Return of Private Foundation 990-PF

OMB No. 1545‐0052 Form 990‐PF Return of Private Foundation or Section 4947(a)(1) Nonexempt Charitable Trust Treated as a Private Foundation Department of the Treasury 2010 Internal Revenue Service Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements. For calendar year 2010, or tax year beginning , and ending G Check all that apply: Initial return Initial return of a former public charity Final return Amended return Address change Name change Name of foundation A Employer identification number

THE ROCKEFELLER FOUNDATION 13‐1659629 Number and street (or P.O. box number if mail is not delivered to street address) Room/suite B Telephone number 420 FIFTH AVENUE 212‐852‐8361 City or town, state, and ZIP code C If exemption application is pending, check here~| NEW YORK, NY 10018‐2702 D 1. Foreign organizations, check here ~~| 2. Foreign organizations meeting the 85% test, H Check type of organization: X Section 501(c)(3) exempt private foundation check here and attach computation ~~~~| Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation E If private foundation status was terminated I Fair market value of all assets at end of year J Accounting method: Cash X Accrual under section 507(b)(1)(A), check here ~| (from Part II, col. (c), line 16) Other (specify) F If the foundation is in a 60‐month termination | $ 3,593,289,629. (Part I, column (d) must be on cash basis.) under section 507(b)(1)(B), check here~| Part I Analysis of Revenue and Expenses (a) Revenue and (b) Net investment (c) Adjusted net (d) Disbursements (The total of amounts in columns (b), (c), and (d) may not for charitable purposes necessarily equal the amounts in column (a).) expenses per books income income (cash basis only) 1 Contributions, gifts, grants, etc., received ~~~ N/A

2 Check | X if the foundation is not required to attach Sch. B Interest on savings and temporary 3 cash investments ~~~~~~~~~~~~~~ 1,318,789. 1,318,789. STATEMENT 1 4 Dividends and interest from securities~~~~~ 40,205,164. 59,896,222. STATEMENT 2 5a Gross rents ~~~~~~~~~~~~~~~~ b Net rental income or (loss) 6a Net gain or (loss) from sale of assets not on line 10 ~~ 156783125. Gross sales price for all b assets on line 6a ~~ 551075084. 7 Capital gain net income (from Part IV, line 2) ~~~~~ 145077392.

Revenue 8 Net short‐term capital gain ~~~~~~~~~ 9 Income modifications~~~~~~~~~~~~ Gross sales less returns 10a and allowances ~~~~ b Less: Cost of goods sold ~ c Gross profit or (loss) ~~~~~~~~~~~~ 11 Other income ~~~~~~~~~~~~~~~ 634,269. 149,094. STATEMENT 3 12 Total. Add lines 1 through 11 198941347. 206441497. 13 Compensation of officers, directors, trustees, etc.~~~ 3,574,129. 761,632. 2,812,497. 14 Other employee salaries and wages~~~~~~ 13,932,264. 2,283,388. 11,554,998. 15 Pension plans, employee benefits ~~~~~~ 7,446,862. 638,763. 6,066,649. 16a Legal fees~~~~~~~~~~~~~~~~~STMT 4 762,576. 321,225. 449,482. b Accounting fees ~~~~~~~~~~~~~~STMT 5 298,824. 126,773. 151,718. c Other professional fees ~~~~~~~~~~~STMT 6 9,607,817. 6,629,673. 2,818,292. 17 Interest ~~~~~~~~~~~~~~~~~~ 1,066,843. 3,850,076. 1,043,383. 18 Taxes~~~~~~~~~~~~~~~~~~~STMT 7 3,848,916. 300,757. 0. 19 Depreciation and depletion ~~~~~~~~~ 1,874,701. 148,130. 20 Occupancy ~~~~~~~~~~~~~~~~ 1,918,229. 102,080. 1,883,632. 21 Travel, conferences, and meetings ~~~~~~ 3,268,340. 270,549. 3,063,601. 22 Printing and publications ~~~~~~~~~~ 334,118. 39,018. 327,023. 23 Other expenses ~~~~~~~~~~~~~~STMT 8 3,050,154. 27,574,330. 3,300,977. 24 Total operating and administrative expenses. Add lines 13 through 23 ~~~~~ 50,983,773. 43,046,394. 33,472,252.

Operating and Administrative Expenses 25 Contributions, gifts, grants paid ~~~~~~~ 140905261. 139408226. 26 Total expenses and disbursements. Add lines 24 and 25 191889034. 43,046,394. 172880478. 27 Subtract line 26 from line 12: a Excess of revenue over expenses and disbursements ~ 7,052,313. b Net investment income (if negative, enter ‐0‐)~~~ 163395103. c Adjusted net income (if negative, enter ‐0‐) N/A 023501 12‐07‐10 LHA For Paperwork Reduction Act Notice, see the instructions. Form 990‐PF (2010) 1 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 Form 990‐PF (2010) THE ROCKEFELLER FOUNDATION 13‐1659629 Page 2 Beginning of year End of year Part II Balance Sheets Attached schedules and amounts in the description column should be for end‐of‐year amounts only. (a) Book Value (b) Book Value (c) Fair Market Value 1 Cash ‐ non‐interest‐bearing~~~~~~~~~~~~~~~~~~~ 3,139,463. 8,655,202. 8,655,202. 2 Savings and temporary cash investments ~~~~~~~~~~~~ 65,310,000. 100,252,658. 100,252,658. 3 Accounts receivable 9 Less: allowance for doubtful accounts 9 4 Pledges receivable 9 Less: allowance for doubtful accounts 9 5 Grants receivable ~~~~~~~~~~~~~~~~~~~~~~~ 6 Receivables due from officers, directors, trustees, and other disqualified persons ~~~~~~~~~~~~~~~~~~~~~~ 7 Other notes and loans receivable ~~~~~~~~9 Less: allowance for doubtful accounts 9 8 Inventories for sale or use ~~~~~~~~~~~~~~~~~~~ 9 Prepaid expenses and deferred charges ~~~~~~~~~~~~~ 416,736. 403,427. 403,427.

Assets 10a Investments ‐ U.S. and state government obligations ~~~~~~~STMT 11 190,910,315. 737,872. 737,872. b Investments ‐ corporate stock ~~~~~~~~~~~~~~~~~STMT 12 1,151,837,171. 1,285,371,240. 1,285,371,240. c Investments ‐ corporate bonds ~~~~~~~~~~~~~~~~~STMT 13 296,625. 41,170. 41,170. 11 Investments ‐ land, buildings, and equipment: basis ~~9 Less: accumulated depreciation ~~~~~~~~9 12 Investments ‐ mortgage loans ~~~~~~~~~~~~~~~~~ 13 Investments ‐ other ~~~~~~~~~~~~~~~~~~~~~~STMT 14 1,847,126,024. 2,141,700,676. 2,141,700,676. 14 Land, buildings, and equipment: basis 9 35,175,877. Less: accumulated depreciation ~~~~~~~~STMT 15 9 13,676,564. 21,576,405. 21,499,313. 21,499,313. 15 Other assets (describe 9 STATEMENT 16) 36,487,939. 34,628,071. 34,628,071.

16 Total assets (to be completed by all filers) 3,317,100,678. 3,593,289,629. 3,593,289,629. 17 Accounts payable and accrued expenses ~~~~~~~~~~~~~ 8,521,154. 8,303,766. 18 Grants payable ~~~~~~~~~~~~~~~~~~~~~~~~ 42,800,342. 45,429,636. 19 Deferred revenue ~~~~~~~~~~~~~~~~~~~~~~~ 20 Loans from officers, directors, trustees, and other disqualified persons ~~~~ 21 Mortgages and other notes payable ~~~~~~~~~~~~~~~ Liabilities 22 Other liabilities (describe 9 STATEMENT 17) 44,923,239. 47,379,070.

23 Total liabilities (add lines 17 through 22) 96,244,735. 101,112,472. Foundations that follow SFAS 117, check here 9 X and complete lines 24 through 26 and lines 30 and 31. 24 Unrestricted ~~~~~~~~~~~~~~~~~~~~~~~~~ 3,220,855,943. 3,492,177,157. 25 Temporarily restricted ~~~~~~~~~~~~~~~~~~~~~ 26 Permanently restricted~~~~~~~~~~~~~~~~~~~~~ Foundations that do not follow SFAS 117, check here 9 and complete lines 27 through 31. 27 Capital stock, trust principal, or current funds ~~~~~~~~~~~ 28 Paid‐in or capital surplus, or land, bldg., and equipment fund ~~~~ 29 Retained earnings, accumulated income, endowment, or other funds~ 30 Total net assets or fund balances~~~~~~~~~~~~~~~~ 3,220,855,943. 3,492,177,157. Net Assets or Fund Balances

31 Total liabilities and net assets/fund balances 3,317,100,678. 3,593,289,629. Part III Analysis of Changes in Net Assets or Fund Balances

1 Total net assets or fund balances at beginning of year ‐ Part II, column (a), line 30 (must agree with end‐of‐year figure reported on prior year's return) ~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1 3,220,855,943. 2 Enter amount from Part I, line 27a ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2 7,052,313. 3 Other increases not included in line 2 (itemize) 9 SEE STATEMENT 9 3 269,643,639. 4 Add lines 1, 2, and 3 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 4 3,497,551,895. 5 Decreases not included in line 2 (itemize) 9 SEE STATEMENT 10 5 5,374,738. 6 Total net assets or fund balances at end of year (line 4 minus line 5) ‐ Part II, column (b), line 30 6 3,492,177,157. Form 990‐PF (2010) 023511 12‐07‐10 2 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 Form 990‐PF (2010) THE ROCKEFELLER FOUNDATION 13‐1659629 Page 3 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold (e.g., real estate, (b) How acquired (c) Date acquired (d) Date sold P ‐ Purchase 2‐story brick warehouse; or common stock, 200 shs. MLC Co.) D ‐ Donation (mo., day, yr.) (mo., day, yr.) 1a b SEE ATTACHED STATEMENTS c d e (e) Gross sales price (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (or allowable) plus expense of sale (e) plus (f) minus (g) a b c d e 551,075,084. 482,534,222. 145,077,392. Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus (j) Adjusted basis (k) Excess of col. (i) col. (k), but not less than ‐0‐) or Losses (from col. (h)) (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any a b c d e 145,077,392. rIf gain, also enter in Part I, line 7 p 2 Capital gain net income or (net capital loss) sqIf (loss), enter ‐0‐ in Part I, line 7 ~~~~~~ om 2 145,077,392. 3 Net short‐term capital gain or (loss) as defined in sections 1222(5) and (6): If gain, also enter in Part I, line 8, column (c). p If (loss), enter ‐0‐ in Part I, line 8 om 3 N/A Part V Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? ~~~~~~~~~~~~~~~~ Yes X No If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part. 1 Enter the appropriate amount in each column for each year; see instructions before making any entries. (a) (b) (c) (d) Base period years Distribution ratio Calendar year (or tax year beginning in) Adjusted qualifying distributions Net value of noncharitable‐use assets (col. (b) divided by col. (c)) 2009 177,768,975. 3,021,756,161. .058830 2008 181,791,285. 3,705,828,203. .049056 2007 201,037,622. 3,907,395,237. .051451 2006 176,543,866. 3,450,686,830. .051162 2005 148,240,608. 3,134,571,075. .047292

2 Total of line 1, column (d)~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2 .257791 3 Average distribution ratio for the 5‐year base period ‐ divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3 .051558

4 Enter the net value of noncharitable‐use assets for 2010 from Part X, line 5 ~~~~~~~~~~~~~~~~~~~~~ 4 3,254,142,493.

5 Multiply line 4 by line 3 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 5 167,777,079.

6 Enter 1% of net investment income (1% of Part I, line 27b) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 6 1,633,951.

7 Add lines 5 and 6 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 7 169,411,030.

8 Enter qualifying distributions from Part XII, line 4~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 8 176,058,849. If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

023521 12‐07‐10 Form 990‐PF (2010) 3 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 Form 990‐PF (2010) THE ROCKEFELLER FOUNDATION 13‐1659629 Page 4 Part VI Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948 ‐ see instructions) 1a Exempt operating foundations described in section 4940(d)(2), check here | and enter "N/A" on line 1. p Date of ruling or determination letter: (attach copy of letter if necessary‐see instructions) n b Domestic foundations that meet the section 4940(e) requirements in Part V, check here | X and enter 1% mn 1 1,633,951. of Part I, line 27b~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ n c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b). on 2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter ‐0‐)~~~~~~~~~ 2 0. 3 Add lines 1 and 2 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3 1,633,951. 4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter ‐0‐) ~~~~~~~~ 4 0. 5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter ‐0‐ ~~~~~~~~~~~~~~~~~ 5 1,633,951. 6 Credits/Payments: a 2010 estimated tax payments and 2009 overpayment credited to 2010 ~~~~~~~~ 6a 3,102,777. b Exempt foreign organizations ‐ tax withheld at source ~~~~~~~~~~~~~~~~ 6b c Tax paid with application for extension of time to file (Form 8868)~~~~~~~~~~~ 6c 645,783. d Backup withholding erroneously withheld ~~~~~~~~~~~~~~~~~~~~~ 6d 7 Total credits and payments. Add lines 6a through 6d ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 7 3,748,560. 8 Enter any penalty for underpayment of estimated tax. Check here X if Form 2220 is attached ~~~~~~~~~~~~~ 8 9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed ~~~~~~~~~~~~~~~~~~~~ | 9 10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid ~~~~~~~~~~~~~~ | 10 2,114,609. 11 Enter the amount of line 10 to be: Credited to 2011 estimated tax | 2,114,609. Refunded | 11 0. Part VII‐A Statements Regarding Activities 1a During the tax year, did the foundation attempt to influence any national, state, or local legislation or did it participate or intervene in Yes No any political campaign? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1a X b Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see instructions for definition)? ~~~~~~ 1b X If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials published or distributed by the foundation in connection with the activities. c Did the foundation file Form 1120‐POL for this year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1c X d Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year: (1) On the foundation. | $ 0. (2) On foundation managers. | $ 0. e Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed on foundation managers. | $ 0. 2 Has the foundation engaged in any activities that have not previously been reported to the IRS? ~~~~~~~~~~~~~~~~~~~~ 2 X If "Yes," attach a detailed description of the activities. 3 Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes ~~~~~~~~~~~~~~~~~~~~~ 3 X 4a Did the foundation have unrelated business gross income of $1,000 or more during the year? ~~~~~~~~~~~~~~~~~~~~~ 4a X b If "Yes," has it filed a tax return on Form 990‐T for this year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 4b X 5 Was there a liquidation, termination, dissolution, or substantial contraction during the year? ~~~~~~~~~~~~~~~~~~~~~~ 5 X If "Yes," attach the statement required by General Instruction T. 6 Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either: ¥ By language in the governing instrument, or ¥ By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict with the state law remain in the governing instrument? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 6 X 7 Did the foundation have at least $5,000 in assets at any time during the year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 7 X If "Yes," complete Part II, col. (c), and Part XV. 8a Enter the states to which the foundation reports or with which it is registered (see instructions) 9 NY b If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990‐PF to the Attorney General (or designate) of each state as required by General Instruction G? If "No," attach explanation ~~~~~~~~~~~~~~~~~~~~~~~~~ 8b X 9 Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3) or 4942(j)(5) for calendar year 2010 or the taxable year beginning in 2010 (see instructions for Part XIV)? If "Yes," complete Part XIV~~~~~~~~~~~~~~ 9 X 10 Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses 10 X Form 990‐PF (2010)

023531 12‐07‐10 4 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 Form 990‐PF (2010) THE ROCKEFELLER FOUNDATION 13‐1659629 Page 5 Part VII‐A Statements Regarding Activities (continued) 11 At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the meaning of section 512(b)(13)? If "Yes," attach schedule (see instructions)~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~SEE STATEMENT 19 11 X 12 Did the foundation acquire a direct or indirect interest in any applicable insurance contract before August 17, 2008? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 12 X 13 Did the foundation comply with the public inspection requirements for its annual returns and exemption application? ~~~~~~~~~~~ 13 X Website address | WWW.ROCKEFELLERFOUNDATION.ORG 14 The books are in care of | ELLEN TAUS, CFO Telephone no. |212‐852‐8361 Located at | 420 FIFTH AVENUE, NEW YORK, NY ZIP+4 |10018‐2702 15 Section 4947(a)(1) nonexempt charitable trusts filing Form 990‐PF in lieu of Form 1041 ‐ Check here ~~~~~~~~~~~~~~~~~~~~~~~ | and enter the amount of tax‐exempt interest received or accrued during the year ~~~~~~~~~~~~~~~~~~~ | 15 N/A 16 At any time during calendar year 2010, did the foundation have an interest in or a signature or other authority over a bank, Yes No securities, or other financial account in a foreign country? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 16 X See page 20 of the instructions for exceptions and filing requirements for Form TD F 90‐22.1. If "Yes," enter the name of the foreign country| SEE STATEMENT 18 Part VII‐B Statements Regarding Activities for Which Form 4720 May Be Required File Form 4720 if any item is checked in the "Yes" column, unless an exception applies. Yes No 1a During the year did the foundation (either directly or indirectly): (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ~~~~~~~~~~~~~~ Yes X No (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from) a disqualified person? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X No (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ~~~~~~~~~~~~~ X Yes No (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ~~~~~~~~~~~~~~ X Yes No (5) Transfer any income or assets to a disqualified person (or make any of either available for the benefit or use of a disqualified person)?~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X No (6) Agree to pay money or property to a government official? (Exception. Check "No" if the foundation agreed to make a grant to or to employ the official for a period after termination of government service, if terminating within 90 days.) ~~~~~~~~~~~~~~~~~~~~~ Yes X No b If any answer is "Yes" to 1a(1)‐(6), did any of the acts fail to qualify under the exceptions described in Regulations section 53.4941(d)‐3 or in a current notice regarding disaster assistance (see page 22 of the instructions)? ~~~~~~~~~~~~~~~ 1b X Organizations relying on a current notice regarding disaster assistance check here ~~~~~~~~~~~~~~~~~~~~~~| c Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts, that were not corrected before the first day of the tax year beginning in 2010?~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1c X 2 Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private operating foundation defined in section 4942(j)(3) or 4942(j)(5)): a At the end of tax year 2010, did the foundation have any undistributed income (lines 6d and 6e, Part XIII) for tax year(s) beginning before 2010? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X No If "Yes," list the years | , , , b Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2) (relating to incorrect valuation of assets) to the year's undistributed income? (If applying section 4942(a)(2) to all years listed, answer "No" and attach statement ‐ see instructions.) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~N/A 2b c If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here. | , , , 3a Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at any time during the year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ X Yes No b If "Yes," did it have excess business holdings in 2010 as a result of (1) any purchase by the foundation or disqualified persons after May 26, 1969; (2) the lapse of the 5‐year period (or longer period approved by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3) the lapse of the 10‐, 15‐, or 20‐year first phase holding period? (Use Schedule C, Form 4720, to determine if the foundation had excess business holdings in 2010.) ~~~~~~~~~~~~~~~~~~~~~~ 3b X 4a Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes? ~~~~~~~~~~~~~ 4a X b Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2010? 4b X Form 990‐PF (2010)

023541 12‐07‐10 5 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 Form 990‐PF (2010) THE ROCKEFELLER FOUNDATION 13‐1659629 Page 6 Part VII‐B Statements Regarding Activities for Which Form 4720 May Be Required (continued) 5a During the year did the foundation pay or incur any amount to: (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?~~~~~~~~~~~~~ Yes X No (2) Influence the outcome of any specific public election (see section 4955); or to carry on, directly or indirectly, any voter registration drive? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X No (3) Provide a grant to an individual for travel, study, or other similar purposes? ~~~~~~~~~~~~~~~~~ X Yes No (4) Provide a grant to an organization other than a charitable, etc., organization described in section 509(a)(1), (2), or (3), or section 4940(d)(2)? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ X Yes No (5) Provide for any purpose other than religious, charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X No b If any answer is "Yes" to 5a(1)‐(5), did any of the transactions fail to qualify under the exceptions described in Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ~~~~~~~~~~~~~~~~~~~~~~~~ 5b X Organizations relying on a current notice regarding disaster assistance check here ~~~~~~~~~~~~~~~~~~~~~ | c If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the tax because it maintained expenditure responsibility for the grant?~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~SEE STATEMENT 21 X Yes No If "Yes," attach the statement required by Regulations section 53.4945‐5(d). 6a Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on a personal benefit contract? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X No b Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ~~~~~~~~~~~~~~~~ 6b X If "Yes" to 6b, file Form 8870. 7a At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? ~~~~~~~~~ Yes X No b If "Yes," did the foundation receive any proceeds or have any net income attributable to the transaction? N/A 7b Information About Officers, Directors, Trustees, Foundation Managers, Highly Part VIII Paid Employees, and Contractors 1 List all officers, directors, trustees, foundation managers and their compensation. (b) Title, and average (c) Compensation (d) Contributions to (e) Expense employee benefit plans (a) Name and address hours per week devoted (If not paid, and deferred account, other to position enter ‐0‐) compensation allowances

SEE STATEMENT 20 3,574,129. 404195. 0.

2 Compensation of five highest‐paid employees (other than those included on line 1). If none, enter "NONE." (b) Title, and average (d) Contributions to (e) Expense employee benefit plans (a) Name and address of each employee paid more than $50,000 hours per week (c) Compensation and deferred account, other devoted to position compensation allowances CHUN LAI DEPUTY CHIEF INVESTMENT OFFICER 420 FIFTH AVENUE, NEW YORK, NY 10018 45.00 389,811. 65,954. 0. CHRISTOPHER VAN BUREN MANAGING DIRECTOR, INVESTMENTS 420 FIFTH AVENUE, NEW YORK, NY 10018 45.00 313,926. 57,417. 0. MICHELLE PAK MANAGING DIRECTOR, INVESTMENTS 420 FIFTH AVENUE, NEW YORK, NY 10018 45.00 298,300. 65,780. 0. ARIEL PABLOS‐MENDEZ MANAGING DIRECTOR 420 FIFTH AVENUE, NEW YORK, NY 10018 45.00 279,500. 65,476. 0. DOUGLASS COYLE MANAGING DIRECTOR, INVESTMENTS 420 FIFTH AVENUE, NEW YORK, NY 10018 45.00 291,533. 46,951. 0. Total number of other employees paid over $50,000 | 102 Form 990‐PF (2010)

023551 12‐07‐10 6 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 Form 990‐PF (2010) THE ROCKEFELLER FOUNDATION 13‐1659629 Page 7 Part VIII Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors (continued) 3 Five highest‐paid independent contractors for professional services. If none, enter "NONE." (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation STATE STREET BANK AND TRUST 2 AVENUE DE LAFAYETTE, BOSTON, MA 02111 CUSTODIAL SERVICES 1,236,217. MARATHON ASSET MANAGEMENT, LP INVESTMENT ONE BRYANT PARK 38TH FL., NEW YORK, NY 10036 MANAGEMENT 924,302. GENERATION INVESTMENT MANAGEMENT U.S., LLP INVESTMENT ONE BRYANT PARK 48TH FL., NEW YORK, NY 10036 MANAGEMENT 802,848. SOUTHEASTERN ASSET MANAGEMENT INVESTMENT 6410 POPLAR AVE, STE. 900, MEMPHIS, TN 38119 MANAGEMENT 622,532. BAILLIE GIFFORD & CO. INVESTMENT CALTON SQUARE 1 GREENSIDE ROW, UNITED KINGDOM MANAGEMENT 608,374. Total number of others receiving over $50,000 for professional services 9 59 Part IX‐A Summary of Direct Charitable Activities List the foundation's four largest direct charitable activities during the tax year. Include relevant statistical information such as the Expenses number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. 1 SEE STATEMENTS 28 AND 29

3,954,257. 2

Part IX‐B Summary of Program‐Related Investments Describe the two largest program‐related investments made by the foundation during the tax year on lines 1 and 2. Amount 1

SEE STATEMENT 22 407,295. 2

SEE STATEMENT 23 493,281. All other program‐related investments. See instructions. 3 SEE STATEMENTS 32 AND 33

232,415. Total. Add lines 1 through 3 J 1,132,991. Form 990‐PF (2010)

023561 12‐07‐10 7 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 Form 990‐PF (2010) THE ROCKEFELLER FOUNDATION 13‐1659629 Page 8

Part X Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

1 Fair market value of assets not used (or held for use) directly in carrying out charitable, etc., purposes: a Average monthly fair market value of securities ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1a 3,275,064,574. b Average of monthly cash balances ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1b 22,307,778. c Fair market value of all other assets ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1c 6,325,610. d Total (add lines 1a, b, and c) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1d 3,303,697,962. e Reduction claimed for blockage or other factors reported on lines 1a and 1c (attach detailed explanation) ~~~~~~~~~~~~~~~~~~~~~~ 1e 0. 2 Acquisition indebtedness applicable to line 1 assets ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2 0. 3 Subtract line 2 from line 1d~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3 3,303,697,962. 4 Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see instructions) ~~~~~~~~ 4 49,555,469. 5 Net value of noncharitable‐use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4 ~~~~~~~~~~ 5 3,254,142,493. 6 Minimum investment return. Enter 5% of line 5 6 162,707,125. Distributable Amount (Section 4942(j)(3) and (j)(5) private operating foundations and certain Part XI (see instructions) foreign organizations check here 9 and do not complete this part.) 1 Minimum investment return from Part X, line 6 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1 162,707,125. 2a Tax on investment income for 2010 from Part VI, line 5 ~~~~~~~~~~~ 2a 1,633,951. b Income tax for 2010. (This does not include the tax from Part VI.) ~~~~~~~ 2b c Add lines 2a and 2b ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2c 1,633,951. 3 Distributable amount before adjustments. Subtract line 2c from line 1 ~~~~~~~~~~~~~~~~~~~~~~~ 3 161,073,174. 4 Recoveries of amounts treated as qualifying distributions~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 4 4,096,866. 5 Add lines 3 and 4 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 5 165,170,040. 6 Deduction from distributable amount (see instructions) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 6 0. 7 Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 7 165,170,040.

Part XII Qualifying Distributions (see instructions)

1 Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes: a Expenses, contributions, gifts, etc. ‐ total from Part I, column (d), line 26 ~~~~~~~~~~~~~~~~~~~~~~ 1a 172,880,478. b Program‐related investments ‐ total from Part IX‐B ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1b 1,132,991. 2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc., purposes~~~~~~~~~ 2 2,045,380. 3 Amounts set aside for specific charitable projects that satisfy the: a Suitability test (prior IRS approval required)~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3a b Cash distribution test (attach the required schedule) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3b 4 Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4~~~~~~~~~ 4 176,058,849. 5 Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment income. Enter 1% of Part I, line 27b ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 5 1,633,951. 6 Adjusted qualifying distributions. Subtract line 5 from line 4 ~~~~~~~~~~~~~~~~~~~~~~~~~~~ 6 174,424,898. Note. The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for the section 4940(e) reduction of tax in those years. Form 990‐PF (2010)

023571 12‐07‐10 8 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 Form 990‐PF (2010) THE ROCKEFELLER FOUNDATION 13‐1659629 Page 9

Part XIII Undistributed Income (see instructions)

(a) (b) (c) (d) Corpus Years prior to 2009 2009 2010 1 Distributable amount for 2010 from Part XI, line 7 ~~~~~~~~~~~~~~~~~ 165,170,040. 2 Undistributed income, if any, as of the end of 2010: a Enter amount for 2009 only ~~~~~~~ 0. b Total for prior years: , , 0. 3 Excess distributions carryover, if any, to 2010: aFrom 2005 ~~~ bFrom 2006 ~~~ 134,627,267. c From 2007 ~~~ 14448470. dFrom 2008 ~~~ eFrom 2009 ~~~ 24024684. f Total of lines 3a through e ~~~~~~~~ 173,100,421. 4 Qualifying distributions for 2010 from Part XII, line 4: 9 $ 176058849. aApplied to 2009, but not more than line 2a ~ 0. bApplied to undistributed income of prior years (Election required ‐ see instructions) ~ 0. c Treated as distributions out of corpus (Election required ‐ see instructions) ~~~ 0. dApplied to 2010 distributable amount ~~~ 165,170,040. eRemaining amount distributed out of corpus 10,888,809. 5 Excess distributions carryover applied to 2010 ~~ 0. 0. (If an amount appears in column (d), the same amount must be shown in column (a).) 6 Enter the net total of each column as indicated below: a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 ~~ 183,989,230. bPrior years' undistributed income. Subtract line 4b from line 2b ~~~~~~~~~~~ 0. c Enter the amount of prior years' undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed ~~~~~~~~~~~~~~~ 0. dSubtract line 6c from line 6b. Taxable amount ‐ see instructions ~~~~~~~~ 0. eUndistributed income for 2009. Subtract line 4a from line 2a. Taxable amount ‐ see instr.~ 0. f Undistributed income for 2010. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2011 ~~~~~~~~~~ 0. 7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) ~~~~ 0. 8 Excess distributions carryover from 2005 not applied on line 5 or line 7 ~~~~~~~ 0. 9 Excess distributions carryover to 2011. Subtract lines 7 and 8 from line 6a ~~~~ 183,989,230. 10 Analysis of line 9: aExcess from 2006~ 134,627,267. bExcess from 2007~ 14448470. c Excess from 2008~ dExcess from 2009~ 24024684. eExcess from 2010 10888809. Form 990‐PF (2010) 023581 12‐07‐10 9 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 Form 990‐PF (2010) THE ROCKEFELLER FOUNDATION 13‐1659629 Page 10 Part XIV Private Operating Foundations (see instructions and Part VII‐A, question 9) N/A 1 a If the foundation has received a ruling or determination letter that it is a private operating foundation, and the ruling is effective for 2010, enter the date of the ruling ~~~~~~~~~~~ 9 b Check box to indicate whether the foundation is a private operating foundation described in section ~~~ 4942(j)(3) or 4942(j)(5) 2 a Enter the lesser of the adjusted net Tax year Prior 3 years income from Part I or the minimum (a) 2010 (b) 2009 (c) 2008 (d) 2007 (e) Total investment return from Part X for each year listed ~~~~~~~~~ b 85% of line 2a ~~~~~~~~~~ c Qualifying distributions from Part XII, line 4 for each year listed ~~~~~ d Amounts included in line 2c not used directly for active conduct of exempt activities ~~~~~~~~~ e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c~~~~ 3 Complete 3a, b, or c for the alternative test relied upon: a "Assets" alternative test ‐ enter: (1) Value of all assets ~~~~~~ (2) Value of assets qualifying under section 4942(j)(3)(B)(i) ~ b "Endowment" alternative test ‐ enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed ~~~~~~~~~~~~~~ c "Support" alternative test ‐ enter: (1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties)~~~~ (2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii) ~~~ (3) Largest amount of support from an exempt organization ~~~~ (4) Gross investment income Part XV Supplementary Information (Complete this part only if the foundation had $5,000 or more in assets at any time during the year‐see the instructions.) 1 Information Regarding Foundation Managers: a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).) NONE b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10% or greater interest. NONE 2 Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs: Check here 9 if the foundation only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see instructions) to individuals or organizations under other conditions, complete items 2a, b, c, and d. a The name, address, and telephone number of the person to whom applications should be addressed: OFFICE OF GRANTS MANAGEMENT, 212‐852‐8465 420 FIFTH AVENUE, NEW YORK, NY 10018 b The form in which applications should be submitted and information and materials they should include: SEE STATEMENTS 26 AND 27 c Any submission deadlines: SEE STATEMENTS 26 AND 27 d Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other factors: SEE STATEMENTS 26 AND 27

023601 12‐07‐10 Form 990‐PF (2010) 10 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 Form 990‐PF (2010) THE ROCKEFELLER FOUNDATION 13‐1659629 Page 11 Part XV Supplementary Information (continued) 3 Grants and Contributions Paid During the Year or Approved for Future Payment Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address (home or business) any foundation manager or substantial contributor recipient a Paid during the year

SEE STATEMENT 24 Total 9 3a 139,408,226. b Approved for future payment

Total SEE STATEMENT 25 9 3b 45,429,636. 023611 12‐07‐10 Form 990‐PF (2010) 11 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 Form 990‐PF (2010) THE ROCKEFELLER FOUNDATION 13‐1659629 Page 12 Part XVI‐A Analysis of Income‐Producing Activities

Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e) (c) (a) (b) Exclu‐ (d) Related or exempt Business Amount sion 1 Program service revenue: code code Amount function income a b c d e f g Fees and contracts from government agencies ~~~ 2 Membership dues and assessments ~~~~~~~~~ 3 Interest on savings and temporary cash investments ~~~~~~~~~~~~~~~~~~~~ 14 1,318,789. 4 Dividends and interest from securities ~~~~~~~~ 525990 3,275,882. 14 36,929,282. 5 Net rental income or (loss) from real estate: a Debt‐financed property ~~~~~~~~~~~~~ b Not debt‐financed property ~~~~~~~~~~~~ 6 Net rental income or (loss) from personal property ~~~~~~~~~~~~~~~~~~~~~ 7 Other investment income ~~~~~~~~~~~~~~ 14 0. 8 Gain or (loss) from sales of assets other than inventory ~~~~~~~~~~~~~~~~~~~ 525990 2,822,459. 18 153,960,666. 9 Net income or (loss) from special events ~~~~~~~ 10 Gross profit or (loss) from sales of inventory ~~~~~ 11 Other revenue: a UBI TAX BENEFIT 01 500,033. b OTHER INCOME 01 13,827. c PROGRAM RELATED d INVESTMENT INTEREST 14 120,409. e UBI 525990 ‐3,092,524. 14 3,092,524. 12 Subtotal. Add columns (b), (d), and (e) ~~~~~~~~ 3,005,817. 195,935,530. 0. 13 Total. Add line 12, columns (b), (d), and (e) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 13 198,941,347. (See worksheet in line 13 instructions to verify calculations.) Part XVI‐B Relationship of Activities to the Accomplishment of Exempt Purposes

Line No. Explain below how each activity for which income is reported in column (e) of Part XVI‐A contributed importantly to the accomplishment of < the foundation's exempt purposes (other than by providing funds for such purposes).

023621 12‐07‐10 Form 990‐PF (2010) 12 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 Form 990‐PF (2010) THE ROCKEFELLER FOUNDATION 13‐1659629 Page 13 Part XVII Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations 1 Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of Yes No the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations? a Transfers from the reporting foundation to a noncharitable exempt organization of: (1) Cash ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1a(1) X (2) Other assets~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1a(2) X b Other transactions: (1) Sales of assets to a noncharitable exempt organization ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1b(1) X (2) Purchases of assets from a noncharitable exempt organization ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1b(2) X (3) Rental of facilities, equipment, or other assets ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1b(3) X (4) Reimbursement arrangements~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1b(4) X (5) Loans or loan guarantees ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1b(5) X (6) Performance of services or membership or fundraising solicitations ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1b(6) X c Sharing of facilities, equipment, mailing lists, other assets, or paid employees ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1c X d If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received. (a)Line no. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements A1 190,000.AARP SEE STATEMENT 26 AMERICAN VETERINARY MEDICAL A1 25,000.ASSOCIATION ROCKEFELLER FOUNDATION VOLUNTARY EMPLOYEE A1 95,760.BENEFICIARY ASSOCIATION

2a Is the foundation directly or indirectly affiliated with, or related to, one or more tax‐exempt organizations described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X No b If "Yes," complete the following schedule. (a) Name of organization (b) Type of organization (c) Description of relationship N/A

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge. Sign Here CHIEF FINANCIAL OFFICER = Signature of officer or trustee Date = Title Print/Type preparer's name Preparer's signature Date Check if PTIN self‐ employed Paid THOMAS F. BLANEY Preparer Firm's name 9O'CONNOR DAVIES MUNNS & DOBBINS, LLP Firm's EIN 9 Use Only Firm's address 960 EAST 42ND STREET, 36TH FL. NEW YORK, NY 10165‐3698 Phone no. (212)286‐2600 Form 990‐PF (2010)

023622 04‐26‐11 13 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 CONTINUATION FOR 990‐PF, PART IV THE ROCKEFELLER FOUNDATION 13‐1659629 PAGE 1 OF 7 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, (b) How acquired (c) Date acquired (d) Date sold P ‐ Purchase 2‐story brick warehouse; or common stock, 200 shs. MLC Co. D ‐ Donation (mo., day, yr.) (mo., day, yr.) 1a PUBLICLY TRADED EQUITIES b PUBLICLY TRADED FIXED INCOME c MISCELLANEOUS d ADVENT (TA ASSOCIATES) 6 P e AETOS ASIA P f CP 3 (CARMEL 3) P g DA VINCI 3 P h FREMONT 1 P i GREENFIELD ACQUISITION 3 P j ORION EUROPEAN 2 P k ORION EUROPEAN 3 P l PHOENIX ASIA 3 P m QUADRANGLE ‐ NCP 4 P n SRI REIT ‐ SHORENSTEIN 6 P o SRI REIT ‐ SHORENSTEIN 9 P (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a 550,507,262. 482,079,365. 68,427,897. b 567,822. 454,857. 112,965. c 5,547,084. d 817,405. e ‐233,282. f 55,120. g 163,162. h 284,796. i 300,000. j ‐1,710. k ‐3,745. l 30,722. m 81,400. n 960,428. o 50,987. Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Losses (from col. (h)) (j) Adjusted basis (k) Excess of col. (i) Gains (excess of col. (h) gain over col. (k), (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any but not less than "‐0‐") a 68,427,897. b 112,965. c 5,547,084. d 817,405. e ‐233,282. f 55,120. g 163,162. h 284,796. i 300,000. j ‐1,710. k ‐3,745. l 30,722. m 81,400. n 960,428. o 50,987.

~~ If gain, also enter in Part I, line 7 ~~~~~~ 2 Capital gain net income or (net capital loss) iIf (loss), enter "‐0‐" in Part I, line 7 j 2 3 Net short‐term capital gain or (loss) as defined in sections 1222(5) and (6): p If gain, also enter in Part I, line 8, column (c). m If (loss), enter "‐0‐" in Part I, line 8 o 3

023591 05‐01‐10 14 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 CONTINUATION FOR 990‐PF, PART IV THE ROCKEFELLER FOUNDATION 13‐1659629 PAGE 2 OF 7 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, (b) How acquired (c) Date acquired (d) Date sold P ‐ Purchase 2‐story brick warehouse; or common stock, 200 shs. MLC Co. D ‐ Donation (mo., day, yr.) (mo., day, yr.) 1a ARCLIGHT 4 P b CADENT ENERGY 2 P c COMMON FUND NATURAL RESOURCES 7 P d COMMONFUND NAT. RESOURCES P e LIME ROCK RESOURCES P f QUANTUM ENERGY 4 P g LYME FOREST FUND P h FORTRESS COMMODITIES P i ACCEL 9 P j BATTERY VENTURES 6 P k BATTERY VENTURES 7 P l BATTERY VENTURES 8 P m BENCHMARK 4 P n BENCHMARK 6 P o CHARLES RIVER PARTNERSHIP 11 P (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a 86,515. b 40,752. c 43,972. d 366,585. e 486,921. f 1,536,667. g 195,000. h 473,268. i 6,856,838. j 1,042,415. k 1,508,437. l 57,420. m 1,198,204. n 240,204. o 28,956. Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Losses (from col. (h)) (j) Adjusted basis (k) Excess of col. (i) Gains (excess of col. (h) gain over col. (k), (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any but not less than "‐0‐") a 86,515. b 40,752. c 43,972. d 366,585. e 486,921. f 1,536,667. g 195,000. h 473,268. i 6,856,838. j 1,042,415. k 1,508,437. l 57,420. m 1,198,204. n 240,204. o 28,956.

023591 05‐01‐10 15 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 CONTINUATION FOR 990‐PF, PART IV THE ROCKEFELLER FOUNDATION 13‐1659629 PAGE 3 OF 7 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, (b) How acquired (c) Date acquired (d) Date sold P ‐ Purchase 2‐story brick warehouse; or common stock, 200 shs. MLC Co. D ‐ Donation (mo., day, yr.) (mo., day, yr.) 1a CROSSPOINT 2000 P b DELPHI VENTURES 4 P c HIGHLAND CAPITAL PARTNERS 5 P d HIGHLAND CAPITAL PARTNERS 6 P e NEA 10 P f NEA 11 P g NEA 9 P h POLARIS VENTURES 4 P i REDPOINT VENTURES 2 P j SB ASIA INVESTMENT 2 (SAIF 2) P k SEQUOIA CAPITAL 10 P l SEQUOIA CAPITAL 12 P m SEQUOIA CAPITAL CHINA 1 P n SEQUOIA CAPITAL GROWTH 3 P o SEQUOIA INDIA GROWTH 1 P (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a 4,512,425. b 2,483,605. c 436,367. d 1,097,772. e 91,350. f 1,482,614. g 164,863. h 398,781. i 1,337,657. j 2,260. k 2,885,315. l 1,061,329. m 553,639. n 2,083,062. o 453,468. Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Losses (from col. (h)) (j) Adjusted basis (k) Excess of col. (i) Gains (excess of col. (h) gain over col. (k), (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any but not less than "‐0‐") a 4,512,425. b 2,483,605. c 436,367. d 1,097,772. e 91,350. f 1,482,614. g 164,863. h 398,781. i 1,337,657. j 2,260. k 2,885,315. l 1,061,329. m 553,639. n 2,083,062. o 453,468.

023591 05‐01‐10 16 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 CONTINUATION FOR 990‐PF, PART IV THE ROCKEFELLER FOUNDATION 13‐1659629 PAGE 4 OF 7 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, (b) How acquired (c) Date acquired (d) Date sold P ‐ Purchase 2‐story brick warehouse; or common stock, 200 shs. MLC Co. D ‐ Donation (mo., day, yr.) (mo., day, yr.) 1a SEQUOIA ISRAEL 3 P b SEQUOIA ISRAEL 4 P c SIERRA VENTURES 7 P d US VENTURE PARTNERS 7 P e US VENTURE PARTNERS 8 P f ABRY PARTNERS VI P g AMERICAN SECURITIES 4 P h AMERICAN SECURITIES 5 P i AUDAX 2 P j AUDAX 3 P k BAIN ASIA P l BAIN CAPITAL 8 P m BAIN CAPITAL 9 P n BAIN COINVESTMENT 9 P o BC EUROPEAN CAPITAL 7 P (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a 117,650. b 165,106. c 43,163. d 500,000. e 71,930. f 608,386. g 3,250,255. h 103,513. i 6,064,685. j 1,686. k 110,162. l 1,729,943. m 213,793. n 38,258. o 7,564,009. Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Losses (from col. (h)) (j) Adjusted basis (k) Excess of col. (i) Gains (excess of col. (h) gain over col. (k), (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any but not less than "‐0‐") a 117,650. b 165,106. c 43,163. d 500,000. e 71,930. f 608,386. g 3,250,255. h 103,513. i 6,064,685. j 1,686. k 110,162. l 1,729,943. m 213,793. n 38,258. o 7,564,009.

023591 05‐01‐10 17 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 CONTINUATION FOR 990‐PF, PART IV THE ROCKEFELLER FOUNDATION 13‐1659629 PAGE 5 OF 7 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, (b) How acquired (c) Date acquired (d) Date sold P ‐ Purchase 2‐story brick warehouse; or common stock, 200 shs. MLC Co. D ‐ Donation (mo., day, yr.) (mo., day, yr.) 1a BC EUROPEAN CAPITAL 8 P b BERKSHIRE PARTNERS 6 P c BERSHIRE PARTNERS 7 P d CAPITAL RESOURCE LENDERS 2 P e CHRYS CAPITAL 4 P f CHRYS CAPITAL 5 P g CODE HENNESSY & SIMMONS 4 P h CODE HENNESSY & SIMMONS 5 P i EMERALD HILL CAPITAL PARTNERS II P j GOLDMAN SACHS CAPITAL PARTNERS 3 P k JC FLOWERS 2 P l LITTLEJOHN & CO. FUND 3 P m ROSEWOOD CAPITAL P n SUMMIT PE 7 P o SUMMIT V P (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a 294,646. b 3,877,833. c 623,074. d 2,053,030. e 2,096,981. f 1,236,238. g 1,320,655. h 680,616. i 9,490. j ‐311,339. k 40,394. l 3,672,865. m 255,327. n 124,678. o 33,475. Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Losses (from col. (h)) (j) Adjusted basis (k) Excess of col. (i) Gains (excess of col. (h) gain over col. (k), (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any but not less than "‐0‐") a 294,646. b 3,877,833. c 623,074. d 2,053,030. e 2,096,981. f 1,236,238. g 1,320,655. h 680,616. i 9,490. j ‐311,339. k 40,394. l 3,672,865. m 255,327. n 124,678. o 33,475.

023591 05‐01‐10 18 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 CONTINUATION FOR 990‐PF, PART IV THE ROCKEFELLER FOUNDATION 13‐1659629 PAGE 6 OF 7 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, (b) How acquired (c) Date acquired (d) Date sold P ‐ Purchase 2‐story brick warehouse; or common stock, 200 shs. MLC Co. D ‐ Donation (mo., day, yr.) (mo., day, yr.) 1a SUMMIT VENTURE 2 P b SUMMIT VENTURES 6 P c TIGER GLOBAL PIP (PRIVATE INVESMTNETS PARTNERS) 4 P d TIGER GLOBAL PIP 5 P e VESTAR CAPITAL PARTNERS 4 P f VESTAR CAPITAL PARTNERS 5 P g WELSH CARSON ANDERSON & STOWE 8 P h WELSH CARSON ANDERSON & STOWE 9 P i TROWE PRICE P j WATERSHED P k FARALLON P l MONTRICA P m OZ EUROPE P n OZ OVERSEAS (OCH‐ZIFF) P o SOWOOD DIRECT P (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a 285,986. b 583,587. c 1,036,440. d 187,013. e 563,913. f 223,329. g 703,020. h 1,707,047. i 1,862,171. j 1,490,638. k ‐6,481. l ‐2,034,119. m 399,416. n 229,353. o ‐953,695. Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Losses (from col. (h)) (j) Adjusted basis (k) Excess of col. (i) Gains (excess of col. (h) gain over col. (k), (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any but not less than "‐0‐") a 285,986. b 583,587. c 1,036,440. d 187,013. e 563,913. f 223,329. g 703,020. h 1,707,047. i 1,862,171. j 1,490,638. k ‐6,481. l ‐2,034,119. m 399,416. n 229,353. o ‐953,695.

023591 05‐01‐10 19 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 CONTINUATION FOR 990‐PF, PART IV THE ROCKEFELLER FOUNDATION 13‐1659629 PAGE 7 OF 7 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold, e.g., real estate, (b) How acquired (c) Date acquired (d) Date sold P ‐ Purchase 2‐story brick warehouse; or common stock, 200 shs. MLC Co. D ‐ Donation (mo., day, yr.) (mo., day, yr.) 1a BLUE RIDGE P b BRAHMAN P c CADMUS P d EMINENCE LONG/SHORT P e SAB OVERSEAS P f TIGER ASIA P g PRI‐OTHER INVESTM‐AAVISHKAR P h BOND FUND P i PRI‐OTHER INVESTM‐CENTENARY‐ P j OTHER INVESTMENT‐PRI‐HARVEST FARM P k OTHER INVESTMENT‐PAC COMM VEN I P l REAL. G/(L)‐ FIXED ASSETS P m ADJ. FOR K‐1 ACTIVITY, NET OF UBI P n o (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a 1,644,729. b ‐34,638. c ‐33,475. d 2,207,419. e 1,246,730. f ‐623,443. g 14,531. h ‐1,023. i ‐19,689. j 60,000. k 2,709. l ‐348,735. m ‐11,705,733. n o Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Losses (from col. (h)) (j) Adjusted basis (k) Excess of col. (i) Gains (excess of col. (h) gain over col. (k), (i) F.M.V. as of 12/31/69 as of 12/31/69 over col. (j), if any but not less than "‐0‐") a 1,644,729. b ‐34,638. c ‐33,475. d 2,207,419. e 1,246,730. f ‐623,443. g 14,531. h ‐1,023. i ‐19,689. j 60,000. k 2,709. l ‐348,735. m ‐11,705,733. n o

~~ If gain, also enter in Part I, line 7 ~~~~~~ 2 Capital gain net income or (net capital loss) iIf (loss), enter "‐0‐" in Part I, line 7 j 2 145,077,392. 3 Net short‐term capital gain or (loss) as defined in sections 1222(5) and (6): p If gain, also enter in Part I, line 8, column (c). m If (loss), enter "‐0‐" in Part I, line 8 o 3 N/A

023591 05‐01‐10 20 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF INTEREST ON SAVINGS AND TEMPORARY CASH INVESTMENTS STATEMENT 1 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

SOURCE AMOUNT }}}}}} }}}}}}}}}}}}}} INTEREST ON SAVINGS AND TEMPORARY CASH INVESTMENTS 1,318,789. }}}}}}}}}}}}}} TOTAL TO FORM 990‐PF, PART I, LINE 3, COLUMN A 1,318,789. ~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF DIVIDENDS AND INTEREST FROM SECURITIES STATEMENT 2 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

CAPITAL GAINS COLUMN (A) SOURCE GROSS AMOUNT DIVIDENDS AMOUNT }}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} DIVIDENDS AND INTEREST 40,205,164. 0. 40,205,164. }}}}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} TOTAL TO FM 990‐PF, PART I, LN 4 40,205,164. 0. 40,205,164. ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF OTHER INCOME STATEMENT 3 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

(A) (B) (C) REVENUE NET INVEST‐ ADJUSTED DESCRIPTION PER BOOKS MENT INCOME NET INCOME }}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} OTHER INCOME THRU K‐1'S, NET OF UBI 14,858. 14,858. INCOME THRU K‐1'S NOT ON F/S ‐14,858. 0. UBI TAX BENEFIT 500,033. 0. OTHER INCOME 13,827. 13,827. PROGRAM RELATED INVESTMENT INTEREST 120,409. 120,409. }}}}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} TOTAL TO FORM 990‐PF, PART I, LINE 11 634,269. 149,094. ~~~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF LEGAL FEES STATEMENT 4 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

(A) (B) (C) (D) EXPENSES NET INVEST‐ ADJUSTED CHARITABLE DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES }}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} AXIOM LEGAL SOLUTIONS, INC. 8,362. 0. 8,362. HUNTON & WILLIAMS 1,375. 0. 1,375. PATTERSON, BELKNAP, WEBB & TYLER LLP 237,511. 23,770. 213,742. PAUL, WEISS, RIFKIND, WHARTON & GARRISON LLP 111,875. 111,875. 0.

21 STATEMENT(S) 1, 2, 3, 4 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} PROSKAUER ROSE LLP 183,971. 183,971. 0. SIMPSON THACHER & BARTLETT LLP 56,464. 0. 56,464. CAPLIN & DRYSDALE, CHARTERED 347. 0. 347. FRAGOMEN, DEL REY, BERNSEN & LOEWY, P.C. 24,912. 0. 24,912. CHIOMENTI STUDIO LEGAL 30,310. 0. 37,318. KAPLAN AND STRATTON 1,892. 0. 1,892. VEDDER PRICE PC 24,760. 0. 25,882. CARTER LEDYARD & MILBU 1,500. 0. 1,500. KITAHAMA PARTNERS 1,609. 1,609. 0. SKADDEN, ARPS, SLATE 73,138. 0. 73,138. STROZ FRIEDBERG LLC 4,550. 0. 4,550. }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} TO FM 990‐PF, PG 1, LN 16A 762,576. 321,225. 449,482. ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF ACCOUNTING FEES STATEMENT 5 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

(A) (B) (C) (D) EXPENSES NET INVEST‐ ADJUSTED CHARITABLE DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES }}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} O'CONNOR DAVIES MUNNS & DOBBINS LLP 298,824. 126,773. 151,718. }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} TO FORM 990‐PF, PG 1, LN 16B 298,824. 126,773. 151,718. ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF OTHER PROFESSIONAL FEES STATEMENT 6 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

(A) (B) (C) (D) EXPENSES NET INVEST‐ ADJUSTED CHARITABLE DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES }}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} CONSULTANTS (ADMINISTRATIVE) 2,285,404. 275,424. 2,117,017. CONSULTANTS (DIRECT CHARITABLE EXPENDITURES) 692,740. 0. 701,275. CUSTODIANS & INVESTMENT MANAGERS 6,629,673. 6,354,249. 0. }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} TO FORM 990‐PF, PG 1, LN 16C 9,607,817. 6,629,673. 2,818,292. ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~

22 STATEMENT(S) 4, 5, 6 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF TAXES STATEMENT 7 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

(A) (B) (C) (D) EXPENSES NET INVEST‐ ADJUSTED CHARITABLE DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES }}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} FOREIGN TAXES THRU K‐1S 0. 300,757. 0. FEDERAL EXCISE TAX 3,848,916. 0. 0. }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} TO FORM 990‐PF, PG 1, LN 18 3,848,916. 300,757. 0. ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF OTHER EXPENSES STATEMENT 8 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

(A) (B) (C) (D) EXPENSES NET INVEST‐ ADJUSTED CHARITABLE DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES }}}}}}}}}}} }}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} COMPUTER/FURNITURE AND EQUIPMENT 1,072,572. 4,340. 1,202,010. OFFICE EXPENSES (SUPPLIES, POSTAGE, OTHER) 744,155. 2,360. 771,906. SUNDRIES (INSURANCE, MEMBERSHIPS, TRAINING, STAFF FUNCTIONS, OTHER) 817,425. 6,642. 860,672. CREDIT FACILITY FEES 415,278. 0. 466,389. OTHER PORTFOLIO DEDUCTIONS 0. 27,560,988. 0. TAX PENALTIES AND INTEREST 724. 0. 0. }}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}} TO FORM 990‐PF, PG 1, LN 23 3,050,154. 27,574,330. 3,300,977. ~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF OTHER INCREASES IN NET ASSETS OR FUND BALANCES STATEMENT 9 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

DESCRIPTION AMOUNT }}}}}}}}}}} }}}}}}}}}}}}}} CHANGE IN UNREALIZED GAIN ON INVESTMENTS AND PRI'S 262,000,000. PENSION AND POSTRETIREMENT BENEFIT LIABILITY ADJUSTMENTS 7,643,639. }}}}}}}}}}}}}} TOTAL TO FORM 990‐PF, PART III, LINE 3 269,643,639. ~~~~~~~~~~~~~~

23 STATEMENT(S) 7, 8, 9 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF OTHER DECREASES IN NET ASSETS OR FUND BALANCES STATEMENT 10 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

DESCRIPTION AMOUNT }}}}}}}}}}} }}}}}}}}}}}}}} PROVISION FOR DEFERRED FEDERAL EXCISE TAX 5,315,000. DEFERRED COMPENSATION PLAN (457B) LOSS 59,738. }}}}}}}}}}}}}} TOTAL TO FORM 990‐PF, PART III, LINE 5 5,374,738. ~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF U.S. AND STATE/CITY GOVERNMENT OBLIGATIONS STATEMENT 11 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

U.S. OTHER FAIR MARKET DESCRIPTION GOV'T GOV'T BOOK VALUE VALUE }}}}}}}}}}} }}}}} }}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} TREASURY BILL X 737,872. 737,872. }}}}}}}}}}}}}} }}}}}}}}}}}}}} TOTAL U.S. GOVERNMENT OBLIGATIONS 737,872. 737,872. }}}}}}}}}}}}}} }}}}}}}}}}}}}} TOTAL STATE AND MUNICIPAL GOVERNMENT OBLIGATIONS }}}}}}}}}}}}}} }}}}}}}}}}}}}} TOTAL TO FORM 990‐PF, PART II, LINE 10A 737,872. 737,872. ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF CORPORATE STOCK STATEMENT 12 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

FAIR MARKET DESCRIPTION BOOK VALUE VALUE }}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} AAC ACOUSTIC TECH 330,990. 330,990. ABSA GROUP LTD 280,413. 280,413. ACC LTD 519,579. 519,579. ACCOR 3,981,404. 3,981,404. ACS ACTIVIDADES CO 5,505,423. 5,505,423. ADAGE CAPITAL PARNTERS 104,204,502. 104,204,502. ADPT CORP 128,847. 128,847. ADVANCED SEMICONDT 627,901. 627,901. AFRICA EMERGING MARKET FUNDS 1,125,892. 1,125,892. AFRICA EMERGING MARKET FUNDS 23,369,987. 23,369,987. AIA GROUP LTD 266,717. 266,717. AKSA ENERJI URETIM AS 112,944. 112,944. ALFA S.A.B. A 145,238. 145,238. ALIBABA.COM LTD 616,874. 616,874. ALL AMERICA LATINA LOGISTICA 851,566. 851,566. ALL AMERICA LATINA LOGISTICA 1,535,539. 1,535,539. ALLIANCE GLOBAL GP 172,620. 172,620. AMDOCS LTD 2,033,439. 2,033,439. AMERICA MOVIL SAB DE CV 693,814. 693,814.

24 STATEMENT(S) 10, 11, 12 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} AMERICA MOVIL SAB DE CV 1,490,840. 1,490,840. AMERICAN EQUITY INVT LIFE 608,863. 608,863. AMERICAN REPROGRAPHICS CO 93,547. 93,547. AMMB HOLDINGS BHD 438,049. 438,049. AMOREPACIFIC CORP(NEW) 293,055. 293,055. ANEKA TAMBANG 204,756. 204,756. ANGLO AMERICAN PLC 428,223. 428,223. ANGLOGOLD ASHANTI LTD 420,005. 420,005. ANSYS INC 773,604. 773,604. ANTOFAGASTA PLC 222,147. 222,147. APS CHINA 22,748,281. 22,748,281. APS GROWTH FUND APS FAR EAST 17,041,265. 17,041,265. APS GROWTH FUND APS JAPAN GR 5,508,676. 5,508,676. APS SMALL CAP ALPHA FUNDS 16,295,603. 16,295,603. ARTHUR J GALLAGHER + CO 391,126. 391,126. ASM PACIFIC TECH 360,207. 360,207. ASTRA INTERNATIONAL TBK PT 293,638. 293,638. ASTRA INTERNATIONAL TBK PT 1,011,082. 1,011,082. AU OPTRONICS CORP 204,726. 204,726. BAIDU INC 289,590. 289,590. BAIDU INC 1,785,805. 1,785,805. BAKRIELAND DEVELOPMENT PT 347,082. 347,082. BANCO BILBAO VIZCAYA ARGENTA 2,666,709. 2,666,709. BANCO BRADESCO SA RTS 5,485. 5,485. BANCO BRADESCO SA‐PREF 1,259,149. 1,259,149. BANCO SANTANDER (BRASIL) SA 419,756. 419,756. BANCOLOMBIA S A 179,539. 179,539. BANK MANDIRI TBK 261,515. 261,515. BANK MANDIRI TBK 599,861. 599,861. BANK OF AYUDHYA PUBLIC NVDR 1,371,853. 1,371,853. BANK OF CHINA LTD 1,158,220. 1,158,220. BANK RAKYAT INDONESIA PERSER 606,576. 606,576. BANK RAKYAT INDONESIA PERSER 768,563. 768,563. BECTON DICKINSON + CO 2,991,163. 2,991,163. BELLE INTERNATIONAL HOLDINGS 258,620. 258,620. BGI 1 3 YEAR TREASURY INDEX 37,198,304. 37,198,304. BGI 7 10 YEAR TREASURY INDEX 21,594,129. 21,594,129. BGI US TIPS NON LENDABLE 85,060,277. 85,060,277. BLACKBAUD INC 861,305. 861,305. BLOUNT INTL INC NEW 393,212. 393,212. BM+F BOVESPA SA BO 336,951. 336,951. BM+FBOVESPA SA 428,702. 428,702. BRADESPAR SA ‐PREF 1,552,735. 1,552,735. BRADY CORP 575,567. 575,567. BRAMBLES LTD 1,857,505. 1,857,505. BRIDGEWATER PURE ALPHA FUND II 52,270,365. 52,270,365. BRIDGEWATER ST INV FUND I LLC 37,236,501. 37,236,501. BROWN + BROWN INC 1,380,165. 1,380,165. BUMI RESOURCES TBK PT 1,403,553. 1,403,553. BYD CO 291,649. 291,649. CAIRN ENERGY PLC 2,000,733. 2,000,733. CARREFOUR SA 3,435,108. 3,435,108. CATHAY FINANCIAL H 306,522. 306,522. CEMENTOS ARGOS SA 220,364. 220,364.

25 STATEMENT(S) 12 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} CEMEX S.A.B DE C.C ADR 1,016,379. 1,016,379. CEMEX S.A.B DE C.C ADR 3,732,253. 3,732,253. CENCOSUD SA 214,438. 214,438. CHARIOT OIL + GAS LTD 383,163. 383,163. CHEIL INDUSTRIES 665,081. 665,081. CHEMICAL FINL CORP 233,328. 233,328. CHESAPEAKE ENERGY CORP 5,441,100. 5,441,100. CHEUNG KONG(HLDGS) 3,377,834. 3,377,834. CHINA CONST BK 1,495,067. 1,495,067. CHINA LIFE INSURAN 1,173,990. 1,173,990. CHINA LIFE INSURANCE 506,455. 506,455. CHINA LODGING GROUP SPON ADS 235,332. 235,332. CHINA MENGNIU DAIRY 333,897. 333,897. CHINA MERCHANTS BK 666,204. 666,204. CHINA MERCHANTS BK 742,037. 742,037. CHINA MOBILE LTD 938,478. 938,478. CHINA MOBILE LTD 1,574,061. 1,574,061. CHINA MODERN DAIRY HOLDINGS 283,959. 283,959. CHINA OVERSEAS LAND + INVEST 85,093. 85,093. CHINA RAILWAY CONSTRUCTION H 991,550. 991,550. CHINA SHENHUA ENERGY 404,688. 404,688. CHINA SHENHUA ENERGY 782,117. 782,117. CHINA TAIPING INSURANCE HOLD 808,591. 808,591. CHINA TRUST FINANCE 551,685. 551,685. CHUGAI PHARMACEUTICAL CO LTD 729,339. 729,339. CHUNGHWA TELECOM 401,998. 401,998. CIA BRASILEIRA SP ADR PREF A 876,687. 876,687. CIA DE MINAS BUENAVENTUR ADR 102,816. 102,816. CIA ENERGETICA MINAS GER‐PRF 766,303. 766,303. CIRCOR INTERNATIONAL INC 581,350. 581,350. CNO FINANCIAL GROUP INC 270,183. 270,183. CNOOC LTD 952,405. 952,405. COCHLEAR LTD 959,913. 959,913. COLGATE PALMOLIVE CO 1,694,039. 1,694,039. COMPARTAMOS SAB DE CV 96,411. 96,411. CON WAY INC 587,863. 587,863. CONMED CORP 350,198. 350,198. CONVEXITY CAPITAL OFFSHORE LP 92,723,624. 92,723,624. COPA HOLDINGS S A 52,956. 52,956. CORP GEO SAB DE CV 187,596. 187,596. COSAN LTD CLASS A SHARES 157,992. 157,992. CR BARD INC 1,601,387. 1,601,387. CREDICORP LTD 511,313. 511,313. CSR CORP LTD H 1,087,255. 1,087,255. CURTISS WRIGHT CORP 488,870. 488,870. DELL INC 5,027,050. 5,027,050. DELPHI FINL GROUP INC 427,178. 427,178. DELTA DUNIA PETROI 395,710. 395,710. DELTA ELECTRONICS 562,962. 562,962. DESIRE PETROLEUM PLC 96,088. 96,088. DIAGEO 2,077,932. 2,077,932. DIAMONDROCK HOSPITALITY CO 565,584. 565,584. DIODES INC 549,247. 549,247. DIRECTV 5,310,690. 5,310,690.

26 STATEMENT(S) 12 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} DRAGON OIL 2,372,504. 2,372,504. DYNAMO BRAZIL IV LP 53,293,186. 53,293,186. EBAY INC 1,485,705. 1,485,705. ECORODOVIAS INFRA E LOG SA 214,796. 214,796. EDENRED 2,355,691. 2,355,691. EMM MIDDLE EAST FUND 2,570,995. 2,570,995. EMM UMBRELLA FUNDS 5,684,039. 5,684,039. EMPRESAS LA POLAR 87,720. 87,720. EMSAF MAURITIUS 3,448,329. 3,448,329. EVEREST REINSURANCE GROUP LTD 2,714,240. 2,714,240. EVRAZ GROUP SA GDR REG S 753,270. 753,270. EXXARO RESOURCES LTD 568,560. 568,560. FAIRFAX FINL HLDGS LTD 3,972,732. 3,972,732. FAR EAST DEPT 1,170,724. 1,170,724. FIRELAKE STRATEGIC TECH FD 4,399,597. 4,399,597. FIRST AMERICAN FINANCIAL 337,644. 337,644. FIRST PHILIPPINE HLDGS 160,568. 160,568. FIRST SOLAR INC 1,148,486. 1,148,486. GAIL INDIA LTD 624,547. 624,547. GAZPROM O A O 636,000. 636,000. GEBERIT 1,855,363. 1,855,363. GENTING BHD 85,568. 85,568. GENTING MALAYSIA BHD 87,072. 87,072. GLOBAL ASCENT GLASE1 52,581,334. 52,581,334. GLOBAL INDEMNITY PLC 395,667. 395,667. GOLD FIELDS 1,364,348. 1,364,348. GOLD FIELDS LTD NEW 500,388. 500,388. GOLDEN AGRI RESOURCES LTD 549,549. 549,549. GOME ELECTRICAL AP 278,068. 278,068. GRACO INC 380,693. 380,693. GREENHILL + CO INC 1,484,942. 1,484,942. GRIFFON CORP 375,168. 375,168. GRUPO FINANCIERO BANORTE O 151,278. 151,278. GRUPO FINANCIERO BANORTE O 464,251. 464,251. GRUPO MEXICO SA SER B 629,196. 629,196. GRUPO TELEVISA SA SPON ADR 168,545. 168,545. GULF KEYSTONE PETROLEUM LTD 389,123. 389,123. HARTE HANKS INC 672,979. 672,979. HEARTLAND PMT SYS INC 164,609. 164,609. HENRY SCHEIN INC 3,146,729. 3,146,729. HERO HONDA MOTORS LTD 835,899. 835,899. HON HAI PRECISION 938,622. 938,622. HON HAI PRECISION 2,078,098. 2,078,098. HORIZON LINES INC 60,306. 60,306. HOUSING DEVELOPMENT FINANCE 1,091,344. 1,091,344. HOYA CORP 1,699,560. 1,699,560. HRT PARTICIPACOES EM PETROLE 4,852,373. 4,852,373. HTC CORPORATION 601,924. 601,924. HYPERMARCAS SA 115,202. 115,202. HYUNDAI INDL + DEV 932,153. 932,153. HYUNDAI MOBIS 1,328,619. 1,328,619. IBERDROLA RENOVABL 2,238,408. 2,238,408. IFCI LTD 272,139. 272,139. IMMUCOR CORP 356,444. 356,444.

27 STATEMENT(S) 12 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} IMPALA PLATINUM HOLDINGS LTD 1,052,867. 1,052,867. IMPERIAL HLDGS 37,825. 37,825. IND + COM BK CHINA 735,814. 735,814. INFRASTRUCTURE DEV FINANCE 743,223. 743,223. INSIGHT ENTERPRISES INC 125,020. 125,020. INVESTEC LIMITED 186,754. 186,754. ISHARES MSCI EAFE INDEX FUND 15,559,929. 15,559,929. ITAU UNIBANCO HOLDING SA 1,399,351. 1,399,351. ITAUSA‐INVESTIMENTOS ITAU‐PR 1,589,232. 1,589,232. IVRCL INFRASTRUCTURES + PROJ 394,145. 394,145. JONES APPAREL GROUP INC 458,042. 458,042. JONES LANG LASALLE INC 1,962,050. 1,962,050. KASIKORNBANK PCL NVDR 841,801. 841,801. KAZMUNAIGAS EXPL PRODTN JSC 240,994. 240,994. KB FINANCIAL GROUP 635,686. 635,686. KB FINANCIAL GROUP 802,062. 802,062. KENMARE RESOURCES PLC 1,062,259. 1,062,259. KEYWISE GREATER CHINA OPPS FND 20,849,435. 20,849,435. KINGSPAN GROUP 2,209,029. 2,209,029. KOREAN REINSURANCE 344,330. 344,330. LABORATORY CRP OF AMER HLDGS 852,384. 852,384. LEGRAND SA 2,614,435. 2,614,435. LEVEL 3 COMMUNICATIONS INC 1,788,500. 1,788,500. LG HOUSEHOLD + HEALT 402,062. 402,062. LIBERTY MEDIA CORP NEW 3,146,115. 3,146,115. LOJAS RENNER SA 438,289. 438,289. LONE CASCADE LP 83,281,419. 83,281,419. LONE DRAGON PINE LP 20,478,160. 20,478,160. LONGTOP FINANCIAL SPON ADR 404,529. 404,529. LONMIN PLC 818,797. 818,797. MAHINDRA + MAHINDRA LTD 1,445,243. 1,445,243. MARATHON NEW GLOBAL FUND 79,874,145. 79,874,145. MASSMART 1,204,156. 1,204,156. MEDIATEK INC 420,185. 420,185. MEDIATEK INC 1,205,683. 1,205,683. MEDNAX INC 360,002. 360,002. MEGASTUDY CO LTD 135,073. 135,073. MERCADOLIBRE INC 566,525. 566,525. METHANEX CORP 170,666. 170,666. METRO BANK + TRUST 170,920. 170,920. METROPOLITAN BANK + TRUST 5,465. 5,465. MEXICHEM SAB DE CV 150,903. 150,903. MI DEVS INC 342,815. 342,815. MINDRAY MED INTL LTD 535,920. 535,920. MMC NORILSK NICKEL JSC ADR 571,631. 571,631. MOL HUNGARIAN OIL AND GAS NY 364,429. 364,429. MTS SYS CORP 398,013. 398,013. MUELLER WATER PRODUCTS INC A 61,091. 61,091. MURRAY + ROBERTS HOLDINGS 111,516. 111,516. NARA BANCORP INC 450,247. 450,247. NASPERS 826,829. 826,829. NASPERS LTD N SHS 920,654. 920,654. NATL PENN BCSHS INC 452,892. 452,892. NESTLE SA 1,709,579. 1,709,579.

