gifford Developed Baltia Air Lines Inc Bank of the Ozarks EAFE All Cap Baltic Trading Ltd Bank One Corp Bam Entertainment Inc Bank Tokyo-Mitsubishi
Page 19
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Bank7 Corp Battalion Oil Corp BCSB Bancorp Inc BankFinancial Corp Battle Mountain Gold BCTG Acquisition Corp BankGuam Holding Co Exploration Corp BEA SYSTEMS INC Banks.com Inc BAUSCH & LOMB INC Beach First National BANKUNITED FINANCIAL Bausch Health Cos Inc Bancshares Inc CORP Baxalta Inc Beacon Federal Bancorp Inc Bankwell Financial Group Inc BAXTER INTERNATIONAL INC Beacon Power Corp Banner Corp Bay Bancorp Inc BEACON ROOFING SUPPLY BANTA CORP Bay Banks of Virginia Inc INC Baozun Inc BAY NATIONAL CORP Beam Global Bar Harbor Bankshares BAY VIEW CAPITAL CORP Beam Inc BARAN GROUP LTD BayCom Corp Beam Therapeutics Inc Barclays Glbl Inv Asset Alloc Baycorp Holdings Corp Bear State Financial Inc Barclays Glbl LifePath 2010 BAYER AG Bear Stearns Companies Inc Barclays Government Money BAYER SCHERING PHARMA (The) Market AG Bear Stearns Prime Money BARD (C.R.) INC Baylake Corp Mrkt BARE ESCENTUALS INC BAYOU CITY EXPLORATION BEARD CO Barfresh Food Group Inc INC BearingPoint Inc. Barings Active Short Duration Bazaarvoice Inc Beasley Broadcast Group Inc Bond BB HOLDINGS LTD Beazer Homes USA Inc. Barings Bdc Inc BB&T Intrmd US Govt Bond BEBE STORES INC Barnes & Noble Education BB&T Large Cap Beckman Coulter Inc Inc BB&T Large Cap Growth Becton Dickinson and Co Barnes & Noble Inc BBB Managed Account Bedford Bancshares Inc Barnes Group Inc Completion Shares BEDFORD PROPERTY Barnesandnoble.Com Inc BBH Core Select INVESTORS Barneys New York Inc BBH Intermediate Municipal Beeston Enterprises Ltd Barnwell Industries Inc Bond Behringer Harvard Baron Var Capital Asset BBH Limited Duration Opportunity REIT I Inc BARR PHARMACEUTICALS BBH Partner Fund - BEI TECHNOLOGIES INC INC International Equity BeiGene Ltd Barra Inc BBH Real Return BEKEM METALS INC Barracuda Networks Inc BBH TxEx Money Bel Fuse Inc. Barrett Business Services Inc BBH US Government Money Belden Inc Barrier Therapeutics Inc Market Belk Inc. BARRY (R G) CORP BBIF Govt Sec Bell Canada Intl Inc Barzel Industries Inc BBIF Money Bell Industries Inc. BASELINE OIL & GAS CORP BBIF Treasury Bell Microproducts Inc BASF AG BBIF TxEx Bellatrix Exploration Ltd Basic Energy Services Inc BBMF CORP Bellerophon Therapeutics Inc BASIN WATER INC BBX Capital Corp Bellicum Pharmaceuticals Inc Bassett Furniture Industries BBX Capital Inc BELLSOUTH CORP Inc. BCB Bancorp Inc BELLUS Health Inc
Page 20
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
BELMONT BANCORP BG Medicine Inc BIOCRYST Belo Corp. BGC Partners Inc PHARMACEUTICALS INC BEMA GOLD CORP BGSF Inc BIOCUREX INC BENCHMARK BANKSHARES Bha Group Holdings Inc BioDelivery Sciences INC BHP Group Ltd International Inc Benchmark Electronics Inc BHP Group Plc Biodesix Inc Beneficial Bancorp Inc Bicycle Therapeutics Ltd BIOENVISION INC Benefitfocus Inc BIDZ.com Inc BioForce Nanosciences BENETTON GROUP SPA BIF CA Muni Holdings Inc Benihana Inc BIF CT Muni BioForm Medical Inc Benjamin Franklin Bancorp BIF Government Securities Biogen Inc Inc BIF Money Biohaven Pharmaceutical BENNETT ENVIRONMENTAL BIF NJ Muni Holding Co Ltd INC BIF NY Muni Bioheart Inc Bentley Pharmaceuticals Inc. BIF OH Muni BIOJECT MEDICAL TECHNOL Bentley System Inc BIF Treasury BIO-KEY INTERNATIONAL INC Berger Growth BIF TxEx BioLargo Inc Berger Holdings Ltd Big 5 Sporting Goods Corp Biolase Inc Berger Small Company Big Cat Energy Corp Biolife Solutions Inc Growth Big Lots Inc BIO-LOGIC SYSTEMS CORP Berkley (W.R.) Corp Big Rock Partners Acquisition Biomarin Pharmaceutical Inc BERKSHIRE BANCORP INC Corp BioMed Realty Trust Inc Berkshire Focus BIG SKY ENERGY CORP BIOMET INC Berkshire Hathaway Inc BigBand Networks Inc BIOMIMETIC THERAPEUTICS Berliner Communications Inc BigCommerce Holdings Inc INC Berry Corp Biglari Holdings Inc Bion Environmental Tech Inc Berry Global Group Inc Bilibili Inc Bionovo Inc BESI-BE SEMICONDUCTOR Bill.com Holdings Inc BioNTech SE INDS Bimini Capital Management Biopack Environmental Besra Gold Inc Inc Solutions Inc Best Buy Co Inc BINDVIEW DEVELOPMENT Bio-Path Holdings Inc Betawave Corp CORP BIOPHAN TECHNOLOGIES Better Choice Co Inc Bio Blast Pharma Ltd INC Betterware de Mexico SAB Bio Reference Laboratories Bioprogress Plc de CV Inc BIOPURE CORP BEVERLY ENTERPRISES BioAmber Inc Bio-Rad Laboratories Inc BEVERLY HILLS BANCORP INC BIOANALYTICAL SYSTEMS BioShaft Water Technology Beverly National Corp INC Inc BEXIL CORP Bioatla Inc BioSig Technologies Inc Beyond Air Inc Bio-Bridge Science Inc BIOSITE INC Beyond Meat Inc BioCardia, Inc. BioSolar Inc BeyondSpring Inc BioClinica Inc BIOSOURCE INTERNATIONAL BF ENTERPRISES INC BIOCORAL INC INC BG GROUP PLC
Page 21
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
BioSpecifics Technologies BlackRock Advantage BlackRock Corporate High Corp International Yield Fund III Inc BioSphere Medical Inc BlackRock Advantage Large BlackRock Corporate High Biostar Pharmaceuticals Inc Cap Core Yield Fund Inc Biota Pharmaceuticals, Inc. BlackRock Advantage Large BlackRock Corporate High Biotech Products Services Cap Core V.I. Yield Fund V Inc and Research Inc BlackRock Advantage Large BlackRock Credit Allocation Biotechnology Ultrasector Cap Growth Income Trust ProFund BlackRock Advantage Large BlackRock Credit Allocation BioTelemetry Inc Cap Value Income Trust II Inc BIOVERIS CORP BlackRock Advantage Small BlackRock Debt Strategies BioXcel Therapeutics Inc Cap Core Fund Inc BIRKS & MAYORS INC BlackRock Advantage Small BlackRock Dynamic High Birner Dental Management Cap Growth Income Services Inc BlackRock Advantage US BlackRock Emerging Market Bishop St Money Mkt Total Market Long/Short Equity Bishop St Treas MM BlackRock Aggregate Bd BlackRock Emerging Markets BISYS GROUP INC Index BlackRock Energy & Bit Digital Inc BlackRock AllCp Energy & Resources Bitauto Holdings Ltd Resources BlackRock Energy and Bitstream Inc BlackRock AMT Free Muni Resources Trust BIW LTD BlackRock Aurora BlackRock Enhanced Capital BJ SERVICES CO BlackRock Balanced and Income Fund Inc BJ'S RESTAURANTS INC BlackRock Balanced Capital BlackRock Enhanced Equity BJ's Wholesale Club Holdings BlackRock Basic Value Dividend Trust Inc BlackRock Basic Value V.I. BlackRock Enhanced Equity BJ's Wholesale Club Inc. BlackRock Bond Yield & Premium Fund Inc Bjurman Barry Micro Cap BlackRock CA Muni BlackRock Enhanced Equity Growth Opportunities Yield Fund Inc BKF CAPITAL GROUP INC BlackRock California BlackRock Enhanced Global Black & Decker Corp (The) Municipal Income Trust Dividend Trust BLACK BOX CORP BlackRock Capital Allocation BlackRock Enhanced BLACK HILLS CORP Trust International Dividend Trust Black Knight Inc BlackRock Capital BlackRock Equity Dividend Black Stone Minerals LP Appreciation BlackRock Equity Dividend Blackbaud Inc BlackRock Capital Investment Trust BlackBerry Ltd Corp BlackRock Euro Blackboard Inc BlackRock Cash Funds: Instl BlackRock Event Driven Blackhawk Network Holdings BlackRock Cash Funds: Prime Equity Inc BlackRock Cash Funds: BlackRock Floating Rate BlackLine Inc Treasury Income BlackRock 60/40 Target BlackRock Core Bond BlackRock Floating Rate Allocation BlackRock Core Bond Trust Income Strategies Fund Inc BlackRock Advantage Global BlackRock CoreAlpha Bond
Page 22
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
BlackRock Floating Rate BlackRock International BlackRock Liquid Income Trust Dividend Environmentally Aware BlackRock Focus Value BlackRock Intl Bond BlackRock Liquidity CA BlackRock Glbl Alloc BlackRock Intl Equity Money BlackRock Glbl Alloc V.I. BlackRock Intl Value BlackRock Liquidity Federal BlackRock Glbl Growth BlackRock Intl Value V.I. Trust BlackRock Glbl Technology Blackrock Inv Qual Term Tr BlackRock Liquidity FedFund BlackRock Glbl Value BlackRock Investment BlackRock Liquidity BlackRock Global Dividend Quality Municipal Trust Inc. MuniCash BlackRock Global Equity (The) BlackRock Liquidity Income Trust BlackRock Large Cap MuniFund BlackRock Global Long/Short BlackRock Large Cap Focus BlackRock Liquidity NY Credit Growth Money BlackRock Global Long/Short BlackRock Latin America BlackRock Liquidity Equity BlackRock Lg Cap Growth Eq TempCash BlackRock GNMA BlackRock Lg Cap Val Equity BlackRock Liquidity BlackRock Government BlackRock LifePath 2040 TempFund Income V.I. BlackRock Lifepath Dynamic BlackRock Liquidity T-Fund BlackRock Govt Income 2020 BlackRock Liquidity Treasury BlackRock Health Sciences BlackRock LifePath Dynamic Trust Opportunities 2030 BlackRock Long-Horizon BlackRock Health Sciences BlackRock LifePath Index Equity Trust II 2020 BlackRock Low Duration BlackRock Healthcare BlackRock LifePath Index Bond BlackRock High Equity 2025 BlackRock Managed Inc Income BlackRock LifePath Index BlackRock Managed Income BlackRock High Income 2030 BlackRock Mid Cap Growth BlackRock High Yield Bond BlackRock LifePath Index Equity BlackRock High Yield Muni 2035 BlackRock Mid Cap Value BlackRock High Yield V.I. BlackRock LifePath Index Opportunities Blackrock Inc 2040 BlackRock MM V.I. BlackRock Income BlackRock LifePath Index BlackRock Multi-Asset BlackRock Income 2045 Income Opportunity Trust Inc. BlackRock LifePath Index BlackRock Multi-Sector BlackRock Income Trust Inc. 2050 Income Trust (The) BlackRock LifePath Index BlackRock Muni Intermediate BlackRock Inflation Protected 2055 Duration Fund Inc Bond BlackRock LifePath Index BlackRock Muni MM BlackRock Insured Municipal 2060 Blackrock Muni Target Term 2008 Term Trust Inc. (The) BlackRock LifePath Index BlackRock MuniAssets Fund BlackRock Insured Municipal Retirement Inc Term Trust Inc. (The) BlackRock Limited Duration BlackRock Municipal BlackRock International Income Trust BlackRock Municipal 2018 Term Trust
Page 23
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
BlackRock Municipal 2020 BlackRock NY Municipal BlackRock Strategic Global Term Trust Opportunities Bond BlackRock Municipal 2030 BlackRock PA Muni Bond BlackRock Strategic Income Target Term Trust BlackRock PA Muni MM Opportunities BlackRock Municipal Income BlackRock PA TxFr Inc BlackRock Strategic Muni Quality Trust BlackRock Pacific Opportunities BlackRock Municipal Income BlackRock Preferred BlackRock Systematic Multi- Trust Opportunity Trust Strategy BlackRock Municipal Income BlackRock Premier BlackRock Tactical Trust II Government Institutional Opportunities BlackRock MuniEnhanced BlackRock Real Asset Equity BlackRock Taxable Municipal Fund Inc Trust Bond Trust BlackRock MuniHoldings Blackrock Resources & BlackRock Technology California Quality Fund Inc Commodities Strategy Trust Opportunities BlackRock MuniHoldings BlackRock S&P 500 Index BlackRock Total Return Investment Quality Fund BlackRock S&P 500 Index BlackRock Total Return V.I. BlackRock MuniHoldings Equity BlackRock Treasury New Jersey Quality Fund Inc BlackRock S&P 500 Index V.I. Strategies Institutional BlackRock MuniHoldings BlackRock Science and BlackRock U.S. Government New York Quality Fund Inc Technology Trust Bond BlackRock MuniHoldings BlackRock Science and BlackRock US Treas MM Quality Fund II Inc Technology Trust II BlackRock Value Opport V.I. BlackRock MuniVest Fund II BlackRock Select Treasury BlackRock Wealth Liquid Inc Strategies Institutional Environmentally Aware BlackRock MuniVest Fund Inc BlackRock Senior High BlackRock World Investment BlackRock MuniYield Income Fund Inc Trust California Fund Inc BlackRock Series Balanced Blacksands Petroleum Inc BlackRock MuniYield Cap Blackstone / GSO Senior California Quality Fund Inc BlackRock Series Global Floating Rate Term Fund BlackRock MuniYield Fund Allocation Blackstone / GSO Strategic Inc BlackRock Series Lg Cap Core Credit Fund BlackRock MuniYield BlackRock Series MM Blackstone Alternative Multi Michigan Quality Fund Inc BlackRock Short Obligations Manager BlackRock MuniYield New BlackRock Short Term Bond Blackstone Alternative Multi York Quality Fund Inc BlackRock Short Term Muni Strategy BlackRock MuniYield Quality BlackRock Small Cap Growth Blackstone Group Inc Fund II Inc II Blackstone Mortgage Trust BlackRock MuniYield Quality BlackRock Small Mid Growth Inc Fund III Inc BlackRock SmCap Val Eq BladeLogic Inc BlackRock MuniYield Quality BlackRock Sr Floating Rate BLAIR CORP Fund Inc BlackRock Sr Floating Rate 2 BLAST ENERGY SERVICES INC BlackRock National Muni BlackRock Strategic Dividend BLASTGARD INTL INC BlackRock Natural Resources Achievers Trust BLDRS Emerging Markets 50 BlackRock NJ Muni Bond ADR Index Fund
Page 24
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Blink Charging Co BMO Balanced Allocation BNY Mellon Global Real Block H&R Inc BMO Institutional Prime Return BLOCKBUSTER INC Money Market BNY Mellon Global Stock BLONDER TONGUE LABS INC BMO Small Cap Growth BNY Mellon Government Bloomin' Brands Inc BMO Tax Free Money Market Money Market Blount International Inc. BMP Sunstone Corp BNY Mellon High Yield Blue Apron Holdings Inc BNC Bancorp BNY Mellon Income Stock Blue Bird Corp BNCCORP INC BNY Mellon Institutional S&P Blue Buffalo Pet Products Inc BNP RESIDENTIAL 500 Stock Index Blue Calypso Inc PROPERTIES BNY Mellon Intermediate Blue Capital Reinsurance BNY Hamilton Core Bond Muni Bond Holdings Ltd BNY Hamilton Enhanced Inc BNY Mellon International BLUE COAT SYSTEMS INC BNY Hamilton Intrmd TxEx BNY Mellon International BLUE DOLPHIN ENERGY CO BNY Hamilton Large Cap Bond Blue Earth Inc Growth BNY Mellon International Blue Hills Bancorp Inc BNY Hamilton NY TxFr MM Core Equity Blue Holdings Inc BNY Hamilton Small Cap Gro BNY Mellon International Blue Martini Software Inc BNY Mellon AMT Free Muni Equity Blue Nile Inc Bond BNY Mellon International Blue Rhino Corp BNY Mellon Appreciation Small Cap Blue Ridge Bankshares Inc BNY Mellon Balanced BNY Mellon International BLUE RIDGE REAL ESTATE CO BNY Mellon Bond Stock bluebird bio Inc BNY Mellon Bond Market BNY Mellon International Bluefire Ethanol Fuels Inc Index Stock Index Bluefly Inc BNY Mellon CA AMT Free BNY Mellon Intl Appreciation Bluegreen Vacations Holding Muni Bond BNY Mellon Intrmd Bond Corp BNY Mellon Core Plus BNY Mellon Large Cap Equity Blueknight Energy Partners BNY Mellon Corporate Bond BNY Mellon Large Cap LP BNY Mellon Diversified Intl Securities BlueLinx Holdings Inc BNY Mellon Dynamic Total BNY Mellon Large Cap Stock Bluephoenix Solutions Ltd Return BNY Mellon MA Intrmd Muni Blueprint Medicines Corp BNY Mellon Dynamic Value BNY Mellon Mid Cap Multi- Bluerock Residential Growth BNY Mellon Emerging Strategy REIT Inc Markets BNY Mellon Midcap Index Bluerock Total Income+ Real BNY Mellon Equity Income BNY Mellon Muni Bond Estate BNY Mellon Floating Rate BNY Mellon Municipal Bluescape Opportunities Income Opportunities Acquisition Corp BNY Mellon Focused Equity BNY Mellon Natl Intrmd Blyth Inc Opportunities Muni BMB Munai Inc BNY Mellon Global Fixed BNY Mellon Natl Muni MM Bmc Industries Inc/Mn Income BNY Mellon Natl Short Muni BMC Software Inc BNY Mellon Global Real BNY Mellon NY TxEx Bond BMC Stock Holdings, Inc. Estate Securities BNY Mellon Opportunistic BMO Aggregate Bond Midcap Value
Page 25
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
BNY Mellon Opportunistic BofA Government Plus Boston Omaha Corp Small Cap Reserves Boston Partners All Cap BNY Mellon PA Intrmd Muni BofA Government Reserves Value BNY Mellon Research BofA MA Muni Reserves Boston Partners Global Growth BofA MMF Reserves Equity BNY Mellon S&P 500 Index BofA Muni Reserves Boston Partners Global BNY Mellon Select Managers BofA NY TxEx Reserves Long/Short Small Cap Growth BofA Treasury Reserves Boston Partners Long/Short BNY Mellon Select Managers BofA TxEx Reserves Equity Small Cap Value Bogen Communications Intl Boston Partners Long/Short BNY Mellon Sh US Gov Sec Bogle Small Cap Growth Research BNY Mellon Small Cap Multi Bohai Pharmaceuticals Group Boston Partners Small Cap Strategy Inc Value II BNY Mellon Small/Mid Cap BOIS D ARC ENERGY INC Boston Properties Inc BNY Mellon Small/Mid Cap Boise Cascade Co Boston Scientific Corp Growth Boise Inc Boston Trust Asset BNY Mellon Smallcap Stock Bojangles' Inc Management Index BOK Financial Corp Bostonfed Bancorp Inc BNY Mellon Tax Sensitive BOLT TECHNOLOGY CORP BOTTOMLINE Large Cap Multi-Strategy BOMBAY CO INC TECHNOLOGIES INC BNY Mellon US Equity Bon Ton Stores Inc (The) Boulder Brands Inc BNY Mellon Var Inv Sml Cp Bonanza Creek Energy Inc Boulder Growth & Income Stk Idx Bonanza Goldfields Corp Fund Inc. BNY Mellon Var Inv Stock Bonds.com Group Inc Boulder Total Return Fund Index Fund BONE CARE INTERNATIONAL Inc. BNY Mellon Var Inv Tech INC Boulevard Acquisition Corp II Growth BONSO ELECTRONIC INTL INC Bowl America Inc BNY Mellon Worldwide Booking Holdings Inc Bowne & Co Inc Growth BOOKS-A-MILLION INC Bowx Acquisition Corp BOARDWALK BANCORP INC Boomerang Systems Inc Box Inc Boardwalk Equities Inc Boot Barn Holdings Inc Box Ships Inc Boardwalk Pipeline Partners Boots & Coots Inc BOYD GAMING CORP LP Booz Allen Hamilton Holding BOYDS COLLECTION LTD Bob Evans Farms Inc. Corp BOYKIN LODGING CO BOC GROUP PLC Borderfree Inc BP Midstream Partners LP Boca Resorts Inc BORDERS GROUP INC BP PLC BODISEN BIOTECH INC BorgWarner Inc BPI Energy Holdings Inc Body Central Corp Borland Software Corp BPW Acquisition Corp BOE Financial Services of BORQS TECHNOLOGIES INC BPZ Resources Inc Virginia Inc BOSTON ACOUSTICS INC Braddock Multi-Strategy Boeing Co Boston Beer Co Inc. (The) Income BofA CA TxEx Reserves Boston Co Intl Small Cap BRADESCO BANCO BofA Cash Reserves Boston Communications BRADLEY PHARMACEUTICL - Group Inc CL A
Page 26
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
BRADY CORP BRF SA BrighthouseI Braemar Hotels & Resorts Inc Bridge Builder Core Bond AllianceBernstein Global Brainstorm Cell Therapeutics Bridge Builder Core Plus Dynamic Allocation Brandes Emerging Markets Bond BrighthouseI American Funds Value Bridge Builder International Balanced Allocation Brandes International Equity Equity BrighthouseI American Funds Brandes International Small Bridge Builder Large Cap Growth Cap Equity Growth BrighthouseI American Funds BRANDPARTNERS GROUP Bridge Builder Large Cap Growth Allocation INC Value BrighthouseI American Funds Brandywine Blue Bridge Builder Municipal Moderate Allocation Brandywine Realty Trust Bond BrighthouseI AQR Global Risk BrandywineGLOBAL - Bridge Builder Small/Mid Cap Balanced Alternative Credit Growth BrighthouseI Asset Allocation BrandywineGLOBAL - Bridge Builder Small/Mid Cap 100 Diversified US Large Cap Value BrighthouseI BlackRock Value BRIDGE STREET FINANCIAL Global Tactical Strategies BrandywineGLOBAL - Global INC BrighthouseI BlackRock High Opportunities Bond BridgeBio Pharma Inc Yield BrandywineGLOBAL - Bridgeline Software Inc BrighthouseI Clarion Global Unconstrained Bond Bridgetown Holdings Ltd Real Estate BRASIL TELECOM Bridgewater Bancshares Inc BrighthouseI Harris OAK PARTICIPACOES Bridgeway Aggrsv Investor I International BRASKEM SA Bridgeway Aggrsv Investor II BrighthouseI Invesco Brass Eagle Inc Bridgeway Blue Chip Balanced Risk Allocation Braun Consulting Inc Bridgeway Omni Small Cap BrighthouseI Invesco Bravo Brio Restaurant Group Value Comstock Inc Bridgeway Omni Tax- BrighthouseI Invesco Global BRAVO FOODS INTL CORP Managed Small Cap Value Equity BRAZAURO RESOURCES Bridgeway Small Cap Value BrighthouseI Invesco Small CORP Bridgeway Ultra Small Co Cap Growth Brazil Fast Food Corp Mrkt BrighthouseI JPMorgan Core Brazil Fund BRIDGFORD FOODS CORP Bond Brazil Gold Corp Brigham Exploration Co BrighthouseI JPMorgan Brazos Micro Cap Brigham Minerals Inc Global Active Allocation Brazos Small Cap Bright Horizons Family BrighthouseI JPMorgan Small BRE Properties Inc. Solutions Inc Cap Value BREAKWATER RESOURCES Bright Mountain Media Inc BrighthouseI Loomis Sayles LTD Bright Scholar Education Growth Breeze Holdings Acquisition Holdings Ltd BrighthouseI MFS Research Corp Brightcove Inc International Breeze-Eastern Corp Brighthouse Financial Inc BrighthouseI Morgan Stanley BreitBurn Energy Partners LP BrighthouseI AB Discovery BRESLER & REINER INC International Bond
Page 27
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
BrighthouseI Multi-Index BrighthouseII Asset BrighthouseII/Artisan Mid Targeted Risk Allocation 20 Cap Value BrighthouseI PIMCO Inflation BrighthouseII Asset BrighthouseII/Dimensional Protected Bond Allocation 40 International Small Company BrighthouseI PIMCO Total BrighthouseII Asset BrighthouseII/Wellington Return Allocation 60 Balanced BrighthouseI Schroders BrighthouseII Asset BrighthouseII/Wellington Global Multi-Asset Allocation 80 Core Equity Opportunities BrighthouseI Small Cap Value BrighthouseII Baillie Gifford Brightpoint Inc BrighthouseI SSGA Growth International Stock Brightsphere Investment and Income ETF BrighthouseII Balanced Plus Group Inc BrighthouseI SSGA Growth BrighthouseII BlackRock BrightView Holdings Inc ETF Bond Income Brigus Gold Corp BrighthouseI T. Rowe Price BrighthouseII BlackRock BRILLIAN CORP Large Cap Value Capital Appreciation BRILLIANCE CHINA BrighthouseI T. Rowe Price BrighthouseII BlackRock AUTOMOTIVE Mid Cap Growth Ultra-Short Term Bond Brinker International Inc. BrighthouseI TCW Core Fixed BrighthouseII Frontier Mid Brink's Co (The) Income Cap Growth Brink's Home Security BrighthouseI Templeton BrighthouseII Jennison Holdings Inc International Bond Growth BRINX RESOURCES LTD BrighthouseI Van Eck Global BrighthouseII MetLife Brio Software Inc Natural Resources Aggregate Bond Index BRISTOL WEST HOLDINGS BrighthouseI Victory BrighthouseII MetLife Mid INC Sycamore Mid Cap Value Cap Stock Index Bristol-Myers Squibb Co BrighthouseI WA BrighthouseII MetLife MSCI Bristow Group Inc Management Government EAFE Index BRITESMILE INC Income BrighthouseII MetLife Russell BRITISH AIRWAYS PLC BrighthouseI Wells Capital 2000 British American Tobacco Management Mid Cap Value BrighthouseII MetLife Stock PLC BrighthouseI Western Asset Index British Energy Plc Management US BrighthouseII MFS Total British Sky Broadcasting Government Return Group PLC BrighthouseI/Aberdeen BrighthouseII MFS Value Britton & Koontz Capital Emerging Markets Equity BrighthouseII Neuberger Corp BrighthouseI/Artisan Berman Genesis Brixmor Property Group Inc International BrighthouseII T. Rowe Price BROADCAST INTERNATIONAL BrighthouseI/Eaton Vance Large Growth INC Floating Rate BrighthouseII T. Rowe Price BROADCASTER INC BrighthouseI/Franklin Low Small Growth Broadcom Corp Duration Total Return BrighthouseII Western Asset Broadcom Inc BrighthouseI/Wellington Management Strategic Bond Broadridge Financial Large Cap Research Opportunit Solutions Inc Broadstone Net Lease Inc
Page 28
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Broadview Opportunity Brown Advisory Global Buckle Inc. (The) BROADVISION INC Leaders Bucyrus International Inc Broadwind Energy Inc Brown Advisory Growth Buffalo Discovery BROADWING CORP Equity Buffalo Flexible Income Brocade Communications Brown Advisory Intrmd BUFFALO GOLD LTD Systems Inc Income Buffalo Growth Bronco Drilling Company Inc Brown Advisory Small Cap Buffalo Hi Yield Brooge Energy Ltd Fundamental Value Buffalo Mid Cap BROOKDALE SENIOR LIVING Brown Advisory Small Cap Buffalo Small Cap INC Gro Buffalo Wild Wings Inc Brooke Capital Corp Brown Advisory Sustainable BUHRMANN NV Brookfield Asset Growth Builders FirstSource Inc Management Inc Brown Advisory Tax Exempt Builders Fixed Income Brookfield Business Partners Bond Building Materials Holding LP Brown Advisory WMC Japan Corp Brookfield Canada Office Alpha Opportunities Bull Horn Holdings Corp Properties Brown Advisory WMC Bull Run Corp Brookfield Global Listed Real Strategic European Equity BULLDOG TECHNOLOGIES Estate Brown Capital Management INC Brookfield Office Properties International Small Company BULLION RIVER GOLD CORP Inc Brown Capital Management Bulova Corp Brookfield Property Partners Small Company Bunge Ltd LP Brown-Forman Corp Bunzl PLC Brookfield Property REIT Inc. Brp Group Inc Burcon NutraScience Corp Brookfield Renewable Corp Brt apartments corp Burgerfi International Inc Brookfield Renewable Bruce Fund BURLINGTON COAT FACTORY Partners LP Bruker Corp WRHS Brookfield Residential BRUNSWICK BANCORP BURLINGTON NORTHERN Properties Inc Brunswick Corp SANTA FE, LLC. Brookline Bancorp Inc Bryn Mawr Bank Corp BURLINGTON RESOURCES Brooklyn Federal Bancorp Inc Bsb Bancorp INC Brooks Automation Inc BSB Bancorp Inc Burlington Stores Inc BROOKSTONE INC BSD Medical Corp Burnham US Govt MM Brooktrout Inc Bsp Onelink Inc BURZYNSKI RESEARCH Brown & Brown Inc BSQUARE Corp INSTITUTE Brown (Tom) Inc BT Group PLC Bush Industries -Cl A Brown Advisory Beutel BTRS Holdings Inc Business First Bancshares Inc Goodman Large-Cap Value BTS Tactical Fixed Income BUSINESS OBJECTS SA Brown Advisory Core Intl BTU International Inc BUTLER INTERNATIONAL INC Brown Advisory Emerging BUCA Inc Butler Mfg Co Markets Select BUCKEYE GP HOLDINGS LP BWAY Holding Co Brown Advisory Flexible BUCKEYE PARTNERS LP BWC FINANCIAL CORP Equity BUCKEYE TECHNOLOGIES INC BWX Technologies Inc BUCKEYE VENTURES INC Byline Bancorp Inc
Page 29
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
C&D TECHNOLOGIES INC Calamos Convertible California Water Service C&F FINANCIAL CORP Calamos Convertible and Group C&J Energy Services Inc High Income Fund CALIPER LIFE SCIENCES INC C.H. Robinson Worldwide Calamos Convertible Calithera Biosciences Inc Inc. Opportunities and Income Calix Inc C1 Financial Inc Fund CALL NOW INC C2 Inc Calamos Dynamic Callaway Golf Co C3.ai Inc Convertible & Income Fund Calliditas Therapeutics AB C4 Therapeutics Inc Calamos Evolving World CALLISTO CA Daily Tax Free Growth PHARMACEUTICALS INC CA INC Calamos Global Dynamic CALL-NET ENTERPRISES -CL B CA TxEx Money Income Fund Callon Petroleum Co/DE Cabaletta Bio Inc Calamos Global Growth & CallWave Inc Cabana Target Drawdown 10 Income Calpine Corp ETF Calamos Government MM Calumet Specialty Products Cabela's Inc Calamos Growth Partners LP CABG MEDICAL INC Calamos Growth & Income Calvert Balanced CABLE & WIRELESS PLC Calamos High Yield Calvert Bond Cable Design Tech Cp -Cl A Calamos International Calvert Cash Reserves Prime Cable One Inc Growth Calvert Emerging Markets CABOT OIL & GAS CORP Calamos Market Neutral Equity Cache Inc Income Calvert Equity CACI International Inc Calamos Phineus Long/Short Calvert First Govt MM Cactus Inc Calamos Strategic Total Calvert Global Water Cadbury PLC Return Fund Calvert Green Bond Cadence Bancorporation CalAmp Corp Calvert Income Cadence Design Systems Inc CalAtlantic Group Inc Calvert International Equity Cadence Financial Corp Calavo Growers Inc Calvert Large Cap Growth Cadence Pharmaceuticals Inc CALCITECH LTD Calvert New Vision Small Cap CADIZ INC Caldwell & Orkin Market Calvert Short Dura Income CADMUS COMMUNICATIONS Opport Calvert Small Cap CORP Caledonia Mining Corp Plc Calvert TxFr Reserves CA Cadre Reserve US Govt MM Caleres Inc Calvert TxFr Reserves Ltd Caesars Acquisition Co Calgon Carbon Corp Calvert TxFr Reserves MM Caesars Entertainment Inc California Coastal Calvert Ultra Short Duration Caesarstone Ltd Communities Inc Income CafePress Inc California First National Calvert US Large Cap Core Cagle's Inc. Bancorp Responsible Index CAI International Inc California Independent Bncp Calvert US Large Cap Value Cal Dive International Inc California Micro Devices Corp Responsible Index Cal Maine Foods Inc CALIFORNIA OIL & GAS CORP Calvert VP S&P MidCap 400 Caladrius Biosciences Inc CALIFORNIA PIZZA KITCHEN Index Calamos Asset Management INC Calvert VP SRI Balanced Inc California Resources Corp CALYPTE BIOMEDICAL CORP
Page 30
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Calyxt Inc CANETIC RESOURCES TRUST CapitalSource Inc. CAM Commerce Solutions Cannabics Pharmaceuticals CAPITALSOUTH BANCORP Inc Inc Capitol Acquisition Corp Cambiar Intl Equity Cannabis Therapy Corp Capitol Acquisition Corp III Cambiar Opportunity Cannae Holdings Inc Capitol Bancorp Ltd Cambiar Small Cap CANO PETROLEUM INC Capitol Federal Financial Inc CAMBIOR INC Canon Inc Capitol Investment Corp IV Cambium Learning Group Inc Canopy Growth Corp CapLease Inc Cambium Networks Corp Canplats Resources Corp Capri Holdings Ltd Cambrex Corp Cantaloupe Inc Capricor Therapeutics Inc CAMBRIDGE ANTIBODY TECH Cantel Medical Corp CAPSOURCE FINANCIAL INC GRP Canterbury Park Holding CapStar Financial Holdings Cambridge Bancorp Corp Inc CAMBRIDGE DISPLAY TECH CANTV-CA NAC TELEFONOS Capstar Special Purpose Cambridge Heart Inc VENEZ Acquisition Corp CAMCO FINANCIAL CORP Canwest Global Com -Nvtg Capstead Mortgage Corp Camden Learning Corp CANYON BANCORP Capstone Financial Group Inc Camden National Corp CANYON RESOURCES CORP Capstone Therapeutics Corp Camden Property Trust CAP ROCK ENERGY CORP Capstone Turbine Corp Cameco Corp CAPCO ENERGY INC Captaris Inc Cameron International Corp Cape Bancorp Inc CAPTIVA SOFTWARE CORP CAMPBELL RESOURCES INC Cape Fear Bank Corp Cara Therapeutics Inc CAMPBELL SOUP CO Capella Education Co Caraco Pharmaceuticals Camping World Holdings Inc CAPITAL AUTOMOTIVE REIT Laboratories LTD Campus Crest Communities Capital Bank Corp Caraustar Industries Inc Inc Capital Bank Financial Corp CARBO Ceramics Inc. Camtek Ltd Capital City Bank Group Carbon Black Inc Canada Goose Holdings Inc CAPITAL GOLD CORP Carbon Energy Corp CANADA SOUTHERN Capital Group CA Core Carbon Natural Gas Co PETROLEUM Municipal Carbon Sciences Inc Canadian National Railway Capital Group Core Bond Carbonite Inc Co Capital Group Core Municipal CardConnect Corp Canadian Natural Resources Capital Growth Systems Inc Cardero Resource Corp Ltd Capital Income Builder Inc Cardiac Science Corp Canadian Pacific Railway Ltd Capital One Financial Corp. Cardiac Science Inc Canadian Zinc Corp Capital Pac Hldgs Inc Cardica Inc CanAlaska Uranium Ltd Capital Product Partners LP Cardiff Oncology Inc CANANDAIGUA NATIONAL Capital Properties Inc. CARDINAL BANKSHARES CORP Capital Senior Living Corp CORP CANARC RESOURCE CORP Capital Southwest Corp Cardinal Ethanol LLC Canargo Energy Corp CAPITAL TITLE GROUP INC Cardinal Financial Corp Cancer Genetics Inc Capital World Bond Fund Inc CARDINAL HEALTH INC CANCERVAX CORP Capital World Growth & Cardinal Resources Inc CANDELA CORP Income Fund Inc
Page 31
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
CardioDynamics Carolina Bank Holdings Inc CASPIAN SERVICES INC International Corp Carolina Financial Corp CASS INFORMATION CARDIOGENESIS CORP CAROLINA NATIONAL CORP SYSTEMS INC CardioGenics Holdings Inc CARPENTER TECHNOLOGY Cassava Sciences Inc CardioTech International Inc. CORP Castle (A M) & Co CardioVascular CARRAMERICA REALTY CORP Castle Biosciences Inc BioTherapeutics Inc CARREKER CORP Castle Brands Inc Cardiovascular Systems Inc Carriage Services Inc CASTLE ENERGY CORP Cardium Therapeutics Inc CARRIER ACCESS CORP Castlepoint Holdings Ltd Cardlytics Inc CARRINGTON LABORATORIES Castlight Health Inc Cardtronics plc INC CAT Money Market Care Capital Properties Inc Carrizo Oil & Gas Inc Catabasis Pharmaceuticals Care.com Inc Carrollton Bancorp Inc CareCloud Inc CARROLS RESTAURANT Catalent Inc CareFusion Corp GROUP INC CATALINA LIGHTING INC CAREGUIDE INC Cars.com Inc CATALINA MARKETING CORP CAREMARK RX INC Carter Bankshares Inc CATALYST BIOSCIENCES, INC. CareTrust REIT Inc Carter's Inc. Catalyst Health Solutions Inc CareView Communications Carvana Co Catalyst Hedged Futures Inc Carver Bancorp Inc. Strategy Carey Watermark Investors CAS Medical Systems Inc Catalyst Pharmaceutical Inc Inc Casa Systems Inc CATALYST SEMICONDUCTOR CarGurus Inc Cascade Bancorp INC Caribou Coffee Company Inc Cascade Corp CATALYTICA ENERGY SYS INC Carillon ClariVest Capital Cascade Financial Corp Catamaran Corp Appreciation Cascade Microtech Inc Catapult Communications Carillon Eagle Growth & CASCADE NATURAL GAS Corp Income CORP CatchMark Timber Trust Inc Carillon Eagle Mid Cap Cascadian Therapeutics Inc CATELLUS DEVELOPMENT Growth Cascal NV CORP Carillon Eagle Small Cap Casella Waste Systems Inc Caterpillar Inc Growth Casey's General Stores Inc. Cathay General Bancorp Carillon Reams Core Plus Cash Accumulation Liq Assets Cato Corp (The) Bond Cash Accumulation Natl MM Causeway Emerging Markets Carillon Reams Cash America International Causeway Intl Value Unconstrained Bond Inc. Cavalier Homes Inc Carillon Scout International Cash Management Trust CAVALRY BANCORP INC Carillon Scout Mid Cap Cash Reserve Treasury Cavanal Hill Government Carlisle Cos Inc Cash Reserve TxFr Series Securities Money Market Carlyle Group Inc (The) Cash Store Financial Services Cavanal Hill TxFr MM CarMax Inc Inc (The) Cavanal Hill US Treasury Carmike Cinemas Inc CASH SYSTEMS INC Cavco Industries Inc CARNIVAL CORP CASI Pharmaceuticals Inc Cavitation Technology Inc Carnival PLC CASPIAN INTL OIL CORP Cavium Inc
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Cb Bancshares Inc Celera Corp CENTRAL BANCORP INC/MA CB Financial Services Inc CELERITEK INC CENTRAL COAST BANCORP CBA Money Celestica Inc Central Europe and Russia cbdMD Inc CELGENE CORP Fund Inc Cbeyond Inc CELL GENESYS INC Central European CBIZ Inc Celldex Therapeutics Inc Distribution Corp CBL & Associates Properties CELLEGY PHARMACEUTICALS Central European Media Inc. INC Enterprises Ltd Cboe Global Markets Inc Celltech Group Plc CENTRAL FEDERAL CORP CBOT HOLDINGS INC Cellular Biomedicine Group CENTRAL FREIGHT LINES INC CBRE Clarion Long/Short Inc CENTRAL FUND CANADA -CL CBRE Group Inc Cellular Dynamics A CBRE REALTY FINANCE INC International Inc Central Garden & Pet Co CBTX Inc CEL-SCI CORP Central GoldTrust CC Neuberger Principal Celsion Corp Central Jersey Bancorp Holdings II Celsius Holdings Inc Central Pacific Financial Corp. CCA Industries Inc. Cemex SAB de CV CENTRAL PARKING CORP Ccbt Financial Companies Inc Cenovus Energy Inc Central Puerto Sa CCC INFORMATION SVCS Centene Corp Central Securities Corp GRP INC Centennial Communications Central Sun Mining Inc CCF Holding Company Corp Central Valley Community CCFNB Bancorp Inc Centennial Government Bancorp C-COR INC Trust Central Vermont Public CDC Corp Centennial Money Market Service Corp CDEX INC Trust Central Virginia Bankshares CDI Corp. Centennial Resource Inc CDK Global Inc Development Inc Centrespace CDW Corp Centennial TxEx Trust CENTRUE FINANCIAL CORP CE Franklin Ltd. Center Coast Brookfield Centrus Energy Corp CEB Inc Midstream Focus Century Aluminum Co CEC Entertainment Inc. Center Financial Corp Century BanCorp Inc CECIL BANCORP INC Centerline Holding Co Century Casinos Inc CECO Environmental Corp. CenterPoint Energy Inc. Century Communities Inc Cedar Fair LP CENTERPOINT PROPERTIES Century Petroleum Corp Cedar Realty Trust Inc TRUST CENTURY REALTY TRUST CEDARA SOFTWARE CORP CenterState Bank Corp Century Shares Trust CEF Govt & Agency Securities Centex Corp. Century Small Cap Select CEF Money Market Centillium Communications Cenveo Inc. Celadon Group Inc Inc Cephalon Inc CELANESE AG Centogene NV Cepheid Inc Celanese Corp CENTRA SOFTWARE INC Ceradyne Inc Celator Pharmaceuticals Inc CENTRACORE PPTYS TRUST Ceragenix Pharmaceuticals Celcuity Inc Centrais Eletricas Brasileiras Inc CELEBRATE EXPRESS INC Sa-Eletrobras
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Cerberus Telecom CHAPARRAL RESOURCES INC Chelsea Therapeutics Acquisition Corp CHAPARRAL STEEL CO International Ltd Cerecor Inc CHAPEAU INC Chem RX Corp Cerence Inc Charah Solutions Inc Chembio Diagnostics Inc. CEREPLAST INC Chardan Healthcare Chemed Corp CERES GROUP INC Acquisition 2 Corp ChemoCentryx Inc Ceres Inc Chargepoint Holdings, Inc. CHEMOKINE THERAPEUTICS CERIDIAN CORP Charles & Colvard Ltd CORP Ceridian HCM Holding Inc Charles Holdings Inc Chemours Co (The) Cerner Corp Charles River Laboratories Chemspec International Ltd Certara Inc International Inc Chemtura Corp Certegy Inc Charlotte Russe Holding Inc Chemung Financial Corp Cerulean Pharma Inc Charm Communications Inc Cheniere Energy Inc. Cerus Corp Charming Shoppes Inc Cheniere Energy Partners LP Ceva Inc Chart Acquisition Corp Cheniere Energy Partners LP Cf Finance Acquisition Corp Charter Communications Inc Holdings LLC CF Industries Holdings Inc Charter Financial Corp/MD Cherokee Inc CFC INTERNATIONAL INC Charter One Finl Inc Cherokee International Corp CFS Bancorp Inc Chartered Semiconductor Cherry Hill Mortgage CG Cap Mkts Large Cap Val Manufacturing Ltd Investment Corp Eqty CHARTWELL INTL INC Chesapeake Corp. CG Cap Mkts Small Cap Val CHARYS HOLDING CO INC Chesapeake Energy Corp Eqty Chase Corp Chesapeake Granite Wash CGM Advisor Targeted Equity Chase Growth Trust CGM Capital Development Chateau Communities Inc Chesapeake Lodging Trust CGM Focus Chatham Lodging Trust Chesapeake Utilities Corp. CGM Mutual CHATTEM INC CHESTER VY BANCORP INC CGM Realty CHAUS (BERNARD) INC Chesterfield Finl Corp CH Energy Group Inc. CHC Group Ltd Cheviot Financial Corp CHAD THERAPEUTICS INC CHDT Corp CHEVRON CORP Challenger Energy Corp Check Point Software Chewy Inc Chalone Wine Group Ltd Technologies Ltd Cheyenne Resources Inc Champion Enterprises Inc. CHECKERS DRIVE-IN CHICAGO RIVET & MACHINE CHAMPION INDUSTRIES INC RESTAURANT CO Championx Corp CHECKFREE CORP Chicopee Bancorp Inc Champlain Mid Cap Checkmate Pharmaceuticals Chico's FAS Inc. Champlain Small Company Inc Childrens Place Inc (The) Champnship Auto Racing Checkpoint Systems Inc Chimerix Inc Team Checkpoint Therapeutics Inc China 3C Group CHAMPPS ENTMT INC Cheesecake Factory Inc. China Advanced Construction Changyou.com Ltd (The) Materials Group Inc ChannelAdvisor Corp Chefs' Warehouse Inc (The) China Agritech Inc Channell Commercial Corp Chegg Inc China Armco Metals Inc Chaparral Energy Inc Chelsea Property Group Inc China Auto Logistics Inc
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
China Botanic China Industrial Waste China New Energy Group Co Pharmaceutical Inc Management Inc China North East Petroleum China Bottles Inc China Information Holdings Ltd China Cablecom Holdings Ltd Technology Inc China Nuokang Bio- China Ceramics Co Ltd China Infrastructure Pharmaceutical Inc China CGame Inc Construction Corp China Nutrifruit Group Ltd China Clean Energy Inc China Infrastructure China Opportunity China Customer Relations Investment Corp Acquisition Corp Centers Inc China INSOnline Corp China Organic Agriculture Inc China Digital Animation China Integrated Energy Inc China Petroleum & Chemical Development Inc China Intelligent Lighting and Corp Sinopec CHINA DIGITAL MEDIA CORP Electronics Inc China Pharma Holdings Inc China Digital TV Holding Co CHINA IVY SCHOOL INC China Precision Steel Inc Ltd China Jianye Fuel Inc China Real Estate China Direct Industries Inc China Jo-Jo Drugstores Inc Information Corp China Distance Education China Kanghui Holdings China Recycling Energy Corp Holdings Ltd China Kangtai Cactus Biotech China Ritar Power Corp China Dongsheng Inc China Security & Surveillance International Inc China Lending Corp Technology Inc China Eastern Airlines Corp China Life Insurance Co Ltd China Shandong Industries Ltd China Lithium Technologies Inc China Education Alliance Inc Inc China Shen Zhou Mining & China Energy Recovery Inc China Marine Food Group Resources Inc China Environmental Ltd China Shengda Packaging Protection Inc China Mass Media Corp Group Inc China Executive Education China MediaExpress Holdings China Shenghuo Corp Inc Pharmaceutical Holdings Inc CHINA FINANCE INC China Medicine Corp China Shoe Holdings Inc China Finance Online Co Ltd CHINA METRO-RURAL China ShouGuan Mining Corp China Fire & Security Group HOLDINGS LTD China Sky One Medical Inc Inc China Ming Yang Wind China Solar & Clean Energy China Fund Inc. (The) Power Group Ltd Solutions Inc China GengSheng Minerals China Mobile Games and China Southern Airlines Co Inc Entertainment Group Ltd Ltd China Gerui Advanced China Mobile Ltd China Sun Group High-Tech Materials Group Ltd China Natural Gas Inc Co China Green Agriculture Inc China Natural Resources Inc China Sunergy Co Ltd China GrenTech Corp Ltd China Nepstar Chain China SXT Pharmaceuticals China Healthcare Acquisition Drugstore Ltd Inc Corp CHINA NETCOM GROUP China Techfaith Wireless China Housing & Land CORP Communication Technology Development Inc China Networks International Ltd China Hydroelectric Corp Holdings Ltd China Technology China Industrial Steel Inc China New Borun Corp Development Group CP
Page 35
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
China Tel Group Inc CHORDIANT SOFTWARE INC CINTAS CORP China TopReach Inc Christopher & Banks Corp. CINTEL CORP China TransInfo Technology CHROMCRAFT REVINGTON Cipher Pharmaceuticals Inc Corp INC CIRCOR International Inc China Unicom (Hong Kong) CHRONIMED INC CIRCUIT CITY STORES INC Ltd Chubb Corp Cirrus Logic Inc. China United Insurance Chubb Ltd CISCO SYSTEMS INC Service Inc Chunghwa Telecom Co Ltd Cision Ltd China Valves Technology Inc Church & Dwight Co. Inc. CIT Group Inc China Voice Holding Corp Churchill Capital Corp Citadel Broadcasting Corp. China VoIP & Digital Telecom Churchill Capital Corp II Citi CA TxFr Reserve Inc Churchill Capital Corp IV Citi CT TxFr Reserves China Water and Drinks Inc Churchill Downs Inc Citi Trends Inc China Wind Systems Inc Churchill TxFr Kentucky CITIGROUP INC China Yida Holding Co Churchill Ventures Ltd CITIZENS & NORTHERN CORP China Yili Petroleum Co Chuy's Holdings Inc Citizens Bancorp of Virginia China Yuchai International CHYRON CORP Inc Ltd CIA ENERGETICA DE MINAS Citizens Community Bancorp China-Biotics Inc CIB Marine Bancshares Inc Inc ChinaCache International CIBA SPECIALTY CHEMICALS Citizens Core Growth Holdings Ltd CIBC Atlas Disciplined Equity Citizens Financial Corp/WV ChinaEdu CORP CIBC Atlas Income Citizens Financial Group Inc ChinaGrowth North Opportunities Citizens Financial Services Inc Acquisition Corp CIBC Atlas Mid Cap Equity Citizens First Bancorp Inc Chindex International Inc CIBER Inc. Citizens First Corp Chinook Therapeutics Inc CIBT Education Group Inc CITIZENS FIRST FINL CORP ChipMOS TECHNOLOGIES Cidara Therapeutics Inc CITIZENS HOLDING CO (Bermuda) Ltd CIFC LLC Citizens Inc. Chipmos Technologies Inc CIG Wireless Corp Citizens Republic Bancorp Inc Chippac Inc CIGMA METALS CORP Citizens South Banking Corp Chiquita Brands International Cigna Money Market City Holding Co Inc CIGNA Variable Money City National Corp Chiron Capital Allocation Market City Office REIT Inc CHIRON CORP CIM Commercial Trust Civeo Corp Chisen Electric Corp Corporation Civista Bancshares Inc CHITTENDEN CORP Cima Labs Inc CIVITAS BANKGROUP INC Choice Hotels International Cimarex Energy Co. Civitas Solutions Inc Inc. Cimpress PLC CKE Restaurants Inc. Choice One Communication CINCINNATI BELL INC CKX Inc. Inc Cincinnati Financial Corp CKX LANDS INC Choiceone Financial Services Cinemark Holdings Inc CLAIRES STORES INC Inc Ciner Resources LP CLARCOR Inc. CHOICEPOINT INC Cinergy Corp CLARIENT INC CHOLESTECH CORP CINRAM INTL INCOME FUND Clarivate Plc
Page 36
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Clark Holdings Inc ClearBridge Large Cap CLOSURE MEDICAL CORP CLARK INC Growth Cloudera Inc Clarkston Partners ClearBridge Large Cap Value Clough Global Equity Fund Clarus Corp ClearBridge Mid Cap Clough Global Opportunities CLASSIC BANCSHARES INC ClearBridge Select Fund Claude Resources Inc ClearBridge Small Cap Clover Health Investments Claxson Interactve Group ClearBridge Small Cap Corp CLAYMONT STEEL HLDGS INC Growth Clovis Oncology Inc Clayton Holdings Inc ClearBridge Tactical Dividend CLPS Inc Clayton Homes Inc Income CLST Holdings Inc Clayton Williams Energy Inc ClearBridge Value Trust ClubCorp Holdings Inc Clean Coal Technologies Inc ClearBridge Var Aggressive CLYVIA INC Clean Diesel Technologies Inc Growth CM Advisers Clean Energy Fuels Corp ClearBridge Var All Cap Value CMA FL Muni Clean Harbors Inc ClearBridge Var Appreciation CMA MA Muni Clean Power Technologies Clearfield Inc CMA MI Muni Inc Clear-Lite Holdings Inc CMA NC Muni Clean Systems Technology Clearly Canadian Beverage CMA PA Muni Gp Corp CMG High Yield Bond Cleantech Biofuels Inc ClearOne Inc CMG Small Cap Clear Channel Outdoor ClearPoint Business CMG Strategic Equity Holdings Inc Resources Inc CMS Energy Corp CLEAR CHOICE FINANCIAL ClearPoint Neuro Inc CNA FINANCIAL CORP INC Clearside Biomedical Inc CNA SURETY CORP Clear Skies Solar Inc ClearSign Combustion Corp CNB BANCORP INC/NY CLEARANT INC Cleartronic Inc CNB Corp ClearBridge Aggressive Clearwater Paper Corp CNB FINANCIAL CORP MASS Growth Clearway Energy Inc CNB Financial Corp/PA ClearBridge All Cap Value Clearwire Corp Cnb Florida Bancshares Inc ClearBridge American Energy Cleco Corp CNC Development Ltd MLP Fund Inc Clementia Pharmaceuticals CNET Networks Inc ClearBridge Appreciation Inc CNH Global NV ClearBridge Dividend Clene Inc CNH Industrial N.V. Strategy CLEVELAND BIOLABS INC CNL Lifestyle Properties Inc ClearBridge Energy Cleveland-Cliffs Inc CNO Financial Group Inc Midstream Opportunity Fund Clever Leaves Holdings Inc Cnooc Ltd Inc CLICK COMMERCE INC Cnova NV ClearBridge Energy MLP Fund Clifton Bancorp Inc CNR California Tax Exempt Inc Climate Change Crisis Real Money Market ClearBridge Energy MLP Impact I Acquisition Corp CNR Fixed Income Total Return Fund Inc CLINICAL DATA INC Opportunities ClearBridge International Clipper Fund CNR Government Money Growth Clipper Realty Inc Market Clorox Co (The) CNR Municipal High Income
Page 37
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
CNR Prime Money Market Cognizant Technology Cohen & Steers REIT and CNS INC Solutions Corp Preferred and Income Fund CNS Response, Inc. COGNOS INC Inc CNX Gas Corp Cogo Group Inc Cohen & Steers REIT and CNX Midstream Partners LP Cohbar Inc Utility Income Fund Inc. CNX Resources Corp Cohen & Steers Advantage Cohen & Steers Select Coachmen Industries Inc. Income Realty Fund Preferred and Income Fund Coast Distribution System Cohen & Steers Asia Pacific Inc Inc. Realty Cohen & Steers Worldwide COAST FINANCIAL HOLDINGS Cohen & Steers Closed-End Realty Income Fund Inc INC Opportunity Fund Inc COHERENT INC Coastal Bancorp Inc Cohen & Steers Dividend Coherus BioSciences Inc COASTAL BANKING CO INC Majors Fund COHESANT TECHNOLOGIES Coastal Financial Corp Cohen & Steers Global INC COASTAL FINANCIAL Income Builder Inc COHU INC CORP/DE Cohen & Steers Global Realty COINMACH SERVICE CORP Coastway Bancorp Inc Shares COLD SPRING CAPITAL INC COATES INTERNATIONAL LTD Cohen & Steers Inc Coldwater Creek Inc Cobalt Corp Cohen & Steers Cole Credit Property Trust IV Cobalt International Energy Infrastructure Fund Inc Inc Inc Cohen & Steers Instl Global Cole National Corp CoBiz Financial Inc Realty Shares Coleman Cable Inc Cobra Electronics Corp Cohen & Steers Instl Realty COLES MYER LTD Coca Cola Consolidated Inc Cohen & Steers International COLEY PHARMACEUTICAL Coca-Cola Co (The) Realty GROUP Coca-Cola European Partners Cohen & Steers Low Duration Colfax Corp Plc Preferred & Income CollaGenex Pharmaceuticals Coca-Cola Femsa SAB De CV Cohen & Steers Ltd Duration Inc Coca-Cola HBC AG Preferred and Income Fund Collective Brands Inc Cocrystal Pharma Inc Inc Collectors Universe Inc Cocrystal Pharma, Inc. Cohen & Steers MLP Income COLLEGIATE FUNDING Coda Octopus Group Inc and Energy Opportunity SERVICES Coda Octopus Group, Inc. Fund Inc Collegium Pharmaceutical Inc Codexis Inc Cohen & Steers Preferred Colliers International Group Codiak BioSciences Inc Securities and Income Inc Coeur Mining Inc Cohen & Steers Premium COLLINS & AIKMAN CORP COFFEE HOLDING CO INC Income Realty Fund Inc Collins Industries Inc Cogdell Spencer Inc Cohen & Steers Quality Colombia Goldfield Ltd Cogent Biosciences Inc Income Realty Fund Inc. Colonial Financial Services Cogent Communications Cohen & Steers Real Estate Inc Holdings Inc Securities Colonial Properties Trust Cogent Inc Cohen & Steers Realty Shares Colony Capital Inc Cogentix Medical Inc Colony Capital, Inc. Cognex Corp Colony Credit Real Estate Inc
