System Safety Technology of ’s High Speed Train

Speaker: Ma Yunshuang October 23, 2017

www.crrcgc.cc Contents

Part 1 Achievements in China’s HSR Development

Part 2 HST System Safety Technology

Development & Application of New Safety Part 3 Technologies of HST

Page 2 I. Achievements in China’s HSR Development As China HSR is developing rapidly, its high speed railway equipment represented by high-speed EMU become advanced in the world in terms of technology and development thanks to abundant practice in four stages, i.e. independent exploration, introduction and digestion, independent innovation and deepened innovation.

Deepened Innovation Independent Innovation

Independent Exploration

Introduction, Digestion and Absorption

Page 3 I. Achievements in China’s HSR Development 1.Largest Operation Scale in the World At present, a high speed railway network of four vertical and four horizontal lines has been build. 86 HSR lines with a total mileage of 22,000 kilometres have been put into service. There are 2,846 sets of high-speed EMUs in operation, with both the operating mileage and train inventory accounting for more than 1/2 of the world’s total.

Japan – Radial Germany – X-shaped Railway Network Railway Network

Spain – Single Y-shaped HSR Networks in the France – Double Y-shaped China's HSR Network Railway Network World Railway Network

Page 4 I. Achievements in China’s HSR Development 2. Adaptability to Complicate Operation Environment Boasting a wide adaptability, Chinese high-speed EMUs could accommodate to geographical,climate and complex interactions conditions as well as various operation scenarios. Complex geographical and Average failure rate of climate conditions China’s HSR is only 0.57 case per million Complex kilometres. operation scenarios

Alpine Windy and region dusty region

Complex interactions Temperate region High temperature, high humidity and high corrosion

Page 5 I. Achievements in China’s HSR Development 3. Full-fledged Product Family A R&D platform that features genealogical products was established with 35 types of high-speed EMUs, covering the speed range from 160 km/h to 350 km/h for various environmental conditions. With different compositions and applications, these EMUs are serving in upgraded existing lines, intercity lines and passenger- dedicated lines. Product Family of China's High-speed EMUs Introduction & Digestion Independent Innovation Deepened Innovation

CRH1, CRH2, CRH3, CRH5 Series CRH380 series, Intercity EMU series, Comprehensive Inspection Train “Fuxing” EMU

Page 6 I. Achievements in China’s HSR Development 4. World-leading Comprehensive Technical Performance Outstanding performance indexes have been registered regarding operation speed, comprehensive riding comfort, safety, reliability, energy efficiency and eco-friendliness. Some of the technical indexes represent internationally advanced level.

1 2 09.12.26 Record-breaking running speed Leading overall ride comfort Operating speed covering 200~350km/h 350km/h ride quality: 1.82<2.5 Beijing-Tianjin, Zhengzhou-Xi'an, 350km/h comfort index: 1.66<2.0 Wuhan-Guangzhou operating at 350km/h 350km/h saloon noise: 66 - 68dB(A) Highest operation test speed of 486.1km/h <70dB(A) created on Beijing-Shanghai railway line 350km/h interior pressure: Open line 86 Pa/3s 10.12.03 High-speed trains meeting at 420km/h on Tunnel 205 Pa/3s Zhengzhou-Xuzhou railway line <800Pa/3s

3 4 5 Superior operating safety Remarkable energy efficiency 486km/h derailment coefficient: 0.13<0.8 and eco-friendliness 486km/h wheel unloading: 0.67<0.8 350km/h far-field noise: 93 dB(A)<94 16.07.15 486km/h wheel-rail lateral force: 15 kN<59kN Outstanding reliability 350km/h running resistance: 64 kN 350km/h emergency braking distance: 4,850 m<6500m Failure rate per million kilometres is 0.57. 35km/h energy consumption per person: 3.7kwh/100km

Page 7 I. Achievements in China’s HSR Development 5. Technical Innovation of “Fuxing” EMU “Fuxing” EMU is a type of 350km/h EMU developed based on the operation demand in China under the leadership of Corporation. Its major features include:  Safety: Higher critical instability speed; the train is equipped with derailment protection, earthquake early warning unit, bogie and real-time temperature monitoring.  Energy efficiency and eco-friendliness: Innovative train nose and streamlined carbody design leads to 64kN train running resistance at 350km/h with energy consumption per person of 3.7kwh/100km, 12% lower compared with CRH 380A.  Comfort: Low noise design; saloon noise is 66~68dB(A) at 350km/h, 3dB(A) lower compared with CRH380A; WIFI and ticketing system is provided to improve riding experience;  Interoperability : EMU built by difference manufactures could be interoperated for multiple operation to increase utilization of trains.