28 STATEMENT(S) 12 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} NHN CORP 667,859. 667,859. NHN CORP 710,063. 710,063. NKSJ HOLDINGS INC 4,490,253. 4,490,253. NORTHERN TRUST CORP 3,534,382. 3,534,382. NOVO NORDISK AS 1,995,756. 1,995,756. OCADO GROUP PLC 1,262,163. 1,262,163. OGX PETROLEO E GAS 881,928. 881,928. OLYMPUS CORP 3,788,299. 3,788,299. OTP BANK PLC 128,280. 128,280. PARKSON RETAIL GRO 431,509. 431,509. PAYCHEX INC 2,376,392. 2,376,392. PDG REALTY SA 570,429. 570,429. PEACE MARK(HLDGS) 11,192. 11,192. PERUSAHAAN GAS NEG 226,407. 226,407. PETROBRAS PETROLEO BRAS PR 72,335. 72,335. PETROLEO BRASILEIRO SA 3,836,976. 3,836,976. PETROLEO BRASILEIRO SA PETRO 1,819,347. 1,819,347. PETROPAVLOVSK PLC 830,589. 830,589. PHH CORP 435,799. 435,799. PIKE ELEC CORP 190,262. 190,262. PING AN INSURANCE 687,496. 687,496. PING AN INSURANCE GROUP CO H 1,313,508. 1,313,508. PLANTRONICS INC NEW 315,440. 315,440. PLUM CREEK TIMBER CO 1,691,504. 1,691,504. PNM RES INC 407,201. 407,201. PORTLAND GEN ELEC CO 234,360. 234,360. POSCO 411,948. 411,948. PRIMERICA INC 178,844. 178,844. PTT CHEMICAL PCL FOREIGN 61,931. 61,931. PTT EXPLORTN + PRD 372,838. 372,838. PUBLIC BK BHD 480,201. 480,201. QATAR TELECOM (QTEL) Q.S.C 898,653. 898,653. QIAGEN NV 905,604. 905,604. QUALCOMM INC 2,219,627. 2,219,627. QUANTA SERVICES INC 1,796,545. 1,796,545. RASPADSKAYA 285,012. 285,012. REDECARD SA 97,642. 97,642. RENHE COMMERCIAL H 542,345. 542,345. RENT A CTR INC NEW 409,956. 409,956. ROCHE HOLDINGS AG 1,609,577. 1,609,577. ROCKHOPPER EXPLORATION PLC 804,503. 804,503. SAMSON HOLDING 220,162. 220,162. SAMSUNG CARD 351,277. 351,277. SAMSUNG ELECTRONIC 2,608,099. 2,608,099. SAMSUNG ELECTRONIC 2,968,499. 2,968,499. SAMSUNG ELECTRONICS‐PFD 1,172,306. 1,172,306. SAMSUNG FIRE + MAR 533,109. 533,109. SAMSUNG FIRE + MAR 1,076,527. 1,076,527. SANSAR CAPITAL 8,817,225. 8,817,225. SANSAR CAPITAL HOLDINGS SIDE 758,003. 758,003. SBERBANK OF RUSSIA 400,486. 400,486. SBERBANK‐PFD‐CLS 1,317,412. 1,317,412. SEALY CORP 64,173. 64,173. SEALY CORPORATION 422,377. 422,377.

29 STATEMENT(S) 12 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} SEMEN GRESIK (PERSERO) PT 585,250. 585,250. SEVERSTAL GDR REG S 791,950. 791,950. SGS SA 1,419,018. 1,419,018. SHANGRI LA ASIA LTD 282,287. 282,287. SHINHAN FINANCIAL 658,768. 658,768. SHINSEGAE CO LTD 427,403. 427,403. SHINSEGAE CO LTD 973,830. 973,830. SIAM COMMERCIAL BK 589,172. 589,172. SILCHESTER INTL TOBACCO FREE 43,271,875. 43,271,875. SILICONWARE PRECIS 246,666. 246,666. SIMS METAL MANAGEMENT LTD 656,765. 656,765. SK TELECOM LTD 206,253. 206,253. SMRT CORPORATION 722,595. 722,595. SONOVA HOLDING AG REG 1,419,109. 1,419,109. SOUTHERN COPPER CORP DEL 107,228. 107,228. SP SETIA BHD 98,797. 98,797. SPRINGLAND INTERNATIONAL HOL 56,280. 56,280. SQM FRONTIER AFRICA FD LTD 5,323,715. 5,323,715. STANDARD CHARTERED 968,715. 968,715. STRAYER ED INC 1,239,984. 1,239,984. SURGUTNEFTEGAZ‐PFD 467,856. 467,856. SUZANO PAPEL E CELULOSE SA 220,810. 220,810. SYNTHES INC 2,201,205. 2,201,205. T ROWE PRICE GROUP INC 1,304,805. 1,304,805. TAIWAN FERTILIZER 216,830. 216,830. TAIWAN SEMICON MAN 1,298,258. 1,298,258. TAIWAN SEMICON MAN 1,836,929. 1,836,929. TAMBANG BATUBARA BUKIT ASAM 615,142. 615,142. TATA POWER CO LTD 784,852. 784,852. TECH DATA CORP 318,045. 318,045. TELECOM ARGENTINA S.A. 52,269. 52,269. THE CHILDREN S INVESTMENT FUND 50,684,534. 50,684,534. TINGYI (CAYMAN ISLN) HLDG CO 10,240. 10,240. TOFAS(TURK OTOMOBIL FAB) 294,194. 294,194. TRIPOD TECHNOLOGY 285,822. 285,822. TULLOW OIL 817,354. 817,354. TURK TELEKOMUNIKAS 131,985. 131,985. TURKIYE GARANTI BANKASI 485,460. 485,460. TURKIYE GARANTI BANKASI 1,100,694. 1,100,694. TURKIYE IS BANKASI 1,082,474. 1,082,474. UNIFIRST CORP/MA 145,883. 145,883. UNILEVER NV 3,328,991. 3,328,991. UNITED O SEAS BANK 1,036,507. 1,036,507. VALASSIS COMMUNICATIONS INC 418,124. 418,124. VALE SA 1,794,183. 1,794,183. VALE SA 1,874,093. 1,874,093. VALIDUS HOLDINGS LTD 204,414. 204,414. VANGUARD MSCI EMERGING MARKETS 15,625,397. 15,625,397. VARIAN MED SYS INC 1,814,651. 1,814,651. VERBUND AG 1,177,429. 1,177,429. VERISK ANALYTICS INC CLASS A 1,399,257. 1,399,257. VIAD CORP 608,096. 608,096. VISA INC CLASS A SHARES 784,315. 784,315. WAL MART DE MEXICO SAB DE CV 1,076,854. 1,076,854.

30 STATEMENT(S) 12 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} WALT DISNEY CO/THE 3,675,980. 3,675,980. WANT WANT CHINA HOLDINGS LTD 869,028. 869,028. WEBSTER FINL CORP WATERBURY 512,693. 512,693. WSFS FINANCIAL CORP 249,060. 249,060. WUXI PHARMATECH CAYMAN INC 292,457. 292,457. X 5 RETAIL GROUP NV 730,195. 730,195. XINJIANG GOLDWIND SCI+TEC H 253,917. 253,917. YUM BRANDS INC 3,629,700. 3,629,700. ZORAN CORP 351,340. 351,340. }}}}}}}}}}}}}} }}}}}}}}}}}}}} TOTAL TO FORM 990‐PF, PART II, LINE 10B 1285371240. 1285371240. ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF CORPORATE BONDS STATEMENT 13 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

FAIR MARKET DESCRIPTION BOOK VALUE VALUE }}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} BDK HLDGS INC 41,170. 41,170. }}}}}}}}}}}}}} }}}}}}}}}}}}}} TOTAL TO FORM 990‐PF, PART II, LINE 10C 41,170. 41,170. ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF OTHER INVESTMENTS STATEMENT 14 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

VALUATION FAIR MARKET DESCRIPTION METHOD BOOK VALUE VALUE }}}}}}}}}}} }}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} ABRY PARTNERS VI LP FMV 18,199,685. 18,199,685. ACCEL IX FMV 47,474,208. 47,474,208. ACCEL X L P FMV 6,507,244. 6,507,244. AETOS CAPITAL ASIA TE FMV 3,053,167. 3,053,167. AETOS CAPITAL ASIA TE II LTD FMV 11,162,801. 11,162,801. ALPINE INVESTORS III LP FMV 10,202,472. 10,202,472. ALPINE INVESTORS IV, LP FMV 1,745,830. 1,745,830. ALTOR FUND II LP FMV 24,521,070. 24,521,070. ALTOR FUND III LP FMV 2,172,404. 2,172,404. AMERICAN SECURITIES PARTNERS V FMV 11,729,265. 11,729,265. AMERICAN SECURITIES PRTNRS IV FMV 17,524,240. 17,524,240. AMIYA GLOBAL EMERG OPP FD LTD FMV 10,803,298. 10,803,298. ANDREESSEN HOROWITZ FD II FMV 2,315,177. 2,315,177. AP CAYMAN PARTNERS II FMV 2,091,628. 2,091,628. AP CAYMAN PARTNERS II CO INV FMV 197,069. 197,069. ARCLIGHT ENERGY PART FD IV LP FMV 15,002,665. 15,002,665. ARCLIGHT ENERGY PARTNERS FD 3 FMV 20,041,354. 20,041,354. ARUBA NETWORKS INC FMV 1,044,000. 1,044,000. ASLAN REALTY PARTNERS II FMV 5,215,600. 5,215,600. AUDAX PRIVATE EQUITY FD II FMV 10,878,090. 10,878,090. AUDAX PRIVATE EQUITY FUND III FMV 15,786,549. 15,786,549. AVANTI STRATEGIC LAND INV IV FMV 620,789. 620,789.

31 STATEMENT(S) 12, 13, 14 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} AVANTI STRATEGIC LAND INV V FMV 9,221,590. 9,221,590. AVANTI STRATEGIC LAND INV VI FMV 8,734,854. 8,734,854. BAILLIE GIFFORD FMV 3. 3. BAIN CAPITAL ASIA FUND FMV 1,203,781. 1,203,781. BAIN CAPITAL FUND IX LP FMV 8,574,284. 8,574,284. BAIN CAPITAL FUND VIII E FMV 12,312,424. 12,312,424. BAIN CAPITAL IX COINV FUND FMV 4,238,359. 4,238,359. BATTERY VENTURES VI LP FMV 1,999,207. 1,999,207. BATTERY VENTURES VII FMV 5,122,139. 5,122,139. BATTERY VENTURES VIII FMV 6,943,697. 6,943,697. BAUPOST VALUE PARTNERS IV FMV 69,733,294. 69,733,294. BAY RESOURCE PRTNRS OFFSHORE FMV 16,526,340. 16,526,340. BC EUROPEAN CAPITAL VII FMV 6,877,728. 6,877,728. BC EUROPEAN CAPITAL VIII FMV 25,177,152. 25,177,152. BENCHMARK CAP PARTNERS VI LP FMV 10,358,100. 10,358,100. BENCHMARK CAPITAL PARTNERS IV FMV 5,292,681. 5,292,681. BENCHMARK CAPITAL PARTNERS V FMV 5,581,158. 5,581,158. BERKSHIRE FUND VI LP FMV 9,860,758. 9,860,758. BERKSHIRE FUND VII LP FMV 11,548,442. 11,548,442. BLUE RIDGE OFFSHORE LP FMV 81,031,922. 81,031,922. BLUEHOUSE ACCESSION PRPTY III FMV 3,237,307. 3,237,307. BRAHMAN INSTITUTIONAL PTNRS LP FMV 54,524,728. 54,524,728. BROADREACH CAPITAL PARTNERS FMV 8,027,898. 8,027,898. BROADREACH CAPITAL PARTNERS LP FMV 6,235,669. 6,235,669. BROOKDALE INVESTORS FIVE LP FMV 4,718,186. 4,718,186. BROOKDALE INVESTORS SIX FMV 121,821. 121,821. CABOT INDUSTRIAL VALUE FD II FMV 13,008,981. 13,008,981. CABOT INDUSTRIAL VALUE FUNDIII FMV 1,736,755. 1,736,755. CADENT ENERGY PARTNERS I FMV 11,351,226. 11,351,226. CADENT ENERGY PARTNERS II FMV 6,944,067. 6,944,067. CADMUS CAPITAL FUND LTD FMV 63,656. 63,656. CAPITAL RESOURCE LENDERS III FMV 222,414. 222,414. CAPITAL RESOURCE LENDERS IV FMV 2,070,452. 2,070,452. CAPITAL RESOURCE PARTNERS V FMV 5,072,423. 5,072,423. CARL MARKS STRATEGIC OPP FUND FMV 19,857,097. 19,857,097. CASTANEA PARTNERS FUND III LP FMV 4,560,052. 4,560,052. CDH CHINA FUND III, LP FMV 12,550,299. 12,550,299. CDH FUND IV FEEDER FMV 387,812. 387,812. CDH SUPPLEMENTARY FUND III,LP FMV 3,464,394. 3,464,394. CERBERUS INSTITUTIONAL PRTNS FMV 16,023,441. 16,023,441. CERBERUS SERIES 3 HOLDINGS LLC FMV 11,117,048. 11,117,048. CHARLES RIVER PARTNERS XIII LP FMV 5,192,994. 5,192,994. CHARLES RIVER PARTNERSHIP X FMV 226,290. 226,290. CHARLES RIVER PARTNERSHIP XI FMV 17,814. 17,814. CHARLES RIVER PARTNERSHIP XI FMV 45,943. 45,943. CHARLES RIVER PARTNERSHIP XII FMV 156,709. 156,709. CHARLES RIVER PARTNERSHIP XII FMV 1,090,160. 1,090,160. CHRYSCAPITAL IV FMV 4,687,800. 4,687,800. CHRYSCAPITAL V LLC FMV 3,430,741. 3,430,741. CODE HENNESSY + SIMMONS IV FMV 1,669,806. 1,669,806. CODE HENNESSY + SIMMONS PE V FMV 15,150,967. 15,150,967. COMM FD CAP NATRL RES PRTNS VI FMV 8,073,664. 8,073,664. COMMFD CNR PARTNERS VII LP FMV 7,238,117. 7,238,117. COMPOSITION CAPITAL ASIA FUND FMV 1,268,619. 1,268,619.

32 STATEMENT(S) 14 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} CP INVESTMENT FUND II LP FMV 4,974,772. 4,974,772. CP INVESTMENT FUND III LP FMV 1,307,670. 1,307,670. CROSSPOINT VENTURE PARTNERS FMV 2,199,698. 2,199,698. CROSSPOINT VENTURE PRTNRS 1999 FMV 519,688. 519,688. CROW HLDGS REALTY PART II LP FMV 49,628. 49,628. CYPRESS REALTY V LP FMV 14,624,859. 14,624,859. CYPRESS REALTY VI LP FMV 13,510,218. 13,510,218. DA VINCI JAPAN REAL ESTATE FMV 3,655,898. 3,655,898. DELPHI VENTURES IV FMV 463,889. 463,889. EMERALD HILL CAP PARTNERS II FMV 1,231,846. 1,231,846. EMERGING MARKETS MANAGEMENT FMV 13. 13. EMINENCE LEV LONG ALPHA LTD FMV 12,042,916. 12,042,916. FARALLON CAPITAL INST PARTNERS FMV 39,924,913. 39,924,913. FARALLON FCIP, LTD FMV 62,371. 62,371. FIRELAKE STRATEGIC TECH FD II FMV 5,272,686. 5,272,686. FIRELAKE STRATEGIC TECH FD LP ‐ FMV PRIVATE 13,697,808. 13,697,808. FLEXPOINT FORD FUND II LP FMV 212,269. 212,269. FLEXPOINT FORD OVERAGE FUND II FMV 5,696,043. 5,696,043. FORTINET INC FMV 323,500. 323,500. FORTRESS INVESTMENT FUND III FMV 7,254,772. 7,254,772. FORTRESS COMM FUND LP FMV 34,572,136. 34,572,136. FORTRESS INVESTMENT FUND IV FMV 12,127,485. 12,127,485. FORTRESS INVESTMENT FUND V FMV 22,179,686. 22,179,686. FORTRESS RES INVEST FMV 4,374,184. 4,374,184. FORTRESS V COINVESTMENT FMV 2,686,970. 2,686,970. FORUM ASIAN REALTY II LP FMV 17,488,351. 17,488,351. FREMONT STRATEGIC PROPERTY FMV 1,497,232. 1,497,232. FREMONT STRETEGIC PROPERTY II FMV 11,838,372. 11,838,372. GENERAL CATALYST GROUP IV L.P. FMV 6,823,825. 6,823,825. GENERAL CATALYST GROUP V SUPPL FMV 1,279,815. 1,279,815. GENERAL CATALYST GRP III LP FMV 5,106,364. 5,106,364. GENERAL CATALYST V LP FMV 5,804,751. 5,804,751. GENERATION INVEST MGMT FMV 52,845. 52,845. GMO MEAN REVERSION FD OFFSHORE FMV 5,015,601. 5,015,601. GOOGLE INC CL A FMV 593,970. 593,970. GRAHAM PARTNERS II FMV 3,901,367. 3,901,367. GRAHAM PARTNERS II FMV 14,487,889. 14,487,889. GREENFIELD ACQ PARTNERS V LP FMV 9,126,000. 9,126,000. GREENFIELD ACQS PARTNERS IV LP FMV 7,543,688. 7,543,688. GREENFIELD ACQU PARTNERS III FMV 7,526,189. 7,526,189. GROTECH PARTNERS III (PAUL CAPITAL FMV 2) 448. 448. GS CAPITAL PARTNERS III FMV 606,899. 606,899. GS SPECIAL OPPORTUNITIES ASIA FMV 131,560. 131,560. HELLMAN FRIEDMAN CAP PARTN II FMV 4,904. 4,904. HF EMINENCE FUND LTD FMV 8,416,481. 8,416,481. HIGHCROSS REG UK PARTNERS III FMV 2,018,436. 2,018,436. HIGHCROSS REGIONAL UK PARTNERS FMV 1,327,767. 1,327,767. HIGHLAND CAPITAL PARTNERS V FMV 948,424. 948,424. HIGHLAND CAPITAL PARTNERS VI FMV 4,080,483. 4,080,483. HIGHSIDE OFFSHORE LTD FMV 13,350,064. 13,350,064. HUTENSKY CAPITAL REIT I LP FMV 2,204,554. 2,204,554. IDG ACCEL CHINA CAPITAL FMV 10,769,657. 10,769,657.

33 STATEMENT(S) 14 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} IDG ACCEL CHINA GROWTH FD II FMV 13,878,750. 13,878,750. IDG ACCEL CHINA GROWTH FUND I FMV 12,346,381. 12,346,381. INFINERA CORP FMV 516,500. 516,500. INSTITUTIONAL VENTURE PART 8 FMV 68,993. 68,993. INSTITUTIONAL VENTURE PRTNS IV FMV 2,269,563. 2,269,563. INVENTION DEVELOPMENT FD I FMV 750,750. 750,750. INVENTION INV FUND I LP FMV 4,012,357. 4,012,357. J.C. FLOWERS II LP FMV 4,205,659. 4,205,659. KING STREET CAPITAL II FMV 67,695,112. 67,695,112. KPCB CHINA FUND FMV 6,223,882. 6,223,882. LANSDOWNE UK EQUITY FUND PARTN FMV 28,823,466. 28,823,466. LATIN POWER III LP FMV 13,697,674. 13,697,674. LIME ROCK PARTNERS III LP FMV 4,640,033. 4,640,033. LIME ROCK PARTNERS IV FMV 11,880,099. 11,880,099. LIME ROCK PARTNERS V FMV 16,434,451. 16,434,451. LIME ROCK RESOURCES C FMV 11,698,314. 11,698,314. LITTLEJOHN FUND III LP FMV 12,890,220. 12,890,220. LITTLEJOHN FUND IV FMV 1,948,180. 1,948,180. LNK PARTNERS LP FMV 12,421,571. 12,421,571. LONE PINON FMV 5,594,378. 5,594,378. LONE STAR FUND VI L.P. FMV 14,753,521. 14,753,521. LONE STAR V AR FMV 12,522,673. 12,522,673. LONGREACH CAP PARTNERS I LP FMV 15,608,949. 15,608,949. LYME FOREST FUND FMV 8,159,343. 8,159,343. M + H REALTY PART V LP FMV 2,179,761. 2,179,761. MAP 2006 LP FMV 13,369,810. 13,369,810. MARATHON DISTRESSED SUBPRIME FMV 5,350,504. 5,350,504. MARATHON SPECIAL OPP FUND LTD FMV 30,901,929. 30,901,929. MAXLINEAR INC CLASS A FMV 236,720. 236,720. MERIT ENERGY PARTNERS EI FMV 3,471,765. 3,471,765. MERIT ENERGY PARTNERS F I LP FMV 1,026,822. 1,026,822. MISSIONPOINT CAP PARTNERS 1 FMV 10,079,050. 10,079,050. MOHR DAIDOW VENTURES VI FMV 1,551,293. 1,551,293. MOHR DAVIDOW VENTURES IX FMV 5,061,930. 5,061,930. MOHR DAVIDOW VENTURES VIII LP FMV 3,924,815. 3,924,815. MOHR DAVIDOW VII LP FMV 4,673,760. 4,673,760. MONTRICA GLOBAL OPP FUND LP FMV 3,086,250. 3,086,250. MOORFIELD REAL ESTATE FUND II FMV 1,723,879. 1,723,879. MORGAN STANLEY PRIVATE EQUITY FMV 13,796,171. 13,796,171. MOTRICITY INC FMV 124,809. 124,809. NATIONAL CAPITAL PROPERTIES IV FMV 4,060,200. 4,060,200. NATL CAPITAL PROP III FMV 15,539,670. 15,539,670. NEA 11 FMV 7,617,737. 7,617,737. NEA 9 FMV 1,338,339. 1,338,339. NEW ENTERPRISE ASSOCIATES 10 FMV 1,892,663. 1,892,663. NEW ENTERPRISE ASSOCIATES XII FMV 4,233,174. 4,233,174. NORTH BRIDGE GROWTH EQUITY I FMV 3,534,890. 3,534,890. OAKTREE CAPITAL MANAGEMENT III FMV 228,266. 228,266. OAKTREE CAPITAL MANAGEMENT IV FMV 12,674. 12,674. OAKTREE CAPITAL MANAGEMENT OPP FMV 58,368. 58,368. OPNEXT INC FMV 119,757. 119,757. ORION EUROPEAN RE FUND II FMV 2,630,354. 2,630,354. ORION EUROPEAN RE FUND III FMV 4,100,436. 4,100,436. OZ EUROPE OVERSEAS FUND LTD FMV 3,333,495. 3,333,495.

34 STATEMENT(S) 14 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} OZ OVERSEAS FUND LTN FMV 24,090,787. 24,090,787. PEAK SPORT PRODUCTS LTD FMV 283,340. 283,340. PEEPUL CAPITAL LLC ILABS FMV 6,861,226. 6,861,226. PENDING SECURITIES TRANSACTIONS ‐ FMV NET 20,887,441. 20,887,441. PFM DIVERSIFIED OFFSHORE FD FMV 20,559,158. 20,559,158. PHOENIX ASIA RE INVS III LP FMV 11,581,286. 11,581,286. POLARIS VENTURE PARTNERS IV FMV 8,614,247. 8,614,247. PROSPERITAS REAL ESTATE III FMV 1,473,315. 1,473,315. QUADRANGLE/NACIONAL FMV 10,343,982. 10,343,982. QUANTUM ENERGY PARTNERS IV FMV 7,258,969. 7,258,969. QUANTUM ENERGY PARTNERS V FMV 274,425. 274,425. QUANTUM RES B FMV 2,735,898. 2,735,898. REDPOINT OMEGA FMV 2,963,519. 2,963,519. REDPOINT VENTURE I LP FMV 3,213,727. 3,213,727. REDPOINT VENTURES II LP FMV 5,334,641. 5,334,641. REDPOINT VENTURES III LP FMV 12,372,538. 12,372,538. ROCKLAND POWER PARTNERS FMV 732,337. 732,337. ROSEWOOD CAPITAL FMV 4,775. 4,775. SAB OVERSEAS FUND LTD FMV 21,485,031. 21,485,031. SAVVIS INC FMV 574,506. 574,506. SB ASIA INVESTMENT FD II LP FMV 21,324,809. 21,324,809. SEQUOIA CAP INDIA GTH FD II LP FMV 1,178,421. 1,178,421. SEQUOIA CAPITAL 2010 FMV 2,831,058. 2,831,058. SEQUOIA CAPITAL CHINA FMV 8,293,413. 8,293,413. SEQUOIA CAPITAL CHINA II L.P. FMV 5,791,224. 5,791,224. SEQUOIA CAPITAL GROWTH FD III FMV 16,796,593. 16,796,593. SEQUOIA CAPITAL GROWTH FD IV FMV 6,647,477. 6,647,477. SEQUOIA CAPITAL INDIA FMV 3,920,426. 3,920,426. SEQUOIA CAPITAL INDIA III LP FMV 1,516,361. 1,516,361. SEQUOIA CAPITAL ISRAEL III LP FMV 2,297,335. 2,297,335. SEQUOIA CAPITAL ISRAEL IV FMV 831,976. 831,976. SEQUOIA CAPITAL IX FMV 1,031,494. 1,031,494. SEQUOIA CAPITAL X FMV 975,081. 975,081. SEQUOIA CAPITAL XI LP FMV 5,181,758. 5,181,758. SEQUOIA CAPITAL XII LP FMV 3,612,636. 3,612,636. SEQUOIA CPTL CHINA GROWTH FD I FMV 5,267,600. 5,267,600. SHORENSTEIN REALTY INV IX LP FMV 5,246,844. 5,246,844. SHORENSTEIN REALTY INV VI LP FMV 2,642,199. 2,642,199. SHORENSTEIN REALTY INV VII LP FMV 11,675,625. 11,675,625. SHORENSTEIN REALTY INV VIII FMV 7,579,822. 7,579,822. SHORETEL INC FMV 781,000. 781,000. SIERRA VENTURES VII FMV 1,377,497. 1,377,497. SIGMA PARTNERS VII LP FMV 7,718,956. 7,718,956. SIGMA PARTNERS VIII LP FMV 4,388,448. 4,388,448. SOWOOD ALPHA FUND LTD FMV 327,261. 327,261. STATE STR INSTL INVT TR FMV 2,151. 2,151. SUMMIT PARTN VENTURE CAP II A FMV 1,651,937. 1,651,937. SUMMIT PARTNERS EUROPE EQUITY FMV 1,675,362. 1,675,362. SUMMIT PARTNERS PRIVAT FMV 4,426,841. 4,426,841. SUMMIT VENTURES IV FMV 56,508. 56,508. SUMMIT VENTURES V FMV 135,615. 135,615. SUMMIT VENTURES VI FMV 8,818,507. 8,818,507. TA VI FMV 10,708,414. 10,708,414.

35 STATEMENT(S) 14 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} TAO L HOLDINGS LTD SPV FMV 715,477. 715,477. THE PRIVATVARDE FUND LP FMV 12,413,828. 12,413,828. THE VARDE FUND IX L P FMV 29,133,223. 29,133,223. THE VARDE FUND VIII FMV 22,987,075. 22,987,075. TIGER GLOBAL PIP IV FMV 10,045,376. 10,045,376. TIGER GLOBAL PIP V LP FMV 5,635,436. 5,635,436. TPG AXON PARTNERS OFFSHORE LTD FMV 27,765,621. 27,765,621. TRIVEST CHINA FOCUS MASTER FD FMV 9,898,454. 9,898,454. U S VENTURE PARTNERS IV FMV 88,341. 88,341. U S VENTURE PARTNERS V FMV 37,289. 37,289. UK PROPERTY INVESTMENT CO. FMV 9,242,480. 9,242,480. US DOLLAR FMV 30,000,000. 30,000,000. US VENTURE PARNTERS IX FMV 4,826,958. 4,826,958. US VENTURE PARTNERS VI FMV 406,403. 406,403. US VENTURE PARTNERS VII FMV 2,042,696. 2,042,696. US VENTURE PARTNERS VIII FMV 7,077,917. 7,077,917. VESTAR CAPITAL PARTNER V FMV 12,674,325. 12,674,325. VESTAR CAPITAL PARTNERS III LP FMV 4,686,661. 4,686,661. VESTAR CAPITAL PARTNERS IV LP FMV 8,073,348. 8,073,348. WATERSHED CAPITAL INSTITUTIONA FMV 1,594,554. 1,594,554. WELLINGTON BAY POND FMV 26,126,309. 26,126,309. WELLINGTON MGMT INV TERREBONNE FMV 15,363,596. 15,363,596. WELLINGTON MGMT SPINDRIFT INV FMV 25,543,264. 25,543,264. WELSH CARSON ANDERSON STOWE 8 FMV 2,088,916. 2,088,916. WELSH CARSON ANDERSON+STOWE IX FMV 5,493,500. 5,493,500. }}}}}}}}}}}}}} }}}}}}}}}}}}}} TOTAL TO FORM 990‐PF, PART II, LINE 13 2141700676. 2141700676. ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF DEPRECIATION OF ASSETS NOT HELD FOR INVESTMENT STATEMENT 15 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

COST OR ACCUMULATED DESCRIPTION OTHER BASIS DEPRECIATION BOOK VALUE }}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} CONDOMINIUM INTEREST IN 420 FIFTH AVE AND IMPROVEMENTS 29,031,162. 10,455,921. 18,575,241. FURNITURE, FIXTURES AND EQUIPMENT 6,144,715. 3,220,643. 2,924,072. }}}}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} TOTAL TO FM 990‐PF, PART II, LN 14 35,175,877. 13,676,564. 21,499,313. ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~

36 STATEMENT(S) 14, 15 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF OTHER ASSETS STATEMENT 16 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

BEGINNING OF END OF YEAR FAIR MARKET DESCRIPTION YR BOOK VALUE BOOK VALUE VALUE }}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} PROGRAM RELATED INVESTMENTS 12,593,942. 10,711,867. 10,711,867. BOND UNDERWRITER'S FEES 109,973. 101,827. 101,827. PREPAID FEDERAL EXCISE AND UBI TAXES 2,090,000. 0. 0. PREPAID PENSION COST AND OTHER ASSETS 19,162,024. 23,034,057. 23,034,057. REDEMPTIONS, DIVIDENDS, INTEREST, AND OTHER RECEIVABLES 982,912. 780,320. 780,320. FEDERAL EXCISE TAX REFUND RECEIVABLE 1,549,088. 0. 0. }}}}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} TO FORM 990‐PF, PART II, LINE 15 36,487,939. 34,628,071. 34,628,071. ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF OTHER LIABILITIES STATEMENT 17 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

DESCRIPTION BOY AMOUNT EOY AMOUNT }}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} TAX‐EXEMPT BONDS TO FUND 1993 FACILITY PURCHASE 20,278,766. 20,291,080. POSTRETIREMENT BENEFIT OBLIGATION 22,563,473. 19,546,240. DEFERRED FEDERAL EXCISE TAXES 2,081,000. 7,396,000. FEDERAL EXCISE AND UNRELATED BUSINESS INCOME TAX 0. 145,750. }}}}}}}}}}}}}} }}}}}}}}}}}}}} TOTAL TO FORM 990‐PF, PART II, LINE 22 44,923,239. 47,379,070. ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF NAME OF FOREIGN COUNTRY IN WHICH STATEMENT 18 ORGANIZATION HAS FINANCIAL INTEREST }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

NAME OF COUNTRY }}}}}}}}}}}}}}} ARGENTINA BANGLADESH BERMUDA BOTSWANA BRAZIL CHILE COLOMBIA CZECH REPUBLIC EGYPT GREECE

37 STATEMENT(S) 16, 17, 18 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} HUNGARY INDIA INDONESIA ISRAEL ITALY KENYA KOREA (SOUTH) MALAYSIA MEXICO PAKISTAN PERU PHILIPPINES POLAND QATAR ROMANIA RUSSIA SLOVAKIA SRI LANKA TAIWAN THAILAND TURKEY UGANDA UNITED ARAB EMIRATES VENEZUELA CHINA UNITED KINGDOM JAPAN

38 STATEMENT(S) 18 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF TRANSFERS TO CONTROLLED ORGANIZATIONS STATEMENT 19 PART VII‐A, LINE 11A }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

NAME OF CONTROLLED ENTITY EMPLOYER ID NO }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}}}}} UK PROPERTY INVESTMENT CO. 98‐0413223

ADDRESS }}}}}}} C/O THE ROCKEFELLER FOUNDATION, 420 FIFTH AVENUE NEW YORK, NY 10018‐2702

DESCRIPTION OF TRANSFER }}}}}}}}}}}}}}}}}}}}}}} THERE WERE NO TRANSFERS TO OR FROM THE CONTROLLED ENTITY IN 2010.

AMOUNT OF TRANSFER }}}}}}}}}}}}}} 0. }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}}}}} TOTAL AMOUNT OF TRANSFERS TO CONTROLLED ORGANIZATIONS ~~~~~~~~~~~~~~

39 STATEMENT(S) 19 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF PART VIII ‐ LIST OF OFFICERS, DIRECTORS STATEMENT 20 TRUSTEES AND FOUNDATION MANAGERS }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

EMPLOYEE TITLE AND COMPEN‐ BEN PLAN EXPENSE NAME AND ADDRESS AVRG HRS/WK SATION CONTRIB ACCOUNT }}}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}} }}}}}}}} }}}}}}}} ANN M. FUDGE TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.00 9,000. 0. 0. NEW YORK, NY 10018

HELENE GAYLE TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.00 9,000. 0. 0. NEW YORK, NY 10018

RAJAT GUPTA TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.00 9,000. 0. 0. NEW YORK, NY 10018

THOMAS J. HEALEY TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.50 0. 7,000. 0. NEW YORK, NY 10018

ALICE HUANG TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.00 9,000. 0. 0. NEW YORK, NY 10018

STRIVE MASIYIWA TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.50 9,000. 0. 0. NEW YORK, NY 10018

DIANA NATALICIO TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.00 0. 9,000. 0. NEW YORK, NY 10018

SANDRA DAY O'CONNOR TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.00 0. 0. 0. NEW YORK, NY 10018

NGOZI OKONJO‐IWEALA TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.00 0. 0. 0. NEW YORK, NY 10018

JAMES F. ORR, III CHAIR THROUGH 12/12/10 C/O FOUNDATION, 420 FIFTH AVENUE 3.00 9,000. 0. 0. NEW YORK, NY 10018

RICHARD D. PARSONS TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.00 9,000. 0. 0. NEW YORK, NY 10018

40 STATEMENT(S) 20 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} SURIN PITSUWAN (FROM 6/22/10) TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.00 5,000. 0. 0. NEW YORK, NY 10018

DAVID ROCKEFELLER, JR. CHAIR AS OF 12/13/10 C/O FOUNDATION, 420 FIFTH AVENUE 2.00 9,000. 0. 0. NEW YORK, NY 10018

JOHN W. ROWE TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.50 9,000. 0. 0. NEW YORK, NY 10018

XUAN VO‐TONG TRUSTEE C/O FOUNDATION, 420 FIFTH AVENUE 2.00 9,000. 0. 0. NEW YORK, NY 10018

JUDITH RODIN PRESIDENT C/O FOUNDATION, 420 FIFTH AVENUE 45.00 816,771. 47,644. 0. NEW YORK, NY 10018

PETER MADONIA CHIEF OPERATING OFFICER C/O FOUNDATION, 420 FIFTH AVENUE 45.00 482,184. 65,354. 0. NEW YORK, NY 10018

DARREN WALKER (THRU 4/30/10) VICE PRESIDENT C/O FOUNDATION, 420 FIFTH AVENUE 45.00 187,709. 23,388. 0. NEW YORK, NY 10018

PAMELA O. FOSTER ASSISTANT GENERAL COUNSEL C/O FOUNDATION, 420 FIFTH AVENUE 45.00 227,513. 62,559. 0. NEW YORK, NY 10018

DONNA J. DEAN CHIEF INVESTMENT OFFICER C/O FOUNDATION, 420 FIFTH AVENUE 45.00 761,632. 24,489. 0. NEW YORK, NY 10018

ELLEN TAUS CFO AND TREASURER C/O FOUNDATION, 420 FIFTH AVENUE 45.00 275,667. 48,844. 0. NEW YORK, NY 10018

SHARI PATRICK GENERAL COUNSEL & CORP SECY C/O FOUNDATION, 420 FIFTH AVENUE 45.00 327,417. 65,554. 0. NEW YORK, NY 10018

ZIA KHAN VICE PRESIDENT C/O FOUNDATION, 420 FIFTH AVENUE 45.00 347,063. 43,344. 0. NEW YORK, NY 10018

HEATHER GRADY (FROM 9/27/10) VICE PRESIDENT C/O FOUNDATION, 420 FIFTH AVENUE 45.00 53,173. 7,019. 0. NEW YORK, NY 10018

}}}}}}}}}}} }}}}}}}} }}}}}}}} TOTALS INCLUDED ON 990‐PF, PAGE 6, PART VIII 3,574,129. 404195. 0. ~~~~~~~~~~~ ~~~~~~~~ ~~~~~~~~

41 STATEMENT(S) 20 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF EXPENDITURE RESPONSIBILITY STATEMENT STATEMENT 21 PART VII‐B, LINE 5C }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} AAVISHKAAR INDIA MICRO VENTURE CAPITAL FUND

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 512, 5TH FLOOR, PLAM SPRING, LINK RD., MALAD (W) MUMBAI, INDIA, 400 064

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 493,281. 11/16/10 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PMT TOWARD $1M PRI COMMITMENT FOR AN INDIAN MICROEQUITY FUND FOR ECON DEV

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 8/27/10,5/17/11,6/15/10, 9/22/10,11/29/10,3/3/11, 5/31/11,6/8/11,9/1/11

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

42 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} AAVISHKAAR INDIA MICRO VENTURE CAPITAL FUND

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 512, 5TH FLOOR, PLAM SPRING, LINK RD., MALAD (W) MUMBAI, INDIA, 400 064

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 361,843. 06/30/09 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PMT TOWARD $1M PRI COMMITMENT FOR AN INDIAN MICROEQUITY FUND FOR ECON DEV

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 9/23/09,8/27/10,5/17/11,10/13/10,11/15/10,12/6/10,2/21/11,5/16/11,8/25/11

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

43 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} ACUMEN CAPITAL MARKETS I, LP

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 76 NINTH AVENUE SUITE 315 NEW YORK, NY 10011

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 630,000. 12/29/08 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PMT TOWARD $3.5M PRI FOR SUST ECON DEV (REFLECTS RECOVERY OF $2.87M PRE‐PMT)

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 7/15/10,6/30/10,8/30/10,12/15/10,1/18/11,5/3/11,6/7/11,8/24/11

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

44 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} BCLF VENTURES LLC, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 56 WARREN STREET BOSTON, MA 02119

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 750,000. 05/08/02 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PMT IN FULL OF $750K PRI COMMITMENT TO CREATE JOBS FOR LOW INCOME GROUPS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 6/30/2010, 11/15/2010, 2/14/2011, 5/18/2011, 8/12/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

45 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} CENTENARY RURAL DEVELOPMENT BANK

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PLOT 7, ENTEBBE ROAD, PO BOX 1892 KAMPALA, UGANDA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 300,000. 05/04/07 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PMT TOWARD $500K PRI COMMITMENT TO RAISE THE INCOMES OF POOR UGANDAN FARMERS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} PRIOR REPORTS+ 12/4/09,3/15/10,5/3/10,12/23/10,1/7/11,2/22/11,8/19/11

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

46 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} IGNIA PARTNERS, LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} AV. RICARDO MARGAIN 575, PARQUE CORPORATIVO SANTA ENGRACIA SAN PEDRO GARZA GARCIA, NL, MEXICO, 66267

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 407,295. 11/18/10 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PMT TOWARD $1M PRI FOR FUND INVESTING IN SMES BENEFITING POOR PEOPLE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/1/2010, 5/3/2010, 7/22/2010, 10/26/2010, 2/9/2011, 4/29/2011, 7/28/2011,

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

47 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} JACOBS CENTER FOR NEIGHBORHOOD INNOVATION

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 404 EUCLID AVENUE SAN DIEGO, CA 92114

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 1,000,000. 10/30/03 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FULL PMT OF $1M PRI LOAN FOR COMMUNITY ECON DEV PROJ; $490K PRINCIPAL REPAID

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 9/28/09,12/31/09,6/30/10,9/2/10,12/1/10,1/11/11,3/2/11,6/2/11,8/31/11

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

48 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} NEW YORK ACQUISITION FUND, LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 588 BROADWAY, SUITE 1103 NEW YORK, NY 10012

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 5,000,000. 09/15/06 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PMT IN FULL OF $5M PRI TO CAPITALIZE THE NYCAL AFFORDABLE HOUSING FUND

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/1/2010,6/15/2010,9/22/2010,11/29/2010,3/3/2011,5/31/2011,6/8/2011,9/1/11

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

49 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} SEVEN SEAS CAPITAL MANAGEMENT LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 26 BAKER BRIDGE ROAD LINCOLN, MA 01773

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 200,000. 08/11/09 200,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} PRI LOAN; $124,601 REPAID; $75,399 SPENT AND REPORTED FOR CHAR PURPOSES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/24/2010,3/31/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

50 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} AARP

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 601 E. STREET, NW WASHINGTON, DC 20049

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 190,000. 09/28/10 190,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO STRENGTHEN SOCIAL SECURITY EMPHASIZING ADEQUACY OF BENEFITS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/9/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

51 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} ACCOUNTABILITY STRATEGIES

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 250‐252 GOSWELL ROAD CLERKENWELL LONDON, UNITED KINGDOM

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 54,150. 04/30/09 54,150.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO IDENTIFY BEST PRACTICES FOR EVALUATING INNOVATION ACROSS SECTORS.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 9/23/2010, 9/15/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

52 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} ACCOUNTABILITY STRATEGIES

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 250‐252 GOSWELL ROAD CLERKENWELL LONDON, UNITED KINGDOM

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 45,600. 10/08/09 45,600.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO IDENTIFY BEST PRACTICES FOR EVALUATING INNOVATION ACROSS SECTORS.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 9/23/2010, 9/15/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

53 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} AFRICA AGRICULTURE DEVELOPMENT COMPANY LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 32 LEE TERRACE LONDON, UNITED KINGDOM

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 250,000. 12/23/09 250,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR PILOT PROJECTS FOR SUSTAINABLE AGRI‐BUSINESS OPPORTUNITIES IN AFRICA.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/5/2010, 4/7/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

54 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} AFRICA HEALTH AND DEVELOPMENT INTERNATIONAL

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} TWAWEZA HOUSE PARKLANDS ROAD, MPESI LANE P.O. BOX 66872 NAIROBI, KENYA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 07/24/09 100,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR "ETHNIC DIVERSITY: CHALLENGES AND OPPORTUNITIES FOR EASTERN AFRICA."

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/9/2010, 9/2/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

55 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} AFRICA TWENTY‐FOUR MEDIA, LTD.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 4TH FLOOR, LES JAMALACS BUILDING VIEUX CONSEIL STREET PORT LOUIS, MAURITIUS

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 50,000. 12/15/09 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR FILMS INTENDED TO CHANGE GLOBAL PERCEPTIONS OF SUB‐SAHARAN AFRICA.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} NONE TO DATE

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

56 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} AFRICAN CENTRE FOR GLOBAL HEALTH AND SOCIAL TRANSFORMATION, LIMITED*

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PLOT 13B ACACIA AVENUE, PO BOX 9974 KAMPALA, UGANDA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 400,000. 10/14/10 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO IMPROVE HEALTH SYSTEMS CAPACITY ACROSS AFRICA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} NONE TO DATE

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

57 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} AFRICAN EVALUATION ASSOCIATION

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 15 EMMAUSE ROAD, LA ACCRA P.O. BOX 16208 KIA ACCRA, GHANA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 90,000. 10/01/09 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO TRANSITION FROM A VOLUNTARY TO AN INDEPENDENT PAN‐AFRICAN ASSOCIATION.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 1/13/2011, 2/28/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

58 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} AFRICAN EVALUATION ASSOCIATION

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 15 EMMAUSE ROAD, LA ACCRA, PO BOX 16208 KIA ACCRA, GHANA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 1,884. 05/17/10 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO TRANSITION FROM A VOLUNTARY TO AN INDEPENDENT PAN‐AFRICAN ASSOCIATION.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 1/13/2011, 2/28/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

59 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} AFRICAN NETWORK OPERATORS GROUP

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 34 CHURCH CRESCENT LABONE P.O. BOX 3035 ACCRA, GHANA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 110,000. 11/20/08 110,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO IMPROVE BANDWIDTH CAPACITIES IN 12 INSTITUTIONS OF HIGHER ED IN AFRICA.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/5/2009, 5/5/2010, 6/30/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

60 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} AFRICAN NETWORK OPERATORS GROUP

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 34 CHURCH CRESCENT LABONE ACCRA, GHANA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 34,800. 11/12/10 34,800.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO IMPROVE BANDWIDTH CAPACITIES IN 12 INSTITUTIONS OF HIGHER ED IN AFRICA.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/5/2009, 5/5/2010, 6/30/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

61 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} ALLAVIDA (KENYA) LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 3RD FLOOR RATTANSI EDUCATIONAL TRUST BUILDING, KOINANGE STREET NAIROBI, KENYA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 233,700. 12/23/09 233,700.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO TEST VIABILITY OF EXPANDING PRODUCT/SERVICES DELIVERY TO POOR IN AFRICA.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/4/2010, 4/1/2010, 4/28/2010, 8/11/2010, 10/11/2010, 10/13/11

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

62 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} ALLAVIDA (KENYA) LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 3RD FLOOR RATTANSI EDUCATIONAL TRUST BUILDING, KOINANGE STREET NAIROBI, KENYA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 140,220. 09/15/10 14,151.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO TEST VIABILITY OF EXPANDING PRODUCT/SERVICES DELIVERY TO POOR IN AFRICA.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/4/2010, 4/1/2010, 4/28/2010, 8/11/2010, 10/11/2010, 10/13/11

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

63 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} AMERICAN VETERINARY MEDICAL ASSOCIATION

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1931 N. MEACHAM ROAD SUITE 100 SCHAUMBURG, IL 60173‐4360

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 25,000. 04/21/10 25,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR ESTABLISHING A NATIONAL STRATEGY IN THE U.S. FOR IMPROVED PUBLIC HEALTH

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/2/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

64 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} APCO WORLDWIDE LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 153/3 GOLDEN LAND BLDG, 3RD FLR SOI MAHARDLEKLUANG 1, RAJDAMRI ROAD LU BANGKOK, THAILAND

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 300,000. 12/28/09 300,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} COMMUNICATIONS AND LEARNING FOR ASIAN CITIES CLIMATE NETWORK

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/8/2010, 6/11/2010, 5/31/2011, 5/24/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

65 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} ARSOM SILP INSTITUTE OF THE ARTS

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 399 SOI ANAMAIKHAMCHAROEN 25, MOO 5, RAMA 2 RD, BANGKHUNTIEN BANGKOK, THAILAND, 10150

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 85,000. 12/03/10 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ENABLE PRESERVATION AND RESTORATION IN TWO HISTORIC THAI NEIGHBORHOODS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} NONE TO DATE

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

66 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} ASIAN COALITION FOR HOUSING RIGHTS

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 73 SOL SONTHIWATTANA 4 LADPRAO 110 ROAD. WANGTHONGLANG DISTRICT BANGKOK, THAILAND

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 367,000. 05/05/09 367,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF THREE COMMUNITY‐DRIVEN PROJECTS IN POOR URBAN AREAS IN ASIA.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/13/2010, 3/10/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

67 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} ASSOCIATION FOR HEALTH AND ENVIRONMENTAL DEVELOPMENT

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 17 BEIRUT STREET., APT. 501 HELIOPOLIS CAIRO, EGYPT

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 79,400. 12/18/08 79,400.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO PROVIDE HEALTH PROFESSIONALS FROM DEVELOPING COUNTRIES WITH NEW SKILLS.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 7/1/2009, 1/25/2010, 10/5/2010, 1/25/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

68 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} BANGLADESH ENTERPRISE INSTITUTE

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} HOUSE #20, ROAD #5, GULSHAN‐1 DHAKA, BANGLADESH, 1212

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 204,000. 12/16/10 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR EFFORTS TO DEVELOP A NATIONAL STRATEGY FOR EHEALTH IN BANGLADESH

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} NONE TO DATE

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

69 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} BERTELSMANN FOUNDATION, NORTH AMERICA, INC.*

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1101 NEW YORK AVENUE, NW STE. 901 WASHINGTON, DC 20005

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 80,000. 12/21/10 3,950.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR AN ONLINE RESOURCE TO ENABLE STRATEGIZING ON MEETING GLOBAL CHALLENGES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/7/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

70 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} BRIDGES VENTURES LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1 CRAVEN HILL LONDON, UNITED KINGDOM, W2 3EN

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 10,000. 03/19/10 10,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO SHARE EXAMPLES OF IMPACT INVESTING'S POSITIVE EFFECTS ON THE POOR

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/5/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

71 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} BROADREACH HEALTHCARE, LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 2500 WILSON BLVD, SUITE 220 ARLINGTON, VA 22201

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 30,000. 09/16/10 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF HEALTH MARKET RESEARCH ACTIVITIES IN SOUTH AFRICA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/25/2010, 8/30/2010, 5/31/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

72 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} BROADREACH HEALTHCARE, LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 2500 WILSON BLVD, SUITE 220 ARLINGTON, VA 22201

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,700. 12/24/09 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF HEALTH MARKET RESEARCH ACTIVITIES IN SOUTH AFRICA.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/25/2010, 8/30/2010, 5/31/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

73 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} BUILDING AMERICA'S FUTURE

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1301 PENNSYLVANIA AVE., NW SUITE 350 WASHINGTON, DC 20004

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 500,000. 07/02/09 500,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ADVANCE A NATIONAL VISION OF EQUITABLE TRANSPORTATION POLICIES.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/5/2009, 12/21/2009, 1/11/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

74 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} CAMBODIAN WOMEN FOR PEACE AND DEVELOPMENT ASSOCIATION

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} #23, ST. 47 SANGKAT SRAS CHAK KHAN DAUN PENH PHNOM PENH, CAMBODIA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 152,637. 12/28/07 146,233.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR A FINAL PHASE OF A PROGRAM TO STRENGTHEN MIGRANT CAMBODIAN HEALTH CARE.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 7/16/2009, 4/26/2009

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

75 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} CAMBODIAN WOMEN FOR PEACE AND DEVELOPMENT ASSOCIATION

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} #23, ST. 47 SANGKAT SRAS CHAK KHAN DAUN PENH PHNOM PENH, CAMBODIA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 147,363. 08/07/09 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR A FINAL PHASE OF A PROGRAM TO STRENGTHEN MIGRANT CAMBODIAN HEALTH CARE.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 7/16/2009, 4/26/2009

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

76 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} CEDAR ASSOCIATES, LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 275 MIDDLEFIELD ROAD, SUITE 200 MENLO PARK, CA 94025

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 140,000. 09/21/10 93,583.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR A STUDY TO IMPROVE HEALTH COVERAGE PROGRAMS IN POOR COUNTRIES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/4/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

77 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} CENTER FOR CREATIVE INITIATIVES IN HEALTH AND POPULATION

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} NO. 2 LANE 49/41 HUYNH THUC KHANG STREET DONG DA HANOI, VIETNAM

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 150,000. 12/07/10 32,597.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO STUDY PRIVATE SECTOR HEALTH ORGANIZATIONS IN VIETNAM AND CAMBODIA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/23/2011, 4/19/2011, 9/8/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

78 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} CENTER FOR CREATIVE INITIATIVES IN HEALTH AND POPULATION

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} NO. 2 LANE 49/41 HUYNH THUC KHANG STREET DONG DA HANOI, VIETNAM

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 70,820. 05/14/10 70,820.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO COLLECT INFORMATION ON INNOVATIVE HEALTH MARKET PROGRAMS IN VIETNAM

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/16/2010, 4/16/2010, 9/9/2010, 12/31/2010, 2/11/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

79 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} CENTER FOR CREATIVE INITIATIVES IN HEALTH AND POPULATION

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} NO. 2 LANE 49/41 HUYNH THUC KHANG STREET DONG DA HANOI, VIETNAM

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 70,820. 12/17/09 70,820.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO COLLECT INFORMATION ON INNOVATIVE HEALTH MARKET PROGRAMS IN VIETNAM

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/16/2010, 4/16/2010, 9/9/2010, 12/31/2010, 2/11/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

80 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} CENTRE FOR DEMOCRACY AND DEVELOPMENT

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 4, KIKUYU CLOSE, OFF NAIROBI ST, PRAKOU CRESCENT, WUSE ABUJA, NIGERIA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 50,000. 12/08/09 50,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO CONDUCT TREND MONITORING ON ISSUES OF POVERTY AND HUMAN DEVELOPMENT.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/14/2010, 1/5/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

81 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} CENTRE FOR HEALTH AND SOCIAL SERVICES*

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O. BOX PMB 52, MINISTRIES ACCRA, GHANA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 55,000. 12/21/10 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO DEVELOP AN ORGANIZATIONAL STRATEGY TO IMPROVE HEALTH SYSTEMS IN AFRICA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/3/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

82 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} CENTRE FOR HEALTH AND SOCIAL SERVICES*

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O. BOX PMB 52, MINISTRIES ACCRA, GHANA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 275,000. 05/07/10 275,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ITS EFFORTS TO STRENGTHEN GHANA'S NATIONAL HEALTH SYSTEM

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/26/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

83 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} CENTRE FOR HEALTH AND SOCIAL SERVICES*

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O. BOX PMB 52, MINISTRIES ACCRA, GHANA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 08/05/10 100,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ITS EFFORTS TO STRENGTHEN GHANA'S NATIONAL HEALTH SYSTEM

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/26/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

84 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} CHINA MEDICAL BOARD OF NEW YORK INC.*

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 2 ARROW STREET, 2ND FLOOR CAMBRIDGE, MA 01238

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 300,000. 01/06/10 60,472.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR A STUDY GROUP ON EDUCATION FOR GLOBAL HEALTH LEADERSHIP

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 9/1/2010, 9/14/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

85 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} CONSULTATION OF INVESTMENT IN HEALTH PROMOTION

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 108 A12 ALLEY 4/15 PHUONG MAI STREET HANOI , VIETNAM

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 123,470. 03/25/08 86,079.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ENHANCE CAPACITY TO PUBLISH INFORMATION ON HEALTH ISSUES IN VIETNAM.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/3/2007, 3/6/2008, 1/9/2009, 10/12/2009

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

86 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} CONSUMERS INTERNATIONAL

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 24 HIGHBURY CRESCENT LONDON , UNITED KINGDOM, N5 1RX

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 75,000. 09/12/07 18,553.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO FOSTER A FAIRER SYSTEM ON INTELLECTUAL PROPERTY RIGHTS.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/6/2009, 12/18/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

87 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} CREATE! EDUCATION SOLUTIONS, LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 277 SOUTH WASHINGTON STREET, SUITE 210 ALEXANDRIA , VA 22314

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 12/28/07 100,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO HELP RAISE CAPITAL FOR PRIVATE SCHOOL EDUCATION IN SUB‐SAHARAN AFRICA.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/12/2008, 2/2/2009, 4/7/2010, 3/1/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

88 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} CROWN AGENTS FOR OVERSEA GOVERNMENTS AND ADMINISTRATIONS LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} ST. NICHOLAS HOUSE, ST. NICHOLAS ROAD SUTTON, SURREY, UNITED KINGDOM, SM1 1EL

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 300,000. 12/22/10 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR A NEW SECRETARIAT TO STRENGTHEN PRIVATE SECTOR HEALTH PROGRAMS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/2/2011, 5/5/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

89 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} DALBERG CONSULTING CC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 25TH OWL STREET, 13TH FLOOR, AUCKLAND PARK JOHANNESBURG, SOUTH AFRICA, 2092

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 11/24/10 100,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR A SCOPING STUDY ON CURRENT IMPACT INVESTING ACTIVITIES IN WEST AFRICA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/14/2011, 7/7/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

90 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} DECENTRALISED ENERGY SYSTEMS INDIA PRIVATE LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} R T NAGAR MAIN ROAD, 4TH MAIN, K H M BLOCK BANGALORE, INDIA, 560032

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 424,700. 01/15/10 424,700.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO EXPLORE USING MOBILE PHONE TOWERS TO BRING ELECTRICITY TO THE POOR

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/26/2010, 6/29/2010, 10/6/2010, 3/15/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

91 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} DIABETIC ASSOCIATION OF BANGLADESH

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 122 KAZI NAZRUL ISLAM AVENUE, SHAHBAG DHAKA, BANGLADESH, 1000

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 225,000. 11/23/10 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO BUILD HEALTH INFORMATICS EDUCATION CAPACITY

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/3/2010, 3/13/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

92 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} EMERALD CITIES PARTNERSHIP, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O. BOX 35556 WASHINGTON, DC 20033

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 300,000. 12/24/09 130,741.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR ASSISTANCE TO 10 U.S. CITIES IN IMPLEMENTING BUILDING RETROFIT PLANS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/29/2010, 9/17/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

93 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} ENVIRONMENTAL PROTECTION AND MANAGEMENT SERVICES

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O. BOX 7775 DAR ES SALAAM, TANZANIA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 7,200. 03/31/10 7,200.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} INTERNATIONAL CONFERENCE ON COMMUNITY‐BASED ADAPTATION TO CLIMATE CHANGE.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/21/2010, 10/20/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

94 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} ENVIRONMENTAL PROTECTION AND MANAGEMENT SERVICES

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O. BOX 7775 DAR ES SALAAM, TANZANIA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 50,000. 12/02/09 50,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} INTERNATIONAL CONFERENCE ON COMMUNITY‐BASED ADAPTATION TO CLIMATE CHANGE.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/21/2010, 10/20/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

95 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} FEDERATION FOR THE DEVELOPMENT OF THE BOOK SECTOR IN CAMBODIA

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} #148 NORODOM BLVD. TONLE BASAC, CHAMKAR MON PHNOM PENH, CAMBODIA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 45,000. 05/11/07 39,146.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO DEVELOP CAMBODIAN BOOK CULTURE ‐INCOMPLETE REPORTING: NO FURTHER FUNDING

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/12/2007,6/23/2008, 5/27/2008

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

96 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} FINANCIAL TIMES LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} ONE SOUTHWARK BRIDGE LONDON, UNITED KINGDOM, SE1 9HL

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 69,600. 11/16/10 69,600.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR A PUBLICATION ON IMPACT INVESTING'S BENEFIT TO THE POOR IN AFRICA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 7/15/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

97 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} FORO NACIONAL INTERNACIONAL

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} AV. MANUEL OLGUIN 533 OFICINA 403 SANTIAGO DE SURCO LIMA, PERU

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 50,000. 12/16/09 50,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO CONDUCT TREND MONITORING ON ISSUES OF POVERTY AND HUMAN DEVELOPMENT.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/1/2010, 10/1/2010, 12/20/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

98 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} FREEDMAN CONSULTING, LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 3720 YUMA STREET, NW WASHINGTON, DC 20016

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 175,000. 09/24/10 175,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR TECHNICAL ASSISTANCE TO SELECT CAMPAIGN FOR AMERICAN WORKERS' GRANTEES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/7/2011, 8/17/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

99 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} FRONT SEAT MANAGEMENT, LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 3503 NE 45TH STREET SUITE 2W SEATTLE, WA 98105

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 150,000. 09/22/09 150,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR A WEB‐BASED TOOL THAT MEASURES THE WALKABILITY OF COMMUNITIES.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/10/2010, 2/25/2010, 9/29/2010, 12/7/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

100 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} FRONT SEAT MANAGEMENT, LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 3503 NE 45TH STREET SUITE 2W SEATTLE, WA 98105

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 50,000. 05/18/10 50,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR A WEB‐BASED TOOL THAT MEASURES THE WALKABILITY OF COMMUNITIES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/10/2010, 2/25/2010, 9/29/2010, 12/7/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

101 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} FUND FOR CITIES OF SERVICE, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} CITY HALL, SECOND FLOOR NEW YORK, NY 10007

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 2,000,000. 12/24/09 1,000,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ACCELERATE AND STRENGTHEN THE SERVICE EXPANSION INITIATIVES OF TEN CITIES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 8/4/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

102 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} FUNDACION CULTURAL RODOLFO MORALES

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} MORELOS 108 OCOTLAN DE MORELOS OAXACA, MEXICO

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 80,000. 06/07/07 80,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR THE COSTS OF COMPLETING, "2501 MIGRANTES" BY ARTIST ALEJANDRO SANTIAGO.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 9/25/2008, 12/18/2009, 12/29/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

103 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} FUNDACION T Y PA ‐ TEORIA Y PRACTICA DE LAS ARTES

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} ORTEGA Y GASSET 1983 1ER PISO BUENOS AIRES, ARGENTINA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 30,000. 12/17/08 30,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR TRANSLATING INTO ENGLISH AND PUBLISHING "HACER CINE EN LATINOAMERICA".

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 11/20/2009, 1/20/2010, 5/6/2010, 3/24/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

104 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} GLOBAL ACTION NETWORK NET, INC.*

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 100 MEMORIAL DRIVE, 52‐A CAMBRIDGE, MA 02142

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 33,690. 12/21/09 26,319.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO STRENGTHEN THE FIELD OF IMPACT EVALUATION FOR DEVELOPMENT.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 6/9/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

105 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} GLOBAL HEALTHCARE INFORMATION NETWORK, LTD.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 16 WOODFIELD DRIVE CHARLBURY, OXFORDSHIRE, UNITED KINGDOM, OX7 3SE

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 20,000. 12/23/10 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR PROVIDER ACCESS TO HEALTHCARE INFORMATION IN DEVELOPING COUNTRIES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/16/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

106 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} GLOBAL HEALTHCARE INFORMATION NETWORK, LTD.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 16 WOODFIELD DRIVE CHARLBURY, OXFORDSHIRE, UNITED KINGDOM, OX7 3SE

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 25,000. 07/27/10 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR PROVIDER ACCESS TO HEALTHCARE INFORMATION IN DEVELOPING COUNTRIES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/16/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

107 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} GOLDMARK PRODUCTIONS, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 100 BEEKMAN STREET #14A NEW YORK, NY 10038

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 70,354. 11/30/10 3,817.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR PUBLIC EDUCATION ON THE SOCIAL BENEFITS OF IMPACT INVESTING

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/1/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

108 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} GREATERGOOD SOUTH AFRICA TRUST

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} THE BARN, LASSWADE FARM SPAANSCHEMAT RIVER ROAD CONSTANTIA CAPE TOWN, SOUTH AFRICA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 72,540. 03/05/09 72,540.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR A MEETING TO DISCUSS A GLOBAL SOCIAL INVESTMENT EXCHANGE.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 1/26/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

109 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} GUIDESTAR INTERNATIONAL LTD.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 55‐56 LINCOLN'S INN FIELDS LONDON, UNITED KINGDOM, WC2A 3LJ

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 50,000. 12/22/10 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO DEVELOP A DATABASE OF NGO INFORMATION IN INDIA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} NONE TO DATE

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

110 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} HEALTH LEVEL SEVEN, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 3300 WASHTENAW AVENUE, SUITE 227 ANN ARBOR, MI 48104

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 66,747. 07/11/10 66,747.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR A CONFERENCE ON INTEROPERABLE HEALTH TECHNOLOGY

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 8/25/2009

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

111 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} HELENE DE BEIR FOUNDATION

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} VAN LAETESTRAAT 1A MERELBEKE, BELGIUM

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 35,000. 10/28/09 35,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR THE "GLOBAL HEALTH RIGHTS CONFERENCE" TO BE HELD IN BRUSSELS, 2009.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 9/14/2010, 9/30/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

112 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} HOPE GLOBAL CONSULTING, LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 378A SAN JOSE AVENUE SAN FRANCISCO, CA 94110

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 20,000. 04/30/10 20,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ANALYZE DEMAND FOR SUSTAINABLE INVESTMENT PRODUCTS THAT BENEFIT THE POOR

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 7/1/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

113 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} IGAD CLIMATE PREDICTION AND APPLICATIONS CENTRE

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O. BOX 10304 ‐ 00100 GPO NAIROBI, KENYA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 62,240. 12/15/09 62,240.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO STRENGTHEN THE RESILIENCE OF AFRICA TO THE IMPACTS OF CLIMATE CHANGE.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/21/2010, 8/1/2010,2/14/2011, 4/11/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

114 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} IGAD CLIMATE PREDICTION AND APPLICATIONS CENTRE

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O. BOX 10304 ‐ 00100 GPO NAIROBI, KENYA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 15,560. 09/21/10 15,560.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO STRENGTHEN THE RESILIENCE OF AFRICA TO THE IMPACTS OF CLIMATE CHANGE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/21/2010, 8/1/2010,2/14/2011, 4/11/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

115 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} IMPACT INVESTMENT EXCHANGE (ASIA) PTE. LTD.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 30 CECIL STREET LEVEL 14 PRUDENTIAL TOWER SINGAPORE, SINGAPORE

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 495,040. 12/31/09 245,652.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO EXPAND PRODUCT AND SERVICES DELIVERY TO POOR PEOPLE IN ASIA.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/29/2010, 5/13/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

116 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} INSTITUTE FOR POLICY ALTERNATIVES

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O BOX 16208 KIA ACCRA, GHANA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 164,600. 12/23/10 3,932.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ASSIST ORGS IN MAKING POSITIVE CHANGE FOR POOR PEOPLE IN AFRICA AND ASIA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/15/2010, 12/16/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

117 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} INSTITUTE FOR POLICY ALTERNATIVES

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O BOX 16208 KIA ACCRA, GHANA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 46,100. 12/28/09 46,100.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ASSIST ORGS IN MAKING POSITIVE CHANGE FOR POOR PEOPLE IN AFRICA AND ASIA.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/15/2010, 12/16/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

118 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} INSTITUTE FOR SOCIAL DEVELOPMENT STUDIES

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} SUITE 19.1, VIMECO BUILDING PHAM HUNG RD. HANOI, VIETNAM

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 133,500. 10/22/09 30,629.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF ESTABLISHING THE VIETNAM ALLIANCE FOR HEALTH EQUITY.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/12/2010,4/2/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

119 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} INSTITUTE FOR SOCIAL DEVELOPMENT STUDIES

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} SUITE 19.1, VIMECO BUILDING PHAM HUNG RD. HANOI, VIETNAM

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 75,000. 01/21/09 75,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO HELP PROTECT THE SOCIAL NEEDS OF MIGRANT WORKERS IN VIETNAM.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 1/3/2009,9/17/2009, 3/11/2010, 12/20/2010, 12/22/2010,2/16/2011,9/7/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

120 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} INSTITUTE OF HEALTH POLICY, MANAGEMENT AND RESEARCH

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O. BOX 307, INTRADE AFRICA PL, BLOCK C, KAURIA ROAD, LAVINGTON NAIROBI, KENYA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 80,000. 12/22/10 52,816.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO STUDY PRIVATE SECTOR HEALTH ORGANIZATIONS IN EAST AFRICA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 9/19/2011, 10/6/2011, 10/10/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

121 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} INTELLECAP INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 262 VENTURA AVENUE PALO ALTO, CA 94306

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 250,000. 08/05/10 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR A FORUM OF ASIAN STAKEHOLDERS ON USING THE MARKET TO HELP THE POOR

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 6/29/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

122 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} INTELLECAP INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 262 VENTURA AVENUE PALO ALTO, CA 94306

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 27,000. 10/05/10 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR TREND MONITORING ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/19/2010, 1/21/2011, 6/29/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

123 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} INTELLECAP INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 262 VENTURA AVENUE PALO ALTO, CA 94306

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 60,000. 10/20/09 57,244.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR TREND MONITORING ON ISSUES RELEVANT TO POVERTY AND HUMAN DEVELOPMENT.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/19/2010, 1/21/2011, 6/29/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

124 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} INTELLECAP INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 262 VENTURA AVENUE PALO ALTO, CA 94306

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 280,000. 10/05/10 39,723.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO IDENTIFY TRENDS IN POVERTY IN INDIA, BANGLADESH AND PAKISTAN

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/26/2011, 5/27/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

125 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} INTELLECAP INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 262 VENTURA AVENUE PALO ALTO, CA 94306

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 149,150. 10/28/09 149,150.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO STUDY PRIVATE SECTOR ENGAGEMENT IN URBAN CLIMATE CHANGE RESILIENCE.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 1/7/2010, 3/17/2010, 5/12/2010, 1/31/2011, 6/16/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

126 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} INTERNATIONAL AIDS SOCIETY

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 71 AVENUE LOUIS CASAL CH ‐ 1216 COINTRIN GENEVA, SWITZERLAND

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 12/29/09 100,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR A MEETING "HIV PROGRAMMES AND HEALTH SYSTEMS STRENGTHENING."

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/8/2010, 12/15/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

127 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} INTERNATIONAL AIDS SOCIETY

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 71 AVENUE LOUIS CASAL, CH 1216 COINTRIN GENEVA, SWITZERLAND

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 25,000. 12/23/10 25,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR A MEETING "HIV PROGRAMMES AND HEALTH SYSTEMS STRENGTHENING."

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/8/2010, 12/15/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

128 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} INTERNATIONAL AIDS SOCIETY

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 71 AVENUE LOUIS CASAL, CH 1216 COINTRIN GENEVA, SWITZERLAND

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 50,000. 08/19/10 50,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR A MEETING "HIV PROGRAMMES AND HEALTH SYSTEMS STRENGTHENING."

