Return of Private Foundation OMB No. 1545‐0052 Form 990‐PF or Section 4947(a)(1) Nonexempt Charitable Trust Department of the Treasury Treated as a Private Foundation Internal Revenue Service Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements. 2011 For calendar year 2011 or tax year beginning , and ending Name of foundation A Employer identification number
THE ROCKEFELLER FOUNDATION 13‐1659629 Number and street (or P.O. box number if mail is not delivered to street address) Room/suite B Telephone number 420 FIFTH AVENUE 212‐852‐8361 City or town, state, and ZIP code C If exemption application is pending, check here~| NEW YORK, NY 10018‐2702 G Check all that apply: Initial return Initial return of a former public charity D 1. Foreign organizations, check here ~~| Final return Amended return Foreign organizations meeting the 85% test, Address change Name change 2. check here and attach computation ~~~~| H Check type of organization: X Section 501(c)(3) exempt private foundation E If private foundation status was terminated Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation under section 507(b)(1)(A), check here ~| I Fair market value of all assets at end of year J Accounting method: Cash X Accrual F If the foundation is in a 60‐month termination (from Part II, col. (c), line 16) Other (specify) under section 507(b)(1)(B), check here ~| | $ 3,507,144,871. (Part I, column (d) must be on cash basis.) Part I Analysis of Revenue and Expenses (a) Revenue and (b) Net investment (c) Adjusted net (d) Disbursements (The total of amounts in columns (b), (c), and (d) may not for charitable purposes necessarily equal the amounts in column (a).) expenses per books income income (cash basis only) 1 Contributions, gifts, grants, etc., received ~~~ N/A
2 Check | X if the foundation is not required to attach Sch. B Interest on savings and temporary 3 cash investments ~~~~~~~~~~~~~~ 5,810. 5,810. STATEMENT 1 4 Dividends and interest from securities~~~~~ 35,840,266. 53,775,774. STATEMENT 2 5a Gross rents ~~~~~~~~~~~~~~~~ b Net rental income or (loss) 6a Net gain or (loss) from sale of assets not on line 10 ~~ 171878364. Gross sales price for all b assets on line 6a ~~ 509786032. 7 Capital gain net income (from Part IV, line 2) ~~~~~ 178679886.
Revenue 8 Net short‐term capital gain ~~~~~~~~~ 9 Income modifications~~~~~~~~~~~~ Gross sales less returns 10a and allowances ~~~~ b Less: Cost of goods sold ~ c Gross profit or (loss) ~~~~~~~~~~~~ 11 Other income ~~~~~~~~~~~~~~~ ‐448,877. 2,415,390. STATEMENT 3 12 Total. Add lines 1 through 11 207275563. 234876860. 13 Compensation of officers, directors, trustees, etc.~~~ 3,749,546. 993,193. 2,756,353. 14 Other employee salaries and wages~~~~~~ 14,394,839. 2,727,852. 11,720,314. 15 Pension plans, employee benefits ~~~~~~ 6,460,842. 572,763. 5,865,656. 16a Legal fees~~~~~~~~~~~~~~~~~STMT 4 1,090,562. 425,719. 662,015. b Accounting fees ~~~~~~~~~~~~~~STMT 5 427,350. 245,460. 134,890. c Other professional fees ~~~~~~~~~~~STMT 6 11,279,551. 5,835,628. 5,423,533. 17 Interest ~~~~~~~~~~~~~~~~~~ 1,387,987. 2,894,876. 1,199,416. 18 Taxes~~~~~~~~~~~~~~~~~~~STMT 7 1,826,226. 470,502. 0. 19 Depreciation and depletion ~~~~~~~~~ 2,129,837. 305,878. 20 Occupancy ~~~~~~~~~~~~~~~~ 1,944,566. 234,264. 1,840,942. 21 Travel, conferences, and meetings ~~~~~~ 3,435,738. 267,051. 3,189,865. 22 Printing and publications ~~~~~~~~~~ 196,557. 24,019. 278,837. 23 Other expenses ~~~~~~~~~~~~~~STMT 8 2,767,663. 27,765,047. 2,759,729. 24 Total operating and administrative expenses. Add lines 13 through 23 ~~~~~ 51,091,264. 42,762,252. 35,831,550.
Operating and Administrative Expenses 25 Contributions, gifts, grants paid ~~~~~~~ 141854084. 132691040. 26 Total expenses and disbursements. Add lines 24 and 25 192945348. 42,762,252. 168522590. 27 Subtract line 26 from line 12: a Excess of revenue over expenses and disbursements ~ 14,330,215. b Net investment income (if negative, enter ‐0‐)~~~ 192114608. c Adjusted net income (if negative, enter ‐0‐) N/A 123501 12‐02‐11 LHA For Paperwork Reduction Act Notice, see instructions. Form 990‐PF (2011) 1 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 Form 990‐PF (2011) THE ROCKEFELLER FOUNDATION 13‐1659629 Page 2 Beginning of year End of year Part II Balance Sheets Attached schedules and amounts in the description column should be for end‐of‐year amounts only. (a) Book Value (b) Book Value (c) Fair Market Value 1 Cash ‐ non‐interest‐bearing~~~~~~~~~~~~~~~~~~~ 8,655,202. 10,324,311. 10,324,311. 2 Savings and temporary cash investments ~~~~~~~~~~~~ 100,252,658. 57,039,630. 57,039,630. 3 Accounts receivable 9 Less: allowance for doubtful accounts 9 4 Pledges receivable 9 Less: allowance for doubtful accounts 9 5 Grants receivable ~~~~~~~~~~~~~~~~~~~~~~~ 6 Receivables due from officers, directors, trustees, and other disqualified persons ~~~~~~~~~~~~~~~~~~~~~~ 7 Other notes and loans receivable ~~~~~~~~9 Less: allowance for doubtful accounts 9 8 Inventories for sale or use ~~~~~~~~~~~~~~~~~~~ 9 Prepaid expenses and deferred charges ~~~~~~~~~~~~~ 403,427. 522,109. 522,109.
Assets 10a Investments ‐ U.S. and state government obligations ~~~~~~~STMT 11 737,872. 877,997. 877,997. b Investments ‐ corporate stock ~~~~~~~~~~~~~~~~~STMT 12 1,285,371,240. 233,012,223. 233,012,223. c Investments ‐ corporate bonds ~~~~~~~~~~~~~~~~~ 41,170. 11 Investments ‐ land, buildings, and equipment: basis ~~9 Less: accumulated depreciation ~~~~~~~~9 12 Investments ‐ mortgage loans ~~~~~~~~~~~~~~~~~ 13 Investments ‐ other ~~~~~~~~~~~~~~~~~~~~~~STMT 13 2,141,700,676. 3,158,416,155. 3,158,416,155. 14 Land, buildings, and equipment: basis 9 36,476,260. Less: accumulated depreciation ~~~~~~~~STMT 14 9 15,711,866. 21,499,313. 20,764,394. 20,764,394. 15 Other assets (describe 9 STATEMENT 15) 34,628,071. 26,188,052. 26,188,052.
16 Total assets (to be completed by all filers) 3,593,289,629. 3,507,144,871. 3,507,144,871. 17 Accounts payable and accrued expenses ~~~~~~~~~~~~~ 8,303,766. 7,354,185. 18 Grants payable ~~~~~~~~~~~~~~~~~~~~~~~~ 45,429,636. 55,197,645. 19 Deferred revenue ~~~~~~~~~~~~~~~~~~~~~~~ 20 Loans from officers, directors, trustees, and other disqualified persons ~~~~ 21 Mortgages and other notes payable ~~~~~~~~~~~~~~~ Liabilities 22 Other liabilities (describe 9 STATEMENT 16) 47,379,070. 46,848,613.
23 Total liabilities (add lines 17 through 22) 101,112,472. 109,400,443. Foundations that follow SFAS 117, check here 9 X and complete lines 24 through 26 and lines 30 and 31. 24 Unrestricted ~~~~~~~~~~~~~~~~~~~~~~~~~ 3,492,177,157. 3,397,744,428. 25 Temporarily restricted ~~~~~~~~~~~~~~~~~~~~~ 26 Permanently restricted~~~~~~~~~~~~~~~~~~~~~ Foundations that do not follow SFAS 117, check here 9 and complete lines 27 through 31. 27 Capital stock, trust principal, or current funds ~~~~~~~~~~~ 28 Paid‐in or capital surplus, or land, bldg., and equipment fund ~~~~ 29 Retained earnings, accumulated income, endowment, or other funds~ 30 Total net assets or fund balances~~~~~~~~~~~~~~~~ 3,492,177,157. 3,397,744,428. Net Assets or Fund Balances
31 Total liabilities and net assets/fund balances 3,593,289,629. 3,507,144,871. Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year ‐ Part II, column (a), line 30 (must agree with end‐of‐year figure reported on prior year's return) ~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1 3,492,177,157. 2 Enter amount from Part I, line 27a ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2 14,330,215. 3 Other increases not included in line 2 (itemize) 9 SEE STATEMENT 9 3 2,092,561. 4 Add lines 1, 2, and 3 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 4 3,508,599,933. 5 Decreases not included in line 2 (itemize) 9 SEE STATEMENT 10 5 110,855,505. 6 Total net assets or fund balances at end of year (line 4 minus line 5) ‐ Part II, column (b), line 30 6 3,397,744,428. Form 990‐PF (2011) 123511 12‐02‐11 2 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 Form 990‐PF (2011) THE ROCKEFELLER FOUNDATION 13‐1659629 Page 3 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold (e.g., real estate, (b) How acquired (c) Date acquired (d) Date sold P ‐ Purchase 2‐story brick warehouse; or common stock, 200 shs. MLC Co.) D ‐ Donation (mo., day, yr.) (mo., day, yr.) 1a b SEE ATTACHED STATEMENTS c d e (e) Gross sales price (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (or allowable) plus expense of sale (e) plus (f) minus (g) a b c d e 509,786,032. 448,707,202. 178,679,886. Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus (j) Adjusted basis (k) Excess of col. (i) col. (k), but not less than ‐0‐) or Losses (from col. (h)) (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any a b c d e 178,679,886. rIf gain, also enter in Part I, line 7 p 2 Capital gain net income or (net capital loss) sqIf (loss), enter ‐0‐ in Part I, line 7 ~~~~~~ om 2 178,679,886. 3 Net short‐term capital gain or (loss) as defined in sections 1222(5) and (6): If gain, also enter in Part I, line 8, column (c). p If (loss), enter ‐0‐ in Part I, line 8 om 3 N/A Part V Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? ~~~~~~~~~~~~~~~~ Yes X No If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part. 1 Enter the appropriate amount in each column for each year; see instructions before making any entries. (a) (b) (c) (d) Base period years Distribution ratio Calendar year (or tax year beginning in) Adjusted qualifying distributions Net value of noncharitable‐use assets (col. (b) divided by col. (c)) 2010 174,424,898. 3,254,142,493. .053601 2009 177,768,975. 3,021,756,161. .058830 2008 181,791,285. 3,705,828,203. .049056 2007 201,037,622. 3,907,395,237. .051451 2006 176,543,866. 3,450,686,830. .051162
2 Total of line 1, column (d)~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2 .264100 3 Average distribution ratio for the 5‐year base period ‐ divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3 .052820
4 Enter the net value of noncharitable‐use assets for 2011 from Part X, line 5 ~~~~~~~~~~~~~~~~~~~~~ 4 3,509,252,056.
5 Multiply line 4 by line 3 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 5 185,358,694.
6 Enter 1% of net investment income (1% of Part I, line 27b) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 6 1,921,146.
7 Add lines 5 and 6 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 7 187,279,840.
8 Enter qualifying distributions from Part XII, line 4~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 8 171,707,357. If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
123521 12‐02‐11 Form 990‐PF (2011) 3 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 Form 990‐PF (2011) THE ROCKEFELLER FOUNDATION 13‐1659629 Page 4 Part VI Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948 ‐ see instructions) 1a Exempt operating foundations described in section 4940(d)(2), check here | and enter "N/A" on line 1. p Date of ruling or determination letter: (attach copy of letter if necessary‐see instructions) n b Domestic foundations that meet the section 4940(e) requirements in Part V, check here | and enter 1% mn 1 3,842,292. of Part I, line 27b~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ n c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b). on 2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter ‐0‐)~~~~~~~~~ 2 0. 3 Add lines 1 and 2 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3 3,842,292. 4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter ‐0‐) ~~~~~~~~ 4 0. 5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter ‐0‐ ~~~~~~~~~~~~~~~~~ 5 3,842,292. 6 Credits/Payments: a 2011 estimated tax payments and 2010 overpayment credited to 2011 ~~~~~~~~ 6a 5,064,609. b Exempt foreign organizations ‐ tax withheld at source ~~~~~~~~~~~~~~~~ 6b c Tax paid with application for extension of time to file (Form 8868)~~~~~~~~~~~ 6c d Backup withholding erroneously withheld ~~~~~~~~~~~~~~~~~~~~~ 6d 7 Total credits and payments. Add lines 6a through 6d ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 7 5,064,609. 8 Enter any penalty for underpayment of estimated tax. Check here X if Form 2220 is attached ~~~~~~~~~~~~~ 8 9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed ~~~~~~~~~~~~~~~~~~~~ | 9 10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid ~~~~~~~~~~~~~~ | 10 1,222,317. 11 Enter the amount of line 10 to be: Credited to 2012 estimated tax | 1,222,317. Refunded | 11 0. Part VII‐A Statements Regarding Activities 1a During the tax year, did the foundation attempt to influence any national, state, or local legislation or did it participate or intervene in Yes No any political campaign? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1a X b Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see instructions for definition)? ~~~~~~ 1b X If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials published or distributed by the foundation in connection with the activities. c Did the foundation file Form 1120‐POL for this year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1c X d Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year: (1) On the foundation. | $ 0. (2) On foundation managers. | $ 0. e Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed on foundation managers. | $ 0. 2 Has the foundation engaged in any activities that have not previously been reported to the IRS? ~~~~~~~~~~~~~~~~~~~~ 2 X If "Yes," attach a detailed description of the activities. 3 Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes ~~~~~~~~~~~~~~~~~~~~~ 3 X 4a Did the foundation have unrelated business gross income of $1,000 or more during the year? ~~~~~~~~~~~~~~~~~~~~~ 4a X b If "Yes," has it filed a tax return on Form 990‐T for this year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 4b X 5 Was there a liquidation, termination, dissolution, or substantial contraction during the year? ~~~~~~~~~~~~~~~~~~~~~~ 5 X If "Yes," attach the statement required by General Instruction T. 6 Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either: ¥ By language in the governing instrument, or ¥ By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict with the state law remain in the governing instrument? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 6 X 7 Did the foundation have at least $5,000 in assets at any time during the year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 7 X If "Yes," complete Part II, col. (c), and Part XV. 8a Enter the states to which the foundation reports or with which it is registered (see instructions) 9 NY b If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990‐PF to the Attorney General (or designate) of each state as required by General Instruction G? If "No," attach explanation ~~~~~~~~~~~~~~~~~~~~~~~~~ 8b X 9 Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3) or 4942(j)(5) for calendar year 2011 or the taxable year beginning in 2011 (see instructions for Part XIV)? If "Yes," complete Part XIV~~~~~~~~~~~~~~ 9 X 10 Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses 10 X Form 990‐PF (2011)
123531 12‐02‐11 4 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 Form 990‐PF (2011) THE ROCKEFELLER FOUNDATION 13‐1659629 Page 5 Part VII‐A Statements Regarding Activities (continued) 11 At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the meaning of section 512(b)(13)? If "Yes," attach schedule (see instructions)~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~STATEMENT 18 STMT 19 11 X 12 Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had advisory privileges? If "Yes," attach statement (see instructions) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 12 X 13 Did the foundation comply with the public inspection requirements for its annual returns and exemption application? ~~~~~~~~~~~ 13 X Website address | WWW.ROCKEFELLERFOUNDATION.ORG 14 The books are in care of | ELLEN TAUS, CFO Telephone no. |212‐852‐8361 Located at | 420 FIFTH AVENUE, NEW YORK, NY ZIP+4 |10018‐2702 15 Section 4947(a)(1) nonexempt charitable trusts filing Form 990‐PF in lieu of Form 1041 ‐ Check here ~~~~~~~~~~~~~~~~~~~~~~~ | and enter the amount of tax‐exempt interest received or accrued during the year ~~~~~~~~~~~~~~~~~~~ | 15 N/A 16 At any time during calendar year 2011, did the foundation have an interest in or a signature or other authority over a bank, Yes No securities, or other financial account in a foreign country? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 16 X See the instructions for exceptions and filing requirements for Form TD F 90‐22.1. If "Yes," enter the name of the foreign country | SEE STATEMENT 17 Part VII‐B Statements Regarding Activities for Which Form 4720 May Be Required File Form 4720 if any item is checked in the "Yes" column, unless an exception applies. Yes No 1a During the year did the foundation (either directly or indirectly): (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ~~~~~~~~~~~~~~ Yes X No (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from) a disqualified person? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X No (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ~~~~~~~~~~~~~ X Yes No (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ~~~~~~~~~~~~~~ X Yes No (5) Transfer any income or assets to a disqualified person (or make any of either available for the benefit or use of a disqualified person)?~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X No (6) Agree to pay money or property to a government official? (Exception. Check "No" if the foundation agreed to make a grant to or to employ the official for a period after termination of government service, if terminating within 90 days.) ~~~~~~~~~~~~~~~~~~~~~ Yes X No b If any answer is "Yes" to 1a(1)‐(6), did any of the acts fail to qualify under the exceptions described in Regulations section 53.4941(d)‐3 or in a current notice regarding disaster assistance (see instructions)? ~~~~~~~~~~~~~~~~~~~~~ 1b X Organizations relying on a current notice regarding disaster assistance check here ~~~~~~~~~~~~~~~~~~~~~~| c Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts, that were not corrected before the first day of the tax year beginning in 2011?~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1c X 2 Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private operating foundation defined in section 4942(j)(3) or 4942(j)(5)): a At the end of tax year 2011, did the foundation have any undistributed income (lines 6d and 6e, Part XIII) for tax year(s) beginning before 2011? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X No If "Yes," list the years | , , , b Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2) (relating to incorrect valuation of assets) to the year's undistributed income? (If applying section 4942(a)(2) to all years listed, answer "No" and attach statement ‐ see instructions.) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~N/A 2b c If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here. | , , , 3a Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at any time during the year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ X Yes No b If "Yes," did it have excess business holdings in 2011 as a result of (1) any purchase by the foundation or disqualified persons after May 26, 1969; (2) the lapse of the 5‐year period (or longer period approved by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3) the lapse of the 10‐, 15‐, or 20‐year first phase holding period? (Use Schedule C, Form 4720, to determine if the foundation had excess business holdings in 2011.) ~~~~~~~~~~~~~~~~~~~~~~ 3b X 4a Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes? ~~~~~~~~~~~~~ 4a X b Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2011? 4b X Form 990‐PF (2011)
123541 12‐02‐11 5 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 Form 990‐PF (2011) THE ROCKEFELLER FOUNDATION 13‐1659629 Page 6 Part VII‐B Statements Regarding Activities for Which Form 4720 May Be Required (continued) 5a During the year did the foundation pay or incur any amount to: (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?~~~~~~~~~~~~~ Yes X No (2) Influence the outcome of any specific public election (see section 4955); or to carry on, directly or indirectly, any voter registration drive? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X No (3) Provide a grant to an individual for travel, study, or other similar purposes? ~~~~~~~~~~~~~~~~~ X Yes No (4) Provide a grant to an organization other than a charitable, etc., organization described in section 509(a)(1), (2), or (3), or section 4940(d)(2)? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ X Yes No (5) Provide for any purpose other than religious, charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X No b If any answer is "Yes" to 5a(1)‐(5), did any of the transactions fail to qualify under the exceptions described in Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ~~~~~~~~~~~~~~~~~~~~~~~~ 5b X Organizations relying on a current notice regarding disaster assistance check here ~~~~~~~~~~~~~~~~~~~~~ | c If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the tax because it maintained expenditure responsibility for the grant?~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~SEE STATEMENT 21 X Yes No If "Yes," attach the statement required by Regulations section 53.4945‐5(d). 6a Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on a personal benefit contract? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X No b Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ~~~~~~~~~~~~~~~~ 6b X If "Yes" to 6b, file Form 8870. 7a At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? ~~~~~~~~~ Yes X No b If "Yes," did the foundation receive any proceeds or have any net income attributable to the transaction? N/A 7b Information About Officers, Directors, Trustees, Foundation Managers, Highly Part VIII Paid Employees, and Contractors 1 List all officers, directors, trustees, foundation managers and their compensation. (b) Title, and average (c) Compensation (d) Contributions to (e) Expense employee benefit plans (a) Name and address hours per week devoted (If not paid, and deferred account, other to position enter ‐0‐) compensation allowances
SEE STATEMENT 20 3,749,546. 346761. 0.
2 Compensation of five highest‐paid employees (other than those included on line 1). If none, enter "NONE." (b) Title, and average (d) Contributions to (e) Expense employee benefit plans (a) Name and address of each employee paid more than $50,000 hours per week (c) Compensation and deferred account, other devoted to position compensation allowances CHUN LAI DEPUTY CHIEF INVESTMENT OFFICER 420 FIFTH AVENUE, NEW YORK, NY 10018 45.00 583,794. 64,257. 0. DOUGLASS COYLE MANAGING DIRECTOR, INVESTMENTS 420 FIFTH AVENUE, NEW YORK, NY 10018 45.00 421,201. 63,542. 0. MICHELLE PAK MANAGING DIRECTOR, INVESTMENTS 420 FIFTH AVENUE, NEW YORK, NY 10018 45.00 415,771. 63,550. 0. RONALD CHEN MANAGING DIRECTOR, INVESTMENTS 420 FIFTH AVENUE, NEW YORK, NY 10018 45.00 313,727. 58,890. 0. SAMANTHA GILBERT CHIEF HUMAN RESOURCES OFFICER 420 FIFTH AVENUE, NEW YORK, NY 10018 45.00 292,382. 64,223. 0. Total number of other employees paid over $50,000 | 103 Form 990‐PF (2011)
123551 12‐02‐11 6 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 Form 990‐PF (2011) THE ROCKEFELLER FOUNDATION 13‐1659629 Page 7 Part VIII Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors (continued) 3 Five highest‐paid independent contractors for professional services. If none, enter "NONE." (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation STATE STREET BANK AND TRUST 2 AVENUE DE LAFAYETTE, BOSTON, MA 02111 CUSTODIAL SERVICES 1,339,632. GENERATION INVESTMENT MANAGEMENT U.S., LLP INVESTMENT ONE BRYANT PARK 48TH FL., NEW YORK, NY 10036 MANAGEMENT 812,926. SOUTHEASTERN ASSET MANAGEMENT INVESTMENT 6410 POPLAR AVE, STE. 900, MEMPHIS, TN 38119 MANAGEMENT 694,650. BAILLIE GIFFORD & CO. INVESTMENT CALTON SQUARE 1 GREENSIDE ROW, UNITED KINGDOM MANAGEMENT 560,640. EMERGING MARKETS MANAGEMENT, LLC ‐ 1001 19TH INVESTMENT STREET NORTH, 17TH FLOOR, ARLINGTON, VA 22209 MANAGEMENT 518,404. Total number of others receiving over $50,000 for professional services 9 66 Part IX‐A Summary of Direct Charitable Activities List the foundation's four largest direct charitable activities during the tax year. Include relevant statistical information such as the Expenses number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. 1 SEE STATEMENTS 29 AND 30
4,124,148. 2
3
4
Part IX‐B Summary of Program‐Related Investments Describe the two largest program‐related investments made by the foundation during the tax year on lines 1 and 2. Amount 1
SEE STATEMENT 23 875,000. 2
SEE STATEMENT 24 400,000. All other program‐related investments. See instructions. 3
SEE STATEMENT 22 519,746. Total. Add lines 1 through 3 J 1,794,746. Form 990‐PF (2011)
123561 12‐02‐11 7 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 Form 990‐PF (2011) THE ROCKEFELLER FOUNDATION 13‐1659629 Page 8
Part X Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
1 Fair market value of assets not used (or held for use) directly in carrying out charitable, etc., purposes: a Average monthly fair market value of securities ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1a 3,534,307,008. b Average of monthly cash balances ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1b 21,973,659. c Fair market value of all other assets ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1c 6,411,776. d Total (add lines 1a, b, and c) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1d 3,562,692,443. e Reduction claimed for blockage or other factors reported on lines 1a and 1c (attach detailed explanation) ~~~~~~~~~~~~~~~~~~~~~~ 1e 0. 2 Acquisition indebtedness applicable to line 1 assets ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2 0. 3 Subtract line 2 from line 1d~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3 3,562,692,443. 4 Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see instructions) ~~~~~~~~ 4 53,440,387. 5 Net value of noncharitable‐use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4 ~~~~~~~~~~ 5 3,509,252,056. 6 Minimum investment return. Enter 5% of line 5 6 175,462,603. Distributable Amount (Section 4942(j)(3) and (j)(5) private operating foundations and certain Part XI (see instructions) foreign organizations check here 9 and do not complete this part.) 1 Minimum investment return from Part X, line 6 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1 175,462,603. 2a Tax on investment income for 2011 from Part VI, line 5 ~~~~~~~~~~~ 2a 3,842,292. b Income tax for 2011. (This does not include the tax from Part VI.) ~~~~~~~ 2b 131,250. c Add lines 2a and 2b ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2c 3,973,542. 3 Distributable amount before adjustments. Subtract line 2c from line 1 ~~~~~~~~~~~~~~~~~~~~~~~ 3 171,489,061. 4 Recoveries of amounts treated as qualifying distributions~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 4 1,356,396. 5 Add lines 3 and 4 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 5 172,845,457. 6 Deduction from distributable amount (see instructions) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 6 0. 7 Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 7 172,845,457.
Part XII Qualifying Distributions (see instructions)
1 Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes: a Expenses, contributions, gifts, etc. ‐ total from Part I, column (d), line 26 ~~~~~~~~~~~~~~~~~~~~~~ 1a 168,522,590. b Program‐related investments ‐ total from Part IX‐B ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1b 1,794,746. 2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc., purposes~~~~~~~~~ 2 1,390,021. 3 Amounts set aside for specific charitable projects that satisfy the: a Suitability test (prior IRS approval required)~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3a b Cash distribution test (attach the required schedule) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3b 4 Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4~~~~~~~~~ 4 171,707,357. 5 Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment income. Enter 1% of Part I, line 27b ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 5 0. 6 Adjusted qualifying distributions. Subtract line 5 from line 4 ~~~~~~~~~~~~~~~~~~~~~~~~~~~ 6 171,707,357. Note. The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for the section 4940(e) reduction of tax in those years. Form 990‐PF (2011)
123571 12‐02‐11 8 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 Form 990‐PF (2011) THE ROCKEFELLER FOUNDATION 13‐1659629 Page 9
Part XIII Undistributed Income (see instructions)
(a) (b) (c) (d) Corpus Years prior to 2010 2010 2011 1 Distributable amount for 2011 from Part XI, line 7 ~~~~~~~~~~~~~~~~~ 172,845,457. 2 Undistributed income, if any, as of the end of 2011: a Enter amount for 2010 only ~~~~~~~ 0. b Total for prior years: , , 0. 3 Excess distributions carryover, if any, to 2011: aFrom 2006 ~~~ 134,627,267. bFrom 2007 ~~~ 14448470. c From 2008 ~~~ dFrom 2009 ~~~ 24024684. eFrom 2010 ~~~ 10888809. f Total of lines 3a through e ~~~~~~~~ 183,989,230. 4 Qualifying distributions for 2011 from Part XII, line 4: 9 $ 171707357. aApplied to 2010, but not more than line 2a ~ 0. bApplied to undistributed income of prior years (Election required ‐ see instructions) ~ 0. c Treated as distributions out of corpus (Election required ‐ see instructions) ~~~ 0. dApplied to 2011 distributable amount ~~~ 171,707,357. eRemaining amount distributed out of corpus 0. 5 Excess distributions carryover applied to 2011 ~~ 1,138,100. 1,138,100. (If an amount appears in column (d), the same amount must be shown in column (a).) 6 Enter the net total of each column as indicated below: a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 ~~ 182,851,130. bPrior years' undistributed income. Subtract line 4b from line 2b ~~~~~~~~~~~ 0. c Enter the amount of prior years' undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed ~~~~~~~~~~~~~~~ 0. dSubtract line 6c from line 6b. Taxable amount ‐ see instructions ~~~~~~~~ 0. eUndistributed income for 2010. Subtract line 4a from line 2a. Taxable amount ‐ see instr.~ 0. f Undistributed income for 2011. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2012 ~~~~~~~~~~ 0. 7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) ~~~~ 0. 8 Excess distributions carryover from 2006 not applied on line 5 or line 7 ~~~~~~~ 133,489,167. 9 Excess distributions carryover to 2012. Subtract lines 7 and 8 from line 6a ~~~~ 49,361,963. 10 Analysis of line 9: aExcess from 2007~ 14448470. bExcess from 2008~ c Excess from 2009~ 24024684. dExcess from 2010~ 10888809. eExcess from 2011 Form 990‐PF (2011) 123581 12‐02‐11 9 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 Form 990‐PF (2011) THE ROCKEFELLER FOUNDATION 13‐1659629 Page 10 Part XIV Private Operating Foundations (see instructions and Part VII‐A, question 9) N/A 1 a If the foundation has received a ruling or determination letter that it is a private operating foundation, and the ruling is effective for 2011, enter the date of the ruling ~~~~~~~~~~~ 9 b Check box to indicate whether the foundation is a private operating foundation described in section ~~~ 4942(j)(3) or 4942(j)(5) 2 a Enter the lesser of the adjusted net Tax year Prior 3 years income from Part I or the minimum (a) 2011 (b) 2010 (c) 2009 (d) 2008 (e) Total investment return from Part X for each year listed ~~~~~~~~~ b 85% of line 2a ~~~~~~~~~~ c Qualifying distributions from Part XII, line 4 for each year listed ~~~~~ d Amounts included in line 2c not used directly for active conduct of exempt activities ~~~~~~~~~ e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c~~~~ 3 Complete 3a, b, or c for the alternative test relied upon: a "Assets" alternative test ‐ enter: (1) Value of all assets ~~~~~~ (2) Value of assets qualifying under section 4942(j)(3)(B)(i) ~ b "Endowment" alternative test ‐ enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed ~~~~~~~~~~~~~~ c "Support" alternative test ‐ enter: (1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties)~~~~ (2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii) ~~~ (3) Largest amount of support from an exempt organization ~~~~ (4) Gross investment income Part XV Supplementary Information (Complete this part only if the foundation had $5,000 or more in assets at any time during the year‐see instructions.) 1 Information Regarding Foundation Managers: a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).) NONE b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10% or greater interest. NONE 2 Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs: Check here 9 if the foundation only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see instructions) to individuals or organizations under other conditions, complete items 2a, b, c, and d. a The name, address, and telephone number of the person to whom applications should be addressed: OFFICE OF GRANTS MANAGEMENT, 212‐852‐8465 420 FIFTH AVENUE, NEW YORK, NY 10018 b The form in which applications should be submitted and information and materials they should include: SEE STATEMENTS 27 AND 28 c Any submission deadlines: SEE STATEMENTS 27 AND 28 d Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other factors: SEE STATEMENTS 27 AND 28
123601 12‐02‐11 Form 990‐PF (2011) 10 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 Form 990‐PF (2011) THE ROCKEFELLER FOUNDATION 13‐1659629 Page 11 Part XV Supplementary Information (continued) 3 Grants and Contributions Paid During the Year or Approved for Future Payment Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient ** a Paid during the year
3 LEGGED DOG INC N/A 501C3 PUBL CHARSEE STATEMENT 80 GREENWICH STREET NEW YORK, NY 10006
43,750.
ACCENTURE LLP N/A US NON CHARITY SEE STATEMENT 161 N CLARK STREET ER CHICAGO, IL 60601
172,620.
ACCENTURE LLP N/A US NON CHARITY SEE STATEMENT 161 N CLARK STREET ER CHICAGO, IL 60601
278,623.
ACCESS HEALTH INTERNATIONAL INC N/A 501C3 PUBL CHARSEE STATEMENT 3053 P STREET NW WASHINGTON, DC 20007
53,100.
ACCESS HEALTH INTERNATIONAL INC N/A 501C3 PUBL CHARSEE STATEMENT 3053 P STREET NW WASHINGTON, DC 20007
280,600. Total SEE CONTINUATION SHEET(S) 9 3a 132,691,040. b Approved for future payment
ACADEMY FOR EDUCATIONAL DEVELOPMENT N/A 501C3 PUBL CHARSEE STATEMENT 1825 CONNECTICUT AVENUE N W WASHINGTON, DC 20009 5721
44,300.
ACCENTURE LLP N/A US NON CHARITY SEE STATEMENT 161 N CLARK STREET ER CHICAGO, IL 60601
172,620.
ACCESS HEALTH INTERNATIONAL INC N/A 501C3 PUBL CHARSEE STATEMENT 3053 P STREET NW WASHINGTON, DC 20007
264,850. Total SEE CONTINUATION SHEET(S) 9 3b 55,197,645. Form 990‐PF (2011) 123611 12‐02‐11 ** SEE PURPOSE OF GRANT CONTINUATIONS 11 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 Form 990‐PF (2011) THE ROCKEFELLER FOUNDATION 13‐1659629 Page 12 Part XVI‐A Analysis of Income‐Producing Activities
Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e) (c) (a) (b) Exclu‐ (d) Related or exempt Business Amount sion 1 Program service revenue: code code Amount function income a b c d e f g Fees and contracts from government agencies ~~~ 2 Membership dues and assessments ~~~~~~~~~ 3 Interest on savings and temporary cash investments ~~~~~~~~~~~~~~~~~~~~ 14 5,810. 4 Dividends and interest from securities ~~~~~~~~ 525990 2,158,586. 14 33,681,680. 5 Net rental income or (loss) from real estate: a Debt‐financed property ~~~~~~~~~~~~~ b Not debt‐financed property ~~~~~~~~~~~~ 6 Net rental income or (loss) from personal property ~~~~~~~~~~~~~~~~~~~~~ 7 Other investment income ~~~~~~~~~~~~~~ 01 3,021,251. 8 Gain or (loss) from sales of assets other than inventory ~~~~~~~~~~~~~~~~~~~ 525990 9,754,684. 18 162,123,680. 9 Net income or (loss) from special events ~~~~~~~ 10 Gross profit or (loss) from sales of inventory ~~~~~ 11 Other revenue: a SEE STATEMENT 25 ‐2,602,473. ‐867,655. b c d e 12 Subtotal. Add columns (b), (d), and (e) ~~~~~~~~ 9,310,797. 197,964,766. 0. 13 Total. Add line 12, columns (b), (d), and (e) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 13 207,275,563. (See worksheet in line 13 instructions to verify calculations.) Part XVI‐B Relationship of Activities to the Accomplishment of Exempt Purposes
Line No. Explain below how each activity for which income is reported in column (e) of Part XVI‐A contributed importantly to the accomplishment of < the foundation's exempt purposes (other than by providing funds for such purposes).
123621 12‐02‐11 Form 990‐PF (2011) 12 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 Form 990‐PF (2011) THE ROCKEFELLER FOUNDATION 13‐1659629 Page 13 Part XVII Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations 1 Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of Yes No the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations? a Transfers from the reporting foundation to a noncharitable exempt organization of: (1) Cash ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1a(1) X (2) Other assets~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1a(2) X b Other transactions: (1) Sales of assets to a noncharitable exempt organization ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1b(1) X (2) Purchases of assets from a noncharitable exempt organization ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1b(2) X (3) Rental of facilities, equipment, or other assets ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1b(3) X (4) Reimbursement arrangements~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1b(4) X (5) Loans or loan guarantees ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1b(5) X (6) Performance of services or membership or fundraising solicitations ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1b(6) X c Sharing of facilities, equipment, mailing lists, other assets, or paid employees ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1c X d If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received. (a)Line no. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements SERVICE EMPLOYEES SEE STATEMENT 26 A1 350,000.INTERNATIONAL UNION ROCKEFELLER FOUNDATION VOLUNTARY EMPLOYEE A1 60,000.BENEFICIARY ASSOCIATION A1 200,000.CNT ENERGY A1 200,000.OPEN HEALTH TOOLS NORTH CAROLINA METROPOLITAN A1 50,000.MAYORS COALITION
2a Is the foundation directly or indirectly affiliated with, or related to, one or more tax‐exempt organizations described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X No b If "Yes," complete the following schedule. (a) Name of organization (b) Type of organization (c) Description of relationship N/A
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge May the IRS discuss this and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge. return with the preparer Sign CHIEF FINANCIAL shown below (see instr.)? Here = = OFFICER X Yes No Signature of officer or trustee Date Title Print/Type preparer's name Preparer's signature Date Check if PTIN self‐ employed Paid THOMAS F. BLANEY P00234022 Preparer Firm's name 9O'CONNOR DAVIES MUNNS & DOBBINS, LLP Firm's EIN 913‐3385019 Use Only Firm's address 9665 FIFTH AVENUE NEW YORK, NY 10022 Phone no. (212)286‐2600 Form 990‐PF (2011)
123622 12‐02‐11 13 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient AFRICA HEALTH AND DEVELOPMENT N/A PVT FDN EQUIV SEE STATEMENT INTERNATIONAL ER TWAWEZA HOUSE PARKLANDS ROAD MPESI LANE NAIROBI, KENYA 120,000. AFRICAN CENTER FOR ECONOMIC N/A 501C3 PUBL CHARSEE STATEMENT TRANSFORMATION 1015 18TH STREET NW SUITE 210 WASHINGTON, DC 20036 25,000. AFRICAN CENTER FOR ECONOMIC N/A 501C3 PUBL CHARSEE STATEMENT TRANSFORMATION 1015 18TH STREET NW SUITE 210 WASHINGTON, DC 20036 84,900. AFRICAN CENTRE FOR GLOBAL HEALTH AND N/A PVT FDN EQUIV SEE STATEMENT SOCIAL TRANSFORMATION LIMITED ER PLOT 13B ACACIA AVENUE P O BOX 9974 KAMPALA, UGANDA 150,000. AFRICAN EVALUATION ASSOCIATION N/A FOREIGN ORG ER SEE STATEMENT 15 EMMAUSE ROAD LA ACCRA P O BOX 16208 KIA ACCRA, GHANA
28,916. AFRICAN MEDICAL AND RESEARCH N/A PUBLIC CHARITY SEE STATEMENT FOUNDATION EQUIV WILSON AIRPORT LANGATA ROAD NAIROBI, KENYA 200,000. AFRICAN MEDICAL AND RESEARCH N/A PUBLIC CHARITY SEE STATEMENT FOUNDATION EQUIV WILSON AIRPORT LANGATA ROAD NAIROBI, KENYA 250,000. AFRICAN POPULATION AND HEALTH N/A 501C3 PUBL CHARSEE STATEMENT RESEARCH CENTRE INC APHRC CAMPUS KIRAWA ROAD OFF PEPONI ROAD NAIROBI, KENYA 46,976. AFRICAN TECHNOLOGY POLICY STUDIES N/A PUBLIC CHARITY SEE STATEMENT NETWORK EQUIV CHANCERY BUILDING 3RD FLOOR VALLEY ROAD NAIROBI, KENYA 22,000. AFRICAN TECHNOLOGY POLICY STUDIES N/A PUBLIC CHARITY SEE STATEMENT NETWORK EQUIV CHANCERY BUILDING 3RD FLOOR VALLEY ROAD NAIROBI, KENYA 50,000. Total from continuation sheets 131,862,347.
123631 08‐03‐11 14 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient AFRICAN UNION COMMISSION N/A INTL ORG BY SEE STATEMENT P O BOX 3243 EXEC ORD ADDIS ABABA, ETHIOPIA
150,000. AGRICULTURAL TRANSFORMATION AGENCY N/A FOREIGN GOV T SEE STATEMENT ZEKUALA COMPLEX P O BOX 708 UNIT ADDIS ABABA, ETHIOPIA
400,000. ALLAVIDA KENYA LIMITED N/A FOREIGN ORG ER SEE STATEMENT 3RD FLOOR RATTANSI EDUCATIONAL TRUST BUILDING KOINANGE STREET NAIROBI, KENYA 93,480. ALLIANCE FOR A GREEN REVOLUTION IN N/A 501C3 PUBL CHARSEE STATEMENT AFRICA P O BOX 66773 WESTLANDS 00800 NAIROBI, KENYA 5,000,000. ALLIANCE FOR DOWNTOWN NEW YORK INC N/A 501C3 PUBL CHARSEE STATEMENT 120 BROADWAY SUITE 3340 NEW YORK, NY 10271
37,500. ALLIANCE OF ARTISTS COMMUNITIES N/A 501C3 PUBL CHARSEE STATEMENT 255 SOUTH MAIN STREET PROVIDENCE, RI 02903
75,000. AMERICAN IDEAS INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT 555 BRYANT STREET SUITE 371 PALO ALTO, CA 94301 1704
50,000. AMERICAN IDEAS INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT 555 BRYANT STREET SUITE 371 PALO ALTO, CA 94301 1704
75,000. APCO WORLDWIDE LIMITED N/A FOREIGN ORG ER SEE STATEMENT 153 3 GOLDEN LAND BLDG 3RD FLOOR SOI MAHARDLEKLUANG 1 RAJDAMRI ROAD BANGKOK, THAILAND 10330 350,000. APPLIED RESEARCH CENTER N/A 501C3 PUBL CHARSEE STATEMENT 32 BROADWAY SUITE 1801 NEW YORK, NY 10004
200,000. Total from continuation sheets
123631 08‐03‐11 15 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient ASHOKA N/A 501C3 PUBL CHARSEE STATEMENT 1700 N MOORE STREET SUITE 2000 ARLINGTON, VA 22209
100,000. ASHOKA N/A 501C3 PUBL CHARSEE STATEMENT 1700 N MOORE STREET SUITE 2000 ARLINGTON, VA 22209
249,000. ASHOKA INNOVATORS FOR THE PUBLIC N/A PUBLIC CHARITY SEE STATEMENT THAILAND FOUNDATION EQUIV 3RD FLOOR 65 1 SUKHUMVIT KLONGTON NUA WATTANA BANGKOK, THAILAND 10110 75,000. ASIA FOUNDATION N/A 501C3 PUBL CHARSEE STATEMENT 465 CALIFORNIA STREET 9TH FLOOR SAN FRANCISCO, CA 94104
200,000. ASIAN COALITION FOR HOUSING RIGHTS N/A PUBLIC CHARITY SEE STATEMENT 73 SOL SONTHIWATTANA 4 LADPRAO 110 EQUIV ROAD BANGKOK, THAILAND 10310
300,000. ASIAN COMMUNITY HEALTH ACTION NETWORK N/A PUBLIC CHARITY SEE STATEMENT S5 32ND CROSS STREET BESANT NAGAR EQUIV MADRAS 90, INDIA
50,000. ASIAN DISASTER PREPAREDNESS CENTER N/A PUBLIC CHARITY SEE STATEMENT SM TOWER 24TH FLOOR 979 69 EQUIV PAHOLYOTHIN ROAD BANGKOK, THAILAND 10400 21,440. ASIAN MIGRANT CENTRE N/A PUBLIC CHARITY SEE STATEMENT ROOM 6 6F MAN YUEN BUILDING 1 8 MAN EQUIV YUEN STREET HONG KONG, CHINA
60,000. ASPEN INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENT ONE DUPONT CIRCLE NW SUITE 700 WASHINGTON, DC 20036 1133
500,000. ASPEN INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENT ONE DUPONT CIRCLE NW SUITE 700 WASHINGTON, DC 20036 1133
50,000. Total from continuation sheets
123631 08‐03‐11 16 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient ASPEN INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENT ONE DUPONT CIRCLE NW SUITE 700 WASHINGTON, DC 20036 1133
200,000. ASPEN INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENT ONE DUPONT CIRCLE NW SUITE 700 WASHINGTON, DC 20036 1133
300,000. ATENEO DE MANILA UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENT 2 F XAVIER HALL KATIPUN AVE LOYOLA EQUIV HEIGHTS QUEZON CITY, PHILIPPINES 1108 325,000. AVASANT LLC N/A US NON CHARITY SEE STATEMENT 3601 N AVIATION BLVD SUITE 300 ER MANHATTAN BEACH, CA 90266
234,475. BANGABANDHU SHEIKH MUJIB MEDICAL N/A PUBLIC CHARITY SEE STATEMENT UNIVERSITY EQUIV SHAHABAGH DHAKA, BANGLADESH 52,900. BANGLADESH RURAL ADVANCEMENT N/A PUBLIC CHARITY SEE STATEMENT COMMITTEE EQUIV BRAC CENTRE 75 MOHAKHALI DHAKA, BANGLADESH 1212 400,000. BERTELSMANN FOUNDATION NORTH AMERICA N/A 501C3 OP FDN ERSEE STATEMENT INC 1101 NEW YORK AVENUE NW STE 901 WASHINGTON, DC 20005 170,000. BIPARTISAN POLICY CENTER INC N/A 501C3 PUBL CHARSEE STATEMENT 1225 EYE STREET NW SUITE 1000 WASHINGTON, DC 20005
300,000. BLUEGREEN ALLIANCE FOUNDATION N/A 501C3 PUBL CHARSEE STATEMENT 2828 UNIVERSITY AVENUE SE SUITE 200 MINNEAPOLIS, MN 55414
100,000. BLUEGREEN ALLIANCE FOUNDATION N/A 501C3 PUBL CHARSEE STATEMENT 2828 UNIVERSITY AVENUE SE SUITE 200 MINNEAPOLIS, MN 55414
300,000. Total from continuation sheets
123631 08‐03‐11 17 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient BOARD OF TRUSTEES OF THE LELAND N/A 501C3 PUBL CHARSEE STATEMENT STANFORD JUNIOR UNIVERSITY C O OFFICE OF SPONSORED RESEARCH 651 SERRA STREET SUITE 220 STANFORD, CA 94305 6203 112,500. BOARD OF TRUSTEES OF THE LELAND N/A 501C3 PUBL CHARSEE STATEMENT STANFORD JUNIOR UNIVERSITY C O OFFICE OF SPONSORED RESEARCH 651 SERRA STREET SUITE 220 STANFORD, CA 94305 6203 125,000. BOARD OF TRUSTEES OF THE LELAND N/A 501C3 PUBL CHARSEE STATEMENT STANFORD JUNIOR UNIVERSITY C O OFFICE OF SPONSORED RESEARCH 651 SERRA STREET SUITE 220 STANFORD, CA 94305 6203 225,000. BOARD OF TRUSTEES OF THE LELAND N/A 501C3 PUBL CHARSEE STATEMENT STANFORD JUNIOR UNIVERSITY C O OFFICE OF SPONSORED RESEARCH 651 SERRA STREET SUITE 220 STANFORD, CA 94305 6203 400,000. BOWERY ARTS AND SCIENCE LTD N/A 501C3 PUBL CHARSEE STATEMENT 310 BOWERY 2ND FLOOR NEW YORK, NY 10012
43,750. BRAC UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENT 66 MOHAKHALI EQUIV DHAKA, BANGLADESH 1212
47,280. BRAC USA INC N/A 501C3 PUBL CHARSEE STATEMENT 11 EAST 44TH STREET SUITE 1600 NEW YORK, NY 10017
22,500. BRIC ARTS MEDIA BROOKYN INC N/A 501C3 PUBL CHARSEE STATEMENT 647 FULTON STREET BROOKLYN, NY 11217
75,000. BROOKINGS INSTITUTION N/A 501C3 PUBL CHARSEE STATEMENT 1775 MASSACHUSETTS AVENUE NW WASHINGTON, DC 20036 2188
250,000. BROOKINGS INSTITUTION N/A 501C3 PUBL CHARSEE STATEMENT 1775 MASSACHUSETTS AVENUE NW WASHINGTON, DC 20036 2188
1,000,000. Total from continuation sheets
123631 08‐03‐11 18 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient BROOKLYN ACADEMY OF MUSIC INC N/A 501C3 PUBL CHARSEE STATEMENT 30 LAFAYETTE AVENUE BROOKLYN, NY 11217 1486
112,500. BROWN UNIVERSITY N/A 501C3 PUBL CHARTOWARD THE COSTS OF P O BOX 1148 155 ANGELL STREET 2ND EFFORTS TO DOCUMENT FLOOR PROVIDENCE, RI 02912 AND PRESERVE THE ENDANGERED INDIGENOUS AFRICAN IGBO LANGUAGE 30,000. BUILDING AMERICA S FUTURE EDUCATIONAL N/A 501C3 PUBL CHARSEE STATEMENT FUND 1301 PENNSYLVANIA AVENUE NW SUITE 350 WASHINGTON, DC 20004 150,000. BUILDING AMERICA'S FUTURE EDUCATIONAL N/A 501C3 PUBL CHARSEE STATEMENT FUND 1301 PENNSYLVANIA AVENUE NW SUITE 350 WASHINGTON, DC 20004 250,000. CALVERT SOCIAL INVESTMENT FOUNDATION N/A 501C3 PUBL CHARSEE STATEMENT INC 7315 WISCONSIN AVENUE SUITE 1100W BETHESDA, MD 20814 9814 515,000. CAPITAL E LLC N/A US NON CHARITY SEE STATEMENT 1250 24TH STREET NW SUITE 300 ER WASHINGTON, DC 20015
60,000. CAREGO INTERNATIONAL INC N/A US NON CHARITY SEE STATEMENT P O BOX 743 ER DANVILLE, CA 94526
50,000. CARLETON UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENT 503 TORY BUILDING 1125 COLONEL BY EQUIV DRIVE OTTAWA, CANADA K1S 5B6
45,000. CARNEGIE ENDOWMENT FOR INTERNATIONAL N/A 501C3 PUBL CHARSEE STATEMENT PEACE 1779 MASSACHUSETTS AVENUE NW WASHINGTON, DC 20036 125,000. CARNEGIE HALL SOCIETY N/A 501C3 PUBL CHARSEE STATEMENT 881 SEVENTH AVE NEW YORK, NY 10018
200,000. Total from continuation sheets
123631 08‐03‐11 19 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient CASITA MARIA INC N/A 501C3 PUBL CHARSEE STATEMENT 928 SIMPSON STREET 6TH FLOOR BRONX, NY 10459
157,500. CEC ARTSLINK INC N/A 501C3 PUBL CHARSEE STATEMENT 435 HUDSON STREET NEW YORK, NY 10014
37,500. CEDAR ASSOCIATES LLC N/A US NON CHARITY SEE STATEMENT 275 MIDDLEFIELD ROAD SUITE 200 ER MENLO PARK, CA 94025
29,100. CENTER FOR AMERICAN PROGRESS N/A 501C3 PUBL CHARSEE STATEMENT 1333 H STREET NW 10TH FLOOR WASHINGTON, DC 20005
150,000. CENTER FOR AMERICAN PROGRESS N/A 501C3 PUBL CHARSEE STATEMENT 1333 H STREET NW 10TH FLOOR WASHINGTON, DC 20005
250,000. CENTER FOR CLEAN AIR POLICY N/A 501C3 PUBL CHARSEE STATEMENT 750 FIRST STREET NE SUITE 940 WASHINGTON, DC 20002
100,000. CENTER FOR INTERNATIONAL FORESTRY N/A 501C3 PUBL CHARSEE STATEMENT RESEARCH P O BOX 0113 BOCBD BOGAR, INDONESIA 16000 400,000. CENTER FOR NATIONAL POLICY N/A 501C3 PUBL CHARSEE STATEMENT ONE MASSACHUSETTS AVENUE NW SUITE 333 WASHINGTON, DC 20001
311,341. CENTER FOR NEIGHBORHOOD TECHNOLOGY N/A 501C3 PUBL CHARSEE STATEMENT 2125 WEST NORTH AVENUE CHICAGO, IL 60647
250,000. CENTER FOR URBAN PEDAGOGY INC N/A 501C3 PUBL CHARSEE STATEMENT 232 THIRD STREET D201 BROOKLYN, NY 11215
120,000. Total from continuation sheets
123631 08‐03‐11 20 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient CENTRE FOR DEMOCRACY AND DEVELOPMENT N/A PUBLIC CHARITY SEE STATEMENT P O BOX 14345 4 KIKUYU CLOSE OFF EQUIV NAIROBI STREET ABUJA, NIGERIA
25,900. CENTRE FOR DEMOCRACY AND DEVELOPMENT N/A PUBLIC CHARITY SEE STATEMENT P O BOX 14345 4 KIKUYU CLOSE OFF EQUIV NAIROBI STREET ABUJA, NIGERIA
100,000. CENTRE FOR HEALTH AND SOCIAL SERVICES N/A PVT FDN EQUIV SEE STATEMENT P O BOX PMB 52 MINISTRIES ER ACCRA, GHANA
14,445. CENTRE FOR HEALTH AND SOCIAL SERVICES N/A PVT FDN EQUIV SEE STATEMENT P O BOX PMB 52 MINISTRIES ER ACCRA, GHANA
48,000. CENTRE FOR HEALTH AND SOCIAL SERVICES N/A PVT FDN EQUIV SEE STATEMENT P O BOX PMB 52 MINISTRIES ER ACCRA, GHANA
220,000. CENTRE FOR PROMOTION OF QUALITY OF N/A FOREIGN ORG ER SEE STATEMENT LIFE 14 9 HOANG DU KHUONG STREET DISTRICT 10 HO CHI MINH CITY, VIETNAM 60,000. CERES INC N/A 501C3 PUBL CHARSEE STATEMENT 99 CHAUNCY STREET BOSTON, MA 02111
200,000. CHALLENGE TO CHANGE N/A PUBLIC CHARITY SEE STATEMENT HATTERS CROFT RADFALL RIDE EQUIV KENT CT5 3EW, UNITED KINGDOM
90,000. CHARTER CITIES N/A 501C3 PUBL CHARSEE STATEMENT 555 BRYANT ST 397 PALO ALTO, CA 94301
400,000. CHICAGO COMMUNITY TRUST N/A 501C3 PUBL CHARSEE STATEMENT 111 EAST WACKER DRIVE SUITE 1400 CHICAGO, IL 60601
60,000. Total from continuation sheets
123631 08‐03‐11 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient CHILDLINE KENYA N/A PUBLIC CHARITY SEE STATEMENT BOX 10003 00100 GENERAL POST OFFICE EQUIV NAIROBI, KENYA
117,100. CHIMPANZEE PRODUCTIONS INC N/A US NON CHARITY SEE STATEMENT 68 EAST 131ST STREET 7TH FLOOR ER NEW YORK, NY 10037
112,500. CHINA MEDICAL BOARD INC N/A 501C3 PVT FDN SEE STATEMENT 2 ARROW STREET 2ND FLOOR ER CAMBRIDGE, MA 02138
128,500. CHINA NATIONAL HEALTH DEVELOPMENT N/A FOREIGN ORG ER SEE STATEMENT RESEARCH CENTER P O BOX 218 PEKING UNIVERSITY HEALTH SCIENCE CENTER BEIJING, CHINA 100083 250,000. CHULALONGKORN UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENT 254 PHYATHAI ROAD PATUMWAN EQUIV BANGKOK, THAILAND 10330
20,000. CHULALONGKORN UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENT 254 PHYATHAI ROAD PATUMWAN EQUIV BANGKOK, THAILAND 10330
30,000. CITY FUTURES INC N/A 501C3 PUBL CHARSEE STATEMENT 120 WALL STREET 20TH FLOOR NEW YORK, NY 10005
47,000. CITY FUTURES INC N/A 501C3 PUBL CHARSEE STATEMENT 120 WALL STREET 20TH FLOOR NEW YORK, NY 10005
75,000. CLAREMONT GRADUATE UNIVERSITY N/A 501C3 PUBL CHARSEE STATEMENT 165 E 10TH STREET CLAREMONT, CA 91711
75,000. CLEAN ECONOMY DEVELOPMENT CENTER N/A 501C3 PUBL CHARSEE STATEMENT 1707 N STREET N W WASHINGTON, DC 20036
150,000. Total from continuation sheets
123631 08‐03‐11 22 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient CLEAN ENERGY WORKS OREGON N/A 501C3 PUBL CHARSEE STATEMENT 3934 NE MARTIN LUTHER KING JR BLVD PORTLAND, OR 97212
300,000. CLINTON GLOBAL INITIATIVE N/A 501C3 PUBL CHARSEE STATEMENT 1301 AVENUE OF AMERICAS 37TH FLOOR NEW YORK, NY 10019
350,000. CLINTON HEALTH ACCESS INITIATIVE INC N/A 501C3 PUBL CHARSEE STATEMENT 383 DORCHESTER AVENUE SUITE 400 BOSTON, MA 02127
380,000. CLUB OF MADRID FOUNDATION N/A 501C3 PUBL CHARSEE STATEMENT 120 WELLS AVENUE NEWTON, MA 02459
100,000. CNT ENERGY N/A EXEMPT NON CHARSEE STATEMENT 2125 WEST NORTH AVENUE ER CHICAGO, IL 60647
200,000. COLUMBIA UNIVERSITY N/A 501C3 PUBL CHARSEE STATEMENT 202 LOW MEMORIAL LIBRARY NEW YORK, NY 10027
50,000. COLUMBIA UNIVERSITY N/A 501C3 PUBL CHARSEE STATEMENT 202 LOW MEMORIAL LIBRARY NEW YORK, NY 10027
100,000. COLUMBIA UNIVERSITY N/A 501C3 PUBL CHARSEE STATEMENT 202 LOW MEMORIAL LIBRARY NEW YORK, NY 10027
495,600. COMMON GROUND COMMUNITIES INC D B A N/A 501C3 PUBL CHARSEE STATEMENT COMMUNITY SOLUTIONS 14 EAST 28TH STREET NEW YORK, NY 10016 187,500. COMMON MARKET FOR EASTERN AND N/A FOREIGN GOV T SEE STATEMENT SOUTHERN AFRICA SECRETARIAT UNIT BEN BELLA ROAD P O BOX 30051 LUSAKA, ZAMBIA 300,000. Total from continuation sheets
123631 08‐03‐11 23 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient COMMUNITY AND INDIVIDUAL DEVELOPMENT N/A FOREIGN ORG ER SEE STATEMENT ASSOCIATION 19 3RD STREET HOUGHTON JOHANNESBURG, SOUTH AFRICA 350,000. COMMUNITY CATALYST INC N/A 501C3 PUBL CHARSEE STATEMENT 30 WINTER STREET SUITE 1004 BOSTON, MA 02108
100,000. COMMUNITY PARTNERS N/A 501C3 PUBL CHARSEE STATEMENT 1000 N ALAMEDA STREET SUITE 240 LOS ANGELES, CA 90012
150,000. CONFEDERATION OF INDIAN INDUSTRY N/A FOREIGN ORG ER SEE STATEMENT 23 INSTITUTIONAL AREA LODI ROAD NEW DELHI, INDIA
253,175. COOPERATIVE FOR ASSISTANCE AND RELIEF N/A 501C3 PUBL CHARSEE STATEMENT EVERYWHERE CARE USA 151 ELLIS STREET NE ATLANTA, GA 30303 2440 148,211. CORPORATION FOR NATIONAL AND N/A U S GOVERNMENT SEE STATEMENT COMMUNITY SERVICE UNIT 1201 NEW YORK AVENUE NW WASHINGTON, DC 20005 100,000. COUNCIL ON FOREIGN RELATIONS INC N/A 501C3 PUBL CHARSEE STATEMENT 58 EAST 68TH STREET NEW YORK, NY 10065
40,000. COUNCIL ON FOUNDATIONS N/A 501C3 PUBL CHARSEE STATEMENT 2121 CRYSTAL DRIVE SUITE 700 ARLINGTON, VA 22202
55,000. CREATIVE TIME INC N/A 501C3 PUBL CHARSEE STATEMENT 59 E 4TH ST 6E NEW YORK, NY 10003
43,750. CREATIVE TIME INC N/A 501C3 PUBL CHARSEE STATEMENT 59 E 4TH ST 6E NEW YORK, NY 10003
75,000. Total from continuation sheets
123631 08‐03‐11 24 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient CROWN AGENTS FOR OVERSEA GOVERNMENTS N/A FOREIGN ORG ER SEE STATEMENT AND ADMINISTRATIONS LIMITED ST NICHOLAS HOUSE ST NICHOLAS ROAD SUTTON, SURREY, UNITED KINGDOM SM1 1EL 100,000. D2D FUND INC N/A 501C3 PUBL CHARSEE STATEMENT 1127 HARRISON AVE ROXBURY, MA 02119
75,000. DALBERG CONSULTING CC N/A FOREIGN ORG ER SEE STATEMENT 25 OWL STREET 13TH FLOOR AUCKLAND PARK JOHANNESBURG, SOUTH AFRICA 2092
22,350. DANCE FILMS ASSOCIATION INC N/A 501C3 PUBL CHARSEE STATEMENT 48 WEST 21ST STREET SUITE 907 NEW YORK, NY 10010
187,500. DARA BIRNBAUM NONE N/A SEE STATEMENT 140 THOMPSON STREET 3A NEW YORK, NY 10012
4,000. DECENTRALISED ENERGY SYSTEMS INDIA N/A FOREIGN ORG ER SEE STATEMENT PRIVATE LIMITED 4 2ND FLOOR ABOVE AMANATH CO OPERATIVE BANK 4TH MAIN K H M BLOCK BANGALORE, INDIA 560032 383,229. DEMOS A NETWORK FOR IDEAS AND ACTION N/A 501C3 PUBL CHARSEE STATEMENT LTD 220 FIFTH AVENUE 5TH FLOOR NEW YORK, NY 10001 43,750. DIABETIC ASSOCIATION OF BANGLADESH N/A FOREIGN ORG ER SEE STATEMENT 122 KAZI NAZRUL ISLAM AVENUE SHAHBAG DHAKA, BANGLADESH 1000
135,000. DIGITAL DIVIDE DATA N/A 501C3 PUBL CHARSEE STATEMENT 115 WEST 30TH STREET SUITE 400 NEW YORK, NY 10001
295,000. DUKE UNIVERSITY N/A 501C3 PUBL CHARSEE STATEMENT 207 ALLEN BUILDING BOX 90001 DURHAM, NC 27708 0340
188,000. Total from continuation sheets
123631 08‐03‐11 25 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient DUKE UNIVERSITY N/A 501C3 PUBL CHARSEE STATEMENT 207 ALLEN BUILDING BOX 90001 DURHAM, NC 27708 0340
285,000. EARTH ISLAND INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENT 2150 ALLSTON WAY SUITE 460 BERKELEY, CA 94704 1375
69,695. EAST CENTRAL AND SOUTHERN AFRICAN N/A PUBLIC CHARITY SEE STATEMENT HEALTH COMMUNITY EQUIV PLOT 157 OLOIRIEN NJIRO ROAD ARUSHA, TANZANIA 430,000. EAST AFRICAN COMMUNITY N/A FOREIGN GOV T SEE STATEMENT AICC BUILDING KILIMANJARO WING 5TH UNIT FLOOR ARUSHA, TANZANIA
300,000. EAST CENTRAL AND SOUTHERN AFRICAN N/A PUBLIC CHARITY SEE STATEMENT HEALTH COMMUNITY EQUIV PLOT 157 OLOIRIEN NJIRO ROAD ARUSHA, TANZANIA 88,120. ECOAGRICULTURE INTERNATIONAL INC N/A 501C3 PUBL CHARSEE STATEMENT 730 11TH STREET N W SUITE 301 WASHINGTON, DC 20001
160,000. ECONOMIC MOBILITY CORPORATION N/A 501C3 PUBL CHARSEE STATEMENT 233 BROADWAY 12TH FLOOR NEW YORK, NY 10279
30,000. ECONOMIC POLICY INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT 1333 H STREET NW SUITE 300 EAST TOWER WASHINGTON, DC 20005
100,000. ECONOMIC POLICY INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT 1333 H STREET NW SUITE 300 EAST TOWER WASHINGTON, DC 20005
400,000. EDWARD T JACKSON AND ASSOCIATES LTD N/A FOREIGN ORG ER SEE STATEMENT 858 BANK STREET SUITE 104 OTTAWA, ON, CANADA K1S 3W3
150,000. Total from continuation sheets
123631 08‐03‐11 26 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient EDWARD T JACKSON AND ASSOCIATES LTD N/A FOREIGN ORG ER SEE STATEMENT 858 BANK STREET SUITE 104 OTTAWA, ON, CANADA K1S 3W3
200,000. EGERTON UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENT P O BOX 536 20115 EQUIV EGERTON, KENYA
100,000. EGERTON UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENT P O BOX 536 20115 EQUIV EGERTON, KENYA
150,000. EL PUENTE DE WILLIAMSBURG INC N/A 501C3 PUBL CHARSEE STATEMENT 211 SOUTH 4TH STREET BROOKLYN, NY 11211
112,500. ELETS TECHNOMEDIA PVT LTD N/A FOREIGN ORG ER SEE STATEMENT G 4 SECTOR 39 NOIDA 201301 UTTAR PRADESH, INDIA
54,500. EMCARTS INC N/A 501C3 PUBL CHARSEE STATEMENT 127 WEST 122ND STREET NEW YORK, NY 10025
273,375. EMERALD CITIES COLLABORATIVE INC N/A 501C3 PUBL CHARSEE STATEMENT 1140 CONNECTICUT AVENUE NW SUITE 1210 WASHINGTON, DC 20036
550,000. ENABLIS ENTREPRENEURIAL NETWORK EAST N/A FOREIGN ORG ER SEE STATEMENT AFRICA LIMITED P O BOX 26136 NAIROBI, KENYA 00100 100,000. ENVIRONMENTAL GRANTMAKERS ASSOCIATION N/A 501C3 PUBL CHARSEE STATEMENT 475 RIVERSIDE DRIVE SUITE 960 NEW YORK, NY 10115
35,000. ENVIRONMENTAL LAW AND POLICY CENTER N/A 501C3 PUBL CHARSEE STATEMENT OF THE MIDWEST 35 E WACKER STREET SUITE 1600 CHICAGO, IL 60601 75,000. Total from continuation sheets
123631 08‐03‐11 27 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient ENVIRONMENTAL LAW AND POLICY CENTER N/A 501C3 PUBL CHARSEE STATEMENT OF THE MIDWEST 35 E WACKER STREET SUITE 1600 CHICAGO, IL 60601 300,000. ETC FOUNDATION N/A PUBLIC CHARITY SEE STATEMENT KASTANJELAAN 5 P O BOX 64 EQUIV LEUSDEN, NETHERLANDS 3830 AB
200,000. ETHEKWINI MUNICIPALITY N/A FOREIGN GOV T SEE STATEMENT P O BOX 1014 UNIT DURBAN, SOUTH AFRICA
200,000. ETHIOPIAN INSTITUTE OF AGRICULTURAL N/A FOREIGN GOV T SEE STATEMENT RESEARCH UNIT P O BOX 2003 ADDIS ABABA, ETHIOPIA 170,000. EXIT ART THE FIRST WORLD INC N/A 501C3 PUBL CHARSEE STATEMENT 475 10TH AVENUE NEW YORK, NY 10018
43,750. FAMILY HEALTH INTERNATIONAL N/A 501C3 PUBL CHARSEE STATEMENT P O BOX 13950 RESEARCH TRIANGLE PARK, NC 27709
100,000. FARM INPUT PROMOTIONS AFRICA LTD N/A PUBLIC CHARITY SEE STATEMENT P O BOX 5523 EQUIV NAIROBI, KENYA 00200
250,000. FDN INTL RED CROSS RED CRESCENT N/A PUBLIC CHARITY SEE STATEMENT CENTRE ON CLIMATE CHG AND DISASTER EQUIV PREP P O BOX 28120 NL 2502 KC THE HAGUE, NETHERLANDS 300,000. FLORIDA STATE UNIVERSITY RESEARCH N/A 501C3 PUBL CHARSEE STATEMENT FOUNDATION P O BOX 3062744 TALLAHASSEE, FL 32306 75,000. FOOD AGRICULTURE AND NATURAL N/A PUBLIC CHARITY SEE STATEMENT RESOURCES POLICY ANALYSIS NETWORK EQUIV 141 CRESSWELL ROAD WEAVIND PARK 0184 PRETORIA, SOUTH AFRICA 300,000. Total from continuation sheets
123631 08‐03‐11 28 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient FOREST TRENDS ASSOCIATION N/A 501C3 PUBL CHARSEE STATEMENT 1050 POTOMAC STREET NW WASHINGTON, DC 20007
200,000. FOREST TRENDS ASSOCIATION N/A 501C3 PUBL CHARSEE STATEMENT 1050 POTOMAC STREET NW WASHINGTON, DC 20007
200,000. FORO NACIONAL INTERNACIONAL N/A PUBLIC CHARITY SEE STATEMENT AV MANUEL OLGUIN 533 OFICINA 403 EQUIV SANTIAGO DE SURCO LIMA, PERU 33
55,000. FOUNDATION CENTER N/A 501C3 PUBL CHARSEE STATEMENT 79 FIFTH AVENUE NEW YORK, NY 10003
100,000. FOUNDATION FOR THAILAND RURAL N/A PUBLIC CHARITY SEE STATEMENT RECONSTRUCTION MOVEMENT UNDER ROYAL EQUIV PATRONAGE 2044 21 NEW PETCHBURI ROAD HUAYKWANG BANGKOK, THAILAND 10320 29,600. FREEDOM FROM HUNGER N/A 501C3 PUBL CHARSEE STATEMENT 1644 DA VINCI COURT DAVIS, CA 95618
80,000. FUND FOR THE CITY OF NEW YORK INC N/A 501C3 PUBL CHARSEE STATEMENT 121 AVENUE OF THE AMERICAS 6TH FLOOR NEW YORK, NY 10013 1590
250,000. FUNDACAO BRASILEIRA PARA O N/A FOREIGN ORG ER SEE STATEMENT DESENVOLVIMENTO SUSTENTAVEL AV RIO BRANCA 81 14 ANDAR RIO DE JANEIRO, BRAZIL 20040 004 475,000. FUNDACAO INTERUNIVERSITARIA DE N/A FOREIGN ORG ER SEE STATEMENT ESTUDOS E PESQUISAS SOBRE O TRABALHO RUA ECA DE QUEIROZ 24 SALA 4 VILA MARIANA SAO PAULO, BRAZIL CEP 04 011 030 70,000. FUNDACAO OSWALDO CRUZ N/A FOREIGN GOV T SEE STATEMENT AV BRASIL 4365 CATELO PAVILHAO UNIT MOURISCO 5 ANDAR RIO DE JANEIRO, BRAZIL 21040 400 250,000. Total from continuation sheets
123631 08‐03‐11 29 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient GEORGETOWN UNIVERSITY N/A 501C3 PUBL CHARSEE STATEMENT 204 HEALY HALL 37TH AND O STREETS NW WASHINGTON, DC 20057
250,000. GIIRS LLC N/A 501C3 PUBL CHARSEE STATEMENT 8 WALNUT AVE BERWYN, PA 19312
1,000,000. GLOBAL HEALTHCARE INFORMATION NETWORK N/A FOREIGN ORG ER SEE STATEMENT LTD 16 WOODFIELD DRIVE CHARLBURY OXFORDSHIRE, UNITED KINGDOM OX7 3SE 5,000. GLOBALGIVING FOUNDATION INC N/A 501C3 PUBL CHARSEE STATEMENT 1023 15TH STREET NW 12TH FLOOR WASHINGTON, DC 20005
38,200. GODEKE CONSULTING N/A US NON CHARITY SEE STATEMENT 351 WEST 4TH STREET ER NEW YORK, NY 10014
75,000. GOOD JOBS FIRST N/A 501C3 PUBL CHARSEE STATEMENT 1616 P STREET NW SUITE 210 WASHINGTON, DC 20036
100,000. GORAKHPUR ENVIRONMENTAL ACTION GROUP N/A PUBLIC CHARITY SEE STATEMENT 224 PURDILPUR M G COLLEGE ROAD EQUIV GORAKHPUR, INDIA 273001
150,000. GORAKHPUR ENVIRONMENTAL ACTION GROUP N/A PUBLIC CHARITY SEE STATEMENT 224 PURDILPUR M G COLLEGE ROAD EQUIV GORAKHPUR, INDIA 273001
366,420. GORAKHPUR ENVIRONMENTAL ACTION GROUP N/A PUBLIC CHARITY SEE STATEMENT 224 PURDILPUR M G COLLEGE ROAD EQUIV GORAKHPUR, INDIA 273001
387,290. GRANTMAKERS IN THE ARTS N/A 501C3 PUBL CHARSEE STATEMENT 4055 21ST AVENUE WEST SUITE 100 SEATTLE, WA 98199 1247
15,000. Total from continuation sheets
123631 08‐03‐11 30 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient GREATER CAPITAL ASSOCIATION INC N/A FOREIGN ORG ER SEE STATEMENT 1ST FLOOR BLOCK A RICHMOND CENTRE CORNER MAIN AND GABRIEL ROAD PLUMSTEAD, CAPE TOWN, SOUTH AFRICA 78,500. GREATER WASHINGTON EDUCATIONAL N/A 501C3 PUBL CHARSEE STATEMENT TELECOMMUNICATIONS ASSOCIATION INC 3939 CAMPBELL AVENUE ARLINGTON, VA 22206 62,500. GREATER WASHINGTON EDUCATIONAL N/A 501C3 PUBL CHARSEE STATEMENT TELECOMMUNICATIONS ASSOCIATION INC 3939 CAMPBELL AVENUE ARLINGTON, VA 22206 100,000. GREATER WASHINGTON EDUCATIONAL N/A 501C3 PUBL CHARSEE STATEMENT TELECOMMUNICATIONS ASSOCIATION INC 3939 CAMPBELL AVENUE ARLINGTON, VA 22206 365,000. GREEN FOR ALL N/A 501C3 PUBL CHARSEE STATEMENT 1611 TELEGRAPH AVENUE SUITE 600 OAKLAND, CA 94612
100,000. GREEN FOR ALL N/A 501C3 PUBL CHARSEE STATEMENT 1611 TELEGRAPH AVENUE SUITE 600 OAKLAND, CA 94612
500,000. GREENPOINT MANUFACTURING AND DESIGN N/A 501C3 PUBL CHARSEE STATEMENT CENTER LOCAL DEVELOPMENT CORP 1205 MANHATTAN AVENUE BROOKLYN, NY 11222 131,250. GROUNDSWELL COMMUNITY MURAL PROJECT N/A 501C3 PUBL CHARSEE STATEMENT 540 PRESIDENT STREET SUITE 1A BROOKLYN, NY 11215
150,000. GROWTH PHILANTHROPY NETWORK INC N/A 501C3 PUBL CHARSEE STATEMENT 122 EAST 42ND STREET17TH FLOOR NEW YORK, NY 10168
150,000. GUANGXI CENTER FOR DISEASE PREVENTION N/A FOREIGN GOV T SEE STATEMENT AND CONTROL UNIT 18 JINZHOU ROAD NANNING GUANGXI, CHINA 85,100. Total from continuation sheets
123631 08‐03‐11 31 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient GUIDESTAR INTERNATIONAL LTD N/A PVT FDN EQUIV SEE STATEMENT 55 56 LINCOLN S INN FIELDS ER LONDON WC2A 3LJ, UNITED KINGDOM
27,000. GUIDESTAR USA INC N/A 501C3 PUBL CHARSEE STATEMENT 4801 COURTHOUSE STREET SUITE 220 WILLIAMSBURG, VA 23188 2678
30,000. GUJARAT MAHILA HOUSING SEWA TRUST N/A PUBLIC CHARITY SEE STATEMENT 401 402 AKASHGANGA COMPLEX EQUIV BRAHMKSHATRIYA CO OP SOCIETY NAVRANGPURA AHMEDABAD, GUJARAT, 180,000. HABITAT FOR HUMANITY INTERNATIONAL N/A 501C3 PUBL CHARSEE STATEMENT INC 270 PEACHTREE STREET NW 1300 ATLANTA, GA 30303 25,000. HANOI MEDICAL UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENT 1 TON THAT TUNG STREET DONG DA EQUIV DISTRICT HANOI, VIETNAM
84,200. HANOI SCHOOL OF PUBLIC HEALTH N/A PUBLIC CHARITY SEE STATEMENT 138 GIANG VO BA DINH EQUIV HANOI, VIETNAM
200,000. HEALTH INFORMATICS IN AFRICA N/A FOREIGN ORG ER SEE STATEMENT FALADIE SEMA RUE 800 PORTE 762 BAMAKO, MALI
45,000. HEALTH STRATEGY AND POLICY INSTITUTE N/A FOREIGN GOV T SEE STATEMENT 138 GIANG VO STREET UNIT HANOI, VIETNAM
300,000. HEART OF BROOKLYN CULTURAL N/A 501C3 PUBL CHARSEE STATEMENT INSITUTIONS INC 789 WASHINGTON AVENUE BROOKLYN, NY 11238 187,500. HEARTFILE N/A PUBLIC CHARITY SEE STATEMENT 1 PARK ROAD CHAK SHAHZAD EQUIV ISLAMABAD, PAKISTAN
100,000. Total from continuation sheets
123631 08‐03‐11 32 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient HOME FOR CONTEMPORARY THEATRE AND ART N/A 501C3 PUBL CHARSEE STATEMENT LTD D B A HERE ART CENTER 145 AVENUE OF THE AMERICAS GROUND FLOOR NEW YORK, NY 10013 1548 150,000. IC FOUNDATION INC N/A 501C3 PUBL CHARSEE STATEMENT 165 11TH STREET SAN FRANCISCO, CA 94103
200,000. IDEO ORG N/A 501C3 PUBL CHARSEE STATEMENT PIER 28 ANNEX SAN FRANCISCO, CA 94105
425,000. IGAD CLIMATE PREDICTION AND N/A FOREIGN ORG ER SEE STATEMENT APPLICATIONS CENTRE P O BOX 10304 00100 GPO NAIROBI, KENYA 150,000. IKHONO COMMUNICATIONS N/A FOREIGN ORG ER SEE STATEMENT 23 JAN HOFMEYR RD BUSINESS PARTNERS BUILDING WESTVILLE, DURBAN, SOUTH AFRICA 3630 190,000. INAFI BANGLADESH FOUNDATION N/A PUBLIC CHARITY SEE STATEMENT NAVANA SHEFALI APT 2D AND 1C HOUSE 11 EQUIV RD 14 DHAKA, BANGLADESH 1212
57,680. INAFI BANGLADESH FOUNDATION N/A PUBLIC CHARITY SEE STATEMENT NAVANA SHEFALI APT 2D AND 1C HOUSE 11 EQUIV RD 14 DHAKA, BANGLADESH 1212
150,000. INDEPENDENT SECTOR N/A 501C3 PUBL CHARSEE STATEMENT 1602 L STREET NW SUITE 900 WASHINGTON, DC 20036
25,000. INDEPENDENT SECTOR N/A 501C3 PUBL CHARSEE STATEMENT 1602 L STREET NW SUITE 900 WASHINGTON, DC 20036
250,000. INDEPTH NETWORK N/A 501C3 PUBL CHARSEE STATEMENT 11 MENSAH WOOD ROAD EAST LEGON P O BOX KD 213 ACCRA, GHANA
337,782. Total from continuation sheets
123631 08‐03‐11 33 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient INDIAN INSTITUTE FOR HUMAN N/A PUBLIC CHARITY SEE STATEMENT SETTLEMENTS EQUIV 803 SURYA KIRAN 19 KASTURBA GANDHI MARG NEW DELHI, INDIA 110001 60,000. INDIAN SCHOOL OF BUSINESS N/A PUBLIC CHARITY SEE STATEMENT GACHIBOWLI EQUIV HYDERABAD 500 032, INDIA
100,000. INDOCHINA RESEARCH CAMBODIA LTD N/A FOREIGN ORG ER SEE STATEMENT 37 ABC ST 271 SANGKAT PHSAR DOEUM THKOV KHAN CHAMKARMORN PHNOM PENH, CAMBODIA 75,000. INNOVATION NETWORK FOR COMMUNITIES N/A 501C3 PUBL CHARSEE STATEMENT INC P O BOX 397 BEAVER ISLAND, MI 49782 65,000. INSTEDD N/A 501C3 PUBL CHARSEE STATEMENT 480 S CALIFORNIA AVE SUITE 104 PALO ALTO, CA 94306
58,000. INSTITUTE FOR ALTERNATIVE FUTURES N/A 501C3 PUBL CHARSEE STATEMENT 100 NORTH PITT STREET SUITE 307 ALEXANDRIA, VA 22314
345,796. INSTITUTE FOR HEALTHCARE IMPROVEMENT N/A 501C3 PUBL CHARSEE STATEMENT 20 UNIVERSITY ROAD 7TH FLOOR CAMBRIDGE, MA 02138
1,000,000. INSTITUTE FOR SOCIAL AND N/A 501C3 PUBL CHARSEE STATEMENT ENVIRONMENTAL TRANSITION 948 NORTH STREET SUITE 9 BOULDER, CO 80304 200,000. INSTITUTE FOR SOCIAL AND N/A 501C3 PUBL CHARSEE STATEMENT ENVIRONMENTAL TRANSITION 948 NORTH STREET SUITE 9 BOULDER, CO 80304 217,160. INSTITUTE FOR SOCIAL AND N/A 501C3 PUBL CHARSEE STATEMENT ENVIRONMENTAL TRANSITION 948 NORTH STREET SUITE 9 BOULDER, CO 80304 250,000. Total from continuation sheets
123631 08‐03‐11 34 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient INSTITUTE FOR SOCIAL AND N/A 501C3 PUBL CHARSEE STATEMENT ENVIRONMENTAL TRANSITION 948 NORTH STREET SUITE 9 BOULDER, CO 80304 250,000. INSTITUTE FOR SOCIAL AND N/A 501C3 PUBL CHARSEE STATEMENT ENVIRONMENTAL TRANSITION 948 NORTH STREET SUITE 9 BOULDER, CO 80304 300,000. INSTITUTE FOR SOCIAL AND N/A 501C3 PUBL CHARSEE STATEMENT ENVIRONMENTAL TRANSITION 948 NORTH STREET SUITE 9 BOULDER, CO 80304 300,000. INSTITUTE FOR SOCIAL AND N/A 501C3 PUBL CHARSEE STATEMENT ENVIRONMENTAL TRANSITION 948 NORTH STREET SUITE 9 BOULDER, CO 80304 337,800. INSTITUTE FOR SOCIAL AND N/A 501C3 PUBL CHARSEE STATEMENT ENVIRONMENTAL TRANSITION 948 NORTH STREET SUITE 9 BOULDER, CO 80304 400,000. INSTITUTE FOR SOCIAL AND N/A 501C3 PUBL CHARSEE STATEMENT ENVIRONMENTAL TRANSITION 948 NORTH STREET SUITE 9 BOULDER, CO 80304 600,000. INSTITUTE FOR SOCIAL DEVELOPMENT N/A PUBLIC CHARITY SEE STATEMENT STUDIES EQUIV SUITE 225 CT5 SONG DA MY DINH PHAM HUNG RD HANOI, VIETNAM 200,000. INSTITUTE FOR SUSTAINABLE COMMUNITIES N/A 501C3 PUBL CHARSEE STATEMENT 535 STONE CUTTERS WAY MONTPELIER, VT 05602
150,000. INSTITUTE FOR THE ANALYSIS OF GLOBAL N/A 501C3 PUBL CHARSEE STATEMENT SECURITY INC 7811 MONTROSE ROAD SUITE 505 POTOMAC, MD 20854 100,000. INSTITUTE FOR THE FUTURE N/A 501C3 PUBL CHARSEE STATEMENT 124 UNIVERSITY AVENUE 2ND FLOOR PALO ALTO, CA 94301
102,000. Total from continuation sheets
123631 08‐03‐11 35 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient INSTITUTE FOR TRANSPORTATION AND N/A 501C3 PUBL CHARSEE STATEMENT DEVELOPMENT POLICY 9 EAST 19TH STREET 7TH FLOOR NEW YORK, NY 10003 30,000. INSTITUTE FOR TRANSPORTATION AND N/A 501C3 PUBL CHARSEE STATEMENT DEVELOPMENT POLICY 9 EAST 19TH STREET 7TH FLOOR NEW YORK, NY 10003 250,000. INSTITUTE FOR URBAN DESIGN N/A 501C3 PUBL CHARSEE STATEMENT INCORPORATED 17 WEST 17TH STREET NEW YORK, NY 10011 5510 37,500. INSTITUTE FOR WOMEN S POLICY RESEARCH N/A 501C3 PUBL CHARSEE STATEMENT 1200 18TH STREET NW SUITE 301 WASHINGTON, DC 20036
250,000. INSTITUTE OF DEVELOPMENT STUDIES N/A PUBLIC CHARITY SEE STATEMENT UNIVERSITY OF SUSSEX EQUIV BRIGHTON, UNITED KINGDOM BN1 9RE
345,075. INSTITUTE OF DEVELOPMENT STUDIES N/A PUBLIC CHARITY SEE STATEMENT UNIVERSITY OF SUSSEX EQUIV BRIGHTON, UNITED KINGDOM BN1 9RE
1,448,631. INSTITUTE OF ECONOMIC AFFAIRS N/A PUBLIC CHARITY SEE STATEMENT 5TH FLOOR ACK GARDEN HOUSE 1ST NGONG EQUIV AVENUE NAIROBI, KENYA
34,300. INSTITUTE OF EPIDEMIOLOGY DISEASE N/A FOREIGN GOV T SEE STATEMENT CONTROL AND RESEARCH UNIT IEDCR BUILDING MOHAKHALI DHAKA 1212, BANGLADESH 100,000. INSTITUTE OF HEALTH POLICY N/A FOREIGN ORG ER SEE STATEMENT MANAGEMENT AND RESEARCH 2ND FLOOR NHIF BUILDING RAGATI ROAD UPPER HILL NAIROBI, KENYA 00202 200,000. INSTITUTE OF HEALTH POLICY MANAGEMENT N/A FOREIGN ORG ER SEE STATEMENT AND RESEARCH 2ND FLOOR NHIF BUILDING RAGATI ROAD UPPER HILL NAIROBI, KENYA 00202 95,000. Total from continuation sheets
123631 08‐03‐11 36 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient
INSTITUTE OF INTERNATIONAL EDUCATION N/A 501C3 PUBL CHARTOWARD THE COSTS OF AN INC EVALUATION OF THE 809 UNITED NATIONS PLAZA PARTNERSHIP FOR HIGHER NEW YORK, NY 10017 3580 EDUCATION IN AFRICA 20,556. INSTITUTE OF INTERNATIONAL EDUCATION N/A 501C3 PUBL CHARSEE STATEMENT INC 809 UNITED NATIONS PLAZA NEW YORK, NY 10017 3580 217,000. INSTITUTE OF INTERNATIONAL EDUCATION N/A 501C3 PUBL CHARSEE STATEMENT INC 809 UNITED NATIONS PLAZA NEW YORK, NY 10017 3580 1,364,000. INTEGRATED RESEARCH AND ACTION FOR N/A PUBLIC CHARITY SEE STATEMENT DEVELOPMENT EQUIV C 50 CHOTTA SINGH BLOCK ASIAN GAMES VILLAGE COMPLEX NEW DELHI, INDIA 110059 66,700. INTELLECAP INC N/A US NON CHARITY SEE STATEMENT 262 VENTURA AVENUE ER PALO ALTO, CA 94306
40,000. INTELLECAP INC N/A US NON CHARITY SEE STATEMENT 262 VENTURA AVENUE ER PALO ALTO, CA 94306
65,800. INTELLECAP INC N/A US NON CHARITY SEE STATEMENT 262 VENTURA AVENUE ER PALO ALTO, CA 94306
100,000. INTELLECAP INC N/A US NON CHARITY SEE STATEMENT 262 VENTURA AVENUE ER PALO ALTO, CA 94306
250,000. INTELLECTUAL CAPITAL ADVISORY N/A FOREIGN ORG ER SEE STATEMENT SERVICES PRIVATE LIMITED 8 2 682 1 5TH FLOOR ROAD NO 12 HYDERABAD, INDIA 500 034 27,450. INTELLEVENTURES LLC DBA CKINETICS N/A US NON CHARITY SEE STATEMENT CONSULTING SERVICES ER 262 VENTURA AVE PALO ALTO, CA 94306 135,640. Total from continuation sheets
123631 08‐03‐11 37 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient INTERACTION AMERICAN COUNCIL FOR N/A 501C3 PUBL CHARSEE STATEMENT VOLUNTARY INTERNATIONAL ACTION INC 1400 16TH STREET NW SUITE 210 WASHINGTON, DC 20036 71,200. INTERNATIONAL BANK FOR RECONSTRUCTION N/A INTL ORG BY SEE STATEMENT AND DEVELOPMENT EXEC ORD 1818 H STREET NW WASHINGTON, DC 20433 100,000. INTERNATIONAL BANK FOR RECONSTRUCTION N/A INTL ORG BY SEE STATEMENT AND DEVELOPMENT EXEC ORD 1818 H STREET NW WASHINGTON, DC 20433 500,000. INTERNATIONAL BANK FOR RECONSTRUCTION N/A INTL ORG BY SEE STATEMENT AND DEVELOPMENT EXEC ORD 1818 H STREET NW WASHINGTON, DC 20433 600,000. INTERNATIONAL CENTRE FOR DIARRHOEAL N/A 501C3 PUBL CHARSEE STATEMENT DISEASE RESEARCH BANGLADESH 68 SHAHEED TAJUDDIN AHMED SARANI MOHAKHALI, DHAKA, BANGLADESH 1212 39,811. INTERNATIONAL CENTRE FOR DIARRHOEAL N/A 501C3 PUBL CHARSEE STATEMENT DISEASE RESEARCH BANGLADESH 68 SHAHEED TAJUDDIN AHMED SARANI MOHAKHALI, DHAKA, BANGLADESH 1212 35,000. INTERNATIONAL CENTRE FOR DIARRHOEAL N/A 501C3 PUBL CHARIN SUPPORT OF A DISEASE RESEARCH BANGLADESH PROJECT TO DEVELOP AND 68 SHAHEED TAJUDDIN AHMED SARANI IMPLEMENT A PILOT MOHAKHALI, DHAKA, BANGLADESH 1212 HEALTH INSURANCE SCHEME IN BANGLADESH 50,140. INTERNATIONAL CENTRE FOR DIARRHOEAL N/A 501C3 PUBL CHARSEE STATEMENT DISEASE RESEARCH BANGLADESH 68 SHAHEED TAJUDDIN AHMED SARANI MOHAKHALI, DHAKA, BANGLADESH 1212 241,500. INTERNATIONAL HEALTH POLICY PROGRAM N/A FOREIGN GOV T SEE STATEMENT THANON SATHARANASOOK 6 MINISTRY OF UNIT PUBLIC HEALTH NONTHABURI, THAILAND 11000 25,000. INTERNATIONAL HEALTH POLICY PROGRAM N/A FOREIGN GOV T SEE STATEMENT THANON SATHARANASOOK 6 MINISTRY OF UNIT PUBLIC HEALTH NONTHABURI, THAILAND 11000 30,000. Total from continuation sheets
123631 08‐03‐11 38 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient INTERNATIONAL HEALTH POLICY PROGRAM N/A FOREIGN GOV T SEE STATEMENT THANON SATHARANASOOK 6 MINISTRY OF UNIT PUBLIC HEALTH NONTHABURI, THAILAND 11000 202,575. INTERNATIONAL INSTITUTE FOR N/A 501C3 PUBL CHARSEE STATEMENT ENVIRONMENT AND DEVELOPMENT 80 86 GRAY S INN ROAD LONDON, UNITED KINGDOM WC1X 8NH 1,150,000. INTERNATIONAL INSTITUTE FOR N/A 501C3 PUBL CHARSEE STATEMENT ENVIRONMENT AND DEVELOPMENT 80 86 GRAY S INN ROAD LONDON, UNITED KINGDOM WC1X 8NH 1,300,000. INTERNATIONAL LIVESTOCK RESEARCH N/A 501C3 PUBL CHARSEE STATEMENT INSTITUTE OLD NAIVASHA ROAD P O BOX 30709 NAIROBI, KENYA 00100 150,000. INTERNATIONAL SOCIETY FOR N/A FOREIGN ORG ER SEE STATEMENT TELEMEDICINE AND EHEALTH KLINIKUM DER UNIVERSITAT REGENSBURG ABTEILUNG FUR UNFALLCHIRURGIE REGENSBURG, GERMANY 93053 30,000. INTERNATIONAL WATER MANAGEMENT N/A 501C3 PUBL CHARSEE STATEMENT INSTITUTE P O BOX 2075 COLUMBO, SRI LANKA 143,494. INTERNATIONAL WATER MANAGEMENT N/A 501C3 PUBL CHARSEE STATEMENT INSTITUTE P O BOX 2075 COLUMBO, SRI LANKA 244,537. INTERNATIONAL WOMEN'S MEDIA N/A 501C3 PUBL CHARSEE STATEMENT FOUNDATION 1625 K STREET NW NO 1275 WASHINGTON, DC 20006 1680 25,000. INTL COUNCIL FOR LOCAL ENVIRONMENTAL N/A FOREIGN ORG ER SEE STATEMENT INITIATIVES AUSTRALIA NEW ZEALAND LTD 5 200 LITTLE COLLINS STREET P O BOX 24263 MELBOURNE, AUSTRALIA 3000 18,250. IPS ASIA PACIFIC CENTER FOUNDATION N/A FOREIGN ORG ER SEE STATEMENT INC UNIT 505 STERTEN PLACE CONDOMINIUM 116 MAGINHAWA ST QUEZON CITY, PHILIPPINES 70,000. Total from continuation sheets
123631 08‐03‐11 39 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient ISAMU NOGUCHI FOUNDATION AND GARDEN N/A 501C3 PUBL CHARSEE STATEMENT MUSEUM 32 37 VERNON BOULEVARD LONG ISLAND CITY, NY 11106 25,000. IT ENABLED SERVICES SECRETARIAT N/A FOREIGN GOV T SEE STATEMENT 6TH FLOOR GHANA HOUSE HIGH STREET PO UNIT BOX M83 ACCRA, GHANA
200,000. ITAD LIMITED N/A FOREIGN ORG ER SEE STATEMENT 12 ENGLISH BUSINESS PARK ENGLISH CLOSE HOVE, UNITED KINGDOM BN3 7ET
325,000. JANOT MENDLER DE SUAREZ NONE N/A SEE STATEMENT CONSULTING SERVICES 56 ORCHARD LANE WAYLAND, MA 01778 1908
49,520. JAZZ AT LINCOLN CENTER INC N/A 501C3 PUBL CHARTOWARD THE COSTS OF 33 WEST 60TH STREET ITS "JAZZ AND POPULAR NEW YORK, NY 10023 6969 SONG SERIES" AND THE INAUGURAL SEASON OF "THE BLUES SERIES" 100,000. JEMBI HEALTH SYSTEMS N/A PUBLIC CHARITY SEE STATEMENT UNIT D 11 BELL CRESCENT WESTLAKE EQUIV SQUARE CAPE TOWN, SOUTH AFRICA
100,000. JEWISH FUNDS FOR JUSTICE N/A 501C3 PUBL CHARSEE STATEMENT 330 7TH AVENUE 19TH FLOOR NEW YORK, NY 10001
500,000. JOHNS HOPKINS UNIVERSITY N/A 501C3 PUBL CHARSEE STATEMENT HOMEWOOD CAMPUS GARLAND HALL 242 BALTIMORE, MD 21218
60,000. JOHNS HOPKINS UNIVERSITY N/A 501C3 PUBL CHARSEE STATEMENT HOMEWOOD CAMPUS GARLAND HALL 242 BALTIMORE, MD 21218
198,523. JOHNS HOPKINS UNIVERSITY N/A 501C3 PUBL CHARSEE STATEMENT HOMEWOOD CAMPUS GARLAND HALL 242 BALTIMORE, MD 21218
203,320. Total from continuation sheets
123631 08‐03‐11 40 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient JOHNS HOPKINS UNIVERSITY N/A 501C3 PUBL CHARSEE STATEMENT HOMEWOOD CAMPUS GARLAND HALL 242 BALTIMORE, MD 21218
324,735. JSI RESEARCH AND TRAINING INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT INC 44 FARNSWORTH STREET BOSTON, MA 02210 1211 80,000. KENYA AGRICULTURAL RESEARCH INSTITUTE N/A FOREIGN GOV T SEE STATEMENT KAPTAGAT ROAD LORESHO P O BOX 57811 UNIT 00200 NAIROBI, KENYA 00200
120,400. KENYA COMMUNITY DEVELOPMENT N/A PUBLIC CHARITY SEE STATEMENT FOUNDATION EQUIV P O BOX 10501 00100 CORNER OF PAMBA AND CHAI ROAD NAIROBI, KENYA 23,000. KENYA COMMUNITY DEVELOPMENT N/A PUBLIC CHARITY SEE STATEMENT FOUNDATION EQUIV P O BOX 10501 00100 CORNER OF PAMBA AND CHAI ROAD NAIROBI, KENYA 110,000. KENYA DIABETES MANAGEMENT AND N/A PVT FDN EQUIV SEE STATEMENT INFORMATION CENTRE ER P O BOX 45099 00100 ROSE AVENUE OFF ARGWINGS KODHEK ROAD NAIROBI, KENYA 80,000. KENYA INFORMATION AND COMMUNICATIONS N/A FOREIGN GOV T SEE STATEMENT TECHNOLOGY BOARD UNIT TELPOSTA TOWERS 12TH FLOOR KENYATTA AVENUE NAIROBI, KENYA 00100 300,000. KIVA MICROFUNDS N/A 501C3 PUBL CHARSEE STATEMENT 3180 EIGHTEENTH STREET SUITE 202 SAN FRANCISCO, CA 94110
50,000. LEADERS QUEST LTD N/A FOREIGN ORG ER SEE STATEMENT 3 5 RICHMOND HILL RICHMOND UPON THAMES SURREY SURREY, UNITED KINGDOM TW10 6RE 160,040. LEADERSHIP CONFERENCE ON CIVIL RIGHTS N/A 501C3 PUBL CHARSEE STATEMENT EDUCATION FUND INC 1629 K STREET NW 10TH FLOOR WASHINGTON, DC 20006 300,000. Total from continuation sheets
123631 08‐03‐11 41 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient LION S HEAD GLOBAL PARTNERS LLP N/A FOREIGN ORG ER SEE STATEMENT 16 NEW BURLINGTON PLACE LONDON, UNITED KINGDOM W1S 2HX
150,000. LIVABLE COMMUNITIES COALITION INC N/A 501C3 PUBL CHARSEE STATEMENT 10 PEACHTREE PLACE SUITE 610 ATLANTA, GA 30309
100,000. LOCAL INITIATIVES SUPPORT CORPORATION N/A 501C3 PUBL CHARSEE STATEMENT 501 SEVENTH AVENUE 7TH FLOOR NEW YORK, NY 10018
50,000. LONDON SCHOOL OF HYGIENE AND TROPICAL N/A PUBLIC CHARITY SEE STATEMENT MEDICINE UNIVERSITY OF LONDON EQUIV KEPPEL STREET LONDON, UNITED KINGDOM WC1E 7HT 250,000. LONDON SCHOOL OF HYGIENE AND TROPICAL N/A PUBLIC CHARITY SEE STATEMENT MEDICINE UNIVERSITY OF LONDON EQUIV KEPPEL STREET LONDON, UNITED KINGDOM WC1E 7HT 50,000. LOWER MANHATTAN CULTURAL COUNCIL INC N/A 501C3 PUBL CHARSEE STATEMENT 125 MAIDEN LANE 2ND FLOOR NEW YORK, NY 10038
100,000. MAHIDOL UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENT 999 PHUTTAMONTHON 4 ROAD SALAYA EQUIV NAKHON PATHOM, THAILAND 73170
19,250. MAHIDOL UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENT 999 PHUTTAMONTHON 4 ROAD SALAYA EQUIV NAKHON PATHOM, THAILAND 73170
157,000. MAHIDOL UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENT 999 PHUTTAMONTHON 4 ROAD SALAYA EQUIV NAKHON PATHOM, THAILAND 73170
300,000. MAKE THE ROAD NEW YORK N/A 501C3 PUBL CHARSEE STATEMENT 301 GROVE STREET BROOKLYN, NY 11237
120,000. Total from continuation sheets
123631 08‐03‐11 42 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient MAKER FAIRE AFRICA FOUNDATION N/A FOREIGN ORG ER SEE STATEMENT TIMORPLEIN 29 AMSTERDAM, NETHERLANDS 1094 CC
75,000. MAKERERE UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENT P O BOX 7062 EQUIV KAMPALA, UGANDA
180,000. MANAGEMENT SCIENCES FOR HEALTH INC N/A 501C3 PUBL CHARSEE STATEMENT 784 MEMORIAL DRIVE CAMBRIDGE, MA 02139
400,000. MANAGEMENT SCIENCES FOR HEALTH INC N/A 501C3 PUBL CHARSEE STATEMENT 784 MEMORIAL DRIVE CAMBRIDGE, MA 02139
400,000. MARS DISCOVERY DISTRICT N/A PUBLIC CHARITY SEE STATEMENT MARS CENTRE SOUTH TOWER SUITE 100 101 EQUIV COLLEGE STREET TORONTO, ON, CANADA M5G 1L7 325,000. MASSACHUSETTS INSTITUTE OF TECHNOLOGY N/A 501C3 PUBL CHARSEE STATEMENT 77 MASSACHUSETTS AVENUE CAMBRIDGE, MA 02139 4307
100,000. MAXTUDIO SNC N/A FOREIGN ORG ER SEE STATEMENT PIAZZA MEUCCI 23 ROME, ITALY 00146
99,884. MCKINSEY AND COMPANY INC UNITED N/A US NON CHARITY SEE STATEMENT STATES ER 55 EAST 52ND STREET NEW YORK, NY 10022 25,000. MDRC N/A 501C3 PUBL CHARSEE STATEMENT 16 EAST 34TH STREET 19TH FLOOR NEW YORK, NY 10016 4326
500,000. MEDICAL EDUCATION COOPERATION WITH N/A 501C3 PUBL CHARSEE STATEMENT CUBA MEDICC 1814 FRANKLIN STREET SUITE 500 OAKLAND, CA 94612 15,000. Total from continuation sheets
123631 08‐03‐11 43 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient MEKELLE UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENT P O BOX 231 MEKELLE EQUIV TIGRAY, ETHIOPIA
224,000. MERCY CORPS N/A 501C3 PUBL CHARSEE STATEMENT 45 SW ANKENY ST PORTLAND, OR 97204
47,140. MERCY CORPS N/A 501C3 PUBL CHARSEE STATEMENT 45 SW ANKENY ST PORTLAND, OR 97204
75,000. MERCY CORPS N/A 501C3 PUBL CHARSEE STATEMENT 45 SW ANKENY ST PORTLAND, OR 97204
125,000. MERCY CORPS N/A 501C3 PUBL CHARSEE STATEMENT 45 SW ANKENY ST PORTLAND, OR 97204
150,000. MERCY CORPS N/A 501C3 PUBL CHARSEE STATEMENT 45 SW ANKENY ST PORTLAND, OR 97204
150,000. MERCY CORPS N/A 501C3 PUBL CHARSEE STATEMENT 45 SW ANKENY ST PORTLAND, OR 97204
150,000. MERCY CORPS N/A 501C3 PUBL CHARSEE STATEMENT 45 SW ANKENY ST PORTLAND, OR 97204
200,000. MERIDIAN INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT 105 VILLAGE PLACE P O BOX 1829 DILLON, CO 80435
43,600. MERIDIAN INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT 105 VILLAGE PLACE P O BOX 1829 DILLON, CO 80435
50,000. Total from continuation sheets
123631 08‐03‐11 44 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient MERIDIAN INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT 105 VILLAGE PLACE P O BOX 1829 DILLON, CO 80435
60,000. MERIDIAN INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT 105 VILLAGE PLACE PO BOX 1829 DILLON, CO 80435
250,000. MERIDIAN INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT 105 VILLAGE PLACE P O BOX 1829 DILLON, CO 80435
350,000. MERIDIAN INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT 105 VILLAGE PLACE P O BOX 1829 DILLON, CO 80435
450,000. METROPOLITAN AREA RESEARCH N/A 501C3 PUBL CHARSEE STATEMENT CORPORATION C O INNOVATIVE HOUSING INSTITUTE 22 LIGHT STREET SUITE 300 BALTIMORE, MD 21202 1073 125,000. MIAMI CITY BALLET INC N/A 501C3 PUBL CHARSEE STATEMENT 2200 LIBERTY AVENUE MIAMI BEACH, FL 33139
200,000. MINISTRY OF HEALTH AND FAMILY WELFARE N/A FOREIGN GOV T SEE STATEMENT BANGLADESH SECRETARIAT UNIT DHAKA 1000, BANGLADESH
100,000. MINISTRY OF HEALTH AND FAMILY WELFARE N/A FOREIGN GOV T SEE STATEMENT BANGLADESH SECRETARIAT UNIT DHAKA 1000, BANGLADESH
145,000. MINISTRY OF HEALTH GHANA N/A FOREIGN GOV T SEE STATEMENT P O BOX MB 44 MINISTRIES UNIT ACCRA, GHANA
200,000. MINISTRY OF HEALTH GHANA N/A FOREIGN GOV T SEE STATEMENT P O BOX MB 44 MINISTRIES UNIT ACCRA, GHANA
300,000. Total from continuation sheets
123631 08‐03‐11 45 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient MINISTRY OF HEALTH LAO P D R N/A FOREIGN GOV T SEE STATEMENT KM 3 THADEUA ROAD UNIT VIENTIANE, LAOS
20,000. MINISTRY OF HEALTH RWANDA N/A FOREIGN GOV T SEE STATEMENT P O BOX 84 UNIT KIGALI, RWANDA
400,000. MINISTRY OF HEALTH VIETNAM N/A FOREIGN GOV T SEE STATEMENT 138A GIANG VO STREET BA DINH DISTRICT UNIT HANOI, VIETNAM
310,000. MINISTRY OF PUBLIC HEALTH THAILAND N/A FOREIGN GOV T SEE STATEMENT TIWANOND ROAD UNIT NONTHABURI, THAILAND 11000
50,000. MIRROR FOUNDATION N/A PUBLIC CHARITY SEE STATEMENT 160 MOO 1 HUAYKHOM VILLAGE MAEYAO SUB EQUIV DISTRICT CHIANGRAI, THAILAND 57000
50,000. MISNOMER INC N/A 501C3 PUBL CHARSEE STATEMENT 16 MICIELI PLACE 1 BROOKLYN, NY 11218
131,250. MONITOR COMPANY GROUP LP N/A US NON CHARITY SEE STATEMENT TWO CANAL PARK ER CAMBRIDGE, MA 02141
200,000. MONITOR COMPANY GROUP LP N/A US NON CHARITY SEE STATEMENT TWO CANAL PARK ER CAMBRIDGE, MA 02141
588,370. MONTGOMERY COUNTY REVENUE AUTHORITY N/A U S GOVERNMENT SEE STATEMENT 101 MONROE STREET SUITE 410 UNIT ROCKVILLE, MD 20850
260,000. MUJERES UNIDAS Y ACTIVAS N/A 501C3 PUBL CHARSEE STATEMENT 3543 18TH STREET 23 SAN FRANCISCO, CA 94110
150,000. Total from continuation sheets
123631 08‐03‐11 46 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient MUNICIPAL ART SOCIETY OF NEW YORK N/A 501C3 PUBL CHARSEE STATEMENT 111 WEST 57TH STREET NEW YORK, NY 10019
15,853. MUNICIPAL ART SOCIETY OF NEW YORK N/A 501C3 PUBL CHARSEE STATEMENT 111 WEST 57TH STREET NEW YORK, NY 10019
200,000. MUNICIPAL ART SOCIETY OF NEW YORK N/A 501C3 PUBL CHARSEE STATEMENT 111 WEST 57TH STREET NEW YORK, NY 10019
300,000. MUUNGANO WA WANAVIJIJI AKIBA N/A PUBLIC CHARITY SEE STATEMENT MASHINANI REGISTERED TRUSTEES EQUIV P O BOX 10269 00100 NAIROBI, KENYA 100,000. MUUNGANO WA WANAVIJIJI AKIBA N/A PUBLIC CHARITY SEE STATEMENT MASHINANI REGISTERED TRUSTEES EQUIV P O BOX 10269 00100 NAIROBI, KENYA 120,000. MUUNGANO WA WANAVIJIJI SUPPORT TRUST N/A 501(C)(3) PUBL SEE STATEMENT P O BOX 20509 00100 CHAR NAIROBI, KENYA
125,000. NASSCOM FOUNDATION N/A PUBLIC CHARITY SEE STATEMENT 104 1ST FLR DELHI BLUE APARTMENT NEAR EQUIV SAFDARJANG HOSPITAL RING ROAD NEW DELHI, INDIA 110029 250,000. NATIONAL AGRICULTURAL RESEARCH N/A FOREIGN GOV T SEE STATEMENT ORGANISATION UNIT PLOT 3 LUGARD AVENUE P O BOX 295 ENTEBBE, UGANDA 94,900. NATIONAL AGRICULTURAL RESEARCH N/A FOREIGN GOV T SEE STATEMENT ORGANISATION UNIT PLOT 3 LUGARD AVENUE P O BOX 295 ENTEBBE, UGANDA 130,000. NATIONAL AGRICULTURAL RESEARCH N/A FOREIGN GOV T SEE STATEMENT ORGANISATION UNIT PLOT 3 LUGARD AVENUE P O BOX 295 ENTEBBE, UGANDA 150,000. Total from continuation sheets
123631 08‐03‐11 47 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient NATIONAL AGRICULTURAL RESEARCH N/A FOREIGN GOV T SEE STATEMENT ORGANISATION UNIT PLOT 3 LUGARD AVENUE P O BOX 295 ENTEBBE, UGANDA 200,000. NATIONAL BUREAU OF ASIAN RESEARCH N/A 501C3 PUBL CHARSEE STATEMENT 1414 NE 42ND STREET SUITE 300 SEATTLE, WA 98105
70,000. NATIONAL COMMITTEE FOR RESPONSIVE N/A 501C3 PUBL CHARSEE STATEMENT PHILANTHROPY 1331 H STREET NW SUITE 200 WASHINGTON, DC 20005 50,000. NATIONAL CONFERENCE OF STATE N/A U S GOVERNMENT SEE STATEMENT LEGISLATURES UNIT 7700 EAST FIRST PLACE DENVER, CO 80230 150,000. NATIONAL COUNCIL FOR LAW REPORTING N/A FOREIGN GOV T SEE STATEMENT P O BOX 10443 UNIT NAIROBI, KENYA 00100
150,000. NATIONAL COUNCIL FOR SCIENCE AND THE N/A 501C3 PUBL CHARSEE STATEMENT ENVIRONMENT 1101 17TH STREET NW SUITE 250 WASHINGTON, DC 20036 50,000. NATIONAL COUNCIL OF LA RAZA N/A 501C3 PUBL CHARSEE STATEMENT RAUL YZAGUIRRE BUILDING 1126 16TH STREET NW WASHINGTON, DC 20036
125,000. NATIONAL EMPLOYMENT LAW PROJECT INC N/A 501C3 PUBL CHARSEE STATEMENT 75 MAIDEN LANE SUITE 601 NEW YORK, NY 10038
500,000. NATIONAL HOSPITAL INSURANCE FUND N/A FOREIGN GOV T SEE STATEMENT P O BOX 30443 00100 UNIT NAIROBI, KENYA
190,000. NATIONAL RELIGIOUS PARTNERSHIP FOR N/A 501C3 PUBL CHARSEE STATEMENT THE ENVIRONMENT 49 SOUTH PLEASANT STREET SUITE 301 AMHERST, MA 01002 10,100. Total from continuation sheets
123631 08‐03‐11 48 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient NATIONAL UNIVERSITY OF RWANDA N/A PUBLIC CHARITY SEE STATEMENT P O BOX 56 HUYE EQUIV BUTARE, RWANDA
250,000. NATIONAL UNIVERSITY OF SINGAPORE N/A PUBLIC CHARITY SEE STATEMENT 21 LOWER KENT RIDGE ROAD EQUIV SINGAPORE 119077
50,000. NATIONAL UNIVERSITY OF SINGAPORE N/A PUBLIC CHARITY SEE STATEMENT 21 LOWER KENT RIDGE ROAD EQUIV SINGAPORE 119077
75,460. NATURAL RESOURCES DEFENSE COUNCIL INC N/A 501C3 PUBL CHARSEE STATEMENT 40 WEST 20TH STREET NEW YORK, NY 10011
50,000. NATURAL RESOURCES DEFENSE COUNCIL INC N/A 501C3 PUBL CHARSEE STATEMENT 40 WEST 20TH STREET NEW YORK, NY 10011
125,000. NATURAL RESOURCES DEFENSE COUNCIL INC N/A 501C3 PUBL CHARSEE STATEMENT 40 WEST 20TH STREET NEW YORK, NY 10011
150,000. NATURAL RESOURCES DEFENSE COUNCIL INC N/A 501C3 PUBL CHARSEE STATEMENT 40 WEST 20TH STREET NEW YORK, NY 10011
222,860. NATURAL RESOURCES DEFENSE COUNCIL INC N/A 501C3 PUBL CHARSEE STATEMENT 40 WEST 20TH STREET NEW YORK, NY 10011
250,000. NATURAL RESOURCES DEFENSE COUNCIL INC N/A 501C3 PUBL CHARSEE STATEMENT 40 WEST 20TH STREET NEW YORK, NY 10011
350,000. NATURAL RESOURCES DEFENSE COUNCIL INC N/A 501C3 PUBL CHARSEE STATEMENT 40 WEST 20TH STREET NEW YORK, NY 10011
600,000. Total from continuation sheets
123631 08‐03‐11 49 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient NATURE CONSERVATION RESEARCH CENTRE N/A PUBLIC CHARITY SEE STATEMENT GHANA NCRC EQUIV P O BOX KN 925 KANESHIE ACCRA, GHANA 49,900. NATURE CONSERVATION RESEARCH CENTRE N/A PUBLIC CHARITY SEE STATEMENT GHANA NCRC EQUIV P O BOX KN 925 KANESHIE ACCRA, GHANA 120,000. NELSON MANDELA CHILDREN S HOSPITAL N/A PUBLIC CHARITY SEE STATEMENT TRUST EQUIV 21 EASTWOLD WAY SAXONWOLD JOHANNESBURG, SOUTH AFRICA 2196 100,000. NETHOPE INC N/A 501C3 PUBL CHARSEE STATEMENT 10615 JUDICIAL DRIVE 402 FAIRFAX, VA 22030 7500
24,261. NETHOPE INC N/A 501C3 PUBL CHARSEE STATEMENT 10615 JUDICIAL DRIVE 402 FAIRFAX, VA 22030 7500
50,000. NETHOPE INC N/A 501C3 PUBL CHARSEE STATEMENT 10615 JUDICIAL DRIVE 402 FAIRFAX, VA 22030 7500
50,000. NETHOPE INC N/A 501C3 PUBL CHARSEE STATEMENT 10615 JUDICIAL DRIVE 402 FAIRFAX, VA 22030 7500
150,000. NEW AMERICA FOUNDATION N/A 501C3 PUBL CHARSEE STATEMENT 1899 L STREET SUITE 400 WASHINGTON, DC 20036
100,000. NEW MUSEUM OF CONTEMPORARY ART N/A 501C3 PUBL CHARSEE STATEMENT 235 BOWERY NEW YORK, NY 10002
150,000. NEW VENTURE FUND N/A 501C3 PUBL CHARSEE STATEMENT 734 15TH STREET NW SUITE 600 WASHINGTON, DC 20005
75,000. Total from continuation sheets
123631 08‐03‐11 50 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient NEW YORK ACADEMY OF SCIENCES N/A 501C3 PUBL CHARSEE STATEMENT 7 WORLD TRADE CENTER 250 GREENWICH STREET 40TH FLOOR NEW YORK, NY 10007 2157 69,700. NEW YORK CITY ENVIRONMENTAL JUSTICE N/A 501C3 PUBL CHARSEE STATEMENT ALLIANCE 166A 22ND STREET BROOKLYN, NY 11232 131,250. NEW YORK COMMUNITY TRUST N/A 501C3 PUBL CHARSEE STATEMENT 909 THIRD AVENUE 22ND FLOOR NEW YORK, NY 10022
120,000. NEW YORK FOUNDATION FOR THE ARTS INC N/A 501C3 PUBL CHARSEE STATEMENT 20 JAY STREET 7TH FLOOR BROOKLYN, NY 11201
43,750. NEW YORK FOUNDATION FOR THE ARTS INC N/A 501C3 PUBL CHARSEE STATEMENT 20 JAY STREET 7TH FLOOR BROOKLYN, NY 11201
150,000. NEW YORK LIVE ARTS N/A 501C3 PUBL CHARSEE STATEMENT 219 WEST 19TH STREET NEW YORK, NY 10011
131,250. NEW YORK UNIVERSITY N/A 501C3 PUBL CHARSEE STATEMENT 70 WASHINGTON SQUARE SOUTH 12TH FLOOR NEW YORK, NY 10012
187,500. NEW YORK UNIVERSITY N/A 501C3 PUBL CHARSEE STATEMENT 70 WASHINGTON SQUARE SOUTH 12TH FLOOR NEW YORK, NY 10012
200,000. NONPROFIT FINANCE FUND N/A 501C3 PUBL CHARSEE STATEMENT 70 WEST 36TH STREET 11TH FLOOR NEW YORK, NY 10018
72,500. NONPROFIT FINANCE FUND N/A 501C3 PUBL CHARSEE STATEMENT 70 WEST 36TH STREET 11TH FLOOR NEW YORK, NY 10018
350,000. Total from continuation sheets
123631 08‐03‐11 51 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient NONPROFIT FINANCE FUND N/A 501C3 PUBL CHARSEE STATEMENT 70 WEST 36TH STREET 11TH FLOOR NEW YORK, NY 10018
1,500,000. NORTH CAROLINA METROPOLITAN MAYORS N/A EXEMPT NON CHARSEE STATEMENT COALITION ER 308 WEST JONES STREET RALEIGH, NC 27603 50,000. NORTHEAST MIDWEST INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT 50 F STREET NW SUITE 950 WASHINGTON, DC 20001
175,000. NOVISCAPE CONSULTING GROUP CO LTD N/A FOREIGN ORG ER SEE STATEMENT 231 2 BANGKOK CODE BUILDING UNIT 4 BUILDING B SOUTH SATHORN ROAD BANGKOK, THAILAND 10120 28,450. NOVISCAPE CONSULTING GROUP CO LTD N/A FOREIGN ORG ER SEE STATEMENT 231 2 BANGKOK CODE BUILDING UNIT 4 BUILDING B SOUTH SATHORN ROAD BANGKOK, THAILAND 10120 77,390. OPEN HEALTH TOOLS INC N/A EXEMPT NON CHARSEE STATEMENT 188 CHEROKEE ROAD ER ASHVILLE, NC 28804
200,000. OPENPLANS INC N/A 501C3 PUBL CHARSEE STATEMENT 148 LAFAYETTE STREET PH NEW YORK, NY 10013
27,000. OREGON STATE TREASURY N/A U S GOVERNMENT SEE STATEMENT 159 OREGON STATE CAPITOL 900 COURT UNIT STREET NE SALEM, OR 97301
250,000. OVE ARUP & PARTNERS INTERNATIONAL N/A FOREIGN ORG ER SEE STATEMENT LIMITED 13 FITZROY STREET W1T 4BQ LONDON, UNITED KINGDOM 700,000. OVE ARUP AND PARTNERS INTERNATIONAL N/A FOREIGN ORG ER SEE STATEMENT LIMITED 13 FITZROY STREET W1T 4BQ LONDON, UNITED KINGDOM 24,900. Total from continuation sheets
123631 08‐03‐11 52 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient OVE ARUP AND PARTNERS INTERNATIONAL N/A FOREIGN ORG ER SEE STATEMENT LIMITED 13 FITZROY STREET W1T 4BQ LONDON, UNITED KINGDOM 500,000. OXFAM N/A PUBLIC CHARITY SEE STATEMENT OXFAM HOUSE JOHN SMITH DRIVE EQUIV OXFORD OS4 2JY, UNITED KINGDOM
150,000. OXFAM AMERICA INC N/A 501C3 PUBL CHARSEE STATEMENT 226 CAUSEWAY STREET 5TH FLOOR BOSTON, MA 02114 2206
107,500. OXFAM AMERICA INC N/A 501C3 PUBL CHARSEE STATEMENT 226 CAUSEWAY STREET 5TH FLOOR BOSTON, MA 02114 2206
400,000. OXFAM AMERICA INC N/A 501C3 PUBL CHARSEE STATEMENT 226 CAUSEWAY STREET 5TH FLOOR BOSTON, MA 02114 2206
448,200. PABLO CARDOSO NONE N/A SEE STATEMENT PASAJE PAUCARBAMBA 159 Y CARLOS RIGOBERTA VINTIMIL CUENCA, ECUADOR
27,200. PACIFIC INSTITUTE FOR STUDIES IN N/A 501C3 PUBL CHARSEE STATEMENT DEVELOPMENT ENVIRONMENT AND SECURITY 654 13TH STEET OAKLAND, CA 94612 219,451. PACIFIC INSTITUTE FOR STUDIES IN N/A 501C3 PUBL CHARSEE STATEMENT DEVELOPMENT ENVIRONMENT AND SECURITY 654 13TH STEET OAKLAND, CA 94612 230,000. PACT INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENT 1828 L STREET NW SUITE 300 WASHINGTON, DC 20036
75,000. PACT INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENT 1828 L STREET NW SUITE 300 WASHINGTON, DC 20036
200,000. Total from continuation sheets
123631 08‐03‐11 53 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient PALLI KARMA SAHAYAK FOUNDATION N/A FOREIGN GOV T SEE STATEMENT PKSF BHABAN E 4 B AGARGAON UNIT ADMINISTRATIVE AREA DHAKA, BANGLADESH 1207 105,000. PAMOJA MEDIA EAST AFRICA LIMITED N/A FOREIGN ORG ER SEE STATEMENT VIEW PARK TOWERS GROUND FLOOR UTALII LANE OFF UNIVERSITY WAY NAIROBI, KENYA 35,000. PAMOJA MEDIA EAST AFRICA LIMITED N/A FOREIGN ORG ER SEE STATEMENT VIEW PARK TOWERS GROUND FLOOR UTALII LANE OFF UNIVERSITY WAY NAIROBI, KENYA 39,950. PARAPROFESSIONAL HEALTHCARE INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT INC 349 EAST 149 STREET 10TH FLOOR BRONX, NY 10451 200,000. PARTNERS FOR URBAN KNOWLEDGE ACTION N/A PUBLIC CHARITY SEE STATEMENT AND RESEARCH EQUIV 272 MUNCIPAL TENEMENTS SHIVAJI NAGAR BMC COLONY KHER WADI RD BANDRA MUMBAI, INDIA 400 051 321,857. PATH PROGRAM FOR APPROPRIATE N/A 501C3 PUBL CHARSEE STATEMENT TECHNOLOGY IN HEALTH 2201 WESTLAKE AVE SUITE 200 SEATTLE, WA 98121 250,000. PATTANARAK FOUNDATION N/A PUBLIC CHARITY SEE STATEMENT 49 83 KC SUWINTAWONG LAMPAKCHI NONGJOK EQUIV BANGKOK, THAILAND 10530
30,000. PEKING UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENT NO 5 YIHEYUAN ROAD HAI DIAN DISTRICT EQUIV BEIJING, CHINA 100 871
350,000. PEOPLE UNITED FOR SUSTAINABLE HOUSING N/A 501C3 PUBL CHARSEE STATEMENT INC 271 GRANT STREET BUFFALO, NY 14213 150,000. PERFORMANCE ZONE INC N/A 501C3 PUBL CHARSEE STATEMENT 161 6TH AVENUE 14TH FLOOR NEW YORK, NY 10013
37,500. Total from continuation sheets
123631 08‐03‐11 54 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient PERFORMANCE ZONE INC N/A 501C3 PUBL CHARSEE STATEMENT 161 6TH AVENUE 14TH FLOOR NEW YORK, NY 10013
75,000. PHARMACCESS FOUNDATION N/A PUBLIC CHARITY SEE STATEMENT TRINITY BUILDING C PIETERBERGWEG 17 EQUIV AMSTERDAM, NETHERLANDS 1105 BM
75,000. PHILANTHROPY NEW YORK INC N/A 501C3 PUBL CHARSEE STATEMENT 79 FIFTH AVENUE FOURTH FLOOR NEW YORK, NY 10003 3076
30,000. PHILIPPINE INSTITUTE FOR DEVELOPMENT N/A FOREIGN GOV T SEE STATEMENT STUDIES UNIT NEDA SA MAKATI BUILDING 106 AMORSOLO ST MAKATI CITY, PHILIPPINES 77,180. POLICYLINK N/A 501C3 PUBL CHARSEE STATEMENT 1438 WEBSTER STREET SUITE 303 OAKLAND, CA 94612
50,000. POLICYLINK N/A 501C3 PUBL CHARSEE STATEMENT 1438 WEBSTER STREET SUITE 303 OAKLAND, CA 94612
425,000. PRATT INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT 200 WILLOUGHBY AVENUE BROOKLYN, NY 11205
62,500. PRATT INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT 200 WILLOUGHBY AVENUE BROOKLYN, NY 11205
100,000. PRATT INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT 200 WILLOUGHBY AVENUE BROOKLYN, NY 11205
110,000. PRAYAS INITIATIVES IN HEALTH ENERGY N/A PUBLIC CHARITY SEE STATEMENT LEARNING AND PARENTHOOD EQUIV AMRUTA CLINIC ATHAVALE CORNER DECCAN GYMKHANA MAHARASHTRA, INDIA 411004 200,000. Total from continuation sheets
123631 08‐03‐11 55 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient PRESIDENT AND FELLOWS OF HARVARD N/A 501C3 PUBL CHARSEE STATEMENT COLLEGE MASSACHUSETTS HALL CAMBRIDGE, MA 02138 325,000. PRESIDENT AND FELLOWS OF HARVARD N/A 501C3 PUBL CHARSEE STATEMENT COLLEGE MASSACHUSETTS HALL CAMBRIDGE, MA 02138 350,000. PRICEWATERHOUSECOOPERS LIMITED N/A FOREIGN ORG ER SEE STATEMENT UPPER HILL ROAD P O BOX 43963 NAIROBI, KENYA 00100
554,157. PROGRESSIVE AMERICA FUND N/A 501C3 PUBL CHARSEE STATEMENT 1133 BROADWAY SUITE 332 NEW YORK, NY 10010
250,000. PUBLIC HEALTH INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT 555 12TH STREET 10TH FLOOR OAKLAND, CA 94607 4046
30,000. QUEENS MUSEUM OF ART N/A 501C3 PUBL CHARSEE STATEMENT NEW YORK CITY BUILDING FLUSHING MEADOWS CORONA PARK QUEENS, NY 11368 3398 50,000. RAND CORPORATION N/A 501C3 PUBL CHARSEE STATEMENT 1776 MAIN STREET SANTA MONICA, CA 90407
18,300. RANDALL S ISLAND SPORTS FOUNDATION N/A 501C3 PUBL CHARSEE STATEMENT 24 WEST 61ST STREET 4TH FLOOR NEW YORK, NY 10023
43,750. REAL USEFUL TRAVEL AND MARKETING N/A FOREIGN ORG ER SEE STATEMENT AEE BUILDING KAREN ROAD P O BOX 51458 00200 NAIROBI, KENYA
125,000. RECONNECTING AMERICA INC N/A 501C3 PUBL CHARSEE STATEMENT 1707 L STREET NW SUITE 210 WASHINGTON, DC 20036
75,000. Total from continuation sheets
123631 08‐03‐11 56 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient REED ELSEVIER PLC N/A FOREIGN ORG ER SEE STATEMENT 1 3 STRAND LONDON WC2N 5JR, UNITED KINGDOM
30,000. REGENTS OF THE UNIVERSITY OF MICHIGAN N/A 501C3 PUBL CHARSEE STATEMENT 503 THOMPSON STREET 2074 FLEMING ADMINISTRATIVE BUILDING ANN ARBOR, MI 48109 1340 300,000. REGENTS OF THE UNIVERSITY OF N/A 501C3 PUBL CHARSEE STATEMENT MINNESOTA 450 MCNAMARA ALUMNI CENTER 200 OAK STREET SOUTHEAST MINNEAPOLIS, MN 55455 2070 200,000. REGIONAL UNIVERSITIES FORUM FOR N/A PUBLIC CHARITY SEE STATEMENT CAPACITY BUILDING IN AGRICULTURE EQUIV LIMITED PLOT 151 GARDEN HILL MAKERERE UNIVERSITY MAIN CAMPUS KAMPALA, 200,000. REGIONAL UNIVERSITIES FORUM FOR N/A PUBLIC CHARITY SEE STATEMENT CAPACITY BUILDING IN AGRICULTURE EQUIV LIMITED PLOT 151 GARDEN HILL MAKERERE UNIVERSITY MAIN CAMPUS KAMPALA, 28,910. RESEARCH TRAINING AND MANAGEMENT N/A PUBLIC CHARITY SEE STATEMENT INTERNATIONAL EQUIV RTM COMPLEX 581 SHEWRAPARA DHAKA 1216, BANGLADESH 150,000. RESOURCE ALLIANCE LIMITED N/A PUBLIC CHARITY SEE STATEMENT 5TH FLOOR DEVELOPMENT HOUSE 56 64 EQUIV LEONARD STREET LONDON, UNITED KINGDOM EC2A 4LT 95,100. RESOURCE ALLIANCE LIMITED N/A PUBLIC CHARITY SEE STATEMENT 5TH FLOOR DEVELOPMENT HOUSE 56 64 EQUIV LEONARD STREET LONDON, UNITED KINGDOM EC2A 4LT 100,000. RESOURCE ALLIANCE LIMITED N/A PUBLIC CHARITY SEE STATEMENT 5TH FLOOR DEVELOPMENT HOUSE 56 64 EQUIV LEONARD STREET LONDON, UNITED KINGDOM EC2A 4LT 649,881. RESOURCE INNOVATION GROUP INC N/A 501C3 PUBL CHARSEE STATEMENT P O BOX 51182 EUGENE, OR 97405
4,700. Total from continuation sheets
123631 08‐03‐11 57 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient RESOURCES LEGACY FUND N/A 501C3 PUBL CHARSEE STATEMENT 555 CAPITOL MALL SUITE 675 SACRAMENTO, CA 95814
750,000. RESTAURANT OPPORTUNITIES CENTERS N/A 501C3 PUBL CHARSEE STATEMENT UNITED 350 SEVENTH AVENUE SUITE 1504 NEW YORK, NY 10001 100,000. RESTAURANT OPPORTUNITIES CENTERS N/A 501C3 PUBL CHARSEE STATEMENT UNITED 350 SEVENTH AVENUE SUITE 1504 NEW YORK, NY 10001 300,000. RESULTS FOR DEVELOPMENT INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENT 1100 15TH STREET NW SUITE 400 WASHINGTON, DC 20005
76,200. RESULTS FOR DEVELOPMENT INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENT 1100 15TH STREET NW SUITE 400 WASHINGTON, DC 20005
400,000. RESULTS FOR DEVELOPMENT INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENT 1100 15TH STREET NW SUITE 400 WASHINGTON, DC 20005
500,000. RESULTS FOR DEVELOPMENT INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENT 1100 15TH STREET NW SUITE 400 WASHINGTON, DC 20005
500,000. RESULTS FOR DEVELOPMENT INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENT 1100 15TH STREET NW SUITE 400 WASHINGTON, DC 20005
700,000. ROCKEFELLER ARCHIVE CENTER N/A 501C3 OP FDN ERSEE STATEMENT 15 DAYTON AVENUE SLEEPY HOLLOW, NY 10591
200,000. ROCKEFELLER PHILANTHROPY ADVISORS INC N/A 501C3 PUBL CHARSEE STATEMENT 6 WEST 48TH STREET 10TH FLOOR NEW YORK, NY 10036
500,000. Total from continuation sheets
123631 08‐03‐11 58 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient ROCKEFELLER PHILANTHROPY ADVISORS INC N/A 501C3 PUBL CHARSEE STATEMENT 6 WEST 48TH STREET 10TH FLOOR NEW YORK, NY 10036
2,000,000. ROSIE SJOGREN NONE N/A IN SUPPORT OF DONOR 32 CARDINAL CLOSE CAVERSHAM READING ENGAGEMENT EFFORTS FOR BERKSHIRE, UNITED KINGDOM RG4 8BZ THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK 69,245. ROYAL INSTITUTE OF INTERNATIONAL N/A 501C3 PUBL CHARSEE STATEMENT AFFAIRS CHATHAM HOUSE 10 ST JAMES S SQUARE LONDON, UNITED KINGDOM SW1Y 4LE 100,000. ROYAL INSTITUTE OF INTERNATIONAL N/A 501C3 PUBL CHARSEE STATEMENT AFFAIRS CHATHAM HOUSE 10 ST JAMES S SQUARE LONDON, UNITED KINGDOM SW1Y 4LE 198,570. ROYAL MELBOURNE INSTITUTE OF N/A PUBLIC CHARITY SEE STATEMENT TECHNOLOGY EQUIV 124 LATROBE STREET MELBOURNE, AUSTRALIA 3000 48,350. RUDOLF STEINER FOUNDATION INC D B A N/A 501C3 PUBL CHARSEE STATEMENT RSF SOCIAL FINANCE 1002A O REILLY AVENUE SAN FRANCISCO, CA 94219 80,000. RWANDA AGRICULTURE BOARD N/A FOREIGN GOV T SEE STATEMENT P O BOX 5016 UNIT KIGALI, RWANDA
100,000. RWANDA AGRICULTURE BOARD N/A FOREIGN GOV T SEE STATEMENT P O BOX 5016 UNIT KIGALI, RWANDA
100,000. SA NODE OF THE MILLENNIUM PROJECT N/A FOREIGN ORG ER SEE STATEMENT P O BOX 1666 GALLO MANOR 2052 JOHANNESBURG, SOUTH AFRICA
23,350. SA NODE OF THE MILLENNIUM PROJECT N/A FOREIGN ORG ER SEE STATEMENT P O BOX 1666 GALLO MANOR 2052 JOHANNESBURG, SOUTH AFRICA
75,450. Total from continuation sheets
123631 08‐03‐11 59 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient SA NODE OF THE MILLENNIUM PROJECT N/A FOREIGN ORG ER SEE STATEMENT P O BOX 1666 GALLO MANOR 2052 JOHANNESBURG, SOUTH AFRICA
100,000. SAMASOURCE INC N/A 501C3 PUBL CHARSEE STATEMENT 972 MISSION STREET 5TH FLOOR SAN FRANCISCO, CA 94103
200,000. SAMBODHI RESEARCH AND COMMUNICATIONS N/A FOREIGN ORG ER SEE STATEMENT PVT LTD O 2 SECOND AND THIRD FLOOR LAJPAT NAGAR 2 NEW DELHI, INDIA 110 024 125,500. SEACHANGE CAPITAL PARTNERS INC N/A 501C3 PUBL CHARSEE STATEMENT 11 EAST 44TH STREET SUITE 900 NEW YORK, NY 10017
150,000. SECURING AMERICA S FUTURE ENERGY N/A 501C3 PUBL CHARSEE STATEMENT FOUNDATION 1111 19TH STREET NW SUITE 406 WASHINGTON, DC 20036 500,000. SERVICE EMPLOYEES INTERNATIONAL UNION N/A EXEMPT NON CHARSEE STATEMENT 1800 MASSACHUSETTS AVENUE NW ER WASHINGTON, DC 20036
350,000. SEVENTH REGIMENT ARMORY CONSERVANCY N/A 501C3 PUBL CHARSEE STATEMENT INC 643 PARK AVENUE NEW YORK, NY 10065 43,750. SMART GROWTH AMERICA N/A 501C3 PUBL CHARSEE STATEMENT 1707 L STREET NW SUITE 1050 WASHINGTON, DC 20036
500,000. SMART GROWTH AMERICA N/A 501C3 PUBL CHARSEE STATEMENT 1707 L STREET NW SUITE 1050 WASHINGTON, DC 20036
750,000. SMITHSONIAN INSTITUTION N/A 501C3 PUBL CHARSEE STATEMENT 1000 JEFFERSON DRIVE S W ROOM 205 MRC 016 WASHINGTON, DC 20560
2,000,000. Total from continuation sheets
123631 08‐03‐11 60 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient SOCIAL FINANCE INC N/A US NEW ORG ER SEE STATEMENT 200 STATE STREET 14TH FLOOR BOSTON, MA 02109
350,000. SOCIAL SCIENCE RESEARCH COUNCIL N/A 501C3 PUBL CHARSEE STATEMENT ONE PIERREPONT PLAZA 15TH FLOOR BROOKLYN, NY 11201
75,000. SOCIETY FOR INTERNATIONAL DEVELOPMENT N/A 501C3 PUBL CHARSEE STATEMENT VIA PANISPERNA 207 ROME, ITALY 00184
25,200. SOCIETY FOR INTERNATIONAL DEVELOPMENT N/A 501C3 PUBL CHARSEE STATEMENT VIA PANISPERNA 207 ROME, ITALY 00184
100,000. SOCIETY FOR INTERNATIONAL DEVELOPMENT N/A PUBLIC CHARITY SEE STATEMENT EAST AFRICA EQUIV RGNL OFF FOR EAST AND SOUTHERN AFRICA BRITAK CENTRE 1FL RAGATI MARA RD NAIROBI, KENYA 80,000. SOCIETY FOR PARTICIPATORY RESEARCH IN N/A PUBLIC CHARITY SEE STATEMENT ASIA EQUIV 42 TUGHLAKABAD INSTITUTIONAL AREA NEW DELHI, INDIA 110062 150,000. SOCIETY FOR TECHNOLOGY AND ACTION FOR N/A PUBLIC CHARITY SEE STATEMENT RURAL ADVANCEMENT EQUIV 111 9 Z BLOCK KISHANGARH VASANT KUNJ NEW DELHI, INDIA 110070 2,000,000. SOKOINE UNIVERSITY OF AGRICULTURE N/A PUBLIC CHARITY SEE STATEMENT P O BOX 3000 CHUO KIKUU EQUIV MOROGORO, TANZANIA
138,600. SOKOINE UNIVERSITY OF AGRICULTURE N/A PUBLIC CHARITY SEE STATEMENT P O BOX 3000 CHUO KIKUU EQUIV MOROGORO, TANZANIA
150,000. SOKOINE UNIVERSITY OF AGRICULTURE N/A PUBLIC CHARITY SEE STATEMENT P O BOX 3000 CHUO KIKUU EQUIV MOROGORO, TANZANIA
159,600. Total from continuation sheets
123631 08‐03‐11 61 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient SOKOINE UNIVERSITY OF AGRICULTURE N/A PUBLIC CHARITY SEE STATEMENT P O BOX 3000 CHUO KIKUU EQUIV MOROGORO, TANZANIA
179,850. SOUTH AFRICAN INSTITUTE FOR DISTANCE N/A PUBLIC CHARITY SEE STATEMENT EDUCATION EQUIV P O BOX 31822 BRAAMFONTEIN, SOUTH AFRICA 2017 400,000. SOUTHERN ENVIRONMENTAL LAW CENTER N/A 501C3 PUBL CHARSEE STATEMENT 201 WEST MAIN STREET SUITE 14 CHARLOTTESVILLE, VA 22902
100,000. SOUTHERN ENVIRONMENTAL LAW CENTER N/A 501C3 PUBL CHARSEE STATEMENT 201 WEST MAIN STREET SUITE 14 CHARLOTTESVILLE, VA 22902
250,000. STATUE OF LIBERTY ELLIS ISLAND N/A 501C3 PUBL CHARSEE STATEMENT FOUNDATION INC 17 BATTERY PLACE SUITE 210 NEW YORK, NY 10004 350,000. STICHTING GLOBAL ALLIANCE FOR BANKING N/A FOREIGN ORG ER SEE STATEMENT ON VALUES NIEUWEROORDWEG 1 P O BOX 55 ZEITST, NETHERLANDS 3700 AB 200,000. STICHTING MEDICAL CREDIT FUND N/A FOREIGN ORG ER SEE STATEMENT PIETERSBERGWEG 17 TRINITY BUILDING C AMSTERDAM, NETHERLANDS 1105 BM
100,000. STRATEGIC FORESIGHT GROUP N/A FOREIGN ORG ER SEE STATEMENT C 306 MONTANA LOKHANDWALA COMPLEX MUMBAI, INDIA 400 053
100,000. SUE WILLIAMSON NONE N/A SEE STATEMENT ALL STAR STUDIO 6 SPENCER ROAD CAPE TOWN, SOUTH AFRICA 7925
27,200. SUSTAINABLE JOBS DEVELOPMENT N/A 501C3 PUBL CHARSEE STATEMENT CORPORATION 200 NORTH MANGUM STREET SUITE 203 DURHAM, NC 27701 150,000. Total from continuation sheets
123631 08‐03‐11 62 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient SUSTAINABLE MOBILITY FINANCE LLC N/A US NON CHARITY SEE STATEMENT 2481 N WAKEFIELD COURT ER ARLINGTON, VA 22207
162,000. SWISS TROPICAL AND PUBLIC HEALTH N/A PUBLIC CHARITY SEE STATEMENT INSTITUTE EQUIV SOCINSTRASSE 57 P O BOX BASEL, SWITZERLAND 35,509. TARU LEADING EDGE PRIVATE LIMITED N/A FOREIGN ORG ER SEE STATEMENT 424 QUTUB PLAZA DLF CITY PHASE I GURGAON, HARYANA, INDIA 122002
64,750. TARU LEADING EDGE PRIVATE LIMITED N/A FOREIGN ORG ER SEE STATEMENT 424 QUTUB PLAZA DLF CITY PHASE I GURGAON, HARYANA, INDIA 122002
100,000. TARU LEADING EDGE PRIVATE LIMITED N/A FOREIGN ORG ER SEE STATEMENT 424 QUTUB PLAZA DLF CITY PHASE I GURGAON, HARYANA, INDIA 122002
150,000. TARU LEADING EDGE PRIVATE LIMITED N/A FOREIGN ORG ER SEE STATEMENT 424 QUTUB PLAZA DLF CITY PHASE I GURGAON, HARYANA, INDIA 122002
200,000. TARU LEADING EDGE PRIVATE LIMITED N/A FOREIGN ORG ER SEE STATEMENT 424 QUTUB PLAZA DLF CITY PHASE I GURGAON, HARYANA, INDIA 122002
275,420. TCC GROUP INC N/A US NON CHARITY SEE STATEMENT 31 WEST 27TH STREET 4TH FLOOR ER NEW YORK, NY 10001
160,000. TEACHERS COLLEGE COLUMBIA UNIVERSITY N/A 501C3 PUBL CHARSEE STATEMENT 525 WEST 120TH STREET NEW YORK, NY 10027 6902
205,780. TECHNOSERVE INC N/A 501C3 PUBL CHARSEE STATEMENT 1800 M STREET N W SUITE 1066 SOUTH WASHINGTON, DC 20036
200,000. Total from continuation sheets
123631 08‐03‐11 63 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient TECHSOUP GLOBAL N/A 501C3 PUBL CHARSEE STATEMENT 435 BRANNAN STREET SUITE 100 SAN FRANCISCO, CA 94107
100,000. TELLUS INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENT 11 ARLINGTON STREET BOSTON, MA 02116 3411
60,000. TENEO STRATEGY CONSULTING LLC N/A US NON CHARITY SEE STATEMENT 601 LEXINGTON AVENUE 55TH FLOOR ER NEW YORK, NY 10022
2,840,000. THAILAND DEVELOPMENT RESEARCH N/A PUBLIC CHARITY SEE STATEMENT INSTITUTE FOUNDATION EQUIV 565 SOI RAMKHAMHAENG 39 THEPLEELA 1 RAMKHAMHAENG ROAD BANGKOK, THAILAND 10310 80,000. THAILAND ENVIRONMENT INSTITUTE N/A PUBLIC CHARITY SEE STATEMENT FOUNDATION EQUIV 16 151 MUANGTHONG THANI BOND STREET BANGPOOD NONTHABURI, THAILAND 11120 100,000. THAILAND ENVIRONMENT INSTITUTE N/A PUBLIC CHARITY SEE STATEMENT FOUNDATION EQUIV 16 151 MUANGTHONG THANI BOND STREET BANGPOOD NONTHABURI, THAILAND 11120 125,000. THAILAND ENVIRONMENT INSTITUTE N/A PUBLIC CHARITY SEE STATEMENT FOUNDATION EQUIV 16 151 MUANGTHONG THANI BOND STREET BANGPOOD NONTHABURI, THAILAND 11120 279,720. THAMMASAT UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENT 2 PRACHEN ROAD EQUIV BANGKOK, THAILAND 10200
25,000. THE AFRICAN HEALTH ECONOMICS AND N/A FOREIGN ORG ER SEE STATEMENT POLICY ASSOCIATION LIMITED 73 KIMBERLEY ROAD CROYDON SURREY, UNITED KINGDOM CR0 2PZ 14,500. THE AFRICAN HEALTH ECONOMICS AND N/A FOREIGN ORG ER SEE STATEMENT POLICY ASSOCIATION LIMITED 73 KIMBERLEY ROAD CROYDON SURREY, UNITED KINGDOM CR0 2PZ 75,000. Total from continuation sheets
123631 08‐03‐11 64 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient THE ASIA SOCIETY N/A 501C3 PUBL CHARSEE STATEMENT 725 PARK AVENUE NEW YORK, NY 10021 5088
37,500. THE ASIA SOCIETY N/A 501C3 PUBL CHARSEE STATEMENT 725 PARK AVENUE NEW YORK, NY 10021 5088
100,000. THE CENTER FOR EFFECTIVE PHILANTHROPY N/A 501C3 PUBL CHARSEE STATEMENT INC 675 MASSACHUSETTS AVENUE 7TH FLOOR CAMBRIDGE, MA 02139 100,000. THE CHANCELLOR MASTERS AND SCHOLARS N/A 501C3 PUBL CHARSEE STATEMENT OF THE UNIVERSITY OF OXFORD UNIVERSITY OFFICES WELLINGTON SQUARE OXFORD, UNITED KINGDOM OX1 2JD 250,000. THE CHILDREN S AID SOCIETY N/A 501C3 PUBL CHARSEE STATEMENT 105 EAST 22ND STREET NEW YORK, NY 10010
125,000. THE DC PROJECT INC N/A 501C3 PUBL CHARSEE STATEMENT 1850 M STREET SUITE 1150 WASHINGTON, DC 20036
250,000. THE ENERGY AND RESOURCES INSTITUTE N/A PUBLIC CHARITY SEE STATEMENT DARBARI SETH BLOCK INDIA HABITAT EQUIV CENTRE NEW DELHI, INDIA 110 003
81,200. THE ENERGY AND RESOURCES INSTITUTE N/A PUBLIC CHARITY SEE STATEMENT DARBARI SETH BLOCK INDIA HABITAT EQUIV CENTRE NEW DELHI, INDIA 110 003
100,000. THE MARY ROBINSON FOUNDATION N/A PUBLIC CHARITY SEE STATEMENT TRINITY COLLEGE 6 SOUTH LEINSTER EQUIV STREET DUBLIN, IRELAND 2
14,500. THE MARY ROBINSON FOUNDATION N/A PUBLIC CHARITY SEE STATEMENT TRINITY COLLEGE 6 SOUTH LEINSTER EQUIV STREET DUBLIN, IRELAND 2
283,290. Total from continuation sheets
123631 08‐03‐11 65 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient THE MILLENNIUM PROJECT CORPORATION N/A 501C3 PUBL CHARSEE STATEMENT 4421 GARRISON STREET NW WASHINGTON, DC 20016 4055
121,000. THE MUSEUM FOR AFRICAN ART N/A 501C3 PUBL CHARSEE STATEMENT 36 01 43RD AVENUE LONG ISLAND CITY, NY 11101
150,000. THE NATIONAL ASSOCIATION OF LATINO N/A 501C3 PUBL CHARSEE STATEMENT INDEPENDENT PRODUCERS INC C O POV 20 JAY STREET BROOKLYN, NY 11201 75,000. THE PARTNERSHIP FOR WORKING FAMILIES N/A 501C3 PUBL CHARSEE STATEMENT 1620 I STREET NW SUITE 210 WASHINGTON, DC 20006
250,000. THE POPTECH INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT P O BOX 1405 CAMDEN, ME 04843
250,000. THE POPTECH INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT P O BOX 1405 CAMDEN, ME 04843
500,000. THE SANTA FE INSTITUTE OF SCIENCE N/A 501C3 PUBL CHARSEE STATEMENT 1399 HYDE PARK ROAD SANTA FE, NM 87501
500,000. THE SYNERGOS INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENT 51 MADISON AVENUE 21ST FLOOR NEW YORK, NY 10010
50,000. THE UNIVERSITY OF CALIFORNIA SAN N/A 501C3 PUBL CHARSEE STATEMENT FRANCISCO 3RD AND PARNASSUS AVENUES SAN FRANCISCO, CA 94143 200,000. THE UNIVERSITY OF CALIFORNIA SAN N/A 501C3 PUBL CHARSEE STATEMENT FRANCISCO 3RD AND PARNASSUS AVENUES SAN FRANCISCO, CA 94143 44,000. Total from continuation sheets
123631 08‐03‐11 66 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient THE YOUNG FOUNDATION N/A PUBLIC CHARITY SEE STATEMENT 18 VICTORIA PARK SQUARE EQUIV LONDON, UNITED KINGDOM E2 9PF
409,100. TIDES CENTER N/A 501C3 PUBL CHARSEE STATEMENT THE PRESIDIO P O BOX 29907 SAN FRANCISCO, CA 94129 0907
75,000. TIDES CENTER N/A 501C3 PUBL CHARSEE STATEMENT THE PRESIDIO P O BOX 29907 SAN FRANCISCO, CA 94129 0907
200,000. TIDES CENTER N/A 501C3 PUBL CHARSEE STATEMENT THE PRESIDIO P O BOX 29907 SAN FRANCISCO, CA 94129 0907
300,000. TRANSFORMCA N/A 501C3 PUBL CHARSEE STATEMENT 436 14TH STREET SUITE 600 OAKLAND, CA 94612
70,000. TRANSPORTATION CHOICES COALITION N/A 501C3 PUBL CHARSEE STATEMENT 811 1ST AVENUE 626 SEATTLE, WA 98104
150,000. TRI STATE TRANSPORTATION CAMPAIGN INC N/A 501C3 PUBL CHARSEE STATEMENT 350 WEST 31ST STREET SUITE 802 NEW YORK, NY 10001
157,000. TRUSTEES OF BOSTON UNIVERSITY N/A 501C3 PUBL CHARSEE STATEMENT ONE SILBER WAY BOSTON, MA 02215
38,000. TRUSTEES OF TUFTS COLLEGE N/A 501C3 PUBL CHARSEE STATEMENT BALLOU HALL 2ND FLOOR MEDFORD, MA 02155
500,000. UNITED NATIONS ECONOMIC AND SOCIAL N/A INTL ORG BY SEE STATEMENT COMMISSION FOR ASIA AND THE PACIFIC EXEC ORD RAJDAMNERN NOK AVENUE BANGKOK, THAILAND 10200 50,000. Total from continuation sheets
123631 08‐03‐11 67 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient UNITED NATIONS ENTITY FOR GENDER N/A INTL ORG BY SEE STATEMENT EQUALITY AND THE EMPOWERMENT OF WOMEN EXEC ORD 220 EAST 42ND STREET NEW YORK, NY 10017 500,000. UNITED NATIONS FOUNDATION INC N/A 501C3 PUBL CHARSEE STATEMENT 1800 MASSACHUSETTS AVENUE NW SUITE 400 WASHINGTON, DC 20036
70,000. UNITED NATIONS FOUNDATION INC N/A 501C3 PUBL CHARSEE STATEMENT 1800 MASSACHUSETTS AVENUE NW SUITE 400 WASHINGTON, DC 20036
250,000. UNITED STATES PUBLIC INTEREST N/A 501C3 PUBL CHARSEE STATEMENT RESEARCH GROUP EDUCATION FUND INC 218 D STREET SE 1ST FLOOR WASHINGTON, DC 20003 275,000. UNIVERSIDAD DEL DESARROLLO N/A PUBLIC CHARITY SEE STATEMENT AVENIDA LAS CONDES 12 438 LA BARNECHEA EQUIV SANTIAGO, CHILE
50,000. UNIVERSIDAD PERUANA CAYETANO HEREDIA N/A FOREIGN ORG ER SEE STATEMENT AV HONORIO DELGADO 430 URB INGENIERIA LIMA, PERU
30,000. UNIVERSITY COLLEGE LONDON UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENT OF LONDON EQUIV GMA LONDON, UNITED KINGDOM WC1E 6BT 17,616. UNIVERSITY OF CAPE TOWN N/A PUBLIC CHARITY SEE STATEMENT PRIVATE BAG X3 RONDEBOSCH 7700 EQUIV CAPE TOWN, SOUTH AFRICA
50,000. UNIVERSITY OF CAPE TOWN N/A PUBLIC CHARITY SEE STATEMENT PRIVATE BAG X3 RONDEBOSCH 7700 EQUIV CAPE TOWN, SOUTH AFRICA
100,000. UNIVERSITY OF CAPE TOWN N/A PUBLIC CHARITY SEE STATEMENT PRIVATE BAG X3 RONDEBOSCH 7700 EQUIV CAPE TOWN, SOUTH AFRICA
631,000. Total from continuation sheets
123631 08‐03‐11 68 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient UNIVERSITY OF DAR ES SALAAM N/A PUBLIC CHARITY SEE STATEMENT P O BOX 35091 EQUIV DAR ES SALAAM, TANZANIA
200,000. UNIVERSITY OF ECONOMICS HO CHI MINH N/A PUBLIC CHARITY SEE STATEMENT CITY EQUIV 59C NGUYEN DINH CHIEU STREET DISTRICT 3 HO CHI MINH CITY, VIETNAM 150,000. UNIVERSITY OF KWAZULU NATAL N/A PUBLIC CHARITY SEE STATEMENT UNIVERSITY ROAD CHILTERN HILLS EQUIV WESTVILLE, KWAZULU NATAL, SOUTH AFRICA 3630 180,000. UNIVERSITY OF NAIROBI N/A PUBLIC CHARITY SEE STATEMENT P O BOX 30197 00100 EQUIV NAIROBI, KENYA
200,000. UNIVERSITY OF NORTH CAROLINA AT N/A 501C3 PUBL CHARSEE STATEMENT CHAPEL HILL HAMILTON HALL CAMPUS BOX 3210 CHAPEL HILL, NC 27599 100,000. UNIVERSITY OF PRETORIA N/A PUBLIC CHARITY SEE STATEMENT LYNNWOOD ROAD HILLCREST EQUIV PRETORIA, SOUTH AFRICA 0002
116,300. UNIVERSITY OF READING N/A PUBLIC CHARITY SEE STATEMENT WHITEKNIGHTS HOUSE P O BOX 217 EQUIV READING RG6 6AH, UNITED KINGDOM BERKSHIRE 200,120. UNIVERSITY OF SUSSEX N/A PUBLIC CHARITY SEE STATEMENT SUSSEX HOUSE FALMER EQUIV BRIGHTON, UNITED KINGDOM BN1 9RH
23,100. UNIVERSITY OF THE FREE STATE N/A PUBLIC CHARITY SEE STATEMENT P O BOX 339 EQUIV BLOEMFONTEIN, SOUTH AFRICA 9300
25,000. UNIVERSITY OF THE FREE STATE N/A PUBLIC CHARITY SEE STATEMENT P O BOX 339 EQUIV BLOEMFONTEIN, SOUTH AFRICA 9300
100,000. Total from continuation sheets
123631 08‐03‐11 69 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient UNIVERSITY OF THE FREE STATE N/A PUBLIC CHARITY SEE STATEMENT P O BOX 339 EQUIV BLOEMFONTEIN, SOUTH AFRICA 9300
198,000. UNIVERSITY OF WASHINGTON N/A 501C3 PUBL CHARSEE STATEMENT 301 GERBERDING HALL BOX 351230 SEATTLE, WA 98195 1230
112,355. UNIVERSITY OF WATERLOO N/A 501C3 PUBL CHARSEE STATEMENT 200 UNIVERSITY AVENUE WEST WATERLOO, ON, CANADA N2L 3G1
200,000. UNIVERSITY OF WISCONSIN MADISON N/A 501C3 PUBL CHARSEE STATEMENT CHANCELLOR S OFFICE 161 BASCOM HALL 500 LINCOLN DRIVE MADISON, WI 53706
250,000. UNIVERSITY OF WISCONSIN MADISON N/A 501C3 PUBL CHARSEE STATEMENT CHANCELLOR S OFFICE 161 BASCOM HALL 500 LINCOLN DRIVE MADISON, WI 53706
500,000. URBAN INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT 2100 M STREET N W WASHINGTON, DC 20037
100,000. URBAN INSTITUTE N/A 501C3 PUBL CHARIN SUPPORT OF 2100 M STREET N W PREPARING AND WASHINGTON, DC 20037 RELEASING THE 2010 NEIGHBORHOOD CHANGE DATABASE 250,000. URBAN INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT 2100 M STREET N W WASHINGTON, DC 20037
500,000. URBAN WORD NYC INC N/A 501C3 PUBL CHARSEE STATEMENT 242 WEST 27TH STREET NO 3A NEW YORK, NY 10001
25,000. VERA INSTITUTE OF JUSTICE INC N/A 501C3 PUBL CHARSEE STATEMENT 233 BROADWAY 12TH FLOOR NEW YORK, NY 10279
100,000. Total from continuation sheets
123631 08‐03‐11 70 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient VERA INSTITUTE OF JUSTICE INC N/A 501C3 PUBL CHARSEE STATEMENT 233 BROADWAY 12TH FLOOR NEW YORK, NY 10279
168,750. VERULAM ASSOCIATES LTD N/A FOREIGN ORG ER SEE STATEMENT PEAR TREE COTTAGE 45 NETHERTON LANE FYFIELD OXFORDSHIRE, UNITED KINGDOM OX3 5LS 220,000. VIETNAM HEALTH ECONOMICS ASSOCIATION N/A PUBLIC CHARITY SEE STATEMENT ROOM 402 BUILDING A MINISTRY OF EQUIV HEALTH 138A GIANG VO STREET HANOI, VIETNAM 120,000. VIETNAM MUSEUM OF ETHNOLOGY N/A FOREIGN GOV T SEE STATEMENT VIETNAMESE ACADEMY FOR SOCIAL UNIT SCIENCES NGUYEN VAN HUYEN ROAD CAU GIAY DISTRICT HANOI, VIETNAM 46,500. VILLAGEREACH N/A 501C3 PUBL CHARSEE STATEMENT 601 NORTH 34TH STREET SEATTLE, WA 98102
300,000. WASHINGTON AREA WOMEN S FOUNDATION N/A 501C3 PUBL CHARSEE STATEMENT INC 1411 K STREET NW SUITE 800 WASHINGTON, DC 20005 150,000. WASHINGTON DC MARTIN LUTHER KING JR N/A 501C3 PUBL CHARSEE STATEMENT NATIONAL MEMORIAL PROJECT FOUNDATION 401 F STREET NW SUITE 334 WASHINGTON, DC 20001 200,000. WHAT WOULD JANE DO LLC N/A US NON CHARITY SEE STATEMENT 205 MULBERRY STREET ER NEW YORK, NY 10012
750,000. WILDLIFE CONSERVATION SOCIETY N/A 501C3 PUBL CHARSEE STATEMENT 2300 SOUTHERN BOULEVARD BRONX, NY 10460
170,000. WILDLIFE CONSERVATION SOCIETY N/A 501C3 PUBL CHARSEE STATEMENT 2300 SOUTHERN BOULEVARD BRONX, NY 10460
187,500. Total from continuation sheets
123631 08‐03‐11 71 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient WILLIAM DAVIDSON INSTITUTE AT THE N/A 501C3 PUBL CHARSEE STATEMENT UNIVERSITY OF MICHIGAN 724 E UNIVERSITY AVENUE ANN ARBOR, MI 48109 250,000. WILLIAM J CLINTON FOUNDATION N/A 501C3 PUBL CHARSEE STATEMENT 1200 PRESIDENT CLINTON AVENUE LITTLE ROCK, AR 72201
385,000. WILLIAM J CLINTON FOUNDATION N/A 501C3 PUBL CHARSEE STATEMENT 1200 PRESIDENT CLINTON AVENUE LITTLE ROCK, AR 72201
900,000. WINROCK INTERNATIONAL INSTITUTE FOR N/A 501C3 PUBL CHARSEE STATEMENT AGRICULTURAL DEVELOPMENT 2121 CRYSTAL DRIVE SUITE 500 ARLINGTON, VA 22202 100,000. WINROCK INTERNATIONAL INSTITUTE FOR N/A 501C3 PUBL CHARSEE STATEMENT AGRICULTURAL DEVELOPMENT 2121 CRYSTAL DRIVE SUITE 500 ARLINGTON, VA 22202 352,723. WINTERHOUSE N/A US NON CHARITY SEE STATEMENT 71 UNDERMOUNTAIN ROAD PO BOX 159 ER FALLS VILLAGE, CT 06031
35,000. WOMEN IN INFORMAL EMPLOYMENT: N/A PUBLIC CHARITY SEE STATEMENT GLOBALIZING AND ORGANIZING EQUIV ROOM 521 ROYAL EXCHANGE MANCHESTER M2 7 EN, UNITED KINGDOM 66,100. WONG HOY CHEONG NONE N/A SEE STATEMENT 345E KERANJI APARTMENTS JALAN SS 19 3A SUBANG JAYA, SELANGOR, MALAYSIA 47500
27,200. WORKERS DEFENSE PROJECT INC N/A 501C3 PUBL CHARSEE STATEMENT 5604 MANOR ROAD AUSTIN, TX 78723
150,000. WORLD AFFAIRS COUNCIL OF NORTHERN N/A 501C3 PUBL CHARSEE STATEMENT CALIFORNIA 312 SUTTER STREET SUITE 200 SAN FRANCISCO, CA 94108 4384 75,000. Total from continuation sheets
123631 08‐03‐11 72 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient WORLD FOOD PRIZE FOUNDATION N/A 501C3 OP FDN ERSEE STATEMENT 666 GRAND AVENUE SUITE 1700 DES MOINES, IA 50309
1,000,000. WORLD HEALTH ORGANIZATION N/A INTL ORG BY SEE STATEMENT 20 AVENUE APPIA CH 1211 EXEC ORD GENEVA, SWITZERLAND 27
14,100. WORLD HEALTH ORGANIZATION N/A INTL ORG BY SEE STATEMENT 20 AVENUE APPIA CH 1211 EXEC ORD GENEVA, SWITZERLAND 27
40,000. WORLD HEALTH ORGANIZATION N/A INTL ORG BY SEE STATEMENT 20 AVENUE APPIA CH 1211 EXEC ORD GENEVA, SWITZERLAND 27
55,000. WORLD HEALTH ORGANIZATION N/A INTL ORG BY SEE STATEMENT 20 AVENUE APPIA CH 1211 EXEC ORD GENEVA, SWITZERLAND 27
80,000. WORLD HEALTH ORGANIZATION N/A INTL ORG BY SEE STATEMENT 20 AVENUE APPIA CH 1211 EXEC ORD GENEVA, SWITZERLAND 27
120,000. WORLD HEALTH ORGANIZATION N/A INTL ORG BY SEE STATEMENT 20 AVENUE APPIA CH 1211 EXEC ORD GENEVA, SWITZERLAND 27
125,000. WORLD HEALTH ORGANIZATION N/A INTL ORG BY SEE STATEMENT 20 AVENUE APPIA CH 1211 EXEC ORD GENEVA, SWITZERLAND 27
500,000. WORLD RESOURCES INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT 10 G STREET NE SUITE 800 WASHINGTON, DC 20002
364,972. WORLD TOILET ORGANIZATION LIMITED N/A FOREIGN ORG ER SEE STATEMENT 19 TOA PAYOH WEST SINGAPORE 318876
20,000. Total from continuation sheets
123631 08‐03‐11 73 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient WORLD VISION INC N/A 501C3 PUBL CHARSEE STATEMENT P O BOX 9716 FEDERAL WAY, WA 98063 9716
124,900. WORLD WIDE WEB FOUNDATION N/A 501C3 PUBL CHARSEE STATEMENT 114 STATE STREET SUITE 600 BOSTON, MA 02109
101,000. YOUNG WOMEN S LEADERSHIP NETWORK INC N/A 501C3 PUBL CHARSEE STATEMENT 322 EIGHTH AVENUE 14TH FLOOR NEW YORK, NY 10001
25,000. YUNNAN CENTERS FOR DISEASES CONTROL N/A FOREIGN GOV T SEE STATEMENT AND PREVENTION UNIT 158 DONGSI STREET KUNMING YUNNAN, CHINA 650022 38,990. YUNNAN CENTERS FOR DISEASES CONTROL N/A FOREIGN GOV T SEE STATEMENT AND PREVENTION UNIT 158 DONGSI STREET KUNMING YUNNAN, CHINA 650022 104,400.
