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f .. 15 ? 097 1 v Extended to November 15, 2018 29 4 8 Return of Private Foundation OMB No ' Sas-6052 •` Form 9 0-PF ^--^ or Section 4947(a)(1) Q* Trust Treated as Private Foundation ^O Department of the Treasury Ili- Do not enter social security numbers on this form as it may be made public. Inter^l o to Revenue serv ce ► G www irs gov/Form990PF for instructions and the latest information . O pen to Pu blic I nspection For calendar year 2017 or tax year beginning and ending Name of foundation Employer identification number

PINK E RTON FOUNDATION 1 -92nA99A Number and street (or P 0 box number if mail is not delivered to street address) Room/suite B Telephone number 610 FIFTH AVENUE 316 212-332-3385

City or town, state or province, country, and ZIP or foreign postal code C It exemption application is pending, check here NEW YORK , NY 10020 G Check all that apply: Initial return 0 Initial return of a former public charity D 1 Foreign organizations, check here Mo. Final return Amended return 2 Foreign organizations meeting the 85% test, check here and attach computation D Address chan g e D Name chan ge ► ^ H Check type of organization" ® Section 501(c)(3) exempt private foundation If private foundation status was terminated = Section 4947 ( a )( 1 ) nonexem pt charitable trust 0 Other taxable private foundation under section 507(b)(1)(A), check here Fair I market value of all assets at end of year J Accounting method: El Cash ® Accrual F If the foundation is in a 60-month termination (from Part II, col. (c), line 16) 0 Other (specify) f under section 507(b)(1)(B), check here 1111114 6 8 9 13 4 14 4 . (Part I, column (d) must be on cash basis.) Analysis Part I of Revenue and Expenses (a) Revenue and (b) Net investment (c) Adjusted net ( d) Disbursements (The total of amounts in columns (b), (c), and (d) may not for charitable purposes necessarily equal the amounts in column (a)) expenses per books income income (cash basis only) 1 Contributions, gifts, grants, etc., received • ` N / A

2 Check ► EE O the foundation is not required to attach Sch B Interest on savings and temporary 3 cash investments 4 Dividends and interest from securities 5 , 783 , 395. 5 , 783 , 395. S tatement 2' 5a Gross rents

b Net rental income or (loss)

6a Net gain or (loss) from sale of assets not on line 10 51 , 192 , 087. S tatement 1 Gross sales price for all b assets on line ea 51,192,087.

tv 7 Capital gain net income (from Part IV, line 2) 4_88 , 66227 , 459. 8 Net short-term capital gain _C E C Q 9 Income modifications Gross sales less returns N 10a and allowances

b Less Cost of goods sold V I c Gross profit or (loss) 11 Other income r 12 Total Add l ines 1 through 11 56 , 975 482. 54 , 410 854. 13 Compensation of officers , directors , trustees, etc 676 833 . 255 183 . 421 650 . N 14 Other employee salaries and wages 941 601 . 17 739 . 923 862 . c+^ 15 Pension plans, employee benefits 596 726 . 26 192 . 573 852 . 16a Legal fees Stmt 3 Z 49 , 808. 24 , 904. 4 , 904. Accounting CL b fees Stmt 4 27 , 000. 13 , 500. 11 , 500. W c Other professional fees $ tmt 5 3 604 , 629. 3 , 581 , 279 . 23 350. 0 Interest W 17 G 18 Taxes Stmt 6 503 000. 0. 0. z 19 Depreciation and depletion 65 263 . 6 526 . C) E 20 Occupancy 730 439. 73 , 044. 657 , 395. 0) a 21 Travel, conferences, and meetings 22 138 . 2 214. 19 924. r- 22 Printing and publications 9 981 . 0. 18 056. 23 Other expenses Stmt 7 207 , 393. 9 8 81. 207 , 512. 15 24 Total operating and administrative o. expenses Add lines 13 through 23 7 434 811. 4 , 01-0 , 462 . 2 882 005. 0 25 Contributions, gifts, grants paid - 33 , 853 250 . 33 , 971 577. 26 Total expenses and disbursements Add lines 24 and 25 41 288 061. 4 010 462: 36 853 582. 27 Subtract line 26 from line 12: _ t 1

a Excess of revenue over expenses and disbursements 15 687 , 421 . b Net investment income cif negative, enter -0-) 5 0 4 0 0 392. 1 c Adjusted net income (if negative, enter -0-) N / A 723501 01-03-18 LHA For Paperwork Reduction Act Notice, see instructions Form 90-PF (2017) 1 ' 11331113 788682 1256 2017 . 03050 PINKERTON FOUNDATION 6 1 f, r Form 990-PF (2017) PTNKF.RTfN F(1TT TflATTl1N 1i ^_^i7ntri^i7d` Pano9 Beginning of year Partll` Balance Sheets Attached schedules and amounts In the description End of year column should be for end -of-year amounts only (a) Book Value (b) Book Val ue (c) Fair Market Value 1 Cash - non-Interest-bearing 12 , 249 , 393. 4 804 , 228. 4 8 0 4 228. 2 Savings and temporary cash investments 29 , 157 , 683. 31 : 476 , 948. 31 , 476 : 948. 3 Accounts receivable ► 131 , 242. Less. allowance for doubtful accounts ► 115 , 273. 131 , 242. 131 , 242. 4 Pledges receivable ► _ Less: allowance for doubtful accounts ► 5 Grants receivable 6 Receivables due from officers, directors, trustees, and other disqualified persons

7 Other notes and loans receivable ► Less- allowance for doubtful accounts ► 8 Inventories for sale or use 9 Prepaid expenses and deferred charges 27 , 707. 33 , 000. 33 , 000. a 10a Investments - U.S. and state government obligations b Investments - corporate stock Stmt 8 263 , 247 , 332. 230 , 545 , 488. 230 , 545 , 488. c Investments - corporate bonds Investments land, and equipment 11 - buildings, basis ► Less accumulated depreclahon ► 12 Investments - mortgage loans 13 Investments - other Stmt 9 292 250 385. 421 578 856. 421 578 856. 14 Land, buildings, and equipment: basis ► 1, 212 , 325. Less accumulated depreciation $ tmt 1000. 799 , 577. 478 , 012. 412 , 748. 412 , 748. 15 Other assets (describe ► DEPOSITS ) 151 , 634. 151 , 634. 151 , 634. 16 Total assets (to be completed by all filers - see the instructions. Also see p age 1 Item I 597 , 677 , 417. 689 , 134 , 144. 689 134 , 144. 17 Accounts payable and accrued expenses 380 , 752. 341 , 933. 18 Grants payable 20 , 352 , 610. 20, 234 283. 2 19 Deferred revenue

-P 20 Loans from officers , directors , trustees, and other disqualified persons -0M 21 Mortgages and other notes payable J 22 Other liabilities (describe ► Statement 11 ) 3 , 258 , 872. 4 , 187 , 265.

23 Total liabilities add lines 17 throw h 22 23 , 992 , 234. 2-4 , 76-3 , 481. Foundations that follow SFAS 117, check here ► and complete lines 24 through 26, and lines 30 and 31 24 Unrestricted 573 685 183. 664 370 663. a 25 Temporarily restricted m 26 Permanently restricted Foundations that do not follow SFAS 117, check here ► U.it and complete lines 27 through 31 N 27 Capital stock, trust principal, or current funds N 28 Paid-in or capital surplus, or land, bldg., and equipment fund to a 29 Retained earnings, accumulated income, endowment, or other funds z 30 Total net assets or fund balances 573 , 685 , 183. 664 , 370 663.

31 Total liabilities and net assets/fund balances 597 , 677 , 417. 6 8 9 13 4 14 4. Part III Analysis of Changes in Net Assets or Fund Balances

I Total net assets or fund balances at beginning of year - Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year's return) 573,685,183. 2 Enter amount from Part I, line 27a 15,687,421. 3 Other increases not included in line 2 (itemize) ► CHANGE IN UNREALIZED APPRECIATION 75,080,059. 4 Add lines 1, 2, and 3 664,452,663. 5 Decreases not included in line 2 (itemize) ► POST RETIREMENT MEDICAL 82,000. 6 Total net assets or fund balances at end of year (line 4 minus line 5) - Part II, column (b), line 30 664,370,663. Form 990-PF (2017)

723511 01-03-18 2 11331113 788682 1256 2017. 03050 PINKERTON FOUNDATION 1256 1 f Form 990-PF 2017 PINKERTON FOUNDATION 13-6206624 ^ Page'3 Part IV• Capital Gains and Losses for Tax on Investment Income (b S, (a) List and describe the kind(s) of property sold (for example, real estate, ^H (c) Date acquired (d) Date sold Purchaseed (mo., day, yr.) 2-story brick warehouse; or common stock, 200 shs. MLC Co.) D - Donation (mo., day, yr.) la PUBLICLY TRADED SECURITIES P b GAIN ON DONATED STOCK P C d e Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (f) (or allowable) plus expense of sale ((e) plus (f) minus (g)) a 48 627 459. 48 627 459. b 2 , 564 , 628. 2 , 564 , 628. 0. C d e Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69. (I) Gains (Col. (h) gain minus col. (k), but not less than -0-) or (j) Adjusted basis (k) Excess of col. (i) Losses (from col. (h)) (i) FMV as of 12/31/69 as of 12/31/69 over col. (j), if any a 48 627 459. b 0. c d e If gain, also enter in Part I, line 7 1 2 Capital gain net income or (net capital loss) Vl If (loss), enter -0- in Part I , line 7 ) 2 48 , 627 , 459. 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): If gain, also enter in Part I, line 8, column (c) If (loss), enter -0- in Part I, line 8 3 N / A Part V Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes ® No If "Yes; the foundation doesn 't qualify under section 4940 (e). Do not complete this part 1 Enter the aoorooriate amount in each column for each year; see the instructions before making any entries. ( a) (b) (c) Distribution(d) ratio Base period years assets Calendar year or tax year beginning in Adjusted qualifying distributions Net value of nonchantable-use col. dividedded by col. (c)) 2016 36 728 363. 574 680 889. .063911 2015 39 799 037. 666 084 947. .059751 2014 39 817 871. 657 432 176. .060566 2013 26 440 172. 592 945 440. .044591 2012 20 714 692. 463 677 581. .044675

