ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2017
CE Name CE No. Licence Type Types of Regulated Activity
Aesop Asset Management Limited BJB903 Licensed Corporation 4, 9
AMTD Wealth Management Solutions Group Limited BIJ009 Licensed Corporation 1, 4, 9
BMP Wealth Limited BIO512 Licensed Corporation 4, 9
BOCOM International Futures Limited BGZ962 Licensed Corporation 2, 5
Cogito Investments Limited BIQ909 Licensed Corporation 4, 9
Deep Data Capital Management Limited BJG759 Licensed Corporation 9
East Purple Capital Company Limited BIV166 Licensed Corporation 4, 9
Ever-Long Futures Limited BIL619 Licensed Corporation 2
Fairy Ambition Limited BIE318 Licensed Corporation 4, 9
Great Honour Capital Limited BJI417 Licensed Corporation 4, 9
Heavenly Wealth Management Limited BJC173 Licensed Corporation 1, 4, 9
Innovation Asset Management Co., Limited BIJ878 Licensed Corporation 4, 9
Inter Capital Resources Limited BJF121 Licensed Corporation 1, 4, 9
Paragon Securities Limited BIC431 Licensed Corporation 1
Pinerion Investment Advisory Limited BJI194 Licensed Corporation 4
Pixiu Asset Management Limited BJI787 Licensed Corporation 4, 9
Right Time Asset Management Company Limited BIX929 Licensed Corporation 4, 9
Rock Hill Asset Management Limited BJD184 Licensed Corporation 4, 9
RUIFENG SECURITIES LIMITED BJG526 Licensed Corporation 1, 4
SAR Pine Asset Management Limited BIT424 Licensed Corporation 9
Shanggu Asset Management (Asia) Limited BJD133 Licensed Corporation 1, 4, 9
Silk Road Finance Asia Limited BIR392 Licensed Corporation 6, 9
Sinocon Capital International Limited BIV273 Licensed Corporation 4, 9
TIAA Global Asset Management Hong Kong Limited BJH146 Licensed Corporation 1, 4
Topper Dragon Securities Limited BJG650 Licensed Corporation 1
Wealthy Securities Limited BJH108 Licensed Corporation 1, 4, 9
Winsome Asset Management Limited BJC758 Licensed Corporation 1, 4, 9
Yellow River Securities Limited BIX927 Licensed Corporation 1
AGOSTINI John Edward Cobcroft AGN388 Licensed Representative 1
AO Man ANT251 Licensed Representative 1, 4
AU Alan BFO819 Licensed Representative 1, 2, 9
AU Ka Ying BJP290 Licensed Representative 9
AU YEUNG Hoi Yi AYK865 Licensed Representative 1, 4
BALDING Jeremy Andrew BJN274 Licensed Representative 1
BEAUGRAND Sacha Elie BJP216 Licensed Representative 1
CAI Min BJD809 Licensed Representative 1, 4
CAI Yulong AXT416 Licensed Representative 1, 6
CARRARA Victoria Kim Eleonore BJR825 Licensed Representative 1, 2
CHAK Yim Fan BJP048 Licensed Representative 1, 2
CHAN Albert ARL119 Licensed Representative 3
CHAN Cheuk Ying, Jeffrey BJM078 Licensed Representative 1, 6
CHAN Chi Hang BJM363 Licensed Representative 1, 2
Page 1 of 24 ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2017
CE Name CE No. Licence Type Types of Regulated Activity
CHAN Eric Yuet Phong BJL971 Licensed Representative 4, 9
CHAN Hiu Kwan Rebecca BJO783 Licensed Representative 1, 2, 9
CHAN Kang Muk AUL922 Licensed Representative 4, 9
CHAN Kit Wah, Kazier ANJ136 Licensed Representative 1
CHAN Lai Ying BJM188 Licensed Representative 4, 9
CHAN Sum Yi BJL716 Licensed Representative 1
CHAN Tat Yin BJP055 Licensed Representative 6
CHAN Tsz Kam BJP431 Licensed Representative 6
CHAN Tsz Kwan BJM225 Licensed Representative 1
CHAN Tsz Ling BJM399 Licensed Representative 4, 9
CHAN Wai Hon BIL860 Licensed Representative 1
CHAN Wai Sun BJG673 Licensed Representative 6
CHAN Yee Kiu BJL884 Licensed Representative 6
CHANG Huili BJC906 Licensed Representative 1, 4
CHANG Jason AOR636 Licensed Representative 1
CHAU Cho Lin BJR645 Licensed Representative 1
CHAU Hui Wa BJO626 Licensed Representative 1
CHAU Kong San AYR628 Licensed Representative 9
CHAU Yin Wai BJN487 Licensed Representative 1, 2, 4
CHEN Hsiang-Ju AQY429 Licensed Representative 1, 2
CHEN Jianing BBE592 Licensed Representative 4
CHEN Le BJI827 Licensed Representative 1
CHEN Li BJR217 Licensed Representative 10
CHEN Mingwei BJO679 Licensed Representative 1
CHEN Yanfeng BJT162 Licensed Representative 3
CHEN YUEZHI BJD176 Licensed Representative 1, 4, 6
CHEN Zhe BJQ823 Licensed Representative 4, 9
CHEN Zhizhong BAV692 Licensed Representative 4
CHENG Chiu BJM355 Licensed Representative 1, 2
CHENG Man Man BJM105 Licensed Representative 1
CHENG Pui Ki, Hildi BJN999 Licensed Representative 1, 4, 9
CHENG Toi Fan BJO847 Licensed Representative 6
CHENG Yin Lai AOR820 Licensed Representative 1, 4, 9
CHENG Yu Hin, Jeffrey BJN542 Licensed Representative 1, 4
CHEUK Hoi Ki BJQ675 Licensed Representative 1
CHEUK Jonathan Loang BJP587 Licensed Representative 1, 2, 4, 5
CHEUNG Chun Ho ATW460 Licensed Representative 1, 4
CHEUNG Chun Yin, Alexander BJL959 Licensed Representative 4, 9
CHEUNG Ka Ho BJQ006 Licensed Representative 1
CHEUNG Ka Man BJM101 Licensed Representative 1, 4, 6
CHEUNG Lai Ping ACJ211 Licensed Representative 1, 4
CHEUNG Yi Shan, Anna BJQ379 Licensed Representative 9
Page 2 of 24 ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2017
CE Name CE No. Licence Type Types of Regulated Activity
CHIA Shaw Ming BJM103 Licensed Representative 1, 4, 6
CHIN Brian Fong BJL659 Licensed Representative 9
CHING Kwong Lai BJL197 Licensed Representative 1
CHIU Wai Lung BJM086 Licensed Representative 1, 4
CHO Yu Kwan, Stephen ACO193 Licensed Representative 1
CHOBTUANGTHONG Pongsagon AFQ785 Licensed Representative 4, 9
CHOI Lai Hung, Venus BJP064 Licensed Representative 1, 2
CHONG Ka Fai APY423 Licensed Representative 1
CHOW Kwun Chung BJN275 Licensed Representative 10
CHOW Sik Hong BJQ189 Licensed Representative 1
CHOY Chak Po BJL730 Licensed Representative 1
CHU Chia Hsien ADC440 Licensed Representative 1, 2, 4
CHU King Tin BJL958 Licensed Representative 1, 2
CHU Wing See, Winnie BJP793 Licensed Representative 1, 4
CHU Wing Shing ATW451 Licensed Representative 9
CHUANG Pak Lam BJM404 Licensed Representative 1, 4
CUI Bin AUP749 Licensed Representative 4, 9
CUI Yue BJB858 Licensed Representative 1, 4, 6
DAI Wen BFI915 Licensed Representative 4
DENG Suk Yee, Florence AIG234 Licensed Representative 1
DENUIT Richard AWY094 Licensed Representative 1
DING Fangya BJN368 Licensed Representative 1, 2, 4
DOWNING Christopher Thomas BJC238 Licensed Representative 1, 4, 9
DU CHAO BJP470 Licensed Representative 1
FALK Matthew Benjamin BJQ469 Licensed Representative 1, 2
FAN Xinyi BAX677 Licensed Representative 4, 9
FENG Jin BEN176 Licensed Representative 1, 6
FIORENTINO Fabrizia BJJ495 Licensed Representative 1, 4, 6
FOK Ka Chun BGW829 Licensed Representative 1, 6
FOLAND Steven Robert ACH758 Licensed Representative 1, 4, 6
FONG Joseph J AUQ951 Licensed Representative 10
FONG Sze Yuen Cindy BJQ429 Licensed Representative 1, 2
FU Brian Ying Yiu BJB716 Licensed Representative 9
FU Chak BJL314 Licensed Representative 4, 9
FU Chun Fai William BJG731 Licensed Representative 1
FU Huifang BJK796 Licensed Representative 4
FU Tsz Hei BGA854 Licensed Representative 2
FU Yisha BJN131 Licensed Representative 4, 9
FURQUIM PEREIRA NETO FILHO Ricardo BJR960 Licensed Representative 1, 2
GAO Yuhui BJG183 Licensed Representative 1, 2
GAY Benny BJP468 Licensed Representative 1, 4
GAZMARARIAN Lucy BJL815 Licensed Representative 4, 9
Page 3 of 24 ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2017
CE Name CE No. Licence Type Types of Regulated Activity
GU Rougang BDE608 Licensed Representative 4
GU Yuanmin BJP645 Licensed Representative 1, 4
GUAN Yiwei BJI811 Licensed Representative 1
GUO Xiaowen BJN369 Licensed Representative 1, 2
HAN Seok Won BJL308 Licensed Representative 10
HAN Zhixiao BJM473 Licensed Representative 6
HARIDAS Lakshmi BJM259 Licensed Representative 1, 2, 7
HAYASHI Kanoka BJM117 Licensed Representative 1, 2
HE Ruiying BJP497 Licensed Representative 4
HE Xuanlai BJI746 Licensed Representative 4, 9
HIRUKAWA Shuichi BJN929 Licensed Representative 9
HO Hoi Kin BJP065 Licensed Representative 1, 2
HO Tsun Hong BJN143 Licensed Representative 1, 6
HO Wing Hin, Derek BJN288 Licensed Representative 6
HO Yan Lam BJO317 Licensed Representative 1
HOU Haiqi BJL554 Licensed Representative 1
HSU Li Chu BJO067 Licensed Representative 1
HU Kai BJN931 Licensed Representative 1, 4, 9
HU Xiang BJD775 Licensed Representative 1
HUANG chih-ming BJH181 Licensed Representative 4, 9