BORDER CROSSERS N/A 501(C)(3) PUBL DONATION 32 BROADWAY SUITE 1801 CHAR NEW YORK, NY 10004 500.
GLYNWOOD CENTER INC N/A 501(C)(3) PUBL DONATION ROUTE 301 CHAR COLD SPRING, NY 10516 1,000.
KIVA MICROFUNDS N/A 501(C)(3) PUBL DONATION 3180 EIGHTEENTH STREET SUITE 201 CHAR SAN FRANCISCO, CA 94110 1,000.
POLYTECHNIC INSTITUTE OF NEW YORK N/A 501(C)(3) PUBL DONATION UNIVERSITY CHAR 6 METROTECH CENTER BROOKLYN, NY 11201 500.
REACHING UA FOUNDATION FOR URUGAY N/A 501(C)(3) PUBL DONATION P O BOX 3251 CHAR NEW YORK, NY 10163 1,000. Total from continuation sheets
123631 08‐03‐11 74 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient BIKE NY N/A 501(C)(3) PUBL DONATION RELATED TO 475 RIVERSIDE DRIVE 13TH FLOOR CHAR THE FOUNDATION'S "DAY NEW YORK, NY 10015 OF SERVICE," WHERE STAFF VOLUNTEER WITH A LOCAL ORGANIZATION 5,000.
BROOKLYN ANIMAL RESCUE COALITION N/A 501(C)(3) PUBL UNRESTRICTED DONATION 253 WYTHE AVENUE CHAR BROOKLYN, NY 11211 5,000.
GODS LOVE WE DELIVER N/A 501(C)(3) PUBL UNRESTRICTED DONATION 166 AVENUE OF THE AMERICAS CHAR NEW YORK, NY 10013 5,000.
GRACE INSTITUTE N/A 501(C)(3) PUBL UNRESTRICTED DONATION 1233 SECOND AVENUE CHAR NEW YORK, NY 10065 5,000. GREEN GUERILLAS N/A 501(C)(3) PUBL DONATION RELATED TO 232 EAST 11TH STREET CHAR THE FOUNDATION'S "DAY NEW YORK, NY 10003 OF SERVICE," WHERE STAFF VOLUNTEER WITH A LOCAL ORGANIZATION 5,000.
HAPPY LIFE CHILDREN'S HOME N/A 501(C)(3) PUBL UNRESTRICTED DONATION 140 AIRPORT ROAD CHAR NEW CASTLE, DE 19720 5,000.
SAFE STREETS FUND N/A 501(C)(3) PUBL UNRESTRICTED DONATION 55 WATER STREET 9TH FLOOR CHAR ON BEHALF OF RECIPIENT NEW YORK, NY 10041 OF JANE JACOBS MEDAL 50,000.
TRANSPORTATION ALTERNATIVES N/A 501(C)(3) PUBL UNRESTRICTED DONATION 127 WEST 26TH STREET SUITE 1002 CHAR ON BEHALF OF RECIPIENT NEW YORK, NY 10001 OF JANE JACOBS MEDAL 50,000.
TRIBECA FILM INSTITUTE N/A 501(C)(3) PUBL UNRESTRICTED DONATION 375 GREENWICH STREET SUITE 818 CHAR ON BEHALF OF RECIPIENT NEW YORK, NY 10013 OF JANE JACOBS MEDAL 100,000.
80 20 EDUCATIONAL FOUNDATION N/A 501(C)(3) PUBL MATCHING GIFT 5 FARM HOUSE ROAD CHAR NEWARK, DE 19711 7458 2,982. Total from continuation sheets
123631 08‐03‐11 75 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient
ABILITIES INC N/A 501(C)(3) PUBL MATCHING GIFT 201 I U WILLETS ROAD CHAR ALBERTSON, NY 11507 30,000.
ADVOCATES FOR CHILDREN OF NY INC N/A 501(C)(3) PUBL MATCHING GIFT 151 WEST 30TH ST CHAR NEW YORK, NY 10001 1,500.
ALBANY LAW SCHOOL N/A 501(C)(3) PUBL MATCHING GIFT 80 NEW SCOTLAND AVENUE CHAR ALBANY, NY 12208 30,000.
ALLIANCE FOR JUSTICE N/A 501(C)(3) PUBL MATCHING GIFT 11 DUPONT CIR CHAR WASHINGTON, DC 20036 1207 750.
ALZHEIMERS DRUG DISCOVERY FOUNDATION N/A 501(C)(3) PUBL MATCHING GIFT 57 WEST 57TH STREET CHAR NEW YORK, NY 10019 2514 600.
AMERICAN ACADEMY OF ARTS AND SCIENCES N/A 501(C)(3) PUBL MATCHING GIFT 136 IRVING ST CHAR CAMBRIDGE, MA 02138 1929 300.
AMERICAN CANCER SOCIETY INC N/A 501(C)(3) PUBL MATCHING GIFT 30 SPEEN ST CHAR FRAMINGHAM, MA 01701 1800 300.
AMERICAN CANCER SOCIETY INC N/A 501(C)(3) PUBL MATCHING GIFT 132 WEST 32ND ST CHAR NEW YORK, NY 10001 2,100.
AMERICAN DIABETES ASSOCIATION INC N/A 501(C)(3) PUBL MATCHING GIFT 1701 N BEAUREGARD STREET CHAR ALEXANDRIA, VA 22311 1742 60.
AMERICAN FILM INSTITUTE INC N/A 501(C)(3) PUBL MATCHING GIFT 2021 NORTH WESTERN AVENUE CHAR LOS ANGELES, CA 90027 225. Total from continuation sheets
123631 08‐03‐11 76 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient
AMERICAN FOLK ART MUSEUM N/A 501(C)(3) PUBL MATCHING GIFT 45 WEST 53 STREET CHAR NEW YORK, NY 10019 5401 30,000.
AMERICAN FOUNDATION FOR SUICIDE N/A 501(C)(3) PUBL MATCHING GIFT PREVENTION CHAR 120 WALL STREET 22ND FLOOR NEW YORK, NY 10005 63.
AMERICAN HEART ASSOCIATION INC N/A 501(C)(3) PUBL MATCHING GIFT 122 E 42ND ST 18TH FL CHAR NEW YORK, NY 10168 1898 60.
AMERICAN HEART ASSOCIATION INC N/A 501(C)(3) PUBL MATCHING GIFT 1 UNION STREET SUITE 301 CHAR ROBBINSVILLE, NJ 08691 4219 120.
AMERICAN LAW INSTITUTE N/A 501(C)(3) PUBL MATCHING GIFT 4025 CHESTNUT STREET CHAR PHILADELPHIA, PA 19104 600.
AMERICAN MUSEUM OF NATURAL HISTORY N/A 501(C)(3) PUBL MATCHING GIFT CENTRAL PARK WEST AT 79TH ST CHAR NEW YORK, NY 10024 5192 2,250.
AMERICAN NATIONAL RED CROSS N/A 501(C)(3) PUBL MATCHING GIFT P O BOX 37295 CHAR WASHINGTON, DC 20013 6,750.
AMERICAN SOCIETY FOR YAD VASHEM INC N/A 501(C)(3) PUBL MATCHING GIFT 500 5TH AVE FLOOR 42 CHAR NEW YORK, NY 10110 4299 708.
AMNESTY INTERNATIONAL USA INC N/A 501(C)(3) PUBL MATCHING GIFT 5 PENN PLAZA CHAR NEW YORK, NY 10001 225.
AMY MARSHALL DANCE COMPANY INC N/A 501(C)(3) PUBL MATCHING GIFT 2843 41ST STREET 2 CHAR ASTORIA, NY 11103 3330 300. Total from continuation sheets
123631 08‐03‐11 77 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient
AMYOTROPHIC LATERAL SCLEROSIS N/A 501(C)(3) PUBL MATCHING GIFT ASSOCIATION CHAR 1275 K STREET NW WASHINGTON, DC 20005 150.
ANIMAL HAVEN INC N/A 501(C)(3) PUBL MATCHING GIFT 251 CENTRE STREET CHAR NEW YORK, NY 10013 1,800.
ANIMAL PLACE N/A 501(C)(3) PUBL MATCHING GIFT 17314 MCCOURTNEY RD CHAR GRASS VALLEY, CA 95949 885.
ANNUAL CATHOLIC APPEAL OFFICE OF N/A 501(C)(3) PUBL MATCHING GIFT STEWARDSHIP AND DEVELOPMENT CHAR 310 PROSPECT PARK WEST BROOKLYN, NY 11215 225.
ARTS CENTER AND THEATER OF N/A 501(C)(3) PUBL MATCHING GIFT SCHENECTADY INC CHAR 432 STATE STREET SCHENECTADY, NY 12305 2391 450.
ASIAN AMERICAN ARTS ALLIANCE N/A 501(C)(3) PUBL MATCHING GIFT 20 JAY STREET SUITE 740 CHAR BROOKLYN, NY 11201 750.
ASIAN AMERICAN LEGAL DEFENSE AND N/A 501(C)(3) PUBL MATCHING GIFT EDUCATION FUND CHAR 99 HUDSON STREET 12F NEW YORK, NY 10013 2815 300.
ASSOCIATION OF GRADUATES OF THE N/A 501(C)(3) PUBL MATCHING GIFT UNITED STATES MILITARY ACADEMY CHAR 698 MILLS ROAD WEST POINT, NY 10996 1,200.
AURORA HEALTH CARE METRO INC N/A 501(C)(3) PUBL MATCHING GIFT 950 N 12TH ST CHAR MILWAUKEE, WI 53233 3,000.
AUXILIARY FOR THE SOCIETY OF NEW YORK N/A 501(C)(3) PUBL MATCHING GIFT HOSPITAL CHAR 525 EAST 68TH STREET NEW YORK, NY 10065 450. Total from continuation sheets
123631 08‐03‐11 78 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient
AVON PRODUCTS FOUNDATION INCORPORATED N/A 501(C)(3) PUBL MATCHING GIFT 1 AVON PLAZA CHAR RYE, NY 10580 900.
BALLET TECH FOUNDATION INC N/A 501(C)(3) PUBL MATCHING GIFT 890 BROADWAY CHAR NEW YORK, NY 10003 1211 1,500.
BARNARD COLLEGE N/A 501(C)(3) PUBL MATCHING GIFT 3009 BROADWAY CHAR NEW YORK, NY 10027 6598 1,800.
BAYPATH HUMANE SOCIETY OF HOPKINTON N/A 501(C)(3) PUBL MATCHING GIFT INC CHAR 5 RAFFERTY ROAD HOPKINTON, MA 01748 1281 750.
BEDFORD STUYVESANT RESTURATION N/A 501(C)(3) PUBL MATCHING GIFT CORPORATION CHAR 1368 FULTON ST BROOKLYN, NY 11216 600.
BIKE ACROSS AMERICA INC CONNECTICUT N/A 501(C)(3) PUBL MATCHING GIFT CHALLENGE CHAR P O BOX 566 SOUTHPORT, CT 06890 0566 150.
BOWDOIN COLLEGE N/A 501(C)(3) PUBL MATCHING GIFT 4100 COLLEGE STATION CHAR BRUNSWICK, ME 04011 8432 15,000.
BOY SCOUTS OF AMERICA N/A 501(C)(3) PUBL MATCHING GIFT 25 RAMAPO VALLEY ROAD CHAR OAKLAND, NJ 07436 1709 75.
BRAC USA INC N/A 501(C)(3) PUBL MATCHING GIFT 11 EAST 44TH ST CHAR NEW YORK, NY 10017 975.
BROOKINGS INSTITUTION N/A 501(C)(3) PUBL MATCHING GIFT 1775 MASS AVE NW CHAR WASHINGTON, DC 20036 2103 15,000. Total from continuation sheets
123631 08‐03‐11 79 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient
BROOKLYN ACADEMY OF MUSIC INC N/A 501(C)(3) PUBL MATCHING GIFT 30 LAFAYETTE AVENUE CHAR BROOKLYN, NY 11217 4,800.
BROOKLYN ANIMAL RESOURCES COALITION N/A 501(C)(3) PUBL MATCHING GIFT INC CHAR 253 WYTHE AVE BROOKLYN, NY 11211 1,500.
BROOKLYN BUREAU OF COMMUNITY SERVICE N/A 501(C)(3) PUBL MATCHING GIFT 285 SCHERMERHORN STREET CHAR BROOKLYN, NY 11217 75.
BROOKLYN MUSEUM N/A 501(C)(3) PUBL MATCHING GIFT 200 EASTERN PARKWAY CHAR BROOKLYN, NY 11238 9982 750.
BROWN UNIVERSITY N/A 501(C)(3) PUBL MATCHING GIFT P O BOX 1877 CHAR PROVIDENCE, RI 02912 1877 16,180.
BRYN MAWR COLLEGE N/A 501(C)(3) PUBL MATCHING GIFT 101 NORTH MERION AVE CHAR BRYN MAWR, PA 19010 2899 2,100.
CALVARY FUND INC N/A 501(C)(3) PUBL MATCHING GIFT 1740 EASTCHESTER ROAD CHAR BRONX, NY 10461 540.
CARNEGIE HALL SOCIETY INC N/A 501(C)(3) PUBL MATCHING GIFT 881 7TH AVE CHAR NEW YORK, NY 10019 3210 10,500.
CAROLINA JUSTICE POLICY CENTER N/A 501(C)(3) PUBL MATCHING GIFT P O BOX 309 CHAR DURHAM, NC 27702 0309 150.
CAROLINA PERFORMING ARTS CENTER N/A 501(C)(3) PUBL MATCHING GIFT CAMPUS BOX 3233 UNC CHAR CHAPEL HILL, NC 27599 3233 3,750. Total from continuation sheets
123631 08‐03‐11 80 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient
CATHEDRAL CHURCH OF ST JOHN THE N/A 501(C)(3) PUBL MATCHING GIFT DIVINE ADULTS & CHILDREN IN TRUST CHAR 1047 AMSTERDAM AVENUE NEW YORK, NY 10025 450.
CATSKILL ANIMAL SANCTUARY INC N/A 501(C)(3) PUBL MATCHING GIFT 316 OLD STAGE ROAD CHAR SAUGERTIES, NY 12477 120.
CENTER FOR ALTERNATIVE SENTENCING AND N/A 501(C)(3) PUBL MATCHING GIFT EMPLOYMENT SERVICES INC CHAR 346 BROADWAY 3RD FLOOR WEST NEW YORK, NY 10013 600.
CENTER FOR DEMOCRACY IN THE AMERICAS N/A 501(C)(3) PUBL MATCHING GIFT P O BOX 53106 CHAR WASHINGTON, DC 20009 750.
CENTER FOR EMPLOYMENT OPPORTUNITIES N/A 501(C)(3) PUBL MATCHING GIFT INC CHAR 32 BROADWAY NEW YORK, NY 10004 1,500.
CENTRAL PARK CONSERVANCY INC N/A 501(C)(3) PUBL MATCHING GIFT 14 EAST 60TH ST CHAR NEW YORK, NY 10022 579.
CENTRAL PARK EAST II ELEMENTARY N/A 501(C)(3) PUBL MATCHING GIFT SCHOOL PARENTS ASSOCIATION INC CHAR 19 EAST 103RD STREET NEW YORK, NY 10029 975.
CHAUTAUQUA INSTITUTION N/A 501(C)(3) PUBL MATCHING GIFT P O BOX 28 CHAR CHAUTAUQUA, NY 14722 1,500.
CHEWONKI FOUNDATION INC N/A 501(C)(3) PUBL MATCHING GIFT 485 CHEWONKI NECK ROAD CHAR WISCASSET, ME 04578 4822 525.
CHILDREN INTERNATIONAL N/A 501(C)(3) PUBL MATCHING GIFT 2000 EAST RED BRIDGE ROAD CHAR KANSAS CITY, MO 64131 225. Total from continuation sheets
123631 08‐03‐11 81 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient
CITY OF HOPE N/A 501(C)(3) PUBL MATCHING GIFT 1500 DUARTE ROAD CHAR DUARTE, CA 91010 3000 75.
COLUMBIA GRAMMAR & PREPARATORY SCHOOL N/A 501(C)(3) PUBL MATCHING GIFT 5 WEST 93RD STREET CHAR NEW YORK, NY 10025 1,500.
COMMUNITY FOOD BANK OF NEW JERSEY INC N/A 501(C)(3) PUBL MATCHING GIFT 31 EVANS TERMINAL RD CHAR HILLSIDE, NJ 07205 2400 750.
COMPREHENSIVE DEVELOPMENT N/A 501(C)(3) PUBL MATCHING GIFT INCORPORATED CHAR 240 2ND AVENUE NEW YORK, NY 10003 2704 6,000.
CONNECTICUT FOOD BANK INC N/A 501(C)(3) PUBL MATCHING GIFT P O BOX 8686 CHAR NEW HAVEN, CT 06531 0686 600.
CONNECTICUT HUMANE SOCIETY N/A 501(C)(3) PUBL MATCHING GIFT 701 RUSSELL ROAD CHAR NEWINGTON, CT 06111 1593 750.
CONNECTICUT PUBLIC BROADCASTING INC N/A 501(C)(3) PUBL MATCHING GIFT 1049 ASYLUM AVENUE CHAR HARTFORD, CT 06105 2411 600.
COOPER UNION FOR THE ADVANCEMENT OF N/A 501(C)(3) PUBL MATCHING GIFT SCIENCE AND ART CHAR 30 COOPER SQ FL 7 NEW YORK, NY 10003 7120 16,116.
COOPERATIVE FOR ASSISTANCE AND RELIEF N/A 501(C)(3) PUBL MATCHING GIFT EVERYWHERE INC CARE CHAR 151 ELLIS ST NE ATLANTA, GA 30303 2440 15,675.
CORNERSTONE FELLOWSHIP OF LIVERMORE N/A 501(C)(3) PUBL MATCHING GIFT CALIFORNIA CHAR 348 N CANYON PKWY LIVERMORE, CA 94551 9185 1,500. Total from continuation sheets
123631 08‐03‐11 82 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient
CORPORATION OF HAVERFORD COLLEGE N/A 501(C)(3) PUBL MATCHING GIFT 370 LANCASTER AVE CHAR HAVERFORD, PA 19041 300.
COUNCIL ON FOREIGN RELATIONS INC N/A 501(C)(3) PUBL MATCHING GIFT 58 E 68TH ST CHAR NEW YORK, NY 10065 5953 12,000.
CREATIVE CAPITAL FOUNDATION N/A 501(C)(3) PUBL MATCHING GIFT 65 BLEECKER STREET CHAR NEW YORK, NY 10012 450.
CROHNS & COLITIS FOUNDATION OF N/A 501(C)(3) PUBL MATCHING GIFT AMERICA CHAR 386 PARK AVE S 17TH FL NEW YORK, NY 10016 8804 300.
D C WHEEL PRODUCTIONS INC N/A 501(C)(3) PUBL MATCHING GIFT 3225 8TH ST NE CHAR WASHINGTON, DC 20017 750.
DEERFIELD ACADEMY N/A 501(C)(3) PUBL MATCHING GIFT P O BOX 306 CHAR DEERFIELD, MA 01342 0306 30,000.
DOCTORS WITHOUT BORDERS USA INC N/A 501(C)(3) PUBL MATCHING GIFT 333 7TH AVE CHAR NEW YORK, NY 10001 5004 3,000.
DONORS CHOOSE ORG N/A 501(C)(3) PUBL MATCHING GIFT 213 W 35TH ST STE 2E CHAR NEW YORK, NY 10001 1948 664.
DUKE UNIVERSITY N/A 501(C)(3) PUBL MATCHING GIFT PO BOX 90581 CHAR DURHAM, NC 27708 0581 90,000.
ENTERTAINMENT INDUSTRY FOUNDATION N/A 501(C)(3) PUBL MATCHING GIFT 1201 WEST 5TH ST CHAR LOS ANGELES, CA 90017 75. Total from continuation sheets
123631 08‐03‐11 83 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient
ENVIRONMENTAL DEFENSE FUND N/A 501(C)(3) PUBL MATCHING GIFT INCORPORATED CHAR 257 PARK AVENUE SOUTH NEW YORK, NY 10010 30,000.
EVANGELICAL CHURCH OF NORTH AMERICA N/A 501(C)(3) PUBL MATCHING GIFT JOURNEY CHURCH CHAR P O BOX 10931 BOZEMAN, MT 59715 4,500.
FATHERS HEART MINISTRIES N/A 501(C)(3) PUBL MATCHING GIFT 543 E 11TH ST CHAR NEW YORK, NY 10009 4608 2,250.
FELLOWSHIP OF CHRISTIANS IN N/A 501(C)(3) PUBL MATCHING GIFT UNIVERSITIES AND SCHOOLS INC CHAR P O BOX 1027 NEW CANAAN, CT 06840 1027 1,500.
FLYING MANES THERAPEUTIC RIDING INC N/A 501(C)(3) PUBL MATCHING GIFT P O BOX 250705 CHAR NEW YORK, NY 10025 4,500.
FOUNDATION FOR THE CAROLINAS N/A 501(C)(3) PUBL MATCHING GIFT 217 S TRYON ST CHAR CHARLOTTE, NC 28202 15,000.
FREE ARTS FOR ABUSED CHILDREN OF NEW N/A 501(C)(3) PUBL MATCHING GIFT YORK CITY INC CHAR 1431 BROADWAY 7TH FLOOR NEW YORK, NY 10018 75.
FRIENDS OF ALTA INC N/A 501(C)(3) PUBL MATCHING GIFT P O BOX 8126 CHAR ALTA, UT 84092 750.
FRIENDS OF THE CEELI INSTITUTE N/A 501(C)(3) PUBL MATCHING GIFT 740 15TH STREET N W CHAR WASHINGTON, DC 20005 4,500.
FRIENDS OF THE HIGH LINE INC N/A 501(C)(3) PUBL MATCHING GIFT 529 W 20TH ST CHAR NEW YORK, NY 10011 600. Total from continuation sheets
123631 08‐03‐11 84 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient
FRIENDS SEMINARY N/A 501(C)(3) PUBL MATCHING GIFT 222 E 16TH ST CHAR NEW YORK, NY 10003 3703 6,858.
FUGEES FAMILY INC N/A 501(C)(3) PUBL MATCHING GIFT P O BOX 388 CHAR SCOTTSDALE, GA 30079 750.
FUND FOR THE CITY OF NEW YORK INC N/A 501(C)(3) PUBL MATCHING GIFT 121 AVENUE OF THE AMERICAS 6TH FLOOR CHAR NEW YORK, NY 10013 4,245.
GAY MENS HEALTH CRISIS INC N/A 501(C)(3) PUBL MATCHING GIFT 446 WEST 33RD STREET CHAR NEW YORK, NY 10011 75.
GAY MENS HEALTH CRISIS INC AIDS N/A 501(C)(3) PUBL MATCHING GIFT WALK NEW YORK CHAR 446 WEST 33RD STREET NEW YORK, NY 10001 150.
GLOBALGIVING FOUNDATION INC N/A 501(C)(3) PUBL MATCHING GIFT 1023 15TH NW STE 1200 CHAR WASHINGTON, DC 20005 233.
GODS LOVE WE DELIVER INC N/A 501(C)(3) PUBL MATCHING GIFT 166 AVENUE OF THE AMERICAS CHAR NEW YORK, NY 10013 4,500.
GRACE INSTITUTE N/A 501(C)(3) PUBL MATCHING GIFT 1233 2ND AVE CHAR NEW YORK, NY 10021 300.
GRANTMAKERS IN THE ARTS N/A 501(C)(3) PUBL MATCHING GIFT 4055 21ST AVENUE WEST SUITE 100 CHAR SEATTLE, WA 98199 1247 750.
GREAT COMMANDMENTS MINISTRIES N/A 501(C)(3) PUBL MATCHING GIFT P O BOX 942 CHAR NACHES, WA 98937 450. Total from continuation sheets
123631 08‐03‐11 85 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient
GREYSTON FOUNDATION INC N/A 501(C)(3) PUBL MATCHING GIFT 21 PARK AVE CHAR YONKERS, NY 10703 3401 300.
GROUNDWORK INC N/A 501(C)(3) PUBL MATCHING GIFT 595 SUTTER AVE CHAR BROOKLYN, NY 11207 3,473.
GROW BROOKLYN INC N/A 501(C)(3) PUBL MATCHING GIFT 1474 MYRTLE AVE CHAR BROOKLYN, NY 11237 5128 600.
GUIDING EYES FOR THE BLIND INC N/A 501(C)(3) PUBL MATCHING GIFT 611 GRANITE SPRINGS ROAD CHAR YORKTOWN HEIGHTS, NY 10598 750.
HABITAT FOR HUMANITY INTERNATIONAL N/A 501(C)(3) PUBL MATCHING GIFT P O BOX 7024 CHAR AMERICUS, GA 31709 3498 900.
HARVARD MAGAZINE INC N/A 501(C)(3) PUBL MATCHING GIFT 7 WARE STREET CHAR CAMBRIDGE, MA 02138 4027 150.
HEIFER PROJECT INTERNATIONAL N/A 501(C)(3) PUBL MATCHING GIFT 1 WORLD AVE CHAR LITTLE ROCK, AR 72202 5,550.
HELEN KELLER INTERNATIONAL INC N/A 501(C)(3) PUBL MATCHING GIFT 352 PARK AVE SOUTH CHAR NEW YORK, NY 10010 9,600.
HILLSBOROUGH MIDDLE SCHOOL HOME & N/A 501(C)(3) PUBL MATCHING GIFT SCHOOL ASSOCIATION CHAR 260 TRIANGLE ROAD HILLSBOROUGH, NJ 08844 4878 150.
HOPE COMMUNITY SERVICES N/A 501(C)(3) PUBL MATCHING GIFT 50 WASHINGTON AVE CHAR NEW ROCHELLE, NY 10801 600. Total from continuation sheets
123631 08‐03‐11 86 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient
HOPE PROGRAM INC N/A 501(C)(3) PUBL MATCHING GIFT 1 SMITH STREET CHAR BROOKLYN, NY 11201 5111 150.
HOSPITAL FOR SPECIAL SURGERY FUND INC N/A 501(C)(3) PUBL MATCHING GIFT 535 EAST 70TH ST CHAR NEW YORK, NY 10021 1,500.
HUMAN RACE INC N/A 501(C)(3) PUBL MATCHING GIFT 126 NORTH MAIN STREET CHAR DAYTON, OH 45402 600.
INMOTION INC N/A 501(C)(3) PUBL MATCHING GIFT 70 WEST 36TH STREET CHAR NEW YORK, NY 10018 150.
INTERNATIONAL DOCUMENTARY N/A 501(C)(3) PUBL MATCHING GIFT 1201 WEST 5TH STREET CHAR LOS ANGELES, CA 90017 600.
INTERNATIONAL RESCUE COMMITTEE INC N/A 501(C)(3) PUBL MATCHING GIFT 122 EAST 42ND ST CHAR NEW YORK, NY 10168 1289 1,050.
INVISIBLE CHILDREN INC N/A 501(C)(3) PUBL MATCHING GIFT 1620 5TH AVE SUITE 400 CHAR SAN DIEGO, CA 92101 300.
ISLAMIC RELIEF USA N/A 501(C)(3) PUBL MATCHING GIFT 3655 WHEELER AVE CHAR ALEXANDRIA, VA 22304 6404 11,043.
JAPAN SOCIETY INC N/A 501(C)(3) PUBL MATCHING GIFT 333 EAST 47TH STREET CHAR NEW YORK, NY 10017 2313 150.
JESUIT HIGH SCHOOL N/A 501(C)(3) PUBL MATCHING GIFT 9000 SW BEAVERTON HILLSDALE HIGHWAY CHAR PORTLAND, OR 97225 0000 300. Total from continuation sheets
123631 08‐03‐11 87 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient
JUNIOR TENNIS CHAMPIONS CENTER INC N/A 501(C)(3) PUBL MATCHING GIFT TENNIS CENTER AT COLLEGE PARK CHAR 5200 POINT BRANCH PKWY COLLEGE PARK, MD 20740 2,250.
JUVENILE JUSTICE PROJECT OF LOUISIANA N/A 501(C)(3) PUBL MATCHING GIFT 1600 ORETHA C HALEY BLVD CHAR NEW ORLEANS, LA 70113 1311 750.
KHYENTSE FOUNDATION N/A 501(C)(3) PUBL MATCHING GIFT P O BOX 156648 CHAR SAN FRANCISCO, CA 94115 1,500.
KOREAN AMERICAN COMMUNITY FOUNDATION N/A 501(C)(3) PUBL MATCHING GIFT INC CHAR 501 5TH AVE FL 3 NEW YORK, NY 10017 7805 300.
LET ALL THE CHILDREN PLAY INC N/A 501(C)(3) PUBL MATCHING GIFT 445 CENTRAL AVENUE CHAR CEDARHURST, NY 11516 60.
LEUKEMIA & LYMPHOMA SOCIETY INC N/A 501(C)(3) PUBL MATCHING GIFT 475 PARK AVE SOUTH CHAR NEW YORK, NY 10016 5,340.
LEUKEMIA & LYMPHOMA SOCIETY INC N/A 501(C)(3) PUBL MATCHING GIFT 180 S 300 W CHAR SALT LAKE CITY, UT 84101 150.
LEUKEMIA & LYMPHOMA SOCIETY INC N/A 501(C)(3) PUBL MATCHING GIFT 1311 MAMARONECK AVE CHAR WHITE PLAINS, NY 10605 3,540.
LIFE FOR MOTHERS N/A 501(C)(3) PUBL MATCHING GIFT 207 WEST 25 STREET CHAR NEW YORK, NY 10001 1,500.
LIMBACH SAMAJ OF AMERICA INC U S A N/A 501(C)(3) PUBL MATCHING GIFT 51 GROVE AVENUE CHAR VERONA, NJ 07044 1612 3,000. Total from continuation sheets
123631 08‐03‐11 88 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient
MAKE THE ROAD NEW YORK N/A 501(C)(3) PUBL MATCHING GIFT 301 GROVE STREET CHAR BROOKLYN, NY 11237 1,500.
MARC LUSTGARTEN PANCREATIC CANCER N/A 501(C)(3) PUBL MATCHING GIFT FOUNDATION CHAR 1111 STEWART AVE BETHPAGE, NY 11714 150.
MARCH OF DIMES FOUNDATION N/A 501(C)(3) PUBL MATCHING GIFT 2400 MAIN STREET CHAR SAYREVILLE, NJ 08872 150.
MASSACHUSETTS GENERAL HOSPITAL N/A 501(C)(3) PUBL MATCHING GIFT 55 FRUIT STREET CHAR BOSTON, MA 02114 2621 90,000.
MEMORIAL SLOAN KETTERING CANCER N/A 501(C)(3) PUBL MATCHING GIFT CENTER CHAR 633 THIRD AVENUE NEW YORK, NY 10017 150.
METROPOLITAN MUSEUM OF ART N/A 501(C)(3) PUBL MATCHING GIFT 1000 5TH AVE CHAR NEW YORK, NY 10028 990.
MIDTOWN PREGNANCY SUPPORT CENTER N/A 501(C)(3) PUBL MATCHING GIFT 110 E 40TH STREET CHAR NEW YORK, NY 10016 1821 3,000.
MOREHEAD SCHOLARSHIP FOUNDATION N/A 501(C)(3) PUBL MATCHING GIFT P O BOX 690 CHAR CHAPEL HILL, NC 27514 300.
MOREHOUSE COLLEGE N/A 501(C)(3) PUBL MATCHING GIFT 830 WESTVIEW DRIVE S W CHAR ATLANTA, GA 30314 15,000.
MUSEUM OF MODERN ART N/A 501(C)(3) PUBL MATCHING GIFT 11 WEST 53 ST CHAR NEW YORK, NY 10019 165. Total from continuation sheets
123631 08‐03‐11 89 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient
MUSLIM ADVOCATES N/A 501(C)(3) PUBL MATCHING GIFT 315 MONTGOMERY STREET FLOOR 8 CHAR SAN FRANCISCO, CA 94104 1803 3,825.
NATIONAL AUDUBON SOCIETY INC N/A 501(C)(3) PUBL MATCHING GIFT 225 VARICK STREET CHAR NEW YORK, NY 10014 9,000.
NATIONAL COUNCIL ON CRIME AND N/A 501(C)(3) PUBL MATCHING GIFT DELINQUENCY CHAR 1970 BROADWAY SUITE 500 OAKLAND, CA 94612 2217 2,250.
NATIONAL DANCE INSTITUTE INC N/A 501(C)(3) PUBL MATCHING GIFT 217 WEST 147TH STREET CHAR NEW YORK, NY 10039 300.
NATIONAL ECONOMIC AND SOCIAL RIGHTS N/A 501(C)(3) PUBL MATCHING GIFT INITIATIVE CHAR 90 JOHN ST RM 308 NEW YORK, NY 10038 675.
NATIONAL FOUNDATION FOR TRANSPLANTS N/A 501(C)(3) PUBL MATCHING GIFT INC CHAR 5350 POPLAR AVE STE 430 MEMPHIS, TN 38119 3665 75.
NATIONAL HUMANITIES CENTER N/A 501(C)(3) PUBL MATCHING GIFT P O BOX 12256 CHAR DURHAM, NC 27709 2256 3,750.
NATIONAL MULTIPLE SCLEROSIS SOCIETY N/A 501(C)(3) PUBL MATCHING GIFT 733 3RD AVENUE CHAR NEW YORK, NY 10017 3288 300.
NATIONAL MULTIPLE SCLEROSIS SOCIETY N/A 501(C)(3) PUBL MATCHING GIFT 733 THIRD AVE THIRD FLOOR CHAR NEW YORK, NY 10017 150.
NATIONAL MULTIPLE SCLEROSIS SOCIETY N/A 501(C)(3) PUBL MATCHING GIFT 30 SOUTH 17TH ST CHAR PHILADELPHIA, PA 19103 750. Total from continuation sheets
123631 08‐03‐11 90 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient
NATIONAL NETWORK OF ABORTION FUNDS N/A 501(C)(3) PUBL MATCHING GIFT NEW YORK ABORTION ACCESS FUND CHAR 7569 FDR STATION NEW YORK, NY 10150 300.
NATURAL RESOURCES DEFENSE COUNCIL INC N/A 501(C)(3) PUBL MATCHING GIFT 40 WEST 20TH ST CHAR NEW YORK, NY 10011 4211 600.
NEIGHBORS TOGETHER CORP N/A 501(C)(3) PUBL MATCHING GIFT 2094 FULTON ST CHAR BROOKLYN, NY 11233 6009 2,400.
NEW ALTERNATIVES FOR CHILDREN INC N/A 501(C)(3) PUBL MATCHING GIFT 37 WEST 26 STREET CHAR NEW YORK, NY 10010 1,500.
NEW YORK CITY BALLET INC N/A 501(C)(3) PUBL MATCHING GIFT 20 LINCOLN CENTER PLAZA CHAR NEW YORK, NY 10023 450.
NEW YORK OPPORTUNITY NETWORK N/A 501(C)(3) PUBL MATCHING GIFT 55 EXCHANGE PLACE CHAR NEW YORK, NY 10005 750.
NEW YORK OUTRIGGER INC N/A 501(C)(3) PUBL MATCHING GIFT 205 WEST END EVENUE 12 C CHAR NEW YORK, NY 10023 10,500.
NEW YORK POPS INC N/A 501(C)(3) PUBL MATCHING GIFT 333 W 52ND STREET CHAR NEW YORK, NY 10019 300.
NEW YORK PUBLIC RADIO N/A 501(C)(3) PUBL MATCHING GIFT 160 VARICK ST CHAR NEW YORK, NY 10013 2,250.
NEW YORK RESTORATION PROJECT N/A 501(C)(3) PUBL MATCHING GIFT 254 W 31ST STREET CHAR NEW YORK, NY 10001 750. Total from continuation sheets
123631 08‐03‐11 91 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient
NEW YORK ROAD RUNNERS INC N/A 501(C)(3) PUBL MATCHING GIFT 156 W 56TH ST CHAR NEW YORK, NY 10019 1,650.
NEW YORK UNIVERSITY N/A 501(C)(3) PUBL MATCHING GIFT OFFICE OF GIFT ADMINISTRATION CHAR NEW YORK, NY 10012 6,000.
NIAGARA HOSPICE ALLIANCE N/A 501(C)(3) PUBL MATCHING GIFT 4675 SUNSET DRIVE CHAR LOCKPORT, NY 14094 1231 3,000.
NIGHTINGALE BAMFORD SCHOOL N/A 501(C)(3) PUBL MATCHING GIFT 20 EAST 92ND STREET CHAR NEW YORK, NY 10128 300.
NONPROFIT FINANCE FUND N/A 501(C)(3) PUBL MATCHING GIFT 70 WEST 36TH STREET CHAR NEW YORK, NY 10018 1,500.
NORTHWESTERN UNIVERSITY N/A 501(C)(3) PUBL MATCHING GIFT 2020 RIDGE AVENUE CHAR EVANSTON, IL 60208 0001 15,000.
NORWALK COMMUNITY COLLEGE FOUNDATION N/A 501(C)(3) PUBL MATCHING GIFT 188 RICHARDS AVENUE CHAR NORWALK, CT 06854 1655 750.
NORWALK HOSPITAL FOUNDATION INC N/A 501(C)(3) PUBL MATCHING GIFT 34 MAPLE STREET CHAR NORWALK, CT 06850 3815 300.
OAKS COMMUNITY CHURCH N/A 501(C)(3) PUBL MATCHING GIFT 124 S MAIN STREET CHAR MIDDLETOWN, OH 45044 4,920.
OBIE HARRINGTON HOWES FOUNDATION INC N/A 501(C)(3) PUBL MATCHING GIFT P O BOX 2221 CHAR DARIEN, CT 06850 3815 300. Total from continuation sheets
123631 08‐03‐11 92 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient
OPUS 118 HARLEM SCHOOL OF MUSIC N/A 501(C)(3) PUBL MATCHING GIFT 103 EAST 125TH STREET CHAR NEW YORK, NY 10035 750.
ORPHEUS CHAMBER ORCHESTRA INC N/A 501(C)(3) PUBL MATCHING GIFT 490 RIVERSIDE DRIVE CHAR NEW YORK, NY 10027 5713 15,000.
OXFAM AMERICA INC N/A 501(C)(3) PUBL MATCHING GIFT 226 CAUSEWAY ST CHAR BOSTON, MA 02114 2171 3,300.
P S 321 PARENT TEACHER ASSOCIATION N/A 501(C)(3) PUBL MATCHING GIFT INC CHAR 180 7TH AVE NEW YORK, NY 11215 300.
PACKER COLLEGIATE INSTITUTE PACKER N/A 501(C)(3) PUBL MATCHING GIFT PARENT ASSOCIATION CHAR 170 JORALEMON STREEET BROOKLYN, NY 11201 210.
PAN MASSACHUSETTS CHALLENGE TRUST N/A 501(C)(3) PUBL MATCHING GIFT 77 FOURTH AVENUE CHAR NEEDHAM, MA 02494 2704 75.
PARKSIDE SCHOOL N/A 501(C)(3) PUBL MATCHING GIFT 48 WEST 74TH STREET CHAR NEW YORK, NY 10023 30,000.
PARTNERS FOR A BETTER EDUCATION INC N/A 501(C)(3) PUBL MATCHING GIFT 200 N BROADWAY CHAR SLEEPY HOLLOW, NY 10591 1,500.
PARTNERS IN HEALTH A NONPROFIT N/A 501(C)(3) PUBL MATCHING GIFT CORPORATION CHAR 888 COMMON WEALTH AVE 3RD FLOOR BOSTON, MA 02215 1205 3,675.
PATH N/A 501(C)(3) PUBL MATCHING GIFT DONOR RELATIONS CHAR SEATTLE, WA 98109 1210 750. Total from continuation sheets
123631 08‐03‐11 93 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient
PCA REFORMED UNIVERSITY MINISTRIES N/A 501(C)(3) PUBL MATCHING GIFT 1700 NORTH BROWN ROAD CHAR LAWRENCEVILLE, GA 30043 6,000.
PEOPLE FOR THE ETHICAL TREATMENT OF N/A 501(C)(3) PUBL MATCHING GIFT ANIMALS INC CHAR 501 FRONT STREET NORFOLK, VA 23510 1,179.
PERFORMANCE ZONE INC THE FIELD N/A 501(C)(3) PUBL MATCHING GIFT SPONSORED ARTIST WOODY GUTHRIE DREAMS CHAR 161 SIXTH AVENUE NEW YORK, NY 10013 450.
PERSON TO PERSON INC N/A 501(C)(3) PUBL MATCHING GIFT 1864 POST ROAD CHAR DARIEN, CT 06820 5802 750.
PHYSICIANS FOR REPRODUCTIVE CHOICE N/A 501(C)(3) PUBL MATCHING GIFT AND HEALTH INC CHAR 55 WEST 39TH STREET NEW YORK, NY 10018 3889 8,400.
PIERPONT MORGAN LIBRARY N/A 501(C)(3) PUBL MATCHING GIFT 225 MADISON AVENUE CHAR NEW YORK, NY 10016 1,564.
POLARIS PROJECT N/A 501(C)(3) PUBL MATCHING GIFT PO BOX 53315 CHAR WASHINGTON, DC 20009 9315 450.
POLY PREP COUNTRY DAY SCHOOL N/A 501(C)(3) PUBL MATCHING GIFT 9216 7TH AVE CHAR BROOKLYN, NY 11228 3622 3,000.
POLYHYMNIA MUSIC FOUNDATION INC N/A 501(C)(3) PUBL MATCHING GIFT 552 WEST END AVE CHAR NEW YORK, NY 10024 375. PRESBYTERIAN CHURCH USA N/A 501(C)(3) PUBL MATCHING GIFT PRESBYTERIAN CHURCH OF UPPER CHAR MONTCLAIR 53 NORWOOD AVE UPPER MONTCLAIR, NJ 07043 8,565. Total from continuation sheets
123631 08‐03‐11 94 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient
PRESBYTERIAN CHURCH USA SOUTH N/A 501(C)(3) PUBL MATCHING GIFT GREENBURG PRESBYTERIAN CHURCH CHAR 343 BROADWAY DOBBS FERRY, NY 10522 5,250.
PRESERVATION NEW JERSEY INCORPORATED N/A 501(C)(3) PUBL MATCHING GIFT 310 W STATE ST CHAR TRENTON, NJ 08618 75.
PRESIDENT & FELLOWS OF MIDDLEBURY N/A 501(C)(3) PUBL MATCHING GIFT MIDDLEBURY COLLEGE CHAR MIDDLEBURY, VT 05753 1,500.
PRINCETON PROJECT 55 INC N/A 501(C)(3) PUBL MATCHING GIFT 12 STOCKTON STREET CHAR PRINCETON, NJ 08540 1,500.
PROGRESSIVE AMERICA FUND N/A 501(C)(3) PUBL MATCHING GIFT 1133 BROADWAY SUITE 332 CHAR NEW YORK, NY 10010 7903 1,500.
PROSPECT PARK ALLIANCE INC N/A 501(C)(3) PUBL MATCHING GIFT 95 PROSPECT PARK WEST CHAR BROOKLYN, NY 11215 855.
PROTESTANT EPISCOPAL CHURCH USA ST N/A 501(C)(3) PUBL MATCHING GIFT ANDREW AND HOLY COMMUNION CHAR 160 WEST SOUTH ORANGE AVE SOUTH ORANGE, NJ 07079 1731 3,750.
PUBLIC ALLIES INC N/A 501(C)(3) PUBL MATCHING GIFT 735 N WATER STREET 550 CHAR MILWAUKEE, WI 53202 4104 3,000.
QSAC INC N/A 501(C)(3) PUBL MATCHING GIFT 253 W 35TH STREET CHAR NEW YORK, NY 10001 300.
QUEENS UNIVERSITY OF CHARLOTTE N/A 501(C)(3) PUBL MATCHING GIFT 1900 SELWYN AVE CHAR CHARLOTTE, NC 28274 24,000. Total from continuation sheets
123631 08‐03‐11 95 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient
REED INSTITUTE N/A 501(C)(3) PUBL MATCHING GIFT 3203 SE WOODSTOCK BLVD CHAR PORTLAND, OR 97202 8138 600.
RESONATE INC N/A 501(C)(3) PUBL MATCHING GIFT 251 RHODE ISLAND STREET CHAR SAN FRANCISCO, CA 94103 15,000.
ROOT CAPITAL INC N/A 501(C)(3) PUBL MATCHING GIFT 955 MASSCHUSETTS AVENUE CHAR CAMBRIDGE, MA 02139 675.
SAILORS FOR THE SEA INC N/A 501(C)(3) PUBL MATCHING GIFT 449 THAMES STREET CHAR NEWPORT, RI 02840 90,000.
SAINT LUKES EPISCOPAL PARISH N/A 501(C)(3) PUBL MATCHING GIFT 1864 POST ROAD CHAR DARIEN, CT 06820 3,600.
SAKHI FOR SOUTH ASIAN WOMEN N/A 501(C)(3) PUBL MATCHING GIFT P O BOX 20208 CHAR NEW YORK, NY 10001 762.
SALZBURG GLOBAL SEMINAR INC N/A 501(C)(3) PUBL MATCHING GIFT 1730 PENNSYLVANIA AVENUE NW CHAR WASHINGTON, DC 20006 600.
SASHA BRUCE YOUTHWORK INC N/A 501(C)(3) PUBL MATCHING GIFT 741 8TH STREET SE CHAR WASHINGTON, DC 20003 2,250.
SAVE THE CHILDREN FEDERATION INC N/A 501(C)(3) PUBL MATCHING GIFT 54 WILTON RD CHAR WESTPORT, CT 06880 3108 2,250.
SCOVILLE MEMORIAL LIBRARY ASSOCIATION N/A 501(C)(3) PUBL MATCHING GIFT INC CHAR 38 MAIN STREET SALISBURY, CT 06068 1805 150. Total from continuation sheets
123631 08‐03‐11 96 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient
SEABROOK ISLAND GREEN SPACE N/A 501(C)(3) PUBL MATCHING GIFT CONSERVANCY CHAR P O BOX 185 JOHNS ISLAND, SC 29455 1,200.
SEVENTH REGIMENT ARMORY CONSERVANCY N/A 501(C)(3) PUBL MATCHING GIFT INC PARK AVENUE ARMORY CHAR 643 PARK AVENUE NEW YORK, NY 10065 240.
SIDWELL FRIENDS SCHOOL N/A 501(C)(3) PUBL MATCHING GIFT 3825 WISCONSIN AVE NW CHAR WASHINGTON, DC 20016 750.
SMILE TRAIN INC N/A 501(C)(3) PUBL MATCHING GIFT 41 MADISON AVE CHAR NEW YORK, NY 10010 75.
SOCIETY OF THE THIRD STREET MUSIC N/A 501(C)(3) PUBL MATCHING GIFT SCHOOL SETTLEMENT INC CHAR 235 EAST 11TH STREET NEW YORK, NY 10003 7305 1,740.
SOUTH ASIAN AMERICANS LEADING N/A 501(C)(3) PUBL MATCHING GIFT TOGETHER INC CHAR 6930 CARROLL AVENUE SUITE 506 TAKOMA PARK, MD 20912 195.
SOUTH ORANGE RESCUE SQUAD INC N/A 501(C)(3) PUBL MATCHING GIFT 4 THIRD ST CHAR SOUTH ORANGE, NJ 07079 750.
SOUTHEASTERN PENNSYLVANIA FIRST N/A 501(C)(3) PUBL MATCHING GIFT SUBURBS PROJECT CHAR P O BOX 1246 LANSDOWNE, PA 19050 300.
SPECIAL OLYMPICS NEW JERSEY INC N/A 501(C)(3) PUBL MATCHING GIFT 3 PRINCESS ROAD CHAR LAWRENCEVILLE, NJ 08648 7,350.
SPECIAL OLYMPICS SOUTHERN CALIFORNIA N/A 501(C)(3) PUBL MATCHING GIFT INC CHAR 1411 W 190TH STREET GARDENA, CA 90248 150. Total from continuation sheets
123631 08‐03‐11 97 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient
ST PAULS CHURCH N/A 501(C)(3) PUBL MATCHING GIFT 430 EAST 86TH ST APT 1C CHAR NEW YORK, NY 10028 11,745.
ST WILLIAM THE ABBOT ROMAN CATHOLIC N/A 501(C)(3) PUBL MATCHING GIFT CHURCH CHAR 2000 JACKSON AVENUE SEAFORD, NY 11783 9,540.
STANFORD UNIVERSITY BOARD OF TRUSTEES N/A 501(C)(3) PUBL MATCHING GIFT OF THE LELAND STANFORD JR UNIVERSITY CHAR 326 GALVEZ STREET STANDFORD, CA 94305 2,550.
START SMALL THINK BIG INC N/A 501(C)(3) PUBL MATCHING GIFT C O EAST SIDE HOUSE SETTLEMENT CHAR BRONX, NY 10454 750.
STEP UP WOMENS NETWORK N/A 501(C)(3) PUBL MATCHING GIFT 159 BLEECKER ST STE 2B CHAR NEW YORK, NY 10012 150.
STONE CIRCLES N/A 501(C)(3) PUBL MATCHING GIFT 6602 NICKS ROAD CHAR MEBANE, NC 27302 6,000.
TEACH FOR AMERICA INC N/A 501(C)(3) PUBL MATCHING GIFT 315 W 36TH STREET 6TH FLOOR CHAR NEW YORK, NY 10018 6404 4,500.
TECTONIC THEATER PROJECT INC N/A 501(C)(3) PUBL MATCHING GIFT 520 EIGHTH AVE STE 313 CHAR NEW YORK, NY 10018 600.
TEXAS CHRISTIAN UNIVERSITY N/A 501(C)(3) PUBL MATCHING GIFT TCU BOX 298200 CHAR FORT WORTH, TX 76129 0001 3,000.
THE ADMINISTRATORS OF THE TULANE N/A 501(C)(3) PUBL MATCHING GIFT EDUCATIONAL FUND CHAR P O BOX 61075 NEW ORLEANS, LA 70161 9986 4,564. Total from continuation sheets
123631 08‐03‐11 98 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient
THE AMERICAN ARCHITECTURAL FOUNDATION N/A 501(C)(3) PUBL MATCHING GIFT INC CHAR 1799 NEW YORK AVE NW WASHINGTON, DC 20006 600.
THE BROOKLYN HISTORICAL SOCIETY N/A 501(C)(3) PUBL MATCHING GIFT 128 PIERREPONT STREET CHAR BROOKLYN, NY 11201 750.
THE COLLEGE OF WILLIAM & MARY N/A 501(C)(3) PUBL MATCHING GIFT FOUNDATION CHAR P O BOX 1693 WILLIAMSBURG, VA 23187 53,122.
THE NEW YORK PUBLIC LIBRARY STEPHEN N/A 501(C)(3) PUBL MATCHING GIFT A SCHWARZMAN BUILDING CHAR 476 FIFTH AVENUE NEW YORK, NY 10018 468.
THE NEW YORK PUBLIC LIBRARY ASTOR N/A 501(C)(3) PUBL MATCHING GIFT LENOX AND TILDEN FOUNDATIONS CHAR FIFTH AVENUE AND 42ND STREET NEW YORK, NY 10018 75.
THE PICTURE HOUSE REGIONAL FILM N/A 501(C)(3) PUBL MATCHING GIFT CENTER INC CHAR 175 WOLF LANE PELHAM, NY 10803 750.
THE VIVIAN BEAUMONT THEATER INC DBA N/A 501(C)(3) PUBL MATCHING GIFT LINCOLN CENTER THEATER CHAR 150 WEST 65TH ST NEW YORK, NY 10023 90,000.
THE WBEZ ALLIANCE INC THIS AMERICAN N/A 501(C)(3) PUBL MATCHING GIFT LIFE CHAR 848 E GRAND 3RD FLOOR CHICAGO, IL 60611 3509 150.
THIRTEEN N/A 501(C)(3) PUBL MATCHING GIFT 825 8TH AVE CHAR NEW YORK, NY 10019 2,175.
TIDES CENTER N/A 501(C)(3) PUBL MATCHING GIFT 1014 TORNEY AVE CHAR SAN FRANCISCO, CA 94129 9,750. Total from continuation sheets
123631 08‐03‐11 99 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient
TRANSPORTATION ALTERNATIVES INC N/A 501(C)(3) PUBL MATCHING GIFT 127 WEST 26TH ST CHAR NEW YORK, NY 10001 108.
TRI STATE CENTER FOR THE ARTS INC N/A 501(C)(3) PUBL MATCHING GIFT P O BOX 1187 CHAR SHARON, CT 06069 1187 150.
TRIANGLE RESIDENTIAL OPTIONS FOR N/A 501(C)(3) PUBL MATCHING GIFT SUBSTANCE ABUSERS INC CHAR 1820 JAMES ST DURHAM, NC 27707 750.
TRUSTEES OF COLUMBIA UNIVERSITY IN N/A 501(C)(3) PUBL MATCHING GIFT THE CITY OF NEW YORK CHAR 622 WEST 113TH STREET NEW YORK, NY 10025 516.
TRUSTEES OF NEWARK ACADEMY N/A 501(C)(3) PUBL MATCHING GIFT 91 SOUTH ORANGE AVENUE CHAR LIVINGSTON, NJ 07039 75.
TRUSTEES OF PHILLIPS ACADEMY N/A 501(C)(3) PUBL MATCHING GIFT 180 MAIN STREET CHAR ANDOVER, MA 01810 216.
TRUSTEES OF THE SMITH COLLEGE N/A 501(C)(3) PUBL MATCHING GIFT 10 ELM ST COLLEGE HALL RM 204 CHAR NORTHAMPTON, MA 01063 0001 1,800.
TRUSTEES OF THE UNIVERSITY OF N/A 501(C)(3) PUBL MATCHING GIFT PENNSYLVANIA CHAR 3451 WALNUT STREET PHILADELPHIA, PA 19104 6284 37,452.
TURNING POINT FOR WOMEN AND FAMILIES N/A 501(C)(3) PUBL MATCHING GIFT PO BOX 670086 CHAR FLUSHING, NY 11367 915.
TUTORPEDIA FOUNDATION N/A 501(C)(3) PUBL MATCHING GIFT 251 RHODE ISLAND STREET CHAR SAN FRANCISCO, CA 94103 750. Total from continuation sheets
123631 08‐03‐11 100 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient TWO STATE YOUNG MENS CHRISTIAN N/A 501(C)(3) PUBL MATCHING GIFT ASSOCIATION BECKET CHIMNEY CHAR CORNERS YMCA 748 HAMILTON ROAD BECKET, MA 01223 9686 750.
UNIQUE PROJECT INC N/A 501(C)(3) PUBL MATCHING GIFT 246 W 38TH STREET CHAR NEW YORK, NY 10018 5805 300.
UNITARIAN UNIVERSALIST ASSOCIATION N/A 501(C)(3) PUBL MATCHING GIFT FIRST UNITARIAN SOCIETY OF DENVER CHAR 1400 LAFAYETTE STREET DENVER, CO 80221 7,500.
UNITARIAN UNIVERSALIST COMMUNITY N/A 501(C)(3) PUBL MATCHING GIFT SCHOOLS CAMPAIGN CHAR 26 EAST 35TH STREET NEW YORK, NY 10016 74,287.
UNITED STATES ARTISTS INC N/A 501(C)(3) PUBL MATCHING GIFT 5757 WILSHIRE BLVD STE 580 CHAR LOS ANGELES, CA 90036 6710 300.
UNIV OF NORTH CAROLINA CHAPEL HILL N/A 501(C)(3) PUBL MATCHING GIFT THE KENAN FLAGER BUSINESS FOUNDATION CHAR P O BOX 309 CHAPEL HILL, NC 27514 6,000.
UNIVERSITY OF HAWAII FOUNDATION N/A 501(C)(3) PUBL MATCHING GIFT 2444 DOLE STREET CHAR HONOLULU, HI 96822 2388 30,000.
UNIVERSITY OF MASSACHUSETTS AMHERST N/A 501(C)(3) PUBL MATCHING GIFT FOUNDATION INC CHAR 300 MASSACHUSETTS AVENUE AMHERST, MA 01003 9290 75.
UNIVERSITY OF NEBRASKA FOUNDATION N/A 501(C)(3) PUBL MATCHING GIFT P O BOX 82555 CHAR LINCOLN, NE 68501 2555 4,500.
UNIVERSITY OF TEXAS LAW SCHOOL N/A 501(C)(3) PUBL MATCHING GIFT FOUNDATION CHAR 727 E DEAN KEETON STREET AUSTIN, TX 78705 6,000. Total from continuation sheets
123631 08‐03‐11 101 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient
UNIVERSITY OF TEXAS SYSTEM N/A 501(C)(3) PUBL MATCHING GIFT UNIVERSITY OF TEXAS AT EL PASO CHAR 500 W UNIVERSITY AVE EL PASO, TX 79968 90,000.
UPWARDLY GLOBAL N/A 501(C)(3) PUBL MATCHING GIFT 582 MARKET STREET CHAR SAN FRANCISCO, CA 94104 5301 450.
US CATH CONFERCE ST FRANCIS N/A 501(C)(3) PUBL MATCHING GIFT XAVIER CHURCH CHAR 225 6TH AVE BROOKLYN, NY 11215 5,400.
US CATHOLIC CONFERENCE FORDHAM N/A 501(C)(3) PUBL MATCHING GIFT PREPARATORY SCHOOL CHAR EAST FORDHAM ROAD BRONX, NY 10458 2,700.
US CATHOLIC CONFERENCE ST STEPHEN N/A 501(C)(3) PUBL MATCHING GIFT OF HUNGARY CHURCH CHAR 414 E 82ND ST NEW YORK, NY 10028 3,300.
VALENTINO ACHAK DENG FOUNDATION N/A 501(C)(3) PUBL MATCHING GIFT 849 VALENCIA ST CHAR SAN FRANCISCO, CA 94110 1736 240.
VERA INSTITUTE OF JUSTICE INC N/A 501(C)(3) PUBL MATCHING GIFT 233 BROADWAY CHAR NEW YORK, NY 10279 3,000.
VOLUNTEERS IN MEDICINE BERKSHIRES INC N/A 501(C)(3) PUBL MATCHING GIFT 777 MAIN STREET SUITE 4 CHAR GREAT BARRINGTON, MA 01230 2224 75.
WADSWORTH SULGRAVE HISTORIC N/A 501(C)(3) PUBL MATCHING GIFT PRESERVATION FOUNDATION CHAR 1801 MASSACHUSETTS AVE NW WASHINGTON, DC 20036 1804 450.
WATERSIDE SCHOOL INC N/A 501(C)(3) PUBL MATCHING GIFT 535 FAIRFIELD AVE CHAR STAMFORD, CT 06902 7509 600. Total from continuation sheets
123631 08‐03‐11 102 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient
WELLESLEY COLLEGE N/A 501(C)(3) PUBL MATCHING GIFT 106 CENTERAL STREET CHAR WELLESLEY, MA 02481 8203 8,850.
WILDEARTH GUARDIANS N/A 501(C)(3) PUBL MATCHING GIFT 312 MONTEZUMA AVENUE CHAR SANTA FE, NM 87501 3605 1,500.
WILLA CATHER PIONEER MEMORIAL AND E N/A 501(C)(3) PUBL MATCHING GIFT DUCATIONAL FOUNDATION CHAR 413 NORTH WEBSTER ST RED CLOUD, NE 68970 750.
WOMENS SUPPORT SERVICES INCORPORATED N/A 501(C)(3) PUBL MATCHING GIFT 158 GAY STREET CHAR SHARON, CT 06069 2059 150.
WORLD OF COLOR ONE MILLION LIGHTS N/A 501(C)(3) PUBL MATCHING GIFT P O BOX 444 CHAR PALO ALTO, CA 94302 369.
WORLD PULSE VOICES N/A 501(C)(3) PUBL MATCHING GIFT 909 NW 19TH AVE CHAR PORTLAND, OR 97209 150.
WORLD WILDLIFE FUND INC N/A 501(C)(3) PUBL MATCHING GIFT 1250 TWENTY FOURTH STREET NW CHAR WASHINGTON, DC 20037 300.
YALE UNIVERSITY N/A 501(C)(3) PUBL MATCHING GIFT P O BOX 2038 CHAR NEW HAVEN, CT 06521 2038 39,450.
YESHIVA UNIVERSITY N/A 501(C)(3) PUBL MATCHING GIFT 500 W 185TH ST CHAR NEW YORK, NY 10033 3201 3,750.
YOUNG LIFE N/A 501(C)(3) PUBL MATCHING GIFT P O BOX 6442 CHAR LINCOLN, NE 68506 1,500. Total from continuation sheets
123631 08‐03‐11 103 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Paid During the Year (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient
YOUNG MENS CHRISTIAN ASSOCIATION OF N/A 501(C)(3) PUBL MATCHING GIFT MONTCLAIR CHAR 25 PARK STREET MONTCLAIR, NJ 07042 3407 150.
ASIAN AMERICAN/ PACIFIC ISLANDERS IN N/A 501(C)(3) PUBL MEMBERSHIP PHILANTHROPY CHAR CONTRIBUTION 200 PINE STREET SUITE 700 SAN FRANCISCO, CA 94104 10,000.
FOUNDATION FINANCIAL OFFICERS GROUP N/A 501(C)(3) PUBL MEMBERSHIP INC CHAR CONTRIBUTION 216 W JACKSON BLVD SUITE 625 CHICAGO, IL 60606 3,600.
GRANTMAKERS FOR EFFECTIVE N/A 501(C)(3) PUBL MEMBERSHIP ORGANIZATIONS CHAR CONTRIBUTION 1725 DESALES ST NW SUITE 404 WASHINGTON, DC 20036 11,500.
GRANTS MANAGERS NETWORK N/A 501(C)(3) PUBL MEMBERSHIP 1101 14TH STREET NW SUITE 420 CHAR CONTRIBUTION WASHINGTON, DC 20005 10,000.
HISPANICS IN PHILANTHROPY N/A 501(C)(3) PUBL MEMBERSHIP 55 SECOND STREET, SUITE 1500 CHAR CONTRIBUTION SAN FRANCISCO, CA 94105 10,000.
GLOBAL IMPACT INVESTING NETWORK N/A 501(C)(3) PUBL TO USE SPACE AND CO 420 FIFTH AVE CHAR FACILITIES FOR 10-12 NEW YORK, NY 10018 STAFF WITHIN THE FOUNDATION'S SPACE 147,906.
BELLAGIO STUDY AND CONFERENCE CENTER YES SEE STATEMENTS DCA VILLA SERBELLONI 29 & 30 BELLAGIO, ITALY 4,124,148.
Total from continuation sheets
123631 08‐03‐11 104 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient AFRICAN CENTER FOR ECONOMIC N/A 501C3 PUBL CHARSEE STATEMENT TRANSFORMATION 1015 18TH STREET NW SUITE 210 WASHINGTON, DC 20036 44,448. AFRICAN CENTER FOR ECONOMIC N/A 501C3 PUBL CHARSEE STATEMENT TRANSFORMATION 1015 18TH STREET NW SUITE 210 WASHINGTON, DC 20036 84,900. AFRICAN CENTRE FOR GLOBAL HEALTH AND N/A PVT FDN EQUIV SEE STATEMENT SOCIAL TRANSFORMATION LIMITED ER PLOT 13B ACACIA AVENUE P O BOX 9974 KAMPALA, UGANDA 63,800. AFRICAN MEDICAL AND RESEARCH N/A PUBLIC CHARITY SEE STATEMENT FOUNDATION EQUIV WILSON AIRPORT LANGATA ROAD NAIROBI, KENYA 30,000. AFRICAN UNION COMMISSION N/A INTL ORG BY SEE STATEMENT P O BOX 3243 EXEC ORD ADDIS ABABA, ETHIOPIA
50,000. AGRICULTURAL TRANSFORMATION AGENCY N/A FOREIGN GOV T SEE STATEMENT ZEKUALA COMPLEX P O BOX 708 UNIT ADDIS ABABA, ETHIOPIA
100,000. ALLIANCE FOR A GREEN REVOLUTION IN N/A 501C3 PUBL CHARSEE STATEMENT AFRICA P O BOX 66773 WESTLANDS 00800 NAIROBI, KENYA 2,000,000. ASIA FOUNDATION N/A 501C3 PUBL CHARSEE STATEMENT 465 CALIFORNIA STREET 9TH FLOOR SAN FRANCISCO, CA 94104
14,750. ASIAN COALITION FOR HOUSING RIGHTS N/A PUBLIC CHARITY SEE STATEMENT 73 SOL SONTHIWATTANA 4 LADPRAO 110 EQUIV ROAD BANGKOK, THAILAND 10310
274,000. ASIAN COMMUNITY HEALTH ACTION NETWORK N/A PUBLIC CHARITY SEE STATEMENT S5 32ND CROSS STREET BESANT NAGAR EQUIV MADRAS 90, INDIA
100,000. Total from continuation sheets 54,715,875.
123635 08‐03‐11 105 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient ASIAN MIGRANT CENTRE N/A PUBLIC CHARITY SEE STATEMENT ROOM 6 6F MAN YUEN BUILDING 1 8 MAN EQUIV YUEN STREET HONG KONG, CHINA
29,960. ASPEN INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENT ONE DUPONT CIRCLE NW SUITE 700 WASHINGTON, DC 20036 1133
100,000. ASPEN INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENT ONE DUPONT CIRCLE NW SUITE 700 WASHINGTON, DC 20036 1133
106,800. AVASANT LLC N/A US NON CHARITY SEE STATEMENT 3601 N AVIATION BLVD SUITE 300 ER MANHATTAN BEACH, CA 90266
60,000. BANGABANDHU SHEIKH MUJIB MEDICAL N/A PUBLIC CHARITY SEE STATEMENT UNIVERSITY EQUIV SHAHABAGH DHAKA, BANGLADESH 109,520. BANGLADESH RURAL ADVANCEMENT N/A PUBLIC CHARITY SEE STATEMENT COMMITTEE EQUIV BRAC CENTRE 75 MOHAKHALI DHAKA, BANGLADESH 1212 382,000. BERENICE JOSEPHINE BICKLE DE BASTO NONE N/A SEE STATEMENT 264 RUA PERIERA D ECA POLANA, MAPUTO, MOZAMBIQUE
2,700. BERTELSMANN FOUNDATION NORTH AMERICA N/A 501C3 OP FDN ERSEE STATEMENT INC 1101 NEW YORK AVENUE NW STE 901 WASHINGTON, DC 20005 58,200. BLUEGREEN ALLIANCE FOUNDATION N/A 501C3 PUBL CHARSEE STATEMENT 2828 UNIVERSITY AVENUE SE SUITE 200 MINNEAPOLIS, MN 55414
50,008. BOARD OF TRUSTEES OF THE LELAND N/A 501C3 PUBL CHARSEE STATEMENT STANFORD JUNIOR UNIVERSITY C O OFFICE OF SPONSORED RESEARCH 651 SERRA STREET SUITE 220 STANFORD, CA 94305 6203 37,500. Total from continuation sheets
123635 08‐03‐11 106 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient BOARD OF TRUSTEES OF THE LELAND N/A 501C3 PUBL CHARSEE STATEMENT STANFORD JUNIOR UNIVERSITY C O OFFICE OF SPONSORED RESEARCH 651 SERRA STREET SUITE 220 STANFORD, CA 94305 6203 225,000. BROADREACH HEALTHCARE LLC N/A US NON CHARITY SEE STATEMENT 2500 WILSON BLVD SUITE 220 ER ARLINGTON, VA 22201
600. BROOKINGS INSTITUTION N/A 501C3 PUBL CHARSEE STATEMENT 1775 MASSACHUSETTS AVENUE NW WASHINGTON, DC 20036 2188
150,000. BROOKINGS INSTITUTION N/A 501C3 PUBL CHARSEE STATEMENT 1775 MASSACHUSETTS AVENUE NW WASHINGTON, DC 20036 2188
3,000,000. BROOKLYN ACADEMY OF MUSIC INC N/A 501C3 PUBL CHARSEE STATEMENT 30 LAFAYETTE AVENUE BROOKLYN, NY 11217 1486
37,500. CAMBODIA DEVELOPMENT RESOURCE N/A PUBLIC CHARITY SEE STATEMENT INSTITUTE EQUIV 56 STREET 315 TUOL KORK PHNOM PENH, CAMBODIA 200,000. CAPITAL E LLC N/A US NON CHARITY SEE STATEMENT 1250 24TH STREET NW SUITE 300 ER WASHINGTON, DC 20015
15,000. CAREGO INTERNATIONAL INC N/A US NON CHARITY SEE STATEMENT P O BOX 743 ER DANVILLE, CA 94526
5,000. CARNEGIE HALL SOCIETY N/A 501C3 PUBL CHARSEE STATEMENT 881 SEVENTH AVE NEW YORK, NY 10018
100,000. CASITA MARIA INC N/A 501C3 PUBL CHARSEE STATEMENT 928 SIMPSON STREET 6TH FLOOR BRONX, NY 10459
52,500. Total from continuation sheets
123635 08‐03‐11 107 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient CEC ARTSLINK INC N/A 501C3 PUBL CHARSEE STATEMENT 435 HUDSON STREET NEW YORK, NY 10014
37,500. CENTER FOR CREATIVE INITIATIVES IN N/A FOREIGN ORG ER SEE STATEMENT HEALTH AND POPULATION NO 2 LANE 49 41 HUYNH THUC KHANG STREET HANOI, VIETNAM 10,160. CENTER FOR INTERNATIONAL FORESTRY N/A 501C3 PUBL CHARSEE STATEMENT RESEARCH P O BOX 0113 BOCBD BOGAR, INDONESIA 16000 200,000. CENTER FOR URBAN PEDAGOGY INC N/A 501C3 PUBL CHARSEE STATEMENT 232 THIRD STREET D201 BROOKLYN, NY 11215
40,000. CENTRE FOR DEMOCRACY AND DEVELOPMENT N/A PUBLIC CHARITY SEE STATEMENT P O BOX 14345 4 KIKUYU CLOSE OFF EQUIV NAIROBI STREET ABUJA, NIGERIA
89,860. CENTRE FOR HEALTH AND SOCIAL SERVICES N/A PVT FDN EQUIV SEE STATEMENT P O BOX PMB 52 MINISTRIES ER ACCRA, GHANA
37,242. CENTRE FOR PROMOTION OF QUALITY OF N/A FOREIGN ORG ER SEE STATEMENT LIFE 14 9 HOANG DU KHUONG STREET DISTRICT 10 HO CHI MINH CITY, VIETNAM 45,040. CHALLENGE TO CHANGE N/A PUBLIC CHARITY SEE STATEMENT HATTERS CROFT RADFALL RIDE EQUIV KENT CT5 3EW, UNITED KINGDOM
59,820. CHARTER CITIES N/A 501C3 PUBL CHARSEE STATEMENT 555 BRYANT ST 397 PALO ALTO, CA 94301
100,000. CHERIE BLAIR FOUNDATION FOR WOMEN N/A PUBLIC CHARITY SEE STATEMENT P O BOX 60519 EQUIV LONDON, UNITED KINGDOM W2 7JU
60,000. Total from continuation sheets
123635 08‐03‐11 108 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient CHILDLINE KENYA N/A PUBLIC CHARITY SEE STATEMENT BOX 10003 00100 GENERAL POST OFFICE EQUIV NAIROBI, KENYA
36,700. CHIMPANZEE PRODUCTIONS INC N/A US NON CHARITY SEE STATEMENT 68 EAST 131ST STREET 7TH FLOOR ER NEW YORK, NY 10037
37,500. CHINA NATIONAL HEALTH DEVELOPMENT N/A FOREIGN ORG ER SEE STATEMENT RESEARCH CENTER P O BOX 218 PEKING UNIVERSITY HEALTH SCIENCE CENTER BEIJING, CHINA 100083 100,000. CLAREMONT GRADUATE UNIVERSITY N/A 501C3 PUBL CHARSEE STATEMENT 165 E 10TH STREET CLAREMONT, CA 91711
75,000. CLINTON HEALTH ACCESS INITIATIVE INC N/A 501C3 PUBL CHARSEE STATEMENT 383 DORCHESTER AVENUE SUITE 400 BOSTON, MA 02127
214,960. CLINTON HEALTH ACCESS INITIATIVE INC N/A 501C3 PUBL CHARSEE STATEMENT 383 DORCHESTER AVENUE SUITE 400 BOSTON, MA 02127
111,300. CNT ENERGY N/A EXEMPT NON CHARSEE STATEMENT 2125 WEST NORTH AVENUE ER CHICAGO, IL 60647
150,000. COMMON GROUND COMMUNITIES INC D B A N/A 501C3 PUBL CHARSEE STATEMENT COMMUNITY SOLUTIONS 14 EAST 28TH STREET NEW YORK, NY 10016 62,500. COMMON MARKET FOR EASTERN AND N/A FOREIGN GOV T SEE STATEMENT SOUTHERN AFRICA SECRETARIAT UNIT BEN BELLA ROAD P O BOX 30051 LUSAKA, ZAMBIA 300,000. COMMUNITY AND INDIVIDUAL DEVELOPMENT N/A FOREIGN ORG ER SEE STATEMENT ASSOCIATION 19 3RD STREET HOUGHTON JOHANNESBURG, SOUTH AFRICA 350,000. Total from continuation sheets
123635 08‐03‐11 109 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient COMMUNITY PARTNERS N/A 501C3 PUBL CHARSEE STATEMENT 1000 N ALAMEDA STREET SUITE 240 LOS ANGELES, CA 90012
50,000. CONFEDERATION OF INDIAN INDUSTRY N/A FOREIGN ORG ER SEE STATEMENT 23 INSTITUTIONAL AREA LODI ROAD NEW DELHI, INDIA
253,175. COOPERATIVE FOR ASSISTANCE AND RELIEF N/A 501C3 PUBL CHARSEE STATEMENT EVERYWHERE CARE USA 151 ELLIS STREET NE ATLANTA, GA 30303 2440 98,771. COUNCIL ON FOREIGN RELATIONS INC N/A 501C3 PUBL CHARSEE STATEMENT 58 EAST 68TH STREET NEW YORK, NY 10065
9,220. CROWN AGENTS FOR OVERSEA GOVERNMENTS N/A FOREIGN ORG ER SEE STATEMENT AND ADMINISTRATIONS LIMITED ST NICHOLAS HOUSE ST NICHOLAS ROAD SUTTON, SURREY, UNITED KINGDOM SM1 1EL 100,000. DANCE FILMS ASSOCIATION INC N/A 501C3 PUBL CHARSEE STATEMENT 48 WEST 21ST STREET SUITE 907 NEW YORK, NY 10010
62,500. DANCE THEATRE OF HARLEM INC N/A 501C3 PUBL CHARSEE STATEMENT 466 WEST 152ND STREET NEW YORK, NY 10031 1896
43,750. DECENTRALISED ENERGY SYSTEMS INDIA N/A FOREIGN ORG ER SEE STATEMENT PRIVATE LIMITED 4 2ND FLOOR ABOVE AMANATH CO OPERATIVE BANK 4TH MAIN K H M BLOCK BANGALORE, INDIA 560032 383,228. DIABETIC ASSOCIATION OF BANGLADESH N/A FOREIGN ORG ER SEE STATEMENT 122 KAZI NAZRUL ISLAM AVENUE SHAHBAG DHAKA, BANGLADESH 1000
90,000. DUKE UNIVERSITY N/A 501C3 PUBL CHARSEE STATEMENT 207 ALLEN BUILDING BOX 90001 DURHAM, NC 27708 0340
15,000. Total from continuation sheets
123635 08‐03‐11 110 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient EAST CENTRAL AND SOUTHERN AFRICAN N/A PUBLIC CHARITY SEE STATEMENT HEALTH COMMUNITY EQUIV PLOT 157 OLOIRIEN NJIRO ROAD ARUSHA, TANZANIA 118,270. EAST AFRICA ASSOCIATION OF N/A PUBLIC CHARITY SEE STATEMENT GRANTMAKERS EQUIV P O BOX 49626 00100 GPO NAIROBI, KENYA 45,000. ECOAGRICULTURE INTERNATIONAL INC N/A 501C3 PUBL CHARSEE STATEMENT 730 11TH STREET N W SUITE 301 WASHINGTON, DC 20001
40,000. ECONOMIC MOBILITY CORPORATION N/A 501C3 PUBL CHARSEE STATEMENT 233 BROADWAY 12TH FLOOR NEW YORK, NY 10279
370,000. EDWARD PEPUKAYI MAZHANGARA NONE N/A SEE STATEMENT CHIREDZI RESEARCH STATION P O BOX 97 CHIREDZI, ZIMBABWE
3,299. EDWARD T JACKSON AND ASSOCIATES LTD N/A FOREIGN ORG ER SEE STATEMENT 858 BANK STREET SUITE 104 OTTAWA, ON, CANADA K1S 3W3
250,000. EDWARD T JACKSON AND ASSOCIATES LTD N/A FOREIGN ORG ER SEE STATEMENT 858 BANK STREET SUITE 104 OTTAWA, ON, CANADA K1S 3W3
275,000. EGERTON UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENT P O BOX 536 20115 EQUIV EGERTON, KENYA
133,900. EL PUENTE DE WILLIAMSBURG INC N/A 501C3 PUBL CHARSEE STATEMENT 211 SOUTH 4TH STREET BROOKLYN, NY 11211
37,500. EMCARTS INC N/A 501C3 PUBL CHARSEE STATEMENT 127 WEST 122ND STREET NEW YORK, NY 10025
50,000. Total from continuation sheets
123635 08‐03‐11 111 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient EMCARTS INC N/A 501C3 PUBL CHARSEE STATEMENT 127 WEST 122ND STREET NEW YORK, NY 10025
91,125. ENABLIS ENTREPRENEURIAL NETWORK EAST N/A FOREIGN ORG ER SEE STATEMENT AFRICA LIMITED P O BOX 26136 NAIROBI, KENYA 00100 80,700. EUGENIO MARIA DE HOSTOS COMMUNITY N/A 501C3 PUBL CHARSEE STATEMENT COLLEGE FOUNDATION 500 GRAND CONCOURSE BRONX, NY 10451 37,500. FAMILY HEALTH INTERNATIONAL N/A 501C3 PUBL CHARSEE STATEMENT P O BOX 13950 RESEARCH TRIANGLE PARK, NC 27709
100,000. FARM INPUT PROMOTIONS AFRICA LTD N/A PUBLIC CHARITY SEE STATEMENT P O BOX 5523 EQUIV NAIROBI, KENYA 00200
200,000. FINANCIAL SECTOR DEEPENING TRUST N/A PUBLIC CHARITY SEE STATEMENT KENYA EQUIV 4TH FLOOR KENYA RE TOWERS OFF RAGATI ROAD UPPER HILL NAIROBI, KENYA 25,000. FLORIDA STATE UNIVERSITY RESEARCH N/A 501C3 PUBL CHARSEE STATEMENT FOUNDATION P O BOX 3062744 TALLAHASSEE, FL 32306 25,000. FOOD AGRICULTURE AND NATURAL N/A PUBLIC CHARITY SEE STATEMENT RESOURCES POLICY ANALYSIS NETWORK EQUIV 141 CRESSWELL ROAD WEAVIND PARK 0184 PRETORIA, SOUTH AFRICA 102,011. FOREST TRENDS ASSOCIATION N/A 501C3 PUBL CHARSEE STATEMENT 1050 POTOMAC STREET NW WASHINGTON, DC 20007
50,740. FORO NACIONAL INTERNACIONAL N/A PUBLIC CHARITY SEE STATEMENT AV MANUEL OLGUIN 533 OFICINA 403 EQUIV SANTIAGO DE SURCO LIMA, PERU 33
24,700. Total from continuation sheets
123635 08‐03‐11 112 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient FORUM FOR AFRICAN WOMEN N/A PUBLIC CHARITY SEE STATEMENT EDUCATIONALISTS EQUIV FAWE HOUSE CHANIA AVENUE OFF WOOD AVENUE NAIROBI, KENYA 50,300. FOUNDRY THEATRE N/A 501C3 PUBL CHARSEE STATEMENT 140 142 SECOND AVENUE SUITE 405 NEW YORK, NY 10003
43,750. FREEDOM FROM HUNGER N/A 501C3 PUBL CHARSEE STATEMENT 1644 DA VINCI COURT DAVIS, CA 95618
18,600. FUNDACAO BRASILEIRA PARA O N/A FOREIGN ORG ER SEE STATEMENT DESENVOLVIMENTO SUSTENTAVEL AV RIO BRANCA 81 14 ANDAR RIO DE JANEIRO, BRAZIL 20040 004 75,000. FUNDACAO INTERUNIVERSITARIA DE N/A FOREIGN ORG ER SEE STATEMENT ESTUDOS E PESQUISAS SOBRE O TRABALHO RUA ECA DE QUEIROZ 24 SALA 4 VILA MARIANA SAO PAULO, BRAZIL CEP 04 011 030 70,000. GEORGETOWN UNIVERSITY N/A 501C3 PUBL CHARSEE STATEMENT 204 HEALY HALL 37TH AND O STREETS NW WASHINGTON, DC 20057
150,000. GLOBALGIVING FOUNDATION INC N/A 501C3 PUBL CHARSEE STATEMENT 1023 15TH STREET NW 12TH FLOOR WASHINGTON, DC 20005
106,800. GODEKE CONSULTING N/A US NON CHARITY SEE STATEMENT 351 WEST 4TH STREET ER NEW YORK, NY 10014
120,000.