2 Total of line 1 , column (d) 2 . 2 7 3 4 9 4 3 Average distribution ratio for the 5-year base period - divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years 3 . 0 5 4 6 9 9

4 Enter the net value of noncharitable-use assets for 2017 from Part X, line 5 4 625 , 827 , 530.

5 Multiply line 4 by line 3 5 34 , 232 , 140.

6 Enter 1% of net investment income (1% of Part I , line 27b) 6 504 , 004.

7 Addlines5and6 7 34 , 736 144.

8 Enter aualifvina distributions from Part XII. line 4 8 36 , 853 , 582. If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

723521 01-03-18 Form 990-PF (2017) 3 11331113 788682 1256 2017. 03050 PINKERTON FOUNDATION 1256 1 I V4 I Form 990-PF ( 2017 ) PINKERTON FOUNDATION 13-6206624 Page 4 Part V;• Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948 - see instructions)

1a Exempt operating foundations described in section 4940(d)(2), check here ► = and enter "N/A" on line 1. Date of ruling or determination letter: (attach copy of letter if necessary -see instructions) _ , 004 b Domestic foundations that meet the section 4940(e) requirements in Part V, check here ► ® and enter 1% 1 504 of Part I, line 27b c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations, enter 4% of Part I, line 12, col. (b). _ 2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only; others, enter -0-) 2 0 3 Add lines 1 and 2 3 504 004. 4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only; others, enter -0-) 4 0 . 5 Tax based on investment income Subtract line 4 from line 3. If zero or less, enter -0- 5 504 004 . 6 Credits/Payments: a 2017 estimated tax payments and 2016 overpayment credited to 2017 6a 387 , 331. b Exempt foreign organizations - tax withheld at source 6b 0 . c Tax paid with application for extension of time to file (Form 8868) 6c 250 , 000 . d Backup withholding erroneously withheld 6d 0 . 7 Total credits and payments. Add lines 6a through 6d 7 637 , 331. 8 Enter any penalty for underpayment of estimated tax. Check here ® if Form 2220 is attached 8 1 551. 9 Tax due If the total of lines 5 and 8 is more than line 7, enter amount owed ► 9 10 Overpayment . If line 7 is more than the total of lines 5 and 8, enter the amount overpaid ► 10 131 776. 11 Enter the amount of line 10 to be: Credited to 2018 estimated tax 00, 131 7 7 6 . 1 Refunded 10, 11 0. Part VII-A Statements Regarding Activities la During the tax year, did the foundation attempt to influence any national, state, or local legislation or did it participate or intervene in Yes No any political campaigns to X b Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions for the definition 1b X If the answer is "Yes" to la or 1b, attach a detailed description of the activities and copies of any materials published or distributed by the foundation in connection with the activities. c Did the foundation file Form 1120-POL for this year? 1c X d Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year. foundation managers. 0. (1) On the foundation. ► $ 0 . (2) On ► $ e Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed on foundation managers. ► $ 0. 2 Has the foundation engaged in any activities that have not previously been reported to the IRS? 2 X If "Yes," attach a detailed description of the activities 3 Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles of incorporation, or _- , bylaws , or other similar instruments? If "Yes," attach a conformed copy of the changes 3 X 4a Did the foundation have unrelated business gross income of $1,000 or more during the year? 4a X b If "Yes ," has it filed a tax return on Form 990-T for this year? N/A 4b 5 Was there a liquidation , termination, dissolution, or substantial contraction during the year? 5 X If "Yes," attach the statement required by General Instruction T 6 Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either: • By language in the governing instrument, or • By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict with the state law remain in the governing instrument? 6 7 Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV 7 X

8a Enter the states to which the foundation reports or with which it is registered. See instructions. ► DENY b If the answer is 'Yes' to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney General (or designate) of each state as required by General Instruction G9 If "No," attach explanation Ib X 9 Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3) or 4942(1)(5) for calendar year 2017 or the tax year beginning in 20179 See the instructions for Part XIV. If "Yes," complete Part XIV 9 X n f ,rl omi nnrenne hernmo ciihet9nfini rnntnhutnre rlnnnn tha to vPar'? , "w,... ".,..- ., -va.. ie --., ,I,...... e. ,,,,- ^AA.e - Form 990-PF (2017)

723531 01-03-18 4 11331113 788682 1256 2017. 03050 PINKERTON FOUNDATION 1256 1 Y Form 990-PF 2017 PINKERTON FOUNDATION 13-3 - 662066242 0 6 6 2 4' Page 5 Part VC9-A Statements Regarding Activities (continued) Yes No 11 • At any time during the year, did the foundation , directly or indirectly, own a controlled entity within the meaning of section 512(b)(13)7 If "Yes," attach schedule . See instructions 11 X 12 Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had advisory privileges' If "Yes; attach statement. See instructions 12 X 13 Did the foundation comply with the public inspection requirements for its annual returns and exemption application? 13 X Website address ► THEPINKERTONFOUNDATION.ORG 14 The books are in care of ► The Foundation Telephone no. ► 212 - 3 3 2 - 3 3 8 5 ZIP+4 Located at ► 610 FIFTH AVENUE, No. 316, NEW YORK, NY ►10 0 2 0 15 Section 4947( a)(1) nonexempt charitable trusts filing Form 990 -PF in lieu of Form 1041 - check here ► = and enter the amount of tax-exempt interest received or accrued during the year ► 15 N / A 16 At any time during calendar year 2017, did the foundation have an interest in or a signature or other authority over a bank, Yes No securities, or other financial account in a foreign country 16 X See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes," enter the name of the foreig n country Part VII-B Statements Regarding Activities for Which Form 4720 May Be Required File Form 4720 if any item is checked in the "Yes" column, unless an exception applies. Yes No la During the year, did the foundation (either directly or indirectly)* (1) Engage in the sale or exchange, or leasing of property with a disqualified person? 0 Yes ® No (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from) a disqualified person? Yes ® No (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? Yes ® No (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ® Yes 0 No (5) Transfer any income or assets to a disqualified person (or make any of either available for the benefit or use of a disqualified person)? Yes ® No (6) Agree to pay money or property to a government official? ( Exception Check 'No' if the foundation agreed to make a grant to or to employ the official for a period after termination of government service, if terminating within 90 days.) Yes ® No b If any answer is "Yes" to la(1)-(6), did any of the acts fail to quality under the exceptions described in Regulations ,. section 53.4941(d)-3 or in a current notice regarding disaster assistance9 See instructions lb X Organizations relying on a current notice regarding disaster assistance, check here ► 0 c Did the foundation engage in a prior year in any of the acts described in la, other than excepted acts, that were not corrected before the first day of the tax year beginning in 20177 1c X 2 Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private operating foundation defined in section 4942(j)(3) or 4942(l)(5)): a At the end of tax year 2017, did the foundation have any undistributed income (lines 6d and 6e, Part XIII) for tax year(s) beginning before 2017? Yes ® No If "Yes," list the years ► b Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2) (relating to incorrect valuation of assets) to the year's undistributed income? (If applying section 4942(a)(2) to all years listed, answer "No" and attach _ statement - see instructions.) N/A 2b c If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

3a Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at any time during the year? 0 Yes ® No b If "Yes; did it have excess business holdings in 2017 as a result of (1) any purchase by the foundation or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3) the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720 , to determine if the foundation had excess business holdings in 2017.) N/A 3b 4a Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes? 4a X b Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its charitable purpose that _ had not been removed from jeopardy before the first day of the tax year beginning in 2017? 4b X Form 990-PF (2017)

723541 01-03-18 5 11331113 788682 1256 2017. 03050 PINKERTON FOUNDATION 1256 1 Form 990x-IF ( 2017 ) , - PINKERTON FOUNDATION 13 -6206624 , Page 6 Part VII-B Statements Regarding Activities for Which Form 4720 May Be Required (continued) 5a Dunny the year, did the foundation pay or incur any amount to: Yes NO (1) Carry on propaganda, or otherwise attempt to influence legislation ( section 4945(e))? Yes ® No (2) Influence the outcome of any specific public election ( see section 4955); or to carry on, directly or indirectly, any voter registration drive? Yes ® No (3) Provide a grant to an individual for travel, study, or other similar purposes? Yes ® No (4) Provide a grant to an organization other than a charitable , etc., organization described in section 4945(d)(4)(A)? See instructions Yes ® No (5) Provide for any purpose other than religious , charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals? Yes ® No b It any answer is "Yes" to 5a(1)-(5 ), did any of the transactions fail to qualify under the exceptions described in Regulations _ section 53.4945 or in a current notice regarding disaster assistance? See instructions N/A 5b Organizations relying on a current notice regarding disaster assistance , check here c If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the tax because it maintained expenditure responsibility for the grant? N/A Yes No If "Yes," attach the statement required by Regulations section 53.4945-5(d). 6a Did the foundation , during the year, receive any funds, directly or indirectly, to pay premiums on a personal benefit contract? Yes ® No b Did the foundation, during the year, pay premiums , directly or indirectly, on a personal benefit contract? 6b X If "Yes" to 6b, file Form 8870. 7a At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? Yes ® No b If 'Yes .' did the foundation receive an y p roceeds or have any net income attributable to the transaction? N /A 7b Part VIII Information About Officers , Directors, Trustees, Foundation Managers, Highly Paid Employees , and Contractors

