Determining Validity in Qualitative Inquiry

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THEORY INTO PRACTICE / Summer 2000 Getting Good Qualitative Data John W. Creswell Dana L. Miller Determining Validity in Qualitative Inquiry RITING ABOUT VALIDITY IN QUALITATIVE in- qualitative projects (e.g., Lincoln & Guba, 1985; W quiry is challenging on many levels. Mul- Maxwell, 1996; Merriam, 1998). Qualitative research- tiple perspectives about it flood the pages of books ers routinely employ member checking, triangulation, (e.g., Lincoln & Guba, 1985; Maxwell, 1996; Mer- thick description, peer reviews, and external audits. riam, 1998; Schwandt, 1997) and articles and chap- Researchers engage in one or more of these proce- ters (e.g., Altheide & Johnson, 1994; Lather, 1993; dures and report results in their investigations. Maxwell, 1992). In these texts, readers are treated to As helpful as they are, these discussions about a confusing array of terms for validity, including au- validity procedures provide little guidance as to thenticity, goodness, verisimilitude, adequacy, trust- why one procedure might be selected for use by worthiness, plausibility, validity, validation, and researchers over other procedures. In this article, credibility. Various authors have constructed diverse we suggest that the choice of validity procedures typologies of validity (e.g., Maxwell’s five types, is governed by two perspectives: the lens research- 1992; Lather’s four frames, 1993; and Schwandt’s ers choose to validate their studies and researchers’ four positions, 1997). It is little wonder that Don- paradigm assumptions. We advance a two-dimen- moyer (1996), who wrote an editorial on validity sional framework that can help researchers identi- in the Educational Researcher, commented on the fy appropriate validity procedures for their studies. diverse perspectives of validity by contrasting Miles The use of this framework can provide a ra- Downloaded By: [Canadian Research Knowledge Network] At: 11:25 15 February 2009 and Huberman’s (1994) “traditional conception of tionale for choice of a procedure beyond what the validity” with Lather’s (1993) “ironic validity” (p. setting and participants will bear and what col- 21). Novice researchers, in particular, can become leagues and faculty advisers recommend. The increasingly perplexed in attempting to understand framework helps researchers select procedures the notion of validity in qualitative inquiry. based on who assesses the credibility of a study and There is a general consensus, however, that their own philosophical positions toward qualitative qualitative inquirers need to demonstrate that their inquiry. We begin by discussing the two perspectives studies are credible. To this end, several authors iden- of the framework and then identify nine validity pro- tify common procedures for establishing validity in cedures that fit the framework. We end by describing how the lens and paradigm assumptions help guide John W. Creswell is professor of educational psychology our choice of validity procedures. at the University of Nebraska-Lincoln; Dana L. Miller In this discussion we define validity as how is assistant professor of research methods at Doane accurately the account represents participants’ re- College, Lincoln, Nebraska. alities of the social phenomena and is credible to THEORY INTO PRACTICE, Volume 39, Number 3, Summer 2000 Copyright124 © 2000 College of Education, The Ohio State University 0040-5841/2000$1.50 Creswell and Miller Determining Validity them (Schwandt, 1997). Procedures for validity the interpretations accurately represent them. A include those strategies used by researchers to es- third lens may be the credibility of an account by tablish the credibility of their study. Throughout individuals external to the study. Reviewers not this discussion, we make the assumption that va- affiliated with the project may help establish va- lidity refers not to the data but to the inferences lidity as well as various readers for whom the ac- drawn from them (Hammersley & Atkinson, 1983). count is written. The Lens Used by the Researcher Paradigm Assumptions When we refer to the lens, we mean that the The lens researchers use—their own, study inquirer uses a viewpoint for establishing validity participants, or individuals external to the project— in a study. Qualitative inquirers bring to their stud- is not the only perspective that governs the choice ies a different lens toward validity than that brought of validity procedures. Researchers’ paradigm as- to traditional, quantitative studies. sumptions or worldviews (Guba & Lincoln, 1994) In quantitative research, investigators are also shape their selection of procedures. As sug- most concerned about the specific inferences made gested by Ratcliffe (1983), from test scores on psychometric