GODS LOVE WE DELIVER N/A 501(C)(3) PUBL UNRESTRICTED DONATION 166 AVENUE OF THE AMERICAS CHAR NEW YORK, NY 10013 5,000. GORAKHPUR ENVIRONMENTAL ACTION GROUP N/A PUBLIC CHARITY SEE STATEMENT 224 PURDILPUR M G COLLEGE ROAD EQUIV GORAKHPUR, INDIA 273001
149,150. Total from continuation sheets
123635 08‐03‐11 113 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient GORAKHPUR ENVIRONMENTAL ACTION GROUP N/A PUBLIC CHARITY SEE STATEMENT 224 PURDILPUR M G COLLEGE ROAD EQUIV GORAKHPUR, INDIA 273001
243,950. GORAKHPUR ENVIRONMENTAL ACTION GROUP N/A PUBLIC CHARITY SEE STATEMENT 224 PURDILPUR M G COLLEGE ROAD EQUIV GORAKHPUR, INDIA 273001
250,000. GRANTMAKERS IN THE ARTS N/A 501C3 PUBL CHARSEE STATEMENT 4055 21ST AVENUE WEST SUITE 100 SEATTLE, WA 98199 1247
15,000. GREATER CAPITAL ASSOCIATION INC N/A FOREIGN ORG ER SEE STATEMENT 1ST FLOOR BLOCK A RICHMOND CENTRE CORNER MAIN AND GABRIEL ROAD PLUMSTEAD, CAPE TOWN, SOUTH AFRICA 11,500. GREATER WASHINGTON EDUCATIONAL N/A 501C3 PUBL CHARSEE STATEMENT TELECOMMUNICATIONS ASSOCIATION INC 3939 CAMPBELL AVENUE ARLINGTON, VA 22206 10,000. GREEN FOR ALL N/A 501C3 PUBL CHARSEE STATEMENT 1611 TELEGRAPH AVENUE SUITE 600 OAKLAND, CA 94612
500,000. GREENPOINT MANUFACTURING AND DESIGN N/A 501C3 PUBL CHARSEE STATEMENT CENTER LOCAL DEVELOPMENT CORP 1205 MANHATTAN AVENUE BROOKLYN, NY 11222 43,750. GROUNDSWELL COMMUNITY MURAL PROJECT N/A 501C3 PUBL CHARSEE STATEMENT 540 PRESIDENT STREET SUITE 1A BROOKLYN, NY 11215
50,000. GUJARAT MAHILA HOUSING SEWA TRUST N/A PUBLIC CHARITY SEE STATEMENT 401 402 AKASHGANGA COMPLEX EQUIV BRAHMKSHATRIYA CO OP SOCIETY NAVRANGPURA AHMEDABAD, GUJARAT, 70,090. HANOI MEDICAL UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENT 1 TON THAT TUNG STREET DONG DA EQUIV DISTRICT HANOI, VIETNAM
217,440. Total from continuation sheets
123635 08‐03‐11 114 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient HANOI SCHOOL OF PUBLIC HEALTH N/A PUBLIC CHARITY SEE STATEMENT 138 GIANG VO BA DINH EQUIV HANOI, VIETNAM
200,000. HEALTH STRATEGY AND POLICY INSTITUTE N/A FOREIGN GOV T SEE STATEMENT 138 GIANG VO STREET UNIT HANOI, VIETNAM
250,700. HEART OF BROOKLYN CULTURAL N/A 501C3 PUBL CHARSEE STATEMENT INSITUTIONS INC 789 WASHINGTON AVENUE BROOKLYN, NY 11238 62,500. HOME FOR CONTEMPORARY THEATRE AND ART N/A 501C3 PUBL CHARSEE STATEMENT LTD D B A HERE ART CENTER 145 AVENUE OF THE AMERICAS GROUND FLOOR NEW YORK, NY 10013 1548 100,000. IDEO ORG N/A 501C3 PUBL CHARSEE STATEMENT PIER 28 ANNEX SAN FRANCISCO, CA 94105
425,000. IGAD CLIMATE PREDICTION AND N/A FOREIGN ORG ER SEE STATEMENT APPLICATIONS CENTRE P O BOX 10304 00100 GPO NAIROBI, KENYA 150,000. IKHONO COMMUNICATIONS N/A FOREIGN ORG ER SEE STATEMENT 23 JAN HOFMEYR RD BUSINESS PARTNERS BUILDING WESTVILLE, DURBAN, SOUTH AFRICA 3630 36,000. INAFI BANGLADESH FOUNDATION N/A PUBLIC CHARITY SEE STATEMENT NAVANA SHEFALI APT 2D AND 1C HOUSE 11 EQUIV RD 14 DHAKA, BANGLADESH 1212
75,000. INDEPTH NETWORK N/A 501C3 PUBL CHARSEE STATEMENT 11 MENSAH WOOD ROAD EAST LEGON P O BOX KD 213 ACCRA, GHANA
268,841. INDOCHINA RESEARCH CAMBODIA LTD N/A FOREIGN ORG ER SEE STATEMENT 37 ABC ST 271 SANGKAT PHSAR DOEUM THKOV KHAN CHAMKARMORN PHNOM PENH, CAMBODIA 75,000. Total from continuation sheets
123635 08‐03‐11 115 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient INSTITUTE FOR ALTERNATIVE FUTURES N/A 501C3 PUBL CHARSEE STATEMENT 100 NORTH PITT STREET SUITE 307 ALEXANDRIA, VA 22314
53,202. INSTITUTE FOR COLLABORATIVE N/A US NON CHARITY SEE STATEMENT DEVELOPMENT LLC ER 7200 WISCONSIN AVE SUITE 500 BETHESDA, MD 20814 225,441. INSTITUTE FOR HEALTHCARE IMPROVEMENT N/A 501C3 PUBL CHARSEE STATEMENT 20 UNIVERSITY ROAD 7TH FLOOR CAMBRIDGE, MA 02138
299,870. INSTITUTE FOR SOCIAL AND N/A 501C3 PUBL CHARSEE STATEMENT ENVIRONMENTAL TRANSITION 948 NORTH STREET SUITE 9 BOULDER, CO 80304 85,830. INSTITUTE FOR SOCIAL AND N/A 501C3 PUBL CHARSEE STATEMENT ENVIRONMENTAL TRANSITION 948 NORTH STREET SUITE 9 BOULDER, CO 80304 199,790. INSTITUTE FOR SOCIAL AND N/A 501C3 PUBL CHARSEE STATEMENT ENVIRONMENTAL TRANSITION 948 NORTH STREET SUITE 9 BOULDER, CO 80304 218,720. INSTITUTE FOR SOCIAL AND N/A 501C3 PUBL CHARSEE STATEMENT ENVIRONMENTAL TRANSITION 948 NORTH STREET SUITE 9 BOULDER, CO 80304 221,410. INSTITUTE FOR SOCIAL AND N/A 501C3 PUBL CHARSEE STATEMENT ENVIRONMENTAL TRANSITION 948 NORTH STREET SUITE 9 BOULDER, CO 80304 239,820. INSTITUTE FOR SOCIAL AND N/A 501C3 PUBL CHARSEE STATEMENT ENVIRONMENTAL TRANSITION 948 NORTH STREET SUITE 9 BOULDER, CO 80304 298,280. INSTITUTE FOR SOCIAL AND N/A 501C3 PUBL CHARSEE STATEMENT ENVIRONMENTAL TRANSITION 948 NORTH STREET SUITE 9 BOULDER, CO 80304 382,240. Total from continuation sheets
123635 08‐03‐11 116 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient INSTITUTE FOR SOCIAL AND N/A 501C3 PUBL CHARSEE STATEMENT ENVIRONMENTAL TRANSITION 948 NORTH STREET SUITE 9 BOULDER, CO 80304 600,000. INSTITUTE FOR SOCIAL DEVELOPMENT N/A PUBLIC CHARITY SEE STATEMENT STUDIES EQUIV SUITE 225 CT5 SONG DA MY DINH PHAM HUNG RD HANOI, VIETNAM 163,500. INSTITUTE FOR SUSTAINABLE COMMUNITIES N/A 501C3 PUBL CHARSEE STATEMENT 535 STONE CUTTERS WAY MONTPELIER, VT 05602
100,000. INSTITUTE FOR THE FUTURE N/A 501C3 PUBL CHARSEE STATEMENT 124 UNIVERSITY AVENUE 2ND FLOOR PALO ALTO, CA 94301
45,500. INSTITUTE FOR TRANSPORTATION AND N/A 501C3 PUBL CHARSEE STATEMENT DEVELOPMENT POLICY 9 EAST 19TH STREET 7TH FLOOR NEW YORK, NY 10003 250,000. INSTITUTE FOR WOMEN S POLICY RESEARCH N/A 501C3 PUBL CHARSEE STATEMENT 1200 18TH STREET NW SUITE 301 WASHINGTON, DC 20036
50,000. INSTITUTE OF EPIDEMIOLOGY DISEASE N/A FOREIGN GOV T SEE STATEMENT CONTROL AND RESEARCH UNIT IEDCR BUILDING MOHAKHALI DHAKA 1212, BANGLADESH 102,650. INSTITUTE OF HEALTH POLICY N/A FOREIGN ORG ER SEE STATEMENT MANAGEMENT AND RESEARCH 2ND FLOOR NHIF BUILDING RAGATI ROAD UPPER HILL NAIROBI, KENYA 00202 99,894. INSTITUTE OF HEALTH POLICY MANAGEMENT N/A FOREIGN ORG ER SEE STATEMENT AND RESEARCH 2ND FLOOR NHIF BUILDING RAGATI ROAD UPPER HILL NAIROBI, KENYA 00202 21,160. INSTITUTO DE INVESTIGACAO AGRARIA DE N/A FOREIGN GOV T TOWARD THE COSTS OF MOCAMBIQUE UNIT PHASE II OF ITS C POSTAL 3658 AV DAS FPLM NO 2698 PROJECT TO BREED MAPUTO, MOZAMBIQUE DISEASE RESISTANT CASSAVA IN MOZAMBIQUE 46,074. Total from continuation sheets
123635 08‐03‐11 117 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient INTEGRATED RESEARCH AND ACTION FOR N/A PUBLIC CHARITY SEE STATEMENT DEVELOPMENT EQUIV C 50 CHOTTA SINGH BLOCK ASIAN GAMES VILLAGE COMPLEX NEW DELHI, INDIA 110059 28,600. INTELLECAP INC N/A US NON CHARITY SEE STATEMENT 262 VENTURA AVENUE ER PALO ALTO, CA 94306
10,125. INTELLECAP INC N/A US NON CHARITY SEE STATEMENT 262 VENTURA AVENUE ER PALO ALTO, CA 94306
70,200. INTELLECTUAL CAPITAL ADVISORY N/A FOREIGN ORG ER SEE STATEMENT SERVICES PRIVATE LIMITED 8 2 682 1 5TH FLOOR ROAD NO 12 HYDERABAD, INDIA 500 034 2,050. INTELLEVENTURES LLC DBA CKINETICS N/A US NON CHARITY SEE STATEMENT CONSULTING SERVICES ER 262 VENTURA AVE PALO ALTO, CA 94306 135,580. INTERNATIONAL BANK FOR RECONSTRUCTION N/A INTL ORG BY SEE STATEMENT AND DEVELOPMENT EXEC ORD 1818 H STREET NW WASHINGTON, DC 20433 100,000. INTERNATIONAL BANK FOR RECONSTRUCTION N/A INTL ORG BY SEE STATEMENT AND DEVELOPMENT EXEC ORD 1818 H STREET NW WASHINGTON, DC 20433 450,000. INTERNATIONAL CENTRE FOR DIARRHOEAL N/A 501C3 PUBL CHARIN SUPPORT OF A DISEASE RESEARCH BANGLADESH PROJECT TO DEVELOP AND 68 SHAHEED TAJUDDIN AHMED SARANI IMPLEMENT A PILOT MOHAKHALI, DHAKA, BANGLADESH 1212 HEALTH INSURANCE SCHEME IN BANGLADESH 50,130. INTERNATIONAL CENTRE FOR DIARRHOEAL N/A 501C3 PUBL CHARSEE STATEMENT DISEASE RESEARCH BANGLADESH 68 SHAHEED TAJUDDIN AHMED SARANI MOHAKHALI, DHAKA, BANGLADESH 1212 241,500. INTERNATIONAL HEALTH POLICY PROGRAM N/A FOREIGN GOV T SEE STATEMENT THANON SATHARANASOOK 6 MINISTRY OF UNIT PUBLIC HEALTH NONTHABURI, THAILAND 11000 329,615. Total from continuation sheets
123635 08‐03‐11 118 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient INTERNATIONAL INSTITUTE FOR N/A 501C3 PUBL CHARSEE STATEMENT ENVIRONMENT AND DEVELOPMENT 80 86 GRAY S INN ROAD LONDON, UNITED KINGDOM WC1X 8NH 75,000. INTERNATIONAL INSTITUTE FOR N/A 501C3 PUBL CHARSEE STATEMENT ENVIRONMENT AND DEVELOPMENT 80 86 GRAY S INN ROAD LONDON, UNITED KINGDOM WC1X 8NH 700,000. INTERNATIONAL INSTITUTE FOR N/A 501C3 PUBL CHARSEE STATEMENT ENVIRONMENT AND DEVELOPMENT 80 86 GRAY S INN ROAD LONDON, UNITED KINGDOM WC1X 8NH 841,160. INTERNATIONAL LIVESTOCK RESEARCH N/A 501C3 PUBL CHARSEE STATEMENT INSTITUTE OLD NAIVASHA ROAD P O BOX 30709 NAIROBI, KENYA 00100 70,000. IPS ASIA PACIFIC CENTER FOUNDATION N/A FOREIGN ORG ER SEE STATEMENT INC UNIT 505 STERTEN PLACE CONDOMINIUM 116 MAGINHAWA ST QUEZON CITY, PHILIPPINES 60,000. IT ENABLED SERVICES SECRETARIAT N/A FOREIGN GOV T SEE STATEMENT 6TH FLOOR GHANA HOUSE HIGH STREET PO UNIT BOX M83 ACCRA, GHANA
682,177. ITAD LIMITED N/A FOREIGN ORG ER SEE STATEMENT 12 ENGLISH BUSINESS PARK ENGLISH CLOSE HOVE, UNITED KINGDOM BN3 7ET
50,000. JEMBI HEALTH SYSTEMS N/A PUBLIC CHARITY SEE STATEMENT UNIT D 11 BELL CRESCENT WESTLAKE EQUIV SQUARE CAPE TOWN, SOUTH AFRICA
200,000. JOHNS HOPKINS UNIVERSITY N/A 501C3 PUBL CHARSEE STATEMENT HOMEWOOD CAMPUS GARLAND HALL 242 BALTIMORE, MD 21218
324,735. JSI RESEARCH AND TRAINING INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT INC 44 FARNSWORTH STREET BOSTON, MA 02210 1211 20,000. Total from continuation sheets
123635 08‐03‐11 119 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient JUMO INTERNATIONAL INC N/A 501C3 PUBL CHARSEE STATEMENT 113 SPRING STREET 3RD FL NEW YORK, NY 10012
100,000. KENYA COMMUNITY DEVELOPMENT N/A PUBLIC CHARITY SEE STATEMENT FOUNDATION EQUIV P O BOX 10501 00100 CORNER OF PAMBA AND CHAI ROAD NAIROBI, KENYA 15,005. KENYA DIABETES MANAGEMENT AND N/A PVT FDN EQUIV SEE STATEMENT INFORMATION CENTRE ER P O BOX 45099 00100 ROSE AVENUE OFF ARGWINGS KODHEK ROAD NAIROBI, KENYA 20,000. KENYA INFORMATION AND COMMUNICATIONS N/A FOREIGN GOV T SEE STATEMENT TECHNOLOGY BOARD UNIT TELPOSTA TOWERS 12TH FLOOR KENYATTA AVENUE NAIROBI, KENYA 00100 100,000. KENYA INSTITUTE FOR PUBLIC POLICY N/A FOREIGN GOV T SEE STATEMENT RESEARCH AND ANALYSIS UNIT BISHOPS GARDEN TOWERS BISHOPS ROAD NAIROBI, KENYA 124,350. KENYA RED CROSS SOCIETY N/A PUBLIC CHARITY SEE STATEMENT PO BOX 40712 00100 EQUIV NAIROBI, KENYA
300,000. KIGALI INSTITUTE OF SCIENCE AND N/A PUBLIC CHARITY SEE STATEMENT TECHNOLOGY EQUIV AVENUE DE L ARMEE B P 3900 KIGALI, RWANDA 150,000. MAHIDOL UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENT 999 PHUTTAMONTHON 4 ROAD SALAYA EQUIV NAKHON PATHOM, THAILAND 73170
7,500. MAHIDOL UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENT 999 PHUTTAMONTHON 4 ROAD SALAYA EQUIV NAKHON PATHOM, THAILAND 73170
19,250. MAHIDOL UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENT 999 PHUTTAMONTHON 4 ROAD SALAYA EQUIV NAKHON PATHOM, THAILAND 73170
250,000. Total from continuation sheets
123635 08‐03‐11 120 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient MAKE THE ROAD NEW YORK N/A 501C3 PUBL CHARSEE STATEMENT 301 GROVE STREET BROOKLYN, NY 11237
90,000. MAKERERE UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENT P O BOX 7062 EQUIV KAMPALA, UGANDA
25,920. MAKERERE UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENT P O BOX 7062 EQUIV KAMPALA, UGANDA
43,000. MAKERERE UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENT P O BOX 7062 EQUIV KAMPALA, UGANDA
198,700. MANAGEMENT SCIENCES FOR HEALTH INC N/A 501C3 PUBL CHARSEE STATEMENT 784 MEMORIAL DRIVE CAMBRIDGE, MA 02139
110,839. MANAGEMENT SCIENCES FOR HEALTH INC N/A 501C3 PUBL CHARSEE STATEMENT 784 MEMORIAL DRIVE CAMBRIDGE, MA 02139
347,539. MASSACHUSETTS INSTITUTE OF TECHNOLOGY N/A 501C3 PUBL CHARSEE STATEMENT 77 MASSACHUSETTS AVENUE CAMBRIDGE, MA 02139 4307
15,000. MAXTUDIO SNC N/A FOREIGN ORG ER SEE STATEMENT PIAZZA MEUCCI 23 ROME, ITALY 00146
250,116. MAYOR'S FUND TO ADVANCE NEW YORK CITY N/A 501C3 PUBL CHARSEE STATEMENT 253 BROADWAY 8TH FLOOR NEW YORK, NY 10007
250,000. MEKELLE UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENT P O BOX 231 MEKELLE EQUIV TIGRAY, ETHIOPIA
175,000. Total from continuation sheets
123635 08‐03‐11 121 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient MERCY CORPS N/A 501C3 PUBL CHARSEE STATEMENT 45 SW ANKENY ST PORTLAND, OR 97204
24,180. MERCY CORPS N/A 501C3 PUBL CHARSEE STATEMENT 45 SW ANKENY ST PORTLAND, OR 97204
39,520. MERCY CORPS N/A 501C3 PUBL CHARSEE STATEMENT 45 SW ANKENY ST PORTLAND, OR 97204
83,530. MERCY CORPS N/A 501C3 PUBL CHARSEE STATEMENT 45 SW ANKENY ST PORTLAND, OR 97204
143,430. MERCY CORPS N/A 501C3 PUBL CHARSEE STATEMENT 45 SW ANKENY ST PORTLAND, OR 97204
285,780. MERCY CORPS N/A 501C3 PUBL CHARSEE STATEMENT 45 SW ANKENY ST PORTLAND, OR 97204
300,000. MERCY CORPS N/A 501C3 PUBL CHARSEE STATEMENT 45 SW ANKENY ST PORTLAND, OR 97204
370,860. MERCY CORPS N/A 501C3 PUBL CHARSEE STATEMENT 45 SW ANKENY ST PORTLAND, OR 97204
402,230. MERIDIAN INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT 105 VILLAGE PLACE PO BOX 1829 DILLON, CO 80435
49,770. MERIDIAN INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT 105 VILLAGE PLACE P O BOX 1829 DILLON, CO 80435
50,000. Total from continuation sheets
123635 08‐03‐11 122 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient MICHIGAN STATE UNIVERSITY N/A 501C3 PUBL CHARSEE STATEMENT 450 ADMINISTRATION BUILDING EAST LANSING, MI 48824 1046
130,000. MINISTRY OF HEALTH AND FAMILY WELFARE N/A FOREIGN GOV T SEE STATEMENT BANGLADESH SECRETARIAT UNIT DHAKA 1000, BANGLADESH
114,290. MINISTRY OF HEALTH AND FAMILY WELFARE N/A FOREIGN GOV T SEE STATEMENT BANGLADESH SECRETARIAT UNIT DHAKA 1000, BANGLADESH
255,000. MINISTRY OF HEALTH GHANA N/A FOREIGN GOV T SEE STATEMENT P O BOX MB 44 MINISTRIES UNIT ACCRA, GHANA
57,900. MINISTRY OF HEALTH GHANA N/A FOREIGN GOV T SEE STATEMENT P O BOX MB 44 MINISTRIES UNIT ACCRA, GHANA
197,250. MINISTRY OF HEALTH RWANDA N/A FOREIGN GOV T SEE STATEMENT P O BOX 84 UNIT KIGALI, RWANDA
365,000. MINISTRY OF HEALTH VIETNAM N/A FOREIGN GOV T SEE STATEMENT 138A GIANG VO STREET BA DINH DISTRICT UNIT HANOI, VIETNAM
690,000. MISNOMER INC N/A 501C3 PUBL CHARSEE STATEMENT 16 MICIELI PLACE 1 BROOKLYN, NY 11218
43,750. MONITOR COMPANY GROUP LP N/A US NON CHARITY SEE STATEMENT TWO CANAL PARK ER CAMBRIDGE, MA 02141
177,000. MUJERES UNIDAS Y ACTIVAS N/A 501C3 PUBL CHARSEE STATEMENT 3543 18TH STREET 23 SAN FRANCISCO, CA 94110
50,000. Total from continuation sheets
123635 08‐03‐11 123 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient MUNICIPAL ART SOCIETY OF NEW YORK N/A 501C3 PUBL CHARSEE STATEMENT 111 WEST 57TH STREET NEW YORK, NY 10019
600,000. MUSEUM OF CONTEMPORARY AFRICAN N/A 501C3 PUBL CHARSEE STATEMENT DIASPORAN ARTS 80 HANSON PLACE BROOKLYN, NY 11217 43,750. MUUNGANO WA WANAVIJIJI AKIBA N/A PUBLIC CHARITY SEE STATEMENT MASHINANI REGISTERED TRUSTEES EQUIV P O BOX 10269 00100 NAIROBI, KENYA 30,000. MUUNGANO WA WANAVIJIJI SUPPORT TRUST N/A 501(C)(3) PUBL SEE STATEMENT P O BOX 20509 00100 CHAR NAIROBI, KENYA
87,000. NASSCOM FOUNDATION N/A PUBLIC CHARITY SEE STATEMENT 104 1ST FLR DELHI BLUE APARTMENT NEAR EQUIV SAFDARJANG HOSPITAL RING ROAD NEW DELHI, INDIA 110029 50,000. NATIONAL AGRICULTURAL RESEARCH N/A FOREIGN GOV T SEE STATEMENT ORGANISATION UNIT PLOT 3 LUGARD AVENUE P O BOX 295 ENTEBBE, UGANDA 70,000. NATIONAL AGRICULTURAL RESEARCH N/A FOREIGN GOV T SEE STATEMENT ORGANISATION UNIT PLOT 3 LUGARD AVENUE P O BOX 295 ENTEBBE, UGANDA 150,000. NATIONAL AGRICULTURAL RESEARCH N/A FOREIGN GOV T SEE STATEMENT ORGANISATION UNIT PLOT 3 LUGARD AVENUE P O BOX 295 ENTEBBE, UGANDA 300,539. NATIONAL COMMITTEE FOR RESPONSIVE N/A 501C3 PUBL CHARSEE STATEMENT PHILANTHROPY 1331 H STREET NW SUITE 200 WASHINGTON, DC 20005 50,000. NATIONAL COUNCIL FOR LAW REPORTING N/A FOREIGN GOV T SEE STATEMENT P O BOX 10443 UNIT NAIROBI, KENYA 00100
143,000. Total from continuation sheets
123635 08‐03‐11 124 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient NATIONAL COUNCIL OF LA RAZA N/A 501C3 PUBL CHARSEE STATEMENT RAUL YZAGUIRRE BUILDING 1126 16TH STREET NW WASHINGTON, DC 20036
250,000. NATIONAL HOSPITAL INSURANCE FUND N/A FOREIGN GOV T SEE STATEMENT P O BOX 30443 00100 UNIT NAIROBI, KENYA
39,980. NATIONAL UNIVERSITY OF RWANDA N/A PUBLIC CHARITY SEE STATEMENT P O BOX 56 HUYE EQUIV BUTARE, RWANDA
314,340. NATIONAL UNIVERSITY OF SINGAPORE N/A PUBLIC CHARITY SEE STATEMENT 21 LOWER KENT RIDGE ROAD EQUIV SINGAPORE 119077
75,000. NATURAL RESOURCES DEFENSE COUNCIL INC N/A 501C3 PUBL CHARSEE STATEMENT 40 WEST 20TH STREET NEW YORK, NY 10011
125,000. NATURAL RESOURCES DEFENSE COUNCIL INC N/A 501C3 PUBL CHARSEE STATEMENT 40 WEST 20TH STREET NEW YORK, NY 10011
150,000. NATURAL RESOURCES DEFENSE COUNCIL INC N/A 501C3 PUBL CHARSEE STATEMENT 40 WEST 20TH STREET NEW YORK, NY 10011
386,290. NATURE CONSERVATION RESEARCH CENTRE N/A PUBLIC CHARITY SEE STATEMENT GHANA NCRC EQUIV P O BOX KN 925 KANESHIE ACCRA, GHANA 120,175. NELSON MANDELA CHILDREN S HOSPITAL N/A PUBLIC CHARITY SEE STATEMENT TRUST EQUIV 21 EASTWOLD WAY SAXONWOLD JOHANNESBURG, SOUTH AFRICA 2196 30,000. NETHOPE INC N/A 501C3 PUBL CHARSEE STATEMENT 10615 JUDICIAL DRIVE 402 FAIRFAX, VA 22030 7500
19,113. Total from continuation sheets
123635 08‐03‐11 125 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient NETHOPE INC N/A 501C3 PUBL CHARSEE STATEMENT 10615 JUDICIAL DRIVE 402 FAIRFAX, VA 22030 7500
150,000. NEW AMERICA FOUNDATION N/A 501C3 PUBL CHARSEE STATEMENT 1899 L STREET SUITE 400 WASHINGTON, DC 20036
25,000. NEW MUSEUM OF CONTEMPORARY ART N/A 501C3 PUBL CHARSEE STATEMENT 235 BOWERY NEW YORK, NY 10002
50,000. NEW VENTURE FUND N/A 501C3 PUBL CHARSEE STATEMENT 734 15TH STREET NW SUITE 600 WASHINGTON, DC 20005
75,000. NEW YORK ACADEMY OF SCIENCES N/A 501C3 PUBL CHARSEE STATEMENT 7 WORLD TRADE CENTER 250 GREENWICH STREET 40TH FLOOR NEW YORK, NY 10007 2157 17,300. NEW YORK CITY ENVIRONMENTAL JUSTICE N/A 501C3 PUBL CHARSEE STATEMENT ALLIANCE 166A 22ND STREET BROOKLYN, NY 11232 43,750. NEW YORK COMMUNITY TRUST N/A 501C3 PUBL CHARSEE STATEMENT 909 THIRD AVENUE 22ND FLOOR NEW YORK, NY 10022
80,000. NEW YORK FOUNDATION FOR THE ARTS INC N/A 501C3 PUBL CHARSEE STATEMENT 20 JAY STREET 7TH FLOOR BROOKLYN, NY 11201
50,000. NEW YORK HALL OF SCIENCE N/A 501C3 PUBL CHARSEE STATEMENT 47 01 111TH STREET QUEENS, NY 11368
37,500. NEW YORK LIVE ARTS N/A 501C3 PUBL CHARSEE STATEMENT 219 WEST 19TH STREET NEW YORK, NY 10011
43,750. Total from continuation sheets
123635 08‐03‐11 126 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient NEW YORK UNIVERSITY N/A 501C3 PUBL CHARSEE STATEMENT 70 WASHINGTON SQUARE SOUTH 12TH FLOOR NEW YORK, NY 10012
62,500. NONPROFIT FINANCE FUND N/A 501C3 PUBL CHARSEE STATEMENT 70 WEST 36TH STREET 11TH FLOOR NEW YORK, NY 10018
145,000. NOVISCAPE CONSULTING GROUP CO LTD N/A FOREIGN ORG ER SEE STATEMENT 231 2 BANGKOK CODE BUILDING UNIT 4 BUILDING B SOUTH SATHORN ROAD BANGKOK, THAILAND 10120 15,000. OPEN HEALTH TOOLS INC N/A EXEMPT NON CHARSEE STATEMENT 188 CHEROKEE ROAD ER ASHVILLE, NC 28804
200,000. OVE ARUP & PARTNERS INTERNATIONAL N/A FOREIGN ORG ER SEE STATEMENT LIMITED 13 FITZROY STREET W1T 4BQ LONDON, UNITED KINGDOM 500,000. OVE ARUP AND PARTNERS INTERNATIONAL N/A FOREIGN ORG ER SEE STATEMENT LIMITED 13 FITZROY STREET W1T 4BQ LONDON, UNITED KINGDOM 399,960. OXFAM N/A PUBLIC CHARITY SEE STATEMENT OXFAM HOUSE JOHN SMITH DRIVE EQUIV OXFORD OS4 2JY, UNITED KINGDOM
249,900. OXFAM AMERICA INC N/A 501C3 PUBL CHARSEE STATEMENT 226 CAUSEWAY STREET 5TH FLOOR BOSTON, MA 02114 2206
49,800. OXFAM AMERICA INC N/A 501C3 PUBL CHARSEE STATEMENT 226 CAUSEWAY STREET 5TH FLOOR BOSTON, MA 02114 2206
50,000. PABLO CARDOSO NONE N/A SEE STATEMENT PASAJE PAUCARBAMBA 159 Y CARLOS RIGOBERTA VINTIMIL CUENCA, ECUADOR
2,700. Total from continuation sheets
123635 08‐03‐11 127 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient PACT INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENT 1828 L STREET NW SUITE 300 WASHINGTON, DC 20036
25,000. PACT INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENT 1828 L STREET NW SUITE 300 WASHINGTON, DC 20036
175,000. PAMOJA MEDIA EAST AFRICA LIMITED N/A FOREIGN ORG ER SEE STATEMENT VIEW PARK TOWERS GROUND FLOOR UTALII LANE OFF UNIVERSITY WAY NAIROBI, KENYA 5,000. PARAPROFESSIONAL HEALTHCARE INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT INC 349 EAST 149 STREET 10TH FLOOR BRONX, NY 10451 100,000. PATTANARAK FOUNDATION N/A PUBLIC CHARITY SEE STATEMENT 49 83 KC SUWINTAWONG LAMPAKCHI NONGJOK EQUIV BANGKOK, THAILAND 10530
28,600. PEKING UNIVERSITY N/A PUBLIC CHARITY SEE STATEMENT NO 5 YIHEYUAN ROAD HAI DIAN DISTRICT EQUIV BEIJING, CHINA 100 871
150,000. PEOPLE UNITED FOR SUSTAINABLE HOUSING N/A 501C3 PUBL CHARSEE STATEMENT INC 271 GRANT STREET BUFFALO, NY 14213 100,000. PERFORMANCE ZONE INC N/A 501C3 PUBL CHARSEE STATEMENT 161 6TH AVENUE 14TH FLOOR NEW YORK, NY 10013
25,000. PHARMACCESS FOUNDATION N/A PUBLIC CHARITY SEE STATEMENT TRINITY BUILDING C PIETERBERGWEG 17 EQUIV AMSTERDAM, NETHERLANDS 1105 BM
15,000. PHILIPPINE INSTITUTE FOR DEVELOPMENT N/A FOREIGN GOV T SEE STATEMENT STUDIES UNIT NEDA SA MAKATI BUILDING 106 AMORSOLO ST MAKATI CITY, PHILIPPINES 22,710. Total from continuation sheets
123635 08‐03‐11 128 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient PORTLAND PR LIMITED N/A FOREIGN ORG ER SEE STATEMENT 1 RED LION COURT LONDON, UNITED KINGDOM EC4A 3EB
5,000. PRAYAS INITIATIVES IN HEALTH ENERGY N/A PUBLIC CHARITY SEE STATEMENT LEARNING AND PARENTHOOD EQUIV AMRUTA CLINIC ATHAVALE CORNER DECCAN GYMKHANA MAHARASHTRA, INDIA 411004 137,780. PRESIDENT AND FELLOWS OF HARVARD N/A 501C3 PUBL CHARSEE STATEMENT COLLEGE MASSACHUSETTS HALL CAMBRIDGE, MA 02138 65,000. PRESS INSTITUTE OF BANGLADESH N/A FOREIGN GOV T SEE STATEMENT 3 CIRCUIT HOUSE RODA UNIT DHAKA 1000, BANGLADESH
208,880. PRICEWATERHOUSECOOPERS LIMITED N/A FOREIGN ORG ER SEE STATEMENT UPPER HILL ROAD P O BOX 43963 NAIROBI, KENYA 00100
195,843. PUBLIC HEALTH INSTITUTE N/A 501C3 PUBL CHARSEE STATEMENT 555 12TH STREET 10TH FLOOR OAKLAND, CA 94607 4046
28,388. REAL USEFUL TRAVEL AND MARKETING N/A FOREIGN ORG ER SEE STATEMENT AEE BUILDING KAREN ROAD P O BOX 51458 00200 NAIROBI, KENYA
12,610. RECONNECTING AMERICA INC N/A 501C3 PUBL CHARSEE STATEMENT 1707 L STREET NW SUITE 210 WASHINGTON, DC 20036
75,000. REGENTS OF THE UNIVERSITY OF N/A 501C3 PUBL CHARSEE STATEMENT CALIFORNIA AT BERKELEY 171 UNIVERSITY HALL BERKELEY, CA 94720 1104 50,326. REGIONAL UNIVERSITIES FORUM FOR N/A PUBLIC CHARITY SEE STATEMENT CAPACITY BUILDING IN AGRICULTURE EQUIV LIMITED PLOT 151 GARDEN HILL MAKERERE UNIVERSITY MAIN CAMPUS KAMPALA, 100,000. Total from continuation sheets
123635 08‐03‐11 129 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient REGIONAL UNIVERSITIES FORUM FOR N/A PUBLIC CHARITY SEE STATEMENT CAPACITY BUILDING IN AGRICULTURE EQUIV LIMITED PLOT 151 GARDEN HILL MAKERERE UNIVERSITY MAIN CAMPUS KAMPALA, 7,690. REGISTERED TRUSTEES OF THE FINANCIAL N/A PUBLIC CHARITY SEE STATEMENT SECTOR DEEPENING TRUST EQUIV SASATEL HOUSE PLOT 251 TOURE DRIVE OYSTERBAY DAR ES SALAAM, TANZANIA 75,000. RESEARCH TRAINING AND MANAGEMENT N/A PUBLIC CHARITY SEE STATEMENT INTERNATIONAL EQUIV RTM COMPLEX 581 SHEWRAPARA DHAKA 1216, BANGLADESH 50,000. RESEARCH FOUNDATION OF THE CITY N/A 501C3 PUBL CHARSEE STATEMENT UNIVERSITY OF NEW YORK 230 WEST 41ST STREET NEW YORK, NY 10036 25,000. RESOURCE ALLIANCE LIMITED N/A PUBLIC CHARITY SEE STATEMENT 5TH FLOOR DEVELOPMENT HOUSE 56 64 EQUIV LEONARD STREET LONDON, UNITED KINGDOM EC2A 4LT 150,000. RESULTS FOR DEVELOPMENT INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENT 1100 15TH STREET NW SUITE 400 WASHINGTON, DC 20005
25,000. RESULTS FOR DEVELOPMENT INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENT 1100 15TH STREET NW SUITE 400 WASHINGTON, DC 20005
280,000. RESULTS FOR DEVELOPMENT INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENT 1100 15TH STREET NW SUITE 400 WASHINGTON, DC 20005
508,000. RESULTS FOR DEVELOPMENT INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENT 1100 15TH STREET NW SUITE 400 WASHINGTON, DC 20005
772,500. ROCKEFELLER ARCHIVE CENTER N/A 501C3 OP FDN ERSEE STATEMENT 15 DAYTON AVENUE SLEEPY HOLLOW, NY 10591
50,000. Total from continuation sheets
123635 08‐03‐11 130 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient
ROCKEFELLER FOUNDATION MATCHING GIFT N/A NOT APPLICABLE TOWARD THE COSTS OF PROGRAM THE ROCKEFELLER CO 420 FIFTH AVE FOUNDATION MATCHING NEW YORK, NY 10018 GIFT PROGRAM 1,166,016. ROSIE SJOGREN NONE N/A IN SUPPORT OF DONOR 32 CARDINAL CLOSE CAVERSHAM READING ENGAGEMENT EFFORTS FOR BERKSHIRE, UNITED KINGDOM RG4 8BZ THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK 6,925. ROYAL INSTITUTE OF INTERNATIONAL N/A 501C3 PUBL CHARSEE STATEMENT AFFAIRS CHATHAM HOUSE 10 ST JAMES S SQUARE LONDON, UNITED KINGDOM SW1Y 4LE 99,633. RUDOLF STEINER FOUNDATION INC D B A N/A 501C3 PUBL CHARSEE STATEMENT RSF SOCIAL FINANCE 1002A O REILLY AVENUE SAN FRANCISCO, CA 94219 20,000. RWANDA AGRICULTURE BOARD N/A FOREIGN GOV T SEE STATEMENT P O BOX 5016 UNIT KIGALI, RWANDA
90,000. RWANDA AGRICULTURE BOARD N/A FOREIGN GOV T SEE STATEMENT P O BOX 5016 UNIT KIGALI, RWANDA
188,600. SA NODE OF THE MILLENNIUM PROJECT N/A FOREIGN ORG ER SEE STATEMENT P O BOX 1666 GALLO MANOR 2052 JOHANNESBURG, SOUTH AFRICA
1,650. SA NODE OF THE MILLENNIUM PROJECT N/A FOREIGN ORG ER SEE STATEMENT P O BOX 1666 GALLO MANOR 2052 JOHANNESBURG, SOUTH AFRICA
100,000. SAMASOURCE INC N/A 501C3 PUBL CHARSEE STATEMENT 972 MISSION STREET 5TH FLOOR SAN FRANCISCO, CA 94103
199,200. SAMBODHI RESEARCH AND COMMUNICATIONS N/A FOREIGN ORG ER SEE STATEMENT PVT LTD O 2 SECOND AND THIRD FLOOR LAJPAT NAGAR 2 NEW DELHI, INDIA 110 024 372,668. Total from continuation sheets
123635 08‐03‐11 131 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient SEACHANGE CAPITAL PARTNERS INC N/A 501C3 PUBL CHARSEE STATEMENT 11 EAST 44TH STREET SUITE 900 NEW YORK, NY 10017
25,000. SHACK DWELLERS INTERNATIONAL N/A PUBLIC CHARITY SEE STATEMENT 1ST FLOOR CAMPGROUND CENTRE CORNER OF EQUIV SURRY AND RAAPENBERG ROADS CAPE TOWN, SOUTH AFRICA 7705 1,000,002. SMART GROWTH AMERICA N/A 501C3 PUBL CHARSEE STATEMENT 1707 L STREET NW SUITE 1050 WASHINGTON, DC 20036
500,000. SOCIAL FINANCE INC N/A US NEW ORG ER SEE STATEMENT 200 STATE STREET 14TH FLOOR BOSTON, MA 02109
150,000. SOCIETY FOR HEALTH INFORMATION N/A PUBLIC CHARITY SEE STATEMENT SYSTEMS PROGRAMMES EQUIV 136 7 BEGAMPUR MAIN SHIVALIK ROAD NEW DELHI, INDIA 110017 350,000. SOCIETY FOR INTERNATIONAL DEVELOPMENT N/A 501C3 PUBL CHARSEE STATEMENT VIA PANISPERNA 207 ROME, ITALY 00184
89,186. SOCIETY FOR INTERNATIONAL DEVELOPMENT N/A PUBLIC CHARITY SEE STATEMENT EAST AFRICA EQUIV RGNL OFF FOR EAST AND SOUTHERN AFRICA BRITAK CENTRE 1FL RAGATI MARA RD NAIROBI, KENYA 29,634. SOCIETY FOR PARTICIPATORY RESEARCH IN N/A PUBLIC CHARITY SEE STATEMENT ASIA EQUIV 42 TUGHLAKABAD INSTITUTIONAL AREA NEW DELHI, INDIA 110062 150,000. SOCIETY FOR TECHNOLOGY AND ACTION FOR N/A PUBLIC CHARITY SEE STATEMENT RURAL ADVANCEMENT EQUIV 111 9 Z BLOCK KISHANGARH VASANT KUNJ NEW DELHI, INDIA 110070 1,556,667. SOKOINE UNIVERSITY OF AGRICULTURE N/A PUBLIC CHARITY SEE STATEMENT P O BOX 3000 CHUO KIKUU EQUIV MOROGORO, TANZANIA
99,700. Total from continuation sheets
123635 08‐03‐11 132 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient SOKOINE UNIVERSITY OF AGRICULTURE N/A PUBLIC CHARITY SEE STATEMENT P O BOX 3000 CHUO KIKUU EQUIV MOROGORO, TANZANIA
121,000. SOLOMON R GUGGENHEIM FOUNDATION N/A 501C3 PUBL CHARSEE STATEMENT 1071 FIFTH AVENUE NEW YORK, NY 10128
50,000. STICHTING MEDICAL CREDIT FUND N/A FOREIGN ORG ER SEE STATEMENT PIETERSBERGWEG 17 TRINITY BUILDING C AMSTERDAM, NETHERLANDS 1105 BM
61,500. STRATEGIC FORESIGHT GROUP N/A FOREIGN ORG ER SEE STATEMENT C 306 MONTANA LOKHANDWALA COMPLEX MUMBAI, INDIA 400 053
52,400. SUE WILLIAMSON NONE N/A SEE STATEMENT ALL STAR STUDIO 6 SPENCER ROAD CAPE TOWN, SOUTH AFRICA 7925
2,700. SUSTAINABLE MOBILITY FINANCE LLC N/A US NON CHARITY SEE STATEMENT 2481 N WAKEFIELD COURT ER ARLINGTON, VA 22207
8,000. SWISS TROPICAL AND PUBLIC HEALTH N/A PUBLIC CHARITY SEE STATEMENT INSTITUTE EQUIV SOCINSTRASSE 57 P O BOX BASEL, SWITZERLAND 16,906. TARU LEADING EDGE PRIVATE LIMITED N/A FOREIGN ORG ER SEE STATEMENT 424 QUTUB PLAZA DLF CITY PHASE I GURGAON, HARYANA, INDIA 122002
3,000. TARU LEADING EDGE PRIVATE LIMITED N/A FOREIGN ORG ER SEE STATEMENT 424 QUTUB PLAZA DLF CITY PHASE I GURGAON, HARYANA, INDIA 122002
33,080. TARU LEADING EDGE PRIVATE LIMITED N/A FOREIGN ORG ER SEE STATEMENT 424 QUTUB PLAZA DLF CITY PHASE I GURGAON, HARYANA, INDIA 122002
39,850. Total from continuation sheets
123635 08‐03‐11 133 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient TARU LEADING EDGE PRIVATE LIMITED N/A FOREIGN ORG ER SEE STATEMENT 424 QUTUB PLAZA DLF CITY PHASE I GURGAON, HARYANA, INDIA 122002
59,900. TARU LEADING EDGE PRIVATE LIMITED N/A FOREIGN ORG ER SEE STATEMENT 424 QUTUB PLAZA DLF CITY PHASE I GURGAON, HARYANA, INDIA 122002
250,000. TCC GROUP INC N/A US NON CHARITY SEE STATEMENT 31 WEST 27TH STREET 4TH FLOOR ER NEW YORK, NY 10001
230,000. TECHNOSERVE INC N/A 501C3 PUBL CHARSEE STATEMENT 1800 M STREET N W SUITE 1066 SOUTH WASHINGTON, DC 20036
146,439. TELLUS INSTITUTE INC N/A 501C3 PUBL CHARSEE STATEMENT 11 ARLINGTON STREET BOSTON, MA 02116 3411
40,000. TENEO STRATEGY CONSULTING LLC N/A US NON CHARITY SEE STATEMENT 601 LEXINGTON AVENUE 55TH FLOOR ER NEW YORK, NY 10022
607,150. THAILAND ENVIRONMENT INSTITUTE N/A PUBLIC CHARITY SEE STATEMENT FOUNDATION EQUIV 16 151 MUANGTHONG THANI BOND STREET BANGPOOD NONTHABURI, THAILAND 11120 96,750. THAILAND ENVIRONMENT INSTITUTE N/A PUBLIC CHARITY SEE STATEMENT FOUNDATION EQUIV 16 151 MUANGTHONG THANI BOND STREET BANGPOOD NONTHABURI, THAILAND 11120 125,000. THAILAND ENVIRONMENT INSTITUTE N/A PUBLIC CHARITY SEE STATEMENT FOUNDATION EQUIV 16 151 MUANGTHONG THANI BOND STREET BANGPOOD NONTHABURI, THAILAND 11120 504,240. THE CHANCELLOR MASTERS AND SCHOLARS N/A 501C3 PUBL CHARSEE STATEMENT OF THE UNIVERSITY OF OXFORD UNIVERSITY OFFICES WELLINGTON SQUARE OXFORD, UNITED KINGDOM OX1 2JD 50,000. Total from continuation sheets
123635 08‐03‐11 134 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient THE ENERGY AND RESOURCES INSTITUTE N/A PUBLIC CHARITY SEE STATEMENT DARBARI SETH BLOCK INDIA HABITAT EQUIV CENTRE NEW DELHI, INDIA 110 003
54,200. THE MARY ROBINSON FOUNDATION N/A PUBLIC CHARITY SEE STATEMENT TRINITY COLLEGE 6 SOUTH LEINSTER EQUIV STREET DUBLIN, IRELAND 2
32,499. THE MILLENNIUM PROJECT CORPORATION N/A 501C3 PUBL CHARSEE STATEMENT 4421 GARRISON STREET NW WASHINGTON, DC 20016 4055
51,050. THE MUSEUM FOR AFRICAN ART N/A 501C3 PUBL CHARSEE STATEMENT 36 01 43RD AVENUE LONG ISLAND CITY, NY 11101
50,000. THE NATIONAL ASSOCIATION OF LATINO N/A 501C3 PUBL CHARSEE STATEMENT INDEPENDENT PRODUCERS INC C O POV 20 JAY STREET BROOKLYN, NY 11201 25,000. THE NIGERIA ICT FORUM OF PARTNERSHIP N/A FOREIGN ORG ER SEE STATEMENT INSTITUTIONS 25 LIBREVILLE STREET OFF AMINU KANO CRESCENT WUSE II ABUJA, NIGERIA 200,000. THE PARTNERSHIP FOR WORKING FAMILIES N/A 501C3 PUBL CHARSEE STATEMENT 1620 I STREET NW SUITE 210 WASHINGTON, DC 20006
250,000. TIDES CENTER N/A 501C3 PUBL CHARSEE STATEMENT THE PRESIDIO P O BOX 29907 SAN FRANCISCO, CA 94129 0907
50,000. TRUSTEES OF TUFTS COLLEGE N/A 501C3 PUBL CHARSEE STATEMENT BALLOU HALL 2ND FLOOR MEDFORD, MA 02155
872,300. UNITED NATIONS ENTITY FOR GENDER N/A INTL ORG BY SEE STATEMENT EQUALITY AND THE EMPOWERMENT OF WOMEN EXEC ORD 220 EAST 42ND STREET NEW YORK, NY 10017 200,000. Total from continuation sheets
123635 08‐03‐11 135 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient UNITED NATIONS FOUNDATION INC N/A 501C3 PUBL CHARSEE STATEMENT 1800 MASSACHUSETTS AVENUE NW SUITE 400 WASHINGTON, DC 20036
200,000. UNIVERSIDAD DEL DESARROLLO N/A PUBLIC CHARITY SEE STATEMENT AVENIDA LAS CONDES 12 438 LA BARNECHEA EQUIV SANTIAGO, CHILE
21,800. UNIVERSITY OF CAPE TOWN N/A PUBLIC CHARITY SEE STATEMENT PRIVATE BAG X3 RONDEBOSCH 7700 EQUIV CAPE TOWN, SOUTH AFRICA
225,640. UNIVERSITY OF DAR ES SALAAM N/A PUBLIC CHARITY SEE STATEMENT P O BOX 35091 EQUIV DAR ES SALAAM, TANZANIA
43,000. UNIVERSITY OF DAR ES SALAAM N/A PUBLIC CHARITY SEE STATEMENT P O BOX 35091 EQUIV DAR ES SALAAM, TANZANIA
100,000. UNIVERSITY OF DAR ES SALAAM N/A PUBLIC CHARITY SEE STATEMENT P O BOX 35091 EQUIV DAR ES SALAAM, TANZANIA
140,600. UNIVERSITY OF ECONOMICS HO CHI MINH N/A PUBLIC CHARITY SEE STATEMENT CITY EQUIV 59C NGUYEN DINH CHIEU STREET DISTRICT 3 HO CHI MINH CITY, VIETNAM 102,780. UNIVERSITY OF GHANA N/A PUBLIC CHARITY SEE STATEMENT P O BOX LG25 EQUIV LEGON ACCRA, GHANA
17,700. UNIVERSITY OF HYDERABAD N/A PUBLIC CHARITY SEE STATEMENT CENTRAL UNIVERSITY POST OFFICE EQUIV HYDERABAD, INDIA 500 046
194. UNIVERSITY OF KWAZULU NATAL N/A PUBLIC CHARITY SEE STATEMENT UNIVERSITY ROAD CHILTERN HILLS EQUIV WESTVILLE, KWAZULU NATAL, SOUTH AFRICA 3630 145,000. Total from continuation sheets
123635 08‐03‐11 136 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient UNIVERSITY OF LIBERIA N/A PUBLIC CHARITY SEE STATEMENT P O BOX 10 1920 1000 CAPITAL HILL EQUIV MONROVIA, LIBERIA 10
164,000. UNIVERSITY OF MANCHESTER N/A PUBLIC CHARITY SEE STATEMENT OXFORD ROAD EQUIV MANCHESTER, UNITED KINGDOM M13 9PL
10,000. UNIVERSITY OF NAIROBI N/A PUBLIC CHARITY SEE STATEMENT P O BOX 30197 00100 EQUIV NAIROBI, KENYA
50,000. UNIVERSITY OF NAIROBI N/A PUBLIC CHARITY SEE STATEMENT P O BOX 30197 00100 EQUIV NAIROBI, KENYA
251,030. UNIVERSITY OF READING N/A PUBLIC CHARITY SEE STATEMENT WHITEKNIGHTS HOUSE P O BOX 217 EQUIV READING RG6 6AH, UNITED KINGDOM BERKSHIRE 49,280. UNIVERSITY OF THE FREE STATE N/A PUBLIC CHARITY SEE STATEMENT P O BOX 339 EQUIV BLOEMFONTEIN, SOUTH AFRICA 9300
72,250. UNIVERSITY OF THE FREE STATE N/A PUBLIC CHARITY SEE STATEMENT P O BOX 339 EQUIV BLOEMFONTEIN, SOUTH AFRICA 9300
100,000. UNIVERSITY OF THE FREE STATE N/A PUBLIC CHARITY SEE STATEMENT P O BOX 339 EQUIV BLOEMFONTEIN, SOUTH AFRICA 9300
350,000. UNIVERSITY OF WATERLOO N/A 501C3 PUBL CHARSEE STATEMENT 200 UNIVERSITY AVENUE WEST WATERLOO, ON, CANADA N2L 3G1
245,471. UNIVERSITY OF WISCONSIN STEVENS POINT N/A 501C3 PUBL CHARSEE STATEMENT 1801 FRANKLIN STREET STEVENS POINT, WI 54481
26,365. Total from continuation sheets
123635 08‐03‐11 137 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient VERA INSTITUTE OF JUSTICE INC N/A 501C3 PUBL CHARSEE STATEMENT 233 BROADWAY 12TH FLOOR NEW YORK, NY 10279
56,250. VERULAM ASSOCIATES LTD N/A FOREIGN ORG ER SEE STATEMENT PEAR TREE COTTAGE 45 NETHERTON LANE FYFIELD OXFORDSHIRE, UNITED KINGDOM OX3 5LS 557,300. VIETNAM HEALTH ECONOMICS ASSOCIATION N/A PUBLIC CHARITY SEE STATEMENT ROOM 402 BUILDING A MINISTRY OF EQUIV HEALTH 138A GIANG VO STREET HANOI, VIETNAM 84,950. VILLAGEREACH N/A 501C3 PUBL CHARSEE STATEMENT 601 NORTH 34TH STREET SEATTLE, WA 98102
152,172. WHAT WOULD JANE DO LLC N/A US NON CHARITY SEE STATEMENT 205 MULBERRY STREET ER NEW YORK, NY 10012
250,000. WILDLIFE CONSERVATION SOCIETY N/A 501C3 PUBL CHARSEE STATEMENT 2300 SOUTHERN BOULEVARD BRONX, NY 10460
62,500. WILDLIFE CONSERVATION SOCIETY N/A 501C3 PUBL CHARSEE STATEMENT 2300 SOUTHERN BOULEVARD BRONX, NY 10460
122,700. WILLIAM J CLINTON FOUNDATION N/A 501C3 PUBL CHARSEE STATEMENT 1200 PRESIDENT CLINTON AVENUE LITTLE ROCK, AR 72201
67,484. WILLIAM J CLINTON FOUNDATION N/A 501C3 PUBL CHARSEE STATEMENT 1200 PRESIDENT CLINTON AVENUE LITTLE ROCK, AR 72201
100,000. WINTERHOUSE N/A US NON CHARITY SEE STATEMENT 71 UNDERMOUNTAIN ROAD PO BOX 159 ER FALLS VILLAGE, CT 06031
20,000. Total from continuation sheets
123635 08‐03‐11 138 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information 3 Grants and Contributions Approved for Future Payment (Continuation) Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient WONG HOY CHEONG NONE N/A SEE STATEMENT 345E KERANJI APARTMENTS JALAN SS 19 3A SUBANG JAYA, SELANGOR, MALAYSIA 47500
2,700. WORKERS DEFENSE PROJECT INC N/A 501C3 PUBL CHARSEE STATEMENT 5604 MANOR ROAD AUSTIN, TX 78723
150,000. WORLD FOOD PRIZE FOUNDATION N/A 501C3 OP FDN ERSEE STATEMENT 666 GRAND AVENUE SUITE 1700 DES MOINES, IA 50309
250,000. WORLD HEALTH ORGANIZATION N/A INTL ORG BY SEE STATEMENT 20 AVENUE APPIA CH 1211 EXEC ORD GENEVA, SWITZERLAND 27
25,000. WORLD METEOROLOGICAL ORGANIZATION N/A INTL ORG BY SEE STATEMENT 7 BIS AVENUE DE LA PAIX CH 1211 EXEC ORD GENEVA 2, SWITZERLAND
73,000. WORLD WIDE WEB FOUNDATION N/A 501C3 PUBL CHARSEE STATEMENT 114 STATE STREET SUITE 600 BOSTON, MA 02109
20,000. ZBIGNIEW LIBERA NONE N/A SEE STATEMENT C O MARIOLA PRZJEMSKA UL KONIEVOVA 89 PRAHA, CZECH REPUBLIC 130 00
2,700.
Total from continuation sheets
123635 08‐03‐11 139 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT ‐ 3 LEGGED DOG INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF BUILDING A TWO PART SPONSORSHIP FUND AND
DISTRIBUTION PLATFORM FOR DEVELOPING AND DISTRIBUTING NEW WORKS OF
EXPERIMENTAL PERFORMING ART
NAME OF RECIPIENT ‐ ACCENTURE LLP
FOR USE BY ITS ACCENTURE DEVELOPMENT PARTNERSHIPS TOWARD THE COSTS OF
IDENTIFYING INTERVENTION OPPORTUNITIES RELATED TO PROBLEMS FACING POOR
AND VULNERABLE PEOPLE AND SHARING THEM WITH THE PHILANTHROPIC AND
SOCIAL SECTOR COMMUNITIES
NAME OF RECIPIENT ‐ ACCENTURE LLP
FOR USE BY ITS ACCENTURE DEVELOPMENT PARTNERSHIPS TO DEVELOP A
REPLICABLE VALUE PROPOSITION, BUSINESS CASE AND PILOT DESIGN FOR
OUTSOURCING WORK TO BUSINESS PROCESS OUTSOURCING COMPANIES EMPLOYING
POOR AND VULNERABLE PEOPLE, AS PART OF A BROADER DEMONSTRATION TO TEST
WHETHER THE NASCENT FIELD OF "IMPACT SOURCING" CAN YIELD BETTER
EMPLOYMENT OPPORTUNITIES FOR POOR AND VULNERABLE POPULATIONS
NAME OF RECIPIENT ‐ ACCESS HEALTH INTERNATIONAL INC
IN SUPPORT OF A PROJECT, AS A MEMBER ORGANIZATION OF THE CENTER FOR
HEALTH MARKET INNOVATIONS, TO IDENTIFY, MAP, TRACK, AND ANALYZE
INNOVATIVE PRIVATE SECTOR HEALTH ORGANIZATIONS AND PROGRAMS IN BRAZIL
AND BANGLADESH, FOSTER LINKAGES AMONG KEY STAKEHOLDERS, AND CULTIVATE
FUTURE SUPPORT FOR THIS SECTOR
NAME OF RECIPIENT ‐ ACCESS HEALTH INTERNATIONAL INC
123655 12‐19‐11 140 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
IN SUPPORT OF ACTIVITIES TO BUILD CAPACITY THROUGH TRAINING AND
MENTORING, IN ORDER TO BRING BEST PRACTICES IN THE HEALTH PRIVATE
SECTOR TO SCALE THROUGH EXISTING AND EVOLVING NETWORKS OF HEALTHCARE
PROVIDERS IN LOW AND MIDDLE INCOME COUNTRIES
NAME OF RECIPIENT ‐ AFRICA HEALTH AND DEVELOPMENT INTERNATIONAL
IN SUPPORT OF A DOCUMENTARY THAT HIGHLIGHTS THE DIVERSITY OF AFRICAN
CULTURES, IDENTITY AND VALUES IN KENYA AND EXAMINES LINKS BETWEEN
CULTURE AND ENVIRONMENTAL PRESERVATION
NAME OF RECIPIENT ‐ AFRICAN CENTER FOR ECONOMIC TRANSFORMATION
IN SUPPORT OF A PROJECT TO CONDUCT TREND MONITORING AND HORIZON
SCANNING ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT, FOCUSED
ON WEST AFRICA
NAME OF RECIPIENT ‐ AFRICAN CENTER FOR ECONOMIC TRANSFORMATION
IN CONTINUED SUPPORT OF A PROJECT TO CONDUCT TREND MONITORING AND
HORIZON SCANNING ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT
FOCUSED ON WEST AFRICA
NAME OF RECIPIENT ‐ AFRICAN CENTRE FOR GLOBAL HEALTH AND SOCIAL
TRANSFORMATION LIMITED
TOWARD THE COSTS OF A SECRETARIAT TO COORDINATE THE AFRICAN NETWORK FOR
HEALTH SYSTEMS GOVERNANCE, A REGIONAL EFFORT TO IMPROVE HEALTH AND
HEALTH SYSTEMS PERFORMANCE BY SUPPORTING CAPACITY, EXPERTISE AND
LEADERSHIP DEVELOPMENT WITHIN MINISTRIES OF HEALTH
NAME OF RECIPIENT ‐ AFRICAN EVALUATION ASSOCIATION
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
TOWARD THE COSTS OF STRATEGIC PLANNING TO DEVELOP AN ORGANIZATIONAL,
MANAGEMENT AND PROGRAM STRUCTURE FOR TRANSITIONING FROM A VOLUNTARY TO
AN INDEPENDENT PROFESSIONAL PAN AFRICAN ASSOCIATION WORKING TO ADDRESS
THE ONGOING CAPACITY, PRACTICE AND POLICY NEEDS OF THE AFRICAN
EVALUATION CONSTITUENCY
NAME OF RECIPIENT ‐ AFRICAN MEDICAL AND RESEARCH FOUNDATION
IN SUPPORT OF A PROJECT TO STRENGTHEN COMMUNITY BASED DISEASE
SURVEILLANCE SYSTEMS IN KENYA, UGANDA AND TANZANIA TO MONITOR AND
CONTROL PRIORITY DISEASES AND ENHANCE AWARENESS OF NEGLECTED DISEASES
NAME OF RECIPIENT ‐ AFRICAN MEDICAL AND RESEARCH FOUNDATION
IN SUPPORT OF A PROJECT TO ENHANCE COMMUNITY BASED SURVEILLANCE AND
RESPONSE EFFORTS TO THE H1N1 VIRUS IN THE EAST AFRICA REGION
NAME OF RECIPIENT ‐ AFRICAN POPULATION AND HEALTH RESEARCH CENTRE INC
IN SUPPORT OF A COLLABORATION WITH THE MINISTRY OF HEALTH, RWANDA TO
DEVELOP A PLAN TO INCREASE POLICY PLANNING AND ANALYSIS SKILLS WITHIN
THE MINISTRY, AND TO DEVELOP A FRAMEWORK AND METHODOLOGY FOR AN
ASSESSMENT OF THE ROLE OF THE PRIVATE HEALTH SECTOR IN RWANDA
NAME OF RECIPIENT ‐ AFRICAN TECHNOLOGY POLICY STUDIES NETWORK
FOR USE BY ITS CLIMATE SENSE PROGRAM IN SUPPORT OF A PROJECT TO PROMOTE
CLIMATE CHANGE ADAPTATION RESEARCH, INNOVATION, AND TECHNOLOGY
ADOPTION, AND MAKE CLIMATE CHANGE SCIENCE MORE COMPREHENSIBLE TO
POLICYMAKERS, SCIENTISTS, AND THE PRIVATE SECTOR
NAME OF RECIPIENT ‐ AFRICAN TECHNOLOGY POLICY STUDIES NETWORK
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
TOWARD THE COSTS OF "STRENGTHENING LINKAGE BETWEEN POLICY RESEARCH AND
THE POLICYMAKING FOR AFRICAN DEVELOPMENT," A WORKSHOP ON BRIDGING THE
GAP BETWEEN POLICY RESEARCH INSTITUTIONS AND IMPLEMENTATION BY
DEVELOPING A CONSORTIUM OF POLICY RESEARCH INSTITUTIONS, POLICYMAKING
GOVERNMENT UNITS AND PRACTITIONERS, TO BE HELD IN ADDIS ABABA,
ETHIOPIA, NOVEMBER 2011
NAME OF RECIPIENT ‐ AFRICAN UNION COMMISSION
IN SUPPORT OF STRENGTHENING ITS INTERNAL CAPACITY TO DESIGN AND
IMPLEMENT THE AFRICA RISK CAPACITY PROJECT, A DISASTER RISK POOL THAT
WOULD PROVIDE RESOURCES TO AFRICAN NATIONS IN THE EVENT OF A SEVERE
WEATHER SHOCK
NAME OF RECIPIENT ‐ AGRICULTURAL TRANSFORMATION AGENCY
IN SUPPORT OF INTEGRATING CLIMATE SMART RURAL DEVELOPMENT ACROSS
ETHIOPIA'S AGRICULTURAL SECTOR THROUGH A SET OF PROGRAMMATIC ACTIVITIES
RELATED TO CAPACITY BUILDING, NETWORKING AND RESEARCH
NAME OF RECIPIENT ‐ ALLAVIDA KENYA LIMITED
FOR USE BY ITS KENYA SOCIAL INVESTMENT EXCHANGE IN SUPPORT OF MARKET
RESEARCH AND PROOF OF CONCEPT ANALYSIS TO TEST THE VIABILITY OF
EXPANDING PRODUCT AND SERVICES DELIVERY TO POOR PEOPLE IN KENYA AND
EAST AFRICA THROUGH THE LAUNCH OF A KENYA BASED STOCK EXCHANGE FOR
SOCIAL ENTERPRISES AND CHARITABLE ORGANIZATIONS
NAME OF RECIPIENT ‐ ALLIANCE FOR A GREEN REVOLUTION IN AFRICA
TOWARD THE COSTS OF SPECIFIC ACTIVITIES TO SUPPORT ITS MISSION TO
IMPROVE THE PRODUCTIVITY AND INCOMES OF SMALL SCALE FARMERS IN AFRICA,
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
INCLUDING FACILITATING A LEADERSHIP TRANSITION AND INTEGRATION OF ITS
PROGRAMS WITH THOSE OF PARTNERS IN THE BREADBASKET REGIONS OF KEY
COUNTRIES
NAME OF RECIPIENT ‐ ALLIANCE FOR DOWNTOWN NEW YORK INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF "ANIMATING GREENWICH SOUTH," A PROTOTYPE OF A REAL
ESTATE DEVELOPMENT AND FUNDING MODEL FOR AN ARTS DISTRICT IN LOWER
MANHATTAN TO ENCOURAGE INSTITUTIONAL AND INDIVIDUAL INNOVATION THROUGH
PUBLIC AND PRIVATE PARTNERSHIPS THAT WILL ULTIMATELY SUPPORT
COMMERCIAL, RESIDENTIAL AND RETAIL GROWTH IN THE AREA
NAME OF RECIPIENT ‐ ALLIANCE OF ARTISTS COMMUNITIES
IN SUPPORT OF A CONVENING TO BE HELD AT THE ROCKEFELLER FOUNDATION
BELLAGIO CENTER, SPRING 2012, TO EXPLORE RESIDENCY PROGRAMS AT THE
BELLAGIO CENTER AND ELSEWHERE, INCLUDING WHETHER AND HOW THEY
CONTRIBUTE TO MULTI DISCIPLINARY DIALOGUES AND PROMOTE INNOVATION AND
CREATIVITY FOR THE INDIVIDUAL ARTISTS AND THE BROADER COMMUNITY
NAME OF RECIPIENT ‐ AMERICAN IDEAS INSTITUTE
IN SUPPORT OF CREATING ITS AMERICAN CONSERVATIVE CENTER FOR PUBLIC
TRANSPORTATION AS A VEHICLE TO BUILD PUBLIC SUPPORT FOR PUBLIC
TRANSPORTATION
NAME OF RECIPIENT ‐ AMERICAN IDEAS INSTITUTE
FOR USE BY ITS AMERICAN CONSERVATIVE CENTER FOR PUBLIC TRANSPORTATION
TOWARD THE COSTS OF COMMENTARY, MEDIA AND ADVOCACY ACTIVITIES TO BUILD
SUPPORT FOR PUBLIC TRANSPORTATION
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT ‐ APCO WORLDWIDE LIMITED
TOWARD THE COSTS OF A PROJECT TO PRODUCE COMMUNICATIONS, WEB AND
KNOWLEDGE MANAGEMENT PRODUCTS FOR THE ASIAN CITIES CLIMATE CHANGE
RESILIENCE NETWORK (ACCCRN), SUPPORT MEDIA AND DONOR OUTREACH
ACTIVITIES, AND SUPPORT LINKING AND LEARNING AMONG ACCCRN NETWORK
GRANTEES AND OTHER STAKEHOLDERS
NAME OF RECIPIENT ‐ APPLIED RESEARCH CENTER
IN SUPPORT OF RESEARCH TO LANDSCAPE POLICY AND ADVOCACY INITIATIVES
DESIGNED TO IMPROVE EQUITY IN THE U.S. FOOD SYSTEM
NAME OF RECIPIENT ‐ ASHOKA
FOR USE BY ITS CHANGEMAKERS INITIATIVE, IN COLLABORATION WITH MEMBER
GOVERNMENTS OF THE GROUP OF 20, IN SUPPORT OF THE DESIGN AND LAUNCH OF
AN INCLUSIVE GLOBAL COMPETITION TO IDENTIFY INNOVATIVE IDEAS FOR
INVESTING IN SMALL AND MEDIUM SCALE BUSINESSES WHOSE GROWTH CAN
PROMOTE PRO POOR DEVELOPMENT EITHER THROUGH JOB AND INCOME GENERATION
OR THE PROVISION OF SERVICES AT AFFORDABLE PRICES
NAME OF RECIPIENT ‐ ASHOKA
FOR USE BY ITS CHANGEMAKERS INITIATIVE IN SUPPORT OF THE "SUSTAINABLE
AND INCLUSIVE HOUSING AND LIVABLE CITIES CHALLENGE," A COLLABORATIVE
COMPETITION FOR INNOVATIONS IN SUSTAINABLE HOUSING DESIGN FOR LATIN
AMERICA AND THE CARIBBEAN AND A "SUSTAINABLE HOUSING SOLUTIONS GUIDE"
FOR INNOVATORS, ENTREPRENEURS, INVESTORS AND CONSUMERS ADDRESSING URBAN
HOUSING ISSUES
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT ‐ ASHOKA INNOVATORS FOR THE PUBLIC THAILAND FOUNDATION
TOWARD THE COSTS OF A PROJECT TO SUPPORT THE DESIGN, DEVELOPMENT, AND
SELECTION OF AN URBAN CLIMATE CHANGE RESILIENCE INNOVATION PRIZE THAT
HELPS BUILD A NEW COHORT OF SOCIAL ENTREPRENEURS IN AN EMERGING FIELD
WITH LIMITED PRACTITIONERS
NAME OF RECIPIENT ‐ ASIA FOUNDATION
IN SUPPORT OF EFFORTS TO ASSIST CIVIL SOCIETY ORGANIZATIONS IN VIETNAM
AND THAILAND TO ALLEVIATE THE IMPACTS OF THE GLOBAL ECONOMIC CRISIS BY
DELIVERING CRITICAL SOCIAL SERVICES TO THE URBAN POOR, MIGRANT LABORERS
AND DISTRESSED RURAL COMMUNITIES
NAME OF RECIPIENT ‐ ASIAN COALITION FOR HOUSING RIGHTS
IN SUPPORT OF ITS ASIAN COALITION FOR COMMUNITY ACTION TO TRAIN AND
PROVIDE PROJECT SUPPORT TO COMMUNITY ARCHITECTS AND MEDIA
PRACTITIONERS, BUILD PARTNERSHIPS WITH POLICYMAKERS, AND GENERATE
KNOWLEDGE PRODUCTS THAT FOCUS ON COMMUNITY DRIVEN URBAN REVITALIZATION
NAME OF RECIPIENT ‐ ASIAN COMMUNITY HEALTH ACTION NETWORK
IN SUPPORT OF THE PEOPLE'S HEALTH MOVEMENT'S BI ANNUAL ASSEMBLY AND A
RELATED WORKSHOP TO ENGAGE CIVIL SOCIETY IN POLICY DIALOGUES ON
STRENGTHENING HEALTH SYSTEMS
NAME OF RECIPIENT ‐ ASIAN DISASTER PREPAREDNESS CENTER
IN SUPPORT OF DEVELOPING AND IMPLEMENTING A TRAINING COURSE ON CLIMATE
AND DISASTER RISK MANAGEMENT AND PROVIDING TECHNICAL ASSISTANCE TO
ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK (ACCCRN) PARTNERS
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT ‐ ASIAN MIGRANT CENTRE
IN SUPPORT OF RESEARCH ON THE IMPACT OF CLIMATE CHANGE ON LIVELIHOODS
AND POTENTIAL FOR MIGRATION OF POPULATIONS IN THE GREATER MEKONG SUB
REGION
NAME OF RECIPIENT ‐ ASPEN INSTITUTE INC
FOR USE BY ITS CONGRESSIONAL PROGRAM TOWARD THE COSTS OF A NONPARTISAN
PROJECT TO EDUCATE MEMBERS OF THE U.S. CONGRESS ON KEY PUBLIC POLICY
ISSUES
NAME OF RECIPIENT ‐ ASPEN INSTITUTE INC
FOR USE BY ITS CONGRESSIONAL PROGRAM TOWARD THE COSTS OF A NONPARTISAN
PROJECT TO EDUCATE MEMBERS OF THE U.S. CONGRESS ON THE CONFLUENCE OF
FORCES, INCLUDING TRANSPORTATION, THAT IMPACT ENERGY SECURITY AND
CLIMATE CHANGE
NAME OF RECIPIENT ‐ ASPEN INSTITUTE INC
TOWARD THE COSTS OF ITS AGENT ORANGE IN VIETNAM FUND, TO EXPAND THE
"HOPE SYSTEM OF CARE FOR CHILDREN AND DISABILITIES" PROGRAM INTO THE
CAM LE DISTRICT OF DA NANG, VIETNAM
NAME OF RECIPIENT ‐ ASPEN INSTITUTE INC
FOR USE BY ITS ASPEN NETWORK OF DEVELOPMENT ENTREPRENEURS TOWARD THE
COSTS OF STARTING AN INTERNAL RESEARCH CAPACITY TO ACTIVELY AGGREGATE,
CREATE AND DISTRIBUTE INFORMATION ON THE FIELD OF ENTREPRENEURIAL
DEVELOPMENT, IN PARTICULAR BY ADDRESSING QUESTIONS ABOUT THE IMPACT OF
SMALL AND GROWING BUSINESSES ON POVERTY ALLEVIATION IN EMERGING MARKET
COUNTRIES
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT ‐ ATENEO DE MANILA UNIVERSITY
FOR USE BY ITS SCHOOL OF GOVERNMENT IN SUPPORT OF RESEARCH, MAPPING,
CONVENINGS AND STUDY TOURS TO LANDSCAPE THE IMPACT OF PUBLIC
TRANSPORTATION SYSTEMS ON POOR AND VULNERABLE PEOPLE IN METRO MANILA
AND TO INVESTIGATE TRANSPORTATION RELATED ENTREPRENEURIAL AND
LIVELIHOOD SOLUTIONS WITHIN THAT SYSTEM THAT COULD BENEFIT POOR AND
VULNERABLE RESIDENTS
NAME OF RECIPIENT ‐ AVASANT LLC
IN SUPPORT OF RESEARCHING THE POLICIES, INCENTIVES AND GLOBAL BEST
PRACTICES THAT ENCOURAGE THE GROWTH OF EMPLOYMENT OPPORTUNITIES FOR
PEOPLE WHO ARE HISTORICALLY AND SOCIO ECONOMICALLY DISADVANTAGED
NAME OF RECIPIENT ‐ BANGABANDHU SHEIKH MUJIB MEDICAL UNIVERSITY
IN SUPPORT OF A PROJECT TO LAUNCH A NEW DEPARTMENT OF PUBLIC HEALTH AND
INFORMATICS IN BANGLADESH
NAME OF RECIPIENT ‐ BANGLADESH RURAL ADVANCEMENT COMMITTEE
IN SUPPORT OF A PROJECT TO FINE TUNE, IMPLEMENT AND SCALE UP THE BRAC
HEALTHCARE INNOVATIONS PROGRAM (B HIP) FOR BRAC BENEFICIARIES AND THEIR
FAMILIES
NAME OF RECIPIENT ‐ BERTELSMANN FOUNDATION NORTH AMERICA INC
TOWARD THE COSTS OF "MEGATRENDS IN GLOBAL INTERACTION: CREATIVE
DISSEMINATION AND NEW MEDIA STRATEGY," A PROJECT TO DEVELOP AN
ACCESSIBLE ON LINE PLATFORM WITH GLOBAL TREND RESOURCES TO ASSIST
RESEARCHERS AND POLICYMAKERS IDENTIFY FUTURE GLOBAL CHALLENGES AND
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ENRICH LONG TERM PLANNING EFFORTS
NAME OF RECIPIENT ‐ BIPARTISAN POLICY CENTER INC
TOWARD THE COSTS OF ITS NATIONAL TRANSPORTATION POLICY PROJECT, AN
EFFORT TO CREATE A VISION FOR THE FUTURE OF SURFACE TRANSPORTATION
POLICY IN THE UNITED STATES THROUGH RESEARCH, POLICY ANALYSIS AND
RECOMMENDATIONS, AND ADVOCACY TO HELP ADVANCE FIVE NATIONAL
TRANSPORTATION GOALS: ECONOMIC GROWTH; METROPOLITAN ACCESSIBILITY;
CLIMATE CHANGE AND ENERGY SECURITY; SAFETY; AND NATIONAL CONNECTIVITY
NAME OF RECIPIENT ‐ BLUEGREEN ALLIANCE FOUNDATION
IN SUPPORT OF RESEARCH TO IDENTIFY THE POTENTIAL FOR CERTIFICATION
SYSTEMS AND INDICES TO INCREASE SOCIAL AND ECONOMIC EQUITY ACROSS THE
FOOD SYSTEM IN THE UNITED STATES
NAME OF RECIPIENT ‐ BLUEGREEN ALLIANCE FOUNDATION
FOR USE BY ITS CLEAN ENERGY MANUFACTURING CENTER TOWARD THE COSTS OF
"CREATING AN ADMINISTRATIVE POLICY ROAD MAP FOR THE CLEAN ENERGY
ECONOMY," A COLLABORATIVE PROJECT WITH THE SIERRA CLUB TO PERFORM AN
ANALYSIS OF EMPLOYMENT OPPORTUNITIES FOR LOW AND MODERATE INCOME
WORKERS THROUGHOUT THE WIND AND SOLAR ENERGY SUPPLY CHAINS
NAME OF RECIPIENT ‐ BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR
UNIVERSITY
IN SUPPORT OF RESEARCH THAT WILL INTEGRATE CLIMATE CHANGE RESILIENCE
MODELS, CROP MODELS AND FOOD SECURITY DATA IN SUB SAHARAN AFRICA TO
INFORM THE PRIORITIZATION OF INVESTMENTS IN AGRICULTURAL DEVELOPMENT
AND AID IN THE IDENTIFICATION OF POTENTIALLY ADAPTIVE CROP RESEARCH AND
123655 12‐19‐11 149 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
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CROP SHIFTING STRATEGIES
NAME OF RECIPIENT ‐ BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR
UNIVERSITY
FOR USE BY ITS CENTER ON PHILANTHROPY AND CIVIL SOCIETY IN SUPPORT OF
ACQUIRING AND OPERATING THE "STANFORD SOCIAL INNOVATION REVIEW," A
PUBLICATION FOCUSED ON CRITICAL ISSUES RELATED TO PHILANTHROPY, SOCIAL
INNOVATION AND CIVIC ENGAGEMENT
NAME OF RECIPIENT ‐ BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR
UNIVERSITY
FOR USE BY ITS WOODS INSTITUTE FOR THE ENVIRONMENT IN SUPPORT OF THE
"UNCOMMON DIALOGUE" PROGRAM, A SERIES OF WORKSHOPS AND PAPERS EXPLORING
NEW IDEAS AND INTERVENTION OPPORTUNITIES RELATED TO PROBLEMS FACING
POOR AND VULNERABLE PEOPLE AND SHARING THEM WITH THE PHILANTHROPIC AND
SOCIAL SECTOR COMMUNITIES
NAME OF RECIPIENT ‐ BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR
UNIVERSITY
FOR USE BY ITS STANFORD CENTER ON PHILANTHROPY AND CIVIL SOCIETY TOWARD
THE COSTS OF A PROJECT TO GENERATE A RESEARCH AGENDA AND SUPPORT A
SUBSET OF RESEARCH PROJECTS TO YIELD A BETTER AND EXPANDED KNOWLEDGE
BASE OF ORGANIZATIONAL INNOVATION IN THE SOCIAL SECTOR
NAME OF RECIPIENT ‐ BOWERY ARTS AND SCIENCE LTD
AS A RECIPIENT OF THE NEW YORK CITY CULTURAL INNOVATION FUND, TOWARD
THE COSTS OF "A WHITE WING BRUSHING THE BUILDING: POETRY AND
COMMUNITY," A MULTI FACETED, COMMUNITY BASED PRESENTATION OF POETRY
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FROM 16 DIVERSE NEW YORK CITY NEIGHBORHOODS, UTILIZING NEW MEDIA
TECHNOLOGIES
NAME OF RECIPIENT ‐ BRAC UNIVERSITY
FOR USE BY ITS BRAC DEVELOPMENT INSTITUTE TOWARD THE COSTS OF A PROJECT
TO DESIGN AND IMPLEMENT INTERVENTIONS TO IMPROVE THE QUALITY OF LIVES
OF SLUM DWELLERS IN FIVE BANGLADESHI SLUMS, CARRY OUT QUANTITATIVE AND
QUALITATIVE ASSESSMENTS OF THE INTERVENTIONS, AND DEVELOP SUSTAINABLE
MODELS TO REPLICATE AND SCALE UP
NAME OF RECIPIENT ‐ BRAC USA INC
IN SUPPORT OF A RESEARCH PROJECT TO DOCUMENT AND ANALYZE THE USE OF
PRIVATE SECTOR APPROACHES AND PUBLIC PRIVATE PARTNERSHIPS IN THE HEALTH
PROGRAMS OF THE BANGLADESH RURAL ADVANCEMENT COMMITTEE, AND TOWARD THE
COSTS OF AN INTERNATIONAL CONFERENCE TO SHARE BEST PRACTICES AND
EXPLORE THE POTENTIAL FOR USING MARKET BASED SOLUTIONS IN HEALTH
PROGRAMS IN OTHER COUNTRIES, TO BE HELD IN RAJENDRAPUR, BANGLADESH,
DECEMBER 2008
NAME OF RECIPIENT ‐ BRIC ARTS MEDIA BROOKYN INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF "PROBABLE FIREWORKS/CROSSING BORDERS," A NEW
RESIDENCY PROGRAM FOR BROOKLYN ARTISTS TO WORK COLLABORATIVELY ACROSS
THE DISCIPLINES OF VISUAL ARTS, PERFORMING ARTS AND MEDIA ARTS
NAME OF RECIPIENT ‐ BROOKINGS INSTITUTION
FOR USE BY ITS METROPOLITAN POLICY PROGRAM TOWARD THE COSTS OF AN
INITIATIVE TO ADDRESS TRANSPORTATION AND INFRASTRUCTURE CHALLENGES
123655 12‐19‐11 151 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
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FACING CITIES IN THE UNITED STATES AND CREATE A NATIONAL VISION THAT
WILL ADVANCE TRANSPORTATION POLICIES THAT LEAD TO SOCIAL EQUITY,
ENVIRONMENTAL SUSTAINABILITY, AND ECONOMIC GROWTH
NAME OF RECIPIENT ‐ BROOKINGS INSTITUTION
FOR USE BY ITS METROPOLITAN POLICY PROGRAM TOWARD THE COSTS OF THE
BROOKINGS ROCKEFELLER PROJECT ON STATE AND METROPOLITAN POLICY
INNOVATION, AN INITIATIVE WHICH SEEKS TO CATALYZE INNOVATIVE STATE AND
METROPOLITAN REFORM IN SUPPORT OF A PRODUCTIVE, SUSTAINABLE AND
INCLUSIVE ECONOMY
NAME OF RECIPIENT ‐ BROOKLYN ACADEMY OF MUSIC INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF THE DEVELOPMENT OF INNOVATIVE PROGRAMMING FOR THE
RICHARD B. FISHER BUILDING TO DEMONSTRATE HOW A LARGE, GLOBAL
INSTITUTION CAN HAVE A LOCAL IMPACT
NAME OF RECIPIENT ‐ BUILDING AMERICA S FUTURE EDUCATIONAL FUND
IN SUPPORT OF A NATIONAL POLL TO EVALUATE AMERICANS' VIEWS OF
INVESTMENTS IN TRANSPORTATION INFRASTRUCTURE AND REFORM
NAME OF RECIPIENT ‐ BUILDING AMERICA'S FUTURE EDUCATIONAL FUND
TOWARD THE COSTS OF ACTIVITIES TO REVITALIZE INVESTMENT IN, AND RAISE
AWARENESS ABOUT, TRANSPORTATION AND INFRASTRUCTURE CHALLENGES FACING
CITIES IN THE UNITED STATES WITH THE GOAL OF ADVANCING A NATIONAL
VISION THAT WILL LEAD TO POLICIES OF SOCIAL EQUITY, ENVIRONMENTAL
SUSTAINABILITY, AND ECONOMIC GROWTH
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NAME OF RECIPIENT ‐ CALVERT SOCIAL INVESTMENT FOUNDATION INC
IN SUPPORT OF A STRATEGIC PLANNING AND REBRANDING PROJECT TO REALIZE
ITS POTENTIAL TO INTERMEDIATE CAPITAL AT A SIGNIFICANTLY GREATER SCALE
NAME OF RECIPIENT ‐ CAPITAL E LLC
TOWARD THE COSTS OF ITS GREEN BUILDING PERFORMANCE DATABASE, WHICH WILL
MAKE RIGOROUS DATA ON THE COSTS AND BENEFITS OF GREEN BUILDINGS FREE
AND PUBLICLY ACCESSIBLE
NAME OF RECIPIENT ‐ CAREGO INTERNATIONAL INC
IN SUPPORT OF FACILITATING A LEARNING VISIT BY OFFICIALS OF THE KENYAN
MINISTRY OF MEDICAL SERVICES TO A SUCCESSFUL HEALTH INFORMATION
EXCHANGE WORKING SITE IN BRISBANE, AUSTRALIA AS A POTENTIAL MODEL FOR
IMPROVING THE QUALITY AND EFFICIENCY OF HEALTH CARE IN KENYA
NAME OF RECIPIENT ‐ CARLETON UNIVERSITY
FOR USE BY ITS CENTRE FOR TRADE POLICY AND LAW TOWARD THE COSTS OF A
PROJECT TO STRENGTHEN THE EMERGING GLOBAL HEALTH DIPLOMACY NETWORK BY
CREATING AND MAINTAINING A WEBSITE FOR COLLECTING AND DISSEMINATING KEY
INFORMATION ABOUT CURRENT GLOBAL HEALTH DIPLOMACY NEGOTIATIONS AND
OTHER ISSUES
NAME OF RECIPIENT ‐ CARNEGIE ENDOWMENT FOR INTERNATIONAL PEACE
TOWARD THE COSTS OF COMPLETING AND PUBLICIZING A RESEARCH REPORT TO
MAKE THE CASE FOR NEW REVENUE SOURCES THAT CAN FUND SUSTAINABLE
TRANSPORTATION, REDUCE CARBON EMISSIONS AND HELP TO REDUCE THE NATIONAL
DEFICIT
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NAME OF RECIPIENT ‐ CARNEGIE HALL SOCIETY
TOWARD THE COSTS OF LAUNCHING THE NATIONAL YOUTH ORCHESTRA OF THE
UNITED STATES OF AMERICA A PROFESSIONAL CALIBER TRAINING ORCHESTRA THAT
WILL PROVIDE A TRANSFORMATIVE MUSICAL EXPERIENCE TO PROMISING YOUNG
MUSICIANS
NAME OF RECIPIENT ‐ CASITA MARIA INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD, IN
PARTNERSHIP WITH COMPANY IN RESIDENCE DANCING IN THE STREETS TOWARD THE
COSTS OF DEVELOPING LONG TERM PUBLIC ART PROJECTS THAT ENGAGE
COMMUNITIES IN INVESTIGATING AND EXPRESSING THE CULTURAL HERITAGE OF
THE SOUTH BRONX
NAME OF RECIPIENT ‐ CEC ARTSLINK INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF A SERIES OF PARTNERSHIPS BETWEEN INTERNATIONAL
ARTISTS, LOCAL ARTISTS AND NEW YORK CITY'S INTERNATIONAL DIASPORIC
COMMUNITIES TO COLLABORATIVELY DEVELOP NEW WORKS OF ART
NAME OF RECIPIENT ‐ CEDAR ASSOCIATES LLC
IN SUPPORT OF A STUDY TO DOCUMENT AND VERIFY THE SCOPE OF BENEFITS
AVAILABLE WITHIN THE NATIONAL HEALTH COVERAGE PROGRAMS IN LOW AND
MIDDLE INCOME COUNTRIES, INCLUDING THE IDENTIFICATION OF FACTORS THAT
INFLUENCED THOSE COVERAGE DECISIONS, AND PUBLISHING THE RESULTS IN
ORDER TO PROVIDE AN EVIDENCE BASED RESOURCE FOR DEVELOPING STRATEGIES
TO STRENGTHEN HEALTH SYSTEMS AND INCREASE ACCESS TO CARE
NAME OF RECIPIENT ‐ CENTER FOR AMERICAN PROGRESS
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IN SUPPORT OF A SERIES OF ISSUE BRIEFS, ARTICLES, OPINION PIECES AND
CONTINUED LEADERSHIP TO FACILITATE A BIPARTISAN DIALOGUE WITH FEDERAL
POLICYMAKERS TO ADVANCE THE CONCEPT OF SOCIAL IMPACT BONDS AS A METHOD
TO SCALE SOLUTIONS TO SOCIAL PROBLEMS FACING POOR AND VULNERABLE
COMMUNITIES IN THE U.S.
NAME OF RECIPIENT ‐ CENTER FOR AMERICAN PROGRESS
IN SUPPORT OF DEVELOPING AND DISSEMINATING POLICY SOLUTIONS TO THE
FUNDAMENTAL PROBLEMS OF ECONOMIC INEQUALITY, LACK OF OPPORTUNITY AND
HURDLES TO MOBILITY THAT EXPAND UPON AND AMPLIFY THE OCCUPY WALL STREET
CALLS FOR FAIRNESS AND EQUITY
NAME OF RECIPIENT ‐ CENTER FOR CLEAN AIR POLICY
TOWARD THE COSTS OF RESEARCH, POLICY PAPERS AND WORKSHOPS THAT WILL
HIGHLIGHT BEST PRACTICES AND FEDERAL, STATE AND LOCAL POLICY OPTIONS TO
ADVANCE SUSTAINABLE TRANSPORTATION IN THE U.S.
NAME OF RECIPIENT ‐ CENTER FOR INTERNATIONAL FORESTRY RESEARCH
IN SUPPORT OF DEVELOPING NATIONAL POLICIES FOR ADAPTATION TO CLIMATE
CHANGE AMONG FARMERS LIVING ADJACENT TO FORESTS IN KENYA AND UGANDA
NAME OF RECIPIENT ‐ CENTER FOR NATIONAL POLICY
IN SUPPORT OF THE "GLOBAL SUMMIT ON RESILIENCE," TO MARK THE 10TH
ANNIVERSARY OF THE SEPTEMBER 11 TERRORIST ATTACKS, SHOWCASE ONGOING,
NEW AND PLANNED RESILIENCE EFFORTS INCLUDING INITIATIVES ON CLIMATE
ADAPTATION AND GLOBAL ECONOMIC DEVELOPMENT, AND OFFER TEMPLATES FOR
SUCCESSFUL RESILIENCE BUILDING ACTIVITIES THAT CAN BE PURSUED ON A
NATIONAL AND INTERNATIONAL SCALE
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT ‐ CENTER FOR NEIGHBORHOOD TECHNOLOGY
TOWARD THE COSTS OF IMPROVING AND ENCOURAGING THE USE OF THE HOUSING
AND TRANSPORTATION AFFORDABILITY INDEX, A TOOL THAT MEASURES THE IMPACT
OF TRANSPORTATION COSTS ON HOUSEHOLD ECONOMIC SECURITY, AND ASSISTING
ADVOCACY ORGANIZATIONS IN USING AREA SPECIFIC INFORMATION TO ENCOURAGE
NEW POLICIES THAT WILL ACHIEVE GREATER SOCIAL EQUITY AND IMPROVED
ENVIRONMENTAL OUTCOMES
NAME OF RECIPIENT ‐ CENTER FOR URBAN PEDAGOGY INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF DEVELOPING A SOCIAL JUSTICE DESIGN CLINIC THAT
HELPS COMMUNITY ORGANIZATIONS DEMYSTIFY AND VISUALIZE COMPLEX URBAN
ISSUES
NAME OF RECIPIENT ‐ CENTRE FOR DEMOCRACY AND DEVELOPMENT
IN CONTINUED SUPPORT OF A PROJECT TO CONDUCT TREND MONITORING AND
HORIZON SCANNING ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT,
FOCUSED ON WEST AFRICA
NAME OF RECIPIENT ‐ CENTRE FOR DEMOCRACY AND DEVELOPMENT
IN CONTINUED SUPPORT OF A PROJECT TO CONDUCT TREND MONITORING AND
HORIZON SCANNING ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT,
FOCUSED ON WEST AFRICA
NAME OF RECIPIENT ‐ CENTRE FOR HEALTH AND SOCIAL SERVICES
TOWARD THE COSTS OF ENGAGING ACCENTURE DEVELOPMENT PARTNERSHIPS TO
DEVELOP A STRATEGIC PLAN FOR THE ORGANIZATION AND OUTLINE A GROWTH
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STRATEGY TO PROMOTE AND STRENGTHEN ITS CAPACITY TO CONDUCT RESEARCH,
DEVELOP EVIDENCE AND PROVIDE POLICY ANALYSIS THAT SUPPORTS THE
STRENGTHENING OF HEALTH SYSTEMS IN AFRICA
NAME OF RECIPIENT ‐ CENTRE FOR HEALTH AND SOCIAL SERVICES
IN SUPPORT OF ITS EFFORTS TO STRENGTHEN GHANA'S NATIONAL HEALTH SYSTEM,
INCLUDING AN ANALYSIS OF GHANA'S NATIONAL HEALTH INSURANCE SCHEME AND
EFFORTS TO SUPPORT THE COUNTRY'S MINISTRY OF HEALTH
NAME OF RECIPIENT ‐ CENTRE FOR HEALTH AND SOCIAL SERVICES
IN SUPPORT OF THE FIRST "PAN AFRICAN CONFERENCE ON UNIVERSAL HEALTH
COVERAGE," TO BE HELD IN ACCRA, GHANA, NOVEMBER 2011, TO CREATE A
MOVEMENT AMONG COMMUNITY SUPPORTED ORGANIZATIONS, MINISTRIES OF HEALTH,
PRACTITIONERS AND ACADEMICS FOR EQUITABLE HEALTH FINANCING IN AFRICA
NAME OF RECIPIENT ‐ CENTRE FOR PROMOTION OF QUALITY OF LIFE
IN SUPPORT OF A PROJECT TO STRENGTHEN HEALTH SYSTEMS, ADDRESS CLIMATE
CHANGE CHALLENGES AND INCREASE ACCESS TO HEALTH INSURANCE FOR POOR
COMMUNITIES IN TIEN GIANG PROVINCE, VIETNAM
NAME OF RECIPIENT ‐ CERES INC
TOWARD THE COSTS OF IMPROVING THE STEWARDSHIP OF WATER RESOURCES BY
LARGE COMPANIES OPERATING IN WATER STRESSED REGIONS THROUGHOUT THE
WORLD AND ENCOURAGING BEST PRACTICES BY COMPANIES ON A BROAD RANGE OF
SUSTAINABILITY ISSUES WORLDWIDE
NAME OF RECIPIENT ‐ CHALLENGE TO CHANGE
IN SUPPORT OF AN ASIA YOUTH INITIATIVES PROGRAM TO IDENTIFY AND BACK
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URBAN CLIMATE CHANGE RESILIENCE BUILDING EFFORTS IN THREE VIETNAMESE
CITIES (CAN THO, DA NANG, QUY NHON) THROUGH A CALL FOR PROPOSALS
DIRECTED AT LOCAL YOUTH
NAME OF RECIPIENT ‐ CHARTER CITIES
IN SUPPORT OF CONVENING PANELS OF EXPERTS TO FORMULATE IDEAL POLICY
FRAMEWORKS THAT ENCOURAGE MORE SUSTAINABLE, EQUITABLE AND RESILIENT
CITIES
NAME OF RECIPIENT ‐ CHICAGO COMMUNITY TRUST
TOWARD THE COSTS OF FACILITATING A TASK FORCE OF KEY STAKEHOLDERS IN
CHICAGO, INCLUDING PHILANTHROPIC, CIVIC AND GOVERNMENT LEADERS, TO
DEVELOP A SHARED VISION AND HIGH LEVEL IMPLEMENTATION PLAN FOR GOLD
STANDARD BUS RAPID TRANSIT IN THE CITY
NAME OF RECIPIENT ‐ CHILDLINE KENYA
IN SUPPORT OF PROFESSIONALIZING AND INCREASING THE EFFICIENCY OF ITS
TOLL FREE CHILD ABUSE HOTLINE TO ENSURE BETTER RESPONSE AND SUPPORT TO
VULNERABLE CHILDREN IN KENYA
NAME OF RECIPIENT ‐ CHIMPANZEE PRODUCTIONS INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD, FOR
USE BY ITS DIGITAL DIASPORA FAMILY REUNION, TOWARD THE COSTS OF AN
INTERACTIVE VISUAL HISTORY OF NEW YORK CITY DEVELOPED FROM NEW YORKERS'
PERSONAL FAMILY ARCHIVES AND STORIES
NAME OF RECIPIENT ‐ CHINA MEDICAL BOARD INC
IN SUPPORT OF LAUNCHING HEALTHSPACE.ASIA, A WEB BASED PLATFORM THAT
123655 12‐19‐11 158 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
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AIMS TO ENCOURAGE NETWORKING AMONG HEALTH SYSTEMS RESEARCHERS IN ASIA,
INCLUDING REGIONAL DISSEMINATION OF THE 2011 LANCET SOUTHEAST ASIA
SERIES
NAME OF RECIPIENT ‐ CHINA NATIONAL HEALTH DEVELOPMENT RESEARCH CENTER
IN SUPPORT OF FORMULATING SPECIFIC, EVIDENCE BASED OPTIONS FOR CREATING
A NATIONAL PROVIDER PAYMENT SYSTEM IN AN EFFORT TO ACHIEVE UNIVERSAL
HEALTH COVERAGE IN CHINA
NAME OF RECIPIENT ‐ CHULALONGKORN UNIVERSITY
FOR USE BY ITS INSTITUTE OF ASIAN STUDIES, IN COLLABORATION WITH THE
EMBASSY OF INDIA IN BANGKOK, IN SUPPORT OF STRENGTHENING RELATIONS
BETWEEN THAILAND AND INDIA THROUGH AN EXHIBITION AND SEMINAR
CELEBRATING THE 150TH ANNIVERSARY OF THE BIRTH OF RABINDRANATH TAGORE,
TO BE HELD IN BANGKOK, THAILAND, SUMMER 2011
NAME OF RECIPIENT ‐ CHULALONGKORN UNIVERSITY
FOR USE BY ITS CENTRE FOR HEALTH ECONOMICS, IN COLLABORATION WITH THE
ASIA NETWORK FOR CAPACITY BUILDING IN HEALTH SYSTEM STRENGTHENING AND
THE WORLD BANK INSTITUTE, IN SUPPORT OF A COURSE ON "STRATEGIES FOR
PRIVATE SECTOR ENGAGEMENT AND PUBLIC PRIVATE PARTNERSHIP IN HEALTH," TO
BE HELD IN BANGKOK, THAILAND, SUMMER 2011
NAME OF RECIPIENT ‐ CITY FUTURES INC
FOR USE BY ITS CENTER FOR AN URBAN FUTURE IN SUPPORT OF CONVENING A
ROUNDTABLE OF URBAN THOUGHT LEADERS AND PRACTITIONERS TO DISCUSS THE
TRENDS THAT WILL AFFECT URBAN AREAS AND THOSE WHO LIVE IN THEM OVER THE
NEXT TWO DECADES, WITH A PARTICULAR EMPHASIS ON ISSUES EXPECTED TO
123655 12‐19‐11 159 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
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IMPACT THE MOST VULNERABLE URBAN RESIDENTS
NAME OF RECIPIENT ‐ CITY FUTURES INC
FOR USE BY ITS CENTER FOR AN URBAN FUTURE IN SUPPORT OF "DESIGNING NEW
YORK'S INNOVATION ECONOMY," A COMPREHENSIVE STUDY OF HOW NEW YORK
CITY'S DESIGN SCHOOLS HAVE BECOME CATALYSTS FOR INNOVATION,
ENTREPRENEURSHIP AND ECONOMIC GROWTH
NAME OF RECIPIENT ‐ CLAREMONT GRADUATE UNIVERSITY
FOR USE BY ITS SCHOOL OF BEHAVIORAL AND ORGANIZATIONAL SCIENCES TO
PROVIDE GRANTEES AND PARTNERS, PARTICULARLY THOSE IN AFRICA AND ASIA,
WITH BETTER TOOLS TO DESIGN STRATEGIES AND EVALUATION PRACTICES AROUND
THE KIND OF COMPLEX OUTCOMES THAT ARE COMMON TO THE FOUNDATION'S
INITIATIVES
NAME OF RECIPIENT ‐ CLEAN ECONOMY DEVELOPMENT CENTER
TOWARD THE COSTS OF DEVELOPING AN ENERGY EFFICIENCY FINANCING STRATEGY
FOR RHODE ISLAND, TO STIMULATE INVESTMENT IN CLEAN ENERGY, LEVERAGE
PRIVATE CAPITAL, AND PROVIDE A MODEL THAT CAN BE REPLICATED NATIONALLY
NAME OF RECIPIENT ‐ CLEAN ENERGY WORKS OREGON
TOWARD THE COSTS OF A PROJECT EXPANDING ITS RESIDENTIAL ENERGY RETROFIT
PROGRAM (FROM THE CITY OF PORTLAND TO THE STATE OF OREGON) WITH
ENHANCED MARKETING, INFORMATION TECHNOLOGY SYSTEMS AND COMMUNICATIONS
STRATEGIES
NAME OF RECIPIENT ‐ CLINTON GLOBAL INITIATIVE
TOWARD THE COSTS OF ITS 2011 ANNUAL CONFERENCE, DESIGNED TO CATALYZE A
123655 12‐19‐11 160 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
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COMMUNITY OF GLOBAL LEADERS TO DEVISE AND IMPLEMENT INNOVATIVE
SOLUTIONS TO GLOBAL CHALLENGES SUCH AS ENERGY AND CLIMATE CHANGE,
POVERTY ALLEVIATION, GLOBAL HEALTH, AND EDUCATION
NAME OF RECIPIENT ‐ CLINTON HEALTH ACCESS INITIATIVE INC
FOR USE BY ITS RWANDA COUNTRY OFFICE, IN COLLABORATION WITH THE
MINISTRY OF HEALTH IN RWANDA, TO UPGRADE DISTRICT HEALTH STRENGTHENING
TOOL SOFTWARE AND PROVIDE REGIONAL TRAINING AND SUPPORT FOR THE LOCAL
LEVEL INTEGRATION OF NEW EHEALTH TECHNOLOGIES COUNTRY WIDE
NAME OF RECIPIENT ‐ CLUB OF MADRID FOUNDATION
FOR USE BY THE CLUB DE MADRID TOWARD THE COSTS OF ORGANIZING ITS
ANNUAL, INTERNATIONAL CONFERENCE TO DISCUSS THE IMPLICATIONS OF DIGITAL
TECHNOLOGIES FOR DEMOCRACY IN THE 21ST CENTURY
NAME OF RECIPIENT ‐ CNT ENERGY
IN SUPPORT OF ITS "BUILDING THE MULTI FAMILY RETROFIT MARKET:
REPLICATING ENERGY SAVERS IN NEW MARKETS" INITIATIVE, WHICH AIMS TO
REPLICATE ITS MULTI FAMILY ENERGY RETROFIT MODEL IN U.S. CITIES
NAME OF RECIPIENT ‐ COLUMBIA UNIVERSITY
FOR USE BY ITS EARTH INSTITUTE'S TROPICAL AGRICULTURE AND RURAL
ENVIRONMENT PROGRAM IN SUPPORT OF "MEETING THE CHALLENGE OF 2050:
INTELLIGENT AGRICULTURE AND FOOD SYSTEMS TO FEED THE GLOBAL
POPULATION," A PROGRAM TO CONTINUE THE DEVELOPMENT OF SUSTAINABLE FOOD
AND AGRICULTURE SYSTEMS AND LAUNCH A UNIVERSITY WIDE CENTER FOR
AGRICULTURE AND FOOD SYSTEMS
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT ‐ COLUMBIA UNIVERSITY
FOR USE BY ITS MAILMAN SCHOOL OF PUBLIC HEALTH IN SUPPORT OF THREE
PROJECTS DESIGNED TO STRENGTHEN HEALTH SYSTEMS AND RELATED ACTIVITIES:
1) A CONFERENCE ON SCALING UP HIV/AIDS SERVICES IN SUB SAHARAN AFRICA
TO BE HELD AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY, FALL
2010; 2) AN EFFORT TO IDENTIFY NEW FUNDERS OF HEALTH SYSTEMS AND
UNIVERSAL HEALTH COVERAGE; AND 3) A CONFERENCE ON THE "CHANGING
LANDSCAPE OF GLOBAL PUBLIC HEALTH," TO BE HELD IN NEW YORK CITY, JUNE
2010
NAME OF RECIPIENT ‐ COLUMBIA UNIVERSITY
IN SUPPORT OF ACTIVITIES TO CREATE A JOINT PROGRAM IN GLOBAL EHEALTH
WITH THE MAILMAN SCHOOL OF PUBLIC HEALTH, THE DEPARTMENT OF BIOMEDICAL
INFORMATICS, AND THE EARTH INSTITUTE, IN AN EFFORT TO PROMOTE THE USE
OF INFORMATION TECHNOLOGY IN HEALTHCARE IN THE DEVELOPING WORLD WITH A
FOCUS ON CROSS COUNTRY DATA COLLECTION AND ANALYSIS USING ITS
MILLENNIUM GLOBAL VILLAGE NETWORK IN SUB SAHARAN AFRICA
NAME OF RECIPIENT ‐ COMMON GROUND COMMUNITIES INC D B A COMMUNITY
SOLUTIONS
TOWARD THE COSTS OF DOCUMENTING A SYSTEMS APPROACH TO COMMUNITY
DEVELOPMENT AND IMPLEMENTING A NEW SYSTEM FOR DATA COLLECTION AND
PERFORMANCE MANAGEMENT AMONG THE BROWNSVILLE PARTNERSHIP, A CONSORTIUM
OF TWELVE COMMUNITY PARTNER ORGANIZATIONS AND AGENCIES THAT COORDINATE
EFFORTS TO PREVENT FAMILY HOMELESSNESS
NAME OF RECIPIENT ‐ COMMON MARKET FOR EASTERN AND SOUTHERN AFRICA
SECRETARIAT
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IN SUPPORT OF POLICY ENGAGEMENT, RESEARCH, AND ANALYSIS WORK THAT WILL
STRENGTHEN AFRICA'S POSITION ON AGRICULTURE IN INTERNATIONAL CLIMATE
CHANGE NEGOTIATIONS AND WILL HELP NATIONAL GOVERNMENTS DEVELOP CLIMATE
SMART AGRICULTURAL POLICIES AND ACTION PLANS
NAME OF RECIPIENT ‐ COMMUNITY AND INDIVIDUAL DEVELOPMENT ASSOCIATION
TOWARD THE COSTS OF ESTABLISHING AN ACADEMY TO TRAIN UNEMPLOYED AND
DISADVANTAGED YOUTH FOR VARIOUS ROLES WITHIN THE OUTSOURCING INDUSTRY,
AS PART OF A BROADER DEMONSTRATION TO TEST WHETHER THE NASCENT FIELD OF
"IMPACT SOURCING" CAN YIELD BETTER EMPLOYMENT OPPORTUNITIES FOR POOR
AND VULNERABLE POPULATIONS
NAME OF RECIPIENT ‐ COMMUNITY CATALYST INC
IN SUPPORT OF THE AFFORDABLE CARE ACT IMPLEMENTATION FUND, WHICH SEEKS
TO ENSURE EFFECTIVE AND EQUITABLE IMPLEMENTATION OF HEALTH CARE REFORM
FOR POOR AND VULNERABLE POPULATIONS IN THE U.S.
NAME OF RECIPIENT ‐ COMMUNITY PARTNERS
FOR USE BY THE GEENA DAVIS INSTITUE ON GENDER IN MEDIA TOWARD THE COSTS
OF A GLOBAL RESEARCH STUDY THAT WILL EXAMINE GENDER PORTRAYALS IN
FAMILY FILMS MADE OUTSIDE OF THE UNITED STATES AND THE IMPACT OF THESE
PORTRAYALS ON THE SOCIAL, EMOTIONAL AND PHYSICAL HEALTH, ATTITUDES AND
BEHAVIORS OF WOMEN AND GIRLS
NAME OF RECIPIENT ‐ CONFEDERATION OF INDIAN INDUSTRY
FOR USE BY ITS SOHRABJI GODREJ GREEN BUSINESS CENTER IN SUPPORT OF
BRINGING TOGETHER STAKEHOLDERS FROM THE MOBILE PHONE INDUSTRY,
FINANCIAL INSTITUTIONS, COMMUNITY ORGANIZATIONS, GOVERNMENT AND THE
123655 12‐19‐11 163 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
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TECHNOLOGY MANUFACTURING AND SUPPLY SECTORS TO CREATE AN ENABLING
ENVIRONMENT NECESSARY FOR THE SUCCESS AND SCALE UP OF A MULTI SITE
PROJECT TO GENERATE OFF GRID ELECTRICITY FOR DISTRIBUTION TO POOR RURAL
COMMUNITIES IN INDIA
NAME OF RECIPIENT ‐ COOPERATIVE FOR ASSISTANCE AND RELIEF EVERYWHERE CARE
USA
FOR USE BY ITS POVERTY, ENVIRONMENT AND CLIMATE CHANGE NETWORK TO
DEVELOP AND IMPLEMENT A SUSTAINABLE AGRICULTURE AND LAND MANAGEMENT
CARBON PROJECT IN WESTERN KENYA
NAME OF RECIPIENT ‐ CORPORATION FOR NATIONAL AND COMMUNITY SERVICE
FOR USE BY ITS WHITE HOUSE COUNCIL FOR COMMUNITY SOLUTIONS'
EFFECTIVENESS WORKING GROUP TOWARD THE COSTS OF HIRING A SENIOR ANALYST
TO SUPPORT DEVELOPING THE FRAMEWORK AND TOOLKIT FOR SUCCESSFUL
COMMUNITY YOUTH ENGAGEMENT PROGRAMS
NAME OF RECIPIENT ‐ COUNCIL ON FOREIGN RELATIONS INC
IN SUPPORT OF A COLLABORATION WITH THE BRAZILIAN MISSION TO ORGANIZE A
PANEL ON PROGRESS TOWARD UNIVERSAL HEALTH COVERAGE, TO BE HELD DURING
THE UNITED NATIONS GENERAL ASSEMBLY MEETING IN SEPTEMBER 2011, AND
THREE FOLLOW UP ROUNDTABLE DISCUSSIONS
NAME OF RECIPIENT ‐ COUNCIL ON FOUNDATIONS
IN GENERAL SUPPORT OF ITS MISSION TO PROVIDE THE OPPORTUNITY,
LEADERSHIP AND TOOLS NEEDED BY PHILANTHROPIC ORGANIZATIONS TO EXPAND,
ENHANCE AND SUSTAIN THEIR ABILITY TO ADVANCE THE COMMON GOOD
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT ‐ CREATIVE TIME INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION AWARD TOWARD THE
COSTS OF LAUNCHING "ARTISTS ON THE NEWS," A BIWEEKLY FEATURE ON THE
HUFFINGTON POST WEBSITE AS WELL AS A REGULAR PUBLIC RADIO SEGMENT THAT
INCLUDES ARTISTS TO ENCOURAGE BROADER THINKING ON CURRENT EVENTS AND
PROMOTE ARTISTS AS ACTIVE PARTICIPANTS IN PUBLIC LIFE
NAME OF RECIPIENT ‐ CREATIVE TIME INC
TOWARD THE COSTS OF LAUNCHING "ARTISTS ON THE NEWS," A WEBSITE
FEATURING ARTISTS TO ENCOURAGE BROADER THINKING ON CURRENT EVENTS AND
PROMOTE ARTISTS AS ACTIVE PARTICIPANTS IN PUBLIC LIFE
NAME OF RECIPIENT ‐ CROWN AGENTS FOR OVERSEA GOVERNMENTS AND
ADMINISTRATIONS LIMITED
FOR USE BY ITS CROWN AGENTS LEGAL DIVISION, TOWARD THE COSTS OF
LAUNCHING A SECRETARIAT TO COORDINATE THE HARNESSING NON STATE ACTORS
FOR BETTER HEALTH FOR THE POOR (HANSHEP) PROJECT, A PARTNERSHIP TO
ENABLE POOLED DONOR FUNDS AND EXPERTISE TO SUPPORT INNOVATIVE PRIVATE
SECTOR HEALTH PROGRAMS AND APPROACHES GLOBALLY
NAME OF RECIPIENT ‐ D2D FUND INC
TOWARD THE COSTS OF ITS EFFORTS TO EXPAND SAVINGS OPTIONS FOR LOW AND
MODERATE INCOME AMERICAN WORKERS BY PROMOTING SAVINGS BONDS THROUGH A
STRATEGY OF DEMONSTRATION, RESEARCH, EDUCATION AND COMMUNICATION
NAME OF RECIPIENT ‐ DALBERG CONSULTING CC
IN SUPPORT OF A SCOPING STUDY IN WEST AFRICA TO IDENTIFY CURRENT IMPACT
INVESTING ACTIVITIES, KEY PLAYERS, SUCCESSES, FAILURES, LESSONS
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
LEARNED, POLICY ISSUES, AND STEPS REQUIRED TO GROW THE SECTOR FOR THE
BENEFIT OF POOR AND VULNERABLE POPULATIONS IN THE REGION
NAME OF RECIPIENT ‐ DANCE FILMS ASSOCIATION INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD, IN
SUPPORT OF A PARTNERSHIP WITH TENDU TV TO PRODUCE, MARKET AND
DISTRIBUTE HD/3D FILMS OF NEW YORK CITY DANCE COMPANIES' PRODUCTIONS
NAME OF RECIPIENT ‐ DARA BIRNBAUM
IN SUPPORT OF ART MATERIALS AND SHIPPING IN CONJUNCTION WITH A CREATIVE
ARTIST RESIDENCY AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER
NAME OF RECIPIENT ‐ DECENTRALISED ENERGY SYSTEMS INDIA PRIVATE LIMITED
IN SUPPORT OF A PROJECT TO DESIGN AND TEST SCALABILITY AND
REPLICABILITY OF OFF GRID ENERGY SERVICE COMPANIES FOR DELIVERING
RENEWABLE ENERGY SOLUTIONS THAT PROVIDE CLEAN ENERGY AND SPUR LOCAL
ECONOMIC GROWTH FOR RURAL COMMUNITIES IN INDIA
NAME OF RECIPIENT ‐ DEMOS A NETWORK FOR IDEAS AND ACTION LTD
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD, FOR
USE BY ITS INSTITUTE FOR CULTURE IN THE SERVICE OF COMMUNITY
SUSTAINABILITY TOWARD THE COSTS OF COLLECTING AND DISSEMINATING NEW
DATA AND FIELD RESEARCH TO QUANTIFY AND QUALIFY HOW ARTS AND CULTURE
ENHANCE THE CULTURAL, ENVIRONMENTAL AND COMMUNITY SUSTAINABILITY OF
URBAN COMMUNITIES
NAME OF RECIPIENT ‐ DIABETIC ASSOCIATION OF BANGLADESH
FOR USE BY ITS BANGLADESH INSTITUTE OF SCIENCES TOWARD THE COSTS OF
123655 12‐19‐11 166 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
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ESTABLISHING THE DEPARTMENT OF HEALTH INFORMATICS TO LAUNCH A MASTERS
OF SCIENCE CURRICULUM ON HEALTH INFORMATICS
NAME OF RECIPIENT ‐ DIGITAL DIVIDE DATA
IN SUPPORT OF ESTABLISHING A PROGRAM IN KENYA TO OPERATE LOCAL IMPACT
OUTSOURCING CENTERS EMPLOYING DISADVANTAGED YOUTH, HOST A MANAGEMENT
TRAINING INSTITUTE TO BUILD THE CAPACITY OF IMPACT OUTSOURCING
MANAGERS, AND CONDUCT MARKET RESEARCH TO UNDERSTAND THE EMERGING SECTOR
NAME OF RECIPIENT ‐ DUKE UNIVERSITY
FOR USE BY ITS CENTER ON GLOBALIZATION, GOVERNANCE & COMPETITIVENESS TO
PREPARE A VALUE CHAIN ANALYSIS ON THE AGENCIES, INSTITUTIONS AND FIRMS
NECESSARY TO DEVELOP A ROBUST GOLD STANDARD BUS RAPID TRANSIT SYSTEM
THROUGHOUT THE UNITED STATES
NAME OF RECIPIENT ‐ DUKE UNIVERSITY
FOR USE BY ITS CENTER FOR THE ADVANCEMENT OF SOCIAL ENTREPRENEURSHIP IN
SUPPORT OF A RESEARCH PROJECT ANALYZING THE SUSTAINABILITY AND IMPACT
OF IMPACT ENTERPRISES ON POOR AND VULNERABLE POPULATIONS GLOBALLY
NAME OF RECIPIENT ‐ EARTH ISLAND INSTITUTE INC
FOR USE BY ITS CLIMATE WISE WOMEN PROJECT IN SUPPORT OF A SERIES OF
ACTIVITIES LEADING UP TO THE UNITED NATIONS' COMMISSION ON THE STATUS
OF WOMEN AND RIO + 20, LED BY A GROUP OF INTERNATIONAL COMMUNITY
ACTIVISTS WHO WILL SHARE THEIR STORIES RELATED TO CLIMATE CHANGE,
ENVIRONMENTAL JUSTICE AND GENDER EQUALITY WITH LOCAL WOMEN LEADERS IN
AN INTERACTIVE FORMAT THAT FORGES CONNECTIONS AMONG DEVELOPED AND
DEVELOPING COUNTRIES
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT ‐ EAST CENTRAL AND SOUTHERN AFRICAN HEALTH COMMUNITY
IN CONTINUED SUPPORT OF ITS INITIATIVE TO STRENGTHEN LEADERSHIP AND
INCREASE CAPACITY AND STRATEGIC INFORMATION RESOURCES AT THE MINISTRIES
OF HEALTH IN EAST, CENTRAL AND SOUTHERN AFRICAN COUNTRIES IN ORDER TO
MAXIMIZE BENEFITS FROM FUTURE NEGOTIATIONS RELATED TO GLOBAL HEALTH
DIPLOMACY
NAME OF RECIPIENT ‐ EAST AFRICAN COMMUNITY
IN SUPPORT OF EFFORTS TO STRENGTHEN CROSS BORDER HUMAN AND ANIMAL
DISEASE PREVENTION, SURVEILLANCE AND CONTROL IN THE EAST AFRICAN
COMMUNITY PARTNER STATES
NAME OF RECIPIENT ‐ EAST CENTRAL AND SOUTHERN AFRICAN HEALTH COMMUNITY
IN SUPPORT OF ITS INITIATIVE TO STRENGTHEN LEADERSHIP AND INCREASE
CAPACITY AND STRATEGIC INFORMATION RESOURCES AT THE MINISTRIES OF
HEALTH IN EAST, CENTRAL AND SOUTHERN AFRICAN COUNTRIES IN ORDER TO
MAXIMIZE BENEFITS FROM FUTURE NEGOTIATIONS RELATED TO GLOBAL HEALTH
DIPLOMACY
NAME OF RECIPIENT ‐ ECOAGRICULTURE INTERNATIONAL INC
IN SUPPORT OF EVALUATING PROGRAM MODELS FOR CLIMATE FINANCE IN
AGRICULTURE AND FOR THE SECOND INTERNATIONAL ECOAGRICULTURE CONFERENCE
AND KNOWLEDGE EXCHANGE, TO BE HELD IN NAIROBI, KENYA IN 2012
NAME OF RECIPIENT ‐ ECONOMIC MOBILITY CORPORATION
IN SUPPORT OF AN EVALUATION OF TRANSITIONAL EMPLOYMENT PROGRAMS
SUPPORTED WITH AMERICAN RECOVERY AND REINVESTMENT ACT FUNDS TO ASSESS
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PARTICIPANT AND EMPLOYER EXPERIENCES AND OUTCOMES
NAME OF RECIPIENT ‐ ECONOMIC POLICY INSTITUTE
IN SUPPORT OF RESEARCH AND POLICY ANALYSIS ON A RANGE OF ECONOMIC
SECURITY ISSUES FOR WORKING FAMILIES, WITH A FOCUS ON THE CORRELATION
BETWEEN FEDERAL INFRASTRUCTURE INVESTMENTS AND JOB GROWTH AND ECONOMIC
DEVELOPMENT
NAME OF RECIPIENT ‐ ECONOMIC POLICY INSTITUTE
IN SUPPORT OF RESEARCH ON EMPLOYMENT OPPORTUNITIES AND CHALLENGES IN
THE GREEN ECONOMY, INCLUDING CURRENT ANALYSIS AND FUTURE PROJECTIONS OF
THE GROWTH, QUALITY AND COMPOSITION OF JOBS IN MULTIPLE SECTORS OF THE
ECONOMY RELATED TO CLIMATE MITIGATION AND RESILIENCE
NAME OF RECIPIENT ‐ EDWARD T JACKSON AND ASSOCIATES LTD
IN SUPPORT OF MONITORING AND EVALUATION OF THE ROCKEFELLER FOUNDATION'S
INITIATIVE IN DEVELOPMENT, POVERTY REDUCTION THROUGH INFORMATION AND
DIGITAL EMPLOYMENT (PRIDE) AND TO FOSTER LEARNING, ACCOUNTABILITY AND
PERFORMANCE IMPROVEMENTS IN THE FOUNDATION AND AMONG ITS GRANTEES
NAME OF RECIPIENT ‐ EDWARD T JACKSON AND ASSOCIATES LTD
IN SUPPORT OF A STRATEGIC ASSESSMENT OF THE FIELD OF IMPACT INVESTING
AND AN EVALUATION OF THE WORK OF THE ROCKEFELLER FOUNDATION'S
INITIATIVE, HARNESSING THE POWER OF IMPACT INVESTING
NAME OF RECIPIENT ‐ EGERTON UNIVERSITY
FOR USE BY ITS TEGEMEO INSTITUTE OF AGRICULTURAL POLICY AND DEVELOPMENT
IN SUPPORT OF BUILDING INSTITUTIONAL CAPACITY IN CLIMATE CHANGE
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
RESEARCH AND ANALYSIS BY CONDUCTING A SOCIO ECONOMIC STUDY ON THE
EFFECTS OF CLIMATE CHANGE ON RURAL COMMUNITIES IN KENYA AND IDENTIFYING
ADAPTATION RESPONSES
NAME OF RECIPIENT ‐ EGERTON UNIVERSITY
IN SUPPORT OF AN INITIATIVE TO HELP FARMERS AND PASTORALISTS IN KENYA
TO ADEQUATELY ADAPT TO CLIMATE CHANGE AS PART OF AN EFFORT TO LEAD A
REGIONAL CLIMATE CHANGE ADAPTATION MOVEMENT
NAME OF RECIPIENT ‐ EL PUENTE DE WILLIAMSBURG INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF A CULTURAL NEEDS ASSESSMENT OF SOUTH WILLIAMSBURG
INCLUDING EFFORTS TO DOCUMENT ITS SOCIAL INFRASTRUCTURE AND MAP
CULTURAL ASSETS THAT SUPPORT CREATIVE, HEALTH AND COMMUNITY DEVELOPMENT
NAME OF RECIPIENT ‐ ELETS TECHNOMEDIA PVT LTD
IN SUPPORT OF CONDUCTING A FEASIBILITY STUDY ON CREATING AN ONLINE
EHEALTH MAGAZINE THAT COVERS DEVELOPMENTS IN THE EHEALTH SECTOR IN
AFRICA
NAME OF RECIPIENT ‐ EMCARTS INC
IN SUPPORT OF ACTIVITIES TO CAPTURE AND SHARE LESSONS LEARNED BY
GRANTEES OF THE FOUNDATION'S NEW YORK CITY CULTURAL INNOVATION FUND
NAME OF RECIPIENT ‐ EMERALD CITIES COLLABORATIVE INC
IN GENERAL SUPPORT OF ITS MISSION TO "GREEN" U.S. CITIES AND
METROPOLITAN ECONOMIES THROUGH ENERGY EFFICIENCY RETROFIT PROGRAMS AND
OTHER HIGH ROAD EMPLOYMENT ORIENTED INITIATIVES THAT ADVANCE EQUAL
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OPPORTUNITY, SHARED WEALTH AND DEMOCRACY
NAME OF RECIPIENT ‐ ENABLIS ENTREPRENEURIAL NETWORK EAST AFRICA LIMITED
IN SUPPORT OF IDENTIFYING, TRAINING AND PROVIDING DEVELOPMENT SUPPORT
TO BUSINESS PROCESS OUTSOURCING ENTREPRENEURS IN NAIROBI AND KISUMU, AS
PART OF A BROADER DEMONSTRATION TO TEST WHETHER A NEW FIELD OF "IMPACT
SOURCING" CAN YIELD BETTER EMPLOYMENT OPPORTUNITIES FOR VERY POOR
POPULATIONS
NAME OF RECIPIENT ‐ ENVIRONMENTAL GRANTMAKERS ASSOCIATION
IN GENERAL SUPPORT OF ITS MISSION TO PROMOTE EFFECTIVE ENVIRONMENTAL
PHILANTHROPY BY SHARING KNOWLEDGE, FOSTERING DEBATE, CULTIVATING
LEADERSHIP, FACILITATING COLLABORATION, AND CATALYZING ACTION
NAME OF RECIPIENT ‐ ENVIRONMENTAL LAW AND POLICY CENTER OF THE MIDWEST
TOWARD THE COSTS OF ITS TRANSPORTATION REFORM PROJECT, A MULTI PRONGED
EFFORT THAT AIMS TO INFORM THE NATIONAL TRANSPORTATION REAUTHORIZATION
DEBATE, ADVOCATE FOR HIGH SPEED RAIL, AND PROMOTE RURAL TRANSPORTATION
AND OTHER STATE POLICY REFORM EFFORTS IN THE MIDWEST REGION OF THE
UNITED STATES
NAME OF RECIPIENT ‐ ENVIRONMENTAL LAW AND POLICY CENTER OF THE MIDWEST
TOWARD THE COSTS OF ITS TRANSPORTATION REFORM PROJECT, A MULTI PRONGED
EFFORT THAT AIMS TO INFORM THE NATIONAL TRANSPORTATION REAUTHORIZATION
DEBATE, ADVOCATE FOR HIGH SPEED RAIL, AND PROMOTE RURAL TRANSPORTATION
AND OTHER STATE POLICY REFORM EFFORTS IN THE MIDWEST REGION OF THE
UNITED STATES
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT ‐ ETC FOUNDATION
FOR USE BY ITS PROLINNOVA NETWORK TO TRANSITION THE FARMER ACCESS TO
INNOVATION RESOURCES PILOT PROGRAMS TO FARMER MANAGED INSTITUTIONS IN
AFRICA AND ASIA
NAME OF RECIPIENT ‐ ETHEKWINI MUNICIPALITY
TOWARDS THE COSTS OF A CLIMATE CHANGE COMMUNICATION AND ADVOCACY
CAMPAIGN IN DURBAN, SOUTH AFRICA LEADING UP TO THE 17TH UNITED NATIONS
FRAMEWORK CONVENTION ON CLIMATE CHANGE (COP 17) THAT WILL HIGHLIGHT
DURBAN AS A PIONEER CITY IN ADDRESSING CLIMATE CHANGE CHALLENGES
NAME OF RECIPIENT ‐ ETHIOPIAN INSTITUTE OF AGRICULTURAL RESEARCH
IN SUPPORT OF THE MAINSTREAMING OF CLIMATE CHANGE ADAPTATION INTO FOOD
SECURITY AND SUSTAINABLE DEVELOPMENT IN ETHIOPIA
NAME OF RECIPIENT ‐ EXIT ART THE FIRST WORLD INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF ESTABLISHING "DIGIMOVIES," A THEATER EXCLUSIVELY
DEVOTED TO THE PRESENTATION OF DIGITALLY PRODUCED INDEPENDENT CINEMA,
AND A NEW GRASSROOTS INFRASTRUCTURE FOR DIGITAL FILM DISTRIBUTION
NAME OF RECIPIENT ‐ FAMILY HEALTH INTERNATIONAL
FOR USE BY ITS ASIAN PACIFIC REGIONAL OFFICE TOWARD THE COSTS OF
DEVELOPING AND IMPLEMENTING A HOSPITAL ACCREDITATION SYSTEM IN
BANGLADESH
NAME OF RECIPIENT ‐ FARM INPUT PROMOTIONS AFRICA LTD
IN SUPPORT OF BUILDING CLIMATE CHANGE RESILIENCE THROUGH THE
123655 12‐19‐11 172 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
DISSEMINATION OF ADAPTIVE TECHNOLOGIES AMONG 65,000 SMALLHOLDER FARMERS
IN SEMI ARID AREAS OF KENYA AND TANZANIA
NAME OF RECIPIENT ‐ FDN INTL RED CROSS RED CRESCENT CENTRE ON CLIMATE CHG
AND DISASTER PREP
IN SUPPORT OF DEVELOPING CLIMATE RESILIENCE STRATEGIES AND PRACTICES IN
THE HEALTH SECTOR RELATED TO THE INCREASING RISK OF FLOODS IN EAST
AFRICA AND CHANGING PATTERNS OF VECTOR BORNE DISEASES IN SOUTHEAST ASIA
NAME OF RECIPIENT ‐ FLORIDA STATE UNIVERSITY RESEARCH FOUNDATION
FOR USE BY FLORIDA STATE UNIVERSITY TOWARD THE COSTS OF CONVENING A
WORKSHOP AND ESTABLISHING A CLEARINGHOUSE ON MARKET BASED SOLUTIONS TO
IMPROVE PUBLIC TRANSPORTATION
NAME OF RECIPIENT ‐ FOOD AGRICULTURE AND NATURAL RESOURCES POLICY
ANALYSIS NETWORK
IN SUPPORT OF A PROJECT TO STRENGTHEN ADVOCACY CAPACITY FOR CLIMATE
SMART AGRICULTURE, INCLUDING PRODUCING POLICY PAPERS AND A KNOWLEDGE
BANK, TRAINING AND EQUIPPING PRACTITIONERS WITH ADVOCACY MESSAGES,
TRAINING AFRICAN JOURNALISTS ON CLIMATE CHANGE AND AGRICULTURE ISSUES,
AND PARTICIPATING IN KEY POLICY DIALOGUES AND CLIMATE CHANGE
NEGOTIATIONS
NAME OF RECIPIENT ‐ FOREST TRENDS ASSOCIATION
IN SUPPORT OF LAUNCHING AN AFRICAN AGRICULTURE CLIMATE FINANCE FACILITY
(AACFF) IN TWO COUNTRIES IN AN EFFORT TO INNOVATE, TEST AND DOCUMENT A
NEW SET OF TRANSACTION MODELS THAT CAN BE USED TO ACCESS CARBON AND
CLIMATE FINANCE SOURCES FOR SMALLHOLDER FARMER DRIVEN AGRICULTURAL
123655 12‐19‐11 173 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
CLIMATE MITIGATION AND ADAPTATION PROJECTS
NAME OF RECIPIENT ‐ FOREST TRENDS ASSOCIATION
IN SUPPORT OF DEVELOPING CLIMATE AGRICULTURAL FINANCE MODELS THAT CAN
BE USED TO ACCESS CARBON AND CLIMATE FINANCE SOURCES FOR AGRICULTURAL
CLIMATE MITIGATION AND ADAPTATION PROJECTS IN AN EFFORT TO REDUCE
POVERTY AND DECREASE VULNERABILITY FOR SMALLHOLDER FAMERS IN AFRICA
NAME OF RECIPIENT ‐ FORO NACIONAL INTERNACIONAL
IN CONTINUED SUPPORT OF A PROJECT TO CONDUCT TREND MONITORING AND
HORIZON SCANNING RESEARCH ON ISSUES RELEVANT TO POVERTY AND HUMAN
DEVELOPMENT, FOCUSED ON SOUTH AMERICA
NAME OF RECIPIENT ‐ FOUNDATION CENTER
IN GENERAL SUPPORT OF ITS MISSION TO STRENGTHEN THE NONPROFIT SECTOR BY
ADVANCING KNOWLEDGE ABOUT U.S. PHILANTHROPY
NAME OF RECIPIENT ‐ FOUNDATION FOR THAILAND RURAL RECONSTRUCTION MOVEMENT
UNDER ROYAL PATRONAGE
FOR USE BY ITS CHANGE FUSION INSTITUTE IN SUPPORT OF A LANDSCAPE
MAPPING OF KEY STAKEHOLDERS AND THE DEVELOPMENT OF A PARTNERSHIP
PLATFORM AIMED AT FOSTERING THE EMERGING FIELD OF SOCIAL INVESTMENT IN
SOUTHEAST ASIA
NAME OF RECIPIENT ‐ FREEDOM FROM HUNGER
IN SUPPORT OF A PROJECT, AS A MEMBER ORGANIZATION OF THE CENTER FOR
HEALTH MARKET INNOVATIONS, TO IDENTIFY, MAP, TRACK, AND ANALYZE
INNOVATIVE PRIVATE SECTOR HEALTH ORGANIZATIONS AND PROGRAMS IN THE
123655 12‐19‐11 174 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
ANDES REGION OF LATIN AMERICA, AND FOSTER LINKAGES AMONG KEY
STAKEHOLDERS TO CULTIVATE ADDITIONAL FUTURE SUPPORT FOR THIS SECTOR
NAME OF RECIPIENT ‐ FUND FOR THE CITY OF NEW YORK INC
TOWARD THE COSTS OF DEVELOPING A PLAN FOR JAMAICA BAY PARKS IN NEW YORK
CITY AS A SITE FOR RESEARCH AND EXPERIMENTATION ON CLIMATE RESILIENCE
AS WELL AS COMMUNITY ENGAGEMENT AND EDUCATION
NAME OF RECIPIENT ‐ FUNDACAO BRASILEIRA PARA O DESENVOLVIMENTO
SUSTENTAVEL
IN SUPPORT OF THE JOINT INITIATIVE ON URBAN SUSTAINABILITY (JIUS) TO
DEVELOP MODELS, RELATIONSHIPS AND AN OVERARCHING FRAMEWORK THAT WILL
CATALYZE SUSTAINABLE INVESTMENT IN BRAZIL, THE UNITED STATES AND OTHER
COUNTRIES
NAME OF RECIPIENT ‐ FUNDACAO INTERUNIVERSITARIA DE ESTUDOS E PESQUISAS
SOBRE O TRABALHO
IN SUPPORT OF IN DEPTH RESEARCH TO EXPLORE POLICY AND INCENTIVES FOR
DEVELOPING AND CONNECTING IMPACT INVESTMENT TO THE SOLIDARITY ECONOMY
THUS PROMOTING EQUITABLE AND SUSTAINABLE DEVELOPMENT IN BRAZIL
NAME OF RECIPIENT ‐ FUNDACAO OSWALDO CRUZ
FOR USE BY ITS CENTER FOR INTERNATIONAL RELATIONS IN HEALTH, IN SUPPORT
OF THE COSTS OF PARTICIPATION OF NONGOVERNMENTAL ORGANIZATIONS FROM
DEVELOPING COUNTRIES IN THE "WORLD CONFERENCE ON SOCIAL DETERMINANTS OF
HEALTH" TO BE HELD IN RIO DE JANEIRO, BRAZIL, OCTOBER 2011
NAME OF RECIPIENT ‐ GEORGETOWN UNIVERSITY
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
FOR USE BY ITS GEORGETOWN CLIMATE CENTER IN SUPPORT OF COORDINATING THE
TRANSPORTATION CLIMATE INITIATIVE, A REGIONAL EFFORT BY ELEVEN
NORTHEAST AND MID ATLANTIC STATES AND THE DISTRICT OF COLUMBIA TO
REDUCE TRANSPORTATION SECTOR GREENHOUSE GAS EMISSIONS AND SPEED THE
DEVELOPMENT OF A CLEAN ENERGY ECONOMY
NAME OF RECIPIENT ‐ GIIRS LLC
IN GENERAL SUPPORT OF ITS MISSION TO CREATE A SOCIAL AND ENVIRONMENTAL
RATING SYSTEM FOR IMPACT INVESTORS THAT REPRESENTS A CRITICAL PIECE OF
INDUSTRY INFRASTRUCTURE DESIGNED TO FACILITATE GREATER FLOWS OF CAPITAL
INTO THE IMPACT INVESTING MARKETPLACE
NAME OF RECIPIENT ‐ GLOBAL HEALTHCARE INFORMATION NETWORK LTD
IN SUPPORT OF A PROJECT TO DEVELOP A MONITORING AND EVALUATION
FRAMEWORK AND PROCESS FOR THE "HEALTH INFORMATION FOR ALL BY 2015"
(HIFA2015) ONLINE NETWORK, WHICH IS COMMITTED TO PROMOTING ACCESS TO
RELIABLE HEALTHCARE INFORMATION FOR HEALTHCARE PROVIDERS IN DEVELOPING
COUNTRIES
NAME OF RECIPIENT ‐ GLOBALGIVING FOUNDATION INC
IN SUPPORT OF ITS CROWDSOURCING AND CROWDFUNDING SOCIAL INNOVATION
PROGRAM, IN COLLABORATION WITH INNOCENTIVE, INC., TO ASSIST
ORGANIZATIONS AND INDIVIDUALS IN FINDING SOLUTIONS TO ADDRESS SCIENCE
AND TECHNOLOGY RELATED CHALLENGES INHERENT IN THEIR PROJECTS THAT HAVE
THE POTENTIAL TO IMPROVE THE LIVES OF POOR AND VULNERABLE PEOPLE
NAME OF RECIPIENT ‐ GODEKE CONSULTING
IN SUPPORT OF RESEARCHING THE LANDSCAPE OF POTENTIAL IMPACT INVESTORS
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
TO BUILD A MORE ROBUST MARKET FOR SOCIAL IMPACT BONDS IN ORDER TO SCALE
SOLUTIONS TO SOCIAL PROBLEMS FACING POOR AND VULNERABLE COMMUNITIES IN
THE UNITED STATES
NAME OF RECIPIENT ‐ GOOD JOBS FIRST
IN SUPPORT OF BUILDING WORKING COALITIONS BETWEEN TRANSIT RIDERS AND
TRANSIT UNIONS AND RECRUITING MORE ORGANIZED LABOR GROUPS TO HELP
ADVANCE TRANSPORTATION POLICY REFORM
NAME OF RECIPIENT ‐ GORAKHPUR ENVIRONMENTAL ACTION GROUP
IN SUPPORT OF DEVELOPING A MODEL FOR WARD LEVEL CLIMATE CHANGE
RESILIENCE PLANNING THAT CAN BE INTEGRATED INTO THE OVERALL DEVELOPMENT
PLANNING PROCESS IN GORAKHPUR, INDIA, AS PART OF THE ASIAN CITIES
CLIMATE CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT ‐ GORAKHPUR ENVIRONMENTAL ACTION GROUP
IN SUPPORT OF EFFORTS TO STRENGTHEN ITS INSTITUTIONAL CAPACITY TO BUILD
URBAN CLIMATE CHANGE RESILIENCE IN EASTERN INDIA BY EXPANDING ITS
ACTIVITIES TO THREE NEW CITIES, AS PART OF ASIAN CITIES CLIMATE CHANGE
RESILIENCE NETWORK
NAME OF RECIPIENT ‐ GORAKHPUR ENVIRONMENTAL ACTION GROUP
IN SUPPORT OF A PROJECT TO ENHANCE THE CLIMATE CHANGE RESILIENCE OF
GORAKHPUR CITY THROUGH RESEARCH AND ADVOCACY ON THE CONTRIBUTION OF
PERI URBAN AGRICULTURE TO MITIGATING LONG TERM CHANGING PATTERNS OF
FLOOD RISK, AND THE EXPANSION OF AGRICULTURE FARM MODELS AND EXTENSION
SERVICES
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT ‐ GRANTMAKERS IN THE ARTS
IN GENERAL SUPPORT OF ITS MISSION TO STRENGTHEN THE FIELD OF PRIVATE
SECTOR ARTS AND CULTURE GRANTMAKING
NAME OF RECIPIENT ‐ GREATER CAPITAL ASSOCIATION INC
IN SUPPORT OF IN DEPTH RESEARCH TO EXAMINE HOW CHANGES IN THE
REGULATIONS GOVERNING PENSION FUND INVESTMENT PRACTICES IN SOUTH AFRICA
COULD FACILITATE A CHANGE IN THE INVESTMENT STRATEGIES OF ASSET
MANAGERS TO CATALYZE SUPPLY OF IMPACT INVESTMENT CAPITAL FOR
ENTERPRISES SERVING POOR AND VULNERABLE POPULATIONS
NAME OF RECIPIENT ‐ GREATER WASHINGTON EDUCATIONAL TELECOMMUNICATIONS
ASSOCIATION INC
TOWARD THE COSTS OF PRODUCING "THE DUST BOWL," A TWO PART, FOUR HOUR
FILM REVIEWING THE CAUSES, EFFECTS AND RESPONSES TO THE WORST MAN MADE
ECOLOGICAL DISASTER IN U.S. HISTORY
NAME OF RECIPIENT ‐ GREATER WASHINGTON EDUCATIONAL TELECOMMUNICATIONS
ASSOCIATION INC
TOWARD THE COSTS OF A PUBLIC MEDIA INITIATIVE "THE LATINO AMERICANS,"
IN COLLABORATION WITH LATINO PUBLIC BROADCASTING, THAT WILL TELL THE
STORY OF LATINO IMMIGRATION TO AND CULTURE WITHIN THE UNITED STATES
OVER THE PAST 200 YEARS THROUGH FILM, RADIO, PUBLIC ENGAGEMENT,
EDUCATION AND COMMUNICATIONS CAMPAIGNS
NAME OF RECIPIENT ‐ GREATER WASHINGTON EDUCATIONAL TELECOMMUNICATIONS
ASSOCIATION INC
IN SUPPORT OF "COPING WITH CLIMATE CHANGE," A MULTI PLATFORM PUBLIC
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MEDIA PROJECT BY PBS NEWSHOUR THAT FOCUSES ON THE CHALLENGES PRESENTED
BY A CHANGING ENVIRONMENT IN COMMUNITIES ACROSS THE U.S.
NAME OF RECIPIENT ‐ GREEN FOR ALL
TOWARD THE COSTS OF ITS RETROFIT AMERICA'S CITIES AND GREEN JOBS CRA
PROGRAMS, WHICH SEEK TO BUILD THE CAPACITY OF GOVERNMENT, BUSINESS AND
COMMUNITY ORGANIZATIONS TO PARTICIPATE IN THE GREEN COLLAR ECONOMY AND
TO EXPAND PRIVATE CAPITAL INVESTMENT IN THE ENERGY EFFICIENCY RETROFIT
MARKET TO CREATE QUALITY JOBS FOR LOW INCOME AND VULNERABLE AMERICANS
NAME OF RECIPIENT ‐ GREEN FOR ALL
TOWARD THE COSTS OF ITS NEW INITIATIVE TO DEVELOP GREEN JOBS
OPPORTUNITIES IN THE WATER MANAGEMENT SECTOR
NAME OF RECIPIENT ‐ GREENPOINT MANUFACTURING AND DESIGN CENTER LOCAL
DEVELOPMENT CORP
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD, FOR
USE BY ITS NATURALLY OCCURRING CULTURAL DISTRICTS WORKING GROUP TOWARD
THE COSTS OF A CITY WIDE NETWORK OF CULTURAL AND COMMUNITY
ORGANIZATIONS DEDICATED TO SUPPORTING CULTURAL AND ECONOMIC DIVERSITY
AS INTEGRAL TO SUSTAINABLE COMMUNITIES
NAME OF RECIPIENT ‐ GROUNDSWELL COMMUNITY MURAL PROJECT
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD, IN
PARTNERSHIP WITH THE MAJORA CARTER GROUP TOWARD THE COSTS OF
IDENTIFYING TRANSPORTATION RELATED CONCERNS IN THE SOUTH BRONX AND
RECOMMENDING DESIGN, SIGNAGE AND OTHER SOLUTIONS
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NAME OF RECIPIENT ‐ GROWTH PHILANTHROPY NETWORK INC
TOWARD THE COSTS OF ITS SOCIAL IMPACT EXCHANGE INITIATIVE TO DEVELOP
PRACTICES FOR STUDYING, IMPLEMENTING AND FUNDING LARGE SCALE EXPANSIONS
OF TOP PERFORMING SOCIAL PURPOSE ORGANIZATIONS THAT SEEK TO SOLVE
SOCIAL AND ENVIRONMENTAL PROBLEMS THAT AFFECT POOR AND VULNERABLE
PEOPLE
NAME OF RECIPIENT ‐ GUANGXI CENTER FOR DISEASE PREVENTION AND CONTROL
TOWARD THE COSTS OF A PROJECT TO STRENGTHEN NATIONAL AND SUB REGIONAL
CAPACITY IN SURVEILLANCE AND RESPONSE THROUGH THE MEKONG BASIN DISEASE
SURVEILLANCE NETWORK
NAME OF RECIPIENT ‐ GUIDESTAR INTERNATIONAL LTD
IN SUPPORT OF CONTINUING DEVELOPMENT OF GUIDESTAR INDIA, A SEARCHABLE
ONLINE DATABASE THAT PROVIDES THE PHILANTHROPIC SECTOR IN INDIA WITH
BETTER ACCESS TO INFORMATION ON CREDIBLE NON GOVERNMENT ORGANIZATIONS
NAME OF RECIPIENT ‐ GUIDESTAR USA INC
IN GENERAL SUPPORT OF ITS MISSION TO REVOLUTIONIZE PHILANTHROPY AND
NONPROFIT PRACTICE BY PROVIDING INFORMATION THAT ADVANCES TRANSPARENCY
IN THE PHILANTHROPIC SECTOR, ENABLES USERS TO MAKE BETTER DECISIONS,
AND ENCOURAGES CHARITABLE GIVING
NAME OF RECIPIENT ‐ GUJARAT MAHILA HOUSING SEWA TRUST
IN COLLABORATION WITH SEWA BANK AND THE AFFORDABLE HOUSING INSTITUTE,
IN SUPPORT OF START UP COSTS ASSOCIATED WITH SEWA GRIH RIN, CREATING A
HOUSING FINANCE FACILITY DEDICATED EXCLUSIVELY TO POOR HOUSEHOLDS IN
INDIA
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT ‐ HABITAT FOR HUMANITY INTERNATIONAL INC
TOWARD THE COSTS OF "HOUSING CITIES AFTER A DISASTER," A WORLD HABITAT
DAY EVENT TO RAISE AWARENESS AND MOBILIZE PEOPLE TO TAKE ACTION IN
RESPONSE TO THE NEED FOR ADEQUATE SHELTER
NAME OF RECIPIENT ‐ HANOI MEDICAL UNIVERSITY
TOWARDS THE COSTS OF ESTABLISHING A CENTER FOR HEALTH SYSTEM RESEARCH
TO PROMOTE THE IMPLEMENTATION OF EVIDENCE BASED HEALTH POLICIES IN
VIETNAM
NAME OF RECIPIENT ‐ HANOI SCHOOL OF PUBLIC HEALTH
IN SUPPORT OF A PROJECT TO DEVELOP AND IMPLEMENT A BACHELOR'S DEGREE
PROGRAM IN PUBLIC HEALTH INFORMATICS IN VIETNAM
NAME OF RECIPIENT ‐ HEALTH INFORMATICS IN AFRICA
TOWARD THE COSTS OF ITS 2011 HEALTH INFORMATICS IN AFRICA CONFERENCE
AND ADDITIONAL PLANNING FOR DEVELOPMENT OF HEALTH INFORMATICS RESEARCH
AND EDUCATION IN AFRICA
NAME OF RECIPIENT ‐ HEALTH STRATEGY AND POLICY INSTITUTE
IN SUPPORT OF ESTABLISHING A NEW RESEARCH CENTER FOR STUDYING THE NON
STATE HEALTH SECTOR IN VIETNAM
NAME OF RECIPIENT ‐ HEART OF BROOKLYN CULTURAL INSITUTIONS INC
TOWARD THE COSTS OF DEVELOPING A PROCESS MAPPING RUBRIC AND MODEL AND A
CAPACITY BUILDING CURRICULUM FOR COLLABORATIVE ENGAGEMENT AMONG
CULTURAL INSTITUTIONS, COMMUNITY PARTNERS AND THE LOCAL PUBLIC
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT ‐ HEARTFILE
IN GENERAL SUPPORT OF ITS MISSION TO DEVELOP INNOVATIONS IN THE HEALTH
SECTOR, CONTRIBUTE TO KNOWLEDGE IN THE AREAS OF HEALTH POLICY AND
PUBLIC HEALTH PLANNING, AND CATALYZE CHANGE WITHIN HEALTH SYSTEMS AND
BROADER SYSTEMS OF GOVERNANCE
NAME OF RECIPIENT ‐ HOME FOR CONTEMPORARY THEATRE AND ART LTD D B A HERE
ART CENTER
TOWARD THE COSTS OF "MADE HERE," AN INTERACTIVE VIDEO, BLOG AND PODCAST
SERIES THAT EXAMINES CRITICAL ISSUES FACING PERFORMING ARTISTS IN NEW
YORK CITY
NAME OF RECIPIENT ‐ IC FOUNDATION INC
IN GENERAL SUPPORT OF ITS MISSION TO INFORM THE PUBLIC ABOUT THE
IMPORTANCE OF INFUSING SOCIALLY RESPONSIBLE BUSINESS AND INVESTMENT
PRACTICES INTO GLOBAL BUSINESS AND CAPITAL MARKETS
NAME OF RECIPIENT ‐ IDEO ORG
TOWARD THE COSTS OF IDENTIFYING INTERVENTION OPPORTUNITIES RELATED TO
PROBLEMS FACING POOR AND VULNERABLE PEOPLE AND SHARING THEM WITH THE
PHILANTHROPIC AND SOCIAL SECTOR COMMUNITIES
NAME OF RECIPIENT ‐ IGAD CLIMATE PREDICTION AND APPLICATIONS CENTRE
IN SUPPORT OF STRENGTHENING ITS INSTITUTIONAL CAPACITY IN
AGROMETEOROLOGY AND IN CLIMATE PREDICTION AND ITS ABILITY TO PROVIDE
GREATER AND MORE EFFECTIVE DISSEMINATION OF CLIMATE INFORMATION TO THE
AGRICULTURE SECTOR AND FARMERS IN EAST AFRICA
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT ‐ IKHONO COMMUNICATIONS
IN SUPPORT OF A CONVENING TO ADDRESS CHALLENGES AND OPPORTUNITIES
FACING THE NASCENT FIELD OF "IMPACT SOURCING" AND EXPLORE STRATEGIES
FOR BRINGING THE WORK TO SCALE, TO BE HELD IN SOUTH AFRICA, DECEMBER
2011
NAME OF RECIPIENT ‐ INAFI BANGLADESH FOUNDATION
IN SUPPORT OF CONDUCTING A STUDY ON THE FEASIBILITY OF MAKING
MICROINSURANCE PRODUCTS AVAILABLE TO POOR AND VULNERABLE POPULATIONS IN
BANGLADESH
NAME OF RECIPIENT ‐ INAFI BANGLADESH FOUNDATION
IN SUPPORT OF FOSTERING A PRO POOR HEALTH INSURANCE AGENDA BY
SUPPORTING THE FURTHER DEVELOPMENT AND SUSTAINABILITY OF "MICRO
INSURANCE MUTUAL ENABLING" (MIME), A MUTUAL INSURANCE PROGRAM IN
BANGLADESH
NAME OF RECIPIENT ‐ INDEPENDENT SECTOR
IN GENERAL SUPPORT OF ITS MISSION TO ADVANCE THE COMMON GOOD BY
LEADING, STRENGTHENING AND MOBILIZING THE NONPROFIT COMMUNITY
NAME OF RECIPIENT ‐ INDEPENDENT SECTOR
IN SUPPORT OF DEVELOPING A NEW, SUSTAINABLE BUSINESS MODEL THAT IS
REPLICABLE FOR THE NONPROFIT MEMBERSHIP ORGANIZATION SECTOR, TO
GENERATE REVENUE AND ENGAGE A BROAD AND DIVERSE CONSTITUENCY
NAME OF RECIPIENT ‐ INDEPTH NETWORK
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
IN SUPPORT OF A STUDY TO DOCUMENT THE IMPACT OF UNIVERSAL HEALTH CARE
REFORMS ON ACCESS, UPTAKE AND UTILIZATION OF HEALTH CARE SERVICES AMONG
POOR AND VULNERABLE PEOPLE AT THE HOUSEHOLD LEVEL IN GHANA AND VIETNAM
NAME OF RECIPIENT ‐ INDIAN INSTITUTE FOR HUMAN SETTLEMENTS
IN SUPPORT OF THE SAN KRANTI STUDENT CHALLENGE, A SIX MONTH NATIONAL
CAMPAIGN TO DOCUMENT THE PERCEPTIONS OF INDIAN YOUTH ON THE CHALLENGES
OF URBANIZATION AND ENCOURAGE EMERGING LEADERS TO ENGAGE IN SOLUTIONS
TO THESE CHALLENGES THROUGH PARTICIPATION IN A COMPETITION AND A
NATIONAL CONFERENCE IN MYSORE, NOVEMBER 2011
NAME OF RECIPIENT ‐ INDIAN SCHOOL OF BUSINESS
FOR USE BY ITS CENTER FOR EMERGING MARKET SOLUTIONS TOWARD THE COSTS OF
RESEARCH, ANALYSIS, AND CONVENINGS FOCUSED ON URBANIZATION AND
AFFORDABLE HOUSING IN INDIA
NAME OF RECIPIENT ‐ INDOCHINA RESEARCH CAMBODIA LTD
TOWARD THE COSTS OF A PROJECT TO CONDUCT TREND MONITORING, HORIZON
SCANNING, AND IDEA GENERATION RESEARCH ON ISSUES RELEVANT TO POVERTY
AND HUMAN DEVELOPMENT, FOCUSED ON CAMBODIA, LAOS, AND VIETNAM, AND FOR
THE DISSEMINATION OF TREND MONITORING INFORMATION THROUGH ONLINE BLOG
DISTRIBUTION CHANNELS
NAME OF RECIPIENT ‐ INNOVATION NETWORK FOR COMMUNITIES INC
IN SUPPORT OF ITS BUILDING RETROFIT INDUSTRY MARKET (BRIM) SCAN AND
SEGMENTATION ANALYSIS, AN EFFORT TO CONDUCT RESEARCH IN SUPPORT OF A
COORDINATED MARKET DEVELOPMENT INVESTMENT PLAN FOR THE ENERGY
EFFICIENCY RETROFIT SECTOR IN THE U.S.