1 I it nil nffir rc rlvpcfnrc tr11CfpeC Anil fnllnrl2finn man2ner9 2ndd their comnensatlon. (b) Title, and average (c) Compensation (e) Expense (d)yen nb u If plaos account, other (a) Name and address hours per week devoted ( If not paid , and deterredi to position enter -0 compensation allowances

See Statement 12 676 833. 99 , 635. 0.

n f'-- ...... -4 s:.... t.. k...-a...,:d e.....1... - L.Ik .' +h- +hn.n ,nnl^ „Inrl nn I,nn 11 If nnno nnfar "NnNF " Title, and average (d)Contributions to (e) Exp ense (b) e m p loyeeand deterred plans (a) Name and address of each employee paid more than $50,000 hours per week (c) Compensation account, other devoted to position compensation allowances LAURIE DIEN P - PROGRAMS C / O ORGANIZATION , NEW YORK , NY 10020 35.00 192 958. 51 , 741. 0. JULIE PETERSON R.PROG. OFFI CER C / O ORGANIZATION , NEW YORK , NY 10020 35.00 149 522. 64 , 193. 0. JENNIFER NEGRON ROG OFFICER C / O ORGANIZATION , NEW YORK , NY 10020 35.00 111 583. 53 , 365. 0. DANIELLE PULLIAM ROG OFFICER C / O ORGANIZATION , NEW YORK , NY 10020 35.00 113 815. 44 , 956. 0. JILL BREGENZER P - FINANCE & ADMIN C/O ORGANIZATION , NEW YORK , NY 10020 28.00 118 257. 35 , 026. 0. Total number of other employees paid over $50 ,000 1 1 2 Form 990-PF (2017)

723551 01-03-18 6 11331113 788682 1256 2017 .03050 PINKERTON FOUNDATION 1256 1 Form 990-PF 2017 PINKERTON FOUNDATION 13-6206624'3 - 6 2 0 6 6 2 4t Page 7 Part VIiI Information About Officers , Directors , Trustees, Foundation Managers, Highly Paid Employees, and Contractors (continued) 3 Five highest-paid independent contractors for professional services. If none, enter "NONE." (a) Name and address of each person paid more than $50 ,000 (b) Type of service (c) Compensation RUANE CUNIFF & CO 767 FIFTH AVENUE , NEW YORK , NY 10153 INVESTMENT ADVISORY 874 029. SELECT E QUITY 380 LAFAYETTE STREET , NEW YORK , NY 10003 INVESTMENT ADVISORY 795 659. BAXTER STREET- 380 LAFAYETTE STREET , NEW YORK , NY 10003 INVESTMENT ADVISORY 407 010. LAGODA 3 COLUMBUS CIRCLE , NEW YORK , NY 10019 INVESTMENT ADVISORY 325 775. NEWPORT ASIA 601 CALIFORNIA ST , SAN FRANCISCO , CA 94108 INVESTMENT SERVICES 293 327. of over Total number others receivin g $50 ,000 for p rofessional services ► 5 Part IX-A Summary of Direct Charitable Activities List the foundation' s four largest direct charitable activities during the tax year. Include relevant statistical information such as the Expenses number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. 1 N / A

Part IX- B Summary of Program- Related Investments Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount 1 N / A

All other program-related investments. See instructions 3

Total. Add lines 1 throu g h 3 00. 0. Form 990-PF (2017)

723581 01-03-18 7 11331113 788682 1256 2017.03050 PINKERTON FOUNDATION 1256 Form 990-PF (2017) ' PINKERTON FOUNDATION 13- 6206624 Page 18

Part X Minimum Investment Return (All domestic foundations must complete this part Foreign foundations, see instru ctions)

1 Fair market value of assets not used (or held for use) directly in carrying out charitable, etc , purposes: a Average monthly fair market value of securities la 633 , 429 , 814. b Average of monthly cash balances lb 1 , 578 , 302 . c Fair market value of all other assets tc 349 782 . d Total (add lines la, b, and c) 1d 635 , 357 898 . e Reduction claimed for blockage or other factors reported on lines la and 1c (attach detailed explanation) le 0. 2 Acquisition indebtedness applicable to line 1 assets 2 0 . 3 Subtract line 2 from line ld 3 635 , 357 898. 4 Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see instructions) 4 9 530 368 . 5 Net value of noncharitable - use assets Subtract line 4 from line 3. Enter here and on Part V, line 4 5 625 , 827 530 . 6 Minimum investment return Enter 5% of line 5 6 31 , 291 377 . Part XI Distributable Amount (see instructions) (Section 4942(I)(3) and (1)(5) private operating foundations and certain foreign organizations, check here ► 0 and do not complete this part.) 1 Minimum investment return from Part X, line 6 1 31 , 291 377 . 2a Tax on investment income for 2017 from Part VI, line 5 2a 504 , 004. b Income tax for 2017. (This does not include the tax from Part VI) 2b c Add lines 2a and 2b 2c 504 004. 3 Distributable amount before adjustments. Subtract line 2c from line 1 3 30 , 787 373 . 4 Recoveries of amounts treated as qualifying distributions 4 0 . 5 Add lines 3 and 4 5 30 , 787 373 . 6 Deduction from distributable amount (see instructions) 6 0 . 7 Distributable amount as ad justed. Subtract line 6 from line 5. Enter here and on Part XIII , line 1 7 - 30 , 787 373 . Part XII Qualifying Distributions (see instructions)

1 Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes: - a Expenses, contributions, gifts, etc. - total from Part I, column (d), line 26 la 36 , 853 , 582. b Program-related investments - total from Part IX-B 1b 0. 2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc., purposes 2 3 Amounts set aside for specific charitable projects that satisfy the: a Suitability test (prior IRS approval required) 3a b Cash distribution test (attach the required schedule) 3b 4 Qualifying distributions Add lines la through 3b. Enter here and on Part V, line 8; and Part XIII, line 4 4 36 , 853 , 582. 5 Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment income. Enter 1% of Part I, line 27b 5 504 , 004. 6 Adjusted qualifying distributions Subtract line 5 from line 4 6 36 , 349 , 578. Note : The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for the sectio n 4940(e) reduction of tax in those years. Form 990-PF (2017)

723571 01-03-18 8 11331113 788682 1256 2017.03050 PINKERTON FOUNDATION 1256 1 Form 990-PF (2017) P I NKERTON FOUNDATION 13-6206624 Page'9 PartXIII Undistributed Income (see instructions)

(a) (b) (c) (d) Corpus Years prior to 2016 2016 2017 1 Distributable amount for 2017 from Part XI, line 7 30 787 373.

2 Undistributed income , if any, as of the end of 2017 a Enter amount for 2016 only b Total for prior years:

3 Excess distributions carryover, if any, to 2017: a From 2012 b From 2013 cFrom 2014 7 , 749 , 392. dFrom 2015 6 , 747 , 084. eFrom 2016 9 , 164 , 769. f Total of lines 3a through e 23,66 4 Qualifying distributions for 2017 from Part Xl 1, line 4: ► $ 3 6 , 8 5 3 , 5 8 2 . a Applied to 2016, but not more than line 2a b Applied to undistributed income of prior years (Election required - see instructions) c Treated as distributions out of corpus (Election required - see instructions) d Applied to 2017 distributable amount 30 787 373. e Remaining amount distributed out of corpus 5 Excess distributions carryover applied to 2017 0. 0. (If an amount appears in column (d), the same amount must be shown in column (a) ) 6 Enter the net total of each column as indicated below:

a Corpus Add lines 31, 4c, and 4e Subtract line 5 29, b Prior years' undistributed income Subtract line 4b from line 2b 0. c Enter the amount of prior years' undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed d Subtract line 6c from line 6b. Taxable amount - see instructions e Undistributed income for 2016. Subtract line 4a from line 2a. Taxable amount - see instr. f Undistributed income for 2017. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2018 0. 7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) 8 Excess distributions carryover from 2012 not applied on line 5 or line 7 9 Excess distributions carryover to 2018 Subtract lines 7 and 8 from line 6a 4 10 Analysis of line 9: a Excess from 2013 b Excess from 2014 7 , 749 , 392. c Excess from 2015 6 , 747 , 084. d Excess from 2016 9,164,769.

723581 01-03-18 Form 990-PF (2017) 9 11331113 788682 1256 2017.03050 PINKERTON FOUNDATION 1256 1 Form 990-PF ( 2017 ) PINKERTON FOUNDATION 13-6206624 Page 10 Part XIV Private Operating Foundations (see instructions and Part VII-A, question 9) N/A a If the foundation has received a ruling or determination letter that it is a private operating foundation, and the ruling is effective for 2017, enter the date of the ruling ► b Check box to indicate whether the foundation is a o rivate o eratin foundation described in section 4942 (l)( 3 ) or 0 4942(1)(5) 2 a Enter the lesser of the adjusted net Tax year Prior 3 years income from Part I or the minimum (a) 2017 ( b) 2016 ( c) 2015 ( d) 2014 (e) Total investment return from Part X for each year listed b 85% of line 2a c Qualifying distributions from Part XII, line 4 for each year listed d Amounts included in line 2c not used directly for active conduct of exempt activities e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c Complete 3a, b, or c for the alternative test relied upon: a "Assets" alternative test - enter: (1) Value of all assets (2) Value of assets qualifying under section 4942(I)(3)(B)(i) b "Endowment" alternative test - enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed c "Support" alternative test - enter (1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) (2) Support from general public and 5 or more exempt organizations as provided in section 4942(f)(3)(B)(m) (3) Largest amount of support from an exempt organization ( 4 ) Gross investment income Part XV Supplementary Information (Complete this part only if the foundation had $5,000 or more in assets at any time during the year-see instructions.) 1 Information Regarding Foundation Managers: a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).) None b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10% or greater interest None 2 Information Regarding Contribution , Grant, Gift, Loan, Scholarship, etc., Programs: charitable organizations and does not accept unsolicited requests for funds. If Check here ► = if the foundation only makes contributions to preselected the foundation makes gifts, grants, etc , to individuals or organizations under other conditions, complete items 2a, b, c, and d. a The name, address, and telephone number or email address of the person to whom applications should be addressed: SEE STATEMENT ATTACHED #14

b The form in which applications should be submitted and information and materials they should include: SEE STATEMENT ATTACHED #14 c Any submission deadlines: SEE STATEMENT ATTACHED #14 d Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other factors: SEE STATEMENT ATTACHED #14