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/8/2010, 12/15/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

129 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} INTERNATIONAL COUNCIL FOR LOCAL ENVIRONMENTAL INITIATIVES

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PO BOX 24263, 5/200 LITTLE COLLINS STREET MELBOURNE VIC , AUSTRALIA, 3000

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 180,000. 12/03/10 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR TOOLS TO UNDERSTAND URBAN CLIMATE CHANGE RESILIENCE IN INDIA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/7/2011, 8/18/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

130 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} INTERNATIONAL COUNCIL FOR LOCAL ENVIRONMENTAL INITIATIVES

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} LEVEL 4, 267 COLLINS ST. MELBOURNE VIC , AUSTRALIA, 3000

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 166,467. 12/17/08 166,467.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ASSESS INDONESIA'S CAPACITY FOR BUILDING RESILIENCE TO CLIMATE CHANGE.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/18/2010, 5/17/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

131 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} INTERNATIONAL COUNCIL FOR LOCAL ENVIRONMENTAL INITIATIVES

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} LEVEL 4, 267 COLLINS ST. MELBOURNE VIC , AUSTRALIA, 3000

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 16,560. 12/30/08 16,560.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ASSESS INDONESIA'S CAPACITY FOR BUILDING RESILIENCE TO CLIMATE CHANGE.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/18/2010, 5/17/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

132 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} INTERNATIONAL SOCIETY FOR TELEMEDICINE AND EHEALTH

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} KLINIKUM DER UNIVERSITAT REGENSBURG, JOSEF‐ENGERT STRASSE 9 REGENSBURG, GERMANY, 93053

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 140,000. 07/06/10 140,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TOWARD THE COSTS OF PLANNING FOR A GLOBAL EHEALTH CONVENTION

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 1/18/2010, 5/3/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

133 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} IPS ASIA PACIFIC CENTER FOUNDATION INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} UNIT 505 STERTEN PL. CONDOMINIUM 116 MAGINHAWA ST UP TEACHERS' VILLAGE QUEZON CITY, PHILIPPINES

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,420. 05/22/07 90,431.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO STRENGTHEN COMMUNICATION ON INFLUENZA IN THE GREATER MEKONG SUB‐REGION.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/7/2008, 2/12/2009, 5/7/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

134 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} IPS ASIA PACIFIC CENTER FOUNDATION INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} UNIT 505 STERTEN PL. CONDOMINIUM 116 MAGINHAWA ST UP TEACHERS' VILLAGE QUEZON CITY, PHILIPPINES

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 160,922. 04/27/09 157,516.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR "IMAGING OUR MEKONG," ADDRESSING ISSUES IN THE GREATER MEKONG SUB‐REGION

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/7/2010, 7/19/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

135 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} JAMII BORA CHARITABLE TRUST

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} FUNZI ROAD, P.O. BOX. 2704 NAIROBI, KENYA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 248,000. 04/10/09 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR MENTORSHIP, STAFF TRAINING AND OUTREACH OF THE URBAN POOR IN KENYA.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} NONE TO DATE

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

136 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} JEMBI HEALTH SYSTEMS

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 3 WINCHESTER LANE, SILVERTREE ESTATE, THE GREEN BLDG, WESTLAKE CAPE TOWN, SOUTH AFRICA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 149,700. 12/23/10 149,690.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR THE IMPLEMENTATION OF A ROBUST EHEALTH SYSTEM IN LOW‐INCOME AREAS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 11/10/2010, 12/8/2010, 5/31/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

137 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} JEMBI HEALTH SYSTEMS

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 3 WINCHESTER LANE, SILVERTREE ESTATE, THE GREEN BLDG, WESTLAKE CAPE TOWN, SOUTH AFRICA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 350,000. 12/02/09 350,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR THE IMPLEMENTATION OF A ROBUST EHEALTH SYSTEM IN LOW‐INCOME AREAS.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 11/10/2010, 12/8/2010, 5/31/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

138 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} KENYA EDUCATION NETWORK TRUST

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PO BOX 30244‐00100, UNIV. OF NAIROBI, JOMO KENYATTA MEMORIAL LIBRARY NAIROBI, KENYA, 100

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 300,000. 04/29/10 2,405.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ASSIST HIGHER EDUCATION INSTITUTIONS IN EASTERN AFRICA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/4/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

139 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} LION'S HEAD GLOBAL PARTNERS LLP

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 16 NEW BURLINGTON PLACE LONDON, UNITED KINGDOM, W1S 2HX

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 300,000. 10/14/10 300,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR A FRAMEWORK TO IMPROVE AFRICAN FOOD SECURITY VIA IMPACT INVESTING

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/3/2011, 6/1/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

140 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} MAKER FAIRE AFRICA FOUNDATION

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} TIMORPLEIN 29 AMSTERDAM, NETHERLANDS, 1094 CC

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 75,000. 12/21/10 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO MATCH INNOVATORS WITH MENTORS TO SPARK ENTREPRENEURSHIP IN AFRICA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/2/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

141 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} MCKINSEY & COMPANY, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 55 EAST 52ND STREET NEW YORK, NY 10022

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 400,000. 12/21/09 400,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} ANALYZE COSTS OF MOVING TO UNIVERSAL HEALTH COVERAGE FOR POOR COUNTRIES.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 8/4/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

142 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} MCKINSEY & COMPANY, INC. UNITED STATES

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 55 EAST 52ND STREET NEW YORK, NY 10022

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 10/26/10 100,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} ANALYZE COSTS OF MOVING TO UNIVERSAL HEALTH COVERAGE FOR POOR COUNTRIES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 8/4/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

143 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} MCKINSEY & COMPANY, INC. UNITED STATES

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 55 EAST 52ND STREET NEW YORK, NY 10022

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 75,000. 10/26/10 75,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR A STUDY ON INFO TECHNOLOGY USE BY AND FOR CITIES AND THEIR RESIDENTS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/28/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

144 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} MIRROR FOUNDATION

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 162 MOO 1 HUAYKHOM VILLAGE MAEYAO SUB‐DISTRICT MUANG DISTRICT CHIANGRAI, THAILAND

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 180,000. 01/07/08 152,020.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO IMPROVE PUBLIC UNDERSTANDING OF ETHNIC MINORITY GROUPS IN THAILAND.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/11/2009, 12/30/2009, 12/31/2009

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

145 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} MIRROR FOUNDATION

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 163 MOO 1 HUAYKHOM VILLAGE MAEYAO SUB‐DISTRICT MUANG DISTRICT CHIANGRAI, THAILAND

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 20,000. 08/07/09 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO IMPROVE PUBLIC UNDERSTANDING OF ETHNIC MINORITY GROUPS IN THAILAND.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/11/2009, 12/30/2009, 12/31/2009

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

146 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} MONITOR COMPANY GROUP LP

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} TWO CANAL PARK CAMBRIDGE, MA 02141

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 350,000. 12/24/09 350,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR A TOOL TO HELP PHILANTHROPIC INSTITUTIONS UNDERSTAND FUNDING STRATEGIES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 7/6/2010, 6/20/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

147 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} MONITOR COMPANY GROUP LP

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} TWO CANAL PARK CAMBRIDGE, MA 02141

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 74,200. 09/24/10 74,200.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ILLUMINATE THE INTERSECTIONS OF TECHNOLOGY TRENDS IN DEVELOPMENT.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 9/16/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

148 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} MONITOR COMPANY GROUP LP

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} TWO CANAL PARK CAMBRIDGE, MA 02141

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 300,000. 09/24/10 300,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO IDENTIFY NEW DEVELOPMENT SOLUTIONS FOR THE AFRICAN POOR

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 8/12/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

149 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} MONITOR COMPANY GROUP LP

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} TWO CANAL PARK CAMBRIDGE, MA 02141

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 585,000. 12/09/10 585,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO STUDY OUTSOURCING EMPLOYMENT AND ECONOMIC GROWTH IN INDIA AND KENYA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 6/15/2011, 6/29/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

150 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} MONITOR COMPANY GROUP LP

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} TWO CANAL PARK CAMBRIDGE, MA 02141

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 177,000. 12/16/10 177,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO STUDY THE NEGATIVE IMPACTS OF LOW‐INCOME HOUSING IN INDIA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 8/22/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

151 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} MONITOR COMPANY GROUP LP

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} TWO CANAL PARK CAMBRIDGE, MA 02141

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 151,500. 07/23/10 151,500.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO DEVELOP APPROACHES TO CHANGING TRANSPORTATION POLICIES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/2/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

152 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} MOSAIC FILMS, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 177 EAST 77TH STREET #4C NEW YORK, NY 10075

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 59,600. 05/14/10 59,600.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO WIDELY SCREEN A DOCUMENTARY TO ENCOURAGE TRANSPORTATION DEBATE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 7/30/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

153 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} MYLIFE, INC. DBA QVISORY

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O. BOX 18165 WASHINGTON, DC 20036

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 200,000. 04/10/09 200,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR DEVELOPMENT OF HEALTH, SAVINGS, AND DEBT COUNSELING PRODUCTS.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/15/2010, 10/12/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

154 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} NATIONAL COUNCIL FOR HIGHER EDUCATION

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 35 CAVERS CRESCENT P.O. BOX 76 KYAMBOGO KAMPALA, UGANDA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 40,620. 02/07/08 11,507.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR A CREDIT ACCUMULATION AND TRANSFER SYSTEM FOR UNIVERSITIES IN AFRICA.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/8/2007,9/18/2008,1/21/2009

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

155 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} NATURE CONSERVATION RESEARCH CENTRE‐GHANA

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O. BOX KN 925 ACCRA, GHANA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 300,000. 12/15/09 221,232.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO INCREASE ACCESS TO CARBON FINANCE.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/18/2010, 3/18/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

156 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} NOVISCAPE CONSULTING GROUP CO. LTD.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 6 SOMKID PL. BUILDING, ROOM 1B, 2ND FLR SOI SOMKID, WIRELESS RD. LUMPI BANGKOK, THAILAND

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 55,000. 12/15/09 55,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR TREND MONITORING AND RESEARCH ON ISSUES ON POVERTY AND HUMAN DEVELOPMENT

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/26/2010, 2/24/2010, 2/22/2010, 7/5/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

157 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} OVE ARUP & PARTNERS INTERNATIONAL LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 13 FITZROY STREET W1T 4BQ LONDON, UNITED KINGDOM

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 750,000. 10/28/10 263,868.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR STRATEGIC PLANNING OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 7/8/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

158 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} OVE ARUP & PARTNERS INTERNATIONAL LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 13 FITZROY STREET W1T 4BQ LONDON, UNITED KINGDOM

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 04/26/10 100,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR ASSISTANCE TO ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/1/2010, 12/2/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

159 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} OVE ARUP & PARTNERS INTERNATIONAL LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 13 FITZROY STREET W1T 4BQ LONDON, UNITED KINGDOM

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 150,000. 11/18/09 150,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR ASSISTANCE TO ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/1/2010, 12/2/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

160 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} PAMOJA MEDIA EAST AFRICA LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O. BOX 68151‐00200,VIEW PARK TOWERS, GROUND FLOOR, UTALII LANE NAIROBI, KENYA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 41,200. 04/26/10 26,363.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR AN ONLINE RESOURCE FOR CLIMATE CHANGE WORK WITH AFRICAN AGRICULTURE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/28/2011, 4/28/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

161 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} PAMOJA MEDIA EAST AFRICA LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O. BOX 68151‐00200,VIEW PARK TOWERS, GROUND FLOOR, UTALII LANE NAIROBI, KENYA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 50,000. 12/10/10 26,363.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR A NETWORKING PLATFORM TO BUILD CAPACITY FOR KENYAN FARMERS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/23/2011, 4/27/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

162 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} PORTLAND PR LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1 RED LION COURT LONDON, UNITED KINGDOM

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 118,600. 12/18/09 32,910.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO PROVIDE FOUR AFRICAN NON‐PROFIT ORGANIZATIONS WITH COMMUNICATIONS SUPPORT

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/6/2009, 8/22/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

163 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} PORTLAND PR LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1 RED LION COURT LONDON, UNITED KINGDOM

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 2,585. 06/24/10 2,585.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO PROVIDE FOUR AFRICAN NON‐PROFIT ORGANIZATIONS WITH COMMUNICATIONS SUPPORT

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/11/2010, 6/16/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

164 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} PROBE MEDIA FOUNDATION, INC.*

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 17 MATIPID STREET SIKATUNA VILLAGE DILIMAN, 1101 QUEZON CITY, PHILIPPINES

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 111,460. 06/12/09 87,716.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR "IMAGING OUR MEKONG," ADDRESSING ISSUES IN THE GREATER MEKONG SUB‐REGION

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/19/2010,1/4/2011, 9/1/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

165 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} PROBE MEDIA FOUNDATION, INC.*

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 13 MATIPID STREET SIKATUNA VILLAGE DILIMAN, 1101 QUEZON CITY, PHILIPPINES

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 91,030. 05/07/08 91,030.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ADDRESS CROSS‐CULTURAL ISSUES IN THE GREATER MEKONG SUB‐REGION.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/20/06,3/21/06,5/18/07,3/20/07,3/11/08,3/14/08,2/12/09, 6/9/09,10/4/10

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

166 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} PROBE MEDIA FOUNDATION, INC.*

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 16 MATIPID STREET SIKATUNA VILLAGE DILIMAN, 1101 QUEZON CITY, PHILIPPINES

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 138,540. 12/19/07 138,540.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR "IMAGING OUR MEKONG," ADDRESSING ISSUES IN THE GREATER MEKONG SUB‐REGION

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/12/2009, 2/24/2009, 4/15/2009, 10/19/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

167 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} PUBLIC HEALTH FOUNDATION OF INDIA

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 2ND FL. PHD HOUSE 4/2 SIRI INSTITUTIONAL AREA NEW DELHI, INDIA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 366,400. 10/29/08 311,327.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO CONDUCT ANALYSIS OF SCHOOLS OF PUBLIC HEALTH IN 8 DEVELOPING COUNTRIES.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/5/2009, 5/6/2010, 9/7/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

168 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} REGIONAL UNIVERSITIES FORUM FOR CAPACITY BUILDING IN AGRICULTURE, LIMITED*

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PLOT 151, GARDEN HILL MAKERERE UNIVERSITY MAIN CAMPUS P.O. BOX 7065 KAMPALA, UGANDA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 150,000. 01/22/09 143,277.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO MANAGE TRANS‐BOUNDARY ANIMAL DISEASES.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/5/2007, 10/7/2009, 2/28/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

169 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} REGIONAL UNIVERSITIES FORUM FOR CAPACITY BUILDING IN AGRICULTURE, LIMITED*

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PLOT 151, GARDEN HILL MAKERERE UNIVERSITY MAIN CAMPUS P.O. BOX 7065 KAMPALA, UGANDA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 150,000. 11/25/09 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO MANAGE TRANS‐BOUNDARY ANIMAL DISEASES.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/5/2007, 10/7/2009, 2/28/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

170 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} REGIONAL UNIVERSITIES FORUM FOR CAPACITY BUILDING IN AGRICULTURE, LIMITED*

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PLOT 151, GARDEN HILL MAKERERE UNIVERSITY MAIN CAMPUS P.O. BOX 7063 KAMPALA, UGANDA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 320,000. 11/02/09 320,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO STRENGTHEN THE RESILIENCE OF AFRICAN AGRICULTURE TO CLIMATE CHANGE.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 9/25/2009, 10/5/2009,11/1/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

171 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} RMC RESEARCH CORPORATION

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1000 MARKET STREET BUILDING 2 PORTSMOUTH, NH 03801

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 50,000. 12/28/07 30,500.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR DISSEMINATION OF "CULTURAL DATA IN PLANNING AND ECONOMIC DEVELOPMENT".

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/19/2009

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

172 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} ROCKEFELLER ARCHIVE CENTER*

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 15 DAYTON AVENUE SLEEPY HOLLOW, NY 10591

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 293,600. 12/07/10 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR AN ONLINE MULTIMEDIA HISTORY OF THE FOUNDATION FOR EDUCATORS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} NONE TO DATE

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

173 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} ROCKHOPPER PRODUCTIONS LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} THE PALL MALL DEPOSIT, BARLBY ROAD LONDON, , UNITED KINGDOM, W10 6BL

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 148,000. 06/16/10 148,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR THE DEVELOPMENT AND PRODUCTION OF A DOCUMENTARY ON CLIMATE CHANGE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/28/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

174 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} ROCKHOPPER PRODUCTIONS LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} THE PALL MALL DEPOSIT, BARLBY ROAD LONDON, , UNITED KINGDOM, W10 6BL

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 150,775. 03/05/10 150,775.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR THE DEVELOPMENT AND PRODUCTION OF A DOCUMENTARY ON CLIMATE CHANGE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/28/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

175 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} RURAL INNOVATIONS NETWORK AKA VILLGRO INNOVATIONS FOUNDATION

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} NO 9 KANAKASHRI NAGAR, SECOND FLOOR CHENNAI, TAMIL NADU, INDIA, 600 086

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 154,000. 12/13/07 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO SUPPORT USER‐CENTERED INNOVATION IN RURAL INDIA.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 11/11/2008, 7/20/2009

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

176 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} RURAL INNOVATIONS NETWORK AKA VILLGRO INNOVATIONS FOUNDATION

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} NO 9 KANAKASHRI NAGAR, SECOND FLOOR CHENNAI, TAMIL NADU, INDIA, 600 086

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 223,000. 11/12/08 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO SUPPORT USER‐CENTERED INNOVATION IN RURAL INDIA.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 11/11/2008, 7/20/2009

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

177 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} RURAL INNOVATIONS NETWORK AKA VILLGRO INNOVATIONS FOUNDATION

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} NO 9 KANAKASHRI NAGAR, SECOND FLOOR CHENNAI, TAMIL NADU, INDIA, 600 086

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 223,000. 11/12/09 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} SUPPORT OF TWO PROJECTS FOCUSED ON USER‐CENTERED INNOVATION IN RURAL INDIA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 11/11/2008, 7/20/2009

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

178 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} SA NODE OF THE MILLENNIUM PROJECT

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PO BOX 1666 GALLO MANOR 2053 JOHANNESBURG, SOUTH AFRICA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 75,000. 09/02/10 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO CONDUCT TREND MONITORING ON ISSUES OF POVERTY AND HUMAN DEVELOPMENT

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/11/2010, 2/18/2010, 8/31/2010, 2/28/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

179 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} SA NODE OF THE MILLENNIUM PROJECT

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PO BOX 1666 GALLO MANOR 2053 JOHANNESBURG, SOUTH AFRICA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 12/10/09 77,503.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO CONDUCT TREND MONITORING ON ISSUES OF POVERTY AND HUMAN DEVELOPMENT.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/11/2010, 2/18/2010, 8/31/2010, 2/28/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

180 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} SA NODE OF THE MILLENNIUM PROJECT

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PO BOX 1666 GALLO MANOR 2053 JOHANNESBURG, SOUTH AFRICA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 75,450. 11/02/10 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR AN ONLINE RESOURCE FOR IDENTIFYING TRENDS IN POVERTY

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/2/2011, 8/11/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

181 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} SILKWORM BOOKS

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 6 SUKKASEM ROAD, SUTHEP, MUANG CHIANG MAI , THAILAND, 50200

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 132,015. 02/28/08 132,015.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO PROMOTE SCHOLARSHIP ON THE MEKONG SUB‐REGION BY NATIVE WRITERS.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 7/24/2009,2/19/2010,2/22/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

182 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} SILKWORM BOOKS

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 7 SUKKASEM ROAD, SUTHEP, MUANG CHIANG MAI , THAILAND, 50200

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 161,725. 08/26/09 161,725.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO PROMOTE SCHOLARSHIP ON THE MEKONG SUB‐REGION BY NATIVE WRITERS.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/22/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

183 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} SOCIAL FINANCE LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 42 PORTLAND PLACE LONDON, UNITED KINGDOM

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 708,100. 10/09/09 346,760.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR DEVELOPING AND PILOTING INNOVATIVE APPROACHES TO IMPACT INVESTING.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 11/30/2009, 12/1/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

184 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} SOCIAL STOCK EXCHANGE LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 38 SANTLEY HOUSE, FRAZIER STREET LONDON, UNITED KINGDOM, SE1 7RD

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 22,135. 10/05/10 22,135.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO EXPAND PRODUCT/SERVICES DELIVERY BY SOCIAL ENTERPRISES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/21/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

185 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} SOCIETY FOR PARTICIPATORY RESEARCH IN ASIA

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 42, TUGHLAKABAD INSTITUTIONAL AREA NEW DELHI, INDIA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 147,400. 11/02/10 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO MAKE POSITIVE CHANGE IN THE LIVES OF POOR PEOPLE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 6/21/2010, 6/25/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

186 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} SOCIETY FOR PARTICIPATORY RESEARCH IN ASIA

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 42, TUGHLAKABAD INSTITUTIONAL AREA NEW DELHI, INDIA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 69,720. 12/23/09 57,220.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO MAKE POSITIVE CHANGE IN THE LIVES OF POOR PEOPLE.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 6/21/2010, 6/25/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

187 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} SOUTHEAST ASIAN MINISTERS OF EDUCATION ORGANIZATION

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} TROPMED CENTRAL OFFICE 420/6 RAJVITHI ROAD BANGKOK, THAILAND

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 71,777. 10/14/09 71,777.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO STRENGTHEN DISEASE PREVENTION IN THE GREATER MEKONG SUB‐REGION

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 11/26/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

188 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} SOUTHEAST ASIAN MINISTERS OF EDUCATION ORGANIZATION

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} TROPMED CENTRAL OFFICE 420/6 RAJVITHI ROAD BANGKOK, THAILAND

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 10,823. 01/27/10 10,823.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO STRENGTHEN DISEASE PREVENTION IN THE GREATER MEKONG SUB‐REGION

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 11/26/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

189 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} SOUTHEAST ASIAN MINISTERS OF EDUCATION ORGANIZATION

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} TROPMED CENTRAL OFFICE 420/6 RAJVITHI ROAD BANGKOK, THAILAND

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 181,280. 11/12/09 181,280.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR AN EVALUATION OF RF'S DISEASE SURVEILLANCE NETWORKS INITIATIVE.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 8/31/2010, 12/15/2010, 5/11/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

190 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} SOUTHEAST ASIAN MINISTERS OF EDUCATION ORGANIZATION

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} TROPMED CENTRAL OFFICE 420/6 RAJVITHI ROAD BANGKOK, THAILAND

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 17,742. 12/21/10 17,742.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR AN EVALUATION OF RF'S DISEASE SURVEILLANCE NETWORKS INITIATIVE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/15/2010, 5/11/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

191 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} SOUTHEAST ASIAN MINISTERS OF EDUCATION ORGANIZATION

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} TROPMED CENTRAL OFFICE 420/6 RAJVITHI ROAD BANGKOK, THAILAND

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 36,260. 11/23/10 36,260.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR AN EVALUATION OF RF'S DISEASE SURVEILLANCE NETWORKS INITIATIVE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 12/15/2010, 5/11/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

192 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} STRATEGIC FORESIGHT GROUP

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} C‐306, MONTANA LOKHANDWALA COMPLEX ANDHERI WEST MUMBAI, INDIA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 150,000. 10/12/10 75,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO IDENTIFY TRENDS IN POVERTY IN EAST ASIAN AND MIDDLE EASTERN COUNTRIES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/12/2011, 10/3/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

193 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} STRATEGIC FORESIGHT GROUP

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} C‐306, MONTANA LOKHANDWALA COMPLEX ANDHERI WEST MUMBAI, INDIA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 50,000. 12/21/09 50,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR TREND MONITORING/ HORIZON SCANNING ON POVERTY AND HUMAN DEVELOPMENT.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/7/2010, 9/21/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

194 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} STRATEGIC FORESIGHT GROUP

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} C‐306, MONTANA LOKHANDWALA COMPLEX ANDHERI WEST MUMBAI, INDIA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 25,000. 10/05/10 25,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR TREND MONITORING/ HORIZON SCANNING ON POVERTY AND HUMAN DEVELOPMENT

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 4/7/2010, 9/21/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

195 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} TARU LEADING EDGE PRIVATE LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 424, QUTUB PLAZA, DLF CITY PHASE I GURGAON, HARYANA, INDIA, 122002

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 250,000. 12/21/10 6,769.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR AN EARLY WARNING SYSTEM MODEL FOR RESERVOIR RELEASES IN SURAT, INDIA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 6/2/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

196 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} TARU LEADING EDGE PRIVATE LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 424, QUTUB PLAZA, DLF CITY PHASE I GURGAON, HARYANA, INDIA, 122002

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 12/21/10 6,377.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO DEVELOP A RANGE OF URBAN WATER MANAGEMENT MODELS IN INDORE CITY, INDIA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 6/2/2011, 6/3/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

197 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} TARU LEADING EDGE PRIVATE LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 424, QUTUB PLAZA, DLF CITY PHASE I GURGAON, HARYANA, INDIA, 122002

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 300,000. 11/23/10 40,722.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ASSIST THREE CITIES IN INDIA WITH CLIMATE RESILIENCE PROJECTS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 5/31/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

198 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} THAI BREASTFEEDING CENTER FOUNDATION

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 11TH FLOOR, 420/8 RATCHAVITHI ROAD, RATCHATHEVI DISTRICT BANGKOK, THAILAND, 10400

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 25,000. 10/26/10 7,154.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO DISSEMINATE THE "THAI BREASTFEEDING ATLAS" IN THAILAND

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 6/2/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

199 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} THAI FUND FOUNDATION

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 2044/23 NEW PETCHBURI ROAD, HUAYKWANG, BANGKAPI BANGKOK, THAILAND, 10310

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 35,240. 11/23/10 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO BUILD CAPACITY AND SUSTAINABILITY OF NON‐PROFITS IN THAILAND

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} NONE TO DATE

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

200 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} THAILAND DEVELOPMENT RESEARCH INSTITUTE FOUNDATION

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 565 SOI RAMKHAMHAENG 39, RAMKHAMHAENG RD, WANGTHONGLANG, BANGKAPI BANGKOK, THAILAND

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 80,160. 10/16/09 80,160.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO STUDY THE IMPACT OF FINANCIAL CRISIS ON VULNERABLE SECTORS IN THAILAND

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 7/29/2010, 5/6/2010,10/31/2010,11/15/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

201 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} THAILAND ENVIRONMENT FOUNDATION

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 16/151 MUANGTHONG THANI BOND STREET, BANGPOOD PAKKRED NONTHABURI, THAILAND

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 295,000. 12/23/09 294,687.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO BUILD CLIMATE CHANGE RESILIENCE IN CHIANG RAI AND HAT YAI, THAILAND

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/25/2010,2/17/2010,7/1/2010,10/6/2010,1/31/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

202 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} THE AFRICAN HEALTH ECONOMICS AND POLICY ASSOCIATION LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 73 KIMBERLEY ROAD CROYDON, SURREY, UNITED KINGDOM, CR0 2PZ,

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 55,000. 08/05/10 55,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR A STUDY TO IMPROVE HEALTH OUTCOMES IN AFRICAN COUNTRIES

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 1/4/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

203 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} THE ENERGY AND RESOURCES INSTITUTE

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} DARBARI SETH BLOCK, INDIA HABITAT CENTRE, LODHI ROAD NEW DELHI, INDIA, 110 003

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 06/01/10 100,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR AN INTERNATIONAL SUMMIT ON CLIMATE CHANGE MITIGATION

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 7/21/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

204 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} THE NIGERIA ICT FORUM OF PARTNERSHIP INSTITUTIONS

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 25 LIBREVILLE ST OFF AMINU KANO CRESCENT, WUSE II, PMB 498, GARKI GPO ABUJA, NIGERIA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 750,000. 12/23/08 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO PROVIDE LOW‐COST INTERNET ACCESS FOR AFRICAN EDUCATIONAL INSTITUTIONS.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} STAFF FOLLOWING UP ON INACCURATE REPORTS

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

205 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} THE UNIVERSALIA MANAGEMENT GROUP LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 5252 BLVD. DE MAISONNEUVE SUITE 310 MONTREAL, CANADA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 115,240. 08/17/10 73,110.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO DEVELOP AN APPROACH FOR AN IMPACT ANALYSIS OF THE RF'S GRANTS PORTFOLIO

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 1/13/2011, 2/28/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

206 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} THE UNIVERSALIA MANAGEMENT GROUP LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 5252 BLVD. DE MAISONNEUVE SUITE 310 MONTREAL, CANADA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 332,760. 12/17/09 332,760.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO DEVELOP AN APPROACH FOR AN IMPACT ANALYSIS OF THE RF'S GRANTS PORTFOLIO.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/24/2010,1/13/2011, 2/28/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

207 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} TRUST FOR INDIGENOUS CULTURE AND HEALTH

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} ACS PLAZA, 3RD FLOOR, LENANA ROAD P.O. BOX 677 ‐ 00504 NAIROBI, KENYA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 95,000. 02/03/09 95,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO IMPROVE COMMUNITY IN TWO SLUMS IN NAIROBI, KENYA.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/2/2010, 6/9/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

208 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} TRUST FOR INDIGENOUS CULTURE AND HEALTH

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} ACS PLAZA, 3RD FLOOR, LENANA ROAD P.O. BOX 677 ‐ 00505 NAIROBI, KENYA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 160,000. 05/13/09 160,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO INFORM POLICIES THAT WILL BETTER SERVE POOR AND VULNERABLE POPULATIONS.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 1/25/2010, 2/28/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

209 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} TRUST FOR INDIGENOUS CULTURE AND HEALTH

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} ACS PLAZA, 3RD FLOOR, LENANA ROAD P.O. BOX 677 ‐ 00505 NAIROBI, KENYA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 90,000. 03/25/10 90,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO INFORM POLICIES THAT WILL BETTER SERVE POOR AND VULNERABLE POPULATIONS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 1/25/2010, 2/28/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

210 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} URBAN RESOURCE CENTER DBA COMMUNITY ORGANISATION RESOURCE CENTRE

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O BOX 14038 MOWBRAY CAPE TOWN, SOUTH AFRICA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 101,000. 07/27/10 101,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ASSIST URBAN COMMUNITIES IN SF WITH COMMUNITY ORGANIZING.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 7/1/2010, 6/29/2010, 7/6/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

211 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} URBAN RESOURCE CENTER DBA COMMUNITY ORGANISATION RESOURCE CENTRE

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} P.O BOX 14038 MOWBRAY CAPE TOWN, SOUTH AFRICA

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 400,000. 03/27/09 400,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ASSIST URBAN COMMUNITIES IN SF WITH COMMUNITY ORGANIZING.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 7/1/2010, 6/29/2010, 7/6/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

212 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} VERULAM ASSOCIATES LTD.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PEAR TREE COTTAGE 45 NETHERTON LANE, FYFIELD ABINGDON, OXFORDSHIRE, UNITED KINGDOM, OX13 5LS

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 150,000. 07/27/10 70,446.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR AN EVALUATION OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/28/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

213 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} VERULAM ASSOCIATES LTD.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} PEAR TREE COTTAGE 45 NETHERTON LANE, FYFIELD ABINGDON, OXFORDSHIRE, UNITED KINGDOM, OX13 5LS

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 272,700. 12/17/09 272,700.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR AN EVALUATION OF THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/25/2010,2/28/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

214 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} VIETNAM HEALTH ECONOMICS ASSOCIATION

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} RM. 402, BLDG A, MINISTRY OF HEALTH 138A GIANG VO ST BA DINH DISTRICT HANOI, VIETNAM

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 04/09/10 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ASSIST THE VIETNAM MINISTRY OF HEALTH IMPLEMENT HEALTH FINANCE REFORM

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/11/2010, 3/18/2010, 9/30/2010, 2/27/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

215 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} VIETNAM HEALTH ECONOMICS ASSOCIATION

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} RM. 402, BLDG A, MINISTRY OF HEALTH 138A GIANG VO ST BA DINH DISTRICT HANOI, VIETNAM

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 185,350. 12/22/09 170,294.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ASSIST THE VIETNAM MINISTRY OF HEALTH IMPLEMENT HEALTH FINANCE REFORM.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/11/2010, 3/18/2010, 9/30/2010, 2/27/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

216 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} VOXIVA, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1990 K STREET NW SUITE 400 WASHINGTON, DC 20006

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 75,000. 12/18/07 75,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ENHANCE EFFECTIVENESS OF PUBLIC HEALTH INFO FOR UNDERSERVED COMMUNITIES.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/22/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

217 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} VOXIVA, INC.

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 1990 K STREET NW SUITE 400 WASHINGTON, DC 20006

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 50,000. 09/11/08 50,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ENHANCE EFFECTIVENESS OF PUBLIC HEALTH INFO FOR UNDERSERVED COMMUNITIES.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 10/22/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

218 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} WILLIAM A. HASELTINE CHARITABLE FOUNDATION *

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 3053 P STREET, NW WASHINGTON , DC 20007

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 33,400. 07/15/08 33,400.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ANALYZE INNOVATIVE HEALTH SERVICE MODELS IN INDIA AND LATIN AMERICA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/1/2008, 3/20/2009

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

219 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} WILLIAM A. HASELTINE CHARITABLE FOUNDATION *

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 3053 P STREET, NW WASHINGTON , DC 20007

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 16,600. 08/14/08 16,600.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO ANALYZE INNOVATIVE HEALTH SERVICE MODELS IN INDIA AND LATIN AMERICA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/1/2008, 3/20/2009

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

220 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} WILLIAM A. HASELTINE CHARITABLE FOUNDATION *

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 3053 P STREET, NW WASHINGTON, DC 20007

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 285,100. 11/02/10 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF HEALTH MARKET RESEARCH ACTIVITIES IN SOUTH ASIA

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/10/2010, 3/11/2010, 6/4/2010, 8/25/2010, 5/31/2011, 9/1/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

221 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} WILLIAM A. HASELTINE CHARITABLE FOUNDATION *

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 3053 P STREET, NW WASHINGTON, DC 20007

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 520,000. 12/21/09 385,860.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} IN SUPPORT OF HEALTH MARKET RESEARCH ACTIVITIES IN SOUTH ASIA.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/10/2010, 3/11/2010, 6/4/2010, 8/25/2010, 5/31/2011, 9/1/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

222 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} WINTERHOUSE

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 71 UNDERMOUNTAIN ROAD PO BOX 159 FALLS VILLAGE, CT 06031

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 580,000. 03/25/10 580,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} DEVELOP ACTION AND COLLABORATION IN HUMAN‐CENTERED DESIGN FOR SOCIAL IMPACT.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/21/2010, 8/3/2010, 3/1/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

223 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} WINTERHOUSE

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 71 UNDERMOUNTAIN ROAD PO BOX 159 FALLS VILLAGE, CT 06031

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 580,000. 10/30/09 580,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} DEVELOP ACTION AND COLLABORATION IN HUMAN‐CENTERED DESIGN FOR SOCIAL IMPACT.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 2/21/2010, 8/3/2010, 3/1/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

224 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} WORLD FEDERATION OF PUBLIC HEALTH ASSOCIATIONS

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} UNIVERSITY OF GENEVA, CMU, 1, RUE MICHEL SERVET GENEVA, SWITZERLAND, 4, CH‐1211

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 28,868. 12/21/10 28,868.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR DEVELOPING COUNTRY ATTENDANCE AT A PUBLIC HEALTH CONFERENCE

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 11/29/2010, 11/30/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

225 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} WORLD TOILET ORGANIZATION LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 19 TOA PAYOH WEST , SINGAPORE, 318876

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 100,000. 12/18/09 100,000.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR NETWORKS COMMITTED TO PROVIDING ACCESS TO BASIC SANITATION IN POOR AREAS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/15/2010, 4/6/2010, 6/13/2010, 8/2/2010, 8/5/2010, 11/4/2010, 1/31/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

226 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} WORLD TOILET ORGANIZATION LIMITED

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 19 TOA PAYOH WEST , SINGAPORE, 318876

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 20,150. 09/17/10 20,150.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} FOR NETWORKS COMMITTED TO PROVIDING ACCESS TO BASIC SANITATION IN POOR AREAS

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 3/15/2010, 4/6/2010, 6/13/2010, 8/2/2010, 8/5/2010, 11/4/2010, 1/31/2011

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

227 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} ZAGO LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 392 BROADWAY, 2ND FLOOR NEW YORK, NY 10013

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 40,000. 11/26/08 33,820.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO EXPLORE NEW MODELS THAT PROMOTE HUMAN‐CENTERED DESIGN INNOVATION.

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 1/22/2009, 7/26/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

228 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

GRANTEE'S NAME }}}}}}}}}}}}}} ZAGO LLC

GRANTEE'S ADDRESS }}}}}}}}}}}}}}}}} 392 BROADWAY, 2ND FLOOR NEW YORK, NY 10013

GRANT AMOUNT DATE OF GRANT AMOUNT EXPENDED }}}}}}}}}}}}}}} }}}}}}}}}}}}} }}}}}}}}}}}}}}} 20,000. 08/19/10 0.

PURPOSE OF GRANT }}}}}}}}}}}}}}}} TO EXPLORE NEW MODELS THAT PROMOTE HUMAN‐CENTERED DESIGN INNOVATION

DATES OF REPORTS BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}}}}} 1/22/2009, 7/26/2010

ANY DIVERSION BY GRANTEE }}}}}}}}}}}}}}}}}}}}}}}} NO

229 STATEMENT(S) 21 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF SUMMARY OF PROGRAM‐RELATED INVESTMENTS STATEMENT 22 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

DESCRIPTION }}}}}}}}}}} IGNIA FUND I, LP: A PROGRAM‐RELATED INVESTMENT IN SUPPORT OF INTERMEDIATION CAPACITY FOR IMPACT INVESTMENT IN A NEW SOCIAL IMPACT SUB‐SECTOR BY CAPITALIZING A PRIVATE EQUITY FUND INVESTING IN SMALL‐ TO MEDIUM‐SIZED SOCIAL ENTERPRISES SERVING EXTREMELY POOR, "BASE OF THE PYRAMID" POPULATIONS IN LATIN AMERICA.

AMOUNT }}}}}}}}}}}}}} TO FORM 990‐PF, PART IX‐B, LINE 1 407,295. ~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF SUMMARY OF PROGRAM‐RELATED INVESTMENTS STATEMENT 23 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

DESCRIPTION }}}}}}}}}}} AAVISHKAAR INDIA MICRO CAPITAL VENTURE FUND: A PROGRAM‐RELATED INVESTMENT IN SUPPORT OF A MICRO‐EQUITY FUND WITH A MISSION TO PROMOTE SUSTAINABLE ECONOMIC DEVELOPMENT BY ENCOURAGING ENTREPRENEURSHIP AMONG LOWER‐INCOME PEOPLE IN INDIA.

AMOUNT }}}}}}}}}}}}}} TO FORM 990‐PF, PART IX‐B, LINE 2 493,281. ~~~~~~~~~~~~~~

230 STATEMENT(S) 22, 23 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF GRANTS AND CONTRIBUTIONS STATEMENT 24 PAID DURING THE YEAR }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

RECIPIENT RELATIONSHIP RECIPIENT RECIPIENT NAME AND ADDRESS AND PURPOSE OF GRANT STATUS AMOUNT }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}} }}}}}}}} 3‐LEGGED DOG INC N/A 501(C)(3) 131,250. 80 GREENWICH STREET NEW YORK, FOR A PLATFORM TO PUBL CHAR NY 10006 DEVELOP AND DISTRIBUTE NEW WORKS OF ART

AARP N/A EXEMPT 190,000. 601 E STREET NW WASHINGTON, DC TO STRENGTHEN SOCIAL NON‐CHAR 20049 SECURITY EMPHASIZING E/R ADEQUACY OF BENEFITS

ABILITIES INC N/A 501(C)(3) 15,000. 201 I U WILLETS ROAD ALBERTSON, MATCHING GIFT PUBL CHAR NY 11507

ACCESS HEALTH INTERNATIONAL INC N/A E/R GRANT 100,000. 3053 P STREET NW WASHINGTON, DC TO STUDY PRIVATE 20007 SECTOR HEALTH ORGANIZATIONS IN BRAZIL AND BANGLADESH

ACCESS HEALTH INTERNATIONAL INC N/A E/R GRANT 285,100. 3053 P STREET NW WASHINGTON, DC IN SUPPORT OF HEALTH 20007 MARKET RESEARCH ACTIVITIES IN SOUTH ASIA

ADMINISTRATORS OF THE TULANE N/A 501(C)(3) 1,500. EDUCATIONAL FUND MATCHING GIFT PUBL CHAR PO BOX 61075 NEW ORLEANS, LA 70161 6763

ADVOCATES FOR CHILDREN OF NEW N/A 501(C)(3) 1,500. YORK INC MATCHING GIFT PUBL CHAR 151 WEST 30TH STREET 5TH FL NEW YORK, NY 10001

AFRICAN CENTER FOR ECONOMIC N/A 501(C)(3) 30,500. TRANSFORMATION TO IMPROVE POOR PUBL CHAR 1015 18TH STREET NW SUITE 210 PEOPLE'S ACCESS TO WASHINGTON, DC 20036 UNIVERSAL HEALTH COVERAGE

231 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} AFRICAN CENTER FOR ECONOMIC N/A 501(C)(3) 60,000. TRANSFORMATION TO IDENTIFY TRENDS IN PUBL CHAR 1015 18TH STREET NW SUITE 210 POVERTY AND HUMAN WASHINGTON, DC 20036 DEVELOPMENT IN WEST AFRICA

AFRICAN CENTRE FOR GLOBAL HEALTH N/A PVT FND 400,000. AND SOCIAL TRANSFORMATION LTD TO IMPROVE HEALTH EQUIV PLOT 13B ACACIA AVENUE PO BOX SYSTEMS CAPACITY (E/R) 9974 KAMPALA, UGANDA ACROSS AFRICA

AFRICAN EVALUATION ASSOCIATION N/A FOREIGN 1,884. 15 EMMAUSE ROAD LA ACCRA PO BOX TO TRANSITION TO AN ORG E/R 16208 KIA , GHANA INDEPENDENT GRNT PAN‐AFRICAN ASSOCIATION

AFRICAN NETWORK OPERATORS GROUP N/A FOREIGN 34,800. 34 CHURCH CRESCENT LABONE PO BOX FOR TRAINING TO ORG E/R 3035 ACCRA, GHANA IMPROVE BANDWIDTH GRNT MANAGEMENT IN AFRICAN INSTITUTIONS

AFRICAN POPULATION AND HEALTH N/A 501(C)(3) 200,000. RESEARCH CENTRE INC TO ADDRESS URBAN PUBL CHAR SHELTER AFRIQUE 2ND FL PO BOX HEALTH VULNERABILITIES 10787 NAIROBI, KENYA IN THE SLUMS OF NAIROBI KENYA

AFRICAN TECHNOLOGY POLICY N/A PUBLIC 70,000. STUDIES NETWORK TO PROMOTE CLIMATE CHARITY CHANCERY BUILDING 3RD FL VALLEY CHANGE ADAPTATION EQUIV RD NAIROBI, KENYA RESEARCH, INNOVATION, AND TECHNOLOGY

AFRICAN TECHNOLOGY POLICY N/A PUBLIC 75,952. STUDIES NETWORK FOR A WORKSHOP ON CHARITY CHANCERY BUILDING 3RD FL VALLEY POLICY RESEARCH AND EQUIV RD NAIROBI, KENYA POLICYMAKING FOR AFRICAN DEVELOPMENT

AGORA PARTNERSHIPS N/A 501(C)(3) 200,000. 1800 M STREET NW SUITE 1066 TO LEVERAGE IMPACT PUBL CHAR WASHINGTON, DC 20036 INVESTING FOR THE BENEFIT OF THE CENTRAL AMERICAN POOR

ALARM WILL SOUND INC N/A 501(C)(3) 25,000. C O ALAN PIERSON 401 WEST 52ND FOR AN INTEGRATED PUBL CHAR STREET NEW YORK, NY 10019 MUSICAL AND MULTIMEDIA PERFORMANCE

232 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ALEXANDROS E WASHBURN NONE INDIVIDUAL 25,000. 373 VAN BRUNT STREET BROOKLYN, TO REDEFINE URBAN NY 11231 DESIGN PRINCIPLES AND PRACTICES FOR THE 21ST CENTURY

ALLAVIDA KENYA LIMITED ‐ 3RD FL N/A FOREIGN 140,220. RATTANSI EDUCATIONAL TRUST BLDG TO EXPAND ORG E/R KOINANGE ST NAIROBI, KENYA PRODUCT/SERVICES GRNT DELIVERY TO POOR IN AFRICA

ALLIANCE FOR A GREEN REVOLUTION N/A 501(C)(3) 40,000. IN AFRICA TO DEVELOP CLIMATE PUBL CHAR P O BOX 66773 WESTLANDS 00800 CHANGE RESILIENCE NAIROBI, KENYA

ALLIANCE FOR A GREEN REVOLUTION N/A 501(C)(3) 6,000,000. IN AFRICA TO IMPROVE MARKET PUBL CHAR PO BOX 66773 WESTLANDS 00800 INFRASTRUCTURE IN NAIROBI, KENYA SELECTED AFRICAN COUNTRIES

ALLIANCE FOR COLLEGE READY N/A 501(C)(3) 750. PUBLIC SCHOOLS MATCHING GIFT PUBL CHAR 2023 SOUTH UNION AVENUE LOS ANGELES, CA 90007

ALLIANCE FOR JUSTICE N/A 501(C)(3) 750. 11 DUPONT CIRCLE NW 2ND FL MATCHING GIFT PUBL CHAR WASHINGTON, DC 20036

ALLIANCE FOR THE ARTS INC N/A 501(C)(3) 25,000. 330 WEST 42ND STREET SUITE 1701 FOR A WEB APPLICATION PUBL CHAR NEW YORK, NY 10036 TO HELP VISIBILITY OF NYC'S CULTURAL COMMUNITY

ALLIANCE FOR THE ARTS INC N/A 501(C)(3) 600. 330 W 42ND ST STE 1701 NEW MATCHING GIFT PUBL CHAR YORK, NY 10036‐6902

ALLIANCE OF RESIDENT THEATRES N/A 501(C)(3) 37,500. 520 EIGHTH AVENUE SUITE 319 NEW FOR AN ANALYSIS OF THE PUBL CHAR YORK, NY 10018 BUSINESS MODEL FOR NON‐PROFIT THEATERS IN NEW YORK

233 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ALZHEIMERS DISEASE AND RELATED N/A 501(C)(3) 210. DISORDERS ASSOCIATION INC MATCHING GIFT PUBL CHAR 225 NORTH MICHIGAN 17TH FLOOR CHICAGO, IL 60601

AMERICAN ACADEMY IN ROME N/A 501(C)(3) 750. 7 EAST 60TH ST NEW YORK, NY MATCHING GIFT PUBL CHAR 10022‐1001

AMERICAN CANCER SOCIETY N/A 501(C)(3) 675. 132 WEST 32ND STREET NEW YORK, MATCHING GIFT PUBL CHAR NY 10001

AMERICAN CANCER SOCIETY INC N/A 501(C)(3) 300. 30 SPEEN ST FRAMINGHAM, MA MATCHING GIFT PUBL CHAR 01701‐1800

AMERICAN CANCER SOCIETY INC N/A 501(C)(3) 1,200. 132 WEST 32ND ST NEW YORK, NY MATCHING GIFT PUBL CHAR 10001

AMERICAN CANCER SOCIETY INC N/A 501(C)(3) 150. 6800 JERICHO TURNPIKE SYOSSET, MATCHING GIFT PUBL CHAR NY 11791

AMERICAN CONSTITUTION SOCIETY N/A 501(C)(3) 3,000. FOR LAW AND POLICY MATCHING GIFT PUBL CHAR 1333 H STREET NW WASHINGTON, DC 20005

AMERICAN DIABETES ASSOCIATION N/A 501(C)(3) 600. INC MATCHING GIFT PUBL CHAR 1701 N BEAUREGARD STREET ALEXANDRIA, VA 22311

AMERICAN FRIENDS OF THE LUDWIG N/A 501(C)(3) 300. FOUNDATION OF CUBA MATCHING GIFT PUBL CHAR 3 E 69TH STREET NEW YORK, NY 10021‐4918

AMERICAN HEART ASSOCIATION‐ N/A 501(C)(3) 150. FOUNDERS AFFILIATE MATCHING GIFT PUBL CHAR PO BOX 3049 SYRACUSE, NY 13220

234 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} AMERICAN IDEAS INSTITUTE N/A 501(C)(3) 100,000. 555 BRYANT STREET SUITE 371 TO BUILD U.S. PUBLIC PUBL CHAR PALO ALTO, CA 94301‐1704 SUPPORT FOR PUBLIC TRANSPORTATION

AMERICAN INDIA FOUNDATION N/A 501(C)(3) 90,000. 216 EAST 45TH ST NEW YORK, NY MATCHING GIFT PUBL CHAR 10017

AMERICAN MEDICAL INFORMATICS N/A 501(C)(3) 100,100. ASSOCIATION INC TO PROVIDE HEALTH PUBL CHAR 4915 ST ELMO AVENUE SUITE 401 INFORMATICS TRAINING BETHESDA, MD 20814 TO DEVELOPING‐WORLD INSTITUTIONS

AMERICAN PLANNING ASSOCIATION N/A 501(C)(3) 25,000. 1030 15TH STREET NW SUIRE 750 W FOR LATIN AMERICAN PUBL CHAR WASHINGTON, DC 20005 PARTICIPANTS' TRAVEL TO AN URBAN HOUSING CONFERENCE

AMERICAN RED CROSS N/A 501(C)(3) 1,275. PO BOX 37295 WASHINGTON, DC MATCHING GIFT PUBL CHAR 20013

AMERICAN SOCIETY FOR THE N/A 501(C)(3) 60. PREVENTION OF CRUELTY TO ANIMALS MATCHING GIFT PUBL CHAR 424 E 92ND STREET NEW YORK, NY 10128

AMERICAN VETERINARY MEDICAL N/A EXEMPT 25,000. ASSOCIATION FOR A U.S INITIATIVE NON‐CHAR 1931 N MEACHAM RD SUITE 100 TO IMPROVE HUMAN, E/R SCHAUMBURG, IL 60173‐4360 ANIMAL AND ENVIRONMENTAL HEALTH

AMERICAS SOCIETY INC N/A 501(C)(3) 10,000. 680 PARK AVENUE NEW YORK, NY TOWARD THE BETTER PUBL CHAR 10021 INTEGRATION OF IMMIGRANTS IN THE U.S.

AMY MARSHALL DANCE COMPANY INC N/A 501(C)(3) 300. 2843 41ST STREET 2 ASTORIA, NY MATCHING GIFT PUBL CHAR 11103‐3330

ANDREAS H BECHTLER ARTS N/A 501(C)(3) 6,840. FOUNDATION ‐ BECHTLER MUSEUM OF MATCHING GIFT PUBL CHAR MODERN ART ‐ 420 S TRYON ST CHARLOTTE, NC 28202‐0000

235 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ANIMAL HAVEN INC N/A 501(C)(3) 5,000. 251 CENTRE STREET NEW YORK, NY UNRESTRICTED DONATION PUBL CHAR 10013

ANIMAL HAVEN INC N/A 501(C)(3) 450. 251 CENTRE STREET NEW YORK, NY MATCHING GIFT PUBL CHAR 10013

APPALACHIAN COMMUNITY FUND N/A 501(C)(3) 750. 530 S GAY STREET KNOXVILLE, TN MATCHING GIFT PUBL CHAR 37902

APROPOS‐HOUSING OPPORTUNITIES N/A 501(C)(3) 906. AND MANAGEMENT ENTERPRISES INC MATCHING GIFT PUBL CHAR 141 TOMPKINS AVE STE 3 PLEASANTVILLE, NY 10570‐3167

ARIZONA BOARD OF REGENTS, N/A 501(C)(3) 50,000. UNIVERSITY OF ARIZONA ‐ TO ENCOURAGE PUBL CHAR ADMINISTRATION BUILDING ROOM 712 ENVIRONMENTALLY AND 1401 EAST UNIVERSITY BLVD SOCIALLY SOUND TUCSON, AZ 85721 DEVELOPMENT IN CITIES

ARSOM SILP INSTITUTE OF THE ARTS N/A FOREIGN 85,000. 399 SOI ANAMAIKHAMCHAROEN 25 MOO TO ENABLE PRESERVATION ORG E/R 5 RAMA 2 ROAD BANGKOK, THAILAND AND RESTORATION IN TWO GRNT HISTORIC THAI NEIGHBORHOODS

ARTHRITIS FOUNDATION N/A 501(C)(3) 150. 122 EAST 42ND STREET 18TH FL MATCHING GIFT PUBL CHAR NEW YORK, NY 10168‐1898

ARTS ENGINE INC N/A 501(C)(3) 300. 104 WEST 14TH STREET 4TH FL NEW MATCHING GIFT PUBL CHAR YORK, NY 10011

ASHOKA N/A 501(C)(3) 250,000. 1700 N MOORE STREET SUITE 2000 FOR A SUSTAINABLE PUBL CHAR ARLINGTON, VA 22209 HOUSING DESIGN COMPETITION IN LATIN AMERICA

ASHOKA N/A 501(C)(3) 410,000. 1700 N MOORE STREET SUITE 2000 FOR A GLOBAL PUBL CHAR ARLINGTON, VA 22209 COMPETITION FOR NEW PRO‐POOR INVESTMENT IDEAS

236 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ASIA FOUNDATION N/A 501(C)(3) 150,000. 465 CALIFORNIA STREET 9TH FLOOR TO STUDY PRIVATE PUBL CHAR SAN FRANCISCO, CA 94104 SECTOR HEALTH ORGANIZATIONS IN PAKISTAN

ASIAN AMERICAN WRITERS WORKSHOP N/A 501(C)(3) 300. INC MATCHING GIFT PUBL CHAR 110 112 W 27TH STREET NEW YORK, NY 10001

ASIAN COALITION FOR HOUSING N/A PUBLIC 130,500. RIGHTS IN SUPPORT OF THREE CHARITY 73 SOL SONTHIWATTANA 4 LADPRAO COMMUNITY‐DRIVEN EQUIV 110 ROAD BANGKOK, THAILAND PROJECTS IN POOR URBAN AREAS IN ASIA

ASIAN DISASTER PREPAREDNESS N/A PUBLIC 75,000. CENTER FOR A TRAINING COURSE CHARITY SM TOWER 24TH FLOOR 979 69 ON CLIMATE AND EQUIV PAHOLYOTHIN ROAD BANGKOK, DISASTER RISK MANAGEMENT

ASPEN INSTITUTE INC N/A 501(C)(3) 50,000. ONE DUPONT CIRCLE NW SUITE 700 PROMOTE IMPACT PUBL CHAR WASHINGTON, DC 20036‐1133 ASSESSMENT OF ENTREPRENEURIAL DEVELOPMENT

ASPEN INSTITUTE INC N/A 501(C)(3) 50,000. ONE DUPONT CIRCLE NW SUITE 700 TO EDUCATE THE U.S. PUBL CHAR WASHINGTON, DC 20036‐1133 CONGRESS ON ENERGY SECURITY/CLIMATE CHANGE

ASPEN INSTITUTE INC N/A 501(C)(3) 100,000. ONE DUPONT CIRCLE NW SUITE 700 FOR MEETINGS ON ACCESS PUBL CHAR WASHINGTON, DC 20036‐1133 TO STATISTICAL INFORMATION ABOUT PHILANTHROPIC WORK

ASPEN INSTITUTE INC N/A 501(C)(3) 200,000. ONE DUPONT CIRCLE NW SUITE 700 TO EDUCATE U.S. PUBL CHAR WASHINGTON, DC 20036‐1133 LAWMAKERS ABOUT TRANSPORTATION AND OTHER CRITICAL ISSUES

ASPEN INSTITUTE INC N/A 501(C)(3) 450,000. ONE DUPONT CIRCLE NW SUITE 700 TO HELP POORER PUBL CHAR WASHINGTON, DC 20036‐1133 AMERICAN WORKERS BUILD ADEQUATE RETIREMENT SECURITY

237 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ASPEN INSTITUTE INC N/A 501(C)(3) 500,000. ONE DUPONT CIRCLE NW SUITE 700 TO BETTER ENABLE PUBL CHAR WASHINGTON, DC 20036‐1133 MARKET‐BASED MODELS TO ADDRESS SOCIAL CHALLENGES

ASSOCIATION OF BLACK FOUNDATION N/A 501(C)(3) 10,000. EXECUTIVES INC MEMBERSHIP PUBL CHAR 55 EXCHANGE PLACE SUITE 405 NEW CONTRIBUTION YORK, NY 10005

ASSOCIATION OF GRADUATES OF THE N/A 501(C)(3) 1,200. MILITARY ACADEMY MATCHING GIFT PUBL CHAR 698 MILLS ROAD WEST POINT, NY 10996

AURORA HEALTH CARE METRO INC N/A 501(C)(3) 3,000. 950 N 12TH ST MILWAUKEE, WI MATCHING GIFT PUBL CHAR 53233

AURORA HEALTH CARE METRO INC N/A 501(C)(3) 3,000. 3033 S 27TH STREET SUITE 101 MATCHING GIFT PUBL CHAR MILWAUKEE, WI 53215

AUTISM SPEAKS N/A 501(C)(3) 75. 5455 WILSHIRE BLVD SUITE 2250 MATCHING GIFT PUBL CHAR LOS ANGELES, CA 90036

AVON PRODUCTS FOUNDATION N/A 501(C)(3) 300. INCORPORATED MATCHING GIFT PUBL CHAR 1 AVON PLAZA RYE, NY 10580

B LAB COMPANY N/A 501(C)(3) 1,000,000. 8 WALNUT AVENUE BERWYN, PA GENERAL SUPPORT PUBL CHAR 19312

BALLET TECH FOUNDATION INC N/A 501(C)(3) 1,500. 890 BROADWAY NEW YORK, NY MATCHING GIFT PUBL CHAR 10003‐1211

BANGABANDHU SHEIKH MUJIB MEDICAL N/A PUBLIC 238,000. UNIVERSITY TO LAUNCH A NEW CHARITY SHAHABAGH DHAKA, BANGLADESH DEPARTMENT OF PUBLIC EQUIV HEALTH AND INFORMATICS IN BANGLADESH

238 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} BARNARD COLLEGE N/A 501(C)(3) 1,500. 3009 BROADWAY NEW YORK, NY MATCHING GIFT PUBL CHAR 10027‐6598

BE THE MATCH FOUNDATION N/A 501(C)(3) 75. 3001 BROADWAY STREET NE MATCHING GIFT PUBL CHAR MINNEAPOLIS, MN 55413

BEDFORD AUDUBON SOCIETY N/A 501(C)(3) 450. 35 TODD ROAD KATONAH, NY MATCHING GIFT PUBL CHAR 10536‐2629

BELLAGIO STUDY AND CONFERENCE YES SEE 3,954,257. CENTER DCA STATEMENTS VILLA SERBELLONI BELLAGIO, 27 & 28 ITALY

BELLWETHER EDUCATION PARTNERS N/A 501(C)(3) 686,930. INC FOR A STUDY ON PUBL CHAR 37 ROYALSTON ROAD WELLESLEY, MA PROBLEM‐SOLVING BY THE 02481 MARKET IN THE PUBLIC SECTOR

BERENICE JOSEPHINE BICKLE DE NONE INDIVIDUAL 27,200. BASTO FOR A 3‐MONTH CREATIVE 264 RUA PERIERA D ECA POLANA, ARTIST FELLOWSHIP AT MAPUTO, MOZAMBIQUE THE BELLAGIO CENTER, ITALY

BERTELSMANN FOUNDATION NORTH N/A 501C 3 PVT 80,000. AMERICA INC FOR AN ONLINE RESOURCE OP FDN ER 1101 NEW YORK AVENUE NW STE 901 TO ENABLE STRATEGIZING WASHINGTON, DC 20005 ON MEETING GLOBAL CHALLENGES

BANGLADESH ENTERPRISE INSTITUTE N/A FOREIGN 204,000. HOUSE 20 ROAD 5 GULSHAN 1 FOR EFFORTS TO DEVELOP ORG E/R DHAKA, BANGLADESH A NATIONAL STRATEGY GRNT FOR EHEALTH IN BANGLADESH

BLOODLINK FOUNDATION N/A PUBLIC 76,100. KEDONG HOUSE LENANA RD RALPH FOR AN ADVANCED SYSTEM CHARITY BUNCHE RD JUNCTION NAIROBI, TO INCREASE BLOOD EQUIV KENYA DONATION IN KENYA

239 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} BLUEGREEN ALLIANCE FOUNDATION N/A 501(C)(3) 250,000. 2828 UNIVERSITY AVENUE SE SUITE TO EXPAND GREEN PUBL CHAR 200 MINNEAPOLIS, MN 55414 MANUFACTURING FOR THE CLEAN ENERGY ECONOMY

BOARD OF TRUSTEES OF THE LELAND N/A 501(C)(3) 125,000. STANFORD JUNIOR UNIVERSITY ‐ TO ACQUIRE AND OPERATE PUBL CHAR OFFICE OF SPONSORED RESEARCH 651 A PUBLICATION ON SERRA ST SUITE 220 STANFORD, CA PHILANTHROPY AND CIVIC 94305‐6203 ENGAGEMENT

BONNIE BOSWELL NONE INDIVIDUAL 50,000. 533 NORTH CHEROKEE AVE LOS FOR A DOCUMENTARY ANGELES, CA 92651 ABOUT THE LIFE OF WHITNEY M. YOUNG, JR.