HUANG Dizhou BJN286 Licensed Representative 1, 4, 9
HUANG Qun AJD330 Licensed Representative 1, 4, 6
HUANG Shaoming BJO025 Licensed Representative 4
HUANG Tiantian BJD389 Licensed Representative 1, 6
HUANG Xiaoyan BJM070 Licensed Representative 1
HUANG Yongyan BJM118 Licensed Representative 4, 9
HUI Ka Wai BJL657 Licensed Representative 1
HUI Ka Yu BJM332 Licensed Representative 1, 4, 9
HUNG Wai Lun BJQ369 Licensed Representative 9
ITO Kensuke BJN293 Licensed Representative 1, 4, 6
IU Kwan Nam BJL967 Licensed Representative 1, 2
JAKEWAY Craig BJQ449 Licensed Representative 1, 2, 4, 5
JI Zhe BJK888 Licensed Representative 1, 4, 9
JIA Meng BJR449 Licensed Representative 6
JIANG Shan AZY927 Licensed Representative 1
JIANG Ziqi BHX700 Licensed Representative 1, 4, 9
JIN Cheng BJL079 Licensed Representative 1, 4, 6
KAHELIN Antti BJM373 Licensed Representative 1, 2
KIM Jin Wook BJL072 Licensed Representative 4
KOBAYASHI Yosuke BJM372 Licensed Representative 1
KOJODJOJO Perry BJP469 Licensed Representative 5
KONG Li Yi, Lorraine AXE884 Licensed Representative 6
Page 4 of 24 ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2017
CE Name CE No. Licence Type Types of Regulated Activity
KOT Chun Ho BJO764 Licensed Representative 4, 9
KUANG Jianyi BJO471 Licensed Representative 1, 2, 3, 4
KWAN Cheuk Wun BJK921 Licensed Representative 6
LAI Chun Yat BJL811 Licensed Representative 4, 9
LAI Yu Shing Maximilian BJP442 Licensed Representative 1, 2
LAM Ching BJO001 Licensed Representative 1
LAM Ka Ho BJP817 Licensed Representative 1, 2, 4, 5
LAM Mau Sum BFM411 Licensed Representative 1, 4, 9
LAM Mee Chong Phyllis BJM071 Licensed Representative 1
LAM Ryan Pui Yu BJP988 Licensed Representative 1, 4, 9
LAM So Har AGK868 Licensed Representative 1, 2
LAM Wa Pan BJM387 Licensed Representative 2
LAM Wing Hang BEZ541 Licensed Representative 4
LAM Yim, Sharon AIN991 Licensed Representative 4
LAM Yuen Pang BJQ215 Licensed Representative 1, 4
LATRECHE Hamid BJL725 Licensed Representative 1, 2
LAU Kin Fai BJO526 Licensed Representative 1, 4
LAU Tsz Lung AJL083 Licensed Representative 9
LAU Wing Yung BJN578 Licensed Representative 1
LAU YIN TING BJO108 Licensed Representative 1
LAW Chun Fai BJL190 Licensed Representative 1
LEE Han Bit BJM388 Licensed Representative 1
LEE Hing Cheung BJP245 Licensed Representative 1, 4
LEE Ji Won BJO040 Licensed Representative 1, 2
LEE Kelly BJN273 Licensed Representative 9
LEE Siu Keung AFG628 Licensed Representative 4, 9
LEE Sze Wan BJP002 Licensed Representative 9
LEE Yuen Mei BJM393 Licensed Representative 1, 2
LEUNG Ho Kiu BJB931 Licensed Representative 1, 6
LEUNG Ka Wai AOK606 Licensed Representative 1, 4, 5
LEUNG Ping Sin BJM228 Licensed Representative 1
LEUNG Pui Yan AFY194 Licensed Representative 1
LEUNG Yuk Sim, Corinna AJD996 Licensed Representative 1
LEVIN James Scott BJP455 Licensed Representative 1, 9
LI Cheuk On BIK016 Licensed Representative 1, 2
LI Dong Chao BJR605 Licensed Representative 10
LI Fangfang BJO038 Licensed Representative 4
LI Gaosheng BJL824 Licensed Representative 9
LI Guangyu BJG872 Licensed Representative 1, 4, 6
LI Hong BJD743 Licensed Representative 1, 4, 9
LI Jian BJG355 Licensed Representative 1
LI Jiayin BJO848 Licensed Representative 1, 4, 9
Page 5 of 24 ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2017
CE Name CE No. Licence Type Types of Regulated Activity
LI Junzhou BFE782 Licensed Representative 4
LI Ka Yu BJP083 Licensed Representative 6
LI Liwen AZV309 Licensed Representative 4, 9
LI Mengfei BJO232 Licensed Representative 1
LI Ran BJQ223 Licensed Representative 1, 4, 6
LI Yingshu BJH261 Licensed Representative 1, 4, 6
LI Zheng BJM368 Licensed Representative 9
LI Zhuozhuo BAH969 Licensed Representative 1
LIANG Wenxi BJE957 Licensed Representative 1, 2
LIANG Xin AUQ994 Licensed Representative 1, 2
LIAO Debbie Vida BJO070 Licensed Representative 1
LIAO Lei BJL228 Licensed Representative 1
LIE Lai Heung BJL082 Licensed Representative 1
LIM So Yeun BJJ308 Licensed Representative 4
LIM Yang Kind BJP487 Licensed Representative 6
LIN Chi Yu BJO319 Licensed Representative 1, 2
LIN Daxin BJL237 Licensed Representative 1, 4, 6
LIN Jen Min AQR696 Licensed Representative 1, 4, 9
LIN Kun BJM245 Licensed Representative 1, 4
LIN Shaoxing BJI216 Licensed Representative 1, 2, 6
LIN Wei-Ting BAC188 Licensed Representative 1
LIN Xiangli BJP018 Licensed Representative 1, 6
LIN Zhuxuan, Alex BJL303 Licensed Representative 1, 2
LIU Ying BHK372 Licensed Representative 1, 4
LIU liu BIV300 Licensed Representative 1, 4, 6
LIU Lucy BJP230 Licensed Representative 1
LIU Meizhu BJB729 Licensed Representative 6
LIU Siqi BJC916 Licensed Representative 1, 6
LIU Sishuo BJD420 Licensed Representative 9
LIU Song BJO256 Licensed Representative 1
LIU Yan BJO206 Licensed Representative 1, 6
LO Chun Yin BID277 Licensed Representative 1
LO Jun Hao BJP802 Licensed Representative 6
LO Kar Chung William BJM127 Licensed Representative 1, 2
LOOK Kin Hei BJP848 Licensed Representative 2
LU Pin Shyan BJQ824 Licensed Representative 4, 9
LU Renqing BJO520 Licensed Representative 1, 4
LU Xiaohui BJI883 Licensed Representative 1, 4, 9
LU Yanjin BJK854 Licensed Representative 4
LU Yizhuo AXY602 Licensed Representative 4
LU Yu BBE946 Licensed Representative 4, 9
MA Calvin Hong Ching BJK919 Licensed Representative 6
Page 6 of 24 ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2017
CE Name CE No. Licence Type Types of Regulated Activity
MA Jianwei BDO483 Licensed Representative 1, 6
MA Wan Ki Karsic BJO062 Licensed Representative 1, 6
MA Yanting BJH264 Licensed Representative 1, 2
MAAYOUFI Sofiane AOH908 Licensed Representative 1, 2, 4, 5
MAI Yingqi BJN547 Licensed Representative 4, 9
MARTIN JUN BJO396 Licensed Representative 6
MCGREAL Nicola Joy BJR426 Licensed Representative 1, 2, 9
MCSKIMMING Ross John BJD972 Licensed Representative 1
MENG Fan En BJO509 Licensed Representative 1, 4, 6
MIAO Gang BJL397 Licensed Representative 1, 4, 9
MIAO Kai BJL961 Licensed Representative 1
MIZUNO Hikaru AXV981 Licensed Representative 4
MO Taiping BJC918 Licensed Representative 1, 6
MONTANARI Marco ATI145 Licensed Representative 1, 4
NACKTER Lars Bertil BBZ482 Licensed Representative 5
NARIKIYO Kosuke BHB744 Licensed Representative 4
NG Chi Fung ASN562 Licensed Representative 4
NG Derrick Ming Tsun BJO308 Licensed Representative 1, 6
NG Hoi Yin ARO900 Licensed Representative 1
NG Kwong Man AME704 Licensed Representative 1, 2, 7
NG Laurence Hou Jun BEL947 Licensed Representative 9
NG Yin Hang BJP217 Licensed Representative 6
NG Yuen Yung, Rachel BJL704 Licensed Representative 1, 4
NI Yujing BJI213 Licensed Representative 4
NOMURA Shingo BJN129 Licensed Representative 1
OH Min Suk BJO636 Licensed Representative 1, 6
OLIVE Thierry Charles Lucien BJL891 Licensed Representative 1, 6
ONG Kian Kiat, Joyce BJL336 Licensed Representative 10
OU-YANG Leung Yuen BJP853 Licensed Representative 1, 2
PAL Suneil BJI764 Licensed Representative 1
PANG Ho Yin BJO803 Licensed Representative 1
PANG Jun Keng BJP439 Licensed Representative 1
PARK Daye BJO621 Licensed Representative 4
PASCOE Simon James BJP618 Licensed Representative 1, 2
PENG CHI CHAO BJL700 Licensed Representative 1
POON Chun Man BJM235 Licensed Representative 1, 4
POON Dic Yan BJR316 Licensed Representative 1, 4
QIAO Lepeng BJL075 Licensed Representative 1
RANDON Theophile Maxime BJJ384 Licensed Representative 1, 4
RAVIOLI Christine Marie-madeleine AQQ023 Licensed Representative 4, 9
REN GUANG BJG140 Licensed Representative 1, 6
RESOVAC DENIS BJG376 Licensed Representative 1, 4
Page 7 of 24 ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2017
CE Name CE No. Licence Type Types of Regulated Activity
RHEW Byong Wi BJM113 Licensed Representative 1, 4, 6
SALEMBIER David H. E. APV923 Licensed Representative 1, 2
SENGUPTA Amit BJO508 Licensed Representative 1, 4
SEONG KI YONG BJO816 Licensed Representative 5
SHI Shuming BJM471 Licensed Representative 6
SHI Wenchao BET955 Licensed Representative 1
SHI Xiaofeng BJJ358 Licensed Representative 1, 4, 6
SHI Xingxing BJM224 Licensed Representative 1, 4
SHIN Hansol BJP632 Licensed Representative 1, 4, 6
SHRUBB Anthony BJN763 Licensed Representative 1, 4
