BIO-DATA OF ANAND SAGAR UPADHYAY FOR INCLUSION IN DPE DATA BANK

I Name and surname (in full) ANAND SAGAR UP ADHY A Y 2 Director Identification 05162427 Number (refer Note I) 3 Income Tax PAN 4 Gender MALE 5 Nationality INDIAN 6 Father's name and mother's Father - Late Shri R.L.Upadhyay name and Spouse's name (if Mother- Late Shrimati Sonamati Upadhyay married: Spouse- Mrs Vinita Upadhyay 7 Date of Birth 01.04.1958 8 Present Position/ Occupation Retired IRTS (Indian Railway Traffic Service) Officer (Superannuated on 3 I st March 20 I 8 as Principal Chief Operations Manager, Northern Railway in the rank of Additional Secretary to Govt, oflndia. 9 Full address (present and permanent) with PIN code, Phone Number, Mobile Number, E-mail address)

Phone Number- 011-26114085 Mobile E-mail 10 Educational & Professional Qualification (Graduation onwards) Course Subjects University /lnsti tute Year of Passing

B.A. Political Science, Allahabad University 1976 Medieval History & English Literature M.A. Political Science Allahabad University 1978 11 Work Experience : I S.No. Organization/ Post Held Period (From Nature of Work/Area of Institute - To) Specialization i) Northern Principal Chief 26.12.16 to As Principal Chief Operations Railways Operations 30.08.17 Manager, I was entrusted with Manager the responsibility of managing and closely monitoring both passenger and freight operations of the Zonal Railway. Optimization & efficient asset utilization being the key objective of operating department, I was closely involved in setting targets & benchmarks for maintenance, running, terminal performance etc. ii) Railway Board Adviser (Safety) April 16 to Monitoring of safety being a Dec.16 multidisciplinary activity, it required overseeing compliance with technical standards, HR benchmarks & operational efficiency. iii) Railway Board Adviser/TT (M) Jan.14 to I was entrusted with the task April 16 of overall monitoring of freight loading and movement of freight trains (Steel, Coal, Cement, Petroleum products, Foodgrains, Fertilizer, Containers etc) over the entire Indian Railway System. One of the important functions was to provide critical inputs for fixing of freight tariff and preparation of budget in close co-ordination with the Traffic, Commercial, Rates branch of Railway Board. Rationalization of freight routes and extending freight concessions to different commodities was also part of my job. The responsibility also entailed coordination with vanous Ministries including Fertilizer, Steel, Shipping, Coal, Power etc. As the overall incharge of operations & movement on Indian Railways, I was required to oversee best practices of all zones and to improve output. iv) Railway Board Executive May 12 to Director/TT (M) Jan.15 -do- v) Railway Board Executive Oct. I I to It was part of my duty to Director/TT (F) May 12 monitor movement of essential commodities viz Food grains, Fertilizer, Cement etc. over the entire Indian Railway System. One of the most crucial tasks was to plan operation, stock management & efficient path utilization to achieve targets of loading for essential commodities. vi) East Central Divisional July 09 to Overall incharge of all Railway, Railway Oct.I I technical, administrative Dhanbad Manager departments including Operations, HR, Technical & Finance. As the head of the second highest freight loading division of Indian Railways, all issues (including administrative and technical) related to Coal loading especially its operational & commercial aspects were finalized at my level. vii) Eastern Chief Freight Oct.08 to As Chief Freight Railway Transportation July 09 Transportation Manager, my Manager function was to plan and monitor freight trains and freight loading of commodities like steel, coal, petroleum products and cement etc. over Eastern Railway. viii) Eastern Chief Sept.06 to As Chief Commercial Railway Commercial Oct.08 Manager (FM) the function Manager (FM) assigned to me included marketing to attract traffic to the Railways (Coal, Cement, Steel, Fertilizer and parcel etc.) Leasing of parcel vans and running of special parcel trains was also part of mv iob. ix) Eastern Chief Claims -do- Involved in direct interaction Railway Officer with the customers for settlement of claims of customers closely associated with rules regarding carriage, legal aspects, Railway liability as a carrier and issues thereof. x) Indian Railway Group General Oct.0 l to During my tenure, the Catering Manager Sept.06 regional office of Indian Tourism Railway Catering & Tourism Corporation, Corporation was set up. Eastern Zone Catering management of important trains including Rajdhani Express was taken over from Eastern Railway. Food Plazas were also setup at important locations and tourism and internet ticketing in Eastern region were also organized and monitored by me. xi) Eastern Sr.Divisional April 99 to Head of the Commercial Railway, Commercial Oct.2K Department of Howrah Howrah Manager Division. Dealt with the commercial aspects of both passenger and freight including parcels.