723601 01-03-18 Form 990-PF (2017) 10 11331113 788682 1256 2017.03050 PINKERTON FOUNDATION 1256 1 -6206624 Paae i Information 3 Grants and Contributions Paid During the Year or Approved for Future Payment Recipient If recipient is an individual, show any relationship to Foundation Purpose of grant or status of contribution Amount Name and address ( home or business ) any foundation manager or substantial contributor recipient a Paid during the year

SEE SCHEDULE ATTACHED # 13 C O PERATING SUPPORT 33971 . 577 ,

Total 3a 33 971 577 b Approved for future payment

SEE SCHEDULE ATTACHED # 13 C O PERATING SUPPORT 20 234 283

Total 11110- 3b 20 234 283 , Form 990-PF (2017)

723611 01-03-18 11 11331113 788682 1256 2017.03050 PINKERTON FOUNDATION 1256 Form 990-PF (2017) P I NKERTON FOUNDATION 13-6206624 Page 12 Part XVI -A Analysis of Income-Producing Activities

Enter g ross amounts unless otherwise indicated . Unrelate d business income Exclu1 ded b section 512 513 or 514 (e) (a) (b) Exclu- (d) Related or exempt Business Amount income 1 Pro gram service revenue- code code5ion Amount function a b c d e f g Fees and contracts from government agencies 2 Me mbership dues and assessments 3 IntB rest on savings and temporary cash investments 4 Dividends and interest from securities 14 5 , 783 , 395. 5 Net rental income or (loss) from real estate: a Debt-financed property b Not debt-financed property 6 Net rental income or (loss) from personal property 7 Other investment income 8 Gat n or (loss) from sales of assets other than inventory 18 51 , 192 , 087. 9 Net income or (loss) from special events 10 Gross profit or (loss) from sales of inventory 11 Oth er revenue: a b c d e 12 Su )total. Add columns (b) , (d), and (e) 0. 56 975 482. 0. 13 Total Add line 12, columns (b), (d), and (e) 13 56,975,482. (See worksheet in line 13 instructions to verify calculations PartXVI-B Relationship of Activities to the Accomplishment of Exempt Purposes

723621 01 -03-18 Form 990-PF (2017) 12 11331113 788682 1256 2017. 03050 PINKERTON FOUNDATION 1256 1 Form 990-PF (2017 ) P I NKERTON FOUNDATION 13-6206624 Page 13 Part XVII Information Regarding Transfers to and Transactions and Relationships With Noncharitable Exempt Organizations Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) Yes No (other than section 501(c)(3) organizations) or in section 527, relating to political organizations9 a Transfers from the reporting foundation to a noncharitable exempt organization of. (1) Cash la(l) (2) Other assets 1a 2 X b Other transactions: (1) Sales of assets to a noncharitable exempt organization 1b 1 X (2) Purchases of assets from a noncharitable exempt organization lb(2 )1 X (3) Rental of facilities, equipment, or other assets lb ( 3 )1 X (4) Reimbursement arrangements lb(4)1 X (5) Loans or loan guarantees lb ( 5 ) X (6) Performance of services or membership or fundraising solicitations 1b 6 X Sharing of facilities, equipment, mailing lists, other assets, or paid employees 1c X If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value in any transaction or sharing arrangement, show in

2a Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations described in section 501 (c) (other than section 501 (c)(3)) or in section 5279 Yes ® No b If "Yes " com p lete the followin g schedule. (a) Name of organization (b) Type of organization (c) Description of relationship N / A

declare that I have azami d this return , including accompanying schedules and statements , and to the best of my knowledge Under penalties o pertury , I May the IRS discuss this of which preparer has any knowledge Sign and beliel , it i correct and co tale Declarati of preparer (ot r t n taxpayer) is based on all information return with the preparer Here

Signal re of officer or trustee Da Print/Type preparer's name Preparer's signature

Paid Kevin Sunkel L

11331113 PINKERTON -FOUNDATION 13-fj206624

Form 990-PF Gain or (Loss) from Sale of Assets Statement 1

(a) Manner Date Description of Property Antmi rata Areyiii rarl flatP Sn1 A

PUBLICLY TRADED SECURITIES Purchased

(b) (c) (d) (e) (f) Gross Cost or Expense of Sales Price Other Basis Sale Deprec. Gain or Loss

48,627,459. 0. 0. 0. 48 ,627,459.

(a) Manner Date Description of Property Araii rPd Acaiui rpa natP Sold

GAIN ON DONATED STOCK r ui. LiL eu

(b) (c) (d) (e) (f ) Gross Cost or Expense of Sales Price Other Basis Sale Deprec. Gain or Loss

2,564,628. 0. 0. 0. 2,564,628.

Capital Gains Dividends from Part IV 0.

Total to Form 990-PF, Part I, line 6a 51,192,087.

Form 990-PF Dividends and Interest from Securities Statement 2

Capital (a) (b) (c) Gross Gains Revenue Net Invest- Adjusted Source Amount Dividends Per Books ment Income Net Income

DIVIDENDS 5,404,824. 0. 5,404,824. 5,404,824. INTEREST 378,571. 0. 378,571. 378,571.

To Part I, line 4 5,783,395. 0. 5,783,395. 5,783,395.

19 Statement(s) 1, 2 11331113 788682 1256 2017 . 03050 PINKERTON FOUNDATION 1256 1 PINKERTON -FOUNDATION 13-6206624

Form 990-PF Legal Fees Statement 3

(a) (b) (c) (d) Expenses Net Invest- Adjusted Charitable Description Per Books ment Income Net Income Purposes

CRAVATH SWAINE & MOORE - LEGAL 49,808. 24,904. 24,904.

To Fm 990-PF , Pg 1, In 16a 49,808. 24,904. 24,904.

Form 990-PF Accounting Fees Statement 4

(a) (b) (c) (d) Expenses Net Invest- Adjusted Charitable Description Per Books ment Income Net Income Purposes

OWEN FLANAGAN - AUDIT & TAX 27,000. 13,500. 11,500.

To Form 990-PF, Pg 1, In 16b 27,000. 13,500. 11,500.

Form 990-PF Other Professional Fees Statement 5

(a) (b) (c) (d) Expenses Net Invest- Adjusted Charitable Description Per Books ment Income Net Income Purposes

CONSULTING 23,350. 0. 23,350. RUANE CUNNIFF- INV ADV 874,029. 874,029. 0. WHITE RIVER - INV ADV 190,474. 190,474. 0. BROWN BROS - INV ADV 117,220. 117,220. 0. BANK OF NEW YORK - INV SERVS 125,915. 125,915. 0. NEWPORT ASIA - INV ADV 293,327. 293,327. 0. SEMPER VIC - INV ADV 41,820. 41,820. 0. ACACIA - INV ADV 272,571. 272,571. 0. LAGODA - INV ADV 325,775. 325,775. 0. SELECT EQUITY 795,659. 795,659. 0. BAXTER - INV ADV 407,010. 407,010. 0. HIMALAYA - INV ADV 42,855. 42,855. 0. MOONRISE - INV ADV 94,624. 94,624. 0.

To Form 990-PF, Pg 1, In 16c 3,604,629. 3,581,279. 23,350.

20 Statement(s) 3, 4, 5 11331113 788682 1256 2017. 03050 PINKERTON FOUNDATION 1256 1 PINKERTON FOUNDATION 13-,620664

Form,990-PF Taxes Statement 6

(a) (b) (c) (d) Expenses Net Invest- Adjusted Charitable Description Per Books ment Income Net Income Purposes

EXCISE 503,000. 0. 0.

To Form 990-PF, Pg 1, In 18 503,000. 0. 0.

Form 990-PF Other Expenses Statement 7

(a) (b) (c) (d) Expenses Net Invest- Adjusted Charitable Description Per Books ment Income Net Income Purposes

EQUIP RENTAL & SOFTWARE MAINTENANCE 86,560. 8,656. 77,904. GENERAL OFFICE 12,253. 1,225. 11,028. PROGRAM DEVELOPMENT 43,230. 0. 43,230. SUNDRY 42,237. 0. 52,237. INSURANCE 23,113. 0. 23,113.

To Form 990-PF, Pg 1, In 23 207,393. 9,881. 207,512.

Form 990-PF Corporate Stock Statement 8

Fair Market Description Book Value Value

CORPORATE STOCK #15 230,545,488. 230,545,488.

Total to Form 990-PF , Part II, line 10b 230,545,488. 230,545,488.

21 Statement(s) 6, 7, 8 11331113 788682 1256 2017.03050 PINKERTON FOUNDATION 1256 1 PINKERTON,FOUNDATION 13-6206624

Form 990-PF Other Investments Statement 9

Valuation Fair Market Description Method Book Value Value

LONGLEAF PARTN TR FD INC FMV 41,975,734. 41,975,734. NEWPORT ASIA PARTNERS FMV 22,385,357. 22,385,357. ACACIA FMV 61,808,097. 61,808,097. WISHBONE FMV 37,120,824. 37,120,824. SEMPER VIC FMV 63,167,002. 63,167,002. SELECT EQUITY FMV 53,382,514. 53,382,514. DHANDHO OFFSHORE FMV 8,912,000. 8,912,000. WHITE RIVER FMV 19,304,370. 19,304,370. BAXTER STREET FMV 32,481,386. 32,481,386. MOONRISE FMV 904,791. 904,791. HIMALAYA FMV 58,131,567. 58,131,567. DIMENSIONAL FMV 22,005,214. 22,005,214.

