Craig McCann, PhD, CFA Principal [email protected] 703-246-9381

Key Qualifications Dr. McCann is Principal, Securities Litigation and Consulting Group, Inc. Dr. McCann has taught graduate investment management at Georgetown University and at the University of Maryland, College Park. He held a Series 7 and a Series 63 NASD. Dr. McCann is a Chartered Financial Analyst.

Dr. McCann received a B.A. and an M.A. in Economics from the University of Western Ontario and a Doctorate degree in Economics from the University of California, at Los Angeles. Dr. McCann’s fields of graduate study were industrial organization, mathematical economics and information and uncertainty. His dissertation examined the incidence of golden parachutes and their effect on stock prices. After receiving his doctorate degree, Dr. McCann taught economics at the University of South Carolina.

Prior to founding Securities Litigation and Consulting Group, Dr. McCann was Director at LECG and Managing Director, Securities Litigation at KPMG. Dr. McCann was a senior financial economist at the Securities and Exchange Commission. There he focused on investment management issues and contributed financial analysis to numerous investigations involving alleged insider trading, securities fraud, personal trading abuses and broker-dealer misconduct.

Dr. McCann was a Senior Consultant at a consulting firm where he managed projects involving alleged securities fraud, insider trading, and market manipulation. These projects included analysis of materiality, causation, damages and class certification. In addition, he has consulted on transfer pricing, breach of contract, labor and antitrust cases as well as on various regulatory matters.

Dr. McCann has published in the Alternative Investment Analyst Review, Financial Services Review, Investments & Wealth Monitor, Journal of Alternative Investments, Journal of Applied Corporate Finance, Journal of Asset Management, Journal of Business Valuation and Economic Loss Analysis, Journal of Computational Finance, Journal of Derivatives, Journal of Derivatives & Hedge Funds, Journal of Financial Transformation, Harvard Business Review, Journal of Index Investing, Journal of Investing, Journal of Legal Economics, Journal of Real Estate Portfolio Management, Journal of Retirement, Journal of Risk and Journal of Wealth Management. He has testified in state and federal court, in NASD, NYSE, JAMS and AAA arbitration proceedings and before the United States Senate and has been quoted in the New York Times, Wall Street Journal, Washington Post, Bloomberg Markets, Reuters, Boston Globe, Bond Buyer, American Banker, Money Magazine, Kiplinger Retirement Report, and Crain’s Investment News.

Craig J. McCann (page 1) Professional Experience

SECURITIES LITIGATION AND CONSULTING GROUP, INC. 2000 - Principal Provides expert consulting and testifying in securities class actions, investment management, labor and valuation disputes. NAVIGANT CONSULTING, INC. / LECG 1999-2000 Director Provided expert consulting and testifying in complex litigation. KPMG llp 1997-1999 Managing Director, Securities Litigation Directed projects in complex litigation. UNIVERSITY OF MARYLAND, COLLEGE PARK 1995-1998 Adjunct Professor of Finance Taught graduate investment management. GEORGETOWN UNIVERSITY 1996 Adjunct Professor of Finance Taught graduate investment management. NATIONAL ECONOMIC RESEARCH ASSOCIATES 1995-1997 Senior Consultant Directed projects in the economics of complex securities litigation. VIRGINIA TECH 1995-1997 Adjunct Professor of Economics Taught graduate managerial economics. U.S. SECURITIES AND EXCHANGE COMMISSION 1994-1995 Professional Fellow and Acting Associate Chief Economist for Policy Reviewed Commission initiatives and coordinated research in support of Chief Economist. Conducted research into portfolio performance, personal trading and quantitative risk measures. Provided financial analysis in support of enforcement. ECONOMIC ANALYSIS CORPORATION 1993-1994 Senior Economist Directed projects involving analysis of vertical and horizontal practices, mergers, and general business damages. U.S. SECURITIES AND EXCHANGE COMMISSION 1992-1993 Academic Fellow Conducted research into the valuation and expensing of employee stock options, reviewed policy proposals and supported enforcement actions. UNIVERSITY OF SOUTH CAROLINA, COLLEGE OF BUSINESS 1987-1992 Assistant Professor Taught economics, antitrust and public policy towards business at undergraduate, masters, MBA and doctorate levels.

