Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM OMB No. 1124-0002; Expires July 31, 2023 U.S. Department of Justice Supplemental Statement Washington, dc 20530 Pursuant to the Foreign Agents Registration Act of 1938, as amended

For 6 Month Period Ending 2/28/2021 (Insert date)

I REGISTRANT

1. (a) Name of Registrant (b) Registration Number Korea Economic Institute of America 3327

(c) Primary Business Address 1800 K St. NW Suite 300 Washington, DC 20006

2. Has there been a change in the information previously furnished in connection with the following? (a) If an individual: (1) Residence address(es) Yes □ No □ (2) Citizenship Yes □ No □ (3) Occupation Yes □ No □ (b) If an organization: (1) Name Yes □ No [x] (2) Ownership or control Yes □ No [x] (3) Branch offices Yes □ No 0 (c) Explain fully all changes, if any, indicated in Items (a) and (b) above.

IF THE REGISTRANT IS AN INDIVIDUAL, OMIT RESPONSES TO ITEMS 3, 4, 5, AND 6. 3. If the registrant previously filed an Exhibit C1, state whether any changes therein have occurred during this 6 month reporting period. Yes □ No IE]

If yes, has the registrant filed an updated Exhibit C? Yes □ No □ If no, please file the updated Exhibit C.

1 The Exhibit C, for which no printed form is provided, consists of a true copy of the charter, articles of incorporation, association, and by laws of a registrant that is an organization. (A waiver of the requirement to file an Exhibit C may be obtained for good cause upon written application to the Assistant Attorney General, National Security Division, U.S. Department of Justice, Washington, DC 20530.)

FORM NSD-2 Revised 05/20 Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM

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4. (a) Have any persons become partners, officers, directors or similar officials during this 6 month reporting period? Yes □ No [x] If yes, furnish the following information: Name Residence Address Citizenship Position Date Assumed

(b) Have any persons ceased acting as partners, officers, directors or similar officials of the registrant during this 6 month reporting period? Yes 0 No □ If yes, furnish the following information: Name Position Date Ceased Changhoon Suh Director 12/31/2020

5. (a) Has any person named in Item 4(a) rendered services directly in furtherance of the interests of any foreign principal? Yes □ No § If yes, identify each such person and describe the service rendered. Name Foreign Principal(s) Represented Services

(b) During this 6 month reporting period, has the registrant hired as employees or in any other capacity, any persons who rendered or will render services to the registrant directly in furtherance of the interests of any foreign principal(s) in other than a clerical or secretarial, or in a related or similar capacity? Yes |x] No □

Name Residence Address Citizenship Position Date Assumed Hae Kyung Ahn 3015 Braxton Wood Court Republic of Korea Program Advisor 1/4/2021 Fairfax, VA 22031

Douglas Steinman 17108 Menden Farm Drive US Producer 2/16/2021 Olney, MD 20832

(c) Have any employees or individuals, who have filed a short form registration statement, terminated their employment or connection with the registrant during this 6 month reporting period? Yes d No [x] If yes, furnish the following information: Name Position or Connection Date Terminated

(d) Have any employees or individuals, who have filed a short form registration statement, terminated their connection with any foreign principal during this 6 month reporting period? Yes [4 No [x]

If yes, furnish the following information: Name Position or Connection Foreign Principal Date Terminated

6. Have short form registration statements been previously filed by all of the persons named in Items 5(a) and 5(b) of the supplemental statement or submitted with this filing? Yes [x] No □ If no, list names of persons who have not previously filed the required statement or are not submitting a short form with this filing.

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II - FOREIGN PRINCIPAL

7. Has the registrant's connection with any foreign principal(s) ended during this 6 month reporting period? Yes □ No 0 If yes, furnish the following information: Foreign Principal Date of Termination

8. Has the registrant added any new foreign principal(s)2 during this 6 month reporting period? Yes □ No 0

If yes, furnish the following information:

Foreign Principal Date Added

9. In addition to those named in Items 7 and 8, if any, list the foreign principal(s) whom the registrant continued to represent during the 6 month reporting period. Korea Institute for International Economic Policy (KIEP)

10. (a) Has the registrant filed Exhibits A and B for the newly added foreign principal(s), if any, listed in Item 8? Exhibit A3 Yes □ No □ N/A 0 Exhibit B4 Yes □ No □ N/A [El If no, please file the required exhibit.

(b) Have there been any changes in the Exhibits A and B previously filed for any foreign principal(s) whom the registrant represented during this 6 month period? Yes □ No [El If yes, has the registrant filed an amendment to these exhibits? Yes □ No [El If no, please file the required amendment.

2 The tenn "foreign principal" includes, in addition to those defined in Section 1(b) of the Act, an individual organization any of whose activities are directly or indirectly supervised, directed, controlled, financed, or subsidized in whole or in major part by a foreign government, foreign political party, foreign organization or foreign individual. (See Rule 100(a) (9)). A registrant who represents more than one foreign principal is required to list in the statements he files under the Act only those principals for whom he is not entitled to claim exemption under Section 3 of the Act. (See Rule 208.) 3 The Exhibit A, which is filed on Form NSD-3, sets forth the information required to be disclosed concerning each foreign principal. 4 The Exhibit B, which is filed on Form NSD-4, sets forth the information concerning the agreement or understanding between the registrant and the foreign principal.

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(PAGE 4) III - ACTIVITIES

11. During this 6 month reporting period, has the registrant engaged in any activities for or rendered any services to any foreign principal named in Items 7, 8, or 9 of this statement? Yes [3 No □

If yes, identify each foreign principal and describe in full detail all activities and services: Foreign Principal Activities/Services Korea Institue for International The Korea Institute for International Economic Policy is a Economic Policy (KIEP) research institute funded by the Republic of Korea government to conduct studies and analyses of global economic issues. Its aim is to help South Korea pursue a more effective international economic policy. KIEP assesses the implications of recent developments in the global economy for the government and carries out research in partnership with other institutions and organizations. The registrant's objective is to promote discussion on the economic relations and other bilateral issues between the Republic of Korea and the United States.

12. During this 6 month reporting period, has the registrant, on behalf of any foreign principal, engaged in political activity 5 * as defined below? Yes [x] No □

If yes, identify each foreign principal and describe in full detail all such political activity, mdicating, among other thmgs, the relations, interests and policies sought to be influenced and the means employed to achieve this purpose. If the registrant arranged, sponsored or delivered speeches, lectures, social media, internet postings, or media broadcasts, give details as to dates, places of delivery, names of speakers and subject matter. The response must include, but not be limited to, activities involving lobbying, promotion, perception management, public relations, economic development, and preparation and dissemination of informational materials. Set forth below a general description of the registrant's political activities. Through its publications, programs and public events, Korea Economic Institute seeks to advance scholarship and understanding of the Republic of Korea in ways that will inform policymakers and the American public of the security, economic, and political implications of our connections to the Korean peninsul. Please see attached document for more details.

Set forth below in the required detail the registrant's political activities. Foreign Prmcipal Date Contact Method Purpose

13. In addition to the above described activities, if any, has the registrant engaged in activity or rendered any services on its own behalf which benefits the registrant's foreign principal(s)? Yes □ No 3

If yes, describe fully.

Foreign Principal Activities/Services

5 "Political activity," as defined in Section l(o) of the Act, means any activity that the person engaging in believes will, or that the person intends to, in any way influence any agency or official of the Government of the United States or any section of the public within the United States with reference to formulating, adopting or changing the domestic or foreign policies of the United States or with reference to political or public interests, policies, or relations of a government of a foreign country or a foreign political party. Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM

(PAGE 5)

IV - FINANCIAL INFORMATION

14 (a) RECEIPTS-MONIES During this 6 month reporting period, has the registrant received from any foreign principal named in Items 7, 8, or 9 of this statement, or from any other source, for or in the interests of any such foreign principal, any contributions, income or money either as compensation or otherwise? Yes 0 No □

If no, please explain why no monies were received.

If yes, set forth below in the required detail and separately for each foreign principal an account of such monies6 Foreign Prmcipal Date Received From Whom Purpose Amount Subtotal KIEP 9/15/2020 KIEP Per contract $716,673.63 $716,673.63 KIEP 12/15/2020 KIEP Per contract $717,093.16 $1433766.79

$1,433,766.79 Total

(b) RECEIPTS - FUNDRAISING CAMPAIGN During this 6 month reporting period, has the registrant received, as part of a fundraising campaign7 8, any money on behalf of any foreign principal named in Items 7, 8, or 9 of this statement? Yes □ No S If yes, has the registrant previously filed an Exhibit Ds to its registration? Yes □ No □

If yes, indicate the date the Exhibit D was filed. Date

If no, please file the required Exhibit D.

(c) RECEIPTS-THINGS OF VALUE During this 6 month reporting period, has the registraint received any thing of value9 other than money from any foreign principal named in Items 7, 8, or 9 of this statement, or from any other source, for or in the interests of any such foreign principal? Yes □ No 0

If yes, furnish the following information:

Foreign Prmcipal Date Received From Whom Purpose Thing of Value

6, 7 A registrant is required to file an Exhibit D if he/she collects or receives contributions, loans, moneys, or other tilings of value for a foreign prmcipal, as part of a fundraising campaign. (See Rule 201(e)). 8 An Exhibit D. for which no printed form is provided, sets forth an account of money collected or received as a result of a fundraising campaign and transmitted for a foreign principal. 9 Things of value include but are not limited to gifts, interest free loans, expense free travel, favored stock purchases, exclusive rights, favored treatment over competitors, "kickbacks." and the like.

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(PAGE 6)

15. (a) DISBURSEMENTS-MONIES During this 6 month reporting period, has the registrant disbursed or expended monies in connection with activity on behalf of any foreign principal named in Items 7, 8, or 9 of this statement or transmitted monies to any such foreign principal? Yes 0 No □

If no, explain why no disbursements were made.

If yes, set forth below in the required detail and separately for each foreign principal an account of such monies, including monies transmitted, if any, to each foreign principal.

Foreign Prmcipal Date Recipient Purpose Amount Subtotal See attached information on budget

Total

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(PAGE 7) (b) DISBURSEMENTS-THINGS OF VALUE During this 6 month reporting period, has the registrant disposed of anything of value10 other than money in furtherance of or in connection with activities on behalf of any foreign principal named in Items 7, 8, or 9 of this statement? Yes □ No EE3 If yes, furnish the following information:

Foreign Prmcipal Date Recipient Purpose Thing of Value

(c) DISBURSEMENTS-POLITICAL CONTRIBUTIONS Durmg this 6 month reporting period, has the registrant (or any short form registrant) from its own funds and on its own behalf either directly or through any other person, made any contributions of money or other things of value11 in connection with an election to any political office, or in connection with any primary election, convention, or caucus held to select candidates for political office?

Yes □ No 0

If yes, furnish the following information:

Date Donor Political Organization/Candidate Method Amount/Thing of Value

10, 11 Tilings of value include but are not limited to gifts, interest fr ee loans, expense free travel, favored stock purchases, exclusive rights, favored treatment over competitors, "kickbacks." and the like.

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(PAGE 8) V - INFORMATIONAL MATERIALS

16. (a) During this 6 month reporting period, has the registrant prepared, disseminated or caused to be disseminated any informational materials? 12 Yes 0 No □

(b) If yes, identify each such foreign principal for which informational materials were disseminated and respond to the remaining items m this section. The foreign principal is Korea Economic Institute for International Economic Policy (KIEP). During the 6 month period, Korea Economic Institute has published articles, academic papers and blogs. All these publications are available on the Korea Economic Institute's website.

17. During this 6 month reporting period, has a budget been established or specified sum of money allocated to finance the registrant's activities in preparing or disseminating informational materials? Yes IEI No □ If yes, identify each such foreign prmcipal, and specify the period of time and the amount. Foreign Principal Period of Time Amount See attached information on budget.