SHUM Tin Tak Felix BJP220 Licensed Representative 1
SITBON Raphael Georges BJK527 Licensed Representative 1, 2, 4, 5
SIU Yat Sum Eason BJR700 Licensed Representative 1
SKIDELL Melissa Ann BJO017 Licensed Representative 1
SO Fung Kwan BJO667 Licensed Representative 1, 2
SONG Le, Michael BBT292 Licensed Representative 6
SONG Yajie BJQ364 Licensed Representative 1, 2
SOON Dominic Chee Hoong ASU503 Licensed Representative 9
SPELMAN Daryl Martin BJP631 Licensed Representative 1, 2
STEWART Robert James BJL206 Licensed Representative 1, 2
STREATFIELD David Alan AVI634 Licensed Representative 1, 4
SUE James BJP241 Licensed Representative 9
SUN Jiannan BJC785 Licensed Representative 1, 4, 9
SUN Lu BJL347 Licensed Representative 4
SUN Yan BJN166 Licensed Representative 1
SZE Chi Yeung, Vincent BJK389 Licensed Representative 1, 2
SZE Shun Fai BJP009 Licensed Representative 1, 4, 6
TAKAKU Hirofumi AXI172 Licensed Representative 1, 2
TAM King Hang BJL351 Licensed Representative 2
TAM Marco AXV875 Licensed Representative 4
TAM Ronald Hon Sum AVV845 Licensed Representative 1, 2
TAM Sin Yue AGL381 Licensed Representative 1, 9
TAMPI Sai Krishna BJO320 Licensed Representative 1
TAN Yan Liang BJP595 Licensed Representative 6
TAN Zengying BJM090 Licensed Representative 1, 4
TANG Chi Hang ADA271 Licensed Representative 2
TANG Jiefeng BJI503 Licensed Representative 4, 9
TANG Kar Ming APR814 Licensed Representative 1
THUN Lung Lung BJO239 Licensed Representative 1
TIAN Fengcheng BJP219 Licensed Representative 1, 4
TONG XIAO BJL736 Licensed Representative 9
TSAI Ti-yun ASF961 Licensed Representative 4
Page 8 of 24 ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2017
CE Name CE No. Licence Type Types of Regulated Activity
TSANG Kai Cheuk BJQ826 Licensed Representative 1, 2
TSE Tsz Kwan BJO498 Licensed Representative 1, 6
TSE Yu Ting BJL687 Licensed Representative 1
TSUI Chun Man Benjamin BJQ007 Licensed Representative 1, 4, 9
TSUI Kwan AND687 Licensed Representative 1, 4
TSUI Wan Li BFF150 Licensed Representative 9
UEJIMA Eiji BJM098 Licensed Representative 1
WADA Yosuke BJP050 Licensed Representative 1, 4, 6
WAN Ching Pong APP030 Licensed Representative 1, 4, 9
WAN Yuk Wa BJL666 Licensed Representative 6
WAN Ziying BJL539 Licensed Representative 1, 2
WANG Chunhuan BJK864 Licensed Representative 4
WANG Junlai BCL625 Licensed Representative 4, 9
WANG Lianqing BJI251 Licensed Representative 4
WANG Menghai BJG487 Licensed Representative 1, 4, 9
WANG Mingkai BJN945 Licensed Representative 1
WANG Qi BJN322 Licensed Representative 4, 9
WANG Tian BJP485 Licensed Representative 1, 4
WANG YUE BJD659 Licensed Representative 10
WEI Chuyang BGC776 Licensed Representative 1
WEI Ran BJO202 Licensed Representative 9
WENG Yanyan BJM394 Licensed Representative 1, 4, 9
WILLS David Richard ANE567 Licensed Representative 9
WONG Cheung Kwan BJO393 Licensed Representative 1, 6
WONG Chi Hang BJK881 Licensed Representative 1, 2
WONG Chun Ki BJN531 Licensed Representative 1
WONG Chun Yiu, Clayton BJP845 Licensed Representative 6
WONG Hiu Chee, Jennifer AHV106 Licensed Representative 1, 4
WONG Hsien Sheng BJH450 Licensed Representative 1
WONG Ka Wai Jeff BJN836 Licensed Representative 1, 6
WONG Kei Yiu BAM964 Licensed Representative 1, 2, 4, 9
WONG Kwok Keung ACC472 Licensed Representative 1
WONG Lai Wan BJP486 Licensed Representative 1
WONG Long Yin, Victor BJL686 Licensed Representative 1, 4, 9
WONG Shu Xian Melanie BJM260 Licensed Representative 1, 4
WONG Sin Man BEM913 Licensed Representative 9
WONG Sin Yan Ishtar BJN165 Licensed Representative 1, 4
WONG Wai Man, Angel BJO200 Licensed Representative 1
WONG Wan Kin AVM904 Licensed Representative 1, 6
WONG Yin Hing BJQ071 Licensed Representative 1
WONG Yuen On BJJ550 Licensed Representative 1, 2
WOOD Mark R APJ663 Licensed Representative 1, 2
Page 9 of 24 ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2017
CE Name CE No. Licence Type Types of Regulated Activity
WU Enoch BJP282 Licensed Representative 4, 9
WU Jun Jie BJO386 Licensed Representative 1, 2
WU Kelvin Kwan Hoe BAL988 Licensed Representative 4, 9
WU Tianhao BJP085 Licensed Representative 4, 9
WU Ting Hin BJM464 Licensed Representative 1
WU Xueni BJI146 Licensed Representative 1
XI Jiachen BJG485 Licensed Representative 1, 4, 6
XIA Tao BJE654 Licensed Representative 6
XIAO Di BJL679 Licensed Representative 1, 4
XIE Haoxi BJC332 Licensed Representative 4
XIE Jingxin BJC937 Licensed Representative 1, 6
XIE Mali BJM104 Licensed Representative 1, 4
XIN Yimo BJP596 Licensed Representative 1, 6
XU Jiewei BJI366 Licensed Representative 10
XU Ke BJH116 Licensed Representative 1, 6
XU Weixiang BJM252 Licensed Representative 9
XUAN CONG BJQ083 Licensed Representative 1, 2
XUE Bing BHZ669 Licensed Representative 1, 4, 6
YAN Jie BJC920 Licensed Representative 1, 6
YAN Ming Cheung AEA354 Licensed Representative 1, 2
YANG Hongjie BJO795 Licensed Representative 1, 4, 6
YANG Qichen BJQ842 Licensed Representative 1
YANG Shuyi BJR840 Licensed Representative 1, 2
YANG Siqi BJN135 Licensed Representative 4
YANG Xue BJR080 Licensed Representative 1
YANG Yichao BJH752 Licensed Representative 1, 6
YANG Zixiao BJN959 Licensed Representative 4
YAO Lyu BJC557 Licensed Representative 2, 5
YEUNG Shuk Yi Rita BJP441 Licensed Representative 1, 4
YIN Hanzhang BFX694 Licensed Representative 5
YIN Lei BAV723 Licensed Representative 4
YIP Hei Kan BJI575 Licensed Representative 1
YIP Ka Ki BJR629 Licensed Representative 6
YIP On Ki BJR327 Licensed Representative 9
YIP Pui Man BJP647 Licensed Representative 1, 4, 9
YOON Jerry Chan AHA576 Licensed Representative 1
YOSHIDA GENKI BJJ183 Licensed Representative 1, 4, 6
YU Bin BJL677 Licensed Representative 1, 4, 9
YU Pui Tak AOY583 Licensed Representative 1, 9
YU Xinran BJM100 Licensed Representative 1, 4, 6
YU XUEWEN BJL609 Licensed Representative 4
YU Yue BJO203 Licensed Representative 1, 4
Page 10 of 24 ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2017
CE Name CE No. Licence Type Types of Regulated Activity
YUAN Xiongfei BJN153 Licensed Representative 1, 6
YUAN Yang BJM102 Licensed Representative 1, 4, 6
YUE Hiu Ying, Tiffany BJL887 Licensed Representative 1, 4, 9
YUEN Kai Tsun BJM120 Licensed Representative 1
ZHANG Hui AOX819 Licensed Representative 1, 6
ZHANG Jie BJL754 Licensed Representative 4, 9
ZHANG Jing BJL680 Licensed Representative 1, 4
ZHANG Min BJO850 Licensed Representative 1
ZHANG Wenze BJI412 Licensed Representative 1, 4, 6
ZHANG Xiaoming BJM396 Licensed Representative 1, 4, 9
ZHANG Yi BJK737 Licensed Representative 1, 4
ZHANG Zezheng BJM190 Licensed Representative 4
ZHAO Mengtian BCV515 Licensed Representative 1, 2
ZHAO xinyuan BJL915 Licensed Representative 4
ZHENG Haomin BJS887 Licensed Representative 1, 4
ZHONG Xiaotong BJM474 Licensed Representative 6
ZHOU Chen BJM385 Licensed Representative 6
ZHOU Shiyi BGR107 Licensed Representative 4
ZHOU Tingting AUG803 Licensed Representative 1
ZHOU Zhi AKU303 Licensed Representative 1, 6
ZHOU Zhihao AQR080 Licensed Representative 1
ZHU Bingqian BJP475 Licensed Representative 4
ZHU Huilong BJO521 Licensed Representative 1, 4
ZHU Judy BJO607 Licensed Representative 1
ZHU Wen Hong Alessandro BJO766 Licensed Representative 4, 9
ZHU Ye BBB592 Licensed Representative 1, 6
CHAN Wai Keung James BJD772 Licensed Representative - Responsible Officer 1, 4, 9
CHEN Dong AUI402 Licensed Representative - Responsible Officer 4, 9
CHEN Yuan AEJ844 Licensed Representative - Responsible Officer 1, 4, 9
CHENG Wai Lam, James AGD589 Licensed Representative - Responsible Officer 1, 2, 4, 5, 6, 9
FU Wang Kit AVM406 Licensed Representative - Responsible Officer 1
GUO Zhixi BCQ938 Licensed Representative - Responsible Officer 4, 9
HAZELEGER Willem Albertus AUM313 Licensed Representative - Responsible Officer 1, 2, 4, 9
LAM Mee Yee AMF929 Licensed Representative - Responsible Officer 1
LAW Wai Ming BJI431 Licensed Representative - Responsible Officer 9
LI Shan ACN141 Licensed Representative - Responsible Officer 9
LI Ying Wah ALF027 Licensed Representative - Responsible Officer 4, 9
MALIK Rikki AEW095 Licensed Representative - Responsible Officer 4, 9
MOK Sin Yee AMS525 Licensed Representative - Responsible Officer 1, 4, 9
NG Ting Ho AQM058 Licensed Representative - Responsible Officer 1, 4