Craig J. McCann (page 2) Education UNIVERSITY OF CALIFORNIA, LOS ANGELES 1989 Ph.D., Economics 1986 M.A., Economics

UNIVERSITY OF WESTERN ONTARIO 1983 M.A., Economics 1982 B.A., Economics

Chartered Financial Analyst Series 7 NASD Registration (1997-1999) Series 63 NASD Registration (1997-1999) Professional Activities American Economic Association American Finance Association Chartered Financial Analyst Institute Washington Society of Investment Analysts Testimony, Depositions, Reports and Affidavits Federal Court In Re National Prescription Opiate Litigation United States District Court, Northern District of Ohio, Eastern Division, Civil Action No. 1:17-MD-2804. Deposition, June 11, 2021. Second Supplemental Expert Report, May 19, 2021. Supplemental Expert Report, May 4, 2021. Expert Report, April 16, 2021. In Re National Prescription Opiate Litigation United States District Court, Southern District of West Virginia, Civil Action No. 3:17-01362 and 3:17-01665. Trial testimony, May 10-12, 2021. Deposition, September 1, 2020. Expert Report, August 3, 2020. Frieda Mae Rogers v . Wilmington Trust Company et al United States District Court, District of Delaware, Case No. 18-116-GMS. Trial Testimony, February 27, 2020. Deposition, September 20, 2019. Expert Report, July 26, 2019. USA v. James W. Millegan, US District Court, District of Oregon, Portland Division, Case No. 3:19-cr-00528-IM Expert Report, January 16, 2020.

Craig J. McCann (page 3) In Re National Prescription Opiate Litigation United States District Court, Northern District of Ohio, Eastern Division, Case No. 17-MD-2804 (DAP). Deposition, May 9-10, 2019. Second Supplemental Expert Report, April 15, 2019. Supplemental Expert Report, April 3, 2019 Expert Report, March 25, 2019. Securities and Exchange Commission v. RPM International, Inc. et al, United States District Court, District of Columbia, Case No. 1:16-cv-01803 (ABJ) Deposition, April 23, 2019. Rebuttal Expert Report, December 20, 2018. Expert Report, November 2, 2018. Gary and Caryl Luis et al v. RBC Capital Markets, LLC, United States District Court, District of Minnesota, Case No. 0:16-cv-3873-SRN-TNL Deposition, February 21, 2019. Expert Report, October 20, 2018. Peaker Energy Group, LLC et al v Cargill Incorporated et al, United States District Court Eastern District of Louisiana, Case No. 2:14-CV-02106. Deposition, October 28, 2016. Expert Report, August 5, 2016. Ernest O. Abbit et al v ING USA Annuity and Life Insurance Company et al , United States District Court, Southern District of California, Case No: CV 05-6838 Declaration, April 7, 2016. Deposition, March 13, 2015. Expert Report, February 20, 2015. Patsy Chambers, et al v North American Company for Life, United States District Court for the Southern District of Iowa Central Division, No. 4:11-CV-00579-JAJ-CFB Reply Expert Report, April 22, 2015. Deposition, February 27, 2015. Supplemental Expert Report, January 30, 2015. Expert Report, August 18, 2014. Deposition, July 29, 2014. Expert Report, March 17, 2014. Vida F. Negrete, et al v. Allianz Life Insurance Company, United States District Court, Central District of California, Case No: CV 05-6838 Declaration, November 1, 2013. Deposition, May 1, 2012. Expert Report, March 9, 2012. Hearing Testimony, October 5, 2011. Declaration, September 15, 2011. Deposition, May 27, 2011. Supplemental Declaration, March 31, 2011. Deposition, October 29, 2008. Declaration, July 25, 2008. Second Supplemental Declaration, September 18, 2006. Supplemental Declaration, July 16, 2006. Declaration, May 26, 2006.