BOWDOIN COLLEGE N/A 501(C)(3) 15,000. 4100 COLLEGE STATION BRUNSWICK, MATCHING GIFT PUBL CHAR ME 04011

BOWERY ARTS AND SCIENCE LTD N/A 501(C)(3) 131,250. 310 BOWERY 2ND FLOOR NEW YORK, FOR A NEW MEDIA PUBL CHAR NY 10012 PRESENTATION OF POETRY FROM THE URBAN COMMUNITY

BOYS CLUB OF MT KISCO DBA BOYS N/A 501(C)(3) 750. AND GIRLS CLUB OF N WESTCHESTER MATCHING GIFT PUBL CHAR 351 MAIN STREET MT KISCO, NY 10541

BRAC N/A PUBLIC 200,000. BRAC CENTRE 75 MOHAKHALI DHAKA, TO SCALE UP AN MHEALTH CHARITY BANGLADESH APPLICATION FOR EQUIV COMMUNITY HEALTH WORKERS

BRAC UNIVERSITY N/A PUBLIC 29,850. 66 MOHAKHALI DHAKA, BANGLADESH FOR A CONFERENCE ON CHARITY ISLAM IN SOUTH ASIA EQUIV

BRAC USA INC N/A 501(C)(3) 375. 11 EAST 44TH ST NEW YORK, NY MATCHING GIFT PUBL CHAR 10017

BRIDGES VENTURES LIMITED N/A FOREIGN 10,000. 1 CRAVEN HILL LONDON, UNITED TO SHARE EXAMPLES OF ORG E/R KINGDOM IMPACT INVESTING'S GRNT POSITIVE EFFECTS ON THE POOR

240 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} BROADREACH HEALTHCARE LLC N/A US NON 30,000. 2500 WILSON BLVD SUITE 220 IN SUPPORT OF HEALTH CHAR E/R ARLINGTON, VA 22201 MARKET RESEARCH GRNT ACTIVITIES IN SOUTH AFRICA

BROADWAY CARES‐EQUITY FIGHTS N/A 501(C)(3) 150. AIDS INC MATCHING GIFT PUBL CHAR 165 W 46TH ST NEW YORK, NY 10036‐2508

BRONX COUNCIL ON THE ARTS INC N/A 501(C)(3) 50,000. 1738 HONE AVENUE BRONX, NY TO SUPPORT LOCAL SOUTH PUBL CHAR 10461‐1486 BRONX ARTISTS IN THEIR TWENTIES AND THIRTIES

BRONX COUNCIL ON THE ARTS INC N/A 501(C)(3) 750. 1738 HONE AVENUE BRONX, NY MATCHING GIFT PUBL CHAR 10461‐1403

BRONX OVERALL ECONOMIC N/A 501(C)(3) 18,750. DEVELOPMENT CORPORATION TO INCREASE CREATIVE PUBL CHAR 198 EAST 161ST STREET SUITE 201 SECTOR PRESENCE IN AND BRONX, NY 10451 ATTRACT PEOPLE TO THE BRONX

BROOKINGS INSTITUTION N/A 501(C)(3) 100,000. 1775 MASSACHUSETTS AVENUE NW TO DEFINE AND DEVELOP PUBL CHAR WASHINGTON, DC 20036‐2188 CONCEPTS FOR A WALKABLE CITY

BROOKINGS INSTITUTION N/A 501(C)(3) 307,300. 1775 MASSACHUSETTS AVENUE NW TO INCREASE VISIBILITY PUBL CHAR WASHINGTON, DC 20036‐2188 OF AFRICA‐BASED RESEARCHERS IN DEVELOPMENT

BROOKINGS INSTITUTION N/A 501(C)(3) 354,700. 1775 MASSACHUSETTS AVENUE NW TO MEASURE IMPACT OF PUBL CHAR WASHINGTON, DC 20036‐2188 THE PATIENT PROTECTION AND AFFORDABLE HEALTH CARE ACT

BROOKINGS INSTITUTION N/A 501(C)(3) 6,000,000. 1775 MASSACHUSETTS AVENUE NW FOR INNOVATION IN PUBL CHAR WASHINGTON, DC 20036‐2188 STATE AND METROPOLITAN ECONOMIC POLICY REFORM

241 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} BROOKINGS INSTITUTION N/A 501(C)(3) 7,500. 1775 MASS AVE NW WASHINGTON, DC MATCHING GIFT PUBL CHAR 20036‐2103

BROOKINGS INSTITUTION N/A 501(C)(3) 15,000. 1775 MASSACHUSETTS AVENUE NW MATCHING GIFT PUBL CHAR WASHINGTON, DC 20036‐2188

BROOKLYN ACADEMY OF MUSIC INC N/A 501(C)(3) 1,500. 30 LAFAYETTE AVENUE BROOKLYN, MATCHING GIFT PUBL CHAR NY 11217‐9985

BROOKLYN ANIMAL RESOURCE N/A 501(C)(3) 1,500. COALITION INC MATCHING GIFT PUBL CHAR 253 WYTHE AVENUE BROOKLYN, NY 11211

BROOKLYN PUBLIC LIBRARY N/A 501(C)(3) 225. 10 GRAND ARMY PLZ BROOKLYN, NY MATCHING GIFT PUBL CHAR 11238‐5675

BROPHY COMMUNITY FOUNDATION N/A 501(C)(3) 1,500. 4701 N CENTRAL AVE PHOENIX, AZ MATCHING GIFT PUBL CHAR 85012

BROWN UNIVERSITY N/A 501(C)(3) 750. PO BOX 1877 PROVIDENCE, RI MATCHING GIFT PUBL CHAR 02912

BUDDY DOG HUMANE SOCIETY INC N/A 501(C)(3) 300. 151 BOSTON POST ROAD SUDBURY, MATCHING GIFT PUBL CHAR MA 01776

BUILDING AMERICA'S FUTURE N/A 501(C)(3) 500,000. EDUCATIONAL FUND TO HIGHLIGHT U.S. PUBL CHAR 1301 PENNSYLVANIA AVE NW SUITE CITIES' INFRASTRUCTURE 350 WASHINGTON, DC 20004 PROBLEMS AND PROMOTE GOOD POLICIES

CALIFORNIA COMMUNITY FOUNDATION N/A 501(C)(3) 15,000. 445 S FIGUEROA STREET LOS MATCHING GIFT PUBL CHAR ANGELES, CA 90071

242 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} CALIFORNIA INSTITUTE OF N/A 501(C)(3) 50,000. TECHNOLOGY FOR THE PALOMAR PUBL CHAR 1200 E CALIFORNIA BLVD MAIL CODE OBSERVATORY BOOK 204 31 PASADENA, CA 91125 PROJECT

CALIFORNIA RURAL LEGAL N/A 501(C)(3) 375. ASSISTANCE INC MATCHING GIFT PUBL CHAR 631 HOWARD STREET SAN FRANCISCO, CA 94105

CALVERT SOCIAL INVESTMENT N/A 501(C)(3) 124,500. FOUNDATION INC FOR A MEETING TO PUBL CHAR 7315 WISCONSIN AVENUE SUITE STRENGTHEN IMPACT 1100W BETHESDA, MD 20814‐9814 INVESTING THAT WILL AID THE POOR

CALVERT SOCIAL INVESTMENT N/A 501(C)(3) 268,200. FOUNDATION INC FOR RESEARCH ON IMPACT PUBL CHAR 7315 WISCONSIN AVENUE SUITE INVESTMENT VEHICLES 1100W BETHESDA, MD 20814‐9814 THAT WILL BENEFIT THE POOR

CAPITAL MARKETS AUTHORITY N/A FOREIGN 118,100. P O BOX 74800 NAIROBI, KENYA TO IDENTIFY TECHNOLOGY GOV'T UNIT IMPACT INVESTMENTS IN THAT CAN BENEFIT THE POOR

CARLETON UNIVERSITY N/A PUBLIC 160,500. 503 TORY BLDG 1125 COLONEL BY FOR A SECRETARIAT FOR CHARITY DRIVE OTTAWA, CANADA THE GLOBAL HEALTH EQUIV DIPLOMACY NETWORK

CARLETON UNIVERSITY N/A PUBLIC 173,950. 503 TORY BLDG 1125 COLONEL BY FOR A WEBSITE TO CHARITY DRIVE OTTAWA, CANADA DISSEMINATE EQUIV INFORMATION ON GLOBAL HEALTH DIPLOMACY

CARLETON UNIVERSITY N/A PUBLIC 178,290. 503 TORY BLDG 1125 COLONEL BY FOR A GLOBAL HEALTH CHARITY DRIVE OTTAWA, CANADA PUBLICATION AND TWO EQUIV MEETINGS ON GLOBAL HEALTH DIPLOMACY

CARNEGIE ENDOWMENT FOR N/A 501(C)(3) 150,000. INTERNATIONAL PEACE TO PLAN FOR A PUBL CHAR 1779 MASSACHUSETTS AVE NW COLLABORATIVE GLOBAL WASHINGTON, DC 20036 THINK TANK ON INTERNATIONAL POLICY

243 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} CARNEGIE ENDOWMENT FOR N/A 501(C)(3) 175,000. INTERNATIONAL PEACE FOR A STUDY ON SMART PUBL CHAR 1779 MASSACHUSETTS AVE NW FINANCING OF WASHINGTON, DC 20036 SUSTAINABLE TRANSPORTATION

CARNEGIE HALL SOCIETY INC N/A 501(C)(3) 15,546. 881 7TH AVE NEW YORK, NY MATCHING GIFT PUBL CHAR 10019‐3210

CARNEGIE HALL SOCIETY INC N/A 501(C)(3) 273. 881 SEVENTH AVE NEW YORK, NY MATCHING GIFT PUBL CHAR 10019‐3210

CATHOLIC CONFERENCE ‐ ST. N/A 501(C)(3) 9,000. BONIFACE R.C. CHURCH MATCHING GIFT PUBL CHAR 109 WILLOUGHBY STREET BROOKLYN, NY 11201

CATSKILL ANIMAL SANCTUARY INC N/A 501(C)(3) 150. 316 OLD STAGE ROAD SAUGERTIES, MATCHING GIFT PUBL CHAR NY 12477

CEDAR ASSOCIATES LLC N/A US NON 140,000. 275 MIDDLEFIELD ROAD SUITE 200 FOR A STUDY TO IMPROVE CHAR E/R MENLO PARK, CA 94025 HEALTH COVERAGE GRNT PROGRAMS IN POOR COUNTRIES

CENTER FOR AMERICAN PROGRESS N/A 501(C)(3) 245,900. 1333 H STREET NW 10TH FLOOR TO PROPOSE EXPANSION PUBL CHAR WASHINGTON, DC 20005 OF SOCIAL SECURITY SYSTEM TO ADMINISTER FMLA

CENTER FOR AMERICAN PROGRESS N/A 501(C)(3) 1,605,518. 1333 H STREET NW 10TH FLOOR FOR ANALYSES TO SHOW PUBL CHAR WASHINGTON, DC 20005 HOW GOVERNMENT COULD ACHIEVE RESULTS AT LOWER COST

CENTER FOR CLEAN AIR POLICY N/A 501(C)(3) 200,000. 750 FIRST STREET NE SUITE 940 TO HIGHLIGHT BEST PUBL CHAR WASHINGTON, DC 20002 PRACTICES IN TRANSPORTATION POLICIES

244 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} CENTER FOR CLEAN AIR POLICY N/A 501(C)(3) 250,000. 750 FIRST STREET NE SUITE 940 TO INCREASE RESILIENCY PUBL CHAR WASHINGTON, DC 20002 TO THE IMPACTS OF CLIMATE CHANGE

CENTER FOR CLIMATE STRATEGIES N/A 501(C)(3) 37,700. INC TO DEVELOP PUBL CHAR 1899 L STREET NW SUITE 900 COMPREHENSIVE CLIMATE WASHINGTON, DC 20036 CHANGE ADAPTATION PLANS

CENTER FOR CREATIVE INITIATIVES N/A FOREIGN 70,820. IN HEALTH AND POPULATION TO COLLECT INFORMATION ORG E/R NO 2 LANE 49 41 HUYNH THUC KHANG ON INNOVATIVE HEALTH GRNT STREET HANOI, VIETNAM MARKET PROGRAMS IN VIETNAM

CENTER FOR CREATIVE INITIATIVES N/A FOREIGN 150,000. IN HEALTH AND POPULATION TO STUDY PRIVATE ORG E/R NO 2 LANE 49 41 HUYNH THUC KHANG SECTOR HEALTH GRNT STREET HANOI, VIETNAM ORGANIZATIONS IN VIETNAM AND CAMBODIA

CENTER FOR DEMOCRACY IN THE N/A 501(C)(3) 3,000. AMERICAS MATCHING GIFT PUBL CHAR P O BOX 53106 WASHINGTON, DC 20009

CENTER FOR ECONOMIC PROGRESS N/A 501(C)(3) 50,000. 29 E MADISON STREET SUITE 900 FOR AN ON‐LINE PUBL CHAR CHICAGO, IL 60602 PLATFORM FOR FINANCIAL MANAGEMENT AND ADVICE SERVICES

CENTER FOR EMPLOYMENT N/A 501(C)(3) 3,000. OPPORTUNITIES INC MATCHING GIFT PUBL CHAR 32 BROADWAY NEW YORK, NY 10004

CENTER FOR LAND REFORM INC (DBA N/A 501(C)(3) 56,000. CENTER FOR COMMUNITY PROGRESS) FOR A COMPREHENSIVE PUBL CHAR 421 GARLAND STREET UNIT A STUDY OF VACANT FLINT, MI 48503 PROPERTY RECLAMATION

CENTER FOR NATIONAL POLICY N/A 501(C)(3) 187,900. ONE MASSACHUSETTS AVENUE NW FOR A CONFERENCE ON PUBL CHAR SUITE 333 WASHINGTON, DC 20001 GLOBAL RESILIENCE AND DEVELOPMENT

245 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} CENTER FOR NEIGHBORHOOD N/A 501(C)(3) 162,500. TECHNOLOGY FOR ENCOURAGING THE PUBL CHAR 2125 WEST NORTH AVENUE CHICAGO, USE OF THE HOUSING & IL 60647 TRANSPORTATION AFFORDABILITY INDEX

CENTER FOR NEW YORK CITY N/A 501(C)(3) 500,000. NEIGHBORHOODS INC GENERAL SUPPORT PUBL CHAR 74 TRINITY PLACE 13TH FLOOR NEW YORK, NY 10006

CENTER FOR THE ADVANCEMENT OF N/A 501(C)(3) 50,000. WOMEN INC GENERAL SUPPORT PUBL CHAR 1560 BROADWAY SUITE 512 NEW YORK, NY 10036

CENTER ON BUDGET AND POLICY N/A 501(C)(3) 500,000. PRIORITIES GENERAL SUPPORT PUBL CHAR 820 FIRST STREET NE SUITE 510 WASHINGTON, DC 20002

CENTER ON BUDGET AND POLICY N/A 501(C)(3) 3,000,000. PRIORITIES GENERAL SUPPORT PUBL CHAR 820 FIRST STREET NE SUITE 510 WASHINGTON, DC 20002

CENTRAL PARK CONSERVANCY N/A 501(C)(3) 300. 14 EAST 60TH STREET NEW YORK, MATCHING GIFT PUBL CHAR NY 10022

CENTRAL WESTCHESTER HUMANE N/A 501(C)(3) 300. SOCIETY MATCHING GIFT PUBL CHAR PO BOX 131 100 WAREHOUSE LANE ELMSFORD, NY 10523

CENTRE FOR DEMOCRACY AND N/A PUBLIC 25,000. DEVELOPMENT TO CONDUCT TREND CHARITY P O BOX 14345 4 KIKUYU CLOSE OFF MONITORING ON ISSUES EQUIV NAIROBI STREET ABUJA, NIGERIA OF POVERTY AND HUMAN DEVELOPMENT

CENTRE FOR DEMOCRACY AND N/A PUBLIC 60,000. DEVELOPMENT TO IDENTIFY TRENDS IN CHARITY P O BOX 14345 4 KIKUYU CLOSE OFF POVERTY AND HUMAN EQUIV NAIROBI STREET ABUJA, NIGERIA DEVELOPMENT IN WEST AFRICA

CENTRE FOR HEALTH AND SOCIAL N/A PVT FND 55,000. SERVICES TO DEVELOP A STRATEGY EQUIV PO BOX PMB 52 MINISTRIES ACCRA, TO IMPROVE HEALTH (E/R) GHANA SYSTEMS IN AFRICA

246 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} CENTRE FOR HEALTH AND SOCIAL N/A PVT FND 375,000. SERVICES FOR EFFORTS TO EQUIV P O BOX PMB 52 MINISTRIES STRENGTHEN GHANA'S (E/R) ACCRA, GHANA NATIONAL HEALTH SYSTEM

CEOS FOR CITIES NFP N/A 501(C)(3) 59,900. 177 N STATE STREET SUITE 500 FOR A MEETING TO PUBL CHAR CHICAGO, IL 60601 IDENTIFY PLAYERS IN THE CHALLENGE OF URBAN POVERTY

CEOS FOR CITIES NFP N/A 501(C)(3) 75,000. 177 N STATE STREET SUITE 500 FOR BETTER MEASUREMENT PUBL CHAR CHICAGO, IL 60601 OF FACTORS AFFECTING TRANSPORTATION DEVELOPMENT

CEOS FOR CITIES NFP N/A 501(C)(3) 90,000. 177 N STATE STREET SUITE 500 FOR A STUDY AND PUBL CHAR CHICAGO, IL 60601 MEETING ON TECHNOLOGY AS A TOOL FOR CIVIL ENGAGEMENT

CEOS FOR CITIES NFP N/A 501(C)(3) 100,000. 177 N STATE STREET SUITE 500 TO SOLICIT IDEAS FROM PUBL CHAR CHICAGO, IL 60601 THE PUBLIC ON HOW TO IMPROVE NEW YORK CITY

CEOS FOR CITIES NFP N/A 501(C)(3) 250,000. 177 N STATE STREET SUITE 500 TO DEVELOP KNOWLEDGE PUBL CHAR CHICAGO, IL 60601 AND STRATEGIES FOR SUSTAINABLE U.S. CITIES

CERES INC N/A 501(C)(3) 200,000. 99 CHAUNCY STREET BOSTON, MA TO IMPROVE THE PUBL CHAR 02111 STEWARDSHIP OF WATER RESOURCES BY LARGE COMPANIES WORLDWIDE

CHERIE BLAIR FOUNDATION FOR N/A PUBLIC 60,000. WOMEN TO PROVIDE WOMEN IN CHARITY P O BOX 60519 LONDON, UNITED DEVELOPING COUNTRIES EQUIV KINGDOM WITH BUSINESS‐ENABLING TECHNOLOGY

CHIANG MAI UNIVERSITY N/A PUBLIC 45,130. 239 HUAY KAEW ROAD MUANG FOR A MEETING AND CHARITY DISTRICT CHIANG MAI, THAILAND TRAINING COURSE ON ONE EQUIV HEALTH LEADERSHIP

247 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} CHIANG MAI UNIVERSITY N/A PUBLIC 50,000. 239 HUAY KAEW ROAD MUANG TO STRENGTHEN CHARITY DISTRICT CHIANG MAI, THAILAND COLLABORATION ACROSS EQUIV VETERINARY HEALTH AND PUBLIC HEALTH

CHILDLINE KENYA N/A PUBLIC 250,000. BOX 10003 00100 GENERAL POST TO IMPROVE THE CHARITY OFFICE NAIROBI, KENYA EFFICIENCY OF A CHILD EQUIV ABUSE HOTLINE IN KENYA

CHILDREN INTERNATIONAL N/A 501(C)(3) 4,593. 2000 EAST RED BRIDGE ROAD MATCHING GIFT PUBL CHAR KANSAS CITY, MO 64131

CHILDREN INTERNATIONAL N/A 501(C)(3) 750. 2000 EAST RED BRIDGE ROAD MATCHING GIFT PUBL CHAR KANSAS CITY, MO 64131

CHILDRENS ART CARNIVAL N/A 501(C)(3) 375. 62 HAMILTON TERRACE NEW YORK, MATCHING GIFT PUBL CHAR NY 10031‐6403

CHILDRENS MUSEUM OF THE ARTS INC N/A 501(C)(3) 660. 182 LAFAYETTE ST NEW YORK, NY MATCHING GIFT PUBL CHAR 10013

CHILDRENS SERVICES OF ROXBURY N/A 501(C)(3) 300. INC MATCHING GIFT PUBL CHAR 520 DUDLEY STREET ROXBURY, MA 02119‐2769

CHRISTIAN COALITION N/A 501(C)(3) 20,000. 8730 NORTHPARK BOULEVARD SUITE 1 TO ADVANCE U.S. PUBL CHAR D CHARLESTON, SC 29406 CLIMATE CHANGE MITIGATION AND ADAPTATION POLICY

CHRISTIAN HERALD ASSOCIATION INC N/A 501(C)(3) 600. ‐ THE BOWERY MISSION MATCHING GIFT PUBL CHAR 227 BOWERY NEW YORK, NY 10002

CHRISTIAN UNION INC N/A 501(C)(3) 2,700. 240 NASSAU STREET PRINCETON, NJ MATCHING GIFT PUBL CHAR 08542

248 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} CHS NORTH AMERICA FOUNDATION INC N/A 501(C)(3) 4,500. 205 E 22ND ST APT 5C NEW YORK, MATCHING GIFT PUBL CHAR NY 10010‐4622

CHS NORTH AMERICA FOUNDATION INC N/A 501(C)(3) 3,750. 205 EAST 22ND STREET NUMBER 5C MATCHING GIFT PUBL CHAR NEW YORK, NY 10010

CHULALONGKORN UNIVERSITY N/A PUBLIC 43,890. 254 PHYATHAI ROAD PATUMWAN FOR A STUDY ON ARTS AS CHARITY BANGKOK, THAILAND A TOOL OR COMMUNITY EQUIV REVITALIZATION IN BANGKOK

CHULALONGKORN UNIVERSITY N/A PUBLIC 45,360. 254 PHYATHAI ROAD PATUMWAN FOR LECTURES ON CHARITY BANGKOK, THAILAND SERVICE‐ACCESS EQUIV INJUSTICE AND INEQUALITY IN THAILAND

CHULALONGKORN UNIVERSITY N/A PUBLIC 75,000. 254 PHYATHAI ROAD PATUMWAN TO ENABLE STUDENTS TO CHARITY BANGKOK, THAILAND PURSUE MASTER'S EQUIV DEGREES IN SOUTHEAST ASIAN STUDIES

CHURCH FOR ALL NATIONS N/A 501(C)(3) 10,500. 417 WEST 57TH ST NEW YORK, NY MATCHING GIFT PUBL CHAR 10019

CHURCH FOR ALL NATIONS N/A 501(C)(3) 3,000. 417 WEST 57TH STREET NEW YORK, MATCHING GIFT PUBL CHAR NY 10019

CITY FUTURES INC N/A 501(C)(3) 50,000. 120 WALL STREET 20TH FLOOR NEW FOR A MEETING ON PUBL CHAR YORK, NY 10005 SHARED BENEFITS FOR THE REAL ESTATE AND ART COMMUNITIES

CITY FUTURES INC N/A 501(C)(3) 160,000. 120 WALL STREET 20TH FLOOR NEW TO ORGANIZE MEETINGS PUBL CHAR YORK, NY 10005 ON INNOVATIVE SOLUTIONS TO NEW YORK CITY'S PROBLEMS

249 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} CITY OF HOPE N/A 501(C)(3) 75. 1500 DUARTE ROAD DUARTE, CA MATCHING GIFT PUBL CHAR 91010‐3000

CITY PARKS ALLIANCE INC N/A 501(C)(3) 100,000. 2121 WARD COURT NW 5TH FLOOR FOR A CONFERENCE ON PUBL CHAR WASHLINGTON, DC 20037 THE ROLE URBAN PARKS CAN PLAY IN SOLVING CHALLENGES

CITYMEALS‐ON‐WHEELS N/A 501(C)(3) 600. 355 LEXINGTON AVENUE NEW YORK, MATCHING GIFT PUBL CHAR NY 10017

CITYMEALS‐ON‐WHEELS N/A 501(C)(3) 60. 355 LEXINGTON AVENUE NEW YORK, MATCHING GIFT PUBL CHAR NY 10017

CLAREMONT GRADUATE UNIVERSITY N/A 501(C)(3) 200,000. 165 E 10TH STREET CLAREMONT, TO BUILD CAPACITY IN PUBL CHAR CA 91711 STRATEGIES AND EVALUATION METHODS AMONG GRANTEES

CLEAN AIR COOL PLANET INC N/A 501(C)(3) 30,000. 100 MARKET STREET SUITE 204 TO ENGAGE U.S. PUBL CHAR PORTSMOUTH, NH 03801 POLICYMAKERS ON CLIMATE CHANGE RESILIENCE STRATEGY

CLEVELAND FOUNDATION N/A 501(C)(3) 400,000. 1422 EUCLID AVENUE SUITE 1300 FOR A NEW MODEL PUBL CHAR CLEVELAND, OH 44115 COMMUNITY DEVELOPMENT PROGRAM THAT CREATES LIVING WAGE JOBS

CLINTON HEALTH ACCESS INITIATIVE N/A 501(C)(3) 200,000. INC TO IMPROVE CAPACITY OF PUBL CHAR 383 DORCHESTER AVENUE SUITE 400 HEALTH SYSTEMS IN BOSTON, MA 02127 KENYA

CODE FOR AMERICA LABS INC N/A 501(C)(3) 200,000. 1070 WARFIELD AVE OAKLAND, CA FOR A STUDY ON WEB 2.0 PUBL CHAR 94610 TECHNOLOGY AS A MEANS OF BETTER CIVIC ENGAGEMENT

250 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} COLD SPRING HARBOR LABORATORY N/A 501(C)(3) 50,000. ONE BUNGTOWN ROAD P O BOX 100 FOR A MEETING ON PUBL CHAR COLD SPRING HARBOR, NY 11724 BIOLOGY SOCIETY AND THE FUTURE AND A COMMEMORATIVE BOOKLET

COLLEGE OF WILLIAM AND MARY N/A 501(C)(3) 42,468. FOUNDATION MATCHING GIFT PUBL CHAR PO BOX 1693 WILLIAMSBURG, VA 23187

COLUMBIA UNIVERSITY N/A 501(C)(3) 16,100. 202 LOW MEMORIAL LIBRARY NEW FOR A FORUM ON URBAN PUBL CHAR YORK, NY 10027 ECONOMIC GROWTH IN THREE NORTHEASTERN STATES

COLUMBIA UNIVERSITY N/A 501(C)(3) 50,000. 202 LOW MEMORIAL LIBRARY NEW FOR A STUDY ON INFO PUBL CHAR YORK, NY 10027 TECHNOLOGY IN URBAN PLANNING FOR THE URBAN POOR

COLUMBIA UNIVERSITY N/A 501(C)(3) 200,000. 202 LOW MEMORIAL LIBRARY NEW TO DEVELOP SUSTAINABLE PUBL CHAR YORK, NY 10027 GLOBAL FOOD AND AGRICULTURE SYSTEMS

COLUMBIA UNIVERSITY N/A 501(C)(3) 244,100. 202 LOW MEMORIAL LIBRARY NEW TO DEVELOP INTEGRATIVE PUBL CHAR YORK, NY 10027 URBAN PLANNING MODELS IN NAIROBI, KENYA

COLUMBIA UNIVERSITY N/A 501(C)(3) 370,000. 202 LOW MEMORIAL LIBRARY NEW TO PROMOTE THE USE OF PUBL CHAR YORK, NY 10027 INFO TECHNOLOGY IN HEALTHCARE IN THE DEVELOPING WORLD

COLUMBIA UNIVERSITY N/A 501(C)(3) 400,000. 202 LOW MEMORIAL LIBRARY NEW FOR THREE PROJECTS TO PUBL CHAR YORK, NY 10027 STRENGTHEN HEALTH SYSTEMS

COLUMBIA UNIVERSITY N/A 501(C)(3) 150. 622 WEST 113TH STREET NEW YORK, MATCHING GIFT PUBL CHAR NY 10025

251 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} COMMON GROUND COMMUNITY HOUSING N/A 501(C)(3) 6,270. DEVELOPMENT FUND CORPORATION INC MATCHING GIFT PUBL CHAR 505 EIGHTH AVENUE NEW YORK, NY 10018

COMMON MARKET FOR EASTERN AND N/A FOREIGN 100,000. SOUTHERN AFRICA SECRETARIAT FOR LAND USE CARBON GOV'T UNIT BEN BELLA ROAD PO BOX 30051 SEQUESTRATION IN LUSAKA, ZAMBIA KENYA, MALAWI, RWANDA, AND ZAMBIA

COMMONWEALTH SCIENTIFIC AND N/A FOREIGN 142,118. INDUSTRIAL RESEARCH ORGANISATION TO PROVIDE A COWPEA GOV'T UNIT HEAD OFFICE GPO 1600 CANBERRA, BREEDING LINE AUSTRALIA RESISTANT TO POD‐BORER INSECTS

COMMUNITY CATALYST INC N/A 501(C)(3) 100,000. 30 WINTER STREET SUITE 1004 TO ENSURE EQUITABLE PUBL CHAR BOSTON, MA 02108 HEALTH CARE REFORM FOR THE POOR IN THE U.S.

COMMUNITY PARTNERS N/A 501(C)(3) 22,500. 1000 N ALAMEDA STREET LOS MATCHING GIFT PUBL CHAR ANGELES, CA 90012‐4297

COMPANION ANIMAL PLACEMENT INC N/A 501(C)(3) 150. 120 FIFTH AVENUE NEW YORK, NY MATCHING GIFT PUBL CHAR 10011

COMPREHENSIVE DEVELOPMENT N/A 501(C)(3) 9,000. INCORPORATED MATCHING GIFT PUBL CHAR 240 2ND AVENUE NEW YORK, NY 10003‐2704

CONFERENCE OF CATHOLIC BISHOPS ‐ N/A 501(C)(3) 600. IMMACULATE CONCEPTION SCHOOL MATCHING GIFT PUBL CHAR 419 EAST 13 STREET NEW YORK, NY 10009

CONNECTICUT FOOD BANK INC N/A 501(C)(3) 600. P O BOX 8686 NEW HAVEN, CT MATCHING GIFT PUBL CHAR 06531

CONNECTICUT HUMANE SOCIETY N/A 501(C)(3) 750. 701 RUSSELL ROAD NEWINGTON, CT MATCHING GIFT PUBL CHAR 06111‐1593

252 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} CONNECTICUT PUBLIC BROADCASTING N/A 501(C)(3) 600. INC MATCHING GIFT PUBL CHAR 1049 ASYLUM AVENUE HARTFORD, CT 06105‐2411

CONSERVATION INTERNATIONAL N/A 501(C)(3) 48,800. FOUNDATION FOR GUIDANCE MATERIALS PUBL CHAR 2011 CRYSTAL DRIVE SUITE 500 ON DESIGNING IMPACTFUL ARLINGTON, VA 22202 LAND‐BASED CARBON PROJECTS

CONSERVATION LAW FOUNDATION INC N/A 501(C)(3) 75,000. 62 SUMMER STREET BOSTON, MA TO ADVANCE SUSTAINABLE PUBL CHAR 02110‐1016 TRANSPORTATION AND LAND USE POLICIES IN THE U.S.

COOPERATIVE FOR ASSISTANCE AND N/A 501(C)(3) 247,018. RELIEF EVERYWHERE (CARE USA) FOR A SUSTAINABLE PUBL CHAR 151 ELLIS STREET NE ATLANTA, GA AGRICULTURE AND LAND 30303‐2440 MANAGEMENT CARBON PROJECT IN KENYA

CORNELL UNIVERSITY N/A 501(C)(3) 100,000. 300 DAY HALL ITHACA, NY 14853 TO ENCOURAGE DIALOGUE PUBL CHAR BETWEEN UNIONS AND TRANSPORTATION ORGANIZATIONS

COUNCIL ON FOREIGN RELATIONS N/A 501(C)(3) 9,000. 58 EAST 68TH STREET NEW YORK, MATCHING GIFT PUBL CHAR NY 10021

COUNCIL ON FOUNDATIONS N/A 501(C)(3) 55,000. 2121 CRYSTAL DRIVE SUITE 700 GENERAL SUPPORT PUBL CHAR ARLINGTON, VA 22202

COUNCIL ON THE ARTS AND N/A 501(C)(3) 37,500. HUMANITIES FOR STATEN ISLAND INC TO ENABLE ARTISTS TO PUBL CHAR 1000 RICHMOND TERRACE STATEN SHOWCASE THEIR WORK IN ISLAND, NY 10301 STATEN ISLAND

CREATIVE CAPITAL FOUNDATION N/A 501(C)(3) 37,500. 65 BLEECKER STREET 7TH FLOOR TO DEVELOP MODELS OF PUBL CHAR NEW YORK, NY 10012 CAPITAL GENERATION FOR ARTISTS IN NEW YORK

253 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} CREATIVE CAPITAL FOUNDATION N/A 501(C)(3) 450. 65 BLEECKER STREET NEW YORK, NY MATCHING GIFT PUBL CHAR 10012

CREATIVE TIME INC N/A 501(C)(3) 62,500. 59 E 4TH ST 6 E NEW YORK, NY TO PROVIDE LOCAL PUBL CHAR 10003 ARTISTS WITH RESOURCES TO EXPLORE SPECIFIC ISSUES

CREATIVE TIME INC N/A 501(C)(3) 131,250. 59 E 4TH ST 6E NEW YORK, NY TO FEATURE ARTISTS' PUBL CHAR 10003 VIEWS OF CURRENT EVENTS ONLINE AND ON THE RADIO

CROWN AGENTS FOR OVERSEA N/A FOREIGN 300,000. GOVERNMENTS AND ADMINISTRATIONS FOR A NEW SECRETARIAT ORG E/R LIMITED ‐ ST NICHOLAS HOUSE ST TO STRENGTHEN PRIVATE GRNT NICHOLAS ROAD SURREY, UNITED SECTOR HEALTH PROGRAMS KINGDOM

D2D FUND INC N/A 501(C)(3) 350,000. 1127 HARRISON AVE ROXBURY, MA TO EXPAND SAVINGS PUBL CHAR 02119 OPTIONS FOR POORER AMERICAN WORKERS

DAKSHINA DANIEL PHOENIX SINGH N/A 501(C)(3) 750. DANCE CO MATCHING GIFT PUBL CHAR 2008 16TH STREET NW NO 304 WASHINGTON, DC 20009

DALBERG CONSULTING CC ‐ 25TH OWL N/A FOREIGN 100,000. STREET 13TH FLOOR AUCKLAND PARK FOR A SCOPING STUDY ON ORG E/R JOHANNESBURG, SOUTH AFRICA CURRENT IMPACT GRNT INVESTING ACTIVITIES IN WEST AFRICA

DANA FARBER CANCER INSTITUTE INC N/A 501(C)(3) 300. STEVEN CONNOLLY MATCHING GIFT PUBL CHAR 44 BINNEY STREET BP388 BOSTON, MA 02115‐6013

DANCE THEATRE OF HARLEM INC N/A 501(C)(3) 131,250. 466 WEST 152ND STREET NEW TO BUILD NEW AUDIENCES PUBL CHAR YORK, NY 10031‐1896 AND REPERTOIRE FOR NEW DANCE WORKS

254 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} DAWN INCORPORATED N/A 501(C)(3) 1,500. 502 WEST HURON ANN ARBOR, MI MATCHING GIFT PUBL CHAR 48103

DC WHEEL PRODUCTIONS INC N/A 501(C)(3) 750. 3225 8TH STREET NE WASHINGTON, MATCHING GIFT PUBL CHAR DC 20017

DECENTRALISED ENERGY SYSTEMS IN N/A FOREIGN 424,700. PRIVATE LIMITED TO EXPLORE INNOVATIONS ORG E/R 4 2ND FLOOR ABOVE AMANATH IN ELECTRICITY GRNT COOPERATIVE BANK 4TH MAIN K H M DISTRIBUTION TO THE POOR IN INDIA

DEERFIELD ACADEMY N/A 501(C)(3) 30,750. BOX 306 DEERFIELD, MA 01342 MATCHING GIFT PUBL CHAR

DEMOS ‐ A NETWORK FOR IDEAS AND N/A 501(C)(3) 131,250. ACTION LTD FOR STUDY ON HOW ARTS PUBL CHAR 220 FIFTH AVENUE 5TH FLOOR NEW AND CULTURE ENHANCE YORK, NY 10001 SUSTAINABLE URBAN COMMUNITIES

DEPARTMENT OF HOUSING AND URBAN N/A U.S. 2,500,000. DEVELOPMENT TO PROVIDE DISTRESSED GOVERNMENT 451 7TH STREET SW ROOM 10000 CITIES WITH A NETWORK UNIT WASHINGTON, DC 20410 OF PROFESSIONALS TO REBUILD

DIABETIC ASSOCIATION OF N/A FOREIGN 225,000. BANGLADESH TO BUILD HEALTH ORG E/R 122 KAZI NAZRUL ISLAM AVENUE INFORMATICS EDUCATION GRNT SHAHBAG DHAKA, BANGLADESH CAPACITY

DIGITAL DIVIDE DATA N/A 501(C)(3) 8,000. 115 WEST 30TH STREET SUITE 400 TO STUDY ITS JOB PUBL CHAR NEW YORK, NY 10001 SKILLS TRAINING MODEL FOR THE POOR IN CAMBODIA AND LAO PDR

DIGITAL DIVIDE DATA N/A 501(C)(3) 600,000. 115 WEST 30TH STREET SUITE 400 TO BUILD CAPACITY OF PUBL CHAR NEW YORK, NY 10001 IMPACT CENTERS EMPLOYING YOUNG PEOPLE IN KENYA

255 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} DOCTORS WITHOUT BORDERS USA INC N/A 501(C)(3) 5,325. 333 SEVENTH AVENUE 2ND FLOOR MATCHING GIFT PUBL CHAR NEW YORK, NY 10001‐5004

DUKE UNIVERSITY N/A 501(C)(3) 57,500. BOX 90001 DURHAM, NC 27708‐0340 TO INCREASE PUBL CHAR PHILANTHROPY'S IMPACT IN SOLVING SOCIAL AND CIVIC PROBLEMS

DUKE UNIVERSITY N/A 501(C)(3) 84,500. BOX 90001 DURHAM, NC 27708‐0340 FOR A MULTI‐YEAR STUDY PUBL CHAR OF IMPACT INVESTING TRENDS AND LESSONS

DUKE UNIVERSITY N/A 501(C)(3) 58,500. PO BOX 90581 DURHAM, NC MATCHING GIFT PUBL CHAR 27708‐0581

E AND CO INC N/A 501(C)(3) 300,000. 383 FRANKLIN STREET BLOOMFIELD, TO MOVE TO A NEW MODEL PUBL CHAR NJ 07003 TO LEVERAGE CAPITAL TOWARD CLEAN ENERGY FOR THE POOR

EARNED ASSET RESOURCE NETWORK N/A 501(C)(3) 300,000. INC FOR A STUDY AND POLICY PUBL CHAR 235 MONTGOMERY STREET SUITE 470 DESIGN TO MAXIMIZE SAN FRANCISCO, CA 94104 AMERICAN WORKERS' TAX CREDITS

EAST AFRICA ASSOCIATION OF N/A PUBLIC 80,000. GRANTMAKERS TO STUDY AND PROMOTE CHARITY P O BOX 49626 00100 GPO PHILANTHROPY IN EAST EQUIV NAIROBI, KENYA AFRICA

EAST CENTRAL AND SOUTHERN N/A PUBLIC 150,000. AFRICAN HEALTH COMMUNITY TO BUILD CAPACITY IN CHARITY PLOT 157 OLOIRIEN NJIRO ROAD SOUTHERN AFRICA IN EQUIV ARUSHA, TANZANIA GLOBAL HEALTH DIPLOMACY

ECONOMIC POLICY INSTITUTE N/A 501(C)(3) 250,000. 1333 H STREET NW SUITE 300 EAST FOR A STUDY ON PUBL CHAR TOWER WASHINGTON, DC 20005 ECONOMIC SECURITY AMONG WORKING FAMILIES

256 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ECONOMIC POLICY INSTITUTE N/A 501(C)(3) 500,000. 1333 H STREET NW SUITE 300 EAST TO HELP POORER PUBL CHAR TOWER WASHINGTON, DC 20005 AMERICAN WORKERS BUILD ADEQUATE RETIREMENT SECURITY

ECONOMIC POLICY INSTITUTE N/A 501(C)(3) 750,000. 1333 H STREET NW SUITE 300 EAST FOR WORK TO IMPROVE PUBL CHAR TOWER WASHINGTON, DC 20005 THE ECONOMIC SECURITY OF AMERICAN WORKERS

EDUCATION AND RESEARCH FUND OF N/A 501(C)(3) 7,500. EMPLOYEE BENEFIT RESEARCH TOWARD THE COSTS OF PUBL CHAR INSTITUTE ‐ 1100 13TH STREET NW ITS 2009 RETIREMENT SUITE 878 WASHINGTON, DC 20005 CONFIDENCE SURVEY

EDUCATIONAL BROADCASTING N/A 501(C)(3) 750,000. CORPORATION FOR A BROADCASTING PUBL CHAR 450 WEST 33RD STREET NEW YORK, EFFORT TO EXPLORE NY 10001 TRANSPORTATION AND COMMUNITY

EFA INTERNATIONAL N/A 501(C)(3) 225. 301 SEATON PLACE NE NO 2 MATCHING GIFT PUBL CHAR WASHINGTON, DC 20043‐4114

EGERTON UNIVERSITY N/A PUBLIC 197,500. P O BOX 536 20115 EGERTON, TO BUILD INSTITUTIONAL CHARITY KENYA CAPACITY IN CLIMATE EQUIV CHANGE RESEARCH IN KENYA

EGERTON UNIVERSITY N/A PUBLIC 200,000. P O BOX 536 20115 EGERTON, TO HELP KEN FARMERS CHARITY KENYA AND PASTORALISTS ADAPT EQUIV TO CLIMATE CHANGE

EL BARRIO'S OPERATION FIGHTBACK N/A 501(C)(3) 100,000. INC FOR THE RE‐PURPOSING PUBL CHAR 413 EAST 120TH STREET ROOM 403 OF A FORMER PUBLIC NEW YORK, NY 10036 SCHOOL FOR ARTISTS' HOUSING

EMCARTS INC N/A 501(C)(3) 150,000. 127 WEST 122ND STREET NEW YORK, FOR AN INNOVATION PUBL CHAR NY 10025 TRAINING AND IMMERSION PROGRAM FOR NYC ARTS ORGANIZATIONS

257 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} EMERALD CITIES PARTNERSHIP INC N/A 501(C)(3) 200,000. P O BOX 35556 WASHINGTON, DC FOR ASSISTANCE TO 10 PUBL CHAR 20033 U.S. CITIES IN IMPLEMENTING BUILDING RETROFIT PLANS

ENTERPRISE COMMUNITY PARTNERS N/A 501(C)(3) 300,000. INC TO MOBILIZE PRIVATE PUBL CHAR 10227 WINCOPIN CIRCLE COLUMBIA, SECTOR CAPITAL FOR MD 21044 DEVELOPMENT IN POOR COMMUNITIES

ENVIRONMENTAL DEFENSE FUND N/A 501(C)(3) 75. INCORPORATED MATCHING GIFT PUBL CHAR 257 PARK AVENUE SOUTH NEW YORK, NY 10010

ENVIRONMENTAL GRANTMAKERS N/A 501(C)(3) 11,600. ASSOCIATION MEMBERSHIP PUBL CHAR 55 EXCHANGE PLACE SUITE 405 NEW CONTRIBUTION YORK, NY 10005

ENVIRONMENTAL LAW AND POLICY N/A 501(C)(3) 75,000. CENTER OF THE MIDWEST TO ADVANCE SUSTAINABLE PUBL CHAR 35 E WACKER STREET SUITE 1300 TRANSPORTATION AND CHICAGO, IL 60601 LAND USE POLICIES IN THE U.S.

ENVIRONMENTAL LAW AND POLICY N/A 501(C)(3) 225,000. CENTER OF THE MIDWEST TO ADVOCATE FOR PUBL CHAR 35 E WACKER STREET SUITE 1300 TRANSPORTATION CHICAGO, IL 60601 DEVELOPMENT IN THE MIDWEST U.S.

ENVIRONMENTAL PROTECTION AND N/A FOREIGN 7,200. MANAGEMENT SERVICES INTERNATIONAL ORG E/R P O BOX 7775 DAR ES SALAAM, CONFERENCE ON GRNT TANZANIA COMMUNITY‐BASED ADAPTATION TO CLIMATE

ENVIRONMENTAL WORKING GROUP N/A 501(C)(3) 75. 1436 U STREET NW WASHINGTON, DC MATCHING GIFT PUBL CHAR 20009

ETC FOUNDATION N/A PUBLIC 500,000. KASTANJELAAN 5 P O BOX 64 TO ENABLE INNOVATIONS CHARITY LEUSDEN, NETHERLANDS IN AGRICULTURE AND EQUIV NATURAL RESOURCE MANAGEMENT

258 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ETHIOPIAN INSTITUTE OF N/A FOREIGN 250,000. AGRICULTURAL RESEARCH TO MAINSTREAM CLIMATE GOV'T UNIT P O BOX 2003 ADDIS ABABA, CHANGE ADAPTATION INTO ETHIOPIA FOOD SECURITY IN ETHIOPIA

EUGENIO MARIA DE HOSTOS N/A 501(C)(3) 112,500. COMMUNITY COLLEGE FOUNDATION FOR A CURATED PUBL CHAR 500 GRAND CONCOURSE BRONX, NY AFRO‐CARIBBEAN MUSIC 10451 PERFORMANCE SERIES

EXIT ART THE FIRST WORLD INC N/A 501(C)(3) 131,250. 475 10TH AVENUE NEW YORK, NY FOR A THEATER TO PUBL CHAR 10018 EXCLUSIVELY PRESENT DIGITAL INDEPENDENT CINEMA

FACIOSCAPULOHUMERAL SOCIETY N/A 501(C)(3) 60. 64 GROVE ST WATERTOWN, MA MATCHING GIFT PUBL CHAR 02472‐2829

FARM CONCERN INTERNATIONAL N/A PUBLIC 75,000. CO KARI NARL CAMPUS WAIYAKI WAY TO BUILD A BUSINESS CHARITY PO BOX 15185 00100 NAIROBI, MODEL FOR YOUTH EQUIV KENYA PARTICIPATION IN AGRICULTURAL SYSTEMS

FEDERAL EMERGENCY MANAGEMENT N/A U.S. 1,000,000. AGENCY TO ENCOURAGE GOVERNMENT 500 C STREET SW WASHINGTON, DC INNOVATION IN BUILDING UNIT 20472 COMMUNITY RESILIENCE TO CLIMATE CHANGE

FINANCIAL TIMES LIMITED N/A FOREIGN 69,600. ONE SOUTHWARK BRIDGE LONDON, FOR A PUBLICATION ON ORG E/R UNITED KINGDOM IMPACT INVESTING'S GRNT BENEFIT TO THE POOR IN AFRICA

FIRST UNITARIAN SOCIETY OF N/A 501(C)(3) 3,750. DENVER MATCHING GIFT PUBL CHAR 1400 LAFAYETTE ST DENVER, CO 80218

FLORIDA INTERNATIONAL UNIVERSITY N/A 501(C)(3) 115,000. 11200 SW 8TH STREET MIAMI, FL FOR WEB‐BASED PUBL CHAR 33199 EDUCATIONAL MATERIALS ON DEMOCRACY TO ENGAGE YOUTH

259 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} FLYING MANES THERAPEUTIC RIDING N/A 501(C)(3) 3,750. INC MATCHING GIFT PUBL CHAR 435 W 119TH STREET NUMBER 4M NEW YORK, NY 10027

FOOD AGRICULTURE AND NATURAL N/A PUBLIC 80,000. RESOURCES POLICY ANALYSIS TO BETTER INTEGRATE CHARITY NETWORK ‐ 141 CRESSWELL ROAD CLIMATE CHANGE EQUIV WEAVIND PARK 0184 PRETORIA, ADAPTATION IN SOUTH AFRICA SUB‐SAHARAN AFRICA

FOREST TRENDS ASSOCIATION N/A 501(C)(3) 400,000. 1050 POTOMAC STREET NW TO BETTER ENABLE PUBL CHAR WASHINGTON, DC 20007 ACCESS TO CARBON AND CLIMATE FINANCE SOURCES IN AFRICA

FORO NACIONAL INTERNACIONAL N/A PUBLIC 28,800. AV MANUEL OLGUIN 533 OFICINA 403 TO CONDUCT TREND CHARITY SANTIAGO DE SURCO LIMA, PERU MONITORING ON ISSUES EQUIV OF POVERTY AND HUMAN DEVELOPMENT

FORO NACIONAL INTERNACIONAL N/A PUBLIC 79,700. AV MANUEL OLGUIN 533 OFICINA 403 TO IDENTIFY TRENDS IN CHARITY SANTIAGO DE SURCO LIMA, PERU POVERTY AND HUMAN EQUIV DEVELOPMENT IN SOUTH AMERICA

FORUM FOR AFRICAN WOMEN N/A PUBLIC 100,000. EDUCATIONALISTS GENERAL SUPPORT CHARITY FAWE HOUSE CHANIA AVENUE OFF EQUIV WOOD AVENUE NAIROBI, KENYA

FOUNDATION CENTER N/A 501(C)(3) 55,000. 79 FIFTH AVENUE NEW YORK, NY GENERAL SUPPORT PUBL CHAR 10003

FOUNDATION CENTER N/A 501(C)(3) 100,000. 79 FIFTH AVENUE NEW YORK, NY FOR A GLOBAL DATA PUBL CHAR 10003 PLATFORM ON PHILANTHROPIC ACTIVITY WORLDWIDE

FOUNDATION FINANCIAL OFFICERS N/A 501(C)(3) 3,300. GROUP INC MEMBERSHIP PUBL CHAR 216 W JACKSON BLVD SUITE 625 CONTRIBUTION CHICAGO, IL 60606

260 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} FOUNDATION FOR ART AND N/A 501(C)(3) 7,500. PRESERVATION IN EMBASSIES MATCHING GIFT PUBL CHAR 1725 I STREET NW WASHINGTON, DC 20006

FOUNDATION FOR LANDSCAPE STUDIES N/A 501(C)(3) 80,000. INC UNRESTRICTED DONATION PUBL CHAR 7 WEST 81ST STREET NEW YORK, NY ON BEHALF OF 10024‐6049 RECIPIENTS OF THE JANE JACOBS MEDAL

FOUNDATION FOR LANDSCAPE STUDIES N/A 501(C)(3) 300. INC MATCHING GIFT PUBL CHAR 7 WEST 81ST STREET NEW YORK, NY 10024‐6049

FOUNDATION FOR THE CAROLINAS N/A 501(C)(3) 7,500. 217 SOUTH TRYON STREET MATCHING GIFT PUBL CHAR CHARLOTTE, NC 28202

FOUNDRY THEATRE N/A 501(C)(3) 131,250. 140 142 SECOND AVENUE SUITE 405 FOR FIVE ARTISTIC, PUBL CHAR NEW YORK, NY 10003 COLLABORATIVE WORKS EXPLORING NEW YORK CITY LIFE

FREEDMAN CONSULTING LLC N/A US NON 175,000. 3720 YUMA STREET NW WASHINGTON, FOR TECHNICAL CHAR E/R DC 20016 ASSISTANCE TO SELECT GRNT CAMPAIGN FOR AMERICAN WORKERS' GRANTEES

FREEDOM FROM HUNGER N/A 501(C)(3) 150,000. 1644 DA VINCI COURT DAVIS, CA TO STUDY PRIVATE PUBL CHAR 95618 SECTOR HEALTH ORGANIZATIONS IN THE ANDES REGION

FRIENDS OF ALTA INC N/A 501(C)(3) 750. P O BOX 8126 ALTA, UT 84092 MATCHING GIFT PUBL CHAR

FRIENDS OF LIBERIA N/A 501(C)(3) 75. 4300 16TH STREET NW WASHINGTON, MATCHING GIFT PUBL CHAR DC 20011

261 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} FRIENDS OF THE HIGH LINE INC N/A 501(C)(3) 6,750. 529 W 20TH ST NEW YORK, NY MATCHING GIFT PUBL CHAR 10011

FRIENDS OF THE HIGHLINE INC N/A 501(C)(3) 40,000. 529 W 20TH STREET 8W NEW YORK, UNRESTRICTED DONATION PUBL CHAR NY 10011 ON BEHALF OF RECIPIENTS OF THE JANE JACOBS MEDAL

FRONT SEAT MANAGEMENT LLC N/A US NON 50,000. 3503 NE 45TH STREET SUITE 2W FOR A WEB‐BASED TOOL CHAR E/R SEATTLE, WA 98105 THAT MEASURES THE GRNT WALKABILITY OF COMMUNITIES

FUND FOR CITIES OF SERVICE INC ‐ N/A 501(C)(3) 1,000,000. CO BLOOMBERG PHILANTHROPIES 25 TO STRENGTHEN CIVIC PUBL CHAR EAST 78TH STREET NEW YORK, NY ENGAGEMENT THROUGH 10075 CITY SERVICES

FUND FOR THE CITY OF NEW YORK N/A 501(C)(3) 1,500. INC MATCHING GIFT PUBL CHAR 121 AVENUE OF THE AMERICAS 6TH FLOOR NEW YORK, NY 10013

FUND FOR UNICEF N/A 501(C)(3) 225,800. 125 MAIDEN LANE NEW YORK, NY TO STUDY HEALTH PUBL CHAR 10038 INSURANCE FOR MOTHERS AND CHILDREN IN AFRICA AND ASIA

FUNDERS' NETWORK FOR SMART N/A 501(C)(3) 27,000. GROWTH AND LIVABLE COMMUNITIES TO IMPROVE PUBL CHAR INC ‐ 1500 SAN REMO AVENUE TRANSPORTATION SUITE 249 CORAL GABLES, FL POLICIES AND PRACTICES 33146 IN THE U.S

FUNDERS' NETWORK FOR SMART N/A 501(C)(3) 100,000. GROWTH AND LIVABLE COMMUNITIES TOWARD THE COSTS OF A PUBL CHAR INC ‐ 1500 SAN REMO AVENUE SUITE PROJECT TO INCREASE 249 CORAL GABLES, FL 33146 PHILANTHROPIC ENGAGEMENT

FUNDERS' NETWORK FOR SMART N/A 501(C)(3) 200,000. GROWTH AND LIVABLE COMMUNITIES TO ADVANCE PUBLIC GOOD PUBL CHAR INC ‐ 1500 SAN REMO AVENUE SUITE THROUGH BETTER 249 CORAL GABLES, FL 33146 TRANSPORTATION POLICIES

262 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} GAMALIEL FOUNDATION N/A 501(C)(3) 175,000. 203 NORTH WABASH SUITE 808 TO ENCOURAGE EQUITY, PUBL CHAR CHICAGO, IL 60601 JOB CREATION FOR LOW‐ AND MIDDLE‐INCOME AMERICANS

GAMALIEL FOUNDATION N/A 501(C)(3) 325,000. 203 NORTH WABASH SUITE 808 TO ENCOURAGE BENEFITS PUBL CHAR CHICAGO, IL 60601 TO POOR PEOPLE IN THE TRANSPORTATION POLICY DEBATE

GAY MEN'S HEALTH CRISIS INC N/A 501(C)(3) 225. 119 W 24TH STREET NEW YORK, NY MATCHING GIFT PUBL CHAR 10011

GCFA OF THE UNITED METHODIST N/A 501(C)(3) 12,750. CHURCH ‐ VASHON UNITED METHODIST MATCHING GIFT PUBL CHAR CHURCH ‐ PO BOX 330 VASHON, WA 98070

GEORGETOWN UNIVERSITY N/A 501(C)(3) 75,000. 204 HEALY HALL 37TH AND O FOR A MEETING TO PUBL CHAR STREETS NW WASHINGTON, DC 20057 STRATEGIZE REDUCING VEHICLE EMISSIONS

GHANA HEALTH AND EDUCATION N/A 501(C)(3) 1,125. INITIATIVE MATCHING GIFT PUBL CHAR 5243 YARMOUTH AVE UNIT 28 ENCINO, CA 91316‐3135

GLOBAL HEALTHCARE INFORMATION N/A FOREIGN 45,000. NETWORK LTD FOR PROVIDER ACCESS TO ORG E/R 16 WOODFIELD DRIVE CHARLBURY HEALTHCARE INFORMATION GRNT OXFORDSHIRE, UNITED KINGDOM IN DEVELOPING COUNTRIES

GLOBAL KIDS INC N/A 501(C)(3) 5,000. 137 EAST 25TH STREET 2ND FL NEW UNRESTRICTED DONATION PUBL CHAR YORK, NY 10010

GLOBALGIVING FOUNDATION INC N/A 501(C)(3) 150,000. 1023 15TH STREET NW 12TH FLOOR TO USE NARRATIVE AS AN PUBL CHAR WASHINGTON, DC 20005 EVALUATION TOOL OF ITS SOCIAL IMPACT IN AFRICA

263 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} GODS LOVE WE DELIVER INC N/A 501(C)(3) 3,000. 166 AVENUE OF THE AMERICAS NEW MATCHING GIFT PUBL CHAR YORK, NY 10013

GOLDMARK PRODUCTIONS INC N/A E/R GRANT 70,354. 100 BEEKMAN STREET 14 A NEW FOR PUBLIC EDUCATION YORK, NY 10038 ON THE SOCIAL BENEFITS OF IMPACT INVESTING

GOOD SHEPHERD SERVICES N/A 501(C)(3) 300. 305 7TH AVENUE NEW YORK, NY MATCHING GIFT PUBL CHAR 10001

GORAKHPUR ENVIRONMENTAL ACTION N/A PUBLIC 180,000. GROUP FOR A MICRO MODEL OF CHARITY 224 PURDILPUR M G COLLEGE ROAD RESILIENCE PLANNING IN EQUIV GORAKHPUR, INDIA GORAKHPUR, INDIA

GRADUATE INSTITUTE OF N/A PUBLIC 205,000. INTERNATIONAL AND DEVELOPMENT FOR A TRAINING AND CHARITY STUDIES ‐ 132 RUE DE LAUSANNE P WORKSHOP ON GLOBAL EQUIV O BOX 136 GENEVA , SWITZERLAND HEALTH DIPLOMACY

GRADUATE INSTITUTE OF N/A PUBLIC 340,000. INTERNATIONAL AND DEVELOPMENT TO BUILD CAPACITY IN CHARITY STUDIES ‐ 132 RUE DE LAUSANNE P HEALTH DIPLOMACY IN EQUIV O BOX 136 GENEVA , SWITZERLAND EAST AFRICA AND SOUTHEAST ASIA

GRAMEEN FOUNDATION USA N/A 501(C)(3) 252,486. 50 F STREET NW 8TH FLOOR TO TEST A BUSINESS PUBL CHAR WASHINGTON, DC 20001 MODEL TO MUTUALLY BENEFIT THE POOR AND THE INSTITUTION

GRANTMAKERS FOR EFFECTIVE N/A 501(C)(3) 11,500. ORGANIZATIONS MEMBERSHIP PUBL CHAR 1725 DESALES ST NW SUITE 404 CONTRIBUTION WASHINGTON, DC 20036

GRANTMAKERS IN HEALTH N/A 501(C)(3) 50,000. 1100 CONNECTICUT AVENUE NW SUITE TO TRACK PUBL CHAR 1200 WASHINGTON, DC 20036 IMPLEMENTATION OF THE PATIENT PROTECTION AND AFFORDABLE CARE ACT

GRANTMAKERS IN THE ARTS N/A 501(C)(3) 15,000. 604 WEST GALER STREET SEATTLE, GENERAL SUPPORT PUBL CHAR WA 98199‐1247

264 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} GRANTS MANAGERS NETWORK N/A 501(C)(3) 7,500. 1101 14TH STREET NW SUITE 420 MEMBERSHIP PUBL CHAR WASHINGTON, DC 20005 CONTRIBUTION

GRANTS MANAGERS NETWORK INC N/A 501(C)(3) 300. 1101 14TH STREET NW SUITE 420 MATCHING GIFT PUBL CHAR WASHINGTON, DC 20005

GRANTS MANAGERS NETWORK INC N/A 501(C)(3) 150. 1101 14TH STREET NW SUITE 420 MATCHING GIFT PUBL CHAR WASHINGTON, DC 20005

GRASSROOT SOCCER INC N/A 501(C)(3) 750. P O BOX 712 NORWICH, VT 05055 MATCHING GIFT PUBL CHAR

GREATER CINCINNATI FOUNDATION N/A 501(C)(3) 135,000. 200 WEST FOURTH STREET TO INCREASE U.S. PUBL CHAR CINCINNATI, OH 45202 ECONOMIC DEVELOPMENT WITH A NEW DONOR ADVISED FUND PRODUCT

GREATER WASHINGTON EDUCATIONAL N/A 501(C)(3) 100,000. TELECOMMUNICATIONS ASSOCIATION FOR THE "WOMEN 2.0 PUBL CHAR INC ‐ 2775 SOUTH QUINCY STREET MEDIA PROJECT DIGITAL ARLINGTON, VA 22206 ORAL HISTORY" WEBSITE

GREATER WASHINGTON EDUCATIONAL N/A 501(C)(3) 187,500. TELECOMMUNICATIONS ASSOCIATION FOR A DOCUMENTARY FILM PUBL CHAR INC ‐ 2775 SOUTH QUINCY STREET ON THE DUST BOWL ARLINGTON, VA 22206 DISASTER

GREATER WASHINGTON EDUCATIONAL N/A 501(C)(3) 200,000. TELECOMMUNICATIONS ASSOCIATION FOR A PUBLIC MEDIA PUBL CHAR INC ‐ 2775 SOUTH QUINCY STREET INITIATIVE ON LATINO ARLINGTON, VA 22206 IMMIGRATION AND CULTURE IN THE U.S.

GREEN FOR ALL N/A 501(C)(3) 350,000. 1611 TELEGRAPH AVENUE SUITE 600 TO BUILD GOVERNMENT PUBL CHAR OAKLAND, CA 94612 AND ORGANIZATIONAL CAPACITY FOR GREEN‐COLLAR ECONOMY

GROWTH PHILANTHROPY NETWORK INC N/A 501(C)(3) 150,000. 122 EAST 42ND STREET 17TH FLOOR TO BUILD CAPACITY OF PUBL CHAR NEW YORK, NY 10168 SOCIAL PURPOSE ORGANIZATIONS IN AFRICA

265 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} GSMA FOUNDATION INC N/A 501(C)(3) 50,000. 1000 ABERNATHY ROAD SUITE 450 FOR A BOOK ON PUBL CHAR ATLANTA, GA 30328 MOBILE‐PHONE‐BASED MONEY TRANSFER FOR THE POOR IN KENYA

GSMA FOUNDATION INC N/A 501(C)(3) 149,100. 1000 ABERNATHY ROAD SUITE 450 FOR AN INFORMATIONAL PUBL CHAR ATLANTA, GA 30328 FARMER HELPLINE IN KENYA

GUANGXI CENTER FOR DISEASE N/A FOREIGN 90,000. PREVENTION AND CONTROL TO BUILD CAPACITY IN GOV'T UNIT 18 JINZHOU ROAD NANNING DISEASE SURVEILLANCE GUANGXI, CHINA AND RESPONSE

GUIDESTAR INTERNATIONAL LTD N/A PVT FND 50,000. 55 56 LINCOLNS INN FIELDS TO DEVELOP A DATABASE EQUIV LONDON, UNITED KINGDOM OF NGO INFORMATION IN (E/R) INDIA

GUIDESTAR USA INC N/A 501(C)(3) 25,000. 4801 COURTHOUSE STREET SUITE 220 GENERAL SUPPORT PUBL CHAR WILLIAMSBURG, VA 23188‐2678

GUIDING EYES FOR THE BLIND INC N/A 501(C)(3) 600. 611 GRANITE SPRINGS ROAD MATCHING GIFT PUBL CHAR YORKTOWN HEIGHTS, NY 10598

GUILD HALL OF EAST HAMPTON INC N/A 501(C)(3) 750. 158 MAIN ST EAST HAMPTON, NY MATCHING GIFT PUBL CHAR 11937‐2721

HABITAT FOR HUMANITY N/A 501(C)(3) 900. INTERNATIONAL MATCHING GIFT PUBL CHAR 322 WEST LAMAR STREEET AMERICUS, GA 31709‐3498

HABITAT FOR HUMANITY N/A 501(C)(3) 165,000. INTERNATIONAL INC FOR AN INTERNATIONAL PUBL CHAR 270 PEACHTREE STREET NW 1300 CONFERENCE ON THE ATLANTA, GA 30303 IMPACTS OF URBANIZATION

HANOI SCHOOL OF PUBLIC HEALTH N/A PUBLIC 85,000. 138 GIANG VO BA DINH HANOI, FOR UNIVERSAL HEALTH CHARITY VIETNAM COVERAGE CURRICULUM EQUIV DEVELOPMENT

266 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} HANOI SCHOOL OF PUBLIC HEALTH N/A PUBLIC 300,000. 138 GIANG VO BA DINH HANOI, FOR A DEGREE PROGRAM CHARITY VIETNAM IN PUBLIC HEALTH EQUIV INFORMATICS IN VIETNAM

HARLEM UNITED COMMUNITY AIDS N/A 501(C)(3) 375. CENTER MATCHING GIFT PUBL CHAR 306 LENOX AVENUE NEW YORK, NY 10027

HEALTH LEVEL SEVEN INC N/A E/R GRANT 66,747. 3300 WASHTENAW AVENUE SUITE 227 FOR A CONFERENCE ON ANN ARBOR, MI 48104 HEALTH TECHNOLOGY TO SUPPORT HEALTH IN THE GLOBAL SOUTH

HEARTFILE N/A PUBLIC 25,000. 1 PARK ROAD CHAK SHAHZAD FOR FOUR PAPERS ON CHARITY ISLAMABAD, PAKISTAN HEALTH SYSTEMS IN EQUIV PAKISTAN

HENRY STREET SETTLEMENT N/A 501(C)(3) 5,000. 265 HENRY STREET NEW YORK, NY UNRESTRICTED DONATION PUBL CHAR 10002

HIP‐HOP THEATER FESTIVAL INC N/A 501(C)(3) 75,000. 442 D LORIMER STREET NO 195 FOR AN URBAN THEATER PUBL CHAR BROOKLYN, NY 11206 FESTIVAL TO ADDRESS SOCIO‐POLITICAL ISSUES

HISPANICS IN PHILANTHROPY N/A 501(C)(3) 10,000. 200 PINE STREET SUITE 700 SAN MEMBERSHIP PUBL CHAR FRANCISCO, CA 94104 CONTRIBUTION

HOME FOR CONTEMPORARY THEATRE N/A 501(C)(3) 62,500. AND ART LTD (DBA HERE ART FOR A MULTIMEDIA PUBL CHAR CENTER) ‐ 145 AVENUE OF THE SERIES ON NYC AMERICAS GROUND FLOOR NEW YORK, PERFORMING ARTISTS' NY 10013‐1548 ISSUES

HOPE COMMUNITY SEVICES N/A 501(C)(3) 375. 50 WASHINGTON AVE NEW ROCHELLE, MATCHING GIFT PUBL CHAR NY 10801‐5503

HOPE GLOBAL CONSULTING LLC N/A US NON 20,000. 378A SAN JOSE AVENUE SAN TO GIVE SOUND INVESTOR CHAR E/R FRANCISCO, CA 94110 INSIGHTS TO SMALL GRNT BUSINESSES IN THE DEVELOPING WORLD

267 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} HOT BREAD KITCHEN N/A 501(C)(3) 5,000. 232 3RD AVENUE SUITE A108 NEW UNRESTRICTED DONATION PUBL CHAR YORK, NY 11215

HUNTER COLLEGE ELEMENTARY SCHOOL N/A 501(C)(3) 1,125. PARENT TEACHER ASSOCIATION INC MATCHING GIFT PUBL CHAR 71 EAST 94TH STREET NEW YORK, NY 10128

HUNTER COLLEGE ELEMENTARY SCHOOL N/A 501(C)(3) 300. PTA INC MATCHING GIFT PUBL CHAR 71 EAST 94TH STREET NEW YORK, NY 10128

HUNTER COLLEGE HIGH SCHOOL PTA N/A 501(C)(3) 900. 71 EAST 94TH STREET NEW YORK, MATCHING GIFT PUBL CHAR NY 10128

IGAD CLIMATE PREDICTION AND N/A FOREIGN 15,560. APPLICATIONS CENTRE TO STRENGTHEN THE ORG E/R P O BOX 10304 00100 GPO RESILIENCE OF AFRICA GRNT NAIROBI, KENYA TO THE IMPACTS OF CLIMATE CHANGE

IN THE LIFE MEDIA INC N/A 501(C)(3) 1,500. 184 5TH AVENUE 4TH FLOOR NEW MATCHING GIFT PUBL CHAR YORK, NY 10010

INDEPENDENT SECTOR N/A 501(C)(3) 25,000. 1602 L STREET NW SUITE 900 GENERAL SUPPORT PUBL CHAR WASHINGTON, DC 20036

INDEPTH NETWORK N/A 501(C)(3) 200,000. 11 MENSAH WOOD ROAD EAST LEGON P PROVIDE EMPIRICAL PUBL CHAR O BOX KD 213 ACCRA, GHANA UNDERSTANDING OF HEALTH/SOCIAL ISSUES

INDIAN SCHOOL OF BUSINESS N/A PUBLIC 150,000. GACHIBOWLI HYDERABAD, INDIA FOR RESEARCH ON CHARITY URBANIZATION AND EQUIV AFFORDABLE HOUSING IN INDIA

INNER CITY LAW CENTER N/A 501(C)(3) 375. 1309 EAST 7TH STREET LOS MATCHING GIFT PUBL CHAR ANGELES, CA 90021

268 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} INNOCENCE PROJECT INC N/A 501(C)(3) 2,313. 40 WORTH STREET NEW YORK, NY MATCHING GIFT PUBL CHAR 10013

INNOVATION NETWORK FOR N/A 501(C)(3) 100,000. COMMUNITIES INC FOR JOINT DEVELOPMENT PUBL CHAR P O BOX 397 BEAVER ISLAND, MI OF ENERGY EFFICIENCY 49782 BUILDING IN U.S. CITIES

INSTITUT DES SCIENCES N/A FOREIGN 250,000. AGRONOMIQUES DU RWANDA TO IMPROVE RWANDAN GOV'T UNIT P O BOX 5016 KIGALI, RWANDA FARMERS' FOOD SECURITY VIA CLIMATE CHANGE ADAPTATION

INSTITUTE FOR ADVANCED STUDY N/A 501(C)(3) 75,000. EINSTEIN DRIVE PRINCETON, NJ MATCHING GIFT PUBL CHAR 08540

INSTITUTE FOR POLICY N/A FOREIGN 164,600. ALTERNATIVES TO ASSIST ORGS IN ORG E/R P O BOX 16208 KIA ACCRA, GHANA MAKING POSITIVE CHANGE GRNT FOR POOR PEOPLE IN AFRICA AND ASIA

INSTITUTE FOR SOCIAL AND N/A 501(C)(3) 69,920. ENVIRONMENTAL TRANSITION TO SUPPORT LIVELIHOODS PUBL CHAR 948 NORTH STREET SUITE 9 AND STORM‐RESISTANT BOULDER, CO 80304 BUILDING IN DA NANG, VIETNAM

INSTITUTE FOR SOCIAL AND N/A 501(C)(3) 150,000. ENVIRONMENTAL TRANSITION TO STUDY THE IMPACTS PUBL CHAR 948 NORTH STREET SUITE 9 OF DEVELOPMENT AND BOULDER, CO 80304 CLIMATE CHANGE IN DA NANG, VIETNAM

INSTITUTE FOR SOCIAL AND N/A 501(C)(3) 382,000. ENVIRONMENTAL TRANSITION TO BUILD CLIMATE PUBL CHAR 948 NORTH STREET SUITE 9 CHANGE RESILIENCE BOULDER, CO 80304 CAPACITY IN THREE CITIES IN VIETNAM

INSTITUTE FOR SOCIAL AND N/A 501(C)(3) 600,000. ENVIRONMENTAL TRANSITION TO ENABLE CLIMATE PUBL CHAR 948 NORTH STREET SUITE 9 CHANGE RESILIENCE BOULDER, CO 80304 COORDINATION AMONG LOCAL GOVERNMENTS

269 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} INSTITUTE FOR SOCIAL AND N/A 501(C)(3) 700,000. ENVIRONMENTAL TRANSITION TO RATE EFFECTIVENESS PUBL CHAR 948 NORTH STREET SUITE 9 OF THE ASIAN CITIES BOULDER, CO 80304 CLIMATE CHANGE RESILIENCE NETWORK

INSTITUTE FOR SUSTAINABLE N/A 501(C)(3) 11,000. COMMUNITIES TO INFORM THE EFFORTS PUBL CHAR 535 STONE CUTTERS WAY OF A WORKING GROUP ON MONTPELIER, VT 05602 DISASTER RECOVERY

INSTITUTE FOR SUSTAINABLE N/A 501(C)(3) 75,000. COMMUNITIES TO TRAIN U.S. PUBL CHAR 535 STONE CUTTERS WAY OFFICIALS ON CREATING MONTPELIER, VT 05602 GREEN TRANSPORTATION SYSTEMS AND JOBS

INSTITUTE FOR SUSTAINABLE N/A 501(C)(3) 400,000. COMMUNITIES FOR TRAINING IN GREEN PUBL CHAR 535 STONE CUTTERS WAY JOBS AND GREEN MONTPELIER, VT 05602 BUILDING IN TRANSPORTATION

INSTITUTE FOR THE ANALYSIS OF N/A 501(C)(3) 175,000. GLOBAL SECURITY INC TO ADVANCE THE CASE PUBL CHAR 7811 MONTROSE ROAD SUITE 505 FOR NATIONAL POTOMAC, MD 20854 TRANSPORTATION REFORM

INSTITUTE FOR THE FUTURE N/A 501(C)(3) 94,200. 124 UNIVERSITY AVENUE 2ND FLOOR FOR A STUDY ON CIVIC PUBL CHAR PALO ALTO, CA 94301 USE OF INFORMATION SYSTEMS IN THE DEVELOPING WORLD

INSTITUTE FOR THE FUTURE N/A 501(C)(3) 151,000. 124 UNIVERSITY AVENUE 2ND FLOOR TO IDENTIFY TRENDS IN PUBL CHAR PALO ALTO, CA 94301 POVERTY AND HUMAN DEVELOPMENT

INSTITUTE FOR TRANSPORTATION AND N/A 501(C)(3) 138,800. DEVELOPMENT POLICY FOR A STUDY ON BUS PUBL CHAR 9 EAST 19TH STREET 7TH FLOOR RAPID TRANSIT THAT NEW YORK, NY 10003 AIMS TO ADVANCE IT IN THE U.S.

