AA CriticalCritical AnalysisAnalysis ofof thethe JhanasJhanas in Theravada Buddhist Meditation (Print Version) Henepola Gunaratana HAN DD ET U 'S B B O RY eOK LIBRA E-mail: [email protected] Web site: www.buddhanet.net Buddha Dharma Education Association Inc. A Critical Analysis of the JhJhãããnasnas in TheravTheravãããdada Buddhist Meditation by Henepola Gunaratana submitted to the Faculty of the College of Arts and Science intentionallyintentionally blankblank pagepage of the American University in Partial Fulfillment of the Requirements for the Degree of Doctor of Philosophy in Philosophy 1980 The American University Washington, D.C. 20016 THE AMERICAN UNIVERSITY LIBRARY A Critical Analysis of the JhJhãããnasnas in TheravTheravãããdada Buddhist MeditMeditationation by This book is dedicated to my dear parents and teachers. Henepola Gunaratana ABSTRACT This work provides an analytical study of the jhānas, an important set of meditative attainments in the contempla- Bhante Gunaratana was born in 1927 in a small village in tive discipline of Theravāda Buddhism. Despite their fre- Sri Lanka and was ordained at the age of 12 as a Buddhist quent appearance in the texts, the exact role of the jhānas monk. At the age of 20 he was given higher ordination in in the Buddhist path has not been settled with unanimity by Kandy in 1947. At the invitation of the Sasana Sevaka Soci- Theravāda scholars, who are still divided over the question ety, Bhante Gunaratana went to the United States in 1968 to as to whether they are necessary for attaining nibbāna. The serve as Hon. General Secretary of the Buddhist Vihara So- primary purpose of this dissertation is to determine the ciety of Washington, D.C. He has also pursued his scholarly precise role of the jhānas in the Theravāda Buddhist pre- interests by earning a B.A., an M.A., and a Ph.D. in Phi- sentation of the way to liberation. losophy from The American University. He is the author of Come and See, The Path of Serenity and Insight, The Jhanas For source material the work relies upon the three principal and Mindfulness In Plain English. Venerable Gunaratana is classes of authoritative Theravāda texts – the Pāli Tipi;aka, the abbot and the president of the Bhavana Society, a Forest its commentaries, and its sub-commentaries. To traditional Monastery and Retreat Centre in West Virginia, U.S.A. canonical investigations modern methods of philosophical and psychological analysis are applied in order to clarify the meanings implicit in the original sources. The examination covers two major areas: first the dynamics of jhāna attainment, and second, the function of the jhānas 1 in realizing the ultimate goal of Buddhism, nibbāna or fin- ion without achieving mundane jhāna. But supramundane al liberation from suffering. jhāna pertains to the experience of all meditators who Regarding the first issue it is shown that Theravāda Buddh- reach the paths and fruits, since these latter always occur at ism treats the process of jhāna attainment from a philo- a level of jhānic absorption. sophical perspective which views the mind as a complex of The dissertation also explains the two approaches to medit- factors alterable by methodical training. The eight attain- ation and shows how they lead by stages to the higher reali- ments of jhāna – four fine material jhānas and four immat- sations. The supramundane jhānas are examined analytic- erial jhānas – are examined individually in terms of their ally both in themselves and in comparison with their components and in their progressive scale of development. mundane counterparts. Also discussed are two additional Also discussed are the supernormal powers of knowledge attainments connected with the jhānas – fruition and cess- (abhiññās) resulting from jhāna and the connections be- ation. tween the jhānas and rebirth. Finally, by means of a canonical sevenfold typology, the re- Regarding the second issue, the work brings to light several lation of the various grades of liberated individuals to the significant findings concerning the soteriological function accomplishment of mundane jhāna is investigated. The of the jhānas. Fundamental to the conclusions in this area conclusion emerges that though liberation from suffering, is the discovery that the Theravāda tradition distinguishes the ultimate goal of the discipline, is attainable by wisdom two kinds of jhāna, one mundane (lokiya), the other supra- with or without mundane jhāna, Theravāda Buddhism mundane (lokuttara). Mundane jhāna, comprising the eight places additional value on liberation when it is accompan- attainments, belongs to the concentration group of the ied by mastery over the jhānas and skill in the modes of threefold Buddhist discipline – morality, concentration, and supernormal knowledge. wisdom. Supramundane jhāna is the mental absorption immediately concomitant with the higher realizations call- ed the supramundane paths and fruits, which issue from the full threefold discipline. Theravāda Buddhism regards the mundane jhāna as neither sufficient nor indispensable for reaching liberation. They are