xii) Eastern Chief Public June 96 to Head of Public Relations Railway Relations Officer April 99 Department of Eastern Railway. I was responsible for handling the Public relations/ publicity of Eastern Railway. xiii) Eastern Sr.Divisional Feb.94 to Sr.Divisional Operations Railway, Operations June 96 Manager, as head of Mughalsarai Manager Department in the divisional office, oversees operations and efficient utilizations of all fixed and moving assets in the division to generate optimal transportation output. xiv) Eastern Coal Area Sept.93 to I was entrusted with Railway, Manager Feb.94 commercial aspect of coal Dhanbad loading. ltwas also part of my duty to manage commercial aspect of coal loading and refund/claims of general goods. xv) Eastern Sr.Divisional June 92 to Worked as HR head of Railway, Personnel Sept.93 Asansol Division of Eastern Asansol Manager Railway which gave a firsthand experience of all the personnel /service matters of all the departments including court cases.

Closely involved & responsible for staff benchmarking, Job Analysis, Time & motion studies, overall HR efficiency issues. xvi) Eastern Sr.Divisional Oct.89 to Sr.Divisional Operations Railway, Operations June 92 Manager, as head of Danapur Manager, Department in the division office, oversees operations and efficient utilizations of all fixed and moving assets in the division to generate optimal transportation output.

12 Whether SC/ST/OBC/ Minorities/ No Women (if yes, indicate the relevant category)

13 Area of Specialization(Finance, Management, Marketing , Law, Management, Sales, Administration, Technical Marketing, Administration, Operations (Railway Operations - Research, Corporate Governance, Coaching & Freight Operations of Technical Operations or any other) indian Railways), Infrastructure Planning, Catering , Tourism, Public Relations, Human Resource Development, Safety, Claims reconciliation. 14 Indicate how you fulfill the laid down criteria (Refer Annex 1) A) Criteria of Experience I worked as Joint Secretary level and above for 16 years under Ministry of Railways and dealt with Operations, Commercial, Logistics, HR, Marketing, Public Relations, Safety, Infrastructure Planning, Tourism and Catering. B) Criterial of Educational Post graduate in Political Science Qualification from Allahabad University. C) Criteria of Age Current age 60 years 15 (a) Have any legal proceedings NO initiated or are pending against you (b) If Yes, please furnish the Nil details 16 (a) Have you been or are No designated partner m limited liability partnerships (LLP) b) If yes, please furnish the following details Name ofLLP Nature of industry Duration (with dates) N.A. Directorship held/presently being 111 companies (both CPSEs and Private)

Name of company Nature of industry Nature of directorship Duration (with dates) I. CONCOR Logistics & Non-functional Director 4 ½ months (03.01.12 (Container Intermodal to 18.05.12) Corporation of transport India) 2.CONCOR Logistics & President's nominee 111 3 years, 10 months (Container lntermodal AGMs (24" AGM (22.06.12 to 25.04.16) Corporation of transport dt.18.9.12, 25 AGM India) dated 27.08.13, 26" AGM dated 3.9.14 and 27"AGM on 4.9.15) 3. PRCL (Pipava Infrastructure Non-functional Director 3 years, 10 months Rail Corporation development & (22.06.12 to 25.04.16) Limited) freight transportation Was Officiating Managing Director of PRCL (Pipava Rail Corporation Limited) for 6 months (27.01.2014 to 31.07.2014) 17 Declaration regarding consent and Yes conflict of interest duly signed attached (Annex 2) I/ led. - '27 ( Signature )

Name: ANAND SAGAR UPADHYAY Date : 27.04.2018

Note I: In case, you are not having Director Identification Number (DIN), you should immediately get the same in line with provisions of Sections 152 to 159 of the Companies Act, 2013 and furnish the updated bio-data to OPE. Note 2 : In case there is any change in the above position, the revised and updated bio-data may be furnished to OPE within 15 days of such change. Annex 2 DECLARATION

(For non-official Directors on the Boards of Central Public Sector Enterprises)

I...Anand. Sagar:.Upadhyay.. son of ...Late.Shri R.L.Upadhyay..... and resident of hereby certify that I have not been disqualified to act as a Director under Section 164,165 or any other relevant sections of the Companies Act, 2013 and I fulfill the criteria laid down for appointment as non-official Director on the Boards of CPSEs by Department of Public Enterprises and meet the definition of 'independent director' as prescribed in Section 149 of the Companies Aet, 2013. 2. I convey my willingness to be appointed as non-official Director on the Boards of CPSEs. 3. also certify that there would be no conflict of interest on my appointment as non-official Director on the Board of any CPSE.

4. I also certify that 1 am not facing any charge of, nor have ever been convicted for, any act of moral turpitude or economic offence. . l Signature...... 8...,

Designation/Occupation...Retired Principal Chief Operations Manager Northern. Railway. Headquarters Office, Baroda House, New.Delhi-110021

Dated the 27day April .of2018

Witness:- )I840.A1!!AD,. .See.be Pech&. £

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