270 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} INSTITUTE FOR WOMEN'S POLICY N/A 501(C)(3) 130,000. RESEARCH IN SUPPORT OF PUBL CHAR 1707 L STREET NW SUITE 750 RESEARCH, ANALYSIS, WASHINGTON, DC 20036 AND OUTREACH ON SOCIAL SECURITY REFORM

INSTITUTE OF ECONOMIC AFFAIRS N/A PUBLIC 50,000. 5TH FLOOR ACK GARDEN HOUSE 1ST TO STUDY KENYA'S YOUTH CHARITY NGONG AVENUE NAIROBI, KENYA POPULATION BULGE AND EQUIV ITS FUTURE IMPACT

INSTITUTE OF HEALTH POLICY, N/A FOREIGN 80,000. MANAGEMENT AND RESEARCH ‐ TO STUDY PRIVATE ORG E/R INTRADE AFRICA PLACE BLOCK C SECTOR HEALTH GRNT KAURIA ROAD OFF MUTHANGARI ROAD ORGANIZATIONS IN EAST LAVINGTON NAIROBI, KENYA AFRICA

INSTITUTE OF INTERNATIONAL N/A 501(C)(3) 91,900. EDUCATION INC TO ADMINISTER CREATIVE PUBL CHAR 809 UNITED NATIONS PLAZA NEW ARTS FELLOWSHIPS AT YORK, NY 10017‐3580 THE BELLAGIO CENTER, ITALY

INSTITUTE OF INTERNATIONAL N/A 501(C)(3) 150,000. EDUCATION INC TO ADMINISTER CREATIVE PUBL CHAR 809 UNITED NATIONS PLAZA NEW AND SCHOLARLY PROGRAMS YORK, NY 10017‐3580 AT THE RF BELLAGIO CENTER

INSTITUTE OF INTERNATIONAL N/A 501(C)(3) 1,000,000. EDUCATION INC TO ADMINISTER PUBL CHAR 809 UNITED NATIONS PLAZA NEW COMPETITIONS AND YORK, NY 10017‐3580 RESIDENCIES AT THE BELLAGIO CENTER, ITALY

INTELLECAP INC N/A US NON 27,000. 262 VENTURA AVENUE PALO ALTO, FOR TREND MONITORING CHAR E/R CA 94306 ON ISSUES RELEVANT TO GRNT POVERTY AND HUMAN DEVELOPMENT

INTELLECAP INC N/A US NON 250,000. 262 VENTURA AVENUE PALO ALTO, FOR A FORUM OF ASIAN CHAR E/R CA 94306 STAKEHOLDERS ON USING GRNT THE MARKET TO HELP THE POOR

INTELLECAP INC N/A US NON 280,000. 262 VENTURA AVENUE PALO ALTO, TO IDENTIFY TRENDS IN CHAR E/R CA 94306 POVERTY IN INDIA, GRNT BANGLADESH AND PAKISTAN

271 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} INTERACTION ‐ AMERICAN COUNCIL N/A 501(C)(3) 100,000. FOR VOLUNTARY INTERNATIONAL TO ENABLE NON‐GOV'TAL PUBL CHAR ACTION INC ‐ 1400 16TH STREET NW ORGS TO CONDUCT IMPACT SUITE 210 WASHINGTON, DC 20036 EVALUATIONS

INTERNATIONAL AIDS SOCIETY N/A FOREIGN 75,000. 71 AVENUE LOUIS CASAL CH 1216 FOR A MEETING "HIV ORG E/R COINTRIN GENEVA, SWITZERLAND PROGRAMMES AND HEALTH GRNT SYSTEMS STRENGTHENING"

INTERNATIONAL BANK FOR N/A INTL ORG 500,000. RECONSTRUCTION AND DEVELOPMENT TO BUILD EVALUATION BY EXEC 1818 H STREET NW WASHINGTON, DC CAPACITY OF ORD 20433 ORGANIZATIONS WORKING IN THE GLOBAL SOUTH

INTERNATIONAL CENTRE FOR N/A 501(C)(3) 60,000. DIARRHOEAL DISEASE RESEARCH, FOR PUBLICATION OF AN PUBL CHAR BANGLADESH ‐ GPO BOX 128 DHAKA, ISSUE OF THE LANCET ON BANGLADESH HEALTH IN BANGLADESH

INTERNATIONAL CENTRE FOR N/A 501(C)(3) 70,000. DIARRHOEAL DISEASE RESEARCH, FOR A STUDY TO INFORM PUBL CHAR BANGLADESH ‐ GPO BOX 128 DHAKA, UNIVERSAL HEALTH BANGLADESH COVERAGE IN INDIA AND THAILAND

INTERNATIONAL CENTRE FOR N/A 501(C)(3) 207,000. DIARRHOEAL DISEASE RESEARCH, FOR A PILOT HEALTH PUBL CHAR BANGLADESH ‐ GPO BOX 128 DHAKA, INSURANCE SCHEME IN BANGLADESH BANGLADESH

INTERNATIONAL CENTRE FOR N/A 501(C)(3) 1,800,000. DIARRHOEAL DISEASE RESEARCH, TO LAUNCH A CENTER OF PUBL CHAR BANGLADESH ‐ GPO BOX 128 DHAKA, EXCELLENCE ON BANGLADESH UNIVERSAL HEALTH COVERAGE

INTERNATIONAL FINANCE N/A INTL ORG 500,000. CORPORATION TO INCREASE ACCESS TO BY EXEC 2121 PENNSYLVANIA AVENUE NW HEALTH SYSTEMS TO ORD WASHINGTON, DC 20433 FIGHT ILLNESS IN SUB‐SAHARAN AFRICA

INTERNATIONAL HEALTH POLICY N/A FOREIGN 25,000. PROGRAM ‐ THANON SATHARANASOOK 6 FOR ASIAN GOV'T UNIT MINISTRY OF PUBLIC HEALTH PARTICIPANTS' NONTHABURI, THAILAND ATTENDANCE AT A HEALTH CONFERENCE

272 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} INTERNATIONAL HOUSING COALITION N/A 501(C)(3) 152,600. INC TO HIGHLIGHT TO PUBL CHAR 1875 I STREET NW SUITE 500 DECISION‐MAKERS THE WASHINGTON, DC 20006 IMPORTANCE OF HOUSING AND URBAN ISSUES

INTERNATIONAL INSTITUTE FOR N/A 501(C)(3) 3,450. CHRISTIAN STUDIES MATCHING GIFT PUBL CHAR 10100 W 87TH ST STE 303 OVERLAND PARK, KS 66212‐4628

INTERNATIONAL INSTITUTE FOR N/A 501(C)(3) 450. CHRISTIAN STUDIES MATCHING GIFT PUBL CHAR 10100 W 87TH STREET OVERLAND PARK, KS 66212

INTERNATIONAL INSTITUTE FOR N/A 501(C)(3) 100,000. ENVIRONMENT AND DEVELOPMENT FOR RESEARCH ON URBAN PUBL CHAR 3 ENDSLEIGH STREET LONDON, ADAPTATION TO CLIMATE UNITED KINGDOM CHANGE

INTERNATIONAL RESCUE COMMITTEE N/A 501(C)(3) 750. INC MATCHING GIFT PUBL CHAR 122 EAST 42ND STREET 11TH FLOOR NEW YORK, NY 10168‐1289

INTERNATIONAL SOCIETY FOR N/A FOREIGN 140,000. TELEMEDICINE AND EHEALTH ‐ TOWARD THE COSTS OF ORG E/R KLINIKUM DER UNIVERSITAT PLANNING FOR A GLOBAL GRNT REGENSBURG ABTEILUNG FUR EHEALTH CONVENTION UNFALLCHIRURGIE REGENSBURG, GERMANY

INTERNATIONAL WATER MANAGEMENT N/A 501(C)(3) 400,000. INSTITUTE TO ASSESS GROUNDWATER PUBL CHAR P O BOX 2075 COLUMBO, SRI LANKA RESOURCES IN AFRICA TO ENABLE FOOD SECURITY

INT'L COUNCIL FOR LOCAL N/A FOREIGN 180,000. ENVIRONMENTAL INITIATIVES FOR TOOLS TO ORG E/R ASIA/NEW ZEALAND LTD ‐ 5 267 UNDERSTAND URBAN GRNT COLLINS STREET MELBOURNE, CLIMATE CHANGE AUSTRALIA RESILIENCE IN INDIA

ISAMU NOGUCHI FOUNDATION AND N/A 501(C)(3) 75,000. GARDEN MUSEUM FOR A REDESIGN OF LONG PUBL CHAR 32 37 VERNON BOULEVARD LONG ISLAND CITY, AN ISLAND CITY, NY 11106 UNDER‐UTILIZED REGION OF QUEENS, NY

273 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ISAMU NOGUCHI FOUNDATION AND N/A 501(C)(3) 375. GARDEN MUSEUM MATCHING GIFT PUBL CHAR 3237 VERNON BLVD LONG IS CITY, NY 11106‐4926

ISLAND PRESS ‐ CENTER FOR N/A 501(C)(3) 58,800. RESOURCE ECONOMICS TO BETTER SHARE THE PUBL CHAR 1718 CONNETICUT AVENUE NW SUITE IDEAS OF JANE JACOBS 300 WASHINGTON, DC 20009 WITH URBAN PLANNERS

JAZZ AT LINCOLN CENTER INC N/A 501(C)(3) 50,000. 140 WEST 65TH STREET NEW YORK, FOR ITS ORCHESTRA'S PUBL CHAR NY 10023‐6969 RESIDENCY IN CUBA AND RELATED MUSICAL PROGRAMS

JEMBI HEALTH SYSTEMS ‐ 3 N/A FOREIGN 149,700. WINCHESTER LN SILVERTREE ESTATE FOR THE IMPLEMENTATION ORG E/R THE GREEN BLDG WESTLAKE BUSINESS OF A ROBUST EHEALTH GRNT PRK CAPE TOWN, SOUTH AFRICA SYSTEM IN LOW‐INCOME AREAS

JESUIT HIGH SCHOOL N/A 501(C)(3) 225. 9000 SW BEAVERTON HILLSDALE MATCHING GIFT PUBL CHAR HIGHWAY PORTLAND, OR 97225‐0000

JESUIT VOLUNTEER CORPS EAST N/A 501(C)(3) 750. 801 ST PAUL STREET BALTIMORE, MATCHING GIFT PUBL CHAR MD 21211

JOHNSON PARK PARENT TEACHER N/A 501(C)(3) 450. ORGANIZATION INC MATCHING GIFT PUBL CHAR 285 ROSEDALE RD PRINCETON, NJ 08540

JOSHUA DAVID NONE INDIVIDUAL 40,000. 529 W 20TH STREET 8W NEW YORK, CASH PRIZE TO NY 10011 RECIPIENTS OF THE JANE JACOBS MEDAL

JOYCE THEATER FOUNDATION INC N/A 501(C)(3) 50,000. 175 EIGHTH AVENUE NEW YORK, NY TO DEVELOP NEW, PUBL CHAR 10011 COLLABORATIVE THEATRICAL WORKS

JUMO INTERNATIONAL INC N/A 501(C)(3) 150,000. 113 SPRING STREET 3RD FL NEW GENERAL SUPPORT PUBL CHAR YORK, NY 10012

274 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} KENYA COMMUNITY DEVELOPMENT N/A PUBLIC 80,000. FOUNDATION TO STRENGTHEN THE CHARITY P O BOX 10501 100100 NAIROBI, NETWORK OF AFRICAN EQUIV KENYA GRANTMAKING ORGANIZATIONS

KENYA EDUCATION NETWORK TRUST ‐ N/A FOREIGN 300,000. UNIVERSITY OF NAIROBI 1ST FLOOR TO HELP INSTITUTIONS ORG E/R THE JOMO KETTA MEMORIAL LIBRARY IN AFRICA EFFECTIVELY GRNT NAIROBI, KENYA USE INFORMATION TECHNOLOGY

KENYA INFORMATION AND N/A FOREIGN 49,300. COMMUNICATION TECHNOLOGY BOARD TO IMPROVE GOVERNMENT GOV'T UNIT PO BOX 27150 NAIROBI, KENYA SERVICE DELIVERY IN KENYA

KENYA INSTITUTE FOR PUBLIC N/A FOREIGN 46,100. POLICY RESEARCH AND ANALYSIS TO ADVANCE SUSTAINABLE GOV'T UNIT BISHOPS GARDEN TOWERS BISHOPS URBAN DEVELOPMENT IN ROAD NAIROBI, KENYA NAIROBI, KENYA

KECK GRADUATE INSTITUTE N/A 501(C)(3) 3,000. 535 WATSON DRIVE CLAREMONT, CA MATCHING GIFT PUBL CHAR 91711

KEYSTONE ACCOUNTABILITY N/A PUBLIC 50,000. 258 BELSIZE ROAD SUITE 217 TO INCREASE SOCIAL CHARITY LONDON , UNITED KINGDOM ENTERPRISES' PERF AND EQUIV EFFECTIVENESS

KIGALI INSTITUTE OF SCIENCE AND N/A PUBLIC 200,000. TECHNOLOGY FOR A MODEL RESEARCH CHARITY AVENUE DE L ARMEE B P 3900 CENTER FOR HEALTH EQUIV KIGALI, RWANDA INFORMATICS TRAINING IN RWANDA

KOREAN AMERICAN FAMILY SERVICES N/A 501(C)(3) 9,000. P O BOX 541429 FLUSHING, NY MATCHING GIFT PUBL CHAR 11355‐1705

LABOR AND EMPLOYMENT RELATIONS N/A 501(C)(3) 150,900. ASSOCIATION ‐ SCHOOL OF LABOR TO ENHANCE CAPACITY OF PUBL CHAR AND EMPLOYMENT RELATIONS A NEW NETWORK FOR UNIVERSITY OF ILLINOIS EMPLOYMENT POLICY CHAMPAIGN, IL 61820 RESEARCH

275 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} LEHIGH CARBON COMMUNITY COLLEGE N/A 501(C)(3) 150,000. 4525 EDUCATION PARK DRIVE FOR A GREEN ENERGY PUBL CHAR SCHNECKSVILLE, PA 18078 TRAINING CENTER

LESBIAN AND GAY COMMUNITY N/A 501(C)(3) 750. SERVICES CENTER INC MATCHING GIFT PUBL CHAR 208 WEST 13TH STREET NEW YORK, NY 10011

LEUKEMIA AND LYMPHOMA SOCIETY N/A 501(C)(3) 5,220. INC MATCHING GIFT PUBL CHAR 475 PARK AVE SOUTH NEW YORK, NY 10016

LEUKEMIA AND LYMPHOMA SOCIETY N/A 501(C)(3) 150. INC MATCHING GIFT PUBL CHAR 1311 MAMARONECK AVE WHITE PLAINS, NY 10605

LION'S HEAD GLOBAL PARTNERS LLP N/A FOREIGN 300,000. 16 NEW BURLINGTON PLACE LONDON, FOR A FRAMEWORK TO ORG E/R UNITED KINGDOM IMPROVE AFRICAN FOOD GRNT SECURITY VIA IMPACT INVESTING

LIVABLE STREETS TRANSPORTATION N/A 501(C)(3) 30,000. ALLIANCE OF BOSTON INC ENCOURAGE TRAVEL PUBL CHAR 70 PACIFIC STREET CAMBRIDGE, MA REDUCTION AND 02139 ALTERNATIVES TO CAR USE

LIVING CITIES INC ‐ THE NATIONAL N/A 501(C)(3) 2,250,000. COMMUNITY DEVELOPMENT INITIATIVE GENERAL SUPPORT PUBL CHAR 1601 CONNECTICUT AVENUE NW SUITE 400 WASHINGTON, DC 20009

LOCAL INITIATIVES SUPPORT N/A 501(C)(3) 1,875. CORPORATION MATCHING GIFT PUBL CHAR 500 S GRAND AVE 2300 LOS ANGELES, CA 90071

LONDON SCHOOL OF HYGIENE AND N/A PUBLIC 186,886. TROPICAL MEDICINE, UNIVERSITY OF TO MITIGATE THE CHARITY LONDON ‐ KEPPEL STREET LONDON, CONSEQUENCES OF EQUIV UNITED KINGDOM PANDEMIC INFLUENZA

LONDON SCHOOL OF HYGIENE AND N/A PUBLIC 253,170. TROPICAL MEDICINE, UNIVERSITY OF FOR A STUDY OF GLOBAL CHARITY LONDON ‐ KEPPEL STREET LONDON, HEALTH DIPLOMACY AND EQUIV UNITED KINGDOM TO FURTHER ITS GOALS

276 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} LONDON SCHOOL OF HYGIENE AND N/A PUBLIC 350,000. TROPICAL MEDICINE, UNIVERSITY OF TO IMPROVE AFFORDABLE CHARITY LONDON ‐ KEPPEL STREET LONDON, HEALTH SYSTEMS FOR EQUIV UNITED KINGDOM POOR POPULATIONS

LOW INCOME INVESTMENT FUND N/A 501(C)(3) 100,000. 100 PINE STREET SUITE 1800 SAN INCLUDE POOR PUBL CHAR FRANCISCO, CA 94111 COMMUNITIES IN TRANSIT‐ORIENTED DEVELOPMENT

LOYOLA HIGH SCHOOL OF LOS N/A 501(C)(3) 1,500. ANGELES MATCHING GIFT PUBL CHAR 1901 VENICE BOULEVARD LOS ANGELES, CA 90006‐4496

MAHIDOL UNIVERSITY N/A PUBLIC 100,000. 999 PHUTTAMONTHON 4 ROAD SALAYA TO DEVELOP A CENTER CHARITY NAKHON PATHOM, THAILAND AND A DEGREE PROGRAM EQUIV ON HEALTH INFORMATICS

MAHIDOL UNIVERSITY N/A PUBLIC 157,000. 999 PHUTTAMONTHON 4 ROAD SALAYA FOR A CONFERENCE TO CHARITY NAKHON PATHOM, THAILAND SHARE PRACTICES ON EQUIV HEALTH SYSTEMS STRENGTHENING

MAHIDOL UNIVERSITY N/A PUBLIC 167,500. 999 PHUTTAMONTHON 4 ROAD SALAYA TO STRENGTHEN THE CHARITY NAKHON PATHOM, THAILAND EMERGING GLOBAL HEALTH EQUIV DIPLOMACY NETWORK

MAKE THE ROAD NEW YORK N/A 501(C)(3) 1,500. 301 GROVE STREET BROOKLYN, NY MATCHING GIFT PUBL CHAR 11237

MAKER FAIRE AFRICA FOUNDATION N/A FOREIGN 75,000. TIMORPLEIN 29 AMSTERDAM, TO MATCH INNOVATORS ORG E/R NETHERLANDS WITH MENTORS TO SPARK GRNT ENTREPRENEURSHIP IN AFRICA

MAKERERE UNIVERSITY N/A PUBLIC 40,000. P O BOX 7062 KAMPALA, UGANDA TO FOSTER A BETTER CHARITY UNDERSTANDING OF A EQUIV TOTAL POPULATION'S HEALTH

277 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} MAKERERE UNIVERSITY N/A PUBLIC 150,000. P O BOX 7062 KAMPALA, UGANDA TO BUILD DISEASE CHARITY RESPONSE CAPACITY IN EQUIV EASTERN AFRICA

MARCH OF DIMES FOUNDATION N/A 501(C)(3) 75. 2400 MAIN STREET SAYREVILLE, NJ MATCHING GIFT PUBL CHAR 08872

MARY ROBINSON FOUNDATION N/A PUBLIC 135,000. TRINITY COLLEGE COLLEGE GREEN IN SUPPORT OF BUILDING CHARITY DUBLIN, IRELAND WOMEN'S LEADERSHIP IN EQUIV THE AREA OF CLIMATE JUSTICE

MASSACHUSETTS GENERAL HOSPITAL N/A 501(C)(3) 90,000. 55 FRUIT STREET BOSTON, MA MATCHING GIFT PUBL CHAR 02114

MASSACHUSETTS INSTITUTE OF N/A 501(C)(3) 30,000. TECHNOLOGY FOR A PUBLICATION ON PUBL CHAR 77 MASSACHUSETTS AVENUE NEW ORLEANS AND CAMBRIDGE, MA 02139‐4307 SUSTAINABLE URBAN DEVELOPMENT

MASSACHUSETTS INSTITUTE OF N/A 501(C)(3) 50,000. TECHNOLOGY FOR A GRADUATE PUBL CHAR 77 MASSACHUSETTS AVENUE CURRICULUM IN URBAN CAMBRIDGE, MA 02139‐4307 PLANNING FOR CITIES IN INDIA

MASSACHUSETTS INSTITUTE OF N/A 501(C)(3) 65,000. TECHNOLOGY FOR AN INTERNATIONAL PUBL CHAR 77 MASSACHUSETTS AVENUE EFFORT FOCUSED ON THE CAMBRIDGE, MA 02139‐4307 FUTURE TECHNOLOGICAL CITY

MASSACHUSETTS SOCIETY FOR THE N/A 501(C)(3) 150. PREVENTION OF CRUELTY TO ANIMALS MATCHING GIFT PUBL CHAR 350 S HUNTINGTON AVE BOSTON, MA 02130‐4803

MAYOR'S FUND TO ADVANCE NEW YORK N/A 501(C)(3) 65,000. CITY PUBLIC ART DESIGN PUBL CHAR 253 BROADWAY 8TH FLOOR NEW COMPETITION FOR NYC YORK, NY 10007 CONSTRUCTION SITES

278 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} MAYOR'S FUND TO ADVANCE NEW YORK N/A 501(C)(3) 225,000. CITY TO MODERNIZE NYC PUBL CHAR 253 BROADWAY 8TH FLOOR NEW GOVERNMENT YORK, NY 10007 PROBLEM‐SOLVING

MAYOR'S FUND TO ADVANCE NEW YORK N/A 501(C)(3) 250,000. CITY FOR COLLABORATIVE PUBL CHAR 253 BROADWAY 8TH FLOOR NEW ANTI‐POVERTY PROGRAMS YORK, NY 10007 ACROSS EIGHT URBAN AREAS

MBARARA UNIVERSITY OF SCIENCE N/A PUBLIC 14,550. AND TECHNOLOGY TO STUDY THE IMPACT OF CHARITY P O BOX 1410 MBARARA, UGANDA HIV/AIDS PROGRAMS ON EQUIV HEALTH SYSTEMS IN AFRICA

MCKINSEY AND COMPANY INC N/A US NON 75,000. 55 EAST 52ND STREET NEW YORK, FOR A STUDY ON INFO CHAR E/R NY 10022 TECHNOLOGY USE BY AND GRNT FOR CITIES AND THEIR RESIDENTS

MCKINSEY AND COMPANY INC N/A US NON 100,000. 55 EAST 52ND STREET NEW YORK, TO ANALYZE COSTS OF CHAR E/R NY 10022 MOVING TO UNIVERSAL GRNT HEALTH COVERAGE FOR POOR COUNTRIES

MEDICAL EDUCATION COOPERATION N/A 501(C)(3) 15,000. WITH CUBA TO ENABLE PUBL CHAR MEDICC 1814 FRANKLIN STREET INNOVATION‐SHARING TO SUITE 500 OAKLAND, CA 94612 IMPROVE HEALTH SYSTEMS FOR THE POOR

MEMORIAL SLOAN‐KETTERING CANCER N/A 501(C)(3) 3,750. CENTER MATCHING GIFT PUBL CHAR 1275 YORK AVE NEW YORK, NY 10065

MERCY CORPS N/A 501(C)(3) 150,000. 45 SW ANKENY ST PORTLAND, OR FOR A FEASIBILITY PUBL CHAR 97204 STUDY ON RAINWATER MULTI‐USE IN SEMARANG CITY, INDONESIA

MERCY CORPS N/A 501(C)(3) 150,000. 45 SW ANKENY ST PORTLAND, OR FOR AN INTEGRATED PUBL CHAR 97204 SOLID WASTE MANAGEMENT PLAN IN AN INDONESIAN CITY

279 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} MERCY CORPS N/A 501(C)(3) 150,000. 45 SW ANKENY ST PORTLAND, OR TO STUDY PRIVATE PUBL CHAR 97204 SECTOR HEALTH ORGANIZATIONS IN INDONESIA

MERCY CORPS N/A 501(C)(3) 157,500. 45 SW ANKENY ST PORTLAND, OR TO ASSESS PARTICIPANTS PUBL CHAR 97204 IN THE ASIAN CITIES CLIMATE CHANGE RESILIENCE NETWORK

MERCY CORPS N/A 501(C)(3) 350,000. 45 SW ANKENY ST PORTLAND, OR TO BUILD CLIMATE PUBL CHAR 97204 CHANGE RESILIENCE CAPACITY IN TWO INDONESIAN CITIES

MERIDIAN INSTITUTE N/A 501(C)(3) 10,000. 105 VILLAGE PLACE PO BOX 1829 FOR AGRICULTURAL PUBL CHAR DILLON, CO 80435 DEVELOPMENT AND POVERTY REDUCTION

MERIDIAN INSTITUTE N/A 501(C)(3) 50,000. 105 VILLAGE PLACE PO BOX 1829 TO STUDY HOW POLICY PUBL CHAR DILLON, CO 80435 REFORM CAN HELP BATTLE HUNGER IN DEVELOPING COUNTRIES

MERIDIAN INSTITUTE N/A 501(C)(3) 90,000. 105 VILLAGE PLACE PO BOX 1829 TO EXPLORE SYSTEMS PUBL CHAR DILLON, CO 80435 THINKING AS A TOOL TO SOLVE COMPLEX GLOBAL PROBLEMS

MERIDIAN INSTITUTE N/A 501(C)(3) 150,000. 105 VILLAGE PLACE PO BOX 1829 TO HIGHLIGHT PUBL CHAR DILLON, CO 80435 AGRICULTURE IN INTERNATIONAL CLIMATE CHANGE NEGOTIATIONS

MEXICAN AMERICAN LEGAL DEFENSE N/A 501(C)(3) 11,625. AND EDUCATIONAL FUND MATCHING GIFT PUBL CHAR 634 SOUTH SPRING STREET LOS ANGELES, CA 90014

MICROFINANCE INFORMATION N/A 501(C)(3) 187,600. EXCHANGE INC TO BETTER SHARE PUBL CHAR 1901 PENNSYLVANIA AVENUE NW MICROFINANCE DATA TO SUITE 307 WASHINGTON, DC 20006 BENEFIT THE POOR

280 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} MIDTOWN PREGNANCY SUPPORT CENTER N/A 501(C)(3) 6,000. 110 E 40TH STREET NEW YORK, NY MATCHING GIFT PUBL CHAR 10016‐1821

MINISTRY OF HEALTH, CAMBODIA N/A FOREIGN 169,000. NO 151 153 KAMPUCHEA KROM BLVD TO BUILD CAPACITY FOR GOV'T UNIT PHNOM PENH, CAMBODIA A DISEASE SURVEILLANCE NETWORK IN THE MEKONG BASIN

MINISTRY OF HEALTH, LAO P.D.R. N/A FOREIGN 158,800. KM 3 THADEUA ROAD VIENTIANE, TO BUILD CAPACITY FOR GOV'T UNIT LAOS A DISEASE SURVEILLANCE NETWORK IN THE MEKONG BASIN

MINISTRY OF HEALTH, VIETNAM N/A FOREIGN 148,500. 138A GIANG VO STREET BA DINH TO BUILD CAPACITY FOR GOV'T UNIT DISTRICT HANOI, VIETNAM A DISEASE SURVEILLANCE NETWORK IN THE MEKONG BASIN

MINISTRY OF HEALTH, VIETNAM N/A FOREIGN 440,000. 138A GIANG VO STREET BA DINH TO STUDY THE GOV'T UNIT DISTRICT HANOI, VIETNAM CHALLENGES TO THE HEALTH SYSTEM IN VIETNAM

MINISTRY OF PUBLIC HEALTH, N/A FOREIGN 168,700. THAILAND TO BUILD CAPACITY FOR GOV'T UNIT TIWANOND ROAD NONTHABURI, A DISEASE SURVEILLANCE THAILAND NETWORK IN THE MEKONG BASIN

MINISTRY OF PUBLIC HEALTH, N/A FOREIGN 187,725. THAILAND TO STRENGTHEN GOV'T UNIT TIWANOND ROAD NONTHABURI, COORDINATION OF A THAILAND DISEASE SURVEILLANCE NETWORK

MIRROR VISIONS INC N/A 501(C)(3) 750. 401 RIDGE ROAD HAMDEN, CT MATCHING GIFT PUBL CHAR 06517‐2942

MISNOMER INC N/A 501(C)(3) 37,500. 588 10TH STREET SUITE 4 TOWARD THE COSTS OF PUBL CHAR BROOKLYN, NY 11218 THE DEVELOPMENT OF AN "AUDIENCE ENGAGEMENT PLATFORM"

281 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} MONITOR COMPANY GROUP LP N/A US NON 74,200. TWO CANAL PARK CAMBRIDGE, MA TO ILLUMINATE THE CHAR E/R 02141 INTERSECTIONS OF GRNT TECHNOLOGY TRENDS IN DEVELOPMENT

MONITOR COMPANY GROUP LP N/A US NON 151,500. TWO CANAL PARK CAMBRIDGE, MA TO DEVELOP APPROACHES CHAR E/R 02141 TO CHANGING GRNT TRANSPORTATION POLICIES

MONITOR COMPANY GROUP LP N/A US NON 177,000. TWO CANAL PARK CAMBRIDGE, MA TO STUDY THE NEGATIVE CHAR E/R 02141 IMPACTS OF LOW‐INCOME GRNT HOUSING IN INDIA

MONITOR COMPANY GROUP LP N/A US NON 300,000. TWO CANAL PARK CAMBRIDGE, MA TO IDENTIFY NEW CHAR E/R 02141 DEVELOPMENT SOLUTIONS GRNT FOR THE AFRICAN POOR

MONITOR COMPANY GROUP LP N/A US NON 585,000. TWO CANAL PARK CAMBRIDGE, MA TO STUDY OUTSOURCING CHAR E/R 02141 EMPLOYMENT AND GRNT ECONOMIC GROWTH IN INDIA AND KENYA

MOREHOUSE COLLEGE N/A 501(C)(3) 15,000. 830 WESTVIEW DRIVE S W ATLANTA, MATCHING GIFT PUBL CHAR GA 30314

MOSAIC FILMS INC N/A US NON 59,600. 177 EAST 77TH STREET 4C NEW TO WIDELY SCREEN A CHAR E/R YORK, NY 10075 DOCUMENTARY TO GRNT ENCOURAGE TRANSPORTATION DEBATE

MUNICIPAL ART SOCIETY OF NEW N/A 501(C)(3) 340. YORK TO HONOR PUBL CHAR 111 WEST 57TH STREET NEW YORK, GROUNDBREAKING WORK IN NY 10019 URBAN DESIGN

MUNICIPAL ART SOCIETY OF NEW N/A 501(C)(3) 150,000. YORK FOR A PUBLIC EDUCATION PUBL CHAR 111 WEST 57TH STREET NEW YORK, PROJECT TO PROMOTE THE NY 10019 LIVABILITY OF NEW YORK CITY

282 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} MUNICIPAL ART SOCIETY OF NEW N/A 501(C)(3) 389,600. YORK TO COORDINATE THE JANE PUBL CHAR 111 WEST 57TH STREET NEW YORK, JACOBS MEDAL AWARD NY 10019 COMPETITION IN URBAN DESIGN

MUSE FILM AND TELEVISION INC N/A 501(C)(3) 1,500. 1 EAST 53RD STREET 10TH FLOOR MATCHING GIFT PUBL CHAR NEW YORK, NY 10022‐4201

MUSEUM OF ARTS AND DESIGN N/A 501(C)(3) 75,000. 2 COLUMBUS CIRCLE NEW YORK, NY FOR AN ART AND DESIGN PUBL CHAR 10019 EXHIBITION OF THE CONTEMPORARY AFRICAN DIASPORA

MUSEUM OF CONTEMPORARY AFRICAN N/A 501(C)(3) 131,250. DIASPORAN ARTS FOR A CONSORTIUM OF 22 PUBL CHAR 80 HANSON PLACE BROOKLYN, NY AFRICAN DIASPORA ARTS 11217 ORGANIZATIONS IN BROOKLYN

MUSEUM OF MODERN ART N/A 501(C)(3) 67,000. 11 WEST 53RD STREET NEW YORK, FOR AN EXHIBITION OF PUBL CHAR NY 10019 CLIMATE REDESIGN OPTIONS FOR NEW YORK'S WATERFRONT

NAACP LEGAL DEFENSE AND N/A 501(C)(3) 50,000. EDUCATIONAL FUND INC TO ENSURE THAT PUBL CHAR 99 HUDSON STREET 16TH FLOOR NEW ECONOMIC STIMULUS YORK, NY 10013‐2897 DOLLARS BENEFIT MARGINALIZED PEOPLE

NATIONAL ACADEMY OF SOCIAL N/A 501(C)(3) 250,000. INSURANCE TO PROMOTE PUBL CHAR 1776 MASSACHUSETTS AVENUE NW IMPROVEMENTS TO SOCIAL SUITE 615 WASHINGTON, DC 20036 SECURITY BENEFITS

NATIONAL ACADEMY OF SOCIAL N/A FOREIGN 60,680. SCIENCES TO CREATE AN GOV'T UNIT P O BOX 7195 23 SINGHA STREET ELECTRONIC VIENTIANE, LAOS ETHNOGRAPHIC DATABANK FOR LAO PDR

NATIONAL AGRICULTURAL RESEARCH N/A FOREIGN 35,000. ORGANISATION FOR CLIMATE CHANGE GOV'T UNIT PLOT 3 LUGARD AVENUE P O BOX 295 ADAPTATION RESEARCH IN ENTEBBE, UGANDA UGANDA AND EASTERN AFRICA

283 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} NATIONAL AGRICULTURAL RESEARCH N/A FOREIGN 134,280. ORGANISATION TO STUDY TRANSGENIC, GOV'T UNIT PLOT 3 LUGARD AVENUE P O BOX 295 PEST‐RESISTANT EAST ENTEBBE, UGANDA AFRICAN HIGHLAND BANANAS

NATIONAL ASSOCIATION OF WOMEN N/A 501(C)(3) 525. JUDGES MATCHING GIFT PUBL CHAR 1341 CONNECTICUT AVENUE NW WASHINGTON, DC 20036

NATIONAL AUTISM ASSOCIATION NEW N/A 501(C)(3) 225. YORK METRO INC MATCHING GIFT PUBL CHAR 630 FIRST AVE NEW YORK, NY 10016

NATIONAL BUILDING MUSEUM N/A 501(C)(3) 250,000. 401 F STREET NW WASHINGTON, DC FOR A CONFERENCE ON PUBL CHAR 20001 SUSTAINABLE CITIES AND INFORMATION TECHNOLOGY

NATIONAL BUREAU OF ASIAN N/A 501(C)(3) 50,000. RESEARCH FOR A WORKSHOP PUBL CHAR 1414 NE 42ND STREET SUITE 300 PROMOTING UNIVERSAL SEATTLE, WA 98105 HEALTH COVERAGE

NATIONAL COUNCIL OF LA RAZA N/A 501(C)(3) 250,000. RAUL YZAGUIRRE BUILDING 1126 TO ENSURE HEALTH CARE PUBL CHAR 16TH STREET NW WASHINGTON, DC EQUITY AND AMONG U.S. 20036 LATINO POPULATIONS

NATIONAL COUNCIL OF LA RAZA N/A 501(C)(3) 257,900. RAUL YZAGUIRRE BUILDING 1126 TO STUDY HEALTH CARE PUBL CHAR 16TH STREET NW WASHINGTON, DC ACCESS FOR LOW‐INCOME 20036 LATINO WORKERS IN THE U.S.

NATIONAL EMPLOYMENT LAW PROJECT N/A 501(C)(3) 200,000. INC TO CONTINUE AND EXPAND PUBL CHAR 75 MAIDEN LANE SUITE 601 NEW ITS "UNEMPLOYMENT YORK, NY 10038 INSURANCE SAFETY NET PROJECT"

NATIONAL EMPLOYMENT LAW PROJECT N/A 501(C)(3) 500,000. INC TO RAISE AWARENESS PUBL CHAR 75 MAIDEN LANE SUITE 601 NEW ABOUT IMPROVING THE YORK, NY 10038 U.S. UNEMPLOYMENT INSURANCE PROGRAM

284 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} NATIONAL FOUNDATION FOR N/A 501(C)(3) 150. ECTODERMAL DYSPLASIAS MATCHING GIFT PUBL CHAR 410 EAST MAIN STREET MASCOUTAH, IL 62258

NATIONAL GOVERNORS ASSOCIATION N/A 501(C)(3) 75,000. CENTER FOR BEST PRACTICES TO ASSIST U.S. STATE PUBL CHAR 444 NORTH CAPITOL STREET NW GOVERNORS DEVELOP NEW SUITE 267 WASHINGTON, DC TRANSPORTATION POLICY

NATIONAL HOUSING AND COMMUNITY N/A 501(C)(3) 150,800. DEVELOPMENT LAW PROJECT TO GIVE RESIDENTS OF PUBL CHAR 614 GRAND AVENUE SUITE 320 GOVERNMENT HOUSING A OAKLAND, CA 94610 VOICE IN FUTURE DEVELOPMENT

NATIONAL HOUSING CONFERENCE INC N/A 501(C)(3) 20,000. 1801 K STREET NW SUITE M 100 FOR A CONFERENCE ON PUBL CHAR WASHINGTON, DC 20006 AFFORDABLE HOUSING AND TRANSIT‐ORIENTED DEVELOPMENT

NATIONAL HUMANITIES CENTER N/A 501(C)(3) 4,057. PO BOX 12256 DURHAM, NC MATCHING GIFT PUBL CHAR 27709‐2256

NATIONAL INSTITUTE OF N/A PUBLIC 19,000. DEVELOPMENT ADMINISTRATION FOR TRAVEL OF THAI NGO CHARITY 118 SERI THAI ROAD BANGKAPI STAFF TO ATTEND AN EQUIV BANGKOK, THAILAND ANTI‐CORRUPTION CONFERENCE

NATIONAL INSTITUTE OF SCIENCE N/A FOREIGN 23,500. AND TECHNOLOGY POLICY AND TO STUDY POVERTY AND GOV'T UNIT STRATEGY STUDIES ‐ 38 NGO QUYEN HUMAN DEVELOPMENT STREET HANOI, VIETNAM ISSUES IN VIETNAM

NATIONAL LOW INCOME HOUSING N/A 501(C)(3) 750. COALITION AND LOW INCOME HOUSING MATCHING GIFT PUBL CHAR 727 15TH ST NW WASHINGTON, DC 20005

NATIONAL MULTIPLE SCLEROSIS N/A 501(C)(3) 375. SOCIETY MATCHING GIFT PUBL CHAR 733 3RD AVENUE NEW YORK, NY 10017‐3288

NATIONAL MUSEUMS OF KENYA N/A FOREIGN 50,000. MUSEUM HILL ROAD PO BOX 40658 TO CONSTRUCT A CANOPY GOV'T UNIT NAIROBI, KENYA FOR VISITORS ATTENDING CULTURAL EVENTS

285 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} NATIONAL PARTNERSHIP FOR WOMEN N/A 501(C)(3) 25,000. AND FAMILIES INC TO INCREASE WOMEN AND PUBL CHAR 1875 CONNECTICUT AVENUE SUITE FAMILIES' ECONOMIC 650 WASHINGTON, DC 20009 SECURITY

NATIONAL PARTNERSHIP FOR WOMEN N/A 501(C)(3) 300,000. AND FAMILIES INC TO PROMOTE STATE‐ AND PUBL CHAR 1875 CONNECTICUT AVENUE SUITE FEDERAL‐LEVEL PAID 650 WASHINGTON, DC 20009 FAMILY LEAVE POLICIES

NATIONAL RELIGIOUS PARTNERSHIP N/A 501(C)(3) 70,000. FOR THE ENVIRONMENT TO HIGHLIGHT THE NEED PUBL CHAR 49 SOUTH PLEASANT STREET SUITE FOR POLICY SUPPORT OF 301 AMHERST, MA 01002 CLIMATE CHANGE ADAPTATION

NATIONAL SENIOR CITIZENS LAW N/A 501(C)(3) 375. CENTER MATCHING GIFT PUBL CHAR 1444 I STREET NW WASHINGTON, DC 20005

NATIONAL UNIVERSITY OF RWANDA N/A PUBLIC 400,000. PO BOX 56 HUYE BUTARE, RWANDA FOR A HEALTH SYSTEMS CHARITY CENTER FOR HEALTH EQUIV PROFESSIONALS AND PRACTITIONERS

NATIONAL UNIVERSITY OF SINGAPORE N/A PUBLIC 50,400. 21 LOWER KENT RIDGE ROAD TO STUDY POVERTY AND CHARITY SINGAPORE HUMAN DEVELOPMENT EQUIV ISSUES IN SOUTHEAST ASIA

NATIONAL WOMEN'S LAW CENTER N/A 501(C)(3) 50,000. 11 DUPONT CIRCLE NW SUITE 800 TO ANALYZE AND MAKE PUBL CHAR WASHINGTON, DC 20036‐1209 KNOWN THE IMPACTS OF FISCAL POLICY REFORMS ON THE POOR

NATIONAL WOMEN'S LAW CENTER N/A 501(C)(3) 100,000. 11 DUPONT CIRCLE NW SUITE 800 FOR AN EDUCATION PUBL CHAR WASHINGTON, DC 20036‐1209 CAMPAIGN TO END DISCRIMINATION AGAINST WOMEN

NATIONAL WOMEN'S LAW CENTER N/A 501(C)(3) 500,000. 11 DUPONT CIRCLE NW SUITE 800 TO PROMOTE THE PUBL CHAR WASHINGTON, DC 20036‐1209 ECONOMIC SECURITY OF POOR WOMEN AND FAMILIES

286 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} NATURAL RESOURCES DEFENSE N/A 501(C)(3) 150,000. COUNCIL INC TO BROADEN THE PUBL CHAR 40 WEST 20TH STREET NEW YORK, NATIONAL MOVEMENT FOR NY 10011 TRANSPORTATION REFORM

NATURAL RESOURCES DEFENSE N/A 501(C)(3) 225,000. COUNCIL INC FOR A RANGE OF EFFORTS PUBL CHAR 40 WEST 20TH STREET NEW YORK, TO BROADEN NATIONAL NY 10011 TRANSPORTATION REFORM

NATURAL RESOURCES DEFENSE N/A 501(C)(3) 350,000. COUNCIL INC TO ESTABLISH A MORE PUBL CHAR 40 WEST 20TH STREET NEW YORK, EQUITABLE TRAFFIC NY 10011 PRICING SCHEME IN METRO NEW YORK

NEIGHBORS TOGETHER CORP N/A 501(C)(3) 750. 2094 FULTON ST BROOKLYN, NY MATCHING GIFT PUBL CHAR 11233‐6009

NETHOPE INC N/A 501(C)(3) 38,000. 10615 JUDICIAL DRIVE 402 TO DEVELOP NGO ACTION PUBL CHAR FAIRFAX, VA 22030‐7500 PLANS FOR THE USE OF TECHNOLOGY IN THE FIELD

NETHOPE INC N/A 501(C)(3) 102,500. 10615 JUDICIAL DRIVE 402 BUILD CAPACITY OF PUBL CHAR FAIRFAX, VA 22030‐7500 GLOBAL INTERNATIONAL DEVELOPMENT ORGS

NETHOPE INC N/A 501(C)(3) 386,626. 10615 JUDICIAL DRIVE 402 BUILD CAPACITY OF PUBL CHAR FAIRFAX, VA 22030‐7500 GLOBAL INTERNATIONAL DEVELOPMENT ORGS

NEW AMERICA FOUNDATION N/A 501(C)(3) 293,000. 1899 L STREET SUITE 400 TO STUDY METHODS OF PUBL CHAR WASHINGTON, DC 20036 HELPING POOR NYC FAMILIES BUILD SAVINGS

NEW AMERICA FOUNDATION N/A 501(C)(3) 1,135,000. 1899 L STREET SUITE 400 FOR STUDIES AND PUBL CHAR WASHINGTON, DC 20036 MEETINGS ON ECONOMIC SECURITY OF AMERICAN WORKERS

NEW INC FOURTH WORLD MOVEMENT N/A 501(C)(3) 120. 172 1ST AVE NEW YORK, NY MATCHING GIFT PUBL CHAR 10009‐4508

287 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} NEW MUSEUM OF CONTEMPORARY ART N/A 501(C)(3) 200,000. 235 BOWERY NEW YORK, NY 10002 FOR A PLATFORM TO PUBL CHAR RE‐THINK THE ROLE OF CREATIVE CAPITAL IN NEW YORK CITY

NEW ORLEANS REDEVELOPMENT N/A U.S. 100,000. AUTHORITY TO ACQUIRE BLIGHTED GOVERNMENT 1340 POYDRAS STREET SUITE 600 PROPERTIES FOR UNIT NEW ORLEANS, LA 70112 REDEVELOPMENT IN NEW ORLEANS

NEW YORK ACADEMY OF SCIENCES ‐ N/A 501(C)(3) 50,000. 250 GREENWICH ST 40TH FLOOR 7 TO IDENTIFY WAYS TO PUBL CHAR WORLD TRADE CENTER NEW YORK, NY ACCELERATE CHANGE 10007‐2157 TOWARD GREENER URBAN ENVIRONMENTS

NEW YORK BOTANICAL GARDEN N/A 501(C)(3) 360. 200TH STREET AND KAZIMINOFF BLVD MATCHING GIFT PUBL CHAR BRONX, NY 10458

NEW YORK CARES INC N/A 501(C)(3) 75. 214 WEST 29TH STREET 5TH FLOOR MATCHING GIFT PUBL CHAR NEW YORK, NY 10001

NEW YORK CITY BALLET INC N/A 501(C)(3) 50,000. DAVID H KOCH THEATER 20 LINCOLN FOR SEVEN NEW BALLETS PUBL CHAR CENTER PLZ NEW YORK, NY 10023 AND FOUR NEW MUSICAL SCORES BY INTERNATIONAL ARTISTS

NEW YORK CITY BALLET INC N/A 501(C)(3) 6,000. 20 LINCOLN CENTER PLAZA NEW MATCHING GIFT PUBL CHAR YORK, NY 10023

NEW YORK CITY CENTER N/A 501(C)(3) 300. 130 WEST 56TH STREET NEW YORK, MATCHING GIFT PUBL CHAR NY 10019

NEW YORK COMMUNITY TRUST N/A 501(C)(3) 100,000. 909 THIRD AVENUE 22ND FLOOR NEW TO SUPPORT INITIATIVES PUBL CHAR YORK, NY 10022 LINKING TRANSPORTATION TO OTHER CRITICAL ISSUES

288 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} NEW YORK FOUNDATION FOR THE ARTS N/A 501(C)(3) 131,250. INC FOR A GROUNDBREAKING PUBL CHAR 20 JAY STREET 7TH FLOOR FESTIVAL OF CAMBODIAN BROOKLYN, NY 11201 ARTS

NEW YORK HALL OF SCIENCE N/A 501(C)(3) 112,500. 47 01 111TH STREET QUEENS, NY ARTISTS' EXHIBITION ON PUBL CHAR 11368 URBANIZATION COLLAB WITH COMMUNITY

NEW YORK LANDMARKS CONSERVANCY N/A 501(C)(3) 50,000. 1 WHITEHALL STREET 21ST FLOOR TO PROVIDE GUIDANCE ON PUBL CHAR NEW YORK, NY 10004 HISTORIC BUILDINGS TO OWNERS AND CONCERNED PARTIES

NEW YORK OPPORTUNITY NETWORK N/A 501(C)(3) 750. 381 PARK AVENUE SOUTH NEW YORK, MATCHING GIFT PUBL CHAR NY 10016

NEW YORK OUTRIGGER INC N/A 501(C)(3) 4,260. 117 WEST 72ND STREET NEW YORK, MATCHING GIFT PUBL CHAR NY 10023

NEW YORK PUBLIC INTEREST N/A 501(C)(3) 150. RESEARCH GROUP FUND INC MATCHING GIFT PUBL CHAR 9 MURRAY STREET NEW YORK, NY 10007‐2223

NEW YORK PUBLIC RADIO N/A 501(C)(3) 150,000. 160 VARICK STREET NEW YORK, NY FOR EXPANDED COVERAGE PUBL CHAR 10013‐1270 ON TRANSPORTATION AND INFRASTRUCTURE POLICY/PRACTICE

NEW YORK PUBLIC RADIO N/A 501(C)(3) 450,000. 160 VARICK STREET NEW YORK, NY FOR EXPANDED MEDIA PUBL CHAR 10013‐1270 COVERAGE OF TRANSPORTATION POLICIES AND PRACTICE

NEW YORK PUBLIC RADIO N/A 501(C)(3) 741. 160 VARICK ST NEW YORK, NY MATCHING GIFT PUBL CHAR 10013

NEW YORK RESTORATION PROJECT N/A 501(C)(3) 5,000. 254 WEST 31ST STREET 10TH FL UNRESTRICTED DONATION PUBL CHAR NEW YORK, NY 10001

289 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} NEW YORK RESTORATION PROJECT N/A 501(C)(3) 105. 254 W 31ST STREET NEW YORK, NY MATCHING GIFT PUBL CHAR 10001

NEW YORK UNIVERSITY N/A 501(C)(3) 51,500. 70 WASHINGTON SQUARE SOUTH 12TH FOR A STUDY ON THE PUBL CHAR FLOOR NEW YORK, NY 10012 USEFULNESS OF OPERATIONALIZING KNOWN POVERTY INDICATORS

NEW YORK UNIVERSITY N/A 501(C)(3) 750. OFFICE OF TREASURER P O BOX 837 MATCHING GIFT PUBL CHAR NEW YORK, NY 10009‐0837

NIAGARA HOSPICE INC N/A 501(C)(3) 3,000. 4675 SUNSET DRIVE LOCKPORT, NY MATCHING GIFT PUBL CHAR 14094‐1231

NONPROFIT FINANCE FUND N/A 501(C)(3) 72,500. 70 WEST 36TH STREET 11TH FLOOR TO ENHANCE FINANCIAL PUBL CHAR NEW YORK, NY 10018 CAPACITY OF SELECT CULTURAL INNOVATION FUND APPLICANTS

NONPROFIT FINANCE FUND N/A 501(C)(3) 100,000. 70 WEST 36TH STREET 11TH FLOOR TO HELP NONPROFITS PUBL CHAR NEW YORK, NY 10018 ATTRACT CAPITAL TO MAKE SUSTAINABLE IMPACT

NONPROFIT FINANCE FUND N/A 501(C)(3) 400,000. 70 WEST 36TH STREET 11TH FLOOR FOR A STUDY TO PROVIDE PUBL CHAR NEW YORK, NY 10018 INNOVATIVE FINANCING SOLUTIONS TO SOCIAL PROBLEMS

NORTH CAROLINA HUMANITIES N/A 501(C)(3) 3,188. COUNCIL MATCHING GIFT PUBL CHAR 122 NORTH ELM ST GREENSBORO, NC 27401

NORTHEAST‐MIDWEST INSTITUTE N/A 501(C)(3) 150,000. 50 F STREET NW SUITE 950 TO INFORM POLICYMAKERS PUBL CHAR WASHINGTON, DC 20001 ON TRANSPORTATION CHALLENGES FACING U.S. CITIES

290 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} NORTHWEST IMMIGRANT RIGHTS N/A 501(C)(3) 63. PROJECT MATCHING GIFT PUBL CHAR 615 2ND AVENUE SUITE 400 SEATTLE, WA 98104

NORTHWESTERN UNIVERSITY N/A 501(C)(3) 30,000. 2020 RIDGE AVENUE EVANSTON, IL MATCHING GIFT PUBL CHAR 60208‐0001

NORWALK COMMUNITY COLLEGE N/A 501(C)(3) 1,500. FOUNDATION MATCHING GIFT PUBL CHAR 188 RICHARDS AVENUE NORWALK, CT 06854‐1655

NORWALK COMMUNITY HEALTH CENTER N/A 501(C)(3) 1,500. INC MATCHING GIFT PUBL CHAR 121 WATER STREET NORWALK, CT 06854‐3013

NOVISCAPE CONSULTING GROUP CO N/A FOREIGN 28,450. LTD ‐ 231 2 BANGKOK CODE FOR TREND MONITORING ORG E/R BUILDING UNIT 4 BUILDING B SOUTH AND RESEARCH ON ISSUES GRNT SATHORN ROAD BANGKOK, THAILAND ON POVERTY AND HUMAN DEVELOPMENT

NUCLEAR THREAT INITIATIVE INC N/A 501(C)(3) 275,000. 1747 PENNSYLVANIA AVE NW 7TH TO PROMOTE GLOBAL PUBL CHAR FLOOR WASHINGTON, DC 20006 COLLABORATION IN DISEASE SURVEILLANCE

OAKS COMMUNITY CHURCH N/A 501(C)(3) 1,275. 124 S MAIN STREET MIDDLETOWN, MATCHING GIFT PUBL CHAR OH 45044

OPERATION BREAKING STEREOTYPES N/A 501(C)(3) 600. PO BOX 633 ORONO, ME 04473‐0633 MATCHING GIFT PUBL CHAR

OPERATION CALIFORNIA INC (DBA N/A 501(C)(3) 21,200. OPERATION USA) FOR A WORKSHOP ON THE PUBL CHAR 3617 HAYDEN AVENUE SUITE A DESIGN AND CULVER CITY, CA 90232 FUNCTIONALITY OF REFUGEE CAMPS

OPUS 118 HARLEM SCHOOL OF MUSIC N/A 501(C)(3) 750. 103 EAST 125TH STREET NEW YORK, MATCHING GIFT PUBL CHAR NY 10035

291 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} OVE ARUP AND PARTNERS N/A FOREIGN 100,000. INTERNATIONAL LIMITED FOR ASSISTANCE TO ORG E/R 13 FITZROY STREET W1T 4BQ ASIAN CITIES CLIMATE GRNT LONDON, UNITED KINGDOM CHANGE RESILIENCE NETWORK

OVE ARUP AND PARTNERS N/A FOREIGN 750,000. INTERNATIONAL LIMITED FOR STRATEGIC PLANNING ORG E/R 13 FITZROY STREET W1T 4BQ OF THE ASIAN CITIES GRNT LONDON, UNITED KINGDOM CLIMATE CHANGE RESILIENCE NETWORK

OVERSEAS CH EDUCATION FOUNDATION N/A 501(C)(3) 600. PO BOX 772436 HOUSTON, TX 77215 MATCHING GIFT PUBL CHAR 2436

OXFAM N/A PUBLIC 50,000. OXFAM HOUSE JOHN SMITH DRIVE TO PROMOTE CLIMATE CHARITY OXFORD , UNITED KINGDOM CHANGE JUSTICE DESPITE EQUIV LAND DISPUTE ISSUES IN THAILAND

OXFAM AMERICA INC N/A 501(C)(3) 750. 226 CAUSEWAY STREET 5TH FLOOR MATCHING GIFT PUBL CHAR BOSTON, MA 02114

OXFAM‐AMERICA INC N/A 501(C)(3) 168,300. 226 CAUSEWAY STREET 5TH FLOOR TO BUILD ETHIOPIAN PUBL CHAR BOSTON, MA 02114‐2206 FARMERS' RESILIENCE TO CLIMATE CHANGE

OXFAM‐AMERICA INC N/A 501(C)(3) 300. 226 CAUSEWAY ST BOSTON, MA MATCHING GIFT PUBL CHAR 02114

PACIFIC COMMUNITY VENTURES INC N/A 501(C)(3) 139,700. 51 FEDERAL STREET SUITE 402 SAN FOR A STUDY ON IMPACT PUBL CHAR FRANCISCO, CA 94107 INVESTING TO SHOW HOW POLICY USE CAN BENEFIT THE POOR

PACIFIC COMMUNITY VENTURES INC N/A 501(C)(3) 398,060. 51 FEDERAL STREET SUITE 402 SAN TO DESIGN AND ADVOCATE PUBL CHAR FRANCISCO, CA 94107 FOR DISCRETE IMPACT INVESTING POLICIES IN THE U.S.

292 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} PACKER COLLEGIATE INSTITUTE N/A 501(C)(3) 7,500. 170 JORALEMON ST BROOKLYN, NY MATCHING GIFT PUBL CHAR 11201

PACT INSTITUTE N/A 501(C)(3) 300,000. 1828 L STREET NW SUITE 300 TO BETTER MONITOR PUBL CHAR WASHINGTON, DC 20036 RESPONSES TO CLIMATE CHANGE IN SOUTHEAST ASIA

PADDLERS FOR HUMANITY N/A 501(C)(3) 1,500. 77 SKIMHAMPTON ROAD EAST MATCHING GIFT PUBL CHAR HAMPTON, NY 11937

PAMOJA MEDIA EAST AFRICA LIMITED N/A FOREIGN 41,200. ‐ VIEW PARK TOWERS GROUND FLOOR FOR AN ONLINE RESOURCE ORG E/R UTALII LANE OFF UNIVERSITY WAY FOR CLIMATE CHANGE GRNT NAIROBI, KENYA WORK WITH AFRICAN AGRICULTURE

PAMOJA MEDIA EAST AFRICA LIMITED N/A FOREIGN 50,000. ‐ VIEW PARK TOWERS GROUND FLOOR FOR A NETWORKING ORG E/R UTALII LANE OFF UNIVERSITY WAY PLATFORM TO BUILD GRNT NAIROBI, KENYA CAPACITY FOR KENYAN FARMERS

PAN‐MASSACHUSETTS CHALLENGE, N/A 501(C)(3) 225. TRUST MATCHING GIFT PUBL CHAR 77 4TH AVENUE NEEDHAM, MA 02494

PARKSIDE SCHOOL N/A 501(C)(3) 30,000. 48 WEST 74TH STREET NEW YORK, MATCHING GIFT PUBL CHAR NY 10023

PARTNERS FOR A BETTER EDUCATION N/A 501(C)(3) 1,500. INC MATCHING GIFT PUBL CHAR 200 N BROADWAY SLEEPY HOLLOW, NY 10591

PARTNERS FOR URBAN KNOWLEDGE, N/A PUBLIC 109,250. ACTION AND RESEARCH ‐ 272 REPLICABLE SOLUTIONS CHARITY MUNCIPAL TENEMENTS SHIVAJI NAGAR TO IMPROVE URBAN EQUIV BMC COLONY KHER WADI ROAD BANDRA HEALTH IN INDIA MUMBAI, INDIA

293 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} PARTNERS IN HEALTH N/A 501(C)(3) 5,664. PO BOX 845578 BOSTON, MA 02284 MATCHING GIFT PUBL CHAR

PARTNERS IN HEALTH A NONPROFIT N/A 501(C)(3) 296,900. CORPORATION FOR EXPANDED PUBL CHAR 888 COMMONWEALTH AVENUE 3RD TECHNOLOGY TO DELIVER FLOOR BOSTON, MA 02215 BETTER HEALTH CARE TO THE RURAL POOR

PARTNERSHIP FOR PUBLIC SERVICE N/A 501(C)(3) 140,000. INC FOR A FORUM ON PUBL CHAR 1100 NEW YORK AVENUE NW SUITE INNOVATIVE 1090 EAST WASHINGTON, DC 20005 PROBLEM‐SOLVING IN THE FEDERAL GOVERNMENT

PATH N/A 501(C)(3) 600. DONOR RELATIONS SEATTLE, WA MATCHING GIFT PUBL CHAR 98109‐1210

PATH (PROGRAM FOR APPROPRIATE N/A 501(C)(3) 800,800. TECHNOLOGY IN HEALTH) FOR A HEALTH SUPPLY PUBL CHAR 1455 NW LEARY WAY SEATTLE, WA CHAIN INFORMATION 98121 SYSTEM TO BENEFIT THE GLOBAL SOUTH

PATHFINDER INTERNATIONAL N/A 501(C)(3) 120,000. NINE GALEN STREET SUITE 217 TO DEVELOP AN MHEALTH PUBL CHAR WATERTOWN, MA 02472‐4501 SYSTEM FOR THE RURAL POOR IN VIETNAM

PATRICIA PATRIZI NONE INDIVIDUAL 35,200. 241 S 6TH STREET 1005 TO STUDY ROLE OF PHILADELPHIA, PA 19106 PHILANTHROPY IN THE RECOVERY PROCESS IN NEW ORLEANS

PENNSYLVANIA TREASURY DEPARTMENT N/A U.S. 65,000. ROOM 129 FINANCE BUILDING TO FOSTER INVESTMENT GOVERNMENT HARRISBURG, PA 17120 IN GREEN RETROFIT UNIT PROGRAMS CREATING JOBS FOR THE POOR

PENNSYLVANIA TREASURY DEPARTMENT N/A U.S. 441,800. ROOM 129 FINANCE BUILDING TO DEVELOP FINANCING GOVERNMENT HARRISBURG, PA 17120 VEHICLES FOR UNIT ENERGY‐EFFICIENCY RETROFIT PROGRAMS

294 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} PERFORMANCE ZONE INC N/A 501(C)(3) 25,000. 161 6TH AVENUE 14TH FLOOR NEW TO LAUNCH A PUBL CHAR YORK, NY 10013 PROFESSIONAL DEVELOPMENT LAB FOR ARTISTS

PERFORMANCE ZONE INC N/A 501(C)(3) 112,500. 161 6TH AVENUE 14TH FLOOR NEW BUILD SUSTAINABLE WORK PUBL CHAR YORK, NY 10013 CAPACITY AMONG NY PERF ARTISTS

PERSON TO PERSON INC N/A 501(C)(3) 750. 1864 POST ROAD DARIEN, CT MATCHING GIFT PUBL CHAR 06820‐5802

PHARMACCESS FOUNDATION N/A PUBLIC 100,000. TRINITY BUILDING C PIETERBERGWEG TO IMPROVE QUALITY AND CHARITY 17 AMSTERDAM, NETHERLANDS INCREASE ACCESS TO EQUIV HEALTH SERVICES IN GHANA

PHILANTHROPY NEW YORK INC N/A 501(C)(3) 30,000. 79 FIFTH AVENUE FOURTH FLOOR GENERAL SUPPORT PUBL CHAR NEW YORK, NY 10003‐3076

PHILANTHROPY NEW YORK INC N/A 501(C)(3) 50,000. 79 FIFTH AVENUE FOURTH FLOOR FOR AN EFFORT TO PUBL CHAR NEW YORK, NY 10003‐3076 STRENGTHEN THE SECTOR'S EFFECTIVENESS THROUGH DIVERSITY

PHILANTHROPY NEW YORK INC N/A 501(C)(3) 250,000. 79 FIFTH AVENUE FOURTH FLOOR TO INCREASE PUBL CHAR NEW YORK, NY 10003‐3076 PHILANTHROPY'S IMPACT THOUGH DIVERSITY AND INCLUSION

PHILANTHROPY NORTHWEST N/A 501(C)(3) 50,000. 2101 FOURTH AVENUE SUITE 650 TO SUPPORT GRANTMAKERS PUBL CHAR SEATTLE, WA 98121 WHO USE PROGRAM‐RELATED AND SIMILAR INVESTMENTS

PHILIPPINE INSTITUTE FOR N/A FOREIGN 150,000. DEVELOPMENT STUDIES TO STUDY PRIVATE GOV'T UNIT NEDA SA MAKATI BUILDING 106 SECTOR HEALTH AMORSOLO ST MAKATI CITY, ORGANIZATIONS IN THE PHILIPPINES

295 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} PHOENIX CHILDREN'S HOSPITAL N/A 501(C)(3) 990. FOUNDATION MATCHING GIFT PUBL CHAR 2929 EAST CAMELBACK RD SUITE 122 PHOENIX, AZ 85016

PHYSICIANS FOR REPRODUCTIVE N/A 501(C)(3) 15,000. CHOICE AND HEALTH INC MATCHING GIFT PUBL CHAR 55 WEST 39TH STREET NEW YORK, NY 10018‐3889

PIERPONT MORGAN LIBRARY N/A 501(C)(3) 521. 225 MADISON AVENUE NEW YORK, NY MATCHING GIFT PUBL CHAR 10016

PLAZA DE CULTURA Y ARTE N/A 501(C)(3) 7,500. FOUNDATION MATCHING GIFT PUBL CHAR 501 N MAIN STREET LOS ANGELES, CA 90012

POLICYLINK N/A 501(C)(3) 300,000. 1438 WEBSTER STREET SUITE 303 TO ADVANCE EQUITY IN PUBL CHAR OAKLAND, CA 94612 THE FEDERAL TRANSPORTATION POLICY DEBATE

POLYHYMNIA MUSIC FOUNDATION INC N/A 501(C)(3) 375. ST IGNATIUS OF ANTIOCH 552 WEST MATCHING GIFT PUBL CHAR END AVENUE NEW YORK, NY 10024

POLYTECHNIC INSTITUTE OF NEW N/A 501(C)(3) 37,500. YORK UNIVERSITY FOR A WEBSITE TO PUBL CHAR 6 METROTECH CENTER BROOKLYN, NY ENABLE URBAN ART AND 11201 INFRASTRUCTURE PLANNING IN NYC

POPULATION AND COMMUNITY N/A PUBLIC 50,990. DEVELOPMENT ASSOCIATION TO RAISE AWARENESS OF CHARITY 6 SUKHUMVIT 12 KLONGTOEY PHILANTHROPY AMONG EQUIV BANGKOK, THAILAND YOUNG THAI BUSINESS EXECUTIVES

PORTLAND PR LIMITED N/A FOREIGN 2,585. 1 RED LION COURT LONDON, UNITED PROVIDE COMMUNICATIONS ORG E/R KINGDOM HELP TO 4 AFRICAN GRNT NONPROFIT ORGS

PRATT INSTITUTE N/A 501(C)(3) 187,500. 200 WILLOUGHBY AVENUE BROOKLYN, TO INTEGRATE THE ARTS PUBL CHAR NY 11205 INTO ITS SUSTAINABLE NEIGHBORHOODS INITIATIVE

296 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} PRESBYTERIAN CHURCH USA ‐ N/A 501(C)(3) 4,500. PRESBYTERIAN CHURCH OF UPPER MATCHING GIFT PUBL CHAR MONTCLAIR ‐ 53 NORWOOD AVE UPPER MONTCLAIR, NJ 07043

PRESBYTERIAN CHURCH USA ‐ SOUTH N/A 501(C)(3) 10,500. GREENBURG PRESBYTERIAN CHURCH MATCHING GIFT PUBL CHAR 343 BROADWAY DOBBS FERRY, NY 10522

PRESIDENT AND DIRECTORS OF N/A 501(C)(3) 180,000. GEORGETOWN COLLEGE FOR MATCHING GIFT PUBL CHAR GEORGETOWN UNIVERSITY ‐ DEPARTMENT 0733 WASHINGTON, DC 20073‐0733

PRESIDENT AND FELLOWS OF HARVARD N/A 501(C)(3) 25,063. COLLEGE FOR A RESEARCH STUDY PUBL CHAR MASSACHUSETTS HALL CAMBRIDGE, AIMED AT IMPROVING MA 02138 HEALTH AMONG URBAN POPULATIONS

PRESIDENT AND FELLOWS OF HARVARD N/A 501(C)(3) 200,000. COLLEGE FOR AN IMPACT STUDY OF PUBL CHAR MASSACHUSETTS HALL CAMBRIDGE, BRANDING IN THE MA 02138 PHILANTHROPIC SECTOR

PRESIDENT AND FELLOWS OF HARVARD N/A 501(C)(3) 250,000. COLLEGE FOR A FEASIBILITY PUBL CHAR MASSACHUSETTS HALL CAMBRIDGE, STUDY OF IMPLEMENTING MA 02138 GLOBAL HEALTH FINDINGS

PRESIDENT AND FELLOWS OF HARVARD N/A 501(C)(3) 684,500. COLLEGE TO ENCOURAGE LOCAL PUBL CHAR MASSACHUSETTS HALL CAMBRIDGE, GOVERNMENTS TO SHARE MA 02138 INSIGHTS ON URBAN ECONOMIC POLICY

PRESIDENT AND FELLOWS OF N/A 501(C)(3) 1,500. MIDDLEBURY ‐ MIDDLEBURY COLLEGE MATCHING GIFT PUBL CHAR GIFT ADMINSTRATION MIDDLEBURY, VT 05753

PRINCETON DAY SCHOOL N/A 501(C)(3) 75. 650 THE GREAT ROAD PRINCETON, MATCHING GIFT PUBL CHAR NJ 08540

PRINCETON PROJECT 55 INC N/A 501(C)(3) 1,500. 12 STOCKTON STREET PRINCETON, MATCHING GIFT PUBL CHAR NJ 08540

297 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} PRINCETON UNIVERSITY N/A 501(C)(3) 300. 330 ALEXANDER STREET 4TH FLOOR P MATCHING GIFT PUBL CHAR O BOX5357 PRINCETON, NJ 08543‐5357

PROGRAM FOR APPROPRIATE N/A 501(C)(3) 750,000. TECHNOLOGY IN HEALTH TO STRENGTHEN HEALTH PUBL CHAR 2201 WESTLAKE AVE SUITE 200 SYSTEMS IN THE GLOBAL SEATTLE, WA 98121 SOUTH THROUGH IMPROVED ACCESS

PROGRESSIVE AMERICA FUND N/A 501(C)(3) 325,000. 1133 BROADWAY SUITE 332 NEW FOR A MODEL GREEN PUBL CHAR YORK, NY 10010 INFRASTRUCTURE INVESTMENT PROGRAM IN NEW YORK

PROJECT ENTERPRISE N/A 501(C)(3) 50,000. 144 W 125TH STREET 4TH FLOOR TO PILOT A BUSINESS PUBL CHAR NEW YORK, NY 10027 TRAINING AND PEER LENDING PROGRAM FOR ARTISTS IN NYC

PROJECT EYE TO EYE INC N/A 501(C)(3) 150. 250 WEST 93RD STREET 17B NEW MATCHING GIFT PUBL CHAR YORK, NY 10025

PROJECT HOPE ‐ THE PEOPLE TO N/A 501(C)(3) 100,000. PEOPLE HEALTH FOUNDATION INC TO STUDY E‐HEALTH IN PUBL CHAR 255 CARTER HALL LANE MILLWOOD, IMPROVING HEALTH VA 22646 OUTCOMES IN THE DEVELOPING WORLD

PROYECTO PASTORAL AKA JESUIT N/A 501(C)(3) 1,500. HISPANO MINISTRY MATCHING GIFT PUBL CHAR 135 N MISSION ROAD LOS ANGELES, CA 90033

PTA NEW YORK CONGRESS N/A 501(C)(3) 750. 239 WATCH HILL RD CORTLANDT MATCHING GIFT PUBL CHAR MANOR, NY 10567

PUBLIC AGENDA FOUNDATION INC N/A 501(C)(3) 90,000. 6 EAST 39TH STREET NEW YORK, NY MATCHING GIFT PUBL CHAR 10016‐0112

298 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} PUBLIC ALLIES INC N/A 501(C)(3) 109,552. 611 N BROADWAY 415 SUITE 200 ENCOURAGE INNOVATION PUBL CHAR MILWAUKEE, WI 53202 IN CIVIC ENGAGEMENT BY PEOPLE/ORGS

PUBLIC HEALTH FOUNDATION OF N/A PUBLIC 354,450. INDIA ‐ INSTITUTE FOR STUDIES IN FOR A NEW SECRETARIAT CHARITY INDUSTRIAL DEVELOPMENT 4 TO DEVELOP A UNIVERSAL EQUIV INSTITUTIONAL AREA NEW DELHI, HEALTHCARE FRAMEWORK INDIA

PUBLIC INTEREST RESEARCH GROUP N/A 501(C)(3) 275,000. EDUCATION FUND INC TOWARD THE COSTS OF PUBL CHAR 218 D STREET SE 1ST FLOOR ITS NEW TRANSPORTATION WASHINGTON, DC 20003 FUTURE CAMPAIGN

PUBLIC/PRIVATE VENTURES N/A 501(C)(3) 250,000. 2000 MARKET STREET SUITE 550 FOR A STUDY TO IMPROVE PUBL CHAR PHILADELPHIA, PA 19103 EMPLOYMENT OUTCOMES FOR YOUNG ADULTS

QUEENS COUNCIL ON THE ARTS INC N/A 501(C)(3) 25,000. ONE FOREST PARK OAK RIDGE FOR AN INTERACTIVE PUBL CHAR WOODHAVEN, NY 11421 CELL PHONE ART AND CULTURAL TOUR OF QUEENS

QUEENS LIBRARY FOUNDATION INC N/A 501(C)(3) 450. 8911 MERRICK BOULEVARD JAMAICA, MATCHING GIFT PUBL CHAR NY 11432

QUEENS MUSEUM OF ART ‐ NEW YORK N/A 501(C)(3) 150,000. CITY BUILDING FLUSHING MEADOWS TO DEVELOP A SOCIAL PUBL CHAR CORONA PARK QUEENS, NY PRACTICE MASTERS OF 11368‐3398 FINE ARTS PROGRAM AND RESIDENCIES

RAINFOREST ALLIANCE INC N/A 501(C)(3) 75,000. 665 BROADWAY SUITE 500 NEW TO ENHANCE SUSTAINABLE PUBL CHAR YORK, NY 10012 AGRICULTURE STANDARDS IN DEVELOPING COUNTRIES

RAKS THAI FOUNDATION N/A PUBLIC 5,000. 400 22 PHAHOLYOTHIN ROAD UNRESTRICTED DONATION CHARITY BANGKOK, THAILAND EQUIV

299 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} RAND CORPORATION N/A 501(C)(3) 80,000. 1776 MAIN STREET SANTA MONICA, TO STUDY POVERTY AND PUBL CHAR CA 90407 HUMAN DEVELOPMENT ISSUES IN THE U.S.

