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PDF hosted at the Radboud Repository of the Radboud University Nijmegen This full text is a publisher's version. For additional information about this publication click this link. http://hdl.handle.net/2066/14503 Please be advised that this information was generated on 2014-11-11 and may be subject to change. Mixed Categories Nominalizations in Ouechua Claire Lefebvre and, Pieter Muysken Studies in Natural Language & Linguistic Theory MIXED CATEGORIES STUDIES IN NATURAL LANGUAGE AND LINGUISTIC THEORY Managing Editors JOAN MALING, Linguistics Program, Dept, of Psychology, Brandeis University, Waltham, MA 02254, U.S.A. and LUIGI RIZZI, Linguistique Générale, Faculté des Lettres, Université de Genève, 3, Place de l’Université, 1211 Genève 4, Switzerland Editorial Board Judith Aissen, University of California, Santa Cruz Stephen R. Anderson, University of California, Los Angeles Avery D. Andrews, Australian National University Joan Bresnan, Stanford University Ellen Broselow, SUNY, Stony Brook Noam Chomsky, MIT Guglielmo Cinque, University of Venice Robin Cooper, University o f Edinburgh Matthew Dryer, University of Alberta Gerald Gazdar, University of Sussex Kenneth Hale, MIT Moris Halle, MIT Stephen J. Harlow, University of York Alice Harris, Vanderbilt University James Harris, MIT James Huang, Cornell University Larry M. Hyman, University of Southern California Kazuko Inoue, International Christian University, Tokyo Richard S. Kayne, MIT Paul Kiparsky, Stanford University Ewan Klein, University of Edinburgh Steven Lapointe, Wayne State University Howard Lasnik, University of Connecticut John Lyons, Trinity Hall, Cambridge Alec Marantz, University of North Carolina, Chapel Hill John J. McCarthy, University of Massachusetts, Amherst James McCloskey, University College, Dublin Barbara H. Partee, University of Massachusetts, Amherst David Perlmutter, University of California, San Diego Alan Prince, Brandeis University Geoffrey K. Pullum, University of California, Santa Cruz Tanya Reinhart, Tel Aviv University Ken Safir, Rutgers University Paul Schachter, University of California, Los Angeles Susan Steele, University of Arizona Tim Stowell, University of California, Los Angeles Thomas Wasow, Stanford University r CLAIRE LEFEBVRE Department o f Linguistics, University of Quebec, Montreal, Canada and PIETER MUYSKEN Institute for General Linguistics, University of Amsterdam, Netherlands MIXED CATEGORIES Nominalizations in Quechua If Kluwer Academic Publishers Dordrecht / Boston / London Library of Congress Cataloging in Publication Data HR Lefebvre, Claire. Mixed categories. (Studies in natural language and linguistic theory) Bibliography: p. Includes indexes. 1. Quechua language-Nominals. I. I. Muysken, Pieter. II. Title. III. Series. PM6303.L37 1987 498'.3 88-6810 ISBN 1-55608-050-6 ISBN 1-55608-051-4 (pbk.) ------------------------------------- V----------— ...........— " S . 1^ J------- Published by Kluwer Academic Publishers, P.O. Box 17, 3300 AA Dordrecht, The Netherlands. Kluwer Academic Publishers incorporates the publishing programmes of D. Reidel, Martinus Nijhoff, Dr W. Junk and MTP Press. Sold and distributed in the U.S.A. and Canada by Kluwer Academic Publishers, 101 Philip Drive, Norwell, MA 02061, U.S.A. In all other countries, sold and distributed by Kluwer Academic Publishers Group, P.O. Box 322, 3300 AH Dordrecht, The Netherlands. All Rights Reserved © 1988 by Kluwer Academic Publishers No part of the material protected by this copyright notice may be reproduced or utilized in any form or by any means, electronic or mechanical including photocopying, recording or by any information storage and retrieval system, without written permission from the copyright owner. Printed in The Netherlands TABLE OF CONTENTS Preface xj Spelling and glosses xv CHAPTER 1: INTRODUCTION 1 1. Towards a Theory of Mixed Categories 1 1.1. Syntactic Categories and Their Projections 1 1.2. Morphology and Syntax 3 1.3. Case 3 1.4. Movement 3 1.5. Complementation versus Relativization 4 1.6. Nominalizations as Clauses 5 1.7. Modularity and Category Theory 6 2. Overview of the Structure of Quechua 9 CHAPTER 2: SYNTACTIC CATEGORIES AND THEIR PROJECTIONS 15 1. Nominalized Clauses versus Main Clauses 15 1.1. Features in Common 15 1.2. Differences between Main Clauses and Nominalized Clauses 17 1.3. The Syntactic Distribution of Nominalized Clauses 21 2. Nominalizations and the Syntactic Categories of Quechua 23 2.1. Nominalized Verbs and the Major Categories of Quechua 24 2.2. Projections from Major Categories and X' Syntax 28 2.3. Parallels between N and V Projections in Quechua 