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Colony Starwood Homes Columbia Daily Income Co Columbia Growth & Income COLOR KINETICS INC MM Columbia Growth Stock Colorado Bond Shares Columbia Disciplined Core Columbia High Income Colorado Goldfields Inc Columbia Disciplined Growth Columbia High Yield Bond Colorado Medtech Inc Columbia Disciplined Value Columbia High Yield Muni COLT TELECOM GROUP SA Columbia Diversified Bond Columbia High Yield Opport CoLucid Pharmaceuticals Inc Columbia Dividend Income Columbia Income Builder Columbia Bancorp Columbia Dividend Columbia Income Builder II Columbia Acorn Emerging Opportunity Columbia Income Markets Columbia Emerging Markets Opportunities Columbia Acorn Fund Columbia Emerging Markets Columbia Inflation Protected Columbia Acorn International Bond Sec Columbia Acorn Intl Select Columbia Emerging Markets Columbia Intermediate Columbia Acorn Select Consumer ETF Municipal Bond Columbia Acorn USA Columbia Emerging Markets Columbia International Columbia Adaptive Risk Opportunity Equity Allocation Columbia Energy & Natural Columbia International Columbia Asia Pacific ex- Res Growth Japan COLUMBIA EQUITY TRUST Columbia International Stock Columbia Asset Allocation Columbia European Equity Columbia Intl Value Columbia Balanced Columbia Federal Securities Columbia Intrmd Core Bond COLUMBIA BANCORP Columbia Financial Inc Columbia Intrmd Govt Columbia Banking System Inc Columbia Fixed Income Sec Income Columbia Blended Equity Columbia Flexible Capital Columbia Large Cap Columbia Bond Income Enhanced Core Columbia Capital Allocation Columbia Floating Rate Columbia Large Cap Growth Aggressive Portfolio Columbia Global Bond Columbia Large Cap Growth Columbia Capital Allocation Columbia Global Dividend II Moderate Opportunity Columbia Large Cap Growth Columbia Capital Allocation Columbia Global Equity Opportunity Moderate Aggressive Value Columbia Large Cap Growth Columbia Capital Allocation Columbia Global V Moderate Conservative Infrastructure Columbia Large Cap Index Columbia Common Stock Columbia Global Columbia Large Cap Value Columbia Conservative High Opportunities Columbia Large Company Yield Columbia Global Strategic Index Columbia Contrarian Core Equity Columbia Liberty Fund Columbia Convertible Sec Columbia Global Technology Columbia Limited Duration Columbia Core Bond Growth Credit Columbia Corp Income Columbia Global Value Columbia MA Intrmd Muni Columbia CT Muni Reserves Columbia Government Bond Columbia Daily Cash Money Market Columbia Managed Muni Reserves Columbia Greater China Columbia Marsico Growth Columbia Growth Var
Page 39
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Columbia Marsico Intl Opp Columbia OR Intermediate Columbia Short Term Muni Columbia Marsico Intl Opp Muni Bond Bond Var Columbia Overseas Value Columbia Sht Intrmd Govt Columbia Marsico Mid Cap Columbia Pipeline Group Inc Columbia Small Cap Core Growth Columbia Pipeline Partners Columbia Small Cap Growth Columbia Mid Cap Growth LP Columbia Small Cap Growth Columbia Mid Cap Growth Columbia Portfolio Builder II Opportunity Conservative Columbia Small Cap Index Columbia Mid Cap Index Columbia Portfolio Builder Columbia Small Cap Value Columbia Mid Cap Value & Moderate Aggressive Columbia Small Cap Value II Restructuring Columbia Portfolio Builder Columbia Small Company Columbia Mid Cap Value Moderate Conservative Equity (old) Columbia Portfolio Builder Columbia Small Company Columbia MN TxEx Total Equity Index Columbia Money Market Columbia Prime Reserves Columbia Small/Mid Cap Columbia Mortgage Columbia Property Trust Inc Value Opportunities Columbia Quality Income Columbia Sportswear Co Columbia Multi Adv Columbia Real Estate Equity Columbia Strategic California International Value Columbia Select Global Municipal Income Columbia Multi Adv Small Equity Columbia Strategic Income Cap Value Columbia Select Columbia Strategic Municipal Columbia Multi Strategy International Equity Income Alternatives Columbia Select Large Cap Columbia Tax Exempt Columbia Multi-Manager Equity Columbia Tax Managed Alternatives Strategies Columbia Select Large Cap Growth Columbia Multi-Manager Growth Columbia Thermostat Directional Alternatives Columbia Select Large Cap Columbia Total Return Bond Strategies Value Columbia Ultra Short Term Columbia Multi-Manager Columbia Select Mid Cap Bond Growth Strategies Value Columbia US Treasury Index Columbia Multi-Manager Columbia Select Columbia Utilities International Equity Opportunities Columbia VA Intrmd Muni Strategies Columbia Select Small Cap Columbia Value & Columbia Multi-Manager Columbia Select Small Cap Restructure Small Cap Equity Strategies Value Columbia Var Cash Columbia Multi-Manager Columbia Seligman Management Total Return Bond Strategies Communication & Columbia Var Global Bond Columbia Multi-Manager Information Columbia Var High Yield Value Strategies Columbia Seligman Global Columbia Var High Yield Columbia Muni Income Technology Bond Columbia Newport Tiger Columbia Short Bond Columbia Var Income Columbia NY Intrmd Muni Columbia Short Intrmd Bond Opportunities Bond Columbia Short Term Bond Columbia Var Large Cap Value
Page 40
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Columbia Var Mid Cap Value Comerica Inc Commonwealth Industries Opportunity COMFORCE Corp Inc Columbia Var Strategic Inc Comfort Systems USA Inc. COMMONWLTH TELE ENTER Columbia Variable Balanced Comm Bancorp Inc CommScope Holding Co Inc Columbia Variable Contrarian Command Government CommScope Inc. Core Portfolio COMMUN INTELLIGENCE Columbia Variable Command Money Mkt Communications Systems Disciplined Core Portfolio Inc. Columbia Variable Dividend COMMAND SECURITY CORP COMMUNITY BANCORP Opportunity Command TxFr Money INC/CA Columbia Variable Emerging Portfolio Community Bancorp/Nj Markets COMMERCE BANCORP Community Bancorp/NV Columbia Variable INC/NJ Community Bancorp/VT Intermediate Bond Commerce Bancshares Inc COMMUNITY BANCSHARES Columbia Variable Large Cap Commerce Bond INC/DE Growth Commerce Cap Govt MM Community Bank System Inc. Columbia Variable Large Cap Commerce Cap Treas Oblig Community Bankers Trust Index MM Corp Columbia Variable Limited Commerce CORE Equity COMMUNITY BANKS INC Duration Credit COMMERCE ENERGY GROUP Community Bankshares Inc. Columbia Variable Long INC COMMUNITY CAPITAL Government/Credit Bond Commerce Group Inc. (The) BANCSHARES Columbia Variable Mid Cap Commerce MO TxFr Intrmd Community Capital Corp Growth Commerce One Inc Community Central Bank Columbia Variable Select COMMERCEFIRST BANCORP Corp. Large Cap Equity INC COMMUNITY FINANCIAL Columbia Variable Select CommerceHub Inc CORP/VA Large Cap Value COMMERCEPLANET INC Community First Bancorp Columbia Variable Small Cap Commercesouth Inc Community First Bancshares Value Commercial Bancshares Inc Columbia Variable US Inc/Oh Community First Bankshares Equities COMMERCIAL BANKSHARES Community Health Systems Columbia Variable US Govt INC Inc Mortgage COMMERCIAL CAPITAL Community Healthcare Trust Columbia VP Overseas Core BANCORP Inc Columbia Young Investor COMMERCIAL FEDERAL Community Trust Bancorp Columbus Acquisition Corp Commercial Metals Co Inc COLUMBUS MCKINNON Commercial National Community Valley Bancorp CORP Financial Corp Community West Bancshares COMARCO INC Commercial Vehicle Group CommunityOne Bancorp Combanc Inc Inc CommunitySouth Financial CombiMatrix Corp COMMONWEALTH Corp Comcast Corp BANKSHARES INC CommVault Systems Inc COMDISCO HOLDING CO INC COMPASS BANCSHARES INC
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Compass Diversified Holdings Concho Resources Inc CONSTAR INTERNATIONAL Compass Minerals CONCORD CAMERA CORP INC International Inc. CONCORD Constellation Brands Inc Compellent Technologies Inc COMMUNICATIONS INC Constellation CIP Ultra Short COMPETITIVE Concord Efs Inc Fixed Income TECHNOLOGIES INC Concord Medical Services Constellation Energy Group COMPEX TECHNOLOGIES INC Holdings Ltd Inc. Complete Genomics Inc CONCORDE CAREER Constellium SE Complete Production COLLEGES INC Construction Partners inc Services Inc Concordia International Corp Consumer Discretionary COMPOSITE TECHNOLOGY Concur Technologies Inc Select Sector SPDR Fund CORP Concurrent Computer Corp (The) Compton Petroleum Corp Condor Hospitality Trust Inc Consumer Portfolio Services Compucom Systems Inc Conduent Inc Inc COMPUDYNE CORP Cone Mills Corp Consumer Staples Select Compugen Ltd Conestoga Small Cap Sector SPDR Fund (The) Computer Access Tech Corp CONEXANT SYSTEMS INC Consumers Bancorp Inc Computer Horizons Corp. Conformis Inc Container Store Group Inc COMPUTER NETWORK TECH CONMED Corp (The) CORP Conmed Healthcare Contango Oil & Gas Co Computer Programs and Management Inc Contango ORE Inc Systems Inc Connecticut Bancshares Inc Contextlogic Inc Computer Task Group Inc Connecticut Water Service Continental Airlines Inc. Computerized Thermal Inc Continental Building Imaging ConnectOne Bancorp Inc Products Inc COMPUWARE CORP Connecture Inc CONTINENTAL ENERGY CORP CompX International Inc. CONNETICS CORP Continental Fuels Inc comScore Inc Cono Italiano Inc CONTINENTAL MATERIALS COMSovereign Holding Corp CONOCOPHILLIPS CORP Comstock Homebuilding Cos CONOR MEDSYSTEMS INC Continental Minerals Corp Inc Conrad Industries Inc Continental Resources Inc Comstock Mining Inc CONSOL Coal Resources LP CONTINUCARE CORP Comstock Resources Inc. CONSOL Energy Inc ContraFect Corp COMSYS IT Partners Inc Consolidated Control4 Corp Comtech Communications Holdings Convera Corp Telecommunications Corp. Inc CONVERGENCE ETHANOL Comverge Inc Consolidated Edison Inc. INC Comverse Technology Inc CONSOLIDATED ENERGY INC ConvergeOne Holdings Inc Conagra Brands Inc Consolidated Gems Inc CONVERIUM HOLDING AG Conatus Pharmaceuticals Inc Consolidated Mercantile Inc Conversant Inc Concentrix Corp Consolidated Water Co. Ltd CONVERSION SERVICES INTL CONCEPTUS INC Consortium Service INC Concert Pharmaceuticals Inc Management Group Inc Convio Inc Concerto Software Inc Constant Contact Inc CON-WAY INC
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
CONX Corp Cornerstone Advisors Public Cost Plus Inc Cooper Cos Inc (The) Alternatives Costamare Inc Cooper Industries Plc CORNERSTONE BANCORP CoStar Group Inc Cooper Tire & Rubber Co INC COSTCO WHOLESALE CORP COOPERATIVE BANKSHARES Cornerstone Bancorp/SC COST-U-LESS INC INC Cornerstone Building Brands COTHERIX INC Cooper-Standard Holdings Inc Cotiviti Holdings Inc Inc Cornerstone OnDemand Inc Cotton States Life Insurance CooTek Cayman Inc CORNERSTONE RLTY INCOME Coty Inc Copa Holdings SA TR I Cougar Biotechnology Inc Copano Energy LLC Cornerstone Therapeutics Inc Counsel Corp COPART INC CornerWorld Corp Counterpath Corp Copeland Risk Managed Corning Inc Country Style Cooking Dividend Growth Corporacion America Restaurant Chain Co Ltd Copel-Cia Paranaense Airports SA Countrywide Financial Corp Energia Corporate Capital Trust Inc County Bancorp Inc Copernic Inc Corporate Office Properties Coupa Software Inc COPPER MTN NETWORKS Trust Courier Corp INC CORRECTIONAL SERVICES Cousins Properties Inc COPsync Inc CORP COVAD COMMUNICATIONS CORAUTUS GENETICS INC CORRIENTE RESOURCES INC GROUP Corbus Pharmaceuticals Corsair Gaming Inc Covance Inc Holdings Inc Corteva Inc COVANSYS CORP CORCEPT THERAPEUTICS INC Cortex Pharmaceuticals Inc. Covanta Holding Corp CORD BLOOD AMERICA INC Cortexyme Inc Covenant Logistics Group Inc Core Laboratories NV CORTLAND BANCORP Coventry Health Care Inc. Core Mark Holding Co Inc Cortland General MMF Cover-All Technologies Inc Core Molding Technologies Cortland Muni Money Mkt Covest Bancshares Inc Inc. Cortland US Govt Covetrus Inc CoreCivic Inc Cortronix Biomedical Covia Holdings Corp Corel Corp Advancement Technologies Covidien Plc CoreLogic Inc Inc Covisint Corp CorePoint Lodging Inc CORUS BANKSHARES INC COVISTA COMMUNICATIONS CoreSite Realty Corp Corus Entertainment Inc INC CORGENTECH INC CORUS GROUP PLC COWEN GROUP INC CORGI INTERNATIONAL LTD Corvas International Inc Cowen Inc CORILLIAN CORP CorVel Corp. Cowlitz Bancorporation Corindus Vascular Robotics Corvus Gold Inc Cox Communications -Cl A Inc Corvus Pharmaceuticals Inc Cox Radio Inc. CORIO INC Cosan Ltd Coyote Resources Inc Corium International Inc COSI INC Cp Ships Ltd CORIXA CORP COSINE COMMUNICATIONS CPAC INC CorMedix Inc INC CPC OF AMERICA INC Cornell Companies Inc. Cosmos Holdings Inc CPEX Pharmaceuticals Inc
Page 43
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
CPFL Energia SA Cree Inc. Cross Country Healthcare Inc CPI Aerostructures Inc CREF Bond Market Account Cross Timbers Royalty Trust CPI Card Group Inc CREF Equity Index Account CrossAmerica Partners LP CPI Corp. CREF Global Equities Account CrossFirst Bankshares Inc CPI INTERNATIONAL INC CREF Growth Account Crosshair Exploration & CPS Technologies Corp CREF Inflation Linked Bond Mining Corp CRA International Inc Account Crossroads Systems Inc Cracker Barrel Old Country CREF Social Choice Account CROSSTEX ENERGY INC Store Inc CREF Stock Account CrowdGather Inc Craft Brew Alliance Inc CREO INC CrowdStrike Holdings Inc CRAFTMADE Crescent Acquisition Corp CROWLEY MARITIME CORP INTERNATIONAL INC CRESCENT BANKING CO Crown Amer Realty Trust Crailar Technologies Inc Crescent Point Energy Corp Crown Castle International Crane Co. CRESCENT R E EQUITIES INC Corp Crawford & Co Cresco Labs Inc Crown Crafts Inc Cray Inc CRESTED CORP Crown Holdings Inc CRDENTIA CORP Crestwood Equity Partners Crown Media Holdings Inc CREATIVE TECHNOLOGY LTD LP Crown Pacific Partners -Lp CREATIVE VISTAS INC Crestwood Midstream CROWN RESOURCES CORP CREDENCE SYSTEMS CORP Partners LP CRT PROPERTIES INC Credicorp Ltd Crexendo Inc Crucell NV, Leiden Credit Acceptance Corp CreXus Investment Corp Crude Carriers Corp Credit One Financial Inc CRH Medical Corp CRYO-CELL INTERNATIONAL Credit Suisse Group CRIIMI MAE INC INC Credit Suisse High Yield Bond CRIMSON EXPLORATION INC CRYOCOR INC Fd Crimson Wine Group Ltd CryoLife Inc. Creditriskmonitor.com Inc Crinetics Pharmaceuticals Inc Cryoport Inc CreditSuisse Cap CRISPR Therapeutics AG Cryptologic Ltd Appreciation Cristalchile-Cristaler Chile Crystal River Capital Inc CreditSuisse Cash Reserve Critical Path Inc Crystallex International Corp CreditSuisse Commodity CRITICAL THERAPEUTICS INC CSB Bancorp Inc/OH Return Strategy Criticare Systems Inc CSG Systems International CreditSuisse Fixed Income CRM Holdings Ltd Inc. CreditSuisse Floating Rate CRM Long/Short CSI Compressco LP High Income Opportunities CSK AUTO CORP CreditSuisse Intl Focus CRM Mid Cap Value CSP Inc CreditSuisse Large Cap Value CRM Small Cap Value CSRA Inc CreditSuisse Mid Cap Core CRM Small Mid Cap Value CSS Industries Inc. CreditSuisse Prime MM Crocs Inc CST Brands Inc CreditSuisse Small Cap Core Croft Leominster Value CSW Industrials Inc CreditSuisse US Govt Money CROGHAN BANCSHARES INC CSX Corp CreditSuisse VAR Tr Sml Cap Cronos Group (The) CT COMMUNICATIONS INC Core 1 Cronos Group Inc CT Muni Cash Credo Petroleum Corp Cross (A.T.) Co CTC Media Inc
Page 44
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
CTI BioPharma Corp Culture Medium Holdings CYBERKINETICS NEURO SYS CTI MOLECULAR IMAGING Corp INC INC Cumberland Pharmaceuticals CyberOptics Corp CTIVP American Century Inc CyberSource Corp Diversified Bond Cumberland Resources Ltd Cybex International Inc. CTIVP CenterSquare Real Cummins Inc. Cyclacel Pharmaceuticals Inc Estate Cumulus Media Inc Cyclerion Therapeutics Inc CTIVP Lazard International CUNO INC CYGENE LABORATORIES INC Equity Advantage CuraGen Corp CYGNE DESIGNS INC CTIVP Loomis Sayles Growth CURATIVE HEALTH SERVICES Cygnus Inc CTIVP Los Angeles Capital INC Cymabay Therapeutics Inc Large Cap Growth Cure Pharmaceutical Holding Cymer Inc CTIVP MFS Value Corp Cynapsus Therapeutics Inc CTIVP Morgan Stanley CureVac NV Cynosure Inc Advantage CURIS INC Cyplasin Biomedical Ltd CTIVP Partners International CURO Group Holdings Corp CYPRESS BIOSCIENCE INC Core Equity CURON MED INC Cypress Energy Partners LP CTIVP Partners International CurrencyShares Mexican CYREN Ltd Growth Peso Trust CyrusOne Inc CTIVP Partners International CurrencyShares Swedish CYS Investments Inc Value Krona Trust Cysive Inc CTIVP TCW Core Plus Bond CURRENT TECHNOLOGY Cytec Industries Inc. CTIVP TRP Large Cap Value CORP CYTOCORE INC CTIVP Victory Sycamore Curtiss-Wright Corp CytoDyn Inc Established Value Cushman & Wakefield Ltd CYTOGEN CORP CTIVP Wells Fargo Short Customers Bancorp Inc CYTOGENIX INC Duration Government Cutter & Buck Inc Cytokinetics Inc CTIVP Westfield Mid Cap CV Sciences Inc Cytomedix Inc Growth CV THERAPEUTICS INC CytomX Therapeutics Inc CTO Realty Growth Inc CVB Financial Corp Cytori Therapeutics Inc CU Bancorp/CA CVD Equipment Corp CytRx Corp CubeSmart Cvent Inc CYTYC CORP CUBIC ENERGY INC CVR Energy Inc D&E Communications Inc CUBIST PHARMACEUTICALS CVR Partners LP D&K HEALTHCARE INC CVR Refining LP RESOURCES INC Cue Biopharma Inc CVS Health Corp D. Medical Industries Ltd CUI Global Inc Cyalume Technologies D.R. Horton Inc. CUISINE SOLUTIONS INC Holdings Inc DADE BEHRING HOLDINGS Cullen Agricultural Holding Cyan Inc INC Corp CYANOTECH CORP Daily Assets Cullen High Dividend Equity CYBER DEFENSE SYSTEMS Daily CT TxFr Income MM Cullen/Frost Bankers Inc INC Daily Income Money Market Culp Inc. CyberDefender Corp Daily Income Muni Cyberguard Corp Daily Income US Govt
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Daily Income US Treasury DAVI SKIN INC Dehaier Medical Systems Ltd Daily Journal Corp DAVIDsTEA Inc Dejour Energy Inc Daily NJ Muni Income MM Davis Appreciation & Income Dekania Corp Daily NY TxFr Income MM Davis Financial Del Frisco's Restaurant Daily TxFr Income MM Davis Global Group Inc Daimler AG Davis Govt MM DEL GLOBAL TECHNOLOGIES Dakota Plains Holdings Inc Davis New York Venture CORP Daktronics Inc Davis Opportunity Del Laboratories Inc DALECO RESOURCES CORP Davis Real Estate DEL MONTE FOODS CO Dan River Inc -Cl A Davis Value Var Portf Del Taco Restaurants Inc Dana Inc DaVita Inc Delaware American Services Danaher Corp Dawson Geophysical Co Delaware Balanced Fund Danaos Corp DAXOR CORP Delaware Cash Reserve Danimer Scientific Inc DAYBREAK OIL & GAS INC Delaware Delchester DANKA BUSINESS SYSTEMS DayStar Technologies Inc. Delaware Diversified Floating PLC Dayton Superior Corp Rate DANONE (GROUPE) DBV Technologies S.A. Delaware Equity Income Danvers Bancorp Inc DBX ETF Trust - Xtrackers Delaware Foundation Daqo New Energy Corp MSCI USA ESG Leaders Equity Moderate Allocation DARA BioSciences Inc ETF Delaware Fund for Income Darden Restaurants Inc. DCB Financial Corp Delaware Global Equity Darling Ingredients Inc DCP Midstream LP Delaware Growth & Income Darwin Professional DCT Industrial Trust Inc Delaware High Yield Opport Underwriters Inc DDi Corp. Delaware Inflation Protected DASAN Zhone Solutions Inc DE RIGO SPA -ADR Bond Daseke Inc Dearborn Bancorp Inc Delaware Intl Value Equity Dassault Systemes SA DEB SHOPS INC Delaware Large Cap Value Data Domain Inc Decarboniza Plus Acquisition Delaware Ltd Term Data I/O Corp Corp Diversified Income Datakey Inc Deciphera Pharmaceuticals Delaware PT Emerging Datalink Corp Inc Markets DATAMIRROR CORP Deckers Outdoor Corp Delaware PT Global Fixed Inc DATARAM CORP DECODE GENETICS INC Delaware PT Global Real DATASCOPE CORP DECOMA INTL INC -CL A Estate Securities DATASTREAM SYSTEMS INC Decor Products International Delaware PT Labor Sel Intl Eq DATATEC SYSTEMS INC Inc Delaware PT Large Cap DATATRAK INTERNATIONAL DECORATOR INDUSTRIES INC Growth Equity INC Decorize Inc Delaware Real Estate Inv Datawatch Corp Deep Down Inc Trust Datto Holding Corp DEEP WELL OIL & GAS INC Delaware Select Growth Dave & Buster's Deer Park Total Return Credit Delaware Special Situations Entertainment Inc Deere & Co Delaware Tax Exempt Davenport Core Deerfield Healthcare Tech Income Davenport Value & Income Acq Corp Delaware Trend
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Delaware TxFr CO Desktop Metal Inc Deutsche Unconstrained Delaware TxFr MN Insured Despegar com Corp Income Delaware TxFr PA Destination Maternity Corp Deutsche X-trackers MSCI Delaware VIP High Yield Destination XL Group Inc Japan Hedged Equity ETF Delaware VIP REIT Destinations Core Fixed DEVCON INTERNATIONAL Delaware VIP Trend Income CORP Delaware Wealth Builder Destinations Global Fixed Devon Energy Corp Delcath Systems Inc Income Opportunities Dex Media Inc Delek Logistics Partners LP Destinations International DexCom Inc Delek US Holdings Inc Equity DFA 1 Year Fixed Income dELiAs Inc Destinations Large Cap DFA 2 Year Global Fixed Dell Technologies Inc Equity Income DELPHAX TECHNOLOGIES INC Destinations Multi Strategy DFA 5 Year Global Fixed Delphi Financial Group Inc Alternatives Income Delphi Technologies PLC Destinations Municipal Fixed DFA CA Intermediate-Term DELTA & PINE LAND CO Income Municipal Bond Delta Air Lines Inc Destinations Small-Mid Cap DFA CA Short Term Delta Apparel Inc Equity Municipal Bond Delta Financial Corp Destiny Media Technologies DFA Commodity Strategy DELTA NATURAL GAS CO INC Inc DFA Continental Small Co DELTA OIL & GAS INC Deswell Industries Inc DFA Diversified Fixed Income deltathree Inc Deutsche Bank AG DFA Emerging Markets Deltek Inc Deutsche Floating Rate DFA Emerging Markets Core Deltic Timber Corp Deutsche Global Small Cap Equity DemandTec Inc Deutsche Government Cash DFA Emerging Markets Sml Demandware Inc Reserve Cap Denali Therapeutics Inc Deutsche Government Series DFA Emerging Markets Social Denbury Inc. Cash Reserve Government Core Equity DENDREON CORP Deutsche Large Cap Value DFA Emerging Markets DENDRITE INTERNATIONAL Deutsche MA TxFr Muni Sustainability Core 1 INC Deutsche Municipal Income DFA Emerging Markets Value DENISON INTL PLC -ADR Trust DFA Enhanced US Large Co Denison Mines Corp Deutsche Select Alternative DFA Global 25/75 Port Denmark Bancshares Inc Allocation DFA Global 60/40 Port Dennys Corp Deutsche Short Muni Bond DFA Global Core Plus Fixed DENTSPLY SIRONA Inc Deutsche Small Cap Value Income Derma Sciences Inc Deutsche Strategic DFA Global Equity Port Dermira Inc Government Securities DFA Global Real Estate DERMISONICS INC Deutsche Tax Exempt Securities DermTech Inc. Deutsche Telekom AG DFA Inflation Protected Descartes Systems Group Inc Deutsche Treasury Money Securities (The) Deutsche Ultra Short DFA Intermediate Govt Fixed DESERT SUN MINING CORP Duration Income Design Within Reach Inc
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
DFA Intermediate Term DFA Tax Mngd International Dial Global Inc Extended Quality Value Dialogic Inc. DFA Intermediate-Term DFA Tax Mngd US Equity DIALYSIS CORP OF AMERICA Municipal Bond DFA Tax Mngd US Mktwide Diamante Minerals Inc DFA International Core Value DiaMedica Therapeutics Inc Equity DFA Tax Mngd US Mktwide Diamond Foods Inc DFA International High Value II Diamond Hill Corporate Relative Profitability DFA Tax Mngd US Small Cap Credit DFA International Large Cap DFA Tax Mngd US Targeted Diamond Hill Investment Growth Value Group Inc DFA International Real Estate DFA US Core Equity 1 Diamond Hill Large Cap Securities DFA US Core Equity 2 Diamond Hill Long Short DFA International Small Cap DFA US High Relative Diamond Hill Short Duration Value Profitability Securitized Bond DFA International Small DFA US Large Cap Equity Diamond Hill Small Cap Company DFA US Large Cap Growth Diamond Hill Small Mid Cap DFA International Social Core DFA US Large Cap Value DIAMOND I INC Equity DFA US Large Cap Value III Diamond Management & DFA International DFA US Large Company Technology Consultants Inc Sustainability Core 1 DFA US Micro Cap Diamond Offshore Drilling DFA International Value DFA US Small Cap Inc. DFA International Value III DFA US Small Cap Growth Diamond Resorts DFA International Vector DFA US Small Cap Value International Inc Equity DFA US Social Core Equity 2 Diamond S Shipping Inc DFA Investment Grade DFA US Sustainability Core 1 Diamondback Energy Inc DFA Japanese Small DFA US Targeted Value DIAMONDHEAD CASINO Company DFA US Vector Equity CORP DFA Large Cap International DFA World Core Equity DiamondRock Hospitality Co DFA Municipal Bond DFA World ex US Core Equity Diana Containerships Inc DFA Municipal Real Return DFA World ex US DIANA SHIPPING INC DFA Real Estate Securities Government Fixed Income Dicerna Pharmaceuticals Inc DFA Selectively Hedged DFA World ex US Targeted Diebold Nixdorf Inc Global Fixed Income Value DIEDRICH COFFEE INC DFA Short Duration Real DFC Global Corp DIGENE CORP Return DFP Healthcare Acquisitions Digi International Inc DFA Short Term Extended Corp DIGIMARC CORP Quality DHI Group Inc Diginex Limited DFA Short Term Municipal DHT Holdings Inc Digirad Corp Bond DHX Media Ltd Digital Ally Inc DFA Short-Term Government Diacrin Inc Digital Angel Corp DFA TA US Core Equity 2 Diageo PLC DIGITAL FUSION INC DFA TA World ex US Core DIAGNOSTIC PRODUCTS DIGITAL IMPACT INC Equity CORP DIGITAL INSIGHT CORP DFA Targeted Credit Dial Corporation DIGITAL LIGHTWAVE INC
Page 48
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
DIGITAL MUSIC GROUP INC Direxion Daily Junior Gold Diversified II Intrmd/Long Digital Realty Trust Inc Miners Index Bull 2X Shares Horizo Digital River Inc Direxion Daily S&P 500 Bear Diversified II Long Horizon Digital Turbine Inc 3X Shares Diversified II Special Equity DIGITALFX INTERNATIONAL Direxion Daily S&P 500 Bull Diversified II Stock Index INC 3X Shares Diversified II Value & Income DigitalGlobe Inc Direxion Daily S&P Biotech Diversified Instl Special DIGITALNET HOLDINGS INC Bull 3X Shares Equity DIGITALPOST INTERACTIVE Direxion Daily Diversified Restaurant INC Semiconductor Bull 3X Holdings Inc Digitalthink Inc Shares Diversified Special Equity DIGITALTOWN INC Direxion Daily Small Cap Bull Diversinet Corp DIGITAS INC 3x Shares DivX Inc Diguang International Direxion Shares ETF Trust - Dixie Group Inc (The) Development Co Ltd Direxion Daily Small Cap Bear DJO INC Diligent Corp 3X Sha DJSP Enterprises Inc Dillard's Inc. Direxion Shares ETF Trust - DLB Small Company Dime Community Bancshares Direxion Daily Technology Opportunity Inc Bull 3X Sh DLH Holdings Corp Dimeco Inc DIRT MOTOR SPORTS INC DMC Global Inc Dimension Therapeutics Inc DIRTT Environmental DNB Financial Corp Dine Brands Global Inc Solutions Ltd DNP Select Income Fund Inc. Diodes Inc Disaboom Inc DOBI MEDICAL INTL INC DIOMED HOLDINGS INC Discover Financial Services DOBSON COMMUNICATIONS DIONEX CORP Discovery Inc CORP Dipexium Pharmaceuticals DISCOVERY PARTNERS INTL Docebo Inc Inc INC Docent Inc Diplomat Pharmacy Inc DISH Network Corp DOCUCORP INTERNATIONAL DIRECT GENERAL CORP Dish TV INDA Ltd INC DIRECTED ELECTRONICS INC DISTINCTIVE DEVICES INC DOCUMENT SCIENCES CORP DIRECTV Distribucion Y Servicio Document Security Systems Direxion Commodity Trends D.Y.S.SA,SAntiago Inc Direxion Daily 20-plus Year Distributed Energy Systems Documentum Inc Treasury Bear 3X Shares Corp. Dolan Co (The) Direxion Daily Emerging Ditech Networks Inc Dolby Laboratories Inc Markets Bull 3x Shares Diversified Growth & Income Dole Food Co Inc Direxion Daily Energy Bull 3X Diversified Healthcare Trust Dollar General Corporation ETF Diversified Hi Quality Bond Dollar Thrifty Automotive Direxion Daily Financial Bear Diversified II Core Bond Group Inc. 3X Shares Diversified II Equity Growth Dollar Tree Inc Direxion Daily Financial Bull Diversified II International Dolphin Digital Media Inc 3X Eqty Domini Impact Equity Direxion Daily Gold Miners Diversified II Intrmd Horizon Domini Impact International Index Bull 2X Shares Equity
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Dominion Diamond Corp Douglas Emmett Inc Dreyfus Basic Muni Money Dominion Energy Inc Douyu International Holdings Mkt Dominion Energy Midstream Ltd Dreyfus Basic NY Muni MM Partners LP DOV PHARMACEUTICAL INC Dreyfus Basic US DOMINION HOMES INC Dova Pharmaceuticals Inc Government MM Dominion Resources Black Dover Downs Gaming & Dreyfus Basic US Mortgage Warrior Trust Entertainment Inc. Sec DOMINO'S PIZZA INC Dover Motorsports Inc. Dreyfus CA AMT Free Muni Domo Inc DOVER SADDLERY INC Cash Domtar Corp Dow 30 Enhanced Premium Dreyfus Cash Management DOMTAR INC & Income Fund Inc Dreyfus Cash Mgmt Plus Donaldson Co Inc. Dow Inc Dreyfus Citizens Sel Prim MM Donegal Group Inc Dow Jones and Co Inc. Dreyfus Citizens Select Donnelley Financial Solutions Downey Financial Corp. Treasury MM Inc Dpac Technologies Corp Dreyfus Core Value DoorDash Inc DPL Inc. Dreyfus CT Doral Energy Corp Dr Reddy'S Laboratories Ltd Dreyfus Emerging Leaders Dorchester Minerals LP DRAGON PHARMACEUTICALS Dreyfus Emerging Markets Dorian LPG Ltd INC Debt Local Currency Dorman Products Inc Dragoneer Growth Dreyfus Emerging Mrkts Dot Hill Systems Corp. OpportunIties Corp Dreyfus Equity Gro DOUBLE EAGLE PETROLEUM Dragoneer Growth Dreyfus FL Intrmd Muni Bond CO Opportunities Corp II Dreyfus FL Muni Money DOUBLECLICK INC DragonWave Inc Market DoubleLine Core Fixed Draxis Health Inc Dreyfus General CA Muni Income DREAMS INC MM DoubleLine Emerging DreamWorks Animation Inc Dreyfus General Govt Sec Markets Fixed Income Dreman/Claymore Dividend Money Market DoubleLine Flexible Income & Income Fund Dreyfus General Muni Bond DoubleLine Floating Rate Dresser-Rand Group Inc Dreyfus General NY Muni DoubleLine Global Bond DREYER'S GRAND ICE CRM Bond DoubleLine Income Solutions HLDGS Dreyfus General NY Muni Fund Dreyfus 100% US Treas MM MM DoubleLine Infrastructure LP Dreyfus General Treasury Income Dreyfus A Bonds Plus Securities MM DoubleLine Low Duration Dreyfus Active Midcap Dreyfus GNMA Bond Dreyfus Alpha Growth Dreyfus Government DoubleLine Shiller Enhanced Dreyfus Alternative Securities Cash CAPE Diversifier Strategies Dreyfus Govt Cash Mgmt DoubleLine Total Return Dreyfus AMT Free Muni Dreyfus Greater China Bond Reserves Dreyfus Growth & Income DOUBLE-TAKE SOFTWARE Dreyfus Balanced Opport Dreyfus High Yield Strategies INC Dreyfus Basic CA Muni MM Fund Douglas Dynamics Inc Dreyfus Basic Money Market
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Dreyfus Institutional Dreyfus NY AMT Free Muni Dreyfus Var Inv Develop Ldrs Preferred Government Money Market Dreyfus Var Inv Growth & Inc Money Market Dreyfus NY Muni Cash Mgmt Dreyfus Var Inv Midcap Stock Dreyfus Institutional Dreyfus NY TxEx Intrmd Bond Dreyfus Var Inv Money Preferred Treasury Dreyfus Opportunistic Fixed Market Obligations Income Dreyfus Var Inv Quality Bond Dreyfus Institutional Dreyfus PA Muni Money Dreyfus Worldwide Dollar Treasury Securities Cash Market MM Advantage Dreyfus Premr Balanced Dreyfus/Boston Co Intl Core Dreyfus Instl Cash Advntg Dreyfus Premr Core Bond Equity Dreyfus Instl Cash Advntg+ Dreyfus Premr Enterprise Dreyfus/Boston Co Small Cap Dreyfus Instl Money Market Dreyfus Premr Future Growth Dreyfus Instl Preferred Leaders Dreyfus/Boston Co Small Cap Government Plus Money Dreyfus Premr High Income Tax Sens Market Dreyfus Premr Intl Small Cap Dreyfus/Boston Co Small Cap Dreyfus Instl Preferred MM Dreyfus Premr MD Bond Value Dreyfus Instl Prime MM Dreyfus Premr Mid Cap Stock Dreyfus/Founders Discovery Dreyfus Instl US Govt MM Dreyfus Premr OH Bond Dreyfus/Founders Growth Dreyfus Instl US Treas MM Dreyfus Premr Small Co Dreyfus/Founders Mid Cap Dreyfus Intl Value Stock Grow Dreyfus Intrmd Term Income Dreyfus Premr Tax Mngd Dreyfus/Standish Mellon Dreyfus Large Cap Value Growth Fixed Income Dreyfus LifeTime Gro & Inc Dreyfus Premr Yield Advantg DRI Corp Dreyfus Liquid Assets Dreyfus Research Core Driehaus Active Income Dreyfus MA Muni Money Dreyfus S&P Stars Opp Driehaus Emerging Markets Market Dreyfus Short Intrmd Govt Growth Dreyfus MM Instrument - Dreyfus Short Intrmd Muni Driehaus Emerging Markets Govt Dreyfus Short Term Inc Small Cap Growth Dreyfus MM Instrument Dreyfus Small Cap Value Driehaus Intl Discovery Money Mkt Dreyfus Socially Responsible Driehaus Select Credit Dreyfus Money Market Growth Fund Dril-Quip Inc. Dreyfus Money Mkt Rsrvs Dreyfus Strategic Municipal Dropbox Inc Dreyfus Muni Bond Bond Fund Inc. DRS Technologies Inc. Opportunity Dreyfus Strategic Municipals drugstore.com Inc Dreyfus Muni Cash Mgmt Inc. Dryden Government Plus Dreyfus Tech Growth Securities Money Market Dreyfus Muni Money Market Dreyfus Third Century Series Dreyfus National Muni Dreyfus Treasury Obligations Dryden Intl Value Money Market Cash Management Dryden Money Mkt NY Dreyfus NJ Muni Bond Dreyfus Treasury Securities Dryden Muni Insured Dreyfus NJ Muni Money Cash Mgt Dryden Small Cap Value Market Dreyfus TxEx Cash Mgmt Dryden Ultra Short Bond Dreyfus NY AMT Free Muni Dreyfus US Treas Rsrvs DSG INTERNATIONAL LTD Bond Dreyfus Var Inv Apprec DSL.NET INC
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
DST Systems Inc. DUTCH GOLD RESOURCES DWS Government Money DSW Inc INC Market Series DTE Energy Co Dutchfork Bancshares Inc DWS Govt & Agency Money DTS Inc DWS Balanced VIP DWS Govt & Agency Duane Reade Inc DWS Blue Chip Securities Portfolio Duck Creek Technologies Inc DWS Blue Chip VIP DWS Govt & Agency VIP DUCKWALL ALCO STORES DWS CA Tax-Free Income DWS Growth & Income VIP INC DWS Capital Growth DWS High Income Ducommun Inc DWS Capital Growth VIP DWS High Income Duddell Street Acquisition DWS Cash Investment Trust Opportunities Fund Inc Corp DWS Communication DWS High Income VIP Duff & Phelps Corp DWS Core Equity DWS Intermediate Tax Free Duff & Phelps Utility and DWS Core Fixed Income DWS International Growth Corporate Bond Trust Inc. DWS Core Fixed Income VIP DWS International Select Duff & Phelps Utility and DWS Core Plus Income Equity VIP Infrastructure Fund DWS CROCI Equity Dividend DWS International VIP Duke Energy Corp DWS CROCI International DWS Intl Equity Duke Realty Corp DWS CROCI US DWS Intl Select Eqty Duluth Holdings Inc DWS Davis Venture Value VIP DWS Large Cap Value VIP Dun & Bradstreet Corp (The) DWS Disciplined Market DWS Large Company Growth DUNCAN ENERGY PARTNERS Neutral DWS Latin America Equity LP DWS Dreman Small Mid Cap DWS LifeCompass 2015 DUNE ENERGY INC Value VIP DWS LifeCompass 2020 Dunkin' Brands Group Inc DWS EAFE Equity Index DWS Lifecycle Long Range Duoyuan Global Water Inc DWS Emerging Market Fixed DWS Managed Muni Bond Duoyuan Printing Inc Income DWS Mid Cap Growth DuPont De Nemours Inc DWS Emerging Markets DWS MM Prime DuPont Fabros Technology Equity DWS Money Market VIP Inc DWS Enhanced Commodity DWS NY TxFr Income DUPONT PHOTOMASKS INC Strategy DWS RREEF Global Dupree KY TxFr Income DWS Equity 500 Index Infrastructure DUQUESNE LIGHT HOLDINGS DWS Equity 500 Index VIP DWS RREEF Global Real INC DWS Equity Partners Estate Securities DURA AUTOMOTIVE SYS -CL DWS Europe Equity DWS RREEF Real Assets B DWS Global Commodities DWS RREEF Real Estate Fund Duraswitch Inds Inc Stock fund Inc II Durata Therapeutics Inc DWS Global High Income DWS RREEF Real Estate Fund DURATEK INC DWS Global Income Builder Inc DURAVEST INC DWS Global Opportunity VIP DWS RREEF Real Estate Durect Corp DWS GNMA Securities DUSA Pharmaceuticals Inc DWS Gold & Precious Metals DWS S&P 500 Index DUSKA THERAPEUTICS INC DWS Government Cash DWS Science and Technology Dussault Apparel Inc Management DWS Short Duration DWS Short Term Bond
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
DWS Small Cap Growth E. I. du Pont de Nemours and Eastern Virginia Bankshares DWS Small Cap Growth VIP Co Inc DWS Small Cap Index VIP e.l.f. Beauty Inc EastGroup Properties Inc. DWS Small Cap Value E.ON AG EASTMAN CHEMICAL CO DWS Strategic High Yield Tax- E.PIPHANY INC Eastman Kodak Co Free E2open Inc EASYLINK SERVICES CP -CL A DWS Strategic Value VIP E2open Parent Holdings Inc EasyLink Services DWS Treasury Portfolio EACO Corp International Corp DWS TxEx Money Eagle Bancorp Inc Eaton Corp Plc DWS US Bond Index Eagle Bancorp Montana Inc Eaton Vance AMT Free Muni DWS Value Builder EAGLE BROADBAND INC Income Dwyer Group Inc Eagle Bulk Shipping Inc Eaton Vance Asian Sm Co DXC Technology Co Eagle Financial Services Inc Eaton Vance Atlanta Capital DXP Enterprises Inc EAGLE HOSPITALITY PROP TR Select Equity Dyadic International Inc Eagle Intl Equity Eaton Vance Atlanta Capital DYAX CORP EAGLE MATERIALS INC SMID Cap Dycom Industries Inc. Eagle Mid Cap Stock Eaton Vance Balanced DYNABAZAAR INC Eagle MLP Strategy Eaton Vance CA Municipal DYNACQ HEALTHCARE INC Eagle Money Market Opportunities Dynagas LNG Partners LP Eagle Muni Money Market Eaton Vance Califonia Dynamex Inc. Eagle Pharmaceuticals Inc Municipal Bond Fund Dynamic Oil & Gas Inc Eagle Rock Energy Partners Eaton Vance Cash Dynamic Oil & Gas Services LP Management Portfolio EAGLE TEST SYSTEMS INC Eaton Vance Commodity Dynamics Research Corp Eargo Inc Strategy Dynasil Corp Of America EarthLink Holdings Corp Eaton Vance Core Plus Bond Dynatrace Inc EARTHSTONE ENERGY INC Eaton Vance Corp. DYNAVAX TECHNOLOGIES EAST DELTA RESOURCES Eaton Vance Diversified CORP CORP Currency Income DynaVox Inc EAST PENN FINANCIAL CORP Eaton Vance Dividend Dyncorp International Inc East Resources Acquisition Builder Dyne Therapeutics Inc Co Eaton Vance Emerging Dynegy Inc. East West Bancorp Inc Markets Local Income Dynex Capital Inc. Easterly Government Eaton Vance Enhanced Dyntek Services Inc Properties Inc Equity Income Fund E DIGITAL CORP Eastern American Natural Eaton Vance Enhanced E Merge Technology Gas Trust Equity Income Fund II Acquisition Corp Eastern Bankshares Inc Eaton Vance FL Muni E*Trade CA Muni Money Eastern Co (The) Eaton Vance Floating Rate Market Eastern Environment Eaton Vance Floating Rate E*Trade Govt Money Market Solutions Corp Advantage E*Trade Money Market Eastern Goldfields Inc Eaton Vance Floating Rate E*Trade Muni Money Market Eastern Insurance Holdings High Income E*Trade S&P 500 Index Inc
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Eaton Vance Floating Rate Eaton Vance NY Muni Eaton Vance Tax Mngd Sm Municipal Income Income Cp Gro Eaton Vance Floating-Rate Eaton Vance OH Muni Eaton Vance Tax-Advantaged Income Trust Income Dividend Income Fund Eaton Vance Global Dividend Eaton Vance PA Muni Eaton Vance Tax-Advantaged Income Income Global Dividend Income Fund Eaton Vance Global Macro Eaton Vance Prime Rate Eaton Vance Tax-Managed Absolute Return Reserve Buy-Write Income Fund Eaton Vance Global Macro Eaton Vance Richard Eaton Vance Tax-Managed Absolute Return Advantage Bernstein All Asset Strategy Buy-Write Opportunities Eaton Vance Govt Obligation Eaton Vance Richard Fund Eaton Vance Greater India Bernstein Equity Strategy Eaton Vance Tax-Managed Eaton Vance Grtr China Grow Eaton Vance Risk Managed Diversified Equity Income Eaton Vance High Income Equity Option Income Fund Opportunities Eaton Vance Risk-Managed Eaton Vance Tax-Managed Eaton Vance High Yield Muni Diversified Equity Income Global Buy-Write Income Fund Opportunities Fund Eaton Vance Inc of Boston Eaton Vance Senior Floating Eaton Vance Tax-Managed Eaton Vance Instl Short Rate Trust Global Diversified Equity Income Eaton Vance Senior Income Income Fund Eaton Vance Instl Short Treas Trust Eaton Vance Tax-Managed Eaton Vance Large Cap Value Eaton Vance Short Duration Value Eaton Vance Limited Diversified Income Fund Eaton Vance VT Fltg Rate Inc Duration Income Fund Eaton Vance Short Duration Eaton Vance Worldwide Hlth Eaton Vance MA Muni Government Income Sci Eaton Vance Multi Strategy Eaton Vance Short Duration eBay Inc. Absolute Return Municipal Opportunities Ebix Inc Eaton Vance Multisector Eaton Vance Short Duration EBOOKERS PLC Income Strategic Income ECA Marcellus Trust I Eaton Vance Municipal Bond Eaton Vance TABS Short- ECB Bancorp Inc Fund Term Municipal Bond ECC CAPITAL CORP Eaton Vance Municipal Eaton Vance Tax Advantaged ECCO ENERGY CORP Income Trust Global Dividend Echelon Corp Eaton Vance Municipal Opportunities Fund Echo Global Logistics Inc Opportunities Eaton Vance Tax Managed Echo Therapeutics Inc Eaton Vance National Equity Asset Allocation EchoStar Corp Limited Maturity Municipal Eaton Vance Tax Managed ECI TELECOMMUNICATIONS Income Global Dividend Income -ORD Eaton Vance National Muni Eaton Vance Tax Managed Eclipsys Corp Income Growth 1.0 Ecoark Holdings Inc Eaton Vance National Eaton Vance Tax Managed Ecolab Inc. Municipal Opportunities Growth 1.1 ECOLLEGE.COM Trust Eaton Vance Tax Managed Ecology and Environment Eaton Vance NJ Muni Income Growth 1.2 Inc.
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
E-Commerce China EFT BioTech Holdings Inc ELECTROLUX AB Dangdang Inc EFUNDS CORP Electromed Inc Ecopetrol SA e-Future Information Electronic Arts Inc EcoReady Corp Technology Inc Electronic Cigarettes Ecosphere Technologies Inc eGain Corp International Group Ltd ECOST.COM INC Egalet Corp Electronic Data Systems Corp Ecotality Inc EGL INC ELECTRONIC SENSOR TECH ECtel Ltd Petah Tikva eHealth Inc INC EDAC TECHNOLOGIES CORP eHi Car Services Ltd ELECTRONICS BOUTIQUE EDAP TMS SA E-House (China) Holdings Ltd HLDG CP EDCI Holdings Inc Eidos Therapeutics Inc Electronics for Imaging Inc Eddie Bauer Holdings Inc Eiger BioPharmaceuticals Inc Electrum Special Acquisition Edelbrock Corp EII Global Property Corp Edelman Financial Group Inc EII International Property Element Solutions Inc Eden Bioscience Corp Einstein Noah Restaurant Elements International EDEN ENERGY CORP Group Inc Portfolio EDGAR Online Inc Ekso Bionics Holdings Inc Elements U.S. Portfolio EDGE PETROLEUM CORP El Capitan Precious Metals Elements U.S. Small Cap Edge Phnx Strategic Alloc Inc Portfolio Edge Phnx-Capital Growth EL PASO ELECTRIC CO Elevate Credit Inc Edgen Group Inc El Paso Holding Co Elfun Diversified Edgewater Foods El Paso Pipeline Partners LP Elfun Income International Inc El Pollo Loco Holdings Inc Elfun International Equity Edgewater Technology Inc Elamex S A De Cv Elfun Money Market Edgewell Personal Care Co ELAN CORP PLC Elfun Tax Exempt Income Edgewood Growth Elanco Animal Health Inc Elfun Trusts eDiets.com Inc eLandia International Inc Eli Lilly and Co Edison International Elastic N.V. ELINEAR INC Edison Schools Inc Elbit Imaging Ltd Elio Motors Inc Editas Medicine Inc Elbit Systems Ltd ELITE PHARMACEUTICALS EDO CORP ELCOM INTERNATIONAL INC INC EDP-Energias de Portugal SA Elder Beerman Stores Corp ELIZABETH ARDEN INC Educate Inc Eldertrust ELKCORP Education Lending Group Inc Eldorado Gold Corp Ellie Mae Inc Education Management Corp ELECTR CLEARING HOUSE Ellington Financial Inc Education Realty Trust Inc Electrameccanica Vehicles Ellington Residential EDUCATIONAL Corp Mortgage REIT DEVELOPMENT CORP ELECTRIC AQUAGENICS E-LOAN INC Edward Jones Money Market UNLIMITD eLong Inc EDWARDS (A G) INC ELECTRO ENERGY INC Eloxx Pharmaceuticals Inc Edwards J D & Co ELECTRO RENT CORP Elray Resources Inc Edwards Lifesciences Corp Electro Scientific Industries Elron Electronic Industries EFC BANCORP INC Inc Ltd EFJohnson Technologies Inc Electrocore LLC ELSCINT LTD -ORD
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Elster Group SE Emmaus Life Sciences Inc EndoChoice Holdings Inc Emageon Inc Emmis Communications Corp Endocyte Inc eMagin Corp Empeiria Acquisition Corp Endologix Inc EMAK WORLDWIDE INC Empire District Electric Co. Endurance International Emazing Interactive Inc Empire Energy Corp Intl Group Holdings Inc EMBARCADERO Empire Resorts Inc Endurance Specialty Holdings TECHNOLOGIES INC EMPIRE RESOURCES INC Inc Embarq Corp Empire State Realty OP LP Endwave Corp Embassy Bancorp Inc Empire State Realty Trust Inc Enel Chile SA Embotelladora Andina SA Empire Water Corp Enel Generacion Chile SA EMBRATEL PARTICIPACOES Employers Holdings Inc ENEL SPA SA Empower Ltd Ener1 Inc EMBREX INC Emrise Corp Ener-Core Inc EMC Corp EMS Technologies Inc Energen Corp. EMC Insurance Group Inc Emulex Corp. Energizer Holdings Inc Emclaire Financial Corp EMX Royalty Corp Energizer Resources Inc EMCOR Group Inc. En Pointe Technologies Inc Energous Corp EMCORE Corp En2Go International Inc Energtek Inc Emdeon Inc Enable Midstream Partners ENERGY & ENGINE TECHNOL Emera Inc LP CORP Emerald Banking & Finance Enanta Pharmaceuticals Inc Energy Composites Corp Emerald Dairy Inc ENB Financial Corp Energy East Corp. Emerald Growth Enbridge Energy Partners LP Energy Focus Inc Emerald Health Therapeutics Encompass Health Corp Energy Fuels Inc Inc Encore Acquisition Co. Energy Recovery Inc Emerald Holding Inc Encore Bancshares Inc Energy Select Sector SPDR Emerald Oil, Inc. Encore Capital Group Inc Fund (The) Emerge Energy Services LP Encore Energy Partners LP Energy Services of America EMERGE INTERACTIVE INC ENCORE MEDICAL CORP Corp EMERGENCY FILTRATION Encore Wire Corp Energy Transfer LP PRODS ENCORIUM GROUP INC Energy Transfer Operating LP Emergency Medical Services ENCYSIVE Energy Transfer Partners LP Corp PHARMACEUTICALS INC Energy XXI (Bermuda) Ltd Emergent BioSolutions Inc Endava plc Energy XXI Gulf Coast Inc Emergent Capital ENDEAVOR ACQUISITION Energy XXI Ltd EMERGENT GROUP INC CORP EnergyConnect Group Inc Emerging Markets Growth Endeavor Power Corp EnergySolutions Inc Emerging Markets Internet & Endeavour International ENERGYSOUTH INC Ecommerce ETF Corp ENERGYTEC INC Emerging Media Holdings Inc Endeavour Silver Corp EnerNOC Inc Emeritus Corp ENDESA SA Enerpac Tool Group Corp Emerson Electric Co. Endo International plc Enerplus Corp Emerson Radio Corp Endocardial Solutions Inc EnerSys Emisphere Technologies Inc Endocare Inc ENESCO GROUP INC
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Engage Inc Enterprise High Yield Bd Epicor Software Corp ENGEL GENERAL Enterprise Money Market EPIMMUNE INC DEVELOPERS LTD Enterprise Products Partners EPIQ SYSTEMS INC ENGELHARD CORP LP EPIXTAR CORP Engility Holdings Inc Entertainment Gaming Asia Epizyme Inc ENGINEERED SUPPORT Inc EPL Oil & Gas Inc SYSTEMS Entorian Technologies Inc EPLUS INC ENGLOBAL CORP Entravision Communications Epoch Biosciences Inc Enhance Skin Products Inc Corp. EPOCH HOLDING CORP Eni SpA Entree Resources Ltd Epocrates Inc ENIGMA SOFTWARE GROUP Entropic Communications Inc EPR Properties INC Entrust Inc Epresence Inc Enlink Midstream LLC Envestnet Inc Epsilon Energy Ltd EnLink Midstream Partners ENVIROKARE TECH INC EQ/2000 Managed Volatility LP Environmental Control Corp EQ/400 Managed Volatility Enliven Marketing ENVIRONMENTAL POWER EQ/500 Managed Volatility Technologies Corp CORP EQ/AB Dynamic Growth Ennis Inc Environmental Solutions EQ/AB Dynamic Moderate Enochian Biosciences Inc Worldwide Inc Growth ENOVA SYSTEMS INC Environmental Tectonics EQ/AB Short Duration ENPATH MEDICAL INC Corp Government Bond Enphase Energy Inc Envision Healthcare Corp EQ/AB Small Cap Growth EnPro Industries Inc. Envision Healthcare Holdings EQ/Aggressive Growth Enservco Corp Inc Strategy Ensign Group Inc (The) Enviva Partners LP EQ/All Asset Allocation ENSTAR GROUP INC Envivio Inc EQ/Alliance Bernstein Enstar Group Ltd Envoy Capital Group Inc Growth & Income Entasis Therapeutics Enwin Resources Inc EQ/AllianceBernstein Short Holdings Inc ENXNET INC Term Bond Entech Solar Inc Enzo Biochem Inc. EQ/AXA Franklin Small Cap Entegra Financial Corp Enzon Pharmaceuticals Inc Value Core Entegris Inc EOG Resources Inc. EQ/Balanced Strategy Entellus Medical Inc EON COMMUNICATIONS EQ/Cap Guardian Growth ENTERASYS NETWORKS INC CORP EQ/Cap Guardian Research EnterConnect Inc EON LABS INC EQ/Cap Guardian US Equity Entergy Corp. Eos Energy Enterprises Inc EQ/ClearBridge Select Equity EnteroMedics Inc EOS Inc Managed Volatility Enterprise Acquisition Corp Eos International Inc EQ/Common Stock Index Enterprise Bancorp Inc/MA EP Energy Corp EQ/Conservative Growth Enterprise Financial Services EP MEDSYSTEMS INC Strategy Corp EPAM Systems Inc EQ/Conservative Strategy Enterprise Government Sec EPHS Holdings Inc EQ/Core Bond Index ENTERPRISE GP HOLDINGS LP Epic Energy Resources Inc EQ/Davis NY Venture Enterprise Growth EPICEPT CORP EQ/Equity 500 Index
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
EQ/Equity Growth PLUS EQ/Mid Cap Index Equitable Holdings Inc EQ/Fidelity Institutional AM EQ/Mid Cap Value Managed Equitrans Midstream Corp Large Cap Volatility Equity Bancshares Inc EQ/Franklin Balanced EQ/Moderate Growth Equity Commonwealth Managed Volatility Strategy Equity Distribution EQ/Franklin Templeton EQ/Money Market Acquisition Corp Allocation Managed Volatility EQ/PIMCO Ultra Short Bond EQUITY INNS INC EQ/Global Bond PLUS EQ/Premier VIP Aggressive Equity Lifestyle Properties EQ/Global Equity Managed Allocation Inc Volatility EQ/Premier VIP Conservative EQUITY OFFICE PROPERTIES EQ/Goldman Sachs Allocation TR Moderate Growth Allocation EQ/Premier VIP Conservative Equity Oil Co EQ/Growth Strategy Plus Equity One Inc. EQ/Intermediate EQ/Premier VIP Moderate Equity Residential Government Bond Allocation ERBA Diagnostics Inc EQ/International Core EQ/Premier VIP Moderate eResearch Technology Inc Managed Volatility Plus Allocation ERF WIRELESS INC EQ/International Equity EQ/Quality Bond PLUS ERHC ENERGY INC Index EQ/Short Duration Bond Erickson Inc EQ/International Managed EQ/Small Company Index ERIE FAMILY LIFE INS CO Volatility EQ/T Rowe Growth Stock Erie Indemnity Co EQ/International Value EQ/Templeton Global Equity Eros STX Global Corporation Managed Volatility Managed Volatility Erytech Pharma SA EQ/Intl ETF EQ/Ultra Conservative ESB FINANCIAL CORP EQ/Janus Enterprise Strategy Escalade Inc EQ/Janus Large Cap Growth EQ/Value Equity Escalon Medical Corp. EQ/JPMorgan Value EQ/Van Kampen Comstock ESCHELON TELECOM INC Opportunities EQ/Van Kampen Real Estate ESCO Technologies Inc. EQ/Large Cap Core Managed EQ/Wells Fargo Omega Esg Re Ltd Volatility Growth Esmark Inc EQ/Large Cap Growth Index EQAT Allnc Technology Esperanza Resources Corp EQ/Large Cap Growth EQAT Balanced Esperion Therapeutics Inc Managed Volatility EQT Corp Espey Manufacturing & EQ/Large Cap Value Index EQT GP Holdings LP Electronics Corp. EQ/Large Cap Value Equal Energy Ltd ESPIRITO SANTO FINANCIAL Managed Volatility Equant Nv GRP EQ/Long Term Bond Equifax Inc. Esquire Financial Holdings Inc EQ/Loomis Sayles Growth Equillium Inc ESS Technology Inc EQ/Lord Abbett Mid Cap Equinor ASA ESSA Bancorp Inc Value Equinox Campbell Strategy ESSA Pharma Inc EQ/MFS International Equinox IPM Systematic Essendant Inc Growth Macro Essent Group Ltd EQ/MFS International Equinox MutualHedge Essential Properties Realty Intrinsic Value Futures Strategy Trust Inc.