RAND CORPORATION N/A 501(C)(3) 265,235. 1776 MAIN STREET SANTA MONICA, FOR THE MEKONG BASIN PUBL CHAR CA 90407 DISEASE SURVEILLANCE NETWORK'S BATTLE WITH DISEASE

RANDALL'S ISLAND SPORTS N/A 501(C)(3) 131,250. FOUNDATION FOR AN ENVIRONMENTAL PUBL CHAR 24 WEST 61ST STREET 4TH FLOOR ART INSTALLATION AND NEW YORK, NY 10023 MUSICAL EVENT

RANDALLS ISLAND SPORTS N/A 501(C)(3) 1,500. FOUNDATION INC MATCHING GIFT PUBL CHAR 24 WEST 61ST STREET NEW YORK, NY 10023

RANDALLS ISLAND SPORTS N/A 501(C)(3) 1,500. FOUNDATION INC ‐ PRESIDENT AND MATCHING GIFT PUBL CHAR CEO 1776 MAIN ST PO BOX 2138 SANTA MONICA, CA 90407‐2138

RECONNECTING AMERICA INC N/A 501(C)(3) 50,000. 436 14TH STREET SUITE 1005 STUDY IMPLEMENTATION PUBL CHAR OAKLAND, CA 94612 OF SUCCESSFUL TRANSIT‐ORIENTED DEV

RECONNECTING AMERICA INC N/A 501(C)(3) 50,000. 436 14TH STREET SUITE 1005 TO IDENTIFY WHERE PUBL CHAR OAKLAND, CA 94612 PHILANTHROPY MIGHT BEST SUPPORT TRANSIT PROJECTS

RECONNECTING AMERICA INC N/A 501(C)(3) 275,000. 436 14TH STREET SUITE 1005 TO STRATEGIZE ON PUBL CHAR OAKLAND, CA 94612 NATIONAL TRANSPORTATION REFORM

RECTOR AND VISITORS OF THE N/A 501(C)(3) 35,000. UNIVERSITY OF VIRGINIA FOR A LIVE DISCUSSION PUBL CHAR P O BOX 400224 CHARLOTTESVILLE, ON TRANSPORTATION VA 22904 INFRASTRUCTURE

REDEEMER PRESBYTERIAN CHURCH OF N/A 501(C)(3) 23,037. NEW YORK MATCHING GIFT PUBL CHAR 1359 BROADWAY NEW YORK, NY 10018

300 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} REGENTS OF THE UNIVERSITY OF N/A 501(C)(3) 200,000. CALIFORNIA AT BERKELEY TO ENSURE THAT PUBL CHAR 171 UNIVERSITY HALL BERKELEY, INFRASTRUCTURE CA 94720‐1104 DEVELOPMENT PROGRAMS IN KENYA ARE SCALABLE

REGENTS OF THE UNIVERSITY OF N/A 501(C)(3) 265,870. MINNESOTA ‐ 450 MCNAMARA ALUMNI TO ASSESS THE GLOBAL PUBL CHAR CENTER 200 OAK STREET SOUTHEAST ONE HEALTH MOVEMENT MINNEAPOLIS, MN 55455‐2070

REGIONAL PLAN ASSOCIATION INC N/A 501(C)(3) 300,000. 4 IRVING PLACE SUITE 711 S NEW TO SUPPORT A NATIONAL PUBL CHAR YORK, NY 10003 HIGH‐SPEED RAIL SYSTEM

REGIONAL PLAN ASSOCIATION INC N/A 501(C)(3) 350,000. 4 IRVING PLACE SUITE 711 S NEW TO HIGHLIGHT U.S. PUBL CHAR YORK, NY 10003 CITIES' INFRASTRUCTURE PROBLEMS AND PROMOTE GOOD POLICIES

REGIONAL UNIVERSITIES FORUM FOR N/A PUBLIC 320,000. CAPACITY BUILDING IN AGRICULTURE TO STRENGTHEN THE CHARITY LTD ‐ PLOT 151 GARDEN HILL RESILIENCE OF AFRICAN EQUIV MAKERERE UNIVERSITY MAIN CAMPUS AGRICULTURE TO CLIMATE KAMPALA, UGANDA CHANGE

REGIONAL UNIVERSITIES FORUM FOR N/A PUBLIC 48,000. CAPACITY BUILDING IN AGRICULTURE TO INCREASE RESILIENCE CHARITY LTD ‐ PLOT 151 GARDEN HILL OF AFRICAN AGRICULTURE EQUIV MAKERERE UNIVERSITY MAIN CAMPUS TO CLIMATE CHANGE KAMPALA, UGANDA

REGIONAL UNIVERSITIES FORUM FOR N/A PUBLIC 99,000. CAPACITY BUILDING IN AGRICULTURE TO BUILD CAPACITY FOR CHARITY LTD ‐ PLOT 151 GARDEN HILL AGRICULTURAL TRAINING EQUIV MAKERERE UNIVERSITY MAIN CAMPUS BY AFRICAN KAMPALA, UGANDA INSTITUTIONS

REGISTERED TRUSTEES OF THE N/A PUBLIC 175,000. FINANCIAL SECTOR DEEPENING TRUST TO ENCOURAGE INCREASED CHARITY SASATEL HOUSE PLOT 251 TOURE INVESTMENT IN EQUIV DRIVE OYSTERBAY DAR ES SALAAM, AGRICULTURE IN TANZANIA

RESCUE INK N/A 501(C)(3) 120. PO BOX 465 LONG BEACH, NY 11561 MATCHING GIFT PUBL CHAR

301 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} RESEARCH FOUNDATION OF STATE N/A 501(C)(3) 25,000. UNIVERSITY OF NEW YORK TO DEVELOP A FOUR‐YEAR PUBL CHAR 1400 WASHINGTON AVENUE UNH 209E FISCAL PLAN FOR NEW ALBANY, NY 12222 YORK STATE

RESEARCH FOUNDATION OF STATE N/A 501(C)(3) 969,375. UNIVERSITY OF NEW YORK TO IMPROVE THE PUBL CHAR 1400 WASHINGTON AVENUE UNH 209E EFFICIENCY AND ALBANY, NY 12222 EFFECTIVENESS OF STATE GOVERNMENT OPERATIONS

RESEARCH FOUNDATION OF THE CITY N/A 501(C)(3) 75,000. UNIVERSITY OF NEW YORK FOR AN ONLINE PUBL CHAR 230 WEST 41ST STREET NEW YORK, CROWDSOURCING TOOL TO NY 10036 ENABLE DISCUSSIONS ABOUT CLIMATE CHANGE

RESONATE INC N/A 501(C)(3) 15,000. 251 RHODE ISLAND STREET SAN MATCHING GIFT PUBL CHAR FRANCISCO, CA 94103

RESOURCE ALLIANCE LIMITED ‐ 5TH N/A PUBLIC 100,000. FLOOR DEVELOPMENT HOUSE 56 64 TO PROMOTE THE CIVIL CHARITY LEONARD STREET LONDON, UNITED SOCIETY SECTOR IN EQUIV KINGDOM INDIA

RESOURCE INNOVATION GROUP INC N/A 501(C)(3) 70,000. P O BOX 51182 EUGENE, OR 97405 TO ADVANCE CLIMATE PUBL CHAR CHANGE POLICY AND PRACTICE IN THE U.S.

RESOURCES LEGACY FUND N/A 501(C)(3) 550,000. 555 CAPITOL MALL SUITE 675 TO BUILD SUPPORT FOR PUBL CHAR SACRAMENTO, CA 95814 PUBLIC TRANSPORTATION FUNDING IN CALIFORNIA

RESPIRATORY HEALTH ASSOCIATION N/A 501(C)(3) 225. OF METROPOLITAN CHICAGO MATCHING GIFT PUBL CHAR 1440 W WASHINGTON BLVD CHICAGO, IL 60607‐1821

RESULTS FOR DEVELOPMENT N/A 501(C)(3) 1,000,000. INSTITUTE INC TO IMPROVE HEALTH PUBL CHAR 1875 CONNECTICUT AVENUE NW SUITE OUTCOMES IN DEVELOPING 1210 WASHINGTON, DC 20009 COUNTRIES

RESULTS FOR DEVELOPMENT N/A 501(C)(3) 2,500,000. INSTITUTE INC TO BUILD A DEEPER PUBL CHAR 1875 CONNECTICUT AVENUE NW SUITE UNDERSTANDING OF 1210 WASHINGTON, DC 20009 UNIVERSAL HEALTH COVERAGE

302 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} RINGSIDE INC N/A 501(C)(3) 25,000. 51 NORTH 1ST ST BROOKLYN, NY TO INTEGRATE OTHER PUBL CHAR 11211 DISCIPLINES WITH DANCE TO FORGE NEW CREATIVE COMMUNITIES

ROBERT HAMMOND NONE INDIVIDUAL 40,000. 529 W 20TH STREET 8W NEW YORK, CASH PRIZE TO NY 10011 RECIPIENTS OF THE JANE JACOBS MEDAL

ROCKEFELLER ARCHIVE CENTER N/A 501C 3 PVT 293,600. 15 DAYTON AVENUE SLEEPY HOLLOW, FOR AN ONLINE OP FDN ER NY 10591 MULTIMEDIA HISTORY OF THE FOUNDATION FOR EDUCATORS

ROCKEFELLER PHILANTHROPY N/A 501(C)(3) 156,091. ADVISORS INC IN KIND OFFICE SPACE PUBL CHAR 6 WEST 48TH STREET 10TH FL NEW FOR GLOBAL IMPACT YORK, NY 10036 INVESTING NETWORK

ROCKHOPPER PRODUCTIONS LIMITED N/A FOREIGN 298,775. THE PALL MALL DEPOSIT BARLBY TO CREATE A ORG E/R ROAD LONDON, UNITED KINGDOM DOCUMENTARY SERIES ON GRNT CLIMATE CHANGE RESILIENCE

ROMAN CATHOLIC ARCHBISHOP OF LOS N/A 501(C)(3) 1,500. ANGELES MATCHING GIFT PUBL CHAR 3424 WILSHIRE BOULEVARD LOS ANGELES, CA 90010‐2263

ROOT CAPITAL INC N/A 501(C)(3) 500,000. 675 MASSACHUSETTS AVENUE 8TH TO MOVE TO A MORE PUBL CHAR FLOOR CAMBRIDGE, MA 02139 EFFECTIVE FUNDING MODEL IN AFRICA AND LATIN AMERICA

ROOT CAPITAL INC N/A 501(C)(3) 750. 955 MASSCHUSETTS AVENUE MATCHING GIFT PUBL CHAR CAMBRIDGE, MA 02139

ROYAL MELBOURNE INSTITUTE OF N/A PUBLIC 175,000. TECHNOLOGY FOR AN INTERNATIONAL CHARITY 124 LATROBE STREET MELBOURNE, WEB 2.0 EVALUATION EQUIV AUSTRALIA RESOURCE FOR GRANTEES

303 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} RUTGERS UNIVERSITY N/A 501(C)(3) 124,334. 83 SOMERSET STREET NEW TO ASSESS INVESTMENT PUBL CHAR BRUNSWICK, NJ 08901 IN DROUGHT TOLERANT RICE RESEARCH AND TECHNOLOGY

RYAN HOUSE N/A 501(C)(3) 4,380. PO BOX 16234 PHOENIX, AZ 85016 MATCHING GIFT PUBL CHAR

SA NODE OF THE MILLENNIUM N/A FOREIGN 75,000. PROJECT TO CONDUCT TREND ORG E/R PO BOX 1666 GALLO MANOR 2052 MONITORING ON ISSUES GRNT JOHANNESBURG, SOUTH AFRICA OF POVERTY AND HUMAN DEVELOPMENT

SA NODE OF THE MILLENNIUM N/A FOREIGN 75,450. PROJECT FOR AN ONLINE RESOURCE ORG E/R PO BOX 1666 GALLO MANOR 2052 FOR IDENTIFYING TRENDS GRNT JOHANNESBURG, SOUTH AFRICA IN POVERTY

SAHIA ASSOCIATION N/A PUBLIC 120,000. PO BOX 4023 KWA ZULU NATAL, FOR A HEALTH CHARITY SOUTH AFRICA INFORMATICS CONFERENCE EQUIV IN SOUTH AFRICA

SAILORS FOR THE SEA N/A 501(C)(3) 90,000. 56 COMMERCIAL WHARF EAST MATCHING GIFT PUBL CHAR BOSTON, MA 02110

SAINT AUGUSTINE CHURCH ‐ SAINT N/A 501(C)(3) 30,000. AUGUSTINE CATHOLIC SCHOOL MATCHING GIFT PUBL CHAR 1419 V ST NW WASHINGTON, DC 20009

SAINT LUKES EPISCOPAL PARISH N/A 501(C)(3) 3,600. 1864 POST ROAD DARIEN, CT 06820 MATCHING GIFT PUBL CHAR

SALISBURY VOLUNTEER AMBULANCE N/A 501(C)(3) 150. SERVICE INC MATCHING GIFT PUBL CHAR P O BOX 582 SALISBURY, CT 06068

SAMASOURCE INC N/A 501(C)(3) 17,900. 972 MISSION STREET 5TH FLOOR FOR JOB OPPORTUNITIES PUBL CHAR SAN FRANCISCO, CA 94103 FOR KENYAN REFUGEES

304 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} SAMASOURCE INC N/A 501(C)(3) 400,000. 972 MISSION STREET 5TH FLOOR TO OUTSOURCE DIGITAL PUBL CHAR SAN FRANCISCO, CA 94103 WORK TO SMALLER OUTFITS AND POOR PEOPLE IN AFRICA

SANTA FE INSTITUTE N/A 501(C)(3) 231,400. 1399 HYDE PARK ROAD SANTA FE, FOR A STUDY AND PUBL CHAR NM 87501 MEETING ON URBAN THEORY

SASHA BRUCE YOUTHWORK INC N/A 501(C)(3) 1,500. 741 8TH STREET SE WASHINGTON, MATCHING GIFT PUBL CHAR DC 20003

SAVE THE CHILDREN FEDERATION INC N/A 501(C)(3) 150. 54 WILTON RD WESTPORT, CT MATCHING GIFT PUBL CHAR 06880‐3108

SCOVILLE MEMORIAL LIBRARY N/A 501(C)(3) 150. ASSOCIATION INC MATCHING GIFT PUBL CHAR 38 MAIN STREET SALISBURY, CT 06068‐1805

SECOND NATURE INC N/A 501(C)(3) 50,000. 18 TREMONT STREET STE 308 TO ENGAGE UNIVERSITY PUBL CHAR BOSTON, MA 02108 PRESIDENTS IN A TRANSPORTATION POLICY ADVOCACY EFFORT

SECURING AMERICA'S FUTURE ENERGY N/A 501(C)(3) 200,000. FOUNDATION TO EDUCATE U.S. PUBLIC PUBL CHAR 1111 19TH STREET NW SUITE 406 ABOUT TRANSPORTATION WASHINGTON, DC 20036 POLICY AND ENERGY SECURITY

SEVENTH REGIMENT ARMORY N/A 501(C)(3) 131,250. CONSERVANCY INC FOR DANCE PUBL CHAR 643 PARK AVENUE NEW YORK, NY PRESENTATIONS AT A 10065 PERMANENT DANCE SPACE IN NEW YORK CITY

SHACK DWELLERS INTERNATIONAL ‐ N/A PUBLIC 3,000,000. 1ST FLOOR CAMPGROUND CENTRE TO DEVELOP MORE CHARITY CORNER OF SURRY AND RAAPENBERG INCLUSIVE URBAN EQUIV ROADS CAPE TOWN, SOUTH AFRICA SHELTER STRATEGIES IN THE DEVELOPING WORLD

305 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} SHARED INTEREST INC N/A 501(C)(3) 120,000. 121 WEST 27TH STREET SUITE 805 TO ENCOURAGE BANK PUBL CHAR NEW YORK, NY 10001 LENDING TO BUSINESSES IN POOR COMMUNITIES IN SOUTH AFRICA

SMALL ENTERPRISE EDUCATION AND N/A 501(C)(3) 75,000. PROMOTION NETWORK TO ENCOURAGE PUBL CHAR 1875 CONNECTICUT AVENUE NW SUITE MICROFINANCE PEER 414 WASHINGTON, DC 20009 LEARNING FOR BETTER OUTCOMES FOR THE POOR

SMART GROWTH AMERICA N/A 501(C)(3) 175,000. 1707 L STREET NW SUITE 1050 RAISE PUBLIC PUBL CHAR WASHINGTON, DC 20036 TRANSPORTATION FUNDS AND PURSUE NEW POLICIES

SMART GROWTH AMERICA N/A 501(C)(3) 250,000. 1707 L STREET NW SUITE 1050 TO IMPROVE THE LIVES PUBL CHAR WASHINGTON, DC 20036 OF POOR PEOPLE VIA TRANSPORTATION POLICY

SMART GROWTH AMERICA N/A 501(C)(3) 392,500. 1707 L STREET NW SUITE 1050 TO IDENTIFY NEW POLICY PUBL CHAR WASHINGTON, DC 20036 PROPOSALS TO REDUCE URBAN SPRAWL

SMART GROWTH AMERICA N/A 501(C)(3) 1,800,000. 1707 L STREET NW SUITE 1050 TO IMPROVE THE LIVES PUBL CHAR WASHINGTON, DC 20036 OF POOR PEOPLE THOUGH BETTER TRANSPORTATION POLICIES

SMILE TRAIN INC N/A 501(C)(3) 1,125. 41 MADISON AVE NEW YORK, NY MATCHING GIFT PUBL CHAR 10010

SMITHSONIAN INSTITUTION N/A 501(C)(3) 60,000. 1000 JEFFERSON DRIVE SW ROOM 205 FOR AN EXHIBITION OF PUBL CHAR MRC 016 WASHINGTON, DC 20560 DESIGN SOLUTIONS TO CHALLENGES FACED BY THE POOR

SOCIAL INVESTMENT FORUM N/A 501(C)(3) 50,000. FOUNDATION INC FOR A REPORT ON PUBL CHAR 910 17TH STREET NW SUITE 1000 SOCIALLY RESPONSIBLE WASHINGTON, DC 20006 INVESTING TRENDS IN THE U.S.

306 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} SOCIAL SCIENCE RESEARCH COUNCIL N/A 501(C)(3) 100,000. ONE PIERREPONT PLAZA 15TH FLOOR FOR PUBLICATIONS PUBL CHAR BROOKLYN, NY 11201 ADVISING BEST PRACTICES IN FINANCING INFRASTRUCTURE

SOCIAL STOCK EXCHANGE LIMITED N/A FOREIGN 22,135. 38 SANTLEY HOUSE FRAZIER STREET TO TEST THE POTENTIAL ORG E/R LONDON, UNITED KINGDOM OF A UK‐BASED STOCK GRNT EXCHANGE FOR SOCIAL ENTERPRISES

SOCIETY FOR INTERNATIONAL N/A 501(C)(3) 75,000. DEVELOPMENT TO STUDY POVERTY AND PUBL CHAR 207 VIA PANISPERNA ROME, ITALY HUMAN DEVELOPMENT ISSUES IN SUB‐SAHARAN AFRICA

SOCIETY FOR PARTICIPATORY N/A FOREIGN 147,400. RESEARCH IN ASIA TO MAKE POSITIVE ORG E/R 42 TUGHLAKABAD INSTITUTIONAL CHANGE IN THE LIVES OF GRNT AREA NEW DELHI, INDIA POOR PEOPLE

SOCIETY FOR PROMOTION OF AREA N/A PUBLIC 198,300. RESOURCE CENTERS TO DEVELOP STRATEGIES CHARITY 2ND FL MARATHI MUNICIPAL SCHOOL TO RESOLVE URBAN EQUIV BLDG 1 LN KHETWADI NEAR ALANKAR INFRASTRUCTURE ISSUES

SOCIETY OF THE THIRD STREET N/A 501(C)(3) 300. MUSIC SCHOOL SETTLEMENT INC MATCHING GIFT PUBL CHAR 235 EAST 11TH STREET NEW YORK, NY 10003‐7305

SOKOINE UNIVERSITY OF N/A PUBLIC 199,500. AGRICULTURE TO MAP HEALTH SYSTEM CHARITY P O BOX 3000 CHUO KIKUU RESOURCES IN THEIR EQUIV MOROGORO, TANZANIA RESPONSE TO PANDEMIC INFLUENZA

SOKOINE UNIVERSITY OF N/A PUBLIC 200,000. AGRICULTURE TO BUILD CLIMATE CHARITY P O BOX 3000 CHUO KIKUU CHANGE CAPACITY IN THE EQUIV MOROGORO, TANZANIA AGRICULTURAL SECTOR IN TANZANIA

SOKOINE UNIVERSITY OF N/A PUBLIC 280,060. AGRICULTURE TO ASSESS THE IMPACT CHARITY P O BOX 3000 CHUO KIKUU OF MOBILE TECHNOLOGIES EQUIV MOROGORO, TANZANIA ON HEALTH SURVEILLANCE

307 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} SOLOMON R GUGGENHEIM FOUNDATION N/A 501(C)(3) 150,000. 1071 FIFTH AVENUE NEW YORK, NY FOR SIX "STILLNESS" PUBL CHAR 10128 WALKING TOURS IN NEW YORK'S FIVE BOROUGHS

SOS BEAGLE RESCUE INC N/A 501(C)(3) 450. 84 JUDITH LANE ATCO, NJ 08004 MATCHING GIFT PUBL CHAR

SOUTHEAST ASIAN MINISTERS OF N/A FOREIGN 10,823. EDUCATION ORGANIZATION TO STRENGTHEN REGIONAL ORG E/R TROPMED CENTRAL OFFICE 420 6 DISEASE PREVENTION IN GRNT RAJVITHI ROAD BANGKOK, THAILAND THE GREATER MEKONG SUB REGION

SOUTHEAST ASIAN MINISTERS OF N/A FOREIGN 54,002. EDUCATION ORGANIZATION FOR AN EVALUATION OF ORG E/R TROPMED CENTRAL OFFICE 420 6 RF'S DISEASE GRNT RAJVITHI ROAD BANGKOK, THAILAND SURVEILLANCE NETWORKS INITIATIVE WORK

SOUTHERN ENVIRONMENTAL LAW N/A 501(C)(3) 100,000. CENTER TO ADVANCE SUSTAINABLE PUBL CHAR 201 WEST MAIN STREET SUITE 14 TRANSPORTATION AND CHARLOTTESVILLE, VA 22902 LAND USE POLICIES IN THE U.S.

SOUTHERN ENVIRONMENTAL LAW N/A 501(C)(3) 125,000. CENTER TO ADVANCE SUSTAINABLE PUBL CHAR 201 WEST MAIN STREET SUITE 14 TRANSPORTATION AND CHARLOTTESVILLE, VA 22902 LAND USE POLICIES

SOUTHERN POVERTY LAW CENTER INC N/A 501(C)(3) 75. 400 WASHINGTON AVENUE MATCHING GIFT PUBL CHAR MONTGOMERY, AL 36104

SPECIAL OLYMPICS CONNECTICUT INC N/A 501(C)(3) 225. 2666 STATE STREET HAMDEN, CT MATCHING GIFT PUBL CHAR 06517‐2232

SPECIAL OLYMPICS NEW JERSEY INC N/A 501(C)(3) 150. 3 PRINCESS ROAD LAWRENCEVILLE, MATCHING GIFT PUBL CHAR NJ 08648

STANFORD UNIVERSITY BOARD OF N/A 501(C)(3) 4,050. TRUSTEES OF THE LELAND STANFORD MATCHING GIFT PUBL CHAR JR UNIVERSITY ‐ 326 GALVEZ STREET STANDFORD, CA 94305

308 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} STATUE OF LIBERTY ELLIS ISLAND N/A 501(C)(3) 2,250. FOUNDATION INC MATCHING GIFT PUBL CHAR 17 BATTERY PLACE NEW YORK, NY 10004

STRATEGIC FORESIGHT GROUP N/A FOREIGN 25,000. C 306 MONTANA LOKHANDWALA FOR TREND MONITORING ORG E/R COMPLEX MUMBAI, INDIA AND HORIZON SCANNING GRNT ON POVERTY AND HUMAN DEVELOPMENT

STRATEGIC FORESIGHT GROUP N/A FOREIGN 150,000. C 306 MONTANA LOKHANDWALA TO IDENTIFY TRENDS IN ORG E/R COMPLEX MUMBAI, INDIA POVERTY IN EAST ASIAN GRNT AND MIDDLE EASTERN COUNTRIES

STRATEGIES FOR THE GLOBAL N/A 501(C)(3) 55,000. ENVIRONMENT TO SUPPORT CLIMATE PUBL CHAR 2010 WILSON BOULEVARD SUITE 550 CHANGE RESILIENCE ARLINGTON, VA 22201 MEASURES IN THE U.S.

STRATHMORE UNIVERSITY N/A PUBLIC 10,400. MADARAKA ESTATE OLE SANGALE ROAD FOR A CAPACITY CHARITY NAIROBI, KENYA ASSESSMENT OF CIVIL EQUIV SOCIETY ORGANIZATIONS NAIROBI, KENYA

STUDIO MUSEUM IN HARLEM INC N/A 501(C)(3) 750. 144 WEST 125TH STREET NEW YORK, MATCHING GIFT PUBL CHAR NY 10027

SUSAN G KOMEN BREAST CANCER N/A 501(C)(3) 150. FOUNDATION MATCHING GIFT PUBL CHAR 5005 LBJ FWY DALLAS, TX 75244

SUSAN G KOMEN BREAST CANCER N/A 501(C)(3) 75. FOUNDATION MATCHING GIFT PUBL CHAR 1106 BURKE STREET WINSTON SALEM, NC 27101

SWEET JANE PRODUCTIONS INC N/A 501(C)(3) 50,000. 37 GRANT AVENUE 3 BROOKLYN, NY FOR AN INTERACTIVE PUBL CHAR 11205 DRAMA EXPLORING THEATER AS IMMERSIVE AND EDUCATIONAL

309 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} SWISS TROPICAL AND PUBLIC HEALTH N/A PUBLIC 182,025. INSTITUTE FOR AN EVALUATION OF CHARITY SOCINSTRASSE 57 P O BOX BASEL, THE FOUNDATION'S EQUIV SWITZERLAND DISEASE SURVEILLANCE INITIATIVE

SYRACUSE UNIVERSITY N/A 501(C)(3) 100,000. CROUSE HINDS HALL SUITE 600 FOR A BOOK SERIES ON PUBL CHAR SYRACUSE, NY 13244 PLANNING AND ARCHITECTURE IN ECONOMIC REDEVELOPMENT

TARU LEADING EDGE PRIVATE N/A FOREIGN 100,000. LIMITED TO DEVELOP A RANGE OF ORG E/R 424 QUTUB PLAZA DLF CITY PHASE I URBAN WATER MANAGEMENT GRNT HARYANA, INDIA MODELS IN INDORE CITY, INDIA

TARU LEADING EDGE PRIVATE N/A FOREIGN 250,000. LIMITED FOR AN EARLY WARNING ORG E/R 424 QUTUB PLAZA DLF CITY PHASE I SYSTEM MODEL FOR GRNT HARYANA, INDIA RESERVOIR RELEASES IN SURAT, INDIA

TARU LEADING EDGE PRIVATE N/A FOREIGN 300,000. LIMITED TO BUILD CLIMATE ORG E/R 424 QUTUB PLAZA DLF CITY PHASE I CHANGE RESILIENCE GRNT HARYANA, INDIA CAPACITY IN THREE INDIAN CITIES

TEATRO CIRCULO LTD N/A 501(C)(3) 25,000. 65 EAST 4TH STREET 11 NEW YORK, TO ATTRACT NEW LATINO PUBL CHAR NY 10003 AUDIENCES TO ARTS EVENTS

TECTONIC THEATER PROJECT N/A 501(C)(3) 375. 204 WEST 84TH STREET NEW YORK, MATCHING GIFT PUBL CHAR NY 10024

THAILAND ENVIRONMENT FOUNDATION N/A PUBLIC 195,000. 16 151 MUANGTHONG THANI BOND TO BUILD CLIMATE CHARITY STREET BANGPOOD NONTHABURI, CHANGE RESILIENCE IN EQUIV THAILAND CHIANG RAI AND HAT YAI, THAILAND

THAI BREASTFEEDING CENTER N/A FOREIGN 25,000. FOUNDATION ‐ QUEEN SIRIKIT NATL TO DISSEMINATE THE ORG E/R INST OF CHILD HEALTH 11 FL 420 8 "THAI BREASTFEEDING GRNT RATCHAVITHI RD BANGKOK, ATLAS" IN THAILAND THAILAND

310 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} THAI FUND FOUNDATION N/A FOREIGN 35,240. 2044 23 NEW PETCHBURI ROAD TO BUILD CAPACITY AND ORG E/R HUAYKWANG BANGKOK, THAILAND SUSTAINABILITY OF GRNT NON‐PROFITS IN THAILAND

THE AFRICAN HEALTH ECONOMICS AND N/A FOREIGN 55,000. POLICY ASSOCIATION LIMITED FOR A STUDY TO IMPROVE ORG E/R 73 KIMBERLEY ROAD CROYDON HEALTH OUTCOMES IN GRNT SURREY, UNITED KINGDOM AFRICAN COUNTRIES

THE AMERICAN LAW INSTITUTE N/A 501(C)(3) 375. 4025 CHESTNUT STREET MATCHING GIFT PUBL CHAR PHILADELPHIA, PA 19104

THE ASIA SOCIETY N/A 501(C)(3) 100,000. 725 PARK AVENUE NEW YORK, NY FOR A PERFORMANCE PUBL CHAR 10021‐5088 SERIES ABOUT INDIAN SOCIAL CHANGE AND CULTURE

THE BOARD OF VISITORS N/A 501(C)(3) 900. 1801 E CACTUS WREN SUITE C MATCHING GIFT PUBL CHAR PHOENIX, AZ 85020

THE CENTER FOR EFFECTIVE N/A 501(C)(3) 59,400. PHILANTHROPY INC FOR A REPORT ON THE PUBL CHAR 675 MASSACHUSETTS AVENUE 7TH PERCEPTIONS OF FLOOR CAMBRIDGE, MA 02139 GRANTEES OF THE ROCKEFELLER FOUNDATION

THE COLLEGE OF WILLIAM AND MARY N/A 501(C)(3) 18,151. FOUNDATION MATCHING GIFT PUBL CHAR PO BOX 1693 WILLIAMSBURG, VA 23187

THE COMMUNITY BUILDERS INC N/A 501(C)(3) 50,000. 95 BERKELEY STREET SUITE 500 FOR FINANCIAL MGMT AND PUBL CHAR BOSTON, MA 02116 ADVICE FOR LOW/MOD INCOME PEOPLE

THE COMPUMENTOR PROJECT N/A 501(C)(3) 100,000. 435 BRANNAN STREET SUITE 100 TO STREAMLINE FUNDING PUBL CHAR SAN FRANCISCO, CA 94107 OF NON‐U.S. ORGANIZATIONS BY U.S. FOUNDATIONS

311 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} THE CONCEPT FOUNDATION ‐ 111 N/A 501(C)(3) 110,000. PAHOLYOTHIN RD TH SCIENCE PARK TO ADDRESS ISSUES OF PUBL CHAR KLONG 1 KLONG LUAN PATHUMTHANI, THE POOR'S ACCESS THAILAND HEALTH TECHNOLOGY

THE ENERGY AND RESOURCES N/A FOREIGN 100,000. INSTITUTE FOR AN INTERNATIONAL ORG E/R DARBARI SETH BLOCK IHC COMPLEX SUMMIT ON CLIMATE GRNT LODHI ROAD NEW DELHI, INDIA CHANGE MITIGATION

THE FATHERS HEART MINISTRIES N/A 501(C)(3) 1,500. 543 EAST 11TH STREET NEW YORK, MATCHING GIFT PUBL CHAR NY 10009

THE GRACE PROCESS INTERNATIONAL N/A 501(C)(3) 300. PO BOX 31134 SANTA BARBARA, CA MATCHING GIFT PUBL CHAR 93105

THE HELICON FOUNDATION INC N/A 501(C)(3) 300. 2067 BROADWAY STUDIO 50 NEW MATCHING GIFT PUBL CHAR YORK, NY 10023‐0000

THE HOPE PROGRAM N/A 501(C)(3) 750. ONE SMITH STREET BROOKLYN, NY MATCHING GIFT PUBL CHAR 11201

THE HOUSING PARTNERSHIP NETWORK N/A 501(C)(3) 100,000. INC TO PROMOTE REGIONAL PUBL CHAR 160 STATE STREET 5TH FLOOR HOUSING PARTNERSHIPS BOSTON, MA 02109 FOR BUILDING HOMES FOR THE POOR

THE ISAMU NOGUCHI FOUNDATION AND N/A 501(C)(3) 375. GARDEN MUSEUM MATCHING GIFT PUBL CHAR 32 37 VERNON BOULEVARD LONG ISLAND CITY, NY 11106

THE MILLENNIUM PROJECT N/A 501(C)(3) 124,700. CORPORATION TO BUILD DEVELOPING PUBL CHAR 4421 GARRISON STREET NW COUNTRIES' CAPACITY IN WASHINGTON, DC 20016‐4055 FUTURES RESEARCH

THE NEW SCHOOL N/A 501(C)(3) 37,500. 66 WEST 12TH STREET NEW YORK, TO STRENGTHEN SMALL PUBL CHAR NY 10011 GROUP NEIGHBORHOOD SUSTAINABILITY PROJECTS

312 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} THE NEW SCHOOL N/A 501(C)(3) 50,000. 66 WEST 12TH STREET NEW YORK, TO EXAMINE THE IMPACT PUBL CHAR NY 10011 OF ARTS AND CULTURE ON NEW YORK CITY AND TORONTO

THE NEW SCHOOL N/A 501(C)(3) 750. 79 FIFTH AVENUE NEW YORK, NY MATCHING GIFT PUBL CHAR 10003

THE NEW SCHOOL N/A 501(C)(3) 750. 79 5TH AVENUE 17TH FLOOR NEW MATCHING GIFT PUBL CHAR YORK, NY 10003

THE NEW YORK ACADEMY OF MEDICINE N/A 501(C)(3) 15,000. 1216 FIFTH AVENUE NEW YORK, NY TO IMPROVE EVALUATION PUBL CHAR 10029‐5293 OF URBAN POPULATION HEALTH IN DEVELOPING COUNTRIES

THE NEW YORK ACADEMY OF MEDICINE N/A 501(C)(3) 45,000. 1216 FIFTH AVENUE NEW YORK, NY TO ASSIST LOW‐INCOME PUBL CHAR 10029‐5293 COUNTRIES' HEALTH MINISTERS WITH PUBLIC HEALTH PROGRAMS

THE NEW YORK ACADEMY OF MEDICINE N/A 501(C)(3) 120,000. 1216 FIFTH AVENUE NEW YORK, NY FOR DEVELOPING COUNTRY PUBL CHAR 10029‐5293 ATTENDANCE AT AN URBAN HEALTH CONFERENCE

THE NEW YORK PUBLIC LIBRARY N/A 501(C)(3) 750. ASTOR LENOX AND TILDEN MATCHING GIFT PUBL CHAR FOUNDATIONS ‐ FIFTH AVENUE AND 42ND STREET NEW YORK, NY 10018

THE NEXT AMERICAN CITY INC N/A 501(C)(3) 162,500. 1315 WALNUT STREET SUITE 902 TO PRODUCE WEB CONTENT PUBL CHAR PHILADELPHIA, PA 19107 AND HOLD A CONFERENCE ON THE MEDIA AND URBAN POLICY

THE OPEN PLANNING PROJECT INC N/A 501(C)(3) 79,800. 148 LAFAYETTE STREET FLOOR 12 FOR DISCUSSIONS ON PVT FND ER NEW YORK, NY 10013 TRANSPORTATION ADVANCES TO INCREASE EFFECTIVENESS

313 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} THE PACKER COLLEGIATE INSTITUTE N/A 501(C)(3) 3,000. 170 JORALEMON STREET BROOKLYN, MATCHING GIFT PUBL CHAR NY 11201

THE PARTNERSHIP FOR WORKING N/A 501(C)(3) 200,000. FAMILIES TO IMPROVE QUALITY AND PUBL CHAR 1620 EYE STREET NW SUITE 210 DIVERSITY IN JOBS IN WASHINGTON, DC 20006 THE CONSTRUCTION INDUSTRY

THE PEW CHARITABLE TRUSTS N/A 501(C)(3) 250,000. ONE COMMERCE SQUARE 2005 MARKET FOR 50‐STATE STUDY ON PUBL CHAR STREET SUITE 1700 PHILADELPHIA, PROGRESS TOWARD PA 19103‐7077 TRANSPORTATION GOALS

THE POPULATION COUNCIL INC N/A 501(C)(3) 50,000. ONE DAG HAMMARSKJOLD PLAZA NEW TO STUDY URBAN HEALTH PUBL CHAR YORK, NY 10017 ISSUES IN DEVELOPING COUNTRIES

THE ROYAL INSTITUTION FOR THE N/A 501(C)(3) 161,000. ADVANCEMENT OF LEARNING (MCGILL FOR A MEETING ON THE PUBL CHAR UNIVERSITY) ‐ 845 SHERBROOKE ST BUSINESS SECTOR AND W SUITE 531 MONTREAL, CANADA THE GLOBAL HEALTH DIPLOMACY FIELD

THE SYNERGOS INSTITUTE INC N/A 501(C)(3) 50,000. 51 MADISON AVENUE 21ST FLOOR GENERAL SUPPORT PUBL CHAR NEW YORK, NY 10010

THE UCLA FOUNDATION N/A 501(C)(3) 150. 10920 WILSHIRE BOULEVARD LOS MATCHING GIFT PUBL CHAR ANGELES, CA 90024

THE UNIVERSALIA MANAGEMENT GROUP N/A FOREIGN 115,240. LIMITED TO DEVELOP AN APPROACH ORG E/R 5252 BLVD DE MAISONNEUVE SUITE FOR AN IMPACT ANALYSIS GRNT 310 MONTREAL, CANADA OF THE RF'S GRANTS PORTFOLIO

THE UNIVERSITY OF CALIFORNIA, N/A 501(C)(3) 60,000. SAN FRANCISCO FOR A PRIVATE SECTOR PUBL CHAR 3RD AND PARNASSUS AVENUES SAN HEALTH CARE SYMPOSIUM FRANCISCO, CA 94143 TO BENEFIT DEVELOPING COUNTRIES

314 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} THE UNIVERSITY OF CALIFORNIA, N/A 501(C)(3) 60,800. SAN FRANCISCO FOR EXPANDED HEALTH PUBL CHAR 3RD AND PARNASSUS AVENUES SAN CARE DELIVERY TO FRANCISCO, CA 94143 PEOPLE IN DEVELOPING COUNTRIES

THE VIVIAN BEAUMONT THEATER INC N/A 501(C)(3) 90,000. (DBA LINCOLN CENTER THEATER) MATCHING GIFT PUBL CHAR 150 WEST 65TH ST NEW YORK, NY 10023

THE WBEZ ALLIANCE INC ‐ THIS N/A 501(C)(3) 75. AMERICAN LIFE MATCHING GIFT PUBL CHAR 848 E GRAND 3RD FLOOR CHICAGO, IL 60611‐3509

THE WESTERN STOCK SHOW N/A 501(C)(3) 300. ASSOCIATION SCHOLARSHIP TRUST MATCHING GIFT PUBL CHAR 4655 HUMBOLDT STREET DENVER, CO 80216

THE YOUNG FOUNDATION N/A PUBLIC 212,000. 18 VICTORIA PARK SQUARE LONDON, TO ASSESS THE NEED FOR CHARITY UNITED KINGDOM AN "INNOVATION EQUIV ACADEMY" TO SOLVE SOCIAL PROBLEMS

TIDES CENTER N/A 501(C)(3) 75,000. THE PRESIDIO PO BOX 29907 SAN TO REVITALIZE NEW PUBL CHAR FRANCISCO, CA 94129‐0907 YORK'S OLDER INDUSTRIAL U.S. CITIES

TIDES CENTER N/A 501(C)(3) 400,000. THE PRESIDIO PO BOX 29907 SAN TO PROMOTE GREEN PUBL CHAR FRANCISCO, CA 94129‐0907 TRANSPORTATION AS A MEANS OF ECONOMIC GROWTH

TIDES CENTER ‐ PRESIDIO BUILDING N/A 501(C)(3) 3,000. 1014 LINCOLN BLVD AND TORNEY MATCHING GIFT PUBL CHAR SAN FRANCISCO, CA 94129‐0907

TIMES SQUARE DISTRICT MANAGEMENT N/A 501(C)(3) 50,000. ASSOCIATION TO PRODUCE ART AND PUBL CHAR 1560 BROADWAY SUITE 800 NEW PERFORMANCE IN TIMES YORK, NY 10036 SQUARE'S PUBLIC SPACES

TRANSFORMCA N/A 501(C)(3) 50,000. 405 14TH STREET SUITE 605 TO DESIGN LOW‐TRAFFIC PUBL CHAR OAKLAND, CA 94612 RESIDENTIAL DEVELOPMENTS IN CALIFORNIA'S BAY AREA

315 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} TREVOR PROJECT INC N/A 501(C)(3) 1,500. 9056 SANTA MONICA BLVD STE 208 MATCHING GIFT PUBL CHAR W HOLLYWOOD, CA 90069‐7002

TRICKLE UP PROGRAM INC N/A 501(C)(3) 750. 104 WEST 27TH STREET 12TH FLOOR MATCHING GIFT PUBL CHAR NEW YORK, NY 10001‐6210

TRI‐STATE CENTER FOR THE ARTS N/A 501(C)(3) 150. INC MATCHING GIFT PUBL CHAR PO BOX 1187 SHARON, CT 06069‐1187

TRI‐STATE TRANSPORTATION N/A 501(C)(3) 40,000. CAMPAIGN INC TOWARD THE COSTS OF PUBL CHAR 350 WEST 31ST STREET SUITE 802 HIRING A FEDERAL NEW YORK, NY 10001 TRANSPORTATION POLICY ADVOCATE

TRUST FOR INDIGENOUS CULTURE AND N/A FOREIGN 90,000. HEALTH TO INFORM POLICIES ORG E/R ACS PLAZA 3RD FLOOR LENANA ROAD THAT WILL BETTER SERVE GRNT P O BOX 677 00502 NAIROBI, POOR AND VULNERABLE POPULATIONS

TRUSTEES FOR HARVARD UNIVERSITY N/A 501(C)(3) 3,750. 124 MT AUBURN STREET CAMBRIDGE, MATCHING GIFT PUBL CHAR MA 02138

TRUSTEES OF BOSTON COLLEGE N/A 501(C)(3) 88,000. 140 COMMONWEALTH AVENUE TO TEST A TOOL TO PUBL CHAR CHESTNUT HILL, MA 02467 AUTOMATE THE DIRECTION OF EXCESS TAX WITHHOLDINGS

TRUSTEES OF BOSTON UNIVERSITY N/A 501(C)(3) 60,000. ONE SILBER WAY BOSTON, MA 02215 TO IDENTIFY TRENDS IN PUBL CHAR POVERTY AND HUMAN DEVELOPMENT

TRUSTEES OF COLUMBIA UNIVERSITY N/A 501(C)(3) 1,050. IN THE CITY OF NEW YORK MATCHING GIFT PUBL CHAR 622 WEST 113TH STREET NEW YORK, NY 10025

TRUSTEES OF PRINCETON UNIVERSITY N/A 501(C)(3) 75. MATCHING GIFTS COORDINATOR BOX MATCHING GIFT PUBL CHAR 5357 PRINCETON, NJ 08543‐5357

316 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} TRUSTEES OF THE LAWRENCEVILLE N/A 501(C)(3) 300. SCHOOL MATCHING GIFT PUBL CHAR PO BOX 6125 LAWRENCEVILLE, NJ 08648

TRUSTEES OF THE UNIVERSITY OF N/A 501(C)(3) 27,100. PENNSYLVANIA FOR A CONVENING OF PUBL CHAR 100 COLLEGE HALL PHILADELPHIA, POLICYMAKERS TO PA 19104‐6380 DISCUSS THREATS TO PEACE AND SECURITY

TRUSTEES OF THE UNIVERSITY OF N/A 501(C)(3) 50,000. PENNSYLVANIA FOR COMMUNITY OUTREACH PUBL CHAR 100 COLLEGE HALL PHILADELPHIA, BY THE MUSEUM OF PA 19104‐6380 ARCHEOLOGY AND ANTHROPOLOGY

TRUSTEES OF THE UNIVERSITY OF N/A 501(C)(3) 299,100. PENNSYLVANIA TO STUDY URBAN PUBL CHAR 100 COLLEGE HALL PHILADELPHIA, PLANNING, FINANCE AND PA 19104‐6380 HEALTH ISSUES IN DEVELOPING COUNTRIES

TRUSTEES OF TUFTS COLLEGE N/A 501(C)(3) 627,700. ATTN LAWRENCE S BACOW PRESIDENT PROVIDE PHILANTHROPIES PUBL CHAR MEDFORD, MA 02155 WITH A "POSITIVE DEVIANCE" MODEL

TULANE UNIVERSITY N/A 501(C)(3) 350,000. 6823 ST CHARLES AVENUE NEW FOR A SYMPOSIUM PUBL CHAR ORLEANS, LA 70118 HIGHLIGHTING NEW ORLEANS AS A MODEL FOR URBAN INNOVATION

TULANE UNIVERSITY N/A 501(C)(3) 3,426. P O BOX 61075 NEW ORLEANS, LA MATCHING GIFT PUBL CHAR 70161‐9986

UNCOMMON GOOD N/A 501(C)(3) 375. 435 BERKLEY AVE CLAREMONT, CA MATCHING GIFT PUBL CHAR 91711

UNICEF N/A 501(C)(3) 330. 125 MAIDEN LANE NEW YORK, NY MATCHING GIFT PUBL CHAR 10038

317 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} UNITARIAN UNIVERSALIST SERVICE N/A 501(C)(3) 300. COMMITTEE INC MATCHING GIFT PUBL CHAR 689 MASSACHUSETTS AVENUE CAMBRIDGE, MA 02139

UNITED NATIONS DEVELOPMENT N/A INTL ORG 216,250. PROGRAMME TO PRESERVE KNOWLEDGE BY EXEC ONE UNITED NATIONS PLAZA NEW OF CONFLICT PREVENTION ORD YORK, NY 10017 AND MEDIATION IN KENYA

UNITED NATIONS ECONOMIC N/A INTL ORG 250,900. COMMISSION FOR AFRICA TO STRENGTHEN SESSIONS BY EXEC PO BOX 3001 ADDIS ABABA, ON CLIMATE CHANGE AT ORD ETHIOPIA AN AFRICAN DEVELOPMENT FORUM

UNITED NATIONS FOUNDATION INC N/A 501(C)(3) 550,000. 1800 MASSACHUSETTS AVENUE NW TO DEVELOP THE MHEALTH PUBL CHAR SUITE 400 WASHINGTON, DC 20036 ALLIANCE

UNIV OF MASSACHUSETTS FOUNDATION N/A 501(C)(3) 300. INC ‐ UNIV OF MASSACHUSSETTS MATCHING GIFT PUBL CHAR BOSTON ‐ 100 MORRISSEY BLVD BOSTON, MA 02125

UNIVERSIDAD DEL DESARROLLO N/A PUBLIC 100,000. AVENIDA LAS CONDES 12 438 LA FOR A STUDY ON CHARITY BARNECHEA SANTIAGO, CHILE PRE‐NATAL HEALTH EQUIV EQUITY IN CHILE

UNIVERSITA COMMERCIALE LUIGI N/A PUBLIC 50,000. BOCCONI TO HAVE A UNIVERSAL CHARITY VIA SARFATTI 25 MILAN, ITALY HEALTH CARE EQUIV SECRETARIAT AT A GLOBAL HEALTH SUMMIT

UNIVERSITY COLLEGE LONDON, N/A PUBLIC 109,200. UNIVERSITY OF LONDON TO ENABLE INSTIT. CHARITY GOWER STREET LONDON, UNITED RESPONSIVENESS TO EQUIV KINGDOM CHANGES IN INDIAN CITIES

UNIVERSITY OF CALIFORNIA, DAVIS N/A 501(C)(3) 50,000. MRAK HALL FIFTH FLOOR ONE TO DEVELOP A PUBL CHAR SHIELDS HALL DAVIS, CA 95616 STATE‐WIDE, GREEN TRAVEL MODEL FOR CALIFORNIA

318 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} UNIVERSITY OF CAPE TOWN N/A PUBLIC 100,500. PRIVATE BAG RONDEBOSCH 7701 TO HELP STRENGTHEN CHARITY CAPE TOWN, SOUTH AFRICA URBAN PLANNING EQUIV CAPACITY IN SUB‐SAHARAN AFRICA

UNIVERSITY OF CAPE TOWN N/A PUBLIC 119,600. PRIVATE BAG RONDEBOSCH 7701 FOR THOROUGH TRAINING CHARITY CAPE TOWN, SOUTH AFRICA OF AFRICAN URBAN EQUIV PLANNING INSTRUCTORS

UNIVERSITY OF COPENHAGEN N/A PUBLIC 127,250. RECTOR S OFFICE NORREGADE 10 P O TO MODEL THE EFFECTS CHARITY B 2177 COPENHAGEN, DENMARK OF CLIMATE CHANGE ON EQUIV AFRICAN AGRICULTURE

UNIVERSITY OF DAR ES SALAAM N/A PUBLIC 200,000. P O BOX 35091 DAR ES SALAAM, FOR TRAINING AND CHARITY TANZANIA RESEARCH ON CLIMATE EQUIV CHANGE ADAPTATION IN EAST AFRICA

UNIVERSITY OF DELAWARE N/A 501(C)(3) 138,000. 104 HULLIHEN HALL NEWARK, DE TO STUDY AND ADVISE ON PUBL CHAR 19716 CORPORATE BOARD GOVERNANCE AND PRACTICE

UNIVERSITY OF GHANA N/A PUBLIC 150,000. PO BOX LG25 ACCRA, GHANA TO IMPROVE HEALTH CHARITY INFORMATICS‐BASED EQUIV EHEALTH CAPACITY IN GHANA

UNIVERSITY OF KWAZULU‐NATAL N/A PUBLIC 64,576. UNIVERSITY ROAD CHILTERN HILLS TO PROVIDE PH.D. CHARITY KWAZULU NATAL, SOUTH AFRICA TRAINING IN MODERN EQUIV CROP BREEDING IN AFRICA

UNIVERSITY OF KWAZULU‐NATAL N/A PUBLIC 275,000. UNIVERSITY ROAD CHILTERN HILLS TO ENABLE THE STUDY OF CHARITY KWAZULU NATAL, SOUTH AFRICA ADVANCED HEALTH MODELS EQUIV IN LOW‐RESOURCE SETTINGS

UNIVERSITY OF LIBERIA N/A PUBLIC 200,000. P O BOX 10 1920 1000 CAPITAL TO IMPROVE LIBERIA'S CHARITY HILL MONROVIA, LIBERIA FOOD SECURITY VIA EQUIV IMPROVED RICE

319 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} UNIVERSITY OF MANCHESTER N/A PUBLIC 29,740. OXFORD ROAD MANCHESTER, UNITED TO IDENTIFY TRENDS IN CHARITY KINGDOM POVERTY AND HUMAN EQUIV DEVELOPMENT

UNIVERSITY OF NAIROBI N/A PUBLIC 50,100. PO BOX 30197 00100 NAIROBI, TO BETTER DEVELOP CHARITY KENYA URBAN PLANNING FOR THE EQUIV POOR IN KENYA

UNIVERSITY OF NAIROBI N/A PUBLIC 195,150. PO BOX 30197 00100 NAIROBI, TO ENSURE THAT CHARITY KENYA INFRASTRUCTURE EQUIV DEVELOPMENT PROGRAMS IN KENYA ARE SCALABLE

UNIVERSITY OF NEBRASKA N/A 501(C)(3) 4,500. FOUNDATION MATCHING GIFT PUBL CHAR PO BOX 82555 LINCOLN, NE 68501‐2555

UNIVERSITY OF PRETORIA N/A PUBLIC 250,000. LYNNWOOD ROAD HILLCREST TO EDUCATE CHINESE CHARITY PRETORIA, SOUTH AFRICA STAKEHOLDERS ON GOOD EQUIV INVESTING PRACTICES IN AFRICA

UNIVERSITY OF READING N/A PUBLIC 350,000. WHITEKNIGHTS HOUSE P O BOX 217 TO BUILD CLIMATE CHARITY BERSHIRE, UNITED KINGDOM CHANGE RESILIENCE EQUIV CAPACITY IN SEVEN AFRICAN INSTITUTIONS

UNIVERSITY OF STELLENBOSCH N/A PUBLIC 60,000. PRIVATE BAG X1 MATIELAND TO ASSESS THE OUTCOMES CHARITY STELLENBOSCH, SOUTH AFRICA OF THE 2006 FORUM FOR EQUIV CHINA‐AFRICA COLLABORATION

UNIVERSITY OF SUSSEX N/A PUBLIC 40,000. SUSSEX HOUSE FALMER BRIGHTON, TO STUDY NEW MODELS CHARITY UNITED KINGDOM FOR TECHNOLOGY EQUIV ASSESSMENT IN THE GLOBAL SOUTH

UNIVERSITY OF TEXAS AT EL PASO N/A 501(C)(3) 90,000. 500 W UNIVERSITY EL PASO, TX MATCHING GIFT PUBL CHAR 79968

320 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} UNIVERSITY OF TEXAS LAW SCHOOL N/A 501(C)(3) 5,250. FOUNDATION MATCHING GIFT PUBL CHAR 727 E DEAN KEETON STREET AUSTIN, TX 78705

UNIVERSITY OF TEXAS SYSTEM ‐ N/A 501(C)(3) 90,000. UNIVERSITY OF TEXAS AT EL PASO MATCHING GIFT PUBL CHAR 500 W UNIVERSITY AVE. EL PASO, TX 79902

UNIVERSITY OF THE FREE STATE N/A PUBLIC 200,000. P O BOX 339 BLOEMFONTEIN, SOUTH TO IMPROVE IMPACT CHARITY AFRICA MONITORING OF EQUIV FOUNDATION INITIATIVES AND KEY GRANTEES

UNIVERSITY OF VIRGINIA LAW N/A 501(C)(3) 1,213. SCHOOL FOUNDATION MATCHING GIFT PUBL CHAR 580 MASSIE ROAD CHARLOTTESVILLE, VA 22903

UNIVERSITY OF WASHINGTON N/A 501(C)(3) 173,800. 301 GERBERDING HALL BOX 351230 FOR EVALUATION OF THE PUBL CHAR SEATTLE, WA 98195‐1230 DISEASE SURVEILLANCE NETWORKS INITIATIVE

UNIVERSITY OF WISCONSIN‐MADISON N/A 501(C)(3) 1,000,000. CHANCELLORS OFFICE 161 BASCOM TO ENABLE STATES TO PUBL CHAR HALL 500 LINCOLN DRIVE MADISON, IMPLEMENT EQUITABLE WI 53706 TRANSP POLICIES

URBAN HABITAT PROGRAM N/A 501(C)(3) 125,000. 436 14TH STREET SUITE 1205 TO INFORM PUBL CHAR OAKLAND, CA 94612 TRANSPORTATION EQUITY POLICIES TO BENEFIT THE POOR

URBAN INSTITUTE N/A 501(C)(3) 80,000. 2100 M STREET NW WASHINGTON, DC TO PROVIDE BETTER PUBL CHAR 20037 RELOCATION OPTIONS AND OPPORTUNITIES TO POOR FAMILIES

URBAN INSTITUTE N/A 501(C)(3) 500,000. 2100 M STREET NW WASHINGTON, DC TO ANALYZE POLICIES ON PUBL CHAR 20037 PUBLIC AND PRIVATE PENSION SYSTEMS IN THE U.S.

321 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} URBAN LAND INSTITUTE N/A 501(C)(3) 250,000. 1025 THOMAS JEFFERSON STREET NW TO ADVANCE PUBLIC GOOD PUBL CHAR SUITE 500 WEST WASHINGTON, DC THROUGH BETTER 20007 TRANSPORTATION POLICIES

URBAN RESOURCE CENTER DBA N/A FOREIGN 101,000. COMMUNITY ORGANISATION RESOURCE TO ASSIST URBAN ORG E/R CENTRE ‐ P O BOX 14038 MOWBRAY COMMUNITIES IN SF WITH GRNT CAPE TOWN, SOUTH AFRICA COMMUNITY ORGANIZING

URBAN WORD NYC INC N/A 501(C)(3) 75,000. 242 WEST 27TH STREET 3A NEW FOR A COMMUNITY PUBL CHAR YORK, NY 10001 OUTREACH PROGRAM FOCUSING ON YOUTH'S POETIC VOICE

US CATH. CONFERCE ‐ ST FRANCIS N/A 501(C)(3) 2,700. XAVIER CHURCH MATCHING GIFT PUBL CHAR 225 6TH AVE BROOKLYN, NY 11215

US CATHOLIC CONFERENCE ‐ N/A 501(C)(3) 1,500. CATHOLIC EDUCATION FOUNDATION MATCHING GIFT PUBL CHAR 3424 WILSHIRE BOULEVARD LOS ANGELES, CA 90010

US CATHOLIC CONFERENCE ‐ FORDHAM N/A 501(C)(3) 375. PREPARATORY SCHOOL MATCHING GIFT PUBL CHAR EAST FORDHAM ROAD BRONX, NY 10458

US CATHOLIC CONFERENCE ‐ ST N/A 501(C)(3) 3,600. STEPHEN OF HUNGARY CHURCH MATCHING GIFT PUBL CHAR 414 E 82ND ST NEW YORK, NY 10028

VERA INSTITUTE OF JUSTICE INC N/A 501(C)(3) 2,100. 233 BROADWAY 12TH FLOOR NEW MATCHING GIFT PUBL CHAR YORK, NY 10279

VERULAM ASSOCIATES LTD N/A FOREIGN 150,000. PEAR TREE COTTAGE 45 NETHERTON FOR AN EVALUATION OF ORG E/R LANE FYFIELD UNITED KINGDOM THE ASIAN CITIES GRNT CLIMATE CHANGE RESILIENCE NETWORK

VISIONSPRING N/A 501(C)(3) 600. 322 8TH AVENUE NEW YORK, NY MATCHING GIFT PUBL CHAR 10001‐6777

322 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} VIETNAM HEALTH ECONOMICS N/A FOREIGN 100,000. ASSOCIATION ‐ ROOM 402 BUILDING TO ASSIST THE VIETNAM ORG E/R A MINISTRY OF HEALTH 138A GIANG MINISTRY OF HEALTH GRNT VO STREET HANOI, VIETNAM IMPLEMENT HEALTH FINANCE REFORM

WALKER CANCER RESEARCH INSTITUTE N/A 501(C)(3) 300. INC MATCHING GIFT PUBL CHAR 18 N LAW STREET ABERDEEN, MD 21001

WESTCHESTER PHILHARMONIC INC N/A 501(C)(3) 600. 123 MAIN STREET WHITE PLAINS, MATCHING GIFT PUBL CHAR NY 10601

WGBH EDUCATIONAL FOUNDATION N/A 501(C)(3) 750. ONE EVEREST STREET BOSTON, MA MATCHING GIFT PUBL CHAR 02135

WILDCAT SERVICE CORPORATION N/A 501(C)(3) 200,000. 2 WASHINGTON STREET 3RD FLOOR TO PROMOTE JOB PUBL CHAR NEW YORK, NY 10004 TRAINING AND PLACEMENT IN ECONOMICALLY POOR NEIGHBORHOODS

WILDEARTH GUARDIANS N/A 501(C)(3) 1,500. 312 MONTEZUMA AVENUE SANTA FE, MATCHING GIFT PUBL CHAR NM 87501‐3605

WILDLIFE CONSERVATION SOCIETY N/A 501(C)(3) 14,000. 2300 SOUTHERN BOULEVARD BRONX, FOR RESEARCH ON HUMAN, PUBL CHAR NY 10460 ANIMAL AND ECOSYSTEM HEALTH IN SUB‐SAHARAN AFRICA

WILDLIFE CONSERVATION SOCIETY N/A 501(C)(3) 50,000. 2300 SOUTHERN BOULEVARD BRONX, TO PROMOTE THE PUBL CHAR NY 10460 CONFLUENCE OF ANIMAL, HUMAN AND ENVIRONMENTAL HEALTH

WILDLIFE CONSERVATION SOCIETY N/A 501(C)(3) 237,330. 2300 SOUTHERN BOULEVARD BRONX, FOR ACTIVITIES LINKING PUBL CHAR NY 10460 ANIMAL AND HUMAN HEALTH IN SOUTHERN AFRICA

323 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} WILDLIFE TRUST INC N/A 501(C)(3) 216,200. 460 WEST 34TH STREET 17TH FLOOR TO LAUNCH A NEW PUBL CHAR NEW YORK, NY 10001 DISEASE SURVEILLANCE NETWORK IN SOUTH ASIA

WILLA CATHER PIONEER MEMORIAL N/A 501(C)(3) 900. AND EDUCATION FOUNDATION MATCHING GIFT PUBL CHAR 413 NORTH WEBSTER STREET RED CLOUD, NE 68970

WILLIAM J CLINTON FOUNDATION N/A 501(C)(3) 825. 610 PRESIDENT CLINTON AVE MATCHING GIFT PUBL CHAR LITTLE ROCK, AR 72201

WILLIAM J. CLINTON FOUNDATION N/A 501(C)(3) 350,000. 1200 PRESIDENT CLINTON AVENUE TO SUPPORT THE CLINTON PUBL CHAR LITTLE ROCK, AR 72201 GLOBAL INITIATIVE

WILLIAM J. CLINTON FOUNDATION N/A 501(C)(3) 500,000. 1200 PRESIDENT CLINTON AVENUE TO ENABLE THE POOR TO PUBL CHAR LITTLE ROCK, AR 72201 PARTICIPATE IN GLOBAL CARBON MARKETS

WILLIAM J. CLINTON FOUNDATION N/A 501(C)(3) 2,000,000. 1200 PRESIDENT CLINTON AVENUE TO BETTER ENABLE PUBL CHAR LITTLE ROCK, AR 72201 PARTICIPATION OF THE POOR IN GLOBAL CLIMATE MARKETS

WILTON PARK EXECUTIVE AGENCY N/A FOREIGN 100,000. WISTON HOUSE STEYNING WEST FOR A CONFERENCE ON GOV'T UNIT SUSSEX, UNITED KINGDOM MILLENNIUM DEVELOPMENT GOALS PROGRESS IN AFRICA

WINTERHOUSE N/A US NON 580,000. 71 UNDERMOUNTAIN ROAD PO BOX 159 TO DEVELOP CHAR E/R FALLS VILLAGE, CT 06031 COLLABORATION BETWEEN GRNT THE DESIGN INDUSTRY AND INSTITUTIONS

WOMEN'S CAMPAIGN INTERNATIONAL N/A 501(C)(3) 100,000. 3701 CHESTNUT STREET 6TH FLOOR TO ENABLE AFRICAN PUBL CHAR PHILADELPHIA, PA 19104 FIRST LADIES TO CREATE AND SUSTAIN LEGACY PLANS

324 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} WOMENS SUPPORT SERVICES N/A 501(C)(3) 150. INCORPORATED MATCHING GIFT PUBL CHAR 158 GAY STREET SHARON, CT 06069

WOOLLY MAMMOTH THEATRE CO N/A 501(C)(3) 600. 641 D ST NW WASHINGTON, DC MATCHING GIFT PUBL CHAR 20004‐2904

WORLD AFFAIRS COUNCIL OF N/A 501(C)(3) 75,000. NORTHERN CALIFORNIA FOR A GLOBAL PUBL CHAR 312 SUTTER STREET SUITE 200 SAN PHILANTHROPY FORUM FRANCISCO, CA 94108‐4384

WORLD FEDERATION OF PUBLIC N/A FOREIGN 28,868. HEALTH ASSOCIATIONS ‐ CO FOR DEVELOPING COUNTRY ORG E/R INSTITUTE FOR SOCIAL AND ATTENDANCE AT A PUBLIC GRNT PREVENTIVE MEDICINE UNIV OF HEALTH CONFERENCE GENEVA CMU GENEVA, SWITZERLAND

WORLD FOOD PROGRAMME N/A INTL ORG 1,000,000. VIA C G VIOLA 68 PARCO DEI TO ESTABLISH A GLOBAL BY EXEC MEDICI ROME, ITALY RISK MANAGEMENT SYSTEM ORD FOR DISASTERS IN AFRICA

WORLD PULSE VOICES N/A 501(C)(3) 90. 909 NW 19TH AVE PORTLAND, OR MATCHING GIFT PUBL CHAR 97209

WORLD RESOURCES INSTITUTE N/A 501(C)(3) 50,000. 10 G STREET NE SUITE 800 TO STUDY THE PUBL CHAR WASHINGTON, DC 20002 RELATIONSHIP OF U.S. TRANSPORTATION POLICY AND CLIMATE CHANGE

WORLD TOILET ORGANIZATION N/A FOREIGN 20,150. LIMITED FOR NETWORKS COMMITTED ORG E/R 19 TOA PAYOH WEST SINGAPORE TO PROVIDING ACCESS TO GRNT BASIC SANITATION IN POOR AREAS

WORLD VISION INC N/A 501(C)(3) 475,100. P O BOX 9716 FEDERAL WAY, WA TO BUILD BUSINESS PUBL CHAR 98063‐9716 TECHNICAL CAPACITY FOR THE RURAL POOR IN PARTS OF AFRICA

325 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} WORLD WIDE WEB FOUNDATION N/A 501(C)(3) 275,000. 114 STATE STREET SUITE 600 FOR A STUDY OF PUBL CHAR BOSTON, MA 02109 INTERNET USAGE IN THE DEVELOPING WORLD

WORLD WILDLIFE FUND INC N/A 501(C)(3) 650,000. 1250 24TH STREET NW WASHINGTON, TO ENABLE RURAL PUBL CHAR DC 20037 COMMUNITIES IN AFRICA TO DEVELOP CLIMATE CHANGE RESILIENCE

WORLD WILDLIFE FUND INC N/A 501(C)(3) 120. 1250 TWENTY FOURTH STREET NW MATCHING GIFT PUBL CHAR WASHINGTON, DC 20037

YALE UNIVERSITY N/A 501(C)(3) 272,200. WOODBRIDGE HALL 105 WALL STREET TO LAUNCH AN INDEX OF PUBL CHAR NEW HAVEN, CT 06520‐8229 U.S. WORKERS' RESILIENCE TO ECONOMIC LOSS

YALE UNIVERSITY N/A 501(C)(3) 621,856. WOODBRIDGE HALL 105 WALL STREET TO SUPPLEMENT AN INDEX PUBL CHAR NEW HAVEN, CT 06520‐8229 OF U.S. WORKERS' RESILIENCE TO ECONOMIC LOSS

YALE UNIVERSITY N/A 501(C)(3) 32,100. PO BOX 2038 NEW HAVEN, CT 06520 MATCHING GIFT PUBL CHAR

YINGHUA LANGUAGE SCHOOL N/A 501(C)(3) 15,000. P O BOX 3004 PRINCETON, NJ MATCHING GIFT PUBL CHAR 08540

YOUTH IMPROVING NON PROFITS FOR N/A 501(C)(3) 750. CHILDREN MATCHING GIFT PUBL CHAR 2801 M STREET NW WASHINGTON, DC 20007

YUNNAN CENTERS FOR DISEASES N/A FOREIGN 110,000. CONTROL AND PREVENTION TO STRENGTHEN CAPACITY GOV'T UNIT 158 DONGSI STREET KUNMING IN DISEASE YUNNAN, CHINA SURVEILLANCE AND RESPONSE

326 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ZAGO LLC N/A US NON 20,000. 392 BROADWAY 2ND FLOOR NEW TO EXPLORE BUSINESS CHAR E/R YORK, NY 10013 MODELS THAT PROMOTE GRNT HUMAN‐CENTERED DESIGN INNOVATION

ZBIGNIEW LIBERA NONE INDIVIDUAL 27,200. CO MARIOLA PRZJEMSKA UL FOR A 3‐MONTH CREATIVE KONIEVOVA 89 PRAHA, CZECH ARTIST FELLOWSHIP AT REPUBLIC THE BELLAGIO CENTER, ITALY

}}}}}}}}}}}}}} TOTAL TO FORM 990‐PF, PART XV, LINE 3A 139,408,226. ~~~~~~~~~~~~~~

327 STATEMENT(S) 24 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ FORM 990‐PF GRANTS AND CONTRIBUTIONS STATEMENT 25 APPROVED FOR FUTURE PAYMENT }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

RECIPIENT RELATIONSHIP RECIPIENT RECIPIENT NAME AND ADDRESS AND PURPOSE OF GRANT STATUS AMOUNT }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}} }}}}}}}} 3‐LEGGED DOG INC N/A 501(C)(3) 43,750. 80 GREENWICH STREET NEW YORK, FOR A PLATFORM TO PUBL CHAR NY 10006 DEVELOP AND DISTRIBUTE NEW WORKS OF ART

ACADEMY FOR EDUCATIONAL N/A 501(C)(3) 44,300. DEVELOPMENT TO ENABLE KENYAN NGOS PUBL CHAR 1825 CONNECTICUT AVENUE NW TO EFFICIENTLY MONITOR WASHINGTON, DC 20009‐5721 PROGRAMMATIC IMPACTS

ACCESS HEALTH INTERNATIONAL INC N/A E/R GRANT 53,100. 3053 P STREET NW WASHINGTON, DC TO STUDY PRIVATE 20007 SECTOR HEALTH ORGANIZATIONS IN BRAZIL AND BANGLADESH

AFRICAN CENTER FOR ECONOMIC N/A 501(C)(3) 25,000. TRANSFORMATION TO IDENTIFY TRENDS IN PUBL CHAR 1015 18TH STREET NW SUITE 210 POVERTY AND HUMAN WASHINGTON, DC 20036 DEVELOPMENT IN WEST AFRICA