18. During this 6 month reporting period, has the registrant's activities in preparing, dissemmating or causing the dissemmation of informational materials included the use of any of the following: El Magazine or newspaper □ Advertising campaigns 0 Press releases El Pamphlets or other publications El Lectures or speeches 0 Radio or TV broadcasts 0 Motion picture films □ Letters or telegrams 0 Email 0 Website URL(s): www.keia.org [X| Social media websites URL(s)' facebook.com/koreaeconinstitute, twitter.com/koreaeconinst □ Other (specify)

19. During this 6 month reporting period, has the registrant prepared, disseminated, or caused to be disseminated informational materials among any of the following groups: El Public officials IE1 Newspapers 0 Libraries 0 Legislators □ Editors 0 Educational institutions 0 Government agencies 0 Civic groups or associations □ Nationality groups

□ Other (specify)

20. Indicate the language used in the informational materials: 0 English □ Other (specify)

21. Has the registrant filed with the FARA Unit, U.S. Department of Justice a copy of each item of such informational materials prepared, disseminated or caused to be disseminated during this 6 month reporting period? Yes 0 No □ If no, please please file the required informational materials.

22. Has the registrant labeled each item of such informational materials with the statement required by Section 4(b) of the Act? Yes 0 No □ 12

12 The teim informational materials includes any oral, visual, graphic, written, or pictorial information or matter of any kind, including that published by means of advertising, books, periodicals, newspapers, lectures, broadcasts, motion pictures, or any means or instrumentality of interstate or foreign commerce or otherwise. Informational materials disseminated by an agent of a foreign principal as part of an activity in itself exempt from registration, or an activity which by itself would not require registration, need not be filed pursuant to Section 4(b) of the Act. Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM

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VI - EXECUTION

In accordance with 28 U.S.C. § 1746, and subject to the penalties of 18 U.S.C. § 1001 and 22 U.S.C. § 618, the undersigned swears or affirms under penalty of peijury that he/she has read the information set forth in this statement filed pursuant to the Foreign Agents Registration Act of 1938, as amended, 22 U.S.C. § 611 et seq., that he/she is familiar with the contents thereof, and that such contents are in their entirety true and accurate to the best of his/her knowledge and belief.

Date Printed Name Signature13

3/23/2021Rosa Chung

13 This statement shall be signed by the individual agent, if the registrant is an individual, or by a majority of those partners, officers, directors or persons performing similar functions, if the registrant is an organization, except that the organization can, by power of attorney, authorize one or more individuals to execute this statement on its behalf.

Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM Korea Economic Institute of America (KEI) ______January 21, 2021______

2020 Total Operating Budget (£-c!0||£l-) Actual Funds Planned Received Contributions | KIEP Allotment (3.43 Billion Korean Won) 2,882,350 2,837,294

unit: ($)

Budget Description 2019 Expended 2020 Planned 2020 Expended Variance % Category (a) (b) (c) (b)-(c) (c)/(b) 0|| >+4a(±) 2019 2020 0J4P3* 2020 Operations Computer Maintenance, Purchases and Replacement (£!£!?>HI -?DH LH*||B| 34,827 40,000 47,961 (7'961> 120% Office & Liability insurance (-Mrs S, ^glSS-S) 25,063 26,500 27,425 J9251 103% Office Supplies, incl. Postage & Printing if £li 17,104 16,000 1,658 14,342 10% Attendance to International/Domestic Conferences & Travel to KIEP (4LH4 KIEP Olo-g^l) 5,222 30,550 (1,546) 32,096 -5% Services & Fees (1M #^U|) 104,418 74,600 128,910 (54,310) 173% Rent & Associated Expenses (•Mm-'M £f£|u|) 547,181 570,000 662,334 (92,334) 116% Telephone, Fax and Network (#4^1) 15,561 17,000 16,637 363 98% Local Travel Expenses Q 5,094 2,000 4,351 (2,351) 218% Operations Total 754,468 776,650 887,730 (111,080) 114% Programs Korean-American Day Celebration (nl sfpl£| y- ML°i 34,771 35,000 23,168 11,832 66% Opinion Leaders Seminar (ghD|0|i *11014) 95,259 120,000 0% Ambassadors' Dialogue (LH421---1 41,231 55,000 0% Future of Korea (£!4—I °l 5H) 30,573 38,000 13,000 25,000 34% University Program (44 fj-sLUHj) 19,874 25,000 4,165 20,835 17% Honoraria for Nonresident Fellows, Korean Kontext Podcast, blogs (4c?-B — & #^ZL) 5,230 25,000 14,206 10,794 57% KEI Forum (KEI ifT 18,868 40,000 5,396 34,604 13% Special Joint Program (oq- ffsl-Il-lj) with International Council on Korea Studies (ICKS) .1121 0% KEI programs in Korea (KEI —jj-J- □ ) 10,000 10,000 0% Academic Paper Series (4l • A|B|?E) 32,479 40,000 15,570 24,430 39% Advisory Council/Board of Directors (THr°Hjjg| §1 0|*t$l) 19,217 30,000 17,721 12,279 59% Academic Symposium (4 76,401 110,000 68,663 41,338 62% Ambassadors' Memoir (OjAI-gi ir-^—I ?|-S) 50,000 25,070 24,930 50% Joint Academic Studies i 27,410 30,000 16,991 13,009 57% On Korea (gM.£ • if 51 lALL 27,190 27,000 28,601 (1,601) 106% Korea's Economy ($145*11) 3,950 10,000 10,000 0% Public Opinion Surveys & Analysis (PH 20,660 20,000 660 97% KEI Library & Data Acquisition Ctj-p-ThsL -p-S ^lo) 4,380 50,000 22,896 27,104 46% Research Support Ctj-pTIgj) 65,000 1,440 63,560 2% Representation (£i-Y#£!M| %jgsu|) 11,628 15,000 3,929 11,071 26% Internship Program (gjjj i£g.ZLH) 2,605 8,000 10,270 (2,270) 128% Programs Total 451,025 803,660 291,087 512,573 36% Compensation including Employer's Taxes (^01 tltj 1,033,311 1,056,400 1,038,498 17,902 98% Salaries, Other Severance (£|< 71,524 Compensation 68,000 68,000 0% 8c Benefits 401 (k)/ Education (-^T|-?-^M|, ^l£! H-^-ffii.IlfS) 79,309 93,640 99,923 (6,283) 107% Commuting Benefits & Insurances (Hl-g-Ul, M'gj.sL) 65,850 84,000 57,817 26,183 69% Salaries 8c Benefits Total 1,249,995 1,302,040 1,196,238 105,802 92% Planned vs. Actual 2,455,489 2,882,350 2,375,055 507,296 82%

Exchange Rate Korean (W) US ($) Funds Received Total Expended 1st Quarter W1,222/$1 857.5 Mil $701,763 Budget Summary 2nd Quarter W1,222/$1 857.5 Mil $701,763 2,837,294 $ 2,375,055 3rd Quarter W1,196/$1 857.5 Mil $716,674 Variance % 83.71% 4th Quarter W1,196/$1 857.5 Mil $717,093 Total Surplus/(Deficit) 462,240 4 Total W1,208/$1 3.43 Bil $2,837,294 Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM

Department of Justice (DOJ) Report

Doris Kathleen Stephens

President & CEO

Korea Economic Institute of America (KEI)

Contacts from September 1, 2020 - February 28, 2021

: Manner of Contact:

I Meeting Forum/Program Dinner Lunch

: Breakfast Phone call Interview E-mail

• Coffee with someone may be categorized as Meeting

TJ.S. government official or TJ.S. public Manner of Date Activity/Subject Matter contacted contact 9/1/2020 Global leadership Amy Ovalle. Vice President of Global Online Communications, The Asia Foundation; forum /pro gram Eleni Kounalakis, Lieutenant General of CA 9/3/2020 Planning for projects The Academy of Korea Policy Outreach Zoom meeting (AKPO) 9/14/2020 Diplomacy implications of Amh. Ronald Neumann, President, the Online transnational issues American Academy of Diplomacy; Dr. forum/program J. Stephen Morrison, Senior Vice President and Director of the Global Health Policy Center, the Center for Strategic and International Studies; Amb. Barbara Stephenson, Vice Provost for global affairs and Chief Global Officer, UNC-Chapel Hill______9/18/2020 Planning for events David Steel, Executive Vice President, Zoom meeting Samsung Electronics America 9/22/2020 U.S, policy toward North Scott A. Snyder, Senior Fellow for Online Korea Korea Studies and Director of the forum/program Program on U.S.-Korea Policy, Council on Foreign Relations; Susan Thornton, Senior Fellow at Paul Tsai China Center, Yale Law School, 9/23/2020 North Korea policy Joel Wit, Senior Fellow and Director of Zoom meeting 38 North, Stimson Center 9/23/2020 Annual gala The Korean American Community Online Foundation (KACF) Forum/program 9/25/2020 U.S. role and impact on social Olivia Truesdale, Political and Security Skype interview movements in Korea Affairs, National Bureau of Asia Research (NBR )______

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9/25/2020 The next U.S. administration Jeongmin Kim, reporter, NK News Zoom interview and Korea relations 10/6/2020 Career in diplomacy Dr. Kevin W. Fogg, Associate Director Online of the Carolina Asia Center, UNC- forum/program Chapel Hill______10/7/2020 Annual Gala Tom Byrne, President and CEO, The Online Korea Society forum/program 10/9/2020 U.S.-ROK Alliance Kristine Lee, Associate Fellow for the Online Asia-Pacific Security Program, Center forum/program for a New American Security______10/15/2020 North Korea update Paul Schuster, Senior Broadcast Radio interview Journalist, BBC World Service Radio; Jean H. Lee, Director of Hyundai Motor- Korea Foundation Center for Korean History and Public Policy, the Wilson Center 10/20/2020 U.S.-Korea economic and Korea Economic Institute, Montana Online security relations World Affairs Council forum/program 10/22/2020 North Korean denuclearization Florence Lowe-Lee, President and Online Founder, the Global America Business forum/program Institute; Matthew McKinzie, Director of Nuclear, Climate and Clean Energy Program, Natural Resources Defense Council; Joshua Pollack, Editor, the Nonproliferation Review and Senior Research Associate, the James Martin Center for Nonproliferation Studies 10/26/2020 Conversation with former U.S. Dr. Jisoo Kim, Director of Institute for Online Ambassador to Korea Korean Studies and Co-Director of the forum/program East Asia National Resource Center, the George Washington University______10/27/2020 U.S.-ROK diplomatic and Jonah Davis, Managing Producer, Zoom interview economic relations Bloomberg Television 10/28/2020 U.S. elections and U.S-ROK Dr. Ramon Pacheco Pardo, KF-VUB Online relations Chair at the Institute of European forum/program Studies, Vrije Universiteit Brussel; Victor Cha, Senior Adviser and Korea Chair, the Center for Strategic and International Studies 10/30/2020 Korean diplomacy Korea Economic Institute Online forum/program 11/5/2020 Introduction Robert Hood, Vice President of Global Lunch meeting Affairs, Hyundai Motor Company DC; Yong Sohn, Chief Executive Coordinator, Hyundai Motor Company DC 11/7/2020 Annual meeting Dr. Gerard A. Krzic, President, Friends Online of Korea forum/program