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Essential Reality Inc Euronet Worldwide Inc Evergreen Instl Treasury MM Essential Therapeutics Inc Europacific Growth Fund Evergreen Instl US Govt MM Essential Utilities Inc Euroseas Ltd Evergreen International ESSEX CORP EuroSite Power Inc Equity Essex Property Trust Inc. EUROTRUST A/S -ADR Evergreen Intrinsic World Essex Rental Corp EV ENERGY PARTNERS LP Equity Estee Lauder Cos Inc (The) ev3 Inc Evergreen Intrmd Muni Bond Esterline Technologies Corp. Evans & Sutherland Evergreen Large Company Estre Ambiental Inc Computer Corp Growth Etablissements Delhaize Evans Bancorp Inc Evergreen Limited Duration Freres Et Cie Le Lion - Groupe EVCI CAREER COLLEGES INC Evergreen Market Index Delhaize Eventbrite Inc Evergreen Market Index Gro Etelos Inc EverBank Financial Corp Evergreen Market Index Val Eternal Technologies Group Everbridge Inc Evergreen Mid Cap Growth Inc Evercore Inc Evergreen Money Market ETF Managers Trust - ETFMG Everest Re Group Ltd Evergreen Muni Bond Prime Cyber Security ETF Ever-Glory International Evergreen Muni Money Mkt ETF Series Solutions Vident Group Inc Evergreen NC Muni Core U.S. Bond Strategy Fund Evergreen Blue Chip Evergreen NJ Muni Bond ETF Series Solutions Vident Evergreen CA Muni Bond Evergreen NJ Muni MM Core U.S. Equity Fund Evergreen CA Muni MM Evergreen PA Muni MM ETF Series Solutions Vident Evergreen Capital Growth Evergreen Prime Cash Mgmt International Equity Fund Evergreen Core Bond Evergreen Resources ETFis Series Trust I - InfraCap Evergreen Core Equity Evergreen SC Muni MLP ETF Evergreen Core Plus Bond Evergreen Select High Yield ETFMG Alternative Harvest Evergreen Disciplined Value Evergreen Short Intrmd Bond ETF Evergreen Emerging Markets Evergreen Short Intrmd Muni ETFMG Prime Mobile Growth Evergreen Small Cap Value Payments ETF Evergreen Energy Inc Evergreen SNAP Money Ethan Allen Interiors Inc Evergreen Equity Income Market ETHOS ENVIRONMENTAL INC Evergreen Equity Index Evergreen Solar Inc Eton Pharmaceuticals Inc Evergreen FL Muni Evergreen Special Equity ETRIALS WORLDWIDE INC Evergreen FL Muni MM Evergreen Special Values Eucrates Biomedical Evergreen Foundation Evergreen Strategic Value Acquisition Corp Evergreen Fund Evergreen Treas MMP Euoko Group Inc Evergreen Global Leaders Evergreen Ultra Short Eupa International Corp Evergreen Growth Opportunities Eurand NV Evergreen Healthcare Evergreen US Government EURASIA ENERGY LTD Evergreen High Income Muni MM Eureka Prime MM Evergreen Instl 100% Treas Evergreen US Govt Securities EURO TECH HOLDINGS CO MM Evergreen Utilities & High LTD Evergreen Instl Enhanced Income Fund EUROGAS INC Income Evergreen VA Muni Euronav Evergreen Instl MM Evergreen Var Intl Equity
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
EVERGREENBANCORP INC Excelsior Total Return Bond EZENIA INC Evergy Inc Excelsior Treasury MMF F & M Bancorp/Md Everi Holdings Inc Excelsior TxEx MMF F & M Bank Corp EVERLAST WORLDWIDE INC Exchange Traded Concepts F N B CORP/VA Evermore Global Value Trust Robo Global Robotics F&C/Claymore Pfd Sec Inc Fd EverQuote Inc and Automati F.N.B. Corp Eversource Energy EXCO Resources Inc F5 Networks Inc Evertrust Finl Group Inc Exe Technologies Inc Fab Industries Inc Everyday Health Inc Exela Technologies Inc FAB Universal Corp EveryWare Global, Inc. Exelis Inc Fabrinet Evi Industries Inc EXELIXIS INC Facebook Inc EVINE Live Inc Exelon Corp Facet Biotech Corp EVO Payments Inc EXFO Inc Factory 2-U Inc Evofem Biosciences Inc Exicure Inc FACTORY CARD OUTLET & Evogene Ltd Exide Technologies PTY CP Evolent Health Inc ExlService Holdings Inc Factual Data Corp Evolus Inc Exobox Technologies Corp FAIR ISAAC CORP Evolution Petroleum Corp ExOne Co (The) Fairchild Semiconductor Evolving Systems Inc Expedia Group Inc International Inc. Evoqua Water Technologies Expedition MMF Fairfax Financial Holdings Ltd Corp Expeditors International of Fairholme Fund EVOTEC AG Washington Inc. FAIRMONT HOTELS RESORTS Exa Corp Exploration Drilling INC EXABYTE CORP International Inc Fairmount Santrol Holdings EXACT Sciences Corp Exponent Inc Inc Exactech Inc Express Scripts Holding Co FairPoint Communications ExactTarget Inc ExpressJet Holdings Inc. Inc Exagen Inc Extended Stay America Inc Fairway Group Holdings Corp ExamWorks Group Inc EXTENDED SYSTEMS INC Falcon Capital Acquisition Exar Corp EXTENDICARE INC -SVTG Corp Exceed Co Ltd Extorre Gold Mines Ltd Falcon Minerals Corp Excel Maritime Carriers Ltd Extra Space Storage Inc FALCON NATURAL GAS CORP EXCEL TECHNOLOGY INC Extraction Oil & Gas Inc FALCON PRODUCTS INC Excel Trust Inc Extreme Networks Inc FALCONBRIDGE LTD EXCELLIGENCE LEARNING Exult Inc FalconStor Software Inc CORP EXX INC FAM Ser Merc Fundmental Excellon Resources Inc EXXON MOBIL CORP Growth Strategy Excelsior Govt MMF Eyenovia Inc FAM Value Excelsior Intrmd TxEx EyePoint Pharmaceuticals Inc Family Dollar Stores Inc. Excelsior NY Tax Exempt EYETECH PHARMACEUTICALS FAMILYMEDS GROUP INC MMF INC Famous Dave's of America Excelsior Short Trm Govt Sec EZchip Semiconductor Ltd Inc Excelsior Short Trm TxEx EZCORP Inc Fanhua Inc Secu E-Z-EM INC FANTATECH INC
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Fao Inc Federated American Leaders Federated Hermes FAR EAST ENERGY CORP II Institutional Prime Far Point Acquisition Corp Federated Capital Obligations FARGO ELECTRONICS INC Appreciation Federated Hermes Farmers & Merchants Federated Clover Small Value Institutional Prime Value Bancorp Federated Clover Value Obligations Farmers & Merchants Federated Fund for US Govt Federated Hermes Bancorp Inc Federated Fund for US Govt Institutional Tax-Free Cash Farmers Capital Bank Corp II Federated Hermes Farmers National Banc Federated GNMA International Equity Corp/OH Federated Government Federated Hermes Farmland Partners Inc Income Trust International Leaders FARO Technologies Inc Federated Govt Inc Sec Federated Hermes Kaufmann Fastenal Co Federated Hermes CA Federated Hermes Kaufmann Fastly Inc Municipal Cash Large Cap Fat Brands Inc Federated Hermes Capital Federated Hermes Kaufmann Fate Therapeutics Inc Income Small Cap Fathom Holdings Inc Federated Hermes Capital Federated Hermes Managed Fauquier Bankshares Inc Reserve Volatility II FB Financial Corp Federated Hermes Corporate Federated Hermes MDT FBL Financial Group Inc. Bond Large Cap Value FBR & Co Federated Hermes Equity Federated Hermes MDT FBR Fund For Govt Inv Income Small Cap Core FBR Small Cap Financial Federated Hermes Floating Federated Hermes MDT FCB Financial Holdings Inc Rate Strategic Income Small Cap Growth FCStone Group Inc Federated Hermes Federated Hermes Municipal FEATHERLITE INC Government Obligations & Stock Advantage FEC RESOURCES INC Federated Hermes Federated Hermes Municipal FEDDERS CORP Government Obligations Tax- High Yield Advantage Federal Home Loan Managed Federated Hermes Municipal Mortgage Corp Federated Hermes Obligations Federal National Mortgage Government Reserves Federated Hermes Municipal Association Federated Hermes Ultrashort Federal Realty Investment Government Ultrashort Federated Hermes Trust Federated Hermes High Opportunistic High Yield FEDERAL SCREW WORKS Income Bond Bond Federal Signal Corp. Federated Hermes Inc Federated Hermes Prime Federal Street Acquisition Federated Hermes Cash Obligations Corp Institutional High Yield Bond Federated Hermes Short- FEDERAL TRUST CORP Federated Hermes Intermediate Municipal Federal-Mogul Holdings Corp Institutional Money Market Federated Hermes Short- Federated Adjustable Rate Management Intermediate Total Return Sec Bond Federated American Leaders
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Federated Hermes Short- Federated New York Fibrocell Science Inc Term Income Municipal Cash Trust FibroGen Inc Federated Hermes Strategic Federated NVIT High Inc Fid Spartan 500 Index Income Bond Fid Spartan Government Federated Hermes Strategic Federated PA Muni Income Income Value Dividend Federated Prudent Bear Fid Spartan Investment Federated Hermes Tax-Free Federated Prudent Grade Obligations DollarBear FIDELIS ENERGY INC Federated Hermes Total Federated Quality Bond II Fidelity & Guaranty Life Return Bond Federated Stock & Bond Fidelity 500 Index Federated Hermes Treasury Federated Total Return Fidelity Adv Asset Manager Obligations Government Bond 70% Federated Hermes Trust for Federated US Government 1- Fidelity Adv Balanced US Treasury Obligations 3 Fidelity Adv Biotech Federated Hermes Ultrashort Federated US Government 2- Fidelity Adv Capital Bond 5 Development Federated Hermes US FedEx Corp. Fidelity Adv Diversified Treasury Cash Reserves FedFirst Financial Corp International Federated Hi Yield Bond FedNat Holding Co Fidelity Adv Diversified Stock Federated High Income Bond FEI Co. Fidelity Adv Dividend Growth II Feihe International Inc Fidelity Adv Emerging Asia Federated Intercontinental FelCor Lodging Trust Inc Fidelity Adv Emerging Federated International FELDMAN MALL PROPERTIES Markets Income Strategic Value Dividend INC Fidelity Adv Energy Federated Intl Equity FELLOWS ENERGY LTD Fidelity Adv Equity Growth Federated Intl Small Mid Co Fenix Parts Inc Fidelity Adv Equity Income Federated Intrmd Corporate Fennec Pharmaceuticals Inc Fidelity Adv Financial Serv Bnd Fermavir Pharmaceuticals Inc Fidelity Adv Floating High Federated Intrmd Muni Trust Ferrellgas Partners LP Income Federated Large Cap Growth FFI Government Fidelity Adv Focused Federated Limited FFI Institutional Tax Exempt Emerging Markets Federated Ltd Term Muni FFI Treasury Fidelity Adv Freedom 2010 Federated Market FFLC BANCORP INC Fidelity Adv Freedom 2015 Opportunity FFW CORP Fidelity Adv Freedom 2020 Federated Master Trust FG New America Acquisition Fidelity Adv Freedom 2025 Federated Max-Cap Index Corp Fidelity Adv Freedom 2030 Federated MDT All Cap Core FGL Holdings Fidelity Adv Freedom 2035 Federated MDT Balanced FGT-Franklin Emerging Fidelity Adv Freedom 2040 Federated MDT Mid Cap Markets Debt Opportunities Fidelity Adv Freedom 2045 Growth FGX International Holdings Fidelity Adv Freedom 2050 Federated Mid Cap Index Ltd Fidelity Adv Freedom 2055 Federated Mortgage Fibermark Inc Fidelity Adv Govt Invest Federated Municipal Secs FiberNet Telecom Group Inc Fidelity Adv Growth & Federated Municipal Trust Fibria Celulose SA Income
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Fidelity Adv Growth Fidelity Asset Manager 70% Fidelity Emerging Markets Opportunities Fidelity Asset Manager 85% Fidelity Emerging Markets Fidelity Adv Health Care Fidelity AZ Muni MM Index Fidelity Adv High Inc Fidelity Balanced Fidelity Equity Dividend Advantge Fidelity Bancorp Inc Income Fidelity Adv High Income FIDELITY BANKSHARES INC Fidelity Equity Income Fidelity Adv Industrials Fidelity Blue Chip Growth Fidelity Europe Capital Fidelity Adv International Fidelity Blue Chip Growth K6 Apprec Capital Appreciation Fidelity Blue Chip Value Fidelity Europe Fund Fidelity Adv Large Cap Fidelity CA AMT Tax Free Fidelity Fidelity Adv Latin America MM Export&Multinational Fidelity Adv Leveraged Fidelity CA Limited Term Tax Fidelity Extended Market Company Stock Free Bond Index Fidelity Adv Mid Cap II Fidelity CA Muni MM Fidelity Fifty Fidelity Adv Muni Income Fidelity CA Municipal Income Fidelity FL Muni MM Fidelity Adv New Insights Fidelity Canada Fund Fidelity FL Municipal Income Fidelity Adv Overseas Fidelity Capital & Income Fidelity Flex 500 Index Fidelity Adv Real Estate Fidelity Capital Appreciation Fidelity Flex International Fidelity Adv Series Equity Fidelity China Region Index Growth Fidelity Commodity Strategy Fidelity Flex US Bond Index Fidelity Adv Series Equity Fidelity Conservative Income Fidelity Focused High Income Value Bond Fidelity Focused Stock Fidelity Adv Series Growth & Fidelity Conservative Income Fidelity Four in One Index Income Municipal Bond Fidelity Freedom 2000 Fidelity Adv Series Growth Fidelity Contrafund Fidelity Freedom 2005 Opportunities Fidelity Contrafund K6 Fidelity Freedom 2010 Fidelity Adv Series Fidelity Convertible Security Fidelity Freedom 2015 Opportunistic Insights Fidelity Corporate Bond Fidelity Freedom 2020 Fidelity Adv Series Small Cap Fidelity Covington Trust - Fidelity Freedom 2025 Fidelity Adv Series Stock Fidelity MSCI Information Fidelity Freedom 2030 Selector Large Cap Value Technology Fidelity Freedom 2035 Fidelity Adv Shrt Fxd Inc Fidelity Covington Trust - Fidelity Freedom 2040 Fidelity Adv Small Cap Fidelity MSCI Real Estate Fidelity Freedom 2045 Fidelity Adv Stock Selector All Index ETF Fidelity Freedom 2050 Cap Fidelity CT Muni MM Fidelity Freedom 2055 Fidelity Adv Strategic Income Fidelity CT Municipal Income Fidelity Freedom 2060 Fidelity Adv Technology Fidelity D & D Bancorp Inc Fidelity Freedom Blend 2020 Fidelity Adv Utilities Fidelity Disciplined Equity Fidelity Freedom Blend 2025 Fidelity AMT Tax Free Money Fidelity Diversified Fidelity Freedom Blend 2030 Fidelity Asset Manager 20% International K6 Fidelity Freedom Blend 2035 Fidelity Asset Manager 30% Fidelity Diversified Intl Fidelity Freedom Blend 2040 Fidelity Asset Manager 40% Fidelity Dividend Growth Fidelity Freedom Blend 2045 Fidelity Asset Manager 50% Fidelity Dynamic Strategies Fidelity Freedom Income Fidelity Asset Manager 60% Fidelity Emerging Asia Fidelity Freedom Index 2010
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Fidelity Freedom Index 2015 Fidelity Inflation Protected Fidelity Japan Fund Fidelity Freedom Index 2020 Bond Fidelity Japan Smaller Comp Fidelity Freedom Index 2025 Fidelity Inflation-Protected Fidelity Large Cap Core Fidelity Freedom Index 2030 Bond Index Enhanced Index Fidelity Freedom Index 2035 Fidelity Intermediate Bond Fidelity Large Cap Growth Fidelity Freedom Index 2040 Fidelity Intermediate Govt Enhanced Index Fidelity Freedom Index 2045 Inc Fidelity Large Cap Growth Fidelity Freedom Index 2050 Fidelity Intermediate Muni Index Fidelity Freedom Index 2055 Income Fidelity Large Cap Stock Fidelity Freedom Index 2060 Fidelity Intermediate Term Fidelity Large Cap Value Fidelity Freedom Index Treasury Bond Index Enhanced Index Income Fidelity International Cap Fidelity Large Cap Value Fidelity Freedom K 2000 Appreciation Index Fidelity Freedom K 2010 Fidelity International Capital Fidelity Latin America Fidelity Freedom K 2015 Appreciation K6 Fidelity Leveraged Company Fidelity Freedom K 2020 Fidelity International Stock Fidelity Freedom K 2025 Discovery Fidelity Limited Term Bond Fidelity Freedom K 2030 Fidelity International Fidelity Limited Term Muni Fidelity Freedom K 2035 Enhanced Index Fidelity Long Term Treasury Fidelity Freedom K 2040 Fidelity International Growth Bond Index Fidelity Freedom K 2045 Fidelity International Index Fidelity Low Priced Stock Fidelity Freedom K 2050 Fidelity International Real Fidelity Low Priced Stock K6 Fidelity Freedom K 2055 Estate Fidelity MA AMT Tax Free Fidelity Freedom K Income Fidelity International Small MM Fidelity Fund Cap Fidelity MA Muni MM Fidelity Global Balanced Fidelity International Small Fidelity MA Municipal Fidelity Global Commodity Cap Opportunities Income Stock Fidelity International Value Fidelity Magellan Fund Fidelity Global ex US Index Fidelity Investment Grade Fidelity Mega Cap Stock Fidelity GNMA Portfolio Bond Fidelity MI Muni MM Fidelity Government Cash Fidelity Investments MM Fidelity MI Municipal Income Reserves Government Fidelity Mid Cap Enhanced Fidelity Government Income Fidelity Investments MM Index Fidelity Government Money Money Market Fidelity Mid Cap Growth Market Fidelity Investments MM Fidelity Mid Cap Index Fidelity Growth & Income I Prime Fidelity Mid Cap Stock Fidelity Growth Company Fidelity Investments MM Fidelity Mid Cap Value Fidelity Growth Company K6 Prime Reserves Fidelity MN Municipal Fidelity Growth Discovery Fidelity Investments MM Income Fidelity Growth Strategies Treasury Fidelity Money Market Fidelity High Dividend ETF Fidelity Investments MM Fidelity Mortgage Securities Fidelity High Income Treasury Only Fidelity MSCI Communication Fidelity IL Short Intrmd Govt I Fidelity Investments MM Services Index ETF Fidelity Independence TxEx Money Mkt
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Fidelity MSCI Consumer Fidelity Real Estate Index Fidelity Select Computers Discretionary Index ETF Fidelity Real Estate Inv Fidelity Select Fidelity MSCI Consumer Fidelity SAI Emerging Constr/Housing Staples Index ETF Markets Index Fidelity Select Consumer Fidelity MSCI Energy Index Fidelity SAI Emerging Discretionary ETF Markets Low Volatility Index Fidelity Select Consumer Fidelity MSCI Financials Index Fidelity SAI Emerging Staples ETF Markets Value Index Fidelity Select Defense & Fidelity MSCI Health Care Fidelity SAI Inflation-Focused Aero Index ETF Fidelity SAI International Fidelity Select Energy Fidelity MSCI Utilities Index Index Fidelity Select Energy Service ETF Fidelity SAI International Low Fidelity Select Financial Srvc Fidelity Muni MM Volatility Index Fidelity Select Gold Fidelity Municipal Income Fidelity SAI International Fidelity Select Health Care Fidelity NASDAQ Composite Value Index Services Idx Fidelity SAI Long-Term Fidelity Select Healthcare Fidelity Nasdaq Composite Treasury Bond Index Fidelity Select Home Finance Index ETF Fidelity SAI Low Duration Fidelity Select Industrials Fidelity National Financial Inc Income Fidelity Select Insurance FIDELITY NATIONAL FINL INC Fidelity SAI Municipal Income Fidelity Select IT Services Fidelity National Information Fidelity SAI Short-Term Bond Fidelity Select Leisure Services Inc Fidelity SAI Small-Mid Cap Fidelity Select Materials Fidelity New Markets Income 500 Index Fidelity Select Medical Fidelity New Millennium Fidelity SAI Tax-Free Bond Technology and Devices Fidelity NJ AMT Tax Free MM Fidelity SAI Total Bond Fidelity Select Money Market Fidelity NJ Muni MM Fidelity SAI US Large Cap Fidelity Select Natural Gas Fidelity NJ Municipal Income Index Fidelity Select Natural Fidelity Nordic Fidelity SAI US Low Volatility Resources Fidelity NY AMT Tax Free Index Fidelity Select Money Fidelity SAI US Momentum Pharmaceuticals Fidelity NY Muni MM Index Fidelity Select Retailing Fidelity NY Municipal Income Fidelity SAI US Quality Index Fidelity Select Fidelity OH Muni MM Fidelity SAI US Treasury Bond Semiconductors Fidelity OH Municipal Income Index Fidelity Select Software and Fidelity OTC K6 Fidelity SAI US Value Index IT Services Fidelity OTC Portfolio Fidelity Select Banking Fidelity Select Technology Fidelity Overseas Fidelity Select Biotechnology Fidelity Select Fidelity PA Muni MM Fidelity Select Brokrg/Inv Telecommunctns Fidelity PA Municipal Income Mgt Fidelity Select Transportation Fidelity Pacific Basin Fidelity Select Chemicals Fidelity Select Utilities Fidelity Prime MM Fidelity Select Fidelity Select Wireless Fidelity Puritan Fund Communication Services Fidelity Series 100 Index Fidelity Real Estate Hi Inc I Fidelity Select Fidelity Series All Sector Fidelity Real Estate Income Communications Equipment Equity
Page 65
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Fidelity Series Blue Chip Fidelity Series Real Estate Fidelity Tax Free Bond Growth Equity Fidelity Telecom & Utilities Fidelity Series Bond Index Fidelity Series Real Estate Fidelity Total Bond Fidelity Series Canada Income Fidelity Total Bond ETF Fidelity Series Commodity Fidelity Series Short Term Fidelity Total Bond K6 Strategy Credit Fidelity Total Emerging Fidelity Series Emerging Fidelity Series Small Cap Markets Markets Discovery Fidelity Total International Fidelity Series Emerging Fidelity Series Small Cap Index Markets Debt Opportunities Fidelity Total Market Index Fidelity Series Emerging Fidelity Series Stock Selector Fidelity Treasury Money Markets Opportunity Large Cap Value Market Fidelity Series Floating Rate Fidelity Series Total Market Fidelity Treasury Only Money High Income Index Market Fidelity Series Global ex US Fidelity Series Treasury Bill Fidelity Trend Index Index Fidelity Ultra Short Bond Fidelity Series Government Fidelity Series Value Fidelity US Bond Index Money Market Discovery Fidelity US Government Fidelity Series Growth Fidelity Short Term Bond Reserv Company Fidelity Short Term Treasury Fidelity Value Discovery Fidelity Series High Income Bond Index Fidelity Value Fund Fidelity Series Inflation Fidelity Short-Term Bond Fidelity Value Strategies Protected Bond Index Index Fidelity VIP Asset Mgr Fidelity Series International Fidelity Small Cap Discovery Fidelity VIP Asset Mgr Gro Growth Fidelity Small Cap Enhanced Fidelity VIP Balanced Fidelity Series International Index Fidelity VIP Contrafund Small Cap Fidelity Small Cap Growth Fidelity VIP Emerging Fidelity Series International Fidelity Small Cap Growth K6 Markets Value Fidelity Small Cap Index Fidelity VIP Energy Fidelity Series Intrinsic Fidelity Small Cap Stock Fidelity VIP Equity Income Opportunities Fidelity Small Cap Value Fidelity VIP Freedom 2020 Fidelity Series Investment Fidelity Southern Corp Fidelity VIP FundsManager Grade Bond Fidelity Stock Selector All Cap 20% Fidelity Series Large Cap Fidelity Stock Selector Large Fidelity VIP FundsManager Stock Cap Value 50% Fidelity Series Large Cap Fidelity Stock Selector Mid Fidelity VIP FundsManager Value Cap 60% Fidelity Series Large Cap Fidelity Stock Selector Small Fidelity VIP FundsManager Value Index Cap 70% Fidelity Series Long-Term Fidelity Strategic Div & Inc Fidelity VIP FundsManager Treasury Bond Index Fidelity Strategic Income 85% Fidelity Series Opportunistic Fidelity Strategic Real Return Fidelity VIP Government Insights Fidelity Tax Exempt Money Money Market Fidelity Series Overseas Market Fidelity VIP Grow & Inc
Page 66
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Fidelity VIP Growth Fifth Third International GDP First Am Large Cap Growth Fidelity VIP Growth Opport Fifth Third Intl Equity First Am Large Cap Select Fidelity VIP Health Care Fifth Third Intrmd Muni Bond First Am Mid Cap Growth Fidelity VIP High Income Fifth Third Large Cap Core First Am MN Intrmd TxFr Fidelity VIP Index 500 Fifth Third LifeModel Mod First Am Relative Value Fidelity VIP International Aggrsv First Am Retail Prime Capital Appreciation Fifth Third LifeModel Obligations Fidelity VIP Inv Grade Moderate First Am Retail TxFr Fidelity VIP Mid Cap Fifth Third MI Muni MM Obligation Fidelity VIP Overseas Fifth Third Mid Cap Growth First Am Small Cap Gro Fidelity VIP Real Estate Fifth Third Muni MM Opport Fidelity VIP Strategic Inc Fifth Third Prime MMF First Am Small Cap Growth Fidelity VIP Technology Fifth Third Qlty Growth First Am Treas Obligation Fidelity VIP Value Strat Fifth Third Short Term Bond First Am Treasury Reserve Fidelity Worldwide Fifth Third Small Cap Growth First Am US Govt Mortgage Fidelity ZERO Extended Fifth Third Total Return Bond First Am US Treasury MM Market Index Fifth Third US Treasury MM First Asia Holdings Ltd Fidelity ZERO International FILENET CORP FIRST AVE NETWORKS INC Index Financial Engines Inc FIRST AVIATION SERVICES Fidelity ZERO Large Cap Financial Federal Corp. INC Index Financial Industries Corp First Bancorp Inc/ME (The) Fidelity ZERO Total Market Financial Institutions Inc First Bancorp of Indiana Inc Index Financial Select Sector SPDR First Bancorp/NC Fiduciary/Claymore MLP Fund (The) First Bancshares Inc Opportunity Fund Finisar Corp First Bancshares Inc FIELDPOINT PETROLEUM Finish Line Inc (The) (The)/MS CORP FINLAY ENTERPRISES INC First BancTrust Corp FIELDSTONE INVESTMENT FINOVA GROUP INC First Bell Bancorp Inc CORP FinServ Acquisition Corp First Busey Corp Fiera Capital Emerging Fintech Acquisition Corp III First Business Financial Markets Fintech Acquisition Corp IV Services Inc Fiesta Restaurant Group Inc FIREARMS TRAINING SYS -CL First Caliber Equity Fifth Street Asset A First California Financial Management Inc FireEye Inc Group Inc Fifth Third All Cap Value FIRST ACCEPTANCE CORP First Capital Bancorp Inc/VA Fifth Third Balanced First Advantage Bancorp FIRST CAPITAL INC Fifth Third Bancorp First Advantage Corp First Carolina Investors Fifth Third Displ Lg Cap Value First Am Balanced FIRST CENTURY BANKSHARES Fifth Third Equity Index First Am Bond IMMDEX INC Fifth Third Govt MMF First Am Govt Obligation FIRST CHARTER CORP Fifth Third Instl Govt MM First Am Growth & Income First Chester County Corp Fifth Third Instl MM First Am Institutional Prime First China Pharmaceutical Fifth Third Intermediate Obligations Group Inc Bond First Am Intrmd Govt First Choice Bancorp
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
First Citizens Bancshares Inc First Guaranty Bancshares First Place Financial Corp/DE First Clover Leaf Financial Inc First Potomac Realty Trust Corp First Hawaiian Inc First Real Estate Investment First Colonial Group Inc First Health Group Corp Trust of New Jersey First Commonwealth First Horizon Corp First Regional Bancorp Financial Corp. FIRST INDIANA CORP First Republic Cp -Cl A First Community Bancshares First Industrial Realty Trust First Savings Financial Group Inc Inc. Inc First Community Bank Corp First Internet Bancorp First Security Group Inc of America First Interstate BancSystem First Securityfed Finl Inc First Community Corp Inc First Sentinel Bancorp Inc First Community Financial First Investors Blue Chip First Solar Inc Partners Inc First Investors Financial First South Bancorp Inc First Connecticut Bancorp Inc Services Group Inc First State Bancorporation FIRST CONSULTING GROUP First Investors Government Inc INC First Investors Inv Grade First State Financial First Data Corp. Bond Corporation First Eagle High Yield First Investors Life Growth & First Surgical Partners Inc First Eagle VA Overseas Income First Tr Value Line Divid Fd First Essex Bancorp First Keystone Corp First Trust / Aberdeen Global First Fds Core Equity First Keystone Financial Inc Opportunity Income Fund First Fds Intrmd Bond First Liberty Power Corp First Trust Capital Strength FIRST FED BANCSHARES First Litchfield Financial Corp ETF INC/DE First M & F Corp First Trust Cloud Computing First Fed Cap Corp First Majestic Silver Corp ETF FIRST FED NOR MICH First Marblehead Corp (The) First Trust Consumer BANCORP First Mariner Bancorp Discretionary AlphaDEX Fund FIRST FEDERAL BANC First Merchants Corp First Trust Consumer Staples SOUTHWEST First Mercury Financial Corp AlphaDEX Fund First Federal Bancorp Inc/Oh First Mid Bancshares Inc First Trust Developed First Federal Bankshares Inc First Mining Gold Corp Markets ex-US AlphaDEX First Financial Bancorp. FIRST MUTUAL BANCSHARES Fund First Financial Bankshares Inc INC First Trust Dow Jones First Financial Corp/IN First National Bancshares Dividend & Income First Financial Fund Inc Inc/SC Allocation First Financial Holdings Inc FIRST NATIONAL BANCSHS FL First Trust Dow Jones Global First Financial Northwest Inc IN Select Dividend Index Fund First Financial Service Corp First Niagara Financial Group First Trust Dow Jones First Focus US Govt MM Inc Internet Index Fund First Foundation Inc First Northern Community First Trust Emerging Markets FIRST FRANKLIN CORP Bancorp AlphaDEX Fund First Funds Cash Reserve First Northwest Bancorp First Trust Energy AlphaDEX First Georgia Community First of Long Island Corp Fund Corp (The)
Page 68
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
First Trust Energy Income First Trust High Yield First Trust RiverFront and Growth Fund Opportunities 2027 Term Dynamic Developed First Trust Enhanced Equity Fund International ETF Income Fund First Trust First Trust Senior Floating First Trust Europe AlphaDEX Industrials/Producer Rate Income Fund II Fund Durables AlphaDEX Fund First Trust Small Cap Core First Trust Exchange Traded First Trust Intermediate AlphaDEX Fund Fund IV - First Trust Duration Preferred & Income First Trust Technology Enhanced Short Fund AlphaDEX Fund First Trust Exchange Traded First Trust ISE-Revere Natural First Trust US Equity Fund VI First Trust NASDAQ Gas Index Fund Opportunities ETF Technolog First Trust Large Cap Core First Trust Utilities AlphaDEX First Trust Exchange Traded AlphaDEX Fund Fund Fund VI Multi Asset First Trust Large Cap Growth First Trust Value Line 100 Fd Diversified Inco AlphaDEX Fund First Trust Value Line First Trust Exchange-Traded First Trust Large Cap Value Dividend Index Fund Fund II First Trust NASDAQ AlphaDEX Fund First Trust Water ETF Cybersecu First Trust Managed First United Corp First Trust Exchange-Traded Municipal ETF FIRST WASH FINANCIAL Fund IV First Trust Tactical First Trust Materials CORP High Yi AlphaDEX Fund First West Virginia Bancorp First Trust Exchange-Traded First Trust Mid Cap Core Inc. Fund IV Senior Loan Fund AlphaDEX Fund First Western Financial Inc First Trust Exchange-Traded First Trust MLP and Energy First Years Inc Fund VIII - First Trust TCW Income Fund Firstbank Corp Opportun First Trust Morningstar FirstBank Financial Services First Trust Exchange-Traded Dividend Leaders Inc Trust IV First Trust Low First Trust Nasdaq Bank ETF FIRSTBANK NW CORP/DE Duration Op First Trust NASDAQ Clean FirstCash Inc First Trust Exchange-Traded Edge Green Energy Index ETF FIRSTCITY FINANCIAL CORP Trust VI Dorsey Wright First Trust NASDAQ-100 FirstEnergy Corp. Dynamic Focus Equal Weighted Index Fund Firstfed Amer Bancorp Inc First Trust Exchange-Traded First Trust NASDAQ-100 FirstFed Financial Corp. Trust VI Dorsey Wright Focus Technology Sector Index Firstgold Corp 5 ETF Fund Firsthand Technology Value First Trust Exchange-Traded First Trust North American FirstMark Horizon Trust VI Dorsey Wright Energy Infrastructure Fund Acquisition Corp International First Trust NYSE Arca FirstMerit Corp First Trust Financials Biotechnology Index Fund FirstService Corp AlphaDEX Fund First Trust Preferred FISCHER IMAGING CORP First Trust Health Care Securities and Income ETF Fiserv Inc. AlphaDEX Fund First Trust Rising Dividend Fisher Communications Inc First Trust High Income Achievers ETF FISHER SCIENTIFIC INTL INC Long/Short Fund
Page 69
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
FIT American Freedom US FLORIDA ROCK INDUSTRIES FOODARAMA Govt Money Market INC SUPERMARKETS Five Below Inc FLORIDAFIRST BANCORP INC Foot Locker Inc. Five Point Holdings LLC Flow International Corp FOOTHILL INDPT BANCORP Five Star Senior Living Inc Flowers Foods Inc. Foothills Resources Inc Five9 Inc Flowserve Corp. Footstar Inc. Fiverr International Ltd Fluidigm Corp Forbes Energy Services Ltd FL Muni Cash Trust Fluor Corp FORBES MEDI-TECH INC FLAG FINANCIAL CORP Flushing Financial Corp Force Protection Inc FLAGSHIP GLOBAL HEALTH Fly Leasing Ltd ForceField Energy Inc INC FLYI INC FORD MOTOR CO Flagstar Bancorp Inc FMC Corp. FORDING CANADIAN COAL Flagstone Reinsurance FMC Select TRUST Holdings SA FMC Strategic Value ForeScout Technologies Inc Flaherty & Crumrine FMC TECHNOLOGIES INC Foresight Energy LP Preferred Securities Income FMI Common Stock Forest City Realty Trust Inc Fund Inc FMI International Forest Laboratories Inc FLANDERS CORP FMI Large Cap Forestar Group Inc Fleetboston Financial Corp FMMT Retirement ForgeHouse Inc FleetCor Technologies Inc Government Money Market Forma Therapeutics Holdings FleetMatics Group plc FMMT Retirement Inc Fleetwood Enterprises Inc. Government Money Market Forrester Research Inc Fletcher Challenge Forests II Forster Drilling Corp Flex Fuels Energy Inc FMS FINANCIAL CORP Fortegra Financial Corp Flex LNG Ltd FNB Bancorp Fortem Resources Inc Flex Ltd FNB FINANCIAL SERVICES Fortified Holdings Corp Flex Pharma Inc CORP Fortinet Inc Flexible Solutions FNBH Bancorp Inc Fortis Govt MM International Inc FNCB Bancorp Inc Fortis Inc Flexion Therapeutics Inc FNX MINING CO INC Fortis Instl Prime MM FLEXPOINT SENSOR SYSTEMS Foamix Pharmaceuticals Ltd FORTISSIMO ACQUISITION INC FOCUS Enhancements Inc CORP FlexShares Morningstar Focus Financial Partners Inc Fortive Corp Emerging Markets Factor Tilt Focus Media Holding Ltd Fortress International Group Index Fund Focus Universal Inc Inc Flexsteel Industries Inc FOG CUTTER CAPITAL GROUP Fortress Investment Group Flight Safety Technologies INC LLC Floor & Decor Holdings Inc Foghorn Therapeutics Inc Fortress Transportation and Florida Banks Inc Foley Trasimene Acquisition Infrastructure Investors LLC Florida Community Banks Inc Corp Fortress Value Acquisition FLORIDA EAST COAST INDS Fomento Economico Corp II FLORIDA GAMING CORP Mexican SAB de CV FORTUNA GAMING CORP FLORIDA PUBLIC UTILITIES FONAR CORP Fortuna Silver Mines Inc CO FONIX CORP
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Fortune Brands Home & FPA International Value Franklin Financial Network Security Inc FPA Paramount Inc FORTUNE INDUSTRIES INC FPA Perennial Franklin Financial Services Fortune Valley Treasures Inc FPB BANCORP INC Corp FORTUNET INC FPIC INSURANCE GROUP INC Franklin Finl Corp Tenn Forty Seven Inc Francescas Holdings Corp Franklin FL TxFr Income Forum Energy Technologies Franchise Group Inc Franklin Flex Cap Growth Inc Franco-Nevada Corp Franklin Floating Rate Trust Forum Merger III Corp FRANKFORT FIRST BANCORP Franklin Fltng Rate Daily Forum National Investments INC Franklin GA TxFr Income Ltd Franklin Adjust US Govt Sec Franklin Global Allocation Forward Air Corp Franklin AL TxFr Income Franklin Gold & Precious Forward Credit Analysis Franklin AZ TxFr Income Metal Long/Short Franklin Bancorp Inc Franklin Growth Forward Emerging Markets Franklin Biotech Discovery Franklin Growth Allocation FORWARD INDUSTRIES INC Franklin Blue Chip Franklin Growth Forward Intl Small Company Franklin CA High Yield Muni Opportunities Forward Pharma A/S Franklin CA Insrd TxFr Franklin Hi Yield TxFr Income Forward Small Cap Equity Income Franklin High Income Forward US Government Franklin CA Intmd TxFr Franklin Income MM Franklin CA TxEx Money Franklin Insrd TxFr Income Fossil Group Inc Market Franklin International Small Foster Wheeler AG Franklin CA TxFr Income Cap Foundation Building Franklin Capital Growth Franklin Intl Growth Materials Franklin CO TxFr Income Franklin K2 Alternative Foundation Medicine Inc Franklin Conservative Strategies FOUNDRY NETWORKS INC Allocation Franklin LA TxFr Income FOUNTAIN POWERBOAT Franklin Convertible Security Franklin Low Duration Total INDS INC Franklin Corefolio Allocation Return Four Corners Property Trust Franklin Covey Co. Franklin Ltd Maturity US Inc Franklin Credit Management Govt FOUR OAKS FINCORP INC Corp Franklin MA TxFr Income Four Rivers BioEnergy Inc Franklin CT TxFr Income Franklin Managed Income FOUR SEASONS HOTELS -LTD Franklin Double TxFr Income Franklin MD TxFr Income VTG Franklin DynaTech Series Franklin MI TxFr Income Fox Chase Bancorp Inc Franklin Electric Co Inc Franklin MN TxFr Income Fox Corp FRANKLIN ELECTRONIC Franklin MO TxFr Income FOX ENTERTAINMENT PUBLISH Franklin Moderate Allocation GROUP INC Franklin Equity Income Franklin Mutual Beacon Fox Factory Holding Corp Franklin Fed Intrmd TxFr Franklin Mutual European Fox Petroleum Inc Franklin Fed Ltd Trm TxFr Inc Franklin Mutual Financial FOXHOLLOW TECHNOLOGIES Franklin Federal TxFr Income Services INC Franklin Financial Corp Franklin Mutual Global FPA Capital Discovery
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Franklin Mutual Quest FREDERICK COUNTY Frontier MFG Core Franklin Mutual Recovery BANCORP INC Infrastructure Franklin Mutual Shares Fredericks of Hollywood Frontier MFG Global Equity Franklin Natural Resources Group Inc Frontier MFG Global Plus Franklin NC TxFr Income Fred's Inc Frontier Oil Corp. Franklin NJ TxFr Income FREEDOM ACQSTN HLDGS - FRONTLINE LTD Franklin NY Insrd TxFr REDH Frost Core Growth Equity Income Freegold Ventures Ltd Frost International Equity Franklin NY Intrmd TxFr Freeline Therapeutics Frost Total Return Bond Income Holdings plc Frozen Food Express Franklin NY TxFr Income Freemarkets Inc Industries Inc Franklin OH TxFr Income Freeport-McMoRan Inc FRP Holdings Inc Franklin OR TxFr Income FREESCALE FS Bancorp Inc Franklin PA TxFr Income SEMICONDUCTOR INC FS KKR Capital Corp Franklin Real Estate Sec FreeSeas Inc FS KKR Capital Corp II Franklin Real Return FreightCar America Inc Fsf Financial Corp FRANKLIN RESOURCES INC Fremont Global FSI International Inc Franklin Rising Dividends Fremont Michigan FST OAK BROOK BANCSHR - Franklin Small Cap Growth InsuraCorp Inc CL A Franklin Small-Mid Cap Fremont Money Market FTD Companies Inc Growth Frequency Electronics Inc. FTD INC Franklin Stable Value Frequency Therapeutics Inc FTE Networks Inc Franklin Strategic Income FRESH BRANDS INC FTI Consulting Inc. Franklin Strategic Mortgage Fresh Del Monte Produce FTS International Inc Franklin Street Properties Inc. FTV Frnkln Flex Cap Growth Corp Fresh Market Inc (The) Securities Franklin Templeton Limited Freshpet Inc FTV Frnkln Global Commun Duration Income Trust Friedman Industries Inc Sec Franklin Templeton Money Friedmans Inc FTV Frnkln Global Real Estate Franklin Templeton Perspct FriendFinder Networks Inc Securities Allocation FRIENDLY ICE CREAM CORP FTV Frnkln Growth & Income Franklin TN Muni Bond Frisch's Restaurants Inc. FTV Frnkln High Income Franklin Total Return FRMO CORP Securities Franklin Towers Enterprises Front Yard Residential Corp FTV Frnkln Large Cap Gro Sec Inc Frontdoor Inc FTV Tmpltn Developing Mkts Franklin US Core Equity (IU) Fronteer Gold Inc FTV Tmpltn Global Asset Franklin US Government Frontegra Columbus Core Alloc Money Plus FTVIP Franklin Allocation VIP Franklin US Government Frontegra New Star Intl FTVIP Franklin Income VIP Securities Equity FTVIP Franklin Mutual Global Franklin Utilities Frontier Airlines Holdings Inc Discovery VIP Franklin VA TxFr Income Frontier Communications FTVIP Franklin Mutual Shares Franklin/Templeton HardCur Corp VIP Frank's International NV
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
FTVIP Franklin Rising Fuwei Films (Holdings) Co Ltd Galaxy Instl Govt MMF Dividends VIP FVCBankcorp Inc Galaxy Instl Treasury MM FTVIP Franklin Small Cap FVIT Franklin Large Cap Value Galaxy Money Market Value VIP FVIT Franklin Micro Cap GALAXY NUTRITIONAL FTVIP Franklin Small-Mid Cap Value FOODS INC Growth VIP FVIT Franklin Mutual U.S. Galaxy Prime Reserves MM FTVIP Franklin Strategic Value Galaxy Treasury MMF Income VIP FVIT Frnkln Small Cap Value Galaxy TxEx MM FTVIP Franklin U.S. Govt FX Energy Inc Galectin Therapeutics Inc Securities VIP FX Real Estate & Galecto Inc FTVIP Templeton Foreign VIP Entertainment Inc Galen Holdings Plc FTVIP Templeton Global FXCM Inc Galena Biopharma Inc Bond VIP G III Apparel Group Ltd Galera Therapeutics Inc FTVIP Templeton Growth VIP G&K Services Inc Galiano Gold Inc FuboTV Inc G1 Therapeutics Inc Galileo Acquisition Corp Fuel Systems Solutions Inc Ga Financial Inc GALLAHER GROUP PLC Fuel Tech Inc GA Muni Cash Trust Gallery Of History Inc FuelCell Energy Inc Gabelli ABC Galmed Pharmaceuticals Ltd Fulgent Genetics Inc Gabelli Asset Galyans Trading Co Inc FULL HOUSE RESORTS INC Gabelli Dividend & Income GAMCO Global Gold Natural Fuller & Thaler Behavioral Trust Resources & Income Trust Small Cap Equity Gabelli ENT Mergers & GAMCO Global Telecomm Fulton Financial Corp Acquisitions Gamco Investors Inc Fundamental Investors Inc Gabelli Equity Income Game Trading Technologies Fundtech Ltd Gabelli Equity Trust Inc. Inc FundX Aggressive Upgrader Gabelli Focus Five GameStop Corp. FundX Upgrader Gabelli Gold GAMETECH INTERNATIONAL Funtalk China Holdings Ltd Gabelli Growth INC Fuqi International Inc Gabelli Small Cap Growth Gaming and Leisure Furiex Pharmaceuticals Inc Gabelli US Treas MM Properties Inc Furmanite Corp Gabelli Utilities Gaming Partners Furniture Brands Gabelli Utility Trust International Corp International Inc. Gabelli Value 25 GAMMACAN Fury Gold Mines Ltd Gabelli Westwood Equity INTERNATIONAL INC Fushi Copperweld Inc GABLES RESIDENTIAL TRUST GANDER MOUNTAIN CO Fusion Acquisition Corp GABRIEL TECHNOLOGIES Gannett Co Inc Fusion Fuel Green PLC CORP Gap Inc Fusion Pharmaceuticals Inc Gadzooks Inc GARDEN FRESH RESTAURANT Fusion-io Inc Gafisa SA CORP Future Canada China Gaia Inc Garmin Ltd Environment Inc Gainsco Inc Garnero Group Acquisition Future Now Group Inc Galapagos NV Co FutureFuel Corp GALAXY ENERGY CORP Gartmore Enhanced Income FUTUREMEDIA PLC Galaxy Govt MMF Gartmore GVIT Growth
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Gartmore Morley Cap Accum GEAC COMPUTER CORP LTD Genesis Lease Ltd Gartmore NVIT Develop Geeknet Inc GENESIS MICROCHIP INC Mrkts GEHL CO GENESYS SA Gartmore NVIT International GELSTAT CORP Geneva Acquisition Corp Index Gemphire Therapeutics Inc Geneva Resources Inc Gartmore Short Dura Bond GEMPLUS INTERNATIONAL Genie Energy Ltd GARTNER INC SA Genitope Corp Gas Natural Inc Gemstar TV Guide Genius Brands International Gasco Energy Inc International Inc Inc GasLog Ltd Gen2Media Corp GENIUS PRODUCTS INC GasLog Partners LP GENAERA CORP GENLYTE GROUP INC Gastar Exploration Inc GENAISSANCE Genmab A/S GATEHOUSE MEDIA INC PHARMACEUTICALS GenMark Diagnostics Inc Gates Industrial Corp PLC Genco Shipping & Trading Genmed Holding Corp Gateway Ltd Genocea Biosciences Inc Gateway Financial Holdings Gencor Industries Inc GENOIL INC Inc GENELABS TECHNOLOGIES Genomic Health Inc GATEWAY INC INC GenOn Energy, Inc. GATEWAY INTL HOLDINGS GENENCOR INTL INC Genoptix Inc INC GENENTECH INC GeNOsys Inc Gatos Silver Inc Gener8 Maritime Inc Genpact Ltd GATX Corp. GENER8XION Genprex Inc Gazit-Globe Ltd ENTERTAINMENT INC Gen-Probe Inc GB HOLDINGS INC General American Investors Genta Inc GB&T Bancshares Co Inc GENTEK INC Gbc Bancorp/Ca GENERAL BINDING CORP Gentex Corporation GC China Turbine Corp General Cable Corp. Gentherm Inc GCM Grosvenor Inc General Cannabis Corp Gentium SPA GCP Applied Technologies General Dynamics Corp Gentiva Health Services Inc Inc General Electric Co Gentor Resources Inc GDL Fund (The) GENERAL ENVIRONMENTAL Genuine Parts Co GDS Holdings Limited MGMT GENUS INC GE Fixed Income General Finance Corp GENVEC INC GE Instl Income General Mills Inc. Genworth Financial Inc GE Instl Premier Growth General Moly Inc GENZYME CORP Equity General Motors Co GEO Group Inc (The) GE Investments Money General Steel Holdings Inc GeoBio Energy Inc Market Generation Bio Co GeoEye Inc GE Investments S&P 500 Generex Biotechnology Corp Geoglobal Resources Inc Index Genesco Inc. GEOKINETICS INC GE Premier Growth Equity Genesee & Wyoming Inc. GEOMET INC GE RSP Income Genesis Energy LP GeoPark Ltd GE RSP US Equity GENESIS HEALTHCARE CORP GEOPETRO RESOURCES CO GE Strategic Investment Genesis Healthcare, Inc. GEOPHARMA INC
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
GEORESOURCES INC Glatfelter Corp Global Education & George Putnam Balanced Glaukos Corp Technology Group Ltd GEORGETOWN BANCORP Gleacher & Company Inc GLOBAL ENTERTAINMENT INC Glen Burnie Bancorp CORP GEORGIA BANCSHARES INC GLENBOROUGH REALTY Global Environmental Energy GEORGIA CAROLINA TRUST INC Corp BANCSHARES Glenmede Core Fixed Income GLOBAL EPOINT INC GEORGIA-PACIFIC CORP Glenmede Govt Cash Global Geophysical Services Geospace Technologies Corp Glenmede International Inc Geovax Labs Inc Equity GLOBAL GOLD CORP Geovic Mining Corp Glenmede Philadelphia Global Green Inc GERBER SCIENTIFIC INC International Global High Income Fund Inc Gerdau AmeriSteel Corp Glenmede Quantitative US GLOBAL IMAGING SYSTEMS GERDAU SA SIDERURG Large Cap Core Equity Global Indemnity Group LLC German American Bancorp Glenmede Quantitative US Global Industries Ltd Inc Large Cap Growth Equity Global Investor Services Inc GERON CORP Glenmede Secured Options GLOBAL MED Getty Images Inc Glenmede Small Cap Equity TECHNOLOGIES INC GEVITY HR INC Glenmede TxEx Cash Global Medical REIT Inc GEXA CORP GLG Life Tech Corp Global Opportunities Bond GFI Group Inc GLG Partners Inc Global Partners LP GFSB BANCORP INC Glimcher Realty Trust GLOBAL PAYMENT GHL Acquisition Corp Global Aircraft Solutions Inc TECHNOLOGIES GI Dynamics Inc Global Atlantic BlackRock GLOBAL PHARMATECH INC GIANT INDUSTRIES INC Disciplined Core Global Power Equipment Giant Interactive Group Inc GLOBAL AXCESS CORP Group Inc Gibraltar Industries Inc GLOBAL BEV SOLUTIONS INC Global Realty Development GIGABEAM CORP Global Blood Therapeutics GLOBAL RESOURCE CORP GigaMedia Ltd Inc Global Services Partners Gigamon Inc Global Blue Group Holding Acquisition Corp GigCapital2 Inc AG Global Ship Lease Inc GigPeak Inc Global Brands Acquisition GLOBAL SIGNAL INC Gilat Satellite Networks Ltd Corp Global Sources Ltd Gildan Activewear Inc Global Brass and Copper Global Traffic Network Inc Gilead Sciences Inc Holdings Inc Global Water Resources Inc GILLETTE CO Global Cord Blood Corp Global X FinTech ETF Given Imaging Ltd Global Cornerstone Holdings Global X Funds - Global X Glacier Bancorp Inc Ltd Cloud Computing ETF GLACIER WATER SERVICES Global Crossing Ltd Global X Funds - Global X GLADSTONE CAPITAL CORP Global Defense Technology & Lithium & Battery Tech ETF GLADSTONE COMMERCIAL Systems Inc Global X MLP & Energy CORP Global Eagle Entertainment Infrastructure ETF Gladstone Land Corporation Inc Global X MLP ETF GLAMIS GOLD LTD Global Ecology Corp
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Global X Robotics & Artificial GMO Emerging Mrkts Quality GMO US Growth Intelligence ETF GMO Flexible Equities GMO US Treasury Global X SuperDividend ETF GMO Foreign GMS Inc Global X U.S. Preferred ETF GMO Foreign Small Co GMX Resources Inc GLOBALNET CORP GMO Global Asset Allocation GNC Holdings Inc GlobalOptions Group Inc GMO Global Asset Allocation GoDaddy Inc GLOBALSANTAFE CORP Series Golar LNG Ltd GlobalSCAPE Inc GMO Global Bond GOLD BANC CORP INC Global-Tech Advanced GMO Global Developed Gold Fields Ltd Innovations Inc Equity Allocation Fund Gold Horse International Inc Globant SA GMO Global Equity GOLD KIST INC/DE Globe Life Inc Allocation GOLD RESERVE INC Globe Specialty Metals Inc GMO Growth Gold Resource Corp GLOBECOMM SYSTEMS INC GMO Implementation Gold Standard Ventures Corp GLOBESPANVIRATA INC GMO Inflation Indexed Bond Goldcorp Inc. GLOBETEL GMO Inflation Indexed Plus Golden Autumn Holdings Inc COMMUNICATIONS CORP Bond GOLDEN CYCLE GOLD CORP Globus Maritime Ltd GMO International GOLDEN EAGLE INTL INC Globus Medical Inc Developed Equity Allocation Golden Enterprises Inc Glori Energy Inc GMO International Equity Golden Entertainment Inc Glowpoint Inc GMO International Growth Golden Growers Cooperative Glu Mobile Inc Equity Golden Minerals Co GLYCOGENESYS INC GMO International Golden Nugget Online GlycoMimetics Inc Large/Mid Cap Equity Gaming Inc Glyeco Inc GMO Intl Bond Golden Ocean Group Ltd GMH Communities Trust GMO Intl Disciplined Eqty GOLDEN PHOENIX MINERALS GMO Alpha Only GMO Intl Equity Allocation INC GMO Asset Allocation Bond GMO Intl Growth Golden Pond Healthcare Inc GMO Benchmark Free GMO Intl Small Company Golden Queen Mining Co Ltd GMO Benchmark Free GMO Opportunistic Income Golden River Resources Corp Allocation GMO Quality GOLDEN TELECOM INC GMO Benchmark Free GMO Real Estate GOLDEN WEST FINANCIAL Allocation Series GMO Resources CORP GMO Core Plus Bond GMO Risk Premium Goldfield Corp (The) GMO Curency Hedgd Intl Bd GMO SGM Major Markets Goldleaf Financial Solutions GMO Currency Hedgd Intl GMO Special Opportunities Inc Equity GMO Strategic Fixed Income Goldman Sachs Access GMO Developed World Stock GMO Strategic Opportunities Investment Grade Corporate GMO Domestic Bond Allocation Bond ETF GMO Emerging Countries GMO Tax Managed Intl Goldman Sachs GMO Emerging Country Debt Equities AccessTreasury 0-1 Year ETF GMO Emerging Domestic GMO Tobacco Free Core Goldman Sachs ActiveBeta Opportunities GMO U.S. Equity International Equity ETF GMO Emerging Markets GMO US Core
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Goldman Sachs ActiveBeta GOUVERNEUR BANCORP INC GRAVITY Co Ltd U.S. Large Cap Equity ETF Government Cash Series Gray Television Inc. Goldman Sachs BDC Inc GOVERNMENT PROPERTIES Graybug Vision Inc Goldman Sachs Group Inc TRUST GrayMark Healthcare Inc (The) GP Strategies Corp Grayscale Bitcoin Trust Goldman Sachs MLP and GPS INDUSTRIES INC Great Ajax Corp Energy Renaissance Fund GQG Partners Emerging Great American Bancorp Inc Goldman Sachs MLP Income Markets Equity GREAT AMERN FINL Opportunities Fund Grace (W R) & Co RESOURCES Goldmining Inc Graco Inc. Great Atlantic & Pacific Tea Goldsands Development Co Graftech International Ltd Co Inc. (The) GOLF GALAXY INC GRAHAM CORP Great China International Golfsmith International Graham Holdings Co Holdings Inc Holdings Inc. Graham Packaging Co Inc GREAT CHINA MINING INC Golub Capital BDC Inc Grainger (W.W.) Inc Great East Bottles & Drinks Good Guys Inc Gramercy Property Trust (China) Holdings Inc Good Harbor Tactical Core Gramercy Property Trust Inc Great Elm Capital Group Inc US Gran Tierra Energy Inc Great Hall Prime MM GOOD TIMES RESTAURANTS Granahan McCourt GREAT LAKES AVIATION LTD INC Acquisition Corp GREAT LAKES BANCORP INC Good Works Acquisition Corp Grand Canyon Education Inc GREAT LAKES CHEMICAL GoodHaven Fund GRAND TOYS INTL LTD -ADR CORP GOODMAN GLOBAL INC Grandeur Peak Global Great Lakes Dredge & Dock Goodrich Corp Opportunities Corp Goodrich Petroleum Corp. Grandeur Peak International Great Lakes Reit Inc GoodRx Holdings Inc Opportunities Great Northern Iron Ore Goodyear Tire & Rubber Co Grandeur Peak International Properties GOODYS FAMILY CLOTHING Stalwarts Great Panther Mining INC GRANDSOUTH Limited Goosehead Insurance Inc BANCORPORATION GREAT PEE DEE BANCORP Gopher Protocol Inc Granite Broadcasting INC Gordmans Stores Inc Granite City Food & Brewery Great Plains Energy Inc GOREMOTE INTERNET Ltd Great Southern Bancorp Inc COMM INC Granite Construction Inc. Great Western Bancorp Inc Gores Holdings V Inc Granite Falls Energy LLC Great Wolf Resorts Inc Gorman-Rupp Co (The) Granite Point Mortgage Trust GREATER BAY BANCORP Gossamer Bio Inc Inc Greater China Fund Inc Gotham Absolute Return Granite Real Estate GREATER COMMUNITY Gotham Enhanced Return Investment Trust BANCORP Gotham Index Plus GraniteShares Gold Trust ETF Great-West Aggressive Gotham Neutral Grant Prideco Inc. Profile GOTTAPLAY INTERACTIVE Graphic Packaging Holding Great-West American INC Co Century Growth Gottschalks Inc. Graphic Packaging Intl Corp Great-West Bond Index
Page 77
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Great-West Conservative Green Energy Management Grocery Outlet Inc Profile Services Holdings, Inc. GROEN BROS AVIATION INC Great-West Federated Bond GREEN MOUNTAIN POWER Group 1 Automotive Inc. Great-West Government CORP Group 1 Software Inc Money Market Green Plains Inc Groupon Inc Great-West International Green Plains Partners LP Growers Direct Coffee Co Inc Index Green Plains Renewable GrowGeneration Corp Great-West International Energy Inc Growlife Inc Value Green Thumb Industries Inc Grubb & Ellis Co. Great-West Large Cap Greenbox POS Grubb & Ellis Realty Advisors Growth Greenbrier Cos Inc (The) Inc Great-West Large Cap Value Greenchek Technology Inc Gruma SAB De CV Great-West Lifetime 2015 Greene County Bancorp Inc Grupo Aeroportuario del Great-West Lifetime 2015 II Greenfield Online Inc Centro Norte SAB de CV Great-West Lifetime 2025 GREENHILL & CO INC Grupo Aeroportuario del Great-West Lifetime 2025 II GreenHunter Energy Inc Sureste SAB de CV Great-West Lifetime 2035 Greenkraft Inc Grupo Casa SAba SA De CV, Great-West Lifetime 2035 II Greenlane Holdings Inc Mexico Great-West Lifetime 2045 Greenlight Capital Re Ltd GRUPO ELEKTRA SA DE CV Great-West Lifetime 2045 II Greenman Technologies Inc GRUPO IMSA SA DE CV Great-West Mid Cap Value Greenpoint Financial Corp Grupo Iusacell Sa Great-West Moderate Profile Greenpower Motor Co Inc Grupo Radio Centro SA De Great-West Moderately Greenpro Capital Corp CV Rcentro Aggressive Profile Greenrose Acquisition Corp Grupo Simec SA De C.V. Great-West Moderately GreenSky Inc Grupo Televisa SAB Conservative Profile Greenspring Fund Grupo Tmm S.A.B. Great-West Multi-Sector Greenway Medical GRYPHON GOLD CORP Bond Technologies Inc Gryphon Resources Inc Great-West Putnam Equity GREER BANCSHARES INC GS Absolute Return Tracker Income Greif Inc. GS Acquisition Holdings Corp Great-West S&P 500 Index Greka Energy Corp II Great-West S&P MidCap 400 GREY GLOBAL GROUP INC GS Balanced Strategy Great-West S&P Small Cap Grey Wolf Inc. GS Bond 600 Index Grid Dynamics Holdings Inc GS BRIC Great-West Grid Petroleum Corp GS Capital Growth SecureFoundation Balanced Gridsum Holding Inc GS Commodity Strategy Great-West T Rowe Mid Cap Griffin Institutional Access GS Concentrated Growth Growth Real Estate GS Concentrated Green Bancorp Inc Griffon Corp. International Equity Green Bankshares Inc Grifols S.A. GS Core Fixed Income Green Brick Partners Inc GRILL CONCEPTS INC GS Credit Strategies Green Dot Corp Grindrod Shipping Holdings GS Dynamic Allocation Green Earth Technologies Inc Ltd GS Dynamic Global Equity Green Energy Live Inc Gritstone Oncology Inc
Page 78
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
GS Dynamic Municipal GS Income Builder GS Tactical Tilt Income GS International Equity Implementation GS Emerging Markets Debt Insights GS Tax Advantaged Global GS Emerging Markets Equity GS International Small Cap Equity GS Emerging Markets Equity Insights GS TCU Money Market Insights GS International Tax GS Technology Opportunities GS Enhanced Dividend Global Managed Equity GS US Equity Dividend and Equity GS Intl Real Estate Securities Premium GS Enhanced Income GS Investment Grade Credit GS US Equity Insights Gs Financial Corp GS Investor Money Market GS US Mortgage GS Financial Square Federal GS Investor Tax-Exempt GS US Tax Managed Equity Instruments Money Market GS VIT Core Fixed Income GS Financial Square GS Large Cap Growth Insights GS VIT Equity Index Government GS Large Cap Value GS VIT Government Money GS Financial Square MM GS Local Emerging Markets Market GS Financial Square Prime Debt GS VIT Growth Opportunities Oblig MM GS Mid Cap Value GS VIT Large Cap Value GS Financial Square Treas GS MLP Energy Infrastructure GS VIT Mid Cap Value Oblig MM GS Multi Manager GS VIT Strategic Growth GS Financial Square Treasury Alternatives GS VIT Strategic Intl Equity Instr MM GS Real Estate Securities GS VIT Structured US Equity GS Financial Square Treasury GS Research Select GSC Acquisition Co Solutions Money Market GS Rising Dividend Growth GSE Systems Inc GS FnclSq CA TxEx GS Satellite Strategies GSI Commerce Inc GS Global Core Fixed Income GS Short Duration GSI Technology Inc GS Government Income Government GSX Techedu Inc GS GQG Partners GS Short Duration Income GT Advanced Technologies International Opportunities GS Short Duration TxFr Inc GS Growth & Income GS Short-Term Conservative GTC BIOTHERAPEUTICS INC GS Growth & Income Income GTECH HOLDINGS CORP Strategy GS Small Cap Equity Insights GTSI Corp. GS Growth Opportunities GS Small Cap Growth Insights GTX Corp GS Growth Strategy GS Small Cap Value GTx Inc. GS High Quality Floating Rate GS Small Cap Value Insights GTY Technology Holdings Inc GS High Yield GS Small/Mid Cap Growth GUANGSHEN RAILWAY CO GS High Yield Floating Rate GS Strategic Factor LTD GS High Yield Muni Allocation GuangZhou Global Telecom GS ILA Federal GS Strategic Growth Inc GS ILA Money Market GS Strategic Income Guaranty Bancorp GS ILA NY TxEx GS Structured International Guaranty Bancshares Inc GS ILA Prime Obligation Equity Flex Guaranty Federal Bancshares GS ILA Treasury Instrument GS Structured Large Cap Inc GS ILA Treasury Obligation Value Guaranty Financial Corp/Va GS ILA TxEx Diversified Guaranty Financial Group Inc
Page 79
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Guardant Health Inc Guggenheim Mid Cap Value GuideStone Low Duration Guardian Large Cap Guggenheim Mid Cap Value Bond Disciplined Growth VIP Institutional GuideStone Medium Guardian Small Cap Guggenheim Multi-Asset Duration Bond Guardian Technologies Income ETF GuideStone Money Market International Inc Guggenheim S&P 500 Equal GuideStone MyDestination Gucci Group Nv Weight Consumer Staples 2015 Guess ? Inc. ETF GuideStone MyDestination Guggenheim Biotechnology Guggenheim Spin-Off ETF 2025 Guggenheim BRIC ETF Guggenheim Strategic GuideStone MyDestination Guggenheim Build America Opportunities Fund 2035 Bonds Managed Duration Guggenheim Total Return GuideStone MyDestination Trust Bond 2045 Guggenheim BulletShares Guggenheim Ultra Short GuideStone Small Cap Equity 2015 Corporate Bond ETF Duration GuideStone Value Equity Guggenheim BulletShares Guidance Software Inc Guilford Mills Inc 2015 High Yield Corporate GUIDANT CORP GUILFORD Bond ETF Guided Therapeutics Inc PHARMACEUTICAL INC Guggenheim BulletShares GUIDELINE INC Guinness Exploration Inc 2016 Corporate Bond ETF GuideMark Core Fixed Inc GUITAR CENTER INC Guggenheim BulletShares GuidePath Growth Allocation Gulf Coast Ultra Deep 2016 High Yield Corporate GuideStone Aggressive Royalty Trust Bond ETF Allocation GULF ISLAND FABRICATION Guggenheim BulletShares GuideStone Balanced INC 2017 Corporate Bond ETF Allocation Gulf United Energy Inc Guggenheim BulletShares GuideStone Balanced GulfMark Offshore Inc 2017 High Yield Corporate Allocation I Gulfport Energy Corp Bond ETF GuideStone Conservative GulfSlope Energy Inc Guggenheim China Small Cap Allocation Gulfterra Energy Partners-Lp ETF GuideStone Defensive Gundle/Slt Environmental Inc Guggenheim Directional Market Strategies Gushan Environmental Allocation GuideStone Emerging Energy Ltd Guggenheim Floating Rate Markets Equity GVI SECURITIES SOLUTIONS Strategies GuideStone Equity Index INC Guggenheim High Yield GuideStone Extended Dur GVIT Enhanced Income Strategy Bond GW Pharmaceuticals PLC Guggenheim Investment GuideStone Global Bond GX Acquisition Corp Grade Bond GuideStone Growth Gymboree Corp (The) Guggenheim Limited Allocation Gyrodyne Company of Duration GuideStone Growth Equity America Inc Guggenheim Macro GuideStone International H D F C Bank Ltd Opportunities Equity H&E EQUIPMENT SERVICES Guggenheim Managed GuideStone International INC Futures Strategy Equity Index H.B. Fuller Co.