NG Tze Chung ALA304 Licensed Representative - Responsible Officer 1
PANG Hing Chung, Alfred ACJ625 Licensed Representative - Responsible Officer 6
Page 11 of 24 ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2017
CE Name CE No. Licence Type Types of Regulated Activity
SHARMA Vineet Kulbandhu AFR241 Licensed Representative - Responsible Officer 4, 9
SO Kin Fan AFA388 Licensed Representative - Responsible Officer 1
SRINIVASAN Nikhil ADB880 Licensed Representative - Responsible Officer 9
TAM Marco AXV875 Licensed Representative - Responsible Officer 9
TEO Yin Chian AYR078 Licensed Representative - Responsible Officer 6
WANG Wei BIZ145 Licensed Representative - Responsible Officer 1, 6
WANG Yong BHU901 Licensed Representative - Responsible Officer 1
WILLIS Vernon Russell AXE224 Licensed Representative - Responsible Officer 1, 2
WONG Sze Hang ALG184 Licensed Representative - Responsible Officer 9
WU Tak Lung AIR119 Licensed Representative - Responsible Officer 9
XIANG Zuo AUG690 Licensed Representative - Responsible Officer 9
YAMADA Kiyoshi BJK435 Licensed Representative - Responsible Officer 1, 2, 4
YURA HIROAKI BJI945 Licensed Representative - Responsible Officer 1
ZHU Mingqiang BJI971 Licensed Representative - Responsible Officer 9
AHMED Julian BJT314 Licensed Representative (Provisional Licence) 1, 4
ARORA Nitin BFY652 Licensed Representative (Provisional Licence) 1, 6
AU Ka Ying BJP290 Licensed Representative (Provisional Licence) 9
BALDWIN Tristan James AUL980 Licensed Representative (Provisional Licence) 1, 7
BHASKAR Mukund BJT903 Licensed Representative (Provisional Licence) 9
BHATIA Jitendra Lakhi Alias Babloo BJT115 Licensed Representative (Provisional Licence) 1, 4
BOEY Shihui Vanessa Estelle BJP843 Licensed Representative (Provisional Licence) 1
BOYES KEITH CHARLES BJR850 Licensed Representative (Provisional Licence) 1, 4
CAI Xiaoye AXT532 Licensed Representative (Provisional Licence) 4, 9
CARRARA Victoria Kim Eleonore BJR825 Licensed Representative (Provisional Licence) 1, 2
CARTHY Robin Ian ANQ134 Licensed Representative (Provisional Licence) 1, 2
CHA Sang Youn AQM175 Licensed Representative (Provisional Licence) 1
CHAN Chun Yu BJS899 Licensed Representative (Provisional Licence) 6
CHAN Kwai Ping AGH194 Licensed Representative (Provisional Licence) 1
CHAN Long Hei BJS798 Licensed Representative (Provisional Licence) 1, 4, 9
CHAN Siu Bik BJT682 Licensed Representative (Provisional Licence) 1, 4
CHAN Suet Ying Prudence BJV399 Licensed Representative (Provisional Licence) 1
CHAN Tin Wa Caesar BJR579 Licensed Representative (Provisional Licence) 1, 6
CHAN Wai Lun BJP978 Licensed Representative (Provisional Licence) 1
CHAN Wai Yiu BEJ049 Licensed Representative (Provisional Licence) 1, 6
CHAN Wing Kie, Cammie BJR655 Licensed Representative (Provisional Licence) 9
CHAN Wing Sze Rosina BJV096 Licensed Representative (Provisional Licence) 1, 4
CHAN Wing Tung BJQ474 Licensed Representative (Provisional Licence) 1, 2
CHAN YUET NGAI BJQ460 Licensed Representative (Provisional Licence) 1
CHANG Joshua Hao BJG488 Licensed Representative (Provisional Licence) 4
CHANG Wing Kong BJR081 Licensed Representative (Provisional Licence) 1
CHAO Zi Huang, Adrian BJT861 Licensed Representative (Provisional Licence) 9
CHAPMAN Robert John AVB805 Licensed Representative (Provisional Licence) 1, 9
Page 12 of 24 ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2017
CE Name CE No. Licence Type Types of Regulated Activity
CHAR Ching Fung Jimmy BJU206 Licensed Representative (Provisional Licence) 1, 6
CHAU Cho Lin BJR645 Licensed Representative (Provisional Licence) 1
CHAU Gar Lee BJU394 Licensed Representative (Provisional Licence) 1, 4
CHEN Jialiang BJS128 Licensed Representative (Provisional Licence) 1, 4, 6
CHEN Kuang Yu ANW651 Licensed Representative (Provisional Licence) 9
CHEN Zhe BJQ823 Licensed Representative (Provisional Licence) 4, 9
CHEN Zhiyi BJU798 Licensed Representative (Provisional Licence) 1, 4
CHENG Jingyi BJV081 Licensed Representative (Provisional Licence) 2, 5
CHENG Ka Yan Cathy BJV720 Licensed Representative (Provisional Licence) 1
CHENG Yuen Yu ADT433 Licensed Representative (Provisional Licence) 1, 4, 9
CHEONG Bryant Chung Po BJT324 Licensed Representative (Provisional Licence) 6
CHEUNG Chi Kin AFF123 Licensed Representative (Provisional Licence) 1
CHEUNG Chun Kin AYA531 Licensed Representative (Provisional Licence) 1, 9
CHEUNG Fung Chuen AYA218 Licensed Representative (Provisional Licence) 1, 4
CHEUNG Ho Yan BJS127 Licensed Representative (Provisional Licence) 4
CHEUNG Ka Ming BJT102 Licensed Representative (Provisional Licence) 1, 4
CHEUNG Ka Yan BJR211 Licensed Representative (Provisional Licence) 1, 4
CHEUNG On Ki BJT503 Licensed Representative (Provisional Licence) 1
CHEUNG Sau Wan BJU616 Licensed Representative (Provisional Licence) 1
CHEUNG Tsz Kin BJQ669 Licensed Representative (Provisional Licence) 1
CHEUNG Wai Yu BJQ674 Licensed Representative (Provisional Licence) 1, 4
CHIANG Yuen Hsing BJS005 Licensed Representative (Provisional Licence) 1, 4
CHIN Ching Yap AHN831 Licensed Representative (Provisional Licence) 1
CHIN Yuen Hung AWH920 Licensed Representative (Provisional Licence) 1, 2
CHING Mun Yui Roland BJR344 Licensed Representative (Provisional Licence) 1, 2
CHIU Ju-Ping BJQ340 Licensed Representative (Provisional Licence) 1, 2
CHOI King Long BEJ353 Licensed Representative (Provisional Licence) 1, 2, 9
CHOI Wing Lam BJR938 Licensed Representative (Provisional Licence) 1, 4, 7
CHONG Ping Leong Peter BJU611 Licensed Representative (Provisional Licence) 1
CHOW Pei San BJS916 Licensed Representative (Provisional Licence) 4
CHOY Mei Ngan BJR450 Licensed Representative (Provisional Licence) 1, 4
CHU Chia Hsien ADC440 Licensed Representative (Provisional Licence) 1, 2, 4
CHU Chu BJR827 Licensed Representative (Provisional Licence) 1
CHU Ian Kit, Frederick ARW934 Licensed Representative (Provisional Licence) 1, 4
CHUA Syo Kat BJR584 Licensed Representative (Provisional Licence) 1, 4, 9
CHUNG Cheuk Hei, Jason BJP794 Licensed Representative (Provisional Licence) 1, 2, 9
CHUNG Chun Yin, Edwin BJS020 Licensed Representative (Provisional Licence) 1
CHUNG Tsz Yan BJT594 Licensed Representative (Provisional Licence) 1, 2
CHUNG Wing Hang BJU092 Licensed Representative (Provisional Licence) 1, 4, 6
COHEN-ADDAD Nicolas Paul AHR321 Licensed Representative (Provisional Licence) 1, 2, 4, 5, 7
CORNISH Thomas Oliver BJS867 Licensed Representative (Provisional Licence) 1, 2, 7
CUI Ronghua BJU605 Licensed Representative (Provisional Licence) 4, 9
Page 13 of 24 ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2017
CE Name CE No. Licence Type Types of Regulated Activity
DAI Zuxiang AJE159 Licensed Representative (Provisional Licence) 4, 9
DAVE Neel Rajendra BJQ196 Licensed Representative (Provisional Licence) 1
DE ROQUEFEUIL Louis Jean Henri Marie J. BJN326 Licensed Representative (Provisional Licence) 2
DIEPPEDALLE-LEFEBVRE Alexandre, Marie, Bruno BJR853 Licensed Representative (Provisional Licence) 2, 5
DING Yuchao AQS596 Licensed Representative (Provisional Licence) 4, 9
DU Chang BJR694 Licensed Representative (Provisional Licence) 1, 4, 6
DU Ming Shan BJQ530 Licensed Representative (Provisional Licence) 1, 2, 4, 5
EOM Woo Sik BJK660 Licensed Representative (Provisional Licence) 1
FALK Matthew Benjamin BJQ469 Licensed Representative (Provisional Licence) 1, 2
FAN Xinyi BAX677 Licensed Representative (Provisional Licence) 4, 9
FEDIDA Marc-andre BJT104 Licensed Representative (Provisional Licence) 1
FENG Liran BJR455 Licensed Representative (Provisional Licence) 4
FITZPATRICK Dawn Nora BGK600 Licensed Representative (Provisional Licence) 9
FOK Ka Chun BGW829 Licensed Representative (Provisional Licence) 1, 6
FOO Huei Li BJS967 Licensed Representative (Provisional Licence) 1
FURQUIM PEREIRA NETO FILHO Ricardo BJR960 Licensed Representative (Provisional Licence) 1, 2
GANGAL Shrinivas Ravindra BBN555 Licensed Representative (Provisional Licence) 1, 2
GAO Fan BJT978 Licensed Representative (Provisional Licence) 10
GAO Yawen BDU945 Licensed Representative (Provisional Licence) 4, 9
GARECHE Ahcene Saadi BJK534 Licensed Representative (Provisional Licence) 1, 4, 5, 9