Page 8 Contents

Part 1 Achievements in China’s HSR Development

Part 2 HST System Safety Technology

Development & Application of New Safety Part 3 Technologies of HST

Page 9 II. HST System Safety Technology 1. Challenges for HSR System Safety Interaction among train, track, catenary and air flow become more intense during high speed operation, and comprehensive consideration needs to be taken in wheel-rail interaction, -catenary interaction, fluid-structure interaction as well as natural conditions for HST system safety.

Wheel-rail interaction: Typical track modal matching, dynamics.

Train and power supply system: Pantograph-catenary matching, catenary voltage Passenger Service System quality, switching over neutral sections.

Traction & Power Supply Communication System Signalling System Train and operation control system: EMC, on-board interfaces.

Operation System Fluid structure interaction: aerodynamic performance, distance between track centers, ground effect, impact on adjacent facility, trackside personnel safety. Civil Works Engineering EMU

Natural conditions: ice, frost, rain, snow, air pressure changes, foreign matters intruding loading gauge.

Page 10 II. HST System Safety Technology 2. HST System Safety Technology Architecture

Centring on requirements of safety operation, a safety architecture is established to cover design, manufacture and application throughout life cycle of the products.

HST System Safety

Constitutive Safety Safety Monitoring “Train-ground” Coordination

Safety Concept Product Life Cycle Management Source Control Process Control Application Control “Eight Proofs” Design Product Operation & R&D manufacture Maintenance Redundancy Design Process Application Safety design assurance assurance

Verification Quality Maintenance Fail-safe Design procedure system inspection optimization

Safety Support Systems: RAMS, IRIS, ISO9000

Page 11 II. HST System Safety Technology

3. HST System Safety— Constitutive Safety

R&D Process:With safety and reliability at its core, quality of product design is ensured by means of top technical index breakdown and loop iteration.

Test running on Top technical indexes Beijing - Tianjin Line

Operation experience Test running on Wuhan accumulated by - Guangzhou Line

test Problem found Part testPart

Line test Line Emergency

Simulation calculation

Bench testBench Test running on during Technical indexes response

Zhengzhou - Xi'an Mutual verification of systems operational maintenance Simulation analysis of testing Scientific research method Test & Continuous Operation Component technical and approach Changes verification improvement tracking indexes Correction

Plan design Technical Engineering Prototype Test Design Mass Cyclic verification design design Production verification improvement production

Process Test running on design Datong - Xi'an Line

Page 12 II. HST System Safety Technology 3. HST System Safety— Constitutive Safety Safety Management System: Safety elements and mechanisms of HST is systematically analyzed based on the operation features of HSR. A risk management database is established to control life-cycle system safety process covering design, verification, management and evaluation of products.

1 2 3 4 5 System Planning Safety Design Safety Verification Faults Zeroing Third-party Assessment

Establish a management Carry out the RAMS Conduct safety Establish FRACAS Conduct independent organization for system analysis along with verification during vehicle system to perform safety assessment to assurance. design from the aspect of development to closed-loop zeroing assess vehicle safety at all failure/hazard, and demonstrate that the management of faults. stages of vehicle design develop the systems/equipment are and development. prevention/mitigation designed to meet the measures. safety requirements.

Page 13 II. HST System Safety Technology 3. HST System Safety— Constitutive Safety Safety Design: Safety design is made in combination with active and passive safety measures for key systems such as bogie, aerodynamics, brake system of the train.

 Improve critical speed:  Aerodynamic lift – wheel  Redundant design:  Static strength;  Grounding: high  Material fireproof suppress hunting unloading rate command transmission,  Fatigue strength; pressure operation,  Electrical fireproof instability EBCU; carbody protection,  Lateral force – crosswind  Press-proof strength;  Structural fireproof  Decrease derailment stability  Electro-pneumatic blended equipotential and  Dynamic stress from grounding of equipment  Alarm coefficient:  Crossing pressure wave – brake: track; enclosure  Emergency structural reliability  Deceleration profile  Shock: front window, etc.  Protection: monitoring measures  Train induced air flow – optimization: device of electric- negotiation safety  Advanced anti-skid control leakage and overcurrent technology.

Running safety Aerodynamic safety Braking safety Structural safety Electrical safety Fire safety

Final High Voltage Traction Brake Auxiliary Passenger Carbody Bogie TCMS Assembly System System System System Interface

Passive Safety + Active Safety

Page 14 II. HST System Safety Technology 4. HST System Safety— Safety Monitoring

Safe operation of train, human-machine interface management under Objective different scenarios of operation and maintenance.