instruments (i.e., Quite different notions of what constitutes validity the construct, criterion, and content validity of inter- have enjoyed the status of dominant paradigm at dif- pretations of scores) (AERA, APA, & NCME, 1982) ferent times, in different historical contexts, and un- and the internal and external validity of experimental der different prevailing modes of thought and epistemology. (p. 158) and quasi-experimental designs (Campbell & Stan- ley, 1966). In contrast, qualitative researchers use a Three paradigm assumptions, labeled by Guba lens not based on scores, instruments, or research and Lincoln (1994) as postpostivist, constructivist, designs but a lens established using the views of peo- and critical influence researchers’ choice of valid- ple who conduct, participate in, or read and review a ity procedures. These assumptions have been asso- study. ciated with different historical moments in the For example, one lens to determine the cred- evolution of qualitative inquiry (Denzin & Lincoln, ibility of a study is the particular lens of the re- 1994). A brief overview of these paradigm assump- searcher. Researchers determine how long to remain tions is advanced here. in the field, whether the data are saturated to es- The postpostivist researcher assumes that qual- tablish good themes or categories, and how the itative research consists of rigorous methods and sys- analysis of the data evolves into a persuasive nar- tematic forms of inquiry. Identified by Denzin and rative. Patton (1980) describes this process as one Lincoln as the “modernist” phase of qualitative in- where qualitative analysts return to their data “over quiry (1994, p. 8), this philosophical perspective and over again to see if the constructs, categories, emerged in social science research during the 1970s explanations, and interpretations make sense” (p. and continues today. Individuals embracing the Downloaded By: [Canadian Research Knowledge Network] At: 11:25 15 February 2009 339). Altheide and Johnson (1994) refer to it as postpostivist position both recognize and support “validity-as-reflexive-accounting” (p. 489) where re- validity, look for quantitative equivalence of it, searchers, the topic, and the sense-making process and actively employ procedures for establishing interact. validity using specific protocols. Maxwell (1996), Qualitative inquirers may use a second lens in Qualitative Research Design: An Interactive to establish the validity of their account: the par- Approach, for example, exemplifies postpostivist ticipants in the study. The qualitative paradigm assumptions toward qualitative validity. assumes that reality is socially constructed and it The constructivist or interpretive position is what participants perceive it to be. This lens emerged during the period of 1970 to 1987 (Denzin suggests the importance of checking how accurately & Lincoln, 1994), and it is reflected in stances to- participants’ realities have been represented in the ward validity today. Constructivists believe in plu- final account. Those who employ this lens seek to ralistic, interpretive, open-ended, and contextualized actively involve participants in assessing whether (e.g., sensitive to place and situation) perspectives 125 THEORY INTO PRACTICE / Summer 2000 Getting Good Qualitative Data toward reality. The validity procedures reflected 522). To this end, researchers engage in validity pro- in this thinking present criteria with labels distinct cedures of self-disclosure and collaboration with from quantitative approaches, such as trustworthi- participants in a study. These procedures help to ness (i.e., credibility, transferability, dependability, minimize further the inequality that participants and confirmability), and authenticity (i.e., fairness, often feel. For example, Carspecken’s Critical Eth- enlarges personal constructions, leads to improved nography in Educational Research (1996) reports understanding of constructions of others, stimulates validity procedures for tracking bias and interviews action, and empowers action). The classical work with oneself as ways for researchers to be situated by Lincoln and Guba, Naturalistic Inquiry (1985), in a study. provides extensive discussions about these forms of trustworthiness and authenticity. Validity Within Lens and Paradigms A third paradigm assumption is the critical As shown in Table 1, we use the lens and perspective. This perspective emerged during the paradigm assumptions to create a two-dimensional 1980s as the “crisis in representation” (Denzin & framework for locating nine different types of va- Lincoln, 1994, p. 9). As a challenge and critique lidity procedures. The discussion now turns to these of the modern state, the critical perspective holds nine procedures with a brief definition
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