GAY Benny BJP468 Licensed Representative (Provisional Licence) 1, 4
GONG Lulu BJS898 Licensed Representative (Provisional Licence) 1, 4
GONG Xuemin BJR219 Licensed Representative (Provisional Licence) 1
GU Yu BJT418 Licensed Representative (Provisional Licence) 1, 2
GUO JIN BJR821 Licensed Representative (Provisional Licence) 4
GUO Yujie BJT489 Licensed Representative (Provisional Licence) 1, 2, 4, 5
HAN Tingqian BFA094 Licensed Representative (Provisional Licence) 4
HAN Wei Li Michelle BJS911 Licensed Representative (Provisional Licence) 1
HAR Chun Kit, Johnson ARM685 Licensed Representative (Provisional Licence) 1
HE Wenbo BJT980 Licensed Representative (Provisional Licence) 1, 4, 6
HIRUKAWA Shuichi BJN929 Licensed Representative (Provisional Licence) 9
HO Cho Ming Jonathan BJR596 Licensed Representative (Provisional Licence) 1, 6
HO Clement Kai Chung BJU791 Licensed Representative (Provisional Licence) 1
HO JONATHAN CHI YAN BJS892 Licensed Representative (Provisional Licence) 1
HO Kang Lok BJV343 Licensed Representative (Provisional Licence) 1
HO Lap Sze, Beatrice ADS141 Licensed Representative (Provisional Licence) 1, 4
HSU Li Chu BJO067 Licensed Representative (Provisional Licence) 1
HSU Tien Heng BJP989 Licensed Representative (Provisional Licence) 1, 4, 6
HUA Xiaowei BJU617 Licensed Representative (Provisional Licence) 4
HUANG Yanfei BJT746 Licensed Representative (Provisional Licence) 1, 4, 9
HUANG Yue BJS142 Licensed Representative (Provisional Licence) 1
HUH YOON SOO BJQ672 Licensed Representative (Provisional Licence) 1
Page 14 of 24 ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2017
CE Name CE No. Licence Type Types of Regulated Activity
HUI Ka Yu BJM332 Licensed Representative (Provisional Licence) 1, 4, 9
HUI Sze Nga BJT982 Licensed Representative (Provisional Licence) 1, 4, 9
IU Kwan Nam BJL967 Licensed Representative (Provisional Licence) 1, 2
JAIN Akash BJV458 Licensed Representative (Provisional Licence) 1, 2
JAKEWAY Craig BJQ449 Licensed Representative (Provisional Licence) 1, 2, 4, 5
JHUNJHUNWALA Siddharth BJV207 Licensed Representative (Provisional Licence) 9
JIN Yi Lu Angel BJV450 Licensed Representative (Provisional Licence) 1, 6
JUN Hae Young BJR969 Licensed Representative (Provisional Licence) 1, 4
JUNG Hoyoung BJO250 Licensed Representative (Provisional Licence) 1, 2
JUSUFI Mirgim AYR638 Licensed Representative (Provisional Licence) 1, 2, 7
KAN YAT MING JASON BJT639 Licensed Representative (Provisional Licence) 1, 4, 6
KANEKO Chacha BJR207 Licensed Representative (Provisional Licence) 1, 6
KATTEVILDER Jelmer Maarten BJU618 Licensed Representative (Provisional Licence) 1
KIM Jeong Soo BJV728 Licensed Representative (Provisional Licence) 4, 9
KIM Sunghun BJR042 Licensed Representative (Provisional Licence) 1, 4
KO Hyun Woo BJR302 Licensed Representative (Provisional Licence) 1, 2
KO Ming-Liang BJT858 Licensed Representative (Provisional Licence) 1, 4
KOLAEV Arltan AUY939 Licensed Representative (Provisional Licence) 1, 2
KONG Henry James BJP991 Licensed Representative (Provisional Licence) 1, 4, 6
KUANG Enqi BJU194 Licensed Representative (Provisional Licence) 9
LAI Jiahua BJU621 Licensed Representative (Provisional Licence) 9
LAI Yan Mong BJO678 Licensed Representative (Provisional Licence) 9
LAM Cheuk Hin BJS893 Licensed Representative (Provisional Licence) 1
LAM Ka Ho BJP817 Licensed Representative (Provisional Licence) 1, 2, 4, 5
LAM Lai Kwan AXC908 Licensed Representative (Provisional Licence) 4
LAM Tsz Leung BJS144 Licensed Representative (Provisional Licence) 1, 2
LAM Yi Long BJV075 Licensed Representative (Provisional Licence) 6
LAM Yu Yeung BJU819 Licensed Representative (Provisional Licence) 10
LANDIER Jean-Augustin BJK539 Licensed Representative (Provisional Licence) 1, 4, 5, 9
LATRECHE Hamid BJL725 Licensed Representative (Provisional Licence) 1, 2
LAU Chun Yan BJV347 Licensed Representative (Provisional Licence) 1, 2
LAU Gar Hung Christopher BDR387 Licensed Representative (Provisional Licence) 1, 4, 9
LAW Chun Hin, Addison BJP854 Licensed Representative (Provisional Licence) 1
LEE Kai Yin BJT717 Licensed Representative (Provisional Licence) 2
LEE Kin Hang BJQ458 Licensed Representative (Provisional Licence) 6
LEE Wan Siu, Joyce AGG841 Licensed Representative (Provisional Licence) 1, 4
LEE Yi Ching AWX835 Licensed Representative (Provisional Licence) 1, 4, 9
LEIDELINGER Jules Frederic Jean-michel BJR571 Licensed Representative (Provisional Licence) 1, 2, 7
LESLIE Christopher John BJS909 Licensed Representative (Provisional Licence) 1
LEUNG Ho Yim BEW801 Licensed Representative (Provisional Licence) 1, 2
LEUNG Ka Ming BJU601 Licensed Representative (Provisional Licence) 1
LEUNG Kwun Fung AXC896 Licensed Representative (Provisional Licence) 1, 2
Page 15 of 24 ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2017
CE Name CE No. Licence Type Types of Regulated Activity
LEUNG Tat Choi BJU156 Licensed Representative (Provisional Licence) 1, 4
LEUNG Yuk Sim, Corinna AJD996 Licensed Representative (Provisional Licence) 1
LI Ang AWU662 Licensed Representative (Provisional Licence) 1, 2
LI Baohua BJU349 Licensed Representative (Provisional Licence) 1, 4, 9
LI Guan-Huei BJT488 Licensed Representative (Provisional Licence) 2, 5
LI Min ANI853 Licensed Representative (Provisional Licence) 9
LI Nan BJR330 Licensed Representative (Provisional Licence) 1, 4, 9
LI Qinglin BJT269 Licensed Representative (Provisional Licence) 1, 4, 6
LI Ran BJQ223 Licensed Representative (Provisional Licence) 1, 4, 6
LI Sian BJO267 Licensed Representative (Provisional Licence) 1, 6
LI Tieqiang BJT718 Licensed Representative (Provisional Licence) 4, 9
LI Wai Kong ADU318 Licensed Representative (Provisional Licence) 1, 2, 4, 5
LI Xiang BJT484 Licensed Representative (Provisional Licence) 2
LI Xizhao BJU503 Licensed Representative (Provisional Licence) 4, 9
LI Yongshan BJQ596 Licensed Representative (Provisional Licence) 1, 6
LI Yuan BJU502 Licensed Representative (Provisional Licence) 1, 6
LIAO Shihua BJQ472 Licensed Representative (Provisional Licence) 1, 2
LIAO Shunrui BJQ665 Licensed Representative (Provisional Licence) 1, 4, 6
LIM Dae Hyuck BJV724 Licensed Representative (Provisional Licence) 1
LIN Daxin BJL237 Licensed Representative (Provisional Licence) 1, 4, 6
LIN Wei-Ting BAC188 Licensed Representative (Provisional Licence) 1
LIU Ying BHK372 Licensed Representative (Provisional Licence) 1, 4
LIU Difan BJS874 Licensed Representative (Provisional Licence) 1, 2, 9
LIU Jingjing BJU598 Licensed Representative (Provisional Licence) 1
LIU Mu BJQ205 Licensed Representative (Provisional Licence) 2
LIU Ruiming BJR792 Licensed Representative (Provisional Licence) 1, 2, 9
LIU Sai Kit BJS797 Licensed Representative (Provisional Licence) 1, 2
LIU Wai Yip BJT487 Licensed Representative (Provisional Licence) 1
LIU Ying BJS927 Licensed Representative (Provisional Licence) 1, 4, 6
LONEY Joanne ADW074 Licensed Representative (Provisional Licence) 1, 4
LU Chengkai BJS948 Licensed Representative (Provisional Licence) 9
LU Pin Shyan BJQ824 Licensed Representative (Provisional Licence) 4, 9
MAISONNEUVE Virginie Monique ANA059 Licensed Representative (Provisional Licence) 9
MAND Sandeep Singh BAQ202 Licensed Representative (Provisional Licence) 4, 9
MCGREAL Nicola Joy BJR426 Licensed Representative (Provisional Licence) 1, 2, 9
MENG Fan En BJO509 Licensed Representative (Provisional Licence) 1, 4, 6
MIYASAKO Mitsuko BJP668 Licensed Representative (Provisional Licence) 4
MUSTI Ravi Chandra Narayana BJQ351 Licensed Representative (Provisional Licence) 1, 2
NEARY James Joseph AQE987 Licensed Representative (Provisional Licence) 1
NG ERIC, ZHENG HAN BJR929 Licensed Representative (Provisional Licence) 1, 4, 6
NG KA IAN BJT119 Licensed Representative (Provisional Licence) 1, 6
NIU Xiao BFO764 Licensed Representative (Provisional Licence) 1, 4, 9
Page 16 of 24 ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2017
CE Name CE No. Licence Type Types of Regulated Activity
NODA Hideo BJT840 Licensed Representative (Provisional Licence) 4
OH Min Suk BJO636 Licensed Representative (Provisional Licence) 1, 6
OHTA Tomoko BJR966 Licensed Representative (Provisional Licence) 1