insufficient as they only suppress the defilements and must be supplemented by wisdom. They are optional rather than indispensable since they need not be developed by all practitioners. Meditators belonging to the “vehicle of ser- enity” utilize jhāna to produce the concentration required as a basis for wisdom, meditators belonging to the “vehicle of bare insight” can employ a lower degree of concentrat- 2 3 CONTENTS Abstract 1 Preface 6 Chapter one Introduction 11 Chapter Two The Preliminaries to Practice 36 Chapter Three The Conquest of the Hindrances 56 Chapter Four The First Jhāna and its Factors 106 Chapter Five The Higher Jhānas 158 Chapter Six Beyond the Four Jhānas 207 Chapter Seven The Way of Wisdom 262 Chapter Eight Jhāna and the Noble Attainments 313 Conclusion 362 Appendices 372 Glossary 381 Abbreviations 395 Bibliography 397 5 PREFACE constitution of the jhānas, lay bare their inner dynamics, and see how they contribute to the purification and liber- The teaching of the Buddha is essentially a path leading to ation of mind which is the goal of the Buddhist discipline. the cessation of suffering. Central to this path is the prac- Our work draws principally upon the scriptures and exe- tice of meditation. Meditation may be considered the heart getical literature of Theravāda Buddhism. These sources, of applied Buddhism, to which all the preliminary stages of composed almost entirely in Pāli, fall into three primary the path lead and out of which the higher stages flow. One layers of differing degrees of authoritative weight. The first of the most important aspects of Buddhist meditation is a and most authoritative is the Pāli Canon. This is the Tipi- set of attainments called, in Pāli, the jhānas. The jhānas are ;aka – the three “baskets” or collections of scripture: the encountered repeatedly in the scriptural texts of early Bud- Vinayapi;aka, the collection of monastic discipline; the dhism. They were instrumental in the Buddha’s own Suttapi;aka, the collection of the Buddha’s discourses; and achievement of enlightenment and recurrently enter into the the Abhidhammapi;aka, the collection of psycho-philo- course of training he formulated for his disciples – in the sophical treatises. The texts in these collections belong to stage of the path preparatory to the higher insights, in im- different chronological strata, but a good portion, particu- mediate association with the liberating wisdom, and again larly of the Vinaya and suttas, can be reasonably ascribed in the end as a spiritual endowment of the fully liberated to the Buddha himself. man. The Suttapitaka was the most useful of the three for our It is the purpose of the present work to examine the jhānas purposes. This collection is divided into five sections: the in order to determine their role in the Buddhist spiritual Dīgha Nikāya (long discourses), the Majjhima Nikāya discipline. The perspective from which they are viewed is (middle length discourses), the SaHyutta Nikāya (topically that of Theravāda Buddhism, the Buddhist school to which related discourses), the AIguttara Nikāya (numerically ar- the author belongs as a fully ordained monk. Theravāda ranged discourses), and the Khuddaka Nikāya (miscellan- Buddhism is probably the oldest continuous Buddhist tradi- eous discourses). We have relied most heavily on the first tion, maintaining the most accurate record of what the four and parts of the fifth as being the most ancient parts of Buddha himself actually taught. Theravāda Buddhist medi- the Pāli Canon. tation, inclusive of the jhānas, has been reliably treated by The Abhidhammapi;aka gives the appearance of being a several contemporary writers of scholarly stature. The pre- somewhat later scholastic attempt at systematization, but its sent work, however, approaches the jhānas from a different teachings are fully consistent with the suttas and help shed angle. Whereas most scholars deal principally with the top- light on many points requiring precise analysis and fine ics of meditation and only incidentally with the jhānas definition. We have found particularly helpful the first two themselves, in our dissertation we focus primarily upon the books of the Abhidhamma, the DhammasaIgaJi and the jhānas as they are in their own nature, treating the topics of VibhaIga, which in conjunction with their commentaries meditation only in a summary way. Our approach is psy- clarify a number of knotty points concerning the jhānas. chological and analytical, our intent to look into the inner 6 7 The difference between the suttas and the Abhidhamma is held in Burma in 1956. Sinhalese and Devanāgari editions that between a practical pedagogical approach and a philo- were also consulted when available. Our secondary sources sophically rigorous one. But the two standpoints are found were English and Sinhalese treatises relating to the subject. to harmonize and to repeatedly illuminate each other. For the sake of easy cross-reference we refer to The second layer of Pāli literature is the commentaries commentaries and subcommentaries by their full scriptural (a hakathā).