Total to Form 990-PF, Part II, line 13 421,578,856. 421,578,856.

Form 990-PF Depreciation of Assets Not Held for Investment Statement 10

Cost or Accumulated Description Other Basis Depreciation Book Value

FURNITURE & FIXTURES 11,722. 11,722. 0. FURNITURE & FIXTURES 800. 800. 0. FURNITURE & FIXTURES 30,583. 30,583. 0. FURNITURE & FIXTURES 3,792. 3,792. 0. COMPUTER EQUIPMENT 10,130. 10,130. 0. FURNITURE & FIXTURES 2,215. 2,215. 0. FURNITURE & FIXTURES 1,556. 1,556. 0. COMPUTER EQUIPMENT 12,971. 12,971. 0. LEASEHOLD IMPROVEMENTS 294,807. 294,807. 0. COMPUTER EQUIPMENT 1,879. 1,879. 0. FURNITURE & FIXTURES 159,152. 159,152. 0. FURNITURE & FIXTURES 6,697. 6,697. 0. COMPUTER EQUIPMENT 1,253. 1,253. 0. LEASEHOLD IMPROVEMENTS 7,978. 7,978. 0. COMPUTER EQUIPMENT 4,864. 4,864. 0. ESTATE COLLECTION 83,775. 0. 83,775. FURNITURE & FIXTURES 76,613. 68,949. 7,664. LEASEHOLD IMPROVEMENTS 444,444. 142,858. 301,586. COMPUTER EQUIPMENT 52,200. 34,800. 17,400. FURNITURE & FIXTURES 3,269. 2,290. 979. LEASEHOLD IMPROVEMENTS 1,625. 281. 1,344.

Total To Fm 990-PF, Part II, In 14 1,212,325. 799,577. 412,748.

22 Statement(s) 9, 10 11331113 788682 1256 2017.03050 PINKERTON FOUNDATION 1256 1 PINKERTON'FOUNDATION 13-6206624

Form 990-PF Other Liabilities Statement 11

Description BOY Amount EOY Amount

DEFERRED FED EXCISE TAX 1,617,872. 2,376,265. POST RETIREMENT MEDICAL BENEFITS 1,611,000. 1,693,000. FEDERAL EXCISE TAX 30,000. 118,000.

Total to Form 990-PF, Part II, line 22 3,258,872. 4,187,265.

Form 990-PF Part VIII - List of Officers, Directors Statement 12 Trustees and Foundation Managers

Employee Title and Compen- Ben Plan Expense Name and Address Avrg Hrs/Wk sation Contrib Account

GEORGE J. GILLESPIE, III CHAIRMAN EMERITUS 610 FIFTH AVENUE #316 1.00 0. 0. 0. NEW YORK, NY 10020

DANIEL L. MOSLEY TREASURER / CHAIRMAN 610 FIFTH AVENUE #316 1.00 0. 0. 0. NEW YORK, NY 10020

JOAN COLELLO TRUSTEE/ EXECUTIVE DIR EME 610 FIFTH AVENUE #316 1.00 0. 13,354. 0. NEW YORK, NY 10020

JAMES PIERESON TRUSTEE 610 FIFTH AVENUE #316 2.00 25,000. 0. 0. NEW YORK, NY 10020

RICHARD M SMITH PRESIDENT 610 FIFTH AVENUE #316 35.00 426,833. 86,281. 0. NEW YORK, NY 10020

ROBERT GOULD TRUSTEE 610 FIFTH AVENUE #316 15.00 200,000. 0. 0. NEW YORK, NY 10020

MARNIE PILLSBURY SECRETARY 610 FIFTH AVENUE #316 2.00 25,000. 0. 0. NEW YORK, NY 10020

23 Statement (s) 11, 12 11331113 788682 1256 2017 .03050 PINKERTON FOUNDATION 1256 1 PINKERTON FOUNDATION 13-620664

ROY WEATHERS TRUSTEE 610 'IFTH AVENUE #316 2.00 0. 0. 0. NEW YORK, NY 10020

Totals included on 990 - PF, Page 6 , Part VIII 676,833. 99,635. 0.

24 Statement(s) 12 11331113 788682 1256 2017.03050 PINKERTON FOUNDATION 1256 1 THE PINKERTON FOUNDATION SCHEDULE OF GRANTS YEAR ENDED DECEMBER 31, 2017

2016 2017 Unpaid Unpaid Grantee 12/31 Granted Paid 12/31

651 ARTS $ - $ 25,000 $ 25,000 $ - 826NYC - 25,000 25,000 - Added Value Farms - - - - Advocates for the Children of New York, Inc. - 100,000 - 100,000 After-School All-Stars - 30,000 30,000 - After-School Corporation, The / ExpandED Schools - - - - Afro Latin Jazz Alliance - 65,000 65,000 - Ali Forney Center, The - 60,000 60,000 - Alvin Ailey Dance Foundation, Inc. - - - - America SCORES New York 50,000 50,000 50,000 50,000 American Museum of Natural History - 415,000 415,000 - Andrew Glover Youth Program, Inc. - - Animation Project, Inc., The - 105,000 105,000 - Aperture Foundation, Inc. - - - - Apollo Theater Foundation, Inc., The - - - - Arab-American Family Support Center - 150,000 150,000 - Art of Problem Solving - 40,000 - 40,000 Artistic Noise - 50,000 50,000 - Atlas: DIY Corporation - 75,000 75,000 - Ballet Tech Foundation, Inc. - 40,000 40,000 - Bank Street College of Education 75,000 75,000 75,000 75,000 Bard College/Bard Prison Initiative 203,000 197,000 200,000 200,000 Beam Center, Inc. - - - - Bedford Stuyvesant Restoration Corporation - - - - Bella Abzug Leadership Institute - 25,000 25,000 - Bio Bus - 155,000 5,000 150,000 Bloomingdale Family Program, The - - - - Bloomingdale School of Music - 30,000 30,000 - Blue Engine, Inc. - 75,000 75,000 - Bottom Line, Inc. - 100,000 100,000 - Boys and Girls Club of Harlem 75,000 75,000 75,000 75,000 Boys and Girls Club of Metro Queens 50,000 75,000 50,000 75,000 Breakthrough New York - 75,000 75,000 - Bronx Children's Museum - - - - Bronx Clergy Criminal Justice Roundtable, Inc. 75,000 75,000 75,000 75,000 Bronx Defenders, The - 100,000 100,000 - Bronx Documentary Center 25,000 25,000 25,000 25,000 BronxWorks - - - - Brooklyn Academy of Music, Inc. 50,000 60,000 50,000 60,000 Brooklyn Boatworks - 30,000 30,000 -

STATEMENT #13 1 THE PINKERTON FOUNDATION SCHEDULE OF GRANTS YEAR ENDED DECEMBER 31. 2017

2016 2017 Unpaid Unpaid Grantee 12/31 Granted Paid 12/31

Brooklyn Children's Museum 50,000 50,000 50,000 50,000 Brooklyn Community Foundation - - - - Brooklyn Defender Services / Young New Yorkers - 25 ,000 25,000 - Brooklyn Friends School - - - - Brooklyn Museum, The - 35,000 35,000 - Brooklyn Navy Yard Development Corporation - - - - Brooklyn Public Library Foundation , Inc. - 148 ,000 148,000 - Brooklyn Youth Sports Club, Inc. 35,000 35,000 35,000 35,000 Brotherhood/Sister Sol , The - - - - CAMBA, Inc. - - - - CampInteractive - - - Careers Through Culinary Arts Program , Inc. 75,000 - 75,000 - Caribbean Cultural Center / African Diaspora Institute - 25,000 25,000 - Casita Maria Center for Arts and Education - - - - Catholic Big Sisters & Big Brothers - 130,000 130,000 - Catholic Guardian Services - 100,000 100,000 - Center for Anti-Violence Education , The - - - - Center for Arts Education , The - 40,000 40,000 - Center for Employment Opportunities - 150,000 - 150,000 Center for Family Representation , Inc., The - - - - Center for New York City Affairs at the New School 375,000 600, 000 375,000 600,000 Center for NuLeadership on Urban Solutions, Inc. 100,000 100,000' 100,000 100,000 Center for Social Inclusion - 10,000 10,000 - Central Park Conservancy - - - - Children of Promise, NYC - - - - Children's Aid Society, The - 250, 000 250,000 - Children's Village, Inc., The - 200,000 200,000 - Citizen Schools New York 150,000 125,000 150,000 125,000 City Limits 105 ,660 98,000 105 ,660 98,000 City Parks Foundation - 75,000 - 75,000 City Science , Inc. - 100,000 100,000 - City Year, Inc. - 315,000 315,000 - Classroom , Inc. - - - - Coalition for Hispanic Family Services - 100 ,000 100,000 - Code to Work - - - - Cold Spring Harbor Laboratory 105,000 105,000 105,000 105,000 CollegeSpring - - - - Columbia University, Trustees of - Graduate School of Journalism - - - -