33 2.3.1. AGR 33 2.3.2. Subjects in N'" and V"' Projections 35 2.3.2.1. Obligatoriness 36 2.3.2.2. The Distribution of PRO 38 2.3.2.3. Extraction of Subjects out of NP and S 40 2.3.2.4. Subcategorization 40 2.3.2.5. Small pro 41 2.3.2.6. Idioms 41 23.2.1. The Assignment of Thematic Roles 42 2.3.3. Is there a Syntactic VP? 44 2.3.3.1. VP can be Negated as a Separate Constituent 47 2.3.3.2. VP Constitutes a Domain for Case Assignment 48 2.3.3.3. Agreement 49 2.3.3.4. Complements of Perception Verbs 49 vi TABLE OF CONTENTS 2.33.5. The Case Marking of Adverbs 50 3. Transcategorial Constructions 51 3.1. Review of Analyses Proposed for Transcategorial Constructions 51 3.1.1. Classical Generative Treatments of the English Gerund 51 3.1.2. The NP Dominating S Analysis 52 3.1.3. Recent Work on Transcategoriality 56 3.2. Our Analysis 57 3.2.1. Categoriality and Case 58 3.2.2. A Minimally Revised X' System 58 3.2.3. Results for Nominalized Clauses 59 3.2.4. Results for Postpositional Phrases 61 3.2.5. Local Transcategoriality 63 3.3. Lexicalization of Transcategorial Constructions 64 4. Summary 68 CHAPTER 3: MORPHOLOGY AND SYNTAX 69 1. Quechua Nominalizations and Their Morphology 71 1.1. Nominal Morphology 71 1.2. Verbal Morphology 72 1.3. The Morphology of Nominalizations 73 2. Affixes versus Clitics 77 2.1. The Status and Expression of Case 78 2.1.1. CASE, not P 80 2.1.2. Affix, not Clitic 81 2.2. The Status of the Other Inflectional Morphemes 89 2.2.1. Person and Number are Internal to Case 89 2.2.2. Person and Number Obey the Major Category Restriction 90 2.2.3. Allomorphy and Irregularity 90 2.2.4. Gaps in the Quechua Verb Paradigm 90 2.2.5. Idiosyncratic Ordering Restrictions 91 2.2.6. Interpretation 92 3. The Lexical Entry and Its Constitution 93 4. The Lexicon and Syntax 100 4.1. Morphological Control, the Head and INFL 101 4.2. Percolation 104 4.2.1. Case 104 4.2.2. Plural 107 5. Summary 109 CHAPTER 4: CASE 110 1. Case as a n X"' Phenomenon 111 2. Types of Case Assignment 115 3. Structural Case Assignment 116 3.1. Subjective and Objective Case 117 TABLE OF CONTENTS vii 3.1.1. Main and Adverbial Clauses 117 3.1.2. Nominalized Clauses 118 3.2. Analysis 123 3.2.1. The Rules of Structural Case Assignment 123 3.2.2. A Case Feature System 126 3.2.3. The 0 Case 126 3.2.4. Nominalized Verbs as Case Assigners 128 3.3. Conditions on Structural Case Assignment 129 3.3.1. The Adjacency Condition 129 3.3.2. The Case Resistance Principle 130 3.3.3. Government and Case Assignment 131 3.3.4. Case Assignment as Case Checking 132 4. Case Marking in Prepositional Phrases, Adjectival Phrases and Noun Phrases 133 5. The Case Filter 135 6. Summary 140 CHAPTER 5: MOVE CASE 141 1. Extraction Facts in Quechua 141 2. Raising as Move CASE 143 2.1. The Features of Raising 143 2.1.1. The NPs are Moved Outside of their Clause 143 2.1.2. Raising Leaves a Trace 145 2.1.3. Elements that can be Raised 146 2.1.4. Syntactic Conditions on Raising 147 2.2. Analysis of Raising Phenomena 148 2.2.1. Case Assignment to Raised NPs 148 2.2.2. A COMP-like CASE Position 149 2.2.3. Raising and Case Assignment into COMP 150 2.2.4. Raising as Move CASE 151 2.3. Case Theory and ^-Theory 155 2.3.1. Case Assignment without 0-Role Assignment by the Verb 155 2.3.2. Double Case Marking and the Uniqueness Criterion 156 2.3.3. Case is a Feature of Maximal Projections; 9- Roles are a Feature of Heads 157 2.3.4. Case Marking as ^-Connectedness 158 3. Wh-movement as Move CASE 158 4. Move CASE and the Non-Configurational Properties of Quechua 162 5. Summary 165 CHAPTER 6: COMPLEMENTATION VERSUS RELATIVIZATION 166 1. The Structure of Relative Clauses 166 1.1. Problems Raised by the Construction 166 1.2. Time Reference 169 viii TABLE OF CONTENTS 1.3. Headless Relatives: S' or NP? 170 1.4. Headed and Headless Relative Clauses Related through Raising? 172 1.5r COMP as a Possible Position for the Understood Head 173 2. -q Relatives and Other -q Clauses 175 2.1. General Structure 175 2.2. The Position of the -q Clauses within the Matrix 178 2.3. Case Marking 181 2.4. -q Interpretation 184 3. Non-Subject Relative Clauses 185 3.1. Non-Subject Relatives and -na-/-sqa- Complements 186 3.2. The Position of the Understood Head and Case Floating Phenomena 1 86 3.3. The Position of -na-/-sqa- Relative Clauses within the Sentence and the Projection Principle 1 9 4 3.4. Why can there be no Subject Relative Clauses Formed with -na-/-sqa-? 196 3.5. Concluding Remarks 197 4. Free Relatives 197 4.1. Structure 199 4.2. Islandhood 201 4.3. Interpretation 204 5. Summary 204 CHAPTER 7: NOMINALIZED CLAUSES AS PROPOSITIONS 205 1. Clause Typology 206 1.1. Approaches in the Literature 206 1.2.