Page 80
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Habersham Bancorp Handspring Inc Harman International Habit Restaurants Inc (The) Handy & Harman Ltd Industries Inc. Hackett Group Inc (The) Hanger Inc Harmony Biosciences Hadera Paper Ltd Hanlon Managed Income Holdings Inc HAEMONETICS CORP Hanmi Financial Corp Harpoon Therapeutics Inc HAGGAR CORP Hannon Armstrong Harrington West Financial Hain Celestial Group Inc Sustainable Infrastructure Group Inc (The) Capital Inc Harris & Harris Group Halcyon Jets Holdings Inc Hanover Capital Mortgage Harris Assoc Focus Value Hall Kinion & Associates Inc Holdings Inc. Harris Assoc Large Cap Value Hallador Energy Co HANOVER DIRECT INC Harris Insight Index HALLIBURTON CO Hanover Insurance Group Inc Harris Insight Intrmd TxEx Hallmark Financial Services (The) HARRIS INTERACTIVE INC Inc Hansberger Emerging Mkts Harris Teeter Supermarkets Hallwood Group Inc (The) Hansberger Intl Growth Inc Hallwood Realty Ptnrs -Lp Hansberger Intl Value Harrow Health Inc Halozyme Therapeutics Inc Hansen Medical Inc Harsco Corp Hamilton Beach Brands HANSON PLC HARTCOURT COMPANIES INC Holding Co Hanwha Q CELLS Co Ltd Harte Hanks Inc. Hamilton Lane Inc Harbin Electric Inc Hartford Balanced Income Hamlin High Dividend Equity HARBOR ACQUISITION CORP Hartford Capital Appreciation HAMMONS JOHN Q HOTELS Harbor Bond Hartford Checks and -CL A Harbor Capital Appreciation Balances Hampshire Group Ltd Harbor Diversified Hartford Core Equity HAMPTONS LUXURY HOMES International All Cap Hartford Corporate INC HARBOR FLORIDA Opportunities Hana Biosciences Inc BANCSHARES Hartford Dividend & Growth Hancock (John) Bank and HARBOR GLOBAL CO LTD Hartford Equity Growth Alloc Thrift Opportunity Fund Harbor High Yield Hartford Equity Income Hancock (John) Financial Harbor International Hartford Financial Services Opportunities Fund Harbor International Growth Group Inc. (The) Hancock (John) Premium Harbor Large Cap Value Hartford Floating Rate Dividend Fund Harbor Mid Cap Growth Hartford Floating Rate High Hancock Fabrics Inc. Harbor Mid Cap Value Income Hancock Horizon Burkenroad Harbor Real Return Hartford Funds Exchange- Small Cap Harbor Small Cap Growth Traded Trust - Hartford Total Hancock Horizon Diversified Harbor Small Cap Value Return Bon International HarborOne Bancorp Inc Hartford Global All Asset Hancock Horizon Hardinge Inc Hartford Global Capital Government MM HARLAND (JOHN H.) CO Appreciation Hancock John Finl Svcs Inc Harley-Davidson Inc. Hartford Global Growth Hancock Whitney Corp Harleysville Group Inc Hartford Global Real Asset Handeni Gold Inc Harleysville National Corp Hartford Great Health Corp HANDLEMAN CO Harleysville Savings Bank Hartford Growth
Page 81
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Hartford Growth Allocation Hartford Intl Growth HAVAS Hartford Growth Hartford Intl Small Company Haverty Furniture Cos Inc Opportunities Hartford Mid Cap Hawaiian Electric Industries Hartford Healthcare Hartford Mid Cap Value Inc. Hartford High Yield Hartford Moderate Hawaiian Holdings Inc Hartford HLS Balanced Allocation Hawaiian Telcom Holdco Inc Hartford HLS Cap Hartford Money Market Hawaiian TxFr Trust Appreciation Hartford Multi-Asset Income HAWK CORP Hartford HLS Disciplined and Growth Hawkins Inc Equity Hartford Multifactor Hawthorn Bancshares Inc Hartford HLS Dividend & Developed Markets (ex-US) Hawthorne Financial Corp Growth ETF Hayes Lemmerz International Hartford HLS Equity Income Hartford Municipal Inc Hartford HLS Global Adviser Opportunities Haymaker Acquisition Corp II Hartford HLS Global Growth Hartford Schroders Emerging HAYNES INTERNATIONAL INC Hartford HLS Global Health Markets Equity HBT Financial Inc Hartford HLS Growth Hartford Schroders HC Innovations Inc Hartford HLS Growth International Multi Cap Value HC2 Holdings Inc Opportunities Hartford Schroders HCA Healthcare Inc Hartford HLS High Yield International Stock Hcb Bancshares Inc Hartford HLS International Hartford Schroders US Mid HCC Insurance Holdings Inc. Opportunities Cap Opportunities HCI Group Inc Hartford HLS Intl Growth Hartford Short Duration HCSB Financial Corp Hartford HLS Intl Sm Hartford Small Cap Growth HD Partners Acquisition Corp Company Hartford Small Company HD Supply Holdings Inc Hartford HLS Mid Cap Hartford Stock Head NV, Rotterdam Hartford HLS Mid Cap Value Hartford Strategic Income HeadHunter Group PLC Hartford HLS Mortgage Sec Hartford Total Return Bond Headwaters Inc Hartford HLS Small Cap Hartford TxFr National HEALTH BENEFITS DIRECT Growth Hartford US Govt Securities CORP Hartford HLS Small Company Hartford Value Health Care Select Sector Hartford HLS Stock Hartford Value Opport SPDR Fund (The) Hartford HLS Total Return Hartford World Bond Health Catalyst Inc Bond Harvard Bioscience Inc Health Enhancement Hartford HLS Ultrashort Bond HARVEST ENERGY TRUST Products Inc Hartford HLS US Government Harvest Natural Resources Health Fitness Corp Securities Inc. Health Grades Inc Hartford HLS Value Hasbro Inc. Health Management Hartford HLS Value Opport Hastings Entertainment Inc Associates Inc. Hartford Inflation Plus Hatteras Alpha Hedged Health Net Inc. Hartford International Equity Strategies Health Sciences Acquisitions Hartford International Hatteras Financial Corp Corp 2 Opportunities Hatteras Long Short Debt Healthaxis Inc Hartford International Value HAUPPAUGE DIGITAL INC Healthcare Realty Trust Inc
Page 82
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Healthcare Services Group Hellenic Telecommunications Herman Miller Inc Inc Organizations OTE Heron Therapeutics Inc Healthcare Trust of America Helmerich & Payne Inc. Hersha Hospitality Trust Inc Hemisphere Media Group Inc Hertz Global Holdings Inc HealthEquity Inc Hemispherx BioPharma Inc. Heska Corp Healthetech Inc Hemlock Fed Finl Corp HESS CORP Healthpeak Properties Inc HemoBioTech Inc Hess Midstream LP HEALTHSPORT INC HEMOSENSE INC Hewitt Associates Inc. HealthSpring Inc HEMOSOL CORP Hewlett Packard Enterprise HealthStream Inc Hendrx Corp. Co HealthTronics Inc Hennessy Advisors Inc Hexcel Corp Healthtronics Surgical Svcs Hennessy Cornerstone HF Financial Corp. Hearst-Argyle Television Inc. Growth HF Foods Group Inc Heartland Express Inc Hennessy Cornerstone HFF INC Heartland Financial USA Inc Growth II hhgregg Inc HEARTLAND OIL & GAS CORP Hennessy Cornerstone Mid Hi Tech Pharmacal Co Inc Heartland Payment Systems Cap 30 hi/fn Inc Inc Hennessy Focus Hibbett Sports Inc Heartland Select Value Hennessy Gas Utility Hibernia Cap Appreciation Heartland Value Hennessy Japan HIBERNIA CORP -CL A Heartland Value Plus Henry (Jack) & Associates Inc Hickory Tech Corp HeartWare International Inc HENRY BROS ELECTRONICS Hicks Acquisition Co I Inc HEARUSA INC INC Hicks Acquisition Company II Hecla Mining Co Henry Schein Inc Inc HECTOR COMMUNICATIONS HEPALIFE TECHNOLOGIES Hi-Crush Inc CORP INC HIENERGY TECHNOLOGIES Heelys Inc HERBALIFE LTD INC HEI INC Herbalife Nutrition Ltd High Speed Access Corp HEICO Corp Herc Holdings Inc Highbury Financial Inc Heidrick & Struggles Hercules Inc Higher One Holdings Inc International Inc Hercules Offshore Inc Highland Floating Rate Helen of Troy Ltd Here Enterprises Inc Highland Floating Rate Helicos BioSciences Corp Heritage Bankshares Inc Opportunities Helios Technologies Inc Heritage Commerce Corp Highland Global Allocation Helius Medical Technologies Heritage Financial Corp HIGHLAND HOSPITALITY Inc Heritage Financial Group Inc CORP Helix Acquisition Corp Heritage Growth Equity Highland Income Fund Helix BioPharma Corp Heritage Insurance Holdings Highland Long/Short Equity Helix Energy Solutions Group Inc Highland Long/Short Inc Heritage Oaks Bancorp Healthcare Helix TCS Inc HERITAGE PPTY INVESTMENT Highland Money Market II HELIX TECHNOLOGY CORP TR Highland US Equity Helix Wind Corp Heritage-Crystal Clean Inc Highland/iBoxx Senior Loan Herley Industries Inc ETF
Page 83
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Highlands Acquisition Corp Hitor Group Inc Honeywell International Inc HIGHLANDS BANKSHARES Hittite Microwave Corp Hong Kong Television INC HKN Inc Network Ltd HIGHLANDS BANKSHARES HLF Frontier Emerging Hong Kong Winalite Group INC/VA Markets Inc Highlands REIT Inc HLTH Corp Hood River Small Cap Growth HighMark 100% US Treas HMN Financial Inc Hooker Furniture Corp MM HMS Holdings Corp Hooper Holmes Inc. HighMark CA TxFr MM HNI Corp Hope Bancorp Inc HighMark Diversified MMF Hodges Fund HopFed Bancorp Inc Highmark International Hodges Small Cap Horace Mann Educators Corp Opportunities Hoku Corp Horizon Active Asset HighMark Large Cap Value Holicity Inc Allocation HighMark Small Cap Value Hollinger Inc Horizon Active Risk Assist HighMark US Govt MM Hollis-Eden Pharmaceuticals Horizon Bancorp Inc HighMark Value Momentum Inc HORIZON BANCORPORATION HighPeak Energy Inc Holloman Energy Corp INC HighPoint Resources Corp HOLLY ENERGY PARTNERS LP Horizon Financial Corp Highwoods Properties Inc. HollyFrontier Corp Horizon Global Corp HILAND HOLDINGS GP LP Hollywood Entmt Corp HORIZON HEALTH CORP HILAND PARTNERS LP Hollywood Media Corp. Horizon Lines Inc Hilb Rogal & Hobbs Co HOLOGIC INC Horizon Medical Products Inc Hill International Inc Home Bancorp Inc HORIZON OFFSHORE INC Hillenbrand Inc Home Bancshares Inc Horizon Organic Holding Hilliard Lyons Government Home Depot Inc. (The) Horizon Therapeutics Public Hill-Rom Holdings Inc Home Diagnostics Inc Ltd Co Hills Bancorporation Home Federal Bancorp Inc HORMEL FOODS CORP Hillshire Brands Co Home Federal Bancorp/LA Hornbeck Offshore Services Hilltop Holdings Inc HOME LOAN FINL CORP Inc. Hilton Grand Vacations Inc Home Loan Servicing HORNE INTERNATIONAL Hilton Worldwide Holdings Solutions Ltd INCHORNE Inc Home Products Intl Inc Horsehead Holding Corp Himax Technologies Inc Home Properties Inc. Hortonworks Inc HIMCO VIT Index HomeAway Inc Hospira Inc Hims and Hers Health Inc HOMEFED CORP Host Hotels & Resorts Inc HINES HORTICULTURE INC Homeinns Hotel Group Hostess Brands Inc HireQuest Inc Homestead Short Term Bond Hot Topic Inc HireRight Inc Homestead Small Co Stock Hotchkis & Wiley Diversified Hirsch International Corp. Homestead Value Value HI-SHEAR TECHNOLOGY HomeStreet Inc Hotchkis & Wiley High Yield CORP HomeTrust Bancshares Inc Hotchkis & Wiley Large Cap Hispanic Broadcasting Homology Medicines Inc Val Histogenics Corp Honda Motor Co Ltd Hotchkis & Wiley Mid Cap HITACHI LTD Hondo Minerals Corp Val
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Hotchkis & Wiley Small Cap Hudson Global Inc HUTCHMED (China) Limited Value HUDSON HOLDING CORP Huttig Building Products Inc Hotchkis & Wiley Value Hudson Ltd HUYA Inc Opportunities Hudson Pacific Properties Inc Hyatt Hotels Corp Houlihan Lokey Inc Hudson River Bancorp Inc HYBRID FUEL SYSTEMS INC HOUSE OF BRUSSELS Hudson Technologies Inc Hycor Biomedical Inc CHOCOLATES HUDSON UNITED BANCORP HYCROFT MINING HOLDING HOUSERAISING INC Hudson Valley Holding Corp CORP Houston American Energy Huffy Corp Hyde Park Acquisition Corp II Corp Hughes Communications Inc HYDRIL CO HOUSTON EXPLORATION CO HUGHES SUPPLY INC Hydrocarb Energy Corp Houston Wire & Cable Co Hughes Telematics Inc Hydrofarm Holdings Group Hovnanian Enterprises Inc. Hugoton Royalty Trust Inc HP Inc Huiheng Medical Inc HYDROGEN CORP Hpsc Inc HUMAN BIOSYSTEMS HYDROGEN ENGINE CENTER HQ Sustainable Maritime HUMAN GENOME SCIENCES INC Industries Inc INC Hydrogen Hybrid HS3 TECHNOLOGIES INC Humana Inc. Technologies Inc HSBC Holdings PLC Humanigen Inc HYDROGEN POWER INC HSBC Inv Fixed Income Humboldt Bancorp HYDROGENICS CORP HSBC Inv Intl Equity HUMMINGBIRD LTD Hyliion Holdings Corp HSBC Inv NY TxFr MM Hunt Cos Finance Trust Inc Hypercom Corp HSBC Inv Small Cap Equity Hunt Global Resources Inc Hyperdynamics Corp HSBC Prime Money Market Huntington Bancshares Inc Hyperion Brookfield Total HSBC Total Return Huntington Fixed Income Sec Return Fund Inc (The) HSBC US Government Money Huntington Growth HYPERION SOLUTIONS CORP Market Huntington Ingalls Industries Hyperion Therapeutics Inc HSBC US Treasury Money Inc Hyster-Yale Materials Market Huntington Intl Equity Handling Inc HSN Inc Huntington MM Hy-Tech Technology Group HST Global Inc Huntington OH Muni MM Inc HTG Molecular Diagnostics Huntington US Treas MM I/O Magic Inc Inc HuntMountain Resources Ltd I2 Technologies Inc Huaneng Power International HUNTSMAN CORP I3 Verticals Inc Inc Hurco Cos Inc IA Global Inc. Huazhu Group Limited Huron Consulting Group Inc IAA Inc Hub Group Inc Husky Energy Inc IAC/InterActiveCorp HUB INTERNATIONAL LTD Hussman Strategic Growth IAMGold Corp Hubbell Inc Hussman Strategic Total Iao Kun Group Holding Co Ltd HubSpot Inc Return IB3 Networks Inc HUDBAY MINERALS INC Hutchinson Technology Inc IBasis Inc Hudson City Bancorp Inc Hutchison IBERIABANK Corp Hudson Executive Telecommunications Ibex Ltd Investment Corp International Ltd iBio Inc
Page 85
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
IBIS TECHNOLOGY CORP IDM PHARMA INC Imara Inc IBT BANCORP INC IDO Security Inc ImaRx Therapeutics Inc icad Inc iDreamSky Technology Ltd Imation Corp Icagen Inc. IDX SYSTEMS CORP Imc Global Inc ICARBON CORP IEC Electronics Corp IMCLONE SYSTEMS INC ICF International Inc IEG Holdings Corp IMCOR PHARMACEUTICAL Icg Communications IES Holdings Inc CO Ichor Holdings Ltd IF Bancorp Inc IMEDIA INTERNATIONAL INC Icici Bank Ltd I-FLOW CORP Immatics NV ICI-IMPERIAL CHEM INDS PLC IFM Investments Ltd Immersion Corp iClick Interactive Asia Group Ifresh Inc IMMTECH Ltd IFT Money Market Portfolio PHARMACEUTICALS INC ICM Small Company IG Acquisition Corp IMMUCOR INC ICO Inc IGATE Corp Immune Design Corp ICON Energy Igen Inc IMMUNE RESPONSE ICON Financial Services IGM Biosciences Inc CORP/DE ICON Healthcare IGNIS PETROLEUM GROUP Immunicon Corp ICON Information INC ImmunityBio, Inc. Technology Ignite Restaurant Group Inc ImmunoCellular Therapeutics ICON Long Short Ignyta Inc Ltd Icon PLC iGo Inc IMMUNOGEN INC ICONIX BRAND GROUP INC iHeartMedia Inc Immunome Inc ICOP DIGITAL INC IHS Inc Immunomedics Inc ICORIA INC IHS Markit Ltd Immunovant Inc ICOS CORP II VI Inc IMPAC MEDICAL SYSTEMS ICOS VISION SYSTEM NV iKang Healthcare Group Inc INC ICP Solar Technologies Inc Ikanos Communications Inc Impac Mortgage Holdings ICT Govt Cash & Agency IKON Office Solutions Inc. Inc. ICT GROUP INC Ilex Oncology Inc IMPART MEDIA GROUP ICT TECHNOLOGIES INC ILG Inc Impax Laboratories Inc ICTS INTERNATIONAL NV Illinois Tool Works Inc. Imperial Capital Bancorp Inc ICx Technologies Inc Illumina Inc IMPERIAL INDUSTRIES INC ID BIOMEDICAL CORP Ilog SA, Gentilly Imperial Oil Ltd IDACORP Inc. ILX RESORTS INC IMPERIAL PARKING CORP Ideanomics Inc IMAGE ENTERTAINMENT INC IMPERIAL SUGAR CO Ideation Acquisition Corp Image Sensing Systems Inc IMPERIAL TOBACCO GROUP IDEAYA Biosciences Inc ImageWare Systems Inc. PLC Idenix Pharmaceuticals Inc Imaging Diagnostic Systems Imperva Inc Identiv Inc Inc Impinj Inc IDENTIX INC IMAGING3 INC IMPLANT SCIENCES CORP IDERA PHARMACEUTICALS IMAGISTICS INTERNATIONAL Imprivata Inc INC INC IMPSAT FIBER NETWORKS IDEX Corp Imanage Inc INC IDEXX Laboratories Inc I-many Inc IMS Health Holdings Inc
Page 86
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
INAMED CORP Inet Technologies Inc ING American Funds Growth Inari Medical Inc Infineon Technologies AG, ING American Funds Intl INCO LTD Muenchen ING Artio Foreign Income Opportunity Realty Infinera Corp ING Asia Pacific High Investors Inc. Infinity Augmented Reality Dividend Equity Income Fund inContact Inc Inc ING Balanced INCYTE CORP INFINITY ENERGY ING BlackRock Large Cap INDEPENDENCE CMNTY BK RESOURCES Growth CORP Infinity Pharmaceuticals Inc ING BlackRock Science & Independence Contract Infinity Property & Cas Corp Tech Opportunity Drilling Inc Infinity Property and ING Brokerage Cash Reserves Independence Holding Co Casualty Corp ING CapGuardian Small Mid Independence Realty Trust Infinity Q Diversified Alpha Cap Inc InflaRx NV ING CapGuardian US Equities Independent Bank Corp Infoblox Inc ING Clarion Global Real Independent Bank Corp. INFOCROSSING INC Estate Port Independent Bank Group Inc Infocus Corp (USA) ING Clarion RE Inc Fd Independent Franchise infoGROUP Inc ING Classic Money Market Partners US Equity InfoLogix Inc ING Columbia Small Cap INDEVUS PHARMACEUTICALS Infonet Services Corp Value INC Informatica Corp ING Core Equity Research Index Oil & Gas Inc INFORMATION HOLDINGS ING Davis New York Venture IndexIQ Hedge Multi- INC ING Disciplined Intl Sm Cap Strategy Tracker ETF Information Resources Inc ING Diversified International IndexIQ Merger Arbitrage Information Services Group ING Emerging Countries ETF Inc ING Emerging Mkts Fixed India Fund Inc. (The) INFORTE CORP Income India Globalization Capital INFOSMART GROUP INC ING Euro STOXX 50 Index Inc INFOSONICS CORP ING Fidelity VIP Contrafund Indiana Community Bancorp Infosys Ltd ING Financial Services Indigo-Energy Inc INFRASOURCE SERVICES ING Foreign INDUS INTERNATIONAL INC Infrastructure and Energy ING FTSE 100 Index INDUS Realty Trust Inc Alternatives Inc ING Get US Core Industrial Distribution Group INFRASTRUCTURE ING GetD Fund Inc. DEVELOPMENTS CORP. ING GetE Fund Industrial Logistics Properties Infusion Brands International ING GetS Fund Trust inc ING GetV Fund Industrial Select Sector SPDR ING Alliance Mid Cap Growth ING Global Advantage & Fund (The) ING Am Century Select Premium Opportunity Fund Industrial Services of ING American Funds Asset ING GLOBAL ADVTG PREM America Inc Allocation OPP FD Industrias Bachoco SAB De ING American Funds Bond ING Global Bond Portfolio CV ING American Funds Gro & ING Global Equity Dividend INERGY HOLDINGS LP Inc ING Global Value Choice
Page 87
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
ING Goldman Sachs ING Oppenheimer Main InMode Ltd Commodities Street INmune Bio Inc ING Groep NV ING Pioneer Mid Cap Value INNCARDIO INC ING Growth & Value ING Principal Protect IV INNKEEPERS USA TRUST ING High Yield Opportunity ING Principal Protection I Innocoll Holdings Plc ING Index + Small Cap ING Principal Protection II Innodata Inc Portfolio ING Principal Protection III INNOTRAC CORP ING Index Plus Large Cap ING Principal Protection V Innovaro Inc ING Index Plus Mid Cap ING Principal Protection VI Innovate Biopharmaceuticals ING Infrastructure Industrials ING Principal Protection VII Inc and Materials Fund ING Risk Managed Natural Innovation Pharmaceuticals ING Institutional Prime Resources Fund Inc Money Market ING Russia Innovative Card Technologies ING International Small Cap ING T Rowe International Inc. Multimgr Stock Innovative Industrial ING International Val ING Thornburg Value Properties Inc Portfolio ING Total Return Bond Innovative Software Tech Inc ING International Value ING UBS US Large Cp Eqty Innovative Solutions and ING Janus Contrarian ING Value Choice Support Inc ING Japan TOPIX Index ING Van Kampen Capital INNOVEX INC ING JPM Intl Growth Innoviva Inc ING JPM Value Opportunities ING Van Kampen Large Cap INNOVIVE ING Legg Mason P Aggressive Growth PHARMACEUTICALS INC Growth ING VP Index Plus INNUITY INC ING Legg Mason P All Cap International Equity Inogen Inc ING Legg Mason Value ING VP Strategic Alloc Inovalon Holdings Inc ING Lifestyle Aggrsv Growth Growth Inovio Pharmaceuticals Inc ING Lifestyle Growth ING VP Strategic Alloc Inozyme Pharma Inc ING Lifestyle Moderate Moderate Inphi Corp ING Lifestyle Moderate ING Wells Fargo Disciplined Inseego Corp Growth Value INSIGHT COMMUNICATIONS ING Limited Maturity Bond Ingersoll Rand Inc INC ING Lord Abbett Affiliated Ingevity Corp Insight Enterprises Inc ING Magna Cap Ingles Markets Inc InSight Health Services ING Marsico Growth Ingram Micro Inc. Holdings Corp ING MFS Total Return Ingredion Inc Insightful Corp ING MFS Utilities Inhibitex Inc INSIGNIA SOLUTIONS PLC - ING Mid Cap Gro Inhibrx Inc ADR ING Money Market INKINE PHARMACEUTICAL INSIGNIA SYSTEMS INC ING Morgan Stanley Global CO INC InSite Vision Inc Franchise Inksure Technologies Inc Insmed Inc ING Neuberger Berman Inland Land Appreciation Insperity Inc. Partners Fund II LP Inspire Medical Systems Inc Inland Real Estate Corp
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
INSPIRE PHARMACEUTICALS INTEGRATED SECURITY SYS Intercontinental Hotels INC INC Group PLC Inspired Entertainment Inc Integrated Silicon Solution Intercorp Financial Services InspireMD Ltd Inc Inc Installed Building Products INTEGRITY BANCSHARES INC Interface Inc Inc INTEGRITY FINANCIAL CORP INTERGRAPH CORP Insteel Industries Inc Integrys Energy Group Inc Intergroup Corp (The) INSTINET GROUP INC Intel Corp INTERLEUKIN GENETICS INC Institutional Financial INTELIDATA TECHNOLOGIES Interline Brands Inc. Markets Inc CORP INTERLINK ELECTRONICS Institutional Money Market Inteliquent Inc Interlott Technologies Inc Insulet Corp Intelligent Communication INTERMAGNETICS GENERAL INSURANCE AUTO AUCTIONS Enterprise Corp CORP INC Intelligent System Corp Intermec Inc Insurance Mgmt Solutions Intelligentias Inc Intermediate Bond Fund Grp Intelligroup Inc America INSURE.COM INC IntelliPharmaCeutics Intermet Corp InsWeb Corp International Inc InterMetro Communications INTAC INTERNATIONAL INTELLISYNC CORP Inc INTECH US Core Intellon Corp INTERMIX MEDIA INC Integer Holdings Corp Intelsat SA Intermolecular Inc Integra Bank Corp Inter Parfums Inc Intermountain Community Integra LifeSciences Holdings INTERACTIVE BRAND DEV Bancorp Corp INC INTERMUNE INC Integra Resources Corp Interactive Brokers Group Inc Internap Corp Integral Systems Inc Interactive Data Corp International Absorbents Inc INTEGRAL TECHNOLOGIES Interactive Intelligence INTERNATIONAL ALUMINUM INC Group Inc CORP INTEGRAL VISION INC INTERACTIVE SYSTEMS International Bancshares IntegraMed America Inc WORLDWDE Corp INTEGRATED ALARM SVCS Interactive Television International Business GROUP Networks Machines Corp INTEGRATED BIOPHARMA InterAmerican Acquisition International Coal Group Inc INC Group Inc INTERNATIONAL INTEGRATED CIRCUIT Inter-Atlantic Financial Inc COMMERCIAL TV SYSTEMS Intercept Inc INTERNATIONAL ENERGY INC Integrated Data Corp Intercept Pharmaceuticals International Fight League Integrated Defense Tech Inc Inc Inc Integrated Device INTERCHANGE FINL SVCS International Fuel Technology Inc. CP/NJ Technology Inc Integrated Enviro interCLICK Inc International Game Technologies Ltd Intercontinental Exchange Technology Integrated Healthcare Inc International General Holdings Inc Insurance Holdings Ltd
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
International Hi-Tech Intertan Inc INVESCO Balanced Industries Inc Intertape Polymer Group Inc. Invesco Balanced Risk INTERNATIONAL ISOTOPES INTER-TEL INC -SER A Allocation INC Intervest Bancshares Corp. Invesco Balanced-Risk International Monetary INTERVIDEO INC Commodity Strategy Systems INTERVOICE INC Invesco Basic Balanced International Money Express Interwave Commun Intl Ltd Invesco Basic Value Inc. Interwoven Inc Invesco BulletShares 2018 International Paper Co InterXion Holding NV Corporate Bond ETF International Power Group inTest Corp Invesco BulletShares 2018 Ltd Intevac Inc High Yield Corporate Bond INTERNATIONAL POWER PLC INTIER AUTOMOTIVE INC ETF International Rectifier Corp INTL DISPLAYWORKS INC Invesco BulletShares 2019 INTERNATIONAL ROYALTY Intl Multifoods Corp Corporate Bond ETF CORP INTL SECURITIES EXCHNG Invesco BulletShares 2019 International Seaways Inc HLDGS High Yield Corporate Bond International Shipholding Intra-Cellular Therapies Inc ETF Corp INTRADO INC Invesco BulletShares 2020 International Speedway Corp INTRALASE CORP Corporate Bond ETF INTERNATIONAL STEEL GRP IntraLinks Holdings Inc Invesco BulletShares 2020 INC Intraware Inc High Yield Corporate Bond International Stem Cell Corp INTRAWEST CORP ETF International Textile Group Intrawest Resorts Holdings Invesco BulletShares 2021 Inc Inc Corporate Bond ETF International Tower Hill Intrepid Potash Inc Invesco BulletShares 2021 Mines Ltd Intrepid Small Cap High Yield Corporate Bond International Wire Group Inc Intricon Corp ETF Internet Brands Inc Intuit Inc. Invesco BulletShares 2022 Internet Gold-Golden Lines Invacare Corp Corporate Bond ETF Ltd InvenSense Inc Invesco BulletShares 2022 INTERNET INITIATIVE JAPAN INVENTIV HEALTH INC High Yield Corporate Bond INC InvenTrust Properties Corp ETF INTERNET SECURITY SYS INC Inveresk Research Group Inc Invesco BulletShares 2023 INTERPHASE CORP Invesco Active Allocation Corporate Bond ETF INTERPOOL INC Invesco Advantage Municipal Invesco BulletShares 2024 Interpore International Income Trust II Corporate Bond ETF Interpublic Group of Cos Inc INVESCO Advntg Glbl Hlth Sci Invesco BulletShares 2025 (The) Invesco Aerospace & Corporate Bond ETF Intersect ENT Inc Defense ETF Invesco CA TxFr Inc Intersections Inc Invesco American Franchise Invesco California Municipal Intersil Corp Invesco American Value Invesco California Value Interstate Bakeries Corp Invesco AMT-Free Municipal Municipal Income Trust Interstate Hotels & Resorts Income Invesco Capital Appreciation Inc. Invesco Asia Pacific Growth Invesco Capital Development
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
INVESCO Cash Reserves Invesco Dynamic Software Invesco Floating Rate ESG Invesco Charter ETF Invesco FTSE RAFI Developed Invesco Comstock Invesco Dynamics Markets ex-U.S. ETF Invesco Comstock Select Invesco Emerging Markets All Invesco FTSE RAFI Emerging Invesco Conservative Income Cap Markets ETF Invesco Constellation Invesco Emerging Markets Invesco FTSE RAFI US 1000 Invesco Convertible Innovators ETF Securities Invesco Emerging Markets Invesco FTSE RAFI US 1500 Invesco Core Bond Sovereign Debt Small-Mid ETF Invesco Core Plus Bond Invesco Endeavor Invesco Fundamental Invesco Corporate Bond Invesco Energy Alternatives Invesco CurrencyShares Invesco Equally Weighted Invesco Fundamental High Australian Dollar Trust S&P 500 Yield Corporate Bond Invesco CurrencyShares Invesco Equity & Income Invesco Glbl Small & Mid Cap British Pound Sterling Trust INVESCO European Growth Invesco CurrencyShares Invesco European Growth Invesco Global Canadian Dollar Trust Invesco European Small Invesco Global Allocation Invesco CurrencyShares Euro Company Invesco Global Core Equity Trust Invesco Exchange-Traded Invesco Global Dividend Invesco CurrencyShares Fund Trust II - China Growth Securities Japanese Yen Trust Technology ETF Invesco Global Focus Invesco CurrencyShares Invesco Exchange-Traded Invesco Global Growth Swiss Franc Trust Fund Trust II - Invesco CEF Invesco Global Opportunities Invesco DB Agriculture Fund Income Compo Invesco Global Real Estate Invesco DB Energy Fund Invesco Exchange-Traded Invesco Global Real Estate Invesco Developing Markets Fund Trust II - Invesco S&P Income Invesco Discovery Internationa Invesco Global Strategic Invesco Discovery Mid Cap Invesco Exchange-Traded Income Growth Fund Trust II - Invesco Solar Invesco Gold & Precious Invesco Diversified Dividend ETF Metals Invesco Dividend Growth Invesco Exchange-Traded Invesco Gold & Special Securities Fund Trust II - Invesco Minerals Invesco Dividend Income Treasury Collate Invesco Government Money Invesco DWA Momentum Invesco Exchange-Traded Market ETF Fund Trust II Invesco S&P Invesco Govt & Agency Invesco Dynamic Credit SmallCap Healt INVESCO Growth Opportunities Fund Invesco Exchange-Traded Invesco Growth & Income Invesco Dynamic Large Cap Fund Trust Invesco BuyBack Invesco Health Care Growth ETF Achievers ETF Invesco High Income Muni Invesco Dynamic Large Cap Invesco Exchange-Traded INVESCO High Yield Value ETF Fund Trust Invesco Nasdaq Invesco High Yield Equity Invesco Dynamic Internet ETF Dividend Achievers ETF Pharmaceuticals ETF Invesco Financial Preferred Invesco High Yield Municipal ETF Invesco Income
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Invesco Income Allocation Invesco Municipal Trust Invesco QQQ Trust Series 1 Invesco Intermediate Invesco National AMT-Free Invesco Quality Income Municipal Income Municipal Bond ETF Invesco Quality Municipal Invesco International Bond Invesco Oppenheimer Capital Income Trust Invesco International Core Income Invesco Real Estate Equity Invesco Oppenheimer Equity Invesco Rising Dividends Invesco International Income Invesco Rochester AMT Free Diversified Invesco Oppenheimer NY Municipal Invesco International Government Cash Reserves Invesco Rochester Limited Dividend Achievers ETF Invesco Oppenheimer Term New York Municipal Invesco International Equity International Growth Invesco Rochester Municipal Invesco International Growth Invesco Oppenheimer Opportunities Invesco International Small Limited-Term Bond Invesco Rochester New York Company Invesco Oppenheimer Municipals Invesco International Small- Limited-Term Govt Invesco Russell 1000 Mid Company Invesco Oppenheimer Mid Dynamic Multifactor ETF Invesco KBW Bank ETF Cap Value Invesco Russell Midcap Pure Invesco Large Cap Growth Invesco Oppenheimer Real Growth Etf Invesco Large Relative Value Estate Invesco S&P 500 Equal Invesco Leisure Invesco Oppenheimer Weight ETF Invesco Limited Term Rochester Short Duration Invesco S&P 500 Equal California Municipal High Yield Muni Weight Health Care ETF Invesco Limited Term Muni Invesco Oppenheimer V.I. Invesco S&P 500 Equal Income Capital Appreciation Weight Technology Etf Invesco Liquid Assets Invesco Oppenheimer V.I. Invesco S&P 500 High Invesco Ltd Discovery Mid Cap Growth Dividend Low Volatility Invesco Main Street Invesco Oppenheimer V.I. Invesco S&P 500 Index Invesco Main Street All Cap Global Invesco S&P 500 Low Invesco Main Street Mid Cap Invesco Oppenheimer V.I. Volatility Invesco Main Street Small Global Strategic Income Invesco S&P 500 Pure Cap Invesco Oppenheimer V.I. Growth Etf Invesco Mid Cap Core Equity Government Money Invesco S&P 500 Pure Value Invesco Mid Cap Growth Invesco Oppenheimer V.I. Etf Invesco Moderate Allocation Main Street Invesco S&P 500 Quality Etf Invesco Moderate Growth Invesco Oppenheimer V.I. Invesco S&P 500 Revenue Allocation Main Street Small Cap ETF Invesco Mortgage Capital Inc Invesco Optimum Yield INVESCO S&P 500 TOP 50 Invesco Multi Sector Diversified Commodity ETF Invesco Multi-Asset Income Strategy No K-1 ETF Invesco S&P Global Water Invesco Muni Bond Invesco Pennsylvania Index ETF Invesco Municipal Municipal Invesco S&P Midcap 400 Invesco Municipal Income Invesco Preferred Pure Growth ETF Invesco Municipal Invesco Premier Portfolio Invesco S&P Midcap Low Opportunity Trust Invesco Prime Income Trust Volatility Etf
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Invesco S&P SmallCap Low INVESCO Invesco Van Kampen Volatility ETF Telecommunications Government Security Invesco S&P Ultra Dividend Invesco Treasury Invesco Van Kampen Harbor Revenue ETF Invesco Treasury Obligations Invesco Van Kampen High Invesco Select Companies Invesco Trust for Investment Yield INVESCO Select Income Grade Municipals Invesco Van Kampen Insured Invesco Select Risk: Invesco U.S. Government Tax Free Income Conservative Investor Money Invesco Van Kampen Invesco Select Risk: Growth Invesco Ultra Short Duration International Growth Investor Etf Invesco Van Kampen Invesco Select Risk: High Invesco US Small Cap Value Pennsylvania Value Growth Investor Invesco V.I. American Municipal Income Trust Invesco Select Risk: Franchise Invesco Van Kampen Real Moderate Investor Invesco V.I. Balanced Risk Estate Security Invesco Senior Floating Rate Allocation Invesco Van Kampen V.I. Invesco Senior Income Trust Invesco V.I. Basic Value Government Invesco Senior Loan Invesco V.I. Capital Invesco Van Kampen V.I. Mid Invesco Short Duration High Appreciation Cap Value Yield Municipal Invesco V.I. Comstock Invesco Variable Rate Invesco Short Duration Invesco V.I. Core Equity Preferred Etf Inflation Protected Invesco V.I. Diversified Invesco Water Resources ETF Invesco Short Term Bond Dividend Invesco Wilderhill Clean Invesco Short Term Invesco V.I. Equity & Income Energy Etf Municipal Invesco V.I. Government Investar Holding Corp Invesco Small Cap Discovery Money Market Investment Technology Invesco Small Cap Equity Invesco V.I. Government Group Inc. Invesco Small Cap Growth Securities Investors Bancorp Inc Invesco Small Cap Value Invesco V.I. Growth & Investors Capital Holdings Invesco Special Value Income Ltd Invesco SteelPath MLP Alpha Invesco V.I. International INVESTORS FINANCIAL SVCS Invesco SteelPath MLP Growth CP Income Invesco V.I. Mid Cap Core Investors Title Co Invesco SteelPath MLP Select Equity Investview Inc 40 Invesco Value Municipal INVISA INC Invesco STIC Prime Income Trust Invision Technologies Inc Invesco STIT TxFr Cash Invesco Value Opportunity Invitation Homes Inc Reserve Invesco Van Kampen Capital Invitel Holdings A/S Invesco Summit Fund Growth Invivo Corp Invesco Tax Exempt Invesco Van Kampen InVivo Therapeutics Holdings Securities Emerging Markets Corp Invesco Taxable Municipal Invesco Van Kampen Invuity Inc Bond Enterprise INX Inc Invesco Technology Invesco Van Kampen Global INYX INC Franchise IOMAI CORP
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Iomega Corp ISAACS I C & CO INC iShares Commodities Select ION Geophysical Corp Isabella Bank Corp Strategy ETF ION MEDIA NETWORKS INC Isco Inc iShares Convertible Bond ETF IONA TECHNOLOGIES PLC ISCO International Inc. iShares Core 1-5 Year USD Ionatron Inc. Isecuretrac Corp Bond ETF IONICS INC ishare Inc - iShares MSCI iShares Core Aggressive Ionis Pharmaceuticals Inc Taiwan ETF Allocation Fund IOTA Communications Inc Ishares 0-3 MonthTreasury iShares Core Conservative Iovance Biotherapeutics Inc Bond ETF Allocation Fund Iowa Telecommunications iShares 0-5 Year High Yield iShares Core Dividend Services Inc Corporate Bond ETF Growth ETF iPass Inc iShares 0-5 Year Investment iShares Core Growth IPAYMENT INC Grade Corporate Bond ETF Allocation Fund IPC Healthcare Inc iShares 0-5 Year TIPS Bond iShares Core High Dividend IPC Holdings Ltd ETF ETF iPCS Inc. iShares 10-20 Year Treasury iShares Core International Ipec Holdings Inc Bond ETF Aggregate Bond ETF IPG Photonics Corp iShares 1-3 Year Treasury iShares Core Moderate IPIX CORP Bond ETF Allocation Fund IPSCO INC iShares 1-5 Year Investment iShares Core MSCI EAFE ETF Ipsidy Inc Grade Corp Bond ETF iShares Core MSCI Emerging IQ 50 Percent Hedged FTSE iShares 20 Plus Year Treasury Markets ETF International ETF Bond ETF iShares Core MSCI Europe iQIYI Inc iShares 3-7 Year Treasury ETF IR BIOSCIENCES HOLDINGS Bond ETF iShares Core MSCI Pacific ETF INC iShares 5-10 Year Investment iShares Core MSCI Total iRadimed Corp Grade Corp Bond ETF International Stock ETF IRELAND INC iShares 7-10 Year Treasury iShares Core S&P 500 ETF IRIDEX Corp Bond ETF iShares Core S&P Mid-Cap Iridium Communications Inc iShares Aaa - A Rated ETF IRIS International Inc. Corporate Bond ETF iShares Core S&P Small-Cap iRobot Corp iShares Agency Bond ETF ETF IRON MOUNTAIN INC iShares Asia 50 ETF iShares Core S&P Total U.S. Iron Strategic Income iShares Broad USD High Yield Stock Market ETF IronBridge Small Cap Corporate Bond ETF iShares Core S&P U.S. IronBridge SMID Cap iShares Broad USD Growth ETF Ironclad Encryption Corp Investment Grade Corporate iShares Core S&P U.S. Value Ironclad Performance Wear Bond ETF Corp iShares California Muni Bond iShares Core Total USD Bond Ironwood Pharmaceuticals ETF Market ETF Inc iShares China Large-Cap ETF iShares Core US Aggregate IRSA Propiedades iShares Cohen & Steers REIT Bond ETF Comerciales SA ETF iShares Core US REIT ETF IRVINE SENSORS CORP
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021 iShares Currency Hedged ISHARES GOLD SACHS iShares Morningstar Growth MSCI EAFE ETF NTWKG FD ETF iShares Currency Hedged iShares Gold Trust iShares Morningstar Mid-Cap MSCI Eurozone ETF iShares iBonds Dec 2019 ETF iShares Currency Hedged Term Corporate ETF iShares Morningstar Mid-Cap MSCI Germany ETF iShares iBonds Dec 2020 Growth ETF iShares Currency Hedged Term Corporate ETF iShares Morningstar US MSCI Japan ETF iShares iBonds Dec 2021 Equity ETF iShares Developed Real Term Corporate ETF iShares Morningstar Value Estate Index iShares iBonds Dec 2022 ETF iShares Dow Jones US ETF Term Corporate ETF iShares Mortgage Real Estate iShares Edge MSCI iShares iBonds Dec 2023 ETF Multifactor Intl ETF Term Corporate ETF iShares MSCI ACWI ETF iShares Edge MSCI USA Size iShares iBonds Dec 2024 iShares MSCI ACWI ex US ETF Factor ETF Term Corporate ETF iShares MSCI ACWI Low iShares Emerging Markets iShares iBonds Dec 2025 Carbon Target ETF Dividend ETF Term Corporate ETF iShares MSCI All Country Asia iShares Emerging Markets iShares iBoxx High Yield ex Japan ETF High Yield Bond ETF Corporate Bond ETF iShares MSCI All Peru Capped iShares ESG Aware MSCI iShares iBoxx Investment Index Fund EAFE ETF Grade Corporate Bond ETF iShares MSCI Australia ETF iShares ESG Aware MSCI USA iShares Inc - iShares ESG iShares MSCI Austria Fund ETF Aware MSCI EM ETF iShares MSCI Belgium Fund iShares ESG MSCI EM iShares India 50 ETF iShares MSCI Brazil ETF Leaders ETF iShares Intermediate iShares MSCI BRIC ETF iShares Europe ETF Government/Credit Bond iShares MSCI Canada ETF IShares Expanded Tech- ETF iShares MSCI Chile Capped Software Sector ETF iShares International Investable Market Index iShares Exponential Developed Real Estate ETF Fund Technologies ETF iShares International Equity- iShares MSCI China ETF iShares Floating Rate Bond ETFs iShares MSCI Japan ETF iShares MSCI Developed ETF iShares International Select World Index iShares Global 100 ETF Dividend ETF iShares MSCI EAFE ETF iShares Global Clean Energy iShares International iShares MSCI EAFE Growth ETF Treasury Bond ETF ETF iShares Global Consumer iShares JP Morgan EM Local iShares MSCI EAFE Staples ETF Currency Bond ETF International Index iShares Global Energy ETF iShares JPMorgan USD iShares MSCI EAFE Min Vol iShares Global Financials ETF Emerging Markets Bond Factor ETF iShares Global Infrastructure Fund iShares MSCI EAFE Small-Cap ETF iShares Latin America 40 ETF ETF iShares Global REIT ETF iShares MBS ETF iShares MSCI EAFE Value ETF iShares Global Tech ETF iShares Micro-Cap ETF iShares MSCI Emerging iShares Global Telecom ETF Markets Asia ETF
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021 iShares MSCI Emerging iShares MSCI Total iShares Russell 3000 ETF Markets ETF International Index iShares Russell Mid-Cap ETF iShares MSCI Emerging iShares MSCI Turkey ETF iShares Russell Mid-Cap Markets Min Vol Factor ETF iShares MSCI United Growth ETF iShares MSCI Emerging Kingdom ETF iShares Russell Mid-Cap Markets Multifactor ETF iShares MSCI USA ESG Select Index iShares MSCI Europe ETF iShares Russell Mid-Cap Financials ETF iShares MSCI USA Min Vol Value ETF iShares MSCI Eurozone ETF Factor ETF iShares Russell Top 200 ETF iShares MSCI France ETF iShares MSCI USA iShares Russell Top 200 iShares MSCI Frontier 100 Momentum Factor ETF Growth ETF Index Fund iShares MSCI USA Multifactor iShares Russell Top 200 iShares MSCI Germany ETF ETF Value ETF iShares MSCI Global Min Vol iShares MSCI USA Quality iShares S&P 100 ETF Factor ETF Factor ETF iShares S&P 500 Growth ETF iShares MSCI Hong Kong ETF iShares MSCI USA Small-Cap iShares S&P 500 Index iShares MSCI Indonesia ETF Min Vol Factor ETF iShares S&P 500 Value ETF iShares MSCI Intl Quality iShares MSCI USA Value iShares S&P Global Materials Factor ETF Factor ETF Sector Index Fund iShares MSCI Italy Capped iShares MSCI World ETF iShares S&P Global Utilities ETF iShares Nasdaq Sector Index Fund iShares MSCI KLD 400 Social Biotechnology ETF iShares S&P GSCI ETF iShares National Muni Bond Commodity-Indexed Trust iShares MSCI KLD 400 Social ETF iShares S&P Mid-Cap 400 Index Fund iShares North American Growth ETF iShares MSCI Malaysia ETF Natural Resources ETF iShares S&P Mid-Cap 400 iShares MSCI Mexico ETF iShares PHLX Semiconductor Value ETF iShares MSCI Netherlands ETF iShares S&P Small-Cap 600 Fund iShares Preferred and Growth ETF iShares MSCI Pacific ex Japan Income Securities ETF iShares S&P Small-Cap 600 ETF iShares Russell 1000 ETF Value ETF iShares MSCI Russia ETF iShares Russell 1000 Growth iShares S&P TOPIX 150 Index iShares MSCI Saudi Arabia ETF Fund ETF iShares Russell 1000 Large iShares Select Dividend ETF IShares MSCI Singapore ETF Cap Index iShares Short Treasury Bond iShares MSCI South Africa iShares Russell 1000 Value ETF ETF ETF iShares Short-Term National iShares MSCI South Korea iShares Russell 2000 ETF Muni Bond ETF ETF iShares Russell 2000 Growth iShares Silver Trust iShares MSCI Spain ETF ETF iShares TIPS Bond ETF iShares MSCI Sweden Fund iShares Russell 2000 Small iShares Total US Stock iShares MSCI Switzerland ETF Cap Index Market Index iShares MSCI Thailand iShares Russell 2000 Value iShares Transportation Capped ETF ETF Average ETF
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021 iShares Treasury Floating iShares US Healthcare ETF Ivy Balanced Rate Bond ETF iShares US Industrials ETF Ivy Capital Appreciation iShares Trust - iShares ESG iShares US Real Estate ETF Ivy Cash Management MSCI USA Leaders ETF iShares US Technology ETF Ivy Core Equity iShares Trust - iShares Global iShares US Ivy Corporate Bond Healthcare ETF Telecommunications ETF Ivy Cundill Global Value iShares Trust - iShares Long- iShares US Utilities ETF Ivy Dividend Opportunities Term Corporate Bond ETF ISI North American Govt Ivy Emerging Markets Equity iShares Trust - iShares MSCI Isilon Systems Inc Ivy Energy India ETF ISLAND PACIFIC INC Ivy European Opportunities iShares Trust Expanded Tech ISLE OF CAPRI CASINOS INC Ivy Global Bond Sector ETF iSoftStone Holdings Ltd Ivy Global Equity Income iShares Trust NYSE 100 Index ISONICS CORP Ivy Global Growth Fund ISORAY INC Ivy Global Income Allocation iShares U.S. Aerospace & ISRAMCO INC Ivy High Income Defense ETF ISTA Pharmaceuticals Inc Ivy Intl Core Equity iShares U.S. Basic Materials iStar Inc Ivy Large Cap Growth ETF I-Stat Corp Ivy Limited Term Bond iShares U.S. Healthcare ITC Deltacom Inc Ivy Mid Cap Growth Providers ETF ITC Holdings Corp Ivy Mid Cap Income iShares U.S. Home iTeos Therapeutics Inc Opportunities Construction ETF Iteris Inc Ivy Money Market iShares U.S. Medical Devices Iterum Therapeutics plc Ivy Mortgage Securities ETF itLinkz Group Inc Ivy Muni High Income iShares U.S. Oil & Gas I-trax Inc. Ivy Municipal Bond Exploration & Production ETF Itron Inc Ivy Natural Resources iShares U.S. Oil Equipment & ITT Educational Services Inc Ivy Science & Technology Services ETF ITT Inc Ivy Securian Core Bond iShares U.S. Pharmaceuticals Ituran Location and Control Ivy Small Cap Core ETF Ltd Ivy Small Cap Growth iShares U.S. Regional Banks Itxc Corp Ivy Value ETF IVA International Ivy VIP Asset Strategy iShares U.S. Treasury Bond IVA Worldwide Ivy VIP Balanced ETF IVANHOE ENERGY INC Ivy VIP Core Equity iShares US Aggregate Bond IVAX CORP Ivy VIP Corporate Bond Index IVERIC bio Inc Ivy VIP Dividend iShares US Consumer Goods IVILLAGE INC Opportunities ETF Ivivi Technologies Inc Ivy VIP Government Money iShares US Consumer Ivy Accumulative Market Services ETF Ivy Advantus Real Estate Ivy VIP Growth iShares US Energy ETF Securities Ivy VIP High Income iShares US Financial Services Ivy Apollo Multi-Asset Ivy VIP International Core ETF Income Equity iShares US Financials ETF Ivy Asset Strategy Ivy VIP Intl Growth
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Ivy VIP Limited Term Bond J Hancock Regional Bank JACKSONVILLE BANCORP Ivy VIP Mid Cap Growth J Hancock Seaport INC/IL Ivy VIP Pathfinder Moderate Long/Short JACO ELECTRONICS INC Ivy VIP Pathfinder Moderate J Hancock Small Cap Core Jacobs Engineering Group Managed Volatility J Hancock Small Cap Equity Inc. Ivy VIP Pathfinder J Hancock Small Cap Growth JACUZZI BRANDS INC Moderately Aggressive J Hancock Small Cap Intrinsic Jade Art Group Inc Ivy VIP Science & Technology Value Jag Media Holdings Inc Ivy VIP Small Cap Growth J Hancock Sovereign Invest Jagged Peak Energy Inc Ivy VIP Value J Hancock Technology Jaguar Mining Inc Ivy Wilshire Global Allocation J Hancock TxFr Bond JAKKS Pacific Inc IWT TESORO CORP J Hancock US Glbl Leadrs Gro JAMDAT MOBILE INC IXI Mobile Inc J Hancock Va Tr Equity Indx James Balanced Golden Ixia J Hancock Va Tr Lg Cap Gro Rainbow IXYS CORP J Hancock Va Tr Lg Cap Val James Hardie Industries Plc J & J SNACK FOODS CORP J Hancock Va Tr Money JAMES MONROE BANCORP J Crew Group Inc Markt INC J Hancock Balanced J Hancock Va Tr Real Estate James River Coal Co J Hancock Bond J Hancock Value Equity James River Group Holdings J Hancock CA TxFr Income J JILL GROUP INC Ltd J Hancock Classic Value J Jill Inc James Small Cap J Hancock Core Equity J. Alexander's Holdings Inc JAMESON INNS INC J Hancock Disciplined Value J. W. Mays Inc Jamf Holding Corp International J.B. Hunt Transport Services Janus Adv Long Short J Hancock Diversified Real Inc. Janus Balanced Assets J.C. Penney Company Inc. JANUS CAPITAL GROUP INC J Hancock Emerging Markets J.G. Wentworth Co (The) Janus Contrarian Fund Equity J.M. Smucker Co (The) Janus Enterprise J Hancock Financial Indust J.P. Morgan Exchange Traded Janus Flexible Bond J Hancock Fundamental Fund Trust - JPMorgan Janus Fund Large Cap Core BetaBuilders J Janus Fund II J Hancock Global J.P. Morgan Exchange Traded Janus Govt MMF Opportunities Fund Trust-JPMorgan Janus Growth & Income J Hancock Govt Income BetaBuilders Eur Janus Henderson Absolute J Hancock Greater China J.P. Morgan Exchange- Return Income Opportunities Opportunities Traded Fund Trust-J P Janus Henderson Balanced J Hancock Growth Trends Morgan Betabuilders C Janus Henderson Balanced J Hancock Health Sciences j2 Global Inc Portfolio J Hancock High Yield Jabil Inc Janus Henderson Contrarian J Hancock High Yield Muni Jacada Ltd Janus Henderson Developed J Hancock Income Jackson Hewitt Tax Service World Bond J Hancock Investment Grade Inc Janus Henderson Enterprise Bond Jacksonville Bancorp Janus Henderson Enterprise J Hancock Money Market Jacksonville Bancorp Inc/FL Portfolio
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Janus Henderson European Janus Henderson Short JBI Inc Focus Duration Income ETF JD.com Inc Janus Henderson Flexible Janus Henderson Short Term JDA Software Group Inc Bond Bond JED OIL INC Janus Henderson Flexible Janus Henderson Small Cap Jefferies Financial Group Inc Bond Portfolio Value Jefferies Group LLC Janus Henderson Forty Janus Henderson Triton Jefferson Bancshares Inc Janus Henderson Forty Janus Henderson US Low JEFFERSON-PILOT CORP Portfolio Volatility Portfolio Jeffersonville Bancorp Janus Henderson Global Janus Henderson US JELD-WEN Holding Inc Equity Income Managed Volatility Jennifer Convertibles Inc. Janus Henderson Global Life Janus Henderson Venture Jennison Conservative Sciences Janus High Yield Bond Growth Janus Henderson Global Real Janus Instl Cash Jennison Global Growth Estate Management Jensen Quality Growth Janus Henderson Global Janus Instl Cash Reserves JER Investors Trust Inc Research Janus Instl Government Jerash Holdings (US) Inc Janus Henderson Global Money Market Jernigan Capital Inc Research Portfolio Janus Instl Money Market JETBLUE AIRWAYS CORP Janus Henderson Global Janus INTECH Risk Managed JFrog Ltd Select Growth JHF II 500 Index Janus Henderson Global Janus INTECH Risk Mngd JHF II Absolute Return Technology & Innovation Core Currency Janus Henderson Global Janus Olympus JHF II Active Bond Technology & Innovation Janus Orion Fund JHF II All Cap Core Portfolio Janus Overseas JHF II All Cap Value Janus Henderson Group PLC Janus Perkins Mid Cap Value JHF II Alpha Opportunities Janus Henderson Growth & Janus Perkins Small Cap JHF II Alternative Asset Income Value Allocation Janus Henderson High Yield Janus Research Core JHF II Blue Chip Growth Bond Janus Special Situations JHF II Capital Appreciation Janus Henderson Janus Twenty JHF II Capital Appreciation International Opportunities Janus TxEx MMF Value Janus Henderson Mid Cap Janus Worldwide JHF II Core Bond Value Jarden Corp JHF II Core Equity Janus Henderson MMF Jason Industries Inc JHF II Emerging Markets Janus Henderson Multi Java Detour Inc JHF II Emerging Markets Debt Sector Income JAVELIN Mortgage JHF II Equity Income Janus Henderson Overseas Investment Corp JHF II Floating Rate Income Janus Henderson Overseas Javelin Pharmaceuticals Inc JHF II Fundamental Global Portfolio Jaws Acquisition Corp Franchise Janus Henderson Research JayHawk Energy Inc JHF II Fundamental Large Cap Janus Henderson Research JAZZ TECHNOLOGIES INC Value Portfolio JBG SMITH Properties JHF II Fundamental Value
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
JHF II Global Bond JHF II Multi-Index 2040 JHF II Science & Technology JHF II Global Equity Preservation JHF II Short Duration Credit JHF II Global Income JHF II Multi-Index 2045 Oppts JHF II Global Real Estate Preservation JHF II Small Cap Growth JHF II Health Sciences JHF II Multi-Index 2050 JHF II Small Cap Value JHF II High Income Preservation JHF II Small Co Value JHF II High Yield JHF II Multi-Index Income JHF II Spectrum Income JHF II Index 500 Preservation JHF II Strategic Bond JHF II International Equity JHF II Multi-Index Lifestyle JHF II Strategic Equity Index Balanced Allocation JHF II International Growth JHF II Multi-Index Lifestyle JHF II Strategic Income Opportunities Growth Opportunities JHF II International Growth JHF II MultiManager 2020 JHF II Technical Stock Lifetime Opportunities JHF II International JHF II MultiManager 2025 JHF II Total Bond Market Opportunities Lifetime JHF II Total Return JHF II International Small Cap JHF II MultiManager 2030 JHF II US Global Leaders JHF II International Small Lifetime Growth Company JHF II MultiManager 2035 JHF II US Growth JHF II International Strategic Lifetime JHF II US High Yield Bond Equity Allocation JHF II MultiManager 2040 JHF II US Sector Rotation JHF II International Value Lifetime JHF II Value & Restructuring JHF II Intl Core JHF II MultiManager 2045 JHF III Core High Yield JHF II Investment Quality Lifetime JHF III Disciplined Value Bond JHF II MultiManager Lifestyle JHF III Disciplined Value Mid JHF II Large Cap Aggressive Cap JHF II Large Cap Value JHF II MultiManager Lifestyle JHF III Global Shareholder JHF II Lifecycle 2010 Balanced Yield JHF II Mid Cap Core JHF II MultiManager Lifestyle JHF III International Core JHF II Mid Cap Index Conservative JHF III International Growth JHF II Mid Cap Intersection JHF II MultiManager Lifestyle JHF III International Value JHF II Mid Cap Stock Growth Equity JHF II Mid Value JHF II MultiManager Lifestyle JHF III Select Growth JHF II Multi-Asset Absolute Moderate JHF III US Growth Return JHF II Mutual Shares JHT 500 Index JHF II Multi-Index 2020 JHF II Natural Resources JHT 500 Index Trust Preservation JHF II New Opportunities JHT Active Bond JHF II Multi-Index 2025 JHF II Optimized Value JHT All Cap Core Preservation JHF II Real Estate Equity JHT All Cap Growth JHF II Multi-Index 2030 JHF II Real Estate Securities JHT All Cap Value Preservation JHF II Real Return Bond JHT Alpha Opportunities JHF II Multi-Index 2035 JHF II Redwood JHT Amer Bond Preservation JHF II Retirement Living JHT Amer Growth through 2015 JHT Amer Growth Income
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
JHT Amer International JHT Intl Core JHT Strategic Equity JHT American Asset JHT Intl Equity Index A Allocation Allocation JHT Intl Equity Index Trust JHT Strategic Income JHT Blue Chip Growth JHT Investment Quality Bd Opportunity JHT Capital Appreciation JHT Large Cap JHT Strategic Opportunity JHT Capital Appreciation JHT Large Cap Growth JHT Total Bond Market Trust Value JHT Large Cap Value JHT Total Bond Market Trust JHT Core Bond JHT Lifestyle Aggressive A JHT Core Equity JHT Lifestyle Balanced JHT Total Return JHT Core Strategy JHT Lifestyle Growth JHT Total Stock Market Index JHT Disciplined JHT Managed JHT US Core Diversification JHT Managed Volatility JHT US Equity Trust JHT Emerging Markets Value Balanced JHT US Global Leaders Gro JHT Emerging Small Co JHT Managed Volatility JHT US Govt Securities JHT Equity Income Conservative JHT US High Yield Bond JHT Floating Rate Income JHT Managed Volatility JHT US Large Cap JHT Franklin Templeton Growth JHT Utilities Founding Allocation JHT Managed Volatility JHT Value JHT Fundamental All Cap Moderate JHT Value & Restructuring Core JHT Mid Cap Index Jiangbo Pharmaceuticals Inc JHT Fundamental Holdings JHT Mid Cap Intersection Jianpu Technology Inc JHT Fundamental Large Cap JHT Mid Cap Stock Jiayuan.com International Value JHT Mid Cap Value Ltd JHT Fundamental Value JHT Mid Value Jingwei International Ltd JHT Global Allocation JHT Money Market Jinpan International Ltd JHT Global Bond JHT Money Market B JK ACQUISITION CORP JHT Global Diversification JHT Mutual Shares JLG INDUSTRIES INC JHT Global Real Estate JHT Natural Resources JMAR TECHNOLOGIES INC JHT Global Trust JHT New Income JMG EXPLORATION INC JHT Growth & Income JHT Overseas Equity JMP Group LLC JHT Growth Equity JHT Real Estate Equity JNAM Guidance-Mod Gro JHT High Income JHT Real Estate Securities Jni Corp JHT High Yield JHT Real Return Bond JNL Aggressive Growth JHT Income JHT Science & Tech Allocation JHT Income & Value JHT Select Bond Trust JNL Alt 65 JHT International Growth JHT Short Term JNL Conservative Allocation Stock JHT Short Term Government JNL Government Money JHT International Index Income Market JHT International JHT Small Cap Growth JNL Growth Allocation Opportunities JHT Small Cap Index JNL Institutional Alt 25 JHT International Small Cap JHT Small Cap Opportunity JNL Institutional Alt 35 JHT International Small JHT Small Cap Value JNL Institutional Alt 50 Company JHT Small Co Value JNL Moderate Allocation JHT International Value JHT Strategic Bond
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
JNL Moderate Growth JNL/BlackRock Large Cap JNL/Goldman Sachs Allocation Select Growth Managed Aggressive Growth JNL Multi-Manager JNL/Boston Partners Global JNL/Goldman Sachs Alternative Long Short Equity Managed Conservative JNL Multi-Manager Emerging JNL/Capital Guardian Global JNL/Goldman Sachs Markets Equity Diversified Research Managed Growth JNL Multi-Manager Mid Cap JNL/Causeway International JNL/Goldman Sachs JNL Multi-Manager Small Cap Value Select Managed Moderate Growth JNL/ClearBridge Large Cap JNL/Goldman Sachs JNL Multi-Manager Small Cap Growth Managed Moderate Growth Value JNL/DFA US Core Equity JNL/Goldman Sachs Total JNL Securities Lending JNL/DoubleLine Core Fixed Yield Collateral Income JNL/GQG Emerging Markets JNL/Alger Growth JNL/DoubleLine Emerging Equity JNL/American Funds Markets Fixed Income JNL/Harris Oakmark Global Balanced JNL/DoubleLine Shiller Equity JNL/American Funds Blue Enhanced CAPE JNL/Invesco China India Chip Income&Growth JNL/DoubleLine Total Return JNL/Invesco Diversified JNL/American Funds Global JNL/Fidelity Institutional Dividend Bond Asset Management Total JNL/Invesco Global Growth JNL/American Funds Global Bond JNL/Invesco Global Real Growth JNL/First State Global Estate JNL/American Funds Global Infrastructure JNL/Invesco International Small Capitalization JNL/FPA + DoubleLine Growth JNL/American Funds Growth Flexible Allocation JNL/Invesco Large Cap JNL/American Funds Growth JNL/Franklin Templeton Growth & Income Global JNL/Invesco Mid Cap Value JNL/American Funds Growth JNL/Franklin Templeton JNL/Invesco Small Cap Allocation Global Multisector Bond Growth JNL/American Funds JNL/Franklin Templeton JNL/JPMorgan Global International Growth Allocation Allocation JNL/American Funds JNL/Franklin Templeton JNL/JPMorgan Growth & Moderate Growth Allocation Income Income JNL/American Funds New JNL/Franklin Templeton JNL/JPMorgan Mid Cap World International Small Cap Growth JNL/AQR Large Cap Relaxed JNL/Goldman Sachs 4 JNL/JPMorgan US Gov & Constraint Equity JNL/Goldman Sachs Qual Bd JNL/AQR Managed Futures Competitive Advantage JNL/Loomis Sayles Global Strategy JNL/Goldman Sachs Dividend Growth JNL/Blackrock Global Income & Growth JNL/Mel Cap 25 Allocation JNL/Goldman Sachs JNL/Mel Cap S&P 24 JNL/BlackRock Global Natural Emerging Markets Debt JNL/Mel Cap S&P SMid 60 Resources JNL/Goldman Sachs Intrinsic JNL/Mel Cap Value Line 30 Value JNL/Mel Mgmt Dow Dividend
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
JNL/Mel Mgmt Global 15 JNL/PPM America High Yield JOHCM International Select JNL/Mel Mgmt JNL Bond JOHN B SANFILIPPO & SON Optimized 5 JNL/PPM America Low INC JNL/Mel Mgmt S&P 10 Duration Bond John Bean Technologies Corp JNL/Mel Mgmt Select Small JNL/PPM America Mid Cap John Hancock Advisers LLC - Cap Value John Hancock Multifactor JNL/Mel Mgmt VIP JNL/PPM America Small Cap Emerging Ma JNL/Mellon Bond Index Value John Hancock Multifactor JNL/Mellon Capital JNL/PPM America Total Large Cap ETF Management Global Alpha Return John Hancock Multifactor JNL/Mellon Consumer JNL/Putnam Value Equity Mid Cap ETF Discretionary Sector JNL/RAFI Multi-Factor US John Hancock Preferred JNL/Mellon Dow Index Equity Income Fund JNL/Mellon Emerging JNL/Red Rocks Listed Pvt Eq John Hancock Preferred Markets Index JNL/Scout Unconstrained Income Fund II JNL/Mellon Energy Sector Bond John Hancock Preferred JNL/Mellon Financial Sector JNL/T Rowe Price Capital Income Fund III JNL/Mellon Healthcare Appreciation John Hancock Tax- Sector JNL/T Rowe Price Managed Advantaged Dividend Income JNL/Mellon Index 5 Volatility Balanced Fund JNL/Mellon Information JNL/T. Rowe Price U.S. High John Wiley & Sons Inc. Technology Sector Yield JOHNSON & JOHNSON JNL/Mellon International JNL/T.Rowe Price Established Johnson Controls Inc. Index Growth Johnson Controls JNL/Mellon Nasdaq 100 JNL/T.Rowe Price Mid Cap International Plc Index Growth Johnson Fixed Income JNL/Mellon S&P 400 MidCap JNL/T.Rowe Price Short Term Johnson Outdoors Inc Index Bond Joint Corp (The) JNL/Mellon S&P 500 Index JNL/T.Rowe Price Value Jones Energy Inc JNL/Mellon Small Cap Index JNL/Vanguard Growth ETF Jones Group Inc (The) JNL/MFS Mid Cap Value Allocation Jones Lang LaSalle Inc JNL/Morningstar Wide Moat JNL/Vanguard International Jones Soda Co Index JNL/Vanguard US Stock Jos. A. Bank Clothiers Inc JNL/Neuberger Berman Market Index JOUNCE THERAPEUTICS INC Strategic Income JNL/WCM Focused Intl Equity Journal Communications Inc. JNL/Oppenheimer Emerging JNL/WMC Balanced Journal Media Group Inc Markets Innovator JNL/WMC Government JOURNAL REGISTER CO JNL/PIMCO Income Money Market Joy Global Inc JNL/PIMCO Investment JNL/WMC Value JP Morgan Exchange-Traded Grade Credit Bond Jo-Ann Stores Inc. Fund Trust - JPMorgan JNL/PIMCO Real Return Joe's Jeans Inc BetaBuilders Dev JNL/PPM America Floating JOHCM Emerging Markets JPM Insurance Trust Mid Cap Rate Income Opportunities Value JOHCM Global Equity JPM Inv Tr Core Bond
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
JPMorgan 100% US Treasury JPMorgan Growth Advantage JPMorgan Liq Assets MM Securities MM JPMorgan Hedged Equity (old) JPMorgan Access Balanced JPMorgan High Yield JPMorgan Liquid Assets JPMorgan Access Growth JPMorgan Highbridge Money Market JPMorgan Asia Equity Dynamic Commodities JPMorgan Managed Income JPMorgan Bond Strategy JPMorgan Market Expansion JPMorgan Bond II JPMorgan Highbridge Enhanced Index JPMorgan CA Municipal Statistical Market Neutral JPMorgan MI Muni Bond Money Market JPMorgan Income JPMorgan Mid Cap Core JPMorgan CA TxFr Bond JPMorgan Income Builder JPMorgan Mid Cap Equity JPMorgan Capital Growth JPMorgan Inflation Managed JPMorgan Mid Cap Growth JPMorgan Chase & Co Bond JPMorgan Mid Cap Value JPMorgan Core Bond JPMorgan Institutional Tax JPMorgan Mortgage Backed JPMorgan Core Plus Bond Free Money Market Sec JPMorgan Corporate Bond JPMorgan International JPMorgan Multi Cap Market JPMorgan Diversified Advantage Neutral JPMorgan Diversified Return JPMorgan International JPMorgan MultiMgr Small International Equity ETF Currency Income Cap Growth JPMorgan Divrsfd Mid Cap JPMorgan International JPMorgan MultiMgr Small Val Equity Cap Value JPMorgan Emerging JPMorgan International JPMorgan Muni Income Economies Focus JPMorgan Muni Money JPMorgan Emerging Markets JPMorgan International Market Debt Opportunities JPMorgan NY Muni Money JPMorgan Emerging Markets JPMorgan International Market Equity Research Enhanced Equity JPMorgan NY TxFr Bond JPMorgan Emerging Markets JPMorgan International JPMorgan OH Muni Bond Research Enhanced Equity Value JPMorgan Prime Money JPMorgan Emerging Markets JPMorgan Intrepid America Market Strategic Debt JPMorgan Intrepid MidCap JPMorgan Realty Income JPMorgan Enhanced Income JPMorgan Intrepid Value JPMorgan Research Market JPMorgan Equity Income JPMorgan Intrmd Bond Neutral JPMorgan Equity Income II JPMorgan Intrmd TxFr Bd JPMorgan Securities Lending JPMorgan Equity Index JPMorgan Investor Balanced Money Market JPMorgan Europe Dynamic JPMorgan Investor JPMorgan Ser Tr II Mid Cp Val JPMorgan Federal MM Conservative Growth JPMorgan Short Duration JPMorgan Floating Rate JPMorgan Investor Growth Bond Income JPMorgan Investor Growth & JPMorgan Short Duration JPMorgan Global Allocation Income Core Plus JPMorgan Global Bond JPMorgan Japan JPMorgan Short Opportunities JPMorgan Large Cap Growth Intermediate Muni Bond JPMorgan Global Research JPMorgan Large Cap Value JPMorgan Short Term Bond Enhanced Index JPMorgan Limited Duration JPMorgan Short Term Bond II JPMorgan Govt Bond Bond JPMorgan Small Cap Blend
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
JPMorgan Small Cap Core JPMorgan Tax Aware Real Jps Industries Inc JPMorgan Small Cap Equity Return Juhl Wind Inc JPMorgan Small Cap Growth JPMorgan TaxFree Bond Jumei International Holding JPMorgan Small Cap Value JPMorgan TaxFree Money Ltd JPMorgan Smart Index Market Jumia Technologies AG JPMorgan SmartRetirement JPMorgan Total Return Juniata Valley Financial Corp 2015 JPMorgan Treas & Agency Juniper Networks Inc JPMorgan SmartRetirement JPMorgan Treas Plus MM Juniper Pharmaceuticals Inc 2020 JPMorgan Tx Aware Core JUNO LIGHTING INC JPMorgan SmartRetirement Equity Juno Therapeutics Inc 2025 JPMorgan Tx Aware Jupai Holdings Ltd JPMorgan SmartRetirement Diversified Equity Just Energy Group Inc 2030 JPMorgan Tx Aware K&F INDUSTRIES HOLDINGS JPMorgan SmartRetirement Enhanced INC 2035 JPMorgan Tx Aware Lg Cp K2 INC JPMorgan SmartRetirement Gro K2M Group Holdings Inc 2040 JPMorgan Tx Aware Sht Kaanapali Land LLC JPMorgan SmartRetirement Intrm Kadant Inc. 2045 JPMorgan Tx Aware US Kadmon Holdings Inc JPMorgan SmartRetirement Equity Kaiser Aluminum Corp 2050 JPMorgan TxFr Income KAISER GROUP HOLDINGS JPMorgan SmartRetirement JPMorgan Ultra-Short INC 2055 Income ETF Kaival Brands Innovations JPMorgan SmartRetirement JPMorgan Ultra-Short Group Inc Blend 2020 Municipal Kaixin Auto Holdings JPMorgan SmartRetirement JPMorgan Unconstrained KAL ENERGY INC Blend 2025 Debt Kala Pharmaceuticals Inc JPMorgan SmartRetirement JPMorgan US Equity Kaleido BioSciences Inc Blend 2030 JPMorgan US GARP Equity Kalmar Growth w/Val Small JPMorgan SmartRetirement JPMorgan US Government Cap Blend 2035 MM (old) KalVista Pharmaceuticals Inc JPMorgan SmartRetirement JPMorgan US Government Kamada Ltd Blend 2040 Money Market Kaman Corp JPMorgan SmartRetirement JPMorgan US Large Cap Core KANBAY INTERNATIONAL INC Blend 2045 Plus Kandi Technolgies Group Inc JPMorgan SmartRetirement JPMorgan US Real Estate KANEB PIPELINE PARTNRS - Blend 2050 JPMorgan US Research LP JPMorgan SmartRetirement Enhanced Equity KANEB SERVICES LLC Blend Income JPMorgan US Small Company Kansas City Life Insurance Co JPMorgan SmartRetirement JPMorgan US Treasury Plus Kansas City Southern Income Money Market KapStone Paper & Packaging JPMorgan Strategic Income JPMorgan US Value Corp Opportunities JPMorgan Value Advantage KAR Auction Services Inc JPMorgan Tax Aware Equity JPMorgan Value Opport Karuna Therapeutics Inc