STATEMENT #13 2 THE PINKERTON FOUNDATION SCHEDULE OF GRANTS YEAR ENDED DECEMBER 31, 2017

2016 2017 Unpaid Unpaid Grantee 12/31 Granted Paid 12/31

- Lamont - Doherty Earth Observatory - 90,000 90,000 - - Mind, Brain & Behavior Institute 40,000 40,000 40,000 40,000 - School of Business - 70,000 70,000 - Committee for Hispanic Children and Families, Inc., The - - - - Common Justice - - - - Community Connections for Youth, Inc. - 350,000 350,000 - Community Pediatrics Program, Montefiore / Terra Firma Program - 75,000 75,000 - Comprehensive Development, Inc. - - - - Concrete Safaris 60,000 62,500 62,500 60,000 Cooper Hewitt, National Design Museum, Smithsonian Institute 75,000 75,000 75,000 75,000 Cooper Union for the Advancement of Science and Art 50,000 50,000 50,000 50,000 Cornelia Connelly Center for Education - 50,000 - 50,000 CORO New York - 75,000 75,000 - Council for Unity 100,000 100,000 100,000 100,000 Covenant House - 10,000 10,000 - Cristo Rey Brooklyn High School - 50,000 50,000 - Cristo Rey New York High School - 50,000 50,000 - Cypress Hills Local Development Corp., Inc. 225,000 125,000 350,000 - Dance Theater Etcetera - , 25,000 25,000 - De La Salle Academy 75,000 75,000 75,000 75,000 DIVAS for Social Justice - 40,000 - 40,000 Doe Fund, Inc., The - - - - Doing Art Together, Inc. - - - - Door, The - A Center of Alternatives, Inc. - 275,000 275,000 - Dorothy Bennett Mercy Center, Inc. 25,000 25,000 25,000 25,000 Downtown Community Television Center - 5,000 5,000 - DREAM/Harlem RBI - 200,000 - 200,000 Dreamyard Project, Inc., The - 125,000 125,000 - Drive Change, Inc. - 100,000 100,000 - East Harlem Tutorial Program - 100,000 - 100,000 East Side House, Inc. - 200,000 200,000 - Edge Foundation - 25,000 25,000 - Education Clinic, Inc. - - - - Educational Alliance, Inc., The - 100,000 100,000 - Edwin Gould Services for Children and Families - 100,000 - 100,000 Educational Video Center - 5,000 5,000 -

STATEMENT #13 3 s n THE PINKERTON FOUNDATION SCHEDULE OF GRANTS YEAR ENDED DECEMBER 31, 2017

2016 2017 Unpaid Unpaid Grantee 12/31 Granted Paid 12/31

Emergency Medical Physicians of Brooklyn, Inc. - Kings County Against Violence - 100,000 100,000 - ENACT, Inc. - - - - EPIC Theatre Center, Inc. 35,000 - 35,000 - Esperanza NY, Inc. - - - - Exalt Youth - 200,000 200,000 - Exodus Transitional Community - 200,000 200,000 - ExpandED Schools (STEM Network) - 33,500 33,500 - ExpandED Schools (STEM Academy) - 60,000 60,000 - ExpandED Schools (ExpandED Options) - 250,000 250,000 - Eyebeam - - - - Fedcap Rehabilitation Services - - - - FIERCE 50,000 - 50,000 - Figure Skating in Harlem - 100,000 100,000 - First Tee of Metropolitian New York, The 25,000 25,000 25,000 25,000 Fiver Children's Foundation, Inc. - 75,000 75,000 - FJC - Juvenille Justice Initiative - 10,000 10,000 - - Youth Funders Network - 8,500 8,500 - Flanbwayan Haitian Literacy Project - 30,000 30,000 - Flex Program / The Field - 65,000 65,000 - Foster Pride - - - - , Fostering Change for Children - - - - Foundation Center, The - 8,500 8,500 - Free Arts NYC - 75,000 75,000 - Fresh Air Fund, The - 100,000 100,000 - Fresh Youth Initiatives, Inc. - 60,000 60,000 - Friends of Island Academy, Inc. - 175,000 175,000 - Friends of the Children New York 300,000 - 300,000 - Fund for Public Health in New York, Inc. - - - - Fund for the City of New York - Center for Court Innovation - 15,000 15,000 - - Chalkbeat, Inc. - - - - - Rise - 30,000 30,000 - - Scholarship Plus - 25,000 25,000 - - Student Success Network - 150,000 75,000 75,000 - Workforce Professionals Training Institute - 280,000 280,000 - - Youth Development Institute 250,000 250,000 250,000 250,000 - Zone 126 - 100,000 100,000 - Futures and Options - 230,000 230,000 -

STATEMENT #13 4 THE PINKERTON FOUNDATION SCHEDULE OF GRANTS YEAR ENDED DECEMBER 31, 2017

2016 2017 Unpaid Unpaid Grantee 12/31 Granted Paid 12/31

George Jackson Academy - 75,000 75,000 - Genspace NYC, Inc. 75,000 75,000 75,000 75,000 Generation Citizen, Inc. - 69,000 69,000 - Getting Out and Staying Out, Inc. - 150,000 150,000 - Girl Be Heard - 45,000 45,000 - Girl Scouts of Greater New York 130,000 130,000 130,000 130,000 Girls Educational & Mentoring Services - 125,000 125,000 - Girls for Gender Equity - - - - Girls Who Code, Inc. - - - - Girls Write Now, Inc. - 75,000 75,000 - Global Action Project, Inc. - 75,000 75,000 - Global Glimpse - 30,000 30,000 - Global Kids, Inc. - - - - Global Language Project - - - - Global Potential - - - - GO Project, Inc. - - - - Goddard Riverside Community Center 150,000 150,000 150,000 150,000 Good Shepherd Services 850,000 850,000 850,000 850,000 - Neighborhood Family Services Coalition - 100,000 100,000 - Governors Island Alliance 25,000 25,000 25,000 25,000 Graham-Windham Services to Families and Children - 100,000 100,000 - Grand Street Settlement 100,000 100,000 100,000 100,000 Grantmakers for Education - - - - Green City Force 250,000 - 125,000 125,000 Groove With Me, Inc. - - - - Groundswell Community Mural Project - - - - GrowNYC 25,000 - 25,000 - HANAC, Inc. - 10,000 10,000 - Harlem Business Alliance, Inc. - - - - Harlem Children's Zone, Inc. - 150,000 150,000 - Harlem Educational Activities Fund, Inc. 75,000 - 75,000 - Harlem Grown 30,000 - 30,000 - Harlem Lacrosse and Leadership 50,000 50,000 50,000 50,000 Harlem School of the Arts, The - - - - Harmony Program - - - - Hartley House - 65,000 65,000 - Heartshare St. Vincent Services 100,000 200,000 200,000 100,000 Help USA - 25,000 25,000 - Henry Street Settlement - - - -

STATEMENT #13 5 THE PINKERTON FOUNDATION SCHEDULE OF GRANTS YEAR ENDED DECEMBER 31 , 2017

2016 2017 Unpaid Unpaid Grantee 12/31 Granted Paid 12/31

Hofstra Northwell School of Medicine - 50,000 50,000 - HOPE Program, Inc. - 100,000 100,000 - Horizons at Saint David's - - - - Horticultural Society of New York, The - 125,000 125,000 - Hot Bread Kitchen - 25,000 25,000 - How Our Lives Link Altogether! - 52,000 52,000 - Hudson Link - 100,000 100,000 - Hudson River Community Sailing - - - - Hunts Point Alliance for Children - 50,000 50,000 - HYPOTHEkids, Inc. 150,000 225,000 150,000 225,000 I Challenge Myself - 45,000 45,000 - I Have A Dream Foundation 75,000 - 75,000 - Icahn School of Medicine at Mount Sinai - 100,000 100,000 - Ifetayo Cultural Arts Academy, Inc. - 75,000 75,000 - Immigrant Justice Corps - - - - International Youth Leadership Institute - 30,000 30,000 - International Center of Photography - - - - Intrepid Museum - 50,000 50,000 - Iridescent 50,000 50,000 50,000 50,000 Irondale Productions, Inc. - 195,000 195,000 - Jewish Home Lifecare 355,000 - 355,000 - JobsFirstNYC - 385,000 385,000 - Jobs for the Future 235,000 200,000 235,000 200,000 Josephine Herrick Project 25,000 25,000 25,000 25,000 Jumpstart for Young Children, Inc. - 285,000 285,000 - Junior Achievement of New York 40,000 40,000 40,000 40,000 Kids Creative 404, Inc. 50,000 50,000 50,000 50,000 Kips Bay Boys & Girls Club, Inc. - 150,000 150,000 - Knowledge House, The 125,000 125,000 125,000 125,000 Korean American Family Service Center - 75,000 - 75,000 Latinas on the Verge of Excellence Inc. - 25,000 25,000 - Lawyers for Children, Inc. - - - - Leake & Watts Services, Inc. - 100,000 - 100,000 Learning About Multimedia Project, Inc., The - 100,000 100,000 - Learning Leaders - - - - Legal Outreach, Inc. - 275,000 - 275,000 Lenox Hill Neighborhood House - 25,000 - 25,000 Lesbian and Gay Community Services Center - - - - Let's Get Ready, Inc. - - - - Lincoln Center Education - 50,000 50,000 -

STATEMENT #13 6 THE PINKERTON FOUNDATION SCHEDULE OF GRANTS YEAR ENDED DECEMBER 31, 2017

2016 2017 Unpaid Unpaid Grantee 12/31 Granted Paid 12/31

Lincoln Square Neighborhood Center 100,000 - 100,000 - Lineage Project, The - 100,000 100,000 - Literacy, Inc. - 721,000 721,000 - Little Sisters of the Assumption Family Health Service - 100,000 100,000 - Long Island University - 75,000 75,000 - Madison Square Boys and Girls Club 8,013,440 400,000 4,234,942 4,178,498 Magic Box Productions, Inc. - 25,000 25,000 - Make the Road New York - 175,000 175,000 - MAMA Foundation for the Arts, Inc., The 40,000 - 40,000 - Manhattan Class Company, Inc. MASA-MexEd, Inc. - 100,000 100,000 - Mayor's Fund to Advance New York City, The - 115,000 115,000 - Maysles Institute - 90,000 90,000 - Mentoring in Medicine, Inc. Mercy Center Metropolitian Museum of Art, The Midori & Friends 50,000 50,000 50,000 50,000 Minds Matter of NYC, Inc. - 45,000 45,000 - Morningside Center for Teaching Social Responsibility Morris Heights Health Center, Inc. Mosholu Montefiore Community Center - 105,000 105,000 - Mount Sinai Adolescent Health Center - 100,000 100,000 - MOUSE, Inc Multicultural Music Group - 25,000 - 25,000 Museum of Arts and Design 40,000 - 40,000 - Museum of Jewish Heritage, The - 25,000 25,000 - Museum of the City of New York Museum of the Moving Image 35,000 35,000 35,000 35,000 National Dance Institute 100,000 100,000 100,000 100,000 Nature Conservancy of New York - 50,000 - 50,000 New Alternatives for Children, Inc. - 25,000 25,000 - New 42nd Street, Inc., The 75,000 75,000 75,000 75,000 New School , The / Parsons School of Design New York Academy of Sciences, The - 100,000 100,000 - New York Botanical Garden, The 40,000 40,000 40,000 40,000 New York City Urban Debate League, Inc., The New York Community Trust - NYC Workforce Development Fund - 100,000 100,000 -