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT ‐ INSTEDD
IN SUPPORT OF A SCOPING STUDY TO DESIGN AN ORGANIZATIONAL STRUCTURE AND
RESOURCE MOBILIZATION STRATEGY FOR AN INNOVATION LAB THAT FOSTERS THE
DEVELOPMENT AND IMPLEMENTATION OF LOCALLY SOURCED EHEALTH SOLUTIONS IN
BANGLADESH
NAME OF RECIPIENT ‐ INSTITUTE FOR ALTERNATIVE FUTURES
IN SUPPORT OF CONVENING THE ANNUAL GATHERING OF THE ROCKEFELLER
FOUNDATION SEARCHLIGHT GRANTEES, TO DEVELOP CONCRETE INTERVENTION
OPPORTUNITIES THAT INFORM POTENTIAL INTERVENTIONS BY THE FOUNDATION AND
THE BROADER DEVELOPMENT COMMUNITY, TO BE HELD IN NEW YORK, APRIL 2012
NAME OF RECIPIENT ‐ INSTITUTE FOR HEALTHCARE IMPROVEMENT
IN SUPPORT OF A PROJECT TO PROVIDE TECHNICAL SUPPORT AND FACILITATE
NETWORKING AMONG APPROXIMATELY 10 COUNTRIES OF THE JOINT LEARNING
NETWORK REGARDING THE DESIGN, IMPLEMENTATION, AND EVALUATION OF
RELEVANT QUALITY MECHANISMS AS A MEANS TO ACHIEVE UNIVERSAL HEALTH
COVERAGE
NAME OF RECIPIENT ‐ INSTITUTE FOR SOCIAL AND ENVIRONMENTAL TRANSITION
IN SUPPORT OF ASSISTING THREE CITIES IN VIETNAM CAN THO, DA NANG AND
QUY NHON TO PLAN AND IMPLEMENT CLIMATE RESILIENCE PROJECTS, PROVIDE
PROJECT MANAGEMENT AND FINANCIAL OVERSIGHT FOR RESILIENCE PROJECTS, MAP
KEY CLIMATE CHANGE POLICIES AND NETWORKS AND IDENTIFY NEW SOURCES OF
FUNDING, AS PART OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT ‐ INSTITUTE FOR SOCIAL AND ENVIRONMENTAL TRANSITION
123655 12‐19‐11 185 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
IN SUPPORT OF A PROJECT, IN COLLABORATION WITH THE DA NANG UNIVERSITY
AND CITY AGENCIES IN DA NANG, VIETNAM, TO BUILD, TEST AND SHARE THE
DATA FROM TWO HYDROLOGICAL MODELS TO UNDERSTAND IMPACTS OF URBAN
DEVELOPMENT AND CLIMATE CHANGE IN THE CITY, A PARTIAL PARTICIPANT IN
THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT ‐ INSTITUTE FOR SOCIAL AND ENVIRONMENTAL TRANSITION
TOWARD THE COSTS OF A PROJECT, IN COLLABORATION WITH THE DEPARTMENT OF
EDUCATION AND TRAINING OF DA NANG CITY, THE DA NANG CLIMATE CHANGE
COORDINATION OFFICE, AND THE MINISTRY OF EDUCATION AND TRAINING, TO
DEVELOP, TEST, AND IMPLEMENT AN INTEGRATED URBAN CLIMATE CHANGE
RESILIENCE EDUCATION CURRICULUM FOR THREE EDUCATION LEVELS IN DANANG,
VIETNAM
NAME OF RECIPIENT ‐ INSTITUTE FOR SOCIAL AND ENVIRONMENTAL TRANSITION
TOWARD THE COSTS OF A PROJECT, IN COLLABORATION WITH THE BINH DINH
CLIMATE CHANGE COORDINATION OFFICE AND THE DEPARTMENT OF AGRICULTURE
AND RURAL DEVELOPMENT, TO RESTORE THE ECOSYSTEM OF A MANGROVE FOREST IN
AN URBAN LAGOON OF QUY NHON, VIETNAM, USING CO MANAGEMENT PRACTICES TO
ENABLE POSITIVE COMMUNITY BENEFITS AND SUCCESSFUL FOREST REGENERATION
NAME OF RECIPIENT ‐ INSTITUTE FOR SOCIAL AND ENVIRONMENTAL TRANSITION
TOWARD THE COSTS OF A PROJECT, IN COLLABORATION WITH THE CAN THO
CLIMATE CHANGE COORDINATION OFFICE, THE CAN THO DEPARTMENT OF HEALTH
AND THE CAN THO PREVENTIVE HEALTH CENTER, TO IMPROVE EARLY DETECTION
TECHNIQUES FOR DENGUE FEVER AND STRENGTHEN THE CAPACITY OF THE CAN THO
HEALTH SYSTEM, INCLUDING HEALTH CARE PRACTITIONERS, TO BE ABLE TO
RESPOND TO ABNORMAL OUTBREAKS OF DENGUE FEVER, AS PART OF THE ASIAN
123655 12‐19‐11 186 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
CITY CLIMATE CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT ‐ INSTITUTE FOR SOCIAL AND ENVIRONMENTAL TRANSITION
IN SUPPORT OF A PROJECT, IN COLLABORATION WITH THE CAN THO CLIMATE
CHANGE COORDINATION OFFICE, THE DEPARTMENT OF NATURAL RESOURCES AND
ENVIRONMENT, THE DEPARTMENT OF AGRICULTURE AND RURAL DEVELOPMENT AND
LOCAL RESEARCH INSTITUTES, TO DEVELOP AND IMPLEMENT A REAL TIME
SALINITY MONITORING SYSTEM, DETERMINE THRESHOLD SALINITY
CONCENTRATIONS, AND IDENTIFY AND IMPLEMENT RESPONSE MECHANISMS TO
INCREASE URBAN CLIMATE CHANGE RESILIENCE IN CAN THO CITY, VIETNAM, AS
PART OF THE ASIAN CITY CLIMATE CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT ‐ INSTITUTE FOR SOCIAL AND ENVIRONMENTAL TRANSITION
IN SUPPORT OF AN IMPACT ASSESSMENT OF FLOODING AND INUNDATION SCENARIOS
ON PLANNED URBAN DEVELOPMENT IN NHON BINH WARD IN THE CITY OF QUY NHON,
VIETNAM, IN THE CONTEXT OF POTENTIAL CLIMATE CHANGE IMPACT AND RECENT
EXTREME STORM EVENTS, IN CONNECTION WITH THE ASIAN CITIES CLIMATE
CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT ‐ INSTITUTE FOR SOCIAL AND ENVIRONMENTAL TRANSITION
IN SUPPORT OF A PROJECT, IN COLLABORATION WITH THE DA NANG WOMEN'S
UNION, TO BUILD RESILIENCE TO THE IMPACTS OF CLIMATE CHANGE THROUGH
FUNDING THE DEVELOPMENT OF STORM RESISTANT HOUSING AND PROVIDING
CAPACITY BUILDING SUPPORT TO AND RAISING AWARENESS AMONG VULNERABLE
COMMUNITIES IN DA NANG, VIETNAM, AS PART OF THE ASIAN CITY CLIMATE
CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT ‐ INSTITUTE FOR SOCIAL AND ENVIRONMENTAL TRANSITION
123655 12‐19‐11 187 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
IN SUPPORT OF ESTABLISHING CITY CLIMATE CHANGE COORDINATION OFFICES IN
THREE VIETNAMESE CITIES (CAN THO, DA NANG AND QUY NHON) THAT WILL
ENABLE LOCAL GOVERNMENT PLANNING, DECISION MAKING AND POLICY
IMPLEMENTATION FOR CLIMATE CHANGE RESILIENCE AND ADAPTATION THAT IS
CONSISTENT WITH THE REQUIREMENTS OF THE VIETNAM NATIONAL TARGET PROGRAM
FOR CLIMATE CHANGE, AS PART OF THE ASIAN CITIES CLIMATE CHANGE
RESILIENCE NETWORK
NAME OF RECIPIENT ‐ INSTITUTE FOR SOCIAL DEVELOPMENT STUDIES
IN SUPPORT OF A PROJECT TO BUILD THE CAPACITY OF THE CIVIL SOCIETY
SECTOR TO ADVOCATE HEALTH EQUITY IN VIETNAM
NAME OF RECIPIENT ‐ INSTITUTE FOR SUSTAINABLE COMMUNITIES
IN SUPPORT OF EXPANDING ITS CLIMATE LEADERSHIP ACADEMIES TO PROVIDE
OFFICIALS FROM U.S. CITIES WITH KNOWLEDGE AND TRAINING ON HOW TO PLAN,
BUILD, FINANCE AND MANAGE GOLD STANDARD BUS RAPID TRANSIT SYSTEMS
NAME OF RECIPIENT ‐ INSTITUTE FOR THE ANALYSIS OF GLOBAL SECURITY INC
IN SUPPORT OF ITS MOBILITY CHOICE PROJECT, WHICH SEEKS TO BUILD A
COALITION OF CONSTITUENTS FROM ACROSS THE POLITICAL SPECTRUM AND FROM
ALL PARTS OF THE COUNTRY TO ADVANCE THE CASE FOR NATIONAL
TRANSPORTATION REFORM AROUND MOBILITY CHOICE, ENERGY SECURITY AND
GOVERNMENT ACCOUNTABILITY
NAME OF RECIPIENT ‐ INSTITUTE FOR THE FUTURE
IN SUPPORT OF A PROJECT TO SYNTHESIZE AND VISUALIZE TREND AND HORIZON
SCANNING INFORMATION ON ISSUES RELEVANT TO POVERTY AND HUMAN
DEVELOPMENT THROUGH A SIGNALS DATABASE, A WEB BASED MAP, AND AN
123655 12‐19‐11 188 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
INTERACTIVE GAME PLATFORM
NAME OF RECIPIENT ‐ INSTITUTE FOR TRANSPORTATION AND DEVELOPMENT POLICY
IN SUPPORT OF A PROJECT TO STUDY THE STATUS OF BUS RAPID TRANSIT (BRT)
PROJECTS IN THE U.S. AND TO DEVELOP A STRATEGY TO ADVANCE BRT,
INCLUDING PLANS FOR THE POSSIBLE IMPLEMENTATION OF A WORLD CLASS BRT
PROJECT IN THE U.S.
NAME OF RECIPIENT ‐ INSTITUTE FOR TRANSPORTATION AND DEVELOPMENT POLICY
IN SUPPORT OF ITS "ROADMAP TO GOLD STANDARD BUS RAPID TRANSIT (BRT)"
PROJECT TO ASSIST UP TO FOUR U.S. CITIES WITH DEVELOPING AND PLANNING
WORLD CLASS BRT SYSTEMS, AND TO BROADLY EDUCATE CITIES ACROSS THE
COUNTRY ON THE DEFINITION AND VALUE OF BRT
NAME OF RECIPIENT ‐ INSTITUTE FOR URBAN DESIGN INCORPORATED
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF "URBAN DESIGN WEEK," A PROJECT TO REINVIGORATE
PUBLIC SPACE THROUGH A COMPETITION OPEN TO ARCHITECTS, DESIGNERS,
ARTISTS AND OTHERS TO DESIGN AN OPEN AIR FESTIVAL AND TO LAUNCH A
RELATED COMMUNITY ENGAGEMENT INITIATIVE IN THE SOUTH BRONX
NAME OF RECIPIENT ‐ INSTITUTE FOR WOMEN S POLICY RESEARCH
TOWARD THE COSTS OF AN INTEGRATED RESEARCH PROJECT TO ANALYZE
EMPLOYMENT OPPORTUNITIES FOR WOMEN ACROSS THE GREEN ECONOMY AND
IDENTIFY PROGRAMS TO HELP WOMEN TRANSITION FROM GREEN JOB TRAINING TO
SUSTAINABLE EMPLOYMENT
NAME OF RECIPIENT ‐ INSTITUTE OF DEVELOPMENT STUDIES
123655 12‐19‐11 189 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
IN SUPPORT OF DEVELOPING AND EXECUTING A SOCIAL MEDIA STRATEGY FOR THE
FUTURE OF PHILANTHROPY AND DEVELOPMENT TO FACILITATE AN ONGOING ONLINE
DIALOGUE THAT DEEPENS AND SUSTAINS RELATIONSHIPS BETWEEN THOUGHT
LEADERS IN THE DEVELOPMENT AND PHILANTHROPIC COMMUNITIES, IN CONNECTION
WITH A CONFERENCE SERIES TO BE HELD AT THE ROCKEFELLER FOUNDATION'S
BELLAGIO CENTER, NOVEMBER 2011
NAME OF RECIPIENT ‐ INSTITUTE OF DEVELOPMENT STUDIES
IN SUPPORT OF "THE BELLAGIO SERIES ON THE FUTURE OF INTERNATIONAL
DEVELOPMENT AND THE ROLE OF THE PHILANTHROPIC SECTOR: PROMOTING HUMAN
WELL BEING IN A CHALLENGING GLOBAL CONTEXT," A SERIES OF ACTIVITIES TO
EXPLORE THE FUTURE RELATIONSHIPS BETWEEN PHILANTHROPY AND INTERNATIONAL
DEVELOPMENT INCLUDING A CONVENING TO BE HELD AT THE ROCKEFELLER
FOUNDATION BELLAGIO CENTER, NOVEMBER 2011
NAME OF RECIPIENT ‐ INSTITUTE OF ECONOMIC AFFAIRS
TOWARD THE COSTS OF ITS "YOUTH SCENARIOS PROJECT," TO RESEARCH AND
BUILD SCENARIOS THAT CONSIDER KENYA'S YOUTH POPULATION BULGE AND ITS
POTENTIAL IMPACT ON THE FUTURE OF KENYA, AND TO USE THE RESULTS TO
INFORM POLICY DEBATES IN THE PUBLIC AND PRIVATE SECTOR
NAME OF RECIPIENT ‐ INSTITUTE OF EPIDEMIOLOGY DISEASE CONTROL AND
RESEARCH
IN SUPPORT OF ACTIVITIES TO MITIGATE THE IMPACT OF CLIMATE CHANGE TO
REDUCE THE BURDEN OF CLIMATE SENSITIVE ILLNESSES THROUGH STRENGTHENING
HEALTH SYSTEMS, COLLABORATIVE NETWORKING AND ENHANCED DISEASE
SURVEILLANCE IN BANGLADESH
123655 12‐19‐11 190 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT ‐ INSTITUTE OF HEALTH POLICY MANAGEMENT AND RESEARCH
IN SUPPORT OF ACTIVITIES TO INCREASE AWARENESS OF HEALTH MARKET
INNOVATIONS IN EAST AFRICA, AND IDENTIFY AND DISSEMINATE BEST PRACTICES
TO BRING THEM TO SCALE
NAME OF RECIPIENT ‐ INSTITUTE OF HEALTH POLICY MANAGEMENT AND RESEARCH
IN SUPPORT OF A PROJECT, AS A MEMBER ORGANIZATION OF THE CENTER FOR
HEALTH MARKET INNOVATIONS, TO IDENTIFY, MAP, TRACK, AND ANALYZE
INNOVATIVE PRIVATE SECTOR HEALTH ORGANIZATIONS AND PROGRAMS IN EAST
AFRICA, FOSTER LINKAGES AMONG KEY STAKEHOLDERS, AND CULTIVATE FUTURE
SUPPORT FOR THIS SECTOR
NAME OF RECIPIENT ‐ INSTITUTE OF INTERNATIONAL EDUCATION INC
FOR THE COSTS OF ADMINISTERING SEVERAL ACTIVITIES RELATED TO THE
ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY: THE SEMI ANNUAL
COMPETITIONS FOR CREATIVE ARTS AND SCHOLARLY RESIDENCIES, THE BELLAGIO
TRAVEL AND LEARNING FUND, AND SUPPORT FOR OUTREACH ACTIVITIES
NAME OF RECIPIENT ‐ INSTITUTE OF INTERNATIONAL EDUCATION INC
FOR THE COSTS OF ADMINISTERING SEVERAL ACTIVITIES RELATED TO THE
ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY: THE SEMI ANNUAL
COMPETITIONS FOR CREATIVE ARTS AND SCHOLARLY RESIDENCIES, THE BELLAGIO
TRAVEL AND LEARNING FUND, AND SUPPORT FOR OUTREACH ACTIVITIES
NAME OF RECIPIENT ‐ INTEGRATED RESEARCH AND ACTION FOR DEVELOPMENT
IN SUPPORT OF PRODUCING A REPORT ANALYZING CLIMATE VULNERABILITY IN 35
CITIES IN INDIA AND DEVELOPING POLICY RECOMMENDATIONS ON HOW TO
INCORPORATE CLIMATE RESILIENCE PLANNING INTO URBAN DEVELOPMENT PROGRAMS
123655 12‐19‐11 191 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
IN INDIA
NAME OF RECIPIENT ‐ INTELLECAP INC
IN SUPPORT OF THE PRODUCTION OF RESEARCH PRODUCTS THAT WILL ENHANCE THE
STRATEGIC KNOWLEDGE BASE OF THE INTERNATIONAL DEVELOPMENT COMMUNITY ON
TOPICS RELATED TO POVERTY REDUCTION IN THE GLOBAL SOUTH
NAME OF RECIPIENT ‐ INTELLECAP INC
TOWARD THE COSTS OF A PROJECT TO CONDUCT TREND MONITORING AND HORIZON
SCANNING RESEARCH ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT,
FOCUSED ON INDIA, BANGLADESH AND PAKISTAN, AND A MEETING OF SEARCHLIGHT
GRANTEES TO BE HELD IN MUMBAI, INDIA, SPRING 2011
NAME OF RECIPIENT ‐ INTELLECAP INC
TOWARD THE COSTS OF A PROJECT TO CONDUCT TREND MONITORING, AND HORIZON
SCANNING, AND IDEA GENERATION RESEARCH ON ISSUES RELEVANT TO POVERTY
AND HUMAN DEVELOPMENT, FOCUSED ON SOUTH ASIA, AND FOR THE DISSEMINATION
OF TREND MONITORING INFORMATION THROUGH ONLINE BLOG DISTRIBUTION
CHANNELS
NAME OF RECIPIENT ‐ INTELLECAP INC
TOWARD THE COSTS OF ORGANIZING THE 2010 AND 2011 "SANKALP SOCIAL
ENTERPRISE AND INVESTMENT FORUM," TO BRING TOGETHER STAKEHOLDERS IN
ASIA TO SHARE INFORMATION ON HOW MARKET BASED MECHANISMS CAN PROVIDE
EFFICIENT AND INNOVATIVE SOLUTIONS THAT ADDRESS THE NEEDS OF POOR AND
VULNERABLE PEOPLE
NAME OF RECIPIENT ‐ INTELLECTUAL CAPITAL ADVISORY SERVICES PRIVATE
123655 12‐19‐11 192 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
LIMITED
IN SUPPORT OF A CONVENING OF DONORS, RESEARCHERS, INVESTORS AND
BUSINESSES TO ASSESS OPPORTUNITIES FOR CATALYZING PRIVATE SECTOR
ACTIVITY IN ENTERPRISES THAT BUILD URBAN CLIMATE CHANGE RESILIENCE IN
ASIAN CITY CLIMATE CHANGE RESILIENCE NETWORK CITIES
NAME OF RECIPIENT ‐ INTELLEVENTURES LLC DBA CKINETICS CONSULTING SERVICES
IN SUPPORT OF IN DEPTH RESEARCH OF THE POLICY AND REGULATORY FRAMEWORKS
NECESSARY TO OPERATIONALIZE DISTRIBUTED RURAL ELECTRIFICATION PROJECTS,
AND ISSUES RELATED TO DRIVING THE ADOPTION OF FORMAL SOCIAL AND
ENVIRONMENTAL REPORTING WHICH CAN CATALYZE DEMAND FOR AND SUPPLY OF
IMPACT INVESTMENT CAPITAL FOR ENTERPRISES SERVING POOR AND VULNERABLE
POPULATIONS IN INDIA
NAME OF RECIPIENT ‐ INTERACTION AMERICAN COUNCIL FOR VOLUNTARY
INTERNATIONAL ACTION INC
FOR USE BY ITS EVALUATION AND PROGRAM EFFECTIVENESS WORKING GROUP TO
IMPROVE THE CAPACITY OF NON GOVERNMENTAL ORGANIZATIONS GLOBALLY TO
CONDUCT IMPACT EVALUATIONS, THROUGH THE PRODUCTION OF GUIDANCE NOTES
AND A WEBINAR SERIES
NAME OF RECIPIENT ‐ INTERNATIONAL BANK FOR RECONSTRUCTION AND DEVELOPMENT
TOWARD THE COSTS OF IN DEPTH ANALYSIS OF QUALITATIVE GENDER DATA FOR A
PAPER ON "DEFINING GENDER IN THE 21ST CENTURY: CONVERSATIONS WITH MEN
AND WOMEN AROUND THE WORLD" AS A COMPANION PUBLICATION TO ITS 2012
WORLD DEVELOPMENT REPORT, AND A WRITING WORKSHOP ON "DEFINING GENDER,"
TO BE HELD AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, BELLAGIO,
ITALY, SEPTEMBER 2011
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT ‐ INTERNATIONAL BANK FOR RECONSTRUCTION AND DEVELOPMENT
FOR USE BY ITS INDEPENDENT EVALUATION GROUP TOWARD THE CONTINUED
SUPPORT OF THE CENTERS FOR LEARNING ON EVALUATION AND RESULTS, TO
SUPPORT THE DEVELOPMENT AND IMPLEMENTATION OF FOUR CENTERS IN AFRICA,
EAST ASIA, AND SOUTH ASIA TO STRENGTHEN THE MONITORING AND EVALUATION
AND RESULTS BASED MANAGEMENT CAPACITY OF PUBLIC AND PRIVATE DEVELOPMENT
INSTITUTIONS WORKING IN THE GLOBAL SOUTH
NAME OF RECIPIENT ‐ INTERNATIONAL BANK FOR RECONSTRUCTION AND DEVELOPMENT
FOR USE BY ITS HEALTH, NUTRITION AND POPULATION UNIT TOWARD THE COSTS
OF POLICY AND ANALYTICAL RESEARCH FOR A 2013 REPORT ON THE LINKS
BETWEEN HEALTH AND ECONOMIC DEVELOPMENT, PARTICULARLY AROUND THE ISSUE
OF UNIVERSAL HEALTH COVERAGE, AND PARTICIPATION IN THE JOINT LEARNING
NETWORK
NAME OF RECIPIENT ‐ INTERNATIONAL CENTRE FOR DIARRHOEAL DISEASE RESEARCH
BANGLADESH
IN CONTINUED SUPPORT OF ACTIVITIES TO DEVELOP AND IMPLEMENT A PILOT
HEALTH INSURANCE SCHEME IN BANGLADESH
NAME OF RECIPIENT ‐ INTERNATIONAL CENTRE FOR DIARRHOEAL DISEASE RESEARCH
BANGLADESH
TOWARD THE COSTS OF PUBLICATION AND DISSEMINATION OF A SPECIAL ISSUE OF
LANCET FOCUSING ON VARIOUS ASPECTS OF HEALTH IN BANGLADESH
NAME OF RECIPIENT ‐ INTERNATIONAL CENTRE FOR DIARRHOEAL DISEASE RESEARCH
BANGLADESH
123655 12‐19‐11 194 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
IN SUPPORT OF LAUNCHING, IN COLLABORATION WITH BRAC UNIVERSITY, A
"CENTRE OF EXCELLENCE ON UNIVERSAL HEALTH COVERAGE" AT THE JAMES P.
GRANT SCHOOL OF PUBLIC HEALTH IN BANGLADESH
NAME OF RECIPIENT ‐ INTERNATIONAL HEALTH POLICY PROGRAM
IN SUPPORT OF PARTICIPANTS FROM ASIA TO ATTEND THE 6TH ASIA PACIFIC
ACTION ALLIANCE ON HUMAN RESOURCES FOR HEALTH (AAAH) CONFERENCE TO BE
HELD IN CEBU, THE PHILIPPINES, NOVEMBER 2011
NAME OF RECIPIENT ‐ INTERNATIONAL HEALTH POLICY PROGRAM
TOWARD THE COSTS OF A CONFERENCE, "FROM THE GLOBAL ALCOHOL STRATEGY TO
NATIONAL AND LOCAL ACTION," TO BE HELD IN THAILAND, FEBRUARY 2012
NAME OF RECIPIENT ‐ INTERNATIONAL HEALTH POLICY PROGRAM
IN SUPPORT OF CREATING AND INSTITUTIONALIZING A UNIVERSAL HEALTH
COVERAGE TRAINING CENTER FOR SOUTH SOUTH LEARNING EFFORTS
NAME OF RECIPIENT ‐ INTERNATIONAL INSTITUTE FOR ENVIRONMENT AND
DEVELOPMENT
IN SUPPORT OF LAUNCHING THE INTERNATIONAL CENTRE FOR CLIMATE CHANGE AND
DEVELOPMENT TO DEVELOP AND IMPLEMENT A SERIES OF URBAN CLIMATE CHANGE
RESILIENCE BUILDING SHORT COURSES AND A RELATED MASTERS OF SCIENCE
MODULE AND TO UNDERTAKE INSTITUTIONAL STRENGTHENING AND ORGANIZATIONAL
DEVELOPMENT
NAME OF RECIPIENT ‐ INTERNATIONAL INSTITUTE FOR ENVIRONMENT AND
DEVELOPMENT
IN SUPPORT OF RESEARCH AND THE PRODUCTION OF KNOWLEDGE PRODUCTS,
123655 12‐19‐11 195 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
INCLUDING BRIEFING AND SYNTHESIS PAPERS, PUBLISHED ARTICLES, AND MULTI
MEDIA PRODUCTS, WHICH DRAW UPON THE EXPERIENCE OF THE ASIAN CITIES
CLIMATE CHANGE RESILIENCE NETWORK (ACCCRN) AND OTHER URBAN CLIMATE
CHANGE RESILIENCE BUILDING EFFORTS IN ASIA
NAME OF RECIPIENT ‐ INTERNATIONAL LIVESTOCK RESEARCH INSTITUTE
FOR USE BY ITS PARTICIPATORY EPIDEMIOLOGY NETWORK FOR ANIMAL AND PUBLIC
HEALTH IN SUPPORT OF CONSOLIDATING THE CORE NETWORK AND EMPOWERING
LOCAL AND REGIONAL ORGANIZATIONS TO DRIVE THE UPTAKE OF PARTICIPATORY
APPROACHES TO EPIDEMIOLOGY IN EASTERN AFRICA
NAME OF RECIPIENT ‐ INTERNATIONAL SOCIETY FOR TELEMEDICINE AND EHEALTH
TOWARD THE COSTS OF PLANNING FOR A GLOBAL EHEALTH CONVENTION,
CONDUCTING A FEASIBILITY STUDY FOR THE CREATION OF A PERMANENT
SECRETARIAT FOR ITS ORGANIZATION, AND SUPPORTING THE CREATION OF
NATIONAL EHEALTH SOCIETIES, ALL WITH A GOAL OF PROVIDING SUPPORT FOR
NATIONAL EHEALTH POLICY EFFORTS IN LOW AND MIDDLE INCOME COUNTRIES
NAME OF RECIPIENT ‐ INTERNATIONAL WATER MANAGEMENT INSTITUTE
FOR USE BY ITS SOUTHERN AFRICA OFFICE TO CONDUCT COUNTRY SPECIFIC
RESEARCH ON THE BARRIERS THAT LIMIT THE SCALING OF A MULTIPLE USE
SERVICES APPROACH TO WATER MANAGEMENT, THE COMPARATIVE IMPORTANCE OF
THOSE BARRIERS, AND POSSIBILITIES FOR OVERCOMING THESE CHALLENGES FOR
POOR AND VULNERABLE PEOPLE IN SOUTH ASIA AND AFRICA
NAME OF RECIPIENT ‐ INTERNATIONAL WATER MANAGEMENT INSTITUTE
IN SUPPORT OF ASSESSING THE AVAILABILITY AND SUSTAINABILITY OF
GROUNDWATER RESOURCES IN SUB SAHARAN AFRICAN COUNTRIES AND, WHERE
123655 12‐19‐11 196 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
APPROPRIATE, DEVELOPING THESE RESOURCES TO PROVIDE GREATER FOOD
SECURITY AND ENHANCE AGRICULTURAL DEVELOPMENT
NAME OF RECIPIENT ‐ INTERNATIONAL WOMEN'S MEDIA FOUNDATION
TOWARD THE COSTS OF THE 2011 COURAGE IN JOURNALISM AWARDS, WHICH
RECOGNIZE THREE FEMALE JOURNALISTS WHO RISK THEIR LIVELIHOODS AND OFTEN
THEIR LIVES TO COVER CORRUPTION, MALFEASANCE, WAR, HUMAN RIGHTS
VIOLATIONS, AND MURDER
NAME OF RECIPIENT ‐ INTL COUNCIL FOR LOCAL ENVIRONMENTAL INITIATIVES
AUSTRALIA NEW ZEALAND LTD
TOWARD THE COSTS OF DELEGATES FROM THE ASIAN CITIES CLIMATE CHANGE
RESILIENCE NETWORK'S PARTNERS TO ATTEND THE INTERNATIONAL COUNCIL FOR
LOCAL ENVIRONMENTAL INITIATIVES (ICLEI) RESILIENT CITIES CONGRESS TO BE
HELD IN BONN, GERMANY, JUNE 2011
NAME OF RECIPIENT ‐ IPS ASIA PACIFIC CENTER FOUNDATION INC
TOWARD THE COSTS OF ACTIVITIES TO ADDRESS THE NEED FOR CRITICAL
REPORTING ON DEVELOPMENT FROM WITHIN ASIA, LOOKING CLOSELY AT THE
ISSUES OF CLIMATE CHANGE AND OFFICIAL DEVELOPMENT ASSISTANCE (ODA) AS
SPECIFIC SECTORS LINKED TO THE ASIAN DEVELOPMENT STORY
NAME OF RECIPIENT ‐ ISAMU NOGUCHI FOUNDATION AND GARDEN MUSEUM
TOWARD THE COSTS OF "STUDIES IN SPACE, ART AND CIVIC ACTION: A VISION
FOR LONG ISLAND CITY," A PROJECT IN WHICH TEAMS OF ARCHITECTS, ARTISTS,
LANDSCAPE ARCHITECTS AND URBANISTS WILL PROPOSE A FUTURE VISION FOR THE
DESIGN AND DEVELOPMENT OF NORTHWESTERN QUEENS
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NAME OF RECIPIENT ‐ IT ENABLED SERVICES SECRETARIAT
IN SUPPORT OF TRAINING POOR AND VULNERABLE YOUTH AND PROVIDING THEM
WITH SUBSEQUENT EMPLOYMENT IN BUSINESS PROCESS OUTSOURCING CENTERS TO
DIGITIZE GOVERNMENT RECORDS ALIGNED WITH GHANA'S E GOVERNMENT STRATEGY,
AS PART OF A BROADER DEMONSTRATION TO TEST WHETHER THE NASCENT FIELD OF
"IMPACT SOURCING" CAN YIELD BETTER EMPLOYMENT OPPORTUNITIES FOR POOR
AND VULNERABLE POPULATIONS
NAME OF RECIPIENT ‐ ITAD LIMITED
IN SUPPORT OF AN EVALUATION OF THE AFRICAN AGRICULTURE COMPONENT OF THE
FOUNDATION'S CLIMATE CHANGE INITIATIVE AND THE FOUNDATION'S CARBON FOR
POVERTY REDUCTION INITIATIVE IN DEVELOPMENT, TO FOSTER LEARNING,
ACCOUNTABILITY AND PERFORMANCE IMPROVEMENTS IN THE FOUNDATION AND AMONG
ITS GRANTEES
NAME OF RECIPIENT ‐ JANOT MENDLER DE SUAREZ
IN SUPPORT OF DESIGNING, MANAGING, FACILITATING AND DOCUMENTING THREE
CONVENINGS ON THE PRINCIPLES OF RESILIENCE THROUGH DIALOGUE AND
INNOVATIVE GAME SESSIONS TO HELP ROCKEFELLER FOUNDATION STAFF
OPERATIONALIZE RESILIENCE CONCEPTS INTO ITS GRANTMAKING STRATEGIES AND
SHARE THE TOOLS AND OUTCOMES WITH INTERESTED PARTNERS AND GRANTEES
NAME OF RECIPIENT ‐ JEMBI HEALTH SYSTEMS
IN GENERAL SUPPORT OF ITS MISSION TO DEVELOP HEALTH INFORMATION SYSTEMS
FOR USE IN LOW RESOURCE SETTINGS IN AFRICA
NAME OF RECIPIENT ‐ JEWISH FUNDS FOR JUSTICE
TOWARD THE COSTS OF THE CARE FUND FOR THE CARING ACROSS GENERATIONS
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CAMPAIGN, WHICH IS DESIGNED TO RESEARCH, EVALUATE AND PROMOTE
STRATEGIES THAT STRENGTHEN THE QUALITY OF JOBS FOR DIRECT CARE WORKERS
AS WELL AS THE QUALITY AND AVAILABILITY OF CARE THEY PROVIDE
NAME OF RECIPIENT ‐ JOHNS HOPKINS UNIVERSITY
FOR USE BY ITS GLOBAL WATER PROGRAM IN SUPPORT OF A CONVENING TO
DISCUSS A SYSTEMS APPROACH TO WATER MANAGEMENT USING PEOPLE CENTERED
PROBLEM SOLVING MODELS FOR MORE EFFECTIVE MANAGEMENT OF SHARED WATER
RESOURCES, AT THE "ACCELERATING MULTIPLE WATER SERVICES FOR THE POOR"
CONFERENCE, TO BE HELD AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER,
ITALY, AUGUST 2011
NAME OF RECIPIENT ‐ JOHNS HOPKINS UNIVERSITY
FOR USE BY ITS SCHOOL OF ADVANCED INTERNATIONAL STUDIES IN SUPPORT OF
INVESTIGATING AND SUPPORTING THE ACCELERATION OF CAPITAL FLOWS FROM
SOVEREIGN WEALTH FUNDS INTO RESILIENT AND SUSTAINABLE INFRASTRUCTURE
INVESTMENT TO ENSURE INCLUSIVE, EQUITABLE AND SUSTAINABLE ECONOMIC
GROWTH WITH SUBSTANTIAL SOCIAL, ENVIRONMENTAL AND HEALTH BENEFITS
NAME OF RECIPIENT ‐ JOHNS HOPKINS UNIVERSITY
FOR USE BY ITS SCHOOL OF PUBLIC HEALTH IN SUPPORT OF ACTIVITIES, IN
COLLABORATION WITH THE FUTURE HEALTH SYSTEMS CONSORTIUM, TO FACILITATE
AN EVIDENCE INFORMED DISCUSSION AND ANALYSIS AMONG FOUNDATIONS,
DEVELOPMENT PARTNERS AND EXPERTS ABOUT THE NATURE AND FUTURE OF HEALTH
CARE MARKETS IN LOW AND MIDDLE INCOME COUNTRIES AND INNOVATIVE WAYS TO
INTERVENE IN MARKETS TO PROMOTE ACCESSIBLE, QUALITY CARE FOR POOR AND
VULNERABLE PEOPLE
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT ‐ JOHNS HOPKINS UNIVERSITY
FOR USE BY ITS SCHOOL OF ADVANCED INTERNATIONAL STUDIES IN SUPPORT OF
LANDSCAPING GLOBAL ENERGY POLICIES, TECHNOLOGICAL DEVELOPMENTS AND
FINANCING MECHANISMS TO RAISE AWARENESS OF AND CONTRIBUTE TO SCALING UP
THE SMART POWER FOR ENVIRONMENTALLY SOUND ECONOMIC DEVELOPMENT (SPEED)
INITIATIVE
NAME OF RECIPIENT ‐ JSI RESEARCH AND TRAINING INSTITUTE INC
FOR USE BY THE LIBERIA PHILANTHROPY SECRETARIAT TOWARD THE COSTS OF ITS
EFFORTS TO COORDINATE PHILANTHROPIC ACTIVITIES IN LIBERIA AND LEVERAGE
AND ATTRACT MORE RESOURCES INTO THE COUNTRY
NAME OF RECIPIENT ‐ KENYA AGRICULTURAL RESEARCH INSTITUTE
IN SUPPORT OF ESTABLISHING A CLIMATE CHANGE ADAPTATION UNIT THAT WILL
SERVE AS THE FOCAL POINT FOR INTEGRATING CLIMATE CHANGE RESILIENCE
MEASURES INTO KENYA'S AGRICULTURE RESEARCH PROGRAMS
NAME OF RECIPIENT ‐ KENYA COMMUNITY DEVELOPMENT FOUNDATION
FOR USE BY THE AFRICAN GRANTMAKERS NETWORK TOWARD THE COSTS OF ITS
INAUGURAL PAN AFRICAN ASSEMBLY, WHICH AIMS TO STRENGTHEN THE NETWORK OF
AFRICAN GRANTMAKING ORGANIZATIONS AND CREATE A COMMON STRATEGY FOR
ADVOCACY OF PHILANTHROPY WITHIN AFRICA, TO BE HELD IN NAIROBI, KENYA,
NOVEMBER 2010
NAME OF RECIPIENT ‐ KENYA COMMUNITY DEVELOPMENT FOUNDATION
FOR USE BY THE AFRICAN GRANTMAKERS NETWORK IN SUPPORT OF TWO CONVENINGS
AND EFFORTS TO SUPPORT THE DEVELOPMENT OF A PLATFORM FOR THE ENGAGEMENT
OF HIGH NET WORTH INDIVIDUALS IN AFRICA AND AFRICANS IN THE DIASPORA TO
123655 12‐19‐11 200 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
SUPPORT THE GROWTH OF AFRICAN PHILANTHROPY
NAME OF RECIPIENT ‐ KENYA DIABETES MANAGEMENT AND INFORMATION CENTRE
TOWARD THE COSTS OF A NEW COMMUNITY SCREENING, EDUCATION, AND AWARENESS
CENTER FOR THE MANAGEMENT OF DIABETES AND HYPERTENSION IN CENTRAL KENYA
NAME OF RECIPIENT ‐ KENYA INFORMATION AND COMMUNICATIONS TECHNOLOGY BOARD
IN SUPPORT OF DIGITIZING MEDICAL RECORDS AT KENYATTA NATIONAL HOSPITAL
IN KENYA TO IMPROVE EFFICIENCY AND SERVICE DELIVERY AT THE HOSPITAL, AS
PART OF A BROADER DEMONSTRATION TO TEST WHETHER THE NASCENT FIELD OF
"IMPACT SOURCING" CAN YIELD BETTER EMPLOYMENT OPPORTUNITIES FOR POOR
AND VULNERABLE POPULATIONS
NAME OF RECIPIENT ‐ KIVA MICROFUNDS
IN GENERAL SUPPORT OF ITS MISSION TO CONNECT PEOPLE THROUGH LENDING FOR
THE SAKE OF ALLEVIATING POVERTY BY LEVERAGING THE INTERNET AND A
WORLDWIDE NETWORK OF MICROFINANCE INSTITUTIONS
NAME OF RECIPIENT ‐ LEADERS QUEST LTD
IN SUPPORT OF CONVENING A LEADERSHIP LEARNING PROGRAM TO FACILITATE
RAISING THE PROFILE OF AND BUILDING A MORE GLOBAL STAKEHOLDER COMMUNITY
FOR THE NASCENT FIELD OF IMPACT SOURCING, WHICH SEEKS TO CREATE
SUSTAINABLE EMPLOYMENT OPPORTUNITIES FOR POOR AND VULNERABLE
POPULATIONS
NAME OF RECIPIENT ‐ LEADERSHIP CONFERENCE ON CIVIL RIGHTS EDUCATION FUND
INC
IN SUPPORT OF EDUCATIONAL AND ADVOCACY ACTIVITIES FRAMING
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
TRANSPORTATION POLICY AS A MATTER OF HUMAN AND CIVIL RIGHTS
NAME OF RECIPIENT ‐ LION S HEAD GLOBAL PARTNERS LLP
IN SUPPORT OF DEVELOPING AND SYNDICATING GUIDING PRINCIPLES AND A
FRAMEWORK FOR IMPACT INVESTING IN AFRICAN AGRICULTURE AS A MEANS TO
ENSURE THAT SOCIALLY AND ENVIRONMENTALLY ORIENTED CAPITAL IS DEPLOYED
TO IMPROVE AFRICAN FOOD SECURITY AND INCREASE INCOMES FOR THE POOR AND
VULNERABLE
NAME OF RECIPIENT ‐ LIVABLE COMMUNITIES COALITION INC
TOWARD THE COSTS OF ITS PUBLIC TRANSPORTATION EDUCATION AND ADVOCACY
CAMPAIGN FOR METRO ATLANTA, WHICH SEEKS TO STRENGTHEN AND EXPAND
TRANSIT OPTIONS IN THE REGION
NAME OF RECIPIENT ‐ LOCAL INITIATIVES SUPPORT CORPORATION
TOWARD THE COSTS OF ITS 30TH ANNIVERSARY GALA AND CONFERENCE TO RAISE
AWARENESS OF THE IMPORTANCE OF COMMUNITY DEVELOPMENT "INVESTING IN
PEOPLE & PLACES: BUILDING SUSTAINABLE COMMUNITIES," TO BE HELD IN
WASHINGTON, DC, MARCH 2011
NAME OF RECIPIENT ‐ LONDON SCHOOL OF HYGIENE AND TROPICAL MEDICINE
UNIVERSITY OF LONDON
FOR USE BY ITS DEPARTMENT OF GLOBAL HEALTH AND DEVELOPMENT IN SUPPORT
OF BROAD DISSEMINATION AND LAUNCH ACTIVITIES FOR THE BOOK "GOOD HEALTH
AT LOW COST," TO INFORM DEBATES AROUND HEALTH SYSTEMS STRENGTHENING AND
BOLSTER REGIONAL CAPACITY IN HEALTH SYSTEMS RESEARCH
NAME OF RECIPIENT ‐ LONDON SCHOOL OF HYGIENE AND TROPICAL MEDICINE
123655 12‐19‐11 202 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
UNIVERSITY OF LONDON
FOR USE BY ITS HEALTH POLICY PROGRAMME TO COORDINATE A MULTI
ORGANIZATION INITIATIVE TO RESEARCH, AND INFORM KNOWLEDGE OF THE KEY
ELEMENTS OF HEALTH SYSTEMS THAT IMPROVE GOOD HEALTH OUTCOMES AT A LOW
COST FOR POOR AND VULNERABLE PEOPLE IN BANGLADESH, ETHIOPIA, INDIA, THE
KYRGYZ REPUBLIC, AND THAILAND
NAME OF RECIPIENT ‐ LOWER MANHATTAN CULTURAL COUNCIL INC
TOWARD THE COSTS OF DEVELOPING AND PRESENTING CULTURAL EVENTS AND A WEB
PORTAL COMMEMORATING THE 10TH ANNIVERSARY OF THE SEPTEMBER 11TH
TERRORIST ATTACKS ON THE WORLD TRADE CENTER
NAME OF RECIPIENT ‐ MAHIDOL UNIVERSITY
FOR USE BY ITS INSTITUTE FOR POPULATION AND SOCIAL RESEARCH IN SUPPORT
OF ITS ANNUAL CONFERENCES TO BE HELD IN BANGKOK, THAILAND, SUMMER 2011
AND 2012
NAME OF RECIPIENT ‐ MAHIDOL UNIVERSITY
TO USED BY ITS INSTITUTE FOR POPULATION AND SOCIAL RESEARCH TO SUPPORT
PRINCE MAHIDOL AWARD CONFERENCE'S ACTVITIES IN 2010, 2011 AND 2012,
AIMED AT PROMOTING THE SHARING OF EVIDENCES AND BEST PRACTICES ON
HEALTH SYSTEMS STRENGTHENING
NAME OF RECIPIENT ‐ MAHIDOL UNIVERSITY
FOR USE BY ITS FACULTY OF TROPICAL MEDICINE IN SUPPORT OF EXPANDING THE
CENTER OF EXCELLENCE IN PUBLIC HEALTH INFORMATICS, WITH A FOCUS ON
DEVELOPING A CURRICULUM AND FACULTY TO LAUNCH A MASTER'S DEGREE PROGRAM
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NAME OF RECIPIENT ‐ MAKE THE ROAD NEW YORK
IN SUPPORT OF AN INITIATIVE TO EDUCATE WORKERS, EMPLOYERS, AND SERVICE
PROVIDERS ABOUT THE IMPACT OF NEW YORK STATE'S WAGE THEFT PREVENTION
ACT AND TO DOCUMENT THE CAMPAIGN UNDERTAKEN TO DRAFT, PASS AND
IMPLEMENT THE ACT IN ORDER TO INFORM FUTURE REPLICATION EFFORTS IN
OTHER STATES
NAME OF RECIPIENT ‐ MAKER FAIRE AFRICA FOUNDATION
TOWARD THE COSTS OF MAKER FAIRE 2011 AND 2012, AN ANNUAL EVENT THAT
CONVENES INNOVATORS FROM AROUND AFRICA AND LINKS THEM WITH MENTORS WHO
CAN HELP BRING THEIR INNOVATIONS TO SCALE, TO HELP SPUR
ENTREPRENEURSHIP AND MANUFACTURING AS A POVERTY REDUCTION VEHICLE FOR
THE AFRICAN CONTINENT
NAME OF RECIPIENT ‐ MAKERERE UNIVERSITY
FOR USE BY ITS SCHOOL OF PUBLIC HEALTH IN SUPPORT OF A FINAL EVALUATION
AND DOCUMENTATION OF ACTIVITIES OF THE HEALTH EMERGENCIES MANAGEMENT
PROGRAM'S EFFORTS TO BUILD DISEASE OUTBREAK RESPONSE AND EMERGENCY
MANAGEMENT CAPACITY IN DISTRICT HEALTH TEAMS IN EASTERN AFRICA
NAME OF RECIPIENT ‐ MANAGEMENT SCIENCES FOR HEALTH INC
IN SUPPORT OF ITS "CAMPAIGN FOR UNIVERSAL HEALTH COVERAGE IN LOW AND
MIDDLE INCOME COUNTRIES" TO ENCOURAGE EQUITABLE HEALTH REFORM IN FIVE
AFRICAN COUNTRIES
NAME OF RECIPIENT ‐ MANAGEMENT SCIENCES FOR HEALTH INC
FOR USE BY ITS RWANDA OFFICE IN SUPPORT OF RESEARCH, FINANCIAL MODELING
AND CAPACITY BUILDING TO EXPAND ACCESS, UTILIZATION AND SUSTAINABILITY
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
WITHIN THE COMMUNITY BASED HEALTH INSURANCE SCHEME IN RWANDA
NAME OF RECIPIENT ‐ MARS DISCOVERY DISTRICT
TOWARD THE COSTS OF LAUNCHING ITS CENTRE FOR IMPACT INVESTING, A
NATIONAL RESOURCE CENTER AND SOLUTIONS LAB THAT WILL INCREASE THE
IMPACT OF SOCIAL FINANCE FOR THE BENEFIT OF POOR AND VULNERABLE
POPULATIONS IN CANADA
NAME OF RECIPIENT ‐ MASSACHUSETTS INSTITUTE OF TECHNOLOGY
FOR USE BY ITS ABDUL LATIF JAMEEL POVERTY ACTION LAB IN SUPPORT OF A
STUDY OF 40,000 HOUSEHOLDS IN MICHIGAN TO MEASURE THE IMPACT OF THE
WEATHERIZATION ASSISTANCE PROGRAM (WAP), SPECIFICALLY PRODUCING
INSIGHTS INTO THE NUMBER OF GREEN JOBS CREATED THROUGH THIS PROGRAM
NAME OF RECIPIENT ‐ MAXTUDIO SNC
IN SUPPORT OF DEVELOPING KNOWLEDGE PRODUCTS BASED ON EVALUATIONS OF THE
FOUNDATION'S INITIATIVES IN ORDER TO SUPPORT LEARNING PRACTICE AND
THOUGHT LEADERSHIP AT THE FOUNDATION AND AMONG ITS GRANTEES AND
PARTNERS IN DEVELOPMENT AND PHILANTHROPY
NAME OF RECIPIENT ‐ MCKINSEY AND COMPANY INC UNITED STATES
IN SUPPORT OF A LANDSCAPE ANALYSIS OF CURRENT AND NASCENT TECHNOLOGIES
THAT CITIES AND THEIR RESIDENTS IN THE U.S. AND GLOBALLY CAN USE TO
COLLECT AND ANALYZE CITY LEVEL INFORMATION AND OF THE KEY DRIVERS,
TRENDS AND LEVERAGE POINTS RELATED TO THE APPLICATION OF SUCH
TECHNOLOGIES TO CITIES
NAME OF RECIPIENT ‐ MDRC
123655 12‐19‐11 205 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
TOWARD THE COSTS OF EVALUATING THE FEDERALLY FUNDED SUBSIDIZED
TRANSITIONAL EMPLOYMENT DEMONSTRATION PROJECT, TO TEST THE
EFFECTIVENESS OF DIFFERENT TRANSITIONAL EMPLOYMENT MODELS IN IMPROVING
OUTCOMES AMONG VULNERABLE U.S. WORKERS
NAME OF RECIPIENT ‐ MEDICAL EDUCATION COOPERATION WITH CUBA
TOWARD THE COST OF TWO SPECIAL EDITIONS OF ITS "MEDICC REVIEW" JOURNAL
THAT WILL PROVIDE THE GLOBAL HEALTH COMMUNITY WITH A FORUM FOR SHARING
VIABLE OPTIONS AND INNOVATIONS FOR STRENGTHENING HEALTH SYSTEMS AND
IMPROVING ACCESS TO HEALTH SERVICES FOR THE POOR
NAME OF RECIPIENT ‐ MEKELLE UNIVERSITY
FOR USE BY ITS INSTITUTE OF GEO INFORMATION AND EARTH OBSERVATION
SCIENCES IN SUPPORT OF COLLABORATIVE RESEARCH AND KNOWLEDGE EXCHANGE TO
STRENGTHEN CAPACITY TO DEMONSTRATE AND TRANSFER ADAPTATION KNOWLEDGE
AND TECHNOLOGIES TO ETHIOPIAN AND UGANDAN FARMERS AND EXTENSION AGENTS
NAME OF RECIPIENT ‐ MERCY CORPS
IN SUPPORT OF A PROJECT TO DEVELOP AND LEAD A PROCESS TO EVALUATE A
SHORT TRAINING COURSE ON URBAN CLIMATE CHANGE ADAPTATION RUN BY THE
INTERNATIONAL CENTRE FOR CLIMATE CHANGE AND DEVELOPMENT, TO BE HELD IN
BANGLADESH
NAME OF RECIPIENT ‐ MERCY CORPS
IN SUPPORT OF A PROJECT, AS A MEMBER ORGANIZATION WITHIN THE CENTER FOR
HEALTH MARKET INNOVATIONS, TO IDENTIFY, MAP, TRACK AND ANALYZE
INNOVATIVE PRIVATE SECTOR HEALTH ORGANIZATIONS AND PROGRAMS IN
INDONESIA, TO FOSTER LINKAGES AMONG KEY STAKEHOLDERS, AND TO CULTIVATE
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ADDITIONAL FUTURE SUPPORT FOR THIS SECTOR
NAME OF RECIPIENT ‐ MERCY CORPS
FOR USE BY ITS INDONESIA OFFICE TO DEVELOP AND IMPLEMENT A WIDE SPREAD
INSTALLATION OF BIOPORES IN BANDAR LAMPUNG, INDONESIA TO INCREASE
GROUND WATER RECHARGE AND ASSIST IN THE MANAGEMENT OF FLOODING, AS PART
OF THE ASIAN CITY CLIMATE CHANGE RESILIENCE NETWORK.
NAME OF RECIPIENT ‐ MERCY CORPS
IN SUPPORT OF ASSISTING TWO CITIES IN INDONESIA (SEMERANG AND BANDAR
LAMPUNG) TO PLAN AND IMPLEMENT CLIMATE RESILIENCE PROJECTS, MAP KEY
CLIMATE CHANGE POLICIES AND NETWORKS AND IDENTIFY NEW SOURCES OF
FUNDING, AS PART OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT ‐ MERCY CORPS
FOR USE BY ITS INDONESIA OFFICE IN SUPPORT OF DEVELOPING AND
IMPLEMENTING AN URBAN CLIMATE CHANGE RESILIENCE CURRICULUM AND TEACHER
TRAINING PROGRAM IN BANDAR LAMPUNG, INDONESIA AND CONDUCTING OUTREACH
ACTIVITIES TO GENERATE INTEREST FOR REPLICATION NATIONALLY
NAME OF RECIPIENT ‐ MERCY CORPS
FOR USE BY ITS INDONESIA OFFICE IN SUPPORT OF DEVELOPING AND
IMPLEMENTING A FLOOD FORECASTING AND WARNING SYSTEM AND FLOOD RISK
PREPAREDNESS IN SEMARANG, INDONESIA TO STRENGTHEN RESILIENCE TO CLIMATE
CHANGE IMPACTS, AS PART OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE
NETWORK
NAME OF RECIPIENT ‐ MERCY CORPS
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
FOR USE BY ITS INDONESIA OFFICE IN SUPPORT OF COORDINATING ACTIVITIES
OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK (ACCCRN) IN
INDONESIA, INCLUDING PROVIDING ADDITIONAL CAPACITY FOR ENGAGEMENT WITH
THE CITIES OF SEMARANG AND BANDAR LAMPUNG, STRENGTHENING DOCUMENTATION
OF PROCESSES, TOOLS, AND METHODS GENERATED THROUGH ACCCRN PROJECTS, AND
INCREASING OUTREACH TO NATIONAL STAKEHOLDERS IN ORDER TO REPLICATE AND
SCALE UP URBAN CLIMATE CHANGE RESILIENCE
NAME OF RECIPIENT ‐ MERIDIAN INSTITUTE
TOWARD THE COSTS OF ITS GLOBAL DIALOGUE ON AGRICULTURE AND CLIMATE
CHANGE, AN INITIATIVE THAT SEEKS TO INCLUDE AGRICULTURE AS A MAJOR
MITIGATION AND ADAPTATION STRATEGY IN INTERNATIONAL CLIMATE
NEGOTIATIONS, INCLUDING A CONVENING OF KEY STAKEHOLDERS AT THE
ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY, MAY 2011
NAME OF RECIPIENT ‐ MERIDIAN INSTITUTE
TOWARD THE COSTS OF LAUNCHING AN INITIATIVE ON FOOD AND AGRICULTURE
POLICY (IFAP), AN EFFORT TO DEVELOP A DONOR COALITION TO EXAMINE
OPPORTUNITIES WHERE U.S. FARM, FOOD AND CLIMATE CHANGE POLICY REFORMS
COULD HELP BREAK CYCLES OF HUNGER IN DEVELOPING COUNTRIES
NAME OF RECIPIENT ‐ MERIDIAN INSTITUTE
IN SUPPORT OF A SERIES OF CONVENINGS TO ENGAGE SYSTEMS EXPERTS IN AN
EFFORT TO EXPLORE THE ROLE OF SYSTEMS THINKING IN SOLVING COMPLEX
GLOBAL PROBLEMS
NAME OF RECIPIENT ‐ MERIDIAN INSTITUTE
IN SUPPORT OF DEVELOPING A ROBUST AGRICULTURE WORK PROGRAM WITHIN THE
123655 12‐19‐11 208 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
CONTEXT OF THE UNITED NATIONS FRAMEWORK CONVENTION ON CLIMATE CHANGE
THROUGH FACILITATED DIALOGUE WITH KEY NEGOTIATORS AND OTHER
STAKEHOLDERS AND POLICY ANALYSIS PAPERS ON CLIMATE CHANGE AND
AGRICULTURE ISSUES
NAME OF RECIPIENT ‐ MERIDIAN INSTITUTE
IN SUPPORT OF FACILITATING THE DEVELOPMENT AND IMPLEMENTATION OF A
COLLABORATIVE STRATEGIC FRAMEWORK AMONG A DIVERSE SET OF ENTITIES
WORKING ON DISASTER RISK REDUCTION IN THE ASIA PACIFIC REGION
NAME OF RECIPIENT ‐ MERIDIAN INSTITUTE
TOWARD THE COSTS OF ITS AGREE INITIATIVE, AN EFFORT TO ENHANCE U.S.
FOOD AND AGRICULTURAL POLICY TO IMPROVE THE PRODUCTIVITY AND
ENVIRONMENTAL PERFORMANCE OF AGRICULTURE, INCREASE ACCESS TO NUTRITIOUS
FOOD AND PROMOTE OPPORTUNITIES FOR RURAL COMMUNITIES TO SUCCEED
NAME OF RECIPIENT ‐ METROPOLITAN AREA RESEARCH CORPORATION
TOWARD THE COSTS OF ITS BUILDING ONE AMERICA PROJECT, AN EDUCATIONAL
AND ADVOCACY CAMPAIGN TO FRAME TRANSPORTATION POLICY AS A VITAL
COMPONENT FOR ECONOMIC GROWTH AND SOCIAL EQUITY IN SMALL TOWN AND
SUBURBAN AMERICA
NAME OF RECIPIENT ‐ MIAMI CITY BALLET INC
TOWARD THE COSTS OF MAKING DANCE MORE ACCESSIBLE TO INDIVIDUALS OF ALL
BACKGROUNDS THROUGH THE MIAMI DADE PRESENTATION OF SAINT LEON'S
"COPPELIA," DURING THE 2011 2012 SEASON AND THE BALLET FOR YOUNG
PEOPLE/FAMILY FEST
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT ‐ MINISTRY OF HEALTH AND FAMILY WELFARE
FOR USE BY ITS HEALTH ECONOMICS UNIT IN SUPPORT OF ACTIVITIES TO
DEVELOP AND INSTITUTIONALIZE THE NATIONAL HEALTH ACCOUNTS, A TOOL FOR
SUMMARIZING, DESCRIBING AND ANALYZING THE FINANCING OF NATIONAL HEALTH
SYSTEMS IN BANGLADESH
NAME OF RECIPIENT ‐ MINISTRY OF HEALTH AND FAMILY WELFARE
FOR USE BY ITS DIRECTORATE GENERAL OF HEALTH SERVICES IN SUPPORT OF
ESTABLISHING A NATIONAL EHEALTH STEERING COMMITTEE AND NEW TECHNICAL
RESOURCES IN ORDER TO DEVELOP STANDARDS AND A FRAMEWORK FOR NATIONAL
HEALTH INFORMATION SYSTEMS IN BANGLADESH
NAME OF RECIPIENT ‐ MINISTRY OF HEALTH GHANA
FOR USE BY ITS PRIVATE SECTOR UNIT TO INCUBATE THE PRIVATE HEALTH
SECTOR ALLIANCE OF GHANA AND SUPPORT THE FURTHER DEVELOPMENT OF
APPROPRIATE PRIVATE SECTOR POLICY TO COORDINATE AND LEVERAGE THE PUBLIC
AND PRIVATE SECTORS' COLLECTIVE CAPACITIES TO IMPROVE NATIONAL HEALTH
CARE SERVICES AND ACCESSIBILITY
NAME OF RECIPIENT ‐ MINISTRY OF HEALTH GHANA
IN SUPPORT OF STRENGTHENING POLICY DEVELOPMENT AND ANALYSIS CAPACITY
AMONG PUBLIC HEALTH LEADERS AND PRACTITIONERS IN GHANA TO IMPROVE
HEALTH POLICY IMPLEMENTATION AND PRACTICE
NAME OF RECIPIENT ‐ MINISTRY OF HEALTH LAO P D R
IN SUPPORT OF TECHNICAL ASSISTANCE FOR THE INSTITUTIONALIZATION OF THE
MEKONG BASIN DISEASE SURVEILLANCE NETWORK
123655 12‐19‐11 210 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT ‐ MINISTRY OF HEALTH RWANDA
TOWARD THE COSTS OF ESTABLISHING AN EHEALTH UNIT TO FACILITATE THE
LAUNCH OF A NATIONAL EHEALTH INFORMATION SYSTEM IN RWANDA, WITH AN
INITIAL FOCUS ON DEVELOPING SUSTAINABLE, RELIABLE, SECURE AND
INNOVATIVE INFORMATION SYSTEMS TO SUPPORT CLINICAL DECISION MAKING,
PATIENT MANAGEMENT, EDUCATION AND RESEARCH FUNCTIONS OF THE HEALTH
SECTOR IN RWANDA
NAME OF RECIPIENT ‐ MINISTRY OF HEALTH VIETNAM
FOR USE BY ITS DEPARTMENT OF PLANNING AND FINANCE IN SUPPORT OF A
PROJECT TO STRENGTHEN THE HEALTH SYSTEM IN VIETNAM WITH A FOCUS ON
IMPROVED GOVERNANCE AND THE CAPACITY BUILDING OF HEALTH PROFESSIONALS
NAME OF RECIPIENT ‐ MINISTRY OF PUBLIC HEALTH THAILAND
TOWARD CONTINUED SUPPORT OF THE MEKONG BASIN DISEASE SURVEILLANCE
NETWORK'S COORDINATING OFFICE'S EFFORTS TO STRENGTHEN ITS COORDINATION,
ANALYSIS, POLICY AND INFORMATION AND COMMUNICATION TECHNOLOGY FUNCTIONS
WHILE REGISTERING AS AN INDEPENDENT ENTITY FOR SUSTAINABLE GOVERNANCE
NAME OF RECIPIENT ‐ MIRROR FOUNDATION
IN SUPPORT OF RECOVERY EFFORTS FOR FIVE FLOOD AFFECTED DISTRICTS IN
THAILAND AND TO ENHANCE THE RESILIENCE OF POOR AND VULNERABLE
COMMUNITIES AGAINST RECURRING DISASTERS THROUGH EFFECTIVE PLANNING AND
RESPONSE MECHANISMS
NAME OF RECIPIENT ‐ MISNOMER INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD, IN
PARTNERSHIP WITH THE SPECIALIST STRATEGY AND MARKETING FIRM ORCASCI
123655 12‐19‐11 211 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
LIMITED, TOWARD THE COSTS OF CREATING AN INNOVATIVE STAKEHOLDER
ENGAGEMENT PROGRAM UTILIZING BEHAVIORAL SCIENCE, FOR USE BY SMALL TO
MID SIZE ARTS ORGANIZATIONS
NAME OF RECIPIENT ‐ MONITOR COMPANY GROUP LP
IN SUPPORT OF A COLLABORATION WITH THE UNITED STATES AGENCY FOR
INTERNATIONAL DEVELOPMENT TO PLAN AND DEVELOP A CHALLENGE FUND FOCUSED
ON SUPPORTING PROMISING INNOVATIVE HEALTHCARE ENTERPRISES THAT SERVE
THE POOR IN AFRICA
NAME OF RECIPIENT ‐ MONITOR COMPANY GROUP LP
FOR USE BY ITS MONITOR INSTITUTE IN SUPPORT OF A RESEARCH PROJECT TO
EXPLORE THE POTENTIAL OF OUTSOURCED EMPLOYMENT OPPORTUNITIES FOR
PROVIDING JOBS AND ECONOMIC GROWTH TO VERY POOR POPULATIONS IN SOUTH
AFRICA, KENYA AND GHANA AND TO UNDERSTAND THE CURRENT AND POTENTIAL
SCALE OF CLIENT DEMAND AND THE CRITICAL INTERVENTIONS NECESSARY TO
INCREASE CLIENT DEMAND FOR IMPACT SOURCING SERVICES
NAME OF RECIPIENT ‐ MONTGOMERY COUNTY REVENUE AUTHORITY
IN SUPPORT OF A SERIES OF CRITICAL STUDIES AND ANALYSES RELATED TO THE
BUS RAPID TRANSIT SYSTEM BEING CONSIDERED FOR MONTGOMERY COUNTY,
MARYLAND BY THE COUNTY EXECUTIVE'S TRANSIT TASK FORCE
NAME OF RECIPIENT ‐ MUJERES UNIDAS Y ACTIVAS
FOR USE BY ITS NATIONAL DOMESTIC WORKERS ALLIANCE TOWARD THE COSTS OF
THE CARING ACROSS GENERATIONS CAMPAIGN, AN EFFORT TO IMPROVE WORKPLACE
STANDARDS FOR U.S. DOMESTIC AND DIRECT CARE WORKERS AND THE QUALITY OF
CARE FOR THE AGING AND DISABLED
123655 12‐19‐11 212 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT ‐ MUNICIPAL ART SOCIETY OF NEW YORK
IN SUPPORT OF COORDINATING THE FOURTH AWARD COMPETITION FOR THE
ROCKEFELLER FOUNDATION SPONSORED JANE JACOBS MEDAL, WHICH HONORS
JACOBS' GROUNDBREAKING WORK IN URBAN DESIGN, AND OF ORGANIZING OTHER
PUBLIC PROGRAMS RELATED TO THE PRINCIPLES EMBODIED IN HER WORK
NAME OF RECIPIENT ‐ MUNICIPAL ART SOCIETY OF NEW YORK
TOWARD THE COSTS OF DEVELOPING AND PRESENTING THE SECOND ANNUAL SURVEY
ON LIVABILITY IN NEW YORK CITY AND THE SECOND ANNUAL MAS SUMMIT FOR NEW
YORK CITY
NAME OF RECIPIENT ‐ MUNICIPAL ART SOCIETY OF NEW YORK
IN SUPPORT OF COORDINATING THE FIFTH, SIXTH AND SEVENTH AWARD
COMPETITIONS FOR THE ROCKEFELLER FOUNDATION SPONSORED JANE JACOBS
MEDAL, WHICH HONORS JACOBS' GROUNDBREAKING WORK IN URBAN DESIGN, AND OF
ORGANIZING OTHER PUBLIC PROGRAMS RELATED TO THE PRINCIPLES EMBODIED IN
HER WORK
NAME OF RECIPIENT ‐ MUUNGANO WA WANAVIJIJI AKIBA MASHINANI REGISTERED
TRUSTEES
IN GENERAL SUPPORT OF ITS MISSION TO PROVIDE ACCESS TO SUSTAINABLE AND
AFFORDABLE SHELTER, INFRASTRUCTURE, AND INNOVATIVE FINANCIAL AND
TECHNICAL HOUSING SOLUTIONS TO URBAN AND RURAL POOR POPULATIONS IN
KENYA THROUGH COMMUNITY LED PROCESSES
NAME OF RECIPIENT ‐ MUUNGANO WA WANAVIJIJI AKIBA MASHINANI REGISTERED
TRUSTEES
123655 12‐19‐11 213 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
TOWARD THE COSTS OF DEVELOPING THE FINANCIAL INSTRUMENTS AND COMMUNITY
CAPACITY NECESSARY TO UPGRADE SLUMS SITUATED ON PRIVATELY OWNED LANDS
IN NAIROBI, KENYA
NAME OF RECIPIENT ‐ MUUNGANO WA WANAVIJIJI SUPPORT TRUST
IN SUPPORT OF DOCUMENTING, ANALYZING AND STRENGTHENING A FEDERATION OF
SLUM DWELLERS IN NINE KENYAN MUNICIPALITIES, IN WHICH THE LOCAL
STAKEHOLDERS SEEK TO GIVE A VOICE TO THE URBAN POOR IN THE DEVELOPMENT
OF THE SLUM AREAS THEY OCCUPY
NAME OF RECIPIENT ‐ NASSCOM FOUNDATION
IN SUPPORT OF PILOTING A DEMONSTRATION OF BUSINESS PROCESS OUTSOURCING
AND IMPACT SOURCING SERVICE PROVIDER COLLABORATION AND DEVELOPING A
PROCESS AND QUALITY CERTIFICATION FRAMEWORK FOR IMPACT SOURCING SERVICE
PROVIDERS, AS PART OF A BROADER DEMONSTRATION TO TEST WHETHER THE
NASCENT FIELD OF "IMPACT SOURCING" CAN YIELD BETTER EMPLOYMENT
OPPORTUNITIES FOR POOR AND VULNERABLE POPULATIONS
NAME OF RECIPIENT ‐ NATIONAL AGRICULTURAL RESEARCH ORGANISATION
FOR USE BY ITS NATIONAL AGRICULTURAL RESEARCH LABORATORIES KAWANDA IN
SUPPORT OF STRENGTHENING CLIMATE CHANGE ADAPTATION RESEARCH TO CREATE
DEMAND DRIVEN ADAPTATION PRACTICES THAT ARE ADOPTED IN UGANDA AND
THROUGHOUT EASTERN AFRICA
NAME OF RECIPIENT ‐ NATIONAL AGRICULTURAL RESEARCH ORGANISATION
FOR USE BY ITS NATIONAL FISHERIES RESOURCES RESEARCH INSTITUTE IN
SUPPORT OF INCORPORATING CLIMATE CHANGE SCIENCE INTO ITS RESEARCH AND
DEVELOPMENT PROGRAMS TO TEST AND EVALUATE APPROACHES FOR HELPING SMALL
123655 12‐19‐11 214 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
SCALE FISHERS AND RIPARIAN COMMUNITIES IN UGANDA AND KENYA TO COPE MORE
EFFECTIVELY WITH THE IMPACT OF CLIMATE VARIABILITY AND CHANGE
NAME OF RECIPIENT ‐ NATIONAL AGRICULTURAL RESEARCH ORGANISATION
IN SUPPORT OF COLLABORATIVE RESEARCH AND DEMONSTRATIONS AIMED AT
DEVELOPING AND DELIVERING TO FARMERS IMPROVED BANANA VARIETIES AND NEW
BANANA CROPPING SYSTEMS THAT MITIGATE THE NEGATIVE IMPACTS OF CLIMATE
CHANGE ON BANANA FARMING IN UGANDA
NAME OF RECIPIENT ‐ NATIONAL AGRICULTURAL RESEARCH ORGANISATION
IN SUPPORT OF A PROJECT TO ENHANCE THE ADAPTIVE CAPACITY OF SMALLHOLDER
FARMERS IN UGANDA TO THE EFFECTS OF CLIMATE CHANGE THROUGH
TECHNOLOGICAL, INSTITUTIONAL AND POLICY INTERVENTIONS
NAME OF RECIPIENT ‐ NATIONAL BUREAU OF ASIAN RESEARCH
FOR USE BY ITS CENTER FOR HEALTH AND AGING IN SUPPORT OF A WORKSHOP AT
THE 2011 PACIFIC HEALTH SUMMIT ON THE IMPLICATIONS OF UNIVERSAL HEALTH
COVERAGE FOR FAIR ACCESS TO MEDICINES AND VACCINES TO BE HELD IN
SEATTLE, JUNE 2011
NAME OF RECIPIENT ‐ NATIONAL COMMITTEE FOR RESPONSIVE PHILANTHROPY
IN GENERAL SUPPORT OF ITS MISSION TO PROMOTE PHILANTHROPY THAT SERVES
THE PUBLIC GOOD, IS RESPONSIVE TO PEOPLE AND COMMUNITIES WITH THE LEAST
WEALTH AND OPPORTUNITY, AND IS HELD ACCOUNTABLE TO THE HIGHEST
STANDARDS OF INTEGRITY AND OPENNESS
NAME OF RECIPIENT ‐ NATIONAL CONFERENCE OF STATE LEGISLATURES
IN SUPPORT OF A SERIES OF ACTIVITIES THAT WILL EDUCATE STATE
123655 12‐19‐11 215 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
LEGISLATORS AND THEIR STAFF ON POLICIES THAT PROMOTE EQUITABLE AND
SUSTAINABLE TRANSPORTATION OPTIONS
NAME OF RECIPIENT ‐ NATIONAL COUNCIL FOR LAW REPORTING
IN SUPPORT OF THE DIGITIZATION OF THE LAWS OF KENYA, AS PART OF A
BROADER DEMONSTRATION TO TEST WHETHER A NEW FIELD OF "IMPACT SOURCING"
CAN YIELD BETTER EMPLOYMENT OPPORTUNITIES FOR POOR AND VULNERABLE
POPULATIONS
NAME OF RECIPIENT ‐ NATIONAL COUNCIL FOR SCIENCE AND THE ENVIRONMENT
TOWARD THE COSTS OF ITS 12TH NATIONAL CONFERENCE ON SCIENCE, POLICY AND
THE ENVIRONMENT, "ENVIRONMENT AND SECURITY," TO BE HELD IN WASHINGTON,
D.C., JANUARY 2012, AND OF IDENTIFYING INTERVENTION OPPORTUNITIES
RELATED TO PROBLEMS FACING POOR AND VULNERABLE PEOPLE AND SHARING THEM
WITH THE PHILANTHROPIC AND SOCIAL SECTOR COMMUNITIES
NAME OF RECIPIENT ‐ NATIONAL COUNCIL OF LA RAZA
IN SUPPORT OF AN INTEGRATED RESEARCH PROJECT TO ANALYZE EMPLOYMENT
OPPORTUNITIES FOR LATINO WORKERS ACROSS THE GREEN ECONOMY, AND TO
DEVELOP POLICY PROPOSALS FOR INCREASING LATINO WORKERS' PREPAREDNESS
FOR JOBS IN THE GREEN ECONOMY
NAME OF RECIPIENT ‐ NATIONAL EMPLOYMENT LAW PROJECT INC
TOWARD THE COSTS OF DEVELOPING A FEDERAL POLICY FRAMEWORK TO INCREASE
THE AVAILABILITY OF QUALITY JOBS FOR MIDDLE CLASS AMERICANS AND ENHANCE
THE ENFORCEMENT OF ROBUST WORKPLACE STANDARDS IN THE U.S.
NAME OF RECIPIENT ‐ NATIONAL HOSPITAL INSURANCE FUND
123655 12‐19‐11 216 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
IN SUPPORT OF A STUDY TO PROVIDE POLICYMAKERS WITH EVIDENCE OF THE
APPROPRIATE STRUCTURE FOR A HEALTH INSURANCE SUBSIDY PROGRAM THAT WILL
SERVE KENYA'S POOREST POPULATIONS
NAME OF RECIPIENT ‐ NATIONAL RELIGIOUS PARTNERSHIP FOR THE ENVIRONMENT
IN SUPPORT OF THE "CONFERENCE ON INTERNATIONAL ADAPTATION" TO HIGHLIGHT
THE NEED FOR GREATER POLICY SUPPORT AND FINANCING FOR INTERNATIONAL
CLIMATE CHANGE ADAPTATION EFFORTS, TO BE HELD IN WASHINGTON, D.C. IN
EARLY 2011
NAME OF RECIPIENT ‐ NATIONAL UNIVERSITY OF RWANDA
FOR USE BY ITS SCHOOL OF PUBLIC HEALTH IN SUPPORT OF LAUNCHING A CENTRE
OF EXCELLENCE IN HEALTH SYSTEMS STRENGTHENING TO BENEFIT HEALTH
PROFESSIONALS AND PRACTITIONERS IN EAST AND CENTRAL AFRICA
NAME OF RECIPIENT ‐ NATIONAL UNIVERSITY OF SINGAPORE
FOR USE BY ITS LEE KUAN YEW SCHOOL OF PUBLIC POLICY TOWARD THE COSTS OF
A PROJECT TO CONDUCT TREND MONITORING AND HORIZON SCANNING RESEARCH ON
ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENTS, FOCUSED ON BRUNEI,
CAMBODIA, INDONESIA, LAO PDR, MALAYSIA, THE PHILIPPINES, SINGAPORE,
THAILAND AND VIETNAM
NAME OF RECIPIENT ‐ NATIONAL UNIVERSITY OF SINGAPORE
FOR USE BY ITS LEE KUAN YEW SCHOOL OF PUBLIC POLICY TOWARD THE COSTS OF
A PROJECT TO CONDUCT TREND MONITORING AND HORIZON SCANNING RESEARCH ON
ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT, FOCUSED ON BRUNEI,
CAMBODIA, INDONESIA, LAO PDR, MALAYSIA, THE PHILIPPINES, SINGAPORE,
THAILAND AND VIETNAM
123655 12‐19‐11 217 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT ‐ NATURAL RESOURCES DEFENSE COUNCIL INC
FOR USE BY ITS CENTER FOR MARKET INNOVATION TO HIRE A FINANCIAL ANALYST
WHO WILL DESIGN AND ADVOCATE FOR FINANCIAL MECHANISMS, SUCH AS A
FEDERAL ENERGY EFFICIENCY FINANCING FACILITY, AND ASSOCIATED POLICIES
THAT WILL ENCOURAGE RAPID SCALE UP OF INVESTMENT IN ENERGY EFFICIENCY
AND LOW CARBON PRODUCTS AND TECHNOLOGIES
NAME OF RECIPIENT ‐ NATURAL RESOURCES DEFENSE COUNCIL INC
TOWARD THE COSTS OF EDUCATION AND OUTREACH FOR ITS "MOVE NY" CAMPAIGN
TO ESTABLISH EQUITABLE, SUSTAINABLE, AND ECONOMICALLY AND
ENVIRONMENTALLY FRIENDLY TRAFFIC PRICING IN THE NEW YORK METROPOLITAN
REGION
NAME OF RECIPIENT ‐ NATURAL RESOURCES DEFENSE COUNCIL INC
TOWARD THE COSTS OF EDUCATION AND OUTREACH FOR ITS "SUSTAINABLE TRANSIT
CAMPAIGN" TO ESTABLISH EQUITABLE, SUSTAINABLE, AND ECONOMICALLY AND
ENVIRONMENTALLY FRIENDLY TRAFFIC PRICING IN THE NEW YORK METROPOLITAN
REGION
NAME OF RECIPIENT ‐ NATURAL RESOURCES DEFENSE COUNCIL INC
IN SUPPORT OF RESEARCH TO DEVELOP SUSTAINABLE FOOD PURCHASING CRITERIA
THAT CAN BE USED TO GUIDE AND EVALUATE PURCHASING BY RETAILERS, FOOD
SERVICE PROVIDERS AND GOVERNMENT AGENCIES AND POTENTIALLY INFLUENCE JOB
STANDARDS AND WORKER RIGHTS IN THE FOOD SYSTEM
NAME OF RECIPIENT ‐ NATURAL RESOURCES DEFENSE COUNCIL INC
TOWARD THE COSTS OF A RANGE OF EFFORTS TO HELP BROADEN THE NATIONAL
123655 12‐19‐11 218 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
MOVEMENT FOR TRANSPORTATION REFORM TO INCLUDE SECURITY MINDED
CONSERVATIVES AND THE BUSINESS SECTOR, AND TO HELP BUILD THE CAPACITY
OF POLICYMAKERS AT THE FEDERAL, REGIONAL, STATE AND LOCAL LEVELS BY
BROADLY DISSEMINATING CUTTING EDGE RESEARCH, POLICY ANALYSIS AND MODELS
THAT HAVE PROVEN EFFECTIVE FOR REDUCING GREENHOUSE GAS EMISSIONS AND
OIL USAGE
NAME OF RECIPIENT ‐ NATURAL RESOURCES DEFENSE COUNCIL INC
FOR USE BY ITS CENTER FOR MARKET INNOVATION TOWARD THE COSTS OF A MODEL
DEMONSTRATION AND FINANCING ENERGY EFFICIENT RETROFIT PROGRAM THAT
ENCOURAGES BOTH TENANTS AND PROPERTY OWNERS TO RETROFIT COMMERCIAL
SPACES
NAME OF RECIPIENT ‐ NATURAL RESOURCES DEFENSE COUNCIL INC
FOR USE BY THE NEW YORK CITY ENERGY EFFICIENCY CORPORATION IN SUPPORT
OF BUILDING ADMINISTRATIVE CAPACITY TO PROVIDE FINANCING PRODUCTS TO
SPUR THE GROWTH OF THE GREEN RETROFIT MARKET IN ORDER TO CREATE "GREEN"
JOBS AND REDUCE GREENHOUSE GAS EMISSIONS IN NEW YORK CITY
NAME OF RECIPIENT ‐ NATURE CONSERVATION RESEARCH CENTRE GHANA NCRC
TOWARD THE COSTS OF A PROJECT TO WORK WITH COCOA FARMER ORGANIZATIONS
IN GHANA TO INCREASE THEIR MEMBERS' CAPACITY TO ACCESS CARBON FINANCE,
CREATING THE BASIC CONDITIONS FOR PRIVATE INVESTMENT IN ACTIVITIES THAT
MITIGATE CARBON EMISSIONS AND ENHANCE SMALLHOLDER FARMERS' LIVELIHOODS
NAME OF RECIPIENT ‐ NATURE CONSERVATION RESEARCH CENTRE GHANA NCRC
IN SUPPORT OF BUILDING CAPACITY IN AFRICAN COUNTRIES FOR CARBON MAPPING
AND DEVELOPING NESTED CARBON ACCOUNTING SYSTEMS THROUGH TRAINING AND
123655 12‐19‐11 219 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
THE EXCHANGE OF BEST PRACTICES BETWEEN EAST AND WEST AFRICA
NAME OF RECIPIENT ‐ NELSON MANDELA CHILDREN S HOSPITAL TRUST
TOWARD THE COSTS OF IMPLEMENTING AN INNOVATIVE PUBLIC PRIVATE
PARTNERSHIP MODEL TO SUPPORT A STATE OF THE ART SPECIALIST PEDIATRIC
ACADEMIC AND TERTIARY HOSPITAL THAT WILL PROVIDE CHILD CENTERED QUALITY
MEDICAL SERVICES TO CHILDREN IN SOUTHERN AFRICA
NAME OF RECIPIENT ‐ NETHOPE INC
IN SUPPORT OF COLLABORATING WITH ACCENTURE DEVELOPMENT PARTNERSHIPS TO
DEVELOP A PLAN TO BUILD AND LAUNCH AN INNOVATION FOR DEVELOPMENT
OFFICE, WHICH WILL SEEK TO INCUBATE, PARTNER AND SCALE THE MOST RECENT
SUCCESSFUL INFORMATION AND COMMUNICATIONS STRATEGIES, TO IMPROVE THE
OPERATIONAL CAPACITY OF GLOBAL INTERNATIONAL DEVELOPMENT ORGANIZATIONS
NAME OF RECIPIENT ‐ NETHOPE INC
TOWARD THE COSTS OF DEVELOPING A BUSINESS MODEL AND PLAN FOR WEATHER
INFORMATION FOR DEVELOPMENT (WIND), A PROJECT TO DELIVER TIMELY AND
RELIABLE WEATHER AND CLIMATE INFORMATION TO SMALLHOLDER FARMERS IN
KENYA
NAME OF RECIPIENT ‐ NETHOPE INC
TOWARD THE COSTS OF DEVELOPING A BUSINESS MODEL AND PLAN FOR WEATHER
INFORMATION FOR DEVELOPMENT (WIND), A PROJECT TO DELIVER TIMELY AND
RELIABLE WEATHER AND CLIMATE INFORMATION TO SMALLHOLDER FARMERS IN
KENYA
NAME OF RECIPIENT ‐ NETHOPE INC
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
IN SUPPORT OF IDENTIFYING INTERVENTION OPPORTUNITIES RELATED TO
PROBLEMS FACING POOR AND VULNERABLE PEOPLE AND SHARING THEM WITH THE
PHILANTHROPIC AND SOCIAL SECTOR COMMUNITIES
NAME OF RECIPIENT ‐ NEW AMERICA FOUNDATION
TOWARD THE COSTS OF A MULTIMEDIA, JOURNALISTIC PROJECT ‐ INCLUDING
MAGAZINE ARTICLES, RADIO AND TELEVISION INTERVIEWS, VIDEO DISPATCHES,
AND A FULL LENGTH BOOK ‐ TO EXPLORE THE HUMAN IMPACT OF AMERICA'S
FAILING INFRASTRUCTURE, HOW IT CONTRIBUTES TO POVERTY, AND INNOVATIVE
SOLUTIONS BEING EMPLOYED BY GOVERNMENTS AND COMMUNITIES
NAME OF RECIPIENT ‐ NEW MUSEUM OF CONTEMPORARY ART
TOWARD THE COSTS OF AN INNOVATIVE NEW ARTIST RESIDENCY PROGRAM MODEL
DESIGNED TO PROMOTE DEEP AND SUSTAINED AUDIENCE ENGAGEMENT
NAME OF RECIPIENT ‐ NEW VENTURE FUND
IN SUPPORT OF ITS TONIIC INSTITUTE, WHICH SEEKS TO INSPIRE, AGGREGATE
AND DISSEMINATE THE BEST PRACTICES AND RESEARCH OF GLOBAL IMPACT
INVESTORS AND INVESTMENTS, ATTRACTING MORE CAPITAL AND INCREASING THE
COLLECTIVE POSITIVE IMPACTS THESE INVESTMENTS CAN HAVE ON GLOBAL SOCIAL
AND ENVIRONMENTAL CHALLENGES
NAME OF RECIPIENT ‐ NEW YORK ACADEMY OF SCIENCES
FOR USE BY ITS SCIENTISTS WITHOUT BORDERS PROGRAM IN SUPPORT OF
RESEARCH ON THE PROLIFERATION OF TOOLS AND WEB PLATFORMS THAT
FACILITATE OPEN INNOVATION TO ADDRESS SOCIAL AND DEVELOPMENT ISSUES,
AND A WORKSHOP OF KEY STAKEHOLDERS IN AN EFFORT TO ENHANCE
COLLABORATION ACROSS THESE PLATFORMS
123655 12‐19‐11 221 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT ‐ NEW YORK CITY ENVIRONMENTAL JUSTICE ALLIANCE
IN PARTNERSHIP WITH THE PRATT INSTITUTE, TOWARD THE COSTS OF
RESEARCHING, ANALYZING AND DEVELOPING REFORM RECOMMENDATIONS FOR NEW
YORK CITY'S SIGNIFICANT MARITIME INDUSTRIAL AREA POLICIES IN ORDER TO
INCREASE THE ENVIRONMENTAL AND ECONOMIC RESILIENCE OF THE RESIDENTS AND
BUSINESSES IN AND NEAR THESE AREAS
NAME OF RECIPIENT ‐ NEW YORK COMMUNITY TRUST
FOR USE BY ITS NEW YORK CITY WORKFORCE DEVELOPMENT FUND TOWARD THE
COSTS OF AN INITIATIVE TO ENGAGE HEALTH CARE EMPLOYERS IN THE BRONX IN
THE ANALYSES OF CURRENT AND FUTURE LABOR FORCE NEEDS AND TO CONNECT
THESE PROVIDERS TO WORKFORCE TRAINING ORGANIZATIONS
NAME OF RECIPIENT ‐ NEW YORK FOUNDATION FOR THE ARTS INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF THE FIRST MULTI DISCIPLINARY FESTIVAL OF CAMBODIAN
ARTS TO BE PRODUCED IN THE UNITED STATES AND THE FIRST OF ITS SCALE TO
TAKE PLACE OUTSIDE CAMBODIA
NAME OF RECIPIENT ‐ NEW YORK FOUNDATION FOR THE ARTS INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD, FOR
USE BY MARY MISS STUDIO TOWARD THE COSTS OF A SERIES OF PUBLIC ART
INSTALLATIONS ALONG BROADWAY THAT WILL HIGHLIGHT ENVIRONMENTAL
SUSTAINABILITY IN NEW YORK CITY
NAME OF RECIPIENT ‐ NEW YORK LIVE ARTS
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
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TOWARD THE COSTS OF THE MERGER OF DANCE THEATER WORKSHOP AND BILL T.
JONES/ARNIE ZANE DANCE COMPANY TO CREATE A NEW MODEL FOR PRESENTING AND
PRODUCING DANCE
NAME OF RECIPIENT ‐ NEW YORK UNIVERSITY
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD, FOR
USE BY ITS HEMISPHERIC INSTITUTE OF PERFORMANCE AND POLITICS IN SUPPORT
OF FOSTERING PERFORMANCE BASED EMERGING ARTISTS WHOSE WORK FUNCTIONS AS
A VEHICLE FOR SOCIAL CHANGE
NAME OF RECIPIENT ‐ NEW YORK UNIVERSITY
FOR USE BY ITS INSTITUTE FOR PUBLIC KNOWLEDGE IN SUPPORT OF THE
PLANNING PHASE OF AN INITIATIVE ON PUBLIC PRIVATE PARTNERSHIPS IN U.S.
INFRASTRUCTURE FINANCE
NAME OF RECIPIENT ‐ NONPROFIT FINANCE FUND
FOR THE COSTS OF A PROJECT TO ENHANCE THE FINANCIAL CAPACITY OF SELECT
NEW YORK CITY CULTURAL INNOVATION FUND APPLICANTS AND GRANTEES
NAME OF RECIPIENT ‐ NONPROFIT FINANCE FUND
IN SUPPORT OF CONTINUING AND EXPANDING ITS NETWORKING AND KNOWLEDGE
PLATFORM FOR THE SOCIAL IMPACT BOND INSTRUMENT TO REACH ITS POTENTIAL
TO PROVIDE INNOVATION FINANCING SOLUTIONS TO PERSISTENT SOCIAL PROBLEMS
FACING POOR AND VULNERABLE COMMUNITIES IN THE U.S.
NAME OF RECIPIENT ‐ NONPROFIT FINANCE FUND
TOWARD THE COSTS OF THE ARTPLACE INITIATIVE, A COLLABORATION WITH THE
NATIONAL ENDOWMENT FOR THE ARTS AND A NUMBER OF PHILANTHROPIC
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
INSTITUTIONS TO CONDUCT RESEARCH ON, ADVOCATE FOR AND SUPPORT PROJECTS
ON THE ROLE OF ARTS AND CULTURE IN BUILDING LIVABLE, SUSTAINABLE
COMMUNITIES ACROSS THE NATION
NAME OF RECIPIENT ‐ NORTH CAROLINA METROPOLITAN MAYORS COALITION
TOWARD THE COSTS OF PLANNING, ORGANIZING, AND LAUNCHING THE PIEDMONT
CRESCENT PARTNERSHIP FOR ECONOMIC GROWTH, A REGIONAL INITIATIVE THAT
WILL UNITE CIVIC AND BUSINESS LEADERS ACROSS NORTH CAROLINA'S PIEDMONT
METROPOLITAN CORRIDOR TO PRODUCE A SHARED DEVELOPMENT AGENDA CENTERED
ON A HIGH QUALITY TRANSPORTATION INFRASTRUCTURE AIMED AT PROMOTING
ECONOMIC GROWTH AND ENHANCING THE QUALITY OF LIFE IN THE REGION
NAME OF RECIPIENT ‐ NORTHEAST MIDWEST INSTITUTE
TOWARD THE COSTS OF PLACING A TRANSPORTATION EXPERT IN THE OFFICE OF
SUSTAINABLE COMMUNITIES AT THE U.S. ENVIRONMENTAL PROTECTION AGENCY,
AND EFFORTS TO INFORM POLICYMAKERS ABOUT HOW SUSTAINABLE COMMUNITIES
AND LIVABILITY RELATE TO FEDERAL TRANSPORTATION POLICIES
NAME OF RECIPIENT ‐ NOVISCAPE CONSULTING GROUP CO LTD
TOWARD THE COSTS OF A PROJECT, IN COLLABORATION WITH CHULALONGKORN
UNIVERSITY'S DEPARTMENT OF URBAN AND REGIONAL PLANNING TO CONDUCT TREND
MONITORING AND HORIZON SCANNING RESEARCH ON ISSUES RELEVANT TO POVERTY
AND HUMAN DEVELOPMENT, FOCUSED ON SOUTHEAST ASIA
NAME OF RECIPIENT ‐ NOVISCAPE CONSULTING GROUP CO LTD
TOWARD THE COSTS OF A PROJECT, IN COLLABORATION WITH THE URBAN AND
REGIONAL PLANNING DEPARTMENT OF CHULALONGKORN UNIVERSITY AND THE SIAM
INTELLIGENCE UNIT, TO CONDUCT TREND MONITORING, HORIZON SCANNING, AND
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
IDEA GENERATION RESEARCH ON ISSUES RELEVANT TO POVERTY AND HUMAN
DEVELOPMENT, FOCUSED ON SOUTHEAST ASIA, AND FOR THE DISSEMINATION OF
TREND MONITORING INFORMATION THROUGH ONLINE BLOG DISTRIBUTION CHANNELS
NAME OF RECIPIENT ‐ OPEN HEALTH TOOLS INC
TOWARD THE COSTS OF DEVELOPING THE HEART PROJECT, A HIGH QUALITY
REPOSITORY OF FREELY AVAILABLE HEALTH ENTERPRISE ARCHITECTURE ARTIFACTS
AND BUILDING BLOCKS FOR USE BY COUNTRIES AND IMPLEMENTERS TO SAVE TIME
AND MONEY IN THE DESIGN OF NATIONAL HEALTH INFORMATION SYSTEMS
NAME OF RECIPIENT ‐ OPENPLANS INC
IN SUPPORT OF A PROJECT TO FOSTER DISCUSSION AROUND "SMART" CITIES,
INCLUDING IMPLICATIONS FOR PUBLIC AND TECHNOLOGY POLICY, THROUGH
WEBSITE OUTREACH, SOCIAL MEDIA, WORKING GROUP ACTIVITIES, AND AN "URBAN
SYSTEMS SYMPOSIUM" TO BE HELD IN NEW YORK CITY, MAY 2011
NAME OF RECIPIENT ‐ OREGON STATE TREASURY
IN SUPPORT OF DEVELOPING A STRATEGIC PLAN FOR A WEST COAST
INFRASTRUCTURE EXCHANGE, WHICH WOULD ACCELERATE INNOVATIVE EFFORTS TO
FINANCE INFRASTRUCTURE PROJECTS IN OREGON, CALIFORNIA AND WASHINGTON
AND HAVE REPLICABLE LEARNING VALUE FOR OTHER REGIONS IN THE UNITED
STATES
NAME OF RECIPIENT ‐ OVE ARUP & PARTNERS INTERNATIONAL LIMITED
IN SUPPORT OF A PROJECT TO FACILITATE THE CREATION AND DEEPENING OF A
LEARNING AND POLICY NETWORK INCLUDING CURRENT ASIAN CITIES CLIMATE
CHANGE RESILIENCE NETWORK (ACCCRN) PARTNERS AND OTHER KEY ASIAN
INSTITUTIONS ENGAGED IN PROMOTING CLIMATE CHANGE RESILIENCE, AND TO
123655 12‐19‐11 225 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
FACILITATE AND MANAGE ACCCRN'S NEW STRATEGY AND ALIGNMENT GROUP
NAME OF RECIPIENT ‐ OVE ARUP AND PARTNERS INTERNATIONAL LIMITED
FOR THE COSTS OF PROVIDING MANAGEMENT SUPPORT AND TECHNICAL ASSISTANCE
AT THE NETWORK AND CITY LEVELS FOR THE ASIAN CITIES CLIMATE CHANGE
RESILIENCE NETWORK
NAME OF RECIPIENT ‐ OVE ARUP AND PARTNERS INTERNATIONAL LIMITED
IN SUPPORT OF PROVIDING STRATEGIC PLANNING, PROGRAM MANAGEMENT SUPPORT
AND TECHNICAL ASSISTANCE TO ENSURE PROGRAM CREDIBILITY, KNOWLEDGE
MANAGEMENT SUPPORT, AND KNOWLEDGE DISSEMINATION AND REPLICATION
SUPPORT TO THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK PROGRAM
AND ITS PARTNERS
NAME OF RECIPIENT ‐ OXFAM
FOR USE BY ITS ASIA OFFICE IN SUPPORT OF CREATING A REGIONAL LEARNING
PLATFORM TO PROMOTE MULTI DISCIPLINARY ANALYSIS AND LEARNING AMONG KEY
STAKEHOLDERS IN ASIA REGARDING A LIMITED SET OF PRIORITY TOPICS THAT
WILL HAVE MEDIUM TO LONG TERM IMPLICATIONS FOR GROWTH, EQUITY, AND
RESILIENCE IN THE REGION
NAME OF RECIPIENT ‐ OXFAM AMERICA INC
TOWARD THE COSTS OF ITS WORK TO REDUCE POVERTY THROUGH POLICY CHANGE IN
THE AREAS OF AID EFFECTIVENESS, AGRICULTURE AND CLIMATE CHANGE
NAME OF RECIPIENT ‐ OXFAM AMERICA INC
TOWARD THE COSTS OF THE RURAL RESILIENCE INITIATIVE (R4), A COMMUNITY
BASED CLIMATE ADAPTATION PROGRAM AIMED AT IMPROVING THE LONG TERM FOOD
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
AND INCOME SECURITY OF ETHIOPIAN AND SENEGALESE FARMERS
NAME OF RECIPIENT ‐ OXFAM AMERICA INC
TOWARD THE COSTS OF THE FURTHER EXPANSION OF ITS HORN OF AFRICA RISK
TRANSFER FOR ADAPTATION (HARITA) PROJECT, A COMMUNITY BASED ADAPTATION
AND CROP INSURANCE PROGRAM AIMED AT BUILDING THE RESILIENCE OF
ETHIOPIAN FARMERS TO CLIMATE CHANGE AND CLIMATE VARIABILITY
NAME OF RECIPIENT ‐ PABLO CARDOSO
IN SUPPORT OF A BELLAGIO CREATIVE ARTS FELLOWSHIP, TO PURSUE A NEW
PROJECT IN DEPTH AND BUILD CONNECTIONS WITH A GLOBAL INTERDISCIPLINARY
COMMUNITY OF RESIDENTS IN A THREE MONTH STAY AT THE ROCKEFELLER
FOUNDATION BELLAGIO CENTER, AND RECEIVE POST RESIDENCY PUBLICITY
THROUGH CREATION AND DISSEMINATION OF AN ARTIST'S PUBLICATION
NAME OF RECIPIENT ‐ PACIFIC INSTITUTE FOR STUDIES IN DEVELOPMENT
ENVIRONMENT AND SECURITY
IN SUPPORT OF RESEARCH AND A CONVENING EXPLORING POTENTIAL SCALING
OPPORTUNITIES FOR MULTIPLE USE APPROACHES TO WATER SERVICE DELIVERY IN
THE GLOBAL SOUTH
NAME OF RECIPIENT ‐ PACIFIC INSTITUTE FOR STUDIES IN DEVELOPMENT
ENVIRONMENT AND SECURITY
IN SUPPORT OF A COMPREHENSIVE SCOPING ANALYSIS OF THE GREEN JOBS
POTENTIAL IN THE WATER MANAGEMENT SECTOR
NAME OF RECIPIENT ‐ PACT INSTITUTE INC
IN SUPPORT OF ITS SOUTHEAST ASIA CHANGE PROJECT (SEA CHANGE) TO
123655 12‐19‐11 227 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
ESTABLISH A SOUTHEAST ASIA COMMUNITY OF PRACTICE OF MONITORING AND
EVALUATION OF ADAPTIVE RESPONSES TO CLIMATE CHANGE, TO FACILITATE
LEARNING, AND TO CAPTURE AND DISSEMINATE PROMISING MONITORING AND
EVALUATION PRACTICES
NAME OF RECIPIENT ‐ PACT INSTITUTE INC
IN SUPPORT OF A PROJECT TO ADVANCE NEW INNOVATIVE METHODS AND PRACTICE
IN IMPACT EVALUATION, MONITORING AND LEARNING, AND TO PROVIDE SUPPORT
TO ROCKEFELLER FOUNDATION INITIATIVE TEAMS, REGIONAL OFFICES, GRANTEES
AND PARTNERS IN RESULTS PLANNING, THEORIES OF CHANGE, IMPROVED
MEASUREMENT AND REPORTING OF RESULTS
NAME OF RECIPIENT ‐ PALLI KARMA SAHAYAK FOUNDATION
IN SUPPORT OF CONDUCTING STUDY TOURS OF THE NATIONAL HEALTH INSURANCE
SCHEMES OF INDIA, THE PHILIPPINES, AND THAILAND IN ORDER TO INFORM THE
IMPLEMENTATION OF MICRO HEALTH INSURANCE IN BANGLADESH
NAME OF RECIPIENT ‐ PAMOJA MEDIA EAST AFRICA LIMITED
IN SUPPORT OF DEVELOPING AN ONLINE KNOWLEDGE SHARING AND MANAGEMENT
SYSTEM FOR RESEARCH AND DEVELOPMENT WORK ON CLIMATE CHANGE RESILIENCE
FOR AFRICAN AGRICULTURE
NAME OF RECIPIENT ‐ PAMOJA MEDIA EAST AFRICA LIMITED
IN SUPPORT OF AN ONLINE AND MOBILE SOCIAL NETWORKING PLATFORM TO BUILD
AGRICULTURAL CAPACITY AMONG A NEW GENERATION OF FARMERS IN KENYA
NAME OF RECIPIENT ‐ PARAPROFESSIONAL HEALTHCARE INSTITUTE INC
TOWARD THE COSTS OF ITS "RAISE THE FLOOR AND BUILD LADDERS" STRATEGY TO
123655 12‐19‐11 228 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
IMPROVE JOB QUALITY AND PROVIDE ADVANCEMENT OPPORTUNITIES FOR DIRECT
CARE WORKERS BY PROVIDING RESEARCH, POLICY GUIDANCE, PUBLIC EDUCATION
AND TECHNICAL ASSISTANCE TO FEDERAL AND STATE GOVERNMENTS AND KEY
STAKEHOLDERS IN THE HEALTHCARE INDUSTRY
NAME OF RECIPIENT ‐ PARTNERS FOR URBAN KNOWLEDGE ACTION AND RESEARCH
IN SUPPORT OF A MULTIFACETED RESEARCH STUDY, IN COLLABORATION WITH
HARVARD UNIVERSITY'S SCHOOL OF PUBLIC HEALTH AND NEW YORK UNIVERSITY,
ON THE PHYSICAL AND SOCIAL DETERMINANTS OF HEALTH IN DISADVANTAGED
URBAN SETTINGS IN MUMBAI, INDIA IN AN EFFORT TO IDENTIFY REPLICABLE
SOLUTIONS FOR IMPROVING HEALTH AMONG URBAN POPULATIONS
NAME OF RECIPIENT ‐ PATH PROGRAM FOR APPROPRIATE TECHNOLOGY IN HEALTH
IN SUPPORT OF A PROJECT TO BEGIN THE DEVELOPMENT OF A GLOBAL HEALTH
ENTERPRISE ARCHITECTURE FOR NATIONAL HEALTH INSURANCE INFORMATION
SYSTEMS WITH THE AIM OF STRENGTHENING HEALTH SYSTEMS IN THE GLOBAL
SOUTH THROUGH IMPROVED ACCESS TO AND USE OF HEALTH INFORMATION
NAME OF RECIPIENT ‐ PATTANARAK FOUNDATION
IN SUPPORT OF RESEARCH AND TRAINING ON SMALL SCALE FOOD PRODUCTION FOR
DISPLACED POPULATIONS IN THAILAND ALONG THE THAI MYANMAR BORDER IN
ORDER TO IMPROVE LIVELIHOODS AND SOCIAL COHESION AMONG RESIDENTS AND
MIGRANT POPULATIONS
NAME OF RECIPIENT ‐ PEKING UNIVERSITY
FOR USE BY ITS HEALTH SCIENCE CENTER TOWARD THE COSTS OF THE SECOND
GLOBAL HEALTH SYMPOSIUM ON HEALTH SYSTEMS RESEARCH TO BE HELD IN
BEIJING, CHINA, NOVEMBER 2012, AND THE DEVELOPMENT OF AN INTERNATIONAL
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
SOCIETY TO ADVANCE THE SYMPOSIUM'S WORK
NAME OF RECIPIENT ‐ PEOPLE UNITED FOR SUSTAINABLE HOUSING INC
TOWARD THE COSTS OF DEVELOPING AND REPLICATING ITS GREEN DEVELOPMENT
ZONE MODEL OF COMMUNITY REGENERATION, AND PARTNERING WITH THE NEW YORK
STATE ENERGY RESEARCH AND DEVELOPMENT AUTHORITY TO IMPLEMENT THE
STATE'S RESIDENTIAL ENERGY EFFICIENCY RETROFIT PROGRAM, GREEN
JOBS/GREEN NEW YORK
NAME OF RECIPIENT ‐ PERFORMANCE ZONE INC
TOWARD THE COSTS OF EXPANDING ECONOMIC REVITALIZATION FOR PERFORMING
ARTISTS A PROGRAM THAT HELPS NEW YORK PERFORMING ARTISTS LEARN
ACTIONABLE STRATEGIES TO INCREASE THEIR INCOME AND LONG TERM STABILITY
TO INCLUDE REPLICATION ACTIVITIES AND TECHNICAL ASSISTANCE GRANTS
NAME OF RECIPIENT ‐ PERFORMANCE ZONE INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD, FOR
USE BY OURGOODS, TOWARD THE COSTS OF DEVELOPING AN ONLINE BARTER
NETWORK FOR ARTISTS
NAME OF RECIPIENT ‐ PHARMACCESS FOUNDATION
FOR USE BY ITS GHANA OFFICE IN SUPPORT OF A PROJECT TO DEVELOP A GHANA
HEALTH CERTIFICATION AND ACCREDITATION BOARD AND LAUNCH A CAPACITY
BUILDING AND QUALITY IMPROVEMENT PROGRAM THAT WILL IMPROVE QUALITY AND
INCREASE ACCESS TO HEALTH SERVICES IN GHANA
NAME OF RECIPIENT ‐ PHILANTHROPY NEW YORK INC
IN GENERAL SUPPORT OF ITS MISSION TO STRENGTHEN PHILANTHROPY BY
123655 12‐19‐11 230 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
OFFERING PROGRAMS AND RESOURCES THAT SUPPORT EFFECTIVE, STRATEGIC
GRANTMAKING, FACILITATING COLLABORATION AND KNOWLEDGE SHARING, AND
COMMUNICATING THE VALUE OF THE PHILANTHROPIC SECTOR IN OUR SOCIETY
NAME OF RECIPIENT ‐ PHILIPPINE INSTITUTE FOR DEVELOPMENT STUDIES
IN SUPPORT OF A PROJECT, AS A MEMBER ORGANIZATION WITHIN THE CENTER FOR
HEALTH MARKET INNOVATIONS, TO IDENTIFY, MAP, TRACK, AND ANALYZE
INNOVATIVE PRIVATE SECTOR HEALTH ORGANIZATIONS AND PROGRAMS IN THE
PHILIPPINES, TO FOSTER LINKAGES AMONG KEY STAKEHOLDERS, AND TO
CULTIVATE ADDITIONAL FUTURE SUPPORT FOR THIS SECTOR
NAME OF RECIPIENT ‐ POLICYLINK
TOWARD THE COSTS OF "EQUITY SUMMIT 2011: HEALTHY COMMUNITIES, STRONG
REGIONS, A PROSPEROUS AMERICA," A CONVENING OF LEADERS IN GOVERNMENT
AND THE NOT FOR PROFIT AND PRIVATE SECTORS TO ADVANCE EQUITY BASED
POLICIES AND STRATEGIES TO CREATE CONDITIONS IN URBAN, SUBURBAN, AND
RURAL REGIONS THAT BENEFIT LOW INCOME PEOPLE AND COMMUNITIES OF COLOR,
TO BE HELD IN DETROIT, MICHIGAN, NOVEMBER 2011
NAME OF RECIPIENT ‐ POLICYLINK
IN SUPPORT OF EFFORTS TO ADVANCE ECONOMIC AND SOCIAL EQUITY IN THE
FEDERAL TRANSPORTATION POLICY DEBATE
NAME OF RECIPIENT ‐ PRATT INSTITUTE
FOR USE BY ITS CENTER FOR COMMUNITY DEVELOPMENT AS A RECIPIENT OF A NEW
YORK CITY CULTURAL INNOVATION FUND AWARD, TOWARD THE COSTS OF
INTEGRATING THE ARTS INTO ITS SUSTAINABLE NEIGHBORHOODS INITIATIVE IN
ORDER TO REACH MORE PEOPLE, CREATE NEW WAYS TO COMMUNICATE WITH
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
RESIDENTS, REINFORCE SUSTAINABLE PRACTICE AND DEEPEN ITS PROGRAMS'
IMPACTS
NAME OF RECIPIENT ‐ PRATT INSTITUTE
FOR USE BY ITS PRATT CENTER FOR COMMUNITY DEVELOPMENT TOWARD THE COSTS
OF CONDUCTING AN ANALYSIS OF THE ECONOMIC IMPACT OF THE BROOKLYN NAVY
YARD THAT HIGHLIGHTS BEST POLICY AND OPERATING PRACTICES FOR
TRANSFORMING THE MANUFACTURING SECTOR IN THE UNITED STATES AND
IDENTIFIES POTENTIAL SITES FOR REPLICATION BOTH LOCALLY AND NATIONALLY
NAME OF RECIPIENT ‐ PRATT INSTITUTE
FOR USE BY ITS PRATT CENTER FOR COMMUNITY DEVELOPMENT IN SUPPORT OF A
COLLABORATION WITH THE NEW YORK CITY DEPUTY MAYOR OF OPERATIONS TO
INCREASE THE LOCAL ECONOMIC IMPACT OF UPGRADING NEW YORK CITY'S PUBLIC
SCHOOLS THROUGH LOCAL GOVERNMENT PURCHASING AND SOURCING
NAME OF RECIPIENT ‐ PRAYAS INITIATIVES IN HEALTH ENERGY LEARNING AND
PARENTHOOD
TOWARD THE COSTS OF POLICY RELEVANT RESEARCH IN SUPPORT OF THE
ECONOMICALLY VIABLE, SOCIALLY EQUITABLE AND ENVIRONMENTALLY SUSTAINABLE
GROWTH AND DEVELOPMENT OF INDIA'S RENEWABLE ENERGY SECTOR
NAME OF RECIPIENT ‐ PRESIDENT AND FELLOWS OF HARVARD COLLEGE
FOR USE BY ITS HAUSER CENTER FOR NONPROFIT ORGANIZATIONS IN SUPPORT OF
DEVELOPING AND TESTING A THOUGHT MODEL THAT ILLUMINATES THE ROLE BRAND
CAN PLAY IN THE PHILANTHROPIC AND NON PROFIT SECTORS FOR REALIZING
INSTITUTIONAL MISSIONS AND ACHIEVING IMPACT IN A DYNAMIC AND EVOLVING
ECOSYSTEM
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT ‐ PRESIDENT AND FELLOWS OF HARVARD COLLEGE
FOR USE BY ITS JOHN F. KENNEDY SCHOOL OF GOVERNMENT IN SUPPORT OF A
TECHNICAL ASSISTANCE FACILITY TO ADDRESS RESOURCE AND TECHNICAL
BARRIERS FACING STATE AND LOCAL GOVERNMENTS IN DEVELOPING THE SOCIAL
IMPACT BOND TO SCALE SOLUTIONS TO SOCIAL PROBLEMS FACING POOR AND
VULNERABLE COMMUNITIES IN THE U.S.
NAME OF RECIPIENT ‐ PRICEWATERHOUSECOOPERS LIMITED
IN SUPPORT OF DEVELOPING A MEASUREMENT, REPORTING AND VERIFICATION
(MRV) METHODOLOGY AND A FUND DISBURSEMENT MECHANISM THAT WILL ENABLE
SMALLHOLDER FARMERS TO TAKE ADVANTAGE OF CLIMATE FINANCE SUCH AS CARBON
CREDITS IN EXCHANGE FOR ADOPTING FARMING PRACTICES THAT REDUCE
GREENHOUSE GASES
NAME OF RECIPIENT ‐ PROGRESSIVE AMERICA FUND
TOWARD THE COSTS OF IMPLEMENTING GREEN JOBS/GREEN NEW YORK, A
COLLABORATIVE PROJECT WITH THE NEW YORK STATE ENERGY AND RESEARCH
DEVELOPMENT AUTHORITY THAT SEEKS TO USE A GREEN INFRASTRUCTURE
INVESTMENT PROGRAM TO CREATE JOBS IN NEW YORK STATE, REDUCE ENERGY USE
AND CLIMATE IMPACTS, LOWER ENERGY BILLS, AND SERVE AS A MODEL FOR OTHER
STATE INITIATIVES AROUND THE COUNTRY
NAME OF RECIPIENT ‐ PUBLIC HEALTH INSTITUTE
FOR USE BY ITS CENTER FOR INNOVATION AND TECHNOLOGY IN PUBLIC HEALTH
AND IN COLLABORATION WITH ATLAS CORPS TOWARD THE COSTS OF TWO MHEALTH
AND EHEALTH FELLOWSHIPS FOR INDIVIDUALS FROM LOW AND MIDDLE INCOME
COUNTRIES
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT ‐ QUEENS MUSEUM OF ART
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF COLLABORATING WITH QUEENS COLLEGE CITY UNIVERSITY
OF NEW YORK TO DEVELOP A SOCIAL PRACTICE MASTERS OF FINE ARTS PROGRAM
AND TO LAUNCH "CORONA STUDIO," A PROFESSIONAL ARTISTS' RESIDENCY
PROGRAM EMBEDDING TWO ARTISTS IN CORONA, QUEENS, FOR YEAR LONG
RESIDENCIES IN PARTNERSHIP WITH COMMUNITY ORGANIZERS AND COMMUNITY
BASED ORGANIZATIONS
NAME OF RECIPIENT ‐ RAND CORPORATION
FOR USE BY ITS FREDERICK S. PARDEE CENTER FOR LONGER RANGE GLOBAL
POLICY AND THE FUTURE HUMAN CONDITION, TOWARD THE COSTS OF A PROJECT TO
CONDUCT REGIONALLY FOCUSED TREND MONITORING AND HORIZON SCANNING ON
ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT FOCUSED IN THE UNITED
STATES
NAME OF RECIPIENT ‐ RANDALL S ISLAND SPORTS FOUNDATION
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF "ENVIRONMENTAL SCULPTURE AND MUSIC," AN
ENVIRONMENTAL ART INSTALLATION AND MUSICAL EVENT TO BE HELD ON THE
WATERFRONT PATHWAYS OF RANDALL'S ISLAND PARK
NAME OF RECIPIENT ‐ REAL USEFUL TRAVEL AND MARKETING
IN SUPPORT OF A CONVENING OF ROCKEFELLER FOUNDATION DISEASE
SURVEILLANCE NETWORKS GRANTEES TO BE HELD IN KENYA, NAIROBI, MAY 2011
NAME OF RECIPIENT ‐ RECONNECTING AMERICA INC
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
IN SUPPORT OF RESEARCH AND OUTREACH DESIGNED TO BUILD SUPPORT AMONG
RURAL AND SMALL CITY LEADERS FOR PUBLIC TRANSPORTATION AND SUSTAINABLE
COMMUNITIES
NAME OF RECIPIENT ‐ REED ELSEVIER PLC
FOR USE BY ELSEVIER LIMITED IN SUPPORT OF TRAVEL AND ACCOMMODATIONS FOR
REPRESENTATIVE DELEGATES AND SPEAKERS AT THE "HEALTH SYSTEM REFORM IN
ASIA" CONFERENCE, TO BE HELD IN HONG KONG, DECEMBER 2011
NAME OF RECIPIENT ‐ REGENTS OF THE UNIVERSITY OF MICHIGAN
FOR USE BY ITS TRANSPORTATION RESEARCH INSTITUTE IN SUPPORT OF RESEARCH
TO IDENTIFY EXISTING AND EMERGING NEW MOBILITY BUSINESS MODELS AND
INNOVATIVE TRANSPORTATION APPROACHES THAT BENEFIT THE URBAN POOR; TO
IDENTIFY AND CONVENE THE SOCIAL ENTREPRENEURS ADVANCING THESE NEW
MODELS ALONG WITH KEY STAKEHOLDERS; AND TO EXPLORE POSSIBLE PATHS FOR
SCALING UP THOSE MODELS
NAME OF RECIPIENT ‐ REGENTS OF THE UNIVERSITY OF MINNESOTA
IN CONTINUED SUPPORT OF ACTIVITIES RELATED TO THE LAUNCH AND
UNIFICATION OF THE GLOBAL ONE HEALTH MOVEMENT, INCLUDING THE
RECRUITMENT AND CONSOLIDATION OF LEADERSHIP, STRATEGY AND
COMMUNICATIONS
NAME OF RECIPIENT ‐ REGIONAL UNIVERSITIES FORUM FOR CAPACITY BUILDING IN
AGRICULTURE LIMITED
IN SUPPORT OF STRENGTHENING TRAINING ON AGROMETEOROLOGY AND USING PEER
REVIEWED PUBLICATIONS AND OTHER METHODS TO IMPROVE THE QUALITY AND
VISIBILITY OF CLIMATE CHANGE RESEARCH IN EAST AFRICA
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT ‐ REGIONAL UNIVERSITIES FORUM FOR CAPACITY BUILDING IN
AGRICULTURE LIMITED
IN SUPPORT OF ITS WORK TO STRENGTHEN THE RESILIENCE OF AFRICAN
AGRICULTURE TO CLIMATE CHANGE BY HELPING 25 EAST, SOUTHERN, AND CENTRAL
AFRICAN UNIVERSITIES IN ITS CONSORTIUM TO ACCESS CLIMATE CHANGE
ADAPTATION FUNDS AND TRAINING OPPORTUNITIES
NAME OF RECIPIENT ‐ RESEARCH TRAINING AND MANAGEMENT INTERNATIONAL
IN PARTNERSHIP WITH THE JAMES P. GRANT SCHOOL OF PUBLIC HEALTH IN
SUPPORT OF CONDUCTING A COMPREHENSIVE ASSESSMENT OF THE CURRENT STATUS
OF PRIVATE HEALTH CAPACITY INSTITUTIONS IN BANGLADESH, WITH A
PARTICULAR FOCUS ON THE PRIVATE SECTOR
NAME OF RECIPIENT ‐ RESOURCE ALLIANCE LIMITED
IN SUPPORT OF THE THAILAND NGO AWARDS, WHICH AIM TO RECOGNIZE AND
REWARD PROFESSIONALISM AND EXCELLENCE OF SELECT THAI NON PROFIT, NON
GOVERNMENTAL ORGANIZATIONS, SET STANDARDS FOR RESOURCE MOBILIZATION AND
OVERALL ORGANIZATIONAL MANAGEMENT AND PROVIDE LEARNING THROUGH SHARED
CASE STUDIES
NAME OF RECIPIENT ‐ RESOURCE ALLIANCE LIMITED
IN SUPPORT OF THE INDIA NGO AWARDS, WHICH SEEK TO PROMOTE THE CIVIL
SOCIETY SECTOR IN INDIA AS A LEADING FORCE FOR PROGRESS AND CHANGE BY
PRESENTING AWARDS TO OUTSTANDING NONPROFITS FOR HIGH STANDARDS OF
PRACTICE, ACHIEVEMENTS AND FINANCIAL SUSTAINABILITY, AND TO MOTIVATE
NONPROFITS TO ADOPT BEST PRACTICES, DIVERSIFY THEIR RESOURCE BASES AND
WORK IN A TRANSPARENT MANNER
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT ‐ RESOURCE ALLIANCE LIMITED
IN SUPPORT OF "THE BELLAGIO SERIES ON THE FUTURE OF INTERNATIONAL
DEVELOPMENT AND THE ROLE OF THE PHILANTHROPIC SECTOR: PROMOTING HUMAN
WELL BEING IN A CHALLENGING GLOBAL CONTEXT," A SERIES OF ACTIVITIES TO
EXPLORE THE FUTURE RELATIONSHIPS BETWEEN PHILANTHROPY AND INTERNATIONAL
DEVELOPMENT INCLUDING A CONVENING TO BE HELD AT THE ROCKEFELLER
FOUNDATION BELLAGIO CENTER, NOVEMBER 2011
NAME OF RECIPIENT ‐ RESOURCE INNOVATION GROUP INC
FOR USE BY ITS CLIMATE LEADERSHIP INITIATIVE IN SUPPORT OF DEVELOPING
THE CLIMATE PREPAREDNESS LEARNING AND ADAPTATION NETWORK (CPLAN), A
COLLABORATION TO ADVANCE THE POLICY AND PRACTICE OF CLIMATE CHANGE
ADAPTATION WITHIN THE UNITED STATES
NAME OF RECIPIENT ‐ RESOURCES LEGACY FUND
TOWARD THE COSTS OF PROVIDING STRATEGIC AND TECHNICAL SUPPORT TO
CALIFORNIA'S FIVE LARGEST REGIONS FOR PREPARING PLANS TO CHANGE
TRANSPORTATION, LAND USE AND HOUSING POLICIES IN AN EFFORT TO MEET NEW
GREENHOUSE GAS EMISSION REDUCTION TARGETS MANDATED BY THE STATE
NAME OF RECIPIENT ‐ RESTAURANT OPPORTUNITIES CENTERS UNITED
IN GENERAL SUPPORT OF ITS MISSION TO IMPROVE WAGES AND WORKING
CONDITIONS FOR THE LOW WAGE RESTAURANT WORKFORCE IN THE U.S.
NAME OF RECIPIENT ‐ RESTAURANT OPPORTUNITIES CENTERS UNITED
TOWARD THE COSTS OF ITS "PROMOTING THE HIGH ROAD" PROJECT, AN EFFORT TO
IMPROVE WORKING CONDITIONS IN THE RESTAURANT INDUSTRY THROUGH SURVEYS
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
AND RESEARCH, ENGAGING RESTAURANT EMPLOYERS, AND DEVELOPING POLICY AND
STRATEGIC COMMUNICATIONS MATERIALS RELATED TO THE MINIMUM WAGE AND PAID
SICK LEAVE
NAME OF RECIPIENT ‐ RESULTS FOR DEVELOPMENT INSTITUTE INC
IN SUPPORT OF RECRUITING AUTHORS AND FACILITATING THE CREATION,
PLANNING AND REVIEW OF ARTICLES FOR A LANCET SPECIAL SERIES ON
UNIVERSAL HEALTH COVERAGE
NAME OF RECIPIENT ‐ RESULTS FOR DEVELOPMENT INSTITUTE INC
IN SUPPORT OF PROVIDING TECHNICAL ASSISTANCE AND FACILITATING
NETWORKING AMONG APPROXIMATELY 10 COUNTRIES OF THE JOINT LEARNING
NETWORK REGARDING THE DESIGN, IMPLEMENTATION, AND EVALUATION OF
RELEVANT PROVIDER PAYMENT MECHANISMS AS A MEANS TO ACHIEVE UNIVERSAL
HEALTH COVERAGE
NAME OF RECIPIENT ‐ RESULTS FOR DEVELOPMENT INSTITUTE INC
TOWARD THE COSTS OF ASSESSING THE FEASIBILITY OF MIXED PRIVATE AND
PUBLIC SECTOR MODELS TO IMPROVE HEALTH OUTCOMES IN DEVELOPING COUNTRIES
INCLUDING COLLABORATIVE ACTION, FINANCING NETWORKS, EVIDENCE BASED
AGENDA SETTING, KNOWLEDGE AND CAPACITY BUILDING, AND COUNTRY LEVEL
DEMONSTRATIONS, AND ASSISTING WITH THE IMPLEMENTATION OF SELECTED
MODELS IN ONE OR TWO COUNTRIES
NAME OF RECIPIENT ‐ RESULTS FOR DEVELOPMENT INSTITUTE INC
IN SUPPORT OF EFFORTS TO CREATE MORE AWARENESS AND ANALYTICAL
UNDERSTANDING OF THE POSSIBILITIES FOR, AND DIRECT FACILITATION OF
COUNTRY LEVEL EFFORTS TO EXPAND AND DEEPEN, UNIVERSAL HEALTH COVERAGE,
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
INCLUDING THROUGH THE CREATION OF A JOINT LEARNING NETWORK AMONG
IMPLEMENTING COUNTRIES
NAME OF RECIPIENT ‐ RESULTS FOR DEVELOPMENT INSTITUTE INC
IN SUPPORT OF RESEARCH AND CONVENINGS TO IDENTIFY AND EXPLORE
INNOVATIVE SECONDARY EDUCATION FOR SKILLS ENHANCEMENT, AND EXPLORE
PATHS TO SCALE UP THE MOST EFFECTIVE MODELS IN AFRICA AND ASIA
NAME OF RECIPIENT ‐ ROCKEFELLER ARCHIVE CENTER
IN SUPPORT OF A PROJECT, IN CONNECTION WITH THE ROCKEFELLER
FOUNDATION'S CENTENNIAL IN 2013, TO DEVELOP A WEB BASED MULTIMEDIA
HISTORY OF THE FOUNDATION, AND MAKE ITS PRIMARY DOCUMENTS AND HISTORIC
MATERIALS MORE BROADLY ACCESSIBLE TO THE DIVERSE COMMUNITIES OF
RESEARCHERS AND EDUCATORS INTERESTED IN 20TH CENTURY HISTORY
NAME OF RECIPIENT ‐ ROCKEFELLER PHILANTHROPY ADVISORS INC
FOR USE BY THE WOMEN IN THE WORLD FOUNDATION TOWARD THE COSTS OF ITS
EFFORTS TO ENGAGE IN AND ADVANCE ISSUES FACING WOMEN AND GIRLS GLOBALLY
INCLUDING THE CREATION OF A MULTI USE DIGITAL PLATFORM FOR SHARING
STORIES AND SOLUTIONS
NAME OF RECIPIENT ‐ ROCKEFELLER PHILANTHROPY ADVISORS INC
FOR USE BY THE GLOBAL IMPACT INVESTING NETWORK TOWARD THE COSTS OF TWO
OF ITS PROGRAMS: THE IMPACT REPORTING AND INVESTMENT STANDARDS (IRIS)
TAXONOMY, WHICH ENABLES QUANTIFICATION OF SOCIAL IMPACT AND
COMPARABILITY AMONGST INVESTMENTS, AND OUTREACH TO SUPPORT THE
ORGANIZATION'S COMMUNICATIONS EFFORTS
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NAME OF RECIPIENT ‐ ROYAL INSTITUTE OF INTERNATIONAL AFFAIRS
IN SUPPORT OF RESEARCH TO IDENTIFY BARRIERS TO TRANSLATING FOOD CRISIS
EARLY WARNING SIGNS INTO EARLY ACTION, PRODUCE REGIONAL CASE STUDIES ON
THE RECENT CRISES IN EAST AFRICA AND THE SAHEL, AND FORMULATE AND
COMMUNICATE SOLUTIONS TO OVERCOMING THESE BARRIERS
NAME OF RECIPIENT ‐ ROYAL INSTITUTE OF INTERNATIONAL AFFAIRS
FOR USE BY ITS CENTRE ON GLOBAL HEALTH SECURITY IN SUPPORT OF HOSTING
THE FIRST ANNUAL MEETING OF THE GLOBAL HEALTH DIPLOMACY NETWORK, TO BE
HELD IN LONDON, JUNE 2011
NAME OF RECIPIENT ‐ ROYAL MELBOURNE INSTITUTE OF TECHNOLOGY
FOR USE BY ITS SCHOOL OF GLOBAL STUDIES, SOCIAL SCIENCE AND PLANNING
TOWARD THE COSTS OF THE SECOND PHASE OF THE PROJECT "BETTEREVALUATION,"
AN INTERNATIONAL WEB 2.0 EVALUATION RESOURCE AIMED AT ASSISTING THE
FOUNDATION, ITS GRANTEES AND PARTNERS TO BETTER CHOOSE TOOLS AND USE
THEM TO ARTICULATE, MEASURE, AND REPORT ON THEIR RESULTS AND STRATEGIES
IN ORDER TO ACHIEVE IMPACT
NAME OF RECIPIENT ‐ RUDOLF STEINER FOUNDATION INC D B A RSF SOCIAL
FINANCE
IN SUPPORT OF RESEARCH ON FINANCING MODELS FOR LOCAL FOOD SYSTEMS WITH
A FOCUS ON FUNDING OPPORTUNITIES TO SUPPORT JOB CREATION, FOOD ACCESS
AND HEALTH AND WELLNESS
NAME OF RECIPIENT ‐ RWANDA AGRICULTURE BOARD
IN SUPPORT OF STRENGTHENING CLIMATE CHANGE ADAPTATION RESEARCH TO
CREATE DEMAND DRIVEN, MARKET RESPONSIVE PRACTICES THAT IMPROVE FOOD
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SECURITY FOR SMALLHOLDER FARMERS IN RWANDA
NAME OF RECIPIENT ‐ RWANDA AGRICULTURE BOARD
IN SUPPORT OF A COLLABORATIVE PROJECT WITH THE RWANDA METEOROLOGICAL
SERVICE AND THE WALKER INSTITUTE OF THE UNIVERSITY OF READING TO
IMPROVE THE CLIMATE RISK MODELING CAPACITY OF RWANDAN AGRICULTURAL
SCIENTISTS, PRODUCE A NATIONAL CLIMATE CHANGE RISK MAP, AND EVALUATE
ADAPTATION STRATEGIES THAT COULD IMPROVE THE RESILIENCE OF SMALLHOLDER
FARMERS IN RWANDA TO CLIMATE CHANGE
NAME OF RECIPIENT ‐ SA NODE OF THE MILLENNIUM PROJECT
IN SUPPORT OF A PROJECT TO CONDUCT TREND MONITORING AND HORIZON
SCANNING ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT, FOCUSED
ON SOUTHERN AFRICA
NAME OF RECIPIENT ‐ SA NODE OF THE MILLENNIUM PROJECT
IN CONTINUED SUPPORT OF BUILDING AND MAINTAINING AN INTERNET BASED
INFORMATION REPOSITORY AND NETWORKING PLATFORM FOR PRO POOR FORESIGHT
FORWARD LOOKING ANALYSIS THAT FOCUSES ON POOR AND VULNERABLE PEOPLE BY
WAY OF ANTICIPATING LONG TERM TRENDS THROUGH THE USE OF VARIOUS
RESEARCH METHODOLOGIES
NAME OF RECIPIENT ‐ SA NODE OF THE MILLENNIUM PROJECT
IN CONTINUED SUPPORT OF A PROJECT TO CONDUCT TREND MONITORING AND
HORIZON SCANNING ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT,
FOCUSED ON SOUTHERN AFRICA
NAME OF RECIPIENT ‐ SAMASOURCE INC
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IN SUPPORT OF FURTHER REFINING AND EXECUTING ITS BUSINESS MODEL, WHICH
UTILIZES INNOVATIVE TECHNOLOGY PLATFORMS TO TRAIN, MANAGE AND OUTSOURCE
DISTRIBUTED DIGITAL WORK TO SMALL IMPACT OUTSOURCING PROVIDERS IN URBAN
AND RURAL KENYA, RWANDA AND UGANDA AND CREATE JOBS FOR VERY POOR
POPULATIONS
NAME OF RECIPIENT ‐ SAMBODHI RESEARCH AND COMMUNICATIONS PVT LTD
IN SUPPORT OF CONDUCTING MONITORING AND EVALUATION OF THE FOUNDATION'S
SMART POWER FOR ENVIRONMENTALLY SOUND ECONOMIC DEVELOPMENT INITIATIVE
WORK IN INDIA, TO CAPTURE AND SHARE LESSONS LEARNED ABOUT THE
FEASIBILITY AND REPLICABILITY OF OFF GRID RENEWABLE ENERGY SOLUTIONS TO
PROVIDE ELECTRIFICATION AND SPUR ECONOMIC GROWTH IN POOR RURAL
COMMUNITIES, AND TO FOSTER LEARNING, ACCOUNTABILITY AND PERFORMANCE
IMPROVEMENTS IN THE FOUNDATION AND AMONG ITS GRANTEES
NAME OF RECIPIENT ‐ SEACHANGE CAPITAL PARTNERS INC
FOR USE BY THIRD SECTOR CAPITAL PARTNERS TOWARD THE COSTS OF DEVELOPING
AND CONDUCTING DUE DILIGENCE AND DISSEMINATING INFORMATION ABOUT THE
SOCIAL IMPACT BOND INSTRUMENT, IN AN EFFORT TO PROVIDE INNOVATIVE
FINANCING SOLUTIONS TO PERSISTENT SOCIAL PROBLEMS FACING POOR AND
VULNERABLE COMMUNITIES IN THE U.S.