AFRICAN CENTER FOR ECONOMIC N/A 501(C)(3) 44,448. TRANSFORMATION TO ADVISE LIBERIA ON PUBL CHAR 1015 18TH STREET NW SUITE 210 EQUITABLE TRADE AND WASHINGTON, DC 20036 INVESTMENT AGREEMENTS WITH CHINA

AFRICAN CENTRE FOR GLOBAL HEALTH N/A PVT FND 213,800. AND SOCIAL TRANSFORMATION LTD TO IMPROVE HEALTH EQUIV PLOT 13B ACACIA AVENUE PO BOX SYSTEMS CAPACITY (E/R) 9974 KAMPALA, UGANDA ACROSS AFRICA

AFRICAN EVALUATION ASSOCIATION N/A FOREIGN 28,916. 15 EMMAUSE ROAD LA ACCRA P O BOX TO TRANSITION TO AN ORG E/R 16208 ACCRA, GHANA INDEPENDENT GRNT PAN‐AFRICAN ASSOCIATION

AFRICAN MEDICAL AND RESEARCH N/A PUBLIC 250,000. FOUNDATION FOR SURVEILLANCE AND CHARITY INTERNATIONAL TRAINING CENTRE RESPONSE EFFORTS TO EQUIV LANGATA ROAD NAIROBI, KENYA THE H1N1 VIRUS IN EAST AFRICA

328 STATEMENT(S) 25 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} AFRICAN TECHNOLOGY POLICY N/A PUBLIC 22,000. STUDIES NETWORK TO PROMOTE CLIMATE CHARITY CHANCERY BUILDING 3RD FLOOR CHANGE ADAPTATION EQUIV VALLEY ROAD NAIROBI, KENYA RESEARCH, INNOVATION, AND TECHNOLOGY

ALLAVIDA KENYA LIMITED ‐ 3RD FL N/A FOREIGN 93,480. RATTANSI EDUCATIONAL TRUST BLDG TO EXPAND ORG E/R KOINANGE STREET NAIROBI, KENYA PRODUCT/SERVICES GRNT DELIVERY TO POOR IN AFRICA

ALLIANCE FOR A GREEN REVOLUTION N/A 501(C)(3) 2,000,000. IN AFRICA TO IMPROVE MARKET PUBL CHAR PO BOX 66773 WESTLANDS 00800 INFRASTRUCTURE IN NAIROBI, KENYA SELECTED AFRICAN COUNTRIES

ALLIANCE FOR DOWNTOWN NEW YORK N/A 501(C)(3) 37,500. INC FOR A DEVELOPMENT AND PUBL CHAR 120 BROADWAY SUITE 3340 NEW FUNDING MODEL FOR AN YORK, NY 10271 ARTS DISTRICT IN LOWER MANHATTAN

AMERICAN IDEAS INSTITUTE N/A 501(C)(3) 50,000. 555 BRYANT STREET SUITE 371 TO BUILD U.S. PUBLIC PUBL CHAR PALO ALTO, CA 94301‐1704 SUPPORT FOR PUBLIC TRANSPORTATION

AMERICAN MEDICAL INFORMATICS N/A 501(C)(3) 16,645. ASSOCIATION INC FOR A DISTANCE PUBL CHAR 4915 ST ELMO AVENUE SUITE 401 LEARNING PROGRAM AND A BETHESDA, MD 20814 MEETING ON HEALTH INFORMATICS

APCO WORLDWIDE LIMITED ‐ 153 3 N/A FOREIGN 350,000. GOLDEN LAND BLDG 3RD FL SOI COMMUNICATIONS AND ORG E/R MAHARDLEKLUANG 1 RAJDAMRI RD KNOWLEDGE MANAGEMENT GRNT BANGKOK, THAILAND FOR ACCCRN

ASHOKA N/A 501(C)(3) 100,000. 1700 N MOORE STREET SUITE 2000 FOR A GLOBAL PUBL CHAR ARLINGTON, VA 22209 COMPETITION FOR NEW PRO‐POOR INVESTMENT IDEAS

ASHOKA N/A 501(C)(3) 249,000. 1700 N MOORE STREET SUITE 2000 FOR A SUSTAINABLE PUBL CHAR ARLINGTON, VA 22209 HOUSING DESIGN COMPETITION IN LATIN AMERICA

329 STATEMENT(S) 25 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ASHOKA INNOVATORS FOR THE PUBLIC N/A PUBLIC 75,000. THAILAND FOUNDATION TO DEVELOP AN URBAN CHARITY 3RD FLOOR 65 1 SUKHUMVIT CLIMATE CHANGE EQUIV KLONGTON NUA WATTANA BANGKOK, RESILIENCE INNOVATION PRIZE

ASIA FOUNDATION N/A 501(C)(3) 14,750. 465 CALIFORNIA STREET 9TH FLOOR TO STUDY PRIVATE PUBL CHAR SAN FRANCISCO, CA 94104 SECTOR HEALTH ORGANIZATIONS IN PAKISTAN

ASIA FOUNDATION N/A 501(C)(3) 200,000. 465 CALIFORNIA STREET 9TH FLOOR TO DELIVER CRITICAL PUBL CHAR SAN FRANCISCO, CA 94104 SOCIAL SERVICES TO THE URBAN AND RURAL POOR

ASIAN DISASTER PREPAREDNESS N/A PUBLIC 21,440. CENTER FOR A TRAINING COURSE CHARITY SM TOWER 24TH FLOOR 979 69 ON CLIMATE AND EQUIV PAHOLYOTHIN ROAD BANGKOK, DISASTER RISK MANAGEMENT

ASPEN INSTITUTE INC N/A 501(C)(3) 50,000. ONE DUPONT CIRCLE NW SUITE 700 TO EDUCATE U.S. PUBL CHAR WASHINGTON, DC 20036‐1133 LAWMAKERS ABOUT TRANSPORTATION AND OTHER CRITICAL ISSUES

BANGABANDHU SHEIKH MUJIB MEDICAL N/A PUBLIC 162,420. UNIVERSITY TO LAUNCH A NEW CHARITY SHAHABAGH DHAKA, BANGLADESH DEPARTMENT OF PUBLIC EQUIV HEALTH AND INFORMATICS IN BANGLADESH

BERENICE JOSEPHINE BICKLE DE NONE INDIVIDUAL 2,700. BASTO FOR A 3‐MONTH CREATIVE 264 RUA PERIERA D ECA MAPUTO, ARTIST FELLOWSHIP AT MOZAMBIQUE THE BELLAGIO CENTER, ITALY

BERTELSMANN FOUNDATION, NORTH N/A 501C 3 PVT 228,200. AMERICA INC FOR AN ONLINE RESOURCE OP FDN ER 1101 NEW YORK AVENUE NW STE 901 TO ENABLE STRATEGIZING WASHINGTON, DC 20005 ON MEETING GLOBAL CHALLENGES

BOARD OF TRUSTEES OF THE LELAND N/A 501(C)(3) 125,000. STANFORD JUNIOR UNIVERSITY ‐ TO ACQUIRE AND OPERATE PUBL CHAR OFFICE OF SPONSORED RESEARCH 651 A PUBLICATION ON SERRA STREET SUITE 220 STANFORD, PHILANTHROPY AND CIVIC CA 94305‐6203 ENGAGEMENT

330 STATEMENT(S) 25 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} BOWERY ARTS AND SCIENCE LTD N/A 501(C)(3) 43,750. 310 BOWERY 2ND FLOOR NEW YORK, FOR A NEW MEDIA PUBL CHAR NY 10012 PRESENTATION OF POETRY FROM THE URBAN COMMUNITY

BRAC UNIVERSITY N/A PUBLIC 47,280. 66 MOHAKHALI DHAKA, BANGLADESH TO IMPROVE THE LIVES CHARITY OF SLUM DWELLERS IN EQUIV FIVE BANGLADESH SLUMS

BRAC USA INC N/A 501(C)(3) 22,500. 11 EAST 44TH STREET SUITE 1600 FOR A STUDY OF AND A PUBL CHAR NEW YORK, NY 10017 CONFERENCE ON PARTNERSHIPS IN HEALTH PROGRAMS

BRIC ARTS MEDIA BKLYN INC N/A 501(C)(3) 75,000. 647 FULTON STREET BROOKLYN, NY FOR A CROSS‐DISCIPLINE PUBL CHAR 11217 ARTIST RESIDENCY PROGRAM IN BROOKLYN

BROADREACH HEALTHCARE LLC N/A US NON 600. 2500 WILSON BLVD SUITE 220 IN SUPPORT OF HEALTH CHAR E/R ARLINGTON, VA 22201 MARKET RESEARCH GRNT ACTIVITIES IN SOUTH AFRICA

BROOKINGS INSTITUTION N/A 501(C)(3) 4,000,000. 1775 MASSACHUSETTS AVENUE NW FOR INNOVATION IN PUBL CHAR WASHINGTON, DC 20036‐2188 STATE AND METROPOLITAN ECONOMIC POLICY REFORM

BUILDING AMERICA'S FUTURE N/A 501(C)(3) 250,000. EDUCATIONAL FUND TO HIGHLIGHT U.S. PUBL CHAR 1301 PENNSYLVANIA AVENUE NW CITIES' INFRASTRUCTURE SUITE 350 WASHINGTON, DC 20004 PROBLEMS AND PROMOTE GOOD POLICIES

CAPITAL MARKETS AUTHORITY N/A FOREIGN 10,000. P O BOX 74800 NAIROBI, KENYA TO IDENTIFY TECHNOLOGY GOV'T UNIT IMPACT INVESTMENTS IN THAT CAN BENEFIT THE POOR

CARLETON UNIVERSITY N/A PUBLIC 45,000. 503 TORY BUILDING 1125 COLONEL FOR A WEBSITE TO CHARITY BY DRIVE OTTAWA, CANADA DISSEMINATE EQUIV INFORMATION ON GLOBAL HEALTH DIPLOMACY

331 STATEMENT(S) 25 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} CEDAR ASSOCIATES LLC N/A US NON 29,100. 275 MIDDLEFIELD ROAD SUITE 200 FOR A STUDY TO IMPROVE CHAR E/R MENLO PARK, CA 94025 HEALTH COVERAGE GRNT PROGRAMS IN POOR COUNTRIES

CENTER FOR CLEAN AIR POLICY N/A 501(C)(3) 100,000. 750 FIRST STREET NE SUITE 940 TO HIGHLIGHT BEST PUBL CHAR WASHINGTON, DC 20002 PRACTICES IN TRANSPORTATION POLICIES

CENTER FOR CREATIVE INITIATIVES N/A FOREIGN 10,160. IN HEALTH AND POPULATION TO STUDY PRIVATE ORG E/R NO 2 LANE 49 41 HUYNH THUC KHANG SECTOR HEALTH GRNT STREET HANOI, VIETNAM ORGANIZATIONS IN VIETNAM AND CAMBODIA

CENTER FOR NATIONAL POLICY N/A 501(C)(3) 311,341. ONE MASSACHUSETTS AVENUE NW FOR A CONFERENCE ON PUBL CHAR SUITE 333 WASHINGTON, DC 20001 GLOBAL RESILIENCE AND DEVELOPMENT

CENTRE FOR DEMOCRACY AND N/A FOREIGN 25,900. DEVELOPMENT TO IDENTIFY TRENDS IN ORG E/R P O BOX 14345 4 KIKUYU CLOSE OFF POVERTY AND HUMAN GRNT NAIROBI STREET ABUJA, NIGERIA DEVELOPMENT IN WEST AFRICA

CENTRE FOR HEALTH AND SOCIAL N/A PVT FND 14,445. SERVICES TO DEVELOP A STRATEGY EQUIV PO BOX PMB 52 MINISTRIES ACCRA, TO IMPROVE HEALTH (E/R) GHANA SYSTEMS IN AFRICA

CENTRE FOR HEALTH AND SOCIAL N/A PVT FND 48,000. SERVICES FOR EFFORTS TO EQUIV P O BOX PMB 52 MINISTRIES STRENGTHEN GHANA'S (E/R) ACCRA, GHANA NATIONAL HEALTH SYSTEM

CERES INC N/A 501(C)(3) 200,000. 99 CHAUNCY STREET BOSTON, MA TO IMPROVE THE PUBL CHAR 02111 STEWARDSHIP OF WATER RESOURCES BY LARGE COMPANIES WORLDWIDE

CHERIE BLAIR FOUNDATION FOR N/A PUBLIC 60,000. WOMEN TO PROVIDE WOMEN IN CHARITY P O BOX 60519 LONDON, UNITED DEVELOPING COUNTRIES EQUIV KINGDOM WITH BUSINESS‐ENABLING TECHNOLOGY

332 STATEMENT(S) 25 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} CHILDLINE KENYA N/A PUBLIC 153,800. BOX 10003 00100 GENERAL POST TO IMPROVE THE CHARITY OFFICE NAIROBI, KENYA EFFICIENCY OF A CHILD EQUIV ABUSE HOTLINE IN KENYA

CLAREMONT GRADUATE UNIVERSITY N/A 501(C)(3) 150,000. 165 E 10TH STREET CLAREMONT, TO BUILD CAPACITY IN PUBL CHAR CA 91711 STRATEGIES AND EVALUATION METHODS AMONG GRANTEES

CLINTON HEALTH ACCESS INITIATIVE N/A 501(C)(3) 111,300. INC TO IMPROVE CAPACITY OF PUBL CHAR 383 DORCHESTER AVENUE SUITE 400 HEALTH SYSTEMS IN BOSTON, MA 02127 KENYA

COLUMBIA UNIVERSITY N/A 501(C)(3) 50,000. 202 LOW MEMORIAL LIBRARY NEW TO DEVELOP SUSTAINABLE PUBL CHAR YORK, NY 10027 GLOBAL FOOD AND AGRICULTURE SYSTEMS

COLUMBIA UNIVERSITY N/A 501(C)(3) 100,000. 202 LOW MEMORIAL LIBRARY NEW FOR THREE PROJECTS TO PUBL CHAR YORK, NY 10027 STRENGTHEN HEALTH SYSTEMS

COLUMBIA UNIVERSITY N/A 501(C)(3) 495,600. 202 LOW MEMORIAL LIBRARY NEW TO PROMOTE THE USE OF PUBL CHAR YORK, NY 10027 INFO TECHNOLOGY IN HEALTHCARE IN THE DEVELOPING WORLD

COMMUNITY CATALYST INC N/A 501(C)(3) 100,000. 30 WINTER STREET SUITE 1004 TO ENSURE EQUITABLE PUBL CHAR BOSTON, MA 02108 HEALTH CARE REFORM FOR THE POOR IN THE U.S.

COOPERATIVE FOR ASSISTANCE AND N/A 501(C)(3) 246,982. RELIEF EVERYWHERE (CARE USA) FOR A SUSTAINABLE PUBL CHAR 151 ELLIS STREET NE ATLANTA, GA AGRICULTURE AND LAND 30303‐2440 MANAGEMENT CARBON PROJECT IN KENYA

CREATIVE TIME INC N/A 501(C)(3) 43,750. 59 E 4TH ST 6E NEW YORK, NY TO FEATURE ARTISTS' PUBL CHAR 10003 VIEWS OF CURRENT EVENTS ONLINE AND ON THE RADIO

333 STATEMENT(S) 25 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} CROWN AGENTS FOR OVERSEA N/A FOREIGN 200,000. GOVERNMENTS AND ADMINISTRATIONS FOR A NEW SECRETARIAT ORG E/R LIMITED ‐ ST NICHOLAS HOUSE ST TO STRENGTHEN PRIVATE GRNT NICHOLAS ROAD SURREY, UNITED SECTOR HEALTH PROGRAMS KINGDOM

D2D FUND INC N/A 501(C)(3) 75,000. 1127 HARRISON AVE ROXBURY, MA TO EXPAND SAVINGS PUBL CHAR 02119 OPTIONS FOR POORER AMERICAN WORKERS

DALBERG CONSULTING CC ‐ 25TH OWL N/A FOREIGN 22,350. STREET 13TH FLOOR AUCKLAND PARK FOR A SCOPING STUDY ON ORG E/R JOHANNESBURG, SOUTH AFRICA CURRENT IMPACT GRNT INVESTING ACTIVITIES IN WEST AFRICA

DANCE THEATRE OF HARLEM INC N/A 501(C)(3) 43,750. 466 WEST 152ND STREET NEW TO BUILD NEW AUDIENCES PUBL CHAR YORK, NY 10031‐1896 AND REPERTOIRE FOR NEW DANCE WORKS

DEMOS ‐ A NETWORK FOR IDEAS AND N/A 501(C)(3) 43,750. ACTION LTD FOR STUDY ON HOW ARTS PUBL CHAR 220 FIFTH AVENUE 5TH FLOOR NEW AND CULTURE ENHANCE YORK, NY 10001 SUSTAINABLE URBAN COMMUNITIES

DIABETIC ASSOCIATION OF N/A FOREIGN 225,000. BANGLADESH TO BUILD HEALTH ORG E/R 122 KAZI NAZRUL ISLAM AVENUE INFORMATICS EDUCATION GRNT SHAHBAG DHAKA, BANGLADESH CAPACITY

DIGITAL DIVIDE DATA N/A 501(C)(3) 295,000. 115 WEST 30TH STREET SUITE 400 TO BUILD CAPACITY OF PUBL CHAR NEW YORK, NY 10001 IMPACT CENTERS EMPLOYING YOUNG PEOPLE IN KENYA

EAST AFRICA ASSOCIATION OF N/A PUBLIC 45,000. GRANTMAKERS TO STUDY AND PROMOTE CHARITY P O BOX 49626 00100 GPO PHILANTHROPY IN EAST EQUIV NAIROBI, KENYA AFRICA

EAST AFRICAN COMMUNITY N/A FOREIGN 300,000. AICC BUILDING KILIMANJARO WING TO STRENGTHEN DISEASE GOV'T UNIT 5TH FLOOR ARUSHA, TANZANIA PREVENTION, SURVEILLANCE AND CONTROL

334 STATEMENT(S) 25 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} EAST, CENTRAL AND SOUTHERN N/A PUBLIC 88,120. AFRICAN HEALTH COMMUNITY TO BUILD CAPACITY IN CHARITY PLOT 157 OLOIRIEN NJIRO ROAD SOUTHERN AFRICA IN EQUIV ARUSHA, TANZANIA GLOBAL HEALTH DIPLOMACY

ECONOMIC POLICY INSTITUTE N/A 501(C)(3) 100,000. 1333 H STREET NW SUITE 300 EAST FOR A STUDY ON PUBL CHAR TOWER WASHINGTON, DC 20005 ECONOMIC SECURITY AMONG WORKING FAMILIES

EDWARD PEPUKAYI MAZHANGARA NONE INDIVIDUAL 3,299. CHIREDZI RESEARCHSTATION P O BOX TO RENEW FELLOWSHIP 97 CHIREDZI, ZIMBABWE FOR PH.D. TRAINING IN AGRICULTURAL ECONOMICS

EGERTON UNIVERSITY N/A PUBLIC 100,000. P O BOX 536 20115 EGERTON, TO BUILD INSTITUTIONAL CHARITY KENYA CAPACITY IN CLIMATE EQUIV CHANGE RESEARCH IN KENYA

EGERTON UNIVERSITY N/A PUBLIC 283,900. P O BOX 536 20115 EGERTON, TO HELP KEN FARMERS CHARITY KENYA AND PASTORALISTS ADAPT EQUIV TO CLIMATE CHANGE

EMCARTS INC N/A 501(C)(3) 50,000. 127 WEST 122ND STREET NEW YORK, FOR AN INNOVATION PUBL CHAR NY 10025 TRAINING AND IMMERSION PROGRAM FOR NYC ARTS ORGANIZATIONS

ENVIRONMENTAL LAW AND POLICY N/A 501(C)(3) 75,000. CENTER OF THE MIDWEST TO ADVOCATE FOR PUBL CHAR 35 E WACKER STREET SUITE 1300 TRANSPORTATION CHICAGO, IL 60601 DEVELOPMENT IN THE MIDWEST U.S.

ETHIOPIAN INSTITUTE OF N/A FOREIGN 170,000. AGRICULTURAL RESEARCH TO MAINSTREAM CLIMATE GOV'T UNIT P O BOX 2003 ADDIS ABABA, CHANGE ADAPTATION INTO ETHIOPIA FOOD SECURITY IN ETHIOPIA

EUGENIO MARIA DE HOSTOS N/A 501(C)(3) 37,500. COMMUNITY COLLEGE FOUNDATION FOR A CURATED PUBL CHAR 500 GRAND CONCOURSE BRONX, NY AFRO‐CARIBBEAN MUSIC 10451 PERFORMANCE SERIES

335 STATEMENT(S) 25 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} EXIT ART THE FIRST WORLD INC N/A 501(C)(3) 43,750. 475 10TH AVENUE NEW YORK, NY FOR A THEATER TO PUBL CHAR 10018 EXCLUSIVELY PRESENT DIGITAL INDEPENDENT CINEMA

FINANCIAL SECTOR DEEPENING TRUST N/A PUBLIC 25,000. KENYA TO HELP AFRICAN CHARITY 4TH FLOOR KE RE TOWERS OFF SMALLHOLDER FARMERS EQUIV RAGATI ROAD UPPER HILL NAIROBI, BETTER MANAGE CLIMATE‐RELATED RISKS

FOREST TRENDS ASSOCIATION N/A 501(C)(3) 200,000. 1050 POTOMAC STREET NW TO BETTER ENABLE PUBL CHAR WASHINGTON, DC 20007 ACCESS TO CARBON AND CLIMATE FINANCE SOURCES IN AFRICA

FORO NACIONAL INTERNACIONAL N/A PUBLIC 79,700. AV MANUEL OLGUIN 533 OFICINA 403 TO IDENTIFY TRENDS IN CHARITY SANTIAGO DE SURCO LIMA, PERU POVERTY AND HUMAN EQUIV DEVELOPMENT IN SOUTH AMERICA

FORUM FOR AFRICAN WOMEN N/A PUBLIC 50,300. EDUCATIONALISTS TO PROMOTE GENDER CHARITY FAWE HOUSE CHANIA AVENUE OFF EQUALITY IN UNIVERSITY EQUIV WOOD AVENUE NAIROBI, KENYA RECRUITMENT IN AFRICA

FOUNDRY THEATRE N/A 501(C)(3) 43,750. 140 142 SECOND AVENUE SUITE 405 FOR FIVE ARTISTIC, PUBL CHAR NEW YORK, NY 10003 COLLABORATIVE WORKS EXPLORING NEW YORK CITY LIFE

FREEDOM FROM HUNGER N/A 501(C)(3) 98,600. 1644 DA VINCI COURT DAVIS, CA TO STUDY PRIVATE PUBL CHAR 95618 SECTOR HEALTH ORGANIZATIONS IN THE ANDES REGION

GLOBAL HEALTHCARE INFORMATION N/A FOREIGN 5,000. NETWORK LTD FOR PROVIDER ACCESS TO ORG E/R 16 WOODFIELD DRIVE CHARLBURY HEALTHCARE INFORMATION GRNT OXFORDSHIRE, UNITED KINGDOM IN DEVELOPING COUNTRIES

GLOBALGIVING FOUNDATION INC N/A 501(C)(3) 145,000. 1023 15TH STREET NW 12TH FLOOR TO FIND TECHNOLOGY PUBL CHAR WASHINGTON, DC 20005 SOLUTIONS THAT MAY IMPROVE THE LIVES OF THE POOR

336 STATEMENT(S) 25 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} GORAKHPUR ENVIRONMENTAL ACTION N/A PUBLIC 299,150. GROUP FOR A MICRO MODEL OF CHARITY 224 PURDILPUR M G COLLEGE ROAD RESILIENCE PLANNING IN EQUIV GORAKHPUR, INDIA GORAKHPUR, INDIA

GREATER WASHINGTON EDUCATIONAL N/A 501(C)(3) 62,500. TELECOMMUNICATIONS ASSOCIATION FOR A DOCUMENTARY FILM PUBL CHAR INC ‐ 2775 SOUTH QUINCY STREET ON THE DUST BOWL ARLINGTON, VA 22206 DISASTER

GREATER WASHINGTON EDUCATIONAL N/A 501(C)(3) 100,000. TELECOMMUNICATIONS ASSOCIATION FOR A PUBLIC MEDIA PUBL CHAR INC ‐ 2775 SOUTH QUINCY STREET INITIATIVE ON LATINO ARLINGTON, VA 22206 IMMIGRATION AND CULTURE IN THE U.S.

GREEN FOR ALL N/A 501(C)(3) 100,000. 1611 TELEGRAPH AVENUE SUITE 600 TO BUILD GOVERNMENT PUBL CHAR OAKLAND, CA 94612 AND ORGANIZATIONAL CAPACITY FOR GREEN‐COLLAR ECONOMY

GROWTH PHILANTHROPY NETWORK INC N/A 501(C)(3) 150,000. 122 EAST 42ND STREET 17TH FLOOR TO BUILD CAPACITY OF PUBL CHAR NEW YORK, NY 10168 SOCIAL PURPOSE ORGANIZATIONS IN AFRICA

GUANGXI CENTER FOR DISEASE N/A FOREIGN 85,100. PREVENTION AND CONTROL TO BUILD CAPACITY IN GOV'T UNIT 18 JINZHOU ROAD NANNING DISEASE SURVEILLANCE GUANGXI, CHINA AND RESPONSE

GUIDESTAR INTERNATIONAL LTD N/A PVT FND 27,000. 55 56 LINCOLNS INN FIELDS TO DEVELOP A DATABASE EQUIV LONDON, UNITED KINGDOM OF NGO INFORMATION IN (E/R) INDIA

HANOI MEDICAL UNIVERSITY N/A PUBLIC 301,640. 1 TON THAT TUNG STREET DONG DA TO PROMOTE THE CHARITY DISTRICT HANOI, VIETNAM IMPLEMENTATION OF EQUIV EVIDENCE‐BASED HEALTH POLICIES IN VIETNAM

HANOI SCHOOL OF PUBLIC HEALTH N/A PUBLIC 200,000. 138 GIANG VO BA DINH HANOI, FOR A DEGREE PROGRAM CHARITY VIETNAM IN PUBLIC HEALTH EQUIV INFORMATICS IN VIETNAM

337 STATEMENT(S) 25 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} HANOI SCHOOL OF PUBLIC HEALTH N/A PUBLIC 200,000. 138 GIANG VO BA DINH HANOI, FOR UNIVERSAL HEALTH CHARITY VIETNAM COVERAGE CURRICULUM EQUIV DEVELOPMENT

INDIAN SCHOOL OF BUSINESS N/A PUBLIC 100,000. GACHIBOWLI HYDERABAD, INDIA FOR RESEARCH ON CHARITY URBANIZATION AND EQUIV AFFORDABLE HOUSING IN INDIA

INSTITUT DES SCIENCES N/A FOREIGN 190,000. AGRONOMIQUES DU RWANDA TO IMPROVE RWN GOV'T UNIT P O BOX 5016 KIGALI, RWANDA FARMERS' FOOD SECURITY VIA CLIMATE CHANGE ADAPTATION

INSTITUTE FOR SOCIAL AND N/A 501(C)(3) 217,160. ENVIRONMENTAL TRANSITION TO STUDY THE IMPACTS PUBL CHAR 948 NORTH STREET SUITE 9 OF DEVELOPMENT AND BOULDER, CO 80304 CLIMATE CHANGE IN DA NANG, VIETNAM

INSTITUTE FOR SOCIAL AND N/A 501(C)(3) 337,800. ENVIRONMENTAL TRANSITION TO STUDY FLOODING PUBL CHAR 948 NORTH STREET SUITE 9 SCENARIOS WITH URBAN BOULDER, CO 80304 DEVELOPMENT IN QUY NHON, VIETNAM

INSTITUTE FOR SOCIAL AND N/A 501(C)(3) 399,790. ENVIRONMENTAL TRANSITION TO BUILD CLIMATE PUBL CHAR 948 NORTH STREET SUITE 9 CHANGE RESILIENCE BOULDER, CO 80304 CAPACITY IN THREE CITIES IN VIETNAM

INSTITUTE FOR SOCIAL AND N/A 501(C)(3) 600,000. ENVIRONMENTAL TRANSITION TO RATE EFFECTIVENESS PUBL CHAR 948 NORTH STREET SUITE 9 OF THE ASIAN CITIES BOULDER, CO 80304 CLIMATE CHANGE RESILIENCE NETWORK

INSTITUTE FOR SOCIAL AND N/A 501(C)(3) 982,240. ENVIRONMENTAL TRANSITION TO ENABLE CLIMATE PUBL CHAR 948 NORTH STREET SUITE 9 CHANGE RESILIENCE BOULDER, CO 80304 COORDINATION AMONG LOCAL GOVERNMENTS

INSTITUTE FOR SUSTAINABLE N/A 501(C)(3) 100,000. COMMUNITIES FOR TRAINING IN GREEN PUBL CHAR 535 STONE CUTTERS WAY JOBS AND GREEN MONTPELIER, VT 05602 BUILDING IN TRANSPORTATION

338 STATEMENT(S) 25 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} INSTITUTE FOR THE ANALYSIS OF N/A 501(C)(3) 100,000. GLOBAL SECURITY INC TO ADVANCE THE CASE PUBL CHAR 7811 MONTROSE ROAD SUITE 505 FOR NATIONAL POTOMAC, MD 20854 TRANSPORTATION REFORM

INSTITUTE FOR THE FUTURE N/A 501(C)(3) 147,500. 124 UNIVERSITY AVENUE 2ND FLOOR TO IDENTIFY TRENDS IN PUBL CHAR PALO ALTO, CA 94301 POVERTY AND HUMAN DEVELOPMENT

INSTITUTE FOR TRANSPORTATION AND N/A 501(C)(3) 30,000. DEVELOPMENT POLICY FOR A STUDY ON BUS PUBL CHAR 9 EAST 19TH STREET 7TH FLOOR RAPID TRANSIT THAT NEW YORK, NY 10003 AIMS TO ADVANCE IT IN THE U.S.

INSTITUTE FOR URBAN DESIGN N/A 501(C)(3) 37,500. INCORPORATED FOR A COMPETITION TO PUBL CHAR 17 WEST 17TH STREET NEW YORK, DESIGN AN OPEN‐AIR NY 10011‐5510 FESTIVAL IN THE SOUTH BRONX

INSTITUTE OF ECONOMIC AFFAIRS N/A PUBLIC 34,300. 5TH FLOOR ACK GARDEN HOUSE 1ST TO STUDY KENYA'S YOUTH CHARITY NGONG AVENUE NAIROBI, KENYA POPULATION BULGE AND EQUIV ITS FUTURE IMPACT

INSTITUTE OF HEALTH POLICY, N/A FOREIGN 116,160. MANAGEMENT AND RESEARCH ‐ TO STUDY PRIVATE ORG E/R INTRADE AFRICA PLACE BLOCK C SECTOR HEALTH GRNT KAURIA RD OFF MUTHANGARI RD ORGANIZATIONS IN EAST LAVINGTON NAIROBI, KENYA AFRICA

INSTITUTE OF INTERNATIONAL N/A 501(C)(3) 20,556. EDUCATION INC FOR AN EVALUATION OF PUBL CHAR 809 UNITED NATIONS PLAZA NEW THE PARTNERSHIP FOR YORK, NY 10017‐3580 HIGHER EDUCATION IN AFRICA

INSTITUTE OF INTERNATIONAL N/A 501(C)(3) 217,000. EDUCATION INC TO ADMINISTER PUBL CHAR 809 UNITED NATIONS PLAZA NEW COMPETITIONS AND YORK, NY 10017‐3580 RESIDENCIES AT THE BELLAGIO CENTER, ITALY

INSTITUTO DE INVESTIGACAO N/A FOREIGN 46,074. AGRARIA DE MOCAMBIQUE TO BREED GOV'T UNIT C POSTAL 3658 AV DAS FPLM NO DISEASE‐RESISTANT 2698 MAPUTO, MOZAMBIQUE CASSAVA IN MOZAMBIQUE

339 STATEMENT(S) 25 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} INTELLECAP INC N/A US NON 65,800. 262 VENTURA AVENUE PALO ALTO, TO IDENTIFY TRENDS IN CHAR E/R CA 94306 POVERTY IN INDIA, GRNT BANGLADESH AND PAKISTAN

INTELLECAP INC N/A US NON 250,000. 262 VENTURA AVENUE PALO ALTO, FOR A FORUM OF ASIAN CHAR E/R CA 94306 STAKEHOLDERS ON USING GRNT THE MARKET TO HELP THE POOR

INTERACTION ‐ AMERICAN COUNCIL N/A 501(C)(3) 71,200. FOR VOLUNTARY INTERNATIONAL TO ENABLE NON‐GOV'TAL PUBL CHAR ACTION INC ‐ 1400 16TH STREET NW ORGS TO CONDUCT IMPACT SUITE 210 WASHINGTON, DC 20036 EVALUATIONS

INTERNATIONAL CENTRE FOR N/A 501(C)(3) 35,000. DIARRHOEAL DISEASE RESEARCH, FOR PUBLICATION OF AN PUBL CHAR BANGLADESH ‐ GPO BOX 128 DHAKA, ISSUE OF THE LANCET ON BANGLADESH HEALTH IN BANGLADESH

INTERNATIONAL CENTRE FOR N/A 501(C)(3) 100,270. DIARRHOEAL DISEASE RESEARCH, FOR A PILOT HEALTH PUBL CHAR BANGLADESH ‐ GPO BOX 128 DHAKA, INSURANCE SCHEME IN BANGLADESH BANGLADESH

INTERNATIONAL CENTRE FOR N/A 501(C)(3) 483,000. DIARRHOEAL DISEASE RESEARCH, TO LAUNCH A CENTER OF PUBL CHAR BANGLADESH ‐ GPO BOX 128 DHAKA, EXCELLENCE ON BANGLADESH UNIVERSAL HEALTH COVERAGE

INTERNATIONAL INSTITUTE FOR N/A 501(C)(3) 75,000. ENVIRONMENT AND DEVELOPMENT FOR RESEARCH ON URBAN PUBL CHAR 3 ENDSLEIGH STREET LONDON, ADAPTATION TO CLIMATE UNITED KINGDOM CHANGE

INTERNATIONAL SOCIETY FOR N/A FOREIGN 30,000. TELEMEDICINE AND EHEALTH ‐ TOWARD THE COSTS OF ORG E/R KLINIKUM DER UNIVERSITAT PLANNING FOR A GLOBAL GRNT REGENSBURG ABTEILUNG FUR EHEALTH CONVENTION UNFALLCHIRURGIE REGENSBURG, GERMANY

INTERNATIONAL WATER MANAGEMENT N/A 501(C)(3) 244,537. INSTITUTE TO ASSESS GROUNDWATER PUBL CHAR P O BOX 2075 COLUMBO, SRI LANKA RESOURCES IN AFRICA TO ENABLE FOOD SECURITY

340 STATEMENT(S) 25 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ISAMU NOGUCHI FOUNDATION AND N/A 501(C)(3) 25,000. GARDEN MUSEUM FOR A REDESIGN OF LONG PUBL CHAR 32 37 VERNON BOULEVARD LONG ISLAND CITY, AN ISLAND CITY, NY 11106 UNDER‐UTILIZED REGION OF QUEENS, NY

JUMO INTERNATIONAL INC N/A 501(C)(3) 100,000. 113 SPRING STREET 3RD FL NEW GENERAL SUPPORT PUBL CHAR YORK, NY 10012

KENYA AGRICULTURAL RESEARCH N/A FOREIGN 120,400. INSTITUTE FOR CLIMATE CHANGE GOV'T UNIT KAPTAGAT ROAD LORESHO PO BOX RESILIENCE MEASURES IN 57811 00200 NAIROBI, KENYA KENYA

KENYA COMMUNITY DEVELOPMENT N/A PUBLIC 23,000. FOUNDATION TO STRENGTHEN THE CHARITY P O BOX 10501 100100 NAIROBI, NETWORK OF AFRICAN EQUIV KENYA GRANTMAKING ORGANIZATIONS

KENYA INSTITUTE FOR PUBLIC N/A FOREIGN 124,350. POLICY RESEARCH AND ANALYSIS TO BUILD A SET OF GOV'T UNIT BISHOPS GARDEN TOWERS BISHOPS RECOMMENDATIONS FOR ROAD NAIROBI, KENYA THE KENYA NATL ROAD SAFETY COUNCIL

KENYA RED CROSS SOCIETY N/A PUBLIC 300,000. PO BOX 40712 00100 NAIROBI, TO CENTRALIZE AND CHARITY KENYA COORDINATE EMERGENCY EQUIV RESPONSE SERVICES IN KENYA

KIGALI INSTITUTE OF SCIENCE AND N/A PUBLIC 150,000. TECHNOLOGY FOR A MODEL RESEARCH CHARITY AVENUE DE L ARMEE B P 3900 CENTER FOR HEALTH EQUIV KIGALI, RWANDA INFORMATICS TRAINING IN RWANDA

LION'S HEAD GLOBAL PARTNERS LLP N/A FOREIGN 150,000. 16 NEW BURLINGTON PLACE LONDON, FOR A FRAMEWORK TO ORG E/R UNITED KINGDOM IMPROVE AFRICAN FOOD GRNT SECURITY VIA IMPACT INVESTING

LONDON SCHOOL OF HYGIENE AND N/A PUBLIC 50,000. TROPICAL MEDICINE, UNIVERSITY OF TO IMPROVE AFFORDABLE CHARITY LONDON ‐ KEPPEL STREET LONDON, HEALTH SYSTEMS FOR EQUIV UNITED KINGDOM POOR POPULATIONS

341 STATEMENT(S) 25 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} MAHIDOL UNIVERSITY N/A PUBLIC 7,500. 999 PHUTTAMONTHON 4 ROAD SALAYA TO STRENGTHEN THE CHARITY NAKHON PATHOM, THAILAND EMERGING GLOBAL HEALTH EQUIV DIPLOMACY NETWORK

MAHIDOL UNIVERSITY N/A PUBLIC 157,000. 999 PHUTTAMONTHON 4 ROAD SALAYA FOR A CONFERENCE TO CHARITY NAKHON PATHOM, THAILAND SHARE PRACTICES ON EQUIV HEALTH SYSTEMS STRENGTHENING

MAKER FAIRE AFRICA FOUNDATION N/A FOREIGN 75,000. TIMORPLEIN 29 AMSTERDAM, TO MATCH INNOVATORS ORG E/R NETHERLANDS WITH MENTORS TO SPARK GRNT ENTREPRENEURSHIP IN AFRICA

MAKERERE UNIVERSITY N/A PUBLIC 43,000. P O BOX 7062 KAMPALA, UGANDA TO REDUCE POVERTY IN CHARITY UGANDA VIA EDUCATIONAL EQUIV AND INFORMATION TECHNOLOGY

MAKERERE UNIVERSITY N/A PUBLIC 198,700. P O BOX 7062 KAMPALA, UGANDA TO STRENGTHEN REGIONAL CHARITY CLIMATE CHANGE POLICY EQUIV DEVELOPMENT IN EAST AFRICA

MARY ROBINSON FOUNDATION N/A PUBLIC 14,500. TRINITY COLLEGE COLLEGE GREEN IN SUPPORT OF BUILDING CHARITY DUBLIN, IRELAND WOMEN'S LEADERSHIP IN EQUIV THE AREA OF CLIMATE JUSTICE

MAYOR'S FUND TO ADVANCE NEW YORK N/A 501(C)(3) 250,000. CITY FOR COLLABORATIVE PUBL CHAR 253 BROADWAY 8TH FLOOR NEW ANTI‐POVERTY PROGRAMS YORK, NY 10007 ACROSS EIGHT URBAN AREAS

MCKINSEY AND COMPANY INC N/A US NON 25,000. 55 EAST 52ND STREET NEW YORK, FOR A STUDY ON INFO CHAR E/R NY 10022 TECHNOLOGY USE BY AND GRNT FOR CITIES AND THEIR RESIDENTS

MEDICAL EDUCATION COOPERATION N/A 501(C)(3) 15,000. WITH CUBA TO ENABLE PUBL CHAR MEDICC 1814 FRANKLIN STREET INNOVATION‐SHARING TO SUITE 500 OAKLAND, CA 94612 IMPROVE HEALTH SYSTEMS FOR THE POOR

342 STATEMENT(S) 25 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} MERCY CORPS N/A 501(C)(3) 39,520. 45 SW ANKENY ST PORTLAND, OR FOR A FEASIBILITY PUBL CHAR 97204 STUDY ON RAINWATER MULTI‐USE IN SEMARANG CITY, INDONESIA

MERCY CORPS N/A 501(C)(3) 83,530. 45 SW ANKENY ST PORTLAND, OR FOR AN INTEGRATED PUBL CHAR 97204 SOLID WASTE MANAGEMENT PLAN IN AN INDONESIAN CITY

MERCY CORPS N/A 501(C)(3) 99,180. 45 SW ANKENY ST PORTLAND, OR TO STUDY PRIVATE PUBL CHAR 97204 SECTOR HEALTH ORGANIZATIONS IN INDONESIA

MERCY CORPS N/A 501(C)(3) 435,780. 45 SW ANKENY ST PORTLAND, OR TO BUILD CLIMATE PUBL CHAR 97204 CHANGE RESILIENCE CAPACITY IN TWO INDONESIAN CITIES

MERIDIAN INSTITUTE N/A 501(C)(3) 43,600. 105 VILLAGE PLACE PO BOX 1829 TO HIGHLIGHT PUBL CHAR DILLON, CO 80435 AGRICULTURE IN INTERNATIONAL CLIMATE CHANGE NEGOTIATIONS

MERIDIAN INSTITUTE N/A 501(C)(3) 50,000. 105 VILLAGE PLACE PO BOX 1829 TO STUDY HOW POLICY PUBL CHAR DILLON, CO 80435 REFORM CAN HELP BATTLE HUNGER IN DEVELOPING COUNTRIES

MERIDIAN INSTITUTE N/A 501(C)(3) 60,000. 105 VILLAGE PLACE PO BOX 1829 TO EXPLORE SYSTEMS PUBL CHAR DILLON, CO 80435 THINKING AS A TOOL TO SOLVE COMPLEX GLOBAL PROBLEMS

MICHIGAN STATE UNIVERSITY N/A 501(C)(3) 130,000. 450 ADMINISTRATION BUILDING TO TEST DIFFERENT PUBL CHAR EAST LANSING, MI 48824‐1046 METHODS OF BUILDING CLIMATE RESILIENCE IN EAST AFRICA

MINISTRY OF HEALTH GHANA N/A FOREIGN 257,900. PO BOX MB 44 MINISTRIES ACCRA, TO LEVERAGE PUBLIC AND GOV'T UNIT GHANA PRIVATE SECTORS' CAPACITY TO IMPROVE HEALTH CARE

343 STATEMENT(S) 25 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} MINISTRY OF HEALTH, CAMBODIA N/A FOREIGN 80,000. NO 151 153 KAMPUCHEA KROM BLVD TO DEVELOP A HEALTH GOV'T UNIT PHNOM PENH, CAMBODIA INFORMATICS MASTERS PROGRAM

MINISTRY OF HEALTH, RWANDA N/A FOREIGN 765,000. P O BOX 84 KIGALI, RWANDA TO HELP LAUNCH THE GOV'T UNIT E‐HEALTH INFORMATION SYSTEM IN RWANDA

MONITOR COMPANY GROUP LP N/A US NON 177,000. TWO CANAL PARK CAMBRIDGE, MA TO STUDY THE NEGATIVE CHAR E/R 02141 IMPACTS OF LOW‐INCOME GRNT HOUSING IN INDIA

MUNICIPAL ART SOCIETY OF NEW N/A 501(C)(3) 20,000. YORK TO COORDINATE THE JANE PUBL CHAR 111 WEST 57TH STREET NEW YORK, JACOBS MEDAL AWARD NY 10019 COMPETITION IN URBAN DESIGN

MUSEUM OF CONTEMPORARY AFRICAN N/A 501(C)(3) 43,750. DIASPORAN ARTS FOR A CONSORTIUM OF 22 PUBL CHAR 80 HANSON PLACE BROOKLYN, NY AFRICAN DIASPORA ARTS 11217 ORGANIZATIONS IN BROOKLYN

NATIONAL AGRICULTURAL RESEARCH N/A FOREIGN 94,900. ORGANISATION FOR CLIMATE CHANGE GOV'T UNIT PLOT 3 LUGARD AVE PO BOX 295 ADAPTATION RESEARCH IN ENTEBBE, UGANDA UG AND EASTERN AFRICA

NATIONAL COUNCIL OF LA RAZA N/A 501(C)(3) 250,000. RAUL YZAGUIRRE BLDG 1126 16TH ST TO ENSURE HEALTH CARE PUBL CHAR NW WASHINGTON, DC 20036 EQUITY AND AMONG U.S. LATINO POPULATIONS

NATIONAL INSTITUTE OF SCIENCE N/A FOREIGN 23,500. AND TECHNOLOGY POLICY AND TO STUDY POVERTY AND GOV'T UNIT STRATEGY STUDIES ‐ 38 NGO QUYEN HUMAN DEVELOPMENT STREET HANOI, VIETNAM ISSUES IN VIETNAM

NATIONAL RELIGIOUS PARTNERSHIP N/A 501(C)(3) 10,100. FOR THE ENVIRONMENT TO HIGHLIGHT THE NEED PUBL CHAR 49 SOUTH PLEASANT ST SUITE 301 FOR POLICY SUPPORT OF AMHERST, MA 01002 CLIMATE CHANGE ADAPTATION

NATIONAL UNIVERSITY OF RWANDA N/A PUBLIC 564,340. PO BOX 56 HUYE BUTARE, RWANDA FOR A HEALTH SYSTEMS CHARITY CENTER FOR HEALTH EQUIV PROFESSIONALS AND PRACTITIONERS

344 STATEMENT(S) 25 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} NATIONAL UNIVERSITY OF SINGAPORE N/A PUBLIC 50,000. 21 LOWER KENT RIDGE ROAD TO STUDY POVERTY AND CHARITY SINGAPORE HUMAN DEVELOPMENT EQUIV ISSUES IN SOUTHEAST ASIA

NATURAL RESOURCES DEFENSE N/A 501(C)(3) 50,000. COUNCIL INC TO ENCOURAGE RAPID PUBL CHAR 40 WEST 20TH STREET NEW YORK, SCALE‐UP OF INVESTMENT NY 10011 IN ENERGY EFFICIENCY

NATURAL RESOURCES DEFENSE N/A 501(C)(3) 150,000. COUNCIL INC TO ESTABLISH A MORE PUBL CHAR 40 WEST 20TH STREET NEW YORK, EQUITABLE TRAFFIC NY 10011 PRICING SCHEME IN METRO NEW YORK

NATURAL RESOURCES DEFENSE N/A 501(C)(3) 250,000. COUNCIL INC TO BROADEN THE PUBL CHAR 40 WEST 20TH STREET NEW YORK, NATIONAL MOVEMENT FOR NY 10011 TRANSPORTATION REFORM

NATURE CONSERVATION RESEARCH N/A FOREIGN 49,900. CENTRE‐GHANA (NCRC) TO INCREASE ACCESS TO ORG E/R P O BOX KN 925 ACCRA, GHANA CARBON FINANCE GRNT

NETHOPE INC N/A 501(C)(3) 43,374. 10615 JUDICIAL DRIVE 402 TO BUILD CAPACITY OF PUBL CHAR FAIRFAX, VA 22030‐7500 GLOBAL INTERNATIONAL DEVELOPMENT ORGANIZATIONS

NEW YORK FOUNDATION FOR THE ARTS N/A 501(C)(3) 43,750. INC FOR A GROUNDBREAKING PUBL CHAR 20 JAY STREET 7TH FL BROOKLYN, FESTIVAL OF CAMBODIAN NY 11201 ARTS

NEW YORK HALL OF SCIENCE N/A 501(C)(3) 37,500. 47 01 111TH STREET QUEENS, NY ARTISTS' EXHIBITION ON PUBL CHAR 11368 URBANIZATION COLLAB WITH COMMUNITY

NEW YORK UNIVERSITY N/A 501(C)(3) 250,000. 70 WASHINGTON SQUARE SOUTH 12TH TO IMPLEMENT PROJECTS PUBL CHAR FL NEW YORK, NY 10012 IN AFRICAN UNIVERSITIES

NOVISCAPE CONSULTING GROUP CO N/A FOREIGN 28,450. LTD FOR TREND MONITORING ORG E/R 231 2 BANGKOK CODE BLDG UNIT 4 AND RESEARCH ON ISSUES GRNT BLDG B S SATHORN RD BANGKOK, ON POVERTY AND HUMAN DEVELOPMENT

345 STATEMENT(S) 25 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} OVE ARUP AND PARTNERS N/A FOREIGN 24,900. INTERNATIONAL LIMITED FOR ASSISTANCE TO ORG E/R 13 FITZROY STREET W1T 4BQ ASIAN CITIES CLIMATE GRNT LONDON, UNITED KINGDOM CHANGE RESILIENCE NETWORK

OVE ARUP AND PARTNERS N/A FOREIGN 899,960. INTERNATIONAL LIMITED FOR STRATEGIC PLANNING ORG E/R 13 FITZROY STREET W1T 4BQ OF THE ASIAN CITIES GRNT LONDON, UNITED KINGDOM CLIMATE CHANGE RESILIENCE NETWORK

OXFAM‐AMERICA INC N/A 501(C)(3) 107,500. 226 CAUSEWAY STREET 5TH FLOOR TO REDUCE POVERTY VIA PUBL CHAR BOSTON, MA 02114‐2206 POLICY CHANGE IN AID, AGRICULTURE AND CLIMATE CHANGE

PACT INSTITUTE N/A 501(C)(3) 100,000. 1828 L STREET NW SUITE 300 TO BETTER MONITOR PUBL CHAR WASHINGTON, DC 20036 RESPONSES TO CLIMATE CHANGE IN SOUTHEAST ASIA

PALLI KARMA‐SAHAYAK FOUNDATION N/A FOREIGN 105,000. PKSF BHABAN E 4 B AGARGAON TO DEVELOP GOV'T UNIT ADMINISTRATIVE AREA DHAKA, MICRO‐HEALTH INSURANCE BANGLADESH IN BANGLADESH BY STUDYING OTHER SCHEMES

PAMOJA MEDIA EAST AFRICA LIMITED N/A FOREIGN 39,950. ‐ VIEW PARK TOWERS GROUND FL FOR A NETWORKING ORG E/R UTALII LANE OFF UNIVERSITY WAY PLATFORM TO BUILD GRNT NAIROBI, KENYA CAPACITY FOR KENYAN FARMERS

PAMOJA MEDIA EAST AFRICA LIMITED N/A FOREIGN 40,000. ‐ VIEW PARK TOWERS GROUND FL FOR AN ONLINE RESOURCE ORG E/R UTALII LANE OFF UNIVERSITY WAY FOR CLIMATE CHANGE GRNT NAIROBI, KENYA WORK WITH AFRICAN AGRICULTURE

PAMOJA TRUST N/A PUBLIC 50,000. P O BOX 10269 00100 NAIROBI, MODEL COMPREHENSIVE CHARITY KENYA APPROACHES TO UPGRADE EQUIV NAIROBI SLUMS

PAMOJA TRUST N/A PUBLIC 212,000. P O BOX 10269 00100 NAIROBI, TO GIVE A VOICE TO CHARITY KENYA POOR URBAN KENYANS IN EQUIV SLUM DEVELOPMENT

346 STATEMENT(S) 25 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} PARTNERS FOR URBAN KNOWLEDGE, N/A PUBLIC 321,857. ACTION AND RESEARCH ‐ 272 REPLICABLE SOLUTIONS CHARITY MUNCIPAL TENEMENTS SHIVAJI NAGAR TO IMPROVE URBAN EQUIV BMC COLONY KHER WADI RD BANDRA HEALTH IN INDIA MUMBAI, INDIA

PERFORMANCE ZONE INC N/A 501(C)(3) 37,500. 161 6TH AVENUE 14TH FLOOR NEW TO BUILD SUSTAINABLE PUBL CHAR YORK, NY 10013 WORK CAPACITY AMONG NEW YORK PERFORMING ARTISTS

PHARMACCESS FOUNDATION N/A PUBLIC 90,000. TRINITY BUILDING C PIETERBERGWEG TO IMPROVE QUALITY AND CHARITY 17 AMSTERDAM, NETHERLANDS INCREASE ACCESS TO EQUIV HEALTH SERVICES IN GHANA

PHILIPPINE INSTITUTE FOR N/A FOREIGN 99,890. DEVELOPMENT STUDIES TO STUDY PRIVATE GOV'T UNIT NEDA SA MAKATI BUILDING 106 SECTOR HEALTH AMORSOLO ST MAKATI CITY, ORGANIZATIONS IN THE PHILIPPINES

PORTLAND PR LIMITED N/A FOREIGN 5,000. 1 RED LION COURT LONDON, UNITED PROVIDE COMMUNICATIONS ORG E/R KINGDOM HELP TO 4 AFRICAN GRNT NONPROFIT ORGS

PRATT INSTITUTE N/A 501(C)(3) 62,500. 200 WILLOUGHBY AVENUE BROOKLYN, TO INTEGRATE THE ARTS PUBL CHAR NY 11205 INTO ITS SUSTAINABLE NEIGHBORHOODS INITIATIVE

PRESIDENT AND FELLOWS OF HARVARD N/A 501(C)(3) 390,000. COLLEGE FOR AN IMPACT STUDY OF PUBL CHAR MASSACHUSETTS HALL CAMBRIDGE, BRANDING IN THE MA 02138 PHILANTHROPIC SECTOR

PRESIDENT AND FELLOWS OF HARVARD N/A 501(C)(3) 431,037. COLLEGE FOR A RESEARCH STUDY PUBL CHAR MASSACHUSETTS HALL CAMBRIDGE, AIMED AT IMPROVING MA 02138 HEALTH AMONG URBAN POPULATIONS

PROGRAM FOR APPROPRIATE N/A 501(C)(3) 250,000. TECHNOLOGY IN HEALTH TO STRENGTHEN HEALTH PUBL CHAR 2201 WESTLAKE AVE SUITE 200 SYSTEMS IN THE GLOBAL SEATTLE, WA 98121 SOUTH THROUGH IMPROVED ACCESS

347 STATEMENT(S) 25 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} PUBLIC INTEREST RESEARCH GROUP N/A 501(C)(3) 275,000. EDUCATION FUND INC TOWARD THE COSTS OF PUBL CHAR 218 D STREET SE 1ST FLOOR ITS NEW TRANSPORTATION WASHINGTON, DC 20003 FUTURE CAMPAIGN

QUEENS MUSEUM OF ART ‐ NEW YORK N/A 501(C)(3) 50,000. CITY BLDG FLUSHING MEADOWS TO DEVELOP A SOCIAL PUBL CHAR CORONA PARK QUEENS, NY PRACTICE MASTERS OF 11368‐3398 FINE ARTS PROGRAM AND RESIDENCIES

RAND CORPORATION N/A 501(C)(3) 18,300. 1776 MAIN STREET SANTA MONICA, TO STUDY POVERTY AND PUBL CHAR CA 90407 HUMAN DEVELOPMENT ISSUES IN THE U.S.

RANDALL'S ISLAND SPORTS N/A 501(C)(3) 43,750. FOUNDATION FOR AN ENVIRONMENTAL PUBL CHAR 24 WEST 61ST STREET 4TH FLOOR ART INSTALLATION AND NEW YORK, NY 10023 MUSICAL EVENT

RED CROSS RED CRESCENT CNTR ON N/A PUBLIC 300,000. CLIMATE CHANGE AND DISASTER TO DEVELOP CLIMATE CHARITY PREPAREDNESS ‐ P O BOX 28120 NL RESILIENCE STRATEGIES EQUIV 2502 KC THE HAGUE, NETHERLANDS IN EAST AFRICA

REGENTS OF THE UNIVERSITY OF N/A 501(C)(3) 50,326. CALIFORNIA AT BERKELEY TO ENSURE THAT PUBL CHAR 171 UNIVERSITY HALL BERKELEY, INFRASTRUCTURE CA 94720‐1104 DEVELOPMENT PROGRAMS IN KENYA ARE SCALABLE

REGIONAL UNIVERSITIES FORUM FOR N/A PUBLIC 36,600. CAPACITY BUILDING IN AGRICULTURE TO INCREASE RESILIENCE CHARITY LTD ‐ PLOT 151 GARDEN HILL OF AFRICAN AGRICULTURE EQUIV MAKERERE UNIVERSITY MAIN CAMPUS TO CLIMATE CHANGE KAMPALA, UGANDA

REGISTERED TRUSTEES OF THE N/A PUBLIC 75,000. FINANCIAL SECTOR DEEPENING TRUST TO ENCOURAGE INCREASED CHARITY SASATEL HOUSE PLOT 251 TOURE INVESTMENT IN EQUIV DRIVE OYSTERBAY DAR ES SALAAM, AGRICULTURE IN TANZANIA

RESEARCH FOUNDATION OF THE CITY N/A 501(C)(3) 25,000. UNIVERSITY OF NEW YORK FOR AN ONLINE PUBL CHAR 230 WEST 41ST STREET NEW YORK, CROWDSOURCING TOOL TO NY 10036 ENABLE DISCUSSIONS ABOUT CLIMATE CHANGE

348 STATEMENT(S) 25 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} RESOURCE ALLIANCE LIMITED N/A PUBLIC 100,000. 5TH FLOOR DEVELOPMENT HOUSE 56 TO PROMOTE THE CIVIL CHARITY 64 LEONARD ST LONDON, UNITED SOCIETY SECTOR IN EQUIV KINGDOM INDIA

RESOURCE INNOVATION GROUP INC N/A 501(C)(3) 4,700. P O BOX 51182 EUGENE, OR 97405 TO ADVANCE CLIMATE PUBL CHAR CHANGE POLICY AND PRACTICE IN THE U.S.

RESULTS FOR DEVELOPMENT N/A 501(C)(3) 500,000. INSTITUTE INC TO IMPROVE HEALTH PUBL CHAR 1875 CONNECTICUT AVE NW SUITE OUTCOMES IN DEVELOPING 1210 WASHINGTON, DC 20009 COUNTRIES

RESULTS FOR DEVELOPMENT N/A 501(C)(3) 1,008,000. INSTITUTE INC TO BUILD A DEEPER PUBL CHAR 1875 CONNECTICUT AVE NW SUITE UNDERSTANDING OF 1210 WASHINGTON, DC 20009 UNIVERSAL HEALTH COVERAGE

ROCKEFELLER ARCHIVE CENTER N/A 501C 3 PVT 250,000. 15 DAYTON AVENUE SLEEPY HOLLOW, FOR AN ONLINE OP FDN ER NY 10591 MULTIMEDIA HISTORY OF THE FOUNDATION FOR EDUCATORS

ROCKEFELLER FOUNDATION MATCHING N/A NOT 668,311. GIFT PROGRAM MATCHING GIFT APPLICABLE CO 420 FIFTH AVE NEW YORK, NY 10018

ROCKEFELLER FOUNDATION N/A 501(C)(3) 6,100. PHILANTHROPIC SECTOR MEMBERSHIP PUBL CHAR CONTRIBUTIONS ‐ CO 420 FIFTH AVE CONTRIBUTION NEW YORK, NY 10018

ROCKEFELLER PHILANTHROPY N/A 501(C)(3) 5,000. ADVISORS INC TO PROVIDE GUIDANCE TO PUBL CHAR 6 WEST 48TH STREET 10TH FL NEW FOUNDATIONS AND OTHER YORK, NY 10036 DONORS ON IMPACT INVESTING

ROYAL MELBOURNE INSTITUTE OF N/A PUBLIC 48,350. TECHNOLOGY FOR AN INTERNATIONAL CHARITY 124 LATROBE STREET MELBOURNE, WEB 2.0 EVALUATION EQUIV AUSTRALIA RESOURCE FOR GRANTEES

SA NODE OF THE MILLENNIUM N/A FOREIGN 25,000. PROJECT TO CONDUCT TREND ORG E/R PO BOX 1666 GALLO MANOR 2052 MONITORING ON ISSUES GRNT JOHANNESBURG, SOUTH AFRICA OF POVERTY AND HUMAN DEVELOPMENT

349 STATEMENT(S) 25 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} SA NODE OF THE MILLENNIUM N/A FOREIGN 75,450. PROJECT FOR AN ONLINE RESOURCE ORG E/R PO BOX 1666 GALLO MANOR 2052 FOR IDENTIFYING TRENDS GRNT JOHANNESBURG, SOUTH AFRICA IN POVERTY

SAMASOURCE INC N/A 501(C)(3) 399,200. 972 MISSION STREET 5TH FL SAN TO OUTSOURCE DIGITAL PUBL CHAR FRANCISCO, CA 94103 WORK TO SMALLER OUTFITS AND POOR PEOPLE IN AFRICA

SEVENTH REGIMENT ARMORY N/A 501(C)(3) 43,750. CONSERVANCY INC FOR DANCE PUBL CHAR 643 PARK AVENUE NEW YORK, NY PRESENTATIONS AT A 10065 PERMANENT DANCE SPACE IN NEW YORK CITY

SOUTH AFRICAN INSTITUTE FOR N/A PUBLIC 400,000. DISTANCE EDUCATION TO STUDY THE USE OF CHARITY P O BOX 31822 BRAAMFONTEIN, INFORMATION TECHNOLOGY EQUIV SOUTH AFRICA IN AFRICAN HIGHER EDUCATION

SHACK DWELLERS INTERNATIONAL ‐ N/A PUBLIC 1,000,002. 1ST FL CAMPGROUND CENTRE CORNER TO DEVELOP MORE CHARITY OF SURRY AND RAAPENBERG RD CAPE INCLUSIVE URBAN EQUIV TOWN, SOUTH AFRICA SHELTER STRATEGIES IN THE DEVELOPING WORLD

SMART GROWTH AMERICA N/A 501(C)(3) 500,000. 1707 L STREET NW SUITE 1050 TO IMPROVE THE LIVES PUBL CHAR WASHINGTON, DC 20036 OF POOR PEOPLE THOUGH BETTER TRANSPORTATION POLICIES

SOCIAL SCIENCE RESEARCH COUNCIL N/A 501(C)(3) 75,000. ONE PIERREPONT PLAZA 15TH FLOOR FOR PUBLICATIONS PUBL CHAR BROOKLYN, NY 11201 ADVISING BEST PRACTICES IN FINANCING INFRASTRUCTURE

SOCIAL STOCK EXCHANGE LIMITED N/A FOREIGN 10,665. 38 SANTLEY HOUSE FRAZIER STREET TO TEST THE POTENTIAL ORG E/R LONDON, UNITED KINGDOM OF A UK‐BASED STOCK GRNT EXCHANGE FOR SOCIAL ENTERPRISES

SOCIETY FOR INTERNATIONAL N/A 501(C)(3) 25,200. DEVELOPMENT TO STUDY POVERTY AND PUBL CHAR 207 VIA PANISPERNA ROME, ITALY HUMAN DEVELOPMENT ISSUES IN SUB‐SAHARAN AFRICA

350 STATEMENT(S) 25 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} SOKOINE UNIVERSITY OF N/A PUBLIC 138,600. AGRICULTURE TO ASSESS THE IMPACT CHARITY P O BOX 3000 CHUO KIKUU OF MOBILE TECHNOLOGIES EQUIV MOROGORO, TANZANIA ON HEALTH SURVEILLANCE

SOKOINE UNIVERSITY OF N/A PUBLIC 159,600. AGRICULTURE TO BUILD CLIMATE CHARITY P O BOX 3000 CHUO KIKUU CHANGE CAPACITY IN THE EQUIV MOROGORO, TANZANIA AGRICULTURAL SECTOR IN TANZANIA

SOLOMON R GUGGENHEIM FOUNDATION N/A 501(C)(3) 50,000. 1071 FIFTH AVENUE NEW YORK, NY FOR SIX "STILLNESS" PUBL CHAR 10128 WALKING TOURS IN NEW YORK'S FIVE BOROUGHS

SOUTHERN ENVIRONMENTAL LAW N/A 501(C)(3) 100,000. CENTER TO ADVANCE SUSTAINABLE PUBL CHAR 201 WEST MAIN ST SUITE 14 TRANSPORTATION AND CHARLOTTESVILLE, VA 22902 LAND USE POLICIES

STRATEGIC FORESIGHT GROUP N/A FOREIGN 152,400. C 306 MONTANA LOKHANDWALA TO IDENTIFY TRENDS IN ORG E/R COMPLEX MUMBAI, INDIA POVERTY IN EAST ASIAN GRNT AND MIDDLE EASTERN COUNTRIES

SWISS TROPICAL AND PUBLIC HEALTH N/A PUBLIC 52,415. INSTITUTE FOR AN EVALUATION OF CHARITY SOCINSTRASSE 57 P O BOX BASEL, THE FOUNDATION'S EQUIV SWITZERLAND DISEASE SURVEILLANCE INITIATIVE

TARU LEADING EDGE PRIVATE N/A FOREIGN 139,850. LIMITED TO DEVELOP A RANGE OF ORG E/R 424 QUTUB PLAZA DLF CITY PHASE I URBAN WATER MANAGEMENT GRNT GURGAON, INDIA MODELS IN INDORE CITY, INDIA

TARU LEADING EDGE PRIVATE N/A FOREIGN 259,900. LIMITED FOR AN EARLY WARNING ORG E/R 424 QUTUB PLAZA DLF CITY PHASE I SYSTEM MODEL FOR GRNT GURGAON, INDIA RESERVOIR RELEASES IN SURAT, INDIA

TARU LEADING EDGE PRIVATE N/A FOREIGN 525,420. LIMITED TO BUILD CLIMATE ORG E/R 424 QUTUB PLAZA DLF CITY PHASE I CHANGE RESILIENCE GRNT GURGAON, INDIA CAPACITY IN THREE CITIES IN INDIA

351 STATEMENT(S) 25 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} THE AFRICAN HEALTH ECONOMICS AND N/A FOREIGN 14,500. POLICY ASSOCIATION LIMITED FOR A STUDY TO IMPROVE ORG E/R 73 KIMBERLEY RD CROYDON SURREY, HEALTH OUTCOMES IN GRNT UNITED KINGDOM AFRICAN COUNTRIES

THE ASIA SOCIETY N/A 501(C)(3) 37,500. 725 PARK AVENUE NEW YORK, NY TO ENCOURAGE PUBL CHAR 10021‐5088 CROSS‐CULTURAL, INTER‐DISCIPLINARY EXCHANGES

THE NIGERIA ICT FORUM OF N/A FOREIGN 200,000. PARTNERSHIP INSTITUTIONS TO PROVIDE INTERNET ORG E/R 25 LIBREVILLE ST OFF AMINU KANO ACCESS FOR AFRICAN GRNT CRESCENT WUSE II ABUJA, NIGERIA INSTITUTIONS OF HIGHER EDUCATION

THE UNIVERSITY OF CALIFORNIA, N/A 501(C)(3) 44,000. SAN FRANCISCO FOR A PRIVATE SECTOR PUBL CHAR 3RD AND PARNASSUS AVENUES SAN HEALTH CARE SYMPOSIUM FRANCISCO, CA 94143 TO BENEFIT DEVELOPING COUNTRIES

TIDES CENTER N/A 501(C)(3) 75,000. THE PRESIDIO PO BOX 29907 SAN TO REVITALIZE NEW PUBL CHAR FRANCISCO, CA 94129‐0907 YORK'S OLDER INDUSTRIAL U.S. CITIES

TRUSTEES OF BOSTON UNIVERSITY N/A 501(C)(3) 38,000. ONE SILBER WAY BOSTON, MA 02215 TO IDENTIFY TRENDS IN PUBL CHAR POVERTY AND HUMAN DEVELOPMENT

TRUSTEES OF TUFTS COLLEGE N/A 501(C)(3) 1,372,300. ATTN LAWRENCE S BACOW PRESIDENT PROVIDE PHILANTHROPIES PUBL CHAR MEDFORD, MA 02155 WITH A "POSITIVE DEVIANCE" MODEL

UNITED NATIONS FOUNDATION INC N/A 501(C)(3) 450,000. 1800 MASSACHUSETTS AVENUE NW TO DEVELOP THE MHEALTH PUBL CHAR SUITE 400 WASHINGTON, DC 20036 ALLIANCE

UNIVERSIDAD DEL DESARROLLO N/A PUBLIC 71,800. AVENIDA LAS CONDES 12 438 LA FOR A STUDY ON CHARITY BARNECHEA SANTIAGO, CHILE PRE‐NATAL HEALTH EQUIV EQUITY IN CHILE

UNIVERSITY COLLEGE LONDON, N/A PUBLIC 21,400. UNIVERSITY OF LONDON TO STUDY HOW URBAN CHARITY GOWER STREET LONDON, UNITED PLANNING MODELS AFFECT EQUIV KINGDOM RISK OF ILL HEALTH

352 STATEMENT(S) 25 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} UNIVERSITY OF CAPE TOWN N/A PUBLIC 50,000. PRIVATE BAG RONDEBOSCH 7701 TO BUILD CAPACITY IN CHARITY CAPE TOWN, SOUTH AFRICA AFRICAN UNIVERSITIES EQUIV VIA EXPANSION AND COLLABORATION

UNIVERSITY OF DAR ES SALAAM N/A PUBLIC 43,000. P O BOX 35091 DAR ES SALAAM, TO REDUCE POVERTY IN CHARITY TANZANIA TANZANIA VIA EQUIV EDUCATIONAL AND INFORMATION TECHNOLOGY

UNIVERSITY OF DAR ES SALAAM N/A PUBLIC 140,600. P O BOX 35091 DAR ES SALAAM, FOR TRAINING AND CHARITY TANZANIA RESEARCH ON CLIMATE EQUIV CHANGE ADAPTATION IN EAST AFRICA

UNIVERSITY OF GHANA N/A PUBLIC 17,700. PO BOX LG25 ACCRA, GHANA TO IMPROVE HEALTH CHARITY INFORMATICS‐BASED EQUIV EHEALTH CAPACITY IN GHANA

UNIVERSITY OF HYDERABAD N/A PUBLIC 194. CENTRAL UNIVERSITY POST OFFICE TO STUDY RICE CHARITY HYDERABAD, INDIA IMPROVEMENT FOR EQUIV DROUGHT TOLERANCE

UNIVERSITY OF KWAZULU‐NATAL N/A PUBLIC 325,000. UNIVERSITY ROAD CHILTERN HILLS TO ENABLE THE STUDY OF CHARITY KWAZULU NATAL, SOUTH AFRICA ADVANCED HEALTH MODELS EQUIV IN LOW‐RESOURCE SETTINGS

UNIVERSITY OF LIBERIA N/A PUBLIC 164,000. P O BOX 10 1920 1000 CAPITAL TO IMPROVE LIBERIA'S CHARITY HILL MONROVIA, LIBERIA FOOD SECURITY VIA EQUIV IMPROVED RICE VARIETIES

UNIVERSITY OF MANCHESTER N/A PUBLIC 10,000. OXFORD ROAD MANCHESTER, UNITED TO IDENTIFY TRENDS IN CHARITY KINGDOM POVERTY AND HUMAN EQUIV DEVELOPMENT

UNIVERSITY OF NAIROBI N/A PUBLIC 50,000. PO BOX 30197 00100 NAIROBI, TO ENSURE THAT CHARITY KENYA INFRASTRUCTURE EQUIV DEVELOPMENT PROGRAMS IN KENYA ARE SCALABLE

353 STATEMENT(S) 25 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} UNIVERSITY OF PRETORIA N/A PUBLIC 116,300. LYNNWOOD ROAD HILLCREST TO EDUCATE CHINESE CHARITY PRETORIA, SOUTH AFRICA STAKEHOLDERS ON GOOD EQUIV INVESTING PRACTICES IN AFRICA

UNIVERSITY OF READING N/A PUBLIC 249,400. WHITEKNIGHTS HOUSE P O BOX 217 TO BUILD CLIMATE CHARITY BERSHIRE, UNITED KINGDOM CHANGE RESILIENCE EQUIV CAPACITY IN SEVEN AFRICAN INSTITUTIONS

UNIVERSITY OF SUSSEX N/A PUBLIC 23,100. SUSSEX HOUSE FALMER BRIGHTON, TO STUDY NEW MODELS CHARITY UNITED KINGDOM FOR TECHNOLOGY EQUIV ASSESSMENT IN THE GLOBAL SOUTH

UNIVERSITY OF THE FREE STATE N/A PUBLIC 200,000. P O BOX 339 BLOEMFONTEIN, SOUTH TO IMPROVE IMPACT CHARITY AFRICA MONITORING OF EQUIV FOUNDATION INITIATIVES AND KEY GRANTEES

UNIVERSITY OF WASHINGTON N/A 501(C)(3) 112,383. 301 GERBERDING HALL BOX 351230 FOR EVALUATION OF THE PUBL CHAR SEATTLE, WA 98195‐1230 DISEASE SURVEILLANCE NETWORKS INITIATIVE

UNIVERSITY OF WISCONSIN‐MADISON N/A 501(C)(3) 500,000. CHANCELLORS OFFICE 161 BASCOM TO ENABLE STATES TO PUBL CHAR HALL 500 LINCOLN DR MADISON, WI IMPLEMENT EQUITABLE 53706 TRANSP POLICIES

UNIVERSITY OF WISCONSIN‐STEVENS N/A 501(C)(3) 26,365. POINT TO INTEGRATE PUBL CHAR 1801 FRANKLIN STREET STEVENS INFORMATION SYSTEMS POINT, WI 54481 INTO LOCAL GOVERNMENT PLANNING IN UGANDA

URBAN WORD NYC INC N/A 501(C)(3) 25,000. 242 WEST 27TH STREET 3A NEW FOR A COMMUNITY PUBL CHAR YORK, NY 10001 OUTREACH PROGRAM FOCUSING ON YOUTH'S POETIC VOICE

VERULAM ASSOCIATES LTD N/A FOREIGN 777,300. PEAR TREE COTTAGE 45 NETHERTON FOR AN EVALUATION OF ORG E/R LANE FYFIELD UNITED KINGDOM THE ASIAN CITIES GRNT CLIMATE CHANGE RESILIENCE NETWORK

354 STATEMENT(S) 25 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} WILDLIFE CONSERVATION SOCIETY N/A 501(C)(3) 122,700. 2300 SOUTHERN BOULEVARD BRONX, FOR ACTIVITIES LINKING PUBL CHAR NY 10460 ANIMAL AND HUMAN HEALTH IN SOUTHERN AFRICA

WILLIAM J. CLINTON FOUNDATION N/A 501(C)(3) 452,484. 1200 PRESIDENT CLINTON AVENUE TO STRENGTHEN E‐HEALTH PUBL CHAR LITTLE ROCK, AR 72201 TECHNOLOGY TOOLS IN RWANDA

WILLIAM J. CLINTON FOUNDATION N/A 501(C)(3) 1,000,000. 1200 PRESIDENT CLINTON AVENUE TO BETTER ENABLE PUBL CHAR LITTLE ROCK, AR 72201 PARTICIPATION OF THE POOR IN GLOBAL CLIMATE MARKETS

WINTERHOUSE N/A US NON 55,000. 71 UNDERMOUNTAIN ROAD PO BOX 159 TO DEVELOP CHAR E/R FALLS VILLAGE, CT 06031 COLLABORATION BETWEEN GRNT THE DESIGN INDUSTRY AND INSTITUTIONS

WORLD HEALTH ORGANIZATION N/A INTL ORG 14,100. 20 AVENUE APPIA CH 1211 GENEVA, TO STUDY THE BY EXEC SWITZERLAND EFFECTIVENESS OF ORD HEALTH POLICY MODELS IN POOR COUNTRIES

WORLD HEALTH ORGANIZATION N/A INTL ORG 40,000. 20 AVENUE APPIA CH 1211 GENEVA, TO IMPROVE ACCESS TO BY EXEC SWITZERLAND MEDICAL HEALTH ORD INFORMATION IN THE DEVELOPING WORLD

WORLD HEALTH ORGANIZATION N/A INTL ORG 120,000. 20 AVENUE APPIA CH 1211 GENEVA, TO INFORM COUNTRIES' BY EXEC SWITZERLAND E‐HEALTH EFFORTS ORD

WORLD HEALTH ORGANIZATION N/A INTL ORG 500,000. 20 AVENUE APPIA CH 1211 GENEVA, TO STRENGTHEN HEALTH BY EXEC SWITZERLAND SYSTEMS IN THE GLOBAL ORD SOUTH

WORLD METEOROLOGICAL N/A INTL ORG 73,000. ORGANIZATION TO DEVELOP TARGETED BY EXEC 7 BIS AVENUE DE LA PAIX CH 1211 CLIMATE FORECASTS FOR ORD GENEVA , SWITZERLAND BETTER FARMING PRACTICES

355 STATEMENT(S) 25 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} WORLD TOILET ORGANIZATION N/A FOREIGN 20,000. LIMITED FOR NETWORKS COMMITTED ORG E/R 19 TOA PAYOH WEST SINGAPORE TO PROVIDING ACCESS TO GRNT BASIC SANITATION IN POOR AREAS

WORLD VISION INC N/A 501(C)(3) 124,900. P O BOX 9716 FEDERAL WAY, WA TO BUILD BUSINESS PUBL CHAR 98063‐9716 TECHNICAL CAPACITY FOR THE RURAL POOR IN PARTS OF AFRICA

WORLD WIDE WEB FOUNDATION N/A 501(C)(3) 121,000. 114 STATE STREET SUITE 600 FOR A STUDY OF PUBL CHAR BOSTON, MA 02109 INTERNET USAGE IN THE DEVELOPING WORLD

YUNNAN CENTERS FOR DISEASES N/A FOREIGN 104,400. CONTROL AND PREVENTION TO STRENGTHEN CAPACITY GOV'T UNIT 158 DONGSI STREET KUNMING IN DISEASE YUNNAN, CHINA SURVEILLANCE AND RESPONSE

ZBIGNIEW LIBERA NONE INDIVIDUAL 2,700. CO MARIOLA PRZJEMSKA UL FOR A 3‐MONTH CREATIVE KONIEVOVA 89 PRAHA, CZECH ARTIST FELLOWSHIP AT REPUBLIC THE BELLAGIO CENTER, ITALY

}}}}}}}}}}}}}} TOTAL TO FORM 990‐PF, PART XV, LINE 3B 45,429,636. ~~~~~~~~~~~~~~

356 STATEMENT(S) 25 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 990‐PF INVOLVEMENT WITH NONCHARITABLE ORGANIZATIONS STATEMENT 26 PART XVII, LINE 1, COLUMN (D) }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

NAME OF NONCHARITABLE EXEMPT ORGANIZATION }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} AARP

DESCRIPTION OF TRANSFERS, TRANSACTIONS, AND SHARING ARRANGEMENTS }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} FOR USE BY ITS OFFICE OF SOCIAL IMPACT IN SUPPORT OF PUBLIC OPINION RESEARCH, OUTREACH TO NEWS MEDIA AND GRASSROOTS PUBLIC EDUCATION EFFORTS TO STRENGTHEN SOCIAL SECURITY WITH AN EMPHASIS ON IMPROVING ADEQUACY OF BENEFITS, NOT JUST SOLVENCY

NAME OF NONCHARITABLE EXEMPT ORGANIZATION }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} AMERICAN VETERINARY MEDICAL ASSOCIATION

DESCRIPTION OF TRANSFERS, TRANSACTIONS, AND SHARING ARRANGEMENTS }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} TOWARD THE COSTS OF ESTABLISHING A NATIONAL STRATEGY IN THE U.S. FOR IMPROVED PUBLIC HEALTH BASED ON "ONE HEALTH" PRINCIPLES, AS THE FIRST STEP IN ESTABLISHING A GLOBAL ONE HEALTH INITIATIVE TO SUPPORT MULTIDISCIPLINARY COLLABORATION FOR IMPROVED HUMAN, ANIMAL AND ENVIRONMENTAL HEALTH

NAME OF NONCHARITABLE EXEMPT ORGANIZATION }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} ROCKEFELLER FOUNDATION VOLUNTARY EMPLOYEE BENEFICIARY ASSOCIATION

DESCRIPTION OF TRANSFERS, TRANSACTIONS, AND SHARING ARRANGEMENTS }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} THE FOUNDATION FUNDS THE VEBA, WHICH FUNDS WELFARE AND MEDICAL BENEFITS, INCLUDING PREMIUMS, UNDER PLANS MAINTAINED BY THE ROCKEFELLER FOUNDATION FOR ITS EMPLOYEES, RETIREES AND THEIR DEPENDENTS.