STATEMENT #13 7 THE PINKERTON FOUNDATION SCHEDULE OF GRANTS YEAR ENDED DECEMBER 31, 2017

2016 2017 Unpaid Unpaid Grantee 12/31 Granted Paid 12/31

New York Foundling - 100,000 100,000 - New York Hall of Science 100,000 100,000 100,000 100,000 New-York Historical Society 75,000 75,000 75,000 75,000 New York Junior Tennis and Learning - 120,000 - 120,000 New York On Tech 75,000 75,000 75,000 75,000 New York Peace Institute - - - - New York-Presbyterian Hospital 75,000 75,000 75,000 75,000 New York Public Library, The - 140,000 140,000 - New York Public Radio - - - - New York Women's Foundation - 25,000 25,000 - NYC Outward Bound Schools - 20,000 20,000 - NYU - Poly - - - - NYU Tandon School of Engineering 847,510 110,000 410,225 547,285 NPower, Inc. - 100,000 100,000 - North East Brooklyn Housing Development Corp. 25,000 25,000 25,000 25,000 NY Writers Coalition, Inc. - - - - NYC SALT 50,000 - 50,000 - Oliver Scholars Program - 65,000 - 65,000 One to World, Inc. - - - - Opening Act - 75,000 75,000 - Operation Exodus - Inner City - 60,000 60,000 - Opportunities for A Better Tomorrow 225,000 225,000 225,000 225,000 Opportunity Network, The - - - - Orchestra of St. Luke's 50,000 50,000 50,000 50,000 Pace University - - - - Paley Center for Media, The - 34,500 5,000 29,500 Paraprofessional Healthcare Institute, Inc. 200,000 200,000 200,000 200,000 Parent-Child Home Program, Inc., The - 216,000 216,000 - Parris Foundation, Inc., The - 30,000 30,000 - Partnership for After School Education, Inc. - - - - PENCIL, Inc. 100,000 100,000 100,000 100,000 People's Theatre Project - 35,000 - 35,000 Per Scholas, Inc. - 125,000 125,000 - Philanthropy New York - 22,250 22,250 - Philanthropy Roundtable, The - 2,500 2,500 - Phipps Neighborhoods - - - - Point Community Development Corporation, The - - - - Possibility Project, The - 150,000 150,000 - Power Play NYC, Inc. - 30,000 - 30,000 Pratt Institute

STATEMENT #13 8 THE PINKERTON FOUNDATION SCHEDULE OF GRANTS YEAR ENDED DECEMBER 31 , 2017

2016 2017 Unpaid Unpaid Grantee 12/31 Granted Paid 12/31

Prep for Prep - 75,000 75,000 - Public Allies, Inc. 75,000 75,000 75,000 75,000 Publicolor 45,000 50,000 45,000 50,000 Queens College Foundation, Inc. - 30,000 - 30,000 Queens Community House, Inc. - 125,000 125,000 - Queens Council on the Arts - 25,000 25,000 - Queens Library Foundation, The - 152,000 152,000 - Reach Out and Read of Greater New York - 145,000 145,000 - READ Alliance - 215,000 215,000 - Reading Partners 130,000 352,000 482,000 - Reading Team, Inc., The Reciprocity Foundation, Inc. 40,000 - 40,000 - Red Hook Initiative - 125,000 - 125,000 Reel Works Teen Filmmaking 100,000 105,000 105,000 100,000 Research Foundation of CUNY - Collaborative Programs 240,000 - 240,000 - - College Access: Research & Action - 196,000 196,000 - - CUIVY K- 16 Initiatives - 695,000 455,000 240,000 - Future Now 100,000 100,000 100,000 100,000 - John Jay College of Criminal Justice 809,000 3,811,000 834,000 3,786,000 - Kingsbridge Heights Community Center, Inc 135,000 135,000 135,000 135,000 - NOAA-CREST Institute - 95,000 95,000 - Resilience Advocacy Project Riverdale Community Center, Inc. Riverdale Neighborhood House, Inc. Road Recovery Foundation 108,000 - 108,000 - Rockaway Waterfront Alliance - 40,000 40,000 - Rockaway Youth Task Force - 30,000 30,000 - Rockefeller University, The 40,000 40,000 40,000 40,000 Rocking the Boat, Inc. Rosie's Theater Kids - 75,000 - 75,000 Roundabout Theater Company, Inc. 250,000 25,000 125,000 150,000 Row New York 100,000 100,000 100,000 100,000 Sadie Nash Leadership Project, Inc. - 125,000 125,000 - Safe Passage Project - 75,000 75,000 - Salvadori Center - 100,000 100,000 - Salvation Army, The Samaschool - 24,000 24,000 - Saint Ignatius School/New York Nativity - 65,000 65,000 - Sauti Yetu Center for African Women

STATEMENT #13 9 THE PINKERTON FOUNDATION SCHEDULE OF GRANTS YEAR ENDED DECEMBER 31, 2017

2016 2017 Unpaid Unpaid Grantee 12/31 Granted Paid 12/31

SAY: The Stuttering Association for the Young - 30,000 30,000 - SAYA: South Asian Youth Action - 50,000 - 50,000 Schools That Can NYC - 75,000 75,000 - SCO Family of Services / Center for Family Life 250,000 250,000 250,000 250,000 ScriptEd Sheltering Arms Children and Family Services - 100,000 100,000 - Sponsors for Educational Opportunity - 125,000 - 125,000 St. Joseph High School St. Nicks Alliance Corp. 75,000 125,000 75,000 125,000 Staten Island Children's Museum - 35,000 35,000 - Stanley M. Isaacs Neighborhood Center, Inc. - 125,000 - 125,000 STEM From Dance, Inc. 25,000 25,000 25,000 25,000 Stoked Mentoring, Inc. 50,000 - 50,000 - Storefront Academy Harlem StreetWise Partners, Inc. 50,000 50,000 50,000 50,000 Structured Employment Ecomonic Development Corporation 150,000 150,000 150,000 150,000 Student Conservation Association - 60,000 60,000 - Summer Advantage USA 350,000 350,000 350,000 350,000 Summer Search Foundation - 100,000 - 100,000 Sylvia Center, The TEAK Fellowship 75,000 75,000 75,000 75,000 Theatre Development Fund - 50,000 - 50,000 Theatre of the Opressed NYC - 50,000 50,000 - Third Street Music School Settlement, Inc. - 90,000 - 90,000 Tomorrow's Leaders NYC, Inc. - 100,000 100,000 - Town Hall Foundation, Inc., The 25,000 25,000 25,000 25,000 Trail Blazers - 25,000 25,000 - Trees New York 25,000 - 25,000 - Tribeca Film Institute, Inc. Turning Point Brooklyn, Inc. 100,000 100,000 100,000 100,000 Underground Development Foundation / Lowline - 40,000 40,000 - Union Settlement Association, Inc. - 80,000 80,000 - United Methodist City Society United Neighborhood Houses of New York, Inc. 35,000 35,000 35,000 35,000 Unleashed UnLocal, Inc. - 50,000 50,000 - UpBeat NYC - 25,000 - 25,000 Urban Dove, Inc., The - 100,000 100,000 -

STATEMENT #13 10 I THE PINKERTON FOUNDATION SCHEDULE OF GRANTS YEAR ENDED DECEMBER 31, 2017

2016 2017 Unpaid Unpaid Grantee 12/3 1 Granted Paid 12/31

Urban Word NYC - 50,000 - 50,000 Van Cortland Park Conservancy - 50,000 - 50,000 Vernon Avenue Project, Inc. - 75,000 75,000 - Voices UnBroken, Inc. 50,000 - 50,000 - Wave Hill 40,000 80,000 80,000 40,000 Whitney Museum of American Art - - - - Wildlife Conservation Society - 450,000 150,000 300,000 Wingspan Arts - 35,000 35,000 - Women for Afgan Women - 50,000 - 50,000 Woodlawn Conservancy, Inc. - 50,000 50,000 - Writopia Lab, Inc. 61,000 160,000 161,000 60,000 Year Up 100,000 100,000 100,000 100,000 You Gotta Believe - 100,000 100,000 - YMCA of Greater New York 75,000 75,000 75,000 75,000 Young Audiences New York - 30,000 30,000 - Young People's Chorus of New York City, Inc. 50,000 60,000 50,000 60,000 Young Women's Leadership Network - - - - Youth Communication/New York Center, Inc. 320,000 - 160,000 160,000 Youth Represent, Inc. 150,000 150,000 150,000 150,000 YUCA - - - - YWCA of Brooklyn - 25,000 25,000 - YWCA of the City of New York 75,000 75,000 75,000 75,000 Zone 126 - - - -

SUB-TOTAL 20,492,610 32,878,250 32,816,577 20,554,283

Trustee Designated Grants - 1,050,000 1,050,000 - Staff Discretionary Grants - 105,000 105,000 -

SUB-TOTAL - 1,155,000 1,155,000 -

Discounting of Long Term Grants Payable (140,000) (180,000) - (320,000)

TOTAL GRANTS 20,352,610 33,853,250 33,971,577 20,234,283

STATEMENT #13 11 11/1/20118 Grant Guidelines - The Pinkerton Foundation 1J I

AboutUs What We Believe Featured Programs Grant Guidelines Nelms Pinkerton Papers Pinkerton at Fifty Grant Guidelines

GRANT GUIDELINES

We encourage all potential applicants to read the "What We Believe" section of this Web site for general information. If you believe that your organization's mission and programs are consistent with the Foundation's interests then please apply through our Grant Portal link below.