NAME OF RECIPIENT ‐ SECURING AMERICA S FUTURE ENERGY FOUNDATION
TOWARD THE COSTS OF EDUCATING THE U.S. PUBLIC AND POLICYMAKERS ABOUT
THE RELATIONSHIP BETWEEN TRANSPORTATION POLICY AND ENERGY SECURITY
THROUGH POLICY ANALYSIS AND ADVOCACY
NAME OF RECIPIENT ‐ SERVICE EMPLOYEES INTERNATIONAL UNION
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
TOWARD THE COSTS OF PLANNING FOR THE CREATION OF A NEW HEALTHCARE
DEVELOPMENT FINANCIAL INSTITUTION DEDICATED TO BUILDING THE CAPACITY OF
HEALTHCARE SERVICE PROVIDERS IN LOW INCOME COMMUNITIES WHILE
EMPHASIZING THE CREATION OF GOOD JOBS AND IMPROVED CARE
NAME OF RECIPIENT ‐ SEVENTH REGIMENT ARMORY CONSERVANCY INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF THE FIRST TWO SEASONS OF DANCE PRESENTATIONS IN THE
WADE THOMPSON DRILL HALL, A PERMANENT, GRAND SCALE, NON PROSCENIUM
DANCE SPACE IN NEW YORK CITY
NAME OF RECIPIENT ‐ SMART GROWTH AMERICA
TOWARD THE COSTS OF AN ADVOCACY CAMPAIGN, TRANSPORTATION FOR AMERICA
(T4 AMERICA), THAT SEEKS TO ADVANCE MORE SUSTAINABLE AND EQUITABLE
NATIONAL TRANSPORTATION POLICIES TO IMPROVE THE LIVES OF LOW INCOME AND
VULNERABLE PEOPLE
NAME OF RECIPIENT ‐ SMART GROWTH AMERICA
TOWARD THE COSTS OF ITS INITIATIVE TO STRENGTHEN THE CAPACITY OF U.S.
STATES TO IMPLEMENT EQUITABLE AND SUSTAINABLE TRANSPORTATION POLICIES,
PLANS AND INVESTMENTS
NAME OF RECIPIENT ‐ SMITHSONIAN INSTITUTION
FOR USE BY ITS NATIONAL MUSEUM OF AFRICAN AMERICAN HISTORY AND CULTURE
IN SUPPORT OF CONTENT DEVELOPMENT AND DESIGN FOR THE "PANORAMA OF THE
MODERN CIVIL RIGHTS MOVEMENT" AND "INTERACTIVE LUNCH COUNTER"
EXHIBITIONS
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NAME OF RECIPIENT ‐ SOCIAL FINANCE INC
TOWARD THE COSTS OF DEVELOPING, CONDUCTING DUE DILIGENCE ON AND
DISSEMINATING INFORMATION ABOUT THE SOCIAL IMPACT BOND INSTRUMENT AN
EFFORT TO PROVIDE INNOVATIVE FINANCING SOLUTIONS TO PERSISTENT SOCIAL
PROBLEMS FACING POOR AND VULNERABLE COMMUNITIES IN THE U.S.
NAME OF RECIPIENT ‐ SOCIAL SCIENCE RESEARCH COUNCIL
FOR USE BY ITS CENTER ON LAW AND PUBLIC FINANCE IN SUPPORT OF A SERIES
OF PUBLICATIONS TO PROVIDE INFORMATION TO PUBLIC OFFICIALS AND
POLICYMAKERS ABOUT BEST PRACTICES IN INNOVATIVE FINANCING SOLUTIONS AND
PUBLIC PRIVATE PARTNERSHIPS FOR INFRASTRUCTURE PROJECTS THAT INCREASE
COMPETITIVENESS AND ADVANCE THE PUBLIC INTEREST
NAME OF RECIPIENT ‐ SOCIETY FOR INTERNATIONAL DEVELOPMENT
FOR USE BY ITS REGIONAL OFFICE IN KENYA IN SUPPORT OF A PROJECT TO
CONDUCT TREND MONITORING AND HORIZON SCANNING ON ISSUES RELEVANT TO
POVERTY AND HUMAN DEVELOPMENT FOCUSED ON SUB SAHARAN AFRICA, AND TO
CONVENE A MEETING OF ORGANIZATIONS CONDUCTING SIMILAR RESEARCH TO BE
HELD AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY, APRIL 2010
NAME OF RECIPIENT ‐ SOCIETY FOR INTERNATIONAL DEVELOPMENT
FOR USE BY ITS REGIONAL OFFICE IN TANZANIA IN CONTINUED SUPPORT OF A
PROJECT TO CONDUCT TREND MONITORING AND HORIZON SCANNING ON ISSUES
RELEVANT TO POVERTY AND HUMAN DEVELOPMENT FOCUSED ON THE GREATER HORN
OF AFRICA
NAME OF RECIPIENT ‐ SOCIETY FOR INTERNATIONAL DEVELOPMENT EAST AFRICA
IN SUPPORT OF AN "AFRICAN DIALOGUE SPEAKER SERIES" TO ENHANCE SHARED
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
LEARNING AIMED AT DEFINING NEW AND INNOVATIVE APPROACHES FOR AFRICA TO
ACHIEVE ITS POTENTIAL
NAME OF RECIPIENT ‐ SOCIETY FOR PARTICIPATORY RESEARCH IN ASIA
TOWARD THE COSTS OF ITS WORK, IN COLLABORATION WITH THE SOCIETY FOR THE
PROMOTION OF AREA RESOURCE CENTRES, TO FACILITATE A PROCESS TO
STRENGTHEN CIVIL SOCIETY ENGAGEMENT WITH URBAN POLICY BY PROMOTING
CAPACITY BUILDING POLICY DIALOGUE AND CONDUCTING THEMATIC RESEARCH IN
INDIA
NAME OF RECIPIENT ‐ SOCIETY FOR TECHNOLOGY AND ACTION FOR RURAL
ADVANCEMENT
IN SUPPORT OF COORDINATING A MULTI STAKEHOLDER, MULTI SITE PROJECT TO
DEVELOP AND TEST THE FEASIBILITY AND REPLICABILITY OF OFF GRID
RENEWABLE ENERGY SOLUTIONS TO PROVIDE ELECTRIFICATION AND SPUR ECONOMIC
GROWTH IN POOR RURAL COMMUNITIES IN INDIA
NAME OF RECIPIENT ‐ SOKOINE UNIVERSITY OF AGRICULTURE
FOR USE BY ITS SOUTHERN AFRICAN CENTRE FOR INFECTIOUS DISEASE
SURVEILLANCE IN SUPPORT OF A COLLABORATIVE PROJECT WITH THE EAST
AFRICAN INTEGRATED DISEASE SURVEILLANCE NETWORK TO ASSESS THE IMPACT
AND COST EFFECTIVENESS OF MOBILE TECHNOLOGIES ON THE EFFICIENCY OF
ANIMAL AND HUMAN DISEASE ALERT, SURVEILLANCE AND RESPONSE SYSTEMS AND
TO EVALUATE NATIONAL AND REGIONAL SUPPORTIVE POLICY AND LEGAL
FRAMEWORKS FOR SUSTAINABLE SURVEILLANCE SYSTEMS
NAME OF RECIPIENT ‐ SOKOINE UNIVERSITY OF AGRICULTURE
IN SUPPORT OF COLLABORATIVE RESEARCH ON THE APPLICATION OF CONSERVATION
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AGRICULTURE PRACTICES AS COPING STRATEGIES FOR SMALLHOLDER FARMERS TO
ADAPT TO CLIMATE VARIABILITY AND CHANGE IN TANZANIA
NAME OF RECIPIENT ‐ SOKOINE UNIVERSITY OF AGRICULTURE
FOR USE BY ITS DEPARTMENT OF AGRICULTURAL ENGINEERING AND LAND PLANNING
TO SUPPORT CAPACITY BUILDING ON CLIMATE CHANGE ADAPTATION IN THE
AGRICULTURAL SECTOR IN TANZANIA
NAME OF RECIPIENT ‐ SOKOINE UNIVERSITY OF AGRICULTURE
FOR USE BY ITS SOUTHERN AFRICAN CENTRE IN SUPPORT OF EFFORTS TO
STRENGTHEN ITS CAPACITY AS BOTH A FORUM AND RESEARCH PLATFORM FOR ONE
HEALTH APPROACHES TO THE STUDY OF INFECTIOUS DISEASES, BOTH NATIONALLY
AND IN SOUTHERN AND EAST AFRICA
NAME OF RECIPIENT ‐ SOUTH AFRICAN INSTITUTE FOR DISTANCE EDUCATION
TOWARD THE COSTS OF AN ACTION RESEARCH PROJECT, IN PARTNERSHIP WITH THE
UNIVERSITY OF CAPE TOWN, THAT WILL STUDY OPTIMAL USE OF INFORMATION
TECHNOLOGY TO SUPPORT HIGHER EDUCATION DELIVERY (E LEARNING) IN AFRICAN
INSTITUTIONS, VIA A JOINT PLANNING PROCESS, SUPPORT FOR PILOTS IN
SEVERAL UNIVERSITIES, AND RESEARCH, NETWORKING AND SHARED LEARNING
BETWEEN THE UNIVERSITIES INVOLVED
NAME OF RECIPIENT ‐ SOUTHERN ENVIRONMENTAL LAW CENTER
TOWARD THE COSTS OF ADVOCACY EFFORTS TO ADVANCE SUSTAINABLE
TRANSPORTATION AND LAND USE POLICIES AND PROJECTS IN THE SOUTHEAST
REGION OF THE UNITED STATES, WITH A PARTICULAR FOCUS ON NORTH CAROLINA
AND GEORGIA
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NAME OF RECIPIENT ‐ SOUTHERN ENVIRONMENTAL LAW CENTER
TOWARD THE COSTS OF ADVOCACY EFFORTS TO ADVANCE SUSTAINABLE
TRANSPORTATION AND LAND USE POLICIES AND PROJECTS IN THE SOUTHEAST
REGION OF THE UNITED STATES, WITH A PARTICULAR FOCUS ON NORTH CAROLINA
AND GEORGIA
NAME OF RECIPIENT ‐ STATUE OF LIBERTY ELLIS ISLAND FOUNDATION INC
TOWARD THE COSTS OF "GLOBAL MIGRATION," THE INTERACTIVE COMPONENT OF
THE PEOPLING OF AMERICA CENTER, AN ADDITION TO ELLIS ISLAND THAT WILL
INTRODUCE VISITORS TO THE EPIC HISTORY OF MIGRATION TO THE UNITED
STATES THROUGHOUT THE NATION'S HISTORY
NAME OF RECIPIENT ‐ STICHTING GLOBAL ALLIANCE FOR BANKING ON VALUES
TOWARD THE COST OF MARKET RESEARCH AND A PROOF OF CONCEPT ANALYSIS TO
TEST THE VIABILITY OF IMPROVING THE ABILITY OF VALUES BASED BANKS TO
PROVIDE NEEDED FINANCIAL SERVICES TO POOR AND VULNERABLE PEOPLE
NAME OF RECIPIENT ‐ STICHTING MEDICAL CREDIT FUND
IN SUPPORT OF A FEASIBILITY STUDY TO ASSESS THE TECHNICAL ASSISTANCE
AND BUSINESS NEEDS OF MIDWIVES IN GHANA IN AN EFFORT TO INFORM A
REDUCTION IN MATERNAL AND INFANT MORTALITY
NAME OF RECIPIENT ‐ STRATEGIC FORESIGHT GROUP
TOWARD THE COSTS OF A PROJECT TO CONDUCT TREND MONITORING AND HORIZON
SCANNING RESEARCH ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT,
FOCUSED ON INDIA, BANGLADESH, INDONESIA, THAILAND, VIETNAM, AND MIDDLE
EAST COUNTRIES
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NAME OF RECIPIENT ‐ SUE WILLIAMSON
IN SUPPORT OF A BELLAGIO CREATIVE ARTS FELLOWSHIP, TO PURSUE A NEW
PROJECT IN DEPTH AND BUILD CONNECTIONS WITH A GLOBAL INTERDISCIPLINARY
COMMUNITY OF RESIDENTS IN A THREE MONTH STAY AT THE ROCKEFELLER
FOUNDATION BELLAGIO CENTER, AND RECEIVE POST RESIDENCY PUBLICITY
THROUGH CREATION AND DISSEMINATION OF AN ARTIST'S PUBLICATION
NAME OF RECIPIENT ‐ SUSTAINABLE JOBS DEVELOPMENT CORPORATION
IN SUPPORT OF A RESEARCH PROJECT TO LANDSCAPE THE IMPACT ENTERPRISES
SECTOR AND ANALYZE THE BUSINESS MODELS THAT HAVE THE POTENTIAL TO
PRODUCE THE GREATEST BENEFIT TO POOR AND VULNERABLE POPULATIONS IN THE
UNITED STATES
NAME OF RECIPIENT ‐ SUSTAINABLE MOBILITY FINANCE LLC
IN SUPPORT OF DEVELOPING AND TESTING INNOVATIONS FOR FRONT END PLANNING
AND FAST TRACKING BUS RAPID TRANSIT PROJECT DESIGN AND APPROVAL IN U.S.
CITIES
NAME OF RECIPIENT ‐ SWISS TROPICAL AND PUBLIC HEALTH INSTITUTE
IN SUPPORT OF AN EVALUATION OF THE FOUNDATION'S DISEASE SURVEILLANCE
NETWORKS INITIATIVE WORK IN AFRICA, IN COLLABORATION WITH THE AFRICA
POPULATION AND HEALTH RESEARCH CENTER, TO CAPTURE AND SHARE LESSONS
LEARNED ABOUT THE ABILITY OF COMPLEX NETWORKS TO ACHIEVE IMPROVED
DISEASE SURVEILLANCE AND RESPONSE, AND TO FOSTER LEARNING,
ACCOUNTABILITY AND PERFORMANCE IMPROVEMENTS IN THE FOUNDATION AND AMONG
ITS GRANTEES
NAME OF RECIPIENT ‐ TARU LEADING EDGE PRIVATE LIMITED
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IN SUPPORT OF AN EXPLORATORY STUDY TO ASSESS EXISTING CONDITIONS OF WET
MARKETS IN URBAN AREAS OF INDORE AND SURAT CITIES IN INDIA, AND PROVIDE
RECOMMENDATIONS ON PROCEDURES FOR CREATING SAFE WET MARKETS IN THE
CONTEXT OF ACCELERATING URBANIZATION AND CLIMATE CHANGE
NAME OF RECIPIENT ‐ TARU LEADING EDGE PRIVATE LIMITED
IN COLLABRATION WITH A RANGE OF CITY BASED STAKEHOLDERS AND
ORGANIZATIONS IN SUPPORT OF DEVELOPING AND DEMONSTRATING A RANGE OF
MODELS FOR COST EFFECTIVE, RELIABLE, DECENTRALIZED URBAN WATER
MANAGEMENT THAT ARE DRIVEN BY DIFFERENTIATED END USE DEMANDS IN INDORE
CITY, INDIA, AS PART OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE
NETWORK
NAME OF RECIPIENT ‐ TARU LEADING EDGE PRIVATE LIMITED
IN SUPPORT OF ENHANCING THE CLIMATE CHANGE RESILIENCE OF THE CITY OF
INDORE, INDIA THROUGH THE ESTABLISHMENT OF AN INTEGRATED VECTOR AND
WATER BORNE DISEASE SURVEILLANCE AND RESPONSE SYSTEM TO HELP COPE WITH
PROJECTED INCREASES IN VECTOR DISEASES DUE TO INCREASING TEMPERATURES
AND MORE INTENSE PRECIPITATION, AS PART OF THE ASIAN CITIES CLIMATE
CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT ‐ TARU LEADING EDGE PRIVATE LIMITED
IN SUPPORT OF MODELING AN END TO END EARLY WARNING SYSTEM THAT WILL
HELP IMPROVE THE MANAGEMENT OF RESERVOIR RELEASES AND REDUCE THE
INTENSITY OF FLOODS AND RESULTANT DAMAGE IN THE CITY OF SURAT, INDIA,
AS PART OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT ‐ TARU LEADING EDGE PRIVATE LIMITED
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IN SUPPORT OF ASSISTING THREE CITIES IN INDIA (SURAT, INDORE, AND
GORAKHPUR) TO PLAN AND IMPLEMENT CLIMATE RESILIENCE PROJECTS, BY
BUILDING THE CAPACITY OF CITY PARTNERS AND OTHER ACTORS IN THOSE CITIES
TO UNDERTAKE URBAN CLIMATE RESILIENCE WORK, PARTNER WITH NATIONAL,
STATE, AND LOCAL GOVERNMENTS TO INITIATE REFORMS THAT SUPPORT URBAN
CLIMATE RESILIENCE IN INDIA, AND DOCUMENT METHODOLOGIES AND LESSONS
LEARNED AS PART OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT ‐ TCC GROUP INC
IN SUPPORT OF AN EVALUATION OF THE FOUNDATION'S PROMOTING EQUITABLE AND
SUSTAINABLE TRANSPORTATION INITIATIVE, TO FOSTER LEARNING,
ACCOUNTABILITY AND PERFORMANCE IMPROVEMENTS IN THE FOUNDATION AND AMONG
ITS GRANTEES
NAME OF RECIPIENT ‐ TEACHERS COLLEGE COLUMBIA UNIVERSITY
IN SUPPORT OF DEVELOPING AN EDUCATIONAL TOOLKIT THAT ENABLES LEADERS OF
NON GOVERNMENTAL ORGANIZATIONS TO ACCESS AND TAKE UP METHODS OF
INNOVATION IN ADDRESSING THE NEEDS OF POOR AND VULNERABLE PEOPLE
NAME OF RECIPIENT ‐ TECHNOSERVE INC
IN SUPPORT OF A PROOF OF CONCEPT PILOT PROJECT TO DEMONSTRATE THE
POTENTIAL FOR A LOCAL IMPACT SOURCING SERVICE PROVIDER IN KENYA TO
CREATE AND SUSTAIN OPPORTUNITIES TARGETING POOR AND DISADVANTAGED
STUDENTS IN PUBLIC UNIVERSITIES
NAME OF RECIPIENT ‐ TECHSOUP GLOBAL
TOWARD THE COSTS OF THE DEVELOPMENT, LAUNCH AND INITIAL OPERATIONS OF
NGOSOURCE, AN EQUIVALENCY DETERMINATION REPOSITORY THAT WILL STREAMLINE
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THE GRANTMAKING PROCESS AND ENHANCE THE ABILITY OF U.S. FOUNDATIONS TO
MAKE GRANTS TO NONPROFITS AROUND THE WORLD
NAME OF RECIPIENT ‐ TELLUS INSTITUTE INC
IN SUPPORT OF RESEARCH TO IDENTIFY AND ASSESS THE POTENTIAL IMPACT OF
INITIATIVES TO IMPROVE OUTCOMES FOR WORKERS AND/OR EQUITABLE ACCESS TO
HEALTHY FOOD AMONG THE 100 LARGEST FOOD CORPORATIONS
NAME OF RECIPIENT ‐ TENEO STRATEGY CONSULTING LLC
IN SUPPORT OF A PROJECT, IN CONNECTION WITH THE ROCKEFELLER
FOUNDATION'S CENTENNIAL IN 2013, TO BUILD CAPACITY, CREATE NEW
COALITIONS, STRENGTHEN EXISTING NETWORKS, AND ADVANCE PUBLIC POLICY BY
CONVENING GATHERINGS AND PROVIDING MULTIMEDIA TOOLS AND RESOURCES FOR
IDENTIFYING CHALLENGES AND PROPOSING TANGIBLE SOLUTIONS TO GLOBAL
PROBLEMS
NAME OF RECIPIENT ‐ THAILAND DEVELOPMENT RESEARCH INSTITUTE FOUNDATION
IN SUPPORT OF CONDUCTING RESEARCH ON THE THAI UNIVERSAL COVERAGE SCHEME
AND ITS IMPACT ON THE HEALTH STATUS, HEALTH EQUITY AND HEALTH PROMOTION
EFFORTS IN THAILAND
NAME OF RECIPIENT ‐ THAILAND ENVIRONMENT INSTITUTE FOUNDATION
IN SUPPORT OF ACTIVITIES, IN COLLABORATION WITH THE SONGKLA COMMUNITY
FOUNDATION, TO BUILD CAPACITY FOR FLOOD PREPAREDNESS AND RESPONSE, AND
A MODEL FOR PARTNERSHIP AND COLLABORATION BETWEEN LOCAL COMMUNITIES AND
LOCAL GOVERNMENT AGENCIES IN HAT YAI CITY RESPONSIBLE FOR DELIVERY OF
BASIC SERVICES INCLUDING SANITATION, WELFARE AND HEALTH, AS PART OF THE
ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK
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NAME OF RECIPIENT ‐ THAILAND ENVIRONMENT INSTITUTE FOUNDATION
IN SUPPORT OF A FEASIBILITY STUDY AND IMPLEMENTATION PLAN FOR
ECOLOGICAL RESTORATION OF THE INNER CHANNEL OF THE KOK RIVER IN CHIANG
RAI, THAILAND, INCLUDING RESTORATION OF A SECTION OF THE CHANNEL, AS A
MODEL FOR BUILDING URBAN RESILIENCE, AS PART OF THE ASIAN CITIES
CLIMATE CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT ‐ THAILAND ENVIRONMENT INSTITUTE FOUNDATION
IN SUPPORT OF CARRYING OUT PHASE III ACTIVITIES OF THE ASIAN CITIES
CLIMATE CHANGE RESILIENCE NETWORK RELATED TO BUILDING CLIMATE CHANGE
RESILIENCE IN CHIANG RAI AND HAT YAI, THAILAND; TO SUPPORT OTHER CITIES
IN THAILAND TO EXPAND THEIR UNDERSTANDING OF URBAN CLIMATE CHANGE
RESILIENCE KNOWLEDGE AND PRACTICE; AND TO MAP AND ENGAGE KEY NATIONAL
STAKEHOLDERS TO INCREASE RESOURCES AND ATTENTION TO URBAN CLIMATE
CHANGE RESILIENCE IN THAILAND
NAME OF RECIPIENT ‐ THAMMASAT UNIVERSITY
FOR USE BY ITS FACULTY OF LAW AND PUBLIC HEALTH IN SUPPORT OF A
REGIONAL WORKSHOP ON "GLOBALIZING ASIA: HEALTH LAW, GOVERNANCE, AND
POLICY‐ ISSUES, APPROACHES AND GAPS" TO BE HELD IN BANGKOK, THAILAND,
APRIL 2012
NAME OF RECIPIENT ‐ THE AFRICAN HEALTH ECONOMICS AND POLICY ASSOCIATION
LIMITED
IN SUPPORT OF ENGAGING ACCENTURE DEVELOPMENT PARTNERSHIPS TO DEVELOP A
PLAN TO PROMOTE AND STRENGTHEN ITS CAPACITY TO CONDUCT HEALTH ECONOMICS
AND POLICY ANALYSIS IN ORDER TO IMPROVE HEALTH OUTCOMES IN AFRICAN
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COUNTRIES
NAME OF RECIPIENT ‐ THE AFRICAN HEALTH ECONOMICS AND POLICY ASSOCIATION
LIMITED
TOWARD THE COSTS OF ITS CONFERENCE "TOWARDS UNIVERSAL HEALTH COVERAGE,"
TO GATHER HEALTH EXPERTS, ACADEMICS, PRACTITIONERS AND POLICYMAKERS
FROM AFRICAN COUNTRIES TO PRESENT AND EXCHANGE THE LATEST RESEARCH ON
EMPLOYING APPROPRIATE HEALTH ECONOMICS TOOLS AND FINANCING FOR
IMPROVEMENTS IN HEALTH CARE, TO BE HELD IN DAKAR, SENEGAL, MARCH 2011
NAME OF RECIPIENT ‐ THE ASIA SOCIETY
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF "THE GREAT DEBATES," A PROJECT USING TRADITIONAL
FORMS OF DEBATE FROM THE TIBETAN, ISLAMIC, JEWISH AND GREEK CULTURES TO
ENGAGE ARTISTS, SCIENTISTS, SCHOLARS, POLICY EXPERTS AND THE PUBLIC IN
CROSS CULTURAL, INTER DISCIPLINARY EXCHANGES ON CONTROVERSIAL AND
CHALLENGING CONTEMPORARY ISSUES
NAME OF RECIPIENT ‐ THE ASIA SOCIETY
IN SUPPORT OF A RESEARCH COLLABORATION WITH THE LEE KUAN YEW SCHOOL OF
PUBLIC POLICY AT THE NATIONAL UNIVERSITY OF SINGAPORE ON HOW AND WHERE
WOMEN HAVE MADE THE MOST PROGRESS WITHIN THEIR WORK SECTORS ACROSS THE
PUBLIC, PRIVATE AND NOT FOR PROFIT COMMUNITIES IN THE ASIA PACIFIC
COUNTRIES
NAME OF RECIPIENT ‐ THE CENTER FOR EFFECTIVE PHILANTHROPY INC
IN GENERAL SUPPORT OF ITS MISSION TO PROVIDE DATA AND CREATE INSIGHT SO
PHILANTHROPIC FUNDERS CAN BETTER DEFINE, ASSESS AND IMPROVE THEIR
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EFFECTIVENESS AND IMPACT
NAME OF RECIPIENT ‐ THE CHANCELLOR MASTERS AND SCHOLARS OF THE
UNIVERSITY OF OXFORD
FOR USE BY ITS OXFORD MARTIN SCHOOL IN SUPPORT OF TWO WORKSHOPS TO
DEVELOP A BROAD AND CROSS CUTTING PERSPECTIVE ON RESILIENCE BOTH IN
THEORY AND PRACTICE, WITH A FOCUS ON THE ROLE OF RESILIENCE IN THE
REDUCTION OF POVERTY
NAME OF RECIPIENT ‐ THE CHILDREN S AID SOCIETY
IN SUPPORT OF A DETAILED PLANNING PROCESS TO PURSUE A SOCIAL IMPACT
BOND FINANCED PILOT PROGRAM TO KEEP JUVENILES IN NEW YORK STATE OUT OF
INCARCERATION THROUGH COMMUNITY BASED PROGRAMS BASED ON ITS SUCCESSFUL
LASTING INVESTMENTS IN NEIGHBORHOOD CONNECTIONS (LINC) MODEL
NAME OF RECIPIENT ‐ THE DC PROJECT INC
TOWARD THE COSTS OF ITS NATIONAL TRAINING PROGRAM, AN EFFORT TO
GENERATE CONSUMER DEMAND FOR RESIDENTIAL ENERGY EFFICIENCY AND CHANNEL
BENEFITS BACK INTO COMMUNITIES THROUGH COST SAVINGS, CARBON EMISSIONS
REDUCTIONS, NEW JOBS FOR RETROFIT WORKERS AND GREEN ECONOMIC
DEVELOPMENT
NAME OF RECIPIENT ‐ THE ENERGY AND RESOURCES INSTITUTE
IN SUPPORT OF A STUDY ASSESSING CURRENT URBAN PLANNING POLICIES IN
INDIA, WITH A FOCUS ON TWO INDIAN CITIES, AND IDENTIFYING POLICY AND
REGULATORY CHANGES AT THE NATIONAL, STATE AND CITY LEVELS THAT IF
IMPLEMENTED WOULD ENHANCE CLIMATE CHANGE RESILIENCE IN INDIA
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NAME OF RECIPIENT ‐ THE ENERGY AND RESOURCES INSTITUTE
TOWARD THE COSTS OF THE DELHI SUSTAINABLE DEVELOPMENT SUMMIT, AN
INTERNATIONAL PLATFORM FOR CONSTRUCTIVE DIALOGUE AND DEBATE ON CLIMATE
CHANGE THAT AIMS TO DELIVER GLOBALLY ACCEPTED AGREEMENTS ON BUILDING A
SUSTAINABLE FUTURE, HELD IN NEW DEHLI, INDIA, FEBRUARY 2011.
NAME OF RECIPIENT ‐ THE MARY ROBINSON FOUNDATION
IN SUPPORT OF BUILDING WOMEN'S LEADERSHIP IN THE AREA OF CLIMATE
JUSTICE AND IN PARTICULAR, INCLUDING A GENDER AND CLIMATE PERSPECTIVE
IN NEGOTIATIONS AT THE 16TH UNITED NATIONS FRAMEWORK CONVENTION ON
CLIMATE CHANGE
NAME OF RECIPIENT ‐ THE MARY ROBINSON FOUNDATION
IN SUPPORT OF POLICY ANALYSIS AND ADVOCACY WORK THAT WILL ENCOURAGE THE
INCORPORATION OF A GENDER LENS IN EFFORTS TO BUILD WOMEN'S LEADERSHIP
IN THE AREA OF INTERNATIONAL CLIMATE JUSTICE
NAME OF RECIPIENT ‐ THE MILLENNIUM PROJECT CORPORATION
IN SUPPORT OF 1) TARGETED TRAVEL SUPPORT FOR PARTICIPANTS FROM AFRICA
TO ATTEND THE MILLENNIUM PROJECT PLANNING COMMITTEE MEETING, TO BE HELD
IN VANCOUVER, CANADA, JULY 2011; AND 2) A PROJECT TO ASSIST IN
IMPROVING THE CAPACITY OF DEVELOPING COUNTRIES TO CONDUCT FUTURES
RESEARCH BY IMPLEMENTING THE RESULTS OF A LONG TERM FINANCIAL
SUSTAINABILITY AND FEASIBILITY PLAN FOR THE ORGANIZATION
NAME OF RECIPIENT ‐ THE MUSEUM FOR AFRICAN ART
FOR USE BY ITS NELSON MANDELA CENTER TOWARD THE COSTS OF DEVELOPING
PUBLIC EDUCATIONAL PROGRAMS ON SOCIAL AND POLITICAL HISTORY THAT
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HIGHLIGHT AFRICA'S CONTRIBUTIONS TO ONGOING GLOBAL DIALOGUE
NAME OF RECIPIENT ‐ THE NATIONAL ASSOCIATION OF LATINO INDEPENDENT
PRODUCERS INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF PROVIDING PROFESSIONAL MENTORING THROUGH ITS LATINO
ARTIST MENTORING PROJECT TO NEW YORK LATINO/LATINA AND NATIVE WRITERS,
PRODUCERS AND DIRECTORS TO CREATE AND ADVANCE NEW FILMS
NAME OF RECIPIENT ‐ THE PARTNERSHIP FOR WORKING FAMILIES
TOWARD THE COSTS OF RESEARCH TO QUANTIFY POTENTIAL EMPLOYMENT,
ENVIRONMENTAL AND OTHER SOCIAL IMPACTS OF THE WASTE MANAGEMENT SECTOR
AS WELL AS TO DEVELOP A NATIONAL CAMPAIGN FOCUSED ON SOCIAL AND
ECONOMIC EQUITY IN THE WASTE AND RECYCLING INDUSTRY
NAME OF RECIPIENT ‐ THE POPTECH INSTITUTE
TOWARD THE COSTS OF "POPTECH LAB: CLIMATE RESILIENCE AND VULNERABLE
POPULATIONS" A CONVENING TO BE HELD IN NAIROBI, KENYA, FEBRUARY 2012,
AND OTHER INITIATIVES THAT CATALYZE INNOVATION TO ADDRESS THE NEEDS OF
POOR AND VULNERABLE COMMUNITIES AROUND THE WORLD
NAME OF RECIPIENT ‐ THE POPTECH INSTITUTE
TOWARD THE COSTS OF A CONFERENCE ON UNDERSTANDING RESILIENCE FOR
VULNERABLE POPULATIONS ACROSS THE GLOBE, "POPTECH 2012: TOWARD
RESILIENCE," TO BE HELD IN REYKJAVIK, ICELAND, JUNE 2012
NAME OF RECIPIENT ‐ THE SANTA FE INSTITUTE OF SCIENCE
IN SUPPORT OF EMPIRICAL AND QUANTITATIVE RESEARCH TO PROMOTE A MORE
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COMPREHENSIVE UNDERSTANDING OF THE STRUCTURE, DYNAMICS AND ORGANIZATION
OF CITIES IN ORDER TO PROVIDE A FRAMEWORK FOR SOLVING THE CHALLENGES OF
URBANIZATION
NAME OF RECIPIENT ‐ THE SYNERGOS INSTITUTE INC
IN GENERAL SUPPORT OF ITS MISSION TO MOBILIZE RESOURCES AND BRIDGE
SOCIAL AND ECONOMIC DIVIDES TO REDUCE POVERTY AND INCREASE EQUITY
AROUND THE WORLD
NAME OF RECIPIENT ‐ THE UNIVERSITY OF CALIFORNIA SAN FRANCISCO
FOR USE BY ITS GLOBAL HEALTH GROUP IN SUPPORT OF DOCUMENTING EXPANDED
EVIDENCE OF THE ROLE OF THE PRIVATE SECTOR WITHIN HEALTH SYSTEMS IN
DEVELOPING COUNTRIES AND FOSTERING A COMMUNITY OF PRACTICE AROUND
SOCIAL FRANCHISING
NAME OF RECIPIENT ‐ THE UNIVERSITY OF CALIFORNIA SAN FRANCISCO
FOR USE BY ITS GLOBAL HEALTH GROUP IN SUPPORT OF ESTABLISHING A
SECRETARIAT TO ORGANIZE A SYMPOSIUM TO BE HELD IN TORONTO, CANADA, JULY
2011, AS PART OF A CONTINUING EFFORT TO MAP WHAT IS KNOWN ABOUT THE
ROLE OF THE PRIVATE SECTOR IN HEALTH CARE AND TO IDENTIFY RELATED
RESEARCH PRIORITIES TO FURTHER STRENGTHEN HEALTH SYSTEMS IN DEVELOPING
COUNTRIES
NAME OF RECIPIENT ‐ THE YOUNG FOUNDATION
IN SUPPORT OF A PROJECT TO IDENTIFY AND RESEARCH HIGH POTENTIAL
INNOVATION METHODS THAT WILL HELP TO PROVIDE SOLUTIONS TO PERSISTENT
SOCIAL PROBLEMS FACING POOR AND VULNERABLE COMMUNITIES AROUND THE WORLD
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NAME OF RECIPIENT ‐ TIDES CENTER
TOWARD THE COSTS OF ITS EMPIRE STATE FUTURE PROJECT, A STATE WIDE
COALITION OF ENVIRONMENTAL, ECONOMIC DEVELOPMENT AND COMMUNITY
ORGANIZATIONS WORKING TO ADVANCE THE REVITALIZATION OF NEW YORK'S OLDER
INDUSTRIAL CITIES THROUGH SUSTAINABLE LAND USE POLICIES AND ECONOMIC
DEVELOPMENT STRATEGIES
NAME OF RECIPIENT ‐ TIDES CENTER
TOWARD THE COSTS OF ITS PROJECT, THE APOLLO ALLIANCE, FOR SUPPORT OF
ITS TRANSPORTATION MANUFACTURING ACTION PLAN (T MAP), A RESEARCH AND
ADVOCACY EFFORT TO DEVELOP THE ECONOMIC CASE FOR GREEN TRANSPORTATION
BY ASSESSING THE POTENTIAL FOR GROWTH AND JOB CREATION IN THE PUBLIC
TRANSIT MANUFACTURING SECTOR IN THE U.S.
NAME OF RECIPIENT ‐ TIDES CENTER
IN SUPPORT OF AN EVALUATION OF THE FOUNDATION'S ACCELERATING INNOVATION
FOR DEVELOPMENT INITIATIVE, TO FOSTER LEARNING, ACCOUNTABILITY AND
PERFORMANCE IMPROVEMENTS IN THE FOUNDATION AND AMONG ITS GRANTEES
NAME OF RECIPIENT ‐ TRANSFORMCA
TOWARD THE COSTS OF A COMMUNITY OUTREACH PROGRAM IN EAST OAKLAND,
CALIFORNIA TO HELP CREATE A MODEL BUS RAPID TRANSIT PROGRAM IN THE
REGION
NAME OF RECIPIENT ‐ TRANSPORTATION CHOICES COALITION
TOWARD THE COSTS OF ITS TRANSPORTATION FOR WASHINGTON CAMPAIGN, A
COLLABORATION WITH FUTUREWISE, WHICH SEEKS TO INCREASE TRANSIT FUNDING,
PROMOTE TRANSIT ORIENTED COMMUNITIES AND REFORM TRANSPORTATION POLICY
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IN WASHINGTON STATE
NAME OF RECIPIENT ‐ TRI STATE TRANSPORTATION CAMPAIGN INC
TOWARD THE COSTS OF CONDUCTING AN ANALYSIS OF STATE TRANSPORTATION
SPENDING PROGRAMS IN ALL 50 STATES, AND COORDINATING OUTREACH IN NEW
YORK, NEW JERSEY AND CONNECTICUT FOR THE TRANSPORTATION FOR AMERICA
CAMPAIGN
NAME OF RECIPIENT ‐ TRUSTEES OF BOSTON UNIVERSITY
FOR USE BY ITS FREDERICK S. PARDEE CENTER FOR THE STUDY OF THE LONGER
RANGE FUTURE IN SUPPORT OF A PROJECT TO SYNTHESIZE AND VISUALIZE TREND
AND HORIZON SCANNING INFORMATION ON ISSUES RELEVANT TO POVERTY AND
HUMAN DEVELOPMENT THROUGH MULTIPLE METHODOLOGICAL APPROACHES AND
INFORMATION QUALITY ASSURANCE
NAME OF RECIPIENT ‐ TRUSTEES OF TUFTS COLLEGE
FOR USE BY ITS POSITIVE DEVIANCE INITIATIVE TO IMPLEMENT ITS BUSINESS
PLAN FOR SCALING UP AND MAKING AVAILABLE TO INSTITUTIONS WORKING ON THE
NEEDS OF POOR OR VULNERABLE POPULATIONS, THE "POSITIVE DEVIANCE" MODEL,
A BEHAVIOR AND SOCIAL CHANGE APPROACH BASED ON THE OBSERVATION THAT
UNCOMMON PRACTICES AND BEHAVIORS ENABLE CERTAIN INDIVIDUALS OR GROUPS
TO FIND BETTER SOLUTIONS TO PREVALENT PROBLEMS THAN OTHERS WHO HAVE
ACCESS TO THE SAME RESOURCES
NAME OF RECIPIENT ‐ UNITED NATIONS ECONOMIC AND SOCIAL COMMISSION FOR
ASIA AND THE PACIFIC
FOR USE BY ITS CAPACITY DEVELOPMENT TRUST FUND IN SUPPORT OF THE FIFTH
ASIA PACIFIC URBAN FORUM, TO BE HELD IN BANGKOK, JUNE 2011, TO ENABLE
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PARTICIPANTS FROM DEVELOPING COUNTRIES TO TAKE PART IN THE FORUM, TO
SUPPORT A SERIES OF FILM SCREENINGS, AND TO ENABLE WEBCAST LINKS TO THE
FORUM FROM OTHER PARTS OF ASIA
NAME OF RECIPIENT ‐ UNITED NATIONS ENTITY FOR GENDER EQUALITY AND THE
EMPOWERMENT OF WOMEN
TOWARD THE COSTS OF SPECIFIC ACTIVITIES TO SUPPORT ITS MISSION TO
ACCELERATE PROGRESS TOWARD THE GOAL OF ACHIEVING GENDER EQUALITY AND
THE EMPOWERMENT OF WOMEN, INCLUDING ENSURING THAT WOMEN'S VOICES AND
CONCERNS ARE HEARD THROUGH THE GRASSROOTS WOMEN PARTICIPATION IN RIO+20
PROJECT AND ENHANCING THE CAPACITY OF RURAL WOMEN FARMERS THROUGH THE
RURAL WOMEN FEED AFRICA PROJECT
NAME OF RECIPIENT ‐ UNITED NATIONS FOUNDATION INC
FOR USE BY ITS MHEALTH ALLIANCE IN SUPPORT OF THE "TOP 11 IN 2011
CHALLENGE," A CELEBRATION OF INNOVATORS FROM THE GLOBAL SOUTH IN THE
FIELD OF MOBILE HEALTH, AND OF THE AWARDEES' PARTICIPATION IN THE "2011
MHEALTH SUMMIT," TO BE HELD IN WASHINGTON, DC, DECEMBER 2011
NAME OF RECIPIENT ‐ UNITED NATIONS FOUNDATION INC
TOWARD THE COSTS OF DEVELOPING ITS COLLABORATIVE MHEALTH ALLIANCE, A
MULTI STAKEHOLDER PARTNERSHIP DEVOTED TO ESTABLISHING SCALABLE, OPEN
STANDARDS BASED HEALTH SOLUTIONS BY LEVERAGING THE POWER OF MOBILE
NETWORKS AND DEVICES
NAME OF RECIPIENT ‐ UNITED STATES PUBLIC INTEREST RESEARCH GROUP
EDUCATION FUND INC
TOWARD THE COSTS OF ITS NEW TRANSPORTATION FUTURE CAMPAIGN, A JOINT
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EFFORT WITH THE ENVIRONMENT AMERICA RESEARCH AND POLICY CENTER TO BUILD
SUPPORT FOR EXPANDING TRANSIT AND HIGH SPEED RAIL, REDUCING VEHICLE
MILES TRAVELED, AND ADVOCATING FOR MORE EFFICIENT AND ENVIRONMENTALLY
SOUND TRANSPORTATION MODES AND PRACTICES IN THE U.S.
NAME OF RECIPIENT ‐ UNIVERSIDAD DEL DESARROLLO
FOR USE BY ITS CENTER FOR EPIDEMIOLOGY AND PUBLIC HEALTH POLICY, TOWARD
THE COSTS OF A STUDY TO ASSESS THE EQUITY OF HEALTH COVERAGE FOR PRE
NATAL CARE AND HYPERTENSION IN CHILE AND TO DEVELOP METHODOLOGICAL
TOOLS FOR EVALUATING HEALTH COVERAGE THAT WILL BE EFFECTIVE UNDER A
VARIETY OF CONDITIONS AND IN DIFFERENT COUNTRIES
NAME OF RECIPIENT ‐ UNIVERSIDAD PERUANA CAYETANO HEREDIA
TOWARD THE COSTS OF CONVENING HEALTH INFORMATICS EXPERTS TO DISCUSS
BEST PRACTICES AND ENCOURAGE SOUTH SOUTH AND NORTH SOUTH COLLABORATIONS
THAT TACKLE HEALTH CARE GAPS FACED BY UNDERSERVED COMMUNITIES AT THE
"SYMPOSIUM ON MHEALTH STRATEGY FOR LATIN AMERICA" TO BE HELD IN LIMA,
PERU, MARCH 2011
NAME OF RECIPIENT ‐ UNIVERSITY COLLEGE LONDON UNIVERSITY OF LONDON
FOR USE BY ITS DEPARTMENT OF EPIDEMIOLOGY AND PUBLIC HEALTH IN SUPPORT
OF A PROJECT TO IDENTIFY HOW MODELS OF URBAN PLANNING AND DESIGN IN LOW
AND MIDDLE INCOME COUNTRIES AFFECT SOCIAL DETERMINANTS AND DISTRIBUTION
OF RISK FACTORS FOR ILL HEALTH
NAME OF RECIPIENT ‐ UNIVERSITY OF CAPE TOWN
FOR THE COSTS OF ASSESSING OPTIONS AND DEVELOPING PLANS TO EXPAND THE
REACH OF ITS UNIVERSITY SCIENCE, HUMANITIES, LAW AND ENGINEERING
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PARTNERSHIPS IN AFRICA PROGRAM, WHICH PROMOTES COLLABORATION AMONG
AFRICAN RESEARCHERS IN THE GENERATION AND DISSEMINATION OF KNOWLEDGE
WITH THE AIM OF BUILDING INSTITUTIONAL AND HUMAN CAPACITY IN AFRICAN
UNIVERSITIES
NAME OF RECIPIENT ‐ UNIVERSITY OF CAPE TOWN
FOR USE BY ITS AFRICAN CENTRE FOR CITIES TOWARD THE COSTS OF ITS
MISSION TO FACILITATE URBAN RESEARCH AND DEVELOP POLICY DISCOURSES FOR
THE PROMOTION OF VIBRANT, DEMOCRATIC AND SUSTAINABLE URBAN DEVELOPMENT
IN THE GLOBAL SOUTH FROM AN AFRICAN PERSPECTIVE
NAME OF RECIPIENT ‐ UNIVERSITY OF CAPE TOWN
FOR USE BY ITS AFRICAN CENTRE FOR CITIES, IN PARTNERSHIP WITH
SLUM/SHACK DWELLERS INTERNATIONAL AND THE ASSOCIATION OF AFRICAN
PLANNING SCHOOLS, TOWARD THE COSTS OF REVITALIZING URBAN PLANNING
EDUCATION IN AFRICA AND SCALING UP URBAN RELATED APPLIED RESEARCH AND
PRACTICE ON THE CONTINENT
NAME OF RECIPIENT ‐ UNIVERSITY OF DAR ES SALAAM
IN SUPPORT OF RESEARCH ON AGRONOMIC APPROACHES THAT BUILD THE
RESILIENCE OF SMALLHOLDER FARMERS IN TANZANIA AND MALAWI, AND FOR THE
TRAINING OF GRADUATE STUDENTS AND VARIOUS STAKEHOLDERS ON CLIMATE
CHANGE ADAPTATION IN THE AGRICULTURE SECTOR IN EAST AFRICA
NAME OF RECIPIENT ‐ UNIVERSITY OF ECONOMICS HO CHI MINH CITY
IN SUPPORT OF A PROJECT TO DEVELOP A MASTER OF SCIENCE DEGREE IN HEALTH
ECONOMICS AND MANAGEMENT IN VIETNAM
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NAME OF RECIPIENT ‐ UNIVERSITY OF KWAZULU NATAL
FOR USE BY ITS FACULTY OF SCIENCE AND AGRICULTURE TOWARD THE COSTS OF
ESTABLISHING A HEALTH ENTERPRISE ARCHITECTURE LAB, A RESEARCH
LABORATORY FOCUSED ON THE APPLICATION OF ENTERPRISE ARCHITECTURE AND
HEALTH INFORMATICS TO LOW RESOURCE SETTINGS
NAME OF RECIPIENT ‐ UNIVERSITY OF NAIROBI
FOR USE BY ITS CENTRE FOR URBAN RESEARCH AND INNOVATION IN SUPPORT OF
STRENGTHENING ITS POSITION AS A REGIONAL HUB FOR INNOVATIVE URBAN
RESEARCH, TEACHING AND PRACTICE AND TO WORK IN PARTNERSHIP WITH SLUM
DWELLERS INTERNATIONAL TO PROMOTE MORE EQUITABLE URBAN PLANNING AND
MANAGEMENT IN EAST AFRICA
NAME OF RECIPIENT ‐ UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL
FOR USE BY ITS CAROLINA POPULATION CENTER IN SUPPORT OF A SCOPING PAPER
AND A CONVENING OF LEADING GLOBAL THINKERS IN THE FIELDS OF OBESITY,
NUTRITION, FOOD SECURITY AND AGRICULTURE TO EXPLORE INNOVATIVE
APPROACHES TO COMBATING OBESITY IN THE DEVELOPING WORLD
NAME OF RECIPIENT ‐ UNIVERSITY OF PRETORIA
FOR USE BY ITS CHINA AFRICA NETWORK AT THE GORDON INSTITUTE FOR
BUSINESS SCIENCE IN SUPPORT OF EDUCATING CHINESE STAKEHOLDERS ABOUT
OPPORTUNITIES FOR SOCIALLY AND ENVIRONMENTALLY RESPONSIBLE INVESTING IN
AFRICA
NAME OF RECIPIENT ‐ UNIVERSITY OF READING
FOR USE BY ITS WALKER INSTITUTE FOR CLIMATE SYSTEM RESEARCH IN
COLLABORATION WITH ITS STATISTICAL SERVICES CENTRE, IN SUPPORT OF
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PROVIDING CAPACITY BUILDING ASSISTANCE TO THE CLIMATE CHANGE UNITS OF
SEVEN AGRICULTURE RESEARCH AND DEVELOPMENT INSTITUTIONS IN EAST AND
CENTRAL AFRICA
NAME OF RECIPIENT ‐ UNIVERSITY OF SUSSEX
FOR USE BY ITS SCIENCE AND TECHNOLOGY POLICY RESEARCH DEPARTMENT, IN
SUPPORT OF A COLLABORATION WITH THE SOCIAL, TECHNOLOGICAL AND
ENVIRONMENTAL PATHWAYS TO SUSTAINABILITY (STEPS) CENTRE TO CONDUCT
RESEARCH ON THE APPLICATION OF NEW MODELS FOR TECHNOLOGY ASSESSMENT IN
THE GLOBAL SOUTH AND THEIR POTENTIAL TO FOSTER DEVELOPMENT IN HEALTH,
CLIMATE CHANGE AND AGRICULTURE
NAME OF RECIPIENT ‐ UNIVERSITY OF THE FREE STATE
FOR USE BY ITS DIRECTORATE FOR RESEARCH DEVELOPMENT, IN CONTINUED
SUPPORT OF A COLLABORATION WITH EVALNET, TO ENGAGE DEVELOPMENT
EVALUATION LEADERS TO PROVIDE PRACTICAL ASSISTANCE TO ROCKEFELLER
FOUNDATION INITIATIVE TEAMS, KEY GRANTEES AND PARTNERS, TO BETTER
ARTICULATE, MONITOR, EVALUATE AND REPORT ON THEIR RESULTS AND
STRATEGIES IN ORDER TO ACHIEVE IMPACT
NAME OF RECIPIENT ‐ UNIVERSITY OF THE FREE STATE
FOR USE BY ITS DIRECTORATE FOR RESEARCH DEVELOPMENT, IN SUPPORT OF A
COLLABORATION WITH EVALNET, TO ENGAGE DEVELOPMENT EVALUATION LEADERS TO
PROVIDE PRACTICAL ASSISTANCE TO ROCKEFELLER FOUNDATION INITIATIVE
TEAMS, KEY GRANTEES AND PARTNERS, TO BETTER ARTICULATE, MONITOR,
EVALUATE AND REPORT ON THEIR RESULTS AND STRATEGIES IN ORDER TO ACHIEVE
IMPACT
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT ‐ UNIVERSITY OF THE FREE STATE
IN SUPPORT OF A SERIES OF WORKSHOPS TO BUILD KNOWLEDGE, SKILLS AND
CAPACITY AMONG ROCKEFELLER FOUNDATION STAFF, PARTNERS AND GRANTEES TO
BETTER DEFINE, MEASURE AND REPORT ON ACHIEVING MORE EQUITABLE GROWTH
FOR POOR AND VULNERABLE PEOPLE
NAME OF RECIPIENT ‐ UNIVERSITY OF WASHINGTON
FOR USE BY ITS SCHOOL OF PUBLIC HEALTH IN SUPPORT OF AN EVALUATION OF
THE FOUNDATION'S DISEASE SURVEILLANCE NETWORKS INITIATIVE, TO CAPTURE
AND SHARE LESSONS LEARNED ABOUT THE ABILITY OF COMPLEX NETWORKS TO
ACHIEVE IMPROVED DISEASE SURVEILLANCE AND RESPONSE, AND TO FOSTER
LEARNING, ACCOUNTABILITY AND PERFORMANCE IMPROVEMENTS IN THE FOUNDATION
AND AMONG ITS GRANTEES
NAME OF RECIPIENT ‐ UNIVERSITY OF WATERLOO
FOR USE BY ITS WATERLOO INSTITUTE FOR SOCIAL INNOVATION AND RESILIENCE
IN SUPPORT OF DESIGNING AND INITIATING AN INNOVATION FOR RESILIENCE
FELLOWSHIP PROGRAM THAT WILL TRAIN FELLOWS TO FIND INNOVATIVE RESPONSES
TO PERSISTENT SOCIAL PROBLEMS FACING POOR AND VULNERABLE COMMUNITIES
AROUND THE WORLD
NAME OF RECIPIENT ‐ UNIVERSITY OF WISCONSIN MADISON
FOR USE BY ITS CENTER ON WISCONSIN STRATEGY IN SUPPORT OF "GREENER ON
RAMPS: SKILL FORMATION, RESILIENCE, AND EQUITY IN THE CLEAN ENERGY
ECONOMY," WHICH SEEKS TO ADVANCE A GREENER AND MORE EQUITABLE ECONOMY
IN THE U.S.
NAME OF RECIPIENT ‐ UNIVERSITY OF WISCONSIN MADISON
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FOR USE BY ITS CENTER ON WISCONSIN STRATEGY TOWARD THE COSTS OF
LAUNCHING THE SMART STATE TRANSPORTATION INITIATIVE, A PROJECT TO
IMPROVE AND SUPPORT STATES' CAPACITY TO IMPLEMENT CLIMATE FRIENDLY AND
EQUITABLE TRANSPORTATION POLICIES AND PRACTICES
NAME OF RECIPIENT ‐ URBAN INSTITUTE
FOR USE BY ITS CENTER ON NONPROFITS AND PHILANTHROPY TO DEVELOP OUTCOME
INDICATORS AND RELATED CONTENT FOR THE OUTCOME AND EFFECTIVE PRACTICES
PORTAL, AN ONLINE RESOURCE TO HELP DONORS AND NONPROFITS MEASURE
PROGRAM PERFORMANCE
NAME OF RECIPIENT ‐ URBAN INSTITUTE
TOWARD THE COSTS OF ITS UNEMPLOYMENT AND RECOVERY INITIATIVE, AN
INTEGRATED PROGRAM OF RESEARCH AND ANALYSIS TO ADDRESS THE CRITICAL
UNEMPLOYMENT POLICY CHALLENGES FACING THE U.S.
NAME OF RECIPIENT ‐ URBAN WORD NYC INC
TOWARD THE COSTS OF THE NEW YORK CITY YOUTH POET LAUREATE PROJECT, A
CITY WIDE COMMUNITY OUTREACH PROGRAM THAT ENGAGES THE VOICE OF LOCAL
YOUTH WHILE PROMOTING CIVIC ENGAGEMENT, VOLUNTEERISM, YOUTH LEADERSHIP,
VOTER AWARENESS AND ARTISTIC EXCELLENCE
NAME OF RECIPIENT ‐ VERA INSTITUTE OF JUSTICE INC
IN SUPPORT OF DOCUMENTING COMMON JUSTICE, A DEMONSTRATION PROJECT IN
WHICH SURVIVORS AND PERPETRATORS OF VIOLENT CRIME ARE BROUGHT TOGETHER
IN A HIGHLY STRUCTURED MEDIATION AND SERVICE PROVISION PROGRAM
NAME OF RECIPIENT ‐ VERA INSTITUTE OF JUSTICE INC
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TOWARD THE COSTS OF DESIGNING AND CONDUCTING A STUDY OF THE IMPACT OF
FORMAL AND INFORMAL INTERACTION BETWEEN NEW YORK CITY POLICE,
ADOLESCENT AND YOUNG ADULTS, AND THEIR FAMILIES WITH A FOCUS ON "STOP,
QUESTION AND FRISK" PRACTICES
NAME OF RECIPIENT ‐ VERULAM ASSOCIATES LTD
IN SUPPORT OF AN EVALUATION OF THE ASIAN CITIES CLIMATE CHANGE
RESILIENCE NETWORK COMPONENT OF THE FOUNDATION'S BUILDING CLIMATE
CHANGE RESILIENCE INITIATIVE, TO CAPTURE AND SHARE LESSONS LEARNED
ABOUT THE RELEVANCE, EFFECTIVENESS, EFFICIENCY, INFLUENCE, IMPACT AND
SUSTAINABILITY OF THE EFFORT, AND TO FOSTER LEARNING, ACCOUNTABILITY
AND PERFORMANCE IMPROVEMENTS IN THE FOUNDATION AND AMONG ITS GRANTEES
NAME OF RECIPIENT ‐ VIETNAM HEALTH ECONOMICS ASSOCIATION
IN SUPPORT OF A PROJECT TO STRENGTHEN ITS INSTITUTIONAL AND
ORGANIZATIONAL CAPACITY BUILDING EFFORTS TO PROMOTE HEALTH FINANCE
REFORM IN VIETNAM
NAME OF RECIPIENT ‐ VIETNAM MUSEUM OF ETHNOLOGY VIETNAMESE ACADEMY FOR
SOCIAL SCIENCES
TOWARD THE COSTS OF A CONFERENCE ON HOW CULTURAL HERITAGE MUSEUMS IN
THE MEKONG RIVER BASIN CAN RAISE AWARENESS OF THE CHALLENGES ASSOCIATED
WITH CLIMATE CHANGE, TO BE HELD IN HANOI, WINTER 2011
NAME OF RECIPIENT ‐ VILLAGEREACH
IN SUPPORT OF ITS "OPENLMIS INITIATIVE," A COMMUNITY OF HEALTH SYSTEMS
DESIGNERS AND PUBLIC HEALTH PRACTITIONERS WORKING TOWARD BUILDING AN
OPEN SOURCE MEDICAL LOGISTICS MANAGEMENT TOOL AND FACILITATING
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COLLABORATIVE DEVELOPMENT OF AN EHEALTH SOFTWARE PLATFORM TO IMPROVE
HEALTH CARE ACCESS IN DEVELOPING COUNTRIES
NAME OF RECIPIENT ‐ WASHINGTON AREA WOMEN S FOUNDATION INC
TOWARD THE COSTS OF QUANTITATIVE RESEARCH, IN COLLABORATION WITH THE
URBAN INSTITUTE, ON HOW INVESTING IN DIRECT SERVICES AND ADVOCACY CAN
BENEFIT THE LIVES OF WOMEN AND GIRLS IN THE UNITED STATES
NAME OF RECIPIENT ‐ WASHINGTON DC MARTIN LUTHER KING JR NATIONAL MEMORIAL
PROJECT FOUNDATION
TOWARD THE COSTS OF LAUNCHING (AND OPERATIONALIZING) THE MARTIN LUTHER
KING, JR. MEMORIAL ON THE NATIONAL MALL IN WASHINGTON, DC TO RAISE
AWARENESS AND UNDERSTANDING OF DR. MARTIN LUTHER KING JR.'S PLACE IN
HISTORY AS WELL AS HIS LEGACY OF DEMOCRACY, JUSTICE AND LOVE
NAME OF RECIPIENT ‐ WHAT WOULD JANE DO LLC
TOWARD THE COSTS OF "WHAT WOULD JANE DO?" A DOCUMENTARY FILM FOCUSING
ON THE LIFE AND CONTINUED GLOBAL RELEVANCE OF JANE JACOBS AND HER WORK
NAME OF RECIPIENT ‐ WILDLIFE CONSERVATION SOCIETY
FOR USE BY ITS ANIMAL & HUMAN HEALTH FOR THE ENVIRONMENT AND
DEVELOPMENT PROJECT TO PROMOTE ONE HEALTH LEADERSHIP AND FACILITATE
LINKAGES AMONG HUMAN, ANIMAL, AND WILDLIFE ACTIVITIES IN SOUTHERN
AFRICA
NAME OF RECIPIENT ‐ WILDLIFE CONSERVATION SOCIETY
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF AN ONLINE FORUM THAT ALLOWS THE PUBLIC TO DEVELOP
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AND SHARE CLIMATE RESILIENT DESIGNS FOR MANHATTAN
NAME OF RECIPIENT ‐ WILLIAM DAVIDSON INSTITUTE AT THE UNIVERSITY OF
MICHIGAN
IN SUPPORT OF A RESEARCH PROJECT TO LANDSCAPE THE SECTORS AND BUSINESS
MODELS THAT HAVE THE POTENTIAL TO PRODUCE THE GREATEST IMPACT AND TO
ANALYZE ENABLING CONDITIONS FOR IMPACT ENTERPRISES TO BENEFIT POOR AND
VULNERABLE POPULATIONS GLOBALLY
NAME OF RECIPIENT ‐ WILLIAM J CLINTON FOUNDATION
FOR USE BY ITS CLINTON AIDS/HIV INITIATIVE IN SUPPORT OF ITS
COLLABORATION WITH THE MINISTRY OF HEALTH IN RWANDA TO IMPLEMENT
COUNTRY WIDE HEALTH SYSTEMS STRENGTHENING TOOLS AND TO LAUNCH A
NATIONAL HEALTH SECTOR INFORMATION TECHNOLOGY HELP DESK TO SUPPORT ALL
LEVELS OF THE HEALTH SYSTEM TO USE NEW EHEALTH TECHNOLOGIES
NAME OF RECIPIENT ‐ WILLIAM J CLINTON FOUNDATION
FOR USE BY ITS CLINTON CLIMATE INITIATIVE'S CARBON AND POVERTY
REDUCTION PROGRAM IN SUPPORT OF EFFORTS TO DEVELOP, DEPLOY AND
DEMONSTRATE CARBON MEASUREMENT AND ACCOUNTING SYSTEMS THAT ENABLE POOR
PEOPLE IN RURAL AREAS OF DEVELOPING COUNTRIES TO PARTICIPATE IN AND
BENEFIT FROM GLOBAL CLIMATE MARKETS
NAME OF RECIPIENT ‐ WINROCK INTERNATIONAL INSTITUTE FOR AGRICULTURAL
DEVELOPMENT
IN GENERAL SUPPORT OF ITS MISSION TO EMPOWER THE DISADVANTAGED,
INCREASE ECONOMIC OPPORTUNITY, AND SUSTAIN NATURAL RESOURCES
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT ‐ WINROCK INTERNATIONAL INSTITUTE FOR AGRICULTURAL
DEVELOPMENT
FOR USE BY ITS WATER INNOVATION PROGRAM IN SUPPORT OF RESEARCH TO
DEVELOP AND SCOPE CONCEPTUAL MULTIPLE USE WATER SYSTEMS MODELS,
IDENTIFY PROMISING AREAS FOR IMPLEMENTATION, AND CONVENE INTERESTED
ROCKEFELLER FOUNDATION GRANTEES TO SHARE LESSONS LEARNED AND DEVELOP
STRATEGIC RECOMMENDATIONS FOR ACCELERATING DEVELOPMENT OF WATER
RESOURCES FOR POOR AND VULNERABLE PEOPLE
NAME OF RECIPIENT ‐ WINTERHOUSE
IN SUPPORT OF EFFORTS TO DEVELOP COLLECTIVE ACTION AND COLLABORATION IN
HUMAN CENTERED DESIGN FOR SOCIAL IMPACT ACROSS THE DESIGN INDUSTRY AND
INSTITUTIONS THAT WORK ON THE NEEDS OF POOR OR VULNERABLE PEOPLE
NAME OF RECIPIENT ‐ WOMEN IN INFORMAL EMPLOYMENT: GLOBALIZING AND
ORGANIZING
IN SUPPORT OF A POLICY DIALOGUE TO INCREASE ACCESS FOR WOMEN IN THE
INFORMAL ECONOMY TO UNIVERSAL HEALTH INSURANCE SCHEMES, IN
COLLABORATION WITH THE FOUNDATION FOR LABOUR AND EMPLOYMENT PROMOTION
(HOMENET THAILAND) AND THE SELF EMPLOYED WOMEN'S ASSOCIATION OF INDIA
NAME OF RECIPIENT ‐ WONG HOY CHEONG
IN SUPPORT OF A BELLAGIO CREATIVE ARTS FELLOWSHIP, TO PURSUE A NEW
PROJECT IN DEPTH AND BUILD CONNECTIONS WITH A GLOBAL INTERDISCIPLINARY
COMMUNITY OF RESIDENTS IN A THREE MONTH STAY AT THE ROCKEFELLER
FOUNDATION BELLAGIO CENTER, AND RECEIVE POST RESIDENCY PUBLICITY
THROUGH CREATION AND DISSEMINATION OF AN ARTIST'S PUBLICATION
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NAME OF RECIPIENT ‐ WORKERS DEFENSE PROJECT INC
TOWARD THE COSTS OF ITS PREMIER COMMUNITY BUILDER PROJECT, AN EFFORT TO
CREATE EQUITABLE AND SUSTAINABLE JOBS IN THE GREEN CONSTRUCTION
INDUSTRY IN AUSTIN, TEXAS
NAME OF RECIPIENT ‐ WORLD AFFAIRS COUNCIL OF NORTHERN CALIFORNIA
TOWARD THE COSTS OF ITS GLOBAL PHILANTHROPY FORUM, WHICH BRINGS
TOGETHER FOUNDATION LEADERS, INDIVIDUAL DONORS, SOCIAL INVESTORS, AND
AGENTS OF CHANGE TO LEARN MORE ABOUT OPPORTUNITIES FOR INTERNATIONAL
PHILANTHROPY
NAME OF RECIPIENT ‐ WORLD FOOD PRIZE FOUNDATION
TO ENDOW AN ANNUAL AWARD IN HONOR OF DR. NORMAN E. BORLAUG RECOGNIZING
AN OUTSTANDING YOUNG FIELD RESEARCH SCIENTIST OR EXTENSION WORKER IN
AGRICULTURAL DEVELOPMENT, AND TO CONTRIBUTE TO THE BORLAUG DIALOGUE
INTERNATIONAL SYMPOSIUM OVER THE NEXT 10 YEARS
NAME OF RECIPIENT ‐ WORLD HEALTH ORGANIZATION
FOR USE BY ITS ALLIANCE FOR HEALTH POLICY AND SYSTEMS RESEARCH TO MAP
EXISTING REGIONAL AND NATIONAL HEALTH POLICY ANALYSIS INSTITUTES TO
LEARN ABOUT THE DIFFERENT ORGANIZATIONAL MODELS AND FACTORS THAT
CONTRIBUTE TO THEIR EFFECTIVENESS AND SUSTAINABILITY IN LOW AND MIDDLE
INCOME COUNTRIES
NAME OF RECIPIENT ‐ WORLD HEALTH ORGANIZATION
TOWARD THE COST OF REESTABLISHING ITS GLOBAL HEALTH LIBRARY, AN
ELECTRONIC PLATFORM AIMED AT IMPROVING ACCESS TO SCIENTIFIC AND MEDICAL
HEALTH INFORMATION IN THE DEVELOPING WORLD
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NAME OF RECIPIENT ‐ WORLD HEALTH ORGANIZATION
FOR USE BY ITS KNOWLEDGE MANAGEMENT AND SHARING DEPARTMENT TOWARD THE
COSTS OF A SPECIAL EHEALTH THEMED ISSUE OF THE "BULLETIN OF THE WORLD
HEALTH ORGANIZATION," TO PROMOTE A STRONGER COMMITMENT TO EHEALTH
INTEROPERABILITY AND ITS WIDER APPLICATION
NAME OF RECIPIENT ‐ WORLD HEALTH ORGANIZATION
FOR USE BY ITS WESTERN PACIFIC REGIONAL OFFICE IN SUPPORT OF PROVIDING
TECHNICAL ASSISTANCE ON ENTERPRISE ARCHITECTURE AND HEALTH INFORMATION
SYSTEMS DESIGN TO THE MINISTRY OF HEALTH, PHILIPPINES, AND ORGANIZING A
WORKSHOP ON HEALTH INFORMATION SYSTEMS IN VIETNAM INCLUDING FUNDING
SUPPORT FOR PARTICIPANTS FROM BANGLADESH
NAME OF RECIPIENT ‐ WORLD HEALTH ORGANIZATION
FOR USE BY ITS GLOBAL OBSERVATORY FOR EHEALTH TOWARD THE COSTS OF
ANALYZING THE RESULTS OF ITS RECENT SURVEY OF EHEALTH ACTIVITIES IN 115
COUNTRIES, AND THE DEVELOPMENT OF A SERIES OF MONOGRAPHS FOR
PUBLICATION, WHICH WILL INFORM THE DECISIONS OF COUNTRIES PLANNING TO
INCORPORATE INFORMATION TECHNOLOGY INTO THEIR HEALTHCARE SYSTEMS
NAME OF RECIPIENT ‐ WORLD HEALTH ORGANIZATION
FOR USE BY ITS DEPARTMENT OF HEALTH SYSTEMS FINANCING IN SUPPORT OF THE
"PROVIDING FOR HEALTH" PARTNERSHIP'S EFFORTS TO INCREASE NATIONAL AND
GLOBAL AWARENESS OF UNIVERSAL HEALTH COVERAGE
NAME OF RECIPIENT ‐ WORLD HEALTH ORGANIZATION
IN SUPPORT OF EIGHT COLLABORATIVE PROJECTS DESIGNED TO STRENGTHEN
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GLOBAL HEALTH SYSTEMS, EHEALTH AND UNIVERSAL HEALTH COVERAGE IN THE
GLOBAL SOUTH
NAME OF RECIPIENT ‐ WORLD RESOURCES INSTITUTE
FOR USE BY ITS EMBARQ INDIA IN SUPPORT OF ADVANCING EQUITY IMPROVEMENTS
FOR THE AUTO RICKSHAW SECTOR AND DEVELOPING A POLICY AND MARKET
FRAMEWORK FOR PUBLIC SHARED BICYCLE SYSTEMS IN CITIES IN INDIA; AND FOR
RESEARCH ON EXISTING MODELS FOR PRIVATELY OPERATED PUBLIC TRANSIT IN
CITIES IN THE DEVELOPING WORLD
NAME OF RECIPIENT ‐ WORLD TOILET ORGANIZATION LIMITED
IN SUPPORT OF STRATEGIC PLANNING AND INFRASTRUCTURE DEVELOPMENT THAT
WILL POSITION IT AS A KEY GLOBAL SANITATION MARKET FACILITATOR AND
INFORM STRATEGIES FOR BUILDING NETWORKS COMMITTED TO PROVIDING ACCESS
TO BASIC SANITATION IN POOR URBAN AREAS
NAME OF RECIPIENT ‐ WORLD VISION INC
TOWARD THE COSTS OF DESIGNING AND IMPLEMENTING A FIELD BASED SHARED
SERVICE CENTER IN NAIROBI, KENYA TO ENHANCE THE DELIVERY OF INFORMATION
AND COMMUNICATION TECHNOLOGY SERVICES AND SUPPORT FIELD OPERATIONS
ACROSS AFRICA; AND CONDUCTING A DESIGN STUDY AND PILOT IMPLEMENTATION
OF BUSINESS PROCESS OUTSOURCING CENTERS IN RURAL AND SEMI RURAL
TANZANIA AND GHANA TO GENERATE INCOME AND ECONOMIC EMPOWERMENT FOR POOR
AND VULNERABLE PEOPLE IN THOSE COMMUNITIES
NAME OF RECIPIENT ‐ WORLD WIDE WEB FOUNDATION
IN SUPPORT OF CONDUCTING A STUDY OF USERS' EXPERIENCES ACCESSING THE
INTERNET IN THE DEVELOPING WORLD AND A PILOT EXPERIMENT ON THE USE OF
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3a Grants and Contributions Paid During the Year Continuation of Purpose of Grant or Contribution
INTERACTIVE VOICE RESPONSE (IVR) SYSTEMS BY POOR AND VULNERABLE
COMMUNITIES
NAME OF RECIPIENT ‐ YOUNG WOMEN S LEADERSHIP NETWORK INC
TOWARD THE COSTS OF 2011 2012 SCHOOL YEAR ACTIVITIES OF THE YOUNG
WOMEN'S LEADERSHIP SCHOOLS, A NETWORK OF ALL GIRLS PUBLIC SECONDARY
SCHOOLS SERVING UNDERSERVED FAMILIES IN NEW YORK CITY
NAME OF RECIPIENT ‐ YUNNAN CENTERS FOR DISEASES CONTROL AND PREVENTION
TOWARD THE COSTS OF A PROJECT TO CREATE AN INTEGRATED PROCESS TO
MAXIMIZE THE IMPACT OF INDIVIDUAL VERTICAL DISEASE SURVEILLANCE
PROGRAMS IN YUNNAN PROVINCE, CHINA
NAME OF RECIPIENT ‐ YUNNAN CENTERS FOR DISEASES CONTROL AND PREVENTION
TOWARDS THE COSTS OF A PROJECT TO STRENGTHEN NATIONAL AND SUB REGIONAL
CAPACITY IN SURVEILLANCE AND RESPONSE THROUGH THE MEKONG BASIN DISEASE
SURVEILLANCE NETWORK
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NAME OF RECIPIENT ‐ ACADEMY FOR EDUCATIONAL DEVELOPMENT
IN SUPPORT OF DESIGNING A MODEL FOR AN OUTSOURCED MONITORING AND
EVALUATION TOOL THAT WILL PROVIDE KENYAN NGOS WITH THE CAPACITY TO MORE
EFFICIENTLY MONITOR AND ASSESS THE IMPACT OF THEIR PROGRAMS
NAME OF RECIPIENT ‐ ACCENTURE LLP
FOR USE BY ITS ACCENTURE DEVELOPMENT PARTNERSHIPS TOWARD THE COSTS OF
IDENTIFYING INTERVENTION OPPORTUNITIES RELATED TO PROBLEMS FACING POOR
AND VULNERABLE PEOPLE AND SHARING THEM WITH THE PHILANTHROPIC AND
SOCIAL SECTOR COMMUNITIES
NAME OF RECIPIENT ‐ ACCESS HEALTH INTERNATIONAL INC
IN SUPPORT OF ACTIVITIES TO BUILD CAPACITY THROUGH TRAINING AND
MENTORING, IN ORDER TO BRING BEST PRACTICES IN THE HEALTH PRIVATE
SECTOR TO SCALE THROUGH EXISTING AND EVOLVING NETWORKS OF HEALTHCARE
PROVIDERS IN LOW AND MIDDLE INCOME COUNTRIES
NAME OF RECIPIENT ‐ AFRICAN CENTER FOR ECONOMIC TRANSFORMATION
TOWARD THE COSTS OF PROVIDING THE GOVERNMENT OF LIBERIA WITH POLICY
ADVISORY SERVICES AND IMPLEMENTATION SUPPORT FOR STRUCTURING EQUITABLE
TRADE AND INVESTMENT AGREEMENTS WITH CHINA AND FOR PLACING THE CHINA IN
AFRICA ISSUE ON THE LONG TERM AGENDA OF THE AFRICAN UNION
NAME OF RECIPIENT ‐ AFRICAN CENTER FOR ECONOMIC TRANSFORMATION
IN CONTINUED SUPPORT OF A PROJECT TO CONDUCT TREND MONITORING AND
HORIZON SCANNING ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT
FOCUSED ON WEST AFRICA
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NAME OF RECIPIENT ‐ AFRICAN CENTRE FOR GLOBAL HEALTH AND SOCIAL
TRANSFORMATION LIMITED
TOWARD THE COSTS OF A SECRETARIAT TO COORDINATE THE AFRICAN NETWORK FOR
HEALTH SYSTEMS GOVERNANCE, A REGIONAL EFFORT TO IMPROVE HEALTH AND
HEALTH SYSTEMS PERFORMANCE BY SUPPORTING CAPACITY, EXPERTISE AND
LEADERSHIP DEVELOPMENT WITHIN MINISTRIES OF HEALTH
NAME OF RECIPIENT ‐ AFRICAN MEDICAL AND RESEARCH FOUNDATION
IN SUPPORT OF A PROJECT TO STRENGTHEN COMMUNITY BASED DISEASE
SURVEILLANCE SYSTEMS IN KENYA, UGANDA AND TANZANIA TO MONITOR AND
CONTROL PRIORITY DISEASES AND ENHANCE AWARENESS OF NEGLECTED DISEASES
NAME OF RECIPIENT ‐ AFRICAN UNION COMMISSION
IN SUPPORT OF STRENGTHENING ITS INTERNAL CAPACITY TO DESIGN AND
IMPLEMENT THE AFRICA RISK CAPACITY PROJECT, A DISASTER RISK POOL THAT
WOULD PROVIDE RESOURCES TO AFRICAN NATIONS IN THE EVENT OF A SEVERE
WEATHER SHOCK
NAME OF RECIPIENT ‐ AGRICULTURAL TRANSFORMATION AGENCY
IN SUPPORT OF INTEGRATING CLIMATE SMART RURAL DEVELOPMENT ACROSS
ETHIOPIA'S AGRICULTURAL SECTOR THROUGH A SET OF PROGRAMMATIC ACTIVITIES
RELATED TO CAPACITY BUILDING, NETWORKING AND RESEARCH
NAME OF RECIPIENT ‐ ALLIANCE FOR A GREEN REVOLUTION IN AFRICA
TOWARD THE COSTS OF ITS MARKET ACCESS PROGRAM TO DIRECT INVESTMENTS AND
RESOURCES TO IMPROVE THE MARKET INFRASTRUCTURE FOR THE CORE FOOD
STAPLES OF SELECTED COUNTRIES IN AFRICA, LEADING TO INCREASED INCOMES
FOR SMALLHOLDER FARMERS
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NAME OF RECIPIENT ‐ ASIA FOUNDATION
IN SUPPORT OF A PROJECT, AS A MEMBER ORGANIZATION WITHIN THE CENTER FOR
HEALTH MARKET INNOVATIONS, TO IDENTIFY, MAP, TRACK AND ANALYZE
INNOVATIVE PRIVATE SECTOR HEALTH ORGANIZATIONS AND PROGRAMS IN
PAKISTAN, TO FOSTER LINKAGES AMONG KEY STAKEHOLDERS, AND TO CULTIVATE
ADDITIONAL FUTURE SUPPORT FOR THIS SECTOR
NAME OF RECIPIENT ‐ ASIAN COALITION FOR HOUSING RIGHTS
IN SUPPORT OF ITS ASIAN COALITION FOR COMMUNITY ACTION TO TRAIN AND
PROVIDE PROJECT SUPPORT TO COMMUNITY ARCHITECTS AND MEDIA
PRACTITIONERS, BUILD PARTNERSHIPS WITH POLICYMAKERS, AND GENERATE
KNOWLEDGE PRODUCTS THAT FOCUS ON COMMUNITY DRIVEN URBAN REVITALIZATION
NAME OF RECIPIENT ‐ ASIAN COMMUNITY HEALTH ACTION NETWORK
IN SUPPORT OF THE PEOPLE'S HEALTH MOVEMENT'S BI ANNUAL ASSEMBLY AND A
RELATED WORKSHOP TO ENGAGE CIVIL SOCIETY IN POLICY DIALOGUES ON
STRENGTHENING HEALTH SYSTEMS
NAME OF RECIPIENT ‐ ASIAN MIGRANT CENTRE
IN SUPPORT OF RESEARCH ON THE IMPACT OF CLIMATE CHANGE ON LIVELIHOODS
AND POTENTIAL FOR MIGRATION OF POPULATIONS IN THE GREATER MEKONG SUB
REGION
NAME OF RECIPIENT ‐ ASPEN INSTITUTE INC
FOR USE BY ITS ASPEN NETWORK OF DEVELOPMENT ENTREPRENEURS TOWARD THE
COSTS OF STARTING AN INTERNAL RESEARCH CAPACITY TO ACTIVELY AGGREGATE,
CREATE AND DISTRIBUTE INFORMATION ON THE FIELD OF ENTREPRENEURIAL
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DEVELOPMENT, IN PARTICULAR BY ADDRESSING QUESTIONS ABOUT THE IMPACT OF
SMALL AND GROWING BUSINESSES ON POVERTY ALLEVIATION IN EMERGING MARKET
COUNTRIES
NAME OF RECIPIENT ‐ ASPEN INSTITUTE INC
TOWARD THE COSTS OF ITS AGENT ORANGE IN VIETNAM FUND, TO EXPAND THE
"HOPE SYSTEM OF CARE FOR CHILDREN AND DISABILITIES" PROGRAM INTO THE
CAM LE DISTRICT OF DA NANG, VIETNAM
NAME OF RECIPIENT ‐ AVASANT LLC
IN SUPPORT OF RESEARCHING THE POLICIES, INCENTIVES AND GLOBAL BEST
PRACTICES THAT ENCOURAGE THE GROWTH OF EMPLOYMENT OPPORTUNITIES FOR
PEOPLE WHO ARE HISTORICALLY AND SOCIO ECONOMICALLY DISADVANTAGED
NAME OF RECIPIENT ‐ BANGABANDHU SHEIKH MUJIB MEDICAL UNIVERSITY
IN SUPPORT OF A PROJECT TO LAUNCH A NEW DEPARTMENT OF PUBLIC HEALTH AND
INFORMATICS IN BANGLADESH
NAME OF RECIPIENT ‐ BANGLADESH RURAL ADVANCEMENT COMMITTEE
IN SUPPORT OF A PROJECT TO FINE TUNE, IMPLEMENT AND SCALE UP THE BRAC
HEALTHCARE INNOVATIONS PROGRAM (B HIP) FOR BRAC BENEFICIARIES AND THEIR
FAMILIES
NAME OF RECIPIENT ‐ BERENICE JOSEPHINE BICKLE DE BASTO
AS A BELLAGIO CREATIVE ARTIST FELLOWSHIP, TO ENABLE THE ARTIST TO SPEND
THREE MONTHS AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, IN
RECOGNITION OF HER PAST ACCOMPLISHMENTS AS A VISUAL ARTIST, AND TO
ENABLE HER TO ENHANCE HER ART
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NAME OF RECIPIENT ‐ BERTELSMANN FOUNDATION NORTH AMERICA INC
TOWARD THE COSTS OF "MEGATRENDS IN GLOBAL INTERACTION: CREATIVE
DISSEMINATION AND NEW MEDIA STRATEGY," A PROJECT TO DEVELOP AN
ACCESSIBLE ON LINE PLATFORM WITH GLOBAL TREND RESOURCES TO ASSIST
RESEARCHERS AND POLICYMAKERS IDENTIFY FUTURE GLOBAL CHALLENGES AND
ENRICH LONG TERM PLANNING EFFORTS
NAME OF RECIPIENT ‐ BLUEGREEN ALLIANCE FOUNDATION
IN SUPPORT OF RESEARCH TO IDENTIFY THE POTENTIAL FOR CERTIFICATION
SYSTEMS AND INDICES TO INCREASE SOCIAL AND ECONOMIC EQUITY ACROSS THE
FOOD SYSTEM IN THE UNITED STATES
NAME OF RECIPIENT ‐ BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR
UNIVERSITY
IN SUPPORT OF RESEARCH THAT WILL INTEGRATE CLIMATE CHANGE RESILIENCE
MODELS, CROP MODELS AND FOOD SECURITY DATA IN SUB SAHARAN AFRICA TO
INFORM THE PRIORITIZATION OF INVESTMENTS IN AGRICULTURAL DEVELOPMENT
AND AID IN THE IDENTIFICATION OF POTENTIALLY ADAPTIVE CROP RESEARCH AND
CROP SHIFTING STRATEGIES
NAME OF RECIPIENT ‐ BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR
UNIVERSITY
FOR USE BY ITS WOODS INSTITUTE FOR THE ENVIRONMENT IN SUPPORT OF THE
"UNCOMMON DIALOGUE" PROGRAM, A SERIES OF WORKSHOPS AND PAPERS EXPLORING
NEW IDEAS AND INTERVENTION OPPORTUNITIES RELATED TO PROBLEMS FACING
POOR AND VULNERABLE PEOPLE AND SHARING THEM WITH THE PHILANTHROPIC AND
SOCIAL SECTOR COMMUNITIES
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3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT ‐ BROADREACH HEALTHCARE LLC
IN SUPPORT OF HEALTH MARKET RESEARCH ACTIVITIES IN SOUTH AFRICA AS PART
OF A GLOBAL NETWORK WORKING TO ASSESS THE FEASIBILITY OF MIXED PRIVATE
AND PUBLIC SECTOR MODELS TO IMPROVE HEALTH OUTCOMES IN DEVELOPING
COUNTRIES INCLUDING COLLABORATIVE ACTION, FINANCING NETWORKS, EVIDENCE
BASED AGENDA SETTING, KNOWLEDGE AND CAPACITY BUILDING, AND COUNTRY
LEVEL DEMONSTRATIONS
NAME OF RECIPIENT ‐ BROOKINGS INSTITUTION
FOR USE BY ITS METROPOLITAN POLICY PROGRAM TOWARD THE COSTS OF AN
INITIATIVE TO ADDRESS TRANSPORTATION AND INFRASTRUCTURE CHALLENGES
FACING CITIES IN THE UNITED STATES AND CREATE A NATIONAL VISION THAT
WILL ADVANCE TRANSPORTATION POLICIES THAT LEAD TO SOCIAL EQUITY,
ENVIRONMENTAL SUSTAINABILITY, AND ECONOMIC GROWTH
NAME OF RECIPIENT ‐ BROOKINGS INSTITUTION
FOR USE BY ITS METROPOLITAN POLICY PROGRAM TOWARD THE COSTS OF THE
BROOKINGS ROCKEFELLER PROJECT ON STATE AND METROPOLITAN POLICY
INNOVATION, AN INITIATIVE WHICH SEEKS TO CATALYZE INNOVATIVE STATE AND
METROPOLITAN REFORM IN SUPPORT OF A PRODUCTIVE, SUSTAINABLE AND
INCLUSIVE ECONOMY
NAME OF RECIPIENT ‐ BROOKLYN ACADEMY OF MUSIC INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF THE DEVELOPMENT OF INNOVATIVE PROGRAMMING FOR THE
RICHARD B. FISHER BUILDING TO DEMONSTRATE HOW A LARGE, GLOBAL
INSTITUTION CAN HAVE A LOCAL IMPACT
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NAME OF RECIPIENT ‐ CAMBODIA DEVELOPMENT RESOURCE INSTITUTE
TOWARD THE COSTS OF A PROJECT, IN COLLABORATION WITH THE INTERNATIONAL
DEVELOPMENT RESEARCH CENTRE AND OTHER PARTNERS, TO STRENGTHEN THE
GOVERNANCE, COORDINATION AND RESEARCH MANAGEMENT CAPACITY OF THE
GREATER MEKONG SUB REGION DEVELOPMENT ANALYSIS NETWORK IN ORDER TO
BUILD ITS LONG TERM SUSTAINABILITY AND GENERATE COLLABORATIVE RESEARCH
ON PROMOTING INCLUSIVE GROWTH WITHIN THE GREATER MEKONG SUB REGION
NAME OF RECIPIENT ‐ CAPITAL E LLC
TOWARD THE COSTS OF ITS GREEN BUILDING PERFORMANCE DATABASE, WHICH WILL
MAKE RIGOROUS DATA ON THE COSTS AND BENEFITS OF GREEN BUILDINGS FREE
AND PUBLICLY ACCESSIBLE
NAME OF RECIPIENT ‐ CAREGO INTERNATIONAL INC
IN SUPPORT OF FACILITATING A LEARNING VISIT BY OFFICIALS OF THE KENYAN
MINISTRY OF MEDICAL SERVICES TO A SUCCESSFUL HEALTH INFORMATION
EXCHANGE WORKING SITE IN BRISBANE, AUSTRALIA AS A POTENTIAL MODEL FOR
IMPROVING THE QUALITY AND EFFICIENCY OF HEALTH CARE IN KENYA
NAME OF RECIPIENT ‐ CARNEGIE HALL SOCIETY
TOWARD THE COSTS OF LAUNCHING THE NATIONAL YOUTH ORCHESTRA OF THE
UNITED STATES OF AMERICA A PROFESSIONAL CALIBER TRAINING ORCHESTRA THAT
WILL PROVIDE A TRANSFORMATIVE MUSICAL EXPERIENCE TO PROMISING YOUNG
MUSICIANS
NAME OF RECIPIENT ‐ CASITA MARIA INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD, IN
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PARTNERSHIP WITH COMPANY IN RESIDENCE DANCING IN THE STREETS TOWARD THE
COSTS OF DEVELOPING LONG TERM PUBLIC ART PROJECTS THAT ENGAGE
COMMUNITIES IN INVESTIGATING AND EXPRESSING THE CULTURAL HERITAGE OF
THE SOUTH BRONX
NAME OF RECIPIENT ‐ CEC ARTSLINK INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF A SERIES OF PARTNERSHIPS BETWEEN INTERNATIONAL
ARTISTS, LOCAL ARTISTS AND NEW YORK CITY'S INTERNATIONAL DIASPORIC
COMMUNITIES TO COLLABORATIVELY DEVELOP NEW WORKS OF ART
NAME OF RECIPIENT ‐ CENTER FOR CREATIVE INITIATIVES IN HEALTH AND
POPULATION
IN SUPPORT OF A PROJECT, AS A MEMBER ORGANIZATION WITHIN THE CENTER FOR
HEALTH MARKET INNOVATIONS, TO IDENTIFY, MAP, TRACK, AND ANALYZE
INNOVATIVE PRIVATE SECTOR HEALTH ORGANIZATIONS AND PROGRAMS IN VIETNAM
AND CAMBODIA, TO FOSTER LINKAGES AMONG KEY STAKEHOLDERS, AND TO
CULTIVATE ADDITIONAL FUTURE SUPPORT FOR THIS SECTOR
NAME OF RECIPIENT ‐ CENTER FOR INTERNATIONAL FORESTRY RESEARCH
IN SUPPORT OF DEVELOPING NATIONAL POLICIES FOR ADAPTATION TO CLIMATE
CHANGE AMONG FARMERS LIVING ADJACENT TO FORESTS IN KENYA AND UGANDA
NAME OF RECIPIENT ‐ CENTER FOR URBAN PEDAGOGY INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF DEVELOPING A SOCIAL JUSTICE DESIGN CLINIC THAT
HELPS COMMUNITY ORGANIZATIONS DEMYSTIFY AND VISUALIZE COMPLEX URBAN
ISSUES
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NAME OF RECIPIENT ‐ CENTRE FOR DEMOCRACY AND DEVELOPMENT
IN CONTINUED SUPPORT OF A PROJECT TO CONDUCT TREND MONITORING AND
HORIZON SCANNING ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT,
FOCUSED ON WEST AFRICA
NAME OF RECIPIENT ‐ CENTRE FOR HEALTH AND SOCIAL SERVICES
IN SUPPORT OF THE FIRST "PAN AFRICAN CONFERENCE ON UNIVERSAL HEALTH
COVERAGE," TO BE HELD IN ACCRA, GHANA, NOVEMBER 2011, TO CREATE A
MOVEMENT AMONG COMMUNITY SUPPORTED ORGANIZATIONS, MINISTRIES OF HEALTH,
PRACTITIONERS AND ACADEMICS FOR EQUITABLE HEALTH FINANCING IN AFRICA
NAME OF RECIPIENT ‐ CENTRE FOR PROMOTION OF QUALITY OF LIFE
IN SUPPORT OF A PROJECT TO STRENGTHEN HEALTH SYSTEMS, ADDRESS CLIMATE
CHANGE CHALLENGES AND INCREASE ACCESS TO HEALTH INSURANCE FOR POOR
COMMUNITIES IN TIEN GIANG PROVINCE, VIETNAM
NAME OF RECIPIENT ‐ CHALLENGE TO CHANGE
IN SUPPORT OF AN ASIA YOUTH INITIATIVES PROGRAM TO IDENTIFY AND BACK
URBAN CLIMATE CHANGE RESILIENCE BUILDING EFFORTS IN THREE VIETNAMESE
CITIES (CAN THO, DA NANG, QUY NHON) THROUGH A CALL FOR PROPOSALS
DIRECTED AT LOCAL YOUTH
NAME OF RECIPIENT ‐ CHARTER CITIES
IN SUPPORT OF CONVENING PANELS OF EXPERTS TO FORMULATE IDEAL POLICY
FRAMEWORKS THAT ENCOURAGE MORE SUSTAINABLE, EQUITABLE AND RESILIENT
CITIES
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NAME OF RECIPIENT ‐ CHERIE BLAIR FOUNDATION FOR WOMEN
TOWARD THE COSTS OF HIRING A PROGRAM MANAGER FOR ITS "WOMEN
ENTREPRENEURS AND MOBILE TECHNOLOGY PROGRAM," WHICH SEEKS TO PROVIDE
WOMEN WITH IMPROVED ACCESS TO MOBILE PHONES AS A WAY TO DEVELOP AND
IMPROVE THEIR ENTREPRENEURIAL VENTURES IN THE MIDDLE EAST, SOUTH ASIA
AND SUB SAHARAN AFRICA
NAME OF RECIPIENT ‐ CHILDLINE KENYA
IN SUPPORT OF PROFESSIONALIZING AND INCREASING THE EFFICIENCY OF ITS
TOLL FREE CHILD ABUSE HOTLINE TO ENSURE BETTER RESPONSE AND SUPPORT TO
VULNERABLE CHILDREN IN KENYA
NAME OF RECIPIENT ‐ CHIMPANZEE PRODUCTIONS INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD, FOR
USE BY ITS DIGITAL DIASPORA FAMILY REUNION, TOWARD THE COSTS OF AN
INTERACTIVE VISUAL HISTORY OF NEW YORK CITY DEVELOPED FROM NEW YORKERS'
PERSONAL FAMILY ARCHIVES AND STORIES
NAME OF RECIPIENT ‐ CHINA NATIONAL HEALTH DEVELOPMENT RESEARCH CENTER
IN SUPPORT OF FORMULATING SPECIFIC, EVIDENCE BASED OPTIONS FOR CREATING
A NATIONAL PROVIDER PAYMENT SYSTEM IN AN EFFORT TO ACHIEVE UNIVERSAL
HEALTH COVERAGE IN CHINA
NAME OF RECIPIENT ‐ CLAREMONT GRADUATE UNIVERSITY
FOR USE BY ITS SCHOOL OF BEHAVIORAL AND ORGANIZATIONAL SCIENCES TO
PROVIDE GRANTEES AND PARTNERS, PARTICULARLY THOSE IN AFRICA AND ASIA,
WITH BETTER TOOLS TO DESIGN STRATEGIES AND EVALUATION PRACTICES AROUND
THE KIND OF COMPLEX OUTCOMES THAT ARE COMMON TO THE FOUNDATION'S
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INITIATIVES
NAME OF RECIPIENT ‐ CLINTON HEALTH ACCESS INITIATIVE INC
FOR USE BY ITS RWANDA COUNTRY OFFICE, IN COLLABORATION WITH THE
MINISTRY OF HEALTH IN RWANDA, TO UPGRADE DISTRICT HEALTH STRENGTHENING
TOOL SOFTWARE AND PROVIDE REGIONAL TRAINING AND SUPPORT FOR THE LOCAL
LEVEL INTEGRATION OF NEW EHEALTH TECHNOLOGIES COUNTRY WIDE
NAME OF RECIPIENT ‐ CLINTON HEALTH ACCESS INITIATIVE INC
FOR USE BY ITS KENYA OFFICE, TOWARD THE COSTS OF A COLLABORATION WITH
KENYA'S MINISTRIES OF MEDICAL SERVICES AND PUBLIC HEALTH AND SANITATION
TO DEVELOP AND LAUNCH AN OPEN STANDARD AUTOMATED SYSTEM FOR ANNUAL
OPERATIONAL PLANNING ACTIVITIES FACILITATING FASTER, INFORMED RESPONSE
CAPACITY BY ITS HEALTH SYSTEM AT LOCAL AND NATIONAL LEVELS
NAME OF RECIPIENT ‐ CNT ENERGY
IN SUPPORT OF ITS "BUILDING THE MULTI FAMILY RETROFIT MARKET:
REPLICATING ENERGY SAVERS IN NEW MARKETS" INITIATIVE, WHICH AIMS TO
REPLICATE ITS MULTI FAMILY ENERGY RETROFIT MODEL IN U.S. CITIES
NAME OF RECIPIENT ‐ COMMON GROUND COMMUNITIES INC D B A COMMUNITY
SOLUTIONS
TOWARD THE COSTS OF DOCUMENTING A SYSTEMS APPROACH TO COMMUNITY
DEVELOPMENT AND IMPLEMENTING A NEW SYSTEM FOR DATA COLLECTION AND
PERFORMANCE MANAGEMENT AMONG THE BROWNSVILLE PARTNERSHIP, A CONSORTIUM
OF TWELVE COMMUNITY PARTNER ORGANIZATIONS AND AGENCIES THAT COORDINATE
EFFORTS TO PREVENT FAMILY HOMELESSNESS
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NAME OF RECIPIENT ‐ COMMON MARKET FOR EASTERN AND SOUTHERN AFRICA
SECRETARIAT
IN SUPPORT OF POLICY ENGAGEMENT, RESEARCH, AND ANALYSIS WORK THAT WILL
STRENGTHEN AFRICA'S POSITION ON AGRICULTURE IN INTERNATIONAL CLIMATE
CHANGE NEGOTIATIONS AND WILL HELP NATIONAL GOVERNMENTS DEVELOP CLIMATE
SMART AGRICULTURAL POLICIES AND ACTION PLANS
NAME OF RECIPIENT ‐ COMMUNITY AND INDIVIDUAL DEVELOPMENT ASSOCIATION
TOWARD THE COSTS OF ESTABLISHING AN ACADEMY TO TRAIN UNEMPLOYED AND
DISADVANTAGED YOUTH FOR VARIOUS ROLES WITHIN THE OUTSOURCING INDUSTRY,
AS PART OF A BROADER DEMONSTRATION TO TEST WHETHER THE NASCENT FIELD OF
"IMPACT SOURCING" CAN YIELD BETTER EMPLOYMENT OPPORTUNITIES FOR POOR
AND VULNERABLE POPULATIONS
NAME OF RECIPIENT ‐ COMMUNITY PARTNERS
FOR USE BY THE GEENA DAVIS INSTITUE ON GENDER IN MEDIA TOWARD THE COSTS
OF A GLOBAL RESEARCH STUDY THAT WILL EXAMINE GENDER PORTRAYALS IN
FAMILY FILMS MADE OUTSIDE OF THE UNITED STATES AND THE IMPACT OF THESE
PORTRAYALS ON THE SOCIAL, EMOTIONAL AND PHYSICAL HEALTH, ATTITUDES AND
BEHAVIORS OF WOMEN AND GIRLS
NAME OF RECIPIENT ‐ CONFEDERATION OF INDIAN INDUSTRY
FOR USE BY ITS SOHRABJI GODREJ GREEN BUSINESS CENTER IN SUPPORT OF
BRINGING TOGETHER STAKEHOLDERS FROM THE MOBILE PHONE INDUSTRY,
FINANCIAL INSTITUTIONS, COMMUNITY ORGANIZATIONS, GOVERNMENT AND THE
TECHNOLOGY MANUFACTURING AND SUPPLY SECTORS TO CREATE AN ENABLING
ENVIRONMENT NECESSARY FOR THE SUCCESS AND SCALE UP OF A MULTI SITE
PROJECT TO GENERATE OFF GRID ELECTRICITY FOR DISTRIBUTION TO POOR RURAL
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COMMUNITIES IN INDIA
NAME OF RECIPIENT ‐ COOPERATIVE FOR ASSISTANCE AND RELIEF EVERYWHERE CARE
USA
FOR USE BY ITS POVERTY, ENVIRONMENT AND CLIMATE CHANGE NETWORK TO
DEVELOP AND IMPLEMENT A SUSTAINABLE AGRICULTURE AND LAND MANAGEMENT
CARBON PROJECT IN WESTERN KENYA
NAME OF RECIPIENT ‐ COUNCIL ON FOREIGN RELATIONS INC
IN SUPPORT OF A COLLABORATION WITH THE BRAZILIAN MISSION TO ORGANIZE A
PANEL ON PROGRESS TOWARD UNIVERSAL HEALTH COVERAGE, TO BE HELD DURING
THE UNITED NATIONS GENERAL ASSEMBLY MEETING IN SEPTEMBER 2011, AND
THREE FOLLOW UP ROUNDTABLE DISCUSSIONS
NAME OF RECIPIENT ‐ CROWN AGENTS FOR OVERSEA GOVERNMENTS AND
ADMINISTRATIONS LIMITED
FOR USE BY ITS CROWN AGENTS LEGAL DIVISION, TOWARD THE COSTS OF
LAUNCHING A SECRETARIAT TO COORDINATE THE HARNESSING NON STATE ACTORS
FOR BETTER HEALTH FOR THE POOR (HANSHEP) PROJECT, A PARTNERSHIP TO
ENABLE POOLED DONOR FUNDS AND EXPERTISE TO SUPPORT INNOVATIVE PRIVATE
SECTOR HEALTH PROGRAMS AND APPROACHES GLOBALLY
NAME OF RECIPIENT ‐ DANCE FILMS ASSOCIATION INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD, IN
SUPPORT OF A PARTNERSHIP WITH TENDU TV TO PRODUCE, MARKET AND
DISTRIBUTE HD/3D FILMS OF NEW YORK CITY DANCE COMPANIES' PRODUCTIONS
NAME OF RECIPIENT ‐ DANCE THEATRE OF HARLEM INC
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AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF A SERIES OF SIX WEEK IN PERSON AND ONLINE
EXPLORATIONS INTO THE CREATION OF NEW DANCE WORKS IN ORDER TO BUILD
AUDIENCES AND PROVIDE NEW REPERTOIRE
NAME OF RECIPIENT ‐ DECENTRALISED ENERGY SYSTEMS INDIA PRIVATE LIMITED
IN SUPPORT OF A PROJECT TO DESIGN AND TEST SCALABILITY AND
REPLICABILITY OF OFF GRID ENERGY SERVICE COMPANIES FOR DELIVERING
RENEWABLE ENERGY SOLUTIONS THAT PROVIDE CLEAN ENERGY AND SPUR LOCAL
ECONOMIC GROWTH FOR RURAL COMMUNITIES IN INDIA
NAME OF RECIPIENT ‐ DIABETIC ASSOCIATION OF BANGLADESH
FOR USE BY ITS BANGLADESH INSTITUTE OF SCIENCES TOWARD THE COSTS OF
ESTABLISHING THE DEPARTMENT OF HEALTH INFORMATICS TO LAUNCH A MASTERS
OF SCIENCE CURRICULUM ON HEALTH INFORMATICS
NAME OF RECIPIENT ‐ DUKE UNIVERSITY
FOR USE BY ITS CENTER FOR THE ADVANCEMENT OF SOCIAL ENTREPRENEURSHIP IN
SUPPORT OF A RESEARCH PROJECT ANALYZING THE SUSTAINABILITY AND IMPACT
OF IMPACT ENTERPRISES ON POOR AND VULNERABLE POPULATIONS GLOBALLY
NAME OF RECIPIENT ‐ EAST CENTRAL AND SOUTHERN AFRICAN HEALTH COMMUNITY
IN CONTINUED SUPPORT OF ITS INITIATIVE TO STRENGTHEN LEADERSHIP AND
INCREASE CAPACITY AND STRATEGIC INFORMATION RESOURCES AT THE MINISTRIES
OF HEALTH IN EAST, CENTRAL AND SOUTHERN AFRICAN COUNTRIES IN ORDER TO
MAXIMIZE BENEFITS FROM FUTURE NEGOTIATIONS RELATED TO GLOBAL HEALTH
DIPLOMACY
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NAME OF RECIPIENT ‐ EAST AFRICA ASSOCIATION OF GRANTMAKERS
IN SUPPORT OF RESEARCH TO STUDY THE STATE AND NATURE OF PHILANTHROPY IN
EAST AFRICA IN AN EFFORT TO DEVELOP EVIDENCE BASED PROGRAMS FOR
INFORMING AND PROMOTING PHILANTHROPY IN THE REGION
NAME OF RECIPIENT ‐ ECOAGRICULTURE INTERNATIONAL INC
IN SUPPORT OF EVALUATING PROGRAM MODELS FOR CLIMATE FINANCE IN
AGRICULTURE AND FOR THE SECOND INTERNATIONAL ECOAGRICULTURE CONFERENCE
AND KNOWLEDGE EXCHANGE, TO BE HELD IN NAIROBI, KENYA IN 2012
NAME OF RECIPIENT ‐ ECONOMIC MOBILITY CORPORATION
IN SUPPORT OF AN EVALUATION OF TRANSITIONAL EMPLOYMENT PROGRAMS
SUPPORTED WITH AMERICAN RECOVERY AND REINVESTMENT ACT FUNDS TO ASSESS
PARTICIPANT AND EMPLOYER EXPERIENCES AND OUTCOMES
NAME OF RECIPIENT ‐ EDWARD PEPUKAYI MAZHANGARA
RENEWAL OF FELLOWSHIP FOR ADVANCED TRAINING IN AGRICULTURAL ECONOMICS
LEADING TO THE PH.D. DEGREE AT THE DEPARTMENT OF AGRICULTURAL
ECONOMICS, MICHIGAN STATE UNIVERSITY, EAST LANSING
NAME OF RECIPIENT ‐ EDWARD T JACKSON AND ASSOCIATES LTD
IN SUPPORT OF A STRATEGIC ASSESSMENT OF THE FIELD OF IMPACT INVESTING
AND AN EVALUATION OF THE WORK OF THE ROCKEFELLER FOUNDATION'S
INITIATIVE, HARNESSING THE POWER OF IMPACT INVESTING
NAME OF RECIPIENT ‐ EDWARD T JACKSON AND ASSOCIATES LTD
IN SUPPORT OF MONITORING AND EVALUATION OF THE ROCKEFELLER FOUNDATION'S
INITIATIVE IN DEVELOPMENT, POVERTY REDUCTION THROUGH INFORMATION AND
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DIGITAL EMPLOYMENT (PRIDE) AND TO FOSTER LEARNING, ACCOUNTABILITY AND
PERFORMANCE IMPROVEMENTS IN THE FOUNDATION AND AMONG ITS GRANTEES
NAME OF RECIPIENT ‐ EGERTON UNIVERSITY
IN SUPPORT OF AN INITIATIVE TO HELP FARMERS AND PASTORALISTS IN KENYA
TO ADEQUATELY ADAPT TO CLIMATE CHANGE AS PART OF AN EFFORT TO LEAD A
REGIONAL CLIMATE CHANGE ADAPTATION MOVEMENT
NAME OF RECIPIENT ‐ EL PUENTE DE WILLIAMSBURG INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF A CULTURAL NEEDS ASSESSMENT OF SOUTH WILLIAMSBURG
INCLUDING EFFORTS TO DOCUMENT ITS SOCIAL INFRASTRUCTURE AND MAP
CULTURAL ASSETS THAT SUPPORT CREATIVE, HEALTH AND COMMUNITY DEVELOPMENT
NAME OF RECIPIENT ‐ EMCARTS INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF "NEW YORK/NEW PATHWAYS," AN INNOVATION TRAINING AND
IMMERSION PROGRAM INCLUDING THREE COMMUNITY CONVENINGS FOR UP TO 40
ORGANIZATIONS FROM THE NEW YORK AREA ARTS COMMUNITY, AND AN IN DEPTH
INTERVENTION AROUND INNOVATION TO DEVELOP AND TEST BREAKTHROUGH
STRATEGIES FOR THREE SELECTED ORGANIZATIONS
NAME OF RECIPIENT ‐ EMCARTS INC
IN SUPPORT OF ACTIVITIES TO CAPTURE AND SHARE LESSONS LEARNED BY
GRANTEES OF THE FOUNDATION'S NEW YORK CITY CULTURAL INNOVATION FUND
NAME OF RECIPIENT ‐ ENABLIS ENTREPRENEURIAL NETWORK EAST AFRICA LIMITED
IN SUPPORT OF IDENTIFYING, TRAINING AND PROVIDING DEVELOPMENT SUPPORT
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TO BUSINESS PROCESS OUTSOURCING ENTREPRENEURS IN NAIROBI AND KISUMU, AS
PART OF A BROADER DEMONSTRATION TO TEST WHETHER A NEW FIELD OF "IMPACT
SOURCING" CAN YIELD BETTER EMPLOYMENT OPPORTUNITIES FOR VERY POOR
POPULATIONS
NAME OF RECIPIENT ‐ EUGENIO MARIA DE HOSTOS COMMUNITY COLLEGE FOUNDATION
FOR USE BY ITS HOSTOS CENTER FOR THE ARTS AND CULTURE AS A RECIPIENT OF
A NEW YORK CITY CULTURAL INNOVATION FUND AWARD, TOWARD THE COSTS OF
"THE YOUNG ROOTS SERIES: INNOVATION OUT OF TRADITION," A CURATED SERIES
OF PERFORMANCES SHOWCASING YOUNG MASTERS OF AFRO CARIBBEAN MUSIC WHO
ADD ELEMENTS OF JAZZ, HIP HOP, ROCK AND REGGAETON IN COLLABORATIONS
THAT ESCHEW NATIONAL DISTINCTIONS
NAME OF RECIPIENT ‐ FAMILY HEALTH INTERNATIONAL
FOR USE BY ITS ASIAN PACIFIC REGIONAL OFFICE TOWARD THE COSTS OF
DEVELOPING AND IMPLEMENTING A HOSPITAL ACCREDITATION SYSTEM IN
BANGLADESH
NAME OF RECIPIENT ‐ FARM INPUT PROMOTIONS AFRICA LTD
IN SUPPORT OF BUILDING CLIMATE CHANGE RESILIENCE THROUGH THE
DISSEMINATION OF ADAPTIVE TECHNOLOGIES AMONG 65,000 SMALLHOLDER FARMERS
IN SEMI ARID AREAS OF KENYA AND TANZANIA
NAME OF RECIPIENT ‐ FINANCIAL SECTOR DEEPENING TRUST KENYA
TOWARD THE COSTS OF A JOINT PROGRAM WITH THE INTERNATIONAL LIVESTOCK
RESEARCH INSTITUTE AND THE WORLD BANK'S COMMODITY RISK MANAGEMENT GROUP
TO PROMOTE THE DEVELOPMENT OF WEATHER INDEXED CROP AND LIVESTOCK
INSURANCE PRODUCT PILOTS IN KENYA IN AN EFFORT TO HELP AFRICAN
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SMALLHOLDER FARMERS BETTER MANAGE CLIMATE RELATED RISKS
NAME OF RECIPIENT ‐ FLORIDA STATE UNIVERSITY RESEARCH FOUNDATION
FOR USE BY FLORIDA STATE UNIVERSITY TOWARD THE COSTS OF CONVENING A
WORKSHOP AND ESTABLISHING A CLEARINGHOUSE ON MARKET BASED SOLUTIONS TO
IMPROVE PUBLIC TRANSPORTATION
NAME OF RECIPIENT ‐ FOOD AGRICULTURE AND NATURAL RESOURCES POLICY
ANALYSIS NETWORK
IN SUPPORT OF A PROJECT TO STRENGTHEN ADVOCACY CAPACITY FOR CLIMATE
SMART AGRICULTURE, INCLUDING PRODUCING POLICY PAPERS AND A KNOWLEDGE
BANK, TRAINING AND EQUIPPING PRACTITIONERS WITH ADVOCACY MESSAGES,
TRAINING AFRICAN JOURNALISTS ON CLIMATE CHANGE AND AGRICULTURE ISSUES,
AND PARTICIPATING IN KEY POLICY DIALOGUES AND CLIMATE CHANGE
NEGOTIATIONS
NAME OF RECIPIENT ‐ FOREST TRENDS ASSOCIATION
IN SUPPORT OF DEVELOPING CLIMATE AGRICULTURAL FINANCE MODELS THAT CAN
BE USED TO ACCESS CARBON AND CLIMATE FINANCE SOURCES FOR AGRICULTURAL
CLIMATE MITIGATION AND ADAPTATION PROJECTS IN AN EFFORT TO REDUCE
POVERTY AND DECREASE VULNERABILITY FOR SMALLHOLDER FAMERS IN AFRICA
NAME OF RECIPIENT ‐ FORO NACIONAL INTERNACIONAL
IN CONTINUED SUPPORT OF A PROJECT TO CONDUCT TREND MONITORING AND
HORIZON SCANNING RESEARCH ON ISSUES RELEVANT TO POVERTY AND HUMAN
DEVELOPMENT, FOCUSED ON SOUTH AMERICA
NAME OF RECIPIENT ‐ FORUM FOR AFRICAN WOMEN EDUCATIONALISTS
123651 12‐19‐11 292 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
IN SUPPORT OF RESEARCH ON THE BARRIERS TO WOMEN'S ADVANCEMENT IN
ACADEMIC AND MANAGEMENT ROLES IN AFRICAN UNIVERSITIES, ADVOCACY AROUND
AND INITIATION OF INNOVATIVE STRATEGIES FOR PROMOTING GENDER EQUITABLE
RECRUITMENT AND RETENTION, AND EFFORTS TO MONITOR PROGRESS TOWARD
ACHIEVING GENDER EQUALITY IN PARTICIPATING INSTITUTIONS
NAME OF RECIPIENT ‐ FOUNDRY THEATRE
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF CREATING FIVE ARTISTIC WORKS EXPLORING LIFE IN NEW
YORK CITY THROUGH COLLABORATIONS BETWEEN ARTISTS AND COMMUNITY BASED
AND SOCIAL JUSTICE ORGANIZATIONS
NAME OF RECIPIENT ‐ FREEDOM FROM HUNGER
IN SUPPORT OF A PROJECT, AS A MEMBER ORGANIZATION OF THE CENTER FOR
HEALTH MARKET INNOVATIONS, TO IDENTIFY, MAP, TRACK, AND ANALYZE
INNOVATIVE PRIVATE SECTOR HEALTH ORGANIZATIONS AND PROGRAMS IN THE
ANDES REGION OF LATIN AMERICA, AND FOSTER LINKAGES AMONG KEY
STAKEHOLDERS TO CULTIVATE ADDITIONAL FUTURE SUPPORT FOR THIS SECTOR
NAME OF RECIPIENT ‐ FUNDACAO BRASILEIRA PARA O DESENVOLVIMENTO
SUSTENTAVEL
IN SUPPORT OF THE JOINT INITIATIVE ON URBAN SUSTAINABILITY (JIUS) TO
DEVELOP MODELS, RELATIONSHIPS AND AN OVERARCHING FRAMEWORK THAT WILL
CATALYZE SUSTAINABLE INVESTMENT IN BRAZIL, THE UNITED STATES AND OTHER
COUNTRIES
NAME OF RECIPIENT ‐ FUNDACAO INTERUNIVERSITARIA DE ESTUDOS E PESQUISAS
SOBRE O TRABALHO
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IN SUPPORT OF IN DEPTH RESEARCH TO EXPLORE POLICY AND INCENTIVES FOR
DEVELOPING AND CONNECTING IMPACT INVESTMENT TO THE SOLIDARITY ECONOMY
THUS PROMOTING EQUITABLE AND SUSTAINABLE DEVELOPMENT IN BRAZIL
NAME OF RECIPIENT ‐ GEORGETOWN UNIVERSITY
FOR USE BY ITS GEORGETOWN CLIMATE CENTER IN SUPPORT OF COORDINATING THE
TRANSPORTATION CLIMATE INITIATIVE, A REGIONAL EFFORT BY ELEVEN
NORTHEAST AND MID ATLANTIC STATES AND THE DISTRICT OF COLUMBIA TO
REDUCE TRANSPORTATION SECTOR GREENHOUSE GAS EMISSIONS AND SPEED THE
DEVELOPMENT OF A CLEAN ENERGY ECONOMY
NAME OF RECIPIENT ‐ GLOBALGIVING FOUNDATION INC
IN SUPPORT OF ITS CROWDSOURCING AND CROWDFUNDING SOCIAL INNOVATION
PROGRAM, IN COLLABORATION WITH INNOCENTIVE, INC., TO ASSIST
ORGANIZATIONS AND INDIVIDUALS IN FINDING SOLUTIONS TO ADDRESS SCIENCE
AND TECHNOLOGY RELATED CHALLENGES INHERENT IN THEIR PROJECTS THAT HAVE
THE POTENTIAL TO IMPROVE THE LIVES OF POOR AND VULNERABLE PEOPLE
NAME OF RECIPIENT ‐ GODEKE CONSULTING
IN SUPPORT OF RESEARCHING THE LANDSCAPE OF POTENTIAL IMPACT INVESTORS
TO BUILD A MORE ROBUST MARKET FOR SOCIAL IMPACT BONDS IN ORDER TO SCALE
SOLUTIONS TO SOCIAL PROBLEMS FACING POOR AND VULNERABLE COMMUNITIES IN
THE UNITED STATES
NAME OF RECIPIENT ‐ GORAKHPUR ENVIRONMENTAL ACTION GROUP
IN SUPPORT OF DEVELOPING A MODEL FOR WARD LEVEL CLIMATE CHANGE
RESILIENCE PLANNING THAT CAN BE INTEGRATED INTO THE OVERALL DEVELOPMENT
PLANNING PROCESS IN GORAKHPUR, INDIA, AS PART OF THE ASIAN CITIES
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CLIMATE CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT ‐ GORAKHPUR ENVIRONMENTAL ACTION GROUP
IN SUPPORT OF A PROJECT TO ENHANCE THE CLIMATE CHANGE RESILIENCE OF
GORAKHPUR CITY THROUGH RESEARCH AND ADVOCACY ON THE CONTRIBUTION OF
PERI URBAN AGRICULTURE TO MITIGATING LONG TERM CHANGING PATTERNS OF
FLOOD RISK, AND THE EXPANSION OF AGRICULTURE FARM MODELS AND EXTENSION
SERVICES
NAME OF RECIPIENT ‐ GORAKHPUR ENVIRONMENTAL ACTION GROUP
IN SUPPORT OF EFFORTS TO STRENGTHEN ITS INSTITUTIONAL CAPACITY TO BUILD
URBAN CLIMATE CHANGE RESILIENCE IN EASTERN INDIA BY EXPANDING ITS
ACTIVITIES TO THREE NEW CITIES, AS PART OF ASIAN CITIES CLIMATE CHANGE
RESILIENCE NETWORK
NAME OF RECIPIENT ‐ GRANTMAKERS IN THE ARTS
IN GENERAL SUPPORT OF ITS MISSION TO STRENGTHEN THE FIELD OF PRIVATE
SECTOR ARTS AND CULTURE GRANTMAKING
NAME OF RECIPIENT ‐ GREATER CAPITAL ASSOCIATION INC
IN SUPPORT OF IN DEPTH RESEARCH TO EXAMINE HOW CHANGES IN THE
REGULATIONS GOVERNING PENSION FUND INVESTMENT PRACTICES IN SOUTH AFRICA
COULD FACILITATE A CHANGE IN THE INVESTMENT STRATEGIES OF ASSET
MANAGERS TO CATALYZE SUPPLY OF IMPACT INVESTMENT CAPITAL FOR
ENTERPRISES SERVING POOR AND VULNERABLE POPULATIONS
NAME OF RECIPIENT ‐ GREATER WASHINGTON EDUCATIONAL TELECOMMUNICATIONS
ASSOCIATION INC
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IN SUPPORT OF "COPING WITH CLIMATE CHANGE," A MULTI PLATFORM PUBLIC
MEDIA PROJECT BY PBS NEWSHOUR THAT FOCUSES ON THE CHALLENGES PRESENTED
BY A CHANGING ENVIRONMENT IN COMMUNITIES ACROSS THE U.S.
NAME OF RECIPIENT ‐ GREEN FOR ALL
TOWARD THE COSTS OF ITS NEW INITIATIVE TO DEVELOP GREEN JOBS
OPPORTUNITIES IN THE WATER MANAGEMENT SECTOR
NAME OF RECIPIENT ‐ GREENPOINT MANUFACTURING AND DESIGN CENTER LOCAL
DEVELOPMENT CORP
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD, FOR
USE BY ITS NATURALLY OCCURRING CULTURAL DISTRICTS WORKING GROUP TOWARD
THE COSTS OF A CITY WIDE NETWORK OF CULTURAL AND COMMUNITY
ORGANIZATIONS DEDICATED TO SUPPORTING CULTURAL AND ECONOMIC DIVERSITY
AS INTEGRAL TO SUSTAINABLE COMMUNITIES
NAME OF RECIPIENT ‐ GROUNDSWELL COMMUNITY MURAL PROJECT
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD, IN
PARTNERSHIP WITH THE MAJORA CARTER GROUP TOWARD THE COSTS OF
IDENTIFYING TRANSPORTATION RELATED CONCERNS IN THE SOUTH BRONX AND
RECOMMENDING DESIGN, SIGNAGE AND OTHER SOLUTIONS
NAME OF RECIPIENT ‐ GUJARAT MAHILA HOUSING SEWA TRUST
IN COLLABORATION WITH SEWA BANK AND THE AFFORDABLE HOUSING INSTITUTE,
IN SUPPORT OF START UP COSTS ASSOCIATED WITH SEWA GRIH RIN, CREATING A
HOUSING FINANCE FACILITY DEDICATED EXCLUSIVELY TO POOR HOUSEHOLDS IN
INDIA
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NAME OF RECIPIENT ‐ HANOI MEDICAL UNIVERSITY
TOWARDS THE COSTS OF ESTABLISHING A CENTER FOR HEALTH SYSTEM RESEARCH
TO PROMOTE THE IMPLEMENTATION OF EVIDENCE BASED HEALTH POLICIES IN
VIETNAM
NAME OF RECIPIENT ‐ HANOI SCHOOL OF PUBLIC HEALTH
IN SUPPORT OF BUILDING ITS CAPACITY TO FOSTER UNIVERSAL HEALTH COVERAGE
WITH AN EMPHASIS ON HEALTH ECONOMICS AND HEALTH FINANCING THROUGH STAFF
TRAINING AND CURRICULUM DEVELOPMENT
NAME OF RECIPIENT ‐ HEALTH STRATEGY AND POLICY INSTITUTE
IN SUPPORT OF ESTABLISHING A NEW RESEARCH CENTER FOR STUDYING THE NON
STATE HEALTH SECTOR IN VIETNAM
NAME OF RECIPIENT ‐ HEART OF BROOKLYN CULTURAL INSITUTIONS INC
TOWARD THE COSTS OF DEVELOPING A PROCESS MAPPING RUBRIC AND MODEL AND A
CAPACITY BUILDING CURRICULUM FOR COLLABORATIVE ENGAGEMENT AMONG
CULTURAL INSTITUTIONS, COMMUNITY PARTNERS AND THE LOCAL PUBLIC
NAME OF RECIPIENT ‐ HOME FOR CONTEMPORARY THEATRE AND ART LTD D B A HERE
ART CENTER
TOWARD THE COSTS OF "MADE HERE," AN INTERACTIVE VIDEO, BLOG AND PODCAST
SERIES THAT EXAMINES CRITICAL ISSUES FACING PERFORMING ARTISTS IN NEW
YORK CITY
NAME OF RECIPIENT ‐ IDEO ORG
TOWARD THE COSTS OF IDENTIFYING INTERVENTION OPPORTUNITIES RELATED TO
PROBLEMS FACING POOR AND VULNERABLE PEOPLE AND SHARING THEM WITH THE
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PHILANTHROPIC AND SOCIAL SECTOR COMMUNITIES
NAME OF RECIPIENT ‐ IGAD CLIMATE PREDICTION AND APPLICATIONS CENTRE
IN SUPPORT OF STRENGTHENING ITS INSTITUTIONAL CAPACITY IN
AGROMETEOROLOGY AND IN CLIMATE PREDICTION AND ITS ABILITY TO PROVIDE
GREATER AND MORE EFFECTIVE DISSEMINATION OF CLIMATE INFORMATION TO THE
AGRICULTURE SECTOR AND FARMERS IN EAST AFRICA
NAME OF RECIPIENT ‐ IKHONO COMMUNICATIONS
IN SUPPORT OF A CONVENING TO ADDRESS CHALLENGES AND OPPORTUNITIES
FACING THE NASCENT FIELD OF "IMPACT SOURCING" AND EXPLORE STRATEGIES
FOR BRINGING THE WORK TO SCALE, TO BE HELD IN SOUTH AFRICA, DECEMBER
2011
NAME OF RECIPIENT ‐ INAFI BANGLADESH FOUNDATION
IN SUPPORT OF FOSTERING A PRO POOR HEALTH INSURANCE AGENDA BY
SUPPORTING THE FURTHER DEVELOPMENT AND SUSTAINABILITY OF "MICRO
INSURANCE MUTUAL ENABLING" (MIME), A MUTUAL INSURANCE PROGRAM IN
BANGLADESH
NAME OF RECIPIENT ‐ INDEPTH NETWORK
IN SUPPORT OF A STUDY TO DOCUMENT THE IMPACT OF UNIVERSAL HEALTH CARE
REFORMS ON ACCESS, UPTAKE AND UTILIZATION OF HEALTH CARE SERVICES AMONG
POOR AND VULNERABLE PEOPLE AT THE HOUSEHOLD LEVEL IN GHANA AND VIETNAM
NAME OF RECIPIENT ‐ INDOCHINA RESEARCH CAMBODIA LTD
TOWARD THE COSTS OF A PROJECT TO CONDUCT TREND MONITORING, HORIZON
SCANNING, AND IDEA GENERATION RESEARCH ON ISSUES RELEVANT TO POVERTY
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AND HUMAN DEVELOPMENT, FOCUSED ON CAMBODIA, LAOS, AND VIETNAM, AND FOR
THE DISSEMINATION OF TREND MONITORING INFORMATION THROUGH ONLINE BLOG
DISTRIBUTION CHANNELS
NAME OF RECIPIENT ‐ INSTITUTE FOR ALTERNATIVE FUTURES
IN SUPPORT OF CONVENING THE ANNUAL GATHERING OF THE ROCKEFELLER
FOUNDATION SEARCHLIGHT GRANTEES, TO DEVELOP CONCRETE INTERVENTION
OPPORTUNITIES THAT INFORM POTENTIAL INTERVENTIONS BY THE FOUNDATION AND
THE BROADER DEVELOPMENT COMMUNITY, TO BE HELD IN NEW YORK, APRIL 2012
NAME OF RECIPIENT ‐ INSTITUTE FOR COLLABORATIVE DEVELOPMENT LLC
IN SUPPORT OF RESEARCH ON INSTITUTIONAL AND SUSTAINABILITY OPTIONS FOR
A POTENTIAL AFRICAN PLATFORM ON HEALTH SYSTEMS AND POLICY THAT WILL
PROVIDE EVIDENCE BASED ANALYSIS TO INFORM POLICY MAKING, INCLUDING A
CONVENING TO BE HELD AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER,
ITALY, 2012
NAME OF RECIPIENT ‐ INSTITUTE FOR HEALTHCARE IMPROVEMENT
IN SUPPORT OF A PROJECT TO PROVIDE TECHNICAL SUPPORT AND FACILITATE
NETWORKING AMONG APPROXIMATELY 10 COUNTRIES OF THE JOINT LEARNING
NETWORK REGARDING THE DESIGN, IMPLEMENTATION, AND EVALUATION OF
RELEVANT QUALITY MECHANISMS AS A MEANS TO ACHIEVE UNIVERSAL HEALTH
COVERAGE
NAME OF RECIPIENT ‐ INSTITUTE FOR SOCIAL AND ENVIRONMENTAL TRANSITION
TOWARD THE COSTS OF A PROJECT, IN COLLABORATION WITH THE DEPARTMENT OF
EDUCATION AND TRAINING OF DA NANG CITY, THE DA NANG CLIMATE CHANGE
COORDINATION OFFICE, AND THE MINISTRY OF EDUCATION AND TRAINING, TO
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DEVELOP, TEST, AND IMPLEMENT AN INTEGRATED URBAN CLIMATE CHANGE
RESILIENCE EDUCATION CURRICULUM FOR THREE EDUCATION LEVELS IN DANANG,
VIETNAM
NAME OF RECIPIENT ‐ INSTITUTE FOR SOCIAL AND ENVIRONMENTAL TRANSITION
IN SUPPORT OF ASSISTING THREE CITIES IN VIETNAM CAN THO, DA NANG AND
QUY NHON TO PLAN AND IMPLEMENT CLIMATE RESILIENCE PROJECTS, PROVIDE
PROJECT MANAGEMENT AND FINANCIAL OVERSIGHT FOR RESILIENCE PROJECTS, MAP
KEY CLIMATE CHANGE POLICIES AND NETWORKS AND IDENTIFY NEW SOURCES OF
FUNDING, AS PART OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT ‐ INSTITUTE FOR SOCIAL AND ENVIRONMENTAL TRANSITION
TOWARD THE COSTS OF A PROJECT, IN COLLABORATION WITH THE CAN THO
CLIMATE CHANGE COORDINATION OFFICE, THE CAN THO DEPARTMENT OF HEALTH
AND THE CAN THO PREVENTIVE HEALTH CENTER, TO IMPROVE EARLY DETECTION
TECHNIQUES FOR DENGUE FEVER AND STRENGTHEN THE CAPACITY OF THE CAN THO
HEALTH SYSTEM, INCLUDING HEALTH CARE PRACTITIONERS, TO BE ABLE TO
RESPOND TO ABNORMAL OUTBREAKS OF DENGUE FEVER, AS PART OF THE ASIAN
CITY CLIMATE CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT ‐ INSTITUTE FOR SOCIAL AND ENVIRONMENTAL TRANSITION
IN SUPPORT OF A PROJECT, IN COLLABORATION WITH THE CAN THO CLIMATE
CHANGE COORDINATION OFFICE, THE DEPARTMENT OF NATURAL RESOURCES AND
ENVIRONMENT, THE DEPARTMENT OF AGRICULTURE AND RURAL DEVELOPMENT AND
LOCAL RESEARCH INSTITUTES, TO DEVELOP AND IMPLEMENT A REAL TIME
SALINITY MONITORING SYSTEM, DETERMINE THRESHOLD SALINITY
CONCENTRATIONS, AND IDENTIFY AND IMPLEMENT RESPONSE MECHANISMS TO
INCREASE URBAN CLIMATE CHANGE RESILIENCE IN CAN THO CITY, VIETNAM, AS
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PART OF THE ASIAN CITY CLIMATE CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT ‐ INSTITUTE FOR SOCIAL AND ENVIRONMENTAL TRANSITION
IN SUPPORT OF A PROJECT, IN COLLABORATION WITH THE DA NANG WOMEN'S
UNION, TO BUILD RESILIENCE TO THE IMPACTS OF CLIMATE CHANGE THROUGH
FUNDING THE DEVELOPMENT OF STORM RESISTANT HOUSING AND PROVIDING
CAPACITY BUILDING SUPPORT TO AND RAISING AWARENESS AMONG VULNERABLE
COMMUNITIES IN DA NANG, VIETNAM, AS PART OF THE ASIAN CITY CLIMATE
CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT ‐ INSTITUTE FOR SOCIAL AND ENVIRONMENTAL TRANSITION
TOWARD THE COSTS OF A PROJECT, IN COLLABORATION WITH THE BINH DINH
CLIMATE CHANGE COORDINATION OFFICE AND THE DEPARTMENT OF AGRICULTURE
AND RURAL DEVELOPMENT, TO RESTORE THE ECOSYSTEM OF A MANGROVE FOREST IN
AN URBAN LAGOON OF QUY NHON, VIETNAM, USING CO MANAGEMENT PRACTICES TO
ENABLE POSITIVE COMMUNITY BENEFITS AND SUCCESSFUL FOREST REGENERATION
NAME OF RECIPIENT ‐ INSTITUTE FOR SOCIAL AND ENVIRONMENTAL TRANSITION
IN SUPPORT OF ESTABLISHING CITY CLIMATE CHANGE COORDINATION OFFICES IN
THREE VIETNAMESE CITIES (CAN THO, DA NANG AND QUY NHON) THAT WILL
ENABLE LOCAL GOVERNMENT PLANNING, DECISION MAKING AND POLICY
IMPLEMENTATION FOR CLIMATE CHANGE RESILIENCE AND ADAPTATION THAT IS
CONSISTENT WITH THE REQUIREMENTS OF THE VIETNAM NATIONAL TARGET PROGRAM
FOR CLIMATE CHANGE, AS PART OF THE ASIAN CITIES CLIMATE CHANGE
RESILIENCE NETWORK
NAME OF RECIPIENT ‐ INSTITUTE FOR SOCIAL AND ENVIRONMENTAL TRANSITION
IN SUPPORT OF COLLECTING AND ANALYZING EVIDENCE DOCUMENTING THE
123651 12‐19‐11 301 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
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EFFECTIVENESS OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK
(ACCCRN) METHODOLOGIES AND INTERVENTIONS FOR REPLICATION, AND INCLUDING
THE DISSEMINATION OF LESSONS AND TOOLS FOR ADOPTION BY OTHER LOCAL,
NATIONAL AND INTERNATIONAL ACTORS THROUGH A VARIETY OF PEER REVIEWED
PRODUCTS AND PUBLICATIONS
NAME OF RECIPIENT ‐ INSTITUTE FOR SOCIAL DEVELOPMENT STUDIES
IN SUPPORT OF A PROJECT TO BUILD THE CAPACITY OF THE CIVIL SOCIETY
SECTOR TO ADVOCATE HEALTH EQUITY IN VIETNAM
NAME OF RECIPIENT ‐ INSTITUTE FOR SUSTAINABLE COMMUNITIES
TOWARD THE COSTS OF EXPANDING ITS CLIMATE LEADERSHIP ACADEMIES TO
PROVIDE OFFICIALS FROM U.S. CITIES WITH TRAINING AND TECHNICAL
ASSISTANCE REGARDING BUILDING THE ENERGY EFFICIENCY OF TRANSPORTATION
SYSTEMS AND CREATING GREEN JOBS
NAME OF RECIPIENT ‐ INSTITUTE FOR THE FUTURE
IN SUPPORT OF A PROJECT TO SYNTHESIZE AND VISUALIZE TREND AND HORIZON
SCANNING INFORMATION ON ISSUES RELEVANT TO POVERTY AND HUMAN
DEVELOPMENT THROUGH A SIGNALS DATABASE, A WEB BASED MAP, AND AN
INTERACTIVE GAME PLATFORM
NAME OF RECIPIENT ‐ INSTITUTE FOR TRANSPORTATION AND DEVELOPMENT POLICY
IN SUPPORT OF ITS "ROADMAP TO GOLD STANDARD BUS RAPID TRANSIT (BRT)"
PROJECT TO ASSIST UP TO FOUR U.S. CITIES WITH DEVELOPING AND PLANNING
WORLD CLASS BRT SYSTEMS, AND TO BROADLY EDUCATE CITIES ACROSS THE
COUNTRY ON THE DEFINITION AND VALUE OF BRT
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NAME OF RECIPIENT ‐ INSTITUTE FOR WOMEN S POLICY RESEARCH
TOWARD THE COSTS OF AN INTEGRATED RESEARCH PROJECT TO ANALYZE
EMPLOYMENT OPPORTUNITIES FOR WOMEN ACROSS THE GREEN ECONOMY AND
IDENTIFY PROGRAMS TO HELP WOMEN TRANSITION FROM GREEN JOB TRAINING TO
SUSTAINABLE EMPLOYMENT
NAME OF RECIPIENT ‐ INSTITUTE OF EPIDEMIOLOGY DISEASE CONTROL AND
RESEARCH
IN SUPPORT OF ACTIVITIES TO MITIGATE THE IMPACT OF CLIMATE CHANGE TO
REDUCE THE BURDEN OF CLIMATE SENSITIVE ILLNESSES THROUGH STRENGTHENING
HEALTH SYSTEMS, COLLABORATIVE NETWORKING AND ENHANCED DISEASE
SURVEILLANCE IN BANGLADESH
NAME OF RECIPIENT ‐ INSTITUTE OF HEALTH POLICY MANAGEMENT AND RESEARCH
IN SUPPORT OF ACTIVITIES TO INCREASE AWARENESS OF HEALTH MARKET
INNOVATIONS IN EAST AFRICA, AND IDENTIFY AND DISSEMINATE BEST PRACTICES
TO BRING THEM TO SCALE
NAME OF RECIPIENT ‐ INSTITUTE OF HEALTH POLICY MANAGEMENT AND RESEARCH
IN SUPPORT OF A PROJECT, AS A MEMBER ORGANIZATION OF THE CENTER FOR
HEALTH MARKET INNOVATIONS, TO IDENTIFY, MAP, TRACK, AND ANALYZE
INNOVATIVE PRIVATE SECTOR HEALTH ORGANIZATIONS AND PROGRAMS IN EAST
AFRICA, FOSTER LINKAGES AMONG KEY STAKEHOLDERS, AND CULTIVATE FUTURE
SUPPORT FOR THIS SECTOR
NAME OF RECIPIENT ‐ INTEGRATED RESEARCH AND ACTION FOR DEVELOPMENT
IN SUPPORT OF PRODUCING A REPORT ANALYZING CLIMATE VULNERABILITY IN 35
CITIES IN INDIA AND DEVELOPING POLICY RECOMMENDATIONS ON HOW TO
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INCORPORATE CLIMATE RESILIENCE PLANNING INTO URBAN DEVELOPMENT PROGRAMS
IN INDIA
NAME OF RECIPIENT ‐ INTELLECAP INC
IN SUPPORT OF THE PRODUCTION OF RESEARCH PRODUCTS THAT WILL ENHANCE THE
STRATEGIC KNOWLEDGE BASE OF THE INTERNATIONAL DEVELOPMENT COMMUNITY ON
TOPICS RELATED TO POVERTY REDUCTION IN THE GLOBAL SOUTH
NAME OF RECIPIENT ‐ INTELLECAP INC
TOWARD THE COSTS OF A PROJECT TO CONDUCT TREND MONITORING, AND HORIZON
SCANNING, AND IDEA GENERATION RESEARCH ON ISSUES RELEVANT TO POVERTY
AND HUMAN DEVELOPMENT, FOCUSED ON SOUTH ASIA, AND FOR THE DISSEMINATION
OF TREND MONITORING INFORMATION THROUGH ONLINE BLOG DISTRIBUTION
CHANNELS
NAME OF RECIPIENT ‐ INTELLECTUAL CAPITAL ADVISORY SERVICES PRIVATE
LIMITED
IN SUPPORT OF A CONVENING OF DONORS, RESEARCHERS, INVESTORS AND
BUSINESSES TO ASSESS OPPORTUNITIES FOR CATALYZING PRIVATE SECTOR
ACTIVITY IN ENTERPRISES THAT BUILD URBAN CLIMATE CHANGE RESILIENCE IN
ASIAN CITY CLIMATE CHANGE RESILIENCE NETWORK CITIES
NAME OF RECIPIENT ‐ INTELLEVENTURES LLC DBA CKINETICS CONSULTING SERVICES
IN SUPPORT OF IN DEPTH RESEARCH OF THE POLICY AND REGULATORY FRAMEWORKS
NECESSARY TO OPERATIONALIZE DISTRIBUTED RURAL ELECTRIFICATION PROJECTS,
AND ISSUES RELATED TO DRIVING THE ADOPTION OF FORMAL SOCIAL AND
ENVIRONMENTAL REPORTING WHICH CAN CATALYZE DEMAND FOR AND SUPPLY OF
IMPACT INVESTMENT CAPITAL FOR ENTERPRISES SERVING POOR AND VULNERABLE
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POPULATIONS IN INDIA
NAME OF RECIPIENT ‐ INTERNATIONAL BANK FOR RECONSTRUCTION AND DEVELOPMENT
TOWARD THE COSTS OF IN DEPTH ANALYSIS OF QUALITATIVE GENDER DATA FOR A
PAPER ON "DEFINING GENDER IN THE 21ST CENTURY: CONVERSATIONS WITH MEN
AND WOMEN AROUND THE WORLD" AS A COMPANION PUBLICATION TO ITS 2012
WORLD DEVELOPMENT REPORT, AND A WRITING WORKSHOP ON "DEFINING GENDER,"
TO BE HELD AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, BELLAGIO,
ITALY, SEPTEMBER 2011
NAME OF RECIPIENT ‐ INTERNATIONAL BANK FOR RECONSTRUCTION AND DEVELOPMENT
FOR USE BY ITS HEALTH, NUTRITION AND POPULATION UNIT TOWARD THE COSTS
OF POLICY AND ANALYTICAL RESEARCH FOR A 2013 REPORT ON THE LINKS
BETWEEN HEALTH AND ECONOMIC DEVELOPMENT, PARTICULARLY AROUND THE ISSUE
OF UNIVERSAL HEALTH COVERAGE, AND PARTICIPATION IN THE JOINT LEARNING
NETWORK
NAME OF RECIPIENT ‐ INTERNATIONAL CENTRE FOR DIARRHOEAL DISEASE RESEARCH
BANGLADESH
IN SUPPORT OF LAUNCHING, IN COLLABORATION WITH BRAC UNIVERSITY, A
"CENTRE OF EXCELLENCE ON UNIVERSAL HEALTH COVERAGE" AT THE JAMES P.