PAK Chi Hung ATB861 Licensed Representative (Provisional Licence) 1, 4, 9
PAK Kin Leung AJM223 Licensed Representative (Provisional Licence) 1, 4
PAN Yuzhang BJT264 Licensed Representative (Provisional Licence) 1, 6
PARK Carol Lee AGL373 Licensed Representative (Provisional Licence) 4, 9
PARK Chong Ho BJQ664 Licensed Representative (Provisional Licence) 6
PARK Daye BJO621 Licensed Representative (Provisional Licence) 4
PAVENDRANATHAN Gunadeepan BJV394 Licensed Representative (Provisional Licence) 1, 2
PENG Lulu BJT944 Licensed Representative (Provisional Licence) 4, 9
PO Wing Suen, Susana AYV504 Licensed Representative (Provisional Licence) 1, 4
POON Hung Chiu, Stanley BEZ753 Licensed Representative (Provisional Licence) 1
POON Wing See Ada BJT109 Licensed Representative (Provisional Licence) 1, 4, 9
RAJA Saajan BJT636 Licensed Representative (Provisional Licence) 1, 2
RODDY Nicole Elizabeth BJT517 Licensed Representative (Provisional Licence) 1, 4
SAKAI Hidetsugu AWQ788 Licensed Representative (Provisional Licence) 1
SALDANHA Liesl Judith Joan BIN153 Licensed Representative (Provisional Licence) 10
SALEMBIER David H. E. APV923 Licensed Representative (Provisional Licence) 1, 2
SHA Siu Kwan BJT504 Licensed Representative (Provisional Licence) 1
SHA Zhengzhen BJU227 Licensed Representative (Provisional Licence) 4
SHAO Wanqi BJR782 Licensed Representative (Provisional Licence) 1, 4
SHEN Qi AXS207 Licensed Representative (Provisional Licence) 1, 2
SHI Sijia BJS942 Licensed Representative (Provisional Licence) 1
SHIGAKI Takuya BJU936 Licensed Representative (Provisional Licence) 4, 5, 9
SHIN Hansol BJP632 Licensed Representative (Provisional Licence) 1, 4, 6
SHIU Raymond Ho-man BJT279 Licensed Representative (Provisional Licence) 1, 4, 9
SHOEN Esben Leonard Berg AOX947 Licensed Representative (Provisional Licence) 2, 5
SIU Lai Ha BJT593 Licensed Representative (Provisional Licence) 1, 2
SIU Lam Ka, Susanna BJP296 Licensed Representative (Provisional Licence) 1, 6
SO Kam Chung Kelvin BEA829 Licensed Representative (Provisional Licence) 1, 4, 9
SUN JING BJR276 Licensed Representative (Provisional Licence) 4, 9
SUN Liang AUZ741 Licensed Representative (Provisional Licence) 4, 9
SUN Ran AUZ782 Licensed Representative (Provisional Licence) 4, 9
SUN Xiaofei BJK535 Licensed Representative (Provisional Licence) 4, 5, 9
SUN Xiaowen BJR647 Licensed Representative (Provisional Licence) 1, 2, 3
SUNDARESAN GURUMOORTHY Shyamsundar BJR918 Licensed Representative (Provisional Licence) 1
TAI KA WAI BJT305 Licensed Representative (Provisional Licence) 1
TAI On Tik BJT280 Licensed Representative (Provisional Licence) 9
TAKAKU Hirofumi AXI172 Licensed Representative (Provisional Licence) 1, 2
TAM Ronald Hon Sum AVV845 Licensed Representative (Provisional Licence) 1, 2
TAM Wan Yin Michael BJU721 Licensed Representative (Provisional Licence) 4
Page 17 of 24 ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2017
CE Name CE No. Licence Type Types of Regulated Activity
TAN Khye Hee AGM447 Licensed Representative (Provisional Licence) 4, 9
TAN Min Chern Elin BJS928 Licensed Representative (Provisional Licence) 1, 2, 7
TAN Songxian BJU084 Licensed Representative (Provisional Licence) 1, 4, 6
TAN Zhen Zhi BJQ976 Licensed Representative (Provisional Licence) 1, 2
TANG Cheung Hing BCH566 Licensed Representative (Provisional Licence) 1, 4
TANG Wai Yu BJU090 Licensed Representative (Provisional Licence) 1, 4
TANG Wing Chi BJU929 Licensed Representative (Provisional Licence) 1, 4, 9
TAO Richard Ran BJT961 Licensed Representative (Provisional Licence) 9
TIAN Ge BJR799 Licensed Representative (Provisional Licence) 1, 4, 6
TIAN Longtao BJS868 Licensed Representative (Provisional Licence) 1, 2
TO Wing Cheung BJR968 Licensed Representative (Provisional Licence) 1, 4
TO Winston Martin Jenq Chuan BJS120 Licensed Representative (Provisional Licence) 1, 2
TSANG Cheuk Man BJU606 Licensed Representative (Provisional Licence) 1, 2
TSANG Hing Yip ANY025 Licensed Representative (Provisional Licence) 3
TSE Man Wai BJU424 Licensed Representative (Provisional Licence) 1
TUNG Chau Han BJS154 Licensed Representative (Provisional Licence) 1, 2
WAN Ching Pong APP030 Licensed Representative (Provisional Licence) 1, 4, 9
WAN Zhiyu BJR274 Licensed Representative (Provisional Licence) 1, 4
WANG Linjun BJV425 Licensed Representative (Provisional Licence) 1
WANG Nanqian BJU630 Licensed Representative (Provisional Licence) 1
WANG Sihan BJT511 Licensed Representative (Provisional Licence) 4, 9
WANG Xinyi BJR273 Licensed Representative (Provisional Licence) 1, 4
WANG Yin Cheng BJP440 Licensed Representative (Provisional Licence) 1, 2, 4, 5
WANG Yonglei BJK536 Licensed Representative (Provisional Licence) 4, 5, 9
WANG Yu BJR695 Licensed Representative (Provisional Licence) 1
WANG Yuantao BJQ082 Licensed Representative (Provisional Licence) 9
WANG Zhen BJR693 Licensed Representative (Provisional Licence) 1, 6
WENG Wei BJQ062 Licensed Representative (Provisional Licence) 9
WONG Ho Chau AYQ444 Licensed Representative (Provisional Licence) 1, 4
WONG Hoi Kwan BJR097 Licensed Representative (Provisional Licence) 1, 6
WONG Jonathan Wai Tun AYY487 Licensed Representative (Provisional Licence) 9
WONG Justin Wayne AWD588 Licensed Representative (Provisional Licence) 6
WONG Ki Ling ANG605 Licensed Representative (Provisional Licence) 1, 4
WONG Mei Ling BJS917 Licensed Representative (Provisional Licence) 1, 4
WONG Suet Yee ABS855 Licensed Representative (Provisional Licence) 1, 4
WONG Tsz Chun BJU723 Licensed Representative (Provisional Licence) 1, 4
WONG Wa Pan, Vic BJR961 Licensed Representative (Provisional Licence) 1
WONG Wan Kin AVM904 Licensed Representative (Provisional Licence) 1, 6
WONG Wing Yiu BJV345 Licensed Representative (Provisional Licence) 1
WONG Yin Chung BJS896 Licensed Representative (Provisional Licence) 1
WOO Pik Chi BJR921 Licensed Representative (Provisional Licence) 9
WOO Wing Sum, Caroline ANT715 Licensed Representative (Provisional Licence) 1, 4
Page 18 of 24 ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2017
CE Name CE No. Licence Type Types of Regulated Activity
WU Jia BJU793 Licensed Representative (Provisional Licence) 1
WU Kelvin Kwan Hoe BAL988 Licensed Representative (Provisional Licence) 4, 9
WU Ruobing BJK601 Licensed Representative (Provisional Licence) 4, 9
WU Wing Sze ANH710 Licensed Representative (Provisional Licence) 1
WU Xiaozheng AQM287 Licensed Representative (Provisional Licence) 4, 9
WU Xueying BJU199 Licensed Representative (Provisional Licence) 1, 2
XIAN HUIXIN BJV176 Licensed Representative (Provisional Licence) 1, 4, 9
XIAO Zhuo BJV078 Licensed Representative (Provisional Licence) 1, 4, 9
XU Dong ARN422 Licensed Representative (Provisional Licence) 4, 5, 9
XU Hanbo BJR800 Licensed Representative (Provisional Licence) 4
XU Lei BJU776 Licensed Representative (Provisional Licence) 9
XU Xianda BJT856 Licensed Representative (Provisional Licence) 1, 4
XU Xu BJM328 Licensed Representative (Provisional Licence) 2, 5
XUE Jiao BJP974 Licensed Representative (Provisional Licence) 4
YAN Ming Cheung AEA354 Licensed Representative (Provisional Licence) 1, 2
YAN Peng BJP977 Licensed Representative (Provisional Licence) 4
YAN Yan BJS110 Licensed Representative (Provisional Licence) 1, 2, 7
YANG Qichen BJQ842 Licensed Representative (Provisional Licence) 1
YANG Shuchun BJP311 Licensed Representative (Provisional Licence) 10
YANG Yang BJT289 Licensed Representative (Provisional Licence) 1, 4
YAO Shijia BJR345 Licensed Representative (Provisional Licence) 4
YAU Geoffrey Cheuk Fei BJT901 Licensed Representative (Provisional Licence) 1
YAU Hiu Yu BGO960 Licensed Representative (Provisional Licence) 1
YEN Chih-Tien BJV255 Licensed Representative (Provisional Licence) 1, 4
YEUNG Tsz Wai, Angelina BJQ590 Licensed Representative (Provisional Licence) 6
YEUNG Yuk Yu AXK779 Licensed Representative (Provisional Licence) 4, 9
YIM Chi Keung ASS279 Licensed Representative (Provisional Licence) 1, 2
YU Nga Shan APJ556 Licensed Representative (Provisional Licence) 2
YU Wing Yan BJQ181 Licensed Representative (Provisional Licence) 1
YU Yanfeng BJS886 Licensed Representative (Provisional Licence) 2
