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CONFIDENTIAL

reinventing OSRAM is … Light for 111 Years

Conflict Minerals General Information

Procurement Excellence | 2019 | Munich Light is OSRAM Conflict Minerals – the long way towards a conflict-free supply chain

Section 1502 of the OSRAM is commited to European Commission Dodd-Frank Act support industry wide multi- announced a proposal signed by the US-President stakeholder initiatives to „setting up an EU system of Barack Obama prevent serious human rights self-certification for importers violations in the conflict areas of tin, tantalum, tungsten and gold“

Target: 2010 2011 2012 2013 2014 2015 … 2018 conflict-free

Transparency on OSRAM smelters Final Conflict Minerals Rule was adopted by the Securities and Exchange First reporting period: Calender Year 2013 Commision (”SEC”)

2 Procurement Excellence 2019, Conflict Minerals The illegal trade of the commonly as “3TG*” referred minerals finances violent conflicts and violations of basic humanitarian rights.

Algier Kairo Dodd–Frank Section 1502 defines the affected countries or “Covered Countries” as follows:

Nouakchott • Democratic (DRC) Khartum • Central Republic N´Djamena Dschibuti • South Porto–Novo • Douala • Sáo Tomé • The Republic of the Congo Bujumbura • • Moroni • • Antananarivo The covered countries account for 15% to 20% of the world´s supply of tantalum and lower percentage for the other three minerals

3 Procurement Excellence 2019, Conflict Minerals Conflict Mineral is not about an embargo of these countries.

Algier Tunis Rabat Tripoli Kairo Responsible Mineral Initiative labels all smelters as conformant, which can proof they only source from mines, that do not support any armed forces and conduct their business Dakar Khartum Asmara on accepted good practices. Bissau Niamey Bamako Ouagadougou N´Djamena Juba Dschibuti Freetown Yamoussoukro Abuja Monrovia Porto–Novo It is therefore accepted, that smelters source Accra Douala Bangui in the DRC and adjoining countries, but: Malabo Mogadishu Sáo Tomé Libreville Kampala Only from “clean” mines. Kigali Nairobi Brazzaville Bujumbura Kinshasa Dodoma In fact supporting those “clean” mines is Luanda Moroni an important aspect on the way to a stable Lilongwe Lusaka and peaceful future in DRC and adjoining Harare Antananarivo countries.

Windhoek Gaborone Pretoria Maputo

Maseru

4 Procurement Excellence 2019, Conflict Minerals Conflict Minerals - an example How does this impact OSRAM?

The Dodd-Frank-Act aims to stop the financing of the civil war in DRC and adjoining countries.

• Gold lead wires Mining in • Tin • Solder unsecure mines • Tantalum containing tin of the Covered • Tungsten • Tungsten Countries • Gold filament • Capacitors

Gold lead wires, gold plated contact

Solder containing tin

Tungsten filament

Capacitor (possibly Tantalum)

5 Procurement Excellence 2019, Conflict Minerals Creating an OSRAM CMRT requires alignment along the supply chain

OSRAM has selected all categories in our procurement portfolio that could possibly contain one of the 3TGs. Suppliers in this categories, are asked to hand in a Conflict Mineral Reporting Template (CMRT). OSRAM uses the global standard template of the Responsible Mineral Initiative (RMI).

These CMRTs are checked in a special software (iPoint) if they only contain conformant or active smelters. In case other smelters are listed, OSRAM requests supplier to work on improving the supply chain.

6 Procurement Excellence 2019, Conflict Minerals Creating an OSRAM CMRT requires alignment along the supply chain

The summary of all supplier CMRTs is then used to create the OSRAM CMRT. This CMRT is forwarded to Customers to enable them to comply with applicable law (e.g. SEC).

7 Procurement Excellence 2019, Conflict Minerals www.osram.com

Many Thanks.