GRANT SCHOOL OF PUBLIC HEALTH IN BANGLADESH
NAME OF RECIPIENT ‐ INTERNATIONAL HEALTH POLICY PROGRAM
IN SUPPORT OF CREATING AND INSTITUTIONALIZING A UNIVERSAL HEALTH
COVERAGE TRAINING CENTER FOR SOUTH SOUTH LEARNING EFFORTS
NAME OF RECIPIENT ‐ INTERNATIONAL INSTITUTE FOR ENVIRONMENT AND
123651 12‐19‐11 305 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
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DEVELOPMENT
IN SUPPORT OF RESEARCH ON URBAN ADAPTATION TO CLIMATE CHANGE FOR
INCORPORATION INTO THE FIFTH ASSESSMENT OF THE INTERGOVERNMENTAL PANEL
ON CLIMATE CHANGE
NAME OF RECIPIENT ‐ INTERNATIONAL INSTITUTE FOR ENVIRONMENT AND
DEVELOPMENT
IN SUPPORT OF RESEARCH AND THE PRODUCTION OF KNOWLEDGE PRODUCTS,
INCLUDING BRIEFING AND SYNTHESIS PAPERS, PUBLISHED ARTICLES, AND MULTI
MEDIA PRODUCTS, WHICH DRAW UPON THE EXPERIENCE OF THE ASIAN CITIES
CLIMATE CHANGE RESILIENCE NETWORK (ACCCRN) AND OTHER URBAN CLIMATE
CHANGE RESILIENCE BUILDING EFFORTS IN ASIA
NAME OF RECIPIENT ‐ INTERNATIONAL INSTITUTE FOR ENVIRONMENT AND
DEVELOPMENT
IN SUPPORT OF LAUNCHING THE INTERNATIONAL CENTRE FOR CLIMATE CHANGE AND
DEVELOPMENT TO DEVELOP AND IMPLEMENT A SERIES OF URBAN CLIMATE CHANGE
RESILIENCE BUILDING SHORT COURSES AND A RELATED MASTERS OF SCIENCE
MODULE AND TO UNDERTAKE INSTITUTIONAL STRENGTHENING AND ORGANIZATIONAL
DEVELOPMENT
NAME OF RECIPIENT ‐ INTERNATIONAL LIVESTOCK RESEARCH INSTITUTE
FOR USE BY ITS PARTICIPATORY EPIDEMIOLOGY NETWORK FOR ANIMAL AND PUBLIC
HEALTH IN SUPPORT OF CONSOLIDATING THE CORE NETWORK AND EMPOWERING
LOCAL AND REGIONAL ORGANIZATIONS TO DRIVE THE UPTAKE OF PARTICIPATORY
APPROACHES TO EPIDEMIOLOGY IN EASTERN AFRICA
NAME OF RECIPIENT ‐ IPS ASIA PACIFIC CENTER FOUNDATION INC
123651 12‐19‐11 306 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
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TOWARD THE COSTS OF ACTIVITIES TO ADDRESS THE NEED FOR CRITICAL
REPORTING ON DEVELOPMENT FROM WITHIN ASIA, LOOKING CLOSELY AT THE
ISSUES OF CLIMATE CHANGE AND OFFICIAL DEVELOPMENT ASSISTANCE (ODA) AS
SPECIFIC SECTORS LINKED TO THE ASIAN DEVELOPMENT STORY
NAME OF RECIPIENT ‐ IT ENABLED SERVICES SECRETARIAT
IN SUPPORT OF TRAINING POOR AND VULNERABLE YOUTH AND PROVIDING THEM
WITH SUBSEQUENT EMPLOYMENT IN BUSINESS PROCESS OUTSOURCING CENTERS TO
DIGITIZE GOVERNMENT RECORDS ALIGNED WITH GHANA'S E GOVERNMENT STRATEGY,
AS PART OF A BROADER DEMONSTRATION TO TEST WHETHER THE NASCENT FIELD OF
"IMPACT SOURCING" CAN YIELD BETTER EMPLOYMENT OPPORTUNITIES FOR POOR
AND VULNERABLE POPULATIONS
NAME OF RECIPIENT ‐ ITAD LIMITED
IN SUPPORT OF AN EVALUATION OF THE AFRICAN AGRICULTURE COMPONENT OF THE
FOUNDATION'S CLIMATE CHANGE INITIATIVE AND THE FOUNDATION'S CARBON FOR
POVERTY REDUCTION INITIATIVE IN DEVELOPMENT, TO FOSTER LEARNING,
ACCOUNTABILITY AND PERFORMANCE IMPROVEMENTS IN THE FOUNDATION AND AMONG
ITS GRANTEES
NAME OF RECIPIENT ‐ JEMBI HEALTH SYSTEMS
IN GENERAL SUPPORT OF ITS MISSION TO DEVELOP HEALTH INFORMATION SYSTEMS
FOR USE IN LOW RESOURCE SETTINGS IN AFRICA
NAME OF RECIPIENT ‐ JOHNS HOPKINS UNIVERSITY
FOR USE BY ITS SCHOOL OF ADVANCED INTERNATIONAL STUDIES IN SUPPORT OF
LANDSCAPING GLOBAL ENERGY POLICIES, TECHNOLOGICAL DEVELOPMENTS AND
FINANCING MECHANISMS TO RAISE AWARENESS OF AND CONTRIBUTE TO SCALING UP
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THE SMART POWER FOR ENVIRONMENTALLY SOUND ECONOMIC DEVELOPMENT (SPEED)
INITIATIVE
NAME OF RECIPIENT ‐ JSI RESEARCH AND TRAINING INSTITUTE INC
FOR USE BY THE LIBERIA PHILANTHROPY SECRETARIAT TOWARD THE COSTS OF ITS
EFFORTS TO COORDINATE PHILANTHROPIC ACTIVITIES IN LIBERIA AND LEVERAGE
AND ATTRACT MORE RESOURCES INTO THE COUNTRY
NAME OF RECIPIENT ‐ JUMO INTERNATIONAL INC
IN GENERAL SUPPORT OF ITS MISSION TO DEVELOP A SOCIAL NETWORK TO
CONNECT INDIVIDUALS WITH NON PROFIT ORGANIZATIONS, THEREBY CHANNELING
NECESSARY RESOURCES TO THE NON PROFIT ORGANIZATIONS ENABLING THEM TO
FULFILL THEIR MISSIONS
NAME OF RECIPIENT ‐ KENYA COMMUNITY DEVELOPMENT FOUNDATION
FOR USE BY THE AFRICAN GRANTMAKERS NETWORK IN SUPPORT OF TWO CONVENINGS
AND EFFORTS TO SUPPORT THE DEVELOPMENT OF A PLATFORM FOR THE ENGAGEMENT
OF HIGH NET WORTH INDIVIDUALS IN AFRICA AND AFRICANS IN THE DIASPORA TO
SUPPORT THE GROWTH OF AFRICAN PHILANTHROPY
NAME OF RECIPIENT ‐ KENYA DIABETES MANAGEMENT AND INFORMATION CENTRE
TOWARD THE COSTS OF A NEW COMMUNITY SCREENING, EDUCATION, AND AWARENESS
CENTER FOR THE MANAGEMENT OF DIABETES AND HYPERTENSION IN CENTRAL KENYA
NAME OF RECIPIENT ‐ KENYA INFORMATION AND COMMUNICATIONS TECHNOLOGY BOARD
IN SUPPORT OF DIGITIZING MEDICAL RECORDS AT KENYATTA NATIONAL HOSPITAL
IN KENYA TO IMPROVE EFFICIENCY AND SERVICE DELIVERY AT THE HOSPITAL, AS
PART OF A BROADER DEMONSTRATION TO TEST WHETHER THE NASCENT FIELD OF
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"IMPACT SOURCING" CAN YIELD BETTER EMPLOYMENT OPPORTUNITIES FOR POOR
AND VULNERABLE POPULATIONS
NAME OF RECIPIENT ‐ KENYA INSTITUTE FOR PUBLIC POLICY RESEARCH AND
ANALYSIS
IN SUPPORT OF A PROJECT THAT WILL DEVELOP A SET OF RECOMMENDATIONS FOR
THE KENYA NATIONAL ROAD SAFETY COUNCIL FOR HOW TO IMPROVE ROAD SAFETY
DATA SYSTEMS IN KENYA
NAME OF RECIPIENT ‐ KENYA RED CROSS SOCIETY
TOWARD THE COSTS OF THE TRIAL PHASE OF THE EMERGENCY OPERATIONS CENTER,
A PROJECT TO CENTRALIZE AND COORDINATE PUBLIC AND PRIVATE EMERGENCY
RESPONSE SERVICES THROUGH PRIVATE SECTOR SERVICE DELIVERY IN KENYA,
THROUGH A PARTNERSHIP WITH KENCALL, KENYA'S LARGEST INTERNATIONAL
CUSTOMER SERVICE CENTER
NAME OF RECIPIENT ‐ KIGALI INSTITUTE OF SCIENCE AND TECHNOLOGY
TOWARD THE COSTS OF ESTABLISHING A CENTER OF EXCELLENCE FOR EHEALTH AND
HEALTH INFORMATICS TRAINING IN RWANDA, TO SERVE AS A NATIONAL AND
REGIONAL INSTITUTION FOR RESEARCH, EDUCATION AND CAPACITY BUILDING IN
THE FIELD OF EHEALTH
NAME OF RECIPIENT ‐ MAHIDOL UNIVERSITY
FOR USE BY ITS INSTITUTE FOR POPULATION AND SOCIAL RESEARCH TO
STRENGTHEN THE EMERGING GLOBAL HEALTH DIPLOMACY NETWORK BY SUPPORTING
THE EXPANSION OF ITS WORK INTO SOUTHEAST ASIA, AND ORGANIZE A MEETING
TO ENHANCE LOCAL CAPACITY TO BE HELD AT THE ROCKEFELLER FOUNDATION
BELLAGIO CENTER, 2011
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NAME OF RECIPIENT ‐ MAHIDOL UNIVERSITY
FOR USE BY ITS INSTITUTE FOR POPULATION AND SOCIAL RESEARCH IN SUPPORT
OF ITS ANNUAL CONFERENCES TO BE HELD IN BANGKOK, THAILAND, SUMMER 2011
AND 2012
NAME OF RECIPIENT ‐ MAHIDOL UNIVERSITY
FOR USE BY ITS FACULTY OF TROPICAL MEDICINE IN SUPPORT OF EXPANDING THE
CENTER OF EXCELLENCE IN PUBLIC HEALTH INFORMATICS, WITH A FOCUS ON
DEVELOPING A CURRICULUM AND FACULTY TO LAUNCH A MASTER'S DEGREE PROGRAM
NAME OF RECIPIENT ‐ MAKE THE ROAD NEW YORK
IN SUPPORT OF AN INITIATIVE TO EDUCATE WORKERS, EMPLOYERS, AND SERVICE
PROVIDERS ABOUT THE IMPACT OF NEW YORK STATE'S WAGE THEFT PREVENTION
ACT AND TO DOCUMENT THE CAMPAIGN UNDERTAKEN TO DRAFT, PASS AND
IMPLEMENT THE ACT IN ORDER TO INFORM FUTURE REPLICATION EFFORTS IN
OTHER STATES
NAME OF RECIPIENT ‐ MAKERERE UNIVERSITY
FOR USE BY ITS SCHOOL OF PUBLIC HEALTH IN SUPPORT OF A FINAL EVALUATION
AND DOCUMENTATION OF ACTIVITIES OF THE HEALTH EMERGENCIES MANAGEMENT
PROGRAM'S EFFORTS TO BUILD DISEASE OUTBREAK RESPONSE AND EMERGENCY
MANAGEMENT CAPACITY IN DISTRICT HEALTH TEAMS IN EASTERN AFRICA
NAME OF RECIPIENT ‐ MAKERERE UNIVERSITY
FOR USE BY ITS FACULTY OF TECHNOLOGY TOWARD THE COSTS OF THE INNOVATION
SYSTEMS AND CLUSTER PROGRAMME TO FOSTER SOCIO ECONOMIC DEVELOPMENT AND
POVERTY REDUCTION IN UGANDA THROUGH MANAGEMENT TRAINING FOR SMALL
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BUSINESS OWNERS, WITH AN EMPHASIS ON EDUCATIONAL SERVICES AND
INFORMATION TECHNOLOGY
NAME OF RECIPIENT ‐ MAKERERE UNIVERSITY
FOR USE BY ITS FACULTY OF AGRICULTURE IN SUPPORT OF CREATING A REGIONAL
CLIMATE CHANGE COMMUNITY OF PRACTICE IN EAST AFRICA, WITH THE GOAL OF
DEVELOPING HUMAN CAPACITY, BOLSTERING RESEARCH, AND STRENGTHENING
REGIONAL CLIMATE CHANGE POLICY DEVELOPMENT
NAME OF RECIPIENT ‐ MANAGEMENT SCIENCES FOR HEALTH INC
IN SUPPORT OF ITS "CAMPAIGN FOR UNIVERSAL HEALTH COVERAGE IN LOW AND
MIDDLE INCOME COUNTRIES" TO ENCOURAGE EQUITABLE HEALTH REFORM IN FIVE
AFRICAN COUNTRIES
NAME OF RECIPIENT ‐ MANAGEMENT SCIENCES FOR HEALTH INC
FOR USE BY ITS RWANDA OFFICE IN SUPPORT OF RESEARCH, FINANCIAL MODELING
AND CAPACITY BUILDING TO EXPAND ACCESS, UTILIZATION AND SUSTAINABILITY
WITHIN THE COMMUNITY BASED HEALTH INSURANCE SCHEME IN RWANDA
NAME OF RECIPIENT ‐ MASSACHUSETTS INSTITUTE OF TECHNOLOGY
FOR USE BY ITS ABDUL LATIF JAMEEL POVERTY ACTION LAB IN SUPPORT OF A
STUDY OF 40,000 HOUSEHOLDS IN MICHIGAN TO MEASURE THE IMPACT OF THE
WEATHERIZATION ASSISTANCE PROGRAM (WAP), SPECIFICALLY PRODUCING
INSIGHTS INTO THE NUMBER OF GREEN JOBS CREATED THROUGH THIS PROGRAM
NAME OF RECIPIENT ‐ MAXTUDIO SNC
IN SUPPORT OF DEVELOPING KNOWLEDGE PRODUCTS BASED ON EVALUATIONS OF THE
FOUNDATION'S INITIATIVES IN ORDER TO SUPPORT LEARNING PRACTICE AND
123651 12‐19‐11 311 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
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THOUGHT LEADERSHIP AT THE FOUNDATION AND AMONG ITS GRANTEES AND
PARTNERS IN DEVELOPMENT AND PHILANTHROPY
NAME OF RECIPIENT ‐ MAYOR'S FUND TO ADVANCE NEW YORK CITY
IN COLLABORATION WITH THE NEW YORK CITY CENTER FOR ECONOMIC OPPORTUNITY
TOWARD THE COSTS OF DEVELOPING NETWORKS OF NON PROFITS ACROSS EIGHT
URBAN AREAS IN THE U.S. TO COLLABORATE ON PROGRAM IMPROVEMENTS AND TO
SHARE BEST PRACTICES REGARDING THE REPLICATION AND SCALING OF FIVE ANTI
POVERTY PROGRAMS JOBS PLUS, FAMILY REWARDS, SAVEUSA, YOUNG ADULT
INTERNSHIP PROGRAM AND WORKADVANCE AS WELL AS A SIXTH PROGRAM TO
ENCOURAGE INNOVATION BY LOCAL GOVERNMENTS
NAME OF RECIPIENT ‐ MEKELLE UNIVERSITY
FOR USE BY ITS INSTITUTE OF GEO INFORMATION AND EARTH OBSERVATION
SCIENCES IN SUPPORT OF COLLABORATIVE RESEARCH AND KNOWLEDGE EXCHANGE TO
STRENGTHEN CAPACITY TO DEMONSTRATE AND TRANSFER ADAPTATION KNOWLEDGE
AND TECHNOLOGIES TO ETHIOPIAN AND UGANDAN FARMERS AND EXTENSION AGENTS
NAME OF RECIPIENT ‐ MERCY CORPS
IN SUPPORT OF A PROJECT, AS A MEMBER ORGANIZATION WITHIN THE CENTER FOR
HEALTH MARKET INNOVATIONS, TO IDENTIFY, MAP, TRACK AND ANALYZE
INNOVATIVE PRIVATE SECTOR HEALTH ORGANIZATIONS AND PROGRAMS IN
INDONESIA, TO FOSTER LINKAGES AMONG KEY STAKEHOLDERS, AND TO CULTIVATE
ADDITIONAL FUTURE SUPPORT FOR THIS SECTOR
NAME OF RECIPIENT ‐ MERCY CORPS
IN SUPPORT OF A PRE FEASIBILITY STUDY OF THE POTENTIAL FOR RAINWATER
HARVEST TO BE AN AVAILABLE AND EFFECTIVE ALTERNATAIVE SOURCE OF
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3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
(DOMESTIC AND DRINKING) WATER IN SEMARANG CITY, INDONESIA, AS PART OF
THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT ‐ MERCY CORPS
IN SUPPORT OF INCORPORATING CLIMATE CHANGE AND URBAN GROWTH
CONSIDERATIONS INTO THE DEVELOPMENT OF AN INTEGRATED SOLID WASTE
MANAGEMENT MASTER PLAN, AS WELL AS AN ASSESSMENT OF SOLID WASTE
MANAGEMENT TECHNOLOGY, IN BANDAR LAMPUNG CITY, INDONESIA, AS PART OF
THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT ‐ MERCY CORPS
FOR USE BY ITS INDONESIA OFFICE IN SUPPORT OF COORDINATING ACTIVITIES
OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK (ACCCRN) IN
INDONESIA, INCLUDING PROVIDING ADDITIONAL CAPACITY FOR ENGAGEMENT WITH
THE CITIES OF SEMARANG AND BANDAR LAMPUNG, STRENGTHENING DOCUMENTATION
OF PROCESSES, TOOLS, AND METHODS GENERATED THROUGH ACCCRN PROJECTS, AND
INCREASING OUTREACH TO NATIONAL STAKEHOLDERS IN ORDER TO REPLICATE AND
SCALE UP URBAN CLIMATE CHANGE RESILIENCE
NAME OF RECIPIENT ‐ MERCY CORPS
IN SUPPORT OF ASSISTING TWO CITIES IN INDONESIA (SEMERANG AND BANDAR
LAMPUNG) TO PLAN AND IMPLEMENT CLIMATE RESILIENCE PROJECTS, MAP KEY
CLIMATE CHANGE POLICIES AND NETWORKS AND IDENTIFY NEW SOURCES OF
FUNDING, AS PART OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT ‐ MERCY CORPS
FOR USE BY ITS INDONESIA OFFICE IN SUPPORT OF DEVELOPING AND
IMPLEMENTING AN URBAN CLIMATE CHANGE RESILIENCE CURRICULUM AND TEACHER
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3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
TRAINING PROGRAM IN BANDAR LAMPUNG, INDONESIA AND CONDUCTING OUTREACH
ACTIVITIES TO GENERATE INTEREST FOR REPLICATION NATIONALLY
NAME OF RECIPIENT ‐ MERCY CORPS
FOR USE BY ITS INDONESIA OFFICE TO DEVELOP AND IMPLEMENT A WIDE SPREAD
INSTALLATION OF BIOPORES IN BANDAR LAMPUNG, INDONESIA TO INCREASE
GROUND WATER RECHARGE AND ASSIST IN THE MANAGEMENT OF FLOODING, AS PART
OF THE ASIAN CITY CLIMATE CHANGE RESILIENCE NETWORK.
NAME OF RECIPIENT ‐ MERCY CORPS
FOR USE BY ITS INDONESIA OFFICE IN SUPPORT OF DEVELOPING AND
IMPLEMENTING A FLOOD FORECASTING AND WARNING SYSTEM AND FLOOD RISK
PREPAREDNESS IN SEMARANG, INDONESIA TO STRENGTHEN RESILIENCE TO CLIMATE
CHANGE IMPACTS, AS PART OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE
NETWORK
NAME OF RECIPIENT ‐ MERIDIAN INSTITUTE
IN SUPPORT OF DEVELOPING A ROBUST AGRICULTURE WORK PROGRAM WITHIN THE
CONTEXT OF THE UNITED NATIONS FRAMEWORK CONVENTION ON CLIMATE CHANGE
THROUGH FACILITATED DIALOGUE WITH KEY NEGOTIATORS AND OTHER
STAKEHOLDERS AND POLICY ANALYSIS PAPERS ON CLIMATE CHANGE AND
AGRICULTURE ISSUES
NAME OF RECIPIENT ‐ MERIDIAN INSTITUTE
TOWARD THE COSTS OF ITS AGREE INITIATIVE, AN EFFORT TO ENHANCE U.S.
FOOD AND AGRICULTURAL POLICY TO IMPROVE THE PRODUCTIVITY AND
ENVIRONMENTAL PERFORMANCE OF AGRICULTURE, INCREASE ACCESS TO NUTRITIOUS
FOOD AND PROMOTE OPPORTUNITIES FOR RURAL COMMUNITIES TO SUCCEED
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NAME OF RECIPIENT ‐ MICHIGAN STATE UNIVERSITY
IN SUPPORT OF A RESEARCH PROJECT, IN COLLABORATION WITH SEVERAL EAST
AFRICAN UNIVERSITIES AND AGRICULTURAL RESEARCH CENTERS, TO USE A
REGIONAL CLIMATE MODEL TO TEST DIFFERENT METHODS OF BUILDING CLIMATE
RESILIENCE IN AN EFFORT TO IMPROVE FOOD PRODUCTION IN EAST AFRICA WHILE
BUILDING THE CAPACITY OF AFRICAN RESEARCHERS TO USE THE MODEL TO
FURTHER THEIR OWN WORK
NAME OF RECIPIENT ‐ MINISTRY OF HEALTH AND FAMILY WELFARE
FOR USE BY ITS HEALTH ECONOMICS UNIT IN SUPPORT OF ACTIVITIES TO
DEVELOP AND INSTITUTIONALIZE THE NATIONAL HEALTH ACCOUNTS, A TOOL FOR
SUMMARIZING, DESCRIBING AND ANALYZING THE FINANCING OF NATIONAL HEALTH
SYSTEMS IN BANGLADESH
NAME OF RECIPIENT ‐ MINISTRY OF HEALTH AND FAMILY WELFARE
FOR USE BY ITS DIRECTORATE GENERAL OF HEALTH SERVICES IN SUPPORT OF
ESTABLISHING A NATIONAL EHEALTH STEERING COMMITTEE AND NEW TECHNICAL
RESOURCES IN ORDER TO DEVELOP STANDARDS AND A FRAMEWORK FOR NATIONAL
HEALTH INFORMATION SYSTEMS IN BANGLADESH
NAME OF RECIPIENT ‐ MINISTRY OF HEALTH GHANA
FOR USE BY ITS PRIVATE SECTOR UNIT TO INCUBATE THE PRIVATE HEALTH
SECTOR ALLIANCE OF GHANA AND SUPPORT THE FURTHER DEVELOPMENT OF
APPROPRIATE PRIVATE SECTOR POLICY TO COORDINATE AND LEVERAGE THE PUBLIC
AND PRIVATE SECTORS' COLLECTIVE CAPACITIES TO IMPROVE NATIONAL HEALTH
CARE SERVICES AND ACCESSIBILITY
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NAME OF RECIPIENT ‐ MINISTRY OF HEALTH GHANA
IN SUPPORT OF STRENGTHENING POLICY DEVELOPMENT AND ANALYSIS CAPACITY
AMONG PUBLIC HEALTH LEADERS AND PRACTITIONERS IN GHANA TO IMPROVE
HEALTH POLICY IMPLEMENTATION AND PRACTICE
NAME OF RECIPIENT ‐ MINISTRY OF HEALTH RWANDA
TOWARD THE COSTS OF ESTABLISHING AN EHEALTH UNIT TO FACILITATE THE
LAUNCH OF A NATIONAL EHEALTH INFORMATION SYSTEM IN RWANDA, WITH AN
INITIAL FOCUS ON DEVELOPING SUSTAINABLE, RELIABLE, SECURE AND
INNOVATIVE INFORMATION SYSTEMS TO SUPPORT CLINICAL DECISION MAKING,
PATIENT MANAGEMENT, EDUCATION AND RESEARCH FUNCTIONS OF THE HEALTH
SECTOR IN RWANDA
NAME OF RECIPIENT ‐ MINISTRY OF HEALTH VIETNAM
FOR USE BY ITS DEPARTMENT OF PLANNING AND FINANCE IN SUPPORT OF A
PROJECT TO STRENGTHEN THE HEALTH SYSTEM IN VIETNAM WITH A FOCUS ON
IMPROVED GOVERNANCE AND THE CAPACITY BUILDING OF HEALTH PROFESSIONALS
NAME OF RECIPIENT ‐ MISNOMER INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD, IN
PARTNERSHIP WITH THE SPECIALIST STRATEGY AND MARKETING FIRM ORCASCI
LIMITED, TOWARD THE COSTS OF CREATING AN INNOVATIVE STAKEHOLDER
ENGAGEMENT PROGRAM UTILIZING BEHAVIORAL SCIENCE, FOR USE BY SMALL TO
MID SIZE ARTS ORGANIZATIONS
NAME OF RECIPIENT ‐ MONITOR COMPANY GROUP LP
IN SUPPORT OF MONITORING AND EVALUATING UNINTENDED CONSEQUENCES OF LOW
INCOME HOUSING PROJECTS FOR URBAN POOR IN INDIA, AND DEVELOPING
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APPROACHES TO ADDRESS THE NEGATIVE CONSEQUENCES OF THEM AND PROPAGATE
STRATEGIES FOR IMPROVING THEM
NAME OF RECIPIENT ‐ MUJERES UNIDAS Y ACTIVAS
FOR USE BY ITS NATIONAL DOMESTIC WORKERS ALLIANCE TOWARD THE COSTS OF
THE CARING ACROSS GENERATIONS CAMPAIGN, AN EFFORT TO IMPROVE WORKPLACE
STANDARDS FOR U.S. DOMESTIC AND DIRECT CARE WORKERS AND THE QUALITY OF
CARE FOR THE AGING AND DISABLED
NAME OF RECIPIENT ‐ MUNICIPAL ART SOCIETY OF NEW YORK
IN SUPPORT OF COORDINATING THE FIFTH, SIXTH AND SEVENTH AWARD
COMPETITIONS FOR THE ROCKEFELLER FOUNDATION SPONSORED JANE JACOBS
MEDAL, WHICH HONORS JACOBS' GROUNDBREAKING WORK IN URBAN DESIGN, AND OF
ORGANIZING OTHER PUBLIC PROGRAMS RELATED TO THE PRINCIPLES EMBODIED IN
HER WORK
NAME OF RECIPIENT ‐ MUSEUM OF CONTEMPORARY AFRICAN DIASPORAN ARTS
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF "SOUL OF BROOKLYN," A CONSORTIUM OF 22 AFRICAN
DIASPORA ARTS ORGANIZATIONS WORKING TO BRAND BROOKLYN AS THE
DESTINATION FOR A UNIQUE AND AUTHENTIC AFRICAN DIASPORAN CULTURAL
EXPERIENCE
NAME OF RECIPIENT ‐ MUUNGANO WA WANAVIJIJI AKIBA MASHINANI REGISTERED
TRUSTEES
TOWARD THE COSTS OF DEVELOPING THE FINANCIAL INSTRUMENTS AND COMMUNITY
CAPACITY NECESSARY TO UPGRADE SLUMS SITUATED ON PRIVATELY OWNED LANDS
IN NAIROBI, KENYA
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3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT ‐ MUUNGANO WA WANAVIJIJI SUPPORT TRUST
IN SUPPORT OF DOCUMENTING, ANALYZING AND STRENGTHENING A FEDERATION OF
SLUM DWELLERS IN NINE KENYAN MUNICIPALITIES, IN WHICH THE LOCAL
STAKEHOLDERS SEEK TO GIVE A VOICE TO THE URBAN POOR IN THE DEVELOPMENT
OF THE SLUM AREAS THEY OCCUPY
NAME OF RECIPIENT ‐ NASSCOM FOUNDATION
IN SUPPORT OF PILOTING A DEMONSTRATION OF BUSINESS PROCESS OUTSOURCING
AND IMPACT SOURCING SERVICE PROVIDER COLLABORATION AND DEVELOPING A
PROCESS AND QUALITY CERTIFICATION FRAMEWORK FOR IMPACT SOURCING SERVICE
PROVIDERS, AS PART OF A BROADER DEMONSTRATION TO TEST WHETHER THE
NASCENT FIELD OF "IMPACT SOURCING" CAN YIELD BETTER EMPLOYMENT
OPPORTUNITIES FOR POOR AND VULNERABLE POPULATIONS
NAME OF RECIPIENT ‐ NATIONAL AGRICULTURAL RESEARCH ORGANISATION
FOR USE BY ITS NATIONAL FISHERIES RESOURCES RESEARCH INSTITUTE IN
SUPPORT OF INCORPORATING CLIMATE CHANGE SCIENCE INTO ITS RESEARCH AND
DEVELOPMENT PROGRAMS TO TEST AND EVALUATE APPROACHES FOR HELPING SMALL
SCALE FISHERS AND RIPARIAN COMMUNITIES IN UGANDA AND KENYA TO COPE MORE
EFFECTIVELY WITH THE IMPACT OF CLIMATE VARIABILITY AND CHANGE
NAME OF RECIPIENT ‐ NATIONAL AGRICULTURAL RESEARCH ORGANISATION
IN SUPPORT OF COLLABORATIVE RESEARCH AND DEMONSTRATIONS AIMED AT
DEVELOPING AND DELIVERING TO FARMERS IMPROVED BANANA VARIETIES AND NEW
BANANA CROPPING SYSTEMS THAT MITIGATE THE NEGATIVE IMPACTS OF CLIMATE
CHANGE ON BANANA FARMING IN UGANDA
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3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT ‐ NATIONAL AGRICULTURAL RESEARCH ORGANISATION
IN SUPPORT OF A PROJECT TO ENHANCE THE ADAPTIVE CAPACITY OF SMALLHOLDER
FARMERS IN UGANDA TO THE EFFECTS OF CLIMATE CHANGE THROUGH
TECHNOLOGICAL, INSTITUTIONAL AND POLICY INTERVENTIONS
NAME OF RECIPIENT ‐ NATIONAL COMMITTEE FOR RESPONSIVE PHILANTHROPY
IN GENERAL SUPPORT OF ITS MISSION TO PROMOTE PHILANTHROPY THAT SERVES
THE PUBLIC GOOD, IS RESPONSIVE TO PEOPLE AND COMMUNITIES WITH THE LEAST
WEALTH AND OPPORTUNITY, AND IS HELD ACCOUNTABLE TO THE HIGHEST
STANDARDS OF INTEGRITY AND OPENNESS
NAME OF RECIPIENT ‐ NATIONAL COUNCIL FOR LAW REPORTING
IN SUPPORT OF THE DIGITIZATION OF THE LAWS OF KENYA, AS PART OF A
BROADER DEMONSTRATION TO TEST WHETHER A NEW FIELD OF "IMPACT SOURCING"
CAN YIELD BETTER EMPLOYMENT OPPORTUNITIES FOR POOR AND VULNERABLE
POPULATIONS
NAME OF RECIPIENT ‐ NATIONAL COUNCIL OF LA RAZA
FOR USE BY ITS OFFICE OF RESEARCH, ADVOCACY, AND LEGISLATION'S HEALTH
POLICY PROJECT TOWARD THE COSTS OF RESEARCH AND EDUCATION ACTIVITIES TO
HELP TO ENSURE EFFECTIVE AND EQUITABLE IMPLEMENTATION OF HEALTH CARE
REFORM AMONG LATINO POPULATIONS IN THE UNITED STATES
NAME OF RECIPIENT ‐ NATIONAL HOSPITAL INSURANCE FUND
IN SUPPORT OF A STUDY TO PROVIDE POLICYMAKERS WITH EVIDENCE OF THE
APPROPRIATE STRUCTURE FOR A HEALTH INSURANCE SUBSIDY PROGRAM THAT WILL
SERVE KENYA'S POOREST POPULATIONS
123651 12‐19‐11 319 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT ‐ NATIONAL UNIVERSITY OF RWANDA
FOR USE BY ITS SCHOOL OF PUBLIC HEALTH IN SUPPORT OF LAUNCHING A CENTRE
OF EXCELLENCE IN HEALTH SYSTEMS STRENGTHENING TO BENEFIT HEALTH
PROFESSIONALS AND PRACTITIONERS IN EAST AND CENTRAL AFRICA
NAME OF RECIPIENT ‐ NATIONAL UNIVERSITY OF SINGAPORE
FOR USE BY ITS LEE KUAN YEW SCHOOL OF PUBLIC POLICY TOWARD THE COSTS OF
A PROJECT TO CONDUCT TREND MONITORING AND HORIZON SCANNING RESEARCH ON
ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT, FOCUSED ON BRUNEI,
CAMBODIA, INDONESIA, LAO PDR, MALAYSIA, THE PHILIPPINES, SINGAPORE,
THAILAND AND VIETNAM
NAME OF RECIPIENT ‐ NATURAL RESOURCES DEFENSE COUNCIL INC
TOWARD THE COSTS OF EDUCATION AND OUTREACH FOR ITS "MOVE NY" CAMPAIGN
TO ESTABLISH EQUITABLE, SUSTAINABLE, AND ECONOMICALLY AND
ENVIRONMENTALLY FRIENDLY TRAFFIC PRICING IN THE NEW YORK METROPOLITAN
REGION
NAME OF RECIPIENT ‐ NATURAL RESOURCES DEFENSE COUNCIL INC
FOR USE BY THE NEW YORK CITY ENERGY EFFICIENCY CORPORATION IN SUPPORT
OF BUILDING ADMINISTRATIVE CAPACITY TO PROVIDE FINANCING PRODUCTS TO
SPUR THE GROWTH OF THE GREEN RETROFIT MARKET IN ORDER TO CREATE "GREEN"
JOBS AND REDUCE GREENHOUSE GAS EMISSIONS IN NEW YORK CITY
NAME OF RECIPIENT ‐ NATURAL RESOURCES DEFENSE COUNCIL INC
FOR USE BY ITS CENTER FOR MARKET INNOVATION TOWARD THE COSTS OF A MODEL
DEMONSTRATION AND FINANCING ENERGY EFFICIENT RETROFIT PROGRAM THAT
ENCOURAGES BOTH TENANTS AND PROPERTY OWNERS TO RETROFIT COMMERCIAL
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SPACES
NAME OF RECIPIENT ‐ NATURE CONSERVATION RESEARCH CENTRE GHANA NCRC
IN SUPPORT OF BUILDING CAPACITY IN AFRICAN COUNTRIES FOR CARBON MAPPING
AND DEVELOPING NESTED CARBON ACCOUNTING SYSTEMS THROUGH TRAINING AND
THE EXCHANGE OF BEST PRACTICES BETWEEN EAST AND WEST AFRICA
NAME OF RECIPIENT ‐ NELSON MANDELA CHILDREN S HOSPITAL TRUST
TOWARD THE COSTS OF IMPLEMENTING AN INNOVATIVE PUBLIC PRIVATE
PARTNERSHIP MODEL TO SUPPORT A STATE OF THE ART SPECIALIST PEDIATRIC
ACADEMIC AND TERTIARY HOSPITAL THAT WILL PROVIDE CHILD CENTERED QUALITY
MEDICAL SERVICES TO CHILDREN IN SOUTHERN AFRICA
NAME OF RECIPIENT ‐ NETHOPE INC
IN SUPPORT OF COLLABORATING WITH ACCENTURE DEVELOPMENT PARTNERSHIPS TO
DEVELOP A PLAN TO BUILD AND LAUNCH AN INNOVATION FOR DEVELOPMENT
OFFICE, WHICH WILL SEEK TO INCUBATE, PARTNER AND SCALE THE MOST RECENT
SUCCESSFUL INFORMATION AND COMMUNICATIONS STRATEGIES, TO IMPROVE THE
OPERATIONAL CAPACITY OF GLOBAL INTERNATIONAL DEVELOPMENT ORGANIZATIONS
NAME OF RECIPIENT ‐ NETHOPE INC
IN SUPPORT OF IDENTIFYING INTERVENTION OPPORTUNITIES RELATED TO
PROBLEMS FACING POOR AND VULNERABLE PEOPLE AND SHARING THEM WITH THE
PHILANTHROPIC AND SOCIAL SECTOR COMMUNITIES
NAME OF RECIPIENT ‐ NEW AMERICA FOUNDATION
TOWARD THE COSTS OF A MULTIMEDIA, JOURNALISTIC PROJECT‐ INCLUDING
MAGAZINE ARTICLES, RADIO AND TELEVISION INTERVIEWS, VIDEO DISPATCHES,
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AND A FULL LENGTH BOOK‐ TO EXPLORE THE HUMAN IMPACT OF AMERICA'S
FAILING INFRASTRUCTURE, HOW IT CONTRIBUTES TO POVERTY, AND INNOVATIVE
SOLUTIONS BEING EMPLOYED BY GOVERNMENTS AND COMMUNITIES
NAME OF RECIPIENT ‐ NEW MUSEUM OF CONTEMPORARY ART
TOWARD THE COSTS OF AN INNOVATIVE NEW ARTIST RESIDENCY PROGRAM MODEL
DESIGNED TO PROMOTE DEEP AND SUSTAINED AUDIENCE ENGAGEMENT
NAME OF RECIPIENT ‐ NEW VENTURE FUND
IN SUPPORT OF ITS TONIIC INSTITUTE, WHICH SEEKS TO INSPIRE, AGGREGATE
AND DISSEMINATE THE BEST PRACTICES AND RESEARCH OF GLOBAL IMPACT
INVESTORS AND INVESTMENTS, ATTRACTING MORE CAPITAL AND INCREASING THE
COLLECTIVE POSITIVE IMPACTS THESE INVESTMENTS CAN HAVE ON GLOBAL SOCIAL
AND ENVIRONMENTAL CHALLENGES
NAME OF RECIPIENT ‐ NEW YORK ACADEMY OF SCIENCES
FOR USE BY ITS SCIENTISTS WITHOUT BORDERS PROGRAM IN SUPPORT OF
RESEARCH ON THE PROLIFERATION OF TOOLS AND WEB PLATFORMS THAT
FACILITATE OPEN INNOVATION TO ADDRESS SOCIAL AND DEVELOPMENT ISSUES,
AND A WORKSHOP OF KEY STAKEHOLDERS IN AN EFFORT TO ENHANCE
COLLABORATION ACROSS THESE PLATFORMS
NAME OF RECIPIENT ‐ NEW YORK CITY ENVIRONMENTAL JUSTICE ALLIANCE
IN PARTNERSHIP WITH THE PRATT INSTITUTE, TOWARD THE COSTS OF
RESEARCHING, ANALYZING AND DEVELOPING REFORM RECOMMENDATIONS FOR NEW
YORK CITY'S SIGNIFICANT MARITIME INDUSTRIAL AREA POLICIES IN ORDER TO
INCREASE THE ENVIRONMENTAL AND ECONOMIC RESILIENCE OF THE RESIDENTS AND
BUSINESSES IN AND NEAR THESE AREAS
123651 12‐19‐11 322 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
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NAME OF RECIPIENT ‐ NEW YORK COMMUNITY TRUST
FOR USE BY ITS NEW YORK CITY WORKFORCE DEVELOPMENT FUND TOWARD THE
COSTS OF AN INITIATIVE TO ENGAGE HEALTH CARE EMPLOYERS IN THE BRONX IN
THE ANALYSES OF CURRENT AND FUTURE LABOR FORCE NEEDS AND TO CONNECT
THESE PROVIDERS TO WORKFORCE TRAINING ORGANIZATIONS
NAME OF RECIPIENT ‐ NEW YORK FOUNDATION FOR THE ARTS INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD, FOR
USE BY MARY MISS STUDIO TOWARD THE COSTS OF A SERIES OF PUBLIC ART
INSTALLATIONS ALONG BROADWAY THAT WILL HIGHLIGHT ENVIRONMENTAL
SUSTAINABILITY IN NEW YORK CITY
NAME OF RECIPIENT ‐ NEW YORK HALL OF SCIENCE
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF "REGENERATION: ART, TECHNOLOGY AND SCIENCE
BIENNIAL," A SIX WEEK EXHIBITION ENGAGING NINE ARTISTS TO WORK WITH THE
LOCAL COMMUNITY TO CREATE WORK THAT EXPLORES THE CONNECTIONS AMONG
IMMIGRATION, URBANIZATION, CULTURAL VITALITY AND SUSTAINABILITY
NAME OF RECIPIENT ‐ NEW YORK LIVE ARTS
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF THE MERGER OF DANCE THEATER WORKSHOP AND BILL T.
JONES/ARNIE ZANE DANCE COMPANY TO CREATE A NEW MODEL FOR PRESENTING AND
PRODUCING DANCE
NAME OF RECIPIENT ‐ NEW YORK UNIVERSITY
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD, FOR
123651 12‐19‐11 323 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
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USE BY ITS HEMISPHERIC INSTITUTE OF PERFORMANCE AND POLITICS IN SUPPORT
OF FOSTERING PERFORMANCE BASED EMERGING ARTISTS WHOSE WORK FUNCTIONS AS
A VEHICLE FOR SOCIAL CHANGE
NAME OF RECIPIENT ‐ NONPROFIT FINANCE FUND
FOR THE COSTS OF A PROJECT TO ENHANCE THE FINANCIAL CAPACITY OF SELECT
NEW YORK CITY CULTURAL INNOVATION FUND APPLICANTS AND GRANTEES
NAME OF RECIPIENT ‐ NOVISCAPE CONSULTING GROUP CO LTD
TOWARD THE COSTS OF A PROJECT, IN COLLABORATION WITH THE URBAN AND
REGIONAL PLANNING DEPARTMENT OF CHULALONGKORN UNIVERSITY AND THE SIAM
INTELLIGENCE UNIT, TO CONDUCT TREND MONITORING, HORIZON SCANNING, AND
IDEA GENERATION RESEARCH ON ISSUES RELEVANT TO POVERTY AND HUMAN
DEVELOPMENT, FOCUSED ON SOUTHEAST ASIA, AND FOR THE DISSEMINATION OF
TREND MONITORING INFORMATION THROUGH ONLINE BLOG DISTRIBUTION CHANNELS
NAME OF RECIPIENT ‐ OPEN HEALTH TOOLS INC
TOWARD THE COSTS OF DEVELOPING THE HEART PROJECT, A HIGH QUALITY
REPOSITORY OF FREELY AVAILABLE HEALTH ENTERPRISE ARCHITECTURE ARTIFACTS
AND BUILDING BLOCKS FOR USE BY COUNTRIES AND IMPLEMENTERS TO SAVE TIME
AND MONEY IN THE DESIGN OF NATIONAL HEALTH INFORMATION SYSTEMS
NAME OF RECIPIENT ‐ OVE ARUP & PARTNERS INTERNATIONAL LIMITED
IN SUPPORT OF A PROJECT TO FACILITATE THE CREATION AND DEEPENING OF A
LEARNING AND POLICY NETWORK INCLUDING CURRENT ASIAN CITIES CLIMATE
CHANGE RESILIENCE NETWORK (ACCCRN) PARTNERS AND OTHER KEY ASIAN
INSTITUTIONS ENGAGED IN PROMOTING CLIMATE CHANGE RESILIENCE, AND TO
FACILITATE AND MANAGE ACCCRN'S NEW STRATEGY AND ALIGNMENT GROUP
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NAME OF RECIPIENT ‐ OVE ARUP AND PARTNERS INTERNATIONAL LIMITED
IN SUPPORT OF PROVIDING STRATEGIC PLANNING, PROGRAM MANAGEMENT SUPPORT
AND TECHNICAL ASSISTANCE TO ENSURE PROGRAM CREDIBILITY, KNOWLEDGE
MANAGEMENT SUPPORT, AND KNOWLEDGE DISSEMINATION AND REPLICATION
SUPPORT TO THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK PROGRAM
AND ITS PARTNERS
NAME OF RECIPIENT ‐ OXFAM
FOR USE BY ITS ASIA OFFICE IN SUPPORT OF CREATING A REGIONAL LEARNING
PLATFORM TO PROMOTE MULTI DISCIPLINARY ANALYSIS AND LEARNING AMONG KEY
STAKEHOLDERS IN ASIA REGARDING A LIMITED SET OF PRIORITY TOPICS THAT
WILL HAVE MEDIUM TO LONG TERM IMPLICATIONS FOR GROWTH, EQUITY, AND
RESILIENCE IN THE REGION
NAME OF RECIPIENT ‐ OXFAM AMERICA INC
TOWARD THE COSTS OF THE FURTHER EXPANSION OF ITS HORN OF AFRICA RISK
TRANSFER FOR ADAPTATION (HARITA) PROJECT, A COMMUNITY BASED ADAPTATION
AND CROP INSURANCE PROGRAM AIMED AT BUILDING THE RESILIENCE OF
ETHIOPIAN FARMERS TO CLIMATE CHANGE AND CLIMATE VARIABILITY
NAME OF RECIPIENT ‐ OXFAM AMERICA INC
TOWARD THE COSTS OF THE RURAL RESILIENCE INITIATIVE (R4), A COMMUNITY
BASED CLIMATE ADAPTATION PROGRAM AIMED AT IMPROVING THE LONG TERM FOOD
AND INCOME SECURITY OF ETHIOPIAN AND SENEGALESE FARMERS
NAME OF RECIPIENT ‐ PABLO CARDOSO
IN SUPPORT OF A BELLAGIO CREATIVE ARTS FELLOWSHIP, TO PURSUE A NEW
123651 12‐19‐11 325 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
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PROJECT IN DEPTH AND BUILD CONNECTIONS WITH A GLOBAL INTERDISCIPLINARY
COMMUNITY OF RESIDENTS IN A THREE MONTH STAY AT THE ROCKEFELLER
FOUNDATION BELLAGIO CENTER, AND RECEIVE POST RESIDENCY PUBLICITY
THROUGH CREATION AND DISSEMINATION OF AN ARTIST'S PUBLICATION
NAME OF RECIPIENT ‐ PACT INSTITUTE INC
IN SUPPORT OF ITS SOUTHEAST ASIA CHANGE PROJECT (SEA CHANGE) TO
ESTABLISH A SOUTHEAST ASIA COMMUNITY OF PRACTICE OF MONITORING AND
EVALUATION OF ADAPTIVE RESPONSES TO CLIMATE CHANGE, TO FACILITATE
LEARNING, AND TO CAPTURE AND DISSEMINATE PROMISING MONITORING AND
EVALUATION PRACTICES
NAME OF RECIPIENT ‐ PACT INSTITUTE INC
IN SUPPORT OF A PROJECT TO ADVANCE NEW INNOVATIVE METHODS AND PRACTICE
IN IMPACT EVALUATION, MONITORING AND LEARNING, AND TO PROVIDE SUPPORT
TO ROCKEFELLER FOUNDATION INITIATIVE TEAMS, REGIONAL OFFICES, GRANTEES
AND PARTNERS IN RESULTS PLANNING, THEORIES OF CHANGE, IMPROVED
MEASUREMENT AND REPORTING OF RESULTS
NAME OF RECIPIENT ‐ PAMOJA MEDIA EAST AFRICA LIMITED
IN SUPPORT OF DEVELOPING AN ONLINE KNOWLEDGE SHARING AND MANAGEMENT
SYSTEM FOR RESEARCH AND DEVELOPMENT WORK ON CLIMATE CHANGE RESILIENCE
FOR AFRICAN AGRICULTURE
NAME OF RECIPIENT ‐ PARAPROFESSIONAL HEALTHCARE INSTITUTE INC
TOWARD THE COSTS OF ITS "RAISE THE FLOOR AND BUILD LADDERS" STRATEGY TO
IMPROVE JOB QUALITY AND PROVIDE ADVANCEMENT OPPORTUNITIES FOR DIRECT
CARE WORKERS BY PROVIDING RESEARCH, POLICY GUIDANCE, PUBLIC EDUCATION
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AND TECHNICAL ASSISTANCE TO FEDERAL AND STATE GOVERNMENTS AND KEY
STAKEHOLDERS IN THE HEALTHCARE INDUSTRY
NAME OF RECIPIENT ‐ PATTANARAK FOUNDATION
IN SUPPORT OF RESEARCH AND TRAINING ON SMALL SCALE FOOD PRODUCTION FOR
DISPLACED POPULATIONS IN THAILAND ALONG THE THAI MYANMAR BORDER IN
ORDER TO IMPROVE LIVELIHOODS AND SOCIAL COHESION AMONG RESIDENTS AND
MIGRANT POPULATIONS
NAME OF RECIPIENT ‐ PEKING UNIVERSITY
FOR USE BY ITS HEALTH SCIENCE CENTER TOWARD THE COSTS OF THE SECOND
GLOBAL HEALTH SYMPOSIUM ON HEALTH SYSTEMS RESEARCH TO BE HELD IN
BEIJING, CHINA, NOVEMBER 2012, AND THE DEVELOPMENT OF AN INTERNATIONAL
SOCIETY TO ADVANCE THE SYMPOSIUM'S WORK
NAME OF RECIPIENT ‐ PEOPLE UNITED FOR SUSTAINABLE HOUSING INC
TOWARD THE COSTS OF DEVELOPING AND REPLICATING ITS GREEN DEVELOPMENT
ZONE MODEL OF COMMUNITY REGENERATION, AND PARTNERING WITH THE NEW YORK
STATE ENERGY RESEARCH AND DEVELOPMENT AUTHORITY TO IMPLEMENT THE
STATE'S RESIDENTIAL ENERGY EFFICIENCY RETROFIT PROGRAM, GREEN
JOBS/GREEN NEW YORK
NAME OF RECIPIENT ‐ PERFORMANCE ZONE INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD, FOR
USE BY OURGOODS, TOWARD THE COSTS OF DEVELOPING AN ONLINE BARTER
NETWORK FOR ARTISTS
NAME OF RECIPIENT ‐ PHARMACCESS FOUNDATION
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3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
FOR USE BY ITS GHANA OFFICE IN SUPPORT OF A PROJECT TO DEVELOP A GHANA
HEALTH CERTIFICATION AND ACCREDITATION BOARD AND LAUNCH A CAPACITY
BUILDING AND QUALITY IMPROVEMENT PROGRAM THAT WILL IMPROVE QUALITY AND
INCREASE ACCESS TO HEALTH SERVICES IN GHANA
NAME OF RECIPIENT ‐ PHILIPPINE INSTITUTE FOR DEVELOPMENT STUDIES
IN SUPPORT OF A PROJECT, AS A MEMBER ORGANIZATION WITHIN THE CENTER FOR
HEALTH MARKET INNOVATIONS, TO IDENTIFY, MAP, TRACK, AND ANALYZE
INNOVATIVE PRIVATE SECTOR HEALTH ORGANIZATIONS AND PROGRAMS IN THE
PHILIPPINES, TO FOSTER LINKAGES AMONG KEY STAKEHOLDERS, AND TO
CULTIVATE ADDITIONAL FUTURE SUPPORT FOR THIS SECTOR
NAME OF RECIPIENT ‐ PORTLAND PR LIMITED
IN SUPPORT OF PROVIDING STRATEGIC COMMUNICATIONS SUPPORT TO FOUR
AFRICAN NON PROFIT ORGANIZATIONS AND COMMUNICATING THEIR RESEARCH
FINDINGS TO KEY AFRICAN POLICYMAKERS PRIOR TO THE 2009 FORUM FOR CHINA
AFRICA COLLABORATION (FOCAC), AND ESTABLISHING A "CHINA IN AFRICA
POLICY NETWORK" TO CONTINUE TO RAISE AWARENESS BEYOND THE MEETING
NAME OF RECIPIENT ‐ PRAYAS INITIATIVES IN HEALTH ENERGY LEARNING AND
PARENTHOOD
TOWARD THE COSTS OF POLICY RELEVANT RESEARCH IN SUPPORT OF THE
ECONOMICALLY VIABLE, SOCIALLY EQUITABLE AND ENVIRONMENTALLY SUSTAINABLE
GROWTH AND DEVELOPMENT OF INDIA'S RENEWABLE ENERGY SECTOR
NAME OF RECIPIENT ‐ PRESIDENT AND FELLOWS OF HARVARD COLLEGE
FOR USE BY ITS HAUSER CENTER FOR NONPROFIT ORGANIZATIONS IN SUPPORT OF
DEVELOPING AND TESTING A THOUGHT MODEL THAT ILLUMINATES THE ROLE BRAND
123651 12‐19‐11 328 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
CAN PLAY IN THE PHILANTHROPIC AND NON PROFIT SECTORS FOR REALIZING
INSTITUTIONAL MISSIONS AND ACHIEVING IMPACT IN A DYNAMIC AND EVOLVING
ECOSYSTEM
NAME OF RECIPIENT ‐ PRESS INSTITUTE OF BANGLADESH
IN SUPPORT OF ACTIVITIES TO PROMOTE UNIVERSAL HEALTH COVERAGE IN
BANGLADESH THROUGH CAPACITY BUILDING AND BY LEVERAGING MEDIA ENGAGEMENT
NAME OF RECIPIENT ‐ PRICEWATERHOUSECOOPERS LIMITED
IN SUPPORT OF DEVELOPING A MEASUREMENT, REPORTING AND VERIFICATION
(MRV) METHODOLOGY AND A FUND DISBURSEMENT MECHANISM THAT WILL ENABLE
SMALLHOLDER FARMERS TO TAKE ADVANTAGE OF CLIMATE FINANCE SUCH AS CARBON
CREDITS IN EXCHANGE FOR ADOPTING FARMING PRACTICES THAT REDUCE
GREENHOUSE GASES
NAME OF RECIPIENT ‐ PUBLIC HEALTH INSTITUTE
FOR USE BY ITS CENTER FOR INNOVATION AND TECHNOLOGY IN PUBLIC HEALTH
AND IN COLLABORATION WITH ATLAS CORPS TOWARD THE COSTS OF TWO MHEALTH
AND EHEALTH FELLOWSHIPS FOR INDIVIDUALS FROM LOW AND MIDDLE INCOME
COUNTRIES
NAME OF RECIPIENT ‐ REAL USEFUL TRAVEL AND MARKETING
IN SUPPORT OF A CONVENING OF ROCKEFELLER FOUNDATION DISEASE
SURVEILLANCE NETWORKS GRANTEES TO BE HELD IN KENYA, NAIROBI, MAY 2011
NAME OF RECIPIENT ‐ RECONNECTING AMERICA INC
IN SUPPORT OF RESEARCH AND OUTREACH DESIGNED TO BUILD SUPPORT AMONG
RURAL AND SMALL CITY LEADERS FOR PUBLIC TRANSPORTATION AND SUSTAINABLE
123651 12‐19‐11 329 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
COMMUNITIES
NAME OF RECIPIENT ‐ REGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELEY
FOR USE BY ITS DEPARTMENT OF CITY AND REGIONAL PLANNING'S INSTITUTE OF
URBAN AND REGIONAL DEVELOPMENT IN SUPPORT OF A COLLABORATIVE PROJECT TO
ENSURE THAT RECENTLY LAUNCHED INFRASTRUCTURE DEVELOPMENT PROGRAMS IN
KENYA ARE SCALABLE AND RESPONSIVE TO LOCAL COMMUNITY NEEDS
NAME OF RECIPIENT ‐ REGIONAL UNIVERSITIES FORUM FOR CAPACITY BUILDING IN
AGRICULTURE LIMITED
IN SUPPORT OF STRENGTHENING TRAINING ON AGROMETEOROLOGY AND USING PEER
REVIEWED PUBLICATIONS AND OTHER METHODS TO IMPROVE THE QUALITY AND
VISIBILITY OF CLIMATE CHANGE RESEARCH IN EAST AFRICA
NAME OF RECIPIENT ‐ REGIONAL UNIVERSITIES FORUM FOR CAPACITY BUILDING IN
AGRICULTURE LIMITED
IN SUPPORT OF ITS WORK TO STRENGTHEN THE RESILIENCE OF AFRICAN
AGRICULTURE TO CLIMATE CHANGE BY HELPING 25 EAST, SOUTHERN, AND CENTRAL
AFRICAN UNIVERSITIES IN ITS CONSORTIUM TO ACCESS CLIMATE CHANGE
ADAPTATION FUNDS AND TRAINING OPPORTUNITIES
NAME OF RECIPIENT ‐ REGISTERED TRUSTEES OF THE FINANCIAL SECTOR DEEPENING
TRUST
TOWARD THE COSTS OF A STUDY OF AGRICULTURE FINANCE IN TANZANIA THAT
AIMS TO ENCOURAGE INCREASED LENDING AND INVESTMENT IN THE AGRICULTURAL
SECTOR TO IMPROVE THE LIVELIHOODS AND INCOMES OF LOCAL SMALLHOLDER
FARMERS
123651 12‐19‐11 330 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT ‐ RESEARCH TRAINING AND MANAGEMENT INTERNATIONAL
IN PARTNERSHIP WITH THE JAMES P. GRANT SCHOOL OF PUBLIC HEALTH IN
SUPPORT OF CONDUCTING A COMPREHENSIVE ASSESSMENT OF THE CURRENT STATUS
OF PRIVATE HEALTH CAPACITY INSTITUTIONS IN BANGLADESH, WITH A
PARTICULAR FOCUS ON THE PRIVATE SECTOR
NAME OF RECIPIENT ‐ RESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEW
YORK
FOR USE BY THE INSTITUTE OF SUSTAINABLE CITIES AT HUNTER COLLEGE, CITY
UNIVERSITY OF NEW YORK, AS A RECIPIENT OF A NEW YORK CITY CULTURAL
INNOVATION FUND AWARD, IN SUPPORT OF AN ONLINE CROWDSOURCING TOOL AND
PHYSICAL INSTALLATION THAT WILL FACILITATE DIALOGUE AMONG CLIMATE
SCIENTISTS, URBAN PLANNERS AND THE PUBLIC ABOUT SUSTAINABILITY AND
CLIMATE CHANGE
NAME OF RECIPIENT ‐ RESOURCE ALLIANCE LIMITED
IN SUPPORT OF THE THAILAND NGO AWARDS, WHICH AIM TO RECOGNIZE AND
REWARD PROFESSIONALISM AND EXCELLENCE OF SELECT THAI NON PROFIT, NON
GOVERNMENTAL ORGANIZATIONS, SET STANDARDS FOR RESOURCE MOBILIZATION AND
OVERALL ORGANIZATIONAL MANAGEMENT AND PROVIDE LEARNING THROUGH SHARED
CASE STUDIES
NAME OF RECIPIENT ‐ RESULTS FOR DEVELOPMENT INSTITUTE INC
IN SUPPORT OF RECRUITING AUTHORS AND FACILITATING THE CREATION,
PLANNING AND REVIEW OF ARTICLES FOR A LANCET SPECIAL SERIES ON
UNIVERSAL HEALTH COVERAGE
NAME OF RECIPIENT ‐ RESULTS FOR DEVELOPMENT INSTITUTE INC
123651 12‐19‐11 331 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
IN SUPPORT OF RESEARCH AND CONVENINGS TO IDENTIFY AND EXPLORE
INNOVATIVE SECONDARY EDUCATION FOR SKILLS ENHANCEMENT, AND EXPLORE
PATHS TO SCALE UP THE MOST EFFECTIVE MODELS IN AFRICA AND ASIA
NAME OF RECIPIENT ‐ RESULTS FOR DEVELOPMENT INSTITUTE INC
IN SUPPORT OF EFFORTS TO CREATE MORE AWARENESS AND ANALYTICAL
UNDERSTANDING OF THE POSSIBILITIES FOR, AND DIRECT FACILITATION OF
COUNTRY LEVEL EFFORTS TO EXPAND AND DEEPEN, UNIVERSAL HEALTH COVERAGE,
INCLUDING THROUGH THE CREATION OF A JOINT LEARNING NETWORK AMONG
IMPLEMENTING COUNTRIES
NAME OF RECIPIENT ‐ RESULTS FOR DEVELOPMENT INSTITUTE INC
IN SUPPORT OF PROVIDING TECHNICAL ASSISTANCE AND FACILITATING
NETWORKING AMONG APPROXIMATELY 10 COUNTRIES OF THE JOINT LEARNING
NETWORK REGARDING THE DESIGN, IMPLEMENTATION, AND EVALUATION OF
RELEVANT PROVIDER PAYMENT MECHANISMS AS A MEANS TO ACHIEVE UNIVERSAL
HEALTH COVERAGE
NAME OF RECIPIENT ‐ ROCKEFELLER ARCHIVE CENTER
IN SUPPORT OF A PROJECT, IN CONNECTION WITH THE ROCKEFELLER
FOUNDATION'S CENTENNIAL IN 2013, TO DEVELOP A WEB BASED MULTIMEDIA
HISTORY OF THE FOUNDATION, AND MAKE ITS PRIMARY DOCUMENTS AND HISTORIC
MATERIALS MORE BROADLY ACCESSIBLE TO THE DIVERSE COMMUNITIES OF
RESEARCHERS AND EDUCATORS INTERESTED IN 20TH CENTURY HISTORY
NAME OF RECIPIENT ‐ ROYAL INSTITUTE OF INTERNATIONAL AFFAIRS
IN SUPPORT OF RESEARCH TO IDENTIFY BARRIERS TO TRANSLATING FOOD CRISIS
EARLY WARNING SIGNS INTO EARLY ACTION, PRODUCE REGIONAL CASE STUDIES ON
123651 12‐19‐11 332 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
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THE RECENT CRISES IN EAST AFRICA AND THE SAHEL, AND FORMULATE AND
COMMUNICATE SOLUTIONS TO OVERCOMING THESE BARRIERS
NAME OF RECIPIENT ‐ RUDOLF STEINER FOUNDATION INC D B A RSF SOCIAL
FINANCE
IN SUPPORT OF RESEARCH ON FINANCING MODELS FOR LOCAL FOOD SYSTEMS WITH
A FOCUS ON FUNDING OPPORTUNITIES TO SUPPORT JOB CREATION, FOOD ACCESS
AND HEALTH AND WELLNESS
NAME OF RECIPIENT ‐ RWANDA AGRICULTURE BOARD
IN SUPPORT OF STRENGTHENING CLIMATE CHANGE ADAPTATION RESEARCH TO
CREATE DEMAND DRIVEN, MARKET RESPONSIVE PRACTICES THAT IMPROVE FOOD
SECURITY FOR SMALLHOLDER FARMERS IN RWANDA
NAME OF RECIPIENT ‐ RWANDA AGRICULTURE BOARD
IN SUPPORT OF A COLLABORATIVE PROJECT WITH THE RWANDA METEOROLOGICAL
SERVICE AND THE WALKER INSTITUTE OF THE UNIVERSITY OF READING TO
IMPROVE THE CLIMATE RISK MODELING CAPACITY OF RWANDAN AGRICULTURAL
SCIENTISTS, PRODUCE A NATIONAL CLIMATE CHANGE RISK MAP, AND EVALUATE
ADAPTATION STRATEGIES THAT COULD IMPROVE THE RESILIENCE OF SMALLHOLDER
FARMERS IN RWANDA TO CLIMATE CHANGE
NAME OF RECIPIENT ‐ SA NODE OF THE MILLENNIUM PROJECT
IN SUPPORT OF A PROJECT TO CONDUCT TREND MONITORING AND HORIZON
SCANNING ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT, FOCUSED
ON SOUTHERN AFRICA
NAME OF RECIPIENT ‐ SA NODE OF THE MILLENNIUM PROJECT
123651 12‐19‐11 333 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
IN CONTINUED SUPPORT OF A PROJECT TO CONDUCT TREND MONITORING AND
HORIZON SCANNING ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT,
FOCUSED ON SOUTHERN AFRICA
NAME OF RECIPIENT ‐ SAMASOURCE INC
IN SUPPORT OF FURTHER REFINING AND EXECUTING ITS BUSINESS MODEL, WHICH
UTILIZES INNOVATIVE TECHNOLOGY PLATFORMS TO TRAIN, MANAGE AND OUTSOURCE
DISTRIBUTED DIGITAL WORK TO SMALL IMPACT OUTSOURCING PROVIDERS IN URBAN
AND RURAL KENYA, RWANDA AND UGANDA AND CREATE JOBS FOR VERY POOR
POPULATIONS
NAME OF RECIPIENT ‐ SAMBODHI RESEARCH AND COMMUNICATIONS PVT LTD
IN SUPPORT OF CONDUCTING MONITORING AND EVALUATION OF THE FOUNDATION'S
SMART POWER FOR ENVIRONMENTALLY SOUND ECONOMIC DEVELOPMENT INITIATIVE
WORK IN INDIA, TO CAPTURE AND SHARE LESSONS LEARNED ABOUT THE
FEASIBILITY AND REPLICABILITY OF OFF GRID RENEWABLE ENERGY SOLUTIONS TO
PROVIDE ELECTRIFICATION AND SPUR ECONOMIC GROWTH IN POOR RURAL
COMMUNITIES, AND TO FOSTER LEARNING, ACCOUNTABILITY AND PERFORMANCE
IMPROVEMENTS IN THE FOUNDATION AND AMONG ITS GRANTEES
NAME OF RECIPIENT ‐ SEACHANGE CAPITAL PARTNERS INC
FOR USE BY THIRD SECTOR CAPITAL PARTNERS TOWARD THE COSTS OF DEVELOPING
AND CONDUCTING DUE DILIGENCE AND DISSEMINATING INFORMATION ABOUT THE
SOCIAL IMPACT BOND INSTRUMENT, IN AN EFFORT TO PROVIDE INNOVATIVE
FINANCING SOLUTIONS TO PERSISTENT SOCIAL PROBLEMS FACING POOR AND
VULNERABLE COMMUNITIES IN THE U.S.
NAME OF RECIPIENT ‐ SHACK DWELLERS INTERNATIONAL
123651 12‐19‐11 334 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
TOWARD THE COSTS OF DEVELOPING MORE INCLUSIVE SHELTER STRATEGIES FOR
CITIES IN THE DEVELOPING WORLD BY INCREASING ENGAGEMENT AND BUILDING
PARTNERSHIPS BETWEEN THE URBAN POOR AND LOCAL GOVERNMENTS
NAME OF RECIPIENT ‐ SMART GROWTH AMERICA
TOWARD THE COSTS OF ITS INITIATIVE TO STRENGTHEN THE CAPACITY OF U.S.
STATES TO IMPLEMENT EQUITABLE AND SUSTAINABLE TRANSPORTATION POLICIES,
PLANS AND INVESTMENTS
NAME OF RECIPIENT ‐ SOCIAL FINANCE INC
TOWARD THE COSTS OF DEVELOPING, CONDUCTING DUE DILIGENCE ON AND
DISSEMINATING INFORMATION ABOUT THE SOCIAL IMPACT BOND INSTRUMENT AN
EFFORT TO PROVIDE INNOVATIVE FINANCING SOLUTIONS TO PERSISTENT SOCIAL
PROBLEMS FACING POOR AND VULNERABLE COMMUNITIES IN THE U.S.
NAME OF RECIPIENT ‐ SOCIETY FOR HEALTH INFORMATION SYSTEMS PROGRAMMES
IN SUPPORT OF EXPANDING THE DISTRICT HEALTH INFORMATION SOFTWARE
(DHIS2) PLATFORM AND STRENGTHENING TECHNICAL CAPACITY IN ORDER TO
ADVANCE HEALTH INFORMATION SYSTEMS DEVELOPMENT IN ASIA
NAME OF RECIPIENT ‐ SOCIETY FOR INTERNATIONAL DEVELOPMENT
FOR USE BY ITS REGIONAL OFFICE IN TANZANIA IN CONTINUED SUPPORT OF A
PROJECT TO CONDUCT TREND MONITORING AND HORIZON SCANNING ON ISSUES
RELEVANT TO POVERTY AND HUMAN DEVELOPMENT FOCUSED ON THE GREATER HORN
OF AFRICA
NAME OF RECIPIENT ‐ SOCIETY FOR INTERNATIONAL DEVELOPMENT EAST AFRICA
IN SUPPORT OF AN "AFRICAN DIALOGUE SPEAKER SERIES" TO ENHANCE SHARED
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3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
LEARNING AIMED AT DEFINING NEW AND INNOVATIVE APPROACHES FOR AFRICA TO
ACHIEVE ITS POTENTIAL
NAME OF RECIPIENT ‐ SOCIETY FOR PARTICIPATORY RESEARCH IN ASIA
TOWARD THE COSTS OF ITS WORK, IN COLLABORATION WITH THE SOCIETY FOR THE
PROMOTION OF AREA RESOURCE CENTRES, TO FACILITATE A PROCESS TO
STRENGTHEN CIVIL SOCIETY ENGAGEMENT WITH URBAN POLICY BY PROMOTING
CAPACITY BUILDING POLICY DIALOGUE AND CONDUCTING THEMATIC RESEARCH IN
INDIA
NAME OF RECIPIENT ‐ SOCIETY FOR TECHNOLOGY AND ACTION FOR RURAL
ADVANCEMENT
IN SUPPORT OF COORDINATING A MULTI STAKEHOLDER, MULTI SITE PROJECT TO
DEVELOP AND TEST THE FEASIBILITY AND REPLICABILITY OF OFF GRID
RENEWABLE ENERGY SOLUTIONS TO PROVIDE ELECTRIFICATION AND SPUR ECONOMIC
GROWTH IN POOR RURAL COMMUNITIES IN INDIA
NAME OF RECIPIENT ‐ SOKOINE UNIVERSITY OF AGRICULTURE
IN SUPPORT OF COLLABORATIVE RESEARCH ON THE APPLICATION OF CONSERVATION
AGRICULTURE PRACTICES AS COPING STRATEGIES FOR SMALLHOLDER FARMERS TO
ADAPT TO CLIMATE VARIABILITY AND CHANGE IN TANZANIA
NAME OF RECIPIENT ‐ SOKOINE UNIVERSITY OF AGRICULTURE
FOR USE BY ITS SOUTHERN AFRICAN CENTRE IN SUPPORT OF EFFORTS TO
STRENGTHEN ITS CAPACITY AS BOTH A FORUM AND RESEARCH PLATFORM FOR ONE
HEALTH APPROACHES TO THE STUDY OF INFECTIOUS DISEASES, BOTH NATIONALLY
AND IN SOUTHERN AND EAST AFRICA
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NAME OF RECIPIENT ‐ SOLOMON R GUGGENHEIM FOUNDATION
TOWARD THE COSTS OF A SERIES OF SIX WALKING TOURS OF "STILL SPOTS" IN
NEW YORK CITY'S FIVE BOROUGHS, EXPLORING THE CONCEPT OF STILLNESS IN A
RESTLESS URBAN LANDSCAPE
NAME OF RECIPIENT ‐ STICHTING MEDICAL CREDIT FUND
IN SUPPORT OF A FEASIBILITY STUDY TO ASSESS THE TECHNICAL ASSISTANCE
AND BUSINESS NEEDS OF MIDWIVES IN GHANA IN AN EFFORT TO INFORM A
REDUCTION IN MATERNAL AND INFANT MORTALITY
NAME OF RECIPIENT ‐ STRATEGIC FORESIGHT GROUP
TOWARD THE COSTS OF A PROJECT TO CONDUCT TREND MONITORING AND HORIZON
SCANNING RESEARCH ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT,
FOCUSED ON INDIA, BANGLADESH, INDONESIA, THAILAND, VIETNAM, AND MIDDLE
EAST COUNTRIES
NAME OF RECIPIENT ‐ SUE WILLIAMSON
IN SUPPORT OF A BELLAGIO CREATIVE ARTS FELLOWSHIP, TO PURSUE A NEW
PROJECT IN DEPTH AND BUILD CONNECTIONS WITH A GLOBAL INTERDISCIPLINARY
COMMUNITY OF RESIDENTS IN A THREE MONTH STAY AT THE ROCKEFELLER
FOUNDATION BELLAGIO CENTER, AND RECEIVE POST RESIDENCY PUBLICITY
THROUGH CREATION AND DISSEMINATION OF AN ARTIST'S PUBLICATION
NAME OF RECIPIENT ‐ SUSTAINABLE MOBILITY FINANCE LLC
IN SUPPORT OF DEVELOPING AND TESTING INNOVATIONS FOR FRONT END PLANNING
AND FAST TRACKING BUS RAPID TRANSIT PROJECT DESIGN AND APPROVAL IN U.S.
CITIES
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3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT ‐ SWISS TROPICAL AND PUBLIC HEALTH INSTITUTE
IN SUPPORT OF AN EVALUATION OF THE FOUNDATION'S DISEASE SURVEILLANCE
NETWORKS INITIATIVE WORK IN AFRICA, IN COLLABORATION WITH THE AFRICA
POPULATION AND HEALTH RESEARCH CENTER, TO CAPTURE AND SHARE LESSONS
LEARNED ABOUT THE ABILITY OF COMPLEX NETWORKS TO ACHIEVE IMPROVED
DISEASE SURVEILLANCE AND RESPONSE, AND TO FOSTER LEARNING,
ACCOUNTABILITY AND PERFORMANCE IMPROVEMENTS IN THE FOUNDATION AND AMONG
ITS GRANTEES
NAME OF RECIPIENT ‐ TARU LEADING EDGE PRIVATE LIMITED
IN SUPPORT OF AN EXPLORATORY STUDY TO ASSESS EXISTING CONDITIONS OF WET
MARKETS IN URBAN AREAS OF INDORE AND SURAT CITIES IN INDIA, AND PROVIDE
RECOMMENDATIONS ON PROCEDURES FOR CREATING SAFE WET MARKETS IN THE
CONTEXT OF ACCELERATING URBANIZATION AND CLIMATE CHANGE
NAME OF RECIPIENT ‐ TARU LEADING EDGE PRIVATE LIMITED
IN SUPPORT OF ENHANCING THE CLIMATE CHANGE RESILIENCE OF THE CITY OF
INDORE, INDIA THROUGH THE ESTABLISHMENT OF AN INTEGRATED VECTOR AND
WATER BORNE DISEASE SURVEILLANCE AND RESPONSE SYSTEM TO HELP COPE WITH
PROJECTED INCREASES IN VECTOR DISEASES DUE TO INCREASING TEMPERATURES
AND MORE INTENSE PRECIPITATION, AS PART OF THE ASIAN CITIES CLIMATE
CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT ‐ TARU LEADING EDGE PRIVATE LIMITED
IN COLLABRATION WITH A RANGE OF CITY BASED STAKEHOLDERS AND
ORGANIZATIONS IN SUPPORT OF DEVELOPING AND DEMONSTRATING A RANGE OF
MODELS FOR COST EFFECTIVE, RELIABLE, DECENTRALIZED URBAN WATER
MANAGEMENT THAT ARE DRIVEN BY DIFFERENTIATED END USE DEMANDS IN INDORE
123651 12‐19‐11 338 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
CITY, INDIA, AS PART OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE
NETWORK
NAME OF RECIPIENT ‐ TARU LEADING EDGE PRIVATE LIMITED
IN SUPPORT OF MODELING AN END TO END EARLY WARNING SYSTEM THAT WILL
HELP IMPROVE THE MANAGEMENT OF RESERVOIR RELEASES AND REDUCE THE
INTENSITY OF FLOODS AND RESULTANT DAMAGE IN THE CITY OF SURAT, INDIA,
AS PART OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT ‐ TARU LEADING EDGE PRIVATE LIMITED
IN SUPPORT OF ASSISTING THREE CITIES IN INDIA (SURAT, INDORE, AND
GORAKHPUR) TO PLAN AND IMPLEMENT CLIMATE RESILIENCE PROJECTS, BY
BUILDING THE CAPACITY OF CITY PARTNERS AND OTHER ACTORS IN THOSE CITIES
TO UNDERTAKE URBAN CLIMATE RESILIENCE WORK, PARTNER WITH NATIONAL,
STATE, AND LOCAL GOVERNMENTS TO INITIATE REFORMS THAT SUPPORT URBAN
CLIMATE RESILIENCE IN INDIA, AND DOCUMENT METHODOLOGIES AND LESSONS
LEARNED AS PART OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT ‐ TCC GROUP INC
IN SUPPORT OF AN EVALUATION OF THE FOUNDATION'S PROMOTING EQUITABLE AND
SUSTAINABLE TRANSPORTATION INITIATIVE, TO FOSTER LEARNING,
ACCOUNTABILITY AND PERFORMANCE IMPROVEMENTS IN THE FOUNDATION AND AMONG
ITS GRANTEES
NAME OF RECIPIENT ‐ TECHNOSERVE INC
IN SUPPORT OF A PROOF OF CONCEPT PILOT PROJECT TO DEMONSTRATE THE
POTENTIAL FOR A LOCAL IMPACT SOURCING SERVICE PROVIDER IN KENYA TO
CREATE AND SUSTAIN OPPORTUNITIES TARGETING POOR AND DISADVANTAGED
123651 12‐19‐11 339 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
STUDENTS IN PUBLIC UNIVERSITIES
NAME OF RECIPIENT ‐ TELLUS INSTITUTE INC
IN SUPPORT OF RESEARCH TO IDENTIFY AND ASSESS THE POTENTIAL IMPACT OF
INITIATIVES TO IMPROVE OUTCOMES FOR WORKERS AND/OR EQUITABLE ACCESS TO
HEALTHY FOOD AMONG THE 100 LARGEST FOOD CORPORATIONS
NAME OF RECIPIENT ‐ TENEO STRATEGY CONSULTING LLC
IN SUPPORT OF A PROJECT, IN CONNECTION WITH THE ROCKEFELLER
FOUNDATION'S CENTENNIAL IN 2013, TO BUILD CAPACITY, CREATE NEW
COALITIONS, STRENGTHEN EXISTING NETWORKS, AND ADVANCE PUBLIC POLICY BY
CONVENING GATHERINGS AND PROVIDING MULTIMEDIA TOOLS AND RESOURCES FOR
IDENTIFYING CHALLENGES AND PROPOSING TANGIBLE SOLUTIONS TO GLOBAL
PROBLEMS
NAME OF RECIPIENT ‐ THAILAND ENVIRONMENT INSTITUTE FOUNDATION
IN SUPPORT OF ACTIVITIES, IN COLLABORATION WITH THE SONGKLA COMMUNITY
FOUNDATION, TO BUILD CAPACITY FOR FLOOD PREPAREDNESS AND RESPONSE, AND
A MODEL FOR PARTNERSHIP AND COLLABORATION BETWEEN LOCAL COMMUNITIES AND
LOCAL GOVERNMENT AGENCIES IN HAT YAI CITY RESPONSIBLE FOR DELIVERY OF
BASIC SERVICES INCLUDING SANITATION, WELFARE AND HEALTH, AS PART OF THE
ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT ‐ THAILAND ENVIRONMENT INSTITUTE FOUNDATION
IN SUPPORT OF A FEASIBILITY STUDY AND IMPLEMENTATION PLAN FOR
ECOLOGICAL RESTORATION OF THE INNER CHANNEL OF THE KOK RIVER IN CHIANG
RAI, THAILAND, INCLUDING RESTORATION OF A SECTION OF THE CHANNEL, AS A
MODEL FOR BUILDING URBAN RESILIENCE, AS PART OF THE ASIAN CITIES
123651 12‐19‐11 340 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
CLIMATE CHANGE RESILIENCE NETWORK
NAME OF RECIPIENT ‐ THAILAND ENVIRONMENT INSTITUTE FOUNDATION
IN SUPPORT OF CARRYING OUT PHASE III ACTIVITIES OF THE ASIAN CITIES
CLIMATE CHANGE RESILIENCE NETWORK RELATED TO BUILDING CLIMATE CHANGE
RESILIENCE IN CHIANG RAI AND HAT YAI, THAILAND; TO SUPPORT OTHER CITIES
IN THAILAND TO EXPAND THEIR UNDERSTANDING OF URBAN CLIMATE CHANGE
RESILIENCE KNOWLEDGE AND PRACTICE; AND TO MAP AND ENGAGE KEY NATIONAL
STAKEHOLDERS TO INCREASE RESOURCES AND ATTENTION TO URBAN CLIMATE
CHANGE RESILIENCE IN THAILAND
NAME OF RECIPIENT ‐ THE CHANCELLOR MASTERS AND SCHOLARS OF THE
UNIVERSITY OF OXFORD
FOR USE BY ITS OXFORD MARTIN SCHOOL IN SUPPORT OF TWO WORKSHOPS TO
DEVELOP A BROAD AND CROSS CUTTING PERSPECTIVE ON RESILIENCE BOTH IN
THEORY AND PRACTICE, WITH A FOCUS ON THE ROLE OF RESILIENCE IN THE
REDUCTION OF POVERTY
NAME OF RECIPIENT ‐ THE ENERGY AND RESOURCES INSTITUTE
IN SUPPORT OF A STUDY ASSESSING CURRENT URBAN PLANNING POLICIES IN
INDIA, WITH A FOCUS ON TWO INDIAN CITIES, AND IDENTIFYING POLICY AND
REGULATORY CHANGES AT THE NATIONAL, STATE AND CITY LEVELS THAT IF
IMPLEMENTED WOULD ENHANCE CLIMATE CHANGE RESILIENCE IN INDIA
NAME OF RECIPIENT ‐ THE MARY ROBINSON FOUNDATION
IN SUPPORT OF POLICY ANALYSIS AND ADVOCACY WORK THAT WILL ENCOURAGE THE
INCORPORATION OF A GENDER LENS IN EFFORTS TO BUILD WOMEN'S LEADERSHIP
IN THE AREA OF INTERNATIONAL CLIMATE JUSTICE
123651 12‐19‐11 341 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT ‐ THE MILLENNIUM PROJECT CORPORATION
IN SUPPORT OF 1) TARGETED TRAVEL SUPPORT FOR PARTICIPANTS FROM AFRICA
TO ATTEND THE MILLENNIUM PROJECT PLANNING COMMITTEE MEETING, TO BE HELD
IN VANCOUVER, CANADA, JULY 2011; AND 2) A PROJECT TO ASSIST IN
IMPROVING THE CAPACITY OF DEVELOPING COUNTRIES TO CONDUCT FUTURES
RESEARCH BY IMPLEMENTING THE RESULTS OF A LONG TERM FINANCIAL
SUSTAINABILITY AND FEASIBILITY PLAN FOR THE ORGANIZATION
NAME OF RECIPIENT ‐ THE MUSEUM FOR AFRICAN ART
FOR USE BY ITS NELSON MANDELA CENTER TOWARD THE COSTS OF DEVELOPING
PUBLIC EDUCATIONAL PROGRAMS ON SOCIAL AND POLITICAL HISTORY THAT
HIGHLIGHT AFRICA'S CONTRIBUTIONS TO ONGOING GLOBAL DIALOGUE
NAME OF RECIPIENT ‐ THE NATIONAL ASSOCIATION OF LATINO INDEPENDENT
PRODUCERS INC
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF PROVIDING PROFESSIONAL MENTORING THROUGH ITS LATINO
ARTIST MENTORING PROJECT TO NEW YORK LATINO/LATINA AND NATIVE WRITERS,
PRODUCERS AND DIRECTORS TO CREATE AND ADVANCE NEW FILMS
NAME OF RECIPIENT ‐ THE NIGERIA ICT FORUM OF PARTNERSHIP INSTITUTIONS
TOWARD THE COSTS OF CONTINUED OPERATION OF THE BANDWIDTH CONSORTIUM, AN
INITIATIVE PROVIDING LOW COST BANDWIDTH AND INTERNET ACCESS FOR
PARTICIPATING AFRICAN INSTITUTIONS OF HIGHER EDUCATION, INCLUDING
MAINTAINING ONGOING SERVICE, MANAGING SUBSIDIES, FACILITATING GROWTH OF
THE NETWORK AND EXAMINING LONG TERM SUSTAINABILITY OPTIONS
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3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT ‐ THE PARTNERSHIP FOR WORKING FAMILIES
TOWARD THE COSTS OF RESEARCH TO QUANTIFY POTENTIAL EMPLOYMENT,
ENVIRONMENTAL AND OTHER SOCIAL IMPACTS OF THE WASTE MANAGEMENT SECTOR
AS WELL AS TO DEVELOP A NATIONAL CAMPAIGN FOCUSED ON SOCIAL AND
ECONOMIC EQUITY IN THE WASTE AND RECYCLING INDUSTRY
NAME OF RECIPIENT ‐ TIDES CENTER
IN SUPPORT OF AN EVALUATION OF THE FOUNDATION'S ACCELERATING INNOVATION
FOR DEVELOPMENT INITIATIVE, TO FOSTER LEARNING, ACCOUNTABILITY AND
PERFORMANCE IMPROVEMENTS IN THE FOUNDATION AND AMONG ITS GRANTEES
NAME OF RECIPIENT ‐ TRUSTEES OF TUFTS COLLEGE
FOR USE BY ITS POSITIVE DEVIANCE INITIATIVE TO IMPLEMENT ITS BUSINESS
PLAN FOR SCALING UP AND MAKING AVAILABLE TO INSTITUTIONS WORKING ON THE
NEEDS OF POOR OR VULNERABLE POPULATIONS, THE "POSITIVE DEVIANCE" MODEL,
A BEHAVIOR AND SOCIAL CHANGE APPROACH BASED ON THE OBSERVATION THAT
UNCOMMON PRACTICES AND BEHAVIORS ENABLE CERTAIN INDIVIDUALS OR GROUPS
TO FIND BETTER SOLUTIONS TO PREVALENT PROBLEMS THAN OTHERS WHO HAVE
ACCESS TO THE SAME RESOURCES
NAME OF RECIPIENT ‐ UNITED NATIONS ENTITY FOR GENDER EQUALITY AND THE
EMPOWERMENT OF WOMEN
TOWARD THE COSTS OF SPECIFIC ACTIVITIES TO SUPPORT ITS MISSION TO
ACCELERATE PROGRESS TOWARD THE GOAL OF ACHIEVING GENDER EQUALITY AND
THE EMPOWERMENT OF WOMEN, INCLUDING ENSURING THAT WOMEN'S VOICES AND
CONCERNS ARE HEARD THROUGH THE GRASSROOTS WOMEN PARTICIPATION IN RIO+20
PROJECT AND ENHANCING THE CAPACITY OF RURAL WOMEN FARMERS THROUGH THE
RURAL WOMEN FEED AFRICA PROJECT
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3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT ‐ UNITED NATIONS FOUNDATION INC
TOWARD THE COSTS OF DEVELOPING ITS COLLABORATIVE MHEALTH ALLIANCE, A
MULTI STAKEHOLDER PARTNERSHIP DEVOTED TO ESTABLISHING SCALABLE, OPEN
STANDARDS BASED HEALTH SOLUTIONS BY LEVERAGING THE POWER OF MOBILE
NETWORKS AND DEVICES
NAME OF RECIPIENT ‐ UNIVERSIDAD DEL DESARROLLO
FOR USE BY ITS CENTER FOR EPIDEMIOLOGY AND PUBLIC HEALTH POLICY, TOWARD
THE COSTS OF A STUDY TO ASSESS THE EQUITY OF HEALTH COVERAGE FOR PRE
NATAL CARE AND HYPERTENSION IN CHILE AND TO DEVELOP METHODOLOGICAL
TOOLS FOR EVALUATING HEALTH COVERAGE THAT WILL BE EFFECTIVE UNDER A
VARIETY OF CONDITIONS AND IN DIFFERENT COUNTRIES
NAME OF RECIPIENT ‐ UNIVERSITY OF CAPE TOWN
FOR USE BY ITS AFRICAN CENTRE FOR CITIES, IN PARTNERSHIP WITH
SLUM/SHACK DWELLERS INTERNATIONAL AND THE ASSOCIATION OF AFRICAN
PLANNING SCHOOLS, TOWARD THE COSTS OF REVITALIZING URBAN PLANNING
EDUCATION IN AFRICA AND SCALING UP URBAN RELATED APPLIED RESEARCH AND
PRACTICE ON THE CONTINENT
NAME OF RECIPIENT ‐ UNIVERSITY OF DAR ES SALAAM
FOR USE BY ITS COLLEGE OF ENGINEERING AND TECHNOLOGY TOWARD THE COSTS
OF THE INNOVATION SYSTEMS AND CLUSTER PROGRAMME TO FOSTER SOCIO
ECONOMIC DEVELOPMENT AND POVERTY REDUCTION IN TANZANIA THROUGH
MANAGEMENT TRAINING FOR SMALL BUSINESS OWNERS, WITH AN EMPHASIS ON
EDUCATIONAL SERVICES AND INFORMATION TECHNOLOGY
123651 12‐19‐11 344 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT ‐ UNIVERSITY OF DAR ES SALAAM
IN SUPPORT OF RESEARCH ON AGRONOMIC APPROACHES THAT BUILD THE
RESILIENCE OF SMALLHOLDER FARMERS IN TANZANIA AND MALAWI, AND FOR THE
TRAINING OF GRADUATE STUDENTS AND VARIOUS STAKEHOLDERS ON CLIMATE
CHANGE ADAPTATION IN THE AGRICULTURE SECTOR IN EAST AFRICA
NAME OF RECIPIENT ‐ UNIVERSITY OF DAR ES SALAAM
FOR USE BY ITS INSTITUTE OF RESOURCE ASSESSMENT IN SUPPORT OF DESIGNING
AND DELIVERING TRAINING ON CLIMATE CHANGE ADAPTATION TO RESEARCHERS AT
TANZANIA'S SEVEN AUTONOMOUS ZONAL AGRICULTURE RESEARCH CENTERS AND TO
STAFF SEVEN OTHER EAST AFRICAN RESEARCH AND DEVELOPMENT INSTITUTIONS
NAME OF RECIPIENT ‐ UNIVERSITY OF ECONOMICS HO CHI MINH CITY
IN SUPPORT OF A PROJECT TO DEVELOP A MASTER OF SCIENCE DEGREE IN HEALTH
ECONOMICS AND MANAGEMENT IN VIETNAM
NAME OF RECIPIENT ‐ UNIVERSITY OF GHANA
FOR USE BY ITS SCHOOL OF PUBLIC HEALTH IN SUPPORT OF CONTINUING TO
ENHANCE ITS HEALTH INFORMATICS CURRICULUM, AND ESTABLISHING A HEALTH
INFORMATICS SOCIETY THAT WILL PROMOTE THE DEVELOPMENT OF HEALTH
INFORMATICS CAPACITIES THAT LEVERAGE EHEALTH TO IMPROVE ACCESS TO
HEALTH SERVICES IN GHANA
NAME OF RECIPIENT ‐ UNIVERSITY OF HYDERABAD
TO CONDUCT RICE GENOMIC RESEARCH AND PROVIDE LEADERSHIP AND
COORDINATION TO THE NATIONAL INDIAN NETWORK ON RICE IMPROVEMENT FOR
DROUGHT TOLERANCE
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3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT ‐ UNIVERSITY OF KWAZULU NATAL
FOR USE BY ITS FACULTY OF SCIENCE AND AGRICULTURE TOWARD THE COSTS OF
ESTABLISHING A HEALTH ENTERPRISE ARCHITECTURE LAB, A RESEARCH
LABORATORY FOCUSED ON THE APPLICATION OF ENTERPRISE ARCHITECTURE AND
HEALTH INFORMATICS TO LOW RESOURCE SETTINGS
NAME OF RECIPIENT ‐ UNIVERSITY OF LIBERIA
FOR USE BY ITS COLLEGE OF AGRICULTURE AND FORESTRY TO REVITALIZE ITS
CAPACITY AND INITIATE RESEARCH AND BEGIN THE MULTIPLICATION AND
DISTRIBUTION OF IMPROVED RICE VARIETIES TO ENHANCE LIBERIA'S NATIONAL
FOOD SECURITY
NAME OF RECIPIENT ‐ UNIVERSITY OF MANCHESTER
FOR USE BY ITS MANCHESTER INSTITUTE OF INNOVATION RESEARCH IN SUPPORT
OF A PROJECT TO SYNTHESIZE AND VISUALIZE TREND AND HORIZON SCANNING
INFORMATION ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT
INCLUDING THE PUBLICATION OF A SPECIAL ISSUE OF THE JOURNAL "FORESIGHT"
NAME OF RECIPIENT ‐ UNIVERSITY OF NAIROBI
FOR USE BY ITS DEPARTMENT OF URBAN AND REGIONAL PLANNING IN SUPPORT OF
A COLLABORATIVE PROJECT IN KENYA TO ENSURE THAT RECENTLY LAUNCHED
INFRASTRUCTURE DEVELOPMENT PROGRAMS ARE SCALABLE AND RESPONSIVE TO
LOCAL COMMUNITY NEEDS
NAME OF RECIPIENT ‐ UNIVERSITY OF NAIROBI
FOR USE BY ITS CENTRE FOR URBAN RESEARCH AND INNOVATION IN SUPPORT OF
STRENGTHENING ITS POSITION AS A REGIONAL HUB FOR INNOVATIVE URBAN
RESEARCH, TEACHING AND PRACTICE AND TO WORK IN PARTNERSHIP WITH SLUM
123651 12‐19‐11 346 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
DWELLERS INTERNATIONAL TO PROMOTE MORE EQUITABLE URBAN PLANNING AND
MANAGEMENT IN EAST AFRICA
NAME OF RECIPIENT ‐ UNIVERSITY OF READING
FOR USE BY ITS WALKER INSTITUTE FOR CLIMATE SYSTEM RESEARCH IN
COLLABORATION WITH ITS STATISTICAL SERVICES CENTRE, IN SUPPORT OF
PROVIDING CAPACITY BUILDING ASSISTANCE TO THE CLIMATE CHANGE UNITS OF
SEVEN AGRICULTURE RESEARCH AND DEVELOPMENT INSTITUTIONS IN EAST AND
CENTRAL AFRICA
NAME OF RECIPIENT ‐ UNIVERSITY OF THE FREE STATE
IN SUPPORT OF A SERIES OF WORKSHOPS TO BUILD KNOWLEDGE, SKILLS AND
CAPACITY AMONG ROCKEFELLER FOUNDATION STAFF, PARTNERS AND GRANTEES TO
BETTER DEFINE, MEASURE AND REPORT ON ACHIEVING MORE EQUITABLE GROWTH
FOR POOR AND VULNERABLE PEOPLE
NAME OF RECIPIENT ‐ UNIVERSITY OF THE FREE STATE
FOR USE BY ITS DIRECTORATE FOR RESEARCH DEVELOPMENT, IN SUPPORT OF A
COLLABORATION WITH EVALNET, TO ENGAGE DEVELOPMENT EVALUATION LEADERS TO
PROVIDE PRACTICAL ASSISTANCE TO ROCKEFELLER FOUNDATION INITIATIVE
TEAMS, KEY GRANTEES AND PARTNERS, TO BETTER ARTICULATE, MONITOR,
EVALUATE AND REPORT ON THEIR RESULTS AND STRATEGIES IN ORDER TO ACHIEVE
IMPACT
NAME OF RECIPIENT ‐ UNIVERSITY OF THE FREE STATE
FOR USE BY ITS DIRECTORATE FOR RESEARCH DEVELOPMENT, IN CONTINUED
SUPPORT OF A COLLABORATION WITH EVALNET, TO ENGAGE DEVELOPMENT
EVALUATION LEADERS TO PROVIDE PRACTICAL ASSISTANCE TO ROCKEFELLER
123651 12‐19‐11 347 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
FOUNDATION INITIATIVE TEAMS, KEY GRANTEES AND PARTNERS, TO BETTER
ARTICULATE, MONITOR, EVALUATE AND REPORT ON THEIR RESULTS AND
STRATEGIES IN ORDER TO ACHIEVE IMPACT
NAME OF RECIPIENT ‐ UNIVERSITY OF WATERLOO
FOR USE BY ITS WATERLOO INSTITUTE FOR SOCIAL INNOVATION AND RESILIENCE
IN SUPPORT OF DESIGNING AND INITIATING AN INNOVATION FOR RESILIENCE
FELLOWSHIP PROGRAM THAT WILL TRAIN FELLOWS TO FIND INNOVATIVE RESPONSES
TO PERSISTENT SOCIAL PROBLEMS FACING POOR AND VULNERABLE COMMUNITIES
AROUND THE WORLD
NAME OF RECIPIENT ‐ UNIVERSITY OF WISCONSIN STEVENS POINT
FOR A COLLABORATIVE PROJECT, WITH MAKERERE UNIVERSITY AND THE REGIONAL
UNIVERSITIES FORUM FOR CAPACITY BUILDING IN AGRICULTURE, TO INTEGRATE
THE USE OF GEOGRAPHIC INFORMATION SYSTEMS INTO LOCAL GOVERNMENT
PLANNING IN UGANDA
NAME OF RECIPIENT ‐ VERA INSTITUTE OF JUSTICE INC
TOWARD THE COSTS OF DESIGNING AND CONDUCTING A STUDY OF THE IMPACT OF
FORMAL AND INFORMAL INTERACTION BETWEEN NEW YORK CITY POLICE,
ADOLESCENT AND YOUNG ADULTS, AND THEIR FAMILIES WITH A FOCUS ON "STOP,
QUESTION AND FRISK" PRACTICES
NAME OF RECIPIENT ‐ VERULAM ASSOCIATES LTD
IN SUPPORT OF AN EVALUATION OF THE ASIAN CITIES CLIMATE CHANGE
RESILIENCE NETWORK COMPONENT OF THE FOUNDATION'S BUILDING CLIMATE
CHANGE RESILIENCE INITIATIVE, TO CAPTURE AND SHARE LESSONS LEARNED
ABOUT THE RELEVANCE, EFFECTIVENESS, EFFICIENCY, INFLUENCE, IMPACT AND
123651 12‐19‐11 348 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
SUSTAINABILITY OF THE EFFORT, AND TO FOSTER LEARNING, ACCOUNTABILITY
AND PERFORMANCE IMPROVEMENTS IN THE FOUNDATION AND AMONG ITS GRANTEES
NAME OF RECIPIENT ‐ VIETNAM HEALTH ECONOMICS ASSOCIATION
IN SUPPORT OF A PROJECT TO STRENGTHEN ITS INSTITUTIONAL AND
ORGANIZATIONAL CAPACITY BUILDING EFFORTS TO PROMOTE HEALTH FINANCE
REFORM IN VIETNAM
NAME OF RECIPIENT ‐ VILLAGEREACH
IN SUPPORT OF ITS "OPENLMIS INITIATIVE," A COMMUNITY OF HEALTH SYSTEMS
DESIGNERS AND PUBLIC HEALTH PRACTITIONERS WORKING TOWARD BUILDING AN
OPEN SOURCE MEDICAL LOGISTICS MANAGEMENT TOOL AND FACILITATING
COLLABORATIVE DEVELOPMENT OF AN EHEALTH SOFTWARE PLATFORM TO IMPROVE
HEALTH CARE ACCESS IN DEVELOPING COUNTRIES
NAME OF RECIPIENT ‐ WHAT WOULD JANE DO LLC
TOWARD THE COSTS OF "WHAT WOULD JANE DO?" A DOCUMENTARY FILM FOCUSING
ON THE LIFE AND CONTINUED GLOBAL RELEVANCE OF JANE JACOBS AND HER WORK
NAME OF RECIPIENT ‐ WILDLIFE CONSERVATION SOCIETY
AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD,
TOWARD THE COSTS OF AN ONLINE FORUM THAT ALLOWS THE PUBLIC TO DEVELOP
AND SHARE CLIMATE RESILIENT DESIGNS FOR MANHATTAN
NAME OF RECIPIENT ‐ WILDLIFE CONSERVATION SOCIETY
FOR USE BY ITS ANIMAL & HUMAN HEALTH FOR THE ENVIRONMENT AND
DEVELOPMENT (AHEAD) PROJECT TO ENGAGE A PROGRAM OFFICER WHO WILL
SUPPORT ONE HEALTH ACTIVITIES THAT LINK HUMAN, ANIMAL, WILDLIFE
123651 12‐19‐11 349 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
ACTIVITIES IN THE SOUTHERN AFRICAN REGION
NAME OF RECIPIENT ‐ WILLIAM J CLINTON FOUNDATION
FOR USE BY ITS CLINTON AIDS/HIV INITIATIVE IN SUPPORT OF ITS
COLLABORATION WITH THE MINISTRY OF HEALTH IN RWANDA TO IMPLEMENT
COUNTRY WIDE HEALTH SYSTEMS STRENGTHENING TOOLS AND TO LAUNCH A
NATIONAL HEALTH SECTOR INFORMATION TECHNOLOGY HELP DESK TO SUPPORT ALL
LEVELS OF THE HEALTH SYSTEM TO USE NEW EHEALTH TECHNOLOGIES
NAME OF RECIPIENT ‐ WILLIAM J CLINTON FOUNDATION
FOR USE BY ITS CLINTON CLIMATE INITIATIVE'S CARBON AND POVERTY
REDUCTION PROGRAM IN SUPPORT OF EFFORTS TO DEVELOP, DEPLOY AND
DEMONSTRATE CARBON MEASUREMENT AND ACCOUNTING SYSTEMS THAT ENABLE POOR
PEOPLE IN RURAL AREAS OF DEVELOPING COUNTRIES TO PARTICIPATE IN AND
BENEFIT FROM GLOBAL CLIMATE MARKETS
NAME OF RECIPIENT ‐ WINTERHOUSE
IN SUPPORT OF EFFORTS TO DEVELOP COLLECTIVE ACTION AND COLLABORATION IN
HUMAN CENTERED DESIGN FOR SOCIAL IMPACT ACROSS THE DESIGN INDUSTRY AND
INSTITUTIONS THAT WORK ON THE NEEDS OF POOR OR VULNERABLE PEOPLE
NAME OF RECIPIENT ‐ WONG HOY CHEONG
IN SUPPORT OF A BELLAGIO CREATIVE ARTS FELLOWSHIP, TO PURSUE A NEW
PROJECT IN DEPTH AND BUILD CONNECTIONS WITH A GLOBAL INTERDISCIPLINARY
COMMUNITY OF RESIDENTS IN A THREE MONTH STAY AT THE ROCKEFELLER
FOUNDATION BELLAGIO CENTER, AND RECEIVE POST RESIDENCY PUBLICITY
THROUGH CREATION AND DISSEMINATION OF AN ARTIST'S PUBLICATION
123651 12‐19‐11 350 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT ‐ WORKERS DEFENSE PROJECT INC
TOWARD THE COSTS OF ITS PREMIER COMMUNITY BUILDER PROJECT, AN EFFORT TO
CREATE EQUITABLE AND SUSTAINABLE JOBS IN THE GREEN CONSTRUCTION
INDUSTRY IN AUSTIN, TEXAS
NAME OF RECIPIENT ‐ WORLD FOOD PRIZE FOUNDATION
TO ENDOW AN ANNUAL AWARD IN HONOR OF DR. NORMAN E. BORLAUG RECOGNIZING
AN OUTSTANDING YOUNG FIELD RESEARCH SCIENTIST OR EXTENSION WORKER IN
AGRICULTURAL DEVELOPMENT, AND TO CONTRIBUTE TO THE BORLAUG DIALOGUE
INTERNATIONAL SYMPOSIUM OVER THE NEXT 10 YEARS
NAME OF RECIPIENT ‐ WORLD HEALTH ORGANIZATION
FOR USE BY ITS DEPARTMENT OF HEALTH SYSTEMS FINANCING IN SUPPORT OF THE
"PROVIDING FOR HEALTH" PARTNERSHIP'S EFFORTS TO INCREASE NATIONAL AND
GLOBAL AWARENESS OF UNIVERSAL HEALTH COVERAGE
NAME OF RECIPIENT ‐ WORLD METEOROLOGICAL ORGANIZATION
FOR USE BY ITS AGRICULTURAL METEOROLOGY PROGRAMME TO ASSIST THE
NATIONAL METEOROLOGICAL AGENCY OF ETHIOPIA IN DEVELOPING TARGETED
CLIMATE FORECASTS THAT CAN BE UNDERSTOOD AND USED BY AGRICULTURAL
DECISION MAKERS FROM RURAL EXTENSION AGENTS TO FARMERS TO DETERMINE
APPROPRIATE FARMING PRACTICES
NAME OF RECIPIENT ‐ WORLD WIDE WEB FOUNDATION
IN SUPPORT OF CONDUCTING A STUDY OF USERS' EXPERIENCES ACCESSING THE
INTERNET IN THE DEVELOPING WORLD AND A PILOT EXPERIMENT ON THE USE OF
INTERACTIVE VOICE RESPONSE (IVR) SYSTEMS BY POOR AND VULNERABLE
COMMUNITIES
123651 12‐19‐11 351 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Part XV Supplementary Information
3b Grants and Contributions Approved for Future Payment Continuation of Purpose of Grant or Contribution
NAME OF RECIPIENT ‐ ZBIGNIEW LIBERA
AS A BELLAGIO CREATIVE ARTIST FELLOWSHIP, TO ENABLE THE ARTIST TO SPEND
THREE MONTHS AT THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, IN
RECOGNITION OF HIS PAST ACCOMPLISHMENTS AS A VISUAL ARTIST, AND TO
ENABLE HIM TO ENHANCE HIS ART
123651 12‐19‐11 352 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 CONTINUATION FOR 990‐PF, PART IV THE ROCKEFELLER FOUNDATION 13‐1659629 PAGE 1 OF 10 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, (b) How acquired (c) Date acquired (d) Date sold P ‐ Purchase 2‐story brick warehouse; or common stock, 200 shs. MLC Co. D ‐ Donation (mo., day, yr.) (mo., day, yr.) 1a EQUITY P b FIXED INCOME P c FUTURES P d ADVENT (TA ASSOCIATES) 6 P e AETOS ASIA P f BLUEHOUSE ACCESSION 3 P g BROADREACH (BRCP) REALTY 1 P h COMPOSITION CAPITAL ASIA FUND 2 P i CP 3 (CARMEL 3) P j FREMONT 1 P k GREENFIELD ACQUISITION 3 P l GREENFIELD ACQUISITION 5 P m HIGHCROSS 3 P n MOORFIELD REAL ESTATE FUND 2 P o ORION EUROPEAN 3 P (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a 509,763,489. 448,666,032. 61,097,457. b 22,543. 41,170. ‐18,627. c 10,127,203. d 878,339. e ‐184,573. f ‐21,672. g 433,402. h 10,224. i 134,445. j 803,975. k 801,000. l 1,272,960. m 25,627. n ‐4,792. o 43,523. Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Losses (from col. (h)) (j) Adjusted basis (k) Excess of col. (i) Gains (excess of col. (h) gain over col. (k), (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any but not less than "‐0‐") a 61,097,457. b ‐18,627. c 10,127,203. d 878,339. e ‐184,573. f ‐21,672. g 433,402. h 10,224. i 134,445. j 803,975. k 801,000. l 1,272,960. m 25,627. n ‐4,792. o 43,523.
~~ If gain, also enter in Part I, line 7 ~~~~~~ 2 Capital gain net income or (net capital loss) iIf (loss), enter "‐0‐" in Part I, line 7 j 2 3 Net short‐term capital gain or (loss) as defined in sections 1222(5) and (6): p If gain, also enter in Part I, line 8, column (c). m If (loss), enter "‐0‐" in Part I, line 8 o 3
123591 05‐01‐11 353 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 CONTINUATION FOR 990‐PF, PART IV THE ROCKEFELLER FOUNDATION 13‐1659629 PAGE 2 OF 10 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, (b) How acquired (c) Date acquired (d) Date sold P ‐ Purchase 2‐story brick warehouse; or common stock, 200 shs. MLC Co. D ‐ Donation (mo., day, yr.) (mo., day, yr.) 1a PHOENIX ASIA 3 P b PROSPERITAS REAL ESTATE III P c QUADRANGLE ‐ NCP 2 P d QUADRANGLE ‐ NCP 3 P e QUADRANGLE ‐ NCP 4 P f SRI REIT ‐ SHORENSTEIN 6 P g SRI REIT ‐ SHORENSTEIN 7 P h SRI REIT ‐ SHORENSTEIN 8 P i SRI REIT ‐ SHORENSTEIN 9 P j CROW HOLDINGS 2 P k ARCLIGHT 4 P l ARCLIGHT 3 P m COMMON FUND NATURAL RESOURCES 7 P n COMMONFUND NAT. RESOURCES P o LIME ROCK 5 P (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a 1,088,870. b 342,279. c 1,970,153. d 198,165. e 122,400. f 306,379. g 3,187,647. h 5,654. i 11,455. j 32,440. k 4,795,937. l 2,342,484. m 154,247. n 323,522. o 581,317. Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Losses (from col. (h)) (j) Adjusted basis (k) Excess of col. (i) Gains (excess of col. (h) gain over col. (k), (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any but not less than "‐0‐") a 1,088,870. b 342,279. c 1,970,153. d 198,165. e 122,400. f 306,379. g 3,187,647. h 5,654. i 11,455. j 32,440. k 4,795,937. l 2,342,484. m 154,247. n 323,522. o 581,317.
~~ If gain, also enter in Part I, line 7 ~~~~~~ 2 Capital gain net income or (net capital loss) iIf (loss), enter "‐0‐" in Part I, line 7 j 2 3 Net short‐term capital gain or (loss) as defined in sections 1222(5) and (6): p If gain, also enter in Part I, line 8, column (c). m If (loss), enter "‐0‐" in Part I, line 8 o 3
123591 05‐01‐11 354 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 CONTINUATION FOR 990‐PF, PART IV THE ROCKEFELLER FOUNDATION 13‐1659629 PAGE 3 OF 10 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, (b) How acquired (c) Date acquired (d) Date sold P ‐ Purchase 2‐story brick warehouse; or common stock, 200 shs. MLC Co. D ‐ Donation (mo., day, yr.) (mo., day, yr.) 1a LIME ROCK RESOURCES P b LYME FOREST FUND III P c ABRY PARTNERS 6 P d ALPINE 3 P e ALTOR FUND 2 P f ALTOR FUND 3 P g AMERICAN SECURITIES 4 P h AMERICAN SECURITIES 5 P i AP CAYMAN PARTNERS 2 (ADVANTAGE PARTNERS IV) P j AP CAYMAN PARTNERS 2 CO‐INVEST P k AUDAX 2 P l AUDAX 3 P m BAIN ASIA P n BAIN CAPITAL 8 P o BAIN CAPITAL 9 P (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a 96,009. b 37,200. c 86,864. d 5,678,000. e 154,217. f 8,772. g 165,668. h 206,812. i 186,420. j 831. k 5,493,556. l 4,032,654. m 23,861. n 406,828. o 440,161. Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Losses (from col. (h)) (j) Adjusted basis (k) Excess of col. (i) Gains (excess of col. (h) gain over col. (k), (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any but not less than "‐0‐") a 96,009. b 37,200. c 86,864. d 5,678,000. e 154,217. f 8,772. g 165,668. h 206,812. i 186,420. j 831. k 5,493,556. l 4,032,654. m 23,861. n 406,828. o 440,161.
~~ If gain, also enter in Part I, line 7 ~~~~~~ 2 Capital gain net income or (net capital loss) iIf (loss), enter "‐0‐" in Part I, line 7 j 2 3 Net short‐term capital gain or (loss) as defined in sections 1222(5) and (6): p If gain, also enter in Part I, line 8, column (c). m If (loss), enter "‐0‐" in Part I, line 8 o 3
123591 05‐01‐11 355 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 CONTINUATION FOR 990‐PF, PART IV THE ROCKEFELLER FOUNDATION 13‐1659629 PAGE 4 OF 10 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, (b) How acquired (c) Date acquired (d) Date sold P ‐ Purchase 2‐story brick warehouse; or common stock, 200 shs. MLC Co. D ‐ Donation (mo., day, yr.) (mo., day, yr.) 1a BAIN COINVESTMENT 9 P b BC EUROPEAN CAPITAL 7 P c BC EUROPEAN CAPITAL 8 P d BERKSHIRE PARTNERS 6 P e BERSHIRE PARTNERS 7 P f CAPITAL RESOURCE LENDERS 2 P g CAPITAL RESOURCE LENDERS 3 P h CAPITAL RESOURCE PARTNERS 4 (CRP4) P i CAPITAL RESOURCE PARTNERS 5 (CRP5) P j CHRYS CAPITAL 4 P k CODE HENNESSY & SIMMONS 4 P l CODE HENNESSY & SIMMONS 5 P m GOLDMAN SACHS CAPITAL PARTNERS 3 P n GRAHAM 2 P o GRAHAM 2 CO‐INVESTMENT P (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a 239,455. b 3,149,433. c 2,528,090. d 63,380. e 105,739. f ‐6,518,775. g ‐5,549,839. h 12,715. i 128,352. j 954,920. k 47,591. l 1,742,714. m 35,017. n 2,015,278. o 55,306. Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Losses (from col. (h)) (j) Adjusted basis (k) Excess of col. (i) Gains (excess of col. (h) gain over col. (k), (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any but not less than "‐0‐") a 239,455. b 3,149,433. c 2,528,090. d 63,380. e 105,739. f ‐6,518,775. g ‐5,549,839. h 12,715. i 128,352. j 954,920. k 47,591. l 1,742,714. m 35,017. n 2,015,278. o 55,306.
~~ If gain, also enter in Part I, line 7 ~~~~~~ 2 Capital gain net income or (net capital loss) iIf (loss), enter "‐0‐" in Part I, line 7 j 2 3 Net short‐term capital gain or (loss) as defined in sections 1222(5) and (6): p If gain, also enter in Part I, line 8, column (c). m If (loss), enter "‐0‐" in Part I, line 8 o 3
123591 05‐01‐11 356 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 CONTINUATION FOR 990‐PF, PART IV THE ROCKEFELLER FOUNDATION 13‐1659629 PAGE 5 OF 10 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, (b) How acquired (c) Date acquired (d) Date sold P ‐ Purchase 2‐story brick warehouse; or common stock, 200 shs. MLC Co. D ‐ Donation (mo., day, yr.) (mo., day, yr.) 1a JC FLOWERS 2 P b LITTLEJOHN & CO. FUND 3 P c LONGREACH CAPITAL PARTNERS 1 P d MORGAN STANLEY PE ASIA P e PEEPUL CAPITAL LLC 2 (FORMERLY ILAB 2) P f ROSEWOOD CAPITAL P g SUMMIT PARTNERS 4 P h SUMMIT PE 7 P i SUMMIT V P j SUMMIT VENTURE 2 P k SUMMIT VENTURES 6 P l TIGER GLOBAL PIP (PRIVATE INVESMTNETS PARTNERS) 4 P m VESTAR CAPITAL PARTNERS 4 P n VESTAR CAPITAL PARTNERS 5 P o WELSH CARSON ANDERSON & STOWE 8 P (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a 164,556. b 54,002. c 71,442. d 4,086,858. e 768,421. f ‐1,553,872. g 7,449. h 416,392. i 14,456. j 265,359. k 1,946,654. l 1,156,562. m 1,057,577. n 730,844. o 1,448,478. Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Losses (from col. (h)) (j) Adjusted basis (k) Excess of col. (i) Gains (excess of col. (h) gain over col. (k), (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any but not less than "‐0‐") a 164,556. b 54,002. c 71,442. d 4,086,858. e 768,421. f ‐1,553,872. g 7,449. h 416,392. i 14,456. j 265,359. k 1,946,654. l 1,156,562. m 1,057,577. n 730,844. o 1,448,478.
~~ If gain, also enter in Part I, line 7 ~~~~~~ 2 Capital gain net income or (net capital loss) iIf (loss), enter "‐0‐" in Part I, line 7 j 2 3 Net short‐term capital gain or (loss) as defined in sections 1222(5) and (6): p If gain, also enter in Part I, line 8, column (c). m If (loss), enter "‐0‐" in Part I, line 8 o 3
123591 05‐01‐11 357 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 CONTINUATION FOR 990‐PF, PART IV THE ROCKEFELLER FOUNDATION 13‐1659629 PAGE 6 OF 10 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, (b) How acquired (c) Date acquired (d) Date sold P ‐ Purchase 2‐story brick warehouse; or common stock, 200 shs. MLC Co. D ‐ Donation (mo., day, yr.) (mo., day, yr.) 1a WELSH CARSON ANDERSON & STOWE 9 P b ACCEL 10 P c ACCEL 9 P d BATTERY VENTURES 6 P e BATTERY VENTURES 7 P f BENCHMARK 4 P g BENCHMARK 5 P h BENCHMARK 6 P i CROSSPOINT 2000 P j DELPHI VENTURES 4 P k HIGHLAND CAPITAL PARTNERS 5 P l HIGHLAND CAPITAL PARTNERS 6 P m IDG‐ACCEL CHINA GROWTH 2 P n IDG‐ACCEL CHINA GROWTH FUND P o IIF 1 (INVENTION INVESTMENT FUND 1) P (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a 238,546. b 663,753. c 0. d 322,174. e 624,332. f 1,637,399. g 409,425. h 1,164,896. i 274,953. j 142,560. k 188,405. l 1,053,939. m 555,238. n 1,463,648. o 263,380. Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Losses (from col. (h)) (j) Adjusted basis (k) Excess of col. (i) Gains (excess of col. (h) gain over col. (k), (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any but not less than "‐0‐") a 238,546. b 663,753. c 0. d 322,174. e 624,332. f 1,637,399. g 409,425. h 1,164,896. i 274,953. j 142,560. k 188,405. l 1,053,939. m 555,238. n 1,463,648. o 263,380.
~~ If gain, also enter in Part I, line 7 ~~~~~~ 2 Capital gain net income or (net capital loss) iIf (loss), enter "‐0‐" in Part I, line 7 j 2 3 Net short‐term capital gain or (loss) as defined in sections 1222(5) and (6): p If gain, also enter in Part I, line 8, column (c). m If (loss), enter "‐0‐" in Part I, line 8 o 3
123591 05‐01‐11 358 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 CONTINUATION FOR 990‐PF, PART IV THE ROCKEFELLER FOUNDATION 13‐1659629 PAGE 7 OF 10 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, (b) How acquired (c) Date acquired (d) Date sold P ‐ Purchase 2‐story brick warehouse; or common stock, 200 shs. MLC Co. D ‐ Donation (mo., day, yr.) (mo., day, yr.) 1a NEA 10 P b NEA 11 P c NEA 12 P d NEA 9 P e POLARIS VENTURES 4 P f REDPOINT OMEGA P g REDPOINT VENTURE PARTNERS P h REDPOINT VENTURES 2 P i REDPOINT VENTURES 3 P j SB ASIA INVESTMENT 2 (SAIF 2) P k SEQUOIA CAPITAL 9 P l SEQUOIA CAPITAL 10 P m SEQUOIA CAPITAL 11 P n SEQUOIA CAPITAL 12 P o SEQUOIA CAPITAL CHINA 1 P (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a 98,133. b 325,780. c 296,864. d 101,535. e 47,962. f 525,631. g 300,660. h 1,007,482. i 3,181,412. j 2,475,920. k 578,063. l ‐50,921. m 595,525. n 228,926. o 625,902. Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Losses (from col. (h)) (j) Adjusted basis (k) Excess of col. (i) Gains (excess of col. (h) gain over col. (k), (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any but not less than "‐0‐") a 98,133. b 325,780. c 296,864. d 101,535. e 47,962. f 525,631. g 300,660. h 1,007,482. i 3,181,412. j 2,475,920. k 578,063. l ‐50,921. m 595,525. n 228,926. o 625,902.
~~ If gain, also enter in Part I, line 7 ~~~~~~ 2 Capital gain net income or (net capital loss) iIf (loss), enter "‐0‐" in Part I, line 7 j 2 3 Net short‐term capital gain or (loss) as defined in sections 1222(5) and (6): p If gain, also enter in Part I, line 8, column (c). m If (loss), enter "‐0‐" in Part I, line 8 o 3
123591 05‐01‐11 359 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 CONTINUATION FOR 990‐PF, PART IV THE ROCKEFELLER FOUNDATION 13‐1659629 PAGE 8 OF 10 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, (b) How acquired (c) Date acquired (d) Date sold P ‐ Purchase 2‐story brick warehouse; or common stock, 200 shs. MLC Co. D ‐ Donation (mo., day, yr.) (mo., day, yr.) 1a SEQUOIA CAPITAL CHINA GROWTH 1 P b SEQUOIA CAPITAL GROWTH 3 P c SEQUOIA CAPITAL GROWTH 4 P d SEQUOIA INDIA GROWTH 1 P e SEQUOIA ISRAEL 3 P f US VENTURE PARTNERS 7 P g US VENTURE PARTNERS 8 P h EMERALD HILL CAPITAL PARTNERS II P i TROWE PRICE P j CERBERUS 3 P k LONE STAR 6 P l KING STREET DIRECT (II) P m MARATHON ASSET SUBPRIME DISTRESSED P n WATERSHED P o FARALLON P (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a 463,248. b 2,283,483. c 256,311. d 130,014. e 80,746. f 247,203. g 1,092,048. h 85,040. i 140,604. j 127,635. k 355,058. l 6,707,011. m 4,868,765. n 103,124. o 126,486. Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Losses (from col. (h)) (j) Adjusted basis (k) Excess of col. (i) Gains (excess of col. (h) gain over col. (k), (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any but not less than "‐0‐") a 463,248. b 2,283,483. c 256,311. d 130,014. e 80,746. f 247,203. g 1,092,048. h 85,040. i 140,604. j 127,635. k 355,058. l 6,707,011. m 4,868,765. n 103,124. o 126,486.
~~ If gain, also enter in Part I, line 7 ~~~~~~ 2 Capital gain net income or (net capital loss) iIf (loss), enter "‐0‐" in Part I, line 7 j 2 3 Net short‐term capital gain or (loss) as defined in sections 1222(5) and (6): p If gain, also enter in Part I, line 8, column (c). m If (loss), enter "‐0‐" in Part I, line 8 o 3
123591 05‐01‐11 360 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 CONTINUATION FOR 990‐PF, PART IV THE ROCKEFELLER FOUNDATION 13‐1659629 PAGE 9 OF 10 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, (b) How acquired (c) Date acquired (d) Date sold P ‐ Purchase 2‐story brick warehouse; or common stock, 200 shs. MLC Co. D ‐ Donation (mo., day, yr.) (mo., day, yr.) 1a MONTRICA P b OZ EUROPE P c OZ OVERSEAS (OCH‐ZIFF) P d SOWOOD DIRECT P e BLUE RIDGE P f BRAHMAN P g EMINENCE LEVERED LONG ALPHA P h EMINENCE LONG/SHORT P i HIGHSIDE P j TIGER ASIA P k WELLINGTON TERREBONNE P l FORTRESS COMMODITIES P m GMO P n PRI‐OTHER INVESTM‐CENTENARY P o OTHER INVESTMENT‐PRI‐HARVEST FARM P (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a ‐366,603. b 620,059. c 174,427. d ‐9,544. e 12,917,828. f 1,418,623. g 662,422. h 1,460,067. i 3,638,983. j 184,917. k ‐4,636,240. l 1,309,811. m 572,050. n ‐30,581. o 30,000. Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Losses (from col. (h)) (j) Adjusted basis (k) Excess of col. (i) Gains (excess of col. (h) gain over col. (k), (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any but not less than "‐0‐") a ‐366,603. b 620,059. c 174,427. d ‐9,544. e 12,917,828. f 1,418,623. g 662,422. h 1,460,067. i 3,638,983. j 184,917. k ‐4,636,240. l 1,309,811. m 572,050. n ‐30,581. o 30,000.