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Karyopharm Therapeutics Inc Kennedy-Wilson Inc Kimball International Inc Kate Spade & Co Kenneth Cole Productions Kimbell Royalty Partners LP KATY INDUSTRIES INC Inc. Kimber Resources Inc KAYAK Software Corp Kenon Holdings Ltd KIMBERLY-CLARK CORP Kaydon Corp KENSEY NASH CORP Kimco Realty Corp Kayne Anderson Energy Kensington International Kinder Morgan Canada Ltd Development Co Real Estate Kinder Morgan Energy Kayne Anderson Energy Dvlp Kensington Strategic Realty Partners LP Kayne Anderson Energy Total Kentucky Bancshares Inc Kinder Morgan Inc. Return Fund Inc Kentucky First Federal KINDER MORGAN Kayne Anderson Bancorp MANAGEMENT LLC Midstream/Energy Fund Inc KENTUCKY INVESTORS INC Kindercare Learning Centers Kayne Anderson Keros Therapeutics Inc Kindred Biosciences Inc MLP/Midstream Investment KERR-MCGEE CORP Kindred Healthcare Inc Co Keryx Biopharmaceuticals Inc Kinetic Concepts Inc KB Financial Group Inc KERZNER INTERNATIONAL Kinetics Internet Fund Inc KB Home LTD Kinetics Paradigm KBL Healthcare Acquisition Keurig Dr. Pepper Inc. Kinetics Small Cap Corp III Keurig Green Mountain Inc Opportunities KBL Merger Corp IV Kewaunee Scientific Corp King Digital Entertainment KBR Inc KEY HOSPITALITY plc KBS Fashion Group Ltd ACQUISITION King Pharmaceuticals Inc. KBS Real Estate Investment Key Technology Inc King Power Intl Group Ltd Trust II Inc Key Tronic Corp Kingsoft Cloud Holdings Ltd KBW Inc KeyCorp Kingstone Cos Inc KCG Holdings Inc Keynote Systems Inc Kingsway Financial Services KCS ENERGY INC KeyOn Communications Inc. Keane Inc. Holdings Inc Kinross Gold Corp Kearny Financial Corp Keysight Technologies Inc Kinsale Capital Group Inc Keeley Small Cap Value KEYSPAN CORP KINTERA INC KEITH COMPANIES INC KEYSTONE AUTOMOTIVE KIRBY CORP Keithley Instruments Inc. INDS INC Kirkland Lake Gold Ltd Kellogg Co Keystone Consolidated Kirkland's Inc KELLWOOD CO Industries Inc. Kismet Acquisition One Corp Kelly Services Inc. Keystone Property Trust Corp Kite Pharma Inc Kelmoore Strategy Eagle Keyuan Petrochemicals Inc Kite Realty Group Trust Kelso Technologies Inc KEYW Holding Corp (The) KITTY HAWK INC Kemper Corp Kezar Life Sciences Inc KKR Financial Holdings LLC KemPharm Inc Kforce Inc KKR Real Estate Finance Trust KENDLE INTERNATIONAL INC Kid Brands Inc Inc Kenexa Corp Kiewit Royalty Trust KL Energy Corp Kennametal Inc. Killbuck Bancshares Inc KLA Corp Kennedy-Wilson Holdings, Kilroy Realty Corp Klamath First Bancorp Inc Inc Kimball Electronics Inc Klm-Royal Dutch Airlines
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Klondex Mines Ltd Kowabunga Inc Kura Sushi USA Inc Klondike Star Minerals Corp KP Fixed Income K-V Pharmaceutical Co KLR Energy Acquisition Corp KP International Equity KVH Industries Inc KLX Energy Services Holdings KP Large Cap Equity Kymera Therapeutics Inc Inc KP Retirement Path 2015 Kyocera Corp KLX Inc KP Retirement Path 2020 KYPHON INC KMG AMERICA CORP KP Retirement Path 2025 KYTHERA Biopharmaceuticals KMG Chemicals Inc KP Retirement Path 2030 Inc KNAPE & VOGT MFG CO KP Retirement Path 2035 KYTO BIOPHARMA INC KNBT BANCORP INC KP Retirement Path 2040 L Brands Inc Knight Capital Group Inc KP Retirement Path 2045 L.S. Starrett Co (The) Knight Energy Corp KP Retirement Path 2050 L-1 Identity Solutions Inc Knight Transportation Inc KP Small Cap Equity L3 Technologies Inc KNIGHT-RIDDER INC Kraft Foods Group Inc L3Harris Technologies Inc Knight-Swift Transportation Kraig Biocraft Laboratories La Cortez Energy Inc Holdings Inc. Inc La Jolla Pharmaceutical Co Knology Inc KRAMONT REALTY TRUST LA QUINTA CORP KNOT Offshore Partners LP KraneShares Bosera MSCI LaBarge Inc. KNOVA SOFTWARE INC China A ETF LABONE INC Knowles Corp KraneShares CSI China Labopharm Inc Kobex Minerals Inc Internet ETF Laboratory Corp of America Kodiak Oil & Gas Corp Kraton Corp Holdings Kodiak Sciences Inc Kratos Defense & Security LaBranche & Co Inc. Kofax Ltd Solutions Inc LaCrosse Footwear Inc Kohlberg Capital KREISLER MANUFACTURING Ladder Capital Corp Kohlberg Capital Co CORP Ladenburg Thalmann Kohl's Corp Krispy Kreme Doughnuts Inc. Financial Services Inc. KOMAG INC Kroger Co. (The) Ladish Co Inc KONA GRILL INC Kroll Inc LAFARGE NORTH AMERICA KONAMI CORP Kronos Bio Inc INC KONINKLIJKE AHOLD NV KRONOS INC LAFARGE SA KONINKLIJKE KPN NV KRONOS WORLDWIDE INC LAIDLAW INTERNATIONAL Koninklijke Philips NV Krystal Biotech Inc INC KOOR INDUSTRIES LTD K-Sea Transportation Laird Superfood Inc Kopernik Global All Cap Partners LP LAKE SHORE BANCORP INC Kopin Corp KSW Inc Lake Shore Gold Corp Kopp Emerging Growth K-Swiss Inc Lake Sunapee Bank Group Koppers Holdings Inc Kt Corp Lakeland Bancorp Inc Korea Electric Power Corp K-TRON INTERNATIONAL INC Lakeland Financial Corp Korea Fund Inc. (The) Ku6 Media Co Ltd Lakeland Industries Inc KOS PHARMACEUTICALS INC KUBOTA CORP LAM RESEARCH CORP KOSAN BIOSCIENCES INC Kulicke and Soffa Industries Lamar Advertising Co Kosmos Energy Ltd Inc Lamb Weston Holdings Inc Koss Corp Kura Oncology Inc LAMSON & SESSIONS CO
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
LANCASTER COLONY CORP Laudus Rosenburg Lng/Sht LDR Holding Corp LANCER CORP/TX Eq Le Gaga Holdings Ltd Landacorp Inc Laudus Rosenburg US Leader Capital Holdings Corp LandAmerica Financial Group Discovery Leader Money Market Inc. Laudus Rosenburg US Small Leader Short Term Bond Landauer Inc. Cap Leading Brands Inc Landcadia Holdings III Inc Laudus Small Cap Leadis Technology Inc Landmark Bancorp Inc MarketMasters LEAP TECHNOLOGY INC Landmark Infrastructure Laudus US Large Cap Growth Leap Wireless International Partners LP LAUREATE EDUCATION INC Inc Landry's Restaurants Inc. LAUREL CAP GROUP INC Lear Corp Lands' End Inc LAW ENFORCEMENT ASSOCS LEARNING CARE GROUP INC Landstar System Inc CORP Learning Tree International LANGER INC Lawson Products Inc Inc Lannett Co Inc. LAWSON SOFTWARE INC LECG Corp Lantern Pharma Inc LAYNE CHRISTENSEN CO LECROY CORP Lantheus Holdings Inc Lazard Developing Markets Lee Enterprises Inc Lantronix Inc Equity LEFT BEHIND GAMES INC LAPOLLA INDUSTRIES INC Lazard Emerging Markets Legacy Bancorp Inc LaPorte Bancorp Inc Equity Legacy Housing Corp Laredo Petroleum Inc Lazard Emerging Markets Legacy Reserves Inc LARGE SCALE BIOLOGY CORP Equity Blend LegacyTexas Financial Group LARGO VISTA GROUP LTD Lazard Global Listed Inc Larimar Therapeutics Inc Infrastructure Legato Systems Inc LAS VEGAS FROM Lazard International Equity Legend International HOME.COM ENTM Lazard International Strategic Holdings Inc Las Vegas Sands Corp Equity Legend Oil and Gas Ltd LASALLE HOTEL PROPERTIES Lazard Intl Small Cap Legg Mason Amer Leading Co LASERCARD CORP Lazard Ltd Legg Mason Batterymarch LASERSCOPE Lazard Retirement Emerg Emerging Mkts Lateef Fund Markets Equity Legg Mason Batterymarch Latin America Equity Fund Lazard Retirement Intl Equity Intl Equity Inc. (The) Lazard Small Cap Legg Mason Batterymarch Latitude Communications Inc Lazard U.S. Mid Cap Equity S&P 500 Index Latitude Solutions Inc Lazard US Equity Legg Mason Capital Lattice Semiconductor Corp Concentrated Management All Cap Laudus International Lazare Kaplan International Legg Mason Cash Reserve MarketMasters Inc. MM Laudus Mondrian LA-Z-BOY INC Legg Mason ClearBridge International Fixed Income LCA Vision Inc Capital Laudus Rosenburg LCC International Inc Legg Mason ClearBridge International Discovery LCI Industries Dividend Strategy Laudus Rosenburg Intl Small LCNB Corp Legg Mason ClearBridge Cap LDK Solar Co Ltd. Equity
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Legg Mason ClearBridge Leggett & Platt Inc Lexington Realty Trust Small Cap Value Lehman Bros Cash Lexmark International Inc. LEGG MASON INC Management Prime LG Display Co Ltd Legg Mason Invest Grade Lehman Bros Institutional LGI Homes Inc Legg Mason LifeStyle Liquidity Government LGL Group Inc (The) Allocation 50% Lehman Bros Institutional LGL Systems Acquisition Corp Legg Mason Low Volatility Liquidity Government LHC Group Inc High Dividend ETF Reserves Libbey Inc. Legg Mason Ltd Duration Lehman Bros Institutional LIBERATE TECHNOLOGIES Bond Liquidity Prime Liberated Syndication Inc Legg Mason P Capital Lehman Bros Institutional Liberator Medical Holdings Preservation Liquidity Prime Reserve Inc Legg Mason P Capital Lehman Bros National Liberty Acquisition Holdings Preservation II Municipal Money Corp Legg Mason P Core Plus Bond LEHMAN BROTHERS Liberty All Star Equity Fund Legg Mason P Dividend & HOLDINGS INC LIBERTY BANCORP INC Income Lehman Brothers Liberty Broadband Corp Legg Mason P Global Equity Institutional Liquidity Liberty Coal Energy Corp Legg Mason P Growth & Leidos Holdings Inc LIBERTY CORP Income Leisure Acquisition Corp Liberty Expedia Holdings Inc Legg Mason P Intl All Cap LEITCH TECHNOLOGY CORP Liberty Global plc Opportunity Leju Holdings Ltd Liberty Gold Corp Legg Mason P Large Cap Lenco Mobile Inc Liberty Intrmd TxEx Bond Value LendingClub Corp Liberty Latin America Ltd Legg Mason P Muni Bond LendingTree Inc Liberty Media Corporation National LENNAR CORP Liberty Media Entertainment Legg Mason P Social Lennox International Inc. Group Awareness LENOX GROUP INC Liberty Media Interactive Legg Mason P US Lensar Inc Group Government Securities Lentuo International Inc Liberty Oilfield Services Inc Legg Mason TxEx MM LESCO INC Liberty Property Trust Legg Mason US Govt MM Leslie's Inc LIBERTY SAT & TECH -CL A Legg Mason US Sml Cap Leuthold Asset Allocation LIBERTY STAR GOLD CORP Value Leuthold Core Investment Liberty TripAdvisor Holdings Legg Mason Western Asset Leuthold Global Inc Adjustable Rate Income LEV PHARMACEUTICALS INC Liberty US Govt Money Legg Mason Western Asset Level 3 Parent, LLC Market Core Bond Level One Bancorp Inc Liberty Var Asset Allocation Legg Mason Western Asset Levi Strauss & Co Liberty Var Money Market NJ Municipals LEXAR MEDIA INC Life Medical Sciences Inc Legg Mason Western Asset Lexaria Bioscience Corp Life Partners Holdings Inc PA Municipals Lexent Inc Life Sciences Research Inc Legg Mason Western Asset Lexicon Pharmaceuticals Inc Life Storage Inc Var Money Market LexinFintech Holdings Ltd Life Technologies Corp
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
LIFE TIME FITNESS Inc LINENS N THINGS INC LMI Aerospace Inc LifeCell Corp LINK ENERGY LLC LML Payment Systems Inc LIFECORE BIOMEDICAL INC LinkedIn Corp LMP Capital and Income LIFELINE SYSTEMS INC Linktone Ltd Fund Inc LifeLock Inc LinnCo LLC LMP Var Capital LifePath Retirement Portfolio Lionbridge Technologies Inc LMP Var Capital & Income LifePoint Health Inc Lionheart Acquisition Corp II LMP Var Equity Index Lifepoint Inc Lions Gate Entertainment LMP Var I All Cap Fund LifeQuest World Corp Corp LMP Var III Aggressive LIFESTYLE INNOVATIONS INC LIPID SCIENCES INC Growth Lifetime Brands Inc LIPIDVIRO TECH INC LMP Var III High Income Lifevantage Corp LIPMAN ELECTRONIC ENGR LMP Var III Large Cap Growth Lifeway Foods Inc LTD LMP Var III Large Cap Value Ligand Pharmaceuticals Inc Lipocine Inc LMP Var Investors Lightbridge Corp LipoScience Inc LMS MEDICAL SYSTEMS INC LIGHTBRIDGE INC LiqTech International Inc LNB Bancorp Inc Lighting Science Group Corp Liquid Audio Inc Lnr Property Corp Lightscape Technologies Inc Liquid Cash Trust Local Financial Corp Lightspan Inc Liquid Holdings Group Inc Local.com Corp Lightspeed POS Inc Liquidia Corp LOCATEPLUS HOLDINGS Lightwave Logic Inc Liquidity Services Inc CORP Lightyear Network Solutions Liquidmetal Technologies Inc Lockheed Martin Corp Inc LIR Premier Money Mkt LoCorr Macro Strategies LIHIR GOLD LTD Lithia Motors Inc. LoCorr Market Trend Lilis Energy Inc Lithium Americas Corp LodgeNet Interactive Corp Limbach Holdings Inc LITHIUM TECHNOLOGY CORP Lodgian Inc. Limco-Piedmont Inc Littelfuse Inc Loehmanns Holdings Inc LIME ENERGY CO LITTLE SQUAW GOLD LOEWS CORP Limestone Bancorp Inc MINING CO LogicBio Therapeutics Inc Liminal BioSciences Inc LivaNova PLC LOGICVISION INC Limited Term TxEx Bond Live Current Media LOGILITY INC Fund of America Live Nation Entertainment Logitech International SA, Limoneira Co Inc Apples LIN Media LLC LiveDeal Inc LogMeIn Inc Lincare Holdings Inc. Livent Corp LoJack Corp Lincoln Bancorp LivePerson Inc Lombard Medical Tech Plc Lincoln Electric Holdings Inc Liveramp Holdings Inc Loncor Resources Inc Lincoln National Corp LiveWire Mobile Inc Lone Pine Resources Inc LINDBLAD EXPEDITIONS Livongo Health Inc Lone Star Gold Inc HOLDINGS, INC. Lizhan Environmental Corp LONE STAR STEAKHOUSE Linde Plc LJ International Inc SALOON LINDSAY CORP LKCM Small Cap Equity LONE STAR TECHNOLOGIES Lineage Cell Therapeutics Inc LKQ Corp Lonestar Resources US Inc LINEAR TECHNOLOGY CORP LL&E Royalty Trust
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
LONG ISLAND FINANCIAL Lord Abbett Bond Debenture Lord Abbett Multi-Asset CORP Lord Abbett Calibrated Mid Income Longboard Managed Futures Cap Value Lord Abbett Short Duration Strategy Lord Abbett Classic Stock Income Longleaf Partners Lord Abbett Convertible Lord Abbett Short Duration Longleaf Partners Intl Lord Abbett Core Fixed Tax Free Longleaf Partners Small Cap Income Lord Abbett Small Cap Blend Longs Drug Stores Corp Lord Abbett Developing Lord Abbett Sml Cap Value Longtop Financial Growth Lord Abbett Total Return Technologies Ltd Lord Abbett Dividend Growth Lord Abbett TxFr CA Income LONGVIEW FIBRE CO Lord Abbett Emerging Lord Abbett TxFr Natl Income Looksmart Ltd Markets Currency Lord Abbett TxFr NY Income Loomis Sayles Bond Lord Abbett Floating Rate Lord Abbett Ultra Short Bond Loomis Sayles Core Plus Bond Lord Abbett Fundamental Lord Abbett US Government Loomis Sayles Fixed Income Equity Sponsored Enterprises Loomis Sayles Global Lord Abbett Growth Leaders Money Market Allocation Lord Abbett Growth Opport Lord Abbett Value Loomis Sayles Global Bond Lord Abbett High Yield Opportunities Loomis Sayles Growth Lord Abbett High Yield Lordstown Motors Corp Loomis Sayles Institutional Municipal Bond Lorillard Inc High Income Lord Abbett Income Lotsoff Capital Mgmt Micro Loomis Sayles Invest Grade Lord Abbett Inflation Cap Bond Focused Lotus Pharmaceuticals Inc Loomis Sayles InvTr Lord Abbett Ins Ser Bond LOUD TECHNOLOGIES INC Investment Grade Fixed Lord Abbett Ins Ser Gro & Inc LOUDEYE CORP Income Lord Abbett Ins Ser Mid Cp Louisiana Bancorp Inc Loomis Sayles Limited Val Louisiana-Pacific Corp Government and Agency Lord Abbett Ins Ser Total Lowe's Cos Inc Loomis Sayles Senior Floating Return LOWRANCE ELECTRONICS Rate and Fixed Income Lord Abbett Intermediate INC Loomis Sayles Small Cap TaxFree Loxo Oncology Inc Growth Lord Abbett International LPL Financial Holdings Inc Loomis Sayles Small Cap Equity LRR Energy LP Value Lord Abbett International LSB Corp Loomis Sayles Strategic Alpha Value LSB Financial Corp. Loomis Sayles Strategic Lord Abbett Intl LSB Industries Inc Income Opportunities LSI Corp Loomis Sayles Value Lord Abbett Large Cap Gro LSI Industries Inc Loop Industries Inc Lord Abbett Mid Cap Stock LSV Value Equity LoopNet Inc Lord Abbett Multi-Asset LTC Properties Inc. Loral Space & Balanced Opportunity Lubrizol Corp (The) Communications Inc Lord Abbett Multi-Asset Luby's Inc. Lord Abbett Affiliated Growth Lucas Energy Inc Lord Abbett Alpha Strategy LUCENT TECHNOLOGIES INC
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
LUFKIN INDUSTRIES INC LVIP BlackRock Global LVIP Global Income lululemon athletica inc Allocation Managed Risk LVIP Global Moderate Lumber Liquidators Holdings LVIP BlackRock Global Allocation Managed Risk Inc Growth ETF Allocation LVIP Government Money Lumen Technologies Inc Managed Risk Market LUMENIS LTD LVIP BlackRock Global Real LVIP JP Morgan High Yield Lumentum Holdings Inc Estate LVIP JPM Select Mid Cap Lumera Corp LVIP BlackRock Inflation Value Managed Volatility Luminar Technologies, Inc. Protected Bond LVIP MFS International Luminent Mortgage Capital LVIP BlackRock US Growth Equity Managed Volatility Inc. ETF Allocation Managed Risk LVIP MFS International Luminex Corp LVIP Blended Large Cap Growth Lumos Networks Corp Growth Managed Volatility LVIP MFS Value Lumos Pharma Inc LVIP Blended Mid Cap LVIP Mondrian International Luna Innovations Inc Managed Volatility LVIP PIMCO Low Duration Lundin Mining Corp LVIP ClearBridge QS Select Bond Luther Burbank Corp Large Cap Managed Volatility LVIP SSgA Bond Index Lutheran Bro Money Market LVIP Delaware Bond LVIP SSgA Developed Lutheran Bro Muni Bond LVIP Delaware Diversified International 150 Lutheran Brotherhood Floating Rate LVIP SSgA Emerging Markets Lutheran VIP Opport Growth LVIP Delaware Foundation 100 Luxfer Holdings PLC Aggressive Allocation LVIP SSgA Emerging Markets Luxottica Group SPA, Milano LVIP Delaware Foundation Equity Index LVIP American Balanced Conservative Allocation LVIP SSgA Global Tactical Allocation LVIP Delaware Mid Cap Value Allocation Managed Volatility LVIP American Global LVIP Delaware Social Aware LVIP SSgA International Index Balanced Allocation LVIP Dimensional LVIP SSgA Large Cap 100 Managed Risk International Equity LVIP SSgA Large Cap LVIP American Global Managed Volatility Managed Volatility Growth Allocation Managed LVIP Dimensional U.S. Core LVIP SSGA Mid Cap Index Risk Equity 1 LVIP SSgA Moderate Index LVIP American Growth LVIP Dimensional U.S. Core Allocation LVIP American Growth Equity 2 LVIP SSgA Moderate Allocation LVIP Dimensional U.S. Equity Structured Allocation LVIP American Growth Managed Volatility LVIP SSgA Moderately Income LVIP Dimensional/Vanguard Aggressive Structured LVIP American Preservation Total Bond Allocation LVIP Baron Growth LVIP Franklin Templeton LVIP SSgA S&P 500 Index Opportunities Global Equity Managed LVIP SSGA Small Cap Index LVIP BlackRock Dividend Volatility LVIP SSgA SMID Cap Value Managed Volatility LVIP Global Conservative Managed Volatility LVIP BlackRock Global Allocation Managed Risk LVIP TRP Growth Stock Allocation LVIP Global Growth LVIP TRP Structured Mid Cap Allocation Managed Risk Growth
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
LVIP US Growth Allocation M Stanley IL Intl Opportunity M Stanley Variable Ins Fund Managed Risk M Stanley IL Intl Real Estate Growth LVIP Vanguard Domestic M Stanley IL Intl Small Cap M Stanley Variable Ins Fund Equity ETF M Stanley IL Intrmd Duratn US Real Estate LVIP Wellington Capital Fxd M&T Bank Corp Growth M Stanley IL Inv Grade Fxd II M.D.C. Holdings Inc. LVIP Western Asset Core M Stanley IL Limited M/I Homes Inc Bond Duration MA Muni Cash Trust Lydall Inc. M Stanley IL Liquidity ESG Macatawa Bank Corp Lyft Inc Money Market MacDermid Inc LYNCH INTERACTIVE CORP M Stanley IL Liquidity Mace Security International Lynden Energy Corp Government Inc Lynx Therapeutics Inc M Stanley IL Liquidity Macerich Co (The) LYONDELL CHEMICAL CO Government Securities Mac-Gray Corp LyondellBasell Industries NV M Stanley IL Liquidity Prime Mack-Cali Realty Corp Lyra Therapeutics Inc MM MacKinac Financial Corp Lyrical US Value Equity M Stanley IL Liquidity Tax MACOM Technology Lyris Inc Exempt Solutions Holdings Inc M & F Worldwide Corp. M Stanley IL Liquidity Macquarie Global M B T Financial Corp Treasury Infrastructure Total Return M Fund M International M Stanley IL Liquidity Fund Inc Equity Treasury Securities Macquarie Infrastructure M Stanley IL Active Intl M Stanley IL Money Market Corp M Stanley IL Adv Portfolio M Stanley IL Multi Asset MACREPORT NET INC M Stanley IL Advantage M Stanley IL Muni MM MACROCHEM CORP/DE M Stanley IL Balanced M Stanley IL Opportunity Macrocure Ltd M Stanley IL Core Fxd Inc M Stanley IL Small Company MacroGenics Inc M Stanley IL Core Plus Fixed Growth MACROMEDIA INC Income M Stanley IL Specl Purpose Macy's Inc M Stanley IL Discovery Fxd Mad Catz Interactive Inc. M Stanley IL Emerging M Stanley IL Ultra Short Madeco SA Markets Income Madison Bancshares Inc/Fl M Stanley IL Frontier M Stanley IL US Mid Cap Madison Mid Cap Markets Value Madison Square Garden M Stanley IL Global Franchise M Stanley IL US Real Estate Entertainment Corp M Stanley IL Global M Stanley IL Value Madison Square Garden Opportunity M Stanley Univ Core+ Fixed Sports Corp M Stanley IL Global Real Inc Madison/Claymore Covered Estate M Stanley Univ Emerg Mkt Call & Equity Strategy Fund M Stanley IL Growth Eqty Madrigal Pharmaceuticals Inc M Stanley IL High Yield M Stanley Univ Global Real MAF BANCORP INC M Stanley IL International Estate MAG Silver Corp Advantage M Stanley Univ Mid Cap Gro Magellan Health Inc M Stanley IL Intl Equity
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Magellan Midstream MainStay Epoch MainStay MacKay Strategic Holdings LP International Choice Bond Magellan Midstream MainStay Epoch MainStay MacKay Tax Free Partners LP International Small Cap Bond Magenta Therapeutics Inc MainStay Epoch US All Cap MainStay MacKay Total Magic Software Enterprises MainStay Epoch US Equity Return Bond Ltd Yield MainStay MacKay U.S. Equity MAGICJACK VOCALTEC LTD MainStay Epoch US Small Opportunities MAGMA DESIGN Cap MainStay MAP Equity AUTOMATION INC MainStay Equity Index MainStay Mid Cap Value Magna Entertainment Corp MainStay Floating Rate MainStay Moderate Magna International Inc MainStay Global High Income Allocation MagnaChip Semiconductor MainStay Government MainStay Money Market Corp MainStay Growth Allocation Mainstay Small Cap Growth Magnetek Inc. MainStay Growth Equity MainStay Value Magnolia Lane Income Fund MainStay High Yield MainStay VP Absolute Return Magnolia Oil & Gas Corp Opportunities Multi-Strategy Magnum Hunter Resources MainStay ICAP Equity MainStay VP Bond Corp MainStay ICAP Select Equity MainStay VP Conservative MAGNUM HUNTER MainStay Income Builder Allocation RESOURCES INC MainStay Income Manager MainStay VP Emerging MAGYAR BANCORP INC MainStay Indexed Bond Markets Equity Magyar Telecom MainStay Institutional Bond MainStay VP Epoch U.S. Mahanagar Telephone MainStay International Small Cap Nigam Ltd Equity MainStay VP Epoch US Equity Maidenform Brands Inc MainStay MacKay CA Tax Yield MAIN STREET BANKS INC Free Opportunities MainStay VP Fidelity MAIN STREET RESTAURANT MainStay MacKay Institutional AM Utilities GROUP Convertible MainStay VP Floating Rate MAIN STREET TRUST INC MainStay MacKay High Yield MainStay VP Government MAINE & MARITIMES CORP Corporate Bond MainStay VP Growth MainGate MLP MainStay MacKay High Yield Allocation MainSource Financial Group Muni Bond MainStay VP High Yield Inc MainStay MacKay Corporate Bond MainStay Balanced International Opportunities MainStay VP Income Builder MainStay Blue Chip Growth MainStay MacKay NY Tax MainStay VP Indexed Bond MainStay Capital Free Opportunities MainStay VP International Appreciation MainStay MacKay S&P 500 Equity MainStay Cash Reserves Index MainStay VP Janus MainStay Common Stock MainStay MacKay Short Henderson Balanced MainStay Cushing MLP Duration High Yield MainStay VP MacKay Premier MainStay MacKay Short Common Stock MainStay Epoch Global Term Municipal MainStay VP MacKay Equity Yield Convertible
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
MainStay VP MacKay Growth Management Network Group Manning & Napier MainStay VP MacKay Mid Inc (The) Unconstrained Bond Cap Core Managers Cadence Capital Manning & Napier World MainStay VP MacKay S&P Appreciation Opportunities 500 Index Managers Cadence Mid Cap MannKind Corp MainStay VP MacKay Managers Fremont Instl MANOR CARE INC Unconstrained Bond Micro Cap ManpowerGroup Inc Mainstay VP Mid Cap Growth Managers Fremont Micro ManTech International Corp MainStay VP Mid Cap Value Cap Manu Forti Group Inc MainStay VP Moderate Managers International MANUFACTURERS SVCS LTD Allocation Equity MANUGISTICS GROUP INC MainStay VP Moderate Managers Short Govt Manulife Financial Corp Growth Allocation Managers Special Equity MAP Pharmaceuticals Inc MainStay VP T. Rowe Price ManagersAMG FQ Global MAPICS INC Equity Income Alternatives MAPINFO CORP MainStay VP US Government Manas Petroleum Corp Marathon Digital Holdings Money Market Manatron Inc Inc MainStay VP Value MANCHESTER Marathon Oil Corp MainStay VP Van Eck Global TECHNOLOGIES INC Marathon Petroleum Corp Hard Assets MANDALAY RESORT GROUP Maravai LifeSciences MainStay VP Winslow Large Manhattan Associates Inc Holdings Inc Cap Growth MANHATTAN SCIENTIFICS Marcus & Millichap Inc MainStay Winslow Large Cap INC Marcus Corp (The) Growth Manitex International Inc Marimba Inc MainStay WMC Growth Manitowoc Co Inc (The) MariMed Inc MainStreet Bancshares Inc Mannatech Inc Marin Software Inc Mainstreet Bankshares Inc Manning & Napier Marina Biotech Inc MAIR HOLDINGS INC Diversified TxEx Marine Harvest ASA Mairs & Power Balanced Manning & Napier Equity MARINE PETROLEUM TRUST Mairs & Power Growth Manning & Napier Inc Marine Products Corp Majesco Manning & Napier MarineMax Inc MakeMusic Inc International Mariner Energy Inc MakeMyTrip Ltd Manning & Napier Life Mariner Health Care Inc MAKITA CORP Sciences Marinus Pharmaceuticals Inc Mako Surgical Corp Manning & Napier Overseas MARITRANS INC Malibu Boats Inc Manning & Napier Pro-Blend MARKEL CORP Mallard Acquisition Corp Conservative Term Marker Therapeutics Inc Mallinckrodt Plc Manning & Napier Pro-Blend Market Leader Inc Malvern Bancorp Inc Extended Term Market Vectors Brazil Small- MAM Software Group Inc Manning & Napier Pro-Blend Cap ETF Mammoth Energy Services Maximum Term Market Vectors Coal ETF Inc Manning & Napier Pro-Blend Market Vectors Global Managed High Yield Plus Moderate Term Alternative Energy ETF Trust Fund Inc. Market Vectors Vietnam ETF
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Marketfield MASSBANK Corp. MassMutual Select Marketo Inc Massey Energy Co Diversified Value Marketwatch.Com Inc MassMutual Corporate MassMutual Select Equity MARKWEST ENERGY Investors Opportunities PARTNERS LP MassMutual Premier Core MassMutual Select MARKWEST HYDROCARBON Bond Fundamental Val INC MassMutual Premier High MassMutual Select Growth Marriott International Inc Yield Equity Marriott Vacations MassMutual Premr Balanced MassMutual Select Growth Worldwide Corp MassMutual Premr Capital Opportunities Marrone Bio Innovations Inc Appreciation MassMutual Select Large Cap Marsh & McLennan MassMutual Premr Diversfd Value Companies Inc Bond MassMutual Select Mid Cap MARSH SUPERMARKETS -CL MassMutual Premr Enh Idx Growth B Gro MassMutual Select Overseas MARSHALL & ILSLEY CORP MassMutual Premr MassMutual Select Small Cap Marshall Govt Income Fund Enhanced Index Value Growth Equity Marshall International Stock MassMutual Premr Global MassMutual Select Small Co Marshall Large Cap Growth MassMutual Premr Inflation Value Marshall Large Cap Value Protected & Income MassMutual Select Strategic Marshall Mid Cap Growth MassMutual Premr Intl Bond Marshall Mid Cap Value Equity MassMutual Select T Rowe Marshall Short Intermediate MassMutual Premr Main Price Bond Asset Bond Street MassMutual Select T Rowe Marsico 21st Century MassMutual Premr Money Price International Equity Marsico Flexible Capital Market MassMutual Select T Rowe Marsico Focus MassMutual Premr Short Price Large Cap Blend Marsico Growth Duration Bond MassMutual Select T Rowe Marsico Intl Opportunities MassMutual Premr Sml Co Price Retirement 2020 MARTEK BIOSCIENCES CORP Opp MassMutual Select T Rowe Marten Transport Ltd MassMutual Premr Strategic Price Retirement 2025 Martha Stewart Living Income MassMutual Select T Rowe Omnimedia Inc. MassMutual Premr Value Price Retirement 2030 Martin Marietta Materials MassMutual RetireSMART MassMutual Select T Rowe Inc. Moderate Price Retirement 2035 Martin Midstream Partners MassMutual Sel DestinRet MassMutual Select T Rowe LP 2040 Price Retirement 2040 Marvel Entertainment Inc MassMutual Sel DestinRet MassMutual Select T Rowe Marvell Technology Inc Inc Price Retirement 2050 Masco Corp MassMutual Select MassMutual Select T Rowe MASISA S.A. BlackRock Global Allocation Price Small and Mid Cap Masisa Sa MassMutual Select Blue Chip Blend Mass Investors Growth Stock Growth MassMutual Select Total Mass Investors Trust Return Bond
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
MasTec Inc. MAVERICK TUBE CORP MC SHIPPING Mastercard Inc Maverix Metals Inc MCAFEE INC MasterCraft Boat Holdings MAX & ERMAS McClatchy Co (The) Inc RESTAURANTS McCormick & Co Inc Masters Select Equity Max Sound Corp McCormick & Schmicks Masters Select Smaller Co Maxar Technologies Inc Seafood Restaurants Inc Masters Select Value MAXCO INC MCDATA CORP -CL A Matador Resources Co Maxcom Telecomunicaciones MCDONALD'S CORP Match Group Inc SA de CV MCG Capital Corp MATERIAL SCIENCES CORP MAXCOR FINANCIAL GROUP McGrath RentCorp Materialise NV INC MCI INC Materials Select Sector SPDR Maxeon Solar Technologies McKee Intl Equity Fund (The) Ltd McKesson Corp Materion Corp Maxim Ariel Mid Cap Value MCLEODUSA INC -CL A MathStar Inc Maxim Ariel Small Cap Value McMoRan Exploration Co Matinas BioPharma Holdings Maxim Integrated Products MCRAE INDUSTRIES -CL A Inc Inc. MDI INC MATRIA HEALTHCARE INC Maxim Invesco ADR MDSI MOBILE DATA MATRITECH INC Maxim Moderate Aggrsv Prof SOLUTIONS Matrix Advisors Value II MDU Communications Matrix Service Co Maxim Moderate Profile International Inc MATRIXONE INC MAXIM PHARMACEUTICALS MDU Resources Group Inc. MATRIXX INITIATIVES INC INC MDWERKS INC Matson Inc Maxim Stock Index Mead Johnson Nutrition Co Mattersight Corp Maxim US Government MEADE INSTRUMENTS CORP Matthews Asia Dividend Mortgage Securities MEADOW VALLEY CORP Matthews Asia Growth MAXIMUS Inc. Meadowbrook Insurance Matthews Asia Innovators MaxLinear Inc Group Inc Matthews Asia Small MaxPoint Interactive Inc MeadWestvaco Corp Companies MAXTOR CORP Measurement Specialties Inc. Matthews Asian Growth & Maxwell Shoe Co Inc -Cl A MECHANICAL TECHNOLOGY Income Maxwell Technologies Inc INC Matthews China MAXXAM Inc. Mechel PAO Matthews India MAXYGEN INC Mecox Lane Ltd Matthews International Corp MAY DEPARTMENT STORES Medallia Inc Matthews Japan CO Medallion Financial Corp. Matthews Korea MAYTAG CORP MEDAREX INC Matthews Pacific Tiger Mayville Engineering Co Inc MedAssets Inc Mattress Firm Holding Corp Mazor Robotics Ltd Medbox Inc Mattson Technology Inc MB Financial Inc MedCath Corp Maui Land & Pineapple Co MBF Healthcare Acquisition MedClean Technologies Inc Inc. Corp Medco Health Solutions Inc. Mavenir Systems Inc MBIA Inc. MEDCOM USA INC MAVERICK OIL & GAS INC Mbna Corp MED-DESIGN CORP
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
MEDecision Inc MediWound Ltd MERCHANTS & MFRS Medequities Realty Trust Inc Medixall Group Inc BANCORP INC Media & Entertainment Medizone International Inc Merchants Bancorp Holdings Inc Medley Capital Corp Merchants Bancshares Inc Media Arts Group Inc Medley Management Inc MERCHANTS GROUP INC Media General Inc Mednax Inc MERCK SERONO SA Media Sciences International Medpace Holdings Inc Mercury Air Group Inc Inc. MedPro Safety Products Inc Mercury General Corp MediaAlpha Inc MEDQUIST INC MERCURY INTERACTIVE Mediabay Inc Medsource Technologies Inc CORP Mediacom Communications MEDTOX Scientific Inc. Mercury Intl Value V.I. Corp Medtronic PLC Mercury Systems Inc MEDIALINK WORLDWIDE INC MEDWAVE INC Mercury US Large Cap MediaMind Technologies Inc Medytox Solutions Inc Merge Healthcare Inc Medical Action Industries Inc Meeder Muirfield MergeWorthRx Corp Medical Care Technologies Meet Group Inc (The) Merida Merger Corp I Inc MEI Pharma Inc Meridian Bancorp Inc Medical Connections Meiragtx Holdings plc MERIDIAN BIOSCIENCE INC Holdings Inc Melco Resorts & MERIDIAN CO LTD MEDICAL NUTRITION USA Entertainment Ltd Meridian Contrarian INC Melinta Therapeutics Inc Meridian Corp Medical Properties Trust Inc Mellanox Technologies Ltd MERIDIAN GOLD INC Medical Staffing Network MELLON FINANCIAL CORP Meridian Growth Holdings Inc. Memorial Production Meridian Resource Corp MEDICALCV INC Partners LP (The) Medicenna Therapeutics Memorial Resource Meridian Small Cap Growth Corp Development Corp MERISEL INC Medicine Man Technologies Memory Pharmaceuticals MERISTAR HOSPITALITY Inc Corp CORP Medicines Company (The) MEMRY CORP Merit Medical Systems Inc Medicinova Inc MEMSIC Inc Meritage Homes Corp Medicis Pharmaceutical Corp Menlo Therapeutics Inc MERITAGE HOSPITALITY Medidata Solutions Inc MENTOR CORP GROUP Medifast Inc. Mentor Graphics Corp Meritor Inc Medi-Hut Co Inc MercadoLibre Inc Merix Corp MEDIMMUNE INC Mercantile Bancorp Inc/IL Merk Hard Currency MEDIS TECHNOLOGIES LTD Mercantile Bank Corp Merrill Lynch & Co Inc MEDISCIENCE TECHNOLOGY MERCANTILE BANKSHARES Merrill Lynch Basic PrinProt CORP CORP Merrill Lynch Core Princ Prot MEDISTEM LABORATORIES Mercator Software Inc Merrill Lynch Corp Intrmd INC Mercer Gold Corp Merrill Lynch Fdmtl PrinProt Medivation Inc Mercer Insurance Group Inc. Merrill Lynch Retire MEDIWARE Information Mercer US Large Cap Value Reserves2 Systems Inc Equity Merrill Lynch S&P 500 Pro
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Merrill Lynch Short US Govt MetaStat Inc MetInvstrs ST Templeton Merrill Lynch US Metavante Technologies Inc Growth Government Methanex Corp MetInvstrs ST Tr American Merrill Lynch US Govt Reserv Methode Electronics Inc International Merrill Lynch US Hi Yld MetInvstrs ST BatteryMarch MetInvstrs ST Turner MdCp Merrill Merchants Growth & Income Gr Bancshares Inc MetInvstrs ST ClearBridge MetLife CapGuard US Eqty Merrimac Cash Series Aggressive Growth II MetLife FI Mid Cap Merrimac Industries Inc. MetInvstrs ST Franklin Opportunity Merrimac Muni Series Income MetLife FI Value Leaders Merrimac Prime Series MetInvstrs ST Franklin Metlife Inc. Merrimac Treas Plus Ser Mutual Shares Metlife Inv Diversified Bond Merrimac Treasury Series MetInvstrs ST Franklin Metlife Inv Intl Stock Merrimac US Govt Series Templeton Founding Metlife Inv Large Comp Stock Merrimack Pharmaceuticals Strategy Metlife Inv Small Comp Stock Inc Metinvstrs ST Jennison Large MetLife Loomis Small Cap Merriman Curhan Ford Cap Equity Core Group Inc MetInvstrs ST Lazard Mid MetLife MFS Value Portfolio Mersana Therapeutics Inc Cap II Meru Networks Inc MetInvstrs ST Legg Mason P MetLife Neuberger Berman Merus Labs International Inc Managed Assets Mid Cap Value Merus NV Metinvstrs ST Legg Mason MetLife Zenith Equity MESA AIR GROUP INC Value Equity Met-Pro Corp Mesa Energy Inc MetInvstrs ST Loomis Sayles Metris Companies Inc Mesa Laboratories Inc Global Markets Metro Bancorp Inc MESA ROYALTY TRUST MetInvstrs ST Lord Abbett METRO GOLDWYN MAYER MESTEK INC Bond Debenture INC Meta Financial Grp Inc MetInvstrs ST Met Pioneer METRO ONE TELECOMM INC META GROUP INC Strategic Income Metrocall Inc METABASIS THERAPEUTICS MetInvstrs ST MetLife Metrocity Bankshares Inc INC Balanced Strategy MetroCorp Bancshares Inc Metabolix Inc MetInvstrs ST MetLife METROLOGIC INSTRUMENTS Metacrine Inc Defensive Strategy INC METAL MANAGEMENT INC MetInvstrs ST MetLife METROMEDIA Metaldyne Performance Growth Strategy INTERNATIONAL GRP Group Inc MetInvstrs ST MetLife METRON TECHNOLOGY NV Metalico Inc Moderate Strategy Metropolitan Bank Holding Metalink Ltd MetInvstrs ST Oppenhmr Cap Corp Metalla Royalty and App Metropolitan BlackRock Streaming Ltd MetInvstrs ST Pioneer Fund Large Cap Metallica Resources Inc. MetInvstrs ST RCM Tech Metropolitan Health Metals USA Holdings Corp MetInvstrs ST Schroders Networks Inc METALS USA INC Global Multi-Asset II METSO OYJ METASOLV INC
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Mettler-Toledo International MFS Government Markets MFS New Discovery Inc Income Trust MFS New Discovery Value MetWest Strategic Income MFS Govt Ltd Maturity MFS New Endeavor MetWest Total Return Bond MFS Govt Mortgage MFS Research MetWest Ultra Short Bond MFS Govt Securities MFS Research International MetWest Unconstrained MFS Growth MFS Strategic Growth Bond MFS Growth Allocation MFS Strategic Income Metzler/Payden Europe MFS Growth Opportunities MFS Strategic Value Emrg Mkt MFS High Income MFS Technology MEXCO ENERGY CORP MFS Inflation Adjusted Bond MFS Total Return MEXICAN RESTAURANTS INC MFS Instl Emerging Equities MFS Total Return Bond Mexico Fund Inc. (The) MFS Instl Intl Equity MFS Utilities MEXORO MINERALS LTD MFS Intermediate Income MFS Value MF Global Holdings Ltd Trust MFS VIT Growth MFA Financial Inc MFS International Intrinsic MFS VIT High Income MFAM Global Opportunities Value MFS VIT II Blend Research MFB Corp. MFS International Large Cap Core Equity MFRI Inc Value MFS VIT II Capital MFS Aggrsv Growth Alloc MFS Intl Diversification Appreciation MFS Blended Research Core MFS Intl Growth MFS VIT II Emerging Growth Equity MFS Intl New Discovery MFS VIT II Global Tactical MFS Capital Opportunities MFS Intrmd Invest Grade Allocation MFS Cash Reserve Bond MFS VIT II Government MFS Charter Income Trust MFS Large Cap Growth Securities MFS Commodity Strategy MFS Lifetime 2030 MFS VIT II High Yield MFS Compass Capital Apprec MFS Lifetime Income MFS VIT II International VA MFS Limited Maturity Intrinsic Value MFS Conservative Alloc MFS Low Volatility Equity MFS VIT II Massachusettes MFS Core Equity MFS Managed Sectors Investors Growth MFS Core Growth MFS Mid Cap Growth MFS VIT II Money Market MFS Corporate Bond MFS Mid Cap Value MFS VIT II New Discovery MFS Diversified Income MFS Moderate Allocation MFS VIT II Research Intl MFS Emerging Markets Debt MFS Money Market MFS VIT II Ser Tr Research MFS Emerging Markets MFS Multimarket Income MFS VIT II Total Return Equity Trust MFS VIT II Utilities MFS Equity Opportunities MFS Muni Bond MFS VIT II Value MFS Global Alternative MFS Muni CA MFS VIT III Conservative Strategy MFS Muni High Income Allocation MFS Global Bond MFS Muni Income MFS VIT III Growth Allocation MFS Global Equity MFS Muni Ltd Maturity MFS VIT III Inflation Adjusted MFS Global Growth MFS Muni MA Bond MFS Global High Yield MFS Muni NC MFS VIT III Limited Maturity MFS Global Real Estate MFS Muni VA MFS VIT III Moderate MFS Global Total Return MFS Municipal Income Trust Allocation
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
MFS VIT Investors Gro Stk Mid Atlantic Medical Svcs Millennium Pharmaceuticals MFS VIT Investors Trust Mid Penn Bancorp Inc Inc. MFS VIT Mid Cap Growth Mid-America Apartment Miller Convertible Bond MFS VIT New Discovery Communities Inc Miller Energy Resources Inc MFS VIT Research Midas Inc. MILLER INDUSTRIES INC/TN MFS VIT Total Return Mid-Atlantic Realty Trust Miller Opportunity Trust MFS VIT Total Return Bond MIDCAROLINA FINANCIAL Millicom International MFS VIT Utilities CORP Cellular SA MFS VIT Value Midcoast Energy Partners LP Millipore Corp MFS/SunLife Capital Opport Mid-Con Energy Partners LP MILLS CORP MGE Energy Inc MiddleBrook Mimecast Ltd MGI PHARMA INC Pharmaceuticals Inc MiMedx Group Inc MGIC Investment Corp Middleburg Financial Corp Minatura Gold MGM Growth Properties LLC Middleby Corp (The) Minco Gold Corp MGM Resorts International Middlefield Banc Corp Mind Cti Ltd MGP Ingredients Inc Middlesex Water Co MINDBODY Inc MGT CAPITAL INVESTMENTS Midland Company (The) Mindray Medical INC Midland States Bancorp Inc International Ltd MI Muni Cash Trust MidSouth Bancorp Inc. Mindspeed Technologies Inc. Michael Baker Corp MID-STATE BANCSHARES Minefinders Corp Ltd Michaels Cos Inc (The) Midway Games Inc. Minera Andes Inc Micrel Inc. Midway Gold Corp Minerals Technologies Inc. MICRO COMPONENT TECH MIDWEST AIR GROUP INC Minerva Neurosciences Inc MICRO LINEAR CORP Midwest Banc Holdings Inc Mines Management Inc MICRO THERAPEUTICS INC Midwest Holding Inc MINISO Group Holding Ltd Microbot Medical Inc MidWestOne Financial Group Minorplanet Systems Usa Inc Microchip Technology Inc Inc Minrad International Inc MicroFinancial Inc Mid-Wisconsin Financial Minuteman International Inc MICROMEM TECHNOLOGIES Services Inc MIPS TECHNOLOGIES INC INC Miix Group Inc Mirae Asset Emerging Micromet Inc MIKRON INFRARED INC Markets Great Consumer MICROMUSE INC Milacron Holdings Corp Miragen Therapeutics Inc Micron Technology Inc. Milacron Inc. MIRAMAR MINING CORP MICRONETICS INC MILE MARKER INTL INC MIRANT CORP MICROS SYSTEMS INC Milestone Treas Oblig Portf Mirati Therapeutics Inc MICROSEMI CORP MILLEA HOLDINGS INC MIRAVANT MEDICAL MICROSOFT CORP Millendo Therapeutics Inc TECHNOLGIES MicroStrategy Inc Millennial Media Inc Mirum Pharmaceuticals Inc MICROTEK MEDICAL HLDGS MILLENNIUM BANKSHARES MISCOR Group Ltd INC CORP Mission Produce Inc Microtune Inc Millennium Chemicals Inc MISSION RESOURCES CORP Microvision Inc WA MILLENNIUM INDIA ACQSTN Mission West Properties Inc. MICRUS ENDOVASCULAR CO Mistras Group Inc CORP MIT AIM Aggressive Growth
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
MIT CpGrd Diversified Bond MML Mid Cap Value Molson Coors Beverage MIT Fid Overseas MML Moderate Allocation Company MIT Holding Inc MML Series Inv Asset Molycorp Inc MIT MFS Strategic Growth Allocation MOMENTA MIT Quantitative Equity MML Series Inv Growth & PHARMACEUTICALS INC Mitcham Industries Inc Income Momentum Biofuels Inc MITCHELLS & BUTLER PLC MML Series Inv Large Cap Momo Inc MITEK SYSTEMS INC Value Monaco Coach Corp Mitel Networks Corp MMO2 PLC Monarch Casino & Resort Inc Mitsubishi UFJ Financial MModal Inc MONARCH CEMENT CO Group MMRGlobal Inc Monarch Community MITSUI & CO LTD Mmtec Inc Bancorp Inc MITY ENTERPRISES INC MN Muni Cash Trust Monarch Daily Assets Cash MIV Therapeutics I Mobile Data Corp Monarch Daily Assets Govt MIVA INC Mobile Integrated Systems Monarch Financial Holdings MiX Telematics Ltd Inc Inc Mizuho Financial Group Inc Mobile Mini Inc Mondavi Robert Corp -Cl A MJ Holdings Inc Mobile TeleSystems PJSC Mondelez International Inc MK RESOURCES CO MobileIron Inc Mondrian International MKS Instruments Inc MOBILEPRO CORP Value Equity ML Macadamia Orchards LP Mobileye NV Money Market ProFund MM RetireSMART 2020 Mobiquity Technologies Inc Money Market Trust MM RetireSMART by MOBIUS MGMT SYSTEMS Money4Gold Holdings Inc JPMorgan 2030 INC MoneyGram International MM S&P 500 Index MOCON Inc Inc MM Select Equity Asset MOD PAC CORP. Moneylogix Group Inc MMC Energy Inc Model N Inc MongoDB Inc MMDT Commonwealth of Modem Media Inc MONMOUTH CAPITAL CORP MA MODINE MANUFACTURING Monmouth Real Estate MML American Funds Core CO Investment Corp Allocation ModivCare Inc Monogram Biosciences Inc MML Balanced Allocation MODTECH HOLDINGS INC Monogram Residential Trust MML Blue Chip Growth Moelis & Co Inc MML Conservative Allocation Mogo Inc Monolithic Power Systems MML Equity Income Mohawk Industries Inc. Inc MML Equity Index Moldflow Corp Monopar Therapeutics Inc MML Foreign MOLECULAR DEVICES CORP Monotype Imaging Holdings MML Growth Allocation Molecular Insight Inc MML II Blend Pharmaceuticals Inc Monro Inc MML II Equity Molecular Templates Inc Monroe Bancorp MML II Managed Bond Molex Inc. MONSANTO CO MML Inflation Protect & Molina Healthcare Inc. Monster Beverage Corp Income Moller International Inc Monster Worldwide Inc. MML Mid Cap Growth Montage Resources Corp
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Montage Technology Group Morgan Stanley Global Fixed Morgan Stanley Pathway Ltd Income Opportunities Large Cap Equity Monterey Gourmet Foods Morgan Stanley Global Morgan Stanley Pathway Inc Infrastructure Small-Mid Cap Equity Montes Archimedes Morgan Stanley Global Morgan Stanley Pathway Acquisition Corp Strategist Ultra-Short Term Fixed Montgomery Government Morgan Stanley Growth Income MM Morgan Stanley Gvt Income Morgan Stanley Prime Montpelier Re Holdings Ltd Tr Income Trust Montrose Environmental Morgan Stanley High Yield Morgan Stanley Sel Amer Group Inc Sec Opport MONY Series Money Market Morgan Stanley Hlth Sci Morgan Stanley Sel Div Monza Ventures Ltd Trust Growth Moody's Corp. Morgan Stanley India Morgan Stanley Special Moog Inc. Investment Fund Inc. Growth Moore Medical Corp Morgan Stanley Insight Morgan Stanley Tax Free Moore Wallace Inc Morgan Stanley Insured Daily Income MORGAN BEAUMONT INC Muni Tr Morgan Stanley Technology Morgan Stanley Morgan Stanley International Morgan Stanley Tot Mkt Idex Morgan Stanley Aggrsv Morgan Stanley Intl Value Morgan Stanley Tot Return Equity Eqty Tr Morgan Stanley All Star Morgan Stanley Limited Morgan Stanley US Growth Duratn Government Securities Trust Morgan Stanley Asia-Pacific Morgan Stanley Limited US Morgan Stanley Value Fund Inc Government Trust Morgan Stanley VAR Capital Morgan Stanley Balanced Morgan Stanley Liquid Asset Opportunities Morgan Stanley CA TxFr Daily Morgan Stanley Mid Cap Morgan Stanley VAR Euro Morgan Stanley China A Growth Growth Share Fund Morgan Stanley Mid-Cap Morgan Stanley VAR Glbl Div Morgan Stanley Emerging Value Morgan Stanley VAR Inc Plus Markets Debt Fund Inc. Morgan Stanley Mkt Leader Morgan Stanley VAR Money Morgan Stanley Emerging Tr Morgan Stanley VAR S&P 500 Markets Domestic Debt Fund Morgan Stanley Mortgage Idx Inc Sec Tr Morgan Stanley VAR Morgan Stanley Emerging Morgan Stanley Natural Strategist Markets Fund Inc. Rsrce Morgan Stanley VAR Utilities Morgan Stanley European Morgan Stanley NY Muni Morgan's Foods Inc. Equity MM Morgans Hotel Group Co Morgan Stanley Finl Svc Tr Morgan Stanley Pathway Morningstar Inc Morgan Stanley Focus Core Fixed Inc Morphic Holding Inc Growth Morgan Stanley Pathway Morphosys AG, Martinsried Morgan Stanley Glbl Utilities Emerging Market MORTGAGEBROKERS.COM Morgan Stanley Global Morgan Stanley Pathway Intl HOLDINGS Advantge Equity MORTGAGEIT HOLDINGS INC
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
MORTON INDUSTRIAL GRP MSG Networks Inc Munder Future Technology INC MSTI Holdings Inc Munder Growth MORTONS RESTAURANT M-SYSTEMS FLASH DISK Opportunities GROUP INC PIONEER Munder Healthcare Mosaic Company (The) MTB Intermediate Bond Munder Index 500 MOSCOW CABLECOM CORP MTB Large Cap Stock Munder Intrmd Bond MOSSIMO INC MTB Prime MM Munder Micro Cap Equity MoSys Inc MTC TECHNOLOGIES INC Munder Multi-Season Motion Acquisition Corp MTGE Investment Corp Growth Motive Inc MTI TECHNOLOGY CORP Munder TxFr MM Motorcar Parts of America MTM TECHNOLOGIES INC Muni Fund Inv Accum Inc MTR Gaming Group Inc Program Motorola Mobility Holdings MTS Medication Municipal Cash Series Inc Technologies Inc Municipal Cash Series II Motorola Solutions Inc MTS Systems Corp MURPHY OIL CORP Motricity Inc Mueller (Paul) Co Murphy USA Inc Motus GI Holdings Inc Mueller Industries Inc. MusclePharm Corp MOUNTAIN BANK HOLDING Mueller Water Products Inc Mutual of Amer VAR Aggrsv CO Muhlenkamp Fund Eqty Mountain National Mulesoft Inc Mutual of Amer VAR All Bancshares Inc Multi Packaging Solutions America Mountainbank Financial Corp International Ltd Mutual of Amer VAR Mountain-Valley Bancshares MULTIBAND CORP Composite Inc MULTICELL TECHNOLOGIES Mutual of Amer VAR Money Movado Group Inc INC Mkt Move Inc Multi-Color Corp Mutual of America IC 2020 MOVIE GALLERY INC Multi-Fineline Electronix Inc Retirement Movie Star Inc Multilink Technology Corp Mutual of America IC 2025 MP Materials Corp Multimedia Games Holding Retirement MPG Office Trust Inc Co Inc Mutual of America IC 2030 MPHASE TECHNOLOGIES INC MultiMgr Aggressive Equity Retirement MPLX LP MultiMgr Core Bond Mutual of America IC 2035 MPOWER HOLDING CORP MultiMgr Health Care Retirement MPS Group Inc. MultiMgr Intl Equity Mutual of America IC 2040 MPW INDL SVCS GROUP INC MultiMgr Large Cap Core Retirement MRC Global Inc Equity Mutual of America IC 2045 MRO SOFTWARE INC MultiMgr Large Cap Growth Retirement MRV Communications Inc MultiMgr Large Cap Value Mutual of America IC Bond MSA Safety Inc MultiMgr Mid Cap Growth Mutual of America IC Equity MSB Financial Corp MultiMgr Mid Cap Value Index MSC Industrial Direct Co Inc. MultiMgr Small Cap Growth Mutual of America IC MSC.Software Corp MultiMgr Technology International MSCI Inc MultiPlan Corp Mutual of America IC Mid MSF FI Large Cap Munder Cash Investment Cap Equity Index
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Mutual of America IC Mid NARROWSTEP INC National Medical Health Card Term Bond NASB Financial Inc Systems Inc Mutual of America IC Small Nascent Wine Co Inc National Patent Cap Growth Nasdaq Inc Development Corp MutualFirst Financial Inc Nash Finch Co National Penn Bancshares Inc MV Oil Trust Nashua Corp National Presto Industries MVB Financial Corp NASPERS LTD Inc. MVC CAPITAL INC NASSDA CORP National Processing Inc MWI Veterinary Supply Inc NATCO Group Inc NATIONAL R V HOLDINGS My Size Inc Natera Inc INC MyECheck Inc Nathan's Famous Inc National Research Corp Myers Industries Inc. National American University National Retail Properties Inc Mykrolis Corp Holdings Inc National Security Group Inc MYMETICS CORP National Atlantic Holdings NATIONAL SEMICONDUCTOR MYOGEN INC Corp CORP MyoKardia Inc National Australia Bank Ltd National Storage Affiliates MYR Group Inc NATIONAL BANCSHARES Trust Myrexis Inc CORP/OH National Technical Systems Myriad Genetics Inc National Bank Holdings Corp Inc Mystic Financial Inc National Bank of Greece National Vision Holdings Inc Nabors Industries Ltd National Bankshares Inc National Western Life Group Nabriva Therapeutics Plc National Beverage Corp Inc NACCO Industries Inc. National City Corp National Westminster Bank NACM US Convertble National Coal Corp PLC Nalco Holding Co National Commerce Corp Nations Asset Allocation Nano Dimension Ltd National Commerce Financial Nations Blue Chip NANO SUPERLATTICE TECH NATIONAL DENTEX CORP Nations CA Muni Bond INC NATIONAL ENERGY GROUP Nations Capital Growth Nano X Imaging Ltd National Financial Partners Nations Classic Value NANOBAC Corp. Nations FL Intrmd Muni PHARMACEUTICAL NATIONAL FUEL GAS CO Nations Govt Sec Nanobiotix SA National General Holdings Nations Intrmd Muni Nanophase Technologies Corp Nations MMF Govt Corp National Grid plc Nations MMF Prime Nanopierce Technologies Inc National Health Investors Inc. Nations MMF Treasury NANOSCIENCE NATIONAL HEALTH Nations SC Intrmd Muni TECHNOLOGIES INC PARTNERS INC Nations TX Intrmd Muni Nanosphere Inc NATIONAL HEALTH REALTY NATIONSHEALTH INC NanoString Technologies Inc INC Nationstar Mortgage NanoViricides Inc National Healthcare Corp Holdings Inc NantHealth Inc NATIONAL HOME HEALTH Nationwide Bond NAPCO Security Technologies CARE Nationwide Bond Index Inc National Instruments Corp Nationwide Core Plus Bond NAPSTER INC NATIONAL INTERSTATE CORP
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Nationwide Financial Nationwide NVIT Money Navigant Consulting Inc. Services Inc. Market II NAVIGANT INTERNATIONAL Nationwide Fund Nationwide NVIT Real Estate INC Nationwide Geneva Mid Cap Nationwide NYSE Arca Tech Navigator Holdings Ltd Growth 100 Index Navigator Tactical Fixed Nationwide Geneva Small Nationwide Portfolio Income Cap Growth Completion Navigators Group Inc (The) Nationwide Government Nationwide S&P 500 Index Navios Maritime Acquisition Money Market Nationwide Small Cap Index Corporation Nationwide GVIT Small Cap Nationwide Ziegler Eqty Navios Maritime Holdings Inc Index Income Navios Maritime Midstream Nationwide Health Natixis Cash Management Partners LP Properties Inc. Trust NAVISITE INC Nationwide International Natixis Oakmark NAVTEQ Corp Index International NB Absolute Return Multi- Nationwide International Natixis U.S. Equity Manager Small Cap Opportunities NB AMT International Port Nationwide Investor NATROL INC NB AMT Lehman Short Destinations Aggressive Natural Alternatives Duration Bond Nationwide Investor International Inc NB AMT Mid Cap Growth Destinations Conservative Natural Blue Resources Inc Port Nationwide Investor Natural Gas Services Group NB AMT Partners Port Destinations Moderate Inc. NB AMT Regency Port Nationwide Investor Natural Grocers by Vitamin NB AMT Sustainable Equity Destinations Moderately Cottage Inc Pt Aggressive Natural Health Farm NB Cash Reserves Nationwide Investor Holdings Inc NB Emerging Markets Equity Destinations Moderately Natural Health Trends Corp NB Equity Income Conservative Natural Resource Partners LP NB Fasciano Nationwide Loomis Core Natural Resources USA Corp NB Floating Rate Income Bond NATURALNANO INC NB Focus Nationwide Mellon NaturalShrimp Inc NB Genesis Disciplined Value Nature's Sunshine Products NB Govt Money Nationwide Mellon Dynamic Inc NB Guardian US Core Natus Medical Inc NB High Income Bond Nationwide Mid Cap Market Natuzzi SPA NB Institutional Cash Index NatWest Group plc NB Institutional Cash Trust Nationwide NB NVIT Socially Naugatuck Valley Financial NB International Responsible Corporation NB International Equity Nationwide NVIT Cardinal Nautica Enterprises Inc NB Intrinsic Value Moderately Aggressive Nautilus Inc NB Large Cap Disciplined Nationwide NVIT ID Aggrsv Navidea Biopharmaceuticals Growth Nationwide NVIT Mid Cap Inc NB Large Cap Value Gro Navient Corp NB Long Short
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
NB Ltd Maturity Bond Neogenomics Inc NETSMART TECHNOLOGIES NB Mid Cap Growth Neoleukin Therapeutics Inc INC NB Multi Cap Opportunities NEOMAGIC CORP NETSOL TECHNOLOGIES INC NB Municipal Money NEOMEDIA TECHNOLOGIES Netsolve Inc NB NY Muni Money INC NetSpend Holdings Inc NB Real Estate NEON COMMUNICATIONS NETSTREIT Corp NB Strategic Income GROUP INC. NetSuite Inc NB Sustainable Equity NEON SYSTEMS INC NETWORK CN INC NB Tax Free Money Neon Therapeutics Inc Network Engines Inc NB Treasury Neonode Inc Network Equipment NB&T Financial Group Inc NEOPHARM INC Technologies Inc. NBT Bancorp Inc NeoPhotonics Corp Network-1 Technologies Inc NBTY Inc Neos Therapeutics Inc Neuberger Berman Closed- NC CMT Government NEOSE TECHNOLOGIES INC End Real Estate Securities NC CMT Term Portfolio Neothetics Inc Income Fund I NC Muni Cash Trust Neovasc Inc Neuberger Berman Inc NCI Inc NEOWARE INC Neuberger Berman Income nCino Inc Nephros Inc. Opportunity Fund Inc NCO GROUP INC Neptune Wellness Solution Neuberger Berman Nco Portfolio Management Inc Intermediate Municipal Fund Inc NES RENTALS HOLDINGS INC Inc nCoat Inc Ness Technologies Inc Neuberger Berman MLP NCR Corp NESTOR INC Income Fund Inc NCRIC GROUP INC Net 1 Ueps Technologies Inc NEUBERGER BERMAN PRIME NCS Multistage Holdings Inc Net Element Inc MONEY FUND Nct Group Inc Net Element, Inc. Neuberger Berman Realty NDCHEALTH CORPORATION NET SERVICOS Income Fund NDS GROUP PLC COMUNICACAO SA Neurobiological Technologies Neah Power Systems Inc Net2phone Inc Inc NEC CORP NetApp Inc NEUROCRINE BIOSCIENCES Needham Growth Netease Inc INC Neenah Inc Netegrity Inc NeuroDerm Ltd Neff Corp Netezza Corp NEUROGEN CORP Neffs Bancorp Inc/PA Netflix Inc NeurogesX Inc NEIGHBORCARE INC NETGEAR Inc Neuro-Hitech Inc NEIMAN-MARCUS GROUP Netguru.Com Inc Neurologix Inc INC NETIQ CORP NEUROMetrix Inc Nektar Therapeutics NetLogic Microsystems Inc Neuronetics Inc Nelnet Inc. NetManage Inc NeuStar Inc NELSON (THOMAS) INC NETOPIA INC Neutralstem Inc Nemaura Medical Inc NETRATINGS INC NEVADA CHEMICALS INC NEOFORMA INC Netro Corp NEVADA GEOTHERMAL Neogames S.A NetScout Systems Inc POWER INC Neogen Corp Netscreen Technologies Inc Nevada Gold & Casinos Inc.
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Nevro Corp New Perspective Fund Inc NewStar Financial Inc NEVSUN RESOURCES LTD New Plan Excel Realty Trust Newtek Business Services New Alternatives Fund Inc Inc. Corp NEW BRUNSWICK SCIENTIFIC New Providence Acquisition Nexa Resources SA INC Corp NEXCEN BRANDS INC NEW CENTURY ENERGY New Relic Inc Nexen Inc. CORP New Residential Investment Nexeo Solutions Inc New Covenant Balanced Corp Nexgen Petroleum Corp Growth NEW RIVER PHARMA INC Nexien BioPharma Inc New Covenant Growth New Senior Investment Nexity Financial Corp New Covenant Income Group Nexplore Corp NEW DRAGON ASIA CORP New Source Energy Partners NexPoint Real Estate Finance New Energy Systems Group LP Inc NEW ENGLAND BANCSHARES NEW VALLEY CORP NexPoint Residential Trust INC New World Fund Inc Inc New England Business Svc New York Community NexPoint Strategic Inc Bancorp Inc. Opportunities Fund New England Realty NEW YORK HEALTH CARE INC Nexstar Media Group Inc. Associates LP New York Mortgage Trust Inc Next 1 Interactive Inc New Focus Inc New York REIT Liquidating NextCure Inc New Fortress Energy Inc LLC NextDecade Corporation New Found Gold Corp New York Times Co (The) NEXTEL COMMUNICATIONS New Frontier Health Corp NewAge Inc NEXTEL PARTNERS INC New Frontier Media Inc NewAlliance Bancshares Inc NextEra Energy Inc New Generation Biofuels Newater Technology Inc NextEra Energy Partners LP Holdings Inc NewBridge Bancorp NEXTEST SYSTEMS CORP New Germany Fund Inc. NewCardio Inc NextGen Acquisition Corp (The) Newell Brands Inc NexTier Oilfield Solutions Inc New Gold Inc NEWFIELD EXPLORATION CO NEXTWAVE WIRELESS INC New Home Co Inc (The) NEWGEN TECHNOLOGIES NF Energy Saving Corp NEW HORIZONS INC NGAS RESOURCES INC WORLDWIDE INC Newhall Land &Farm -Lp NGL Energy Partners LP NEW JERSEY RESOURCES NewHold Investment Corp NGM Biopharmaceuticals Inc CORP NEWKIRK REALTY TRUST INC NGP Capital Resources New Media Lottery Services NewLead Holdings Ltd NGP Capital Resources Co New Media Lottery Services NewMarket Corp NIC Inc Inc NEWMARKET TECHNOLOGY Nicholas Equity Income New Momentum Corp INC NICHOLAS FINANCIAL INC New Motion Inc NEWMIL BANCORP INC Nicholas Fund New Mountain Finance Corp Newmont Corporation Nicholas II New Oriental Education & Newpark Resources Inc. Nicholas-Applegate Technology Group Inc Newport Bancorp Inc International & Premium New Oriental Energy & Newport Corp Strategy Fund Chemical Corp News Corp Nicolet Bankshares Inc
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Nicor Inc. NOCOPI TECHNOLOGIES INC NORTH FORK Nidec Corp NOFIRE TECHNOLOGIES INC BANCORPORATION Nielsen Holdings plc Nokia Corp North Mountain Merger NightHawk Radiology NOLAND CO Corp Holdings Inc Nomad Foods Ltd NORTH PITTSBURGH Nightstar Therapeutics Nomad Royalty Company Ltd SYSTEMS Limited Nomura Holdings Inc North Pointe Holdings Corp NII Holdings Inc Non Invasive Monitor North Shore Acquisition Corp NIKE INC Noranda Aluminum Holding NORTH STATE BANCORP/NC Nikola Corp Corp North Valley Bancorp NIKU CORP Norbord Inc NORTHCORE TECHNOLOGIES Nile Therapeutics Inc Norcraft Companies Inc INC Nimble Storage Inc Nord Anglia Education Inc Northeast Bancorp NiMin Energy Corp Nord Resources Corp Northeast Community Nine Energy Service Inc Nordic American Offshore Bancorp Inc Ninetowns Internet Ltd NORTHEAST INDIANA Technology Group Co Ltd Nordic American Tankers Ltd BANCORP Nio Inc Nordion Inc Northeast Investors Trust Niocorp Developments Ltd Nordson Corp Northeast Pa Finl Corp Nippon Telegraph & Norfolk Southern Corp Northern Active M Emerging Telephone Corp Ntt Norsat International Inc Markets Equity Niska Gas Storage Partners NORSK HYDRO ASA Northern Active M US Equity LLC Norstan Inc Northern Ca Bancorp Inc NiSource Inc Nortek Inc Northern CA Muni MM NITCHES INC NORTEL INVERSORA SA Northern Dynasty Minerals Nitro Petroleum Inc Nortel Networks Corp Ltd NitroMed Inc North American Construction NORTHERN EMPIRE Niu Technologies Group Ltd BANCSHARE NJ Muni Cash Trust North American Gavlanizing Northern Growth Equity Nkarta Inc & Coatings Inc. Northern Income Equity NL Industries Inc. North American Palladium Northern Institutional nLIGHT Inc Ltd. Government Assets NMI Holdings Inc North American Scientific Inc Northern Institutional MM NMT Medical Inc North American Liquid Assets NN Inc Technologies Group Inc Northern Institutional Noah Education Holdings Ltd North Asia Investment Corp Municipal Nobel Learning Communities North Atlantic Drilling Ltd Northern Institutional Prime Inc NORTH BAY BANCORP/CA Obligations Nobility Homes Inc NORTH CENTRAL Northern Instl Bond Noble Corp plc BANCSHARES INC Northern Instl Equity Index Noble Energy Inc North Coast Energy Inc Northern Instl MM TxEx Noble Innovations Inc North European Oil Royalty Northern International Noble Midstream Partners LP Trust Equity Noble Romans Inc.
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Northern International NORTHWAY FINANCIAL INC Northwestern Mut Research Equity Index Northwest Airlines Corp International Core Northern Large Cap Value NORTHWEST Northwestern Mut Select Northern Mid Cap Growth BANCORPORATION INC Bond Northern Money Market Northwest Bancshares Inc Northwestern Mut Small Cap Northern Multi Manager Northwest Biotherapeutics Growth Stock Global Real Estate Inc Northwestern Mut Small Cap Northern Multi Manager Northwest Indiana Bancorp Value High Yield Opportunity Northwest Natural Holding Nortia Capital Partners Inc Northern Multi Manager Co NortonLifeLock Inc Large Cap Northwest Pipe Co Norwood Financial Corp. Northern Multi Manager Mid NorthWestern Corp NOV Inc Cap Northwestern Mut Asset Nova Chemicals Corp Northern Multi Manager Alloc Nova Measuring Instruments Small Cap Northwestern Mut Balanced Ltd Northern Muni Money Northwestern Mut Domestic NovaBay Pharmaceuticals Inc Market Equity NOVACEA INC Northern Oil and Gas Inc Northwestern Mut Emerging Novadaq Technologies Inc NORTHERN ORION Markets NOVADEL PHARMA INC RESOURCES INC Northwestern Mut Equity Novadigm Inc Northern Select Equity Income NovaMed Inc. Northern Short Bond Northwestern Mut Focused NOVAMERICAN STEEL INC Northern Short Intrm US Appreciation Novan Inc Govt Northwestern Mut Novanta Inc Northern States Financial Government Money Mkt Novartis AG Corp Northwestern Mut Growth Novastar Financial Inc. Northern Technologies Stock NOVATEL INC International Corp Northwestern Mut High Yield Novavax Inc Northern Technology Northwestern Mut Index 400 Novel Denim Holdings Ltd Northern Tier Energy LP Stk Novelion Therapeutics Inc Northern Trust Corp Northwestern Mut Index 500 NOVELIS INC Northern US Govt Stk Novell Inc. Northfield Bancorp Inc Northwestern Mut Intl Equity Novellus Systems Inc. NORTHFIELD LABORATORIES Northwestern Mut Intl NOVELOS THERAPEUTICS INC INC Growth NOVEN PHARMACEUTICALS Northgate Minerals Corp Northwestern Mut Large Cap INC NORTHLAND CRANBERRIES - Core Stock Novint Technologies Inc CL A Northwestern Mut Mid Cap Novo Integrated Sciences Inc Northrim BanCorp Inc Growth Stock Novo Nordisk A/S Northrop Grumman Corp Northwestern Mut Mid Cap Novogen Ltd NORTHSTAR NEUROSCIENCE Val Novoste Corp INC Northwestern Mut Multi NOW Inc NorthStar Realty Finance Sector Bond NPS PHARMACEUTICALS INC Corp NRG Energy Inc
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
NS GROUP INC Nuveen CA High Yield Nuveen Global High Income NS8 CORP Municipal Bond Fund Nsd Bancorp Inc Nuveen CA Insured Muni Nuveen Global Infrastructure NSTAR Bond Nuveen Global Value NSTOR TECHNOLOGIES INC Nuveen CA Muni Bond Opportunities Fund NTN Buzztime Inc Nuveen California Dividend Nuveen High Income Bond NTR Acquisition Co Advantage Municipal Fund 3 Nuveen High Yield Income NTS Realty Holdings LP Nuveen California Quality Nuveen High Yield Municipal NTT DOCOMO INC Income Municipal Fund Inc. Bond Nu Horizons Electronics Nuveen California Select Nuveen Inflation Protected Corp. Quality Municipal Fund Inc. Sec Nu Skin Enterprises Inc. Nuveen Core Equity Alpha Nuveen Intermediate Bond NUANCE COMMUNICATIONS Fund Nuveen International INC Nuveen Core Plus Bond Nuveen International Growth Nuance Concentrated Value Nuveen CT Municipal Bond Nuveen International Select Nuance Mid Cap Value Nuveen Diversified Currency Nuveen Intrmd Duration NuCana Plc Opportunities Fund Muni Bd Nucentrix Broadband Nuveen Diversified Dividend Nuveen Intrmd TxFr Networks and Income Fund Nuveen Investment Quality NUCLEAR SOLUTIONS INC Nuveen Dividend Advantage Municipal Fund Inc. NuCO2 Inc Municipal Fund 2 NUVEEN INVESTMENTS -CL A Nucor Corp Nuveen Dividend Value Nuveen KY Muni Bd NUCRYST Pharmaceuticals Nuveen Energy MLP Total Nuveen Large Cap Core Corp Return Fund Nuveen Large Cap Gro Nuevo Energy Co Nuveen Enhanced Municipal Opport Nui Corp Value Fund Nuveen Large Cap Value Numerex Corp. Nuveen Equity Index Nuveen Ltd Muni Bd NuPathe Inc Nuveen Equity Market Nuveen MA Muni Bond Nurix Therapeutics Inc Neutral Nuveen MI Muni Bd NuRx Pharmaceuticals Inc Nuveen Equity Premium Nuveen Mid Cap Growth NuStar Energy LP Advantage Fund Opport NuStar GP Holdings LLC Nuveen Equity Premium Nuveen Mid Cap Index Nutanix Inc Opportunity Fund Nuveen Mid Cap Value NUTRA PHARMA CORP Nuveen Equity Premiun & Nuveen MN Muni Bond Nutraceutical International Growth Fund Nuveen MO Muni Bd Corp Nuveen Fl Inv Qual Muni Nuveen Mortgage Nutrastar International Inc Nuveen FL Preference Muni Opportunity Term Fund Nutrien Ltd Bd Nuveen Multi Manager Large NutriSystem Inc Nuveen Floating Rate Income Cap Value NUTRITION 21 INC Nuveen Floating Rate Income Nuveen Muni Bond NuVasive Inc Fund Nuveen Municipal Advantage Nuveen All American Nuveen Floating Rate Income Fund Inc. Municipal Bond Opportunity Fund Nuveen Municipal Market Opportunity Fund Inc.