Categorized and tiered control is made on safety monitoring programs and safety measures according to the significance of Principle safety hazards and their impacts on train operation order on a safety basis.

With respect to impacts on human, train and line operation, running Scope safety monitoring of HST focuses on monitoring of running gear status, fire protection, human safety, etc.

Page 15 II. HST System Safety Technology 4. HST System Safety— Safety Monitoring TCMS and Various Levels of Control Systems: Various levels of safety alarming information is generated based on logical algorithm or diagnosis model with information collected by on-board sensors. Then TCMS and brake system will implement the protection functions such as alarming, automatic speed limiting and braking in corresponding levels.

地Ground面报警 alarm显示 display 车载 Traction / 安

报警 board 牵引brake/制动 全 - 报Alarm警提 prompt示 command 监 显示On message 指令 4G 网network络 alarm display 信息 控 4G control Network网络显 display示屏 screen 控 Ground 地面基站 制 Safety monitoring base station Traction & brake 牵引 /system 制动系统 WWLANLAN 网network络 安Safety全报 警alarm Remote远程 专expert家 诊diagnosis断 information信息 Database库内AP AP Wireless无线 transmission传输装置( deviceWTD (WTD)) 网TCMS络系统 Safety安全报 alarm警信 息information

Operation运行 安safety全监 monitoring测 Fire protection防火 and及人 personal身安全 safety监测 monitoring Disaster 防protection灾安全 safety监测 monitoring

Instability Axle temperature 失稳检测 轴温监控 Stability平稳性 monitoring监控 Smoke烟火 and报警 fire系 alarm统 Current漏电监 leakage控 Earthquake地震预警 early ATP detection monitoring system monitoring warning

•Page 16 II. HST System Safety Technology 5. HST System Safety — Train-ground Coordination System: Digital service for safe operation assurance is achieved by exploiting the real-time train operation data and life-cycle data covering design, manufacture and maintenance. An integrated operation and maintenance service system is developed with the mutual support of the manufacturer and the user by means of interconnection with the Operator through remote support center. TPDS Environment TCDS Data Real-time TADS Operation Data THDS TVDS

Dispatching Results of Safe Operation of High-speed Train Command Monitoring & Analysis PHM Big Data Platform Emergency Command Big Data Cluster

Operation Monitoring for Safety Assurance User-coordinated Emergency Command Unified Operation Dispatching Page 17 II. HST System Safety Technology 5. HST System Safety — Train-ground Coordination Digitalization: With core business as its core, data flow is connected throughout life cycle of products covering R&D, procurement, manufacture and service. Digital Operation

Overall budget Company performance Group statement Commercial smart Funds management management management consolidation analysis Core Product design Process design Manufacturing Maintenance Business Marketing Quality assurance

Order Project Procurement Logistics Financial management management management management management Customer information

Product Process Quality inspection Planning and Heavy maintenance scheduling Running monitoring design design Business opportunity plan After-sale services management Manufacturing Fault prediction implementation One archive for Quality inspection one train Failure Health traceability Marketing activities analysis evaluation Plan prediction Accessories service

Contract management Quality system Quality record Quality loss

Life Cycle Management Records management of products and components Health evaluation Reliability analysis Life cycle cost management

•Page 18 Contents

Part 1 Achievements in China’s HSR Development

Part 2 HST System Safety Technology

Development & Application of New Safety Part 3 Technologies of HST

Page 19 III. Development and Application of New Safety Technologies of HST

Larger quantity, broader operating regions, higher speed and new technologies such as digitization application in HST brings about new tasks for safety assurance. 1. PHM System Based on Big Data Application Train operation and environment data is fully tapped by applying Big Data and concept of PHM to realize the intelligent self-diagnosis, performance self-evaluation and safety early warning of the train.

Remote data transmission Big data center  On-board PHM: Sorting out safety-related system failure risk items; analyzing failure mechanism; real-time monitoring and comprehensive diagnosis of train operation On-board PHM system status. Data processing level  Ground PHM: Real-time monitoring of fleet, individual vehicle or components of sub- systems. Failure prediction, health monitoring, decision-making during operation and maintenance is made based on Big Data measures such as machine learning and deep exploiting. Application platform Ground sensing system

•Page 20 III. Development and Application of New Safety Technologies of HST 2. Application of New Safety Monitoring Technologies Research of Safety Monitoring Based on Traction Data: Research is made on the trend of traction data changes during failures of key components of bogie to summarize the characteristics of data during failures, which could be used for anticipating early failures of traction and transmission systems.