YUAN Jun BJT931 Licensed Representative (Provisional Licence) 9
YUAN Tsz Ho Danny BJL814 Licensed Representative (Provisional Licence) 1, 2
YUE Alan ADZ735 Licensed Representative (Provisional Licence) 1, 4
YUEN Tsung King, Charles AQD158 Licensed Representative (Provisional Licence) 1, 4
ZEALL Maghon Jason ATR459 Licensed Representative (Provisional Licence) 9
ZHANG Chao BJQ466 Licensed Representative (Provisional Licence) 5
ZHANG Kaiyuan BJU813 Licensed Representative (Provisional Licence) 1
ZHANG Shujuan BJQ776 Licensed Representative (Provisional Licence) 2
ZHANG Xiao BJT902 Licensed Representative (Provisional Licence) 4, 9
ZHANG YUKUN BJR852 Licensed Representative (Provisional Licence) 4, 5
ZHAO Hui BJR221 Licensed Representative (Provisional Licence) 1, 4
ZHAO Yuhan BJT512 Licensed Representative (Provisional Licence) 1, 2, 9
Page 19 of 24 ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2017
CE Name CE No. Licence Type Types of Regulated Activity
ZHEN Ni AMM319 Licensed Representative (Provisional Licence) 1, 4, 9
ZHENG Haomin BJS887 Licensed Representative (Provisional Licence) 1, 4
ZHENG Ran BJT498 Licensed Representative (Provisional Licence) 1, 4
ZHENG Yufei BJV215 Licensed Representative (Provisional Licence) 1, 4
ZHOU Wenzhu BJU823 Licensed Representative (Provisional Licence) 1, 4, 9
ZHOU Zhi AKU303 Licensed Representative (Provisional Licence) 1, 6
ZHU Bingqian BJP475 Licensed Representative (Provisional Licence) 4
ZHU Judy BJO607 Licensed Representative (Provisional Licence) 1
ZHU Wenqi BJV723 Licensed Representative (Provisional Licence) 1, 2, 9
ZHU Yi BJV360 Licensed Representative (Provisional Licence) 4
AGARWAL Anand ASL813 Licensed Representative (Temporary Licence) 1, 2
ARIYOSHI Akira BJQ383 Licensed Representative (Temporary Licence) 1
ARORA Rohit ART681 Licensed Representative (Temporary Licence) 4
ASANO Wataru BIY435 Licensed Representative (Temporary Licence) 1, 4
AUREL-SMITH Timothy Charles BGO735 Licensed Representative (Temporary Licence) 1
BALASUBRAMANIAM Venkatesh BDT263 Licensed Representative (Temporary Licence) 4
BARATON Xavier Francois AVC110 Licensed Representative (Temporary Licence) 1
BARUS Felicia Asrinanda AUT955 Licensed Representative (Temporary Licence) 4
BARUS Felicia Asrinanda AUT955 Licensed Representative (Temporary Licence) 4
BEATON Nicholas David BFF377 Licensed Representative (Temporary Licence) 1
BECKER William Joseph BAI191 Licensed Representative (Temporary Licence) 1
BEHERA Roshan Raj ARP091 Licensed Representative (Temporary Licence) 1, 4
BI Yan BJS087 Licensed Representative (Temporary Licence) 1, 2
BOSWELL Jeffrey BIM799 Licensed Representative (Temporary Licence) 4
BRENNAN Anthony Paul BDU992 Licensed Representative (Temporary Licence) 4
BRUN Steven BFG531 Licensed Representative (Temporary Licence) 1
BRUNNER Anais Roxane BJP592 Licensed Representative (Temporary Licence) 1, 4
BUCKINGHAM Thomas Andrew BFH456 Licensed Representative (Temporary Licence) 4
BURTNICK Douglas Allen BJQ179 Licensed Representative (Temporary Licence) 1
CABAL Bill Kristoffer BJS895 Licensed Representative (Temporary Licence) 1, 4, 6
CALIO Joseph Evan BBJ690 Licensed Representative (Temporary Licence) 1, 4
CAMPOS DIAZ Adrian Giancarlo BHD137 Licensed Representative (Temporary Licence) 1
CARRIER Michael Roger BDL874 Licensed Representative (Temporary Licence) 1, 4
CHAN Ling Tung, Kristy BFT513 Licensed Representative (Temporary Licence) 1
CHAPMAN-SMITH Mark Stuart BJR674 Licensed Representative (Temporary Licence) 1
CHATLEY Gaurav BJR843 Licensed Representative (Temporary Licence) 1
CHEEVAVICHAWALKUL Amornrat AOX756 Licensed Representative (Temporary Licence) 4
CHEN James Rui Hang BBN107 Licensed Representative (Temporary Licence) 1
CHEN Lan BIQ901 Licensed Representative (Temporary Licence) 4
CHENG Robin Shiang ATD727 Licensed Representative (Temporary Licence) 1, 4
CHENG Yihan BGL603 Licensed Representative (Temporary Licence) 4
CHHUGANI Gautam Prakash BIO676 Licensed Representative (Temporary Licence) 4
Page 20 of 24 ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2017
CE Name CE No. Licence Type Types of Regulated Activity
CHIA Jackie Shu Min BIG318 Licensed Representative (Temporary Licence) 1, 2
CHO Jihyong AUD274 Licensed Representative (Temporary Licence) 1
CHOI Eric BDH357 Licensed Representative (Temporary Licence) 4
CHONG Wen Bin Melvin BFZ492 Licensed Representative (Temporary Licence) 1, 2
CHUA Kah Meng, Adrian AWD992 Licensed Representative (Temporary Licence) 4
COE Nigel Edward BDO199 Licensed Representative (Temporary Licence) 1, 4
CONLEY Richard Adrian AQK261 Licensed Representative (Temporary Licence) 1, 2
CORK Jenna Louise AVS375 Licensed Representative (Temporary Licence) 1
CUI Xiaoyan BGG222 Licensed Representative (Temporary Licence) 4
CURLEY Marcus Christopher BFR251 Licensed Representative (Temporary Licence) 4
DADAWALA Sanjena BFE624 Licensed Representative (Temporary Licence) 4
DAYAL Ajay Ashokkumar BJO252 Licensed Representative (Temporary Licence) 1
DEAN Leon Arthur BJQ974 Licensed Representative (Temporary Licence) 1
DEB Abhinandan BJQ825 Licensed Representative (Temporary Licence) 1, 4
DIETZ Andrew Todd BJT514 Licensed Representative (Temporary Licence) 1
DRUCE James Anthony Stephen BGE144 Licensed Representative (Temporary Licence) 4
DUFF Thomas Hunter BJU626 Licensed Representative (Temporary Licence) 1, 4
ENGEL Olivia Jane BIL522 Licensed Representative (Temporary Licence) 1, 4, 5
ENOMOTO Takashi BAZ545 Licensed Representative (Temporary Licence) 1, 4
EYGEL Feliks BJT161 Licensed Representative (Temporary Licence) 10
EZAWA Kota BDY402 Licensed Representative (Temporary Licence) 4
FALZON SANT MANDUCA Mark Andrew BIK048 Licensed Representative (Temporary Licence) 1, 4
FANG Chenjun BJQ180 Licensed Representative (Temporary Licence) 4
FARLEY Daniel Patrick BJR810 Licensed Representative (Temporary Licence) 1, 4, 5
GANDHI Veekesh Suresh BBA377 Licensed Representative (Temporary Licence) 1, 4
GARDENER Christopher Francis BFE631 Licensed Representative (Temporary Licence) 1
GARDINER Wade Patrick AVV241 Licensed Representative (Temporary Licence) 4
GASQUERES Eric Yuya Francis ATI745 Licensed Representative (Temporary Licence) 1, 2
GILL Barry John BHP725 Licensed Representative (Temporary Licence) 1, 4
GISBOURNE Ian Mark ACS236 Licensed Representative (Temporary Licence) 4
GLEESON David Luke BDL878 Licensed Representative (Temporary Licence) 1, 4
GOH Si Xian BFO633 Licensed Representative (Temporary Licence) 4
GOLTSMAN Michael BEO564 Licensed Representative (Temporary Licence) 4
GORDON-SMITH Clifford Ian BJQ973 Licensed Representative (Temporary Licence) 1
GRAHAM Colin Walsh BEC790 Licensed Representative (Temporary Licence) 4
GUTHRIE Drew Anthony BJR823 Licensed Representative (Temporary Licence) 1
HAMILTON James Douglas Ross BJR845 Licensed Representative (Temporary Licence) 1
HANDA Saurabh BFA991 Licensed Representative (Temporary Licence) 4
HASHIMOTO Takashi BIJ499 Licensed Representative (Temporary Licence) 4
HERIARD-DUBREUIL Elie,Marie,Benedict BJP261 Licensed Representative (Temporary Licence) 10
HIRATA Shingo AYG042 Licensed Representative (Temporary Licence) 4
HIRATA Shingo AYG042 Licensed Representative (Temporary Licence) 4
Page 21 of 24 ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2017
CE Name CE No. Licence Type Types of Regulated Activity
HOMAN Daniel Thomas Fox BJU733 Licensed Representative (Temporary Licence) 4
HU Chang BJR685 Licensed Representative (Temporary Licence) 4
HUNTER Bernard Eliot Osborn BJU508 Licensed Representative (Temporary Licence) 1, 4
IGARASHI Takehiko BJR912 Licensed Representative (Temporary Licence) 1
IKEDA Atsushi BEM322 Licensed Representative (Temporary Licence) 4
Ishank Kumar BGP169 Licensed Representative (Temporary Licence) 4
ISHINO Masahiko BGZ614 Licensed Representative (Temporary Licence) 4
JAIN Vivek Pawankumar AYE976 Licensed Representative (Temporary Licence) 1, 2
JONAS Adam Michael BGR023 Licensed Representative (Temporary Licence) 1, 4
JOSHI Deepak AZI921 Licensed Representative (Temporary Licence) 1, 2
KANG Puay Ju BJB545 Licensed Representative (Temporary Licence) 1
KARUNAKARAN Kishore Lakshman BJT495 Licensed Representative (Temporary Licence) 1, 4, 5