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Nuveen Municipal Nuveen Quality Income Nuveen Winslow Large Cap Opportunity Fund Inc Municipal Fund Inc. Growth ESG Nuveen Municipal Total Nuveen Quality Municipal Nuvelo Inc Return Managed Account Fund Inc Nuvera Communications Inc Nuveen NC Muni Bd Nuveen Quality Preferred Nuverra Environmental Nuveen New Jersey Income Fund Solutions Inc Investment Quality Nuveen Quality Preferred NV Energy Inc Municipal Fund Inc. Income Fund 3 NV5 Global Inc Nuveen New York Quality Nuveen Real Asset Income NVE Corp Income Municipal Fund Inc. Nuveen Real Estate Income nVent Electric plc Nuveen New York Select Fund NVIDIA Corporation Quality Municipal Fund Inc. Nuveen Real Estate Sec NVIT AllianzGI International Nuveen NJ Municipal Bond Nuveen Rittenhouse Growth Growth Nuveen NWQ Flexible Nuveen Santa Barbara NVIT AQR Large Cap Income Dividend Growth Defensive Style Nuveen NWQ Large Cap Nuveen Select Quality NVIT Blueprint Balanced Value Municipal Fund Inc. NVIT Blueprint Capital Nuveen NWQ Multi Cap Nuveen Senior Income Fd Appreciation Value Nuveen Short High Yield NVIT Blueprint Conservative Nuveen NWQ Small-Cap Municipal Bond NVIT Blueprint Managed Value Nuveen Short Municipal Growth Nuveen NY Insured Muni Bond NVIT Blueprint Managed Bond Nuveen Short Term Bond Growth & Income Nuveen Ny Inv Qual Muni Nuveen Small Cap Select NVIT Blueprint Moderate Nuveen NY Municipal Bond Nuveen Small Cap Value NVIT Blueprint Moderately Nuveen OH Muni Bd Nuveen Strategic Income Conservative Nuveen PA Muni Bd Nuveen Strategic Municipal NVIT Bond Index Nuveen Performance Plus Opportunities NVIT Core Bond Municipal Fund Inc. Nuveen Strategy Balanced NVIT Core Plus Bond Nuveen Preferred Securities Alloc NVIT Dynamic US Growth and Income Nuveen Tax-Advantaged NVIT Emerging Mkt Nuveen Premier Insured Dividend Growth Fund NVIT Government Money Municipal Income Fund Inc. Nuveen Tax-Advantaged Market Nuveen Premier Municipal Total Return Strategy Fund NVIT Govt Bond Income Fund Inc. Nuveen TN Muni Bd NVIT Investor Destinations Nuveen Premium Income Nuveen Tradewinds Global Balanced Municipal Fund 2 Inc. All Cap NVIT Investor Destinations Nuveen Premium Income Nuveen Tradewinds Intl Capital Appreciation Municipal Fund 4 Inc. Value NVIT Investor Destinations Nuveen Premium Income Nuveen Tradewinds Value Consrv Municipal Fund Inc. Opportunities NVIT Investor Destinations Nuveen Premium Income Nuveen TxFr Managed Growth Municipal Opportunity Fund Nuveen VA Muni Bd NVIT Investor Destinations Mod Aggrsv
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
NVIT Investor Destinations Oak Valley Bancorp Oceaneering International Mod Consrv Oak Value Inc. NVIT Investor Destinations OAKLEY INC OceanFirst Financial Corp. Moderate Oakmark Equity & Income OceanFreight Inc NVIT Jacobs Levy Large Cap Oakmark Fund Ocera Therapeutics, Inc. Growth Oakmark Global O'Charley's Inc NVIT Managed American Oakmark Global Select OCI Partners LP Funds Asset Allocation Oakmark International Oclaro Inc NVIT Managed American Oakmark International Sml Oconee Federal Financial Funds Growth Income Cap Corp NVIT Mid Cap Index Oakmark Select Ocular Sciences Inc NVIT Multi Manager Oakmark Small Cap Ocular Therapeutix Inc International Value OAKRIDGE ENERGY INC Oculus Innovative Sciences NVIT Multi Manager Large Oaktree Capital Group LLC Inc Cap Value Oaktree Specialty Lending Ocwen Financial Corp NVIT Multi Manager Mid Cap Corp Odd Job Stores Inc Value OAO TATNEFT ODIMO INC NVIT Multi Manager Small OAO TECHNOLOGY Odonate Therapeutics Inc Cap Val SOLUTIONS INC Odyssey Healthcare Inc NVIT Multi Manager Small Oasis Midstream Partners LP Odyssey Marine Exploration Company Oasis Petroleum Inc Inc. NVIT S&P 500 Index OASYS MOBILE INC ODYSSEY OIL & GAS INC NVIT Short Term Bond OBA Financial Services Inc Odyssey Re Holdings Corp. NVIT Wells Fargo Discovery Obagi Medical Products Inc Office Properties Income NVR Inc. Obalon Therapeutics Inc Trust NWH INC Oberweis China Officemax Inc NXP Semiconductors NV Opportunities Official Payments Holdings NxStage Medical Inc Oberweis International Inc NXT Energy Solutions Inc Opportunities OFG Bancorp Nxt-ID Inc Oberweis International OGE Energy Corp. NYFIX Inc Opportunities Institutional OGLEBAY NORTON CO NYLIM Instl Prime Cash ObsEva SA OH Muni Cash Trust NYMAGIC INC. Obsidian Energy Ltd OHIO CASUALTY CORP NYMEX HOLDINGS INC OCA INC Ohio Legacy Corp Nymox Pharmaceutical Corp Ocata Therapeutics Inc Ohio Natl Balanced NYSE Euronext Occam Networks Inc Ohio Natl Balanced Model O. I. Corp Occidental Petroleum Corp Ohio Natl BlackRock O2Diesel Corp Ocean Bio-Chem Inc Balanced Allocation Portfolio O2Micro International Ltd Ocean Power Technologies Ohio Natl Equity Portfolio Oak Financial Corp Inc Ohio Natl Growth Model OAK HILL FINANCIAL INC Ocean Rig UDW Inc Ohio Natl International Oak Ridge Small Cap Growth Ocean Shore Holding Co Ohio Natl Moderate Growth Oak Street Health Inc Oceanaut Inc Model Oak Technology Inc Ohio Natl Money Market
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Ohio Natl S&P 500 Index OM Mid Cap OncoVista Innovative Ohio Natl Strategic Value OM TS&W Mid Cap Value Therapies Inc Ohio Valley Banc Corp. Omagine Inc One O-I Glass Inc Omega Financial Corp One Bio Corp Oi SA Omega Flex Inc ONE Gas Inc Oil States International Inc Omega Healthcare Investors ONE Grp Balanced Oil-Dri Corp of America Inc. ONE Grp Diversified Equity Oiltanking Partners LP OMEGA PROTEIN CORP ONE Grp Diversified Intl Okta Inc Omeros Corp ONE Grp Instl Prime MM Old Dominion Freight Line OMI CORP ONE Grp Intrmd TxFr Bond Inc Ominto Inc ONE Grp Treas Only MM Old Line Bancshares Inc Omni Bio Pharmaceutical Inc One Grp US Govt Sec MM Old Mutual/Claymore Long- OMNI Energy Services Corp. One Liberty Properties Inc. Short Fund Omni Financial Services Inc OneAmerica Asset Director Old National Bancorp Omni Ventures Inc OneAmerica Value Old Point Financial Corp Omniamerican Bancorp Inc OneBeacon Insurance Group Old Republic International Omnicare Inc. Ltd Corp Omnicell Inc Oneida Financial Corp. Old Second Bancorp Inc Omnicom Group Inc. ONEIDA LTD Old Westbury All Cap Core Omnicomm Systems Inc OneMain Holdings Inc Old Westbury Credit Income Omniture Inc ONEOK Inc Old Westbury Fixed Income OMNIVISION TECHNOLOGIES ONEOK Partners LP Old Westbury Large Cap INC OneScreen Inc Strategies OMNOVA Solutions Inc. ONESOURCE INFORMATION Old Westbury Mid Cap Equity Omphalos Corp SVCS Old Westbury Multi-Asset Omrix Biopharmaceuticals OneSpan Inc Opportunities Inc Onespaworld Holdings Ltd Old Westbury Municipal OMTOOL LTD Online Resources Corp Bond On Command Corp Online Vacation Center Old Westbury NY Municipal On Deck Capital Inc Holdings Inc Bond ON Semiconductor Corp ONSTREAM MEDIA CORP Old Westbury Real Return On Technology Corp Ontrak Inc Old Westbury Small & Mid On Track Innovations Ltd Onvia Inc Cap Strategies On2 Technologies Inc. Onyx Acceptance Corp Olema Pharmaceuticals Inc OncoCyte Corp ONYX PHARMACEUTICALS Olin Corp OncoGenex Pharmaceuticals INC Ollie's Bargain Outlet Inc ONYX SOFTWARE CORP Holdings Inc Oncolytics Biotech Inc Ooma Inc Olstein All Cap Value OncoMed Pharmaceuticals OP Bancorp Olympic Steel Inc Inc OpCap Small Cap OM Analytic Onconova Therapeutics Inc OPEN ENERGY CORP OM Barrow Hanley Value Oncorus Inc Open Lending Corp OM Group Inc OncoSec Medical Inc OPEN SOLUTIONS INC OM Growth OPEN TEXT CORP
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Opendoor Technologies Inc Oppenheimer Small Cap Orchid Island Capital Inc OpenTable Inc Revenue ETF Orchids Paper Products Co OpenTV Corp Oppenheimer Ultra Short Orckit Communications Ltd Opera Ltd Duration Ore Pharmaceuticals Inc OPEXA THERAPEUTICS INC OPSWARE INC OREGON PACIFIC BANCORP OphthaliX Inc OPTELECOM-NKF INC OREGON STEEL MILLS INC Ophthalmic Imaging Systems Optex Systems Holdings Inc Oregon Trail Financial Corp Inc Opthea Ltd O'Reilly Automotive Inc OPINION RESEARCH CORP OPTi Inc Orexigen Therapeutics Inc OPLINK COMMUNICATIONS OPTIBASE LTD Orezone Resources Inc INC OPTICAL CABLE CORP Organic To Go Food Corp OPNET Technologies Inc OPTICAL COMMUNICATION OrganiGram Holdings Inc Opnext Inc PRODS Organogenesis Holdings Inc Oportun Financial Corp OPTIGENEX INC Organovo Holdings Inc Opower Inc Optimal Group Inc ORIC Pharmaceuticals Inc Oppenheimer Balanced Optimer Pharmaceuticals Inc Orient Paper Inc Oppenheimer Balanced/Va OptimizeRX Corp ORIGEN FINANCIAL INC Oppenheimer Cap Optimum Small Mid Cap Origin Agritech Ltd Preservation Value Origin Bancorp Inc Oppenheimer Champion OPTIMUMBANK HOLDINGS OriginOil Inc Income INC Orion Energy Systems Inc Oppenheimer Commodity Optinose Inc Orion Engineered Carbons SA Strategy Total Return OPTIO SOFTWARE INC Orion Group Holdings Inc Oppenheimer Convertible OPTION CARE INC Oritani Financial Corp Sec optionsXpress Holdings Inc ORIX CORP Oppenheimer Core Bond/Va OPTIUM CORP Orleans Homebuilders Inc. Oppenheimer Equity ORACLE CORP Ormat Technologies Inc Oppenheimer Growth Oracle Healthcare Oro East Mining Inc Oppenheimer High Acquisition Corp Oromin Explorations Ltd Income/Va ORAGENICS INC ORPHAN MEDICAL INC Oppenheimer High Yield Oramed Pharmaceuticals Inc Orrstown Financial Services Oppenheimer Holdings Inc ORANGE Inc Oppenheimer Institutional ORANGE 21 INC Orsus Xelent Technologies Government Money Market OraSure Technologies Inc Inc Oppenheimer Internationall ORBCOMM Inc Orthofix Medical Inc Growth/Va Orbit International Corp ORTHOVITA INC Oppenheimer Mid Cap Orbital ATK Inc Osage Bancshares Inc Oppenheimer PrinProt Main Orbital Sciences Corp OSCIENT PHARMACEUTICALS St Orbitz Worldwide Inc CORP Oppenheimer PrinProt Orbotech Ltd OSG America LP MainSt2 Orchard Enterprises Inc OSHKOSH B'GOSH INC -CL A Oppenheimer Rochester NJ Orchard Supply Hardware Oshkosh Corp Municipal Stores Corp OSI PHARMACEUTICALS INC Oppenheimer Select Value Orchid Cellmark Inc
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
OSI RESTAURANT PARTNERS P & F Industries Inc Pacific Drilling SA INC P.A.M. Transportation PACIFIC ENERGY PARTNERS - OSI Systems Inc Services Inc LP Osiris Therapeutics Inc P.F. Changs China Bistro Inc Pacific Financial Corp Osisko Gold Royalties Ltd PA Muni Cash Trust Pacific Funds Core Income Osmotica Pharmaceuticals PAA Natural Gas Storage LP Pacific Funds Floating Rate Plc PAB Bankshares Inc. Income Osprey Technology PACCAR INC Pacific Funds Optimization Acquisition Corp Pace Alternative Strategies Growth OSTEOLOGIX INC Investments Pacific Funds Optimization Osteotech Inc Pace Global Fixed Income Moderate Osterweis Fund Pace Holdings Corp Pacific Funds Short Duration Otelco Inc Pace International Eqty Income Otis Worldwide Corp Pace Intl Emerg Mkts Eq Pacific Funds Strategic Otonomy Inc Pace Intrmd Fixed Income Income Otter Tail Corp Pace Lg Co Growth Equity PACIFIC INTERNET LTD Outdoor Channel Holdings Pace Lg Co Value Equity Pacific Mercantile Bancorp Inc Pace Money Market Pacific Northwest Bancorp Outerwall Inc Pace Mortgage-Backed Pacific Premier Bancorp Inc Outfront Media Inc Securities Fixed Income Pacific Rim Mining Corp. OUTLOOK GROUP CORP Pace Muni Fixed Income Pacific Sel American Asset Outlook Therapeutics Inc Pace Sm/Med Co Gro Eqty Allocation Outset Medical Inc Pace Sm/Med Co Val Eqty Pacific Sel American Growth Overhill Farms Inc Pace Strategic Fixed Inc Pacific Sel American Growth- OVERLAND STORAGE INC Pacer International Inc Income OVERNITE CORP Pacer Trendpilot US Large Pacific Sel CapG Sml Cap Eqty Overseas Shipholding Group Cap ETF Pacific Sel Cash Management Inc. Pacer Trendpilot US Mid Cap Pacific Sel Equity Overstock.com Inc ETF Pacific Sel Focused 30 Overture Acquisition Corp Pacific Biosciences of Pacific Sel Inflation Strategy Overture Services Inc California Inc Pacific Sel MFS Capital Ovid Therapeutics Inc Pacific Booker Minerals Inc Opport Ovintiv Inc Pacific Cap Cash Assets Pacific Sel Multi Strategy Owens & Minor Inc. Pacific Cap Growth Stock Pacific Sel Precious Metals Owens Corning Pacific Cap Hi Grade Core Pacific Sel Tactical Owl Rock Capital Corp Fixed International Oxford Health Plans Inc Pacific Cap Small Cap Pacific Sel Tactical Strategy Oxford Immunotec Global Pacific Cap TxFr Csh Asst Tr Pacific Select Absolute PLC Pacific Cap TxFr Sec Return Oxford Industries Inc. Pacific Cap US Gv Csh Asst Pacific Select Core Income Oxford Resource Partners LP Pacific Capital Bancorp Pacific Select Currency OXIGENE INC PACIFIC CMA INC Strategies Oyster Point Pharma Inc Pacific Continental Corp Pacific Select Diversified Ozon Holdings PLC Pacific Crest Capital Inc Bond
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Pacific Select Dividend Pacific Select Mid Cap Value Pactiv Corp Growth Pacific Select PD Aggregate PacWest Bancorp Pacific Select Dynamix Bond Index PAC-WEST TELECOMM INC Conservative Growth Pacific Select PD PAE Inc Pacific Select Dynamix International Large Cap PAETEC Holding Corp Growth Pacific Select PD Large Cap PagerDuty Inc Pacific Select Dynamix Growth Index PagSeguro Digital Ltd Moderate Growth Pacific Select PD Large Cap PAID INC Pacific Select Emerging Value Index PAINCARE HOLDINGS INC Markets Pacific Select Portfolio Palantir Technologies Inc Pacific Select Emerging Optimization Aggressive Palatin Technologies Inc. Markets Debt Growth PALL CORP Pacific Select Equity Index Pacific Select Portfolio PALM INC Pacific Select Equity Optimization Conservative Palmer Square Income Plus Long/Short Pacific Select Portfolio Palmer Square SSI Pacific Select Floating Rate Optimization Growth Alternative Income Income Pacific Select Portfolio Palmetto Bancshares Inc Pacific Select Floating Rate Optimization Moderate PALMSOURCE INC Loan Pacific Select Portfolio Palo Alto Networks Inc Pacific Select Global Absolute Optimization Moderate Palomar Holdings Inc Return Conservative Palomar Medical Pacific Select Growth Pacific Select Real Estate Technologies Inc Pacific Select High Yield Bond Pacific Select Short Duration Pampa Energia SA Pacific Select Inflation Bond Pamrapo Bancorp Inc Managed Pacific Select Small Cap PAN PAC RETAIL PPTYS INC Pacific Select Intermediate Equity PANACOS Bond Pacific Select Small Cap PHARMACEUTICALS INC Pacific Select International Growth Panamsat Corp Large Cap Pacific Select Small Cap Index PANAMSAT HOLDING CORP Pacific Select International Pacific Select Small Cap Value Panasonic Corp Small Cap Pacific Select Value PANAVISION INC Pacific Select International Pacific Select Value Panda Ethanol Inc Value Advantage Pandion Therapeutics Inc Pacific Select Large Cap Pacific State Bancorp/CA Pandora Media Inc Growth Pacific Sunwear of California PANERA BREAD CO Pacific Select Large Cap Inc Pangaea Logistics Solutions Value Pacificare Health Sys Ltd Pacific Select Long/Short Pacira BioSciences Inc Panglobal Brands Inc Large Cap Packaging Corp Of America Panhandle Oil & Gas Inc Pacific Select Main St Core PACKAGING DYNAMICS Panorama Va Total Return Pacific Select Managed Bond CORP Pansoft Co Ltd Pacific Select Mid Cap Equity PACKETEER INC Pantheon China Acquisition Pacific Select Mid Cap Pactera Technology Corp Growth International Ltd Pantry Inc (The)
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Papa Murphy's Holdings Inc Parker-Hannifin Corp Paulson Capital Corp. PAPERFREE MED SOLUTIONS PARKERVISION INC PAVILION BANCORP INC INC PARKVALE FINANCIAL CORP PAVmed Inc Par Pacific Holdings Inc Parkway Inc Pax Core Bond Par Pharmaceutical Parkway Properties Inc. Pax Ellevate Global Women's Companies Inc PARLEX CORP Leadership PAR Technology Corp Parlux Fragrances Inc Pax Global Environmental Parabel Inc. Parnassus Core Equity Markets PARADYNE NETWORKS INC Parnassus Endeavor Pax High Yield Paragon Commercial Corp Parnassus Mid Cap Pax International Sustainable Paragon Offshore Plc Parnassus Mid Cap Growth Economy Paragon Shipping Inc Parnassus Small Cap Pax Large Cap PARAGON TECHNOLOGIES Parsley Energy Inc Pax Small Cap INC Parsons Corp Pax Sustainable Allocation PARALLEL PETROLEUM CORP PartnerRe Ltd Pax World MM Parametric Emerging Partners Bancorp PAXAR CORP Markets PARTNERS TRUST FINL GRP Paya Holdings Inc Parametric International INC Paychex Inc. Equity PartnerSelect Alternative Paycom Software Inc Parametric TABS 5-to-15 Strategies Payden Absolute Return Year Laddered Municipal Parts iD Inc Bond Bond PARTY CITY CORP Payden Cash Reserves Parametric TABS Passage Bio Inc Money Market Intermediate-Term PATAPSCO BANCORP INC Payden Core Bond Municipal Bond PATCH INTERNATIONAL INC Payden Emerging Markets Bd Parametric Tax Managed PATH 1 NETWORK TECHNOL Payden Equity Income Emerging Markets INC Payden Global Fixed Income Parametric Volatility Risk Patheon NV Payden GNMA Premium Defensive PATHFINDER BANCORP INC Payden High Income Paramount Gold Nevada PATHMARK STORES INC Payden Limited Maturity Corp Patient Safety Technologies Payden Low Duration Paramount Group Inc Inc Paylocity Holding Corp Paratek Pharmaceuticals Inc Patina Oil & Gas Corp PayPal Holdings Inc PAREXEL INTERNATIONAL Patni Computer Systems Ltd Paysign Inc CORP Patrick Industries Inc PB Bancorp Inc PARK BANCORP INC Patriot Bank Corp PBF Logistics LP PARK CITY GROUP INC Patriot Coal Corp PBHG Emerging Growth Park Hotels & Resorts Inc Patriot National Bancorp Inc PBHG Ins Ser Small Cap Park National Corp Patriot National Inc PBHG Ins Ser Tech & Comm Park Ohio Holdings Corp. PATRIOT SCIENTIFIC CORP PBHG Large Cap Park Place Energy Corp Patriot Transportation PBHG Large Cap 20 Park Sterling Corp Holding Inc PBHG Select Growth Parke Bancorp Inc Pattern Energy Group Inc PBHG Tech & Parker Drilling Co PATTERSON-UTI ENERGY INC Communication
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
PC Connection Inc Pengrowth Energy Corp Peoples Community Bancorp PCB Bancorp Pengrowth EnergyTrust'A' Inc PCCW LTD PENN ENGR & MFG CORP PEOPLES EDUCATIONAL PCM Inc Penn Millers Holding Corp HOLDINGS PCS EDVENTURES.COM INC Penn National Gaming Inc PEOPLES ENERGY CORP PCSB Financial Corp Penn Series Flexibly Peoples Federal Bancshares PCTEL Inc Managed Inc PDC Energy Inc Penn Series Index 500 PEOPLES FINANCIAL PDF Solutions Inc Penn Series International Eq CORP/MS PDG ENVIRONMENTAL INC Penn Series Quality Bond Peoples Financial Services PDI Inc PENN TRAFFIC CO Corp. PDL BioPharma Inc Penn Treaty American Corp PEOPLES OHIO FINANCIAL PDL Community Bancorp Penn Virginia Corp CORP PDS Biotechnology Corp Penn Virginia GP Holdings LP People's United Financial Inc Peabody Energy Corp Penn-America Group Inc PEOPLESUPPORT INC Peace Arch Entertainment Pennant Group Inc (The) Pep Boys-Manny Moe & Jack Group Inc PennantPark Investment (The) PEAK INTERNATIONAL LTD Corp Pepco Holdings Inc. Peak Resorts Inc PENNFED FINANCIAL SVCS Pepsi Bottling Group Inc. Peapack-Gladstone Financial INC PepsiAmericas Inc. Corp Pennichuck Corp PepsiCo Inc Pear Tree Polaris Foreign PENNROCK FINANCIAL SVCS Perceptron Inc Value Penns Woods Bancorp Inc Perdoceo Education Corp Pear Tree Polaris Foreign Pennsylvania Real Estate Peregrine Semiconductor Value Small Cap Investment Trust Corp Pebblebrook Hotel Trust PennTex Midstream Partners PEREGRINE SYSTEMS INC PEC SOLUTIONS INC LP Perfect World Co Ltd PECO II INC Penseco Financial Services PerfectEnergy International PEDEVCO Corp Corp Ltd PEDIATRIC SVCS AMERICA Penske Automotive Group Perficient Inc INC Inc Performance Food Group Co PEERLESS SYSTEMS CORP Penson Worldwide Inc Performance MM Peet's Coffee & Tea Inc Pentair plc Performance Sports Group Pegasi Energy Resources Penton Media Inc Ltd Corp Penumbra Inc Performance Technologies PEGASUS Penwest Pharmaceuticals Co. Inc COMMUNICATIONS CP PEOPLES BANCORP AUBURN Performance Trust Municipal PEGASUS SOLUTIONS INC IN Bond Pegasystems Inc Peoples Bancorp Inc Performance Trust Strategic PELICAN FINANCIAL INC Peoples Bancorp Inc/MD Bond Peloton Interactive Inc Peoples Bancorp of North Performant Financial Corp PEMSTAR INC Carolina Inc. Perfumania Holdings Inc Pendrell Corp Peoples Bancorporation Inc Pericom Semiconductor Corp Penford Corp PEOPLES BANCTRUST INC Peridot Acquisition Corp
Page 139
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Perimeter Small Cap Growth Petroquest Energy Inc PGIM Jennison International Perion Network Ltd PETROSEARCH ENERGY CORP Opportunities PerkinElmer Inc. PetroSouth Energy Corp PGIM Jennison Mid Cap Perma Fix Environmental PetSmart Inc Growth Services Inc PF Managed Bond PGIM Jennison MLP Permanent Portfolio PF Multi-Asset PGIM Jennison Natural Permian Basin Royalty Trust PF Optimization Moderate Resources Permianville Royalty Trust Conservative PGIM Jennison Small Permission Marketing Soltns PFEIFFER VACUUM Company PermRock Royalty Trust TECHNOLOGY PGIM Jennison Utility Pernix Group Inc Pfenex Inc PGIM Muni High Income Pernix Therapeutics Holdings PFF Bancorp Inc. PGIM National Muni Inc PFIZER INC PGIM QMA Large Cap Core PEROT SYSTEMS CORP PFM Government Select Equity Perpetua Resources Corp PFM Multi-Manager PGIM QMA Long/Short Perpetual Energy Inc Domestic Equity Equity Perrigo Co Plc PFM Multi-Manager Fixed- PGIM QMA Mid Cap Value Perritt MicroCap Income PGIM QMA Small Cap Value Opportunities PFS BANCORP INC PGIM QMA Stock Index Perry Ellis International Inc PFSweb Inc PGIM Short Duration High PER-SE TECHNOLOGIES INC PG&E Corp Yield Income Pershing Gold Corp PGIM Absolute Return Bond PGIM Short Duration Multi Pershing Square Tontine PGIM Balanced Sector Bond Holdings Ltd PGIM Core Bond PGIM Short Term Corporate Personalis Inc PGIM Floating Rate Income Bond PERU COPPER INC PGIM Global High Yield Fund PGIM Strategic Bond Pervasive Software Inc Inc PGIM Total Return Bond Pet DRx Corp PGIM Global Real Estate PGS-PETROLEUM GEO- PETCO ANIMAL SUPPLIES INC PGIM Global Total Return SERVICES PetIQ Inc PGIM Government Income PGT Innovations Inc PetMed Express Inc PGIM Government Money PHARMACEUTICAL PETRIE STORES LIQUIDATION Market FORMULATIONS TR PGIM High Yield Pharmaceutical Products Petro River Oil Corp. PGIM Jennison 20/20 Focus Development Inc Petro-Canada PGIM Jennison Blend Pharmacopeia Inc Petrochina Co Ltd PGIM Jennison Focused PHARMACYCLICS INC Petrocorp Inc Growth PharmaCyte Biotech Inc PETROFUND ENERGY TRUST PGIM Jennison Global Equity Pharmagreen Biotech Inc PETROHAWK ENERGY CORP Income PharmaNet Development PETROKAZAKHSTAN INC PGIM Jennison Global Group Inc PETROL OIL & GAS INC Opportunities Pharmanetics Inc Petroleo Brasileiro S.A.- PGIM Jennison Growth Pharmasset Inc Petrobras PGIM Jennison Health PharmAthene Inc PetroLogistics LP Sciences Pharmaxis Ltd
Page 140
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
PharMerica Corp Phunware Inc PIMCO Corporate & Income PHARMION CORP Physicians Formula Holdings Strategy Fund PHARMOS CORP Inc PIMCO Credit Absolute Pharsight Corp Physicians Realty Trust Return Phase Forward Inc Phytomedical Technologies PIMCO Diversified Income PhaseBio Pharmaceuticals Inc PIMCO Dividend and Income Inc PIC Small Cap Growth Builder Phathom Pharmaceuticals Piccadilly Cafeterias Inc PIMCO Dynamic Bond Inc Piedmont Natural Gas Co Inc. PIMCO Dynamic Credit and PHAZAR CORP Piedmont Office Realty Trust Mortgage Income Fund PHC Inc Inc PIMCO Dynamic Income PHELPS DODGE CORP Pier 1 Imports Inc. Fund PHH Corp Pieris Pharmaceuticals Inc PIMCO Emerging Local Phibro Animal Health Corp PIF Ptnr Mid Cap Growth I Currency & Bond Philadelphia Consolidated PIF Ptnr Small Cap Value PIMCO Emerging Markets Holding Corp PIF Short Term Bond Bond Philip Morris International PIF Ultra Short Bond PIMCO Emerging Markets Inc PIKE ELECTRIC CORP Corporate Bond Phillips 66 Pilgrim's Pride Corp PIMCO Emerging Markets Phillips 66 Partners LP Pillowtex Corp Currency and Short-Term Phoenix Cos Inc. (The) PIMCO 0-5 Year High Yield Investments Phoenix Footwear Group Inc. Corporate Bond Index ETF PIMCO Energy and Tactical Phoenix Growth & Income PIMCO 1-5 Year US TIPS Credit Opportunities Fund Phoenix Insight International Index ETF PIMCO Enhanced Low Phoenix Insight Sht Intrmd PIMCO Active Bond ETF Duration Active Exchange- Phoenix Insight Sml Cap Opp PIMCO All Asset Traded Fund Phoenix Insight Sml Cap Val PIMCO All Asset All Authority PIMCO Enhanced Short Phoenix Insight Value Equity PIMCO CA Short Duration Maturity Active Exchange- Phoenix New Media Ltd Municipal Income Traded Fund Phoenix Small Cap Growth PIMCO California Municipal PIMCO EqS Dividend Phoenix Small Cap Value Income Fund PIMCO EqS Emerging Phoenix Strategic Alloc PIMCO California Municipal Markets PHOENIX TECHNOLOGIES Income Fund II PIMCO EqS Long/Short LTD PIMCO California Municipal PIMCO EqS Pathfinder PHONE 1GLOBALWIDE INC Income Fund III PIMCO Extended Duration Phosphate Holdings Inc PIMCO CommoditiesPLUS PIMCO Flexible Credit Phosphate Res Partners -Lp Strategy Income PHOTOMEDEX INC PIMCO PIMCO Floating Rate Income PHOTON DYNAMICS INC CommodityRealReturn Fund PHOTONIC PRODUCTS Strategy PIMCO Fundamental GROUP INC PIMCO Convertible Bond IndexPLUS Photronics Inc PIMCO Corporate & Income PIMCO Glbl StocksPLUS & Inc Phreesia Inc Opportunity Fund Fd Phsb Financial Corp
Page 141
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
PIMCO Global Advantage PIMCO Mortgage Backed PIMCO Short Duration Strategy Bond Securities Municipal Income PIMCO Global Bond PIMCO Mortgage PIMCO Short Term Opportunities (US Dollar Opportunities & Bond PIMCO StocksPLUS Hedged) PIMCO Municipal Bond PIMCO StocksPLUS Absolute PIMCO Global Bond PIMCO Municipal Income Return UnHedged Fund PIMCO StocksPLUS PIMCO Global Multi Asset PIMCO Municipal Income International (Unhedged) PIMCO GNMA & Fund II PIMCO StocksPLUS Government Securities PIMCO Municipal Income International (US Dollar- PIMCO Government MMF Fund III Hedged) PIMCO High Income Fund Pimco Ny Muni Income Fd Iii PIMCO StocksPLUS Long PIMCO High Yield PIMCO NY Municipal Bond Duration PIMCO High Yield Municipal PIMCO PEA Innovation PIMCO StocksPLUS Short Bond PIMCO Preferred & Capital PIMCO StocksPLUS Small PIMCO High Yield Spectrum Securities PIMCO Strategic Global PIMCO Income PIMCO RAE Emerging Government Fund Inc PIMCO Income Opportunity Markets PIMCO Total Return Fund PIMCO RAE Fundamental PIMCO Total Return ESG PIMCO Income Strategy Fund Advantage PLUS PIMCO Total Return II II PIMCO RAE International PIMCO Total Return IV PIMCO Inflation Response PIMCO RAE Low Volatility PIMCO TRENDS Managed Multi-Asset PLUS Futures Strategy PIMCO International Bond PIMCO RAE Low Volatility PIMCO VIT All Asset (Unhedged) PLUS EMG PIMCO VIT Comdty RRtn Strt PIMCO International Bond PIMCO RAE Low Volatility PIMCO VIT Emerging Mkts (US Dollar Hedged) PLUS Intl PIMCO VIT Global Bond PIMCO Investment Grade PIMCO RAE PLUS (UnHedged) Corporate Bond Index ETF PIMCO RAE PLUS EMG PIMCO VIT Global Diversified PIMCO Invstment Grade PIMCO RAE PLUS Allocation Credit Bond International PIMCO VIT Global Managed PIMCO Long Duration Total PIMCO RAE PLUS Small Asset Allocation Return PIMCO RAE US PIMCO VIT High Yield PIMCO Long Term Credit PIMCO RAE Worldwide PIMCO VIT International Bond Fundamental Adv PLUS Bond PIMCO Long US Government PIMCO RAE Worldwide PIMCO VIT Long US PIMCO Long-Term Real Long/Short PLUS Government Return PIMCO Real Estate Real PIMCO VIT Low Duration PIMCO Low Duration Return Strategy PIMCO VIT Money Market PIMCO Low Duration II PIMCO Real Return PIMCO VIT Real Return PIMCO Low Duration Income PIMCO Senior Floating Rate PIMCO VIT Stocks Plus PIMCO Moderate Duration PIMCO Short Asset PIMCO VIT Total Return PIMCO Money Market Investment Pinduoduo PINE VALLEY MINING CORP
Page 142
Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Ping Identity Holding Corp Pioneer International Equity Planet Fitness Inc Pingtan Marine Enterprise Pioneer International Value Planet Payment Inc Ltd Pioneer Mid Cap Growth PlanetOut Inc Pinnacle Airlines Corp Pioneer Municipal and Equity Plastec Technologies Ltd Pinnacle Bankshares Corp Income Trust Platinum Energy Resources Pinnacle Entertainment Inc. Pioneer Municipal High Inc Pinnacle Financial Partners Income Advantage Trust Platinum Research Inc Pioneer Municipal High Organization Inc Pinnacle Foods Inc Income Trust Platinum Underwriters Pinnacle Gas Resources Inc Pioneer Natural Resources Holdings Ltd PINNACLE SYSTEMS INC Co PLATO Learning Inc Pinnacle West Capital Corp Pioneer Oak Ridge Lrg Cp Gro Playa Hotels & Resorts N.V. Pinnacor Inc Pioneer Small Cap Value PlayAGS Inc Pinterest Inc Pioneer Southwest Energy Playboy Enterprises Inc Pioneer America Income Tr Partners LP PLAYLOGIC ENTERTAINMENT Pioneer Bancorp Inc Pioneer Tax Adv Balanced Tr INC PIONEER BANKSHARES INC Pioneer Treasury Reserves PLAYTEX PRODUCTS INC Pioneer Cash Reserves MM PLC SYSTEMS INC Pioneer Classic Balanced Pioneer TxFr Income Plexus Corp PIONEER CORP Pioneer Value Pliant Therapeutics Inc PIONEER COS INC -CL A Pioneer VCT Eqty Income PLM EQUIP GROWTH FD V - Pioneer Disciplined Value Pioneer VCT Fund LP Pioneer Dynamic Credit Pioneer VCT Growth Opport Plug Power Inc Pioneer Emerging Markets Pioneer VCT Mid Cap Value Plum Creek Timber Co Inc. Pioneer Energy Services Corp Pipeline Data Inc. Plumas Bancorp Pioneer Europe Select Equity Piper Sandler Cos PLUMTREE SOFTWARE INC Pioneer Exploration Inc Pitney Bowes Inc. Pluristem Therapeutics Inc Pioneer Flexible Pitooey Inc PLX Technology Inc Opportunities Pivotal Corp Ply Gem Holdings Inc Pioneer Floating Rate Pivotal Software Inc Plymouth Industrial REIT Inc Pioneer Floating Rate Trust PIXAR PMA Capital Corp Pioneer Fundamental Value PIXELPLUS CO LTD -ADR Pmc Cap Inc Pioneer Global High Yield Pixelworks Inc PMC Diversified Equity Pioneer Growth Opport PJT Partners Inc PMC-Sierra Inc. Pioneer Growth Shares PLACER DOME INC PMFG Inc Pioneer High Income Trust PLACER SIERRA BANCSHARES PMI Group Inc. Pioneer Ibbotson Growth Plains All American Pipeline PMV Consumer Acquisition Allocation LP Corp Pioneer Ibbotson Moderate Plains Exploration & PMV Pharmaceuticals Inc Allocation Production Co PNC Advantage Instl MM Pioneer Independence Plains GP Holdings LP PNC Government Money Pioneer Instl Money Market Plains Resources Inc Market Pioneer International Core Plan Vista Corp PNC Govt MMF Equity Planar Systems Inc PNC Growth & Income
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
PNC International Eqty Pope Resources LP POWER AIR CORP PNC Intrmd Bond Popeyes Louisiana Kitchen Power Dividend Index PNC Limited Maturity Bond Inc Power Integrations Inc PNC Money Mkt Poplar Forest Partners Power Medical Interventions PNC OH Muni MM Popular Inc Inc PNC Prime MMF Port Financial Corp Power of the Dream PNC Small Cap Portage Biotech Inc Ventures Inc PNC TaxExempt Money PORTAL SOFTWARE INC Power Oil & Gas Inc Market PORTALPLAYER INC Power Solutions PNC Treasury Money Market PORTEC RAIL PRODUCTS INC International Inc PNC Treasury Plus Money Portfolio Ptnrs MFS Emerg POWERCOLD CORP Market Gro POWERDSINE LTD PNC TxEx MMF Portfolio Ptnrs MFS Research PowerFleet Inc PNC Ultra Short Bond Portfolio Ptnrs MFS Val Eqty Power-One Inc. PNG VENTURES INC Portfolio Ptnrs Scudder Intl POWERSAVE ENERGY PNI Digital Media Inc Portfolio Ptnrs T Rowe Gro COMPANY PNM Resources Inc. Eq PowerSecure International POCAHONTAS BANCORP INC Portfolio Series American Inc POGO PRODUCING CO Funds Managed Risk Growth PowerShares DB G10 POINT THERAPEUTICS INC Portfolio Series American Currency Harvest Fund POINT.360 Funds Managed Risk Growth PowerShares DB Silver Fund POINTE FINANCIAL CORP and Income PowerShares DB US Dollar Pointer Telocation Ltd Portland General Electric Co Index Bearish Fund Points International Ltd PORTSMOUTH SQUARE INC PowerShares DWA PokerTek Inc Portugal Telecom Sgps SA, Developed Markets Polar Power Inc Lisboa Momentum Portfolio Polar Wireless Corp Posco PowerShares ETF Trust Polaris Global Value Poseida Therapeutics Inc Dynamic Market Portfolio Polaris Inc POSITRON CORP PowerShares Global Listed PolarityTE Inc POSSIS MEDICAL INC Private Equity Portfolio Polen Growth Post Holdings Inc PowerShares Global Water POLYAIR INTER PACK INC Post Properties Inc Portfolio Polycom Inc Postal Realty Trust Inc PowerShares Golden Dragon POLYDEX PostRock Energy Corp Halter USX China Portfolio PHARMACEUTICALS LTD Potbelly Corp PowerShares India Portfolio POLYMEDICA CORP PotlatchDeltic Corp ETF PolyMedix Inc POTOMAC BANCSHARES INC PowerShares S&P 500 Polymer Group Inc Potomac Dynamic HY Bond Downside Hedged Portfolio PolyMet Mining Corp POW ENTERTAINMENT INC PowerShares S&P SmallCap PolyPid Ltd Powder River Petroleum Information Technology Polypore International Inc International Inc Portfolio Pomeroy IT Solutions Inc POWELL INDUSTRIES INC PowerShares VRDO Tax-Free Poniard Pharmaceuticals Inc POWER 3 MEDICAL Weekly Portfolio Pool Corp PRODUCTS INC PowerVerde Inc
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
POWERWAVE Premier Financial Corp Primero Mining Corp TECHNOLOGIES INC Premier Inc Primis Financial Corp Powin energy corporation Premier Power Renewable Primo Water Corp PPD Inc Energy Inc Primoris Services Corp PPG Industries Inc. Premier TxEx Port Primus Guaranty Ltd PPOL INC Premier US Govt Money Primus Knowledge Solutions PQ Group Holdings Inc Premier VIT OpCap Managed Princeton National Bancorp PRA Group Inc Premiere Global Services Inc Inc PRA Health Sciences Inc PremierWest Bancorp Princeton Review Inc (The) PRA INTERNATIONAL PREMIUM STANDARD Principal Active Global Practiceworks Inc FARMS INC Dividend Income ETF PRAECIS PHARMACEUTICALS PRENTISS PROPERTIES TRUST Principal Blue Chip INC Pre-Paid Legal Services Inc. Principal Bond Market Index Prana Biotechnology Ltd Presbia PLC Principal CA Muni Praxis Core Stock Presidential Life Corp Principal Capital Appreciation Praxis Impact Bond Presidential Realty Corp Principal Capital Securities Praxis Precision Medicines Presidio Inc Principal Capital Value Inc Press Ganey Holdings Inc Principal Cash Management PRB ENERGY INC Presstek Inc Principal Core Fixed Income Precigen Inc Prestige Consumer Principal Core Plus Bond PRECISION AUTO CARE INC Healthcare Inc Principal Core Plus Bond I Precision BioSciences Inc Pretium Resources Inc Principal Disciplined Lg Cp Precision Castparts Corp. Prevail Therapeutics Inc Blend Precision Drilling Corp PRGX Global Inc Principal Diversified Predictive Technology Group Price Africa & Middle East International Inc PRICE COMMUNICATIONS Principal Diversified Real Preferred Apartment CORP Asset Communities Inc Price Instl Foreign Equity Principal EDGE MidCap Preferred Fixed Income Price Legacy Corp Principal Equity Income Preferred International Value PRICESMART INC Principal Exchange-Traded Preferred Large Cap Growth Pride International Inc. Funds Principal US Mega-Cap Preferred Large Cap Value Prima Energy Corp ETF Preformed Line Products Co Prime Cash Series Principal Financial Group Inc. Prelude Therapeutics Inc PRIME GROUP REALTY TRUST Principal Global Diversified Prelude Ventures Inc Prime Hospitality Corp Income Premcor Inc Prime Impact Acquisition I Principal Global Multi PREMD INC Prime Money Market Strategy Premier Bancorp Inc/Pa PRIMECAP Odyssey Aggrsv Principal Global PREMIER CMNTY Gro Opportunities BANKSHARES INC PRIMECAP Odyssey Growth Principal Global Real Estate Premier Exhibitions Inc PRIMECAP Odyssey Stock Securities Premier Farnell Plc PRIMEDIA INC Principal Govt & High Quality Premier Financial Bancorp Primeenergy Resources Corp Bd Inc Primerica Inc
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Principal Govt & High Quality Principal MidCap Growth III PROASSURANCE CORP Bond Principal MidCap S&P400 PROCENTURY CORP Principal Govt Sec Inc Index Procera Networks Inc Principal Growth Principal MidCap Value I Processa Pharmaceuticals Inc Principal High Income Principal Money Market Procter & Gamble Co (The) Principal High Yield Principal Origin Emerging ProElite Inc Principal Inflation Protection Markets Professional Holding Corp Principal International Principal Overseas Profire Energy Inc Emerging Mkts Principal Real Estate Profound Medical Corp Principal International Equity Securities ProFund VP Bull Index Principal SAM Balanced PROG Holdings Inc Principal International Principal SAM Conservative Progen Pharmaceuticals Ltd Growth Balanced Progenics Pharmaceuticals Principal International I Principal SAM Conservative Inc Principal International Small Growth Progress Energy Inc. Company Principal SAM Flexible Progress Finl Corp Principal Intl Income Progress Software Corp Principal Large Cap Blend I Principal SAM Strategic Progressive Corp (The) Principal Large Cap Blend II Growth Progyny Inc Principal Large Cap Growth Principal Short Term Income PROLIANCE INTERNATIONAL Principal Large Cap Growth II Principal Small Cap Growth INC Principal Large Cap Value Principal Small Cap Growth II Prolink Holdings Corp. Principal Large Cap Value I Principal Small Cap Growth III ProLogis Principal LargeCap Growth I Principal Small Cap Value Prologis Inc. Principal LargeCap S&P500 Principal Small Cap Value I Promotora De Informaciones Index Principal SmallCap SA Principal LargeCap Value III Principal SmallCap Growth I Proofpoint Inc Principal LifeTime 2010 Principal SmallCap S&P600 Propel Media Inc Principal LifeTime 2015 Index ProPetro Holding Corp Principal LifeTime 2020 Principal SmallCap Value II PROS Holdings Inc Principal LifeTime 2025 Principal Small-Mid Cap Prosensa Holding NV Principal LifeTime 2030 Dividend Income ProShares Credit Suisse Principal LifeTime 2035 Principal Spectrum Preferred 130/30 Principal LifeTime 2040 and Capital Securities Income ProShares Investment Grade- Principal LifeTime 2045 Principal TxEx Bond Interest Rate Hedged ETF Principal LifeTime 2050 Principia Biopharma Inc ProShares S&P 500 Dividend Principal LifeTime 2055 PRINTRONIX INC Aristocrats ETF Principal LifeTime Strategy PRIORITY HLTHCARE CP -CL ProShares Short 20 Year Principal Mid Cap B Treasury Principal Mid Cap Growth II Priority Technology Holdings ProShares Short Dow30 Principal Mid Cap Stock Inc ProShares Short MSCI Principal Mid Cap Value II PRIVATE MEDIA GROUP INC Emerging Markets Principal Mid Cap Value III PrivateBancorp Inc ProShares Short QQQ Principal MidCap Pro Dex Inc ProShares Short Russell 2000
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
ProShares Short S&P500 ProShares UltraShort Real Provident Financial Holdings ProShares Trust - ProShares Estate Inc Russell 2000 Dividend ProShares UltraShort Provident Financial Services Growers ETF Russell2000 Inc. Proshares Trust - ProShares ProShares UltraShort S&P500 PROVIDIAN FINANCIAL CORP S&P MidCap 400 Dividend ProSight Global Inc PROVINCE HEALTHCARE CO Aristocrats Prospect Capital Corp Proxim Corp ProShares Ultra 7-10 Year Prospect Global Resources Proxim Wireless Corp Treasury Inc PROXYMED INC ProShares Ultra Basic Prospect Medical Holdings Prudential Bancorp Inc Materials Inc PRUDENTIAL FINANCIAL INC ProShares Ultra Dow30 Prosperity Bancshares Inc Prudential GovtSec-US Treas ProShares Ultra Financials Protagonist Therapeutics Inc MM ProShares Ultra Nasdaq Protalex Inc Prudential Instl Liq Port MM Biotechnology Protalix BioTherapeutics Inc Prudential Intl Equity ProShares Ultra Oil & Gas Protara Therapeutics Inc Prudential Jennison Equity ProShares Ultra QQQ Pro-Tech Industries Inc Opportunity ProShares Ultra Real Estate PROTECTION ONE INC Prudential Jennison Value ProShares Ultra Russell2000 Protective Insurance Corp Prudential Money Mkt CA ProShares Ultra S&P500 Protective Life Corp Prudential Muni CA Income ProShares Ultra Technology Protectus Medical Devices Prudential PLC ProShares UltraPro Dow30 Inc Prudential Series 20/20 ProShares UltraPro QQQ PROTEIN POLYMER Focus ProShares UltraPro S&P500 TECHNOLOGIES Prudential Series ProShares UltraPro Short PROTEO INC Conservative Balanced Dow30 Proteostasis Therapeutics Inc Prudential Series Diversified ProShares UltraPro Short Prothena Corp Plc Bond QQQ Proto Labs Inc Prudential Series Equity ProShares UltraPro Short PROTOCALL TECHNOLOGIES Prudential Series Flex S&P500 INC Managed ProShares UltraShort 20 Plus PROTOKINETIX INC Prudential Series Global Year Treasury Provectus Prudential Series ProShares UltraShort 7-10 Biopharmaceuticals Inc Government Money Market Year Treasury Provention Bio Inc Prudential Series Govt ProShares UltraShort PROVIDE COMMERCE INC Income Financials Providence and Worcester Prudential Series High Yield ProShares UltraShort FTSE Railroad Co Bond China 25 Provident Bancorp Inc Prudential Series Jennison ProShares UltraShort MSCI Provident Bankshares Corp Prudential Series Nat Emerging Markets Provident Community Resource ProShares UltraShort Oil & Bancshares Inc Prudential Series Small Cap Gas Provident Energy Ltd Stock ProShares UltraShort QQQ Provident Financial Grp Inc Prudential Series Stock Index Prudential Series Value
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Prudential Short Duration Putnam American Govt Putnam Managed Municipal High Yield Fund Inc Income Income Trust PS Business Parks Inc. Putnam AMT Free Muni Putnam Master Income Tr PSB BANCORP INC Putnam CA TxEx Income Putnam Master Intermediate PSB GROUP INC Putnam Cap Appreciation Income Trust PSB HOLDINGS INC/WI Putnam Cap Opportunities Putnam Money Market PSS WORLD MEDICAL INC Putnam Capital Spectrum Putnam Mortgage Securities Psychemedics Corp Putnam Classic Equity Putnam Multi Cap Core Psychiatric Solutions Inc Putnam Convertible Putnam Multi Cap Value PTC Therapeutics Inc Securities Putnam Multi-Asset Absolute Public Media Works Inc Putnam Discovery Growth Return Public Service Enterprise Putnam Diversified Income Putnam Municipal Income Group Inc Putnam Dynamic Asset Putnam Municipal Public Storage Allocation Balanced Opportunities Trust PUBLICIS GROUPE SA Putnam Dynamic Asset Putnam New Value Publix Super Markets Inc Allocation Conservative Putnam NJ TxEx Income PubMatic Inc Putnam Dynamic Asset Putnam NY TxEx Income Puda Coal Inc Allocation Growth Putnam OTC Emerging Puget Energy Inc. Putnam Equity Spectrum Growth PULASKI FINANCIAL CORP Putnam Europe Equity Putnam PA TxEx Income PULITZER INC Putnam FL TxEx Income Putnam Premier Income Pulmo BioTech Inc Putnam Floating Rate Income Trust Pulmonx Corp Putnam Global Equity Putnam Prime Money Pulse Biosciences Inc Putnam Global Health Care Market Pulse Electronics Corp Putnam Global Natural Putnam Research PulteGroup Inc Resource Putnam Short Duration Bond Puma Biotechnology Inc Putnam Global Technology Putnam Small Cap Growth PURADYN FILTER Putnam Global Utilities Putnam Small Cap Value TECHNOLOGIES Putnam Growth & Income Putnam Sustainable Leaders Pure Biofuels Corp Putnam Growth Putnam Tax Smart Equity Pure Cycle Corp Opportunities Putnam TxEx Income Pure Earth Inc Putnam High Yield Putnam TxFr Hi Yield Pure Nickel Inc Putnam High Yield Trust Putnam Ultra Short Duration Pure Storage Inc Putnam Income Income Pure Transit Technologies Inc Putnam Intl Capital Opport Putnam Vista PureBase Corp Putnam Intl Equity Putnam Voyager PureSafe Water Systems Inc Putnam Intl Growth Putnam VT American Govt Purisima Total Return Putnam Intl Value Putnam VT Diversified Inc Purple Beverage Co Inc Putnam Inv Grade Muni Tr Putnam VT Equity Income Purple Communications Inc Putnam Investors Putnam VT George Putnam Purple Innovation Inc Putnam Large Cap Value Putnam VT Global Asst Alloc Putnam Absolute Return 300 Putnam Ltd Dura Govt Putnam VT Global Equity Putnam Absolute Return 500 Income Putnam VT Growth & Income Putnam MA TxEx Income Putnam VT Growth Opport
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Putnam VT Health Sciences PyroGenesis Canada Inc QUALITY DINING INC Putnam VT High Yield Pyxus International Inc Quality Distribution Inc Putnam VT Income Pzena Investment Qualstar Corp Putnam VT Intl Equity Management Inc Qualys Inc Putnam VT Intl Gro & Inc Q Comm Intl Inc Quamtel Inc Putnam VT Intl New Oppor Q.E.P. Co. Inc Quanex Building Products Putnam VT Investors Q2 Holdings Inc Corp Putnam VT Money Market QAD Inc QUANEX CORP Putnam VT New Value QC Holdings Inc Quant Emerging Markets Putnam VT Research QCR HOLDINGS INC Quanta Capital Holdings Ltd Putnam VT Small Cap Value QEP Midstream Partners LP Quantenna Communications Putnam VT Sustainable QEP Resources Inc Inc Leaders Qiagen NV Quanterix Corp Putnam VT Util Gro & Inc Qihoo 360 Technology Co Ltd Quantitative Alpha Trading Putnam VT Vista Qimonda AG Inc Putnam VT Voyager QIWI plc QuantRx Biomedical Corp PVC Bond & Mortgage QKL Stores Inc Quantum Solar Power Corp Securities Qlik Technologies Inc QuantumScape Corp PVC Bond Market Index QLOGIC CORP Quarterhill Inc PVC Capital Value QMED INC Quaterra Resources Inc PVC Diversified Balanced QNB CORP QUEENSTAKE RES LTD PVC Diversified Growth Qnective Inc YUKON PVC Diversified Growth Qorvo Inc Quest Diagnostics Inc Volatility Control QPC LASERS INC Quest Energy Partners LP PVC Diversified International QR Energy LP Quest Rare Minerals Ltd PVC Equity Income QRS CORP Quest Resource Holding Corp PVC Govt & High Quality QS Growth Quest Software Inc Bond QS Legg Mason LifeStyle Questar Corp PVC Large Cap Growth Allocation 70% QuickLogic Corp PVC Large Cap Growth I QS LM Dynamic Multi QUICK-MED TECHNOLOGIES PVC Large Cap S&P500 Index Strategy VIT INC PVC Large Cap Value III QS US Large Cap Equity Quicksilver Resources Inc PVC Mid Cap QS US Small Cap Equity QUIDEL CORP PVC Money Market QSGI INC Quigley Corp (The) PVC Real Estate Sec QSound Labs Inc Quiksilver Inc. PVC SAM Balanced QTS Realty Trust Inc Quilmes Industrial SA PVC SAM Consrv Growth Quad/Graphics Inc QUINENCO SA PVF Capital Corp. QUADRAMED CORP QuinStreet Inc PVH Corp Quaker Chemical Corp Quintana Energy Services Inc PVR Partners, LP Quaker City Bancorp Inc Quintana Maritime Ltd PW EAGLE INC QUAKER FABRIC CORP Quintiles Transnational Corp PXRE GROUP LTD Quaker Strategic Growth QUIXOTE CORP PYR ENERGY CORP QUALCOMM Inc. Qumu Corp PYRAMID BREWERIES INC Quality Care Properties Inc Qunar Cayman Islands Ltd
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Quorum Health Corp Rainier Pacific Financial RBB Bancorp Quotient Ltd Group Inc RBB Free Market Fixed QUOVADX INC Rainier Small/Mid Cap Equity Income Qurate Retail Inc Rainmaker Systems Inc RBB Free Market Qutoutiao Inc RAIT Financial Trust International Equity Qwest Communications Ralcorp Holdings Inc. RBB Free Market US Equity International Inc. Rally Software Development RBB Money Market R G GLOBAL LIFESTYLES INC Corp RBC BEARINGS INC R&G Financial Corp. Ralph Lauren Corp RBC BlueBay Absolute Return R.R. Donnelley & Sons Co RAM HOLDINGS LTD RBC Emerging Markets R1 RCM INC Ramaco Resources Inc Equity Ra Medical Systems Inc Rambus Inc RC2 CORP Rackspace Hosting Inc RAMP CORP RCG COMPANIES Rackspace Technology Inc Ramtron International Corp RCI Hospitality Holdings Inc RADA Electronic Industries Rancher Energy Corp RCM Technologies Inc Ltd Rand Logistics Inc RCN Corp Radcom Ltd Randgold & Exploration RDA Microelectronics Inc Radiant Logistics Inc Company Ltd ReachLocal Inc Radiant Oil & Gas Inc Randgold Resources Ltd READERS DIGEST ASSN Radiant Systems Inc Randolph Bancorp Inc Reading International Inc. RADIATION THERAPY SVCS Range Resources Corp. Ready Assets Government INC Rangeford Resources Inc Liquidity RADICA GAMES LTD Ranger Energy Services Inc Ready Assets US Treasury RADIOLOGIX INC Ranpak Holdings Corp Money RadiSys Corp Rapid Therapeutic Science Ready Capital Corporation Radius Global Infrastructure Laboratories Inc READY MIX INC Inc Rapid7 Inc Real Estate Select Sector RADIUS GOLD INC RAPT Therapeutics Inc SPDR Fd (The) Radius Health Inc Raptor Networks Techology Real Goods Solar Inc RadNet Inc Inc RealD Inc Radvision Ltd Raptor Pharmaceutical Corp RealNetworks Inc Radware Ltd RARE HOSPITALITY INTL INC Realogy Holdings Corp RADYNE CORP Rattler Midstream Partners RealPage Inc RAE Systems Inc. LP RealReal Inc (The) Rafael Holdings Inc Rave Restaurant Group Inc Realty Income Corp. Rahaxi Inc Raven Industries Inc Reata Pharmaceuticals Inc RailAmerica Inc. Raymond James Financial Receptos Inc Rainbow Rentals Inc Inc. RECKSON ASSOCS RLTY CORP Rainbow Technologies Inc Rayonier Advanced Materials Recon Technology Ltd RAINDANCE Inc Red Hat Inc COMMUNICATIONS INC Rayonier Inc. RED MILE ENTERTAINMENT Rainier Large Cap Equity RAYTECH CORP/DE INC Rainier Mid Cap Equity Raytheon Co. Red Mountain Resources Inc Raytheon Technologies Corp Red Oak Technology Select
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Red River Bancshares Inc Relay Therapeutics Inc REPUBLIC BANCORP INC Red Robin Gourmet Burgers Reliance Global Group Inc Republic Bancshares Inc Inc Reliance Steel & Aluminum REPUBLIC COMPANIES Red Rock Resorts Inc Co GROUP Red Violet Inc Reliant Bancorp Inc Republic First Bancorp Inc REDBACK NETWORKS INC RELIV INTERNATIONAL INC REPUBLIC PROPERTY TRUST Reddy Ice Holdings Inc RELM WIRELESS CORP Republic Services Inc. Redhill Biopharma Ltd Relypsa Inc RES-CARE INC Rediff.com India Ltd Remark Holdings Inc Research Frontiers Inc Redmont Resolute REMEC INC Reserve Liquid Performance Redpoint Bio Corp REMEDENT INC Money Market REDWOOD EMPIRE REMEDYTEMP INC -CL A RESERVE PETROLEUM CO BANCORP REMINGTON OIL&GAS CP - Reserve US Government Redwood Trust Inc. CL B Resideo Technologies Inc Reebok International Ltd Remy International Inc RESIN SYSTEMS INC Reeds Inc Renaissance Acquisition Corp RESMED INC REFAC OPTICAL GROUP Renaissance Learning Inc Resolute Energy Corp REFLECT SCIENTIFIC INC RenaissanceRe Holdings Ltd Resonant Inc Regal Beloit Corp RENAL CARE GROUP INC Resortquest Intl Inc REGAL ENTERTAINMENT Renalytix AI plc Resource America Inc GROUP Renasant Corp Resource Bankshares Corp REGALITO COPPER CORP Renegy Holdings Inc Resources Connection Inc REGEN BIOLOGICS INC Renesola Ltd RESPIRONICS INC Regency Centers Corp. Renewable Energy Group Inc RESPONSE BIOMEDICAL Regency Energy Partners LP RenovaCare Inc CORP Regeneron Pharmaceuticals RENOVIS INC Response Genetics Inc Inc Renren Inc Responsys Inc RegeneRx RENT SHIELD CORP Restaurant Brands Biopharmaceuticals Inc RENT WAY INC International Inc REGENXBIO Inc Rent-A-Center Inc Restaurant Brands REGI U S INC Rentech Inc. International LP Regional Management Corp Rentech Nitrogen Partners LP Restore Medical Inc Regions Financial Corp Rentrak Corp Retail Opportunity Regis Corp ReoStar Energy Corp Investments Corp REGISTER.COM INC Repare Therapeutics Inc Retail Properties of America Regulus Therapeutics Inc Replay Acquisition Corp Inc Rehabcare Group Inc. REPLIGEN CORP Retail Value Inc REINHOLD INDUSTRIES -CL A Replimune Group Inc RetailMeNot Inc Reinsurance Group of Repro MedSystems Inc Retalix Ltd America Inc. REPROS THERAPEUTICS INC RETEK INC Reinvent Technology REPSOL YPF SA Retirement Reserves Money Partners REPTRON ELECTRONICS INC Retractable Technologies Inc Reis Inc Republic Airways Holdings REUTERS GROUP PLC Rekor Systems Inc Inc REV Group
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Revance Therapeutics Inc RidgeWorth Intrmd Bond RIVAL TECHNOLOGIES INC Revett Minerals Inc RidgeWorth Large Cap Core River Valley Bancorp. Revlon Inc. Growth Stock Riverbed Technology Inc Revolution Lighting RidgeWorth Large Cap RiverNorth Core Opportunity Technologies Inc Growth Stock RiverNorth/DoubleLine Revolution Medicines Inc RidgeWorth Prime Qual MM Strategic Income ReWalk Robotics Ltd RidgeWorth Seix High Yld RiverPark Short Term High REWARDS NETWORKS INC RidgeWorth Shrt Trm Bond Yield Rex American Resources RidgeWorth Small Cap Gro RiverPark Strategic Income Corp Stk RiverPark Wedgewood Rex Energy Corp RidgeWorth TxEx MM RIVERSTONE NETWORKS INC Rexahn Pharmaceuticals Inc RidgeWorth US Govt Sec Riverview Bancorp Inc Rexford Industrial Realty Inc RidgeWorth US Govt Sec MM Riverview Financial Corp Rexnord Corp RidgeWorth US Treasury MM Riviana Foods Inc REYNOLDS & REYNOLDS -CL RidgeWorth VA TxFr MM RIVIERA HOLDINGS CORP A RIGEL PHARMACEUTICALS Riviera Resources Inc REYNOLDS AMERICAN INC INC RLI Corp Rezolute Inc RIGGS NATL CORP WASH D C RLJ Entertainment Inc RF MONOLITHICS INC Riggs Prime MMF RMG Networks Holding Corp RGC RESOURCES INC Right Management Rmh Teleservices Inc RH Consultants RMK Advantage Income Fund RHI Entertainment Inc RightNow Technologies Inc Inc Rhinebeck Bancorp Inc Rightside Group Ltd RMK High Income Fund Inc. Rhino Resource Partners LP RigNet Inc RMK Multi-Sector High RHODIA RIMINI STREET INC Income Fund Inc Rhythm Pharmaceuticals Inc Ring Energy Inc RMK Sel Fixed Income Ribapharm Inc RingCentral Inc RMK Sel Growth Ribbit Leap Ltd RINKER GROUP LTD RMK Sel High Income Rice Acquisition Corp RINO International Corp RMK Sel Intermediate Bond Rice Energy Inc Rio Alto Mining Ltd RMK Sel Treasury MM Rice Midstream Partners LP RIO NARCEA GOLD MINES RMK Strategic Income Fund RiceBran Technologies LTD Inc Richardson Electronics Ltd Rio Tinto Group RMR Group Inc (The) Richmond Mutual RIO VISTA ENERGY Roadway Corp Bancorporation Inc PARTNERS LP ROAMING MESSENGER INC Richmont Mines Inc. Riot Blockchain Inc Roan Resources Inc RidgeWorth Core Bond Riptide Worldwide Inc ROANOKE ELECTRIC STEEL RidgeWorth IL Cash Mgt MM Rising Rate Opportunity CORP RidgeWorth IL US Govt Sec ProFund Robbins & Myers Inc. MM RISK(GEORGE) INDUSTRIES Robert Half International Inc. RidgeWorth IL US Treas Sec INC Roberts Realty Investors Inc. MM Riskmetrics Group Inc Robotic Vision Systems Inc RidgeWorth Intl Equity RIT TECHNOLOGIES LTD Rochester Medical Corp RidgeWorth Intl Equity Index RITA MEDICAL SYSTEMS INC
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Rock Creek Pharmaceuticals Rouse Properties Inc RPC Inc. Inc Rowan Companies plc RPM International Inc ROCK OF AGES CORP -CL A ROWE COMPANIES RPT Realty Rocket Cos Inc ROYAL & SUN ALLIANCE INS RPX Corp Rocket Fuel Inc GP RS Emerging Markets RocketFuel Blockchain Inc Royal Bancshares of RS International Growth ROCKFORD CORP Pennsylvania Inc RS Intl Growth VIP Ser Rockwell Automation Inc. Royal Bank of Canada RS Money Market Rockwell Collins Inc. Royal Caribbean Group RS Money Market VIP Ser Rockwell Diamonds Inc ROYAL DUTCH PETROLEUM RS S&P 500 Index VIP Ser Rockwell Medical Inc NV RS Smaller Company Growth Rockwood Holdings Inc Royal Energy Resources Inc RS Tax Exempt Rocky Brands Inc ROYAL FINANCIAL INC RSA SECURITY INC Rocky Mountain Chocolate Royal Gold Inc RSC Holdings Inc Factory Inc ROYAL GROUP RSP Permian Inc Rodman & Renshaw Capital TECHNOLOGIES LTD RTI International Metals Inc Group Inc Royal Invest International RTW INC Rodobo International Inc Corp RUBICON FINANCIAL INC Rofin Sinar Technologies Inc Royal Mines & Minerals Corp Rubicon Medical Corp Rogers Communications Inc Royal Olympic Cruise Lines Rubicon Minerals Corp Rogers Corp. Inc Rubicon Technology Inc Rogers Wireless Commu ROYAL STANDARD MINERALS RUBIO'S RESTAURANTS INC Rogue Wave Software Inc INC RUBIUS THERAPEUTICS INC ROHM AND HAAS CO ROYALE ENERGY INC RUBY MINING CO ROI Acquisition Corp II ROYALITE PETROLEUM CO RUBY TUESDAY INC Roka Bioscience Inc INC Ruckus Wireless Inc Roku Inc Royalty Pharma plc Rudolph Technologies Inc. Rollins Inc. Royce 100 rue21 Inc ROMA FINANCIAL CORP Royce Capital Micro Cap RumbleON Inc Rome Bancorp Inc Royce Capital Small Cap Rural Cellular Corp root9B Holdings Inc Royce Dividend Value RURAL/METRO CORP Roper Technologies Inc Royce International Premier Rush Enterprises Inc Rose Rock Midstream LP Royce Low Priced Stock Russell Commodity Rosetta Genomics Ltd Royce Micro Cap Strategies Rosetta Resources Inc Royce Micro Cap Trust Inc RUSSELL CORP Rosetta Stone Inc Royce Opportunity Russell Diversified Bond Roslyn Bancorp Inc Royce Pennsylvania Mutual Russell Diversified Equity Ross Stores Inc Royce Premier Shares Russell Emerging Markets Ross Systems Inc Royce Small-Cap Value Russell Equity Income Rostelecom, Moscow Royce Smaller-Companies Russell Global Equity ROTECH HEALTHCARE INC Growth Russell Global Infrastructure ROTONICS MANUFACTURING Royce Special Equity Russell Global Real Estate INC Royce Total Return Securities Roundy's Inc Royce Value Trust Inc. Russell Ins Multi Style Equity