LETTER OF INQUIRY

All applicants must submit a brief letter of inquiry, not to exceed 20,000 characters, describing the grantee organization and the proposed project through our Grant Portal. You will be asked to upload an organization budget, program budget and list of board members.

NEXT STEPS

The letter will provide enough information for the Foundation to determine whether it will consider a formal proposal. If the idea seems promising, our program staff will follow up with requests for other materials and to schedule site visits or meetings with the potential grantee's senior staff.

RESTRICTIONS

Grants are awarded only to nonprofit public charitable organizations that are tax-exempt under Section 501(c)(3) of the Internal Revenue Code. The Foundation does not make grants to individuals or provide emergency assistance, nor do we support medical research, the direct provision of health care or religious education. We rarely make grants to support conferences, publications or media.

On rare occasions, we will make grants for building renovations or other capital projects-but only to grantee organizations we know well and then only for projects that will directly improve or expand programs we support.

THE TIMETABLE

Letters of inquiry are welcome at any time. The Foundation's Board of Trustees has two grantmaking meetings a year, in May and December. Grant decisions are announced immediately after those meetings. http //wwwthepinkertonfoundation org/grant-guidelines 1/3 Pinkerton Foundation Corporate Stock Summary •' 0 12/31/2017

Security Shares/Par FMV ACKERMANS & VAN HAAREN NV 4,034 703,111 AIA GROUP LTD 125,000 1,065,745 ALPHABET INC-CL A 357 376,064 ALPHABET INC-CL C 893 934,435 ALPHABET INC-CL C 7,652 8,007,053 AMAZON COM INC 2,409 2,817,253 AMSTERDAM COMMODITIES NV 30,000 868,359 BERKSHIRE HATHAWAY INC 422 125,587,200 BERKSHIRE HATHAWAY INC 44,007 8,723,068 BOLLORE SA 165,000 897,142 CARMAX INC 46,703 2,995,063 CHARLES SCHWAB CORP/THE 58,322 2,996,001 CIMAREX ENERGY CO 8,500 1,037,085 CLINUVEL PHARMACEUTICALS LTD 145,000 928,842 CONSTELLATION SOFTWARE INC 6,263 3,809,036 CREDIT ACCEPTANCE CORP 7,889 2,551,934 DENTSPLY SIRONA INC 62,819 4,135,375 DIGIMARC CORP 25,000 903,750 DO & CO AG 9,000 510,316 ESI GROUP 10,315 575,961 FAST RETAILING CO LTD 2,700 1,076,405 GENFIT 11,000 315,955 GRENKE AG 12,000 1,140,664 HISCOX LTD 84,789 1,679,183 INDUSTRIA DE DISENO TEXTIL SA 23,000 802,176 INVESTMENT AB LATOUR 74,000 911,951 JACOBS ENGINEERING GROUP INC 40,065 2,642,687 JARDINE STRATEGIC HOLDINGS LTD 25,899 1,025,082 KEYENCE CORP 2,500 1,400,799 KONINKLIJKE VOPAK NV 36,618 1,608,016 LEM HOLDING SA 750 1,271,421 LIBERTY MEDIA CORP-LIBERTY FOR 87,219 2,979,401 MASTERCARD INC 25,634 3,879,962 MOHAWK INDUSTRIES INC 9,768 2,694,991 NIDEC CORP 10,000 1,403,462 NOVO NORDISKA/S 25,000 1,341,750 NOVOZYMES A/S 22,500 1,286,409 OMNICOM GROUP INC 26,700 1,944,561 ONEX CORP 20,000 1,471,567 O'REILLY AUTOMOTIVE INC 6,581 1,582,994 PRICELINE GROUP INC/THE 1,229 2,135,682 RATIONAL AG 1,000 645,070 REGENERON PHARMACEUTICALS INC 3,000 1,127,880 RENAISSANCERE HOLDINGS LTD 8,000 1,004,720 RENISHAW PLC 12,000 848,174 RIB SOFTWARE SE 45,000 1,341,174 ROLLS-ROYCE HOLDINGS PLC 313,543 3,592,511 ROLLS-ROYCE HOLDINGS PLC 14,422,978 19,511 RUBIS SCA 16,000 1,133,171 SANTHERA PHARMACEUTICALS HOLDI 6,000 221,344 SEATTLE GENETICS INC 10,000 535,000 SOFTBANK GROUP CORP 16,050 1,270,892 T2 BIOSYSTEMS INC 110,000 453,200 TESLA INC 1,906 593,433 TEXAS PACIFIC LAND TRUST 884 394,821 TJX COS INC/THE 43,137 3,298,255 TRUPANION INC 20,000 585,400 U-BLOX HOLDING AG 3,500 688,866 VISA INC 21,600 2,462,832 VOLITIONRX LTD 121,316 356,669 WATERS CORP 8,289 1,601,352 WD-40 CO 3,200 377,600 WELLS FARGO & CO 49,057 2,976,288 Variance (585) TOTAL 230, 545,488

STATEMENT #15 2017 DEPRECIATION AND AMORTIZATION REPORT

Form 990-PF Page 1 990-PF

As-set Date C Line Unadjusted Bus Section 179 Reduction In Basis For Beginning Current Current Year Ending No Description Acquired Method Life n No Cost Or Basis % Expense Basis Depreciation Accumulated Sec 179 Deduction Accumulated v Excl Depreciation Expense Depreciation

8 FURNITURE & FIXTURES 01/01/98 SL 5.00 6 11,722. 11,722. 11,722. 0. 11,722.

9 FURNITURE & FIXTURES 01/01 / 99 SL 5.00 6 800 . 800. 800. 0. 800.

10 FURNITURE & FIXTURES 01/01/ 00 SL 5.00 6 30,583. 30 , 583. 30 , 583. 0. 30,583.

13 FURNITURE & FIXTURES 01/01/ 0 SL 5.00 6 3 ,792. 3,792. 3, 792. 0. 3,792.

14 COMPUTER EQUIPMENT 01/01 / 0 SL 3 . 00 6 10 , 130. 10 , 130. 10 , 130. 0. 10,130.

15 FURNITURE & FIXTURES 01/01 / 0 SL 5 . 00 6 2 , 215. 2,215. 2 , 215. 0 . 2,215.

16 FURNITURE & FIXTURES 01/01/ 0 SL 5 . 00 6 1,556 . 1,556 . 1,556. 0. 1,556.

17 COMPUTER EQUIPMENT 01/01 / 0 SL 3 . 00 6 12 , 971. 12 ,971. 12 ,971. 0. 12,971.

18 LEASEHOLD IMPROVEMENTS 01/01 / 05 SL 10 . 00 6 294 , 807. 294 , 807. 294,807. 0 . 294,807.

19 COMPUTER EQUIPMENT 01/01/0 SL 3 . 00 6 1,879. 1,879. 1 , 879. 0. 1,879.

20 FURNITURE & FIXTURES 01/01/ 05 SL 5.00 6 159,152. 159,152. 159 , 152. 0 . 159,152.

21 FURNITURE & FIXTURES 01/01/ 0 SL 5 . 00 6 6,697. 6,697. 6 , 697. 0. 6,697.

22 COMPUTER EQUIPMENT 01/01 / 0 SL 3.00 6 1 , 253. 1,253 . 1,253. 0. 1,253.

23 LEASEHOLD IMPROVEMENTS 09/01/0 SL 10.0 6 7 , 978. 7,978. 7 , 978. 0. 7,978.

24 COMPUTER EQUIPMENT 02/15 / 08 SL 3.00 6 4 , 864. 4 , 864. 4 , 864. 0. 4,864.

25 ESTATE COLLECTION 12/31/1 NC .000 83 , 775. 83 , 775. 0.

27 FURNITURE & FIXTURES 12/31/1 SL 5 .00 6 76,613. 76 ,613. 53, 627. 15,322. 68,949.

28 LEASEHOLD IMPROVEMENTS 12/31/ 1 .000 H'Y 1 6 444 444. 444 444 . 111 112 . 31 . 746 . 142 858.

04.01-17 728111 (D) -Asset disposed ' ITC, Salvage, Bonus , Commercial Revitalization Deduction, GO Zone a 25 2017 DEPRECIATION AND AMORTIZATION REPORT

Form 990-PF Page 1 990-PF

Asset Date C Line Unadjusted Bus Section 179 Reduction In Basis For Beginning Current Current Year Ending No Description Acquired Method Life 0 No Cost Or Basis % Expense Basis Depreciation Accumulated Sec 179 Deduction Accumulated v Excl Depreciation Expense Depreciation

29 COMPUTER EQUIPMENT 01/01/1 .000 H1 1 6 52,200. 52,200. 17,400. 17,400. 34,800.

30 FURNITURE & FIXTURES 01/01/1 SL 5.00 6 3,269. 3,269. 1,635. 655. 2,290.

31 LEASEHOLD IMPROVEMENTS 10/15/15 SL 10.00 6 1,625. 1,625. 140. 141. 281.

• Total 990-PF Pg 1 Depr ,212,325. 1,212,325. 734,313. 65,264, 799,577.

0 728111 04-01-17 (D) - Asset disposed * ITC, Salvage, Bonus, Commercial Revitalization Deduction, GO Zone M