357 STATEMENT(S) 26 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ GENERAL EXPLANATION STATEMENT 27 FORM AND LINE REFERENCES }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

FORM/LINE IDENTIFIER DESCRIPTION/RETURN REFERENCE }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} 990PF, PAGE 10, PART XV, LINES 2A GRANT APPLICATION SUBMISSION THROUGH 2D INFORMATION

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ GENERAL EXPLANATION STATEMENT 28 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

(A) WE ASK PROSPECTIVE APPLICANTS TO DETERMINE IF THEIR ORGANIZATION'S PROJECT ALIGNS WITH THE FOUNDATION'S PROGRAMMATIC GOALS BY VISITING WWW.ROCKEFELLERFOUNDATION.ORG. THE FOUNDATION INVITES INQUIRIES VIA A PORTAL ON OUR WEB SITE AT WWW.ROCKEFELLERFOUNDATION.ORG, AND PEOPLE AND ORGANIZATIONS WHO SUBMIT A WRITTEN INQUIRY ARE REDIRECTED TO THAT PORTAL. EXCEPTIONS ARE MADE (AND WRITTEN APPLICATIONS REVIEWED) FOR ANYONE SUBMITTING AN INQUIRY FROM AN AREA WHERE ACCESS TO THE INTERNET IS INADEQUATE, SUCH AS IN PARTS OF AFRICA.

(B) APPLICANTS ARE ASKED TO FILL IN THE ON‐LINE INQUIRY FORM ON THE FOUNDATION'S WEB SITE AT WWW.ROCKEFELLERFOUNDATION.ORG, IN ORDER FOR THE FOUNDATION TO MAKE AN INITIAL ASSESSMENT OF INTEREST.

APPLICANTS TO THE BELLAGIO CENTER, ITALY, ARE ASKED TO APPLY ON LINE AT WWW.ROCKEFELLERFOUNDATION.ORG.

(C) IN 2010, THERE WERE NO SPECIFIC SUBMISSION DEADLINES FOR THE FOUNDATION'S PROGRAMS, OTHER THAN FOR THE BELLAGIO PROGRAM AND FOR THE NEW YORK CITY CULTURAL INNOVATION FUND, WHICH IS AN ANNUAL COMPETITIVE PROGRAM THAT BEGAN IN 2007. IN ADDITION, FROM TIME TO TIME, REQUESTS FOR PROPOSALS WERE SENT OUT WITH SPECIFIC DEADLINES TO A SELECT GROUP OF PROSPECTIVE GRANTEES FOR PARTICULAR PROJECTS.

(D) THE ROCKEFELLER FOUNDATION DEVELOPS ITS PROGRAMS, STRATEGIES AND APPROACHES DESIGNED TO HAVE AN IMPACT ON A PARTICULAR SET OF ISSUES OR CHALLENGES THROUGH A CONSULTATIVE AND COLLABORATIVE PROCESS. WE ENGAGE A VARIETY OF GROUPS, INCLUDING SUBJECT MATTER EXPERTS, POLICYMAKERS AND REPRESENTATIVES OF LOCAL COMMUNITIES TO FULLY UNDERSTAND A GIVEN CHALLENGE OR OPPORTUNITY, INCLUDING THE ECONOMIC, POLITICAL OR SOCIAL CONTEXT IN WHICH IT RESIDES. IN THE COURSE OF PROGRAM DEVELOPMENT, THE FOUNDATION IDENTIFIES AND CONSIDERS ORGANIZATIONS THAT WE BELIEVE ARE BEST POSITIONED TO IMPLEMENT DEFINED COMPONENTS OF A PROGRAM. THIS PROCESS HELPS DETERMINE THE ORGANIZATIONS THAT THE FOUNDATION WILL PROVIDE GRANTS TO, AND WE WILL THEN REQUEST PROJECT PROPOSALS FROM THOSE ORGANIZATIONS. IN ORDER TO FOCUS AND MAXIMIZE THE IMPACT OF OUR GRANTMAKING, WE RARELY PROVIDE FUNDING IN RESPONSE TO UNSOLICITED

358 STATEMENT(S) 27, 28 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} PROPOSALS. AS A MATTER OF POLICY, THE FOUNDATION DOES NOT GIVE OR LEND MONEY FOR PERSONAL AID TO INDIVIDUALS OR, EXCEPT IN RARE CASES, FUND ENDOWMENTS, OR CONTRIBUTE TO BUILDING AND OPERATING FUNDS.

THE ROCKEFELLER FOUNDATION'S MISSION TO PROMOTE THE WELL‐BEING OF PEOPLE THROUGHOUT THE WORLD HAS REMAINED UNCHANGED SINCE ITS FOUNDING IN 1913. TODAY, THAT MISSION IS APPLIED TO AN ERA OF RAPID GLOBALIZATION. OUR VISION IS THAT THIS CENTURY WILL BE ONE IN WHICH GLOBALIZATION'S BENEFITS ARE MORE WIDELY SHARED AND ITS CHALLENGES ARE MORE EASILY WEATHERED. TO REALIZE THIS VISION, THE FOUNDATION SEEKS TO ACHIEVE TWO FUNDAMENTAL GOALS IN OUR WORK. FIRST, WE SEEK TO BUILD RESILIENCE THAT ENHANCES INDIVIDUAL, COMMUNITY AND INSTITUTIONAL CAPACITY TO SURVIVE, ADAPT, AND GROW IN THE FACE OF ACUTE CRISES AND CHRONIC STRESSES. SECOND, WE SEEK TO PROMOTE GROWTH WITH EQUITY IN WHICH THE POOR AND VULNERABLE HAVE MORE ACCESS TO OPPORTUNITIES THAT IMPROVE THEIR LIVES. IN ORDER TO ACHIEVE THESE GOALS, THE FOUNDATION CONSTRUCTS ITS WORK INTO TIME‐BOUND INITIATIVES THAT HAVE DEFINED OBJECTIVES AND STRATEGIES FOR IMPACT. THESE INITIATIVES ADDRESS CHALLENGES THAT LIE EITHER WITHIN OR AT THE INTERSECTIONS OF FIVE ISSUE AREAS: BASIC SURVIVAL SAFEGUARDS, GLOBAL HEALTH, ENVIRONMENT AND CLIMATE CHANGE, URBANIZATION, AND SOCIAL AND ECONOMIC SECURITY. CURRENT INITIATIVES, AS WELL AS AREAS BEING EXPLORED FOR FUTURE INITIATIVES, ARE DESCRIBED ON THE FOUNDATION'S WEB SITE AT WWW.ROCKEFELLERFOUNDATION.ORG, WHICH IS CONTINUALLY UPDATED. INITIATIVES THAT WERE ACTIVE DURING 2010 INCLUDED: THE ALLIANCE FOR A GREEN REVOLUTION IN AFRICA; DISEASE SURVEILLANCE NETWORKS; BUILDING CLIMATE CHANGE RESILIENCE; TRANSFORMING HEALTH SYSTEMS; HARNESSING THE POWER OF IMPACT INVESTING; CAMPAIGN FOR AMERICAN WORKERS; TRANSPORTATION POLICY; AND ACCELERATING INNOVATION FOR DEVELOPMENT.

THE FOUNDATION ALSO OPERATES A CONFERENCE AND STUDY PROGRAM AT ITS BELLAGIO CENTER IN ITALY.

359 STATEMENT(S) 28 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ GENERAL EXPLANATION STATEMENT 29 FORM AND LINE REFERENCES }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

FORM/LINE IDENTIFIER DESCRIPTION/RETURN REFERENCE }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} 990PF, PAGE 7, PART IX‐A SUMMARY OF DIRECT CHARITABLE ACTIVITIES

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ GENERAL EXPLANATION STATEMENT 30 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

THE ROCKEFELLER FOUNDATION BELLAGIO CENTER, ITALY 2010 FORM 990PF

PART IX A

THE BELLAGIO CENTER HAD OPERATING EXPENSES OF $3,954,257. SINCE 1959, THE CENTER HAS SERVED AS A RESOURCE FOR FOSTERING DIALOGUE AND PROBLEM SOLVING FOR DIVERSE PARTICIPANTS AROUND THE WORLD. THE CENTER HOSTS CONFERENCES THAT FOCUS ON TOPICS OF INTERNATIONAL INTEREST, WITH PREFERENCE GIVEN TO APPLICANTS WHO PROMOTE DEVELOPMENT AND ALIGN WITH THE FOUNDATION'S AREAS OF INTEREST. IN 2010, THE CENTER HOSTED 53 CONFERENCES AND TEAM MEETINGS WITH A TOTAL OF 1,083 PARTICIPANTS; 68% OF WHOM WERE FROM OUTSIDE THE U.S. AND 35% FROM DEVELOPING COUNTRIES.

IN ADDITION, THE CENTER OFFERS TWO‐TO‐FOUR WEEK RESIDENCIES TO SCHOLARS, WRITERS, ARTISTS, AND COMPOSERS. IN 2010, THE CENTER HOSTED 94 RESIDENTS, 51% OF WHOM WERE FROM OUTSIDE THE U.S. AND 32% FROM DEVELOPING COUNTRIES. A LISTING OF 2010 CONFERENCES, TEAMS AND INDIVIDUAL RESIDENTS IS BELOW.

2010 BELLAGIO CENTER CONFERENCES AND TEAMS:

MARCH 1 TO MARCH 5, 2010 GLOBAL RESEARCH NETWORK ON URBAN HEALTH EQUITY (GRNUHE) ‐ DR. SHARON FRIEL, GLOBAL HEALTH EQUITY GROUP, GRNUHE, UNIVERSITY COLLEGE, LONDON, UNITED KINGDOM

ROUNDTABLE ON URBAN LIVING ENVIRONMENT RESEARCH (RULER) CONFERENCE ‐ DR. DAVID VLAHOV, NEW YORK ACADEMY OF MEDICINE, NEW YORK, NY, UNITED STATES

MARCH 8 TO MARCH 12, 2010 GLOBAL ECONOMIC GOVERNANCE IN A WORLD OF CRISIS ‐ DR. PAOLA SUBACCHI, CHATHAM HOUSE ‐ THE ROYAL INSTITUTE OF INTERNATIONAL AFFAIRS, LONDON, UNITED KINGDOM

360 STATEMENT(S) 29, 30 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

MARCH 12 TO MARCH 15, 2010 WOMEN AS AGENTS FOR CHANGE IN MUSLIM‐MAJORITY COUNTRIES AND IN THE WORLD ‐ DR. ALESSANDRO SILJ, CONSIGLIO ITALIANO PER LE SCIENZE SOCIALI (CSS) ‐ ITALIAN SOCIAL SCIENCE COUNCIL / ETHNOBAROMETER, ROME, ITALY

MARCH 16 TO MARCH 20, 2010 TRANSITIONING TO A PERFORMANCE‐BASED FEDERAL SURFACE TRANSPORTATION POLICY ‐ MR. JOSHUA SCHANK, BIPARTISAN POLICY CENTER, WASHINGTON, D.C. UNITED STATES

MARCH 21 TO MARCH 27, 2010 FINALIZATION OF WHO TREATMENT GUIDELINES ON CHRONIC PAIN IN CHILDREN ‐ DR. WILLEM KAREL SCHOLTEN, WORLD HEALTH ORGANIZATION, GENEVA, SWITZERLAND

MARCH 23 TO MARCH 27, 2010 THE TALLOIRES NETWORK: HIGHER EDUCATION RESPONDING TO SOCIAL NEEDS ‐ MS. SUSAN STROUD, INNOVATIONS IN CIVIC PARTICIPATION, WASHINGTON, D.C. UNITED STATES

MARCH 30 TO APRIL 3, 2010 BRIDGING THE DIGITAL DIVIDE ‐ ALIGNING ISO, EHEALTH ARCHITECTURE, AND OPEN ACCESS ACTIVITIES TO FACILITATE STANDARDS IMPLEMENTATION IN LOW‐INCOME COUNTRIES. ‐ MR. JOHN PATRICK WHITAKER, WORLD HEALTH ORGANIZATION, GENEVA, SWITZERLAND

APRIL 6 TO APRIL 9, 2010 BLUE‐SKY THINKERS WORKSHOP ‐ MR. ROBERT GALLOWAY KIRKPATRICK, GLOBAL IMPACT AND VULNERABILITY ALERT SYSTEM, UNITED NATIONS, NEW YORK, NEW YORK

APRIL 6 TO APRIL 10, 2010 ASIA'S ROLE IN THE MIDDLE EAST AND THE INDIAN OCEAN: IMPLICATIONS FOR THE REGION AND THE U.S. ‐ DR. GEOFFREY KEMP, THE NIXON CENTER, WASHINGTON, D.C. UNITED STATES

APRIL 12 TO APRIL 15, 2010 REASONS NOT TO BE PRETTY: SYMPOSIUM ON DESIGN, SOCIAL CHANGE AND THE MUSEUM ‐ MR. WILLIAM GORDON DRENTTEL, WINTERHOUSE INSTITUTE, FALLS VILLAGE, CONNECTICUT, UNITED STATES

APRIL 12 TO APRIL 16, 2010 REALIGNING THE REGIONAL UNIVERSITIES FORUM FOR CAPACITY BUILDING IN AGRICULTURE (RUFORUM) TO A CHANGING MANDATE: REVISION OF STRATEGIC PLAN AND ORGANIZATIONAL ASSESSMENT ‐ PROF. EKWAMU ADIPALA, REGIONAL UNIVERSITIES FORUM FOR CAPACITY BUILDING IN AGRICULTURE, KAMPALA, UGANDA

APRIL 26 TO APRIL 30, 2010 TREND MONITORING GRANTEES MEETING ‐ MR. ARTHUR MULIRO, SOCIETY FOR INTERNATIONAL DEVELOPMENT, ROME, ITALY

MAY 3 TO MAY 7, 2010

361 STATEMENT(S) 30 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} IMMIGRATION INTEGRATION: PRIORITIES FOR THE NEXT DECADE: THE FIFTH PLENARY MEETING OF THE TRANSATLANTIC COUNCIL ON MIGRATION ‐ MR. GREGORY MANIATIS, MIGRATION POLICY INSTITUTE, NEW YORK, NY, UNITED STATES

MAY 10 TO MAY 13, 2010 CARE AND PROTECTION OF CHILDREN IN CRISIS‐ AFFECTED COUNTRIES: PROVIDING ON‐THE‐GROUND AND POLICY SUPPORT TO PRACTITIONERS ‐ DR. NEIL BOOTHBY, PROGRAM ON FORCED MIGRATION AND HEALTH, COLUMBIA UNIVERSITY, NEW YORK, NY UNITED STATES

MAY 17 TO MAY 21, 2010 DEVELOPING STRATEGIES FOR THE IMPLEMENTATION OF THE NEW INDEPTH STRATEGIC PLAN 2010‐2014 ‐ DR. OSMAN ALIMAMY SANKOH, INDEPTH NETWORK, ACCRA, GHANA

MAY 18 TO MAY 22, 2010 PAKISTAN'S UNCERTAIN FUTURE(S) ‐ DR. STEPHEN PHILIP COHEN, BROOKINGS INSTITUTION, WASHINGTON, D.C. UNITED STATES

MAY 24 TO MAY 28, 2010 GLOBAL HEALTH DIPLOMACY DIALOGUE SERIES ‐ DR. CHANTAL BLOUIN, CENTRE FOR TRADE POLICY AND LAW, OTTAWA, ONTARIO, CANADA

MAY 25 TO MAY 29, 2010 BELLAGIO CONFERENCE ON SUSTAINABLE GLOBAL TUNA FISHERIES ‐ DR. DALE EDWARD SQUIRES, NOAA FISHERIES AND UNIVERSITY OF CALIFORNIA SAN DIEGO, SAN DIEGO, CALIFORNIA UNITED STATES

JUNE 2 TO JUNE 5, 2010 MEETING OF THE U.S. NATIONAL ACADEMY OF SCIENCE'S INSTITUTE OF MEDICINE (IOM) COMMITTEE ON "ENVISIONING A STRATEGY TO PREPARE FOR THE LONG‐TERM BURDEN OF HIV/AIDS: AFRICAN NEEDS AND U.S. INTERESTS" ‐ MS. ELIZABETH ANNE HAYTMANEK, INSTITUTE OF MEDICINE, WASHINGTON, D.C. UNITED STATES

JUNE 7 TO JUNE 11, 2010 SEEING LIKE A CITIZEN: REFLECTIONS ON TRANSNATIONAL RESEARCH FOR INNOVATIVE AND INCLUSIVE ACTION ‐ PROF. JOHN P GAVENTA, INSTITUTE OF DEVELOPMENT STUDIES, BRIGHTON, UNITED KINGDOM

JUNE 8 TO JUNE 12, 2010 SUSTAINING THE PEACE: LESSONS LEARNED ON DONOR SUPPORT TO STATE CAPACITY DEVELOPMENT IN POST‐CONFLICT COUNTRIES ‐ DR. PETER G. BATCHELOR, UNITED NATIONS DEVELOPMENT PROGRAM, AMMAN, JORDAN

JUNE 14 TO JUNE 18, 2010 CURRICULUM FRAMEWORK AND RESEARCH AGENDA FOR THE INDIAN INSTITUTE FOR HUMAN SETTLEMENTS (IIHS) ‐ PROF. YVES CABANNES, UNIVERSITY COLLEGE LONDON, LONDON, UNITED KINGDOM

JUNE 21 TO JUNE 25, 2010 ROCKEFELLER FOUNDATION BOARD MEETING ‐ MS. SHARI L. PATRICK, THE ROCKEFELLER FOUNDATION, NEW YORK, NY, UNITED STATES

JULY 5 TO JULY 9, 2010

362 STATEMENT(S) 30 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} CEDAW COMMENTARY ‐ MS. JANIE ANN CHUANG, AMERICAN UNIVERSITY, WASHINGTON COLLEGE OF LAW, WASHINGTON, D.C. UNITED STATES

JULY 6 TO JULY 10, 2010 DEVELOPING A SHARED FRAMEWORK AND STRATEGIES TO ACHIEVE FOOD SECURITY IN THE CONTEXT OF CLIMATE CHANGE ‐ DR. SARA J. SCHERR, ECOAGRICULTURE PARTNERS, COLLEGE PARK, MD UNITED STATES

JULY 8 TO AUGUST 5, 2010 COLLECTIVE CRIMINALITY AND HUMAN RIGHTS: VIOLENCE, MEMORY, RESPONSIBILITY ‐ MR. JOHN HAGAN, AMERICAN BAR FOUNDATION, CHICAGO, UNITED STATES

JULY 12 TO JULY 16, 2010 LIBERAL LEARNING FROM A COMPARATIVE PERSPECTIVE ‐ MS. PATTI MCGILL PETERSON, INSTITUTE FOR HIGHER EDUCATION POLICY, WASHINGTON, D.C. UNITED STATES

JULY 13 TO JULY 17, 2010 GLOBAL POLLING PLATFORM TO ENERGIZE OUR DEMOCRACY: FOUNDING MEETING ‐ MR. HENRIK SKOVBY, DALBERG GLOBAL DEVELOPMENT ADVISORS, COPENHAGEN, DENMARK

JULY 26 TO JULY 29, 2010 STRATEGIC THINKING ABOUT ARMENIAN‐TURKISH RELATIONS‐‐BROADENING THE DIALOGUE ‐ MR. THOMAS DE WAAL, CARNEGIE ENDOWMENT FOR INTERNATIONAL PEACE, WASHINGTON, D.C. UNITED STATES

JULY 27 TO JULY 30, 2010 A COMPREHENSIVE PROGRAM IN THE THEORY AND APPLICATION OF URBAN ORGANIZATION AND DYNAMICS ‐ MR. GEOFFREY BRIAN WEST, SANTA FE INSTITUTE, SANTA FE, NM UNITED STATES

AUGUST 2 TO AUGUST 6, 2010 GLOBAL EXCHANGE ON NATIONAL HUMAN RIGHTS COMMISSIONS: CREATING A ROADMAP FOR IMPROVED LEGAL PROTECTION AND COMMUNITY EMPOWERMENT ‐ MS. KAREN MCGILL LAWSON, LEADERSHIP CONFERENCE ON CIVIL RIGHTS EDUCATIONAL FUND, WASHINGTON, D.C. UNITED STATES

AUGUST 17 TO AUGUST 20, 2010 HIV AND HEALTH SYSTEMS: STRENGTHENING CHRONIC DISEASE PROGRAMS IN DEVELOPING COUNTRIES ‐ DR. MIRIAM RABKIN, COLUMBIA UNIVERSITY, INTERNATIONAL CENTER FOR AIDS CARE & TREATMENT PROGRAMS (ICAP), NEW YORK, NY UNITED STATES

AUGUST 23 TO AUGUST 27, 2010 GOOD HEALTH AT LOW COST 2010 ‐ DR. DINA BALABANOVA, LONDON SCHOOL OF HYGIENE & TROPICAL MEDICINE, LONDON, UNITED KINGDOM

AUGUST 30 TO SEPTEMBER 3, 2010 PEER REVIEW OF A TEXTBOOK ON GLOBAL HEALTH DIPLOMACY ‐ PROF. ILONA KICKBUSCH, GLOBAL HEALTH PROGRAMME, GRADUATE INSTITUTE OF INTERNATIONAL AND DEVELOPMENT STUDIES, GENEVA, SWITZERLAND

363 STATEMENT(S) 30 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} AUGUST 31 TO SEPTEMBER 4, 2010 SLAVERY AS THE POWERS ATTACHING TO THE RIGHT OF OWNERSHIP ‐ MR. JEAN ALLAIN, SCHOOL OF LAW, QUEEN'S UNIVERSITY, BELFAST, UNITED KINGDOM

SEPTEMBER 6 TO SEPTEMBER 10, 2010 ADAPTING AGRICULTURE TO CLIMATE CHANGE: THE NEED FOR CROP WILD RELATIVES ‐ DR. DAVID LOBELL, STANFORD UNIVERSITY, STANFORD, CA UNITED STATES

SEPTEMBER 13 TO SEPTEMBER 17, 2010 TRAINING OF TRAINERS' WORKSHOP: IMPLEMENTING EXECUTIVE COURSES ON GLOBAL HEALTH DIPLOMACY ‐ MS. MICHAELA TOLD, GRADUATE INSTITUTE FOR INTERNATIONAL AND DEVELOPMENT STUDIES, GENEVA, SWITZERLAND

SEPTEMBER 14 TO SEPTEMBER 18, 2010 STRATEGIC IMPLEMENTATION OF THE HEALTH & POLLUTION FUND ‐ MR. RICHARD FULLER, BLACKSMITH INSTITUTE, NEW YORK, NY UNITED STATES

SEPTEMBER 20 TO SEPTEMBER 24, 2010 EMPLOYMENT REGULATION AFTER THE DEMISE OF THE STANDARD EMPLOYMENT CONTRACT: INNOVATIONS IN REGULATORY DESIGN ‐ MS. KATHERINE V. STONE, UNIVERSITY OF CALIFORNIA AT LOS ANGELES, LOS ANGELES, CA UNITED STATES

SEPTEMBER 27 TO OCTOBER 1, 2010 TDR CONFERENCES TO DEVELOP THE 2011 'GLOBAL REPORT ON RESEARCH FOR INFECTIOUS DISEASES OF POVERTY: NEEDS, POTENTIAL FOR IMPACT, OPTIONS FOR ACTION' ‐ DR. AYOADE MJ ODUOLA, SPECIAL PROGRAMME FOR RESEARCH & TRAINING IN TROPICAL DISEASES (TDR), WORLD HEALTH ORGANIZATION, GENEVA, SWITZERLAND

OCTOBER 4 TO OCTOBER 7, 2010 ARAB STATES AT THE CROSSROAD ‐ DR. MARINA SEASARO OTTAWAY, CARNEGIE ENDOWMENT FOR INTERNATIONAL PEACE, WASHINGTON, D.C. UNITED STATES

OCTOBER 5 TO OCTOBER 9, 2010 WIDENING THE WINDOW FOR JUSTICE: AN NGO STRATEGY MEETING TO STRENGTHEN PEACE & JUSTICE IN COUNTRIES STRUGGLING WITH CRIMES AGAINST HUMANITY ‐ MS. JOHANNA CHAO KREILICK, HAUSER CENTER FOR NONPROFIT ORGANIZATIONS, HARVARD UNIVERSITY, BOSTON, MA UNITED STATES

OCTOBER 12 TO OCTOBER 14, 2010 SECOND MEETING OF THE EURO‐ATLANTIC SECURITY INITIATIVE (EASI) COMMISSION ‐ PROF. ROBERT H. LEGVOLD, EURO‐ATLANTIC SECURITY INITIATIVE, WINCHESTER, MA UNITED STATES

OCTOBER 18 TO OCTOBER 22, 2010 STRENGTHENING AID EFFECTIVENESS IN AFRICA'S HEALTH SECTOR: USING THE CONVENING POWER OF AFRICAN ACADEMIES TO IMPROVE MATERNAL AND CHILD HEALTH OUTCOMES ‐ MS. PATRICIA CUFF, INSTITUTE OF MEDICINE OF THE US NATIONAL ACADEMIES, WASHINGTON, D.C. UNITED STATES

OCTOBER 19 TO OCTOBER 23, 2010 BUILDING THE GLOBAL HONORS COLLEGE ‐ DR. MICHAEL JOSEPH MOONEY, WASEDA UNIVERSITY, SHINJUKU‐KU, TOKYO, JAPAN

364 STATEMENT(S) 30 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

OCTOBER 25 TO OCTOBER 29, 2010 RUSSIA 2020: SCENARIOS FOR THE FUTURE ‐ DR. NIKOLAY PETROV, CARNEGIE MOSCOW CENTER, MOSCOW, RUSSIAN FEDERATION

OCTOBER 27 TO OCTOBER 30, 2010 BELLAGIO CREATIVE ARTS FELLOWS PANEL MEETING ‐ MR. CHARLES ROBERT (ROB) GARRIS, THE ROCKEFELLER FOUNDATION, NEW YORK, NY UNITED STATES

NOVEMBER 1 TO NOVEMBER 5, 2010 STRATEGIC MEETING OF THE GLOBAL CASSAVA PARTNERSHIP FOR THE 21ST CENTURY ‐ DR. JOSEPH M TOHME, CIAT ‐ INTERNATIONAL CENTER FOR TROPICAL AGRICULTURE, MEDLEY, FL UNITED STATES

NOVEMBER 2 TO NOVEMBER 6, 2010 POPULATION DISPLACEMENT AND RESETTLEMENT ASSOCIATED WITH CLIMATE CHANGE RELATED INFRASTRUCTURE PROJECTS ‐ MR. ALEXANDER M. DE SHERBININ, CIESIN, THE EARTH INSTITUTE AT COLUMBIA UNIVERSITY, NEW YORK, NY UNITED STATES

NOVEMBER 8 TO NOVEMBER 12, 2010 WRITERS IN PRISON: FIFTY YEARS OF STRUGGLE ‐ MR. SEBASTIANO GRASSO, PEN CLUB ITALIA ONLUS, MILAN, ITALY

NOVEMBER 15 TO NOVEMBER 18, 2010 BUILDING AN URBAN CLIMATE CHANGE RESILIENCE PARTNERSHIP IN ASIA‐ACCCRN ‐ MS. CRISTINA MARIA RUMBAITIS DEL RIO PHD., THE ROCKEFELLER FOUNDATION, NEW YORK, NY UNITED STATES

NOVEMBER 23 TO NOVEMBER 26, 2010 WELFARE ATTITUDES IN A CHANGING EUROPE ‐ PROF. STEFAN SVALLFORS, UMEA UNIVERSITY, UMEA, SWEDEN

NOVEMBER 29 TO DECEMBER 2, 2010 IGEA ‐ A CHRONIC DISEASE MANAGEMENT PROJECT FOR PEOPLE WITH DIABETES ‐ RESIDENTIAL MEETING OF THE IGEA MULTIDISCIPLINARY PANEL ‐ DR. MARINA MAGGINI, NATIONAL INSTITUTE OF HEALTH, ROME, ITALY

2010 BELLAGIO CENTER RESIDENTS:

DAMIANO DANTE CESARE ABENI, (ITALY) PUBLIC HEALTH AGENCY OF THE LAZIO REGION AND MOIRA PATRICIA EGAN, (UNITED STATES) JOHNS HOPKINS UNIVERSITY,‐ A COLLABORATIVE TRANSLATION PROJECT ‐ "CHARLES WRIGHT'S ITALIAN POEMS"

JON ALPERT, (UNITED STATES) DOWNTOWN COMMUNITY TELEVISION CENTER, NEW YORK, NY ‐ A SCREENPLAY, THE KIDNAPPING OF JAMES GANDOLFINI BY THE TALIBAN

BETTY ARIDJIS, (USA), GROUP OF 100, MEXICO DF MEXICO, WRITING A NEW COLLECTION OF POEMS AND A NOVEL (WITH MR. HOMERO ARIDJIS)

365 STATEMENT(S) 30 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} HOMERO ARIDJIS, (MEXICO), GROUP OF 100, MEXICO, DF MEXICO, WRITING A NEW COLLECTION OF POEMS AND A NOVEL (WITH MS. BETTY ARIDJIS)

KATE ASCHER, (UNITED STATES) NEW YORK UNIVERSITY, NEW YORK, NY ‐ A BOOK PROJECT, "THE SUSTAINABLE SPIRE: HOW A SKYSCRAPER WORKS"

FAWZIA ASSAAD, (EGYPT) INDEPENDENT WRITER ‐ EGYPTIAN PREFIGURATIONS OF CHRISTIAN DOGMAS

MARY KAYITESI BLEWITT, (UNITED KINGDOM) SURVIVORS FUND (SURF) ‐ A MANUSCRIPT ON SURVIVORS OF THE RWANDAN GENOCIDE

HEIDI SIOBHAN BRADNER, (UNITED STATES) INDEPENDENT ARTIST, LONDON, UNITED KINGDOM ‐ CHECHNYA PORTRAIT

MOLLY J. COYE M.D., (UNITED STATES) UNIVERSITY OF CALIFORNIA, LOS ANGELES ‐ ARTICLE ON INNOVATION IN HEALTH POLICIES DRIVEN BY TECHNOLOGY, COMMUNITY INVOLVEMENT, AND COST PRESSURES

SHEILA CROWLEY, (UNITED STATES) NATIONAL LOW INCOME HOUSING COALITION, WASHINGTON, D.C. ‐ A MANUSCRIPT ON PROGRESSIVE POLICY REFORM FOR NATIONAL LOW INCOME HOUSING COALITION

BERENICE JOSEPHINE DE BASTO, (ZIMBABWE) VISUAL ARTIST, CAPE TOWN, SOUTH AFRICA ‐ A BELLAGIO CREATIVE ARTS FELLOWSHIP

EMILIENNE DE LEON, (MEXICO) INTERNATIONAL NETWORK OF WOMEN FUNDS, MEXICO CITY, MEXICO ‐ A BOOK, "WOMEN INVESTING IN WOMEN: MONEY AS A TOOL FOR SOCIAL CHANGE; HOW TO BUILD AN INSTITUTION THAT CREATES RESOURCES FOR WOMEN'S RIGHTS"

DIANE DIACON, (UNITED KINGDOM) BUILDING AND SOCIAL HOUSING FOUNDATION, NOTTINGHAM, ENGLAND, UNITED KINGDOM ‐ A JOURNAL ARTICLE ON INNOVATIVE HOUSING POLICY AND PRACTICE

MATHEA FALCO, (UNITED STATES) DRUG STRATEGIES, WASHINGTON DC, UNITED STATES ‐ DRUG POLICY DEVELOPMENT FOR ORGANIZATION, DRUG STRATEGIES

SUZANNE FARRIN, (UNITED STATES) SUNY PURCHASE, PURCHASE, NEW YORK, UNITED STATES ‐ A NEW WORK FOR CLARINET AND ELECTRONICS FOR DEREK BERMEL: (WHERE DAY'S LIGHT NEVER BREAKS)

ISHEETA GANGULY, (UNITED STATES) NEERUPAMA, MUMBAI, INDIA ‐ PLANS FOR HEALTHNET PROJECT: APPLIED TECHNOLOGY LEARNING TOOL TO EDUCATE CHILDREN ON BASIC SANITATION ISSUES

LUISA COSTA GOMES, (PORTUGAL) INDEPENDENT WRITER, ESTORIL‐SOL PORTUGAL ‐ A PLAY IN PLAYS: COMEDY OF EROS AND DAYS ON END

SAM GREGORY, (UNITED KINGDOM) WITNESS, BROOKLYN, NEW YORK, UNITED STATES ‐ CASE STUDIES ON HUMAN RIGHTS VIDEOS ‐ STORYTELLING FOR ACTION TO ENGAGE CONTEMPORARY AUDIENCES FOR CHANGE

YOTAM HABER, (UNITED STATES) COMPOSER, MATA FESTIVAL FOR CONTEMPORARY

366 STATEMENT(S) 30 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} MUSIC, NEW YORK, NEW YORK, UNITED STATES ‐ NEW GHETTO MUSIC FROM ROME

CATHY PARK HONG, (UNITED STATES) SARAH LAWRENCE COLLEGE, BRONXVILLE, NEW YORK, UNITED STATES ‐ A POETRY MANUSCRIPT, "FRONTIERLANDS"

LANCE HOSEY, (UNITED STATES) GREENBLUE, CHARLOTTESVILLE, VIRGINIA, UNITED STATES ‐ A BOOK PROJECT, "THE SHAPE OF GREEN: AESTHETICS, ECOLOGY, AND DESIGN"

KATHRYN A. JOYCE, (UNITED STATES) INDEPENDENT AUTHOR/JOURNALIST, NEW YORK, UNITED STATES ‐ THE CHILD CATCHERS: A NONFICTION NARRATIVE ABOUT COERCIVE ADOPTION PRACTICES AND REPRODUCTIVE RIGHTS

SANJAY KUMAR, (INDIA) PANDIES THEATRE, NEW DELHI, INDIA ‐ A THEATRICAL SCRIPT FOR ACTIVIST THEATER PIECES ON STREET CHILDREN IN INDIA; "PUTTING IT ON THE PLATFORM,"

CATH LE COUTEUR, (AUSTRALIA), SHOOTING PEOPLE FILM LTD., LONDON, ENGLAND, UNITED KINGDOM ‐ A FILM, "BED"

ZBIGNIEW STANISLAW LIBERA, (POLAND) INDEPENDENT VISUAL ARTIST, PRAGUE, CZECH REPUBLIC ‐ A BELLAGIO CREATIVE ARTS FELLOWSHIP

DAVID M. MALONE, (CANADA) INTERNATIONAL DEVELOPMENT RESEARCH CENTRE (IDRC), OTTAWA, CANADA ‐ A MANUSCRIPT, "DOES THE ELEPHANT DANCE?"

CLARA MILLER, (UNITED STATES) NONPROFIT FINANCE FUND, NEW YORK, NEW YORK, UNITED STATES ‐ A BOOK MANUSCRIPT, "ENTERPRISE FINANCE FOR THE SOCIAL SECTOR"

JOHN MORTON, (UNITED STATES) INDEPENDENT COMPOSER, NEW YORK, NY, UNITED STATES ‐ A NEW WORK FOR RENEGADE ENSEMBLE

MARIA G. N. MUSOKE, (UGANDA) MAKERERE UNIVERSITY, KAMPALA, UGANDA ‐ A MANUSCRIPT ON ACCESS AND USE OF HEALTH INFORMATION IN RURAL AFRICA

MUMBI GRACE NGUGI, (KENYA) ALBINISM FOUNDATION OF EAST AFRICA, NAIROBI, KENYA ‐ A BOOK PROJECT, "MY SKIN, MY CASTLE, MY PRISON"

FARANGIS NURULLA‐KHOJA PHD., (TAJIKISTAN) INDEPENDENT COMPOSER, LONGUEUIL, QUEBEC, CANADA ‐ WORK ON AN ELECTROACOUSTIC CHAMBER OPERA

SKY PAPE, (CANADA) VISUAL ARTIST, NEW YORK, NEW YORK, UNITED STATES ‐ DRAWING WATER: AN INVESTIGATION OF WATER AS MEDIUM AND MUSE

RASSAMI PAOLUENGTONG, (THAILAND) PLAYWRIGHT, BANGKOK, THAILAND ‐ PHAULKON OF THE KING

SOO YOUNG SUNNY PARK, (UNITED STATES) DARTMOUTH COLLEGE, HANOVER, NEW HAMPSHIRE, UNITED STATES ‐ "CAPTURING LIGHT"

ANZHELINA POLONSKAYA, (RUSSIAN FEDERATION) RUSSIAN PEN‐CENTRE, MALAKHOVKA, MOSCOW, RUSSIAN FEDERATION ‐ A NOVEL, PAUL KLEE'S BOAT

367 STATEMENT(S) 30 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ENDI E POSKOVIC, (UNITED STATES) THE UNIVERSITY OF MICHIGAN, ANN ARBOR, MICHIGAN, UNITED STATES ‐ SUENO DE AVENTURAS ARTISTICAS: A SERIES OF DRAWINGS AND ANIMATION

HUGH B. PRICE, (UNITED STATES) PRINCETON UNIVERSITY, PRINCETON, NEW JERSEY, UNITED STATES ‐ AN ANALYSIS ON INNOVATION AND THE EVOLVING ROLE OF PHILANTHROPY IN THE 21ST CENTURY

ROOPA PURUSHOTHAMAN, (UNITED STATES) FUTURE CAPITAL HOLDINGS, MUMBAI, INDIA ‐ A STRATEGIC PLAN FOR THE "LEADERSHIP ACADEMY OF INDIA"

BARBARA RAS, (UNITED STATES) TRINITY UNIVERSITY PRESS, SAN ANTONIO, TEXAS, UNITED STATES ‐ A POETRY MANUSCRIPT

FUAD E. RIFKA PHD., (LEBANON) LEBANESE AMERICAN UNIVERSITY, BEIRUT, LEBANON ‐ CONTEMPORARY AMERICAN POETRY (1950‐1980)

MARY W. ROWE, (CANADA) MUNICIPAL ART SOCIETY, NEW YORK, NEW YORK, UNITED STATES ‐ A MANUSCRIPT ON NEW ORLEANS POST‐KATRINA

ELMER V. SAYRE, (PHILIPPINES) AGROFORESTRY, NUTRITION AND DEVELOPMENT FOUNDATION, CAGAYAN DE ORO CITY, MISAMIS ORIENTAL, PHILIPPINES ‐ A MANUSCRIPT ON EXPERIENCE AS COMMUNITY ENVIRONMENTAL DEVELOPER

JULIE ALLISON SCHUMACHER, (UNITED STATES) UNIVERSITY OF MINNESOTA, ST. PAUL, MINNESOTA, UNITED STATES ‐ A COLLECTION OF SHORT STORIES: "PASSENGERS"

ALFRED SOMMER, (UNITED STATES) JOHNS HOPKINS BLOOMBERG SCHOOL OF PUBLIC HEALTH, BALTIMORE, MARYLAND, UNITED STATES ‐ A MANUSCRIPT ON EPIDEMIOLOGICAL THINKING AND ANALYSIS TO SOLVE PUBLIC HEALTH CHALLENGES

ANGELO STURIALE, (ITALY) MONTERREY INSTITUTE OF TECHNOLOGY AND HIGHER EDUCATION, MONTERREY, MEXICO ‐ THE BUDDHIST SHAMMAPADA: A CREATIVE PERSPECTIVE

RITA THAPA, (NEPAL) NAGARIK AAWAZ, PATAN, LALITPUR, NEPAL ‐ A CASE STUDY ON FEMINIST LEADERSHIP TRANSITION FOR NAGARIK AAWAZ

MAMDOUH MOHAMED WAHBA, (EGYPT) THE EGYPTIAN FAMILY HEALTH SOCIETY, CAIRO, EGYPT ‐ DEVELOPMENT OF A CURRICULUM FOR REPRODUCTIVE HEALTH EDUCATION FOR ADOLESCENTS

MARYA WARSHAW, (UNITED STATES) BROOKLYN ARTS EXCHANGE, BROOKLYN, NEW YORK, UNITED STATES ‐ A MANUSCRIPT ON WORKING WITH AND DEVELOPING THE WORK OF INDEPENDENT ARTISTS‐ ARTICULATING ITS VALUE AND EXPECTED OUTCOMES

368 STATEMENT(S) 30 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ GENERAL EXPLANATION STATEMENT 31 FORM AND LINE REFERENCES }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

FORM/LINE IDENTIFIER DESCRIPTION/RETURN REFERENCE }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} 990PF, PART VII‐B, LINE 5(C) EXPENDITURE RESPONSIBILITY GRANTS AND PRIS

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ GENERAL EXPLANATION STATEMENT 32 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

THE FOLLOWING TEXT RELATES TO THE STATEMENT 20, THE EXPENDITURE RESPONSIBILITY STATEMENT, IN RESPONSE TO PART VII‐B, LINE 5C.

PROSPECTIVE GRANTEES ARE ASKED TO FURNISH INFORMATION IN ORDER TO ENABLE THE FOUNDATION TO DETERMINE WHETHER THEY HAVE RECEIVED A DETERMINATION OF 501(C)(3) STATUS FROM THE U.S. INTERNAL REVENUE SERVICE OR MAY BE CONSIDERED THE EQUIVALENT OF A TAX‐EXEMPT CHARITY, IF FORMED OUTSIDE THE UNITED STATES. PROSPECTIVE GRANTEES WITH RESPECT TO WHOM THE FOUNDATION IS BELIEVED TO HAVE "EXPENDITURE RESPONSIBILITY" OBLIGATIONS ARE INFORMED BY LETTER, BEFORE PAYMENT IS MADE ON A GRANT, OF THE RESPONSIBILITIES IMPOSED UPON THE FOUNDATION AND ITS GRANTEES BY THE INTERNAL REVENUE CODE OF 1986, AS AMENDED. EACH GRANTEE MUST AGREE IN WRITING TO THOSE TERMS AND CONDITIONS, INCLUDING THE OBLIGATION TO PROVIDE FINANCIAL AND SUBSTANTIVE REPORTS ON HOW FOUNDATION GRANT FUNDS ARE EXPENDED. THE REPORTS THAT ARE RECEIVED ARE REVIEWED FOR GENERAL ACCURACY, SUFFICIENCY AND COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE GRANT. ADDITIONAL INFORMATION IS REQUESTED FROM GRANTEES IN INSTANCES WHERE REPORTS ARE CONSIDERED INADEQUATE. WHERE THE FOUNDATION HAS NOT RECEIVED FINANCIAL OR SUBSTANTIVE REPORTS FROM A GRANTEE WHEN EXPECTED, FOUNDATION STAFF FOLLOW UP IN SEVERAL WAYS, INCLUDING REMINDERS THAT ARE SENT AT REGULAR INTERVALS AFTER REPORTS ARE EXPECTED AND PERSONAL FOLLOW‐UP BY PROGRAM STAFF THROUGH TELEPHONE, MAIL AND E‐MAIL.

THE FOLLOWING STATEMENT LISTS GRANT AND PROGRAM‐RELATED INVESTMENT EXPENDITURES WITH RESPECT TO WHICH THE FOUNDATION HAS EXERCISED EXPENDITURE RESPONSIBILITY. WHERE THE GRANTEE'S NAME IS FOLLOWED BY AN ASTERISK (*), THE GRANTEE ORGANIZATION IS EITHER A PRIVATE FOUNDATION, A PRIVATE OPERATING FOUNDATION, OR A FOREIGN PRIVATE‐FOUNDATION EQUIVALENT. ALL OTHER GRANTEES ARE NON‐501(C)(3) ORGANIZATIONS OR ORGANIZATIONS FOR WHICH THE FOUNDATION HAS NOT MADE A REASONABLE DETERMINATION OF 501(C)(3) EQUIVALENCY STATUS THAT RECEIVED GRANTS FOR CHARITABLE PROJECTS AND MAINTAINED PAYMENTS IN SEGREGATED FUNDS AS REQUIRED BY TREASURY REG. 53.4945‐6(C).

369 STATEMENT(S) 31, 32 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}

THE DATES OF THE REPORTS SHOWN ARE EITHER FINANCIAL REPORTS OR NARRATIVE REPORTS. IF A PARTICULAR GRANT EXPENDITURE IS SHOWN TO HAVE BEEN FULLY EXPENDED BY THE GRANTEE BUT THE FOUNDATION HAS NOT YET RECEIVED ONE OR MORE NARRATIVE REPORTS, THE FOUNDATION WILL REPORT ON THE STATUS OF THE EXPENDITURE ON OUR 2011 990‐PF. UNLESS OTHERWISE NOTED, THE REPORTS RECEIVED WERE FOUND TO BE IN ORDER AND TO SHOW THAT THE FUNDS WERE FULLY EXPENDED FOR THE PURPOSE OF THE GRANT.

REPORTING STATUS IS AS OF 10/15/11.

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ GENERAL EXPLANATION STATEMENT 33 FORM AND LINE REFERENCES }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

FORM/LINE IDENTIFIER DESCRIPTION/RETURN REFERENCE }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} 990PF, PART IX‐B, LINE 3 ALL OTHER PROGRAM‐RELATED INVESTMENTS

370 STATEMENT(S) 32, 33 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 }}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}} ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ GENERAL EXPLANATION STATEMENT 34 }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

PACIFIC COMMUNITY VENTURES INVESTMENT PARTNERS III, LLC: A PROGRAM‐RELATED INVESTMENT TOWARD CAPITALIZING A $30 MILLION COMMUNITY DEVELOPMENT INVESTMENT FUND THAT WOULD PROVIDE GROWTH CAPITAL AND MANAGEMENT ASSISTANCE TO BUSINESSES LOCATED IN OR HIRING FROM LOW‐ AND MODERATE‐INCOME COMMUNITIES IN CALIFORNIA SO THAT RESIDENTS WILL HAVE OPPORTUNITIES FOR HIGH QUALITY JOBS THAT INCLUDE EMPLOYEE BENEFITS AND SAVINGS MECHANISMS.

371 STATEMENT(S) 34 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 Form 2220 Underpayment of Estimated Tax by Corporations OMB No. 1545‐0142 Department of the Treasury | See separate instructions. Internal Revenue Service | Attach to the corporation's tax return. FORM 990‐PF 2010 Name Employer identification number THE ROCKEFELLER FOUNDATION 13‐1659629 Note: Generally, the corporation is not required to file Form 2220 (see Part II below for exceptions) because the IRS will figure any penalty owed and bill the corporation. However, the corporation may still use Form 2220 to figure the penalty. If so, enter the amount from page 2, line 38 on the estimated tax penalty line of the corporation's income tax return, but do not attach Form 2220. Part I Required Annual Payment

1 Total tax (see instructions) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1 1,633,951.

2 a Personal holding company tax (Schedule PH (Form 1120), line 26) included on line 1 ~~~~~ 2a b Look‐back interest included on line 1 under section 460(b)(2) for completed long‐term contracts or section 167(g) for depreciation under the income forecast method ~~~~~~~~ 2b

c Credit for federal tax paid on fuels (see instructions) ~~~~~~~~~~~~~~~~~~~ 2c d Total. Add lines 2a through 2c ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2d 3 Subtract line 2d from line 1. If the result is less than $500, do not complete or file this form. The corporation does not owe the penalty 3 1,633,951. 4 Enter the tax shown on the corporation's 2009 income tax return (see instructions). Caution: If the tax is zero or the tax year was for less than 12 months, skip this line and enter the amount from line 3 on line 5 ~~~~~~~~~~~ 4 47,223.

5 Required annual payment. Enter the smaller of line 3 or line 4. If the corporation is required to skip line 4, enter the amount from line 3 5 47,223. Part II Reasons for Filing ‐ Check the boxes below that apply. If any boxes are checked, the corporation must file Form 2220 even if it does not owe a penalty (see instructions). 6 The corporation is using the adjusted seasonal installment method. 7 X The corporation is using the annualized income installment method. 8 X The corporation is a "large corporation" figuring its first required installment based on the prior year's tax. Part III Figuring the Underpayment (a) (b) (c) (d) 9 Installment due dates. Enter in columns (a) through (d) the 15th day of the 4th (Form 990‐PF filers: Use 5th month), 6th, 9th, and 12th months of the corporation's tax year ~~~~~~~~~~~~~~~~ 9 05/15/10 06/15/10 09/15/10 12/15/10 10 Required installments. If the box on line 6 and/or line 7 above is checked, enter the amounts from Sch A, line 38. If the box on line 8 (but not 6 or 7) is checked, see instructions for the amounts to enter. If none of these boxes are checked, enter 25% of line 5 above in each column. ~~~~~~ ~ 10 11,806. 805,170. 258,578. 289,712. 11 Estimated tax paid or credited for each period (see instructions). For column (a) only, enter the amount from line 11 on line 15 ~~~~~~~~~~~~~~~ 11 2,452,777. 550,000. Complete lines 12 through 18 of one column before going to the next column. 12 Enter amount, if any, from line 18 of the preceding column 12 2,440,971. 1,635,801. 1,927,223. 13 Add lines 11 and 12 ~~~~~~~~~~~~~~~~~ 13 2,440,971. 2,185,801. 1,927,223. 14 Add amounts on lines 16 and 17 of the preceding column 14 15 Subtract line 14 from line 13. If zero or less, enter ‐0‐ ~~ 15 2,452,777. 2,440,971. 2,185,801. 1,927,223. 16 If the amount on line 15 is zero, subtract line 13 from line 14. Otherwise, enter ‐0‐ ~~~~~~~~~~~~~~~ 16 0. 0. 17 Underpayment. If line 15 is less than or equal to line 10, subtract line 15 from line 10. Then go to line 12 of the next column. Otherwise, go to line 18 ~~~~~~~~~~~ 17 18 Overpayment. If line 10 is less than line 15, subtract line 10 from line 15. Then go to line 12 of the next column 18 2,440,971. 1,635,801. 1,927,223. Go to Part IV on page 2 to figure the penalty. Do not go to Part IV if there are no entries on line 17 ‐ no penalty is owed. JWA For Paperwork Reduction Act Notice, see separate instructions. Form 2220 (2010)

012801 02‐15‐11 372 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 FORM 990‐PF Form 2220 (2010) THE ROCKEFELLER FOUNDATION 13‐1659629 Page 2 Part IV Figuring the Penalty

(a) (b) (c) (d) 19 Enter the date of payment or the 15th day of the 3rd month after the close of the tax year, whichever is earlier (see instructions). (Form 990‐PF and Form 990‐T filers: Use 5th month instead of 3rd month.) ~~~~~~~~~~~~ 19 20 Number of days from due date of installment on line 9 to the date shown on line 19 ~~~~~~~~~~~~~~~~~ 20

21 Number of days on line 20 after 4/15/2010 and before 7/1/2010 ~~ 21

22 Underpayment on line 17 x Number of days on line 21 x 4% ~~~ 22 $ $ $ $ 365

23 Number of days on line 20 after 06/30/2010 and before 10/1/2010 ~ 23

24 Underpayment on line 17 x Number of days on line 23 x 4% ~~~ 24 $ $ $ $ 365

25 Number of days on line 20 after 9/30/2010 and before 1/1/2011 ~~ 25

26 Underpayment on line 17 x Number of days on line 25 x 4% ~~~ 26 $ $ $ $ 365

27 Number of days on line 20 after 12/31/2010 and before 4/1/2011 ~ 27

28 Underpayment on line 17 x Number of days on line 27 x 3% ~~~ 28 $ $ $ $ 365

29 Number of days on line 20 after 3/31/2011 and before 7/1/2011 ~~ 29

30 Underpayment on line 17 x Number of days on line 29 x *% ~~~ 30 $ $ $ $ 365

31 Number of days on line 20 after 6/30/2011 and before 10/01/2011 ~ 31

32 Underpayment on line 17 x Number of days on line 31 x *% ~~~ 32 $ $ $ $ 365

33 Number of days on line 20 after 9/30/2011 and before 1/1/2012 ~~ 33

34 Underpayment on line 17 x Number of days on line 33 x *% ~~~ 34 $ $ $ $ 365

35 Number of days on line 20 after 12/31/2011 and before 2/16/2012 ~ 35

36 Underpayment on line 17 x Number of days on line 35 x *% ~~~ 36 $ $ $ $ 366

37 Add lines 22, 24, 26, 28, 30, 32, 34, and 36 ~~~~~~~~~ 37 $ $ $ $

38 Penalty. Add columns (a) through (d) of line 37. Enter the total here and on Form 1120; line 33; or the comparable line for other income tax returns 38 $ 0. * Use the penalty interest rate for each calendar quarter, which the IRS will determine during the first month in the preceding quarter. These rates are published quarterly in an IRS News Release and in a revenue ruling in the Internal Revenue Bulletin. To obtain this information on the Internet, access the IRS website at www.irs.gov. You can also call 1‐800‐829‐4933 to get interest rate information.

JWA Form 2220 (2010)

012802 02‐15‐11 373 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Form 2220 (2010) FORM 990‐PF Page 3 Schedule A Adjusted Seasonal Installment Method and Annualized Income Installment Method (see instructions) Form 1120S filers: For lines 1, 2, 3, and 21, below, "taxable income" refers to excess net passive income or the amount on which tax is imposed under section 1374(a), whichever applies. Part I ‐ Adjusted Seasonal Installment Method (Caution: Use this method only if the base period percentage for any 6 consecutive months is at least 70%. See instructions.) (a) (b) (c) (d) First 3 First 5 First 8 First 11 1 Enter taxable income for the following periods: months months months months

aTax year beginning in 2007 ~~~~~~~~~~~~ 1a

bTax year beginning in 2008 ~~~~~~~~~~~~ 1b

c Tax year beginning in 2009 ~~~~~~~~~~~~ 1c 2 Enter taxable income for each period for the tax year beginning in 2010. (see instructions for the treatment of extraordinary items). 2 First 4 First 6 First 9 Entire year 3 Enter taxable income for the following periods: months months months

aTax year beginning in 2007 ~~~~~~~~~~~~ 3a

bTax year beginning in 2008 ~~~~~~~~~~~~ 3b

c Tax year beginning in 2009 ~~~~~~~~~~~~ 3c 4 Divide the amount in each column on line 1a by the amount in column (d) on line 3a ~~~~~~~~~~ 4 5 Divide the amount in each column on line 1b by the amount in column (d) on line 3b ~~~~~~~~~~ 5 6 Divide the amount in each column on line 1c by the amount in column (d) on line 3c ~~~~~~~~~~ 6

7 Add lines 4 through 6 ~~~~~~~~~~~~~~~ 7

8 Divide line 7 by 3.0 ~~~~~~~~~~~~~~~~ 8 9aDivide line 2 by line 8 ~~~~~~~~~~~~~~~ 9a bExtraordinary items (see instructions) ~~~~~~~~ 9b c Add lines 9a and 9b ~~~~~~~~~~~~~~~ 9c 10 Figure the tax on the amt on ln 9c using the instr for Form 1120, Sch J, ln 2 (or comparable ln of corp's return) ~ 10 11aDivide the amount in columns (a) through (c) on line 3a by the amount in column (d) on line 3a ~~~~~~~ 11a bDivide the amount in columns (a) through (c) on line 3b by the amount in column (d) on line 3b ~~~~~~~ 11b c Divide the amount in columns (a) through (c) on line 3c by the amount in column (d) on line 3c ~~~~~~~ 11c 12 Add lines 11a though 11c ~~~~~~~~~~~~~ 12 13 Divide line 12 by 3.0 ~~~~~~~~~~~~~~~ 13 14 Multiply the amount in columns (a) through (c) of line 10 by columns (a) through (c) of line 13. In column (d), enter the amount from line 10, column (d) ~~~~~~~~ 14 15 Enter any alternative minimum tax for each payment period (see instructions) ~~~~~~~~~~~~~ 15

16 Enter any other taxes for each payment period (see instr) 16 17 Add lines 14 through 16 ~~~~~~~~~~~~~~ 17 18 For each period, enter the same type of credits as allowed on Form 2220, lines 1 and 2c (see instructions) ~~~ 18 19 Total tax after credits. Subtract line 18 from line 17. If zero or less, enter ‐0‐ 19 012821 02‐15‐11 JWA Form 2220 (2010) 374 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091 THE ROCKEFELLER FOUNDATION 13‐1659629 Form 2220 (2010) FORM 990‐PF Page 4 Part II ‐ Annualized Income Installment Method ** (a) (b) (c) (d) First 2 First 3 First 6 First 9 20 Annualization periods (see instructions) ~~~~~~~ 20 months months months months 21 Enter taxable income for each annualization period (see instructions for the treatment of extraordinary items) ~ 21 32407789. 42745697. 71703588. 102,395,220.

22 Annualization amounts (see instructions) ~~~~~~ 22 6.000000 4.000000 2.000000 1.333330

23aAnnualized taxable income. Multiply line 21 by line 22 ~ 23a 194,446,734. 170,982,788. 143,407,176. 136,526,619. bExtraordinary items (see instructions) ~~~~~~~~ 23b c Add lines 23a and 23b ~~~~~~~~~~~~~~ 23c 194,446,734. 170,982,788. 143,407,176. 136,526,619. 24 Figure the tax on the amount on line 23c using the instructions for Form 1120, Schedule J, line 2 (or comparable line of corporation's return) ~~~~~ 24 1,944,467. 1,709,828. 1,434,072. 1,365,266. 25 Enter any alternative minimum tax for each payment period (see instructions) ~~~~~~~~~~~~~~ 25

26 Enter any other taxes for each payment period (see instr) 26

27 Total tax. Add lines 24 through 26 ~~~~~~~~~ 27 1,944,467. 1,709,828. 1,434,072. 1,365,266. 28 For each period, enter the same type of credits as allowed on Form 2220, lines 1 and 2c (see instructions) ~~~ 28 29 Total tax after credits. Subtract line 28 from line 27. If zero or less, enter ‐0‐ ~~~~~~~~~~~~~~~ 29 1,944,467. 1,709,828. 1,434,072. 1,365,266.

30 Applicable percentage ~~~~~~~~~~~~~~ 30 25% 50% 75% 100%

31 Multiply line 29 by line 30 31 486,117. 854,914. 1,075,554. 1,365,266. Part III ‐ Required Installments

Note: Complete lines 32 through 38 of one column before 1st 2nd 3rd 4th completing the next column. installment installment installment installment 32 If only Part I or Part II is completed, enter the amount in each column from line 19 or line 31. If both parts are completed, enter the smaller of the amounts in each column from line 19 or line 31 ~~~~~~~~~~~ 32 486,117. 854,914. 1,075,554. 1,365,266. 33 Add the amounts in all preceding columns of line 38 (see instructions) ~~~~~~~~~~~~~~~~ 33 11,806. 816,976. 1,075,554. 34 Adjusted seasonal or annualized income installments. Subtract line 33 from line 32. If zero or less, enter ‐0‐ ~ 34 486,117. 843,108. 258,578. 289,712. 35 Enter 25% of line 5 on page 1 of Form 2220 in each column. Note: "Large corporations," see the instructions for line 10 for the amounts to enter ~~~~~~~~~ 35 11,806. 805,170. 408,488. 408,488. 36 Subtract line 38 of the preceding column from line 37 of the preceding column ~~~~~~~~~~~~~~ 36 149,910.

37 Add lines 35 and 36 ~~~~~~~~~~~~~~~ 37 11,806. 805,170. 408,488. 558,398. 38 Required installments. Enter the smaller of line 34 or line 37 here and on page 1 of Form 2220, line 10 (see instructions) 38 11,806. 805,170. 258,578. 289,712. Form 2220 (2010) ** ANNUALIZED INCOME INSTALLMENT METHOD USING STANDARD OPTION

JWA 012822 02‐15‐11 375 10081115 756359 621570.00 2010.05010 THE ROCKEFELLER FOUNDATION 62157091