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11/7/2020 The new U.S. administration Steven Brill, author and journalist, Time Zoom interview and North Korea policy Magazine 11/9/2020 U.S. elections and the Koreas Dr. Chung Min Lee, Senior Fellow of Online the Asia Program, Carnegie Endowment forum/program for International Peace; John Delury, Professor of Chinese Studies at Yonsei University Graduate School of International Studies; James Kim, Chairman and CEO of the American Chamber of Commerce in Korea; Brad Glosserman, Senior Advisor, Pacific Forum and Deputy Director of Visiting Professor at the Center for Rule-Making Strategies, Tama University______11/10/2020 U.S.-ROK alliance Victor Cha, Senior Adviser and Korea Online Chair, the Center for Strategic and forum/program International Studies; Dr. Sue Mi Terry, Senior Fellow at the Korea Chair, Center for Strategic and International Studies; Sydney Seiler, National Intelligence Officer for North Korea, National Intelligence Council______11/11/2020 Planning for events Dr. Brendan Lynn, School of Applies Zoom meeting Social and Policy Science, Ulster University______11/12/2020 Candidate Joe Biden’s policy Jacob Fromer, Washington Phone interview towards North Korea Correspondent, South China Morning Post 11/16/2020 Impact of the U.S. elections on Lucy Ridout, Coordinator of the Asia- Online U.S.-DPRK/ROK relations Pacific Programme, The Royal Institute forum/program of International Affairs, Chatham Flouse 11/17/2020 Annual Gala Amb. Susan Elliott, President and CEO, Online National Committee on American forum/program Foreign Policy (NCAFP)______11/18/2020 Board meeting The Korea Society Zoom meeting

11/18/2020 Welcoming ROK National Amb. Christopher Hill, Adjunct Dinner meeting Assembly foreign affairs Professor at the School of International committee Public Policy, Columbia University and Chief Advisor, Chancellor for Global Engagement and Professor of the Practice in Diplomacy, the University of Denver 11/19/2020 Mentorship Rorry Daniels, Deputy Project Director Zoom meeting of the Forum on Asia-Pacific Security, National Committee on American Foreign Policy______11/22/2020 U.S.-ROK arms control Toby Dalton, Co-Director of the Nuclear Online Policy Program and Senior Fellow, forum/program Carnegie Endowment for International Peace

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11/30/2020 Commemoration of Nov. 30, Dr. Brendan Lynn, School of Applies Online 1995 Clinton visit to Northern Social and Policy Science, Ulster forum/program Ireland University,______12/3/2020 Planning for events Jessica Lee, Senior Research Fellow at Skype meeting the East Asia Program, Quincy Institute for Responsible Statecraft______12/4/2020 2021 prospects Keith Luse, Executive Director, The Online National Committee on North Korea forum/program (NCNK)______12/7/2020 Northeast Asia and Victor Cha, Senior Adviser and Korea Online the Korean Peninsula Chair, the Center for Strategic and forum/program International Studies 12/9/2020 U.S.-ROK economic Ronan O’Malley, Director of Programs, Online relationship and security World Affairs Council of Greater forum/program alliance Elouston 12/10/2020 Planning for events Tom Byrne, President and CEO, The Lunch meeting Korea Society; Gen. Walter Sharp, former Chairman and President, Korea Defense Veterans Association (KDVA) 12/10/2020 Global leadership Dr. Maryalice Mazzara, Director of Online Global Leadership Programs at the forum/program SUNY Global Center, The State University of New York; Amb. Geraldine Byrne Nason, Ireland’s Permanent Representative to the United Nations 12/10/2020 History of the Peace Corps in Korea Economic Institute; University of Online South Korea Washington Center for Korean Studies; forum/program Indiana University Institute for Korean Studies; The Friends of Korea 12/14/2020 U.S.-ROK relations Charles Boustany, President, Former Zoom interview Members of Congress; Leonard Steinhom, Professor of communication, American University______12/14/2020 U.S.-Korea next generation Victor Cha, Senior Adviser and Korea Online Scholars Program Chair, the Center for Strategic and forum/program International Studies; David C. Kang, Director of the Korean Studies Institute and Professor of International Relations and Business, University of Southern California; Dr. Stephan Haggard, Professor of Korea-Pacific studies at the School of Global Policy and Strategy, University of California San Diego_____ 12/16/2020 Korean politics and security Terence Roehrig, Professor of National Online Security Affairs, U.S. Naval Wat forum/program College______12/18/2020 Mentorship The Maureen and Mike Mansfield Online Foundation forum/program

Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM

1/6/2021 Keynote speech Linda Butcher, Executive Director, Online International Student Conferences, INC. forum/program 1/7/2021 Northeast Asia and Victor Cha, Senior Adviser and Korea Online the Korean peninsula Chair, the Center for Strategic and forum/program International Studies 1/12/2021 U.S. nuclear policy Jon Wolfsthal, Senior Advisor, Global Zoom meeting Zero; Toby Dalton, Co-Director of the Nuclear Policy Program and Senior Fellow, Carnegie Endowment for International Peace; American Nuclear Policy Initiative______1/13/2021 Korean American Day Korea Economic Institute Online forum/program 1/21/2021 U.S.-ROK relations Victor Cha, Senior Adviser and Korea Online Chair, the Center for Strategic and forum/program International Studies 2/1/2021 U.S.-Japan-ROK strategic Susan A. Thornton, Project Director of Online relations the Forum on Asia-Pacific Security, forum/program National Committee on American Foreign Policy______2/3/2021 Inter-Korean relations Jonah Davis, Managing Producer, Zoom interview Bloomberg Television 2/4/2021 North Korean refugee Korea Economic Institute; The Asia Online entrepreneurs Foundation forum/program 2/5/2021 Northeast Asia cooperation Marie Thiveos Stewart, Project Manager Online at the UC Institute on Global Conflict forum/program and Cooperation, UC San Diego; Dr. Stephan Haggard, Professor of Korea- Pacific studies at the School of Global Policy and Strategy, University of California San Diego______2/9/2021 Northeast Asia and Victor Cha, Senior Adviser and Korea Online the Korean peninsula Chair, the Center for Strategic and forum/program International Studies 2/9/2021 U.S.-ROK relations Daniel Sneider, Lecturer of International Online Policy and East Asian Studies, Stanford forum/program University______2/10/2021 U.S.-ROK alliance Dr. John Park, Director of the Korea Online Project, Harvard Kennedy School forum/program 2/10/2021 U.S.-ROK relations Daniel Sneider, Lecturer of International Online Policy and East Asian Studies, Stanford forum/program University______2/12/2021 U.S.-ROK alliance Liz Young-gyo Kim, staff reporter of the Interview Korean Service, Voice of America; Amb. Christopher Hill, Adjunct Professor at the School of International Public Policy, Columbia University and Chief Advisor, Chancellor for Global Engagement and Professor of the______

Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM

Practice in Diplomacy, the University Denver 2/12/2021 U.S.-ROK relations John J. Harare, President and CEO, Online Center for Strategic and International forum/program Studies 2/17/2021 Board of Directors meeting The Korea Society Zoom meeting

2/26/2021 Board meeting Pacific Century Institute Zoom meeting

Received by NSD/FARA Registration Unit 03/25/2021 :45:47 AM Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM

Department of Justice (DOJ) Report

Doug Steinman

Producer

Korea Economic Institute of America (KEI)

Contacts from September 1, 2020 - February 28, 2021

: Manner of Contact:

I Meeting Forum/Program Dinner Lunch

: Breakfast Phone call Interview E-mail

• Coffee with someone may be categorized as Meeting

U. S. Government Official or U.S. Manner of Date Activity/Subject Matter Public Contacted Contact

I/A N/A N/A N/A

Received by NSD/FARA Registration Unit 03/25/2021 :45:47 AM Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM

Department of Justice (DOJ) Report

Hae Kyung Ahn

Program Advisor

Korea Economic Institute of America (KEI)

Contacts from September 1, 2020 - February 28, 2021

: Manner of Contact:

I Meeting Forum Program Dinner Lunch

: Breakfast Phone call Interview E-mail

• Coffee with someone may be categorized as Meeting

IJ.S. government official orU.S. Manner of Date Activity Subject Matter ______public contacted______contact 1/13/2021 Webinar on North Korea's 8th Party Ken Gause. CNA E-mail Congress

Received by NSD/FARA Registration Unit 03/25/2021 :45:47 AM Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM

Department of Justice (DOJ) Report

Irene Park

Executive Assistant & Office Manager

Korea Economic Institute of America (KEI)

Contacts from September 1, 2020 - February 28, 2021

: Manner of Contact:

I Meeting Forum/Program Dinner Lunch

: Breakfast Phone call Interview E-mail

• Coffee with someone may be categorized as Meeting

U.S. government official or U.S. Manner of Date Activity/Subject Matter public contacted______contact Responding to an invitation for KEI Tracy Yang. Communications President & CEO Kathleen Stephens to Officer of Global 9/1/2020 E-mail moderate a virtual discussion on global Communications. The Asia leadership______Foundation Responding to an invitation for KEI Dr. Ramon Pacheco Pardo. KF- President & CEO Kathleen Stephens to VUR Chair at the Institute of 9/10/2020 participate in a virtual panel discussion E-mail European Studies, Yrije on U.S. elections and U.S.-ROK Universiteit Brussel relations Responding to an updated briefing regarding KEI President & CEO Maria Reissaus. Program 9/14/2020 Kathleen Stephens's participation on a Director, American Academy E-mail virtual panel discussion on diplomacy Diplomacy implications of transnational issues Scott A. Snyder, Senior Fellow Responding to an invitation for KEI for Korea Studies and Director of President & CEO Kathleen Stephens to 9/15/2020 the Program on U.S.-Korea E-mail participate in a virtual panel discussion Policy, Council on Foreign on U.S. policy toward North Korea Relations Responding to an invitation for KEI Dr. Kevin W. Fogg, Associate President & CEO Kathleen Stephens to 9/15/2020 Director of the Carolina Asia E-mail give a lecture on her career in Center, UNC-Chapel Hill diplomacy______Responding to an invitation for KEI Jennifer Kim, Events & 9/20/2020 President & CEO Kathleen Stephens to Operations Manager, Korean- E-mail ioin an annual gala event American Community Foundation Responding to an interview request for Olivia Truesdale, Political and KEI President & CEO Kathleen 9/21/2020 Security Affairs. National Bureau E-mail Stephens on U.S. role and impact on of Asia Research (NBR) social movements in Korea

Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM

Responding to an invitation for KEI Iliana Ragnone, Research President & CEO Kathleen Stephens to 9/23/2020 Assistant at 38 North, The E-mail participate in a virtual working group Stimson Center discussion on North Korea policy_____ Responding to an interview request for Jacob Fromer, Washington KEI President & CEO Kathleen 10/4/2020 Correspondent, South China E-mail Stephens to talk about candidate Joe Morning Post Biden’s policy towards North Korea Yonho Kim, Associate Research Responding to an invitation for KEI Professor of Practice and President & CEO Kathleen Stephens to 10/5/2020 Associate Director of the GW E-mail give a lecture on her career as former Institute for Korea Studies, The U.S. Ambassador to Korea George Washington University Responding to an invitation for KEI Jiyoung Suh, Senior Director of President & CEO Kathleen Stephens to E-mail 10/6/2020 Development, The Korea Society attend an annual gala______Responding to an invitation for KEI Joshua Fitt, Research Assistant at President & CEO Kathleen Stephens to the Asia-Pacific Security attend an event on emerging Korean E-mail 10/6/2020 Program, Center for a New female trade professionals on trade American Security negotiations and policy______Responding to an invitation for KEI Alan Ahn, Director of Programs President & CEO Kathleen Stephens to and Communications, The Global 10/14/2020 E-mail participate in a virtual discussion on America Business Institute North Korean denuclearization (GAB I)______Responding to an invitation for KEI Kathryn Botto, Senior Research President & CEO Kathleen Stephens to Analyst at the Asia Program, E-mail 10/20/2020 join a virtual roundtable on U.S. Carnegie Endowment for elections and the Koreas International Peace Responding to lunch meeting request for Robert Hood, Vice President of 11/2/2020 KEI President & CEO Kathleen Global Affairs, Hyundai Motor E-mail Stephens______Company DC______Responding to an invitation for KEI Dr. Gerard A. Krzic, President, 11/3/2020 President & CEO Kathleen Stephens to E-mail Friends of Korea attend an annual meeting______Responding to an invitation for KEI Seiyeon Ji, Program Manager at President & CEO Kathleen Stephens to the Office of the Korea Chair, 11/5/2020 E-mail join a virtual panel discussion on U.S.- Center for Strategic and ROK alliance International Studies Responding to an invitation for KEI Terence Roehrig, Professor of President & CEO Kathleen Stephens to National Security Affairs, U.S. E-mail 11/10/2020 give a virtual lecture on Korean politics Naval Wat College and security______Responding to an invitation for KEI Dr. Brendan Lynn, School of 11/11/2020 President & CEO Kathleen Stephens to Applies Social and Policy E-mail speak at a commemoration event______Science, Ulster University Responding to an invitation for KEI Lucy Ridout, Coordinator of the President & CEO Kathleen Stephens to Asia-Pacific Programme, The 11/11/2020 give a virtual talk about Impact of the E-mail Royal Institute of International U.S. elections on U.S.-DPRK/ROK Affairs, Chatham House relations

Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM

Erin O’Donnell, Program Responding to an invitation for KEI Development Officer. National 11/13/2020 President & CEO Kathleen Stephens to E-mail Committee on American Foreign join an annual gala Policy (NCAFP) Responding to a dinner meeting request I lyunoh Kim, Embassy of the 11/16/2020 for KEI President & CEO Kathleen E-mail Republic of Korea to the U.S.A. Stephens Rom- Daniels, Deputy Project Responding to an invitation for KEI Director of the Forum on Asia- 11/17/2020 President & CEO Kathleen Stephens to Pacific Security, National E-mail give virtual mentorship Committee on American Foreign Policy Toby Dalton, Co-Director of the Responding to an invitation for KEI Nuclear Policy Program and President & CEO Kathleen Stephens to Senior Fellow, Carnegie E-mail 11/17/2021 join a virtual discussion on U.S.-ROK Endowment for International arms control Peace Responding to an invitation for KEI Esther Im, Program Officer, The President & CEO Kathleen Stephens to 11/30/2020 National Committee on North E-mail join a virtual discussion on 2021 Korea prospects______Jessica Lee, Senior Research Responding to a meeting request for Fellow at the East Asia Program, 12/1/2020 KEI President & CEO Kathleen E-mail Quincy Institute for Responsible Stephens Statecraft Responding to an invitation for KEI Dana Kim, Research Associate President & CEO Kathleen Stephens to with the Korea Chair, Center for E-mail 12/1/2020 join a private discussion on Northeast Strategic and International Asia and the Korean Peninsula Studies Responding to an invitation for KEI Ryeong Hun You, Program President & CEO Kathleen Stephens to Officer, Former Members o E-mail 12/3/2020 give a virtual talk about U.S.-ROK Congress (EMC) relations Responding to an invitation for KEI Ronan O’Malley, Director of President & CEO Kathleen Stephens to 12/4/2020 Programs, World Affairs Council Tv-mail talk about U.S.-ROK economic of Greater Houston relationship and security alliance______Responding to an invitation for KEI Ari Lee, Program Manager, The 12/9/2020 President & CEO Kathleen Stephens to Maureen and Mike Mansfield Tv-mail give virtual mentorship Foundation Dr. Maryalice Mazzara, Director Responding to an invitation for KEI of Global Leadership Programs at President & CEO Kathleen Stephens E-mail 12/10/2020 the SUNY Global Center, The speak about global leadership State University of New York Responding to an invitation for KEI /Andy Sau Ngai Lim, Research President & CEO Kathleen Stephens Assistant with the Korea Chair, 12/11/2020 E-mail participate in the IJ.S.-Korea next Center for Strategic and generation Scholars Program______International Studies Responding to an invitation for KEI Jessica Sleight, Program Director, 12/14/2020 President & CEO Kathleen Stephens E-mail Global Zero talk about U.S. nuclear policy______

Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM

Responding to an invitation for KEI Linda Butcher, Executive 12/22/2020 President & CEO Kathleen Stephens to Director. International Student E-mail give a keynote speech Conferences, INC. Responding to an invitation for KEI Dana Kim, Research Associate President & CEO Kathleen Stephens to with the Korea Chair, Center for E-mail 1/7/2021 join a private discussion on Northeast Strategic and International Asia and the Korean Peninsula Studies Responding to an invitation for KEI Dana Kim, Research Associate President & CEO Kathleen Stephens to with the Korea Chair. Center for 1/18/2021 E-mail join a virtual panel discussion on IJ.S.- Strategic and International ROK relations Studies Responding to an invitation for KEI Juliet Lee. Project Manager for President & CEO Kathleen Stephens to the Forum on Asia-Pacific E-mail 1/28/2021 join a virtual panel discussion on \J. S.- Security. National Committee on Japan-ROK strategic relations .American Foreign Policy Responding to an invitation for KEI Marie Thivcos Stewart, Project President & CEO Kathleen Stephens to Manager at the UC Institute on E-mail 1/29/2021 join a virtual panel discussion on Global Conflict and Cooperation, Northeast Asia cooperation______UC San Diego Responding to an invitation for KEI Dr. John Park, Director of the President & CEO Kathleen Stephens to 2/1/2021 Korea Project, Harvard Kennedy E-mail join a virtual panel discussion on IJ.S.- School ROK alliance Responding to an invitation for KEI Dana Kim. Research Associate President & CEO Kathleen Stephens to with the Korea Chair, Center for 2/2/2021 E-mail join a private discussion on Northeast Strategic and International Asia and the Korean Peninsula Studies Daniel Sncider, Lecturer of Responding to an invitation for KEI International Policy and East 2/2/2021 President & CEO Kathleen Stephens E-mail Asian Studies, Stanford give a lecture on U.S.-ROK relations University Responding to an invitation for KEI John J. Harare, President and 2/5/2021 President & CEO Kathleen Stephens CEO, Center for Strategic and E-mail meet with a Korean official International Studies

Received by NSD/FARA Registration Unit 03/25/2021 :45:47 AM Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM

Department of Justice (DOJ) Report

Junil Kim

Senior Manager for Operations and Technology

Korea Economic Institute of America (KEI)

Contacts from September 1, 2020 - February 28, 2021

: Manner of Contact:

I Meeting Forum/Program Dinner Lunch

: Breakfast Phone call Interview E-mail

• Coffee with someone may be categorized as Meeting

U. S. Government Official or U.S. Manner of Date Activity/Subject Matter Public Contacted Contact Chins es assessments of North Korea’s Forum Pro gra 9/10/2020 Korea Economic Institute missile capabilities m Coordinating on writing project for the John Burton, Journalist and 9/11/2020 E-mail Korea Economic Institute Consultant

Public opinion polling on U.S.-Korea Angela Kerwin. Director of the Office Forum/Pro gra 9/29/2020 relations of Korean Affairs, Dqratment of State m Public opinion polling on U.S.-Korea Forum/Progra 10/1/2020 Korea Economic Institute relations m Forum/Progra 10/6/2020 2020 OECD survey of Korea Korea Economic Institute m Korean Baseball Organization and Forum Progra 10/13/2020 Korea Economic Institute COV1D-19 crisis m Forum/Progra 10/23/2020 South Korean higher education Korea Economic Institute m Forum/Progra 10/29/2020 South Korea energy policy Korea Economic Institute m Yun Sun, Senior Fellow and Co- Webinar details for online program hosted by Director of the East Asia Program and 10/30/2020 E-mail the Korea Economic Institute Director of the China Program, Stimson Center Presentation on Korean diplomacy with Forum/Progra 10/30/2020 South Korean Permanent Representative Korea Economic Institute the UN Cho Hyun m China’s anniversary commemoration of the Forum/Progra 11/2/2020 Korea Economic Institute Korean War m Policy roundtable on LIS.-Korea alliance with Chairman Kwon Goohoon of the Forum'Progra 11/16/2020 Korea Economic Institute Presidential Committee on Northern m Economic Cooperation______

Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM

Korea Economic Institute, University of Washington Center for Korean Peace Corps and its impact on Korean Forum/Progra 12/17/2020 Studies, Indiana University Institute Studies in the U.S. for Korean Studies, The Friends of m Korea Invitation to speak at Friends of Korea Jenna Gibson, Board Member, E-mail 1/28/2021 meeting Friends of Korea Surv ey on U.S. attitudes towards the Korean Friends of Korea Speaker ^23/2021 dnsula

Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM

Department of Justice (DOJ) Report

Kyle Ferrier

Director of Academic Affairs and Research

Korea Economic Institute of America (KEI)

Contacts from September 1, 2020 - February 28, 2021

Manner of Contact:

Meeting Forum/Program Dinner Lunch

Breakfast Phone call Interview E-mail

• Coffee with someone may be categorized as Meeting

U.S. government official or U.S. public Manner of Date Activity/Subject Matter contacted contact Andrew Jeong, Reporter, Wall Street 9/1/2020 US-Korea relations E-mail Journal Dakvung Ham, Georgetwon University 9/16/2020 US-Korea relations Phone call undergraduate student Friedrich Lohr, Professor of the Practice, Preparation for upcoming Global Studies and International 9/15/2020 E-mail program Relations program, Northeastern University Dennis Jett, Professor of International Preparation for upcoming 9/15/2020 Affairs, School of International Affairs, E-mail program Penn State University Advertising KEFs university Bill Clifford. President and CEO of the 9/17/2020 Phone call outreach opportunities______World Affairs Councils of America Preparation for upcoming Jiyoung Ko, Assistant Professor of 9/22/2020 E-mail program______Politics, Bates College Terence Roehrig, Professor of National Preparation for upcoming 9/23/2020 Security Affairs, U.S. Naval War E-mail program College Bates College students; Jiyoung Ko, 9/29/'2020 US-Korea security relations Assistant Professor of Politics, Bates Program College Book project on US-Korea Mitchell Lemer, Professor of History, 10/1/2020 E-mail economic relations Ohio State University Stephanie Kim, Assistant Professor of Preparation for upcoming the Practice and Faculty Director of 10/5/2020 E-mail program Higher Education Administration. Georgetown University______US-Korea military burden­ 10/6/2020 Kim Gamel, Reporter. Stars and Stripes Interview sharing______Mireya Solis, Director of the Center for Update on academic 10/9/2020 East Asia Policy Studies, Brookings E-mail conference panel proposal Institution; Jacques deLisle, Stephen A.

Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM

Cozen Professor of Law & Professor of Political Science, University of Pennsylvania Law? School; Yun Sun, Senior Fellow and Co-Director of the East Asia Program, Stimson Center; Glen Fukushima, Senior Fellow, Center for American Progress; Scott Snyder, Senior Fellow? for Korea Studies and Director of the Program on U.S,-Korea Policy, Council on Foreign Relations; Danielle Cohen, Lecturer in History and Politics, Lake Forest College; Tanvi Madam Director. The India Project. Brookings Institution Vincent Flores, Regional Education Promotion of upcoming 10/15/2020 Advising Coordinator for Northeast E-mail program and the Pacific, Education LISA Syejeong Kim, Program Officer for Promotion of upcoming 10/16/2020 Indonesian, Japanese, and Korean. E-mail program Critical Language Scholarship Program John Calabrese, Assistant Professor, Preparation for upcoming 10/22/2020 School of Professional and Extended E-mail program Studies, American University KFJ; Stephanie Kim, Assistant Professor South Korean students of the Practice and Faculty Director of 10/23/2020 Program studying in the U.S, Higher Education Administration, Georgetown University Northeastern University students; Friedrich Lohr, Professor of the Practice, An Introdcution to South 10/28/2020 Global Studies and International Program Korea Relations program. Northeastern University______10/29/2020 South Korea energy policy KEI Program Kathtryn Botto, Senior Research Analyst, Asia Program, Carnegie The effects of climate change Endowment for International Peace; LJS Phone call 11/2/2020 in North Korea Department of State, Bureau of Conflict and Stabilization Operations______American University students; John Multilateral diplomacy with Calabrese, Assistant Professor, School 11/3/2020 Program North Korea simulation of Professional and Extended Studies, /American University Preparation for upcoming Siobhan Choi, Operations Director. E-mail 11/3/'2020 Alaska World Affairs Council Career advice and U.S. Korea Ryan Bercaw. American University 11/10 2020 Meeting student Mireya Solis, Director of the Center for East Asia Policy Studies, Brookings Preparation for upcoming 11/12/2020 Institution; Jacques del,isle, Stephen A. E-mail academic conference panel Cozen Professor of Law & Professor of Political Science, University of

Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM

Pennsylvania Law School; Yun Sun, Senior Fellow and Co-Director of the East Asia Program, Stimson Center; Glen Fukushima. Senior Fellow. Center for American Progress; Scott Snyder, Senior Fellow for Korea Studies and Director of the Program on U.S,-Korea Policy, Council on Foreign Relations; Danielle Cohen, Lecturer in flistory and Politics, Lake Forest College; Tanvi Madan, Director, The India Project, Brookings Institution______Dennis McNamara, Park Professor of Preparation for upcoming 11/12/2020 Sociology & Korean Studies, E-mail program Georgetown University Foreign Service Institute; Dennis McNamara, Park Professor of Sociology 11/18/2020 The South Korean economy & Korean Studies, Georgetown Program University

World .Affairs Councils of Anchorage 12/4/2020 Korea-Alaska relations Program and Juneau Penn State University students; Dennis Jett, 12/7/2020 U.S. policy on North Korea Professor of International Aff airs. Program School of International .Affairs, Penn State University Setting up a multilateral Jay Goodliffc, Professor, Department of 12/16/2020 diplomacy with North Korea Political Science, Brigham Young Program simulation University Preparation for an upcoming Prashanth Parameswaran, Director, 12/22/2020 F-mail progam Bower Group Asia Kathtryn Botto. Senior Research Writing project on the impact 12/22/2020 Analyst, Asia Program, Carnegie E-mail of demography on the Korea Endowment for International Peace Celeste Arrington, Korea Foundation Setting up a virtual classroom Associate Professor of Political Science 1/4/2021 E-mail visit and International Affairs, The George Washington University Setting up a multilateral Fulton Armstrong, Senior Fellow, 1/4/2021 diplomacy with North Korea Center for Latin American and Latino F-mail simulation Studies. American University Setting up a multilateral John Calabrese, Assistant Professor. 1/4/2021 diplomacy with North Korea School of Professional and Extended E-mail simulation Studies, .American University 1/6/2021 Iran-Korea relations Edward White, reporter, Einancial Times E-mail Kevin Fogg, Associate Director, Setting up a program on IJS- 1/7/2021 Carolina Asia Center, University of E-mail Korea relations North Carolina at Chapel Hill

Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM

William Grimes, Professor of 1/14/2021 Acceptance of paper proposal international Relations and Political E-mail Science, Boston University Naoko Aoki, Adjunct Professor, Acceptance of paper proposal E-mail 1/14/2021 American University Andrew Yco, Professor of Politics, The 1/15/2021 Acceptance of paper proposal E-mail Catholic University of America Zhiqiun Zhu, Professor of Political 1/15/2021 Acceptance of paper proposal Science and International Relations, E-mail Bucknell University Preparation for an upcoming Reshma Kamath, independent 1/19/2021 E-mail program______hlockchain expert______"Profit-sharing" in South 1/20/2021 Sam Kim, Editor, Bloomberg Interview Korea Adena Peckler, Research Eellow, Center for Korean Legal Studies, Columbia Preparation for an upcoming 1/20/2021 Law School; Jeong-ho Roh, Director. E-mail program Center for Korean Legal Studies, Columbia Law School Hajin Jun, James B. Palais Assistant Setting up a virtual classroom 1/22/2021 Professor of Korean History, University E-mail visit of Washington Setting up a virtual classroom Edward Y ang. Professor of Political E-mail 1/25/2021 visit Science, James Madison University Setting up a multilateral Elizabeth Wishnick, Professor. Political 1/26/2021 diplomacy with North Korea Science and Law, Montclair State E-mail simulation University Setting up a program on IJS- Thomas Fingar, Shorenstein APARC 2/4/2021 E-mail Korea relations Fellow, Stanford University Setting up an informational David Fields, Associate Director, Center program for students 2/5/2021 for East Asian Studies, University of E-mail interested in working in DC Wisconsin-Madison think tanks Adena Peckler, Research Eellow, Center for Korean Legal Studies, Columbia Cancellation of upcoming 2/5/2021 Law School; Jeong-ho Roh. Director, E-mail program Center for Korean Legal Studies, Columbia Law School Preparation for an upcoming Tracy Jenkins, masters student, Tufts 2/5/2021 E-mail jrarn University Heejeong Solin, Director, Korean Preparation for an upcoming 2/11/2021 Studies Program, Stony Brook Videocall program University Preparation for an upcoming Ben Bosland. Program Coordinator, 2/11/2021 E-mail program______Vermont Council on World Affairs Jaemin Baek, Analyst, East Asia and South Korea at the G7 and 2/10/2021 Pacific practice, Albright Stonehridge Meeting G20 Group______Multilateral diplomacy with 2/12/2021 Tufts University students Program North Korea simulation

Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM

Stony Brook University students; Heejeong Solin. Director. Korean U.S.-North Korea relations Program 2/15/2021 Studies Program, Stony Brook University______Vermont Council on World Affairs; 2/24/2021 US-Korea relations Young Han, Foreign Service Officer, Program U.S. Department of State______Terence Roehrig, Professor of National Setting up a virtual classroom 2/24/2021 Security Affairs, U.S. Naval War E-mail visit College

Received by NSD/FARA Registration Unit 03/25/2021 :45:47 AM Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM

Department of Justice (DOJ) Report

Mark Tokola

Vice President

Korea Economic Institute of America (KEI)

Contacts from September 1, 2020 - February 28, 2021

Manner of Contact:

Meeting Forum/Program Dinner Lunch

Breakfast Phone call Interview E-mail

• Coffee with someone may be categorized as Meeting

U.S. government official or U.S. public Manner of Date Activity/Subject Matter contacted contact Stephen Noerper, Korea Society. New 9/3/2020 U.S.-ROK relations E-mail York Chinese assessments of North Korea’s missile capabilities (Through the Looking Glass: Forum/Progra 9/10,''2020 Chinese Open Source Korea Economic Institute Assessments of North m Korea's Ballistic Missile Capabilities)______ROK relations with third Frank Aum, United States Institute of 9/11/2020 E-mail countries. Peace ROK relations with third Scott Snyder, Council on Foreign 9/11/2020 E-mail countries. Relations. Washington Policy roundtable on U.S.- Korea alliance (Vision Group Jonathan Corrado. National Committee 9/16/2020 E-mail on U.S.-ROK Future for American Foreign Policy. New York Relations) Policy roundtable on U.S.- Korea alliance (Vision Group Korea Economic Institute, Korea Forum/Progra 9/17/2020 on U.S.-ROK Future Foundation m Relations)______9/22/2020 U.S.-ROK trade relations Rockford University. Illinois Program History of the Korean War Korea Economic Institute, Carolina Asia (Looking Back & Looking Forum/Progra 9/24/2020 Center at the LIniversity of North Forward: 70 Years Since Carolina Chapel Hill m Korean War) Public opinion polling on U.S.-Korea relations Forum/Progra 10/1/2020 (YouGov Survey on Korea Economic Institute American Attitudes Towards m the Korean Peninsula)______10/1/2020 U.S. politics and South Korea John Park, Harvard Universitv E-mail

Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM

Seth Patch, Mongolia Desk Officer, U.S. 10/5/2020 U.S.-Mongolia relations E-mail Department of State 2020 OECD survey of Korea (A Discussion of 2020 OECD Forum/Progra 10/6/2020 Economic Survey of Korea Korea Economic Institute and the Long-Term in Implications of COVID-19) North Korea military Bruce Bechtol. Angelo State University, 10/11/2020 E-mail proliferation______Texas North Korean October Forum/Progra 10/11/2020 NK Pro m Mentoring students on Korea Edward 'Skip' Gnehm George 10/13/2020 Phone call hcv Washington University______Korean Baseball Organization and the Eorum/Progra 10/13/2020 COVID-19 crisis (Dinos, Korea Economic Institute Wiz, and Heroes: Who Will m Win It All in the KBO?) U.S.-Korea economic and security relations (Euture of Korea Economic Institute, Montana Eorum/Progra 10/20/2020 Korea: Montana World World Affairs Council m Affairs Council)______Chris Hyslop, Montana World Affairs 10/21/2020 U.S.-Korea relations E-mail Council Policy roundtable on U.S.- Korea alliance (Vision Group Korea Economic Institute, Korea Forum/Progra 10/27/2020 on U.S.-ROK Future Foundation m Relations)______10/29/2020 U.S.-Korea relations Shaun Kim. American Embassy Seoul E-mail Presentation on Korean diplomacy with South Korean Forum/Progra 10/30/2020 Korea Economic Institute Permanent Representative to m the UN Clio Hyun China's anniversary commemoration of the Korean War (China’s High- Volume Korean War Forum/Progra 11/2/2020 Korea Economic Institute Commemorati on: A m Conversation with Yun Sun, Director of the Stimson Center China Pros Alexis Dudden, University of 11/5/2020 South Korean culture E-mail Connecticut Susan Elliott, National Committee on 11/10/2020 U.S.-ROK relations E-mail ^American Foreign Policy Policy roundtable on U.S.- Korea alliance with Chairman Kwon Goohoon of the Forum/Progra 11/16/2020 Korea Economic Institute Presidential Committee on m Northern Economic Cooperation

Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM

Policy roundtable on U.S.- Korea alliance (Vision Group Korea Economic Institute. Korea Forum/Progra 11 / 20/2020 on U.S.-ROK Future Foundation m Relations)______Incoming Ridcn administration's trade policy and U.S.-Chinarelations and Korea Economic Institute, South Korean tensions (2020 NEAC Presidential National Economic Forum/Progra 12/9/2020 International Conference: Ilie Advisory Council, Korea Institute for Next U.S. Administration: the m International Economic Policy Future of the Global Economic Environment and South Korea's Response)____ U.S.-Korea trade relations under the incoming Riden administration (Prospects for ForumProgra 12/10/2020 Korea Economic Institute Trade Policy and U.S.-Korea in Trade Under the Riden Administration) Forum/Progra 12/14/2020 Mongolia-China relations East-West Center of Washington m Roundtable on global health Forum/Progra 12/17/2020 Korea Economic Institute and COVED-19 m Ronnie Glaser, Center for Strategic and 12 31/2020 U.S.-ROK relations E-mail / International Studies (CSIS)______James Wavmen, American Embassy 12/31/2020 U.S.-ROK relations E-mail Bangkok______Angela Kerwin. Director. Korea Desk, 1/6/2021 U.S.-ROK relations E-mail U.S. Department of State______Korean .American Day Forum/Progra 1/13/2021 celebration on achievements Korea Economic Institute in Korean language education m 1/19/2021 U.S.-North Korea relations Aim So-young, Voice of America Interview North Korea’s 8th Part} Forum/Progra 1/26/2021 Korea Economic Institute Congress______m U.S.-Korea economic and security relations (Future of Korea Economic Institute, World Affairs Forum/Progra 2/4/2021 Korea: World Affairs Council Council of Western Michigan m of Western Michh Seth Patch, Mongolia Desk Officer, EES. 2/9/2021 E/S.-Mongolia relations E-mail Department of State______