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Russell Ins Non US Russell Unconstrained Total Rwd Technologies Inc Russell International Return RYANAIR HOLDINGS PLC Developed Markets Russell US Dynamic Equity RYAN'S RESTAURANT GROUP Russell International Sect Russell US Small Cap Equity INC Russell Investment Grade Russell US Strategic Equity RYB Education Inc Bond Russell US Value Ryder System Inc Russell LifePoints Balanced Ruth's Hospitality Group Inc Rydex Absolute Return Strategy RVS Absolute Return Strategies Russell LifePoints Currency & Income Rydex Cap Partners SPhinX Conservative Strategy RVS Balanced Rydex Dynamic S&P 500 2x Russell LifePoints Equity RVS Core Bond Strategy Growth Strategy RVS Disciplined International Rydex Inverse Govt Long Russell LifePoints Growth Equity Bond Strategy Strategy RVS Growth Rydex Inverse OTC 2x Russell LifePoints Moderate RVS Income Builder Strategy Strategy Enhanced Income Rydex Inverse S&P 500 2x Russell Money Market RVS Insured TxEx Strategy Russell Multi Strategy RVS Large Cap Equity Rydex Inverse S&P 500 Alternative RVS New Dimensions Strategy Russell Multi-Asset Growth RVS Partners Aggressive Rydex NASDAQ 100 Strategy Growth Rydex NASDAQ 100 2x Russell Multifactor RVS Partners Fundamental Strategy International Equity Value Rydex Nova Russell Multifactor US Equity RVS Partners International Rydex Sector Rotation Russell Multistrategy Bond Select Growth Rydex US Government Russell Multi-Strategy RVS Partners Select Value Money Market Income RVS Partners Small Cap Rydex Var Amerigo Russell Opportunistic Credit Equity Rydex Var US Govt Money Russell Quant Equity RVS Real Estate Mkt Russell RIF Global Real Estate RVS S&P 500 Index Ryerson Holding Corp Russell RIF Strategic Bond RVS Selective Ryland Group Inc Russell Short Duration Bond RVS Short Duration US Govt Ryman Hospitality Properties Russell Special Growth RVS Small Cap Advantage Inc Russell Strategic Bond RVS Small Company Index S & K FAMOUS BRANDS INC Russell Sustainable Equity RVS Stock S R TELECOM INC Russell Tax Exempt Bond RVS Strategic Income S&P 500 Covered Call Fund Russell Tax Exempt High Allocation Inc Yield Bond RVS Strategy Aggressive S&P 500 Protected Equity Fd Russell Tax Managed RVS TxEx High Income S&P Global Inc International Equity RVS Value S&T Bancorp Inc Russell Tax Managed US RVS VP New Dimensions S&W Seed Co Large Cap RVS VP Strategic Income S1 Corp Russell Tax Managed US Mid RVS VP Strategy Aggressive SA AB Growth Small Cap Growth SA AB Small & Mid Cap Value
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
SA Allocation Moderate SA T. Rowe Price VCP SALARY.COM INC Growth Balanced Salem Media Group Inc SA American Funds Asset SA US Core Market salesforce.com Inc Allocation SA US Fixed Income Salient MLP & Energy SA American Funds VCP SA US Value Infrastructure Managed Allocation SA VCP Dynamic Allocation Salient Select Income SA BlackRock VCP Global SA VCP Dynamic Strategy Salient Tactical Growth Multi Asset SA Wellington Capital Salisbury Bancorp Inc SA DFA Ultra Short Bond Appreciation Salix Pharmaceuticals Ltd SA Federated Hermes SA Wellington Government SALLY BEAUTY HOLDINGS Corporate Bond and Quality Bond INC SA Fixed Income Index SA Wellington Real Return Salomon Bros Fund SA Global Fixed Income SABA SOFTWARE INC SALTON INC SA Index Allocation 90/10 SABINE OIL & GAS CORP SAMEX MINING CORP SA International Index Sabine Royalty Trust Samson Oil & Gas Ltd SA International Value Sabra Health Care REIT Inc SAMSONITE CORP SA Invesco VCP Equity- Sabre Corp SAN JOAQUIN BANCORP Income SABRE HOLDINGS CORP -CL San Juan Basin Royalty Trust SA JPMorgan Equity-Income A SAN PAOLO-IMI SPA SA JPMorgan Global Equities SAdia SA, Brazil Sanchez Computer Assocs Inc SA JPMorgan MFS Core Bond SAExploration Holdings, Inc. Sanchez Energy Corp SA Large Cap Index SAFECO Core Equity Sanchez Midstream Partners SA Legg Mason BW Large Cap Safeco Corp LP Value SAFECO Money Market Sanderson Farms Inc SA MFS Blue Chip Growth SAFECO Resource Ser Core SanDisk Corp SA MFS Mass Investors Trust Eqty SandRidge Energy Inc SA MFS Total Return Safeguard Scientifics Inc. SandRidge Mississippian SA Morgan Stanley Safehold Inc Trust I International Equities SAFENET INC SandRidge Mississippian SA Multi-Managed Safestitch Medical Inc Trust II Diversified Fixed Income Safety Insurance Group Inc SandRidge Permian Trust SA Multi-Managed Safeway Inc Sands Capital Global Growth International Equity SAFLINK CORP SANDS REGENT SA Multi-Managed Large Cap Saga Communications Inc. Sandstorm Gold Ltd Growth Sage Therapeutics Inc Sandy Spring Bancorp Inc SA Multi-Managed Large Cap Sagent Pharmaceuticals Inc Sangamo Therapeutics Inc Value Sagent Technology Inc SANGSTAT MEDICAL CORP SA PIMCO RAE International Sahara Media Holdings Inc Sanmina Corp Value Saia Inc Sanofi SA PIMCO VCP Tactical SAIFUN SEMICONDUCTORS SANTA FE ENERGY TRUST Balanced LTD Santa Fe Gold Corp SA Schroders VCP Global SailPoint Technologies Santa Lucia Bancorp Allocation Holdings Inc Santa Monica Media Corp Saks Inc Santander Bancorp
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Santander Consumer USA Scb Computer Technology Schwab Fundamental Holdings Inc Inc Emerging Markets Large Co Santander Holdings USA Inc SCBF Short Duration Plus Index ETF Santarus Inc SCBF Short Duratn Divers Schwab Fundamental SANUWAVE Health Inc Muni Emerging Markets Large SAP SE SCBF Short Duratn NY Muni Company Index Sapphire Industrials Corp SCHERING-PLOUGH Schwab Fundamental Sappi Ltd SCHICK TECHNOLOGIES INC International Large Co Index Saratoga Resources Inc Schiff Nutrition International ETF Sarepta Therapeutics Inc Inc Schwab Fundamental Sarissa Capital Acquisition Schlotzskys Inc International Large Company Corp Schlumberger Ltd Index Sasol Ltd Schneider National Inc Schwab Fundamental Satsuma Pharmaceuticals Inc Schneider Value International Small Co Index SATYAM COMPUTER Schnitzer Steel Industries Inc ETF SERVICES LTD Scholar Rock Holding Corp Schwab Fundamental SAUCONY INC -CL B SCHOLASTIC CORP International Small Company Sauer-Danfoss Inc School Specialty Inc. Index Saul Centers Inc Schroder Muni Bond Schwab Fundamental US Savannah Bancorp Inc (The) Schroder North American Large Co Index ETF Savara Inc Eqty Schwab Fundamental US Save The World Air Inc Schroder US Opportunities Large Company Index SAVIA SA DE CV Schrodinger Inc Schwab Fundamental US Savient Pharmaceuticals Inc SCHULMAN (A.) INC Small Co Index ETF SAVVIS Inc Schultze Special Purpose Schwab Fundamental US Saxon Capital Inc Acquisition Corp Small Company Index SB Financial Group Inc SCHWAB (CHARLES) CORP Schwab Global Real Estate SB One Bancorp Schwab 1000 Index Schwab GNMA SB Prem Select Large Cap Schwab Adv Cash Rsrv Schwab Government Cash SB Select Balanced Schwab AMT Tax-Free Rsrvs SB Small Cap Core Money Schwab Government Money SB Small Cap Growth Schwab Balanced Schwab Health Care SBA Communications Corp Schwab CA AMT Tax Free Schwab Hedged Equity SBL Equity Money Schwab Instl Sel S&P 500 SBL Equity Income Schwab CA Muni Money Schwab Intermediate-Term SBL Global Equity Market US Treasury ETF SBL Large Cap Value Schwab CA TxFr Bond Schwab International Equity SBL Mid Cap Growth Schwab CA TxFr YieldPlus ETF SBL Mid Cap Value Schwab Cash Reserves Schwab International Index SBS TECHNOLOGIES INC Schwab Core Equity Schwab International Small- SC Health Corp Schwab Dividend Equity Cap Equity ETF Scailex Corp Ltd Schwab Emerging Markets Schwab Intl Core Equity SCANA Corp Equity ETF Schwab Investor Money ScanSource Inc Schwab Large Cap Growth
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Schwab MA AMT Tax Free Schwab U.S. Mid-Cap ETF Scout Money Market Federal Money Schwab U.S. REIT ETF Scout Money Market Prime Schwab MktTrack All Equity Schwab US Aggregate Bond Scout Small Cap Schwab MktTrack Balanced ETF scPharmaceuticals Inc Schwab MktTrack Schwab US Aggregate Bond Scpie Holdings Inc Conservative Index Scripps (E.W.) Co (The) Schwab MktTrack Growth Schwab US Broad Market ETF Scripps Networks Interactive Schwab Money Market Schwab US Dividend Equity Inc Schwab Muni Money ETF Scudder Balanced Schwab New Jersey Schwab US Large-Cap ETF Scudder Cash Reserve Municipal Money Schwab US Large-Cap Scudder Development Schwab New York Municipal Growth ETF Scudder Dynamic Growth Money Schwab US Large-Cap Value Scudder Growth Schwab PA Muni Money ETF Scudder Intl Equity Instl Schwab Premier Equity Schwab US Small-Cap ETF Scudder Large Company Schwab Premier Income Schwab US TIPS ETF Value Schwab Retirement Advtg Schwab US Treasury Money Scudder MM Premium Money Schwab Value Advantage Scudder Muni Bond Schwab Retirement Money Scudder NY TxFr Money Government Money Schwab Variable Share Price Scudder TaxFree Money Mkt Schwab S&P 500 Index Money Scudder US Treas Money Schwab S&P 500 Index VA Schwab Yield Plus Scudder VS II Growth Schwab Short Bond Market Schweitzer-Mauduit Intl Inc Scudder VS II Index 500 Schwab Short Term Bond SciClone Pharmaceuticals Inc Scudder VS II Tech Growth Index SCIELE PHARMA INC Scudder Yield Wise Money Schwab Short-Term US Science Applications Scudder Yield Wise Muni Treasury ETF International Corp Scully Royalty Ltd Schwab Small Cap Equity Scientific Energy Inc Sculptor Capital Schwab Small Cap Index Scientific Games Corp Management Inc Schwab Strategic Trust - Scientific Learning Corp SCVX Corp 1000 Index ETF SCIENTIFIC TECHNOLOGIES SCYNEXIS Inc Schwab Target 2020 INC Sea Containers Ltd. Schwab Target 2025 SCIENTIFIC-ATLANTA INC Sea Ltd Schwab Target 2030 SciQuest Inc Seaboard Corp Schwab Target 2040 SCO GROUP INC SEABRIDGE GOLD INC Schwab Tax-Free Bond SCOLR Pharma Inc. SeaBright Holdings Inc Schwab Total Bond Market Scope Industries Inc SEABULK INTERNATIONAL Schwab Total Stock Market Scopus Video Networks Ltd INC Index SCOR SA Seacoast Banking Corp of Schwab Treasury Inflation Score Media and Gaming Inc Florida Protected Securities Index Scorpio Tankers Inc Seacoast Finl Svcs Corp Schwab Treasury Obligations SCOTTISH POWER PLC Seacor Marine Holdings Inc Money SCOTTISH RE GROUP LTD SeaCube Container Leasing Schwab TxFr YieldPlus Scotts Miracle-Gro Co (The) Ltd
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Seadrill Ltd Security Federal Corp SEI SIIT Large Cap Disciplined Seadrill Partners LLC Security National Financial Equity Seafarer Overseas Growth Corp SEI SIIT Large Cap Diversified and Income SEDONA CORP Alpha Seagate Technology Plc SEEBEYOND TECHNOLOGY SEI SIIT Large Cap Index Seagen Inc CORP SEI SIIT Limited Duration Sealed Air Corp Segall Bryant & Hamill Plus Bond Sealy Corp Bond SEI SIIT Long Duration Seanergy Maritime Holdings SEGUE SOFTWARE INC SEI SIIT Long Duration Credit Corp SEI Investments Co SEI SIIT Multi-Asset Real Seaport Global Acquisition SEI SAAT Aggrsv Strategy Return Corp SEI SAAT Dvrs Glbl Growth SEI SIIT Opportunistic Income SearchCore Inc SEI SAAT Dvrs Moderate Gro SEI SIIT Real Return Plus SEARCHLIGHT MINERALS SEI SAAT Mkt Gro Strategy SEI SIIT S&P 500 Index CORP SEI SAAT Moderate Strategy SEI SIIT Small Cap Sears Hometown and Outlet SEI SDIT GNMA SEI SIIT Small Mid Cap Eqty Stores Inc SEI SDIT Government SEI SIIT Ultra Short Duration SEARS ROEBUCK & CO SEI SDIT Government II Bond Seasons Ser Allocation SEI SDIT MM SEI SIIT US Equity Factor Moderate SEI SDIT Prime Obligation Allocation Seasons Ser Strategy Bal Gro MM SEI SIIT US Managed Seasons Ser Strategy Consv SEI SDIT Short-Duration Volatility Gr Government SEI SIIT World Equity EX US Seasons Ser Strategy Growth SEI SDIT Treasury MM SEI SIIT World Select Equity Seasons Ser Strategy Mod SEI SDIT Treasury MM II SEI SIMT Core Fixed Income Gro SEI SDIT Ultra Short Duration SEI SIMT Dynamic Asset SeaSpine Holdings Corp Bond Allocation SeaWorld Entertainment Inc SEI SIIT Core Fixed Income SEI SIMT Enhanced Income Second Bancorp Inc SEI SIIT Dynamic Asset SEI SIMT Global Managed Second Sight Medical Allocation Volatility Products Inc SEI SIIT Emerging Markets SEI SIMT High Yield Bond Secoo Holding Ltd Debt SEI SIMT Large Cap SECURAC CORP SEI SIIT Emerging Markets SEI SIMT Large Cap SECURE COMPUTING CORP Equity Diversified Alpha SECURED DIGITAL SEI SIIT Extended Duration SEI SIMT Large Cap Growth APPLICATIONS SEI SIIT Extended Market SEI SIMT Large Cap Index SECURELOGIC CORP Index SEI SIMT Large Cap Value SecureWorks Corp SEI SIIT Global Managed SEI SIMT Multi Asset SECURITY BANK CORP Volatility Accumulation Security Cap Preservation SEI SIIT High Yield Bond SEI SIMT Multi Asset Capital Security Capital Assurance SEI SIIT Intermediate Stability Ltd Duration Credit SEI SIMT Multi Asset Income SECURITY CAPITAL/DE -CL A SEI SIIT International Equity SEI SIMT Multi Asset Inflation Security Equity SEI SIIT Large Cap Managed
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
SEI SIMT Multi Strategy Seligman Cash Mgmt - Prime Seres Therapeutics Inc Alternative Seligman Common Stock Seritage Growth Properties SEI SIMT S&P 500 Index Seligman Growth SEROLOGICALS CORP SEI SIMT Small Cap Seligman High Yield SERVICE 1ST BANCORP SEI SIMT Small Cap Growth Seligman National Municipal SERVICE BANCORP INC SEI SIMT Small Cap Value Seligman Var Smaller Cap Service Corp International SEI SIMT Tax Managed Large Value Service Properties Trust Cap SEMCO ENERGY INC SERVICEMASTER CO SEI SIMT Tax Managed SemGroup Corp ServiceSource International Managed Volatility SemiLEDs Corp Inc SEI SIMT Tax Managed Seminis Inc ServisFirst Bancshares Inc Small/Mid Cap SEMITOOL INC Servotronics Inc. SEI SIMT US Fixed Income Semper MBS Total Return SES Solar Inc SEI SIMT US Managed Sempra Energy Sesen Bio Inc Volatility Semtech Corp Seven Arts Pictures PLC SEI SIT Emerging Markets Sen Yu International Holdings Severn Bancorp Inc Debt Inc SFL Corp Ltd SEI SIT Emerging Markets SendGrid Inc SFN Group Inc Equity Seneca Foods Corp. SFSB INC SEI SIT International Equity SENESCO TECHNOLOGIES INC SFT Dynamic Managed SEI SIT International Fixed SenesTech Inc Volatility Income Senetek Plc -Adr SFT Index 500 SEI SLAT Prime Obligation SENOMYX INC SFT Ivy Growth MM SenoRx Inc SFX Entertainment Inc SEI STET Instl TxFr MM Sensata Technologies SGI U.S. Large Cap Equity SEI STET Intrmd Muni Holding Plc SGL CARBON GROUP SEI STET Short Muni Senseonics Holdings Inc SGX PHARMACEUTICALS INC SEI STET Tax Advantaged Sensient Technologies Corp Shake Shack Inc Income Sensus Healthcare Inc Shamir Optical Industry Ltd SEI STET TxFr MM Sensytech Inc Shanda Games Ltd SEITEL INC SENTIGEN HOLDING CORP Shanda Interactive Seix High Yield Sentinel Balanced Entertainment Ltd Select Bancorp Inc Sentinel Government Sec ShangPharma Corp Select Energy Services Inc Sentinel Low Duration Bond Sharing Economy Select Income REIT Sentinel Total Return Bond International Inc Select Interior Concepts Inc Sentry Petroleum Ltd Sharps Compliance Corp Select Medical Corp Sepracor Inc. SharpSpring Inc Select Medical Holdings Corp SEQUA CORP -CL A Shaw Communications Inc. Selecta Biosciences Inc Sequans Communications SA Shaw Group Inc. (The) Selected American Shares Sequenom Inc SHEFFIELD SELECTICA INC Sequential Brands Group Inc PHARMACEUTICALS Selective Insurance Group Sequoia Shelbourne Pptys I Inc Inc SeraCare Life Sciences Inc Shelbourne Pptys Ii Inc Seligman Capital SERENA SOFTWARE INC Shelbourne Pptys Iii Inc
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Shell Midstream Partners LP Sierra Oncology Inc SilverCrest Metals Inc SHELL TRANSPORT AND Sierra Tactical All Asset Silverleaf Resorts Inc TRADING Sierra Tactical Bond Silverstar Holdings Ltd Shelton NASDAQ 100 Index Sierra Tactical Core Income Simcere Pharmaceutical Shenandoah SIFCO Industries Inc. Group Telecommunications Co Sify Technologies Ltd Simclar Inc Shengkai Innovations Inc SIGA TECHNOLOGIES INC Simmons First National Corp Shengtai Pharmaceutical Inc Sigilon Therapeutics Inc Simon Property Group Inc. Shep Technologies Inc Sigma Designs Inc Simplicity Bancorp Inc Shift4 Payments Inc Sigma-Aldrich Corp Simply Good Foods Co (The) Shiner International Inc SigmaTel Inc Simpson Manufacturing Co. Shinhan Financial Group Co SIGMATRON Inc. Ltd INTERNATIONAL INC Sims Metal Management Ltd Shire PLC SIGNALIFE INC Simtek Corp ShockWave Medical Inc Signet Jewelers Ltd Simula Inc Shoe Carnival Inc Silent Witness Enterprises SIMULATIONS PLUS INC SHOE PAVILION INC SILGAN HOLDINGS INC Sinclair Broadcast Group Inc SHOPKO STORES INC Silicom Ltd Singing Machine Co Inc SHOPPING.COM LTD Silicon Graphics International Sino Agro Food Inc Shore Bancshares Inc Corp Sino Assurance Inc SHORE FINANCIAL CORP Silicon Image Inc Sino Clean Energy Inc ShoreTel Inc Silicon Laboratories Inc Sino Gas International Short Term Bond Fund of Silicon Motion Technology Holdings Inc America Corp Sino Shipping Holdings Inc Short Term Income MM Silicon Storage Technology Sino United Worldwide Short Term Income US Govt Inc Consolidated Ltd Short Term TxEx Bond Siliconix Inc SINO-American Development SHUMATE INDUSTRIES INC Siliconware Precision Corp SHURGARD STORAGE CTRS - Industries Co Ltd SinoCoking Coal and Coke CL A Silk Road Medical Inc Chemical Industries Inc Shutterfly Inc Sillenger Exploration Corp Sinoenergy Corporation SI Financial Group Inc Silver Bay Realty Trust Corp SINOFRESH HEALTHCARE INC SI International Inc Silver Bull Resources, Inc SinoHub Inc Sibanye-Stillwater Limited SILVER DRAGON RESOURCES Sinopec Shanghai SI-BONE Inc INC Petrochemical Co Ltd Sicor Inc Silver Falcon Mining Inc SinoTech Energy Ltd SIEBEL SYSTEMS INC Silver Spring Networks Inc Sinovac Biotech Ltd Siemens AG SILVER STAR ENERGY INC Sio Gene Therapies Inc Sienna Biopharmaceuticals Silver State Bancorp SIONIX CORP Inc SILVERADO GOLD MINES LTD SIPEX CORP Sientra Inc Silverback Therapeutics Inc SIRENZA MICRODEVICES INC Sierra Bancorp SilverBow Resources Inc SiRF Technology Holdings Inc SIERRA HEALTH SERVICES Silvercrest Asset SIRICOMM INC Sierra Metals Inc Management Group Inc
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Sirius International Insurance Sleep Number Corp Snowflake Inc Group Ltd Slippery Rock Financial Corp Snyder's-Lance Inc Sirius XM Holdings Inc SLR Investment Corp Soapstone Networks Inc SiriusPoint Ltd SM Energy Co SOC Telemed Inc SIRNA THERAPEUTICS INC SM&A Social Capital Hedosophia Sirona Dental Systems Inc Small Cap Premium & Holdings Corp Sirtris Pharmaceuticals Inc Dividend Income Fund Inc Social Capital Hedosophia SIRVA Inc. SMALL CAP World Fund Inc Holdings Corp IV SIT Dividend Growth SMALL WORLD KIDS INC Social Capital Hedosophia SIT Large Cap Growth SMART & FINAL INC Holdings Corp V SIT MN TxFr Income Smart & Final Stores Inc Social Capital Hedosophia SIT TxFr Income SMART ENERGY SOLUTIONS Holdings Corp VI SIT US Government Sec INC Socialwise Inc Site Centers Corp SMART Global Holdings Inc SOCKET COMMUNICATIONS SITEL CORP SMART Modular INC SITO Mobile Ltd Technologies (WWH) Inc SodaStream International Ltd Six Flags Entertainment Corp SMART MOVE INC SODEXHO ALLIANCE SA Sixth Street Specialty Lending Smart Sand Inc Softbrands Inc Inc SMART Technologies Inc SOFTNET TECHNOLOGY SIZELER PROPERTY SmartFinancial Inc CORP INVESTORS SmartPros Ltd Software Acquisition Group Sizmek Inc Smartsheet Inc Inc II SJW Group SMARTVIDEO Sogou Inc SK Telecom Co Ltd TECHNOLOGIES INC Sohu.com Ltd Skechers U.S.A. Inc Smead Value Sol Gel Technologies Ltd SKF AB SMF ENERGY CORP SOLA INTERNATIONAL INC Skibo Financial Corp Smith & Nephew PLC Solar Enertech Corp SkillSoft Plc Smith & Wesson Brands Inc SOLAR THIN FILMS INC Skins Inc SMITH & WOLLENSKY SolarCity Corp Skullcandy Inc RSTRNT GRP SolarEdge Technologies Inc SKY FINANCIAL GROUP INC Smith Barney Money - Solaris Oilfield Infrastructure SKYEPHARMA PLC Retirmnt Inc Skyline Champion Corp Smith International Inc. SolarWindow Technologies Sky-mobi Ltd Smith Micro Software Inc Inc SkyPeople Fruit Juice Inc Smithfield Foods Inc. Solarwinds Corp Skystar Bio-Pharmaceutical Smithtown Bancorp Inc SOLECTRON CORP Co SMITHWAY MTR XPRESS -CL Solera Holdings Inc Skyterra Communications Inc A SOLEXA INC SKYWEST INC Smurfit-Stone Container Solid Biosciences Inc Skyworks Solutions Inc Corp Soligenix Inc SL Green Realty Corp SNAP INC Solitario Exploration & SL Industries Inc. Snap-On Inc Royalty Corp Slack Technologies Inc SNB BANCSHARES INC/TX Soliton Inc SLADE'S FERRY BANCORP Snow Capital Opportunity
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
SOLOMON TECHNOLOGIES SOURCECORP INC Southwest Georgia Financial INC Sourcefire Inc Corp Solta Medical Inc South Financial Group Inc Southwest Water Co Solutia Inc. (The) Southwestern Energy Co Somanetics Corp South Jersey Industries Inc. SP Acquisition Holdings Inc Somaxon Pharmaceuticals South Plains Financial Inc SP Balance Asset Alloc Inc South State Corp SP Consrv Asset Alloc SOMERA COMMUNICATIONS SOUTH STREET FINANCIAL SP Davis Value Port INC CORP SP Growth Asset Alloc Somerset Hills Bancorp South Texas Oil Co SP Intl Growth SONA MOBILE HOLDINGS Southcoast Financial Corp SP Intl Value CORP Southcrest Fianacial Group SP Large Cap Value Sonesta International Hotels Inc SP Pimco High Yield Corp Southeastern Bank Financial SP Pimco Total Return Sonic Automotive Inc. Corp SP Small Cap Value Sonic Corp SOUTHEASTERN BANKING SPACEDEV INC Sonic Foundry Inc CORP Span-America Medical Sonic Innovations Inc Southern Co (The) Systems Inc SONIC SOLUTIONS Southern Co Gas Spanish Broadcasting System SonicWALL Inc Southern Community Inc Sonnen Corp Bancshars Inc Spansion Inc Sonoco Products Co Southern Community SPAR GROUP INC SONOMA VALLEY BANCORP Financial Corp SPARE BACKUP INC Sonoma West Holdings Inc Southern Copper Corp Spark Energy Inc Sonos Inc Southern Financial Bancorp Spark Networks SE SonoSite Inc Southern First Bankshares Spark Therapeutics Inc SONO-TEK CORP Inc Sparks Networks Inc Sonterra Resources Inc Southern Michigan Bancorp SpartanNash Co SONUS PHARMACEUTICALS Inc Spartech Corp INC Southern Missouri Bancorp SPARTON CORP Sony Group Corporation Inc SPATIALIGHT INC Sorrento Therapeutics Inc Southern Star Energy Inc SPDR Blackstone/ GSO Senior Sotera Health Co Southern Union Co Loan ETF SOTHEBY'S Southside Bancshares Inc SPDR Bloomberg Barclays 1-3 Sotherly Hotels Inc Southtrust Corp Month T-Bill ETF SOUND FEDERAL BANCORP SouthTrust US Treasury MM SPDR Bloomberg Barclays Sound Financial Bancorp Inc SouthTrust Value Convertible Securities ETF Sound Mind Investing Southwall Technologies Inc SPDR Bloomberg Barclays Sound Shore Southwest Bancorp Inc Emerging Markets Local SoundBite Communications SOUTHWEST Bond ETF Inc BANCORPORATION/TX SPDR Bloomberg Barclays Soundview Technology Grp SOUTHWEST CMNTY High Yield Bond ETF Inc BANCORP Source Capital Inc. Southwest Gas Holdings Inc
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
SPDR Bloomberg Barclays SPDR Portfolio Aggregate SPDR S&P Biotech ETF Intermediate Term Treasury Bond ETF SPDR S&P BRIC 40 ETF ETF SPDR Portfolio Developed SPDR S&P Dividend ETF SPDR Bloomberg Barclays World ex-US ETF SPDR S&P Emerging Markets International Treasury Bond SPDR Portfolio Emerging Small Cap ETF ETF Markets ETF SPDR S&P Global Natural SPDR Bloomberg Barclays SPDR Portfolio Intermediate Resources ETF Investment Grade Floating Term Corporate Bond ETF SPDR S&P Health Care Rate ETF SPDR Portfolio Long Term Equipment ETF SPDR Bloomberg Barclays Corporate Bond ETF SPDR S&P Homebuilders ETF Mortgage Backed Bond ETF SPDR Portfolio Long Term SPDR S&P Insurance ETF SPDR Bloomberg Barclays Treasury ETF SPDR S&P International Short Term High Yield Bond SPDR Portfolio S&P 1500 Dividend ETF ETF Composite Stock Market ETF SPDR S&P International Small SPDR Bloomberg Barclays SPDR Portfolio S&P 400 Mid Cap ETF TIPS ETF Cap ETF SPDR S&P Metals & Mining SPDR Citi International SPDR Portfolio S&P 500 ETF ETF Government Inflation- SPDR Portfolio S&P 500 SPDR S&P North American Protected Bond ETF Growth ETF Natural Resources ETF SPDR Dow Jones Global Real SPDR Portfolio S&P 500 High SPDR S&P Regional Banking Estate ETF Dividend ETF ETF SPDR Dow Jones Industrial SPDR Portfolio S&P 600 Small SPDR Series Trust - SPDR Average ETF Trust Cap ETF Kensho New Economies SPDR Dow Jones SPDR Portfolio Short Term Composite ETF International Real Estate ETF Treasury ETF SPDR Series Trust - SPDR SPDR Dow Jones REIT ETF SPDR Russell 1000 Low Portfolio S&P 500 Value ETF SPDR EURO STOXX 50 ETF Volatility Focus ETF SPDR Series Trust - SPDR SPDR Gold Trust SPDR Russell 1000 Portfolio Short Term SPDR Index Shares Funds - Momentum Focus ETF Corporate Bond ETF SPDR S&P Emerging Asia SPDR S&P 400 Mid Cap SPDR Series Trust S&P Oil & Pacific ETF Growth ETF Gas Equipment & Services SPDR Index Shares Funds SPDR S&P 400 Mid Cap Value ETF S&P China ETF ETF SPDR Series Trust S&P SPDR MSCI ACWI ex-US ETF SPDR S&P 500 ETF Trust Pharmaceuticals ETF SPDR MSCI USA SPDR S&P 500 Fossil Fuel SPDR Series Trust S&P Retail StrategicFactors ETF Reserves Free ETF ETF SPDR Nuveen Bloomberg SPDR S&P 600 Small Cap ETF SPDR Series Trust S&P Barclays Municipal Bond ETF SPDR S&P 600 Small Cap Semiconductor ETF SPDR Nuveen Bloomberg Growth ETF SPDR SSGA US Large Cap Low Barclays Short Term SPDR S&P 600 Small Cap Volatility Index ETF Municipal Bond ETF Value ETF SPDR Wells Fargo Preferred SPDR Nuveen S&P High Yield SPDR S&P Aerospace & Stock ETF Municipal Bond ETF Defense ETF SPDR NYSE Technology ETF SPDR S&P Bank ETF
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
SPDRSeries Trust S&P Oil & SPIRE CORP Spruce Biosciences Inc Gas Exploration & Production Spire Inc Sps Technologies Inc ETF Spirit Aerosystems Holdings SPSS Inc SPEAKING ROSES INTL INC Inc SPX Corp Special Opportunities Fund Spirit Airlines Inc SPX FLOW Inc Inc Spirit MTA REIT Square 1 Financial Inc Specialized Health Products Spirit of America Real Estate Square Inc International Inc & Gro SQZ Biotechnologies Co SPECIALTY LABORATORIES Spirit of Texas Bancshares Inc SRA International Inc. INC Spirit Realty Capital Inc Src energy inc Specialty Underwriters Splash Beverage Group Inc SRI/SURGICAL EXPRESS INC Alliance Inc Spok Holdings Inc SRS Labs Inc Spectra Energy Corp Sport Chalet Inc SS&C Technologies Holdings Spectra Energy Partners LP Sport Supply Group Inc Inc Spectral Capital Corp SPORTS AUTHORITY INC SSA GLOBAL TECHNOLOGIES SPECTRALINK CORP SPORTS CLUB CO INC SSgA Active ETF Trust - SPDR Spectranetics Corp(The) Sports Properties Acquisition DoubleLine Total Return SPECTRASCIENCE Inc Corp Tactical ET SPECTRASITE INC SPORTS RESORTS INTL INC SSgA Bond Market SPECTRE GAMING INC Sportsline.Com Inc SSgA Core Opportunity Spectrum Brands Holdings SPORTSMANS GUIDE INC SSgA Disciplined Equity Inc Sportsmans Warehouse SSgA Intl Stock Selection Spectrum Control Inc Holdings Inc SSgA Money Market Spectrum Group Spotify Technology S.A SSgA Prime Money Market International Inc Sprague Resources LP SSgA Small Cap SPECTRUM ORGANIC Spreadtrum Communications SSgA TxFr Money Market PRODUCTS Inc SSgA US Government Money Spectrum Pharmaceuticals Spring Bank Pharmaceuticals Market Inc Inc SSgA US Treasury Money SPECTRUM SIGNAL SpringWorks Therapeutics Market PROCESSING Inc SSgA Yield Plus Speechworks Intl Inc Sprint Corp Ssp Solutions Inc Speed Commerce Inc Sprint Pcs Group SSR Mining Inc SPEEDUS CORP Sprott Inc St Francis Cap Corp Speedway Motorsports Inc Sprott Physical Gold & Silver ST JOSEPH CAPITAL CORP SPERO THERAPEUTICS INC Trust St Paul Cos Sphere 3D Corp Sprott Physical Gold Trust St. Joe Co (The) SPHERIX INC Sprott Physical Platinum and St. Jude Medical Inc. SPI Energy Co Ltd Palladium Trust STAAR Surgical Co Spiegel Inc Sprott Physical Silver Trust Stadion Managed SPINDLETOP OIL & GAS CO Sprott Resource Lending Stadion Tactical Growth Spine Pain Management Inc Corp STAG Industrial Inc SPINNAKER EXPLORATION Sprout Social Inc Stage Stores Inc CO Sprouts Farmers Market Inc Stallion Group (The)
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Stamford Industrial Group Starwood Property Trust Inc State Street ESG Liquid Inc Starz Reserves Stamps.com Inc State Auto Financial Corp State Street Global All Cap Stancorp Financial Group Inc. State Bancorp Inc. Equity ex-U.S. Index Standard AVB Financial Corp State Bank Financial Corp State Street Hedged STANDARD COMMERCIAL State Farm Balanced International Developed CORP State Farm Bond Equity Index Standard Diversified Inc State Farm Equity State Street Institutional STANDARD MANAGEMENT State Farm Growth International Eqty CORP State Farm Interim State Street Institutional STANDARD MICROSYSTEMS State Farm Intl Index Liquid Reserves CORP State Farm LifePath 2010 State Street Institutional Standard Mobile Inc State Farm LifePath 2020 Small Cap Equity Standard Motor Products Inc. State Farm LifePath 2030 State Street Institutional Standard Register Co (The) State Farm LifePath 2040 Strategic Investment Standex International Corp State Farm LifePath State Street Institutional Standish Mellon Intl Fxd Inc Retirement Treasury MMF Stanley Black & Decker Inc State Farm Money Market State Street Institutional Stanley Furniture Co Inc State Farm Municipal Bond Treasury Plus MMF STANLEY INC State Farm S&P 500 Index State Street Institutional US Stantec Inc State Farm Small Cap Index Equity Staples Inc. State Farm Tax Advntg Bond State Street Institutional US STAR BUFFET INC State Farm VPT Intl Equity Government MMF Star Bulk Carriers Corp Idx State Street Instl Tax Free Star Energy Corp State Farm VPT Lg Cap Eqty Money Market Star Gold Corp Idx State Street Target Star Group LP State Farm VPT Sml Cap Eq Retirement 2020 Star Peak Energy Transition Idx State Street Target Corp STATE FINL SVCS CORP -CL A Retirement 2025 Star Resorts Development STATE NATIONAL State Street Target Inc BANCSHARS INC Retirement 2030 Starboard Value Acquisition State National Companies Inc State Street Target Corp State St Rsrch Govt Income Retirement 2035 STARBUCKS CORP State St Rsrch High Income State Street Target STARCRAFT CORP State St Rsrch Invstmnt Tr Retirement 2040 Starent Networks Corp State St Rsrch Mid Cap State Street Target Starfield Resources Inc Growth Retirement 2045 Stargold Mines Inc State St Rsrch Money Mkt State Street Total Return Starlims Technologies Ltd State Street Corporation V.I.S. Stars Group Inc State Street Disciplined State Street Treasury STARTECH ENVIRONMENTAL Emerging Markets Obligations Money Market CORP State Street Emerging Staten Island Bancorp Inc Starwood Hotels & Resorts Markets Equity Index STATION CASINOS INC Worldwide Inc. State Street Equity 500 Index STATS CHIPPAC LTD
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
STATSURE DIAGNOSTIC Sterling Capital Stratton Stone Tan China Acquisition SYSTEMS Small Cap Value Corp SteadyMed Ltd Sterling Capital Total Return Stonegate Mortgage Corp STEALTH MEDIALABS INC Bond Stoneleigh Partners StealthGas Inc Sterling Chemicals Inc Acquisition Corp STEC Inc Sterling Construction Co Inc STONEPATH GROUP INC Steel Connect Inc STERLING FINANCIAL CORP Stoneridge Inc. Steel Dynamics Inc Sterling Financial Corp/WA Stonex Group Inc Steel Excel Inc Sterling Mining Co STORA ENSO OYJ Steel Partners Holdings LP Steven Madden Ltd Storage Computer Corp STEEL TECHNOLOGIES INC Stewardship Financial Corp STORAGE TECHNOLOGY CP Steelcase Inc. STEWART & STEVENSON STORE Capital Corp STEELCLOUD INC SERVICES STR Holdings Inc Stein Mart Inc Stewart Enterprises Inc Straight Path STEINER LEISURE LTD Stewart Information Services Communications Inc Steinway Musical Corp STRATA OIL & GAS INC Instruments Inc. STG Group, Inc. STRATAGENE CORP Stellantis NV STI Classic Balanced Strategic Advisers Core Stellar Acquisition III Inc STI Classic IL Super Sht Inc+ Income Stellar Biotechnologies Inc STI Classic Large Cap Quant Strategic Advisers Emerging STELLAR PHARMACEUTICALS Eqty Markets INC STI Classic Ltd Fed Mrtg Strategic Advisers Fidelity StellarOne Corp STI Classic Mid Cap Core Eqty Core Income STELLENT INC STI Classic Strtgc Income Strategic Advisers Fidelity Stelmar Shipping Ltd STI Classic Tax Sens Growth Emerging Markets Stepan Co Stifel Financial Corp. Strategic Advisers Fidelity StepStone Group Inc Stillwater Mining Co International Stereotaxis Inc STMicroelectronics NV Strategic Advisers Fidelity US Stericycle Inc Stock Yards Bancorp Inc Total Stock Steris Plc STOCKERYALE INC Strategic Advisers Growth Sterling Bancorp Stockhouse Inc Strategic Advisers Income Sterling Bancorp Inc Stock-Trak Group Inc Opportunities Sterling Bancshares Inc Stoke Therapeutics Inc Strategic Advisers Sterling Banks Inc STOLT OFFSHORE SA International Sterling Cap Prime Money STOLT-NIELSEN SA Strategic Advisers Large Cap Market Stone Energy Corp Strategic Advisers Short Sterling Cap US Treasury Stone Harbor Emerging Duration Money Markent Fund Markets Debt Strategic Advisers Small Mid Sterling Capital Equity Stone Harbor Emerging Cap Income Markets Income Fund Strategic Advisers Tax- Sterling Capital Mid Value Stone Harbor High Yield Sensitive Short Duration Sterling Capital Special Bond Strategic Advisers US Opportunities Stone Harbor Local Markets Opportunity
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Strategic Advisers US Sucampo Pharmaceuticals SunAmerica Alternative Opportunity II Inc Strategies Strategic Advisers Value SuccessFactors Inc SunAmerica Balanced Assets STRATEGIC DISTRIBUTION SUEZ SunAmerica Core Bond INC Suffolk Bancorp SunAmerica Focus Bal Strtgy Strategic Education Inc SULPHCO INC SunAmerica Focus Eqty Strategic Global Income Fd Sumitomo Mitsui Financial Strtgy Strategic Hotels & Resorts Group Inc SunAmerica Focus Gro & Inc Inc SUMMA INDUSTRIES SunAmerica Focus Growth Strategic Ptnr Bond Summer Infant Inc SunAmerica Focus Intl Equity Strategic Ptnr Capital Growth Summit America Televison SunAmerica Focus Lg Cap Strategic Ptnr Concentrated Inc Growth Growth SUMMIT BANCSHARES SunAmerica Focus Lg Cap Strategic Ptnr Intl Growth INC/TX Value Strategic Ptnr Total Return SUMMIT BANK CORP/GA SunAmerica Focus Mlt Ass Bond Summit Financial Group Inc Strt STRATEGY INTL INSUR GRP SUMMIT FINL CORP SunAmerica Focus Small Cap INC Summit Hotel Properties Inc Growth STRATEX NETWORKS INC Summit Materials Inc SunAmerica Focus Small Cap Stratos International Inc Summit Midstream Partners Value Stratos Renewables Corp LP SunAmerica Focus Value Strattec Security Corp Summit Pinnacle S&P 500 SunAmerica Focused Alpha Stratus Media Group Inc Index Growth Fund Inc Stratus Properties Inc Summit Properties Inc SunAmerica Focused Alpha Stream Global Services Inc Sumo Logic Inc Lg-Cp Fd Streamline Health Solutions SumTotal Systems Inc. SunAmerica GNMA Sec STRIDE RITE CORP Sun American Bancorp SunAmerica Growth & Strong Adv Bond Sun Bancorp Income Strong Adv Municipal Bond Sun Bancorp Inc SunAmerica High Yield Bond Strong Blue Chip Sun Capital Davis Venture Val SunAmerica Senior Floating Strong Growth 20 Sun Capital Invest Grd Bond Rate Strong Money Market Sun Capital Lord Abbett SunAmerica Ser Balanced Strong Multi Cap Value Growth & Income SunAmerica Ser Emerging Strong TxFr Money Sun Capital PIMCO Total Market Strongbridge Biopharma PLC Return SunAmerica Ser FED Amer STRYKER CORP Sun Capital Real Estate Leader Student Loan Corp (The) Sun Communities Inc. SunAmerica Ser Global Bond Studio City International Sun Healthcare Group Inc SunAmerica Ser High Yield Holdings Ltd SUN MICROSYSTEMS INC Bond STUDIO ONE MEDIA INC Sun River Energy Inc SunAmerica Ser Intl Grow & STURGIS BANCORP INC Sunair Services Corp Inc Sturm Ruger & Co Inc. SunAmerica 2010 Hi SunAmerica Ser MFS Mid Cap Suburban Propane Partners Watermark Gro LP
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
SunAmerica Ser PUT Gro Sunwin International Svmk Inc Voyager Neutraceuticals Inc Svt Inc SunAmerica Ser Real Estate Super Micro Computer Inc Swan Defined Risk SunAmerica Ser Small Co SuperCom Ltd Swank Inc Value Superconductor Swedish Match Ab SunAmerica Strategic Bond Technologies Inc SWIFT TRANSPORTATION CO SunAmerica US Govt Sec Superior Bancorp INC SunCoke Energy Inc Superior Consultant Hldgs Cp Swisher Hygiene Inc SunCoke Energy Partners LP Superior Drilling Products Inc Swiss Helvetia Fund Inc (The) SUNCOM WIRELESS Superior Energy Services Inc. SWISSCOM AG HOLDINGS INC Superior Essex Inc Switch & Data Facilities Co Sundial Growers Inc Superior Financial Corp De Inc SunEdison Semiconductor Superior Industries Switch Inc Ltd International Inc. Switchboard Inc Sunesis Pharmaceuticals Inc SUPERIOR WELL SERVICES SWK Holdings Corp SUNGARD DATA SYSTEMS INC SWS Group Inc. INC Superlattice Power Inc Sybase Inc. Sungy Mobile Ltd SuperMedia Inc SYBRON DENTAL SPECIALTIES Sunlands Technology Group Supernova Partners SYCAMORE NETWORKS INC SunLink Health Systems Inc. Acquisition Co Inc Sydys Corp Sunnova Energy Supernus Pharmaceuticals SYKES ENTERPRISES INC International Inc Inc Sylvan Inc Sunoco Inc. Supertex Inc SYMBION INC Sunoco LP SUPERVALU INC. SYMBOL TECHNOLOGIES SunOpta Inc Support.com Inc Symetra Financial Corp Sunovia Energy Technologies Supreme Industries Inc. Symmetricom Inc. Inc SureWest Communications Symmetry Medical Inc SunPower Corp Surface Oncology Inc Symmetry Panoramic Global SUNRISE ENERGY SERVICES SURFECT HOLDINGS INC Equity INC Surgalign Holdings Inc Symmetry Panoramic US Sunrise Real Estate Group Inc Surgery Partners Inc Equity SUNRISE SENIOR LIVING INC Surgical Care Affiliates Inc Symmetry Surgical Inc SUNRISE TELECOM INC SurModics Inc SYMYX TECHNOLOGIES INC Sunrun Inc Surna Inc Synacor Inc SUNSET FINANCIAL RES INC SURREY BANCORP Synageva BioPharma Corp Sunshine Bancorp Inc Susquehanna Bancshares Inc SYNAGRO TECHNOLOGIES Sunshine Heart Inc Susser Holdings Corp INC Sunstone Hotel Investors Inc Sutor Technology Group Ltd Synalloy Corp SUNTERRA CORP Sutro Biopharma Inc SYNAPTICS INC SUN-TIMES MEDIA GROUP Sutron Corp Synchronoss Technologies INC SUTURA INC Inc SUNTRON CORP Suzano SA Synchrony Financial SunTrust Banks Inc. SVB Financial Group Syndax Pharmaceuticals Inc SunVesta Inc SVB FINANCIAL SERVICES INC Syneos Health Inc
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Synergetics USA Inc T Rowe Price Corporate T Rowe Price Institutional Synergy CHC Corp Income Core Plus Synergy Financial Group Inc T Rowe Price Diversified Mid T Rowe Price Institutional Syneron Medical Ltd Cap Growth Emerging Markets Equity Syngenta AG, Basel T Rowe Price Dividend T Rowe Price Institutional Syniverse Holdings Inc Growth Floating Rate Synlogic Inc T Rowe Price Dynamic Global T Rowe Price Institutional SYNNEX Corp Bond High Yield Synopsys Inc T Rowe Price Emerging T Rowe Price Institutional Synova Healthcare Group Inc Europe Large Cap Core Growth Synovics Pharmaceuticals Inc T Rowe Price Emerging T Rowe Price Institutional Synovis Life Technologies Inc Market Bond Mid Cap Equity Growth Synovus Financial Corp. T Rowe Price Emerging T Rowe Price Institutional Synplicity Inc Market Stock Small Cap Stock Syntax-Brillian Corp T Rowe Price Emerging T Rowe Price Institutional US Syntel Inc Markets Local Currency Bond Structured Research Synthesis Energy Systems Inc T Rowe Price Equity Income T Rowe Price International Synthetic Biologics Inc T Rowe Price Equity Index Bond Synthorx Inc 500 T Rowe Price International Syntroleum Corp T Rowe Price European Stock Bond (USD Hedged) Synutra International Inc T Rowe Price Extended T Rowe Price International Sypris Solutions Inc Equity Market Index Discovery Syros Pharmaceuticals Inc T Rowe Price Financial T Rowe Price International SYS Services Equity Index Sysco Corporation T Rowe Price Floating Rate T Rowe Price International Sysorex Global Holding Corp T Rowe Price Global Stock Systemax Inc. Allocation T Rowe Price International Systems & Computer Tech T Rowe Price Global Growth Value Equity Corp Stock T Rowe Price Japan SYSWIN Inc T Rowe Price Global Multi- T Rowe Price Large Cap Syzygy Entertainment Ltd Sector Bond Growth T 3 Energy Services Inc T Rowe Price Global Stock T Rowe Price Large Cap Value T Rowe Price All-Cap T Rowe Price Global T Rowe Price Latin America Opportunities Technology T Rowe Price Limited T Rowe Price Balanced T Rowe Price GNMA Duration Inflation Focused T Rowe Price Blue Chip T Rowe Price Government Bond Growth Money T Rowe Price Maryland Tax T Rowe Price CA TxFr Bond T Rowe Price Growth & Free Bond T Rowe Price Capital Income T Rowe Price MD Tax Free Appreciation T Rowe Price Growth Stock Short Bond T Rowe Price Cash Reserves T Rowe Price Health Sciences T Rowe Price Mid Cap T Rowe Price T Rowe Price High Yield Growth Communications & T Rowe Price Inflation T Rowe Price Mid Cap Value Technology Protected Bond T Rowe Price New Asia
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
T Rowe Price New Era T Rowe Price Retirement I T Rowe Price Tax Free High T Rowe Price New Horizons 2020 Yield T Rowe Price New Income T Rowe Price Retirement I T Rowe Price Tax Free T Rowe Price New Jersey Tax 2025 Income Free Bond T Rowe Price Retirement I T Rowe Price Tax Free Short T Rowe Price New York Tax 2030 Intermediate Free Bond T Rowe Price Retirement I T Rowe Price Total Equity T Rowe Price Overseas Stock 2035 Market Index T Rowe Price QM US Bond T Rowe Price Retirement I T Rowe Price U.S. Equity Index 2040 Research T Rowe Price QM US Small- T Rowe Price Retirement I T Rowe Price U.S. Large Cap Cap Growth Equity 2045 Core T Rowe Price Real Assets T Rowe Price Retirement I T Rowe Price U.S. Treasury T Rowe Price Real Estate 2050 Intermediate Index T Rowe Price Retirement T Rowe Price Retirement I T Rowe Price U.S. Treasury 2005 2055 Long Term Index T Rowe Price Retirement T Rowe Price Retirement I T Rowe Price Ultra Short 2010 2060 Term Bond T Rowe Price Retirement T Rowe Price Science & T Rowe Price US Treasury 2015 Technology Money T Rowe Price Retirement T Rowe Price Short Term T Rowe Price Value 2020 Bond T Rowe Price Virginia Tax T Rowe Price Retirement T Rowe Price Small Cap Stock Free Bond 2025 T Rowe Price Small Cap Value T. Rowe Price Blue Chip T Rowe Price Retirement T Rowe Price Spectrum Growth 2030 Conservative Allocation T. Rowe Price Equity Income T Rowe Price Retirement T Rowe Price Spectrum T. Rowe Price Group Inc 2035 Diversified Equity T. Rowe Price Health Science T Rowe Price Retirement T Rowe Price Spectrum T. Rowe Price Intl Stock 2040 Income T. Rowe Price Mid-Cap T Rowe Price Retirement T Rowe Price Spectrum Growth 2045 International Equity T2 Biosystems Inc T Rowe Price Retirement T Rowe Price Spectrum T3 Motion Inc 2050 Moderate Allocation TA Idex Janus Growth T Rowe Price Retirement T Rowe Price Spectrum TA Idex Salomon Investors 2055 Moderate Growth Allocation Val T Rowe Price Retirement T Rowe Price Summit Muni TA Idex Van Kampen Small 2060 Income Company Gro T Rowe Price Retirement T Rowe Price Summit Muni Tableau Software Inc Balanced Intermediate Tabula Rasa HealthCare Inc T Rowe Price Retirement I T Rowe Price Tax Efficient Tactile Systems Technology 2010 Equity Inc T Rowe Price Retirement I T Rowe Price Tax Exempt TAG ENTERTAINMENT CORP 2015 Money Market TAG OIL LTD
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
TAG-IT PACIFIC INC TANOX INC Taylor Capital Group Inc Tahoe Resources Inc Tanzanian Gold Corp Taylor Morrison Home Corp Tailored Brands Inc Tapestry Inc Taysha Gene Therapies Inc Taiwan Fund Inc. (The) TAPESTRY TB WOOD'S CORP Taiwan Semiconductor PHARMACEUTICALS INC TBC CORP Manufacturing Co Ltd TARA GOLD RESOURCES TBS International Plc Takeda Pharmaceutical Co CORP TC Energy Corp Ltd TARANTELLA INC TC PipeLines LP Take-Two Interactive Targa Resources Corp TCF Financial Corp Software Inc Targa Resources Partners LP TCG BDC Inc TAL Education Group Targanta Therapeutics Corp TCM Small Cap Growth TAL International Group Inc Target Corp TCP International Holdings Talbots Inc. (The) Target Growth Allocation Ltd Talecris Biotherapeutics Target Hospitality Corp TCR2 Therapeutics Inc Holdings Corp Target International Eqty Tcw Conv Sec Fund Talen Energy Corp Port TCW Core Fixed Income Talend SA Target Large Cap Growth TCW Galileo High Yield Bond Taleo Corp Port TCW Money Market Talisman Energy Inc. Target Large Cap Value Port TCW Relative Value Dividend TALK AMERICA HOLDINGS TARGET LOGISTICS INC Appreciation INC Target Moderate Allocation TCW Relative Value Large TALKPOINT Target Total Return Bond Cap COMMUNICATIONS INC Port TCW Small Cap Growth Tallgrass Energy GP LP TARGETED GENETICS CORP TCW Value Opportunities Tallgrass Energy Partners LP Targeted Medical Pharma Inc Tcw/Dw Term Trust 2003 Talmer Bancorp Inc Taro Pharmaceutical TD BANKNORTH INC Talos Energy Inc Industries Ltd TD Holdings Inc TALX CORP TARRAGON CORP TD Institutional Treasury TAM SA TARRANT APPAREL GROUP Obligations MM Tamalpais Bancorp Taseko Mines Ltd TD Institutional US Tamarack Enterprise TASKER PRODUCTS CORP Government Tamarack Instl Prime MM Tasman Metals Ltd TD Money Market Tamarack Instl TxFr MMkt Tasty Baking Co TD Municipal MM Tamarack Micro Cap Value TAT Technologies Ltd TD US Government Tamarack Value Tata Communications Ltd TD Waterhouse MM Plus Taminco Corp Tata Motors Ltd TDAM CA Muni MM Tamm Oil and Gas Corp Tattooed Chef Inc TDC A/S Tandem Diabetes Care Inc Taubman Centers Inc. TDK CORP TANDY BRANDS Tax Free Fund For Utah Tdk Mediactive Inc ACCESSORIES INC Tax Free Fund Of Colorado TE Connectivity Ltd Tandy Leather Factory Inc Tax Free Trust Of Arizona Team Financial Inc Tanger Factory Outlet TaxFree Money Market Team Health Holdings Inc Centers Inc. TAYLOR CALVIN B Team Inc Tangoe Inc BANKSHARES TearLab Corp
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Teavana Holdings Inc TELE LESTE CELULAR TELSTRA CORP LTD Tech Data Corp PARTICIPA TELUS Corp Tech/Ops Sevcon Inc. Tele Nordeste Celular Part Telvent GIT SA TECHE HOLDING CO TELE NORTE CELULAR Tembec Inc Technicolor PARTICIPA Temecula Valley Bancorp Inc TechnipFMC plc TELE NORTE LESTE Temple-Inland Inc. TECHNOCONCEPTS INC PARTICIPACO Templeton BRIC Technology Research Corp TELE SUDESTE CELULAR PART Templeton Cap Accumulator Technology Select Sector Telecom Argentina SA Templeton China World SPDR Fund (The) Telecom Corp of New Templeton Developing TECHNOLOGY SOLUTIONS CO Zealand Ltd Market TechPrecision Corp Telecom Italia SPA Templeton Dragon Fund Inc TechTarget Inc TeleCommunication Systems Templeton Emerging TechTeam Global Inc Inc Markets Fund Techwell Inc Teledyne Technologies Inc. Templeton Emerging Teck Resources Ltd Teleflex Inc Markets Income Fund Inc. TECNOMATIX Telefonaktiebolaget LM Templeton Foreign TECHNOLOGIES LTD Ericsson Templeton Foreign Smaller TECO Energy Inc. Telefonica De Argentina SA Co Tecogen Inc TELEFONICA MOVILES SA Templeton Frontier Markets Tecumseh Products Co Telefonos De Mexico SA Templeton Global Bond Teekay Corp Telmex Templeton Global Income Teekay LNG Partners LP TELEKOM AUSTRIA AG Fund Teekay Offshore Partners LP TELEMIG CELULAR Templeton Global Long-Short Teekay Tankers Ltd PARTICIPACOE Templeton Global Tefron Ltd Telenav Inc Opportunity Tegal Corp TELENOR ASA Templeton Global Small Co TEGNA Inc TELENT PLC Templeton Global Total TEJAS INC TELEPLUS ENTERPRISES INC Return Tejon Ranch Co. Telestone Technologies Corp Templeton Growth Tekelec TELESYSTEM INTL WIRELESS Templeton Institutional Tekla Healthcare Investors INC International Equity Tekla Healthcare TELEWEST GLOBAL INC Templeton Instl Foreign Sm Opportunities Fund Teliasonera Ab Co. TEKOIL & GAS CORP Teligent Inc Templeton Intl Emerging TEKTRONIX INC TELIK INC Market TEL OFFSHORE TRUST Telkom Sa Ltd Templeton Intl Foreign TELA Bio Inc TELKONET INC Templeton NVIT Teladoc Health Inc Tellabs Inc International Value TELANETIX INC Tellium Inc Templeton Russia & East Telava Networks Inc Tellurian Inc European Fund Inc. TELE CENTRO OESTE Telmex Internacional SAB de Templeton World CELULAR CV Tempur Sealy International Telos Corp/MD Inc
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Tenable Holdings Inc TESARO Inc The Chesapeake Core Tenaris SA, Luxembourg Tesco Corp Growth Tenax Therapeutics Inc Tesla Inc The Community Financial Tencent Music Tesma Internatnal Inc -Cl A Corporation Entertainment Group TESSCO TECHNOLOGIES INC The Growth Fund of America Tenet Healthcare Corp TETON ENERGY CORP Inc Tenfold Corp TETON Westwood Mighty The Income Fund of America Tengasco Inc. Mites Inc Tengion Inc TETRA TECH INC The Investment Company of TENGTU INTL CORP TetraLogic Pharmaceuticals America Tennant Co Corp The Japan Fund Tennessee Commerce Tetraphase Pharmaceuticals The Kraft Heinz Co Bancorp Inc The New Economy Fund Tenzing Acquisition Corp Teucrium Commodity Trust The ODP Corporation TEPPCO Partners LP Teva Pharmaceutical The PNC Financial Services Teradata Corp Industries Ltd Group Inc Teradyne Inc. Texada Ventures Inc The Select Sector SPDR Trust- TERAFORCE TECHNOLOGY Texas Capital Bancshares Inc Communication Services CORP Texas Genco Holdings Inc Select Secto TERAYON COMMUN Texas Industries Inc. The Shyft Group Inc SYSTEMS INC Texas Instruments Inc The TxEx Bond Fund of TERCICA INC Texas Mineral Resources America Inc Terex Corp Corp The TxEx Fund CA Terminix Global Holdings Inc Texas Pacific Land Corp The TxEx Fund MD Ternium SA TEXAS REGL BCSHS INC -CL A The TxEx Fund VA TERRA ENERGY & RESOURCE TEXAS ROADHOUSE INC The Ziegler Companies, Inc. TECH TEXAS UTD BANCSHARES INC THEGLOBE.COM INC Terra Energy Resources Ltd Texen Oil & Gas Inc Theragenics Corp Terra Industries Inc. Textainer Group Holdings Ltd Therapeutics Acquisition Terra Networks Sa Textron Inc Corp Terra Nitrogen Co LP Textura Corp TherapeuticsMD Inc TERRA NOSTRA RESOURCES TF Financial Corp THERASENSE INC CORP TFF Pharmaceuticals Inc Theratechnologies Inc Terra Nova Financial Group TFI International Inc THERMA WAVE INC Inc TFS Financial Corp Thermadyne Holdings Corp Terra Tech Corp TFS Market Neutral Thermo Fisher Scientific Inc TerraForm Global Inc TG Therapeutics Inc THERMOENERGY CORP TerraForm Power Inc TGIT Templeton Emerging THERMOGENESIS CORP Terrapin 3 Acquisition Corp Markets Small Cap Thermon Group Holdings Inc TerraVia Holdings Inc TGIT Templeton Global TheStreet Inc Terremark Worldwide Inc. Balanced thinkorswim Group Inc Terreno Realty Corp The Aristotle Corp Third Avenue Focused Credit TerreStar Corp The Bond Fund of America Third Avenue Intl Value Territorial Bancorp Inc Inc
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Third Avenue Real Estate Thrivent Moderate Thunder Bridge Acquisition II Value Allocation Ltd Third Avenue Small Cap Thrivent Moderately TIAA-CREF Bond Index Value Aggressive Allocation TIAA-CREF Bond Plus Third Avenue Value Port VAR Thrivent Moderately TIAA-CREF Core Bond THIRD WAVE TECHNOLOGIES Conservative Allocation TIAA-CREF Core Impact Bond INC Thrivent Money Market TIAA-CREF Core Plus Bond Thistle Group Hldgs Co Thrivent Municipal Bond TIAA-CREF Emerging Markets Thomas & Betts Corp Thrivent Opportunity Income Debt THOMAS EQUIPMENT INC Plus TIAA-CREF Emerging Markets THOMAS GROUP INC Thrivent Partner Intl Stock Equity THOMAS INDUSTRIES INC Thrivent Small Cap Stock TIAA-CREF Emerging Markets Thomas Properties Group Inc Thrivent VIP Aggressive Equity Index Thomas Weisel Partners Allocation TIAA-CREF Equity Index Group Inc Thrivent VIP Balanced TIAA-CREF Growth & Income Thomas White International Thrivent VIP Bond Index TIAA-CREF Growth Equity THOMASVILLE BANCSHARES Thrivent VIP Diversified TIAA-CREF High Yield Thompson Bond Income Plus TIAA-CREF High Yield Bond Thompson Creek Metals Co Thrivent VIP Global Stock TIAA-CREF Inflation Linked Inc Thrivent VIP High Yield Bond Thompson Plumb Growth Thrivent VIP Income TIAA-CREF International Thomson Reuters Corp Thrivent VIP International Equity Thor Industries Inc. Allocation TIAA-CREF International Thoratec Corp Thrivent VIP Large Cap Gro II Equity Index Thornburg Ltd Term US Govt Thrivent VIP Large Cap TIAA-CREF International THQ INC Growth Opportunities Threadneedle International Thrivent VIP Large Cap Index TIAA-CREF Large Cap Growth Opportunity Thrivent VIP Large Cap Value TIAA-CREF Large Cap Growth THREE-FIVE SYSTEMS INC Thrivent VIP Limited Bond Index Thrivent Aggressive Thrivent VIP Mid Cap Growth TIAA-CREF Large Cap Value Allocation Thrivent VIP Mid Cap Stock TIAA-CREF Large Cap Value Thrivent Balanced Thrivent VIP Moderate Index Thrivent Diversified Income Allocation TIAA-CREF Life Stock Index Plus Thrivent VIP Moderately TIAA-CREF Lifecycle 2010 Thrivent Global Stock Aggressive Allocation TIAA-CREF Lifecycle 2015 Thrivent High Yield Thrivent VIP Moderately TIAA-CREF Lifecycle 2020 Thrivent Income Conservative Allocation TIAA-CREF Lifecycle 2025 Thrivent International Thrivent VIP Money Market TIAA-CREF Lifecycle 2030 Allocation Thrivent VIP Partner Intl Stk TIAA-CREF Lifecycle 2035 Thrivent Large Cap Growth Thrivent VIP Real Est Sec TIAA-CREF Lifecycle 2040 Thrivent Large Cap Value Thrivent VIP Small Cap Idx TIAA-CREF Lifecycle 2045 Thrivent Ltd Mat Bond Thrivent VIP Small Cap Stk TIAA-CREF Lifecycle 2050 Thrivent Mid Cap Growth THT Heat Transfer TIAA-CREF Lifecycle 2055 Thrivent Mid Cap Stock Technology Inc
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
TIAA-CREF Lifecycle Index TIAA-CREF Real Estate Sec Time Warner Cable Inc 2010 TIAA-CREF S&P 500 Index Time Warner Inc TIAA-CREF Lifecycle Index TIAA-CREF Short Term Bond Timken Co (The) 2015 TIAA-CREF Short-Term Bond TimkenSteel Corp TIAA-CREF Lifecycle Index Index TIPPERARY CORP 2020 TIAA-CREF Small Cap Blend Tippingpoint Technologies TIAA-CREF Lifecycle Index Index Tiptree Inc 2025 TIAA-CREF Social Choice TISSERA INC TIAA-CREF Lifecycle Index Equity TITAN CORP 2030 TIAA-CREF Tax Exempt Bond Titan International Inc TIAA-CREF Lifecycle Index Tianli Agritech Inc Titan Machinery Inc 2035 Tianyin Pharmaceutical Co Titan Pharmaceuticals Inc. TIAA-CREF Lifecycle Index Inc TITANIUM GROUP LTD 2040 TIB Financial Corp TITANIUM METALS CORP TIAA-CREF Lifecycle Index TIBCO Software Inc Tivity Health Inc 2045 TICC Capital Corp TiVo Corp TIAA-CREF Lifecycle Index Ticketmaster Entertainment TiVo Inc 2050 Inc Tix Corp TIAA-CREF Lifecycle Index Tidelands Bancshares Inc TJX Companies Inc (The) 2055 TIDELANDS OIL & GAS CORP TLC VISION CORP TIAA-CREF Lifecycle Index TIDELANDS ROYALTY TRUST TM Entertainment & Media Retirement Income B Inc TIAA-CREF Lifecycle Tidewater Inc. Tmbr/Sharp Drilling Inc Retirement Income Tiens Biotech Group USA Inc. T-Mobile US, Inc. TIAA-CREF Lifestyle Tier REIT Inc TMS International Corp Moderate TIERONE CORP T-Netix Inc TIAA-CREF Managed TIFF Multi Asset TNS Inc. Allocation TIFI Emerging Mkts Series TNT NV TIAA-CREF Mid Cap Growth TigerLogic Corp Tobira Therapeutics, Inc. TIAA-CREF Mid Cap Value TII NETWORK Tocqueville Delafield Fund TIAA-CREF Money Market TECHNOLOGIES INC Tocqueville Fund TIAA-CREF Quant TILE SHOP HOLDINGS, INC TODCO International Equity Tilly's Inc Todd Shipyards Corp TIAA-CREF Quant Tilray Inc TODHUNTER INTL INC/DE International Small-Cap TIM HELLAS TELECOMM SA Toews Tactical Income Equity Tim Hortons Inc Toga Ltd TIAA-CREF Quant Large-Cap Tim Participacoes SA Tokai Pharmaceuticals Inc Growth Timberland Bancorp Inc Toll Brothers Inc. TIAA-CREF Quant Large-Cap Timberland Co (The) Tollgrade Communications Value Timberline Resources Corp Inc TIAA-CREF Quant Small Cap Timberline Software Corp TOM ONLINE INC Equity TIMCO AVIATION SERVICES Tomahawk Industries Inc TIAA-CREF Quant Small/Mid- INC TOMI Environmental Cap Equity Time Inc Solutions Inc
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
TOMKINS PLC Total System Services Inc. TOWN & COUNTRY TRUST TOMMY HILFIGER CORP Touchstone Diversified Small Town Sports International TomoTherapy Inc Cap Value Holdings Inc Tompkins Financial Corp Touchstone Emerging Townsquare Media Inc Tongjitang Chinese Markets Equity TOYOTA MOTOR CORP Medicines Co Touchstone Flexible Income Toys R Us Inc Tongxin International Ltd Touchstone Focused TPC Group Inc Tonix Pharmaceuticals Touchstone Global ESG TPI Composites Inc Holding Corp Equity TRACK DATA CORP Tootsie Roll Industries Inc. Touchstone Instl Money Track Group Inc Top Image Systems Ltd Market TRACON Pharmaceuticals Inc Top Ships Inc Touchstone Large Cap Tractor Supply Co TopBuild Corp Focused Trade Street Residential Inc TOPPS CO INC Touchstone Merger TradeStation Group Inc TOPS Managed Risk Balanced Arbitrage Tradeweb Markets Inc ETF Touchstone Mid Cap TRAFFIX INC TOPS Managed Risk Growth Touchstone Mid Cap Growth Trailer Bridge Inc ETF Touchstone Mid Cap Value TRAMMELL CROW CO TOPS Managed Risk Touchstone Money Market Trane Inc Moderate Growth ETF Touchstone OH TxFr MM Trane Technologies plc TOR MINERALS INTL INC Touchstone Sands Capital TRANS ENERGY INC TORCH ENERGY ROYALTY Emerging Markets Growth TRANS WORLD CORP/NV TRUST Touchstone Sands Capital Trans World Entertainment Torch Offshore Inc Institutional Growth Corp. Torchlight Energy Resources Touchstone Sands Capital TranS1 Inc Inc Select Growth TransAct Technologies Inc Toreador Resources Corp Touchstone Small Cap TransAlta Corp Torm PLC Touchstone Small Cap Transam Premier Balanced Toro Co (The) Growth Transam Premier Diversified Torray Fund Touchstone Small Company Equity Torray Institutional Fund Touchstone Ultra Short Transam Premier Equity TorreyPines Therapeutics Inc Duration Fixed Income Transam ST Aegeon High Tortoise Acquisition Corp II Tournigan Energy Ltd Yield Tortoise Energy Capital Corp TOUSA Inc Transam ST Aegon Tortoise Energy Tower Automotive Inc Sustainable Equity Income Infrastructure Corp Tower Bancorp Inc VP Tortoise MLP & Energy Tower Financial Corp Transam ST AEGON US Income Tower Group International Government Sec Tortoise MLP & Pipeline Ltd Transam ST Am Cent Lg Co TORVEC INC Tower International Inc Val TOTAL ENTMT RESTAURANT TOWER PROPERTIES CO Transam ST American Funds CORP Tower Semiconductor Ltd Managed Risk VP Total Nutraceutical Solutions Towers Watson & Co Transam ST BlackRock Global Inc TowerStream Corp Real Estate Securities VP