Failure mode Simulation test Extraction of failure model Failure early warning

vdc Vehicle Rolling Test Rig 1860 1840 1820 1800 1780 1760 0.52 0.525 0.53 0.535 0.54 0.545 0.55 0.555

1000 0 -1000 -2000

0.525 0.53 0.535 0.54 0.545

omegaHz 35.5

35

34.5 0 0.1 0.2 0.3 0.4 0.5 0.6 0.7

toqRF&&toqFB

100 0 -100 SU: Acceleration sensor of axle box body (1 per axle box) Rotor wear, rotor eccentricity -200 -300 0.528 0.53 0.532 0.534 0.536 0.538 0.54 0.542 0.544 0.546 0.548 DPU: Detecting host (1 per car) phiRF&&phiFB BCU: Brake control unit 200

100 TCMS: Train Control & Management System

0 HMI: Human-machine interface 0.52 0.525 0.53 0.535 0.54 0.545 0.55

Traction Simulation Test Rig Driver and train staff will be alarmed for

Bearing wear trouble shooting once failure of component is detected.

Axle box and bearing separation Page 21 III. Development and Application of New Safety Technologies of HST

2. Application of New Safety Monitoring Technologies

Integrated Monitoring of Vibration and Temperature: Vibration monitoring of unsprung components is added in addition to temperature monitoring to identify early minor failure characteristics of rotating parts, improving the train safety monitoring and expanding the scope of safety inspection.

Failure Equipment damage Axle box degree bearing  Health status of bearing  Wheel roundness evaluation  Foreign object hitting Improved  Derailment trend detection monitoring level Existing sensor: temperature  Wheel off-track detection Early failure Additional sensor: acceleration Temperature Vibration monitoring Position: axle box body monitoring

Time Installation of Integrated Sensors for Vibration & Temperature

•Page 22 III. Development and Application of New Safety Technologies of HST

2. Application of New Safety Monitoring Technologies Wheel Out-of-round and Rail Corrugation: Research is made on the forming mechanism of wheel polygon and rail corrugation, and monitoring of wheel roundness and shortwave irregularity of rail is conducted for abnormal conditions of wheels and rails to reduce the vibration of running gear, improving the structural running safety.

Wheel Wheel-rail Force Monitoring Polygon

Application of New High-高频振动监测frequency Vibration Monitoring Technologies

Noise噪声监测 Monitoring Rail Corrugation

Regular定期车轮圆度测试 Wheel Roundness Test

•Page 23 III. Development and Application of New Safety Technologies of HST

3. Intelligent Train-track Status Real-time Diagnosis System Research is made on key technologies of intelligent bogie to acquire information of components running status, loading conditions and health level. Real-time diagnosis system for train-track status is developed with combination of the train operation safety monitoring system to improve the running safety of the train.

High-speed Traction & hunting brake status monitoring monitoring

Status High- Monitoring Fatigue life frequency Optimization

monitoring vibration Model Suspension Control monitoring

Suspension Wheel-rail component force monitoring monitoring

•Page 24 III. Development and Application of New Safety Technologies of HST

Safety of high-speed train holds the key to high speed railway development. With numerous new materials, information technologies and digital technologies, safety technologies of high speed train will continue to be improved. We truly wish to strengthen cooperation with organizations from all walks of life to promote the development of safety technologies of high speed train from status monitoring, device safety and equipment safety to failure prediction, sub-system safety and ecosystem safety.

•Page 25 III. Development and Application of New Safety Technologies of HST

 Able to provide life cycle system solutions including R & D, manufacture, maintenance and LCC etc.

 The seven products platforms ,High Speed EMUs, Intercity EMUs, DMUs, High-grade Railway Passenger Coaches, Metro Vehicles, Low Floor Trams, and Monorail.

 Can offer customized products 380km/h~ 250-380km/h

200-250km/h

120-200km/h

80-120km/h

50-80km/h

•Page 26 III. Development and Application of New Safety Technologies of HST

Albania Turkmenistan Iran Pakistan DPRK America

Myanmar

● ● ● ● Syria ● ● ● ● ● ● Vietnam ● Venezuela ● ● ● Nigeria ● ● Singapore ● ● Brazil ● Angola ●

● Argentina Namibia Madagascar Tanzanian Sri Lanka Zambia

•Page 27 Thank you

2018年1月15日 CRRC