Received by NSD/FARA Registration Unit 03/25/2021 :45:47 AM Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM

Department of Justice (DOJ) Report

Rosa Chung

Director of Finance and Human Resources

Korea Economic Institute of America (KEI)

Contacts from September 1, 2020 - February 28, 2021

Manner of Contact:

Meeting Forum/Program Dinner Lunch

Breakfast Phone call Interview E-mail

• Coffee with someone may be categorized as Meeting

U.S. Government Official Manner of Date Activity/S object Matter or U.S. Public Contacted Contact Chinses assessments of North Korea’s missile capabilities (Through the Looking 9/10/2020 Glass: Chinese Open Source Assessments Korea Economic Institute F oram Pro gram of North Korea's Ballistic Missile

Korea Economic Institute, History of the Korean War (Looking Back Carolina Asia Center at the 9/24/2020 & Looking Forward: 70 Years Since the Forum Program University of North Korean War) Carolina Chapel Hill______Public opinion polling on U.S.-Korea 10/1/2020 relations (YouGov Survey on American Korea Economic Institute ForumProgram Attitudes Towards the Korean Peninsula) Korean Baseball Organization and the COVID-19 crisis (Dinos, Wiz, and 10/13/2020 Korea Economic Institute Forum/Program Heroes: Who Will Win It All in the KBO?)______China’s anniversary commemoration of the Korean War (China's High-Volume 11/2/2020 Korean War Commemoration: A Korea Economic Institute F orum /Pro gram Conversation with Yun Sun, Director of the Stimson Center China Program) Incoming Biden administration’s trade Korea Economic Institute, policy and U/S.-China relations and South Korean Presidential tensions (2020 NEAC International National Economic 12/9/2020 Conference: The Next U.S. F oram/Pro gram Advisory Council, Korea Administration: the Future of the Global Institute for International Economic Environment and South Korea's Economic Policy Response)______U.S.-Korea trade relations under the incoming Biden administration (Prospects 12/10/2020 Korea Economic Institute F orum/Pro gram for Trade Policy and U.S.-Korea Trade Under the Biden Administration)

Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM

Korean American Day celebration on 1/13/2021 achievements in Korean language Korea Economic Institute F oram/Pro gram education

Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM

Department of Justice (DOJ) Report

Sang Kim

Director of Public Affairs & Intern Coordinator

Korea Economic Institute of America (KEI)

Contacts from September 1, 2020 - February 28, 2021

Manner of Contact:

Meeting Forum/Program Dinner Lunch

Breakfast Phone call Interview E-mail

• Coffee with someone may be categorized as Meeting

U.S. Government Official or U.S. Manner of Date Activity/S object Matter Public Contacted Contact Chinses assessments of North Korea’s missile capabilities (Through the Looking Glass: Forum/Progra 9/10/2020 Korea Economic Institute Chinese Open Source m Assessments of North Korea’s Ballistic Missile Capabilities) History of the Korean War Korea Economic Institute, Carolina Asia (Looking Back & Looking Forum/Progra 9/24/2020 Center at the University of North Forward: 70 Years Since the Carolina Chapel Hill m Korean War) Public opinion polling on U.S.-Korea relations Forum/Progra 10/1/2020 (YouGov Survey on Korea Economic Institute American Attitudes Towards m the Korean Peninsula)______2020 OECD survey of Korea (A Discussion of 2020 OECD Forum/Progra 10/6/2020 Economic Survey of Korea Korea Economic Institute and the Long-Term m Implications of COVED-19) Korean Baseball Organization and the COVED-19 crisis Forum/Progra 10/13/2020 (Dinos, Wiz. and Heroes: Korea Economic Institute Who Will Win It All in the m KBO?) U.S.-Korea economic and security relations (Future of Korea Economic Institute, Montana Forum/Progra 10/20/2020 Korea: Montana World World Affairs Council m Affairs Council)______South Korean higher Forum/Progra 10/23/2020 Korea Economic Institute education (Why are Fewer m

Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM

South Koreans Studying in the U.S.? Recent Trends in Higher Education and the Implications for Bilateral Relations) South Korea energy policy (Bridging the Gap: LNG and Forum/Progra 10/29/2020 Korea Economic Institute South Korea’s Transition to m Carbon Neutrality) Presentation on Korean diplomacy with South Korean Forum/Progra 10/30/2020 Korea Economic Institute Permanent Representative to in the UN Cho Hvun China’s anniversary commemoration of the Korean War (China’s High- Volume Korean War Forum/Progra 11/2/2020 Korea Economic Institute Commemoration: A in Conversation with Yun Sun, Director of the Stimson Center China Program)____ Erica Kubik, Director of Programming; Planning for the upcoming Michael Van Denend, Executive 12/3/2020 Future of Korea Western Email Director. World Affairs Council of Michigan program Western Michigan______U.S.-Korea economic and security relations (Future of Korea Economic Institute, Alaska World Eorum/Progra 12/4/2020 Korea: Alaska World /Affairs /Affairs Council in Council) U.S.-Koreatrade relations under the incoming Biden administration (Prospects for Forum/Progra 12/10/2020 Korea Economic Institute Trade Policy and U.S.-Korea m Trade Under the Biden Administration) Korea Economic Institute, University of History of the Peace Corps in Washington Center for Korean Studies, Forum/Progra 12 10/2020 / South Korea Indiana University Institute for Korean m Studies. The Friends of Korea Dr.Sahie Kang, Professor/Director, 12/11/2020 Honorce Invitation Email School of Korean. Middlebury College Planning for the upcoming Patricia Preston, Executive Director, 12/16/2020 Future of Korea Vermont Email Vermont Council on World Affairs program Korea Economic Institute, University of Peace Corps and its impact Washington Center for Korean Studies, Forum/Progra 12/17/2020 Korean Studies in the U.S. Indiana University Institute for Korean m Studies, The Friends of Korea Korean American Day Dr. Youngmee Yu Cho, Associate 12/18/2020 Email honoree invitation Professor, Rutgers University

Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM

invitation for Congresswoman Andrew Noh, Chief of Staff, Office of 1 7/2021 Email / Marilyn Strickland Congresswoman Marilyn Strickland Changyul Lee, Reporter, The Korea 1/10/2021 Korean American Dav Email Times Planning for the upcoming Jennifer Brannan, Foreign Affairs 1/11/2021 Future of Korea - Western Email Officer, U.S. Department of State Michigan program______Katrina Martell, Communications 1/13/2021 Korean American Day Director, Office of Congresswoman Email Marilyn Strickland (WA-10)______Korean American Day Forum/Progra 1/13/2021 celebration on achievements Korea Economic Institute in Korean language education in Pope Thrower. Public Diplomacy Planning for the upcoming 1/13/2021 Coordinator for Korea and Japan, I.S. Call Future of Korea programs Department of State Pope Thrower, Public Diplomacy Planning for the upcoming 1/20/2021 Coordinator for Korea and Japan, I.S. Email Future of Korea programs Department of State Planning for the upcoming Karen Miles, Office Manager for Marc 1/22/2021 Future of Korea Tennessee Knappcr, Deputy Assistant Secretary for Email Japan and Korea______North Korea’s 8th Parly Forum/Progra 1/26/2021 Korea Economic Institute Congress m Patrick Ryan, President, Tennessee Planning for the upcoming World /Affairs Council; Lori Odom, Vice 1/26/2021 Future of Korea-Tennessee Email President, Nashville Area Chamber of program Commerce U.S.-Korea economic and security relations (Future of Korea Economic Institute, Tennessee Forum/Progra 1/28/2021 Korea: Tennessee World World Affairs Council m Affairs Council) North Korean refugee Korea Economic Institute, Asia Forum/Progra 2/4/2021 entrepreneurs in South Korea Foundation in U.S.-Korea economic and security relations (Future of Korea Economic Institute, World Affairs Forum/Progra 2/4/2021 Korea: World Affairs Council Council of Western Michigan m of Western Michigan) Jaeinin Back, /Analyst, Albright 2/8/2021 Introduction Email Stonehridge Group Speaker request for the Young Han, Foreign Service Officer, upcoming Future of Korea Email 2/9/2021 U.S. Department of State Vermont program______U.S.-Korea economic and security relations (Future of Korea Economic Institute, Vermont Forum/Progra 2/24/2021 Korea: Vermont Council on Council on W7orld Affairs m World Affairs) Mark Olson, Press Secretary, Office of 2/26/21 Meeting request Email Congresswoman Grace Meng

Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM

Department of Justice (DOJ) Report

Troy Stangarone

Senior Director and Fellow

Korea Economic Institute of America (KEI)

Contacts from September 1, 2020 - February 28, 2021

Manner of Contact:

Meeting Forum/Program Dinner Lunch

Breakfast Phone call Interview E-mail

• Coffee with someone may be categorized as Meeting

U.S. Government Official or U.S. Public Manner of Date Activity/S object Matter Contacted Contact North Korean trade with China Albert Hong. Broadcaster/ Korean Service. Interview/E­ 9/1/2020 through online malls______Radio Free Asia mail 9/2/2020 U.S.-Korea economic relations Foreign Sendee Institute Speaker Food challenges in North Albert Hong. Broadcaster/ Korean Service. Interview/E­ 9/3/2020 Korea Radio Free Asia mail Chinese sanctions on North Markus Garlauskus, Non-Resident Senior 9/4/2020 E-mail Korea Fellow. Atlantic Council Chinses assessments of North 9/10/2020 Korea Economic Institute Moderator Korea's missile capabilities Closure of North Korean Jeongeun Ji, Broadcaster, Korean Service. Interview/E­ 9/11/2020 tourism due to COV ID-19 Radio Free Asia mail Greg Scarlatoiu, Executive Director. IJN Secretary General North 9/14/2020 Committee for Human Rights in North E-mail Korea Human Rights report Korea Angela Kerwin, Director of the Office of 9/15/2020 KEI survey Korean Affairs, and Eric Jordan, DPRK E-mail Unit Chief, Depatment of State Sarah McCool, Special Assistant, E-mail and 9/18/2020 Invitation to Antonv Rlinken WestExec Advisors call Invitation to moderate event 9/18/2020 Alex Ward. Stall Reporter, V E-mail KEI survev North Korean money Jeongeun Ji, Broadcaster, Korean Sendee, Intcrvicw/E- 9/21/2020 laundering Radio Free Asia mail North Korea's relations wil 9/21/2020 Joeun Lee. Reporter, Voice of America E-mail Japan______U.S. trade remedies and 9/22/2020 Rockford Univcrsitv Speaker sanctions Invitation to speak at event next administration's trade Robert Zoellick, Senior Fellow, Belfer 9/23/2020 E-mail policy and U.S.-China Center. Hanard University relations and tensions

Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM

Albert Hong. Broadcaster/ Korean Sendee. Interview/E­ 9/25/2020 North Korean trade with China Radio Free Asia mail 9/29/2020 KEI survey Alex Ward. Staff Reporter, Vox E-mail Petroleum exports to North Albert Hong. Broadcaster/ Korean Service. Interview/E­ 9/30/2020 Korea Radio Free Asia mail Public opinion polling on U.S. 10/1/2020 Korea Economic Institute Speaker Korea relations Processing trade in North Albert Hong, Broadcaster/ Korean Sendee, Intcndcw/E- 10/5/2020 Korea Radio Free Asia mail Interview/E- Disappearence of North Jiha Ham, Staff Reporter. VOA Korean 10/13/2020 niail and Korean coal vessels Sendee phone Follow up regarding KEI Angela Kerwdn. Director of the Office of 10/13/2020 E-mail survey data Korean /Affairs, Dcpatmcnt of State Korean Baseball Organization 10/1.3/2020 Korea Economic Institute Moderator le COV1D-19 crisis North Korean trade with Jeongeun Ji, Broadcaster, Korean Sendee, Interview/E- 10/15/2020 Russia Radio Free Asia niail FominProgr 10 15/2020 North Korea's cyber activities The Brookings Institution / am Invitation to speak at event Chad P. Bown, Reginald Jones Senior next administration's trade 10/20/2020 Fellow7. Peterson Institute for International E-mail policy and U.S.-China Economics relations and tensions Invitation to speak at event next administration’s trade Derek Scissors. Resident Scholar, 10/20/2020 E-mail policy and U.S.-China American Enterprise Insitute relations and tensions Invitation to speak on trade Wendy Cutler, Vice President and 10/26/2020 policy of the next U.S. Managing Director, Washington, D.C. E-mail administration Office, Asia Society Policy Institute North Korea’ trade with Albert Hong, Broadcaster/ Korean Sendee, Interview/E- 10/27/2020 China Radio Free Asia mail North Korean foreign Kyung Ha Rhee, Broadcaster, Radio Free Interview/E­ 10/29/2020 exchanac rates Asia mail /Undrew' Jcong, Reporter, Wall Street 10/30/2020 U.S. election and North Korea E-mail Journal Bruce Klingner, Senior Research Fellow', Heritage Foundation; Susan Thorton. Visiting Lecturer in Law, Yale Law School; Miyeon Oh, Director, Asia Security Initiative, Atlantic Council, Invititation to take part in Markus Garlauskus, Non-Resident Senior virtual private roundtable on Fellow7. Atlantic Council; Jung Pak, Senior 11/5/2020 E-mail South Korea’s New7 Northern Fellow and SK-Korea Foundation Chair in Policy Korea Studies, Brookings Institution; Jeffrey Schott, Senior Fellow, Peterson Institute for International Economics; Marc Knapper, Deputy Assistant Secretary of State for Korea and Japan. Department of State; Alex Wong, Deputy Assistant

Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM

Secretary for North Korea, Depatment of State; and Mark Lippert, Senior Advisor (non-resident) Korea Chair, Center for Strategic and International Studies Kyung Ha Rhcc, Broadcaster, Radio Free Intcrvicw/E- 11/9 2020 North Korean art sales Asia mail Victor Cha, Senior Adviser and Korea Invititation to take part in Chair, Center for Strategic and virtual private roundtable on 11/9/2020 International Studies and Joseph Yun, E-mail South Korea's New Northern Senior Advisor to the Asia Center, U.S. Policy Institute of Peace Invitation to speak at event on Barbara Weisel, Managing Director, Rock 11 10/2020 Biden administration’s trade E-mail Creek Global Advisors and economic policies Scott Snyder, Senior Fellow for Korea Studies and Director of the Program on Invititation to take part in U.S.-Korea Policy. Council on Foreign virtual private roundtable on Relations; Jean Lee, Director, Hyundai 11/10/2020 E-mail South Korea’s New Northern Motor-Korea Foundation Center for Policv Korean History and Public Policy, Wilson Center; and Frank Amn, Senior Expert on North Korea, U.S. Institute of Peace

11/11/2020 WTO Director General Race Doug Palmer, Reporter, Politico E-mail Follow up regarding invitation Scung Joon "Steve” Lee, Senior Vice 11 12/2020 for former General Vincent President of Operations, Korea Defense E-mail Brooks Veterans Association Policy roundtable on U.S.- Korea alliance with Chairman Kwon Goohoon of the Forum/Progr 11/16/2020 Korea Economic Institute Presidential Committee on am Northern Economic Cooperation North Korean economy and Albert Hong. Broadcaster/ Korean Service. Interview/E­ 11/18/2020 COVID-19 Radio Free Asia mail North Korean petroleum Albert Hong, Broadcaster/ Korean Service, Interview/E­ 11/19/2020 imports______Radio Free Asia mail Treasury sanctions on North Hee Jung Yang, Broadcaster, Korean Interview E- 11/23/2020 Korean overseas labor Sendee, Radio Free Asia mail Albert Hong, Broadcaster/ Korean Sendee, Interview/E­ 11/25/2020 North Korean trade with China Radio Free Asia mail Geopolitics of Korea-China ForumProgr 12/1/2020 Council on Foreign Relations relations am Forum/Progr 12/2/2020 5G policy in Indo-Pacilic National Bureau of Asian Research am Additional details on invitation Barbara Weisel, Managing Director, Rock 12/3/2020 to speak at event on U.S.- Call Creek Global Advisors Korea economic relations Interview/E­ Chinese trade with North Albert Hong, Broadcaster/ Korean Sendee, 12/7/2020 mail and Korea Radio Free Asia phone_____

Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM

Incoming Biden Korea Economic Institute. South Korean administration's trade policy Presidential National Economic Advisory ForumProgr 12/9/2020 and U.S.-China relations and Council, Korea Institute for International am tensions Economic Policy U.S.-Korea trade relations 12/10/2020 under the incoming Biden Korea Economic Institute Moderator administration North Korean financial Forum/Progr 12/16/2020 North Korea Economic Forum reforms am Interview/E­ Sovoung Kim, Broadcaster, Korean North Korean exchange rate mail and 12/22/2020 Sendee. Radio Free Asia phone SME evasions of North Korea Jeongeun Ji, Broadcaster, Korean Sendee, Intendew E- 12/23/2020 sanctions Radio Free Asia mail North Korean rejection of Kyung Ha Rhee, Broadcaster, Radio Free Interview/E­ 12/29/2020 South Korean food aid Asia mail Invitation to speak at a Jung Pak, Senior Fellow and SK-Korea roundtable on potential Biden 12/29/2020 Foundation Chair in Korea Studies, E-mail administration policies for Brookings Institution North and South Korea Invitation to speak at a roundtable on potential Biden Susan Thornton. Visiting Lecturer in Law, 12/29/2020 E-mail administration policies for Yale Law School North and South Korea Invitation to speak at a Daniel Russel, Vice President for roundtable on potential Biden 12/29/2020 International Security and Diplomacy, Asia E-mail administration policies for Society Policy Institute North and South Korea Invitation to speak at a roundtable on potential Biden Ed Royce, Policy Director. Brownstein 12/30/2020 E-mail administration policies for Hyatt Farbcr Schrcck North and South Korea Invitation to speak on Biden Markus Garlauskus, Non-Resident Senior administration policies on the E-mail 1/4/2021 Fellow7, Atlantic Council Korean Peninsula North Korean use of Russian Jeongeun Ji, Broadcaster, Korean Service. Interview/E­ 1/4/2021 e-visa Radio Free Asia mail Invitation to speak at a Laura Rosenberger, Director of the roundtable on potential Biden Alliance for Securing Democracy and 1/4/2021 E-mail administration policies for Senior Fellow, German Marshall Fund North and South Korea the United States Chinese and Russian oil Albert Hong. Broadcaster/ Korean Service. Interview/E­ 1/5/2021 exports to North Korea Radio Free Asia mail Invitation to submit blog on Markus Garlauskus, Non-Resident Senior 1/11/2021 Kim Jong-un's use of E-mail Fellow, Atlantic Council Responding to request on Sarah McCool. Special Assistant, 1/11/2021 Antony Blinken’s prior E-mail WestExec Advisors speaking appearance at KE1 Albert Hong, Broadcaster Korean Service, Interview/E­ North Korean agriculture 1/12/2021 Radio Free Asia mail

Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM

Invitation to roundtable on potential Biden administration Christopher Hill, George Ball Professor. 1/13/2021 E-mail policies for North and South Columbia University Korea Invitation to roundtable on Scott Snyder, Senior Fellow for Korea potential Riden administration Studies and Director of the Program on 1/13/2021 E-mail policies for North and South U.S.-Korea Policy, Council on Foreign Korea Relations North Korean medical imports Kvung Ha Rhee, Broadcaster, Radio Free Interview/E­ 1/14/2021 from Russia Asia mail Response to request to serve as Mark Olson, Legislative Assistant/Press 1/21/2021 E-mail reference Secretary, Congresswoman Grace Meng IJN reclassification of Albert Hong, Broadcaster Korean Service, Interview/E­ 1/22/2021 petroleum metrics for Radio Free Asia mail sanctions Response to request for Eric Miller, President. Rideau Potomac 1/22/2021 F-mail meeing Strategy Group Recommendation letter for Chad Obenniller, Chief of Staff, 1/22/2021 E-mail Mark Olson Congressman Ami Bcra Discussion of co-sponsored Anna Bantug-Hcrrcra, Associate Director, event on North Korean Washington, DC office and Hannah 1/24/2021 Zoom Call entrepreneur refugees in South Schwarz, Program Assistant, Asia Korea Foundation Treasury actions against North Jeongeun Ji, Broadcaster, Korean Service, Interview/E­ 1/25/2021 Korea under Secretary Radio Free Asia mail Mnuchin Prep for Future of Korea 1/25/2021 program at Tennessee World Tennessee World Affairs Council Zoom Call Affairs Council Response to invitation to speak Benjamin R. Young. Assistant Professor, 1/26/2021 on North and South Korean Cyber Leadership & Intelligence, Dakota E-mail cyber efforts State University Kyung Ha Rhee, Broadcaster, Radio Free Intcrvicw/E- 1/27/2021 North Korean food insecurity Asia mail Albert Hong, Broadcaster/ Korean Service, Interview/E­ 1/28/2021 North Korean trade with China Radio Free Asia mail U.S.-Korea economic and Korea Economic Institute, Tennessee 1/28/2021 Speaker security relations World Affairs Council KEI Tennessee Future of Tim Martin, Korea Bureau Chief. Wall 1/28/2021 E-mail Korea program Street Journal Invitation to speak at Friends Jenna Gibson, Board Member, Friends 1/28/2021 E-mail of Korea meeting Korea Eric Miller, President, Rideau Potomac 1/29/2021 Korea's economic policies Zoom Call Strategy Group Court case dealing with U.S. Kyung Ha Rhee, Broadcaster, Radio Free Interview E- 2/1/2021 citizen helping North Korea's Asia mail cyber program______Intcrvicw/E- Satellite imagery of North Jiha Ham. Staff Reporter, VOA Korean 2/1/'2021 mail and Korean gas tank construction Service phone_____

Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM

Response to invitation to speak Greg Scarlatoiu, FSI Program Director and on U.S.-Korea economic 2/2/2021 Executive Director, Committee for Human E-mail relations at Foreign Sendee Rights in North Korea Institute (FSI)______Albert Hong, Broadcaster/ Korean Sendee, Intcrvicw/E- 2/2/2021 North Korean smuggling Radio Eree Asia mail Interview/E­ Satellite imagery of North Jiha Ham, Staff Reporter, VOA Korean mail and 2/3/2021 Korean tdshing boats Sendee phone_____ U.S.-ROK energy and climate Program/For 2/4/2021 f.S. Embassy Seoul cooperation______ura Albert Hong, Broadcaster/ Korean Sendee, Inteniew/E- 2/8/2021 North Korean industrial sector Radio Eree Asia mail Seung .Toon "Steve” Lee, Senior Vice Potential program President of Operations. Korea Defense E-mail 2/8/2021 collaboration Veterans Association Invitation to submit blog on Yun Sun, Senior Fellow and Co-Director of 2/8/2021 China’s views of North Korea the East Asia Program and Director of the E-mail and Biden administration China Program, Stimson Center UN report on North Korean Kvung Ha Rhee, Broadcaster, Radio Free Interview/E­ 2/9/2021 nuclear weapons and ballistic Asia mail missiles Exports of petroleum to North Taeksung Oh, Staff Reporter, Voice Of Interview/E- 2/11/2021 Korea America mai Kyung Ila Rhee, Broadcaster, Radio Eree Interview/E­ North Korean food insecurity 2/12/2021 Asia mail Invitation to submit blog on Sheila Smith, Senior Fellow for Japan 2/12/2021 Japan’s views on North Korea E-mail Studies, Council on Foreign Relations and Biden administration Invitation to submit blog on James D.J Brown, Associate professor of Russia’s views of North Political Science and Coordinator of 2/13/2021 E-mail Korean and Biden International Affairs major, Temple administration University, Japan Campus______North Korean economy and Hee Jung Yang, Broadcaster, Korean Interview'E- 2/15/2021 the 8th Party Congress Sendee, Radio Free Asia mail Christopher Hill, George Ball Professor, 2/17/2021 Potential fellowship with KE1 E-mail Columbia University North Korea’s economic Forum/Progr 2/17/2021 North Korea Economic Forum policy making process am Hee-Eun Kim, President & CEO, Center 2/18/2021 Potential future collaborations Zoom Call for Asia Pacific Strategy______Inverview/E- North Korean trade during Albert Hong. Broadcaster/ Korean Service. 2/22/2021 mail and COVID-19 Radio Eree Asia phone Michael Schiffer, Professional Staff Potential staff briefing on 2/22/2021 Member, Senate Foreign Relations E-mail North Korea Committee Potential staff briefing on Sarah /Erkin. Professional Staff Member, 2/23/2021 E-mail North Korea Senate Foreign Relations Committee Survey on U.S. attitudes 2/23/2021 Friends of Korea Speaker tow ards the Korean Peninsula

Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM

Christopher Hill, George Ball Professor. 2/23/2021. Potential fellowship with KEI Zoom call Columbia University Invitation to speak on U.S. Sung Kim. Acting Assistant Secretary for 2/25/2021 Korea relations at KEI East Asia and the Pacific, Department of E-mail Advisory Council meeting State Biden administration approach Kyung Ha Rhce. Broadcaster, Radio Free Intcrvicw/E- 2/25/2021 to North Korea Asia mail Invitation to speak on U.S.- Michael Beeman, Assistant U.S. Trade 2/25/2021 Korea trade relations at KEI Representative for Japan, Korea and APEC, E-mail Advisory Council meeting Office of the U.S. Trade Representative Bank of Korea report on North Albert Hong. Broadcaster/ Korean Service. 2/26/2021 E-mail Korean financial reform Radio Eree Asia Humanitarian crisis in North Hee Jung Yang. Broadcaster. Korean Inteniew/E- 2/26/2021 Korea Sendee, Radio Free Asia mail

Received by NSD/FARA Registration Unit 03/25/2021 :45:47 AM Received by NSD/FARA Registration Unit 03/25/2021 11:45:47 AM

Department of Justice (DOJ) Report

Yong Kwon

Director of Communications

Korea Economic Institute of America (KEI)

Contacts from September 1, 2020 - February 28, 2021

Manner of Contact:

Meeting Forum/Program Dinner Lunch

Breakfast Phone call Interview E-mail

• Coffee with someone may be categorized as Meeting

U.S. government official or U.S. Manner Date Activity/Subject Matter public contacted______of contact Discussion oi'potential engagement with a book Andrav Abrahamian, U.S. Foreign 9/1/2020 E-mail publisher for the Ambassadors’ Service Officer candidate Memoir. Discussion of potential engagement with a book Jocelynn Pedro. Publicist for E-mail 9/1/2020 publisher for the Ambassadors’ PuhlicAO'airs Memoir. Discussion of potential engagement with a book Geoffrey Cain, Congressional E-mail 9/1/2020 publisher for the Ambassadors' Innovation Fellow Memoir. Vanessa Romano, Senior Consultant E-mail, Discussion on tracking KEI 9/8/2020- with Meltwater, a social media tracking Phone 2/28/2021 exposure in the media service Calls Discussing Ambassador Stephens’ appearance in the Kyle Uaddad-Fonda, Foreign Policy 9 8/2020 E-mail / Great Decisions Episode about Association South Korea Discussion on vendor Tony Fowler, Audio Engineer & contrateting for a podcast series E-mail 9/9/2020 Producer at Tonerevere on Korean corporate history Question regarding KEI public event “Chinses assessments of North Korea's missile capabilities (Through the Dakvung Flam, student at Georgetown E-mail 9/10/2020 Looking Glass: Chinese Open University Source Assessments of North Korea’s Ballistic Missile Capabilities)”______

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Coordinating a Georgetown Dafna Zur, professor at Stanford 9/14/2020 student interview with Kyle E-mail University Ferrier Soliciting a prospective piece on Edward White, Seoul correspondent at 9/15/2020 Korean letter writing for KEI's E-mail Financial Times Peninsula Blog Discussion on the upcoming Choc Sang-1lun, Seoul correspondent release oi’KEI survey on U.S. E-mail 9/22/2020 at New York Times views on Korea Discussion on the upcoming Simon Denver, Seoul correspondent at release of KFT survey on U.S. E-mail 9/22/2020 Washington Post views on Korea Discussion on the upcoming Andrew Jeong, Seoul correspondent at 9/22/2020 release of KEI survey on U.S. E-mail Wall Street Journal views on Korea Discussion on the upcoming Gregg Hurson, Katheryn Kiel. Account 9/22/2020 release of KEI survey on U.S. manager at Top Shelf Design, a website E-mail views on Korea production company E-mail, E. J. Graft editor at the Washington 9/25/2020 Development of KETs website Phone 2 28/2021 Post’s Monkey Cage / Calls Outreach to Washington Post’s Monkey Cage on publishing a David Delgado, host of the Cleveland piece on the politicization of E-mail 9/28/2020 based radio program Going Global U.S. foreign policy under President Donald Trump_____ Dong hyun Kim, journalist with the KEI e-mail distribution E-mail 9/30/2020 Voice of America Discussion with Voice of America regarding Financial David Lawler, foreign affairs journalist E-mail 9/30/2020 Times' coverage of KEI’s survey at Axios on U.S. attitudes towards Korea Outreach to Axios on publishing a piece on the politicization of Jonathan Guyer, journalist at American 9/30/2020 E-mail U.S. foreign policy under Prospect President Donald Trump______Outreach to American Prospect on publishing a piece on the Tamar Ilannan, culture reporter with 9/30/2020 politicization of U.S. foreign E-mail the South China Morning Post policy under President Donald

Outreach to journalist regarding the politicization of U.S. foreign Jonathan Roscnbcrger, journalist with 9 30/2020 E-mail / policy under President Donald Bloomberg

Outreach to Bloomberg on publishing a piece on the Frank Ahrens, Principal at BGR Public 10/1/2020 politicization of U.S. foreign E-mail Relations policy under President Donald

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Discussion on a podcast series on Jeongmin Kim. journalist with NK 10/1/2020 E-mail Korean corporate history News Coordinating an interview 10/5/2020 between NK News and Alex Ward, journalist at Vox Media E-mail Ambassador Kathleen Stephens Outreach to Vox on publishing a 10/5/2020 - piece on the politicization of Eunjung Cho, journalist with Voice of E-mail 10/14/2020 U.S. foreign policy under America President Donald Trump______VOA phone interview request Min Young Lee, journalist at Korea 10/6/2020 E-mail for Ambassador Stephens Times Korea Times phone interview' Mark Olson, congressional staffer for 10/6/2020 E-mail request for Ambassador Stephens Congresswoman Grace Meng______A request to review the KET Ed White, Seoul correspondent for the 10/6/2020 E-mail website Financial Times A request to review the KEI Kirk Larsen, professor at Brigham 10/6/2020 E-mail website Young University A request to review the KEI Kathryn Botto, Senior Research 10/6/2020 E-mail website Analyst at Carnegie Endowment Coordinating Ambassador Jonah Davis (producer at Bloomberg), 10/8/2020 Stephens roundtable Jonathan C’orrado (policy director at the E-mail pariticpation at Carnegie Korea Society)______Bloomberg Request for Arab. Shannon Tiezzi, editor at the Diplomat 10/19/2020 E-mail Kathleen Stephens______Magazine Article Pitch to the Diplomat Magazine on .American view s on Nathan Park, editor for The Blue Roof E-mail 10/20/2020 Korea’s handling of the CQVID newsletter outbreak Correspondence on a KEI op-ed Danny Leipziger, professor at George 10/21/2020 E-mail in a newsletter Washington University Correspondence for a BBC Ronan O'Malley, Viridiana Otamendi, interview regarding Korea's gold 10/22/2020 program manangers at the World E-mail collection program during the /Affairs Council Houston Asian Financial Crisis Correspondence on Ambassador Stephens' participation in World 10/22/2020 Affairs Council Houston talk KELs Advisory Board E-mail 12/9/2020 with the Consulate of South Korea Reviewing profiles of KELs Abigail Ng, journalist w ith CNBC E-mail 10/27/2020 advisory board CNBC media query on LAS. Steven Borowiec, journalist with Time E-mail 10/27/2020 elections and North Korea Magazine Coordinating comments from Jacob Fromer, journalist with South 11/6/2020 /Ambassador Stephens for Time E-mail China Morning Post Magazine on U.S. election Comments for South China Adam Kushner, E. J. Graff, editor at the 11/12/2020 E-mail Morning Post on North Korea Washington Post’s Monkey Cage. Article pitch to Washington Post Brooke Masters, op-ed editor at the 11/17/2020 E-mail on whether Is U.S. leadership in Financial Times

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Asia was challenged by China's participation in RCEP? Article pitch to the Financial Times on whether Is U.S. Haylie YC Elliott,Economics officer at 11/19/2020 leadership in Asia was E-mail the U.S, Embassy Seoul, Korea challenged by China's participation in RCEP?_____ Collaboration on Global Robert Haddow, editor at the South 11/19/2020 Entrepreneurship Week with E-mail China Morning Post U.S. Embassy Seoul Submission of op-ed on Trump's 12/3/2020 lingering shadow over Biden's Maura Reynolds, op-ed editor at E-mail 12/7/2020 foreign policy to the South China Politico Morning Post Article pitch to Politico on how Young Gyo Kim, journalist at Voice of 12/28/2020 Biden can bring closure to the E-mail America the Korean War Coordinating Voice of America Aim Soyoung, journalist at Voice interview with Mark Tokola on E-mail 1/12/2021 America KEFs Vision Group report Coordinating Voice of America Anthony Kuhn. Seoul correspondent 1/18/2021 E-mail interview with Mark Tokola for NPR Connecting NPR Correspondent Jonah Davis, News Producer for 1/25/2021 E-mail Anthony Kuhn to Mark tokola Bloomberg Bloomberg Request for Amb. Seth Berkman, contributor to New 1/28/2021 E-mail Kathleen Stephens______York Times Coordinating interview with NY Young Gyo Kim, journalist at Voice of Times correspondent on Korean E-mail 1/29/2021 America advertising

2/1/2021 Coordinating Voice of America Robert Klemko. journalist with Sports interview with .Ambassador Illustrated; Brent Royer, Professor at E-mail 2/4/2021 Stephens University of Syracuse E-mail, Reference check call for Shannon Tiezzi, editor for the Diplomat 2/2/2021 Phone prospective hire Magazine Call Pitching an article to the Diplomat Magazine on why 2/2/2021 Jake Reed, Editor for East Asia Forum E-mail Korea should stand up for Mongolia Bill Dugan, senior program manager at Pitching an article to the East 2/2/2021 - World Resources Institute; Sean Smith, Asia Forum on why Korea E-mail 3/4/2021 producer with the Prince George’s should stand up for Mongolia County Community College______Geoffrey Cain, Congressional E-mail, Reference check call for Innovation Fellow; Sebastian Phone 2/3/2021 prospective hire Strangio, Southeast Asia Editor at The Call Diplomat. Questions on prospective writers Harry Kazianis, editor at the National 2/9/2021 E-mail on Korea-Myamnar relations Interest Pitching a op-ed to National Andray Ahrahamian, U.S. Foreign 2/23/2021 E-mail Interest on how to vaccinate a Service Officer candidate

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rogue state for global public health

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