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Transam ST BlackRock Transam ST Managed Risk Transamerica Asset Alloc Government Money Market Conservative ETF Modrt Gr VP Transam ST Managed Risk Transamerica Blackrock Transam ST BlackRock Growth ETF Global Allocation Tactical Allocation Transam ST Marsico Growth Transamerica Blackrock Transam ST Cap Guard Val Transam ST Morgan Stanley Large Cap Value Eqty Capital Growth Transamerica Bond Transam ST Diversified Transam ST Morgan Stanley Transamerica Capital Growth Equity Global Allocation Transamerica Clarion Global Transam ST Greystone Transam ST Multi-Managed Real Est Sec International Growth Balanced Transamerica Concentrated Transam ST Growth Opport Transam ST PIMCO Tactical Growth Transam ST Janus Balanced Balanced Transamerica Core Bond Transam ST Janus Mid Cap Transam ST PIMCO Total Transamerica Developing Growth Return Markets Equity Transam ST Jennison Growth Transam ST QS Investors Transamerica Dividend Transam ST JPMorgan Asset Active Asset Allocation Focused Allocation Conservative Moderate Transamerica Dynamic Transam ST JPMorgan Asset Transam ST QS Investors Income Allocation Growth Active Asset Allocation Transamerica Emerging Transam ST JPMorgan Asset Moderate Growth Markets Debt Allocation Moderate Transam ST Small Mid Cap Transamerica Emerging Transam ST JPMorgan Asset Value Markets Equity Allocation Moderate Growth Transam ST T Rowe Equity Transamerica Emerging Transam ST JPMorgan Core Inc Markets Opportunities Bond Transam ST T Rowe Growth Transamerica Evergreen Transam ST JPMorgan Stk Health Care Enhanced Index Transam ST T Rowe Small Transamerica Evergreen Intl Transam ST JPMorgan Cap Small Cap International Moderate Transam ST Third Avenue Transamerica Floating Rate Growth Value Transamerica Government Transam ST JPMorgan Mid Transam ST Value Balanced Money Market Cap Value Transam ST WMC U.S. Transamerica Growth Transam ST JPMorgan Growth Transamerica Hansberger Tactical Allocation Transamerica AmCentury Lg International Value Transam ST Legg Mason Co Val Transamerica High Yield Dynamic Allocation Balanced Transamerica AQR Managed Bond VP Futures Strategy Transamerica Income & Transam ST Legg Mason Transamerica Asset Alloc Growth Dynamic Allocation Growth Consrv Transamerica Intermediate VP Transamerica Asset Alloc Bond Transam ST Managed Risk Growth Transamerica Intermediate Balanced ETF Transamerica Asset Alloc Muni Moderate
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Transamerica International Transamerica Partners Transamerica Thornburg Equity Government Money Market International Value Transamerica International Transamerica Partners Instl Transamerica Total Return Growth Intrmd Horizon Transamerica U.S. Growth Transamerica International Transamerica Partners Instl Transamerica UBS Large Cap Small Cap Value Intrmd/Long Horizon Value Transamerica Intl Small Cap Transamerica Partners Instl Transamerica Unconstrained Transamerica JPM Long Horizon Bond International Bond Transamerica Partners Instl Transamerica WMC Transamerica JPM Mid Cap MM Diversified Growth Value Transamerica Partners Transamerica WMC Transamerica Large Cap International Eqty Emerging Markets Value Transamerica Partners Transatlantic Holdings Inc. Transamerica Large Growth Intrmd Horizon TransAtlantic Petroleum Ltd Transamerica Large Value Transamerica Partners Transcat Inc Opportunities Intrmd/Long Horizon Transcend Services Inc Transamerica Marsico Transamerica Partners Inv Transcommunity Financial Growth Large Value Corp Transamerica Marsico Intl Transamerica Partners Large Transcontinental Realty Growth Growth Investors Inc. Transamerica Mid Cap Value Transamerica Partners Large TRANSDIGM GROUP INC Opportunities Value Transforma Acquisition Transamerica MLP & Energy Transamerica Partners Long Group Inc Income Horizon Transgenomic Inc Transamerica Morgan Transamerica Partners Mid TransGlobe Energy Corp Stanley Emerging Markets Value Trans-India Acquisition Corp Debt Transamerica Partners Stock Transition Therapeutics Inc Transamerica Morgan Index TRANSKARYOTIC THERAPIES Stanley Mid Cap Growth Transamerica Real Return INC Transamerica Multi Managed TIPS Translate Bio Inc Balanced Transamerica Select Equity Transmedics Group Inc Transamerica Multi Manager Transamerica Short-Term TRANSMETA CORP Alternative Strategies Bond TRANSMONTAIGNE INC Transamerica Multi Manager Transamerica Small Cap TransMontaigne Partners LP International Growth Transnational Automotive Transamerica Multi-Cap Transamerica Small Cap Group Growth Value Transocean Ltd Transamerica Neuberger Transamerica Small Mid Cap Transocean Partners LLC Berman International Value TRANSPORT CORP AMERICA Transamerica Oppenheimer Transamerica Stock Index INC Small & Mid Cap Value Transamerica Templeton Transportadora De Gas Del Transamerica Partners Core Transamerica Global Sur SA Tgs Bond Transamerica Third Avenue TransTech Services Partners Value Inc
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
TransUnion Tribune Media Co TriVascular Technologies Inc TranSwitch Corp Tribune Publishing Co TRIZEC PROPERTIES INC Travel Plus Leisure Co Tributary Small Company TriZetto Group Inc (The) TravelCenters Of America Inc TRICELL INC TRM CORP Travelers Companies Inc Tricida Inc Tropical Sportswear Intl Cp (The) TriCo Bancshares Tropicana Entertainment Inc Travelers Equity Income Trico Marine Services Inc Trover Solutions Inc Travelers Growth & Income TRICOM SA -ADR Troy Financial Corp Travelers Managed Income Tri-Continental Corp Troy Group Inc Travelers MFS Total Return TRIKON TECHNOLOGIES INC TRP Summit Muni Money Travelers Ser Capital Apprec Trilogy International Partners Market Travelers Ser MFS Mid Cap Inc TRUBION Gr Trilogy Metals Inc PHARMACEUTICALS INC Travelers Ser Money Market Trimble Inc True Religion Apparel Inc Travelers Strategic Equity Trinet Group Inc TrueCar Inc Port Trinity Biotech PLC Truist Financial Corp Travelers US Govt Trinity Industries Inc. Trulia Inc Travelport Worldwide Ltd TRINITY LEARNING CORP Trump Entertainment Travere Therapeutics Inc Trinity Merger Corp Resorts Inc TRC Cos Inc Trinity Place Holdings Inc Trunkbow International Trean Insurance Group Inc Trinseo SA Holdings Ltd Treasurers Domestic Prime TRINSIC INC Trupanion Inc MM Trintech PLC, Dublin Trust for Short US Govt Sec Treasurers TxEx Money Mkt Trio Resources Inc TrustCo Bank Corp NY Treasury Cash Series Trio-Tech International Trustmark Corp Treasury Cash Series II Trip com Group Ltd TRUSTREET PROPERTIES INC Trebia Acquisition Corp TripAdvisor Inc TRW Automotive Holdings Trecora Resources TRIPATH IMAGING INC Corp Tredegar Corp TRIPLE CROWN MEDIA INC TRX INC TREE TOP INDUSTRIES INC TRIPLE P NV TSAKOS ENERGY Trelawney Mining and Triplecrown Acquisition Corp NAVIGATION LTD Exploration Inc Triple-S Management Corp TSR INC Tremisis Energy Acquisition TRIPOS INC TTEC Holdings Inc Corp II TriQuint Semiconductor Inc TTI Team Telecom TREND MICRO INC TriState Capital Holdings Inc International Ltd, Israel Trendstar Small Cap Tri-Tech Holding Inc TTM Technologies Inc Trevena Inc Triton Distribution Systems TubeMogul Inc Trevi Therapeutics Inc Inc Tucows Inc Trex Co Inc Triton Emission Solutions Inc Tudou Holdings Ltd Tri City Bankshares Corp Triton International Ltd Tuesday Morning Corp. TRIAD GUARANTY INC Triumph Group Inc. Tufco Technologies Inc TRIAD HOSPITALS INC Trius Therapeutics Inc Tuffnell Ltd Trian Acquisition I Corp trivago N.V. Tularik Inc Triangle Petroleum Corp TRI-VALLEY CORP
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Tumbleweed TYLER RESOURCES INC UBS RMA NY Muni Money Communications Corp. Tyler Technologies Inc UBS RMA Tax Free Tumi Holdings Inc Tyme Technologies Inc UBS RMA US Government Tuniu Corp Tyson Foods Inc. UBS Select Government Turbochef Technologies Inc U S B HOLDING INC Capital Turkcell Iletisim Hizmet AS U S BIODEFENSE INC UBS Select Government Turner Emerging Growth U S Liquids Inc Institutional Turner Large Growth U S Restaurant Pptys UBS Select Government Turner Mid Cap Growth U S Silica Holdings Inc Investor Turner Short Fixed Inc U.S. Bancorp UBS Select Government Turner Small Cap Growth U.S. China Mining Group Inc Preferred Turning Point Brands Inc U.S. Eastern European UBS Select Prime Capital Turning Point Therapeutics U.S. Global Investors Inc UBS Select Prime Inc U.S. Global Jets ETF Institutional Turnstone Systems Inc U.S. Global Resources UBS Select Prime Investor Turquoise Hill Resources Ltd U.S. Govt Securities Savings UBS Select Prime Preferred Turtle Beach Corp U.S. Shipping Partners LP UBS Select Tax Free Capital TUT SYSTEMS INC U.S. World Precious Minerals UBS Select Treasury Capital TUTOGEN MEDICAL INC UAP HOLDING CORP UBS Select Treasury Tutor Perini Corp UBIQUITEL INC Institutional TV AZTECA SA DE CV Ubiquiti Inc UBS Select Treasury Investor TVI Corp UBS Absolute Return Bond UBS Select Treasury TVIA INC UBS Cash Reserves Preferred TVSL SA UBS Cashfund UBS Tax Free Preferred tw telecom inc UBS Dynamic Alpha Strategy UBS Tax Free Reserves TWC Tech Holdings II Corp UBS Emerging Markets UBS Ultra Short Income Tweedy Browne Global Value Equity Opportunity UBS US Allocation Tweedy Browne Value UBS Global Allocation UBS US Large Cap Equity Tweedy Browne Worldwide UBS Global Equity UBS US Small Cap Growth High Dividend Yield Value UBS Group AG UCI MEDICAL AFFILIATES INC Tween Brands Inc UBS Liquid Assets UCP Inc Twelve Seas Investment Co Government UDR Inc Twenty-First Century Fox Inc UBS LIR Govt Securities UFP Industries Inc Twilio Inc UBS LIR Money Market UFP Technologies Inc Twinlab Consolidated UBS LIR Treasury Securities UGI Corp Holdings Inc UBS Prime Investor UIB Group Ltd Twist Bioscience Corp UBS Prime Preferred Uici Twitter Inc UBS Prime Reserves UIL Holdings Corp Two Harbors Investment UBS Retirement Money ULTICOM INC Corp UBS RMA CA Muni Money Ultimate Electronics Inc Two River Bancorp UBS RMA Government Ultimate Escapes Inc TXCO Resources Inc Money Market Ultimate Software Group Inc TxFr Money Market UBS RMA Money Market (The) TXU CORP UBS RMA NJ Muni Money Ultra Clean Holdings Inc
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Ultra NASDAQ100 ProFund UNION PACIFIC CORP United Microelectronics Corp Ultra Petroleum Corp. Union Planters Corp United National Bancorp/Nj Ultra Series Bond Union Street Acquisition UNITED NATURAL FOODS INC Ultra Series Diversified Corp UNITED ONLINE INC Income UnionBanCal Corp United PanAm Financial Corp Ultra Series Large Cap Uni-Pixel Inc United Parcel Service Inc Growth Unique Fabricating Inc United Refining Energy Corp Ultra Series Large Cap Value UniQure NV United Rentals Inc. Ultra Series Mid Cap UNIT CORP UNITED RETAIL GROUP INC Ultra Series Mid Cap Growth United Airlines Holdings Inc United Security Bancshares Ultra Series Moderate United American Healthcare United Security Bancshares Allocation Corp Inc Ultragenyx Pharmaceutical United Assn S&P500 Index United States 12 Month Inc United Bancorp Inc Natural Gas Fund LP Ultralife Corp United Bancorporation of United States 12 Month Oil Ultrapar Participacoes SA Alabama Inc Fund LP UltraShort Dow30 ProShares UNITED BANCSHARES United States Cellular Corp Ultratech Inc INC/OH United States Commodity Uluru Inc United Bankshares Inc Index Funds Trust UMB Financial Corp United Capital Corp. United States Exploration UMH Properties Inc United Communications United States Gasoline Fund Undiscovered Behavioral Partners Inc LP Value United Community Bancorp United States Lime & Undiscovered Small Cap United Community Banks Inc Minerals Inc Growth United Community Financial United States Natural Gas UNIBANCO UNIAO DE Corp. Fund LP BANCO UNITED DEFENSE United States Oil Fund LP Unica Corp INDUSTRIES United States Steel Corp UNICO AMERICAN CORP United Development Funding UNITED SURGICAL PRTNR Unicorp Inc III LP INTL UNIFI INC. United Development Funding UNITED THERAPEUTICS CORP UNIFIRST CORP IV UNITED UTILITIES PLC UNIFY CORP UNITED ENERGY CORP UNITEDGLOBALCOM INC -CL Unigene Laboratories Inc United Financial Bancorp Inc A Unilever NV UNITED FINANCIAL United-Guardian Inc. Unilever PLC CORP/MN UNITEDHEALTH GROUP INC Unilife Corp UNITED FINANCIAL MTG UniTek Global Services Inc Union Bankshares Co CORP Uniti Group Inc UNION BANKSHARES INC United Fire Group Inc Unitil Corp Union Bridge Holdings Ltd United Fuel & Energy Corp Unity Bancorp Inc UNION CMNTY BANCORP United Health Products Inc Unity Biotechnology Inc Union Drilling Inc UNITED INDUSTRIAL CORP Univar Solutions Inc Union National Financial United Insurance Holdings Universal Access Global Hldg Corp Corp Universal American Corp
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Universal Business Payment Uranium 308 Corp USAA Emerging Markets Solutions Acquisition Corp Uranium Energy Corp USAA Extended Market Index UNIVERSAL COMPRESSION Uranium Resources Inc USAA Global Managed HLDGS Urban One Inc Volatility Universal Corp Ur-Energy Inc USAA Government Securities Universal Display Corp UroGen Pharma Ltd USAA Growth Universal Electronics Inc UROLOGIX INC USAA Growth & Income Universal Energy Corp Urovant Sciences Ltd USAA Growth & Tax Strategy UNIVERSAL GUARDIAN URS Corp USAA High Income HLDGS INC Urstadt Biddle Properties Inc. USAA Income Universal Health Realty US Airways Group Inc USAA Income Stock Income Trust US BIOENERGY CORP USAA Intermediate-Term Universal Health Services Inc. US Concrete Inc Bond Universal Insurance Holdings US DATAWORKS INC USAA International Universal Logistics Holdings US Ecology Inc USAA Managed Allocation Inc US Energy Corp. USAA Money Market Universal Potash Corp US Foods Holding Corp USAA NASDAQ 100 Index UNIVERSAL POWER GROUP US GLOBAL NANOSPACE INC USAA Precious Metals & INC US Government Securities Minerals Universal Property Fund USAA Science & Technology Development and US Govt Money Market USAA Short-Term Bond Acquisition Corp US Home Systems Inc USAA Small Cap Stock Universal Security US LEC CORP USAA Sustainable World Instruments Inc. Us Oncology Inc USAA Target Managed Universal Stainless & Alloy US Physical Therapy Inc Allocation Products Inc US Silver & Gold Inc USAA Target Retirement Universal Technical Institute US Treasury Money Fund of 2020 Inc. Amer USAA Target Retirement Universal Travel Group US UNWIRED INC 2030 Univest Financial Corp US Well Services Inc USAA Target Retirement UNIVISION US Xpress Enterprises Inc 2040 COMMUNICATIONS INC US XPRESS ENTP INC -CL A USAA Target Retirement UNIZAN FINANCIAL CORP USA Compression Partners 2050 UNOCAL CORP LP USAA Total Return Strategy UNS Energy Corp USA Synthetic Fuel Corp USAA Treasury Money Unwharrie Capital Corp USA Truck Inc Market UP Fintech Holding Ltd USA Uranium Corp USAA TxEx CA Money Market Upland Software Inc USAA 500 Index USAA TxEx Intermediate UPM-KYMMENE CORP USAA Aggressive Growth Term Upstart Holdings Inc USAA CA Bond USAA TxEx Long-Term UPSTREAM BIOSCIENCES INC USAA Capital Growth USAA TxEx Money Market Upwork Inc USAA Cornerstone Moderate USAA TxEx Short-Term UQM Technologies Inc. USAA Cornerstone USAA TxEx VA Money Market URANERZ ENERGY CORP Moderately Aggressive USAA TxFr FL Income
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
USAA Ultra Short-Term Bond VALIC I Dividend Value Valley Forge Composite USAA VA Bond VALIC I Emerging Economies Technologies Inc USAA Value VALIC I Global Real Estate Valley National Bancorp USANA Health Sciences Inc VALIC I Global Social VALLEY NATIONAL GASES INC USD Partners LP Awareness VALOR COMMUNICATIONS USF CORP VALIC I Global Strategy GROUP USG Corp VALIC I Growth Valspar Corp (The) USI HOLDINGS CORP VALIC I Health Sciences Value Line Cash USMD Holdings Inc VALIC I Inflation Protected Value Line Emerging Opport USN CORP VALIC I International Value Value Line Fund UST Inc. VALIC I Intl Equities Index VALUE LINE INC Utah Medical Products Inc VALIC I Intl Growth Value Line Larger Companies Utendahl Institutional Money Valic I Large Cap Growth Value Line Premier Growth Market VALIC I Large Capital Growth Value Line Var Centurion UTG INC VALIC I Mid Cap Index Value Line Var Strategic UTi Worldwide Inc VALIC I Mid Cap Strategic Asset Utilities Select Sector SPDR Growth Valvoline Inc Fund (The) VALIC I Money Market I VAN DER MOOLEN NV Utstarcom Holdings Corp VALIC I Nasdaq 100 Index Van Eck Ins WrldWd Emrg Utz Brands Inc VALIC I Science & Tech Mkt UWINK INC VALIC I Small Cap Van Eck VIP Global Hard UWM Holdings Corp VALIC I Small Cap Index Assets Fund Uxin Ltd Valic I Small Cap Special Van Kampen Adv Muni VA Muni Cash Trust Values Van Kampen Aggressive VA US Large Value VALIC I Stock Index Growth Vaalco Energy Inc VALIC II Aggrsv Gro Lifestyle Van Kampen CA Insured TxFr Vaccinogen Inc VALIC II Core Bond Van Kampen Core Plus Fixed VAIL BANKS INC VALIC II High Yield Bond Income Vail Resorts Inc. VALIC II International Van Kampen Equity Growth Valaris plc Opportunities Van Kampen Equity Premium Valassis Communications Inc. VALIC II Mid Cap Value Income Valcent Products Inc VALIC II Mod Growth Van Kampen Focus Equity Vale SA Lifestyle Van Kampen Global Eqty Valeant Pharmaceuticals Inc VALIC II Money Market II Alloc Valence Technology Inc VALIC II Small Cap Value Van Kampen Global Value VALENTIS INC VALIC II Strategic Bond Equity VALERA PHARMACEUTICALS VALIC II US Socially Van Kampen GVIT MultiSect INC Responsible Bd VALERO ENERGY CORP Validus Holdings Ltd Van Kampen High Yield old Valero Energy Partners LP VALLEY BANCORP Van Kampen Leaders Valhi Inc. VALLEY COMMERCE Van Kampen Limited Valiant General MM BANCORP Duration Valiant US Treasury MM VALLEY FINANCIAL CORP Van Kampen Money Market VALIC I Blue Chip Growth Van Kampen Mun Inc
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Van Kampen NVIT Comstock Vanguard Asset Allocation VANGUARD EXTENDED Value Vanguard Balanced Index MARKET ETF Van Kampen Select Growth Vanguard CA Intrmd TxEx Vanguard Extended Mkt Van Kampen Senior Float Vanguard CA Long TxEx Index Rate Vanguard CA Muni Money Vanguard Federal MM Van Kampen Strategic Market Vanguard Financials Index Growth Vanguard Cap Opportunity Vanguard FL Focused Long Van Kampen Strategic Muni Vanguard Capital Value Tax Exempt Inc Vanguard Cash Reserves Vanguard FTSE All World Van Kampen Technology Federal Money Market ExUS Small Cap Index Van Kampen Value Muni Vanguard Communication Vanguard FTSE All World VanceInfo Technologies Inc Services Index ExUSA Index Vanda Pharmaceuticals Inc Vanguard Consumer Discret Vanguard FTSE Social Idx VanEck Emerging Markets Idx Vanguard Global Capital VanEck Global Hard Assets Vanguard Consumer Staples Cycles VanEck International Idx Vanguard Global Equity Investors Gold Vanguard Convertible Sec Vanguard Global ex-US Real VanEck Vectors Agribusiness Vanguard Core Bond Estate Index ETF Vanguard Developed Vanguard Global Minimum VanEck Vectors Biotech ETF Markets Idx Volatility VanEck Vectors Fallen Angel Vanguard Developed Vanguard Global Wellington High Yield Bond ETF Markets Index Vanguard GNMA VanEck Vectors Gold Miners Vanguard Diversified Equity Vanguard Growth and ETF Vanguard Dividend Income VanEck Vectors High Yield Appreciation Index Vanguard Growth Equity Muni ETF Vanguard Dividend Growth Vanguard Growth Index VanEck Vectors Intermediate Vanguard Emerging Markets Vanguard Health Care Muni ETF Bond Vanguard Health Care Index VanEck Vectors Investment Vanguard Emerging Markets Vanguard Health Systems Grade Floating Rate ETF Government Bond Index Inc. VanEck Vectors J.P. Morgan Vanguard Emerging Markets Vanguard High Dividend EM Local Currency Bond ETF Select Stock Yield Index VanEck Vectors Junior Gold Vanguard Emerging Markets Vanguard High Yield Bond Miners ETF Stock Index Corp VanEck Vectors Morningstar Vanguard Energy Vanguard High Yield TxEx Wide Moat ETF Vanguard Energy Index Vanguard IL Developed VanEck Vectors Oil Services Vanguard Equity Income Markets Idx ETF Vanguard European Stock Vanguard IL Index VanEck Vectors Preferred Index Vanguard IL Tot Bd Mkt Securities ex Financials ETF Vanguard Explorer Index VanEck Vectors Russia ETF Vanguard Explorer Value Vanguard IL Tot Stk Mkt VanEck Vectors Vanguard Extended Duration Index Semiconductor ETF Treasury Index Vanguard Industrials Indx Vanguard 500 Index Vanguard Inflatn Protect Sec
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Vanguard Info Tech Idx Vanguard International VANGUARD MID CAP VIPERS Vanguard Insrd Long TxEx Explorer Vanguard Morgan Growth Vanguard Institutional Vanguard International Vanguard Mortgage Backed Intermediate-Term Bond Growth Securities Index Vanguard Institutional Short- Vanguard International High Vanguard Municipal Money Term Bond Dividend Yield Market Vanguard Institutional Target Vanguard International Value Vanguard Natural Resources Retirement 2010 Vanguard Large Cap Index Inc Vanguard Institutional Target Vanguard LifeStrategy Cnsr Vanguard NJ Long TxEx Retirement 2015 Gro Vanguard NJ Muni Money Vanguard Institutional Target Vanguard LifeStrategy Market Retirement 2020 Growth Vanguard NY Long TxEx Vanguard Institutional Target Vanguard LifeStrategy Vanguard NY Muni Money Retirement 2025 Income Market Vanguard Institutional Target Vanguard LifeStrategy Mod Vanguard OH Long Tax Retirement 2030 Gro Exempt Vanguard Institutional Target Vanguard Limited TxEx Vanguard OH TxEx Money Retirement 2035 Vanguard Long Bond Index Market Vanguard Institutional Target Vanguard Long Invst Grade Vanguard PA Long TxEx Retirement 2040 Vanguard Long Term Vanguard PA Muni Money Vanguard Institutional Target Corporate Bond Index Market Retirement 2045 Vanguard Long Term Tax Vanguard Pacific Stock Index Vanguard Institutional Target Exempt Vanguard PRIMECAP Retirement 2050 Vanguard Long Treasury Vanguard PRIMECAP Core Vanguard Institutional Target Vanguard Long-Term Vanguard Real Estate II Index Retirement 2055 Treasury Index Vanguard Real Estate Index Vanguard Institutional Target Vanguard MA TxEx VANGUARD REIT INDEX Retirement 2060 Vanguard Managed VIPERS Vanguard Institutional Target Allocation Vanguard Russell 1000 Retirement Income Vanguard Managed Payout Growth Index Vanguard Intermediate Bond Distribution Focus Vanguard Russell 1000 Index Index Vanguard Market Neutral Vanguard Russell 1000 Value Vanguard Intermediate Vanguard Materials Index Index Investment Grade Vanguard Mega Cap Growth Vanguard Russell 2000 Vanguard Intermediate Term Index Growth Index Corporate Bond Index Vanguard Mega Cap Index Vanguard Russell 2000 Index Vanguard Intermediate Vanguard Mega Cap Value Vanguard Russell 3000 Index Treasury Index Vanguard S&P 500 Growth Vanguard Intermediate TxEx Vanguard Mid Cap Growth Index Vanguard Intermediate-Term Vanguard Mid Cap Growth Vanguard S&P 500 Value Treasury Index Index Index Vanguard International Vanguard Mid Cap Index Vanguard S&P Mid-Cap 400 Dividend Appreciation Vanguard Mid Cap Value Growth Index Index
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Vanguard S&P Mid-Cap 400 Vanguard Target Retirement Vanguard Treasury MM Index 2035 Vanguard Treasury Money Vanguard S&P Mid-Cap 400 Vanguard Target Retirement Market Value Index 2040 Vanguard Ultra Short Term Vanguard S&P Small-Cap 600 Vanguard Target Retirement Bond Index 2045 Vanguard US Growth Vanguard S&P Small-Cap 600 Vanguard Target Retirement Vanguard US Value Value Index 2050 Vanguard Utilities Index Vanguard Selected Value Vanguard Target Retirement Vanguard Value Index Vanguard Short Bond Index 2055 VANGUARD VALUE VIPERS Vanguard Short Federal Vanguard Target Retirement Vanguard Var Balanced Vanguard Short Invst Grade 2060 Vanguard Var Capital Growth Vanguard Short Term Vanguard Target Retirement Vanguard Var Diversified Corporate Bond Index 2065 Value Vanguard Short Term Vanguard Target Retirement Vanguard Var Equity Income Inflation Protected Securities Inc Vanguard Var Equity Index Index Vanguard Target Retiremnt Vanguard Var Growth Vanguard Short Treasury 2005 Vanguard Var High Yield Vanguard Short TxEx Vanguard Tax Exempt Bond Vanguard Var International Vanguard Short-Term Index Eq Treasury Index Vanguard Tax Managed Vanguard Var Mid Cap Index Vanguard Small Cap Gro Balanced Vanguard Var Moderate Index Vanguard Tax Managed Allocation Vanguard Small Cap Index Capital Appreciation Vanguard Var Money Market Vanguard Small Cap Value Vanguard Tax Managed Vanguard Var Real Estate Index Small Cap Index Vanguard Star Fund Vanguard Tax Mngd Gro & Vanguard Var Short Invst Vanguard Strategic Equity Inc Grade Vanguard Strategic Small Cap Vanguard Total Bond Market Vanguard Var Small Co Equity II Index Growth Vanguard Structured Broad Vanguard Total Bond Market Vanguard Var Total Bd Mkt Market Index Idx Vanguard Structured Lg Cap Vanguard Total International Vanguard Var Total Equity Bond Index International Stock Market Vanguard Target Retirement Vanguard Total International Index 2010 Stock Index Vanguard Var Total Stk Mkt Vanguard Target Retirement Vanguard Total Intl Stock Idx 2015 Index Vanguard Wellesley Income Vanguard Target Retirement VANGUARD TOTAL STOCK Vanguard Wellington 2020 MKT ETF Vanguard Windsor Vanguard Target Retirement Vanguard Total Stock Mkt Vanguard Windsor II 2025 Index Vanity Events Holding Inc Vanguard Target Retirement Vanguard Total World Stock Vans Inc 2030 Index Vantage Drilling Co
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Vantage Energy Acquisition Vapotherm Inc Varonis Systems Inc Corp Varco International Inc Varsity Brands Inc Vantagepoint Aggressive Opp Varex Imaging Corp VARSITY GROUP INC Vantagepoint Asset Variable Portfolio Aggressive Vascular Biogenics Ltd Allocation Variable Portfolio BlackRock Vascular Solutions Inc Vantagepoint Broad Market Global Inflation Protected Vasogen Inc Index Sec VASOMEDICAL INC Vantagepoint Conservative Variable Portfolio Columbia VASTERA INC Growth Model Wanger Intl Eq Vaughan Nelson Small Cap Vantagepoint Core Bond Variable Portfolio Value Index Conservative Vaughan Nelson Value Vantagepoint Diversifying Variable Portfolio Eaton Opportunity Strategies Vance Floating Rate Income Vaxart Inc Vantagepoint Equity Income Variable Portfolio Managed Vaxcyte Inc Vantagepoint Global Equity Volatility Conservative VaxGen Inc Growth Model Variable Portfolio Managed VCA Inc Vantagepoint Growth & Volatility Conservative VCG Holding Corp Income Growth Vector Acquisition Corp Vantagepoint Growth Stock Variable Portfolio Managed Vector Group Ltd Vantagepoint Inflation Volatility Growth Vectren Corp Focused Variable Portfolio Managed Vectrus Inc Vantagepoint International Volatility Moderate Growth Vedanta Ltd Vantagepoint Long Growth Variable Portfolio Moderate Veeco Instruments Inc Model Variable Portfolio Veeva Systems Inc Vantagepoint Low Duration Moderately Aggressive VELOCITY EXPRESS CORP Bond Variable Portfolio Velocity Financial Inc Vantagepoint Mid Sml Co Idx Moderately Conservative Velocity Portfolio Group Inc Vantagepoint Milestone Variable Portfolio Partners Velodyne Lidar Inc 2015 Core Bond Venator Materials PLC Vantagepoint Milestone Variable Portfolio Partners Venoco Inc 2020 Core Equity VENTANA MEDICAL SYSTEM Vantagepoint Milestone Variable Portfolio Partners INC 2025 Small Cap Growth Ventas Inc. Vantagepoint Milestone Variable Portfolio Partners Venus Concept Inc 2030 Small Cap Value Veolia Environnement, Paris Vantagepoint Money Market Variable Portfolio US Flexible VEON Ltd Vantagepoint S&P 500 Stock Growth Vera Bradley Inc Index Variable Portfolio US Flexible Veracyte Inc Vantagepoint Savings Moderate Growth Verastem Inc Oriented Model Varian Inc VERASUN ENERGY CORP Vantagepoint Select Value VARIAN MEDICAL SYSTEMS Verb Technology Co Inc Vantagepoint Traditional INC Verecloud Inc Growth Model Varian Semiconductor VEREIT Inc VantageSouth Bancshares Inc Equipment Associates Inc Verenium Corp
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Vericel Corp Vestin Realty Mortgage I Inc Victory OH Muni Money VeriChip Corp Vestin Realty Mortgage II Inc Market Veridian Corp VG Acquisition Corp Victory Prime Obligation VERIDICOM INTERNATIONAL Via Net.Works Inc Victory RS Large Cap Alpha INC VIA Pharmaceuticals Inc Victory RS Mid Cap Growth Verifone Systems Inc VIACELL INC Victory RS Partners Verigy Ltd Viacom Inc Victory RS Select Growth VERILINK CORP ViacomCBS Inc Victory RS Small Cap Growth Verint Systems Inc VIAD CORP Victory RS Value Verisign Inc VIALTA INC Victory Special Value Verisity Ltd ViaSat Inc. Victory Stock Index Verisk Analytics Inc VIASPACE INC Victory Sycamore Established VERITAS DGC INC VIASYS HEALTHCARE INC Value VERITAS SOFTWARE CORP Viasystems Group Inc Victory Sycamore Small Veritex Holdings Inc Viatris Inc Company Opportunity Veritiv Corp Viavi Solutions Inc Victory Trivalent VERITY INC Vical Inc International Small Cap Verizon Communications Inc VICEROY EXPLORATION LTD Victory TxFr Money Market Vermilion Energy Inc VICI Properties Inc Victory Value Vermont Pure Holdings Ltd. Vicon Industries Inc. Victory VIF Diversified Stock VERMONT TEDDY BEAR INC Vicor Corp. Victory VIF Instl Liquid Resrv Verona Pharma PLC Vicor Technologies Inc VictoryShares US 500 Verra Mobility Corp Victory Balanced Enhanced Volatility Wtd ETF Verrica Pharmaceuticals Inc Victory Capital Holdings Inc VictoryShares US 500 Versant Corp Victory Diversified Stock Volatility Wtd ETF Versar Inc. Victory Federal MM VictoryShares US EQ Income Verso Corp Victory Financial Reserve Enhanced Volatility Wtd ETF Versum Materials Inc Victory Floating Rate VICURON Versus Capital Multi- Victory Global Natural PHARMACEUTICALS INC Manager Real Estate Income Resources VIDEO DISPLAY CORP Versus Capital Real Assets Victory Govt Reserve Vidler Water Resources Inc Vertex Energy Inc Victory Growth Stock VIE FINANCIAL GROUP INC Vertex Inc Victory INCORE Fund for Viela Bio Inc Vertex Pharmaceuticals Inc Income Viemed Healthcare Inc VERTICAL Victory INCORE Investment ViewRay Inc COMMUNICATIONS INC Quality Bond VIP Series I Viggle Inc VERTICALNET INC Victory INCORE Low Duration Vignette Corp Vertiv Holdings Co Bond Viking Therapeutics Inc VERTRUE INC Victory Instl Money Market Village Bank and Trust Veru Inc Victory Integrity Small Cap Financial Corp VeruTEK Technologies Inc Value Village Super Market Inc VESTA INSURANCE GROUP Victory Intermediate Income Villere Balanced INC Victory Munder Mid Cap Vimicro International Corp Vestin Group Inc Core Growth
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Vina De Concha Y Toro Sa Virtus Balanced Vital Images Inc Conchatoro Virtus Capital Growth VITAL LIVING INC Vince Holding Corp Virtus Ceredex Small Cap Val Vital Signs Inc. Vineyard National Bancorp Equity Vital Therapies Inc Vintage Equity Virtus Duff & Phelps Real VITALSTREAM HOLDINGS INC VINTAGE PETROLEUM INC Estate Securities Vitamin Shoppe Inc Violin Memory Inc Virtus Dynamic Alphasector Vitamin Spice VION PHARMACEUTICALS Virtus Insight Govt MM Vitesse Semiconductor Corp INC Virtus Insight MM VITRIA TECHNOLOGY INC VIOQUEST Virtus Insight TxEx MM Vitro Sab De CV PHARMACEUTICALS INC Virtus Mid Cap Value Vitru Ltd Viosolar Inc Virtus Newfleet Senior Vivaldi Merger Arbitrage Viper Energy Partners LP Floating Rate VIVENDI UNIVERSAL SA VIPER POWERSPORTS INC Virtus Rampart Equity Trend Viveve Medical Inc Vipshop Holdings Limited Virtus Sector Trend Vivic Corp Vir Biotechnology Inc Virtus Seix High Income Vivint Smart Home Inc Virage Inc Virtus Seix Investment Grade Vivint Solar Inc Virage Logic Corp Tax Exempt Bond VIVO PARTICIPACOES SA VIRAGEN INC Virtus Seix Total Return Bond Vivus Inc Viral Genetics Inc Visa Inc Vixel Corp VIRBAC CORP VISEON INC VLOV Inc VIRCO MFG. CORP Vishay Intertechnology Inc. VNUS Medical Technologies ViRexx Medical Corp Vishay Precision Group Inc Inc Virgin America Inc VISICU INC VOC Energy Trust Virgin Media Inc VISION BANCSHARES INC VOCALTEC Virgin Mobile USA Inc VISION GLOBAL SOLUTIONS COMMUNICATIONS LTD Virginia Mines Inc INC Vocera Communications Inc Virginia National Bankshares Vision Industries Corp Vocus Inc Corp Vision Marine Technologies Vodafone Group PLC VirnetX Holding Corp Inc VOICE MOBILITY INTL INC VIROPHARMA INC VisionChina Media Inc VOIP INC Virtu Financial Inc VISIONGATEWAY INC VoIP-PAL.com Virtual Piggy Inc Vision-Sciences Inc Volcan Holdings Inc Virtual Radiologic VIST Financial Corp Volcano Corp Corporation Vista Gold Corp Volcom Inc VirtualScopics Inc Vista Outdoor Inc VolitionRX Ltd Virtus AllianzGI Artificial VISTACARE INC Volt Information Sciences Intelligence & Technology Visteon Corp. Inc. Opportunit Vistra Corp Voltaire Ltd Virtus AllianzGI Equity & Visual Networks Inc Volterra Semiconductor Corp Convertible Income Fund VISX INC/DE VOLVO AB Virtus Allocator Premium Vitacost.com Inc Vontier Corp Alphasector Vitae Pharmaceuticals Inc VORNADO REALTY TRUST Virtus Alternatives Diversifier Vital Farms Inc voxeljet AG
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
VOXWARE INC Voya Intermediate Bond Voya Small Company VOXX International Corp Voya Intermediate Bond Portfolio Voya Aggregate Bond Portfolio Voya SmallCap Opportunities Portfolio Voya International Index Voya Solution 2015 Portfolio Voya Balanced Portfolio Portfolio Voya Solution 2025 Portfolio Voya Corporate Leaders 100 Voya International Real Voya Solution 2035 Portfolio Voya Corporate Leaders Estate Voya Solution 2045 Portfolio Series B Voya Large Cap Value Voya Solution Income Voya Emerging Markets Voya Large Cap Value Portfolio Index Portfolio Portfolio Voya Solution Moderately Voya Floating Rate Voya Large Cp Growth Aggressive Portfolio Voya Global Bond Portfolio Voya Strategic Income Voya Global Diversified Voya Large-Cap Growth Opportunities Payment Voya MidCap Opportunities Voya US Bond Index Portfolio Voya Global Equity Dividend Voya MidCap Opportunities Voyager Learning Co and Premium Opportunity Portfolio Voyager Therapeutics Inc Fund Voya Multi-Manager Voyant International Corp Voya Global High Dividend International Equity VROOM INC Low Volatility Portfolio Voya Prime Rate Trust VSB Bancorp Inc/NY Voya Global Real Estate Voya Real Estate VSE Corp Voya Global Resources Voya Retirement VTTI Energy Partners LP Portfolio Conservative Portfolio vTv Therapeutics Inc Voya GNMA Income Voya Retirement Growth VULCAN INTL CORP Voya Government Money Portfolio Vulcan Materials Co Market Portfolio Voya Retirement Moderate Vulcan Value Partners Voya Growth & Income Growth Portfolio Vulcan Value Partners Small Portfolio Voya Retirement Moderate Cap Voya High Yield Bond Portfolio Vuzix Corp Voya Index Plus Large Cap Voya Russell Large Cap VVIT Virtus International Portfolio Growth Index Portfolio Series Voya Index Plus MidCap Voya Russell Large Cap Index VWR Corp Portfolio Portfolio VY Baron Growth Portfolio Voya Index Solution 2025 Voya Russell Large Cap Value VY BlackRock Inflation Portfolio Index Portfolio Protected Bond Portfolio Voya Index Solution 2030 Voya Russell Mid Cap Growth VY Clarion Real Estate Portfolio Index Portfolio Portfolio Voya Index Solution 2035 Voya Russell Mid Cap Index VY FMR Diversified Mid Cap Portfolio Portfolio Portfolio Voya Index Solution 2040 Voya Russell Small Cap Index VY Franklin Income Portfolio Portfolio Portfolio VY Franklin Mutual Shares Voya Index Solution 2045 Voya Securitized Credit Portfolio Portfolio Voya Senior Income VY Franklin Templeton Voya Index Solution Income Voya Small Company Founding Strategy Portfolio Portfolio
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
VY Invesco Comstock W&R Advisors Retirement Wanger Intl Portfolio Shrs Wanger Select VY Invesco Equity & Income W&R Advisors Science & Wanger USA Portfolio Tech Warnaco Group Inc (The) VY Invesco Growth & Income W&R Advisors Small Cap Warner Chilcott Plc Portfolio W&R Advisors Value Warner Music Group Corp VY Invesco Oppenheimer W&R Advisors Vanguard WARREN RESOURCES INC Global Portfolio W&T Offshore Inc Warrior Met Coal Inc VY JPM Emerging Markets W.P. Stewart & Co. Ltd Warwick Cmnty Bancorp Inc Equity Portfolio WA CA Muni Money Market Wasatch Core Growth VY JPM Mid Cap Value WA Institutional Money Wasatch Emerging Markets Portfolio Market Small Cap VY JPM Small Cap Core WA MA Muni MM Wasatch Frontier Emerging Equity Portfolio WA Money Market Small Countries VY T Rowe Diversified Mid WA Muni MM Wasatch Heritage Growth Cap Growth Portfolio WA NY Muni MM Wasatch International VY T Rowe Equity Income WA NY TxFr Money Market Growth Portfolio WA Premium Liquid Reserve Wasatch International VY T Rowe Growth Equity WA Premium US Treas Opportunities Portfolio Reserv Wasatch Large Cap Value VY Templeton Foreign Equity WA/Citi TxFr Reserves Wasatch Long/Short Portfolio Wabash National Corp Wasatch Micro Cap VY Templeton Global Growth WABCO Holdings Inc Wasatch Small Cap Growth Portfolio WACCAMAW BANKSHARES Wasatch Small Cap Value Vyteris Inc INC Wasatch Ultra Growth Vyyo Inc Wachovia Corp Washington Banking Co W Holding Co Inc. WACOAL HOLDINGS CORP Washington Federal Inc. W&R Advisors Continental Waddell & Reed Financial WASHINGTON GROUP INTL Inc Inc. INC W&R Advisors Core WaferGen Bio-systems Inc Washington Mutual Investment WageWorks Inc Investors W&R Advisors Dividend WAKE FOREST BANCSHARES Washington Prime Group Inc Opportunities INC Washington Real Estate W&R Advisors Global Bond Walgreens Boots Alliance Inc Investment Trust W&R Advisors Global Growth Walker & Dunlop Inc Washington Trust Bancorp W&R Advisors Govt Walking Company Holdings Inc Securities Inc (The) WashingtonFirst Bankshares W&R Advisors High Income Walmart Inc Inc W&R Advisors Muni High Walt Disney Co (The) Waste Connections Inc Income Walter Energy Inc Waste Connections Inc. W&R Advisors Municipal Walter Investment Waste Industries USA Inc Bond Management Corp Waste Management Inc. W&R Advisors New Concepts Walthausen Small Cap Value WASTE SERVICES INC Wanda Sports Group Co Ltd
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
WATCHGUARD WEBEX COMMUNICATIONS Wells Fargo Avtg Aggressive TECHNOLOGIES INC INC Allocation Water Pik Technologies Inc WEBFINANCIAL CORP Wells Fargo Avtg Asia Pacific Waters Corp WebMD Health Corp Wells Fargo Avtg CA TxFr Waterstone Financial Inc WebMediaBrands Inc MM Trust Watford Holdings Ltd webMethods Inc Wells Fargo Avtg Capital Watsco Inc WEBSIDESTORY INC Growth Watts Water Technologies Webster City Fed Bancorp Wells Fargo Avtg CB Lg Cap Inc Webster Financial Corp Value WAUSAU PAPER CORP WEBZEN INC Wells Fargo Avtg CB Mid Cap Wave Life Sciences Ltd WEC Energy Group Inc Value Wave Systems Corp. Weibo Corp Wells Fargo Avtg Classic WAVECOM SA Weikang Bio-Technology Value Waverider Communications Group Co Inc Wells Fargo Avtg Inc Weingarten Realty Investors Conservative Allocation Wayfair Inc Weis Markets Inc. Wells Fargo Avtg Core Equity Wayne Bancorp Inc/Oh Weitz Partners III Wells Fargo Avtg Corporate Wayne Hummer Money Opportunity Bond WAYNE SAVINGS Weitz Partners Value Wells Fargo Avtg Disciplined BANCSHARES INC Weitz Series Hickory Value Waypoint Financial Corp Weitz Short Duration Income Wells Fargo Avtg Diversified Wayside Technology Group Weitz Value Equity WCA WASTE CORP Welbilt Inc Wells Fargo Avtg Diversified WCI Communities Inc WELLCHOICE INC International WCM Focused Emerging Wellesley Bancorp Inc Wells Fargo Avtg Diversified Markets Wellman Inc. Small Cap WCM Focused International WELLPOINT HEALTH Wells Fargo Avtg Emerging Growth NETWRKS INC Markets Focus WD-40 CO Wells Fargo & Co Wells Fargo Avtg Equity We Save Homes Inc Wells Fargo 100% Treas Income Wealth Minerals Money Market Wells Fargo Avtg Equity Wealthbuilder Conservative Wells Fargo Absolute Return Index Allocation Wells Fargo Adjustable Rate Wells Fargo Avtg Equity Wealthbuilder Equity Government Value Wealthbuilder Moderate Wells Fargo Advantage Wells Fargo Avtg Global Balanced Endeavor Select Opportunities Wealthcraft Systems Inc Wells Fargo Advantage Wells Fargo Avtg Growth & Wealthfront Risk Parity Global Dividend Opportunity Income Weatherford International Fund Wells Fargo Avtg Growth plc Wells Fargo Advantage High Balanced Web.com Group Inc Income Wells Fargo Avtg Growth WEB.COM INC Wells Fargo Advantage Equity Webco Industries Inc Municipal Money Market Wells Fargo Avtg High Yield Wells Fargo Asset Allocation Bd
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Wells Fargo Avtg Wells Fargo CA Municipal Wells Fargo High Yield Bond International Equity Money Market Wells Fargo Income Wells Fargo Avtg Intrmd Govt Wells Fargo CA Tax-Free Wells Fargo Income Income Bond Opportunities Fund Wells Fargo Avtg Large Wells Fargo Cash Invest Wells Fargo Index Company Core Money Market Wells Fargo Index Asset Wells Fargo Avtg Large Wells Fargo Classic Value Allocation Company Growth Wells Fargo Common Stock Wells Fargo Intermediate Tax Wells Fargo Avtg Liquidity Wells Fargo Conservative AMT Free Reserve MM Income Wells Fargo International Wells Fargo Avtg Mid Cap Wells Fargo Core Bond Bond Growth Wells Fargo Core Plus Bond Wells Fargo International Wells Fargo Avtg Moderate Wells Fargo CoreBuilder Value Balanced Series M Wells Fargo Large Cap Core Wells Fargo Avtg Money Wells Fargo Disciplined U.S. Wells Fargo Large Cap Market Trust Core Growth Wells Fargo Avtg Natl TxFr Wells Fargo Discovery Wells Fargo MN TxFr Wells Fargo Avtg Natl TxFr Wells Fargo Divers Bond Wells Fargo Money Market MM Trust Wells Fargo Diversified Wells Fargo Multi-Sector Wells Fargo Avtg NY Muni Capital Builder Income Fund MM Wells Fargo Diversified Wells Fargo Municipal Bond Wells Fargo Avtg Overland Income Builder Wells Fargo Municipal Cash Exp Sweep Wells Fargo Dow Jones Management Money Market Wells Fargo Avtg PA Tax-Free Target 2010 Wells Fargo Natl Tax-Free Wells Fargo Avtg Precious Wells Fargo Dow Jones Money Market Metals Target 2015 Wells Fargo Omega Growth Wells Fargo Avtg Prime Invst Wells Fargo Dow Jones Wells Fargo Opportunity MM Target 2045 Wells Fargo Premier Large Wells Fargo Avtg Small Cap Wells Fargo Dow Jones Company Growth Disciplined Target Today Wells Fargo Prime Inv IL MM Wells Fargo Avtg Small Cap Wells Fargo Emerging Wells Fargo Short Bond Growth Growth Wells Fargo Short Wells Fargo Avtg Small Cap Wells Fargo Emerging Government Bond Opport Markets Equity Wells Fargo Short High Yield Wells Fargo Avtg Small Wells Fargo Emerging Bond Company Value Markets Equity Income Wells Fargo Short Municipal Wells Fargo Avtg Stable Wells Fargo Enterprise Bond Income Wells Fargo Government Wells Fargo SIFE Splzd Finl Wells Fargo Avtg Strategic Money Market Wells Fargo Small Cap Value Large Cap Growth Wells Fargo Government Sec Wells Fargo Small Company Wells Fargo Avtg US Value Wells Fargo Govt IL MM Growth Wells Fargo Avtg Utility & Wells Fargo Growth Wells Fargo Special Mid Cap Telecommunications Wells Fargo Heritage Money Value Wells Fargo CA Ltd Tax-Free Market
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Wells Fargo Special Small Westamerica Bancorporation Western Asset Inflation Index Cap Value Westar Energy Inc. Plus Bond Wells Fargo Specialized WESTBANK CORP Western Asset Inflation- Technology WESTBOROUGH FINL SVCS Linked Opportunities & Wells Fargo Spectrum INC Income Fund Moderate Growth Westbury Bancorp Inc Western Asset Institutional Wells Fargo Strategic Westcore Flexible Income AMT Free Municipal Money Municipal Bond Westcore Growth Market Wells Fargo Target 2020 Westcore Select Western Asset Institutional Wells Fargo Target 2025 Westcore Small Cap Value Cash Reserve Wells Fargo Target 2030 WESTCORP Western Asset Institutional Wells Fargo Target 2035 Westell Technologies Inc Government Reserves Wells Fargo Target 2040 Western Alliance Western Asset Institutional Wells Fargo Target 2050 Bancorporation Liquid Reserve Wells Fargo Treasury Plus Western Asset 2008 Western Asset Institutional Money Market Worldwide Dollar US Treasury Obligations Wells Fargo Ultra Short Government Term Trust Inc Money Market Income Western Asset CA Municipals Western Asset Institutional Wells Fargo Ultra Short Western Asset Core Bond US Treasury Reserve Municipal Western Asset Core Plus Western Asset Intermediate Wells Financial Corp Bond Bond Wells S&P REIT Index Western Asset Corporate Western Asset Intermediate Wells-Gardner Electronics Bond Term Municipals Corp Western Asset Emerging Western Asset Liquid Welltower Inc Markets Debt Fund Inc Reserves Wendy's International Inc. Western Asset Emerging Western Asset Macro Werner Enterprises Inc. Markets Income Fund Inc Opportunities WesBanco Inc Western Asset Global Western Asset Managed WESCAST INDUSTRIES -CL A Corporate Defined High Income Fund Inc Wesco Aircraft Holdings Inc Opportunity Fund Inc Western Asset Managed WESCO FINANCIAL CORP Western Asset Global High Municipals WESCO International Inc Income Fund Inc Western Asset Managed WESCORP ENERGY INC Western Asset Global High Municipals Fund Inc Wesmark Growth Yield Bond Western Asset Mortgage West Bancorporation Inc Western Asset Government Total Return West Coast Bancorp Reserves Western Asset Municipal West Corp Western Asset High Income Defined Opportunity Trust West Fraser Timber Co Ltd Fund II Inc Inc West Marine Inc Western Asset High Yield Western Asset Municipal West Pharmaceutical Western Asset High Yield High Income Services Inc. Defined Opportunity Fund Western Asset NY Municipals WEST POINTE BANCORP INC Inc Western Asset Premier Westaff Inc Western Asset Income Institutional Government Westaim Corp (The) Reserves
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Western Asset Select Tax Westport Fund Whitney Holding Corp. Free Reserves Westport Resources Corp WHITNEY INFORMATION NET Western Asset Short Westport Select Cap INC Duration High Income WestRock Company WHITTIER ENERGY CORP Western Asset Short WESTSIDE ENERGY CORP Whole Earth Brands Inc Duration Municipal Income Weststar Financial Services WHOLE FOODS MARKET INC Western Asset Short Term Corp WideOpenWest Inc Bond Westway Group Inc Widepoint Corp Western Asset Total Return Westwood Holdings Group WIDERTHAN CO LTD -ADS Unconstrained Inc. WiFiMed Holdings Co Inc Western Asset US Treasury Westwood Income WILBER CORP Reserves Opportunity WILD OATS MARKETS INC Western Asset/Claymore Westwood Smidcap WildHorse Resource Inflation-Linked Securities & Weyco Group Inc Development Corp Income Fund Weyerhaeuser Co Willamette Valley Vineyards Western Copper and Gold WFAVT Asset Allocation Inc Corp WFAVT Opportunity Willbros Group Inc. WESTERN DIGITAL CORP WFS FINANCIAL INC Willdan Group Inc Western Gas Partners Lp WGL Holdings Inc. William Lyon Homes WESTERN GAS RESOURCES WGNB Corp. William Penn Bancorp INC W-H Energy Services Inc Williams Capital Govt Money Western Goldfields Inc Wheaton Precious Metals Market Western Liberty Bancorp Corp Williams Coal Seam Gas Western Midstream Partners WHEATON RIVER MINERALS Royalty Trust LP LTD Williams Controls Inc Western New England Wheeler Real Estate Williams Cos Inc. (The) Bancorp Inc Investment Trust Inc WILLIAMS PARTNERS L.P. Western Ohio Finl Corp Wheeling Pittsburgh Corp WILLIAMS PARTNERS LP Western Refining Inc WHERIFY WIRELESS INC Williams Pipeline Partners LP Western Refining Logistics LP White Electronic Designs WILLIAMS SCOTSMAN INTL WESTERN SIERRA BANCORP Corp Willis Lease Finance Corp WESTERN SIERRA MINING WHITE MOUNTAIN Willis Towers Watson plc CORP TITANIUM CORP Williston Basin / Mid North WESTERN SILVER CORP White Mountains Insurance America Stock Western Sizzlin Corp Group Ltd Willow Creek Enterprises Inc Western Standard Energy White Oak Select Growth Willow Financial Bancorp Inc Corp White River Capital Inc Wilmington Broad Market Western Union Co Whitebox Tactical Bond WESTERN WIRELESS CORP - Opportunities Wilmington International CL A WHITEHALL JEWELLERS INC Wilmington Large Cap Westinghouse Air Brake Whitestone REIT Strategy Technologies Corp WhiteWave Foods Co (The) Wilmington Multi Mgr Intl Westpoint Stevens Inc Whiting USA Trust I Wilmington Multi Mgr Real Westport Fuel Systems Inc Whiting USA Trust II Asset
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Wilmington Premier Money Winston Pharmaceuticals Inc WisdomTree International Mkt Wintergreen Fund Hedged Quality Dividend Wilmington Prime MM Winthrop Realty Trust Inc Growth Fund Wilmington Prime Money Winton Financial Corp WisdomTree International Market Wintrust Financial Corp. SmallCap Dividend Fund Wilmington Tax-Exempt MM WINWIN GAMING INC Wisdomtree Investments Inc Wilmington Trust Corp Wipro Ltd WisdomTree Japan Hedged Wilmington TxEx MM Wireless Ronin Technologies Equity Fund Wilmington US Government Inc WisdomTree Japan SmallCap MM Wireless Telecom Group Inc. Dividend Fund Wilmington US Govt MM WIRELESS XCESSORIES GRP WisdomTree Trust - Wilmington US Treasury INC WisdomTree U.S. High Money Mkt WisdomTree Asia Local Debt Dividend Fund Wilshire 5000 Index Portfolio Fund WisdomTree U.S. LargeCap Wilshire Bancorp Inc WisdomTree Continuous Dividend Fund Wilshire Enterprises Inc. Commodity Index Fund WisdomTree U.S. Quality Wilshire Large Company WisdomTree Dreyfus Chinese Dividend Growth Fund Growth Yuan Fund WisdomTree US Dividend ex- Wilshire VIT Equity WisdomTree Dreyfus Financials Fund Wilshire VIT Global Emerging Currency Fund WisdomTree US MidCap Allocation WisdomTree Emerging Dividend Fund Wilson Holdings Inc Markets ex-State-Owned WisdomTree US MidCap Wilsons The Leather Experts Enterprises Fund Earnings Fund Inc WisdomTree Emerging WisdomTree US SmallCap Wiltel Communications Markets High Dividend Fund Dividend Fund Group WisdomTree Emerging WisdomTree US SmallCap Wimm-Bill-Dann Foods OJSC Markets Local Debt Fund Earnings Fund Wind Energy America Inc WisdomTree Emerging WisdomTree US Total Wind River Systems Inc Markets Small Cap Dividend Dividend Fund WINDROSE MEDICAL PPTYS Fund WisdomTree Yield Enhanced TR WisdomTree Europe Hedged U.S. Aggregate Bond Fund Windstream Holdings Inc Equity Fund Wiser Oil Co Windtree Therapeutics Inc WisdomTree Europe Witness Systems Inc Wingstop Inc SmallCap Dividend Fund WITS BASIN PRECIOUS Winland Ocean Shipping WisdomTree Floating Rate MINERALS Corp Treasury Fund Wix.com Ltd Winmark Corp WisdomTree India Earnings WJ Communications Inc Winn-Dixie Stores Inc. Fund ETF Wm Blair Bond Winnebago Industries Inc. WisdomTree International Wm Blair Emerging Markets Winner Medical Group Inc Dividend Top 100 Fund Growth Winslow Green Growth WisdomTree International Wm Blair Growth WinSonic Digital Media Equity Fund Wm Blair Income Group Ltd Wm Blair Institutional WINSTON HOTELS INC International Growth
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Wm Blair Instl Intl Equity WORLD AIR HOLDINGS INC WYNDHAM INTERNATIONAL Wm Blair International World Color Press Inc INC Growth World Energy Solutions Inc Wynn Resorts Ltd Wm Blair International World Fuel Services Corp X CHANGE CORP Leaders World Gold Trust - SPDR X4 Pharmaceuticals, Inc. Wm Blair International Small Gold MiniShares Trust Xactly Corp Cap Growth WORLD HEALTH XATA Corp Wm Blair Intl Equity ALTERNATIVES XBiotech Inc Wm Blair Large Cap Growth World Heart Corp Xcel Brands Inc Wm Blair Macro Allocation World Point Terminals LP Xcel Energy Inc. Wm Blair Ready Reserves WORLD WASTE XCELERA INC Wm Blair Small Cap Growth TECHNOLOGIES INC Xcerra Corp Wm Blair Small Cap Value World Wrestling Xcorporeal Inc Wm Blair Small Mid Growth Entertainment Inc. XCYTE THERAPIES INC WM Growth WORLDGATE XECHEM INTERNATIONAL WM Growth & Income COMMUNICATIONS INC INC WM International Growth Worldpay Inc Xencor Inc WM Money Market WORLDSPACE INC Xenetic Biosciences PLC WM REIT WORLDWIDE BIOTECH & Xenia Hotels & Resorts Inc WM Small Cap Growth PHARMA Xenith Bankshares Inc WM Small Cap Value Worldwide Restaurant Xeno Transplants Corp WM Tax Exempt Bond Concept XENOGEN CORP WM Variable Growth & WORONOCO BANCORP INC Xenon Pharmaceuticals Inc Income Worthington Industries Inc. Xenonics Holdings Inc WM Variable Growth Fund Wowjoint Holdings Ltd XENOPORT INC WM. Wrigley Jr. Co WPCS INTERNATIONAL INC Xeris Pharmaceuticals inc WMC RESOURCES LTD WPP PLC Xerox Holdings Corp WMS Industries Inc. WPX Energy Inc XETA Technologies Inc WNS (Holdings) Ltd Wrap Technologies Inc XETHANOL CORP Wolohan Lumber Co Wright Medical Group Inc XFONE INC WOLSELEY PLC Wright Medical Group N.V. Xhibit Corp Wolverine Tube Inc. WSB Financial Group Inc Xicor Inc Wolverine World Wide Inc. WSB Holdings Inc Xilinx Inc. Women First Healthcare WSFS Financial Corp XINHUA CHINA LTD Woodbridge Holdings Corp WSP Holdings Ltd Xinhua Sports & WOODHEAD INDUSTRIES INC Wuhan General Group Entertainment Ltd Woodward Inc (China) Inc Xinyuan Real Estate Co Ltd Woori Financial Holdings Co WuXi PharmaTech (Cayman) XL Group Ltd Ltd Inc XM Satellite Radio Holdings WORDLOGIC CORP WVS Financial Corp. Inc Workflow Mgmt Inc WW International Inc XO Group Inc Workhorse Group Inc WYETH XO Holdings Inc Workstream Inc Wyndham Hotels & Resorts XOMA Corp World Acceptance Corp Inc Xoom Corp
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
XP Inc Yelp Inc Zendesk Inc XPEL Inc YETI Holdings Inc Zenith National Insurance XPeng Inc YieldQuest Total Return Corp Xperi Holding Corp Bond Zep Inc XPO Logistics Inc Yingli Green Energy Holdings Zepp Health Corp XRG INC Co Ltd Zero Gravity Solutions Inc X-Rite Inc Yintech Investment Holdings Zhaoheng Hydropower Co XSTREAM MOBILE Ltd Zhongpin Inc SOLUTIONS CP Yiren Digital Ltd Zi Corp XSUNX INC YM BIOSCIENCES INC Zila Inc XTENT INC Y-mAbs Therapeutics Inc Zillow Group Inc Xtera Communications Inc Yodlee Inc Zilog Inc XTL BIOPHARMACEUTICALS YORK INTERNATIONAL CORP Zion Oil & Gas Inc XTO Energy Inc. York Water Co (The) Zions Bancorporation NA Xtrackers Harvest CSI 300 Yorktown Short Term Bond Zipcar Inc China A-Shares ETF Youbet.com Inc ZipRealty Inc Xtrackers MSCI EAFE Hedged Youdao Inc Zix Corp. Equity ETF Young Broadcasting Inc Zoes Kitchen Inc Xtrackers MSCI Europe Young Innovations Inc Zoetis Inc Hedged Equity ETF Youngevity International Inc Zogenix Inc Xtrackers USD High Yield Your Community Bancshares Zoll Medical Corp Corporate Bond ETF Inc Zoltek Cos Inc Xtra-Gold Resources Corp Ypf Sociedad Anonima ZOMAX INC/MN Xura Inc Yacimientos Petroliferos Zomedica Pharmaceuticals XYBERNAUT CORP Fiscales Corp Xylem Inc YTB INTERNATIONAL INC ZONE 4 PLAY INC Xynomic Pharmaceuticals Yucheng Technologies Ltd Zoned Properties Inc Holdings Inc Yuhe International Inc ZONES INC Xyratex Ltd Yum China Holdings Inc Zoo Entertainment Inc Yadkin Financial Corp YUM! Brands Inc. ZOOM TECHNOLOGIES INC YAK COMMUNICATIONS INC Yuma Energy Inc Zoom Video Communications Yalla Group Ltd YuMe Inc Inc Yamana Gold Inc Yunji Inc ZoomInfo Technologies Inc Yandex NV Zagg Inc Zoran Corp Yanglin Soybean Inc ZAIS Group Holdings, Inc. Zoro Mining Corp YANKEE CANDLE CO INC Zale Corp Zosano Pharma Corp YARDVILLE NATIONAL Zanett Inc Zovio Inc BANCORP ZAP ZS Pharma Inc Yasheng Group Ltd Zarlink Semiconductor Inc. Zscaler Inc Yatra Online Inc Zayo Group Holdings Inc ZST Digital Networks Inc Yayi International Inc ZaZa Energy Corp ZTO Express (Cayman) Inc Yellow Corp ZBB Energy Corp Z-TRIM HOLDINGS INC Yellowcake Mining Inc Zebra Technologies Corp. zulily inc Yellowstone Acquisition Co ZELTIQ Aesthetics Inc Zulu Energy Corp
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Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due Share as of September 22, 2021
Zumiez Inc Zuora Inc ZVUE Corp Zweig Fund Inc. (The) Zweig Total Return Fund Inc. (The) ZYGO CORP Zymeworks Inc ZYMOGENETICS INC Zynerba Pharmaceuticals Inc Zynex Inc Zynga Inc
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