~~ If gain, also enter in Part I, line 7 ~~~~~~ 2 Capital gain net income or (net capital loss) iIf (loss), enter "‐0‐" in Part I, line 7 j 2 3 Net short‐term capital gain or (loss) as defined in sections 1222(5) and (6): p If gain, also enter in Part I, line 8, column (c). m If (loss), enter "‐0‐" in Part I, line 8 o 3
123591 05‐01‐11 361 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 CONTINUATION FOR 990‐PF, PART IV THE ROCKEFELLER FOUNDATION 13‐1659629 PAGE 10 OF 10 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, (b) How acquired (c) Date acquired (d) Date sold P ‐ Purchase 2‐story brick warehouse; or common stock, 200 shs. MLC Co. D ‐ Donation (mo., day, yr.) (mo., day, yr.) 1a ADJ. FOR K‐1 ACTIVITY, NET OF UBI P b c d e f g h i j k l m n o (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a 6,801,522. b c d e f g h i j k l m n o Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Losses (from col. (h)) (j) Adjusted basis (k) Excess of col. (i) Gains (excess of col. (h) gain over col. (k), (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any but not less than "‐0‐") a 6,801,522. b c d e f g h i j k l m n o
~~ If gain, also enter in Part I, line 7 ~~~~~~ 2 Capital gain net income or (net capital loss) iIf (loss), enter "‐0‐" in Part I, line 7 j 2 178,679,886. 3 Net short‐term capital gain or (loss) as defined in sections 1222(5) and (6): p If gain, also enter in Part I, line 8, column (c). m If (loss), enter "‐0‐" in Part I, line 8 o 3 N/A
123591 05‐01‐11 362 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF INTEREST ON SAVINGS AND TEMPORARY CASH INVESTMENTS STATEMENT 1 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
SOURCE AMOUNT }}}}}} }}}}}}}}}}}}}} INTEREST ON SAVINGS AND TEMPORARY CASH INVESTMENTS 5,810. }}}}}}}}}}}}}} TOTAL TO FORM 990‐PF, PART I, LINE 3, COLUMN A 5,810. ~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF DIVIDENDS AND INTEREST FROM SECURITIES STATEMENT 2 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
CAPITAL GAINS COLUMN (A) SOURCE GROSS AMOUNT DIVIDENDS AMOUNT }}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} DIVIDENDS AND INTEREST 35,840,266. 0. 35,840,266. }}}}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} TOTAL TO FM 990‐PF, PART I, LN 4 35,840,266. 0. 35,840,266. ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF OTHER INCOME STATEMENT 3 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
(A) (B) (C) REVENUE NET INVEST‐ ADJUSTED DESCRIPTION PER BOOKS MENT INCOME NET INCOME }}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} OTHER INCOME THRU K‐1'S, NET OF UBI 2,993,811. 2,993,811. OTHER INCOME 27,440. 25,834. STATE UBI TAX BENEFIT 94,477. 0. INSURANCE CLAIM 25,461. 0. PROGRAM RELATED INVESTMENT INTEREST 107,231. 107,231. GRANT REFUND 8,000. 0. FOREIGN EXCHANGE LOSS ‐711,486. ‐711,486. INCOME THRU K‐1'S NOT ON F/S ‐2,993,811. 0. }}}}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} TOTAL TO FORM 990‐PF, PART I, LINE 11 ‐448,877. 2,415,390. ~~~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~
363 STATEMENT(S) 1, 2, 3 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF LEGAL FEES STATEMENT 4 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
(A) (B) (C) (D) EXPENSES NET INVEST‐ ADJUSTED CHARITABLE DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES }}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} CAPLIN & DRYSDALE, CHARTERED 6,918. 0. 6,918. CARTER LEDYARD & MILBURN LLP 8,019. 0. 8,019. CHIOMENTI STUDIO LEGALE LLC 24,683. 0. 24,683. FRAGOMEN, DEL REY, BERNSEN & LOEWY, P.C. 7,320. 0. 7,275. HUNTON & WILLIAMS 4,327. 0. 4,327. KAPLAN AND STRATTON 111. 0. 111. MORGAN, LEWIS & BOCKIUS LLP 58,794. 0. 56,011. PATTERSON, BELKNAP, WEBB & TYLER LLP 628,026. 154,208. 473,818. PAUL, WEISS, RIFKIND, WHARTON & GARRISON LLP 66,921. 66,921. 0. PROSKAUER ROSE LLP 88,157. 88,157. 0. PURRINGTON MOODY WEIL LLP 8,578. 0. 8,578. ROPES AND GRAY LLP 116,433. 116,433. 0. SIDLEY AUSTIN LLP 14,045. 0. 14,045. SIMPSON THACHER & BARTLETT LLP 38,102. 0. 38,102. SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP 6,796. 0. 6,796. SPINA ENRICO 4,191. 0. 4,191. VEDDER PRICE PC 5,141. 0. 5,141. WINSTON & STRAWN LLP 4,000. 0. 4,000. }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} TO FM 990‐PF, PG 1, LN 16A 1,090,562. 425,719. 662,015. ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF ACCOUNTING FEES STATEMENT 5 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
(A) (B) (C) (D) EXPENSES NET INVEST‐ ADJUSTED CHARITABLE DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES }}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} O'CONNOR DAVIES MUNNS & DOBBINS LLP 427,350. 245,460. 134,890. }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} TO FORM 990‐PF, PG 1, LN 16B 427,350. 245,460. 134,890. ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~
364 STATEMENT(S) 4, 5 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF OTHER PROFESSIONAL FEES STATEMENT 6 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
(A) (B) (C) (D) EXPENSES NET INVEST‐ ADJUSTED CHARITABLE DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES }}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} CONSULTANTS (ADMINISTRATIVE) 4,940,660. 327,381. 4,593,024. CONSULTANTS (DIRECT CHARITABLE EXPENDITURES) 830,644. 0. 830,509. CUSTODIANS & INVESTMENT MANAGERS 5,508,247. 5,508,247. 0. }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} TO FORM 990‐PF, PG 1, LN 16C 11,279,551. 5,835,628. 5,423,533. ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF TAXES STATEMENT 7 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
(A) (B) (C) (D) EXPENSES NET INVEST‐ ADJUSTED CHARITABLE DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES }}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} FOREIGN TAXES THRU K‐1S 0. 470,502. 0. FEDERAL EXCISE AND UBI TAX 1,826,226. 0. 0. }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} TO FORM 990‐PF, PG 1, LN 18 1,826,226. 470,502. 0. ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF OTHER EXPENSES STATEMENT 8 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
(A) (B) (C) (D) EXPENSES NET INVEST‐ ADJUSTED CHARITABLE DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES }}}}}}}}}}} }}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} COMPUTER/FURNITURE AND EQUIPMENT 1,029,214. 0. 1,001,109. OFFICE EXPENSES (SUPPLIES, POSTAGE, OTHER) 593,767. 2,708. 574,360. SUNDRIES (INSURANCE, MEMBERSHIPS, TRAINING, STAFF FUNCTIONS, OTHER) 882,911. 7,841. 896,204. CREDIT FACILITY FEES 260,833. 0. 288,056. OTHER PORTFOLIO DEDUCTIONS 0. 27,754,498. 0. TAX PENALTIES AND INTEREST 938. 0. 0. }}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} TO FORM 990‐PF, PG 1, LN 23 2,767,663. 27,765,047. 2,759,729. ~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~
365 STATEMENT(S) 6, 7, 8 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF OTHER INCREASES IN NET ASSETS OR FUND BALANCES STATEMENT 9 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
DESCRIPTION AMOUNT }}}}}}}}}}} }}}}}}}}}}}}}} DEFERRED FEDERAL EXCISE TAX BENEFIT 2,058,000. DEFERRED COMPENSATION PLAN (457B) GAIN 34,561. }}}}}}}}}}}}}} TOTAL TO FORM 990‐PF, PART III, LINE 3 2,092,561. ~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF OTHER DECREASES IN NET ASSETS OR FUND BALANCES STATEMENT 10 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
DESCRIPTION AMOUNT }}}}}}}}}}} }}}}}}}}}}}}}} CHANGE IN UNREALIZED LOSS ON INVESTMENTS AND PRI'S 98,034,191. PENSION AND POSTRETIREMENT BENEFIT LIABILITY ADJUSTMENTS 12,317,078. CHANGE IN FAIR VALUE OF INTEREST RATE SWAP 504,236. }}}}}}}}}}}}}} TOTAL TO FORM 990‐PF, PART III, LINE 5 110,855,505. ~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF U.S. AND STATE/CITY GOVERNMENT OBLIGATIONS STATEMENT 11 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
U.S. OTHER FAIR MARKET DESCRIPTION GOV'T GOV'T BOOK VALUE VALUE }}}}}}}}}}} }}}}} }}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} TREASURY BILL X 877,997. 877,997. }}}}}}}}}}}}}} }}}}}}}}}}}}}} TOTAL U.S. GOVERNMENT OBLIGATIONS 877,997. 877,997. }}}}}}}}}}}}}} }}}}}}}}}}}}}} TOTAL STATE AND MUNICIPAL GOVERNMENT OBLIGATIONS }}}}}}}}}}}}}} }}}}}}}}}}}}}} TOTAL TO FORM 990‐PF, PART II, LINE 10A 877,997. 877,997. ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF CORPORATE STOCK STATEMENT 12 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
FAIR MARKET DESCRIPTION BOOK VALUE VALUE }}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} AAC TECHNOLOGIES HOLDINGS IN 264,971. 264,971. ACC LTD 462,424. 462,424. ACCOR SA 2,265,862. 2,265,862. ACS ACTIVIDADES CONS Y SERV 3,478,133. 3,478,133. AEROPOSTALE INC 219,981. 219,981. AFRICA EMERGING MARKET FUNDS 475,130. 475,130.
366 STATEMENT(S) 9, 10, 11, 12 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} AFRICAN PETROLEUM CORP LTD 373,747. 373,747. AIA GROUP LTD 256,941. 256,941. ALFA S.A.B. A 162,289. 162,289. ALIBABA.COM LTD 154,570. 154,570. ALL AMERICA LATINA LOGISTICA 1,435,114. 1,435,114. ALTRA HOLDINGS INC 12,710. 12,710. AMDOCS LTD 914,872. 914,872. AMERICA MOVIL ADR SERIES L 646,360. 646,360. AMERICAN EQUITY INVT LIFE HL 227,656. 227,656. AMERICAN REPROGRAPHICS CO 152,847. 152,847. AMOREPACIFIC CORP 60,271. 60,271. ANEKA TAMBANG TBK PT 27,514. 27,514. ANGLO AMERICAN PLC 399,039. 399,039. ANSYS INC 377,303. 377,303. ANTOFAGASTA PLC 87,293. 87,293. ARTHUR J GALLAGHER + CO 225,720. 225,720. ASHMOREEMM MIDDLE FUND CLASS B 884,297. 884,297. ASM PACIFIC TECHNOLOGY 280,528. 280,528. ASPEN INSURANCE HOLDINGS LTD 102,025. 102,025. ASTRA INTERNATIONAL TBK PT 934,436. 934,436. AU OPTRONICS CORP 34,347. 34,347. AUTODESK INC 392,379. 392,379. BAIDU INC SPON ADR 186,352. 186,352. BAIDU INC SPON ADR 1,234,582. 1,234,582. BANCO BRADESCO ADR 137,777. 137,777. BANCO BRADESCO SA PREF 1,072,858. 1,072,858. BANCO DE CHILE ADR 65,400. 65,400. BANCO DO BRASIL S.A. 395,159. 395,159. BANK MANDIRI TBK PT 103,731. 103,731. BANK OF AYUDHYA PUBLIC NVDR 1,119,873. 1,119,873. BANK OF CHINA LTD H 808,663. 808,663. BANK RAKYAT INDONESIA PERSER 774,938. 774,938. BANK RAKYAT INDONESIA PERSER 380,769. 380,769. BANPU PUBLIC CO LTD FOR REG 121,141. 121,141. BBCN BANCORP INC 310,905. 310,905. BECTON DICKINSON AND CO 3,182,474. 3,182,474. BELLE INTERNATIONAL HOLDINGS 162,133. 162,133. BLACKBAUD INC 932,521. 932,521. BORNEO LUMBUNG ENERGI + META 97,302. 97,302. BRADESPAR SA PREF 448,528. 448,528. BRADY CORPORATION CL A 351,216. 351,216. BRAMBLES LTD 1,911,692. 1,911,692. BRASKEM SA SPON ADR 214,320. 214,320. BROWN + BROWN INC 1,481,609. 1,481,609. BUMI RESOURCES TBK PT 899,864. 899,864. CARREFOUR SA 2,858,364. 2,858,364. CATHAY FINANCIAL HOLDING CO 85,664. 85,664. CEMEX SAB SPONS ADR PART CER 164,934. 164,934. CEMEX SAB SPONS ADR PART CER 2,034,305. 2,034,305. CHARIOT OIL + GAS LTD 325,695. 325,695. CHEIL INDUSTRIES INC 824,132. 824,132. CHESAPEAKE ENERGY CORP 4,703,190. 4,703,190. CHEUNG KONG HOLDINGS LTD 3,354,982. 3,354,982. CHINA CONSTRUCTION BANK H 755,399. 755,399.
367 STATEMENT(S) 12 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} CHINA LIFE INSURANCE CO LTD 1,382,677. 1,382,677. CHINA MERCHANTS BANK H 702,469. 702,469. CHINA MOBILE LTD 214,998. 214,998. CHINA MODERN DAIRY HOLDINGS 149,502. 149,502. CHINA NATIONAL BUILDING MA H 445,168. 445,168. CHINA OVERSEAS LAND + INVEST 103,618. 103,618. CHINA RAILWAY CONSTRUCTION H 684,990. 684,990. CHINA SHENHUA ENERGY CO H 223,463. 223,463. CHINA SHENHUA ENERGY CO H 1,907,031. 1,907,031. CHINA TAIPING INSURANCE HOLD 487,627. 487,627. CHINATRUST FINANCIAL HOLDING 177,489. 177,489. CHROMA ATE INC 91,575. 91,575. CHUGAI PHARMACEUTICAL CO LTD 1,302,976. 1,302,976. CHUNGHWA TELECOM CO LTD 41,415. 41,415. CIA ENERGETICA MINAS GER PRF 849,475. 849,475. CIMB GROUP HOLDINGS BHD 159,127. 159,127. CIRCOR INTERNATIONAL INC 210,271. 210,271. CNO FINANCIAL GROUP INC 138,031. 138,031. CNOOC LTD 555,153. 555,153. CNOOC LTD 926,712. 926,712. COCHLEAR LTD 194,946. 194,946. COLGATE PALMOLIVE CO 1,461,702. 1,461,702. COMMERCIAL INTERNATIONAL BAN 124,092. 124,092. COMPUTERSHARE LTD 1,758,101. 1,758,101. CON WAY INC 394,389. 394,389. COSAN LTD CLASS A SHARES 188,512. 188,512. CR BARD INC 947,511. 947,511. CREDICORP LTD 756,438. 756,438. CSR CORP LTD H 725,460. 725,460. CTRIP.COM INTERNATIONAL ADR 748,800. 748,800. CURTISS WRIGHT CORP 358,600. 358,600. DAIICHIKOSHO CO LTD 3,959,930. 3,959,930. DANAHER CORP 3,089,540. 3,089,540. DELL INC 5,091,240. 5,091,240. DELPHI FINANCIAL GROUP CL A 71,412. 71,412. DELTA ELECTRONICS INC 292,922. 292,922. DIAMONDROCK HOSPITALITY CO 249,020. 249,020. DIODES INC 349,853. 349,853. DIRECTV CLASS A 3,078,720. 3,078,720. DONGBU INSURANCE CO LTD 177,536. 177,536. DRAGON OIL PLC 2,308,623. 2,308,623. E MART CO LTD 644,219. 644,219. EBAY INC 2,424,368. 2,424,368. EFG HERMES HOLDING SAE 174,953. 174,953. EMBRAER SA ADR 117,096. 117,096. EMBRAER SA ADR 738,946. 738,946. EMLAK KONUT GAYRIMENKUL YATI 48,938. 48,938. EMM UMBRELLA FUNDS 4,297,822. 4,297,822. EMPRESAS COPEC SA 55,792. 55,792. EMSAF MAURITIUS 1,537,750. 1,537,750. ENERSYS 55,186. 55,186. EURASIAN NATURAL RESOURCES 59,515. 59,515. EVEREST RE GROUP LTD 2,690,880. 2,690,880. EVRAZ PLC 578,245. 578,245.
368 STATEMENT(S) 12 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} FAIRFAX FINANCIAL HLDGS LTD 3,751,440. 3,751,440. FAR EASTERN DEPARTMENT STORE 768,849. 768,849. FERROVIAL SA 3,474,206. 3,474,206. FIRST AMERICAN FINANCIAL 224,259. 224,259. FIRST QUANTUM MINERALS LTD 874,265. 874,265. FIRST SOLAR INC 544,211. 544,211. FIRSTRAND LTD 52,910. 52,910. FOCUS MEDIA HOLDING ADR 502,842. 502,842. FORMOSA PLASTICS CORP 82,724. 82,724. FORTUNE BRANDS HOME + SECURI 234,163. 234,163. GAIL INDIA LTD 316,247. 316,247. GAZPROM OAO SPON ADR 472,421. 472,421. GAZPROM OAO SPON ADR 99,138. 99,138. GAZPROM OAO SPON ADR 699,296. 699,296. GERDAU SA SPON ADR 142,923. 142,923. GLOBAL INDEMNITY PLC 81,263. 81,263. GOLD FIELDS LTD 500,721. 500,721. GRANA Y MONTERO S.A. COMUN 76,114. 76,114. GRIFFON CORP 272,056. 272,056. GRUPO FINANCIERO BANORTE O 161,634. 161,634. GRUPO MEXICO SAB DE CV SER B 335,889. 335,889. GULF KEYSTONE PETROLEUM LTD 1,589,555. 1,589,555. HANG LUNG PROPERTIES LTD 623,168. 623,168. HARSCO CORP 178,532. 178,532. HARTE HANKS INC 417,004. 417,004. HARUM ENERGY TBK PT 83,854. 83,854. HENRY SCHEIN INC 3,757,429. 3,757,429. HERO MOTOCORP LTD 674,453. 674,453. HON HAI PRECISION INDUSTRY 493,367. 493,367. HON HAI PRECISION INDUSTRY 1,479,069. 1,479,069. HOUSING DEVELOPMENT FINANCE 822,660. 822,660. HOYA CORP 1,467,505. 1,467,505. HRT PARTICIPACOES EM PETROLE 1,542,682. 1,542,682. HTC CORP 137,467. 137,467. HUNTINGTON INGALLS INDUSTRIE 294,814. 294,814. HYPERMARCAS SA 148,564. 148,564. HYUNDAI ENGINEERING + CONST 366,667. 366,667. HYUNDAI GLOVIS CO LTD 1,250,000. 1,250,000. HYUNDAI HEAVY INDUSTRIES 178,472. 178,472. HYUNDAI MOBIS 217,986. 217,986. HYUNDAI MOBIS 1,292,708. 1,292,708. HYUNDAI MOTOR CO 427,109. 427,109. IMPALA PLATINUM HOLDINGS LTD 296,418. 296,418. IMPERIAL HOLDINGS LTD 98,039. 98,039. IND + COMM BK OF CHINA H 548,399. 548,399. INFRASTRUCTURE DEV FINANCE 503,251. 503,251. INTERLINE BRANDS INC 104,319. 104,319. INVESTEC LTD 89,151. 89,151. ITAU UNIBANCO HLDNG PREF ADR 897,673. 897,673. ITAU UNIBANCO HOLDING SA 767,178. 767,178. ITAUSA INVESTIMENTOS ITAU PR 1,134,247. 1,134,247. JAKKS PACIFIC INC 130,870. 130,870. JIANGXI COPPER CO LTD H 112,348. 112,348. JONES GROUP INC/THE 308,324. 308,324.
369 STATEMENT(S) 12 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} JONES LANG LASALLE INC 1,253,441. 1,253,441. KASIKORNBANK PCL FOREIGN 158,634. 158,634. KAZAKHMYS PLC 605,074. 605,074. KENMARE RESOURCES PLC 1,043,353. 1,043,353. KINGSPAN GROUP PLC 1,661,425. 1,661,425. KINSUS INTERCONNECT TECH 50,451. 50,451. KOMERCNI BANKA AS 42,377. 42,377. KONE OYJ B 932,788. 932,788. KONINKLIJKE PHILIPS ELECTRON 3,571,626. 3,571,626. KOREAN REINSURANCE CO 140,456. 140,456. KUALA LUMPUR KEPONG BHD 250,631. 250,631. KUEHNE + NAGEL INTL AG REG 631,240. 631,240. LAFARGE SA 3,243,713. 3,243,713. LEGRAND SA 2,650,853. 2,650,853. LEVEL 3 COMMUNICATIONS INC 2,067,105. 2,067,105. LG CHEM LTD 195,681. 195,681. LG CORP 788,819. 788,819. LI + FUNG LTD 696,171. 696,171. LIBERTY INTERACTIVE CORP 3,234,893. 3,234,893. LOEWS CORP 1,920,150. 1,920,150. LOJAS RENNER S.A. 238,773. 238,773. LONMIN PLC 863,567. 863,567. LS CORP 263,889. 263,889. LUKOIL OAO SPON ADR 312,337. 312,337. MASSMART HOLDINGS LTD 435,619. 435,619. MEDIATEK INC 177,283. 177,283. MEDIATEK INC 680,026. 680,026. MERCADOLIBRE INC 517,010. 517,010. METROPOLITAN BANK + TRUST 27,862. 27,862. MEXICHEM SAB DE CV 161,728. 161,728. MI DEVELOPMENTS INC 173,492. 173,492. MINDRAY MEDICAL INTL LTD ADR 238,452. 238,452. MINDRAY MEDICAL INTL LTD ADR 919,835. 919,835. MTS SYSTEMS CORP 80,481. 80,481. MUELLER WATER PRODUCTS INC A 112,972. 112,972. MURRAY + ROBERTS HOLDINGS 75,659. 75,659. NASPERS LTD N SHS 1,246,800. 1,246,800. NATL PENN BCSHS INC 307,005. 307,005. NESTLE SA REG 1,596,959. 1,596,959. NEW ORIENTAL EDUCATIO SP ADR 161,135. 161,135. NHN CORP 147,260. 147,260. NHN CORP 540,321. 540,321. NIKO RESOURCES LTD 970,994. 970,994. NORTHERN TRUST CORP 1,699,907. 1,699,907. NOVATEK OAO SPONS GDR REG S 600,960. 600,960. NOVO NORDISK A/S B 1,904,949. 1,904,949. OCADO GROUP PLC 341,322. 341,322. OLYMPUS CORP 683,962. 683,962. OTP BANK PLC 84,222. 84,222. PAYCHEX INC 1,111,240. 1,111,240. PDG REALTY SA 291,639. 291,639. PERUSAHAAN GAS NEGARA PT 183,830. 183,830. PETROBRAS PETROLEO BRAS PR 914,787. 914,787. PETROLEO BRASILEIRO S.A. ADR 964,180. 964,180.
370 STATEMENT(S) 12 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} PETROLEO BRASILEIRO SPON ADR 1,010,751. 1,010,751. PETRONAS CHEMICALS GROUP BHD 160,574. 160,574. PETROPAVLOVSK PLC 382,471. 382,471. PHH CORP 210,523. 210,523. PHOSAGRO OAO GDR 144 30,553. 30,553. PHOSAGRO OAO GDR REG S 92,393. 92,393. PIKE ELECTRIC CORP 159,438. 159,438. PING AN INSURANCE GROUP CO H 557,052. 557,052. PING AN INSURANCE GROUP CO H 774,599. 774,599. PNM RESOURCES INC 97,986. 97,986. PORTLAND GENERAL ELECTRIC CO 148,579. 148,579. POSCO 352,951. 352,951. PRIMERICA INC 309,673. 309,673. PROTECTIVE LIFE CORP 49,632. 49,632. PUBLIC BANK BERHAD 219,905. 219,905. PUBLIC BANK BHD FOREIGN MKT 474,284. 474,284. QATAR TELECOM (QTEL) Q.S.C 728,863. 728,863. QIAGEN N.V. 1,662,312. 1,662,312. QUANTA SERVICES INC 1,681,779. 1,681,779. RENT A CENTER INC 206,275. 206,275. RMB HOLDINGS LTD 53,877. 53,877. SAMSONITE INTERNATIONAL SA 183,015. 183,015. SAMSUNG CARD CO 166,912. 166,912. SAMSUNG ELECTRONICS CO LTD 1,367,502. 1,367,502. SAMSUNG ELECTRONICS CO LTD 3,076,649. 3,076,649. SAMSUNG ELECTRONICS PFD 1,071,137. 1,071,137. SAMSUNG ENGINEERING CO LTD 180,510. 180,510. SAMSUNG FIRE + MARINE INS 201,293. 201,293. SAMSUNG FIRE + MARINE INS 921,293. 921,293. SAMSUNG HEAVY INDUSTRIES 184,547. 184,547. SAN MIGUEL CORP 67,036. 67,036. SASOL LTD 144,872. 144,872. SBERBANK PFD 503,278. 503,278. SBERBANK PFD 137,027. 137,027. SBERBANK SPONSORED ADR 121,139. 121,139. SBERBANK SPONSORED ADR 1,302,496. 1,302,496. SCHNEIDER ELECTRIC SA 1,466,552. 1,466,552. SEALY CORPORATION 217,977. 217,977. SEMEN GRESIK (PERSERO) PT 67,557. 67,557. SEMEN GRESIK (PERSERO) PT 704,615. 704,615. SGS SA REG 1,741,081. 1,741,081. SHINHAN FINANCIAL GROUP LTD 317,551. 317,551. SIAM CEMENT PUB CO FOR REG 178,650. 178,650. SIAM COMMERCIAL BANK P NVDR 714,878. 714,878. SIGMA ALDRICH 739,526. 739,526. SKECHERS USA INC CL A 286,032. 286,032. SONOVA HOLDING AG REG 354,923. 354,923. STANDARD CHARTERED PLC 1,884,436. 1,884,436. STEEL EXCEL INC 87,480. 87,480. STEINHOFF INTL HOLDINGS LTD 103,543. 103,543. STRAYER EDUCATION INC 1,027,687. 1,027,687. SYSCO CORP 1,062,773. 1,062,773. TAIWAN FERTILIZER CO LTD 114,089. 114,089. TAIWAN SEMICONDUCTOR MANUFAC 618,677. 618,677.
371 STATEMENT(S) 12 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} TAIWAN SEMICONDUCTOR MANUFAC 1,888,414. 1,888,414. TAIWAN SEMICONDUCTOR SP ADR 806,681. 806,681. TAMBANG BATUBARA BUKIT ASAM 426,694. 426,694. TAV HAVALIMANLARI HOLDING AS 58,361. 58,361. TCF FINANCIAL CORP 253,872. 253,872. TECH DATA CORP 289,049. 289,049. TENCENT HOLDINGS LTD 643,164. 643,164. THE FOSCHINI GROUP LTD 72,435. 72,435. TPK HOLDING CO LTD 85,534. 85,534. TRIPOD TECHNOLOGY CORP 157,777. 157,777. TULLOW OIL PLC 2,069,907. 2,069,907. TURK TELEKOMUNIKASYON AS 70,605. 70,605. TURKIYE GARANTI BANKASI 210,761. 210,761. TURKIYE GARANTI BANKASI 676,722. 676,722. TUTOR PERINI CORP 136,049. 136,049. UNIFIRST CORP/MA 214,194. 214,194. UNILEVER NV CVA 3,912,100. 3,912,100. URALKALI SPON GDR REG S 40,428. 40,428. VALASSIS COMMUNICATIONS INC 263,451. 263,451. VALE SA SP ADR 673,530. 673,530. VALE SA SP ADR 2,211,495. 2,211,495. VARIAN MEDICAL SYSTEMS INC 1,084,955. 1,084,955. VCA ANTECH INC 161,950. 161,950. VERISK ANALYTICS INC CLASS A 1,123,760. 1,123,760. VIAD CORP 20,539. 20,539. VIMPELCOM LTD SPON ADR 67,853. 67,853. WALMART DE MEXICO SER V 1,026,670. 1,026,670. WALT DISNEY CO/THE 2,700,000. 2,700,000. WAN HAI LINES LTD 35,562. 35,562. WANT WANT CHINA HOLDINGS LTD 989,880. 989,880. WEBSTER FINANCIAL CORP 275,775. 275,775. WSFS FINANCIAL CORP 144,739. 144,739. X 5 RETAIL GROUP NV REGS GDR 360,598. 360,598. YUM BRANDS INC 1,593,270. 1,593,270. }}}}}}}}}}}}}} }}}}}}}}}}}}}} TOTAL TO FORM 990‐PF, PART II, LINE 10B 233,012,223. 233,012,223. ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF OTHER INVESTMENTS STATEMENT 13 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
VALUATION FAIR MARKET DESCRIPTION METHOD BOOK VALUE VALUE }}}}}}}}}}} }}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} ABRY ASF FUND II LP FMV 2,792,018. 2,792,018. ABRY PARTNERS VI LP FMV 17,038,629. 17,038,629. ABRY PARTNERS VII LP FMV 2,513,132. 2,513,132. ACCEL GROWTH II L.P. FMV 1,303,382. 1,303,382. ACCEL INDIA VENTURE FND III LP FMV 411,725. 411,725. ACCEL IX FMV 64,031,309. 64,031,309. ACCEL X L P FMV 13,318,633. 13,318,633. ACCEL XI FMV 679,953. 679,953. ADAGE CAPITAL PARNTERS FMV 88,913,110. 88,913,110.
372 STATEMENT(S) 12, 13 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} AETOS CAPITAL ASIA TE FMV 1,976,068. 1,976,068. AETOS CAPITAL ASIA TE II LTD FMV 12,713,156. 12,713,156. AFRICA EMERGING MARKET FUNDS FMV 19,054,841. 19,054,841. AH ANNEX FUND, L.P. FMV 2,694,435. 2,694,435. ALPINE INVESTORS III LP FMV 9,625,885. 9,625,885. ALPINE INVESTORS IV, LP FMV 1,220,754. 1,220,754. ALTOR FUND II LP FMV 22,311,864. 22,311,864. ALTOR FUND III LP FMV 3,287,368. 3,287,368. AMERICAN SECURITIES PARTNERS V FMV 19,927,926. 19,927,926. AMERICAN SECURITIES PRTNRS IV FMV 16,740,656. 16,740,656. AMIYA GLOBAL EMERG OPP FD LTD FMV 26,065,766. 26,065,766. ANDREESSEN HOROWITZ FD II FMV 9,128,325. 9,128,325. AP CAYMAN PARTNERS II FMV 2,195,825. 2,195,825. AP CAYMAN PARTNERS II CO INV FMV 30,665. 30,665. APS ASIA PACIFIC HEDGE FUND FMV 22,289,572. 22,289,572. APS CHINA FMV 18,467,639. 18,467,639. APS FAR EAST ALPHA FUND FMV 7,686,803. 7,686,803. APS GROWTH FUND APS JAPAN GR FMV 5,409,954. 5,409,954. ARCLIGHT ENERGY PART FD IV LP FMV 9,438,390. 9,438,390. ARCLIGHT ENERGY PARTNERS FD 3 FMV 13,722,777. 13,722,777. ARCLIGHT ENERGY PARTNERS FD V FMV 1,112,175. 1,112,175. ASLAN REALTY PARTNERS II FMV 5,098,200. 5,098,200. AUDAX PRIVATE EQUITY FD II FMV 9,650,340. 9,650,340. AUDAX PRIVATE EQUITY FUND III FMV 18,566,218. 18,566,218. AVANTI STRATEGIC LAND INV IV FMV 690,037. 690,037. AVANTI STRATEGIC LAND INV V FMV 9,281,271. 9,281,271. AVANTI STRATEGIC LAND INV VI FMV 10,138,810. 10,138,810. BAIN CAPITAL ASIA FUND FMV 1,650,374. 1,650,374. BAIN CAPITAL FUND IX LP FMV 8,230,642. 8,230,642. BAIN CAPITAL FUND VIII E FMV 9,604,755. 9,604,755. BAIN CAPITAL IX COINV FUND FMV 4,406,057. 4,406,057. BATTERY VENTURES VI LP FMV 1,472,634. 1,472,634. BATTERY VENTURES VII FMV 4,803,438. 4,803,438. BATTERY VENTURES VIII FMV 8,742,108. 8,742,108. BAUPOST VALUE PARTNERS IV FMV 73,661,472. 73,661,472. BAY RESOURCE PRTNRS OFFSHORE FMV 15,365,153. 15,365,153. BC EUROPEAN CAPITAL VII FMV 1,724,852. 1,724,852. BC EUROPEAN CAPITAL VIII FMV 20,821,547. 20,821,547. BENCHMARK CAP PARTNERS VI LP FMV 17,403,524. 17,403,524. BENCHMARK CAPITAL PARTNERS IV FMV 2,683,136. 2,683,136. BENCHMARK CAPITAL PARTNERS V FMV 6,852,274. 6,852,274. BENCHMARK CAPITAL PARTNERS VII FMV 5,860,205. 5,860,205. BERKSHIRE FUND VI LP FMV 12,327,714. 12,327,714. BERKSHIRE FUND VII LP FMV 19,999,215. 19,999,215. BERKSHIRE FUND VIII A L P FMV 977,559. 977,559. BGI US TIPS NON LENDABLE FMV 42,137,686. 42,137,686. BLACKROCK 1 3YR TREASURYINDEX FMV 68,391,612. 68,391,612. BLACKROCK 7 10YR TREASURY INDE FMV 39,437,463. 39,437,463. BLUE RIDGE OFFSHORE LP FMV 53,851,568. 53,851,568. BLUEHOUSE ACCESSION PRPTY III FMV 6,662,787. 6,662,787. BRAHMAN INSTITUTIONAL PTNRS LP FMV 50,826,807. 50,826,807. BRIDGEWATER PURE ALPHA FUND II FMV 60,370,480. 60,370,480. BRIDGEWATER STIF I FMV 45,946,798. 45,946,798. BROADREACH CAPITAL PARTNERS FMV 9,346,513. 9,346,513.
373 STATEMENT(S) 13 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} BROADREACH CAPITAL PARTNERS LP FMV 4,774,600. 4,774,600. BROOKDALE INVESTORS FIVE LP FMV 3,952,777. 3,952,777. BROOKDALE INVESTORS SIX FMV 1,593,676. 1,593,676. CABOT INDUSTRIAL VALUE FD II FMV 13,357,950. 13,357,950. CABOT INDUSTRIAL VALUE FUNDIII FMV 4,600,097. 4,600,097. CADENT ENERGY PARTNERS I FMV 10,111,250. 10,111,250. CADENT ENERGY PARTNERS II FMV 9,358,000. 9,358,000. CADMUS CAPITAL FUND LTD FMV 23,996. 23,996. CALIX NETWORKS INC FMV 227,556. 227,556. CAPITAL RESOURCE LENDERS IV FMV 1,068,796. 1,068,796. CAPITAL RESOURCE PARTNERS V FMV 4,175,981. 4,175,981. CARL MARKS STRATEGIC OPP FUND FMV 19,533,684. 19,533,684. CASTANEA PARTNERS FUND III LP FMV 9,640,116. 9,640,116. CDH CHINA FUND III, LP FMV 11,897,292. 11,897,292. CDH FUND IV FEEDER FMV 2,534,492. 2,534,492. CDH SUPPLEMENTARY FUND III,LP FMV 3,137,501. 3,137,501. CERBERUS INSTITUTIONAL PRTNS FMV 16,614,978. 16,614,978. CERBERUS SERIES 3 HOLDINGS LLC FMV 8,132,353. 8,132,353. CHARLES RIVER PARTNERS XIII LP FMV 6,154,277. 6,154,277. CHARLES RIVER PARTNERSHIP X FMV 180,927. 180,927. CHARLES RIVER PARTNERSHIP XI FMV 13,407. 13,407. CHARLES RIVER PARTNERSHIP XI FMV 63,968. 63,968. CHARLES RIVER PARTNERSHIP XII FMV 1,323,154. 1,323,154. CHARLES RIVER PARTNERSHIP XII FMV 116,392. 116,392. CHRYSCAPITAL IV FMV 1,824,148. 1,824,148. CHRYSCAPITAL V LLC FMV 3,133,198. 3,133,198. CICC GROWTH CAPITAL FUND I LP FMV 3,969,465. 3,969,465. CODE HENNESSY + SIMMONS IV FMV 1,076,035. 1,076,035. CODE HENNESSY + SIMMONS PE V FMV 15,220,967. 15,220,967. COMM FD CAP NATRL RES PRTNS VI FMV 9,022,506. 9,022,506. COMMFD CNR PARTNERS VII LP FMV 9,562,194. 9,562,194. COMPOSITION CAPITAL ASIA FUND FMV 5,191,258. 5,191,258. CONVEXITY CAPITAL OFFSHORE LP FMV 104,900,311. 104,900,311. CP INVESTMENT FUND II LP FMV 10,162,967. 10,162,967. CP INVESTMENT FUND III LP FMV 3,491,869. 3,491,869. CROSSPOINT VENTURE PARTNERS FMV 1,869,622. 1,869,622. CROSSPOINT VENTURE PRTNRS 1999 FMV 459,212. 459,212. CROW HLDGS REALTY PART II LP FMV 29,107. 29,107. CYPRESS REALTY V LP FMV 15,975,014. 15,975,014. CYPRESS REALTY VI LP FMV 13,159,381. 13,159,381. DA VINCI JAPAN REAL ESTATE FMV 3,378,460. 3,378,460. DELPHI VENTURES IV FMV 187,858. 187,858. DYNAMO BRAZIL IV LP FMV 57,751,217. 57,751,217. EMERALD HILL CAP PARTNERS II FMV 2,065,414. 2,065,414. FARALLON CAPITAL INST PARTNERS FMV 40,771,936. 40,771,936. FIRELAKE STRATEGIC TECH FD FMV 11,658,889. 11,658,889. FIRELAKE STRATEGIC TECH FD FMV 4,201,638. 4,201,638. FIRELAKE STRATEGIC TECH FD II FMV 7,979,336. 7,979,336. FIRST REPUBLIC BANK/SAN FRAN FMV 531,910. 531,910. FLEXPOINT FORD FUND II LP FMV 479,428. 479,428. FLEXPOINT FORD OVERAGE FUND II FMV 5,685,552. 5,685,552. FORTRESS INVESTMENT FUND III FMV 6,613,179. 6,613,179. FORTRESS COMM FUND LP FMV 22,723,825. 22,723,825. FORTRESS INVESTMENT FUND IV FMV 12,541,595. 12,541,595.
374 STATEMENT(S) 13 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} FORTRESS INVESTMENT FUND V FMV 29,103,865. 29,103,865. FORTRESS RES INVEST FMV 2,580,020. 2,580,020. FORTRESS V COINVESTMENT FMV 2,717,466. 2,717,466. FORUM ASIAN REALTY II LP FMV 16,279,388. 16,279,388. FREMONT STRATEGIC PROPERTY FMV 964,420. 964,420. FREMONT STRETEGIC PROPERTY II FMV 12,554,470. 12,554,470. FUSION IO INC FMV 47,916. 47,916. GENERAL CATALYST GROUP IV L.P. FMV 8,083,098. 8,083,098. GENERAL CATALYST GROUP V SUPPL FMV 1,738,993. 1,738,993. GENERAL CATALYST GRP III LP FMV 4,907,658. 4,907,658. GENERAL CATALYST V LP FMV 9,079,828. 9,079,828. GLOBAL ASCENT GLASE1 FMV 58,036,352. 58,036,352. GOOGLE INC CL A FMV 645,900. 645,900. GRAHAM PARTNERS II FMV 11,671,505. 11,671,505. GRAHAM PARTNERS II FMV 3,954,545. 3,954,545. GREEN DOT CORP CLASS A FMV 314,979. 314,979. GREENFIELD ACQ PARTNERS V LP FMV 12,788,387. 12,788,387. GREENFIELD ACQS PARTNERS IV LP FMV 6,710,496. 6,710,496. GREENFIELD ACQU PARTNERS III FMV 6,772,013. 6,772,013. GROTECH PARTNERS III FMV 398. 398. GS CAPITAL PARTNERS III FMV 142,143. 142,143. GS SPECIAL OPPORTUNITIES ASIA FMV 123,760. 123,760. HAMPSHIRE PARTNERS FUND VIII FMV 784,352. 784,352. HELLMAN FRIEDMAN CAP PARTN II FMV 4,775. 4,775. HIGHCROSS REG UK PARTNERS III FMV 3,956,045. 3,956,045. HIGHCROSS REGIONAL PARTNERS LP FMV 8,944,512. 8,944,512. HIGHLAND CAPITAL PARTNERS V FMV 745,370. 745,370. HIGHLAND CAPITAL PARTNERS VI FMV 5,119,031. 5,119,031. HUTENSKY CAPITAL REIT I LP FMV 4,176,163. 4,176,163. IDG ACCEL CHINA CAP FD II, L.P FMV 456,191. 456,191. IDG ACCEL CHINA CAPITAL FMV 13,224,109. 13,224,109. IDG ACCEL CHINA GROWTH FD II FMV 17,249,421. 17,249,421. IDG ACCEL CHINA GROWTH FUND I FMV 11,212,227. 11,212,227. IDG ACCEL CHINA GRWTH FD III FMV 1,390,412. 1,390,412. INSTITUTIONAL VENTURE PART 8 FMV 66,678. 66,678. INSTITUTIONAL VENTURE PRTNS IV FMV 2,901,873. 2,901,873. INVENTION DEVELOPMENT FD I FMV 633,842. 633,842. INVENTION INV FUND I LP FMV 4,245,278. 4,245,278. J.C. FLOWERS II LP FMV 3,424,436. 3,424,436. KEYWISE GREATER CHINA OPPS FND FMV 18,230,660. 18,230,660. KING STREET CAPITAL II FMV 50,778,765. 50,778,765. KPCB CHINA FUND FMV 7,748,615. 7,748,615. LANSDOWNE UK EQUITY FUND PARTN FMV 22,945,116. 22,945,116. LATIN POWER III LP FMV 20,632,668. 20,632,668. LC FUND V FMV 1,934,196. 1,934,196. LIME ROCK PARTNERS III LP FMV 5,423,453. 5,423,453. LIME ROCK PARTNERS IV FMV 15,645,294. 15,645,294. LIME ROCK PARTNERS V FMV 19,380,495. 19,380,495. LIME ROCK RESOURCES C FMV 7,597,730. 7,597,730. LITTLEJOHN FUND III LP FMV 13,470,899. 13,470,899. LITTLEJOHN FUND IV FMV 5,034,770. 5,034,770. LNK PARTNERS LP FMV 17,239,919. 17,239,919. LONE CASCADE LP FMV 71,357,373. 71,357,373. LONE DRAGON PINE LP FMV 15,964,020. 15,964,020.
375 STATEMENT(S) 13 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} LONE PINON FMV 5,707,910. 5,707,910. LONE STAR FUND VI L.P. FMV 14,126,409. 14,126,409. LONE STAR REAL EST PART II LP FMV 3,371,012. 3,371,012. LONE STAR V AR FMV 11,801,390. 11,801,390. LONGREACH CAP PARTNERS I LP FMV 16,483,100. 16,483,100. LYME FOREST FUND FMV 8,844,096. 8,844,096. LYME FOREST FUND III FMV 784,574. 784,574. M + H REALTY PART V LP FMV 2,227,749. 2,227,749. MAP 2006 LP FMV 15,252,402. 15,252,402. MARATHON DISTRESSED SUBPRIME FMV 250,164. 250,164. MARATHON NEW GLOBAL FUND FMV 71,678,283. 71,678,283. MARATHON SPECIAL OPP FUND LTD FMV 29,598,301. 29,598,301. MAXLINEAR INC CLASS A FMV 327,750. 327,750. MERIT ENERGY PARTNERS EI FMV 3,317,241. 3,317,241. MERIT ENERGY PARTNERS F I LP FMV 621,548. 621,548. MISSIONPOINT CAP PARTNERS 1 FMV 12,368,395. 12,368,395. MOHR DAIDOW VENTURES VI FMV 2,237,384. 2,237,384. MOHR DAVIDOW VENTURES IX FMV 8,119,288. 8,119,288. MOHR DAVIDOW VENTURES VIII LP FMV 3,938,200. 3,938,200. MOHR DAVIDOW VII LP FMV 2,647,571. 2,647,571. MONTRICA GLOBAL OPP FUND LP FMV 1,313,774. 1,313,774. MOORFIELD REAL ESTATE FUND II FMV 12,543,629. 12,543,629. MORGAN STANLEY PRIVATE EQUITY FMV 8,421,171. 8,421,171. NATIONAL CAPITAL PROPERTIES IV FMV 4,896,054. 4,896,054. NATL CAPITAL PROP III FMV 17,475,602. 17,475,602. NEA 11 FMV 7,444,160. 7,444,160. NEA 9 FMV 1,229,230. 1,229,230. NEW ENTERPRISE ASSOCIATES 10 FMV 1,837,083. 1,837,083. NEW ENTERPRISE ASSOCIATES XII FMV 6,257,316. 6,257,316. NORTH BRIDGE GROWTH EQUITY I FMV 5,831,941. 5,831,941. OAKTREE CAPITAL MANAGEMENT III FMV 231,174. 231,174. OAKTREE CAPITAL MANAGEMENT IV FMV 12,723. 12,723. OAKTREE CAPITAL MANAGEMENT OPP FMV 5,878. 5,878. ORION EUROPEAN RE FUND II FMV 2,827,500. 2,827,500. ORION EUROPEAN RE FUND III FMV 3,479,410. 3,479,410. OZ EUROPE OVERSEAS FUND LTD FMV 1,352,920. 1,352,920. OZ OVERSEAS FUND LTN FMV 42,634,568. 42,634,568. PEAK SPORT PRODUCTS LTD FMV 113,439. 113,439. PEEPUL CAPITAL LLC ILABS FMV 7,613,473. 7,613,473. PENDING SECURITIES TRANSACTIONS ‐ FMV NET 21,480,567. 21,480,567. PFM DIVERSIFIED OFFSHORE FD FMV 19,855,170. 19,855,170. PHOENIX ASIA RE INVS III LP FMV 9,744,145. 9,744,145. POLARIS VENTURE PARTNERS IV FMV 7,729,248. 7,729,248. PROSPERITAS REAL ESTATE III FMV 2,722,620. 2,722,620. PROSPERITAS REAL ESTATE III (B FMV 2,722,604. 2,722,604. PROSPERITAS REAL ESTATE III A FMV 2,722,613. 2,722,613. QIHOO 360 TECHNOLOGIES CO LT FMV 1,332,301. 1,332,301. QUANTUM ENERGY PARTNERS IV FMV 13,314,422. 13,314,422. QUANTUM ENERGY PARTNERS V FMV 683,540. 683,540. QUANTUM RES B FMV 3,051,947. 3,051,947. REDPOINT OMEGA FMV 4,111,808. 4,111,808. REDPOINT VENTURE I LP FMV 2,630,821. 2,630,821. REDPOINT VENTURES II LP FMV 4,955,995. 4,955,995.
376 STATEMENT(S) 13 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} REDPOINT VENTURES III LP FMV 13,028,614. 13,028,614. RESPONSYS INC FMV 237,985. 237,985. ROCKLAND POWER PARTNERS FMV 4,507,267. 4,507,267. SAB OVERSEAS FUND LTD FMV 21,373,771. 21,373,771. SANSAR CAPITAL HOLDINGS SIDE FMV 668,655. 668,655. SB ASIA INVESTMENT FD II LP FMV 16,806,280. 16,806,280. SCGE OFFSHORE FUND LP FMV 32,059,754. 32,059,754. SEQUOIA CAP INDIA GTH FD II LP FMV 1,723,159. 1,723,159. SEQUOIA CAPITAL 2010 FMV 12,620,626. 12,620,626. SEQUOIA CAPITAL CHINA FMV 7,452,739. 7,452,739. SEQUOIA CAPITAL CHINA II L.P. FMV 6,189,911. 6,189,911. SEQUOIA CAPITAL GROWTH FD III FMV 17,098,172. 17,098,172. SEQUOIA CAPITAL GROWTH FD IV FMV 11,585,832. 11,585,832. SEQUOIA CAPITAL GROWTH FD V FMV 2,062,310. 2,062,310. SEQUOIA CAPITAL INDIA FMV 2,832,247. 2,832,247. SEQUOIA CAPITAL INDIA III LP FMV 1,964,368. 1,964,368. SEQUOIA CAPITAL ISRAEL III LP FMV 2,979,209. 2,979,209. SEQUOIA CAPITAL ISRAEL IV FMV 1,915,872. 1,915,872. SEQUOIA CAPITAL IX FMV 448,830. 448,830. SEQUOIA CAPITAL X FMV 1,137,856. 1,137,856. SEQUOIA CAPITAL XI LP FMV 8,032,209. 8,032,209. SEQUOIA CAPITAL XII LP FMV 7,538,017. 7,538,017. SEQUOIA CPTL CHINA GROWTH FD I FMV 4,010,837. 4,010,837. SFC ENERGY PARTNERS II LP FMV 106,367. 106,367. SHORENSTEIN REALTY INV IX LP FMV 8,492,216. 8,492,216. SHORENSTEIN REALTY INV VI LP FMV 1,865,905. 1,865,905. SHORENSTEIN REALTY INV VII LP FMV 7,229,884. 7,229,884. SHORENSTEIN REALTY INV VIII FMV 8,503,107. 8,503,107. SHORETEL INC FMV 319,000. 319,000. SIERRA VENTURES VII FMV 971,281. 971,281. SIGMA PARTNERS VII LP FMV 9,091,108. 9,091,108. SIGMA PARTNERS VIII LP FMV 6,756,292. 6,756,292. SILCHESTER INTL TOBACCO FREE FMV 40,352,697. 40,352,697. SOWOOD ALPHA FUND LTD FMV 586,106. 586,106. SQM FRONTIER AFRICA FD LTD FMV 8,207,811. 8,207,811. SUMMIT PARTN VENTURE CAP II A FMV 1,980,653. 1,980,653. SUMMIT PARTNERS EUROPE EQUITY FMV 2,228,796. 2,228,796. SUMMIT PARTNERS PRIVAT FMV 4,878,797. 4,878,797. SUMMIT VENTURES IV FMV 45,317. 45,317. SUMMIT VENTURES V FMV 73,686. 73,686. SUMMIT VENTURES VI FMV 6,862,111. 6,862,111. SVEAFASTIGHETER FUND III FMV 4,797,234. 4,797,234. TA VI FMV 9,136,956. 9,136,956. TAO L HOLDINGS LTD SPV FMV 1,081,236. 1,081,236. THE CHILDREN S INVESTMENT FUND FMV 61,506,480. 61,506,480. THE PRIVATVARDE FUND LP FMV 5,804,391. 5,804,391. THE VARDE FUND IX L P FMV 28,641,793. 28,641,793. THE VARDE FUND VIII FMV 14,105,374. 14,105,374. TIGER GLOBAL PIP IV FMV 10,478,142. 10,478,142. TIGER GLOBAL PIP V LP FMV 8,665,263. 8,665,263. TPG AXON PARTNERS OFFSHORE LTD FMV 26,036,268. 26,036,268. TRIVEST CHINA FOCUS MASTER FD FMV 24,069,686. 24,069,686. U S VENTURE PARTNERS IV FMV 87,775. 87,775. US DOLLAR FMV 5,885,039. 5,885,039.
377 STATEMENT(S) 13 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} US VENTURE PARNTERS IX FMV 7,384,455. 7,384,455. US VENTURE PARTNERS VI FMV 61,053. 61,053. US VENTURE PARTNERS VII FMV 995,896. 995,896. US VENTURE PARTNERS VIII FMV 6,850,506. 6,850,506. VANGUARD MSCI EMERGING MARKETS FMV 12,856,366. 12,856,366. VESTAR CAPITAL PARTNER V FMV 11,755,901. 11,755,901. VESTAR CAPITAL PARTNERS III LP FMV 4,316,487. 4,316,487. VESTAR CAPITAL PARTNERS IV LP FMV 5,351,031. 5,351,031. VONAGE HOLDINGS CORP FMV 124,411. 124,411. WATERSHED CAPITAL INSTITUTIONA FMV 1,112,854. 1,112,854. WELLINGTON BAY POND FMV 22,855,151. 22,855,151. WELLINGTON MGMT SPINDRIFT INV FMV 22,357,048. 22,357,048. WELSH CARSON ANDERSON STOWE 8 FMV 172,976. 172,976. WELSH CARSON ANDERSON+STOWE IX FMV 6,245,117. 6,245,117. ZIPCAR INC FMV 147,016. 147,016. }}}}}}}}}}}}}} }}}}}}}}}}}}}} TOTAL TO FORM 990‐PF, PART II, LINE 13 3158416155. 3158416155. ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF DEPRECIATION OF ASSETS NOT HELD FOR INVESTMENT STATEMENT 14 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
COST OR ACCUMULATED DESCRIPTION OTHER BASIS DEPRECIATION BOOK VALUE }}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} CONDOMINIUM INTEREST IN 420 FIFTH AVE AND IMPROVEMENTS 29,084,313. 11,004,964. 18,079,349. FURNITURE, FIXTURES AND EQUIPMENT 7,391,947. 4,706,902. 2,685,045. }}}}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} TOTAL TO FM 990‐PF, PART II, LN 14 36,476,260. 15,711,866. 20,764,394. ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF OTHER ASSETS STATEMENT 15 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
BEGINNING OF END OF YEAR FAIR MARKET DESCRIPTION YR BOOK VALUE BOOK VALUE VALUE }}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} PROGRAM RELATED INVESTMENTS 10,711,867. 11,724,518. 11,724,518. BOND UNDERWRITER'S FEES 101,827. 0. 0. PREPAID PENSION COST AND OTHER ASSETS 23,034,057. 11,786,728. 11,786,728. REDEMPTIONS, DIVIDENDS, INTEREST, AND OTHER RECEIVABLES 780,320. 1,052,999. 1,052,999. PREPAID FEDERAL EXCISE AND UNRELATED BUSINESS INCOME TAXES 0. 1,623,807. 1,623,807. }}}}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} TO FORM 990‐PF, PART II, LINE 15 34,628,071. 26,188,052. 26,188,052. ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~
378 STATEMENT(S) 13, 14, 15 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF OTHER LIABILITIES STATEMENT 16 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
DESCRIPTION BOY AMOUNT EOY AMOUNT }}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} TAX‐EXEMPT BONDS TO FUND 1993 FACILITY PURCHASE 20,291,080. 0. POSTRETIREMENT BENEFIT OBLIGATION 19,546,240. 20,527,808. DEFERRED FEDERAL EXCISE TAXES 7,396,000. 5,338,000. FEDERAL EXCISE AND UNRELATED BUSINESS INCOME TAX 145,750. 0. INTEREST RATE SWAP LIABILITY 0. 504,236. TERM LOAN PAYABLE 0. 20,478,569. }}}}}}}}}}}}}} }}}}}}}}}}}}}} TOTAL TO FORM 990‐PF, PART II, LINE 22 47,379,070. 46,848,613. ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF NAME OF FOREIGN COUNTRY IN WHICH STATEMENT 17 ORGANIZATION HAS FINANCIAL INTEREST }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
NAME OF COUNTRY }}}}}}}}}}}}}}} ARGENTINA BANGLADESH BERMUDA BOTSWANA BRAZIL CHILE CHINA COLOMBIA CZECH REPUBLIC DENMARK EGYPT GREECE HUNGARY INDIA INDONESIA ISRAEL ITALY KENYA KOREA (SOUTH) MALAYSIA MEXICO PERU PHILIPPINES POLAND QATAR ROMANIA RUSSIA SLOVAKIA SRI LANKA
379 STATEMENT(S) 16, 17 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} TAIWAN THAILAND TURKEY UGANDA UNITED ARAB EMIRATES UNITED KINGDOM VENEZUELA
380 STATEMENT(S) 17 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF TRANSFERS TO CONTROLLED ENTITIES STATEMENT 18 PART VII‐A, LINE 11 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
NAME OF CONTROLLED ENTITY EMPLOYER ID NO }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}}}}} UK PROPERTY INVESTMENT CO. 98‐0413223
ADDRESS }}}}}}} C/O THE ROCKEFELLER FOUNDATION, 420 FIFTH AVENUE NEW YORK, NY 10018‐2702
DESCRIPTION OF TRANSFER }}}}}}}}}}}}}}}}}}}}}}} THERE WERE NO TRANSFERS TO OR FROM THE CONTROLLED ENTITY IN 2011.
AMOUNT OF TRANSFER }}}}}}}}}}}}}} 0. }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}}}}} TOTAL AMOUNT OF TRANSFERS TO CONTROLLED ENTITIES ~~~~~~~~~~~~~~
381 STATEMENT(S) 18 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF LIST OF CONTROLLED ENTITIES STATEMENT 19 PART VII‐A, LINE 11 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
NAME OF CONTROLLED ENTITY EMPLOYER ID NO }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}}}}} UK PROPERTY INVESTMENT CO. 98‐0413223
ADDRESS }}}}}}} C/O THE ROCKEFELLER FOUNDATION, 420 FIFTH AVENUE NEW YORK, NY 10018‐2702
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF PART VIII ‐ LIST OF OFFICERS, DIRECTORS STATEMENT 20 TRUSTEES AND FOUNDATION MANAGERS }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
EMPLOYEE TITLE AND COMPEN‐ BEN PLAN EXPENSE NAME AND ADDRESS AVRG HRS/WK SATION CONTRIB ACCOUNT }}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}} }}}}}}}} }}}}}}}} ANN M. FUDGE TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.00 7,000. 0. 0. NEW YORK, NY 10018
HELENE GAYLE TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.00 5,000. 0. 0. NEW YORK, NY 10018
RAJAT GUPTA (THROUGH 3/1/11) TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.00 0. 0. 0. NEW YORK, NY 10018
THOMAS J. HEALEY TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.50 0. 8,000. 0. NEW YORK, NY 10018
ALICE HUANG TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.00 9,000. 0. 0. NEW YORK, NY 10018
STRIVE MASIYIWA TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.50 9,000. 0. 0. NEW YORK, NY 10018
382 STATEMENT(S) 19, 20 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} DIANA NATALICIO TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.00 0. 9,000. 0. NEW YORK, NY 10018
SANDRA DAY O'CONNOR TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.00 0. 0. 0. NEW YORK, NY 10018
NGOZI OKONJO‐IWEALA TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.00 5,000. 0. 0. NEW YORK, NY 10018
RICHARD D. PARSONS TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.00 9,000. 0. 0. NEW YORK, NY 10018
SURIN PITSUWAN TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.00 0. 0. 0. NEW YORK, NY 10018
DAVID ROCKEFELLER, JR. CHAIR C/O FOUNDATION, 420 FIFTH AVENUE 3.00 7,000. 0. 0. NEW YORK, NY 10018
JOHN W. ROWE TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.50 9,000. 0. 0. NEW YORK, NY 10018
XUAN VO‐TONG TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.00 7,000. 0. 0. NEW YORK, NY 10018
JUDITH RODIN PRESIDENT C/O FOUNDATION, 420 FIFTH AVENUE 45.00 863,523. 47,250. 0. NEW YORK, NY 10018
PETER MADONIA CHIEF OPERATING OFFICER C/O FOUNDATION, 420 FIFTH AVENUE 45.00 498,589. 62,950. 0. NEW YORK, NY 10018
DONNA J. DEAN TREASURER AND CHIEF INVESTMENT OFFICER C/O FOUNDATION, 420 FIFTH AVENUE 45.00 993,193. 21,303. 0. NEW YORK, NY 10018
ELLEN TAUS CHIEF FINANCIAL OFFICER C/O FOUNDATION, 420 FIFTH AVENUE 45.00 291,770. 47,508. 0. NEW YORK, NY 10018
SHARI PATRICK GENERAL COUNSEL & CORP SEC C/O FOUNDATION, 420 FIFTH AVENUE 45.00 349,592. 39,750. 0. NEW YORK, NY 10018
383 STATEMENT(S) 20 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ZIA KHAN VICE PRESIDENT C/O FOUNDATION, 420 FIFTH AVENUE 45.00 365,337. 47,450. 0. NEW YORK, NY 10018
HEATHER GRADY VICE PRESIDENT C/O FOUNDATION, 420 FIFTH AVENUE 45.00 320,542. 63,550. 0. NEW YORK, NY 10018
}}}}}}}}}}} }}}}}}}} }}}}}}}} TOTALS INCLUDED ON 990‐PF, PAGE 6, PART VIII 3,749,546. 346761. 0. ~~~~~~~~~~~ ~~~~~~~~ ~~~~~~~~
384 STATEMENT(S) 20 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF EXPENDITURE RESPONSIBILITY STATEMENT STATEMENT 21 PART VII‐B, LINE 5C }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} AAVISHKAAR INDIA MICRO VENTURE CAPITAL FUND
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 512, 5TH FLOOR, PLAM SPRING, LINK RD., MALAD (W) MUMBAI, INDIA, 400 064
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 135,646. 11/15/11 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $1,000,000 PROGRAM‐RELATED INVESTMENT COMMITMENT IN SUPPORT OF A MICRO‐EQUITY FUND WITH A MISSION TO PROMOTE SUSTAINABLE ECONOMIC DEVELOPMENT BY ENCOURAGING ENTREPRENEURSHIP AMONG LOWER‐INCOME PEOPLE IN INDIA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 11/20/11,2/15/12,3/21/12,7/2/12
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
385 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} AAVISHKAAR INDIA MICRO VENTURE CAPITAL FUND
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 512, 5TH FLOOR, PLAM SPRING, LINK RD., MALAD (W) MUMBAI, INDIA, 400 064
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 493,281. 11/16/10 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $1,000,000 PROGRAM‐RELATED INVESTMENT COMMITMENT IN SUPPORT OF A MICRO‐EQUITY FUND WITH A MISSION TO PROMOTE SUSTAINABLE ECONOMIC DEVELOPMENT BY ENCOURAGING ENTREPRENEURSHIP AMONG LOWER‐INCOME PEOPLE IN INDIA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 5/16/11,8/25/11,10/31/11,11/20/11,2/15/12,3/21/12,7/2/12
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
386 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} AAVISHKAAR INDIA MICRO VENTURE CAPITAL FUND
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 512, 5TH FLOOR, PLAM SPRING, LINK RD., MALAD (W) MUMBAI, INDIA, 400 064
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 361,843. 06/30/09 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $1,000,000 PROGRAM‐RELATED INVESTMENT COMMITMENT IN SUPPORT OF A MICRO‐EQUITY FUND WITH A MISSION TO PROMOTE SUSTAINABLE ECONOMIC DEVELOPMENT BY ENCOURAGING ENTREPRENEURSHIP AMONG LOWER‐INCOME PEOPLE IN INDIA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 5/16/11,8/25/11,10/31/11,11/20/11,2/15/12,3/21/12,7/2/12
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
387 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} ACCENTURE LLP
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 161 N. CLARK STREET CHICAGO, IL 60601
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 172,620. 07/27/11 155,813.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR USE BY ITS ACCENTURE DEVELOPMENT PARTNERSHIPS TOWARD THE COSTS OF IDENTIFYING INTERVENTION OPPORTUNITIES RELATED TO PROBLEMS FACING POOR AND VULNERABLE PEOPLE AND SHARING THEM WITH THE PHILANTHROPIC AND SOCIAL SECTOR COMMUNITIES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 6/11/2012, 6/25/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
388 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} ACCENTURE LLP
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 161 N. CLARK STREET CHICAGO, IL 60601
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 278,623. 11/16/11 274,805.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR USE BY ITS ACCENTURE DEVELOPMENT PARTNERSHIPS TO DEVELOP A REPLICABLE VALUE PROPOSITION, BUSINESS CASE AND PILOT DESIGN FOR OUTSOURCING WORK TO BUSINESS PROCESS OUTSOURCING COMPANIES EMPLOYING POOR AND VULNERABLE PEOPLE, AS PART OF A BROADER DEMONSTRATION TO TEST WHETHER THE NASCENT FIELD OF "IMPACT SOURCING" CAN YIELD BETTER EMPLOYMENT OPPORTUNITIES FOR POOR AND VULNERABLE POPULATIONS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 6/14/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
389 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} ACUMEN CAPITAL MARKETS I, LP
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 76 NINTH AVENUE, SUITE 315 NEW YORK, NY 10011
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 875,000. 11/13/11 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $3,500,000 PROGRAM‐RELATED INVESTMENT COMMITMENT IN SUPPORT OF A DEBT AND EQUITY FUND TO PROMOTE SUSTAINABLE ECONOMIC DEVELOPMENT BY ENCOURAGING SOCIAL ENTREPRENEURSHIP AMONG LOWER‐INCOME PEOPLE IN EAST AFRICA AND SOUTH ASIA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 1/4/12,5/4/12,7/6/12,9/17/12
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
390 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} ACUMEN CAPITAL MARKETS I, LP
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 76 NINTH AVENUE SUITE 315 NEW YORK, NY 10011
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 630,000. 12/29/08 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $3,500,000 PROGRAM‐RELATED INVESTMENT COMMITMENT IN SUPPORT OF A DEBT AND EQUITY FUND TO PROMOTE SUSTAINABLE ECONOMIC DEVELOPMENT BY ENCOURAGING SOCIAL ENTREPRENEURSHIP AMONG LOWER‐INCOME PEOPLE IN EAST AFRICA AND SOUTH ASIA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 1/18/11,5/3/11,6/7/11,8/24/11,1/4/12,5/4/12,7/6/12,9/17/12
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
391 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} AFRICA HEALTH AND DEVELOPMENT INTERNATIONAL*
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} TWAWEZA HOUSE, PARKLANDS ROAD, MPESI LANE NAIROBI, KENYA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 120,000. 12/05/11 16,667.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A DOCUMENTARY THAT HIGHLIGHTS THE DIVERSITY OF AFRICAN CULTURES, IDENTITY AND VALUES IN KENYA AND EXAMINES LINKS BETWEEN CULTURE AND ENVIRONMENTAL PRESERVATION
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/28/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
392 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} AFRICA TWENTY‐FOUR MEDIA, LTD.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 4TH FLOOR, LES JAMALACS BUILDING VIEUX CONSEIL STREET PORT LOUIS, MAURITIUS
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 50,000. 12/15/09 50,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING, PRODUCING AND DISSEMINATING A SERIES OF SHORT DOCUMENTARY FILMS INTENDED TO CHANGE GLOBAL PERCEPTIONS OF SUB‐SAHARAN AFRICA BY HIGHLIGHTING POSITIVE EXAMPLES OF PROGRESS IN ITS RECENT DEVELOPMENT
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/12/2010, 12/20/2010
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
393 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} AFRICAN AGRICULTURAL CAPITAL LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PLOT 4 CHWA II ROAD, MBUYA HILL KAMPALA, UGANDA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 30,411. 11/16/11 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $2,000,000 PROGRAM‐RELATED INVESTMENT TO SUPPORT THE DEVELOPMENT OF INTERMEDIATION CAPACITY FOR IMPACT INVESTMENT BY PROVIDING CAPITAL FOR AGRI‐BUSINESSES THAT SUPPORT SMALL HOLDER FARMERS, CREATE JOBS, AND CONTRIBUTE TO FOOD SECURITY IN EAST AFRICA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 11/30/11, 12/24/11, 3/29/12, 5/3/12, 5/31/12, 6/30/12, 7/31/12, 8/31/12
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
394 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} AFRICAN CENTRE FOR GLOBAL HEALTH AND SOCIAL TRANSFORMATION, LIMITED*
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PLOT 13B ACACIA AVENUE, P.O. BOX 9974 KAMPALA, UGANDA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 150,000. 10/24/11 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF A SECRETARIAT TO COORDINATE THE AFRICAN NETWORK FOR HEALTH SYSTEMS GOVERNANCE, A REGIONAL EFFORT TO IMPROVE HEALTH AND HEALTH SYSTEMS PERFORMANCE BY SUPPORTING CAPACITY, EXPERTISE AND LEADERSHIP DEVELOPMENT WITHIN MINISTRIES OF HEALTH
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/9/2012, 7/27/2012, 8/20/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
395 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} AFRICAN CENTRE FOR GLOBAL HEALTH AND SOCIAL TRANSFORMATION, LIMITED*
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PLOT 13B ACACIA AVENUE, PO BOX 9974 KAMPALA, UGANDA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 400,000. 10/14/10 364,501.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF A SECRETARIAT TO COORDINATE THE AFRICAN NETWORK FOR HEALTH SYSTEMS GOVERNANCE, A REGIONAL EFFORT TO IMPROVE HEALTH AND HEALTH SYSTEMS PERFORMANCE BY SUPPORTING CAPACITY, EXPERTISE AND LEADERSHIP DEVELOPMENT WITHIN MINISTRIES OF HEALTH
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/28/2011, 7/5/2011, 3/9/2012, 7/27/2012, 8/20/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
396 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} AFRICAN EVALUATION ASSOCIATION
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 15 EMMAUSE ROAD, LA ACCRA P.O. BOX 16208 KIA ACCRA, GHANA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 90,000. 10/01/09 90,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF STRATEGIC PLANNING TO DEVELOP AN ORGANIZATIONAL, MANAGEMENT AND PROGRAM STRUCTURE FOR TRANSITIONING FROM A VOLUNTARY TO AN INDEPENDENT PROFESSIONAL PAN‐AFRICAN ASSOCIATION WORKING TO ADDRESS THE ONGOING CAPACITY, PRACTICE AND POLICY NEEDS OF THE AFRICAN EVALUATION CONSTITUENCY
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/31/2010, 3/11/2011, 3/15/2011, 12/8/2011, 4/19/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
397 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} AFRICAN EVALUATION ASSOCIATION
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 15 EMMAUSE ROAD, LA ACCRA, PO BOX 16208 KIA ACCRA, GHANA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 1,884. 05/17/10 1,884.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF STRATEGIC PLANNING TO DEVELOP AN ORGANIZATIONAL, MANAGEMENT AND PROGRAM STRUCTURE FOR TRANSITIONING FROM A VOLUNTARY TO AN INDEPENDENT PROFESSIONAL PAN‐AFRICAN ASSOCIATION WORKING TO ADDRESS THE ONGOING CAPACITY, PRACTICE AND POLICY NEEDS OF THE AFRICAN EVALUATION CONSTITUENCY
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/11/2011, 3/15/2011, 12/8/2011, 4/19/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
398 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} AFRICAN EVALUATION ASSOCIATION
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 15 EMMAUSE ROAD, LA ACCRA, PO BOX 16208, KIA ACCRA, GHANA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 28,916. 12/21/11 20,275.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF STRATEGIC PLANNING TO DEVELOP AN ORGANIZATIONAL, MANAGEMENT AND PROGRAM STRUCTURE FOR TRANSITIONING FROM A VOLUNTARY TO AN INDEPENDENT PROFESSIONAL PAN‐AFRICAN ASSOCIATION WORKING TO ADDRESS THE ONGOING CAPACITY, PRACTICE AND POLICY NEEDS OF THE AFRICAN EVALUATION CONSTITUENCY
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/19/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
399 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} ALLAVIDA (KENYA) LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 3RD FLOOR RATTANSI EDUCATIONAL TRUST BUILDING, KOINANGE STREET NAIROBI, KENYA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 140,220. 09/15/10 140,220.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR USE BY ITS KENYA SOCIAL INVESTMENT EXCHANGE IN SUPPORT OF MARKET RESEARCH AND PROOF‐OF‐CONCEPT ANALYSIS TO TEST THE VIABILITY OF EXPANDING PRODUCT AND SERVICES DELIVERY TO POOR PEOPLE IN KENYA AND EAST AFRICA THROUGH THE LAUNCH OF A KENYA‐BASED STOCK EXCHANGE FOR SOCIAL ENTERPRISES AND CHARITABLE ORGANIZATIONS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/11/2011, 11/28/11, 7/23/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
400 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} ALLAVIDA (KENYA) LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 3RD FLOOR RATTANSI EDUCATIONAL TRUST BUILDING, KOINANGE STREET NAIROBI, KENYA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 93,480. 12/01/11 93,414.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR USE BY ITS KENYA SOCIAL INVESTMENT EXCHANGE IN SUPPORT OF MARKET RESEARCH AND PROOF‐OF‐CONCEPT ANALYSIS TO TEST THE VIABILITY OF EXPANDING PRODUCT AND SERVICES DELIVERY TO POOR PEOPLE IN KENYA AND EAST AFRICA THROUGH THE LAUNCH OF A KENYA‐BASED STOCK EXCHANGE FOR SOCIAL ENTERPRISES AND CHARITABLE ORGANIZATIONS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 7/23/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
401 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} APCO WORLDWIDE LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 153/3 GOLDEN LAND BUILDING, 3RD FLOOR, SOI MAHARDLEKLUANG 1, RAJDAMRI ROAD BANGKOK, THAILAND, 10330
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 150,000. 06/20/11 150,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF A PROJECT TO PRODUCE COMMUNICATIONS, WEB AND KNOWLEDGE MANAGEMENT PRODUCTS FOR THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK (ACCCRN), SUPPORT MEDIA AND DONOR OUTREACH ACTIVITIES, AND SUPPORT LINKING AND LEARNING AMONG ACCCRN NETWORK GRANTEES AND OTHER STAKEHOLDERS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/27/2012, 4/17/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
402 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} APCO WORLDWIDE LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 153/3 GOLDEN LAND BUILDING, 3RD FLOOR, SOI MAHARDLEKLUANG 1, RAJDAMRI ROAD BANGKOK, THAILAND, 10330
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 200,000. 08/25/11 200,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF A PROJECT TO PRODUCE COMMUNICATIONS, WEB AND KNOWLEDGE MANAGEMENT PRODUCTS FOR THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK (ACCCRN), SUPPORT MEDIA AND DONOR OUTREACH ACTIVITIES, AND SUPPORT LINKING AND LEARNING AMONG ACCCRN NETWORK GRANTEES AND OTHER STAKEHOLDERS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/27/2012, 4/17/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
403 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} ARSOM SILP INSTITUTE OF THE ARTS
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 399 SOI ANAMAIKHAMCHAROEN 25, MOO 5, RAMA 2 RD, BANGKHUNTIEN BANGKOK, THAILAND, 10150
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 85,000. 12/03/10 39,487.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING PRESERVATION AND RESTORATION ACTIVITIES AND GUIDELINES IN TWO HISTORIC THAI NEIGHBORHOODS ‐ ONE IN BANGKOK AND ONE IN THE PROVINCE OF CHANTHABURI ‐ BY MAKING USE OF A MULTI‐STAKEHOLDER PARTICIPATORY PROCESS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 8/3/2011, 9/12/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
404 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} AVASANT LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 3601 N. AVIATION BLVD., SUITE 300 MANHATTAN BEACH, CA 90266
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 234,475. 09/19/11 234,475.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF RESEARCHING THE POLICIES, INCENTIVES AND GLOBAL BEST PRACTICES THAT ENCOURAGE THE GROWTH OF EMPLOYMENT OPPORTUNITIES FOR PEOPLE WHO ARE HISTORICALLY AND SOCIO‐ECONOMICALLY DISADVANTAGED
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/1/2012, 5/23/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
405 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} BANGLADESH ENTERPRISE INSTITUTE
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} HOUSE #20, ROAD #5, GULSHAN‐1 DHAKA, BANGLADESH, 1212
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 204,000. 12/16/10 204,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING A SCENARIO PLANNING WORKSHOP FOR THE FUTURE OF EHEALTH IN BANGLADESH, ORGANIZING AN MHEALTH INNOVATORS STUDENT COMPETITION AND DRAFTING OF A NATIONAL STRATEGY FOR EHEALTH IN BANGLADESH
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 9/7/2011, 9/8/2011, 4/1/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
406 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} BCLF VENTURES LLC, INC.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 56 WARREN STREET BOSTON, MA 02119
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 750,000. 05/08/02 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT IN FULL OF A $750,000 PROGRAM‐RELATED INVESTMENT COMMITMENT TO SUPPORT ITS INVESTMENTS IN BUSINESSES LOCATED IN MASSACHUSETTS AND THE NORTHEASTERN UNITED STATES THAT CAN GENERATE FINANCIAL AND SOCIAL RETURNS THROUGH CREATION AND RETENTION OF HIGH‐QUALITY ENTRY‐ AND MID‐LEVEL JOBS FOR LOW‐INCOME AND OTHER DISADVANTAGED GROUPS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 2/14/11,5/18/11,8/12/11,11/15/11,4/30/12,7/23/12, 8/15/12
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
407 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} BERTELSMANN FOUNDATION, NORTH AMERICA, INC.*
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1101 NEW YORK AVENUE, NW STE. 901 WASHINGTON, DC 20005
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 80,000. 12/21/10 53,173.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF "MEGATRENDS IN GLOBAL INTERACTION: CREATIVE DISSEMINATION AND NEW MEDIA STRATEGY," A PROJECT TO DEVELOP AN ACCESSIBLE ON‐LINE PLATFORM WITH GLOBAL TREND RESOURCES TO ASSIST RESEARCHERS AND POLICYMAKERS IDENTIFY FUTURE GLOBAL CHALLENGES AND ENRICH LONG‐TERM PLANNING EFFORTS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/7/2011, 11/16/2011, 2/8/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
408 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} BERTELSMANN FOUNDATION, NORTH AMERICA, INC.*
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1101 NEW YORK AVENUE, NW STE. 901 WASHINGTON, DC 20005
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 170,000. 12/15/11 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF "MEGATRENDS IN GLOBAL INTERACTION: CREATIVE DISSEMINATION AND NEW MEDIA STRATEGY," A PROJECT TO DEVELOP AN ACCESSIBLE ON‐LINE PLATFORM WITH GLOBAL TREND RESOURCES TO ASSIST RESEARCHERS AND POLICYMAKERS IDENTIFY FUTURE GLOBAL CHALLENGES AND ENRICH LONG‐TERM PLANNING EFFORTS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/8/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
409 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} BROADREACH HEALTHCARE, LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 2500 WILSON BLVD, SUITE 220 ARLINGTON, VA 22201
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,700. 12/24/09 100,700.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF HEALTH MARKET RESEARCH ACTIVITIES IN SOUTH AFRICA AS PART OF A GLOBAL NETWORK WORKING TO ASSESS THE FEASIBILITY OF MIXED PRIVATE‐ AND PUBLIC‐SECTOR MODELS TO IMPROVE HEALTH OUTCOMES IN DEVELOPING COUNTRIES INCLUDING COLLABORATIVE ACTION, FINANCING NETWORKS, EVIDENCE‐BASED AGENDA SETTING, KNOWLEDGE AND CAPACITY BUILDING, AND COUNTRY‐LEVEL DEMONSTRATIONS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/25/2010, 8/30/2010, 5/31/2011, 8/23/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
410 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} BROADREACH HEALTHCARE, LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 2500 WILSON BLVD, SUITE 220 ARLINGTON, VA 22201
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 30,000. 09/16/10 30,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF HEALTH MARKET RESEARCH ACTIVITIES IN SOUTH AFRICA AS PART OF A GLOBAL NETWORK WORKING TO ASSESS THE FEASIBILITY OF MIXED PRIVATE‐ AND PUBLIC‐SECTOR MODELS TO IMPROVE HEALTH OUTCOMES IN DEVELOPING COUNTRIES INCLUDING COLLABORATIVE ACTION, FINANCING NETWORKS, EVIDENCE‐BASED AGENDA SETTING, KNOWLEDGE AND CAPACITY BUILDING, AND COUNTRY‐LEVEL DEMONSTRATIONS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/31/2011, 8/23/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
411 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} CAMBODIAN WOMEN FOR PEACE AND DEVELOPMENT ASSOCIATION
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} #23, ST. 47 SANGKAT SRAS CHAK KHAN DAUN PENH PHNOM PENH, CAMBODIA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 152,637. 12/28/07 146,233.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF THE FINAL PHASE OF AN EXPERIMENTAL PROGRAM TO STRENGTHEN INTER‐COUNTRY HEALTH CARE AND SOCIAL SUPPORT SYSTEMS FOR CAMBODIAN WORKERS MIGRATING TO THAILAND ‐ INCOMPLETE REPORTING: NO FURTHER FUNDING
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/26/2009,7/16/2009, 12/23/2009
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
412 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} CAMBODIAN WOMEN FOR PEACE AND DEVELOPMENT ASSOCIATION
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} #23, ST. 47 SANGKAT SRAS CHAK KHAN DAUN PENH PHNOM PENH, CAMBODIA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 147,363. 08/07/09 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF THE FINAL PHASE OF AN EXPERIMENTAL PROGRAM TO STRENGTHEN INTER‐COUNTRY HEALTH CARE AND SOCIAL SUPPORT SYSTEMS FOR CAMBODIAN WORKERS MIGRATING TO THAILAND ‐ INCOMPLETE REPORTING: NO FURTHER FUNDING
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/23/2009
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
413 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} CAPITAL E LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1250 24TH STREET NW, SUITE 300 WASHINGTON, DC 20015
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 60,000. 07/27/11 30,399.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF ITS GREEN BUILDING PERFORMANCE DATABASE, WHICH WILL MAKE RIGOROUS DATA ON THE COSTS AND BENEFITS OF GREEN BUILDINGS FREE AND PUBLICLY ACCESSIBLE
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/21/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
414 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} CAREGO INTERNATIONAL, INC.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O. BOX 743 DANVILLE, CA 94526
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 50,000. 12/12/11 50,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF FACILITATING A LEARNING VISIT BY OFFICIALS OF THE KENYAN MINISTRY OF MEDICAL SERVICES TO A SUCCESSFUL HEALTH INFORMATION EXCHANGE WORKING SITE IN BRISBANE, AUSTRALIA AS A POTENTIAL MODEL FOR IMPROVING THE QUALITY AND EFFICIENCY OF HEALTH CARE IN KENYA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/14/2012, 10/10/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
415 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} CEDAR ASSOCIATES, LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 275 MIDDLEFIELD ROAD, SUITE 200 MENLO PARK, CA 94025
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 140,000. 09/21/10 140,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A STUDY TO DOCUMENT AND VERIFY THE SCOPE OF BENEFITS AVAILABLE WITHIN THE NATIONAL HEALTH COVERAGE PROGRAMS IN LOW‐ AND MIDDLE‐INCOME COUNTRIES, INCLUDING THE IDENTIFICATION OF FACTORS THAT INFLUENCED THOSE COVERAGE DECISIONS, AND PUBLISHING THE RESULTS IN ORDER TO PROVIDE AN EVIDENCE‐BASED RESOURCE FOR DEVELOPING STRATEGIES TO STRENGTHEN HEALTH SYSTEMS AND INCREASE ACCESS TO CARE
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/4/2011, 10/31/2011, 10/12/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
416 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} CEDAR ASSOCIATES, LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 275 MIDDLEFIELD ROAD, SUITE 200 MENLO PARK, CA 94025
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 29,100. 12/07/11 29,100.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A STUDY TO DOCUMENT AND VERIFY THE SCOPE OF BENEFITS AVAILABLE WITHIN THE NATIONAL HEALTH COVERAGE PROGRAMS IN LOW‐ AND MIDDLE‐INCOME COUNTRIES, INCLUDING THE IDENTIFICATION OF FACTORS THAT INFLUENCED THOSE COVERAGE DECISIONS, AND PUBLISHING THE RESULTS IN ORDER TO PROVIDE AN EVIDENCE‐BASED RESOURCE FOR DEVELOPING STRATEGIES TO STRENGTHEN HEALTH SYSTEMS AND INCREASE ACCESS TO CARE
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/12/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
417 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} CENTER FOR CREATIVE INITIATIVES IN HEALTH AND POPULATION
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} NO. 2 LANE 49/41 HUYNH THUC KHANG STREET DONG DA HANOI, VIETNAM
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 150,000. 12/07/10 150,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A PROJECT, AS A MEMBER ORGANIZATION WITHIN THE CENTER FOR HEALTH MARKET INNOVATIONS, TO IDENTIFY, MAP, TRACK, AND ANALYZE INNOVATIVE PRIVATE SECTOR HEALTH ORGANIZATIONS AND PROGRAMS IN VIETNAM AND CAMBODIA, TO FOSTER LINKAGES AMONG KEY STAKEHOLDERS, AND TO CULTIVATE ADDITIONAL FUTURE SUPPORT FOR THIS SECTOR
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/23/2011, 4/19/2011, 9/8/2011, 2/2/2012, 9/5/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
418 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} CENTENARY RURAL DEVELOPMENT BANK
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PLOT 7, ENTEBBE ROAD, PO BOX 1892 KAMPALA, UGANDA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 500,000. 05/04/07 500,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} GRANT AMOUNT REFLECTS TWO PAYMENTS, ($300,000 IN 2007 AND $200,000 IN 2005) TOWARD $500,000 GUARANTEED LOAN FUND PRI COMMITMENT IN SUPPORT OF ITS EFFORTS TO RAISE THE INCOMES OF POOR SMALLHOLDER FARMERS IN UGANDA WHO GROW BANANAS AND OTHER CASH CROPS, BY IMPROVING THEIR ACCESS TO FINANCIAL CAPITAL. $95,898 WAS EXPENDED AS GUARANTEE SET‐OFFS AGAINST LOSSES; REMAINDER RETURNED TO THE FOUNDATION.
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+5/3/10,12/23/10,1/7/11,2/22/11,8/19/11,10/20/11,2/15/12,5/2/12
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
419 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} CENTRE FOR HEALTH AND SOCIAL SERVICES*
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O. BOX PMB 52, MINISTRIES ACCRA, GHANA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 48,000. 10/12/11 48,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ITS EFFORTS TO STRENGTHEN GHANA'S NATIONAL HEALTH SYSTEM, INCLUDING AN ANALYSIS OF GHANA'S NATIONAL HEALTH INSURANCE SCHEME AND EFFORTS TO SUPPORT THE COUNTRY'S MINISTRY OF HEALTH
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 6/21/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
420 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} CENTRE FOR HEALTH AND SOCIAL SERVICES*
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O. BOX PMB 52, MINISTRIES ACCRA, GHANA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 55,000. 12/21/10 55,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF ENGAGING ACCENTURE DEVELOPMENT PARTNERSHIPS TO DEVELOP A STRATEGIC PLAN FOR THE ORGANIZATION AND OUTLINE A GROWTH STRATEGY TO PROMOTE AND STRENGTHEN ITS CAPACITY TO CONDUCT RESEARCH, DEVELOP EVIDENCE AND PROVIDE POLICY ANALYSIS THAT SUPPORTS THE STRENGTHENING OF HEALTH SYSTEMS IN AFRICA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/3/2011, 5/14/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
421 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} CENTRE FOR HEALTH AND SOCIAL SERVICES*
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O. BOX PMB 52, MINISTRIES ACCRA, GHANA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 14,445. 10/12/11 14,445.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF ENGAGING ACCENTURE DEVELOPMENT PARTNERSHIPS TO DEVELOP A STRATEGIC PLAN FOR THE ORGANIZATION AND OUTLINE A GROWTH STRATEGY TO PROMOTE AND STRENGTHEN ITS CAPACITY TO CONDUCT RESEARCH, DEVELOP EVIDENCE AND PROVIDE POLICY ANALYSIS THAT SUPPORTS THE STRENGTHENING OF HEALTH SYSTEMS IN AFRICA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/14/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
422 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} CENTRE FOR HEALTH AND SOCIAL SERVICES*
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O. BOX PMB 52, MINISTRIES ACCRA, GHANA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 220,000. 10/24/11 220,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF THE FIRST "PAN‐AFRICAN CONFERENCE ON UNIVERSAL HEALTH COVERAGE," TO BE HELD IN ACCRA, GHANA, NOVEMBER 2011, TO CREATE A MOVEMENT AMONG COMMUNITY‐SUPPORTED ORGANIZATIONS, MINISTRIES OF HEALTH, PRACTITIONERS AND ACADEMICS FOR EQUITABLE HEALTH FINANCING IN AFRICA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/8/2012, 5/14/2012, 6/22/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
423 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} CENTRE FOR PROMOTION OF QUALITY OF LIFE
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 14/9, HOANG DU KHUONG STREET, DISTRICT 10 HO CHI MINH CITY, VIETNAM
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 60,000. 12/26/11 58,905.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A PROJECT TO STRENGTHEN HEALTH SYSTEMS, ADDRESS CLIMATE CHANGE CHALLENGES AND INCREASE ACCESS TO HEALTH INSURANCE FOR POOR COMMUNITIES IN TIEN GIANG PROVINCE, VIETNAM
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/28/2012, 3/28/2012, 10/9/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
424 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} CHIMPANZEE PRODUCTIONS, INC.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 68 EAST 131ST STREET, 7TH FLOOR NEW YORK, NY 10037
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 112,500. 08/10/11 112,500.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} AS A RECIPIENT OF A NEW YORK CITY CULTURAL INNOVATION FUND AWARD, FOR USE BY ITS DIGITAL DIASPORA FAMILY REUNION, TOWARD THE COSTS OF AN INTERACTIVE VISUAL HISTORY OF NEW YORK CITY DEVELOPED FROM NEW YORKERS' PERSONAL FAMILY ARCHIVES AND STORIES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 6/18/2012, 8/31/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
425 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} CHINA MEDICAL BOARD OF NEW YORK INC.*
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 2 ARROW STREET, 2ND FLOOR CAMBRIDGE, MA 01238
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 300,000. 01/06/10 300,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A STUDY GROUP ON EDUCATION FOR GLOBAL HEALTH LEADERSHIP THAT WILL RECOMMEND DIRECTIONS FOR PROFESSIONAL MEDICAL EDUCATION IN THE 21ST CENTURY, AND A CONFERENCE TO DISCUSS FUTURE PRIORITIES IN HEALTH RESEARCH ON THE 20TH ANNIVERSARY OF THE COMMISSION ON HEALTH RESEARCH AND DEVELOPMENT
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 9/1/2010, 8/31/2011, 9/14/2011
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
426 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} CHINA MEDICAL BOARD, INC.*
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 2 ARROW STREET, 2ND FLOOR CAMBRIDGE, MA 02138
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 128,500. 11/29/11 31,578.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF LAUNCHING HEALTHSPACE.ASIA, A WEB‐BASED PLATFORM THAT AIMS TO ENCOURAGE NETWORKING AMONG HEALTH SYSTEMS RESEARCHERS IN ASIA, INCLUDING REGIONAL DISSEMINATION OF THE 2011 LANCET SOUTHEAST ASIA SERIES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/7/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
427 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} CHINA NATIONAL HEALTH DEVELOPMENT RESEARCH CENTER
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O.BOX 218, PEKING UNIVERSITY HEALTH SCIENCE CENTER BEIJING, CHINA, 100083
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 250,000. 12/19/11 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF FORMULATING SPECIFIC, EVIDENCE‐BASED OPTIONS FOR CREATING A NATIONAL PROVIDER PAYMENT SYSTEM IN AN EFFORT TO ACHIEVE UNIVERSAL HEALTH COVERAGE IN CHINA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} NONE TO DATE
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
428 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} CNT ENERGY
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 2125 W. NORTH AVENUE CHICAGO, IL 60647
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 200,000. 12/12/11 2,177.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ITS "BUILDING THE MULTI‐FAMILY RETROFIT MARKET: REPLICATING ENERGY SAVERS IN NEW MARKETS" INITIATIVE, WHICH AIMS TO REPLICATE ITS MULTI‐FAMILY ENERGY RETROFIT MODEL IN U.S. CITIES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/6/2012, 5/25/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
429 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} COMMUNITY AND INDIVIDUAL DEVELOPMENT ASSOCIATION
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 19, 3RD STREET, HOUGHTON JOHANNESBURG, SOUTH AFRICA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 350,000. 11/16/11 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF ESTABLISHING AN ACADEMY TO TRAIN UNEMPLOYED AND DISADVANTAGED YOUTH FOR VARIOUS ROLES WITHIN THE OUTSOURCING INDUSTRY, AS PART OF A BROADER DEMONSTRATION TO TEST WHETHER THE NASCENT FIELD OF "IMPACT SOURCING" CAN YIELD BETTER EMPLOYMENT OPPORTUNITIES FOR POOR AND VULNERABLE POPULATIONS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/23/2012, 6/6/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
430 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} CONFEDERATION OF INDIAN INDUSTRY
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 23 INSTITUTIONAL AREA, LODI ROAD NEW DELHI, INDIA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 253,175. 12/15/11 77,914.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR USE BY ITS SOHRABJI GODREJ GREEN BUSINESS CENTER IN SUPPORT OF BRINGING TOGETHER STAKEHOLDERS FROM THE MOBILE PHONE INDUSTRY, FINANCIAL INSTITUTIONS, COMMUNITY ORGANIZATIONS, GOVERNMENT AND THE TECHNOLOGY MANUFACTURING AND SUPPLY SECTORS TO CREATE AN ENABLING ENVIRONMENT NECESSARY FOR THE SUCCESS AND SCALE UP OF A MULTI‐SITE PROJECT TO GENERATE OFF‐GRID ELECTRICITY FOR DISTRIBUTION TO POOR RURAL COMMUNITIES IN INDIA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 6/25/2012, 8/21/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
431 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} CONSULTATION OF INVESTMENT IN HEALTH PROMOTION
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 108 A12 ALLEY 4/15 PHUONG MAI STREET HANOI, VIETNAM
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 123,470. 03/25/08 123,470.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR THE FINAL PHASE OF A PROJECT TO ENHANCE LOCAL RESEARCHERS' CAPACITY TO ANALYZE, PUBLISH AND DISSEMINATE THEIR FINDINGS ON SOCIAL SCIENCE, HIV/AIDS, GENDER AND SEXUAL AND REPRODUCTIVE HEALTH IN VIETNAM
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 1/9/2009, 10/12/2009, 10/20/2010
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
432 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} CONSUMERS INTERNATIONAL
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 24 HIGHBURY CRESCENT LONDON, UNITED KINGDOM, N5 1RX
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 75,000. 09/12/07 75,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF A SERIES OF DIALOGUES AMONG CONSUMER ADVOCATES AND E.U. AND U.S. POLICYMAKERS, AIMED AT FOSTERING A FAIRER SYSTEM ON INTELLECTUAL PROPERTY RIGHTS TO ALLOW FOR THE FREER EXCHANGE OF KNOWLEDGE AND IDEAS AND THE DELIVERY OF INNOVATIVE AND AFFORDABLE PRODUCTS TO THE MARKETPLACE
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/6/2009, 12/18/2010, 12/18/2010, 12/22/2011
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
433 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} CROWN AGENTS FOR OVERSEA GOVERNMENTS AND ADMINISTRATIONS LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} ST. NICHOLAS HOUSE, ST. NICHOLAS ROAD SUTTON, SURREY, UNITED KINGDOM, SM1 1EL
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 300,000. 12/22/10 100,914.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR USE BY ITS CROWN AGENTS LEGAL DIVISION, TOWARD THE COSTS OF LAUNCHING A SECRETARIAT TO COORDINATE THE HARNESSING NON‐STATE ACTORS FOR BETTER HEALTH FOR THE POOR (HANSHEP) PROJECT, A PARTNERSHIP TO ENABLE POOLED DONOR FUNDS AND EXPERTISE TO SUPPORT INNOVATIVE PRIVATE SECTOR HEALTH PROGRAMS AND APPROACHES GLOBALLY
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/2/2011, 5/5/2011, 2/13/2012, 4/25/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
434 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} CROWN AGENTS FOR OVERSEA GOVERNMENTS AND ADMINISTRATIONS LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} ST. NICHOLAS HOUSE, ST. NICHOLAS ROAD SUTTON, SURREY, UNITED KINGDOM, SM1 1EL
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 05/09/11 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR USE BY ITS CROWN AGENTS LEGAL DIVISION, TOWARD THE COSTS OF LAUNCHING A SECRETARIAT TO COORDINATE THE HARNESSING NON‐STATE ACTORS FOR BETTER HEALTH FOR THE POOR (HANSHEP) PROJECT, A PARTNERSHIP TO ENABLE POOLED DONOR FUNDS AND EXPERTISE TO SUPPORT INNOVATIVE PRIVATE SECTOR HEALTH PROGRAMS AND APPROACHES GLOBALLY
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/13/2012, 4/25/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
435 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} DALBERG CONSULTING CC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 25 OWL STREET, 13TH FLOOR, AUCKLAND PARK JOHANNESBURG, SOUTH AFRICA, 2092
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 22,350. 02/22/11 22,350.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A SCOPING STUDY IN WEST AFRICA TO IDENTIFY CURRENT IMPACT INVESTING ACTIVITIES, KEY PLAYERS, SUCCESSES, FAILURES, LESSONS LEARNED, POLICY ISSUES, AND STEPS REQUIRED TO GROW THE SECTOR FOR THE BENEFIT OF POOR AND VULNERABLE POPULATIONS IN THE REGION
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 7/7/2011, 9/8/2011
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
436 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} DECENTRALISED ENERGY SYSTEMS INDIA PRIVATE LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} #4, 2ND FLOOR, ABOVE AMANATH CO‐OPERATIVE BANK, 4TH MAIN, K H M BLOCK BANGALORE, INDIA, 560032
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 383,229. 11/28/11 111,597.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A PROJECT TO DESIGN AND TEST SCALABILITY AND REPLICABILITY OF OFF‐GRID ENERGY SERVICE COMPANIES FOR DELIVERING RENEWABLE ENERGY SOLUTIONS THAT PROVIDE CLEAN ENERGY AND SPUR LOCAL ECONOMIC GROWTH FOR RURAL COMMUNITIES IN INDIA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/1/2012, 5/30/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
437 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} DIABETIC ASSOCIATION OF BANGLADESH
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 122 KAZI NAZRUL ISLAM AVENUE, SHAHBAG DHAKA, BANGLADESH, 1000
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 225,000. 11/23/10 41,625.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR USE BY ITS BANGLADESH INSTITUTE OF SCIENCES TOWARD THE COSTS OF ESTABLISHING THE DEPARTMENT OF HEALTH INFORMATICS TO LAUNCH A MASTERS OF SCIENCE CURRICULUM ON HEALTH INFORMATICS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/13/2011, 11/30/2011, 12/17/2011, 12/20/2011
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
438 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} DIABETIC ASSOCIATION OF BANGLADESH
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 122 KAZI NAZRUL ISLAM AVENUE, SHAHBAG DHAKA, BANGLADESH, 1000
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 135,000. 12/22/11 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR USE BY ITS BANGLADESH INSTITUTE OF SCIENCES TOWARD THE COSTS OF ESTABLISHING THE DEPARTMENT OF HEALTH INFORMATICS TO LAUNCH A MASTERS OF SCIENCE CURRICULUM ON HEALTH INFORMATICS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} NONE TO DATE
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
439 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} EDWARD T. JACKSON AND ASSOCIATES LTD.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 858 BANK STREET, SUITE 104 OTTAWA, ON, CANADA, K1S 3W3
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 200,000. 07/24/11 200,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A STRATEGIC ASSESSMENT OF THE FIELD OF IMPACT INVESTING AND AN EVALUATION OF THE WORK OF THE ROCKEFELLER FOUNDATION'S INITIATIVE, HARNESSING THE POWER OF IMPACT INVESTING
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/14/2012, 7/5/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
440 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} EDWARD T. JACKSON AND ASSOCIATES LTD.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 858 BANK STREET, SUITE 104 OTTAWA, ON, CANADA, K1S 3W3
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 150,000. 10/26/11 147,306.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF MONITORING AND EVALUATION OF THE ROCKEFELLER FOUNDATION'S INITIATIVE IN DEVELOPMENT, POVERTY REDUCTION THROUGH INFORMATION AND DIGITAL EMPLOYMENT (PRIDE) AND TO FOSTER LEARNING, ACCOUNTABILITY AND PERFORMANCE IMPROVEMENTS IN THE FOUNDATION AND AMONG ITS GRANTEES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 1/30/2012, 7/17/12
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
441 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} ELETS TECHNOMEDIA PVT. LTD.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} G‐4, SECTOR‐39, NOIDA‐201301 UTTAR PRADESH, INDIA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 54,500. 05/30/11 54,500.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF CONDUCTING A FEASIBILITY STUDY ON CREATING AN ONLINE EHEALTH MAGAZINE THAT COVERS DEVELOPMENTS IN THE EHEALTH SECTOR IN AFRICA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/18/2011, 3/31/2012, 4/27/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
442 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} EMERALD CITIES PARTNERSHIP, INC.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O. BOX 35556 WASHINGTON, DC 20033
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 300,000. 12/24/09 300,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF PROVIDING TECHNICAL ASSISTANCE TO APPROXIMATELY 10 U.S. CITIES IN DESIGNING AND IMPLEMENTING COMPREHENSIVE, INTEGRATED BUILDING RETROFIT PLANS WITH SUBSTANTIAL COMMUNITY AND LABOR INVOLVEMENT IN AN EFFORT TO USE ENERGY EFFICIENCY RETROFITS AND OTHER RAPID "GREENING" STRATEGIES TO PROMOTE ECONOMIC DEVELOPMENT, GREATER EQUITY AND DEMOCRACY WITHIN CITIES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/29/2010, 9/17/2010, 12/22/2011, 4/17/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
443 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} ENABLIS ENTREPRENEURIAL NETWORK EAST AFRICA LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O BOX 26136 NAIROBI, KENYA, 00100
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 10/24/11 41,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF IDENTIFYING, TRAINING AND PROVIDING DEVELOPMENT SUPPORT TO BUSINESS PROCESS OUTSOURCING ENTREPRENEURS IN NAIROBI AND KISUMU, AS PART OF A BROADER DEMONSTRATION TO TEST WHETHER A NEW FIELD OF "IMPACT SOURCING" CAN YIELD BETTER EMPLOYMENT OPPORTUNITIES FOR VERY POOR POPULATIONS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 7/3/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
444 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} FUND FOR CITIES OF SERVICE, INC.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} CITY HALL, SECOND FLOOR NEW YORK, NY 10007
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 2,000,000. 12/24/09 1,800,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF CITIES OF SERVICE LEADERSHIP GRANTS TO ACCELERATE AND STRENGTHEN THE SERVICE EXPANSION INITIATIVES OF TEN CITIES PARTICIPATING IN THE CITIES OF SERVICE COALITION, FORMED TO INCREASE CIVIC ENGAGEMENT AND THE AMOUNT AND IMPACT OF LOCAL SERVICE EFFORTS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 8/4/2011, 3/13/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
445 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} FUNDACAO BRASILEIRA PARA O DESENVOLVIMENTO SUSTENTAVEL
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} AV. RIO BRANCA 81 ‐ 14 ANDAR RIO DE JANEIRO, RJ, BRAZIL, 20040‐004
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 475,000. 09/19/11 475,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF THE JOINT INITIATIVE ON URBAN SUSTAINABILITY (JIUS) TO DEVELOP MODELS, RELATIONSHIPS AND AN OVERARCHING FRAMEWORK THAT WILL CATALYZE SUSTAINABLE INVESTMENT IN BRAZIL, THE UNITED STATES AND OTHER COUNTRIES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/9/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
446 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} FUNDACAO INTERUNIVERSITARIA DE ESTUDOS E PESQUISAS SOBRE O TRABALHO
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} RUA ECA DE QUEIROZ, 24 SALA 4, VILA MARIANA SAO PAULO, SP, BRAZIL, CEP 04.011‐030
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 70,000. 08/22/11 11,900.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF IN‐DEPTH RESEARCH TO EXPLORE POLICY AND INCENTIVES FOR DEVELOPING AND CONNECTING IMPACT INVESTMENT TO THE SOLIDARITY ECONOMY THUS PROMOTING EQUITABLE AND SUSTAINABLE DEVELOPMENT IN BRAZIL
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/15/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
447 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} FUNDACION CULTURAL RODOLFO MORALES
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} MORELOS 108 OCOTLAN DE MORELOS OAXACA, MEXICO
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 80,000. 06/07/07 80,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF COMPLETING THE WORK, "2501 MIGRANTES" BY OAXACAN ARTIST ALEJANDRO SANTIAGO, WHICH EXPLORES THE PHENOMENON OF MIGRATION AND ITS EFFECTS ON SOCIETY IN THE U.S. AND MEXICO
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 7/17/2007, 9/25/2008, 12/18/2009, 12/29/2010, 8/15/2011
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
448 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} GLOBAL ACTION NETWORK NET, INC.*
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 100 MEMORIAL DRIVE, 52‐A CAMBRIDGE, MA 02142
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 33,690. 12/21/09 33,690.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF TWO PROJECTS, IN COLLABORATION WITH KEYSTONE ACCOUNTABILITY, TO STRENGTHEN THE FIELD OF IMPACT EVALUATION FOR DEVELOPMENT: A PEER‐REVIEWED PUBLICATION CONSOLIDATING A RANGE OF METHODOLOGIES, AND PARTICIPATION IN THE AFRICA EVALUATION CONFERENCE, TO BE HELD IN CAIRO, EGYPT, SPRING 2009
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 6/9/2010, 8/3/2010, 10/20/2011, 10/31/2011
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
449 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} GLOBAL HEALTHCARE INFORMATION NETWORK, LTD.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 16 WOODFIELD DRIVE CHARLBURY, OXFORDSHIRE, UNITED KINGDOM, OX7 3SE
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 25,000. 07/27/10 25,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A PROJECT TO DEVELOP A MONITORING AND EVALUATION FRAMEWORK AND PROCESS FOR THE "HEALTH INFORMATION FOR ALL BY 2015" (HIFA2015) ONLINE NETWORK, WHICH IS COMMITTED TO PROMOTING ACCESS TO RELIABLE HEALTHCARE INFORMATION FOR HEALTHCARE PROVIDERS IN DEVELOPING COUNTRIES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/16/2010, 5/31/2011, 10/25/2011, 10/31/2011
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
450 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} GLOBAL HEALTHCARE INFORMATION NETWORK, LTD.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 16 WOODFIELD DRIVE CHARLBURY, OXFORDSHIRE, UNITED KINGDOM, OX7 3SE
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 20,000. 12/23/10 20,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A PROJECT TO DEVELOP A MONITORING AND EVALUATION FRAMEWORK AND PROCESS FOR THE "HEALTH INFORMATION FOR ALL BY 2015" (HIFA2015) ONLINE NETWORK, WHICH IS COMMITTED TO PROMOTING ACCESS TO RELIABLE HEALTHCARE INFORMATION FOR HEALTHCARE PROVIDERS IN DEVELOPING COUNTRIES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/31/2011, 10/25/2011, 10/31/2011
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
451 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} GLOBAL HEALTHCARE INFORMATION NETWORK, LTD.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 16 WOODFIELD DRIVE CHARLBURY, OXFORDSHIRE, UNITED KINGDOM, OX7 3SE
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 5,000. 12/22/11 5,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A PROJECT TO DEVELOP A MONITORING AND EVALUATION FRAMEWORK AND PROCESS FOR THE "HEALTH INFORMATION FOR ALL BY 2015" (HIFA2015) ONLINE NETWORK, WHICH IS COMMITTED TO PROMOTING ACCESS TO RELIABLE HEALTHCARE INFORMATION FOR HEALTHCARE PROVIDERS IN DEVELOPING COUNTRIES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/25/2011, 10/31/2011
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
452 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} GODEKE CONSULTING
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 351 WEST 4TH STREET NEW YORK, NY 10014
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 75,000. 11/09/11 42,100.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF RESEARCHING THE LANDSCAPE OF POTENTIAL IMPACT INVESTORS TO BUILD A MORE ROBUST MARKET FOR SOCIAL IMPACT BONDS IN ORDER TO SCALE SOLUTIONS TO SOCIAL PROBLEMS FACING POOR AND VULNERABLE COMMUNITIES IN THE UNITED STATES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/27/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
453 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} GOLDMARK PRODUCTIONS, INC.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 100 BEEKMAN STREET #14A NEW YORK, NY 10038
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 70,354. 11/30/10 15,545.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF RADIO AND ONLINE SEGMENTS COVERING IMPORTANT TRENDS IN IMPACT INVESTING TO BE AIRED AS PART OF AMERICAN PUBLIC MEDIA'S "MARKETPLACE" PROGRAMMING, IN ORDER TO EDUCATE THE PUBLIC ABOUT THE OPPORTUNITIES FOR SOCIAL BENEFIT AND FINANCIAL RETURN FROM IMPACT INVESTING
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/1/2011, 4/9/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
454 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} GREATERCAPITAL ASSOCIATION INC.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1ST FLOOR, BLOCK A, RICHMOND CENTRE, CORNER MAIN AND GABRIEL ROAD, PLUMSTEAD CAPE TOWN, SOUTH AFRICA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 78,500. 08/01/11 38,311.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF IN‐DEPTH RESEARCH TO EXAMINE HOW CHANGES IN THE REGULATIONS GOVERNING PENSION FUND INVESTMENT PRACTICES IN SOUTH AFRICA COULD FACILITATE A CHANGE IN THE INVESTMENT STRATEGIES OF ASSET MANAGERS TO CATALYZE SUPPLY OF IMPACT INVESTMENT CAPITAL FOR ENTERPRISES SERVING POOR AND VULNERABLE POPULATIONS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/16/2012, 7/23/1012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
455 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} GUIDESTAR INTERNATIONAL LTD.*
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 55‐56 LINCOLN'S INN FIELDS LONDON, UNITED KINGDOM, WC2A 3LJ
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 50,000. 12/22/10 44,210.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF CONTINUING DEVELOPMENT OF GUIDESTAR INDIA, A SEARCHABLE ONLINE DATABASE THAT PROVIDES THE PHILANTHROPIC SECTOR IN INDIA WITH BETTER ACCESS TO INFORMATION ON CREDIBLE NON‐GOVERNMENT ORGANIZATIONS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/19/2011
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
456 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} GUIDESTAR INTERNATIONAL LTD.*
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 55‐56 LINCOLN'S INN FIELDS LONDON, UNITED KINGDOM, WC2A 3LJ
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 27,000. 11/01/11 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF CONTINUING DEVELOPMENT OF GUIDESTAR INDIA, A SEARCHABLE ONLINE DATABASE THAT PROVIDES THE PHILANTHROPIC SECTOR IN INDIA WITH BETTER ACCESS TO INFORMATION ON CREDIBLE NON‐GOVERNMENT ORGANIZATIONS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} NONE TO DATE
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
457 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} HEALTH INFORMATICS IN AFRICA
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} FALADIE SEMA, RUE 800, PORTE 762 BAMAKO, MALI
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 45,000. 11/22/11 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF ITS 2011 HEALTH INFORMATICS IN AFRICA CONFERENCE AND ADDITIONAL PLANNING FOR DEVELOPMENT OF HEALTH INFORMATICS RESEARCH AND EDUCATION IN AFRICA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} NONE TO DATE
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
458 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} IGAD CLIMATE PREDICTION AND APPLICATIONS CENTRE
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O. BOX 10304 ‐ 00100 GPO NAIROBI, KENYA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 150,000. 11/28/11 96,746.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF STRENGTHENING ITS INSTITUTIONAL CAPACITY IN AGROMETEOROLOGY AND IN CLIMATE PREDICTION AND ITS ABILITY TO PROVIDE GREATER AND MORE EFFECTIVE DISSEMINATION OF CLIMATE INFORMATION TO THE AGRICULTURE SECTOR AND FARMERS IN EAST AFRICA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/24/2012, 5/22/2012, 7/26/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
459 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} IGNIA PARTNERS, LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} AV. RICARDO MARGAIN 575, PARQUE CORPORATIVO SANTA ENGRACIA SAN PEDRO GARZA GARCIA, NL, MEXICO, 66267
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 407,295. 11/18/10 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $1,000,000 PROGRAM‐RELATED INVESTMENT TO SUPPORT THE DEVELOPMENT OF INTERMEDIATION CAPACITY FOR IMPACT INVESTMENT IN A NEW SOCIAL IMPACT SUB‐SECTOR BY CAPITALIZING A PRIVATE EQUITY FUND INVESTING IN SMALL‐ TO MEDIUM‐SIZED SOCIAL ENTERPRISES SERVING EXTREMELY POOR, "BASE OF THE PYRAMID" POPULATIONS IN LATIN AMERICA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 4/29/11,7/28/11,10/21/11,1/25/12,3/30/12,4/21/12,7/24/12
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
460 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} IGNIA PARTNERS, LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} AV. RICARDO MARGAIN 575, PARQUE CORPORATIVO SANTA ENGRACIA SAN PEDRO GARZA GARCIA, NL, MEXICO, 66267
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 117,028. 05/23/11 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $1,000,000 PROGRAM‐RELATED INVESTMENT TO SUPPORT THE DEVELOPMENT OF INTERMEDIATION CAPACITY FOR IMPACT INVESTMENT IN A NEW SOCIAL IMPACT SUB‐SECTOR BY CAPITALIZING A PRIVATE EQUITY FUND INVESTING IN SMALL‐ TO MEDIUM‐SIZED SOCIAL ENTERPRISES SERVING EXTREMELY POOR, "BASE OF THE PYRAMID" POPULATIONS IN LATIN AMERICA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 7/28/11,10/21/11,1/25/12,3/30/12,4/21/12,7/24/12
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
461 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} IKHONO COMMUNICATIONS
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 23 JAN HOFMEYR RD., BUSINESS PARTNERS BUILDING WESTVILLE, DURBAN, SOUTH AFRICA, 3630
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 190,000. 11/20/11 190,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A CONVENING TO ADDRESS CHALLENGES AND OPPORTUNITIES FACING THE NASCENT FIELD OF "IMPACT SOURCING" AND EXPLORE STRATEGIES FOR BRINGING THE WORK TO SCALE, TO BE HELD IN SOUTH AFRICA, DECEMBER 2011
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/6/2012, 3/16/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
462 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} IMPACT INVESTMENT EXCHANGE (ASIA) PTE. LTD.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 30 CECIL STREET LEVEL 14 PRUDENTIAL TOWER SINGAPORE, SINGAPORE
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 495,040. 12/31/09 378,795.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF MARKET RESEARCH AND PROOF‐OF‐CONCEPT ANALYSIS TO TEST THE VIABILITY OF EXPANDING PRODUCT AND SERVICES DELIVERY TO POOR PEOPLE IN ASIA THROUGH THE LAUNCH OF AN ASIA‐BASED STOCK EXCHANGE FOR SOCIAL ENTERPRISES AND CHARITABLE ORGANIZATIONS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/29/2010, 5/13/2011, 6/11/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
463 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} INDOCHINA RESEARCH (CAMBODIA) LTD.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 37 ABC, ST 271, SANGKAT PHSAR DOEUM THKOV, KHAN CHAMKARMORN PHNOM PENH, CAMBODIA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 75,000. 12/21/11 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF A PROJECT TO CONDUCT TREND MONITORING, HORIZON SCANNING, AND IDEA GENERATION RESEARCH ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT, FOCUSED ON CAMBODIA, LAOS, AND VIETNAM, AND FOR THE DISSEMINATION OF TREND MONITORING INFORMATION THROUGH ONLINE BLOG DISTRIBUTION CHANNELS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/19/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
464 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} INSTITUTE FOR POLICY ALTERNATIVES
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O BOX 16208 KIA ACCRA, GHANA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 164,600. 12/23/10 164,600.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF PARTNERING WITH THE SOCIETY FOR PARTICIPATORY RESEARCH IN ASIA TO ASSIST ORGANIZATIONS DEVOTED TO MAKING POSITIVE CHANGES IN THE LIVES OF URBAN POOR PEOPLE IN AFRICA AND ASIA TO IMPROVE THEIR KNOWLEDGE MANAGEMENT, MONITORING AND EVALUATION CAPABILITIES, AND TO DISSEMINATE THE COLLECTIVE LEARNINGS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/9/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
465 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} INSTITUTE FOR SOCIAL DEVELOPMENT STUDIES
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} SUITE 19.1, VIMECO BUILDING PHAM HUNG RD. HANOI, VIETNAM
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 133,500. 10/22/09 133,500.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ESTABLISHING THE VIETNAM ALLIANCE FOR HEALTH EQUITY, A COLLECTIVE THAT WILL MONITOR, ADVOCATE AND PROMOTE HEALTH EQUITY ON BEHALF OF POOR AND VULNERABLE POPULATIONS IN VIETNAM
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/12/2010,4/2/2011, 12/9/2011
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
466 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} INSTITUTE OF HEALTH POLICY, MANAGEMENT AND RESEARCH
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O. BOX 307, INTRADE AFRICA PL, BLOCK C, KAURIA ROAD, LAVINGTON NAIROBI, KENYA, 202
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 80,000. 12/22/10 52,816.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A PROJECT, AS A MEMBER ORGANIZATION OF THE CENTER FOR HEALTH MARKET INNOVATIONS, TO IDENTIFY, MAP, TRACK, AND ANALYZE INNOVATIVE PRIVATE SECTOR HEALTH ORGANIZATIONS AND PROGRAMS IN EAST AFRICA, FOSTER LINKAGES AMONG KEY STAKEHOLDERS, AND CULTIVATE FUTURE SUPPORT FOR THIS SECTOR
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 9/19/2011, 10/6/2011, 10/10/2011
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
467 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} INSTITUTE OF HEALTH POLICY, MANAGEMENT AND RESEARCH
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O. BOX 307, INTRADE AFRICA PL, BLOCK C, KAURIA ROAD, LAVINGTON NAIROBI, KENYA, 202
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 95,000. 10/24/11 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A PROJECT, AS A MEMBER ORGANIZATION OF THE CENTER FOR HEALTH MARKET INNOVATIONS, TO IDENTIFY, MAP, TRACK, AND ANALYZE INNOVATIVE PRIVATE SECTOR HEALTH ORGANIZATIONS AND PROGRAMS IN EAST AFRICA, FOSTER LINKAGES AMONG KEY STAKEHOLDERS, AND CULTIVATE FUTURE SUPPORT FOR THIS SECTOR
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} NONE TO DATE
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
468 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} INSTITUTE OF HEALTH POLICY, MANAGEMENT AND RESEARCH
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 2ND FLOOR, NHIF BUILDING, RAGATI ROAD, UPPER HILL NAIROBI, KENYA, 00202
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 200,000. 12/27/11 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ACTIVITIES TO INCREASE AWARENESS OF HEALTH MARKET INNOVATIONS IN EAST AFRICA, AND IDENTIFY AND DISSEMINATE BEST PRACTICES TO BRING THEM TO SCALE
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} NONE TO DATE
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
469 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} INTELLECAP INC.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 262 VENTURA AVENUE PALO ALTO, CA 94306
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 60,000. 10/20/09 60,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF A PROJECT TO CONDUCT TREND MONITORING AND HORIZON SCANNING RESEARCH ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT, FOCUSED ON INDIA, BANGLADESH AND PAKISTAN
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/19/2010, 1/21/2011, 6/29/2011, 3/27/12, 8/31/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
470 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} INTELLECAP INC.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 262 VENTURA AVENUE PALO ALTO, CA 94306
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 27,000. 10/05/10 27,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF A PROJECT TO CONDUCT TREND MONITORING AND HORIZON SCANNING RESEARCH ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT, FOCUSED ON INDIA, BANGLADESH AND PAKISTAN
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 1/21/2011, 6/29/2011, 3/27/2012, 8/31/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
471 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} INTELLECAP INC.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 262 VENTURA AVENUE PALO ALTO, CA 94306
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 280,000. 10/05/10 77,385.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF A PROJECT TO CONDUCT TREND MONITORING AND HORIZON SCANNING RESEARCH ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT, FOCUSED ON INDIA, BANGLADESH AND PAKISTAN, AND A MEETING OF SEARCHLIGHT GRANTEES TO BE HELD IN MUMBAI, INDIA, SPRING 2011
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/26/2011, 5/27/2011, 12/22/2011, 3/16/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
472 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} INTELLECAP INC.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 262 VENTURA AVENUE PALO ALTO, CA 94306
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 65,800. 12/28/11 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF A PROJECT TO CONDUCT TREND MONITORING AND HORIZON SCANNING RESEARCH ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT, FOCUSED ON INDIA, BANGLADESH AND PAKISTAN, AND A MEETING OF SEARCHLIGHT GRANTEES TO BE HELD IN MUMBAI, INDIA, SPRING 2011
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/16/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
473 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} INTELLECAP INC.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 262 VENTURA AVENUE PALO ALTO, CA 94306
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 250,000. 08/05/10 250,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF ORGANIZING THE 2010 AND 2011 "SANKALP SOCIAL ENTERPRISE AND INVESTMENT FORUM," TO BRING TOGETHER STAKEHOLDERS IN ASIA TO SHARE INFORMATION ON HOW MARKET‐BASED MECHANISMS CAN PROVIDE EFFICIENT AND INNOVATIVE SOLUTIONS THAT ADDRESS THE NEEDS OF POOR AND VULNERABLE PEOPLE
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 6/29/2011, 4/6/2012, 5/14/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
474 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} INTELLECAP INC.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 262 VENTURA AVENUE PALO ALTO, CA 94306
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 250,000. 08/10/11 234,652.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF ORGANIZING THE 2010 AND 2011 "SANKALP SOCIAL ENTERPRISE AND INVESTMENT FORUM," TO BRING TOGETHER STAKEHOLDERS IN ASIA TO SHARE INFORMATION ON HOW MARKET‐BASED MECHANISMS CAN PROVIDE EFFICIENT AND INNOVATIVE SOLUTIONS THAT ADDRESS THE NEEDS OF POOR AND VULNERABLE PEOPLE
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/6/2012, 5/14/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
475 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} INTELLECAP INC.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 262 VENTURA AVENUE PALO ALTO, CA 94306
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 11/16/11 22,725.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF A PROJECT TO CONDUCT TREND MONITORING, AND HORIZON SCANNING, AND IDEA GENERATION RESEARCH ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT, FOCUSED ON SOUTH ASIA, AND FOR THE DISSEMINATION OF TREND MONITORING INFORMATION THROUGH ONLINE BLOG DISTRIBUTION CHANNELS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/23/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
476 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} INTELLECAP INC.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 262 VENTURA AVENUE PALO ALTO, CA 94306
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 40,000. 12/27/11 17,150.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF THE PRODUCTION OF RESEARCH PRODUCTS THAT WILL ENHANCE THE STRATEGIC KNOWLEDGE BASE OF THE INTERNATIONAL DEVELOPMENT COMMUNITY ON TOPICS RELATED TO POVERTY REDUCTION IN THE GLOBAL SOUTH
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/27/2012, 4/6/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
477 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} INTELLECTUAL CAPITAL ADVISORY SERVICES PRIVATE LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 8‐2‐682/1, 5TH FLOOR, ROAD NO. 12 HYDERABAD, INDIA, 500 034
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 27,450. 07/18/11 27,450.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A CONVENING OF DONORS, RESEARCHERS, INVESTORS AND BUSINESSES TO ASSESS OPPORTUNITIES FOR CATALYZING PRIVATE SECTOR ACTIVITY IN ENTERPRISES THAT BUILD URBAN CLIMATE CHANGE RESILIENCE IN ASIAN CITY CLIMATE CHANGE RESILIENCE NETWORK CITIES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/28/2011
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
478 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} INTELLEVENTURES LLC DBA CKINETICS CONSULTING SERVICES
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 262 VENTURA AVE PALO ALTO, CA 94306
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 81,400. 07/27/11 81,400.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF IN‐DEPTH RESEARCH OF THE POLICY AND REGULATORY FRAMEWORKS NECESSARY TO OPERATIONALIZE DISTRIBUTED RURAL ELECTRIFICATION PROJECTS, AND ISSUES RELATED TO DRIVING THE ADOPTION OF FORMAL SOCIAL AND ENVIRONMENTAL REPORTING WHICH CAN CATALYZE DEMAND FOR AND SUPPLY OF IMPACT INVESTMENT CAPITAL FOR ENTERPRISES SERVING POOR AND VULNERABLE POPULATIONS IN INDIA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/6/2011, 3/28/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
479 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} INTELLEVENTURES LLC DBA CKINETICS CONSULTING SERVICES
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 262 VENTURA AVE PALO ALTO, CA 94306
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 54,240. 12/21/11 25,927.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF IN‐DEPTH RESEARCH OF THE POLICY AND REGULATORY FRAMEWORKS NECESSARY TO OPERATIONALIZE DISTRIBUTED RURAL ELECTRIFICATION PROJECTS, AND ISSUES RELATED TO DRIVING THE ADOPTION OF FORMAL SOCIAL AND ENVIRONMENTAL REPORTING WHICH CAN CATALYZE DEMAND FOR AND SUPPLY OF IMPACT INVESTMENT CAPITAL FOR ENTERPRISES SERVING POOR AND VULNERABLE POPULATIONS IN INDIA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/28/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
480 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} INTERNATIONAL COUNCIL FOR LOCAL ENVIRONMENTAL INITIATIVES
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PO BOX 24263, 5/200 LITTLE COLLINS STREET MELBOURNE VIC, AUSTRALIA, 3000
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 180,000. 12/03/10 180,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF DEVELOPING AND TESTING A SET OF CALIBRATED TOOLS, MATERIALS AND PROCESSES FOR ENGAGING NEW CITIES IN INDIA IN UNDERSTANDING THE CHALLENGES AND OPPORTUNITIES FOR ADDRESSING URBAN CLIMATE CHANGE RESILIENCE, IN ORDER TO DISSEMINATE THE LESSONS FROM AND BEGIN TO REPLICATE THE SUCCESSES OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/7/2011, 8/18/2011, 9/18/2011, 1/20/2012, 8/31/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
481 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} INTERNATIONAL COUNCIL FOR LOCAL ENVIRONMENTAL INITIATIVES
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PO BOX 24263, 5/200 LITTLE COLLINS STREET MELBOURNE, AUSTRALIA, 3000
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 18,250. 08/24/11 18,250.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF DELEGATES FROM THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK'S PARTNERS TO ATTEND THE INTERNATIONAL COUNCIL FOR LOCAL ENVIRONMENTAL INITIATIVES (ICLEI) RESILIENT CITIES CONGRESS TO BE HELD IN BONN, GERMANY, JUNE 2011
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 9/18/2011
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
482 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} INTERNATIONAL SOCIETY FOR TELEMEDICINE AND EHEALTH
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} KLINIKUM DER UNIVERSITAT REGENSBURG, JOSEF‐ENGERT STRASSE 9 REGENSBURG, GERMANY, 93053
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 30,000. 06/08/11 30,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF PLANNING FOR A GLOBAL EHEALTH CONVENTION, CONDUCTING A FEASIBILITY STUDY FOR THE CREATION OF A PERMANENT SECRETARIAT FOR ITS ORGANIZATION, AND SUPPORTING THE CREATION OF NATIONAL EHEALTH SOCIETIES, ALL WITH A GOAL OF PROVIDING SUPPORT FOR NATIONAL EHEALTH POLICY EFFORTS IN LOW‐ AND MIDDLE‐INCOME COUNTRIES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/3/2011
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
483 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} IPS ASIA PACIFIC CENTER FOUNDATION INC.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} UNIT 505 STERTEN PL. CONDOMINIUM 116 MAGINHAWA ST UP TEACHERS' VILLAGE QUEZON CITY, PHILIPPINES
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,420. 05/22/07 100,420.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A COMPONENT OF "IMAGING OUR MEKONG," A JOINT MEDIA FELLOWSHIP PROGRAM WITH THE PROBE MEDIA FOUNDATION, TO STRENGTHEN REPORTING AND PUBLIC COMMUNICATION ON AVIAN INFLUENZA AND OTHER INFECTIOUS DISEASES IN THE GREATER MEKONG SUB‐REGION
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/7/2008, 2/12/2009, 5/7/2010, 7/19/2011, 1/31/2012, 8/23/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
484 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} IPS ASIA PACIFIC CENTER FOUNDATION INC.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} UNIT 505 STERTEN PL. CONDOMINIUM 116 MAGINHAWA ST UP TEACHERS' VILLAGE QUEZON CITY, PHILIPPINES
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 160,922. 04/27/09 160,922.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF "IMAGING OUR MEKONG," A PRINT AND TV JOURNALISTS' FELLOWSHIP PROGRAM JOINTLY‐MANAGED WITH THE PROBE MEDIA FOUNDATION TO ADDRESS CROSS‐BORDER ISSUES IN THE COUNTRIES OF THE GREATER MEKONG SUB‐REGION
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/7/2010, 7/19/2011, 1/31/2012, 8/23/12
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
485 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} IPS ASIA PACIFIC CENTER FOUNDATION INC.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} UNIT 505 STERTEN PLACE CONDOMINIUM, 116 MAGINHAWA ST. QUEZON CITY, PHILIPPINES
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 70,000. 12/22/11 7,440.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF ACTIVITIES TO ADDRESS THE NEED FOR CRITICAL REPORTING ON DEVELOPMENT FROM WITHIN ASIA, LOOKING CLOSELY AT THE ISSUES OF CLIMATE CHANGE AND OFFICIAL DEVELOPMENT ASSISTANCE (ODA) AS SPECIFIC SECTORS LINKED TO THE ASIAN DEVELOPMENT STORY
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/17/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
486 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} ITAD LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 12 ENGLISH BUSINESS PARK, ENGLISH CLOSE HOVE, UNITED KINGDOM, BN3 7ET
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 200,000. 09/12/11 200,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF AN EVALUATION OF THE AFRICAN AGRICULTURE COMPONENT OF THE FOUNDATION'S CLIMATE CHANGE INITIATIVE AND THE FOUNDATION'S CARBON FOR POVERTY REDUCTION INITIATIVE IN DEVELOPMENT, TO FOSTER LEARNING, ACCOUNTABILITY AND PERFORMANCE IMPROVEMENTS IN THE FOUNDATION AND AMONG ITS GRANTEES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 11/15/2011, 2/14/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
487 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} ITAD LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 12 ENGLISH BUSINESS PARK, ENGLISH CLOSE HOVE, UNITED KINGDOM, BN3 7ET
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 125,000. 12/05/11 44,813.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF AN EVALUATION OF THE AFRICAN AGRICULTURE COMPONENT OF THE FOUNDATION'S CLIMATE CHANGE INITIATIVE AND THE FOUNDATION'S CARBON FOR POVERTY REDUCTION INITIATIVE IN DEVELOPMENT, TO FOSTER LEARNING, ACCOUNTABILITY AND PERFORMANCE IMPROVEMENTS IN THE FOUNDATION AND AMONG ITS GRANTEES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/14/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
488 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} JACOBS CENTER FOR NEIGHBORHOOD INNOVATION
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 404 EUCLID AVENUE SAN DIEGO, CA 92114
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 1,000,000. 10/30/03 490,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT IN FULL OF A $1,000,000 PROGRAM‐RELATED INVESTMENT LOAN TO PROVIDE EQUITY CAPITAL TO FINANCE PHASE I OF MARKET CREEK PLAZA, A 20‐ACRE COMMERCIAL, RETAIL AND CULTURAL COMMUNITY ECONOMIC DEVELOPMENT PROJECT IN A DISTRESSED NEIGHBORHOOD IN SAN DIEGO, CALIFORNIA; $490K PRINCIPAL REPAID
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 8/31/11,11/8/11, 11/30/11, 12/9/11, 2/29/12, 5/31/12, 8/31/12
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
489 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} JAMII BORA CHARITABLE TRUST
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} FUNZI ROAD, P.O. BOX. 2704 NAIROBI, KENYA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 248,000. 04/10/09 248,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF DOCUMENTING, ANALYZING AND EXPANDING ITS MENTORSHIP, STAFF TRAINING AND OUTREACH PROGRAMS TO INCREASE ITS EFFECTIVENESS IN HELPING THE URBAN POOR IN KENYA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/13/2011, 6/29/2011, 2/22/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
490 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} JEMBI HEALTH SYSTEMS
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 3 WINCHESTER LANE, SILVERTREE ESTATE, THE GREEN BLDG, WESTLAKE CAPE TOWN, SOUTH AFRICA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 149,700. 12/23/10 149,700.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF ITS PROJECT "OPEN EHEALTH ENTERPRISE ARCHITECTURE FRAMEWORK AND STRATEGY DEVELOPMENT FOR THE GLOBAL SOUTH," TO DEVELOP AND PUBLISH SPECIFICATIONS FOR THE IMPLEMENTATION OF ROBUST, INTEGRATED, AND INTEROPERABLE EHEALTH SYSTEMS IN LOW‐INCOME COUNTRIES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/31/2011, 7/5/2011, 5/31/2011, 11/30/2011, 5/14/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
491 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} KENYA DIABETES MANAGEMENT AND INFORMATION CENTRE
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PO BOX 45099‐00100, ROSE AVENUE, OFF ARGWINGS KODHEK ROAD NAIROBI, KENYA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 80,000. 12/14/11 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF A NEW COMMUNITY SCREENING, EDUCATION, AND AWARENESS CENTER FOR THE MANAGEMENT OF DIABETES AND HYPERTENSION IN CENTRAL KENYA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} NONE TO DATE
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
492 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} KENYA EDUCATION NETWORK TRUST
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PO BOX 30244‐00100, UNIV. OF NAIROBI, JOMO KENYATTA MEMORIAL LIBRARY NAIROBI, KENYA, 100
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 300,000. 04/29/10 37,655.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ACTIVITIES TO ASSIST HIGHER EDUCATION INSTITUTIONS IN EASTERN AFRICA MAKE EFFECTIVE USE OF INFORMATION AND COMMUNICATION TECHNOLOGIES IN LEARNING, TEACHING, RESEARCH AND MANAGEMENT
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 9/14/2010, 10/4/2010, 9/16/2011
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
493 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} LEADERS' QUEST, LTD.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 3‐5 RICHMOND HILL, RICHMOND‐UPON‐THAMES SURREY, UNITED KINGDOM, TW10 6RE
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 160,040. 11/27/11 41,480.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF CONVENING A LEADERSHIP LEARNING PROGRAM TO FACILITATE RAISING THE PROFILE OF AND BUILDING A MORE GLOBAL STAKEHOLDER COMMUNITY FOR THE NASCENT FIELD OF IMPACT SOURCING, WHICH SEEKS TO CREATE SUSTAINABLE EMPLOYMENT OPPORTUNITIES FOR POOR AND VULNERABLE POPULATIONS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/17/2012, 4/19/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
494 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} LION'S HEAD GLOBAL PARTNERS LLP
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 16 NEW BURLINGTON PLACE LONDON, UNITED KINGDOM, W1S 2HX
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 88,000. 04/27/11 88,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING AND SYNDICATING GUIDING PRINCIPLES AND A FRAMEWORK FOR IMPACT INVESTING IN AFRICAN AGRICULTURE AS A MEANS TO ENSURE THAT SOCIALLY‐ AND ENVIRONMENTALLY‐ORIENTED CAPITAL IS DEPLOYED TO IMPROVE AFRICAN FOOD SECURITY AND INCREASE INCOMES FOR THE POOR AND VULNERABLE
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 6/1/2011, 1/30/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
495 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} LION'S HEAD GLOBAL PARTNERS LLP
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 16 NEW BURLINGTON PLACE LONDON, UNITED KINGDOM, W1S 2HX
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 62,000. 07/24/11 62,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING AND SYNDICATING GUIDING PRINCIPLES AND A FRAMEWORK FOR IMPACT INVESTING IN AFRICAN AGRICULTURE AS A MEANS TO ENSURE THAT SOCIALLY‐ AND ENVIRONMENTALLY‐ORIENTED CAPITAL IS DEPLOYED TO IMPROVE AFRICAN FOOD SECURITY AND INCREASE INCOMES FOR THE POOR AND VULNERABLE
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 1/30/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
496 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} MAKER FAIRE AFRICA FOUNDATION
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} TIMORPLEIN 29 AMSTERDAM, NETHERLANDS, 1094 CC
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 75,000. 12/21/10 75,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF MAKER FAIRE 2011 AND 2012, AN ANNUAL EVENT THAT CONVENES INNOVATORS FROM AROUND AFRICA AND LINKS THEM WITH MENTORS WHO CAN HELP BRING THEIR INNOVATIONS TO SCALE, TO HELP SPUR ENTREPRENEURSHIP AND MANUFACTURING AS A POVERTY REDUCTION VEHICLE FOR THE AFRICAN CONTINENT
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/2/2011, 12/1/2011, 4/17/12
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
497 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} MAKER FAIRE AFRICA FOUNDATION
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} TIMORPLEIN 29 AMSTERDAM, NETHERLANDS, 1094 CC
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 75,000. 11/02/11 34,638.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF MAKER FAIRE 2011 AND 2012, AN ANNUAL EVENT THAT CONVENES INNOVATORS FROM AROUND AFRICA AND LINKS THEM WITH MENTORS WHO CAN HELP BRING THEIR INNOVATIONS TO SCALE, TO HELP SPUR ENTREPRENEURSHIP AND MANUFACTURING AS A POVERTY REDUCTION VEHICLE FOR THE AFRICAN CONTINENT
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/1/2011, 4/17/12
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
498 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} MAXTUDIO, SNC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PIAZZA MEUCCI 23 ROME, ITALY, 00146
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 99,884. 12/26/11 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING KNOWLEDGE PRODUCTS BASED ON EVALUATIONS OF THE FOUNDATION'S INITIATIVES IN ORDER TO SUPPORT LEARNING PRACTICE AND THOUGHT LEADERSHIP AT THE FOUNDATION AND AMONG ITS GRANTEES AND PARTNERS IN DEVELOPMENT AND PHILANTHROPY
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} NONE TO DATE
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
499 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} MCKINSEY & COMPANY, INC. UNITED STATES
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 55 EAST 52ND STREET, NEW YORK, NY 10022
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 25,000. 03/08/11 25,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A LANDSCAPE ANALYSIS OF CURRENT AND NASCENT TECHNOLOGIES THAT CITIES AND THEIR RESIDENTS IN THE U.S. AND GLOBALLY CAN USE TO COLLECT AND ANALYZE CITY‐LEVEL INFORMATION AND OF THE KEY DRIVERS, TRENDS AND LEVERAGE POINTS RELATED TO THE APPLICATION OF SUCH TECHNOLOGIES TO CITIES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/28/2011
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
500 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} MIRROR FOUNDATION
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 162 MOO 1 HUAYKHOM VILLAGE MAEYAO SUB‐DISTRICT MUANG DISTRICT CHIANGRAI, THAILAND
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 180,000. 01/07/08 180,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ITS PROJECT, THE VIRTUAL HILLTRIBE MUSEUM, AND OF RELATED RESEARCH, DOCUMENTARY AND MEDIA ACTIVITIES TO IMPROVE PUBLIC UNDERSTANDING OF ETHNIC MINORITY GROUPS IN NORTHERN THAILAND
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/11/2009, 12/30/2009, 12/31/2009, 11/16/2011, 7/18/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
501 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} MIRROR FOUNDATION
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 163 MOO 1 HUAYKHOM VILLAGE MAEYAO SUB‐DISTRICT MUANG DISTRICT CHIANGRAI, THAILAND
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 20,000. 08/07/09 20,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ITS PROJECT, THE VIRTUAL HILLTRIBE MUSEUM, AND OF RELATED RESEARCH, DOCUMENTARY AND MEDIA ACTIVITIES TO IMPROVE PUBLIC UNDERSTANDING OF ETHNIC MINORITY GROUPS IN NORTHERN THAILAND
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/30/2009, 12/31/2009, 11/16/2011, 7/18/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
502 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} MONITOR COMPANY GROUP LP
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} TWO CANAL PARK CAMBRIDGE, MA 02141
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 400,000. 08/08/11 400,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR USE BY ITS MONITOR INSTITUTE IN SUPPORT OF A RESEARCH PROJECT TO EXPLORE THE POTENTIAL OF OUTSOURCED EMPLOYMENT OPPORTUNITIES FOR PROVIDING JOBS AND ECONOMIC GROWTH TO VERY POOR POPULATIONS IN SOUTH AFRICA, KENYA AND GHANA AND TO UNDERSTAND THE CURRENT AND POTENTIAL SCALE OF CLIENT DEMAND AND THE CRITICAL INTERVENTIONS NECESSARY TO INCREASE CLIENT DEMAND FOR IMPACT SOURCING SERVICES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/17/2011
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
503 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} MONITOR COMPANY GROUP LP
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} TWO CANAL PARK CAMBRIDGE, MA 02141
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 188,370. 09/19/11 188,370.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR USE BY ITS MONITOR INSTITUTE IN SUPPORT OF A RESEARCH PROJECT TO EXPLORE THE POTENTIAL OF OUTSOURCED EMPLOYMENT OPPORTUNITIES FOR PROVIDING JOBS AND ECONOMIC GROWTH TO VERY POOR POPULATIONS IN SOUTH AFRICA, KENYA AND GHANA AND TO UNDERSTAND THE CURRENT AND POTENTIAL SCALE OF CLIENT DEMAND AND THE CRITICAL INTERVENTIONS NECESSARY TO INCREASE CLIENT DEMAND FOR IMPACT SOURCING SERVICES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/17/2011
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
504 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} MONITOR COMPANY GROUP LP
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} TWO CANAL PARK CAMBRIDGE, MA 02141
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 200,000. 12/21/11 200,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A COLLABORATION WITH THE UNITED STATES AGENCY FOR INTERNATIONAL DEVELOPMENT TO PLAN AND DEVELOP A CHALLENGE FUND FOCUSED ON SUPPORTING PROMISING INNOVATIVE HEALTHCARE ENTERPRISES THAT SERVE THE POOR IN AFRICA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/17/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
505 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} NATIONAL COUNCIL FOR HIGHER EDUCATION
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 35 CAVERS CRESCENT P.O. BOX 76 KYAMBOGO KAMPALA, UGANDA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 40,620. 02/07/08 11,507.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR A COLLABORATIVE PROJECT WITH THE COMMISSION FOR HIGHER EDUCATION (KENYA) AND THE TANZANIA COMMISSION FOR UNIVERSITIES TO ESTABLISH A COMMON CREDIT ACCUMULATION AND TRANSFER SYSTEM FOR ALL UNIVERSITIES IN KENYA, TANZANIA AND UGANDA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/8/2007,9/18/2008,1/21/2009
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
506 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} NATURE CONSERVATION RESEARCH CENTRE‐GHANA
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O. BOX KN 925 ACCRA, GHANA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 300,000. 12/15/09 300,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF A PROJECT TO WORK WITH COCOA FARMER ORGANIZATIONS IN GHANA TO INCREASE THEIR MEMBERS' CAPACITY TO ACCESS CARBON FINANCE, CREATING THE BASIC CONDITIONS FOR PRIVATE INVESTMENT IN ACTIVITIES THAT MITIGATE CARBON EMISSIONS AND ENHANCE SMALLHOLDER FARMERS' LIVELIHOODS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/18/2010, 3/18/2011, 12/28/2011, 1/5/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
507 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} NEW YORK ACQUISITION FUND, LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 588 BROADWAY, SUITE 1103 NEW YORK, NY 10012
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 5,000,000. 09/15/06 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT IN FULL OF A $5,000,000 PROGRAM‐RELATED INVESTMENT TO CAPITALIZE THE NEW YORK CITY ACQUISITION LOAN FUND, LLC, WHICH WILL ACCELERATE AND INCREASE THE DEVELOPMENT OF AFFORDABLE HOUSING IN NEW YORK CITY
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 11/30/11, 1/6/12, 3/2/12, 5/9/12, 6/8/12, 6/12/12, 8/30/12
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
508 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} NORTH CAROLINA METROPOLITAN MAYORS COALITION
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 308 WEST JONES STREET RALEIGH, NC 27603
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 50,000. 12/21/11 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF PLANNING, ORGANIZING, AND LAUNCHING THE PIEDMONT CRESCENT PARTNERSHIP FOR ECONOMIC GROWTH, A REGIONAL INITIATIVE THAT WILL UNITE CIVIC AND BUSINESS LEADERS ACROSS NORTH CAROLINA'S PIEDMONT METROPOLITAN CORRIDOR TO PRODUCE A SHARED DEVELOPMENT AGENDA CENTERED ON A HIGH‐QUALITY TRANSPORTATION INFRASTRUCTURE AIMED AT PROMOTING ECONOMIC GROWTH AND ENHANCING THE QUALITY OF LIFE IN THE REGION
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} NONE TO DATE
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
509 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} NOVISCAPE CONSULTING GROUP CO. LTD.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 231/2 BANGKOK CODE BUILDING, UNIT 4 BUILDING B, SOUTH SATHORN ROAD BANGKOK, THAILAND, 10120
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 28,450. 07/19/11 28,450.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF A PROJECT, IN COLLABORATION WITH CHULALONGKORN UNIVERSITY'S DEPARTMENT OF URBAN AND REGIONAL PLANNING TO CONDUCT TREND MONITORING AND HORIZON SCANNING RESEARCH ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT, FOCUSED ON SOUTHEAST ASIA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 7/5/2011
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
510 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} NOVISCAPE CONSULTING GROUP CO. LTD.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 231/2 BANGKOK CODE BUILDING, UNIT 4 BUILDING B, SOUTH SATHORN ROAD BANGKOK, THAILAND, 10120
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 32,390. 10/12/11 20,636.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF A PROJECT, IN COLLABORATION WITH THE URBAN AND REGIONAL PLANNING DEPARTMENT OF CHULALONGKORN UNIVERSITY AND THE SIAM INTELLIGENCE UNIT, TO CONDUCT TREND MONITORING, HORIZON SCANNING, AND IDEA GENERATION RESEARCH ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT, FOCUSED ON SOUTHEAST ASIA, AND FOR THE DISSEMINATION OF TREND MONITORING INFORMATION THROUGH ONLINE BLOG DISTRIBUTION CHANNELS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/15/2011, 2/28/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
511 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} NOVISCAPE CONSULTING GROUP CO. LTD.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 231/2 BANGKOK CODE BUILDING, UNIT 4 BUILDING B, SOUTH SATHORN ROAD BANGKOK, THAILAND, 10120
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 45,000. 12/19/11 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF A PROJECT, IN COLLABORATION WITH THE URBAN AND REGIONAL PLANNING DEPARTMENT OF CHULALONGKORN UNIVERSITY AND THE SIAM INTELLIGENCE UNIT, TO CONDUCT TREND MONITORING, HORIZON SCANNING, AND IDEA GENERATION RESEARCH ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT, FOCUSED ON SOUTHEAST ASIA, AND FOR THE DISSEMINATION OF TREND MONITORING INFORMATION THROUGH ONLINE BLOG DISTRIBUTION CHANNELS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/28/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
512 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} OPEN HEALTH TOOLS, INC.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 188 CHEROKEE ROAD ASHVILLE, NC 28804
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 200,000. 12/21/11 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF DEVELOPING THE HEART PROJECT, A HIGH QUALITY REPOSITORY OF FREELY AVAILABLE HEALTH ENTERPRISE ARCHITECTURE ARTIFACTS AND BUILDING BLOCKS FOR USE BY COUNTRIES AND IMPLEMENTERS TO SAVE TIME AND MONEY IN THE DESIGN OF NATIONAL HEALTH INFORMATION SYSTEMS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/2/2012, 4/2/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
513 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} OVE ARUP & PARTNERS INTERNATIONAL LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 13 FITZROY STREET LONDON, UNITED KINGDOM, W1T 4BQ
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 750,000. 10/28/10 750,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF PROVIDING STRATEGIC PLANNING, PROGRAM MANAGEMENT SUPPORT AND TECHNICAL ASSISTANCE TO ENSURE PROGRAM CREDIBILITY, KNOWLEDGE MANAGEMENT SUPPORT, AND KNOWLEDGE DISSEMINATION AND REPLICATION SUPPORT TO THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK PROGRAM AND ITS PARTNERS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 7/8/2011, 12/31/2011, 5/17/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
514 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} OVE ARUP & PARTNERS INTERNATIONAL LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 13 FITZROY STREET LONDON, UNITED KINGDOM, W1T 4BQ
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 24,900. 01/10/11 24,900.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR THE COSTS OF PROVIDING MANAGEMENT SUPPORT AND TECHNICAL ASSISTANCE AT THE NETWORK AND CITY LEVELS FOR THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/2/2010
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
515 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} OVE ARUP & PARTNERS INTERNATIONAL LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 13 FITZROY STREET LONDON, UNITED KINGDOM, W1T 4BQ
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 500,000. 09/20/11 276,625.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF PROVIDING STRATEGIC PLANNING, PROGRAM MANAGEMENT SUPPORT AND TECHNICAL ASSISTANCE TO ENSURE PROGRAM CREDIBILITY, KNOWLEDGE MANAGEMENT SUPPORT, AND KNOWLEDGE DISSEMINATION AND REPLICATION SUPPORT TO THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK PROGRAM AND ITS PARTNERS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 7/8/2011, 12/31/2011, 5/17/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
516 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} OVE ARUP & PARTNERS INTERNATIONAL LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 13 FITZROY STREET LONDON, UNITED KINGDOM, W1T 4BQ
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 700,000. 12/15/11 36,935.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A PROJECT TO FACILITATE THE CREATION AND DEEPENING OF A LEARNING AND POLICY NETWORK INCLUDING CURRENT ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK (ACCCRN) PARTNERS AND OTHER KEY ASIAN INSTITUTIONS ENGAGED IN PROMOTING CLIMATE CHANGE RESILIENCE, AND TO FACILITATE AND MANAGE ACCCRN'S NEW STRATEGY AND ALIGNMENT GROUP
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 7/29/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
517 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} PAMOJA MEDIA EAST AFRICA LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O. BOX 68151‐00200,VIEW PARK TOWERS, GROUND FLOOR, UTALII LANE NAIROBI, KENYA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 41,200. 04/26/10 41,200.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING AN ONLINE KNOWLEDGE SHARING AND MANAGEMENT SYSTEM FOR RESEARCH AND DEVELOPMENT WORK ON CLIMATE CHANGE RESILIENCE FOR AFRICAN AGRICULTURE
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/28/2011, 4/28/2011, 3/5/2012, 5/25/12
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
518 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} PAMOJA MEDIA EAST AFRICA LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O. BOX 68151‐00200,VIEW PARK TOWERS, GROUND FLOOR, UTALII LANE NAIROBI, KENYA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 50,000. 12/10/10 50,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF AN ONLINE AND MOBILE SOCIAL NETWORKING PLATFORM TO BUILD AGRICULTURAL CAPACITY AMONG A NEW GENERATION OF FARMERS IN KENYA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/23/2011, 4/27/2011, 3/5/2012, 9/7/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
519 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} PAMOJA MEDIA EAST AFRICA LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O. BOX 68151‐00200,VIEW PARK TOWERS, GROUND FLOOR, UTALII LANE NAIROBI, KENYA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 39,950. 05/10/11 39,950.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF AN ONLINE AND MOBILE SOCIAL NETWORKING PLATFORM TO BUILD AGRICULTURAL CAPACITY AMONG A NEW GENERATION OF FARMERS IN KENYA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/5/2012, 9/7/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
520 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} PAMOJA MEDIA EAST AFRICA LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O. BOX 68151‐00200,VIEW PARK TOWERS, GROUND FLOOR, UTALII LANE NAIROBI, KENYA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 35,000. 05/25/11 35,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING AN ONLINE KNOWLEDGE SHARING AND MANAGEMENT SYSTEM FOR RESEARCH AND DEVELOPMENT WORK ON CLIMATE CHANGE RESILIENCE FOR AFRICAN AGRICULTURE
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/5/2012, 5/25/12
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
521 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} PORTLAND PR LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1 RED LION COURT LONDON, UNITED KINGDOM, EC4A 3EB
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 118,600. 12/18/09 118,600.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF PROVIDING STRATEGIC COMMUNICATIONS SUPPORT TO FOUR AFRICAN NON‐PROFIT ORGANIZATIONS AND COMMUNICATING THEIR RESEARCH FINDINGS TO KEY AFRICAN POLICYMAKERS PRIOR TO THE 2009 FORUM FOR CHINA‐AFRICA COLLABORATION (FOCAC), AND ESTABLISHING A "CHINA IN AFRICA POLICY NETWORK" TO CONTINUE TO RAISE AWARENESS BEYOND THE MEETING ‐ GRANT CANCELLED IN PART: AMOUNT EXPENDED REFLECTS $27,926 IN EXPENDITURES BY THE GRANTEE AND $90,674 IN FUNDS RETURNED TO THE FOUNDATION.