KAYAHARA Hiroki BJT061 Licensed Representative (Temporary Licence) 1
KEDIA Sahil Sudhir AZW848 Licensed Representative (Temporary Licence) 1, 4
KENNEDY Michael Thomas BJR957 Licensed Representative (Temporary Licence) 1
KIM Jinwoo BGY980 Licensed Representative (Temporary Licence) 4
KIM Minkyu BEO107 Licensed Representative (Temporary Licence) 1
KIM Tae-Woon BCO962 Licensed Representative (Temporary Licence) 1
KINGETSU Erika BJQ532 Licensed Representative (Temporary Licence) 1
KIPPING Bryan Edward ACR175 Licensed Representative (Temporary Licence) 1
KOENDERS Dale Johannes BFD868 Licensed Representative (Temporary Licence) 4
KOESTERICH Russell Jared BHP721 Licensed Representative (Temporary Licence) 1, 4
KOK Wai Fai BJQ184 Licensed Representative (Temporary Licence) 4
KONG Robert Patrick BDQ917 Licensed Representative (Temporary Licence) 4
KUBOTA Masashi BBA891 Licensed Representative (Temporary Licence) 1, 4
KUHNERT Gregory John AST321 Licensed Representative (Temporary Licence) 4
KUMAR SHALEEN BJQ605 Licensed Representative (Temporary Licence) 4
LACY Brett John BJR924 Licensed Representative (Temporary Licence) 1, 6
LAUGHLIN Justin John AWV278 Licensed Representative (Temporary Licence) 2, 5
LEAHY Timothy James AWB788 Licensed Representative (Temporary Licence) 1
LEE Lo-Tzu AVN430 Licensed Representative (Temporary Licence) 1
LEE Tien Soon BJT065 Licensed Representative (Temporary Licence) 1, 4
LIE Vivi Handoyo BEN583 Licensed Representative (Temporary Licence) 4
LIGHT Andrew James BEN573 Licensed Representative (Temporary Licence) 4
LIM Shan-Jia, Alvin AZW886 Licensed Representative (Temporary Licence) 1, 4
LIN Li-Chun BIG303 Licensed Representative (Temporary Licence) 4
LIN Li-Chun BIG303 Licensed Representative (Temporary Licence) 4
LIN Ming-De BEC282 Licensed Representative (Temporary Licence) 1, 4
LIU Yaokun BJI665 Licensed Representative (Temporary Licence) 4
LOH Sin Niew BJC093 Licensed Representative (Temporary Licence) 1
LOPEZ Todd Damon BJP602 Licensed Representative (Temporary Licence) 1
LU Zhicheng BJR690 Licensed Representative (Temporary Licence) 4
Page 22 of 24 ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2017
CE Name CE No. Licence Type Types of Regulated Activity
LUTEREAU Pablo Federico BJU418 Licensed Representative (Temporary Licence) 10
MARTIN Troy Richard William BHG437 Licensed Representative (Temporary Licence) 1
MCCOY Debra Renee BHB630 Licensed Representative (Temporary Licence) 1, 4
MCFARLANE Matthew James BJR923 Licensed Representative (Temporary Licence) 1, 6
MCHUGH Michael Sean BJR979 Licensed Representative (Temporary Licence) 1, 4
MOHAMED TAUFIK Mohamed Belqaizi Bin BJQ971 Licensed Representative (Temporary Licence) 1
MONTMAUR Valerie BJT508 Licensed Representative (Temporary Licence) 10
MOOKIM Sanjay Kumar AUW976 Licensed Representative (Temporary Licence) 1, 4
MOORE Fredrik Julian BIG857 Licensed Representative (Temporary Licence) 1
MOREEN Gabriel Philip BIE853 Licensed Representative (Temporary Licence) 1, 4
MORII Yuki BJT160 Licensed Representative (Temporary Licence) 1
NA PATTALOONG Natchutha BIO006 Licensed Representative (Temporary Licence) 4
NARUSAWA Koh AZK463 Licensed Representative (Temporary Licence) 1
NELESEN Joseph James BFP351 Licensed Representative (Temporary Licence) 1, 4
NG Jinghua Eugene BJC723 Licensed Representative (Temporary Licence) 1, 2
NICHOLAS Adrian Joseph BJR390 Licensed Representative (Temporary Licence) 1
NISHIMURA Keitaro AYT962 Licensed Representative (Temporary Licence) 1
NISHIMURA Rika BHB795 Licensed Representative (Temporary Licence) 1
PACAN Maxime, Jacques, Francois BFP547 Licensed Representative (Temporary Licence) 1, 4
PARK Jung Mi AWL531 Licensed Representative (Temporary Licence) 1, 4
PECK Julian Michael Henry BJR227 Licensed Representative (Temporary Licence) 1, 6
PETROVCIK Kevin Patrick AZL215 Licensed Representative (Temporary Licence) 1, 4
PODRUG Frane BDH801 Licensed Representative (Temporary Licence) 1, 4
RAFFERTY Simon Michael BJQ663 Licensed Representative (Temporary Licence) 1, 4
RASTOGI Abhishek AYB018 Licensed Representative (Temporary Licence) 1
RAZZAK Aisha Khanum BJR576 Licensed Representative (Temporary Licence) 1, 2
REDBOURN Paul Robert AFQ906 Licensed Representative (Temporary Licence) 1
RIGBY Jonathon BAG214 Licensed Representative (Temporary Licence) 4
ROBERTSON Andrew John BJV071 Licensed Representative (Temporary Licence) 1
ROBINSON Geoffrey Robert Anthony BHX552 Licensed Representative (Temporary Licence) 4
RUDLAND Michael James BJD156 Licensed Representative (Temporary Licence) 1, 2
SAI Shai Wan BJS133 Licensed Representative (Temporary Licence) 1, 4
SAWADA Shogo BII582 Licensed Representative (Temporary Licence) 1
SEMARK Richard Mark BIG719 Licensed Representative (Temporary Licence) 1
SEMARK Richard Mark BIG719 Licensed Representative (Temporary Licence) 1
SEOW Chi Yip BJS157 Licensed Representative (Temporary Licence) 1, 4, 6
SHAH Amish Chandrakant AUW978 Licensed Representative (Temporary Licence) 1, 4
SHARMA Naveen Prakash ANW221 Licensed Representative (Temporary Licence) 1, 2
SHIRVAIKAR Ashwin Vassant BFK476 Licensed Representative (Temporary Licence) 4
SIMPSON Angus John BJQ600 Licensed Representative (Temporary Licence) 4
SINHA Ashutosh ALF351 Licensed Representative (Temporary Licence) 1
SIOW Jia Keen BCC461 Licensed Representative (Temporary Licence) 4
Page 23 of 24 ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2017
CE Name CE No. Licence Type Types of Regulated Activity
SLORER Ole Henry BEJ870 Licensed Representative (Temporary Licence) 1, 4
SONG Yang AXP716 Licensed Representative (Temporary Licence) 10
SUBRAMANIAM Chandrasekaran BJQ985 Licensed Representative (Temporary Licence) 1
SUN MATTISON Linda Wu BBF677 Licensed Representative (Temporary Licence) 4
SUN Xiaoyu BJQ630 Licensed Representative (Temporary Licence) 4
SUZUKI Seiichiro AUK287 Licensed Representative (Temporary Licence) 4
TAN Wei Ning Rachael BIE894 Licensed Representative (Temporary Licence) 4
TAN Yawen BJP932 Licensed Representative (Temporary Licence) 4
TANABE Senta BJQ655 Licensed Representative (Temporary Licence) 1
TANEFUSA Toru ACN862 Licensed Representative (Temporary Licence) 1
TAPARIA Sourabh BJQ979 Licensed Representative (Temporary Licence) 4
TEO Su Wen Cheryl BJS028 Licensed Representative (Temporary Licence) 1, 4
TIWARI Atul Kumar BDT253 Licensed Representative (Temporary Licence) 4
UKIM Hasan BJR959 Licensed Representative (Temporary Licence) 1
ULRICH Christian Klemenz BJR980 Licensed Representative (Temporary Licence) 1, 4
VINE Michael James BHW670 Licensed Representative (Temporary Licence) 10
WALTERS Daniel Edward BHB650 Licensed Representative (Temporary Licence) 1, 6
WANG Shiyan BDP424 Licensed Representative (Temporary Licence) 4
WANG Shiyan BDP424 Licensed Representative (Temporary Licence) 4
WELLS Justin Derek BGK594 Licensed Representative (Temporary Licence) 1
WHITE Tamera Jane AVQ210 Licensed Representative (Temporary Licence) 1
WILLIAMS Matthew James BCV078 Licensed Representative (Temporary Licence) 1, 4
WILSON Ralph BCJ291 Licensed Representative (Temporary Licence) 1, 2
WINARDI Ronald AXL931 Licensed Representative (Temporary Licence) 4
WITTENBURG Fabrizio Martin AVJ440 Licensed Representative (Temporary Licence) 1, 2
WONG Ferry Wijaya ARB231 Licensed Representative (Temporary Licence) 4
WRENN James Joseph BJT987 Licensed Representative (Temporary Licence) 1
XIA Yinyin BJQ416 Licensed Representative (Temporary Licence) 4
YU Jia BJQ980 Licensed Representative (Temporary Licence) 4
YUHARA Kaori BHZ852 Licensed Representative (Temporary Licence) 1
ZHA Wenyi BJP471 Licensed Representative (Temporary Licence) 1
ZHANG Fengzhan BJR677 Licensed Representative (Temporary Licence) 4
ZHANG Ying BJR686 Licensed Representative (Temporary Licence) 4
ZHONG Hui BIR274 Licensed Representative (Temporary Licence) 4
ZHONG Tiantian AZB127 Licensed Representative (Temporary Licence) 1
ZHU Yufei BJQ977 Licensed Representative (Temporary Licence) 4
ZLOTNIKOV Vadim ASO250 Licensed Representative (Temporary Licence) 4
ZOU Tianlong BFA087 Licensed Representative (Temporary Licence) 4
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