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 8/27/2010, 6/28/2011, 9/13/2011
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
522 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} PRICEWATERHOUSECOOPERS LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} UPPER HILL ROAD, P.O. BOX 43963 NAIROBI, KENYA, 00100
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 439,544. 06/15/11 439,544.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING A MEASUREMENT, REPORTING AND VERIFICATION (MRV) METHODOLOGY AND A FUND DISBURSEMENT MECHANISM THAT WILL ENABLE SMALLHOLDER FARMERS TO TAKE ADVANTAGE OF CLIMATE FINANCE SUCH AS CARBON CREDITS IN EXCHANGE FOR ADOPTING FARMING PRACTICES THAT REDUCE GREENHOUSE GASES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 9/21/2011, 3/12/2012, 5/22/2012, 5/30/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
523 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} PRICEWATERHOUSECOOPERS LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} UPPER HILL ROAD, P.O. BOX 43963 NAIROBI, KENYA, 00100
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 114,613. 09/20/11 114,613.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING A MEASUREMENT, REPORTING AND VERIFICATION (MRV) METHODOLOGY AND A FUND DISBURSEMENT MECHANISM THAT WILL ENABLE SMALLHOLDER FARMERS TO TAKE ADVANTAGE OF CLIMATE FINANCE SUCH AS CARBON CREDITS IN EXCHANGE FOR ADOPTING FARMING PRACTICES THAT REDUCE GREENHOUSE GASES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 9/21/2011, 3/12/2012, 5/22/2012, 5/30/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
524 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} PROBE MEDIA FOUNDATION, INC.*
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 17 MATIPID STREET SIKATUNA VILLAGE DILIMAN, 1101 QUEZON CITY, PHILIPPINES
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 111,460. 06/12/09 45,032.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF "IMAGING OUR MEKONG," A PRINT AND TV JOURNALISTS' FELLOWSHIP PROGRAM JOINTLY‐MANAGED WITH THE IPS ASIA PACIFIC CENTER FOUNDATION TO ADDRESS CROSS‐BORDER ISSUES IN THE COUNTRIES OF THE GREATER MEKONG SUB‐REGION
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/19/2010,1/4/2011, 9/1/2011, 4/30/2011, 3/21/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
525 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} PUBLIC HEALTH FOUNDATION OF INDIA
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PHD HOUSE, 2ND FLOOR, 4/2 SIRIFORT INSTITUTIONAL AREA, AUGUST KRANTI MARG NEW DELHI, INDIA, 110016
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 366,400. 10/29/08 366,400.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO CONDUCT ANALYSES OF THE CURRICULA IN SCHOOLS OF PUBLIC HEALTH IN EIGHT DEVELOPING COUNTRIES, AND TO CONVENE AN INTERNATIONAL MEETING TO DISCUSS THESE FINDINGS AND THEIR IMPLICATIONS ON NEW AND EMERGING SCHOOLS OF PUBLIC HEALTH IN THE GLOBAL SOUTH
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/5/2009, 5/6/2010, 9/7/2010, 1/17/2012, 6/4/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
526 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} REAL USEFUL TRAVEL AND MARKETING
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} AEE BUILDING, KAREN ROAD, P.O. BOX 51458‐00200 NAIROBI, KENYA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 130,865. 05/18/11 130,865.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A CONVENING OF ROCKEFELLER FOUNDATION DISEASE SURVEILLANCE NETWORKS GRANTEES TO BE HELD IN KENYA, NAIROBI, MAY 2011
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/9/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
527 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} REED ELSEVIER PLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1‐3 STRAND LONDON, UNITED KINGDOM, WC2N 5JR
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 30,000. 11/21/11 30,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR USE BY ELSEVIER LIMITED IN SUPPORT OF TRAVEL AND ACCOMMODATIONS FOR REPRESENTATIVE DELEGATES AND SPEAKERS AT THE "HEALTH SYSTEM REFORM IN ASIA" CONFERENCE, TO BE HELD IN HONG KONG, DECEMBER 2011
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/18/2012, 4/20/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
528 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} REGIONAL UNIVERSITIES FORUM FOR CAPACITY BUILDING IN AGRICULTURE, LIMITED*
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PLOT 151, GARDEN HILL MAKERERE UNIVERSITY MAIN CAMPUS P.O. BOX 7065 KAMPALA, UGANDA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 150,000. 01/22/09 143,277.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF EFFORTS TO ENHANCE THE NATIONAL AND REGIONAL CAPACITY OF COUNTRIES IN EAST AND SOUTHERN AFRICA TO MANAGE TRANS‐BOUNDARY ANIMAL DISEASES AND IMPROVE PASTORALISM IN THE REGION BY ESTABLISHING PLATFORMS FOR DIALOGUE, LEARNING AND DISEASE MANAGEMENT AND ENHANCING POLICY RESPONSIVENESS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/7/2009, 2/28/2011
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
529 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} REGIONAL UNIVERSITIES FORUM FOR CAPACITY BUILDING IN AGRICULTURE, LIMITED*
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PLOT 151, GARDEN HILL MAKERERE UNIVERSITY MAIN CAMPUS P.O. BOX 7065 KAMPALA, UGANDA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 150,000. 11/25/09 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF EFFORTS TO ENHANCE THE NATIONAL AND REGIONAL CAPACITY OF COUNTRIES IN EAST AND SOUTHERN AFRICA TO MANAGE TRANS‐BOUNDARY ANIMAL DISEASES AND IMPROVE PASTORALISM IN THE REGION BY ESTABLISHING PLATFORMS FOR DIALOGUE, LEARNING AND DISEASE MANAGEMENT AND ENHANCING POLICY RESPONSIVENESS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/28/2011
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
530 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} RMC RESEARCH CORPORATION
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1000 MARKET STREET BUILDING 2 PORTSMOUTH, NH 03801
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 50,000. 12/28/07 50,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF THE DISSEMINATION OF ITS "CULTURAL DATA IN PLANNING AND ECONOMIC DEVELOPMENT" FINDINGS THROUGH THE AMERICAN PLANNING ASSOCIATION'S NATIONAL PUBLICATION PROGRAM, AND OF THE DEVELOPMENT OF MEASUREMENT DESIGNS FOR INVESTMENTS IN ARTS AND CULTURE THROUGH A SEMINAR WITH THE NORTHEASTERN ECONOMIC DEVELOPERS ASSOCIATION
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/19/2009, 3/11/2011, 2/13/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
531 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} ROCKEFELLER ARCHIVE CENTER*
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 15 DAYTON AVENUE SLEEPY HOLLOW, NY 10591
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 293,600. 12/07/10 293,600.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A PROJECT, IN CONNECTION WITH THE ROCKEFELLER FOUNDATION'S CENTENNIAL IN 2013, TO DEVELOP A WEB‐BASED MULTIMEDIA HISTORY OF THE FOUNDATION, AND MAKE ITS PRIMARY DOCUMENTS AND HISTORIC MATERIALS MORE BROADLY ACCESSIBLE TO THE DIVERSE COMMUNITIES OF RESEARCHERS AND EDUCATORS INTERESTED IN 20TH CENTURY HISTORY
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 9/1/2011, 11/1/2011, 8/8/2012, 8/31/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
532 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} ROCKEFELLER ARCHIVE CENTER*
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 15 DAYTON AVENUE SLEEPY HOLLOW, NY 10591
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 200,000. 12/13/11 110,725.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A PROJECT, IN CONNECTION WITH THE ROCKEFELLER FOUNDATION'S CENTENNIAL IN 2013, TO DEVELOP A WEB‐BASED MULTIMEDIA HISTORY OF THE FOUNDATION, AND MAKE ITS PRIMARY DOCUMENTS AND HISTORIC MATERIALS MORE BROADLY ACCESSIBLE TO THE DIVERSE COMMUNITIES OF RESEARCHERS AND EDUCATORS INTERESTED IN 20TH CENTURY HISTORY
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 8/8/2012, 8/31/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
533 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} RURAL INNOVATIONS NETWORK AKA VILLGRO INNOVATIONS FOUNDATION
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} NO 9 KANAKASHRI NAGAR, SECOND FLOOR CHENNAI, TAMIL NADU, INDIA, 600 086
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 154,000. 12/13/07 154,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF TWO PROJECTS FOCUSED ON USER‐CENTERED INNOVATION IN RURAL INDIA: ONE TO UNDERTAKE TESTING, TRIALS AND PILOT MARKETING OF IDENTIFIED INNOVATIONS, AND THE OTHER TO ENCOURAGE NEW INNOVATIONS BY DEVELOPING TALENT THROUGH MENTORING AND TRAINING
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 11/11/2008, 7/20/2009, 8/2/2010, 2/27/2012, 5/2/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
534 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} RURAL INNOVATIONS NETWORK AKA VILLGRO INNOVATIONS FOUNDATION
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} NO 9 KANAKASHRI NAGAR, SECOND FLOOR CHENNAI, TAMIL NADU, INDIA, 600 086
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 223,000. 11/12/08 223,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF TWO PROJECTS FOCUSED ON USER‐CENTERED INNOVATION IN RURAL INDIA: ONE TO UNDERTAKE TESTING, TRIALS AND PILOT MARKETING OF IDENTIFIED INNOVATIONS, AND THE OTHER TO ENCOURAGE NEW INNOVATIONS BY DEVELOPING TALENT THROUGH MENTORING AND TRAINING
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 7/20/2009, 8/2/2010, 2/27/2012, 5/2/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
535 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} RURAL INNOVATIONS NETWORK AKA VILLGRO INNOVATIONS FOUNDATION
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} NO 9 KANAKASHRI NAGAR, SECOND FLOOR CHENNAI, TAMIL NADU, INDIA, 600 086
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 223,000. 11/12/09 223,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF TWO PROJECTS FOCUSED ON USER‐CENTERED INNOVATION IN RURAL INDIA: ONE TO UNDERTAKE TESTING, TRIALS AND PILOT MARKETING OF IDENTIFIED INNOVATIONS, AND THE OTHER TO ENCOURAGE NEW INNOVATIONS BY DEVELOPING TALENT THROUGH MENTORING AND TRAINING
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 8/2/2010, 2/27/2012, 5/2/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
536 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} SA NODE OF THE MILLENNIUM PROJECT
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PO BOX 1666 GALLO MANOR 2053 JOHANNESBURG, SOUTH AFRICA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 12/10/09 100,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A PROJECT TO CONDUCT TREND MONITORING AND HORIZON SCANNING ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT, FOCUSED ON SOUTHERN AFRICA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/11/2010, 2/18/2010, 8/31/2010, 2/28/2011, 2/28/2012, 4/14/12
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
537 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} SA NODE OF THE MILLENNIUM PROJECT
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PO BOX 1666 GALLO MANOR 2053 JOHANNESBURG, SOUTH AFRICA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 75,000. 09/02/10 29,985.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A PROJECT TO CONDUCT TREND MONITORING AND HORIZON SCANNING ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT, FOCUSED ON SOUTHERN AFRICA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/28/2011, 2/28/2012, 4/14/12
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
538 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} SA NODE OF THE MILLENNIUM PROJECT
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PO BOX 1666, GALLO MANOR 2052 JOHANNESBURG, SOUTH AFRICA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 23,350. 10/06/11 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A PROJECT TO CONDUCT TREND MONITORING AND HORIZON SCANNING ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT, FOCUSED ON SOUTHERN AFRICA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/28/2012, 4/14/12
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
539 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} SA NODE OF THE MILLENNIUM PROJECT
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PO BOX 1666 GALLO MANOR 2053 JOHANNESBURG, SOUTH AFRICA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 75,450. 11/02/10 75,450.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN CONTINUED SUPPORT OF BUILDING AND MAINTAINING AN INTERNET‐BASED INFORMATION REPOSITORY AND NETWORKING PLATFORM FOR PRO‐POOR FORESIGHT ‐ FORWARD LOOKING ANALYSIS THAT FOCUSES ON POOR AND VULNERABLE PEOPLE BY WAY OF ANTICIPATING LONG‐TERM TRENDS THROUGH THE USE OF VARIOUS RESEARCH METHODOLOGIES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/2/2011, 8/11/2011, 2/8/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
540 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} SA NODE OF THE MILLENNIUM PROJECT
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PO BOX 1666, GALLO MANOR 2052 JOHANNESBURG, SOUTH AFRICA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 75,450. 08/23/11 221.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN CONTINUED SUPPORT OF BUILDING AND MAINTAINING AN INTERNET‐BASED INFORMATION REPOSITORY AND NETWORKING PLATFORM FOR PRO‐POOR FORESIGHT ‐ FORWARD LOOKING ANALYSIS THAT FOCUSES ON POOR AND VULNERABLE PEOPLE BY WAY OF ANTICIPATING LONG‐TERM TRENDS THROUGH THE USE OF VARIOUS RESEARCH METHODOLOGIES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/8/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
541 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} SA NODE OF THE MILLENNIUM PROJECT
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PO BOX 1666, GALLO MANOR 2052 JOHANNESBURG, SOUTH AFRICA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 10/05/11 12,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN CONTINUED SUPPORT OF A PROJECT TO CONDUCT TREND MONITORING AND HORIZON SCANNING ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT, FOCUSED ON SOUTHERN AFRICA
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 7/12/2012, 7/27/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
542 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} SAMBODHI RESEARCH AND COMMUNICATIONS PVT LTD
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} O‐2, SECOND AND THIRD FLOOR, LAJPAT NAGAR‐2 NEW DELHI, INDIA, 110 024
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 125,500. 12/20/11 31,987.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF CONDUCTING MONITORING AND EVALUATION OF THE FOUNDATION'S SMART POWER FOR ENVIRONMENTALLY‐SOUND ECONOMIC DEVELOPMENT INITIATIVE WORK IN INDIA, TO CAPTURE AND SHARE LESSONS LEARNED ABOUT THE FEASIBILITY AND REPLICABILITY OF OFF‐GRID RENEWABLE ENERGY SOLUTIONS TO PROVIDE ELECTRIFICATION AND SPUR ECONOMIC GROWTH IN POOR RURAL COMMUNITIES, AND TO FOSTER LEARNING, ACCOUNTABILITY AND PERFORMANCE IMPROVEMENTS IN THE FOUNDATION AND AMONG ITS GRANTEES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/15/2012, 7/16/2012, 8/9/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
543 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} SERVICE EMPLOYEES INTERNATIONAL UNION
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1800 MASSACHUSETTS AVENUE NW WASHINGTON, DC 20036
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 50,000. 05/12/11 40,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF PLANNING FOR THE CREATION OF A NEW HEALTHCARE DEVELOPMENT FINANCIAL INSTITUTION DEDICATED TO BUILDING THE CAPACITY OF HEALTHCARE SERVICE PROVIDERS IN LOW‐INCOME COMMUNITIES WHILE EMPHASIZING THE CREATION OF GOOD JOBS AND IMPROVED CARE
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 9/14/2011, 3/15/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
544 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} SERVICE EMPLOYEES INTERNATIONAL UNION
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1800 MASSACHUSETTS AVENUE NW WASHINGTON, DC 20036
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 300,000. 09/26/11 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF PLANNING FOR THE CREATION OF A NEW HEALTHCARE DEVELOPMENT FINANCIAL INSTITUTION DEDICATED TO BUILDING THE CAPACITY OF HEALTHCARE SERVICE PROVIDERS IN LOW‐INCOME COMMUNITIES WHILE EMPHASIZING THE CREATION OF GOOD JOBS AND IMPROVED CARE
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/15/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
545 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} SOCIAL FINANCE LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 42 PORTLAND PLACE LONDON, UNITED KINGDOM, W1W 5BB
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 708,100. 10/09/09 708,100.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING, PILOTING AND DISSEMINATING LEARNINGS ABOUT INNOVATIVE APPROACHES TO IMPACT INVESTING THAT FACILITATE SOLUTIONS TO SOCIAL PROBLEMS FACING POOR AND VULNERABLE COMMUNITIES, AND BUILDING A REGIONAL COMMUNITY OF IMPACT INVESTORS THAT CAN ENHANCE THIS WORK
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 11/30/2009, 12/1/2010, 11/10/2011, 4/17/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
546 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} SOCIAL FINANCE, INC.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 200 STATE STREET, 14TH FLOOR BOSTON, MA 02109
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 250,000. 08/16/11 183,318.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF DEVELOPING, CONDUCTING DUE DILIGENCE ON AND DISSEMINATING INFORMATION ABOUT THE SOCIAL IMPACT BOND INSTRUMENT ‐‐ AN EFFORT TO PROVIDE INNOVATIVE FINANCING SOLUTIONS TO PERSISTENT SOCIAL PROBLEMS FACING POOR AND VULNERABLE COMMUNITIES IN THE U.S.
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/6/2011, 3/8/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
547 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} SOCIAL FINANCE, INC.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 200 STATE STREET, 14TH FLOOR BOSTON, MA 02109
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 12/08/11 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF DEVELOPING, CONDUCTING DUE DILIGENCE ON AND DISSEMINATING INFORMATION ABOUT THE SOCIAL IMPACT BOND INSTRUMENT ‐‐ AN EFFORT TO PROVIDE INNOVATIVE FINANCING SOLUTIONS TO PERSISTENT SOCIAL PROBLEMS FACING POOR AND VULNERABLE COMMUNITIES IN THE U.S.
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/8/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
548 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} SOCIAL IMPACT PARTNERSHIP LP
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 42 PORTLAND PLACE LONDON, UNITED KINGDOM, W1B 1NB
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 139,462. 08/10/11 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} PAYMENT TOWARD A $500,000 PROGRAM‐RELATED INVESTMENT TO SUPPORT AN INNOVATIVE APPROACH TO IMPACT INVESTING INTERMEDIATION WITH POTENTIAL BROAD APPLICATION IN SOLVING SOCIAL PROBLEMS, TO REDUCE RECIDIVISM AMONG AN ESTIMATED 3,000 MALE PRISONERS WITH SHORT‐TERM SENTENCES IN AN ECONOMICALLY DEPRESSED AREA OF THE U.K.
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 9/30/11, 11/8/11, 1/31/12, 4/27/12, 8/1/12
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
549 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} SOCIETY FOR PARTICIPATORY RESEARCH IN ASIA
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 42, TUGHLAKABAD INSTITUTIONAL AREA NEW DELHI, INDIA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 69,720. 12/23/09 69,720.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF PARTNERING WITH THE INSTITUTE FOR POLICY ALTERNATIVES TO ASSIST ORGANIZATIONS DEVOTED TO MAKING POSITIVE CHANGE IN THE LIVES OF POOR PEOPLE, EVALUATE THEIR CURRENT PRACTICES, DEFINE A COLLABORATIVE AGENDA FOR SHARING AND REPLICATING EFFECTIVE MONITORING AND EVALUATION METHODOLOGIES, AND DISSEMINATE THE COLLECTIVE LEARNINGS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 6/21/2010, 6/25/2010, 12/27/2010, 4/6/2011, 10/11/2011
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
550 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} SOCIETY FOR PARTICIPATORY RESEARCH IN ASIA
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 42, TUGHLAKABAD INSTITUTIONAL AREA NEW DELHI, INDIA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 147,400. 11/02/10 147,400.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF PARTNERING WITH THE INSTITUTE FOR POLICY ALTERNATIVES TO ASSIST ORGANIZATIONS DEVOTED TO MAKING POSITIVE CHANGE IN THE LIVES OF POOR PEOPLE, EVALUATE THEIR CURRENT PRACTICES, DEFINE A COLLABORATIVE AGENDA FOR SHARING AND REPLICATING EFFECTIVE MONITORING AND EVALUATION METHODOLOGIES, AND DISSEMINATE THE COLLECTIVE LEARNINGS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/27/2010, 4/6/2011, 10/11/2011
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
551 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} STICHTING GLOBAL ALLIANCE FOR BANKING ON VALUES
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} NIEUWEROORDWEG 1, P.O. BOX 55 ZEITST, NETHERLANDS, 3700 AB
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 180,000. 06/13/11 180,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COST OF MARKET RESEARCH AND A PROOF‐OF‐CONCEPT ANALYSIS TO TEST THE VIABILITY OF IMPROVING THE ABILITY OF VALUES‐BASED BANKS TO PROVIDE NEEDED FINANCIAL SERVICES TO POOR AND VULNERABLE PEOPLE
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/20/2012, 4/30/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
552 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} STICHTING GLOBAL ALLIANCE FOR BANKING ON VALUES
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} NIEUWEROORDWEG 1, P.O. BOX 55 ZEITST, NETHERLANDS, 3700 AB
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 20,000. 11/02/11 20,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COST OF MARKET RESEARCH AND A PROOF‐OF‐CONCEPT ANALYSIS TO TEST THE VIABILITY OF IMPROVING THE ABILITY OF VALUES‐BASED BANKS TO PROVIDE NEEDED FINANCIAL SERVICES TO POOR AND VULNERABLE PEOPLE
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/20/2012, 4/30/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
553 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} STICHTING MEDICAL CREDIT FUND
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PIETERSBERGWEG 17, TRINITY BUILDING C AMSTERDAM, NETHERLANDS, 1105 BM
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 06/20/11 49,644.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A FEASIBILITY STUDY TO ASSESS THE TECHNICAL ASSISTANCE AND BUSINESS NEEDS OF MIDWIVES IN GHANA IN AN EFFORT TO INFORM A REDUCTION IN MATERNAL AND INFANT MORTALITY
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 1/26/2012, 2/29/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
554 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} STRATEGIC FORESIGHT GROUP
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} C‐306, MONTANA LOKHANDWALA COMPLEX ANDHERI WEST MUMBAI, INDIA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 150,000. 10/12/10 150,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF A PROJECT TO CONDUCT TREND MONITORING AND HORIZON SCANNING RESEARCH ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT, FOCUSED ON INDIA, BANGLADESH, INDONESIA, THAILAND, VIETNAM, AND MIDDLE EAST COUNTRIES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/12/2011, 10/3/2011, 4/19/2012, 10/8/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
555 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} STRATEGIC FORESIGHT GROUP
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} C‐306, MONTANA LOKHANDWALA COMPLEX ANDHERI WEST MUMBAI, INDIA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 10/06/11 100,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF A PROJECT TO CONDUCT TREND MONITORING AND HORIZON SCANNING RESEARCH ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT, FOCUSED ON INDIA, BANGLADESH, INDONESIA, THAILAND, VIETNAM, AND MIDDLE EAST COUNTRIES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/19/2012, 10/8/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
556 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} SUSTAINABLE MOBILITY FINANCE LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 2481 N. WAKEFIELD COURT ARLINGTON, VA 22207
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 162,000. 10/26/11 162,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING AND TESTING INNOVATIONS FOR FRONT‐END PLANNING AND FAST TRACKING BUS RAPID TRANSIT PROJECT DESIGN AND APPROVAL IN U.S. CITIES ‐ GRANT CANCELLED IN PART: AMOUNT EXPENDED REFLECTS $121,047 IN EXPENDITURES BY THE GRANTEE AND $40,953 IN FUNDS RETURNED TO THE FOUNDATION.
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/9/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
557 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} TARU LEADING EDGE PRIVATE LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 424, QUTUB PLAZA, DLF CITY PHASE I GURGAON, HARYANA, INDIA, 122002
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 300,000. 11/23/10 225,931.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ASSISTING THREE CITIES IN INDIA (SURAT, INDORE, AND GORAKHPUR) TO PLAN AND IMPLEMENT CLIMATE RESILIENCE PROJECTS, BY BUILDING THE CAPACITY OF CITY PARTNERS AND OTHER ACTORS IN THOSE CITIES TO UNDERTAKE URBAN CLIMATE RESILIENCE WORK, PARTNER WITH NATIONAL, STATE, AND LOCAL GOVERNMENTS TO INITIATE REFORMS THAT SUPPORT URBAN CLIMATE RESILIENCE IN INDIA, AND DOCUMENT METHODOLOGIES AND LESSONS LEARNED AS PART OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/31/2011, 12/2/2011, 6/1/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
558 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} TARU LEADING EDGE PRIVATE LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 424, QUTUB PLAZA, DLF CITY PHASE I GURGAON, HARYANA, INDIA, 122002
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 275,420. 12/12/11 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ASSISTING THREE CITIES IN INDIA (SURAT, INDORE, AND GORAKHPUR) TO PLAN AND IMPLEMENT CLIMATE RESILIENCE PROJECTS, BY BUILDING THE CAPACITY OF CITY PARTNERS AND OTHER ACTORS IN THOSE CITIES TO UNDERTAKE URBAN CLIMATE RESILIENCE WORK, PARTNER WITH NATIONAL, STATE, AND LOCAL GOVERNMENTS TO INITIATE REFORMS THAT SUPPORT URBAN CLIMATE RESILIENCE IN INDIA, AND DOCUMENT METHODOLOGIES AND LESSONS LEARNED AS PART OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 6/1/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
559 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} TARU LEADING EDGE PRIVATE LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 424, QUTUB PLAZA, DLF CITY PHASE I GURGAON, HARYANA, INDIA, 122002
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 250,000. 12/21/10 50,882.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF MODELING AN END‐TO‐END EARLY WARNING SYSTEM THAT WILL HELP IMPROVE THE MANAGEMENT OF RESERVOIR RELEASES AND REDUCE THE INTENSITY OF FLOODS AND RESULTANT DAMAGE IN THE CITY OF SURAT, INDIA, AS PART OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 6/2/2011, 12/2/2011, 5/31/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
560 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} TARU LEADING EDGE PRIVATE LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 424, QUTUB PLAZA, DLF CITY PHASE I GURGAON, HARYANA, INDIA, 122002
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 200,000. 12/12/11 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF MODELING AN END‐TO‐END EARLY WARNING SYSTEM THAT WILL HELP IMPROVE THE MANAGEMENT OF RESERVOIR RELEASES AND REDUCE THE INTENSITY OF FLOODS AND RESULTANT DAMAGE IN THE CITY OF SURAT, INDIA, AS PART OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/31/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
561 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} TARU LEADING EDGE PRIVATE LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 424, QUTUB PLAZA, DLF CITY PHASE I GURGAON, HARYANA, INDIA, 122002
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 12/21/10 57,953.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN COLLABRATION WITH A RANGE OF CITY‐BASED STAKEHOLDERS AND ORGANIZATIONS IN SUPPORT OF DEVELOPING AND DEMONSTRATING A RANGE OF MODELS FOR COST EFFECTIVE, RELIABLE, DECENTRALIZED URBAN WATER MANAGEMENT THAT ARE DRIVEN BY DIFFERENTIATED END‐USE DEMANDS IN INDORE CITY, INDIA, AS PART OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 6/2/2011, 6/3/2011, 12/2/2011, 6/11/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
562 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} TARU LEADING EDGE PRIVATE LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 424, QUTUB PLAZA, DLF CITY PHASE I GURGAON, HARYANA, INDIA, 122002
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 12/12/11 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN COLLABRATION WITH A RANGE OF CITY‐BASED STAKEHOLDERS AND ORGANIZATIONS IN SUPPORT OF DEVELOPING AND DEMONSTRATING A RANGE OF MODELS FOR COST EFFECTIVE, RELIABLE, DECENTRALIZED URBAN WATER MANAGEMENT THAT ARE DRIVEN BY DIFFERENTIATED END‐USE DEMANDS IN INDORE CITY, INDIA, AS PART OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 6/11/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
563 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} TARU LEADING EDGE PRIVATE LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 424, QUTUB PLAZA, DLF CITY PHASE I GURGAON, HARYANA, INDIA, 122002
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 150,000. 12/21/11 1,336.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ENHANCING THE CLIMATE CHANGE RESILIENCE OF THE CITY OF INDORE, INDIA THROUGH THE ESTABLISHMENT OF AN INTEGRATED VECTOR‐ AND WATER‐BORNE DISEASE SURVEILLANCE AND RESPONSE SYSTEM TO HELP COPE WITH PROJECTED INCREASES IN VECTOR DISEASES DUE TO INCREASING TEMPERATURES AND MORE INTENSE PRECIPITATION, AS PART OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 6/11/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
564 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} TARU LEADING EDGE PRIVATE LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 424, QUTUB PLAZA, DLF CITY PHASE I GURGAON, HARYANA, INDIA, 122002
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 64,750. 12/21/11 13,435.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF AN EXPLORATORY STUDY TO ASSESS EXISTING CONDITIONS OF WET MARKETS IN URBAN AREAS OF INDORE AND SURAT CITIES IN INDIA, AND PROVIDE RECOMMENDATIONS ON PROCEDURES FOR CREATING SAFE WET MARKETS IN THE CONTEXT OF ACCELERATING URBANIZATION AND CLIMATE CHANGE
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 6/11/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
565 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} TCC GROUP, INC.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 31 WEST 27TH STREET, 4TH FLOOR NEW YORK, NY 10001
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 160,000. 09/08/11 160,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF AN EVALUATION OF THE FOUNDATION'S PROMOTING EQUITABLE AND SUSTAINABLE TRANSPORTATION INITIATIVE, TO FOSTER LEARNING, ACCOUNTABILITY AND PERFORMANCE IMPROVEMENTS IN THE FOUNDATION AND AMONG ITS GRANTEES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/6/2012, 3/13/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
566 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} TENEO STRATEGY CONSULTING, LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 601 LEXINGTON AVENUE, 55TH FLOOR NEW YORK, NY 10022
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 2,000,000. 06/20/11 2,000,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A PROJECT, IN CONNECTION WITH THE ROCKEFELLER FOUNDATION'S CENTENNIAL IN 2013, TO BUILD CAPACITY, CREATE NEW COALITIONS, STRENGTHEN EXISTING NETWORKS, AND ADVANCE PUBLIC POLICY BY CONVENING GATHERINGS AND PROVIDING MULTIMEDIA TOOLS AND RESOURCES FOR IDENTIFYING CHALLENGES AND PROPOSING TANGIBLE SOLUTIONS TO GLOBAL PROBLEMS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 12/7/11, 12/16/11, 2/1/12, 2/29/12, 2/10/12, 3/9/12, 5/31/12
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
567 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} TENEO STRATEGY CONSULTING, LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 601 LEXINGTON AVENUE, 55TH FLOOR NEW YORK, NY 10022
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 840,000. 10/11/11 840,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A PROJECT, IN CONNECTION WITH THE ROCKEFELLER FOUNDATION'S CENTENNIAL IN 2013, TO BUILD CAPACITY, CREATE NEW COALITIONS, STRENGTHEN EXISTING NETWORKS, AND ADVANCE PUBLIC POLICY BY CONVENING GATHERINGS AND PROVIDING MULTIMEDIA TOOLS AND RESOURCES FOR IDENTIFYING CHALLENGES AND PROPOSING TANGIBLE SOLUTIONS TO GLOBAL PROBLEMS ‐ GRANT CANCELLED IN PART: AMOUNT EXPENDED REFLECTS $836,374 IN EXPENDITURES BY THE GRANTEE AND $3,626 IN FUNDS RETURNED TO THE FOUNDATION.
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 12/7/11, 12/16/11, 2/1/12, 2/29/12, 2/10/12, 3/9/12, 5/31/12
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
568 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} THAI BREASTFEEDING CENTER FOUNDATION
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 11TH FLOOR, 420/8 RATCHAVITHI ROAD, RATCHATHEVI DISTRICT BANGKOK, THAILAND, 10400
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 25,000. 10/26/10 25,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF DISSEMINATING THE "THAI BREASTFEEDING ATLAS" IN THAILAND, AND DEVELOPING A PLAN FOR POSSIBLE REPLICATION IN VIETNAM
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 6/2/2011, 3/21/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
569 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} THAI FUND FOUNDATION
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 2044/23 NEW PETCHBURI ROAD, HUAYKWANG, BANGKAPI BANGKOK, THAILAND, 10310
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 35,240. 11/23/10 30,238.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF DEVELOPING AN ACCREDITED PROGRAM TO TRAIN FUNDRAISERS AT NON‐PROFIT ORGANIZATIONS IN THAILAND IN ORDER TO STRENGTHEN THEIR CAPACITY TO MOBILIZE RESOURCES AND ENSURE SUSTAINABILITY
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/17/2011, 6/7/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
570 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} THE AFRICAN HEALTH ECONOMICS AND POLICY ASSOCIATION LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 73 KIMBERLEY ROAD, CROYDON SURREY, UNITED KINGDOM, CR0 2PZ
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 14,500. 02/14/11 14,500.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ENGAGING ACCENTURE DEVELOPMENT PARTNERSHIPS TO DEVELOP A PLAN TO PROMOTE AND STRENGTHEN ITS CAPACITY TO CONDUCT HEALTH ECONOMICS AND POLICY ANALYSIS IN ORDER TO IMPROVE HEALTH OUTCOMES IN AFRICAN COUNTRIES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 7/18/2011
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
571 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} THE AFRICAN HEALTH ECONOMICS AND POLICY ASSOCIATION LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 73 KIMBERLEY ROAD, CROYDON SURREY, UNITED KINGDOM, CR0 2PZ
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 75,000. 03/14/11 75,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF ITS CONFERENCE "TOWARDS UNIVERSAL HEALTH COVERAGE," TO GATHER HEALTH EXPERTS, ACADEMICS, PRACTITIONERS AND POLICYMAKERS FROM AFRICAN COUNTRIES TO PRESENT AND EXCHANGE THE LATEST RESEARCH ON EMPLOYING APPROPRIATE HEALTH ECONOMICS TOOLS AND FINANCING FOR IMPROVEMENTS IN HEALTH CARE, TO BE HELD IN DAKAR, SENEGAL, MARCH 2011
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/23/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
572 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} THE NIGERIA ICT FORUM OF PARTNERSHIP INSTITUTIONS
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 25 LIBREVILLE ST OFF AMINU KANO CRESCENT, WUSE II, PMB 498, GARKI GPO ABUJA, NIGERIA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 750,000. 12/23/08 750,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF CONTINUED OPERATION OF THE BANDWIDTH CONSORTIUM, AN INITIATIVE PROVIDING LOW‐COST BANDWIDTH AND INTERNET ACCESS FOR PARTICIPATING AFRICAN INSTITUTIONS OF HIGHER EDUCATION, INCLUDING MAINTAINING ONGOING SERVICE, MANAGING SUBSIDIES, FACILITATING GROWTH OF THE NETWORK AND EXAMINING LONG‐TERM SUSTAINABILITY OPTIONS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/11/10, 10/6/2011, 1/19/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
573 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} THE UNIVERSALIA MANAGEMENT GROUP LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 5252 BLVD. DE MAISONNEUVE SUITE 310 MONTREAL, CANADA
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 115,240. 08/17/10 115,240.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF A PROJECT TO DEVELOP AND TEST AN APPROACH FOR AN IMPACT ANALYSIS OF THE ROCKEFELLER FOUNDATION'S GRANTS PORTFOLIO; AND TO CONVENE A WORKSHOP OF EVALUATION EXPERTS TO IDENTIFY AND SHARE BEST‐PRACTICES AND TOOLS FOR IMPROVING PERFORMANCE OF DEVELOPMENT PRACTITIONERS THAT WORK TO IMPROVE THE LIVES OF POOR AND VULNERABLE PEOPLE
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 1/13/2011, 2/28/2011, 7/21/2011
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
574 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} UNIVERSIDAD PERUANA CAYETANO HEREDIA
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} AV. HONORIO DELGADO 430, URB. INGENIERIA LIMA, PERU
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 30,000. 04/06/11 30,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF CONVENING HEALTH INFORMATICS EXPERTS TO DISCUSS BEST PRACTICES AND ENCOURAGE SOUTH‐SOUTH AND NORTH‐SOUTH COLLABORATIONS THAT TACKLE HEALTH CARE GAPS FACED BY UNDERSERVED COMMUNITIES AT THE "SYMPOSIUM ON MHEALTH STRATEGY FOR LATIN AMERICA" TO BE HELD IN LIMA, PERU, MARCH 2011
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 11/30/2011
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
575 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} VERULAM ASSOCIATES LTD.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PEAR TREE COTTAGE 45 NETHERTON LANE, FYFIELD ABINGDON, OXFORDSHIRE, UNITED KINGDOM, OX13 5LS
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 150,000. 07/27/10 150,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF AN EVALUATION OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK COMPONENT OF THE FOUNDATION'S BUILDING CLIMATE CHANGE RESILIENCE INITIATIVE, TO CAPTURE AND SHARE LESSONS LEARNED ABOUT THE RELEVANCE, EFFECTIVENESS, EFFICIENCY, INFLUENCE, IMPACT AND SUSTAINABILITY OF THE EFFORT, AND TO FOSTER LEARNING, ACCOUNTABILITY AND PERFORMANCE IMPROVEMENTS IN THE FOUNDATION AND AMONG ITS GRANTEES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/28/2011, 6/20/2011, 7/6/2011, 10/17/2011, 1/16/2012, 7/23/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
576 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} VERULAM ASSOCIATES LTD.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PEAR TREE COTTAGE 45 NETHERTON LANE, FYFIELD ABINGDON, OXFORDSHIRE, UNITED KINGDOM, OX13 5LS
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 150,000. 03/28/11 150,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF AN EVALUATION OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK COMPONENT OF THE FOUNDATION'S BUILDING CLIMATE CHANGE RESILIENCE INITIATIVE, TO CAPTURE AND SHARE LESSONS LEARNED ABOUT THE RELEVANCE, EFFECTIVENESS, EFFICIENCY, INFLUENCE, IMPACT AND SUSTAINABILITY OF THE EFFORT, AND TO FOSTER LEARNING, ACCOUNTABILITY AND PERFORMANCE IMPROVEMENTS IN THE FOUNDATION AND AMONG ITS GRANTEES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 6/20/2011, 7/6/2011, 10/17/2011, 1/16/2012, 7/23/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
577 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} VERULAM ASSOCIATES LTD.
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PEAR TREE COTTAGE, 45 NETHERTON LANE, FYFIELD ABINGDON, OXFORDSHIRE, UNITED KINGDOM, OX13 5LS
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 70,000. 10/26/11 70,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF AN EVALUATION OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK COMPONENT OF THE FOUNDATION'S BUILDING CLIMATE CHANGE RESILIENCE INITIATIVE, TO CAPTURE AND SHARE LESSONS LEARNED ABOUT THE RELEVANCE, EFFECTIVENESS, EFFICIENCY, INFLUENCE, IMPACT AND SUSTAINABILITY OF THE EFFORT, AND TO FOSTER LEARNING, ACCOUNTABILITY AND PERFORMANCE IMPROVEMENTS IN THE FOUNDATION AND AMONG ITS GRANTEES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 1/16/2012, 7/23/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
578 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} VIETNAM HEALTH ECONOMICS ASSOCIATION
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} RM. 402, BLDG A, MINISTRY OF HEALTH 138A GIANG VO ST BA DINH DISTRICT HANOI, VIETNAM
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 185,350. 12/22/09 185,350.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF A PROJECT, IN COLLABORATION WITH THE INTERNATIONAL HEALTH POLICY PROGRAM, THAILAND TO BUILD INSTITUTIONAL AND ORGANIZATIONAL CAPACITY TO ASSIST THE VIETNAM MINISTRY OF HEALTH IMPLEMENT HEALTH FINANCE REFORM
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/11/2010, 3/18/2010, 9/23/2010, 2/27/2011, 5/5/2011
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
579 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} VIETNAM HEALTH ECONOMICS ASSOCIATION
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} RM. 402, BLDG A, MINISTRY OF HEALTH 138A GIANG VO ST BA DINH DISTRICT HANOI, VIETNAM
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 04/09/10 100,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF A PROJECT, IN COLLABORATION WITH THE INTERNATIONAL HEALTH POLICY PROGRAM, THAILAND TO BUILD INSTITUTIONAL AND ORGANIZATIONAL CAPACITY TO ASSIST THE VIETNAM MINISTRY OF HEALTH IMPLEMENT HEALTH FINANCE REFORM
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 9/23/2010, 2/27/2011, 5/5/2011
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
580 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} WHAT WOULD JANE DO LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 205 MULBERRY STREET NEW YORK, NY 10012
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 750,000. 12/22/11 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF "WHAT WOULD JANE DO?" ‐ A DOCUMENTARY FILM FOCUSING ON THE LIFE AND CONTINUED GLOBAL RELEVANCE OF JANE JACOBS AND HER WORK
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} NONE TO DATE
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
581 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} WILLIAM A. HASELTINE CHARITABLE FOUNDATION*
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 3053 P STREET, NW WASHINGTON, DC 20007
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 520,000. 12/21/09 520,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR USE BY ITS ACCESS HEALTH INITIATIVE IN SUPPORT OF HEALTH MARKET RESEARCH ACTIVITIES IN SOUTH ASIA AND CONTRIBUTIONS TO A GLOBAL NETWORK WORKING TO SYSTEMATICALLY DOCUMENT AND ANALYZE HEALTH MARKET INNOVATIONS IN THE DEVELOPING WORLD, AND CONVENING A "JOINT LEARNING WORKSHOP: MOVING TOWARD UNIVERSAL HEALTH COVERAGE," TO BE HELD IN HYDERABAD, INDIA, FEBRUARY 2010
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/10/2010, 3/11/2010, 6/4/2010, 8/25/2010, 5/31/2011, 9/1/2011, 3/14/12
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
582 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} WILLIAM A. HASELTINE CHARITABLE FOUNDATION*
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 3053 P STREET, NW WASHINGTON, DC 20007
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 285,100. 11/02/10 215,288.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR USE BY ITS ACCESS HEALTH INITIATIVE IN SUPPORT OF HEALTH MARKET RESEARCH ACTIVITIES IN SOUTH ASIA AND CONTRIBUTIONS TO A GLOBAL NETWORK WORKING TO SYSTEMATICALLY DOCUMENT AND ANALYZE HEALTH MARKET INNOVATIONS IN THE DEVELOPING WORLD, AND CONVENING A "JOINT LEARNING WORKSHOP: MOVING TOWARD UNIVERSAL HEALTH COVERAGE," TO BE HELD IN HYDERABAD, INDIA, FEBRUARY 2010
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/31/2011, 9/1/2011, 3/14/12
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
583 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} WINTERHOUSE
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 150 DEEPWOOD DRIVE HAMDEN, CT 06517‐3452
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 35,000. 03/16/11 35,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF EFFORTS TO DEVELOP COLLECTIVE ACTION AND COLLABORATION IN HUMAN‐CENTERED DESIGN FOR SOCIAL IMPACT ACROSS THE DESIGN INDUSTRY AND INSTITUTIONS THAT WORK ON THE NEEDS OF POOR OR VULNERABLE PEOPLE
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 9/10/2009, 2/21/2010, 8/3/2010, 3/1/2011, 1/3/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
584 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} WORLD FOOD PRIZE FOUNDATION*
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 666 GRAND AVENUE, SUITE 1700 DES MOINES, IA 50309
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 1,000,000. 10/11/11 0.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ENDOW AN ANNUAL AWARD IN HONOR OF DR. NORMAN E. BORLAUG RECOGNIZING AN OUTSTANDING YOUNG FIELD RESEARCH SCIENTIST OR EXTENSION WORKER IN AGRICULTURAL DEVELOPMENT, AND TO CONTRIBUTE TO THE BORLAUG DIALOGUE INTERNATIONAL SYMPOSIUM OVER THE NEXT 10 YEARS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 1/6/2012, 1/19/2012, 3/16/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
585 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} WORLD TOILET ORGANIZATION LIMITED
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 19 TOA PAYOH WEST , SINGAPORE, 318876
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 20,000. 03/17/11 20,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF STRATEGIC PLANNING AND INFRASTRUCTURE DEVELOPMENT THAT WILL POSITION IT AS A KEY GLOBAL SANITATION MARKET FACILITATOR AND INFORM STRATEGIES FOR BUILDING NETWORKS COMMITTED TO PROVIDING ACCESS TO BASIC SANITATION IN POOR URBAN AREAS
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 1/31/11, 2/16/11
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
586 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} ZAGO LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 392 BROADWAY, 2ND FLOOR NEW YORK, NY 10013
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 40,000. 11/26/08 40,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF AN EFFORT TO EXPLORE NEW BUSINESS MODELS THAT PROMOTE HUMAN‐CENTERED DESIGN INNOVATION FOR THE BENEFIT OF POOR AND VULNERABLE PEOPLE IN DEVELOPING COUNTRIES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 1/22/2009, 7/26/2010, 10/1/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
587 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
GRANTEE'S NAME }}}}}}}}}}}}}} ZAGO LLC
GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 392 BROADWAY, 2ND FLOOR NEW YORK, NY 10013
GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 20,000. 08/19/10 20,000.
PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF AN EFFORT TO EXPLORE NEW BUSINESS MODELS THAT PROMOTE HUMAN‐CENTERED DESIGN INNOVATION FOR THE BENEFIT OF POOR AND VULNERABLE PEOPLE IN DEVELOPING COUNTRIES
DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 7/26/2010, 10/1/2012
ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO
588 STATEMENT(S) 21 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF OTHER PROGRAM‐RELATED INVESTMENTS STATEMENT 22 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
DESCRIPTION AMOUNT }}}}}}}}}}} }}}}}}}}}}}}}} A PRI TO SUPPORT AN INNOVATIVE APPROACH TO IMPACT INVESTING 139,462. INTERMEDIATION WITH POTENTIAL BROAD APPLICATION IN SOLVING SOCIAL PROBLEMS, TO REDUCE RECIDIVISM AMONG AN ESTIMATED 3,000 MALE PRISONERS WITH SHORT‐TERM SENTENCES IN AN ECONOMICALLY DEPRESSED AREA OF THE U.K. }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} DESCRIPTION AMOUNT }}}}}}}}}}} }}}}}}}}}}}}}} A PROGRAM‐RELATED INVESTMENT IN SUPPORT OF A MICRO‐EQUITY 135,646. FUND WITH A MISSION TO PROMOTE SUSTAINABLE ECONOMIC DEVELOPMENT BY ENCOURAGING ENTREPRENEURSHIP AMONG LOWER‐INCOME PEOPLE IN INDIA.
}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} DESCRIPTION AMOUNT }}}}}}}}}}} }}}}}}}}}}}}}} A PRI IN SUPPORT OF INTERMEDIATION CAPACITY FOR IMPACT 117,027. INVESTMENT IN A NEW SOCIAL IMPACT SUB‐SECTOR BY CAPITALIZING A PRIVATE EQUITY FUND INVESTING IN SMALL‐ TO MEDIUM‐SIZED SOCIAL ENTERPRISES SERVING EXTREMELY POOR, "BASE OF THE PYRAMID" POPULATIONS IN LATIN AMERICA. }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} DESCRIPTION AMOUNT }}}}}}}}}}} }}}}}}}}}}}}}} A PRI TOWARD CAPITALIZING A $30 MILLION COMMUNITY 97,200. DEVELOPMENT INVESTMENT FUND THAT WOULD PROVIDE GROWTH CAPITAL AND MANAGEMENT ASSISTANCE TO BUSINESSES LOCATED IN OR HIRING FROM LOW‐ AND MODERATE‐INCOME COMMUNITIES IN CALIFORNIA SO THAT RESIDENTS WILL HAVE OPPORTUNITIES FOR }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} DESCRIPTION AMOUNT }}}}}}}}}}} }}}}}}}}}}}}}} A PROGRAM‐RELATED INVESTMENT TO SUPPORT THE DEVELOPMENT OF 30,411. INTERMEDIATION CAPACITY FOR IMPACT INVESTMENT BY PROVIDING CAPITAL FOR AGRI‐BUSINESSES THAT SUPPORT SMALL HOLDER FARMERS, CREATE JOBS, AND CONTRIBUTE TO FOOD SECURITY IN EAST AFRICA. }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}}}}} TOTAL TO FORM 990‐PF, PART IX‐B, LINE 3 519,746. ~~~~~~~~~~~~~~
589 STATEMENT(S) 22 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF SUMMARY OF PROGRAM‐RELATED INVESTMENTS STATEMENT 23 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
DESCRIPTION }}}}}}}}}}} A PROGRAM‐RELATED INVESTMENT IN SUPPORT OF A DEBT AND EQUITY FUND TO PROMOTE SUSTAINABLE ECONOMIC DEVELOPMENT BY ENCOURAGING SOCIAL ENTREPRENEURSHIP AMONG LOWER‐INCOME PEOPLE IN EAST AFRICA AND SOUTH ASIA.
AMOUNT }}}}}}}}}}}}}} TO FORM 990‐PF, PART IX‐B, LINE 1 875,000. ~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF SUMMARY OF PROGRAM‐RELATED INVESTMENTS STATEMENT 24 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
DESCRIPTION }}}}}}}}}}} A PROGRAM‐RELATED INVESTMENT TO SUPPORT THE IMPROVEMENT IN AND EXPANSION OF THE SYSTEM FOR ADDRESSING A HISTORICALLY UNDERSERVED MARKET BY PROVIDING CAPITAL FOR FINANCING, TECHNICAL SERVICES, AND POLICY ADVOCACY TO INCREASE ACCESS TO APPROPRIATE AND AFFORDABLE HOUSING FOR PEOPLE WITH DISABILITIES THROUGHOUT THE UNITED STATES.
AMOUNT }}}}}}}}}}}}}} TO FORM 990‐PF, PART IX‐B, LINE 2 400,000. ~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF OTHER REVENUE STATEMENT 25 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
RELATED OR BUS UNRELATED EXCL EXCLUDED EXEMPT FUNC‐ DESCRIPTION CODE BUSINESS INC CODE AMOUNT TION INCOME }}}}}}}}}}} }}}}}} }}}}}}}}}}}} }}}} }}}}}}}}}}} }}}}}}}}}}}} STATE UBI TAX BENEFIT 01 94,477. INSURANCE CLAIM 01 25,461. PROGRAM RELATED INVESTMENT INTEREST 14 107,231. GRANT REFUND 01 8,000. FOREIGN EXCHANGE LOSS 14 ‐711,486. INCOME THRU K‐1'S NOT ON 525990 F/S ‐2,602,473. 14 ‐391,338. }}}}}}}}}}}} }}}}}}}}}}} }}}}}}}}}}}} TOTAL TO FORM 990‐PF, PG 12, LN 11 ‐2,602,473. ‐867,655. ~~~~~~~~~~~~ ~~~~~~~~~~~ ~~~~~~~~~~~~
590 STATEMENT(S) 23, 24, 25 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 990‐PF INVOLVEMENT WITH NONCHARITABLE ORGANIZATIONS STATEMENT 26 PART XVII, LINE 1, COLUMN (D) }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
NAME OF NONCHARITABLE EXEMPT ORGANIZATION }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} SERVICE EMPLOYEES INTERNATIONAL UNION
DESCRIPTION OF TRANSFERS, TRANSACTIONS, AND SHARING ARRANGEMENTS }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} TOWARD THE COSTS OF PLANNING FOR THE CREATION OF A NEW HEALTHCARE DEVELOPMENT FINANCIAL INSTITUTION DEDICATED TO BUILDING THE CAPACITY OF HEALTHCARE SERVICE PROVIDERS IN LOW‐INCOME COMMUNITIES WHILE EMPHASIZING THE CREATION OF GOOD JOBS AND IMPROVED CARE
591 STATEMENT(S) 26 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
NAME OF NONCHARITABLE EXEMPT ORGANIZATION }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} ROCKEFELLER FOUNDATION VOLUNTARY EMPLOYEE BENEFICIARY ASSOCIATION
DESCRIPTION OF TRANSFERS, TRANSACTIONS, AND SHARING ARRANGEMENTS }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} THE FOUNDATION FUNDS THE VEBA, WHICH FUNDS WELFARE AND MEDICAL BENEFITS, INCLUDING PREMIUMS, UNDER PLANS MAINTAINED BY THE ROCKEFELLER FOUNDATION FOR ITS EMPLOYEES, RETIREES AND THEIR DEPENDENTS.
592 STATEMENT(S) 26 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
NAME OF NONCHARITABLE EXEMPT ORGANIZATION }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} CNT ENERGY
DESCRIPTION OF TRANSFERS, TRANSACTIONS, AND SHARING ARRANGEMENTS }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} IN SUPPORT OF ITS "BUILDING THE MULTI‐FAMILY RETROFIT MARKET: REPLICATING ENERGY SAVERS IN NEW MARKETS" INITIATIVE, WHICH AIMS TO REPLICATE ITS MULTI‐FAMILY ENERGY RETROFIT MODEL IN U.S. CITIES
593 STATEMENT(S) 26 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
NAME OF NONCHARITABLE EXEMPT ORGANIZATION }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} OPEN HEALTH TOOLS
DESCRIPTION OF TRANSFERS, TRANSACTIONS, AND SHARING ARRANGEMENTS }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} TOWARD THE COSTS OF DEVELOPING THE HEART PROJECT, A HIGH QUALITY REPOSITORY OF FREELY AVAILABLE HEALTH ENTERPRISE ARCHITECTURE ARTIFACTS AND BUILDING BLOCKS FOR USE BY COUNTRIES AND IMPLEMENTERS TO SAVE TIME AND MONEY IN THE DESIGN OF NATIONAL HEALTH INFORMATION SYSTEMS
594 STATEMENT(S) 26 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
NAME OF NONCHARITABLE EXEMPT ORGANIZATION }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} NORTH CAROLINA METROPOLITAN MAYORS COALITION
DESCRIPTION OF TRANSFERS, TRANSACTIONS, AND SHARING ARRANGEMENTS }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} TOWARD THE COSTS OF PLANNING, ORGANIZING, AND LAUNCHING THE PIEDMONT CRESCENT PARTNERSHIP FOR ECONOMIC GROWTH, A REGIONAL INITIATIVE THAT WILL UNITE CIVIC AND BUSINESS LEADERS ACROSS NORTH CAROLINA'S PIEDMONT METROPOLITAN CORRIDOR TO PRODUCE A SHARED DEVELOPMENT AGENDA CENTERED ON A HIGH‐QUALITY TRANSPORTATION INFRASTRUCTURE AIMED AT PROMOTING ECONOMIC GROWTH AND ENHANCING THE QUALITY OF LIFE IN THE REGION
595 STATEMENT(S) 26 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ GENERAL EXPLANATION STATEMENT 27 FORM AND LINE REFERENCES }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
FORM/LINE IDENTIFIER DESCRIPTION/RETURN REFERENCE }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} 990PF, PAGE 10, PART XV, LINES 2A GRANT APPLICATION SUBMISSION THROUGH 2D INFORMATION
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ GENERAL EXPLANATION STATEMENT 28 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
(A) WE ASK PROSPECTIVE APPLICANTS TO DETERMINE IF THEIR ORGANIZATION'S PROJECT ALIGNS WITH THE FOUNDATION'S PROGRAMMATIC GOALS BY VISITING WWW.ROCKEFELLERFOUNDATION.ORG. THE FOUNDATION INVITES INQUIRIES VIA A PORTAL ON OUR WEB SITE AT WWW.ROCKEFELLERFOUNDATION.ORG, AND PEOPLE AND ORGANIZATIONS WHO SUBMIT A WRITTEN INQUIRY ARE REDIRECTED TO THAT PORTAL. EXCEPTIONS ARE MADE (AND WRITTEN APPLICATIONS REVIEWED) FOR ANYONE SUBMITTING AN INQUIRY FROM AN AREA WHERE ACCESS TO THE INTERNET IS INADEQUATE, SUCH AS IN PARTS OF AFRICA.
(B) APPLICANTS ARE ASKED TO FILL IN THE ON‐LINE INQUIRY FORM ON THE FOUNDATION'S WEB SITE AT WWW.ROCKEFELLERFOUNDATION.ORG, IN ORDER FOR THE FOUNDATION TO MAKE AN INITIAL ASSESSMENT OF INTEREST.
APPLICANTS TO THE BELLAGIO CENTER, ITALY, ARE ASKED TO APPLY ON LINE AT WWW.ROCKEFELLERFOUNDATION.ORG.
(C) IN 2011, THERE WERE NO SPECIFIC SUBMISSION DEADLINES FOR THE FOUNDATION'S PROGRAMS, OTHER THAN FOR THE BELLAGIO PROGRAM AND FOR THE NEW YORK CITY CULTURAL INNOVATION FUND, WHICH IS AN ANNUAL COMPETITIVE PROGRAM THAT BEGAN IN 2007. IN ADDITION, FROM TIME TO TIME, REQUESTS FOR PROPOSALS WERE SENT OUT WITH SPECIFIC DEADLINES TO A SELECT GROUP OF PROSPECTIVE GRANTEES FOR PARTICULAR PROJECTS.
(D) THE ROCKEFELLER FOUNDATION DEVELOPS ITS PROGRAMS, STRATEGIES AND APPROACHES DESIGNED TO HAVE AN IMPACT ON A PARTICULAR SET OF ISSUES OR CHALLENGES THROUGH A CONSULTATIVE AND COLLABORATIVE PROCESS. WE ENGAGE A VARIETY OF GROUPS, INCLUDING SUBJECT MATTER EXPERTS, POLICYMAKERS AND REPRESENTATIVES OF LOCAL COMMUNITIES TO FULLY UNDERSTAND A GIVEN CHALLENGE OR OPPORTUNITY, INCLUDING THE ECONOMIC, POLITICAL OR SOCIAL CONTEXT IN WHICH IT RESIDES. IN THE COURSE OF PROGRAM DEVELOPMENT, THE FOUNDATION IDENTIFIES AND CONSIDERS ORGANIZATIONS THAT WE BELIEVE ARE BEST POSITIONED TO IMPLEMENT DEFINED COMPONENTS OF A PROGRAM. THIS PROCESS HELPS DETERMINE THE ORGANIZATIONS THAT THE FOUNDATION WILL PROVIDE GRANTS TO, AND WE WILL THEN REQUEST PROJECT PROPOSALS FROM THOSE ORGANIZATIONS. IN ORDER TO FOCUS AND MAXIMIZE THE IMPACT OF OUR GRANTMAKING, WE RARELY PROVIDE FUNDING IN RESPONSE TO UNSOLICITED
596 STATEMENT(S) 27, 28 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} PROPOSALS. AS A MATTER OF POLICY, THE FOUNDATION DOES NOT GIVE OR LEND MONEY FOR PERSONAL AID TO INDIVIDUALS OR, EXCEPT IN RARE CASES, FUND ENDOWMENTS, OR CONTRIBUTE TO BUILDING AND OPERATING FUNDS.
THE ROCKEFELLER FOUNDATION'S MISSION TO PROMOTE THE WELL‐BEING OF PEOPLE THROUGHOUT THE WORLD HAS REMAINED UNCHANGED SINCE ITS FOUNDING IN 1913. TODAY, THAT MISSION IS APPLIED TO AN ERA OF RAPID GLOBALIZATION. OUR VISION IS THAT THIS CENTURY WILL BE ONE IN WHICH GLOBALIZATION'S BENEFITS ARE MORE WIDELY SHARED AND ITS CHALLENGES ARE MORE EASILY WEATHERED. TO REALIZE THIS VISION, THE FOUNDATION SEEKS TO ACHIEVE TWO FUNDAMENTAL GOALS IN OUR WORK. FIRST, WE SEEK TO BUILD RESILIENCE THAT ENHANCES INDIVIDUAL, COMMUNITY AND INSTITUTIONAL CAPACITY TO SURVIVE, ADAPT, AND GROW IN THE FACE OF ACUTE CRISES AND CHRONIC STRESSES. SECOND, WE SEEK TO PROMOTE GROWTH WITH EQUITY IN WHICH THE POOR AND VULNERABLE HAVE MORE ACCESS TO OPPORTUNITIES THAT IMPROVE THEIR LIVES. IN ORDER TO ACHIEVE THESE GOALS, THE FOUNDATION CONSTRUCTS ITS WORK INTO TIME‐BOUND INITIATIVES THAT HAVE DEFINED OBJECTIVES AND STRATEGIES FOR IMPACT. THESE INITIATIVES ADDRESS CHALLENGES THAT LIE EITHER WITHIN OR AT THE INTERSECTIONS OF FIVE ISSUE AREAS: BASIC SURVIVAL SAFEGUARDS, GLOBAL HEALTH, ENVIRONMENT AND CLIMATE CHANGE, URBANIZATION, AND SOCIAL AND ECONOMIC SECURITY. CURRENT INITIATIVES, AS WELL AS AREAS BEING EXPLORED FOR FUTURE INITIATIVES, ARE DESCRIBED ON THE FOUNDATION'S WEB SITE AT WWW.ROCKEFELLERFOUNDATION.ORG, WHICH IS CONTINUALLY UPDATED. INITIATIVES THAT WERE ACTIVE DURING 2011 INCLUDED: THE ALLIANCE FOR A GREEN REVOLUTION IN AFRICA; DISEASE SURVEILLANCE NETWORKS; BUILDING CLIMATE CHANGE RESILIENCE; TRANSFORMING HEALTH SYSTEMS; HARNESSING THE POWER OF IMPACT INVESTING; CAMPAIGN FOR AMERICAN WORKERS; TRANSPORTATION POLICY; AND ACCELERATING INNOVATION FOR DEVELOPMENT. THE FOUNDATION ALSO ACTIVELY ENGAGES IN EXPLORATIONS OF POSSIBLE NEW INITIATIVES, WHICH ARE ALSO DESCRIBED ON THE WEBSITE.
THE FOUNDATION ALSO OPERATES A CONFERENCE AND STUDY PROGRAM AT ITS BELLAGIO CENTER IN ITALY.
597 STATEMENT(S) 28 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ GENERAL EXPLANATION STATEMENT 29 FORM AND LINE REFERENCES }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
FORM/LINE IDENTIFIER DESCRIPTION/RETURN REFERENCE }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} 990PF, PAGE 7, PART IX‐A SUMMARY OF DIRECT CHARITABLE ACTIVITIES
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ GENERAL EXPLANATION STATEMENT 30 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY 2011 FORM 990PF
PART IX A
THE BELLAGIO CENTER HAD OPERATING EXPENSES OF $4,124,148. SINCE 1959,THE CENTER HAS SERVED AS A RESOURCE FOR FOSTERING DIALOGUE AND PROBLEM SOLVING FOR DIVERSE PARTICIPANTS AROUND THE WORLD. THE CENTER HOSTS CONFERENCES THAT FOCUS ON TOPICS OF INTERNATIONAL INTEREST, WITH PREFERENCE GIVEN TO APPLICANTS WHO PROMOTE DEVELOPMENT AND ALIGN WITH THE FOUNDATION'S AREAS OF INTEREST. IN 2011, THE CENTER HOSTED 51 CONFERENCES AND TEAM MEETINGS WITH A TOTAL OF 1,109 PARTICIPANTS; 68% OF WHOM WERE FROM OUTSIDE THE U.S. AND 37% FROM DEVELOPING COUNTRIES.
IN ADDITION, THE CENTER OFFERS TWO‐TO‐FOUR WEEK RESIDENCIES TO SCHOLARS, WRITERS, ARTISTS, AND COMPOSERS. IN 2011, THE CENTER HOSTED 109 RESIDENTS, 53% OF WHOM WERE FROM OUTSIDE THE U.S. AND 33% FROM DEVELOPING COUNTRIES. A LISTING OF 2011 CONFERENCES, TEAMS AND INDIVIDUAL RESIDENTS IS BELOW.
2011 BELLAGIO CENTER CONFERENCES AND TEAMS: 2/21/2011 TO 2/25/2011 "POSITIVE AGENDA FOR GLOBAL DEVELOPMENT: MAKING EVIDENCE FROM RESEARCH USEFUL FOR EARLY CHILDHOOD POLICY," ORGANIZED BY YALE UNIVERSITY, PIA BRITTO (UNITED STATES)
2/22/2011 TO 2/26/2011 "CLIMATE CHANGE AND DISPLACEMENT: IDENTIFYING GAPS AND RESPONSES," ORGANIZED BY OFFICE OF THE UN HIGH COMMISSIONER FOR REFUGEES, AGNES HURWITZ (BELGIUM)
2/28/2011 TO 3/4/2011 "DEFENDING KNOWLEDGE: CONVENING A GLOBAL ACADEMIC FREEDOM ADVOCACY TEAM," ORGANIZED BY SCHOLARS AT RISK NETWORK, NEW YORK UNIVERSITY,
598 STATEMENT(S) 29, 30 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} SINEAD O'GORMAN (IRELAND)
3/1/2011 TO 3/4/2011 "PREVENTING NUCLEAR WAR IN SOUTH ASIA: COMPETITIVE MILITARY STRATEGIES AND DOCTRINES," ORGANIZED BY CARNEGIE ENDOWMENT FOR INTERNATIONAL PEACE, GEORGE PERKOVICH (UNITED STATES)
3/7/2011 TO 3/11/2011 "HARNESSING THE POWER OF BUSINESS FOR BETTER GLOBAL HEALTH DIPLOMACY," ORGANIZED BY MCGILL UNIVERSITY, LAURETTE DUBE (CANADA)
3/14/2011 TO 3/18/2011 "DEVELOPING STRATEGIES FOR THE IMPLEMENTATION OF THE KENYA ICT VALUE PROPOSITION," ORGANIZED BY KENYA INFORMATION COMMUNICATION AND TECHNOLOGY BOARD, PAUL KUKUBO (KENYA)
3/14/2011 TO 3/17/2011 "ELIMINATING TB BY 2050: AN ACCELERATED GLOBAL RESEARCH STRATEGY," ORGANIZED BY WHO, CHRISTIAN LIENHARDT (FRANCE)
3/21/2011 TO 3/25/2011 "EVALUATING THE SCALE‐UP FOR THE MILLENNIUM DEVELOPMENT GOALS," ORGANIZED BY JOHNS HOPKINS BLOOMBERG SCHOOL OF PUBLIC HEALTH, JENNIFER BRYCE (UNITED STATES)
3/22/2011 TO 3/26/2011 "ARAB FAMILIES AND YOUTH IN CONTEMPORARY CRISIS," ORGANIZED BY AMERICAN UNIVERSITY IN CAIRO, BARBARA IBRAHIM (EGYPT)
3/28/2011 TO 4/1/2011 "DESIGN ANTHROPOLOGY AND CULTURE‐CENTRED INNOVATION," ORGANIZED BY SWINBURNE UNIVERSITY FACULTY OF DESIGN, ELIZABETH TUNSTALL (UNITED STATES)
4/4/2011 TO 4/8/2011 "FOUNDING A WORLD U.N. SECURITY UNIVERSITY," ORGANIZED BY INTERNATIONAL PENAL AND PENITENTIARY FOUNDATION, EMILIO VIANO (UNITED STATES)
4/11/2011 TO 4/15/2011 "LEARNING THE LESSONS: A HISTORICAL PERSPECTIVE ON HUMANITARIANISM AND POLITICS," ORGANIZED BY FEINSTEIN INTERNATIONAL CENTER, TUFTS UNIVERSITY, ANTONIO DONINI (ITALY)
4/19/2011 TO 4/23/2011 "LEARNING AMONG URBAN LEADERS: PEER EXCHANGE ON ADAPTATION TO CLIMATE CHANGE," ORGANIZED BY MASSACHUSETTS INSTITUTE OF TECHNOLOGY, JOANN CARMIN (UNITED STATES)
4/25/2011 TO 4/29/2011 "ACET CONSULTATIONS ON AFRICAN TRANSFORMATION REPORT," ORGANIZED BY AFRICAN CENTER FOR ECONOMIC TRANSFORMATION, KINGSLEY AMOAKO (GHANA)
4/26/2011 TO 4/29/2011 "LIBERIA PHILANTHROPY," ORGANIZED BY OFFICE OF THE MINISTER OF STATE
599 STATEMENT(S) 30 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} WITHOUT PORTFOLIO ‐ LIBERIA, NATTY B. DAVIS, II (LIBERIA)
5/3/2011 TO 5/7/2011 "PILOTING THE HEALTH IMPACT FUND," ORGANIZED BY YALE UNIVERSITY, THOMAS POGGE (GERMANY)
5/9/2011 TO 5/13/2011 "TASK ANALYSIS OF NURSES' ROLES IN AFRICAN HEALTH SERVICES," ORGANIZED BY UNIVERSITY OF KWAZULU‐NATAL, LEANA UYS (SOUTH AFRICA)
5/16/2011 TO 5/20/2011 "SOVEREIGN WEALTH FUNDS AND OTHER LONG‐TERM INVESTORS: TOWARD A SUSTAINABLE CAPITALISM," ORGANIZED BY COLUMBIA UNIVERSITY, PATRICK BOLTON (UNITED STATES)
5/23/2011 TO 5/27/2011 "EVALUATION AND GOVERNANCE: CHALLENGES FOR IMPROVING GOVERNMENT PERFORMANCE," ORGANIZED BY THE WORLD BANK, RAY RIST (UNITED STATES)
5/30/2011 TO 6/3/2011 "A GUIDEBOOK ON RURALLY BASED MEDICAL EDUCATION BELLAGIO CONFERENCE," ORGANIZED BY WONCA WORKING PARTY ON RURAL PRACTICE, BRUCE CHATER (AUSTRALIA)
5/31/2011 TO 6/4/2011 "ECONOMIC TRANSITION OF HEALTH," ORGANIZED BY RESULTS FOR DEVELOPMENT, CHRISTINA SYNOWIEC (UNITED STATES)
6/6/2011 TO 6/10/2011 "RETHINKING INTIMATE LABOR THROUGH INTER‐ASIAN MIGRATIONS," ORGANIZED BY INDIANA UNIVERSITY, SARA FRIEDMAN (UNITED STATES)
6/13/2011 TO 6/17/2011 "ANTI‐CORRUPTION POLICY: CAN INTERNATIONAL ACTORS PLAY A CONSTRUCTIVE ROLE?," ORGANIZED BY HARVARD UNIVERSITY, SUSAN ROSE‐ACKERMAN (UNITED STATES)
6/14/2011 TO 6/18/2011 "THE FUTURE OF GLOBAL PUBLIC POLICY EDUCATION," ORGANIZED BY COLUMBIA UNIVERSITY, ROBERT LIEBERMAN (UNITED STATES)
6/20/2011 TO 6/24/2011 "TOWARDS A POST 2015 DEVELOPMENT PARADIGM: COMMUNITY PERSPECTIVES ON SHAPING THE NEXT GENERATION OF DEVELOPMENT GOALS AND TARGETS," ORGANIZED BY CENTRE FOR GLOBAL STUDIES, BARRY CARIN (CANADA)
6/27/2011 TO 7/1/2011 "MEASURING THE IMPACT OF SCIENCE POLICY: STAR METRICS," ORGANIZED BY NATIONAL SCIENCE FOUNDATION, JULIA LANE (UNITED STATES)
7/4/2011 TO 7/7/2011 "PRINCIPLES FOR ALTERNATIVE BANKING AND SOCIAL INCLUSION," ORGANIZED BY SAO PAULO BUSINESS SCHOOL, GETULIO VARGAS FOUNDATION, KURT VON METTENHEIM (UNITED STATES/BRAZIL)
600 STATEMENT(S) 30 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
7/11/2011 TO 7/15/2011 "IMPACT INVESTING AND POLICY: PUTTING PRIVATE CAPITAL TO WORK FOR PUBLIC GOOD," ORGANIZED BY PACIFIC COMMUNITY VENTURES, INSIGHT, BEN THORNLEY (UNITED STATES)
7/26/2011 TO 7/30/2011 "CAPTURING THE ONE HEALTH MOMENTUM FOR GLOBAL IMPLEMENTATION," ORGANIZED BY UNIVERSITY OF MINNESOTA‐GLOBAL INITIATIVE FOR FOOD SYSTEMS, CAROL PETERSON (UNITED STATES)
8/8/2011 TO 8/12/2011 "A THINK‐TANK ON THE FINANCING OF HIGHER EDUCATION IN DEVELOPING COUNTRIES," ORGANIZED BY THE CHICAGO SCHOOL OF PROFESSIONAL PSYCHOLOGY, ORLANDO TAYLOR (UNITED STATES)
8/8/2011 TO 8/12/2011 "GLOBAL HEALTH DIPLOMACY ‐ TRAINING OF TRAINERS," ORGANIZED BY MAHIDOL UNIVERSITY, MICHAELA TOLD (GENEVA)
8/22/2011 TO 8/26/2011 "REVISITING CORE PUBLIC HEALTH FUNCTIONS," ORGANIZED BY WORLD HEALTH INSTITUTE, RAMESH SHADEMANIR (CANADA)
8/23/2011 TO 8/27/2011 "SUSTAINABLE DEVELOPMENT: ESTABLISHING AN INTERNATIONAL ALLIANCE FOR A NEW ACADEMIC DISCIPLINE," ORGANIZED BY EARTH INSTITUTE ‐ COLUMBIA UNIVERSITY, PETER SCHLOSSER (UNITED STATES)
8/29/2011 TO 9/2/2011 "ACCELERATING MULTIPLE WATER SERVICES FOR THE POOR," ORGANIZED BY JOHNS HOPKINS BLOOMBERG SCHOOL OF PUBLIC HEALTH, KELLOGG SCHWAB (UNITED STATES)
9/5/2011 TO 9/9/2011 "COMMISSION FOR SUSTAINABLE AGRICULTURE AND CLIMATE CHANGE: SYNTHESIS AND STRATEGY RETREAT TO MAXIMIZE POLICY IMPACT," ORGANIZED BY CGIAR, CHRISTINE NEGRA (UNITED STATES)
9/6/2011 TO 9/10/2011 "TOWARDS AN EHEALTH EVALUATION FRAMEWORK: FINDING CONSENSUS ON METHODS, METRICS AND EVALUATION DESIGNS FOR RESOURCE POOR ENVIRONMENTS," ORGANIZED BY HARVARD/WHO, HAMISH FRASER (UNITED STATES)
9/13/2011 TO 9/17/2011 "WOMEN'S STUDIES NORTH AND SOUTH: ADDRESSING GENDER AND SOCIAL JUSTICE ISSUES," ORGANIZED BY PURDUE UNIVERSITY, VALENTINE MOGHADAM (UNITED STATES)
9/19/2011 TO 9/23/2011 "DEVELOPING A COMMON VOICE AND ACTION FOR AFRICAN PHILANTHROPY," ORGANIZED BY AFRICAN GRANTMAKERS NETWORK, TOM WERE (SOUTH AFRICA)
9/20/2011 TO 9/24/2011
601 STATEMENT(S) 30 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} "DEFINING GENDER IN THE XXI CENTURY: A WRITING WORKSHOP FOR THE WDR 2012 QUALITATIVE ASSESSMENT," ORGANIZED BY WORLD BANK, CAROLYN TURK (UNITED STATES)
9/29/2011 TO 10/3/2011 "JANE JACOBS REVISITED: CITY PLANNING IN THE 21ST CENTURY," ORGANIZED BY NEW YORK UNIVERSITY, KATE ASCHER (UNITED STATES)
10/4/2011 TO 10/7/2011 "STRENGTHENING INTERNATIONAL COOPERATION ON DEMOCRACY SUPPORT," ORGANIZED BY NATIONAL DEMOCRATIC INSTITUTE FOR INTERNATIONAL AFFAIRS, KENNETH HUBLI (UNITED STATES)
10/10/2011 TO 10/14/2011 "CONNECTING ORGANIZATIONS FOR REGIONAL DISEASE SURVEILLANCE ‐ CORDS," ORGANIZED BY NUCLEAR THREAT INITIATIVE (RF), LOUISE GRESHAM (UNITED STATES)
10/17/2011 TO 10/21/2011 "RETREAT ON NATIONAL RESILIENCE IN THE HORN OF AFRICA AND THE ARABIAN PENINSULA," ORGANIZED BY EASTWEST INSTITUTE, IRINI TSEMINIDOU (RUSSIAN FEDERATION)
10/31/2011 TO 11/4/2011 "A COMPREHENSIVE APPROACH TO MONITOR INTERNATIONAL MIGRATION," ORGANIZED BY THE INTERNATIONAL NETWORK ON MIGRATION AND DEVELOPMENT, RAUL DELGADO‐WISE (LATIN AMERICA)
11/13/2011 TO 11/16/2011 "SUMMIT ON THE FUTURE OF PHILANTHROPY AND DEVELOPMENT" ORGANIZED BY INSTITUTE OF DEVELOPMENT STUDIES, ALLISTAR MACGREGOR AND RESOURCE ALLIANCE, NEELAM MAKHIJANI (UNITED KINGDOM/INDIA)
11/28/2011 TO 12/2/2011 "3LD/3D+ ORGANIZATIONAL WORKING GROUP MEETING," ORGANIZED BY 3‐LEGGED DOG MEDIA AND THEATER GROUP/3LD ART & TECHNOLOGY CENTER, KEVIN CUNNINGHAM (UNITED STATES)
11/29/2011 TO 12/3/2011 "BUILDING A DURABLE CONSENSUS AGAINST TORTURE," ORGANIZED BY HUMAN RIGHTS FIRST, CHARLES OSBURN (UNITED STATES)
12/5/2011 TO 12/9/2011 "SOCIAL INCLUSION AND THE RIGHT TO HEALTH: ESTABLISHING A CONCEPTUAL AND METHODOLOGICAL BASIS FOR RESEARCH AND POLICY DEVELOPMENT," ORGANIZED BY UNIVERSITY OF WITSWATERSRAND, LAETITIA RISPEL (SOUTH AFRICA)
12/6/2011 TO 12/10/2011 "HOUSEHOLD TO HOSPITAL CONTINUUM OF CARE," ORGANIZED BY SAVE THE CHILDREN, WINIFRIDE MWEBESA (UNITED STATES)
12/12/2011 TO 12/16/2011 "NEW MUTUALISM," ORGANIZED BY FREELANCER'S UNION, SARA HOROWITZ (UNITED
602 STATEMENT(S) 30 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} STATES)
12/13/2011 TO 12/17/2011 "SMALL PUMPS AS SAVIORS? IMPROVING SMALL‐HOLDER AGRARIAN LIVELIHOODS IN SUB‐SAHARAN AFRICA," ORGANIZED BY CGIAR, TUSHAAR SHAH (INDIA)
2010 BELLAGIO CENTER RESIDENTS: AJALA, ADEREMI SULEIMAN (NIGERIA) UNIVERSITY OF IBADAN, NIGERIA: "YORUBA NATIONALISM, POLITICAL ETHNICITY, AND VIOLENCE IN WESTERN NIGERIA"
ANDOW, DAVID (UNITED STATES) UNIVERSITY OF MINNESOTA: "ENVIRONMENTAL VALUES AND ENVIRONMENTAL RISK ASSESSMENT"
ANGEL, SHLOMO (UNITED STATES) THE WOODROW WILSON SCHOOL OF PUBLIC AND INTERNATIONAL AFFAIRS: "THE EXPANSION OF CITIES"
BARNETT, GREGORY RICHARD (UNITED STATES) RICE UNIVERSITY: "EMBLEMS OF AUTHORITY: THE MODES IN ITALIAN BAROQUE MUSIC"
BARRETT, ADRIAN IGONIBO (SOUTH AFRICA) CHINUA ACHEBE CENTER: "THE SHAPE OF A FULL CIRCLE"
BIRNBAUM, DARA (UNITED STATES) INDEPENDENT ARTIST: "MULTI‐MEDIA ARTWORK BASED ON BELLINI'S TWO‐ACT OPERA"
BISHOP, CHRISTOPHER (UNITED STATES) IBM GLOBAL FINANCING: "METACOGNITION AND REINVENTION: THE 21ST CENTURY CAREER PARADIGM"
BOSNIAK, LINDA (UNITED STATES) RUTGERS SCHOOL OF LAW: "CONSTITUTIONAL PERSONHOOD: THRESHOLDS, FULFILLMENTS, AND EVASIONS"
BOSWELL, MARIE JENNIFER (SOUTH AFRICA) RHODES UNIVERSITY: "RACISM DISCOURSE, POLICY, PRACTICE, AND EXPERIENCE IN MAURITIUS"
BROUCKAERT, HEDWIG (BELGIUM) PONT‐AVEN SCHOOL OF CONTEMPORARY ART: "RE/PRO/DUCING COMPLEXITY"
BUTZBACH, OLIVIER (ITALY) KINGS COLLEGE: "PRINCIPLES FOR ALTERNATIVE BANKING AND SOCIAL INCLUSION"
CABANNES, YVES (UNITED KINGDOM) UNIVERSITY COLLEGE: "PARTICIPATORY BUDGETING: A CRITICAL REVIEW OF 20 YEARS OF INNOVATIONS AT LOCAL LEVEL"
CARDOSO, PABLO (ECUADOR) INDEPENDENT ARTIST: "LAGO AGRIO/SOUR LAKE"
CHAKRABORTY, ARNAB (INDIA) PROFESSIONAL ASSISTANCE FOR DEVELOPMENT ACTION (PRADAN): "STRATEGIC PLANS FOR WOMEN'S SELF HELP GROUPS IN INDIA"
CHARLESWORTH, HILARY (AUSTRALIA) CENTER FOR INTERNATIONAL GOVERNANCE AND JUSTICE: "RIGHTS, REGULATION, AND RITUALISM"
603 STATEMENT(S) 30 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} COCKCROFT, LAURENCE (UNITED KINGDOM) INDEPENDENT WRITER: "CORRUPTION BASED ON 18 YEARS OF WORK AT TRANSPARENCY INTERNATIONAL"
COHEN, ROGER (UNITED STATES) NEW YORK TIMES: "MIDDLE EASTERN ILLUSIONS: A YEAR BETWEEN TEHRAN AND TEL AVIV"
CONWAY, GORDON (UNITED KINGDOM) INDEPENDENT WRITER: "THE DOUBLY GREEN REVOLUTION"
CONWAY, SUSAN (UNITED KINGDOM) INDEPENDENT WRITER: "SHAN BUDDHISM AND CULTURE"
COSENTINO, DONALD (UNITED STATES) INDEPENDENT WRITER: "HAITI IN EXTREMIS: VODOU ARTS AT THE CROSSROADS"
COSTA, MARCIO (BRAZIL) UNIVERSIDAD FEDERAL DO RIO DE JANEIRO: "HIDDEN EDUCATIONAL QUASI‐MARKETS IN BRAZIL: INEQUALITY AND SEGREGATION IN PUBLIC EDUCATIONAL OFFER"
COVE, PETER (UNITED STATES) AMERICA WORKS: "SOLVING US POVERTY: 1965‐2010"
DE BASTO, BERENICE (MOZAMBIQUE) INDEPENDENT ARTIST: "SUITE EUROPA"
ELKINGTON, JOHN (UNITED KINGDOM) VOLANS: "THE ZERO ECONOMY: HOW TO RADICALLY CUT POPULATION GROWTH, POVERTY, AND CARBON EMISSIONS"
EVANS, CHRISTINE (UNITED STATES) HARVARD UNIVERSITY: "THE UNDERPASS"
FINDLEY, SALLY (UNITED STATES) COLUMBIA UNIVERSITY: "BRIDGING THE GAP: COMMUNITY HEALTH WORKER CONTRIBUTIONS TO IMMIGRANT HEALTH"
FINK, SHERI (UNITED STATES) THE NEW AMERICA FOUNDATION: "MEDICAL CARE IN DISASTERS"
FISCHER, RALPH (AUSTRALIA) CSIRO DIVISION OF PLANT INDUSTRY: "CROP YIELD PROGRESS ACROSS THE WORLD"
FOX, NATHAN (UNITED STATES) UNIVERSITY OF MARYLAND: "THE EFFECTS OF EARLY PSYCHOSOCIAL DEPRIVATION ON HUMAN DEVELOPMENT"
GENOCCHIO, BENJAMIN (UNITED STATES) ART + AUCTION MAGAZINE: "THE CUPCAKE: A HISTORY OF THE GUGGENHEIM MUSEUM"
GEORGE, CHERIAN (INDIA) JOURNALIST: "JOURNALISM ETHICS: RESPONDING TO INTOLERANCE"
GHATE, CHETAN (INDIA) INDIAN STATISTICAL INSTITUTE ‐ DELHI CENTER: "INTRODUCTORY CHAPTER FOR THE OXFORD HANDBOOK ON THE INDIAN ECONOMY"
GONZOLEZ, MARIA ELENA (UNITED STATES) INDEPENDENT ARTIST: "LIGHT, SPACE: ACTION"
GOUWS, AMANDA (SOUTH AFRICA) UNIVERSITY OF STELLENBOSCH: "ILLUSIONS OF
604 STATEMENT(S) 30 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} TRANSITIONS: THE SOUTH AFRICAN WOMEN'S MOVEMENT SINCE 1994"
GRZYWINSKI, RON (UNITED STATES) SHOREBANK CORPORATION: "SOCIAL BANKING"
HALL, JOE (UNITED STATES) GHETTO FILM SCHOOL: "GHETTO FILM SCHOOL MODEL DEVELOPMENT"
HAPP, EDWARD (UNITED STATES) INTERNATIONAL FEDERATION OF RED CRESCENT SOCIETIES: "TAKING NGO‐ICT COLLABORATION TO THE NEXT LEVEL"
HASEGAWA, TSUYOSHI (UNITED STATES) UNIVERSITY OF CALIFORNIA, SANTA BARBARA: "THE CROWD IN THE RUSSIAN REVOLUTION: CRIME, POLICE, AND SAMOSUDY IN REVOLUTIONARY PETROGRAD"
HAZARIKA, SANJOY (INDIA) INDEPENDENT WRITER: "POLICY‐ORIENTED STUDY ON THE IMPACT ON CONFLICT ON WOMEN"
HUNEEUS, CARLOS (CHILE) UNIVERSIDAD DE CHILE: "PATRICIO AYLWIN AND THE RESTORATION OF DEMOCRACY IN CHILE"
HUTTER, BRIDGET (UNITED KINGDOM) LONDON SCHOOL OF ECONOMICS AND POLITICAL SCIENCE: "RISK REGULATION AND CRISIS"
JANA, ALAK KUMAR (INDIA) PROFESSIONAL ASSISTANCE FOR DEVELOPMENT ACTION (PRADAN): "STRATEGIC PLANS FOR WOMEN'S SELF HELP GROUPS IN INDIA"
JENKINS, RONALD (UNITED STATES) WESLEYAN UNIVERSITY: "THEATER BEHIND BARS: REHABILITATION THROUGH THE ARTS IN THE AMERICAN CRIMINAL JUSTICE SYSTEM"
JOHNSON, GEIR (NORWAY) MIC, NORWAY, TRANSPOSITION PROGRAM: "MUSIC FOR LIFE‐BOATS"
KARAKASHIAN, STEPHEN (UNITED STATES) INDEPENDENT WRITER: "THE MEMOIR OF FATHER MICHAEL'S JOURNEY"
KERTZER, DAVID (UNITED STATES) BROWN UNIVERSITY: "THE RELATIONSHIP OF BENITO MUSSOLINI AND POPE PIUS XI: 1922‐1939"
KIM VU, THU KIM (VIETNAM) CAN SERRAT: "IMPROVISATION FROM THE INDIAN RANGOLI"
KITZINGER, CELIA (UNITED KINGDOM) INDEPENDENT WRITER: "COMA, CONSCIOUSNESS, CULTURE: MEDICAL DECISION‐MAKING IN THE TWENTY‐FIRST CENTURY"
KITZINGER, JENNY (UNITED KINGDOM) CARDIFF UNIVERSITY: "COMA, CONSCIOUSNESS, CULTURE: MEDICAL DECISION‐MAKING IN THE TWENTY‐FIRST CENTURY"
KOEBNER, IAN (UNITED STATES) SACRED SLAM: "YOUTH AT WAR & PEACE (YAWP) CURRICULUM DEVELOPMENT"
605 STATEMENT(S) 30 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} KOTHARI, RITA ABHIJIT (INDIA) INDEPENDENT WRITER: "BANNI: AT THE EDGE OF NATIONS"
LAMBEK, MICHAEL (CANADA) UNIVERSITY OF TORONTO: "A PAPAYA WORLD: THE SOCIAL HISTORY OF AN AFRICAN COMMUNITY (MAYOTTE 1975‐ 2010)"
LAMPTON, DAVID MICHAEL (UNITED STATES) JOHNS HOPKINS UNIVERSITY: "EVOLUTION OF THE CHINESE REVOLUTION: LEADERSHIP THINKING (1976‐2011)"
LAPSLEY, MICHAEL (SOUTH AFRICA) INSTITUTE FOR HEALING OF MEMORIES: "THE MEMOIR OF FATHER MICHAEL'S JOURNEY"
LEVINE, ARTHUR (UNITED STATES) INDEPENDENT WRITER: "BETWEEN TWO WORLDS: A PORTRAIT OF TODAY'S COLLEGE STUDENT"
LEVINE, JONATHAN (UNITED STATES) THE UNIVERSITY OF MICHIGAN: "METROPOLITAN ACCESSIBILITY AND TRANSPORTATION SUSTAINABILITY"
LIEBERTHAL, KENNETH GUY (UNITED STATES) THE BROOKINGS INSTITUTION: "REDUCING DISTRUST IN US‐CHINA RELATIONS"
LILLA, MARK (UNITED STATES) COLUMBIA UNIVERSITY: "CONVERSION: THE POWER OF A METAPHOR"
LING, LI (CHINA) SCHOOL OF PUBLIC HEALTH, SUN YAT‐SEN UNIVERSITY: "DEMAND AND UTILIZATION OF MIGRANT'S HEALTH SERVICE IN CHINA"
LLOYD‐BOSTOCK, SALLY (UNITED KINGDOM) LONDON SCHOOL OF ECONOMICS AND POLITICAL SCIENCE: "RISK REGULATION AND CRISIS"
LOAEZA, SOLEDAD (MEXICO) EL COLEGIO DE MEXICO: "THE COLD WAR IN MEXICO (1946‐1970): AUTHORITARIANISM UNDER THE SHADOW OF THE SUPERPOWER"
LOVEI, MR. GABOR (DENMARK) AARHUS UNIVERSITY: "ENVIRONMENTAL VALUES AND ENVIRONMENTAL RISK ASSESSMENT"
MANTON, JILL (UNITED STATES) SAN FRANCISCO ARTS COMMISSION: "GUIDELINES FOR THE DEVELOPMENT AND IMPLEMENTATION OF A PUBLIC ART TRUST FUND FOR THE CITY OF SAN FRANCISCO"
MARTINS, ALBERTO (BRAZIL) EDITORA 34: "SALT (A NOVEL)"
MARTON, KATI (UNITED STATES) INDEPENDENT WRITER: "PARIS: A TALE OF LOVE, LOSS, AND LIFE"
MCCANN, RICHARD (UNITED STATES) INDEPENDENT WRITER: "THE RESURRECTIONIST"
MEYER, MICHAEL (CHINA) INDEPENDENT WRITER: "IN MANCHURIA: LIFE ON A RICE FARM IN CHINA'S NORTHEAST"
MURPHY, ALEXANDER (UNITED STATES) UNIVERSITY OF OREGON: "THE CONSEQUENCES OF GEOGRAPHICAL ILLITERACY"
606 STATEMENT(S) 30 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
MUTIA, BABILA (CAMEROON) UNIVERSITY OF YOUNDEI: "THE CRIPPLE OF ANGUISSA"
NATARAJAN, PRIYAMVADA (UNITED STATES) YALE UNIVERSITY: "THE FORMATION OF HIGH REDSHIFT SEED BLACK HOLES IN THE UNIVERSE"
NELSON, CHARLES (UNITED STATES) BOSTON CHILDREN'S HOSPITAL: "THE EFFECTS OF EARLY PSYCHOSOCIAL DEPRIVATION ON HUMAN DEVELOPMENT"
NIGAM, ADITYA (INDIA) CENTRE FOR THE STUDY OF DEVELOPING SOCIETIES, CSDS: "CONTRABAND ECONOMIES, ILLEGAL POPULATIONS, AND DEVELOPMENT FANTASIES"
NJONJO, T. KATINDI (SOUTH AFRICA) INSTITUTE OF ECONOMIC AFFAIRS, KENYA: "KENYA YOUTH SCENARIOS: INFINITE POSSIBILITY OR DEFINITE DISASTER?"
NSAMENANG, AUGUSTINE (CAMEROON) HUMAN DEVELOPMENT RESOURCE CENTER: "HUMAN DEVELOPMENT IN CULTURAL CONTEXT: A THIRD WORLD PERSPECTIVE"
O'BRIEN, DANIEL (UNITED STATES) PLAYWRIGHT: "THE BODY OF AN AMERICAN"
OH, SEUNG‐AH (UNITED STATES) MUSICIAN: "CONCERTO FOR DOUBLE STRING QUINTET AND CHAMBER ORCHESTRA"
OKUBO, KUNIKO (UNITED STATES) THEODORE THOMAS PRODUCTIONS: "JAZZ AMBASSADORS (A FILM)"
OMWANSA, TONNY (SOUTH AFRICA) UNIVERSITY OF NAIROBI: "IMPACT OF MOBILE MONEY PRODUCT MPESA HAS ON KENYA"
PEREIRA, GABRIELA GUSMAO (BRAZIL) PONTIFICIA UNIVERSIDAD CATOLICA DO RIO DE JANEIRO: "OUR HOURS: 24 HOUR STILLNESS (A VIDEO)"
PHOLEROS, PAUL (AUSTRALIA) INDEPENDENT WRITER: "EXPANDING HOUSING FOR HEALTH"
PICKER, EVE (UNITED STATES) CITYLAB, INC. AND NO WALL PRODUCTIONS, INC.: "THE AFFORDABLE AND SUSTAINABLE REDESIGN OF INNER CITIES"
PRICE, MONROE (UNITED STATES) UNIVERSITY OF PENNSYLVANIA: "IDEAS OF SPEECH IN A WORLD OF STRATEGIC COMMUNICATION"
RAMIREZ, SERGIO (NICARAGUA) REVISTA CARATULA: "SHORT STORIES"
RICE, THOMAS (UNITED STATES) UCLA SCHOOL OF PUBLIC HEALTH: "U.S. HEALTH CARE REFORMS: CONTRIBUTING TO AND LEARNING FROM AN INTERNATIONAL PERSPECTIVE"
ROBINSON, MARY (IRELAND) THE MARY ROBINSON FOUNDATION: "EVERYBODY MATTERS"
RYANSKUL, NAWAAPORN (THAILAND) INDEPENDENT WRITER: "APPLYING LIBERAL
607 STATEMENT(S) 30 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ARTS CONCEPT OF EDUCATION TO THAI UNIVERSITIES"
SCHUMACHER, JULIE (UNITED STATES) UNIVERSITY OF MINNESOTA: "PASSENGERS (A COLLECTION OF SHORT STORIES)"
SHANKAR, SHYLASHRI (INDIA) CENTRE FOR POLICY RESEARCH: "BATTLING CORRUPTION"
SHAPIRO, CAROL (UNITED STATES) INDEPENDENT WRITER: "FAMILY JUSTICE: A PERSONAL JOURNEY OF TRANSFORMATION"
SHEIKH, KABIR (INDIA) PUBLIC HEALTH FOUNDATION OF INDIA: "WHERE THERE IS NO OTHER DOCTOR: FIELD PERSPECTIVES OF RURAL MEDICAL SERVICE IN INDIA"
SMITH, DANIEL (UNITED STATES) BROWN UNIVERSITY: "AIDS DOESN'T SHOW ITS FACE: INEQUALITY, MORALITY, AND SOCIAL CHANGE IN NIGERIA"
SOTIROPOULOS, ERSI (GREECE) HELLENIC AUTHORS SOCIETY: "THREE DAYS IN PARIS (A NOVEL)"
SOVERN, MICHAEL (UNITED STATES) COLUMBIA UNIVERSITY: "RECOUNTING PAST WORK IN HIGHER EDUCATION, US JUSTICE SYSTEM AND CURRENT WORK IN GOVERNMENT AND PHILANTHROPY"
SPENCE, SARAH (UNITED STATES) UNIVERSITY OF GEORGIA: "CROSSCURRENTS AND CONFLUENCES: AN ANNOTATED EDITION AND TRANSLATION OF LATIN POETRY ON THE BATTLE OF LEPANTO"
STAVENHAGEN, RODOLFO (MEXICO) INDEPENDENT WRITER: "HUMAN RIGHTS, DEVELOPMENT, AND SECURITY OF INDIGENOUS PEOPLES"
STREB, ELIZABETH (UNITED STATES) INDEPENDENT ARTIST: "ESSENTIALIST ACTS (A CHOREOGRAPHY)"
SULLIVAN, NANCY (PAPUA NEW GUINEA) NANCY SULLIVAN & ASSOCIATES: "KARAWARI CAVE ARTS"
SULLIVAN, NICHOLAS (UNITED STATES) TUFTS UNIVERSITY: "IMPACT OF MOBILE MONEY PRODUCT MPESA HAS ON KENYA"
SZYBIST, MARY (UNITED STATES) LEWIS & CLARK COLLEGE: "INCARNADINE (A COLLECTION OF POEMS)"
THOMAS, THEODORE (UNITED STATES) INDEPENDENT ARTIST: "JAZZ AMBASSADORS (A FILM)"
TOLEDO, JOEL MORANO (PHILIPPINES) POETS, ESSAYISTS, AND NOVELISTS (P.E.N.) PHILIPPINES: "RUINS AND RECONSTRUCTIONS (A COLLECTION OF POEMS)"
TORO HARDY, ALFREDO (VENEZUELA) EMBASSY OF THE BOLIVARIAN REPUBLIC OF VENEZUELA TO SINGAPORE: "LATIN AMERICA'S EXPORT COMMODITIES BOOM: A WINDOW OF OPPORTUNITY"
608 STATEMENT(S) 30 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
TREGLOWN, JEREMY (UNITED KINGDOM) UNIVERSITY OF WARWICK: "BAD MEMORY: THE FRANCO DICTATORSHIP AND SPANISH CULTURE (1939 ‐ TODAY)"
VON METTENHEIM, KURT (BRAZIL) SAO PAULO BUSINESS SCHOOL, GETULIO VARGAS FOUNDATION: "PRINCIPLES FOR ALTERNATIVE BANKING AND SOCIAL INCLUSION"
WALSH, DECLAN (UNITED KINGDOM) INDEPENDENT WRITER: "INSH'ALLAH NATION: MODERN PAKISTAN"
WILLIAMSON, SUE (SOUTH AFRICA) INDEPENDENT ARTIST: "OTHER VOICES, OTHER CITIES"
WONG, HOY CHEONG INDEPENDENT ARTIST: "ART FILM ON IMMIGRANTS IN ITALY"
WRIGHT, ELIZABETH UNIVERSITY OF GEORGIA: "CROSSCURRENTS AND CONFLUENCES: AN ANNOTATED EDITION AND TRANSLATION OF LATIN POETRY ON THE BATTLE OF LEPANTO"
ZEANAH, CHARLES (UNITED STATES) TULANE UNIVERSITY SCHOOL OF MEDICINE: "THE EFFECTS OF EARLY PSYCHOSOCIAL DEPRIVATION ON HUMAN DEVELOPMENT"
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ GENERAL EXPLANATION STATEMENT 31 FORM AND LINE REFERENCES }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
FORM/LINE IDENTIFIER DESCRIPTION/RETURN REFERENCE }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} 990PF, PART VII‐B, LINE 5(C) EXPENDITURE RESPONSIBILITY GRANTS AND PRIS
609 STATEMENT(S) 30, 31 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ GENERAL EXPLANATION STATEMENT 32 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}
THE FOLLOWING TEXT RELATES TO THE STATEMENT 21, THE EXPENDITURE RESPONSIBILITY STATEMENT, IN RESPONSE TO PART VII‐B, LINE 5C.
PROSPECTIVE GRANTEES ARE ASKED TO FURNISH INFORMATION IN ORDER TO ENABLE THE FOUNDATION TO DETERMINE WHETHER THEY HAVE RECEIVED A DETERMINATION OF 501(C)(3) STATUS FROM THE U.S. INTERNAL REVENUE SERVICE OR MAY BE CONSIDERED THE EQUIVALENT OF A TAX‐EXEMPT CHARITY, IF FORMED OUTSIDE THE UNITED STATES. PROSPECTIVE GRANTEES WITH RESPECT TO WHOM THE FOUNDATION IS BELIEVED TO HAVE "EXPENDITURE RESPONSIBILITY" OBLIGATIONS ARE INFORMED BY LETTER, BEFORE PAYMENT IS MADE ON A GRANT, OF THE RESPONSIBILITIES IMPOSED UPON THE FOUNDATION AND ITS GRANTEES BY THE INTERNAL REVENUE CODE OF 1986, AS AMENDED. EACH GRANTEE MUST AGREE IN WRITING TO THOSE TERMS AND CONDITIONS, INCLUDING THE OBLIGATION TO PROVIDE FINANCIAL AND SUBSTANTIVE REPORTS ON HOW FOUNDATION GRANT FUNDS ARE EXPENDED. THE REPORTS THAT ARE RECEIVED ARE REVIEWED FOR GENERAL ACCURACY, SUFFICIENCY AND COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE GRANT. ADDITIONAL INFORMATION IS REQUESTED FROM GRANTEES IN INSTANCES WHERE REPORTS ARE CONSIDERED INADEQUATE. WHERE THE FOUNDATION HAS NOT RECEIVED FINANCIAL OR SUBSTANTIVE REPORTS FROM A GRANTEE WHEN EXPECTED, FOUNDATION STAFF FOLLOW UP IN SEVERAL WAYS, INCLUDING REMINDERS THAT ARE SENT AT REGULAR INTERVALS AFTER REPORTS ARE EXPECTED AND PERSONAL FOLLOW‐UP BY PROGRAM STAFF THROUGH TELEPHONE, MAIL AND E‐MAIL.
THE FOLLOWING STATEMENT LISTS GRANT AND PROGRAM‐RELATED INVESTMENT EXPENDITURES WITH RESPECT TO WHICH THE FOUNDATION HAS EXERCISED EXPENDITURE RESPONSIBILITY. WHERE THE GRANTEE'S NAME IS FOLLOWED BY AN ASTERISK (*), THE GRANTEE ORGANIZATION IS EITHER A PRIVATE FOUNDATION, A PRIVATE OPERATING FOUNDATION, OR A FOREIGN PRIVATE‐FOUNDATION EQUIVALENT. ALL OTHER GRANTEES ARE NON‐501(C)(3) ORGANIZATIONS OR ORGANIZATIONS FOR WHICH THE FOUNDATION HAS NOT MADE A REASONABLE DETERMINATION OF 501(C)(3) EQUIVALENCY STATUS THAT RECEIVED GRANTS FOR CHARITABLE PROJECTS AND MAINTAINED PAYMENTS IN SEGREGATED FUNDS AS REQUIRED BY TREASURY REG. 53.4945‐6(C).
THE DATES OF THE REPORTS SHOWN ARE EITHER FINANCIAL REPORTS OR NARRATIVE REPORTS. IF A PARTICULAR GRANT EXPENDITURE IS SHOWN TO HAVE BEEN FULLY EXPENDED BY THE GRANTEE BUT THE FOUNDATION HAS NOT YET RECEIVED ONE OR MORE NARRATIVE REPORTS, THE FOUNDATION WILL REPORT ON THE STATUS OF THE EXPENDITURE ON OUR 2012 990‐PF. UNLESS OTHERWISE NOTED, THE REPORTS RECEIVED WERE FOUND TO BE IN ORDER AND TO SHOW THAT THE FUNDS WERE FULLY EXPENDED FOR THE PURPOSE OF THE GRANT.
610 STATEMENT(S) 32 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}
REPORTING STATUS IS AS OF 10/15/12.
611 STATEMENT(S) 32 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 Form 2220 Underpayment of Estimated Tax by Corporations OMB No. 1545‐0142 Department of the Treasury | See separate instructions. Internal Revenue Service | Attach to the corporation's tax return. FORM 990‐PF 2011 Name Employer identification number THE ROCKEFELLER FOUNDATION 13‐1659629 Note: Generally, the corporation is not required to file Form 2220 (see Part II below for exceptions) because the IRS will figure any penalty owed and bill the corporation. However, the corporation may still use Form 2220 to figure the penalty. If so, enter the amount from page 2, line 38 on the estimated tax penalty line of the corporation's income tax return, but do not attach Form 2220. Part I Required Annual Payment
1 Total tax (see instructions) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1 3,842,292.
2 a Personal holding company tax (Schedule PH (Form 1120), line 26) included on line 1 ~~~~~ 2a b Look‐back interest included on line 1 under section 460(b)(2) for completed long‐term contracts or section 167(g) for depreciation under the income forecast method ~~~~~~~~ 2b
c Credit for federal tax paid on fuels (see instructions) ~~~~~~~~~~~~~~~~~~~ 2c d Total. Add lines 2a through 2c ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2d 3 Subtract line 2d from line 1. If the result is less than $500, do not complete or file this form. The corporation does not owe the penalty 3 3,842,292. 4 Enter the tax shown on the corporation's 2010 income tax return (see instructions). Caution: If the tax is zero or the tax year was for less than 12 months, skip this line and enter the amount from line 3 on line 5 ~~~~~~~~~~~ 4 1,633,951.
5 Required annual payment. Enter the smaller of line 3 or line 4. If the corporation is required to skip line 4, enter the amount from line 3 5 1,633,951. Part II Reasons for Filing ‐ Check the boxes below that apply. If any boxes are checked, the corporation must file Form 2220 even if it does not owe a penalty (see instructions). 6 The corporation is using the adjusted seasonal installment method. 7 X The corporation is using the annualized income installment method. 8 X The corporation is a "large corporation" figuring its first required installment based on the prior year's tax. Part III Figuring the Underpayment (a) (b) (c) (d) 9 Installment due dates. Enter in columns (a) through (d) the 15th day of the 4th (Form 990‐PF filers: Use 5th month), 6th, 9th, and 12th months of the corporation's tax year ~~~~~~~~~~~~~~~~ 9 05/15/11 06/15/11 09/15/11 12/15/11 10 Required installments. If the box on line 6 and/or line 7 above is checked, enter the amounts from Sch A, line 38. If the box on line 8 (but not 6 or 7) is checked, see instructions for the amounts to enter. If none of these boxes are checked, enter 25% of line 5 above in each column. ~~~~~~ ~ 10 408,488. 1,061,125. 1,165,510. 871,961. 11 Estimated tax paid or credited for each period (see instructions). For column (a) only, enter the amount from line 11 on line 15 ~~~~~~~~~~~~~~~ 11 2,964,609. 750,000. 1,350,000. Complete lines 12 through 18 of one column before going to the next column. 12 Enter amount, if any, from line 18 of the preceding column 12 2,556,121. 2,244,996. 2,429,486. 13 Add lines 11 and 12 ~~~~~~~~~~~~~~~~~ 13 3,306,121. 3,594,996. 2,429,486. 14 Add amounts on lines 16 and 17 of the preceding column 14 15 Subtract line 14 from line 13. If zero or less, enter ‐0‐ ~~ 15 2,964,609. 3,306,121. 3,594,996. 2,429,486. 16 If the amount on line 15 is zero, subtract line 13 from line 14. Otherwise, enter ‐0‐ ~~~~~~~~~~~~~~~ 16 0. 0. 17 Underpayment. If line 15 is less than or equal to line 10, subtract line 15 from line 10. Then go to line 12 of the next column. Otherwise, go to line 18 ~~~~~~~~~~~ 17 18 Overpayment. If line 10 is less than line 15, subtract line 10 from line 15. Then go to line 12 of the next column 18 2,556,121. 2,244,996. 2,429,486. Go to Part IV on page 2 to figure the penalty. Do not go to Part IV if there are no entries on line 17 ‐ no penalty is owed. JWA For Paperwork Reduction Act Notice, see separate instructions. Form 2220 (2011)
112801 12‐03‐11 612 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 FORM 990‐PF Form 2220 (2011) THE ROCKEFELLER FOUNDATION 13‐1659629 Page 2 Part IV Figuring the Penalty
(a) (b) (c) (d) 19 Enter the date of payment or the 15th day of the 3rd month after the close of the tax year, whichever is earlier (see instructions). (Form 990‐PF and Form 990‐T filers: Use 5th month instead of 3rd month.) ~~~~~~~~~~~~ 19 20 Number of days from due date of installment on line 9 to the date shown on line 19 ~~~~~~~~~~~~~~~~~ 20
21 Number of days on line 20 after 4/15/2011 and before 7/1/2011 ~~ 21
22 Underpayment on line 17 x Number of days on line 21 x 4% ~~~ 22 $ $ $ $ 365
23 Number of days on line 20 after 06/30/2011 and before 10/1/2011 ~ 23
24 Underpayment on line 17 x Number of days on line 23 x 4% ~~~ 24 $ $ $ $ 365
25 Number of days on line 20 after 9/30/2011 and before 1/1/2012 ~~ 25
26 Underpayment on line 17 x Number of days on line 25 x 3% ~~~ 26 $ $ $ $ 365
27 Number of days on line 20 after 12/31/2011 and before 4/1/2012 ~ 27
28 Underpayment on line 17 x Number of days on line 27 x 3% ~~~ 28 $ $ $ $ 366
29 Number of days on line 20 after 3/31/2012 and before 7/1/2012 ~~ 29
30 Underpayment on line 17 x Number of days on line 29 x *% ~~~ 30 $ $ $ $ 366
31 Number of days on line 20 after 6/30/2012 and before 10/01/2012 ~ 31
32 Underpayment on line 17 x Number of days on line 31 x *% ~~~ 32 $ $ $ $ 366
33 Number of days on line 20 after 9/30/2012 and before 1/1/2013 ~~ 33
34 Underpayment on line 17 x Number of days on line 33 x *% ~~~ 34 $ $ $ $ 366
35 Number of days on line 20 after 12/31/2012 and before 2/16/2013 ~ 35
36 Underpayment on line 17 x Number of days on line 35 x *% ~~~ 36 $ $ $ $ 365
37 Add lines 22, 24, 26, 28, 30, 32, 34, and 36 ~~~~~~~~~ 37 $ $ $ $
38 Penalty. Add columns (a) through (d) of line 37. Enter the total here and on Form 1120; line 33; or the comparable line for other income tax returns 38 $ 0. * Use the penalty interest rate for each calendar quarter, which the IRS will determine during the first month in the preceding quarter. These rates are published quarterly in an IRS News Release and in a revenue ruling in the Internal Revenue Bulletin. To obtain this information on the Internet, access the IRS website at www.irs.gov. You can also call 1‐800‐829‐4933 to get interest rate information.
JWA Form 2220 (2011)
112802 12‐06‐11 613 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Form 2220 (2011) FORM 990‐PF Page 3 Schedule A Adjusted Seasonal Installment Method and Annualized Income Installment Method (see instructions) Form 1120S filers: For lines 1, 2, 3, and 21, below, "taxable income" refers to excess net passive income or the amount on which tax is imposed under section 1374(a), whichever applies. Part I ‐ Adjusted Seasonal Installment Method (Caution: Use this method only if the base period percentage for any 6 consecutive months is at least 70%. See instructions.) (a) (b) (c) (d) First 3 First 5 First 8 First 11 1 Enter taxable income for the following periods: months months months months
aTax year beginning in 2008 ~~~~~~~~~~~~ 1a
bTax year beginning in 2009 ~~~~~~~~~~~~ 1b
c Tax year beginning in 2010 ~~~~~~~~~~~~ 1c 2 Enter taxable income for each period for the tax year beginning in 2011. (see instructions for the treatment of extraordinary items). 2 First 4 First 6 First 9 Entire year 3 Enter taxable income for the following periods: months months months
aTax year beginning in 2008 ~~~~~~~~~~~~ 3a
bTax year beginning in 2009 ~~~~~~~~~~~~ 3b
c Tax year beginning in 2010 ~~~~~~~~~~~~ 3c 4 Divide the amount in each column on line 1a by the amount in column (d) on line 3a ~~~~~~~~~~ 4 5 Divide the amount in each column on line 1b by the amount in column (d) on line 3b ~~~~~~~~~~ 5 6 Divide the amount in each column on line 1c by the amount in column (d) on line 3c ~~~~~~~~~~ 6
7 Add lines 4 through 6 ~~~~~~~~~~~~~~~ 7
8 Divide line 7 by 3.0 ~~~~~~~~~~~~~~~~ 8 9aDivide line 2 by line 8 ~~~~~~~~~~~~~~~ 9a bExtraordinary items (see instructions) ~~~~~~~~ 9b c Add lines 9a and 9b ~~~~~~~~~~~~~~~ 9c 10 Figure the tax on the amt on ln 9c using the instr for Form 1120, Sch J, ln 2 (or comparable ln of corp's return) ~ 10 11aDivide the amount in columns (a) through (c) on line 3a by the amount in column (d) on line 3a ~~~~~~~ 11a bDivide the amount in columns (a) through (c) on line 3b by the amount in column (d) on line 3b ~~~~~~~ 11b c Divide the amount in columns (a) through (c) on line 3c by the amount in column (d) on line 3c ~~~~~~~ 11c 12 Add lines 11a though 11c ~~~~~~~~~~~~~ 12 13 Divide line 12 by 3.0 ~~~~~~~~~~~~~~~ 13 14 Multiply the amount in columns (a) through (c) of line 10 by columns (a) through (c) of line 13. In column (d), enter the amount from line 10, column (d) ~~~~~~~~ 14 15 Enter any alternative minimum tax for each payment period (see instructions) ~~~~~~~~~~~~~ 15
16 Enter any other taxes for each payment period (see instr) 16 17 Add lines 14 through 16 ~~~~~~~~~~~~~~ 17 18 For each period, enter the same type of credits as allowed on Form 2220, lines 1 and 2c (see instructions) ~~~ 18 19 Total tax after credits. Subtract line 18 from line 17. If zero or less, enter ‐0‐ 19 112821 12‐03‐11 JWA Form 2220 (2011) 614 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Form 2220 (2011) FORM 990‐PF Page 4 Part II ‐ Annualized Income Installment Method ** (a) (b) (c) (d) First 2 First 3 First 6 First 9 20 Annualization periods (see instructions) ~~~~~~~ 20 months months months months 21 Enter taxable income for each annualization period (see instructions for the treatment of extraordinary items) ~ 21 36699322. 36740331. 87837437. 131,515,974.
22 Annualization amounts (see instructions) ~~~~~~ 22 6.000000 4.000000 2.000000 1.333330
23aAnnualized taxable income. Multiply line 21 by line 22 ~ 23a 220,195,932. 146,961,324. 175,674,874. 175,354,194. bExtraordinary items (see instructions) ~~~~~~~~ 23b c Add lines 23a and 23b ~~~~~~~~~~~~~~ 23c 220,195,932. 146,961,324. 175,674,874. 175,354,194. 24 Figure the tax on the amount on line 23c using the instructions for Form 1120, Schedule J, line 2 (or comparable line of corporation's return) ~~~~~ 24 4,403,919. 2,939,226. 3,513,497. 3,507,084. 25 Enter any alternative minimum tax for each payment period (see instructions) ~~~~~~~~~~~~~~ 25
26 Enter any other taxes for each payment period (see instr) 26
27 Total tax. Add lines 24 through 26 ~~~~~~~~~ 27 4,403,919. 2,939,226. 3,513,497. 3,507,084. 28 For each period, enter the same type of credits as allowed on Form 2220, lines 1 and 2c (see instructions) ~~~ 28 29 Total tax after credits. Subtract line 28 from line 27. If zero or less, enter ‐0‐ ~~~~~~~~~~~~~~~ 29 4,403,919. 2,939,226. 3,513,497. 3,507,084.
30 Applicable percentage ~~~~~~~~~~~~~~ 30 25% 50% 75% 100%
31 Multiply line 29 by line 30 31 1,100,980. 1,469,613. 2,635,123. 3,507,084. Part III ‐ Required Installments
Note: Complete lines 32 through 38 of one column before 1st 2nd 3rd 4th completing the next column. installment installment installment installment 32 If only Part I or Part II is completed, enter the amount in each column from line 19 or line 31. If both parts are completed, enter the smaller of the amounts in each column from line 19 or line 31 ~~~~~~~~~~~ 32 1,100,980. 1,469,613. 2,635,123. 3,507,084. 33 Add the amounts in all preceding columns of line 38 (see instructions) ~~~~~~~~~~~~~~~~ 33 408,488. 1,469,613. 2,635,123. 34 Adjusted seasonal or annualized income installments. Subtract line 33 from line 32. If zero or less, enter ‐0‐ ~ 34 1,100,980. 1,061,125. 1,165,510. 871,961. 35 Enter 25% of line 5 on page 1 of Form 2220 in each column. Note: "Large corporations," see the instructions for line 10 for the amounts to enter ~~~~~~~~~ 35 408,488. 1,512,658. 960,573. 960,573. 36 Subtract line 38 of the preceding column from line 37 of the preceding column ~~~~~~~~~~~~~~ 36 451,533. 246,596.
37 Add lines 35 and 36 ~~~~~~~~~~~~~~~ 37 408,488. 1,512,658. 1,412,106. 1,207,169. 38 Required installments. Enter the smaller of line 34 or line 37 here and on page 1 of Form 2220, line 10 (see instructions) 38 408,488. 1,061,125. 1,165,510. 871,961. Form 2220 (2011) ** ANNUALIZED INCOME INSTALLMENT METHOD USING STANDARD OPTION
JWA 112822 12‐03‐11 615 15361113 756359 621570.00 2011.05000 THE ROCKEFELLER FOUNDATION 62157091