Craig J. McCann (page 4) The Municipal Corporation of Bremanger, et al v Citigroup, Inc.et al. United States District Court, Southern District of New York, Civil Action, Civil Action No. 09-CV-7058. Declaration, July 13, 2012. Deposition, April 18, 2012. Rebuttal Expert Report, March 28, 2012. Expert Report, February 29, 2012. Bank of America, N.A. v JB Hanna et al. United States District Court, Western District of Arkansas, Civil Action, Civil Action No. 10-5220 Deposition, April 16, 2012. Expert Report, March 19, 2012. In re: Federal Home Loan Mortgage Corp. (Freddie Mac) Securities Litigation, United States District Court, Southern District of New York, Civil Action 09-MD-2072 (MGC) Hearing Testimony, October November December 2011. Rebuttal Expert Report, September 14, 2011. Deposition, August 2, 2011. Expert Report, June 30, 2011. Susan Antilla v. L. J. Altfest & Co., Inc.,, United States District Court, District of Connecticut, No. 3:09-CV-2128-VLB. Deposition, December 20, 2011. Expert Report, August 12, 2011. In re : International Management Associates, LLC, United States Bankruptcy Court, Northern District of Georgia, Atlanta Division, Case No. 06-62966. Declaration, December 16, 2011. Expert Report, July 7, 2011. Thomas Todd Martin, III et al v Wachovia Bank, NA et al, United States District Court, Northern District of Alabama, Case No.: CV-09-902464 Expert Report, June 17, 2011. Corporate America Credit Union v Joseph Herbst, et al , United States District Court, Northern District of Alabama, Case No.: CV-09-J-2126-S Rebuttal Expert Report, May 23, 2011. Sierra-Sonora Enterprises, Inc. et al v Domino’s Pizza, LLC et al, United States District Court, District of Arizona, NO. 2:10-cv-00105-JAT Expert Report, August 24, 2010. Houston Police Officer’s Pension System v. State Street Bank and Trust Company and State Street Global Advisors, Inc. United States District Court, Southern District of Texas, Houston Division, No. 08-05442-RJH Declaration, July 1, 2010. Deposition, May 10, 2010. Rebuttal Expert Report, March 19, 2010. Expert Report, January 15, 2010. Akanthos Capital Management, LLC, et al. v CompuCredit Holdings Corporation, United States District Court, Northern District of Georgia, Atlanta Division, No. 1:10-CV-844-TCB Declaration, May 7, 2010.

Craig J. McCann (page 5) Securities and Exchange Commission v. Kederio Ainsworth et al, United States District Court, central District of California, Eastern Division, Civil Action No. EDCV08-1350 VAP(OPx) Deposition, February 2, 2010. Supplemental Expert Report, January 5, 2010. Expert Report, December 11, 2009. Florence Smith v National Western Life Insurance Company United States District Court, Middle District of Pennsylvania, Civil Action no. 08-2119 Expert Report, January 4, 2010. City of Cedar Rapids and Cedar Rapids/Linn county Solid Waste Agency v. Wells Fargo Brokerage Services, LLC. United States District Court, Northern District of Iowa, Cedar Rapids Division, No. ___ Rebuttal Expert Report, December 2, 2009. Expert Report, September 3, 2009. Daniel G. Schmidt, III v Wachovia Bank, N.A. United States District Court, Southern District of Texas, Houston Division, No. 08-05442-RJH Deposition, February 25, 2010. Expert Report, October 30, 2009. In Re Midland National Insurance Co. Annuity Sales Practices Litigation, United States District Court, Central District of California, No. MDL No. 07-1825 CAS (MANx). Deposition, September 12, 2009. Supplemental Declaration, June 19, 2009. Deposition, January 8, 2008. Declaration, October 31, 2007. Deposition, July 27, 2007. Declaration, July 16, 2007. Declaration, July 2, 2007. Declaration, June 29, 2007. Securities and Exchange Commission v. Biovail Corporation et al, United States District Court, Southern District of New York, Civil Action No. 08 CIV 02979 (LAK) Expert Report, July 2, 2009. CountryMark Cooperative, LLP, v Morgan Keegan & Company, Inc., United States District Court, Southern District of Indiana, Case No: 1:08-cv-00118-RLY-JMS Expert Report, April 6, 2009. Amy J. Straily et al v UBS Financial services, Inc., United States District Court, District of Colorado, Case No: 07-cv-00884-REB-KMT Deposition, February 22, 2009. Supplemental Expert Report, January 16, 2009. Expert Report, January 16, 2009. Securities and Exchange Commission v. Competitive Technologies, et al, United States District Court, District of Connecticut, Civil Action No. 304-CV-1331 JCH. Trial Testimony, October 7, 2008. Trial Testimony, November 15, 2007. Deposition, February 22, 2006. Expert Report, January 30, 2006.

Craig J. McCann (page 6) In Re American Equity Annuity Practices and Sales Litigation, United States District Court, Central District of California, No. MDL No. CV-05-6735-CAS (MANx). Deposition, July 24, 2008. Declaration, April 21, 2008. In re Alstom SA Securities Litigation, United States District Court, Southern District of New York, Case No: 03-CV-6595 (VM). Affidavit, January 4, 2008. Vida F. Negrete, et al v. Fidelity and Guaranty Life Insurance Company, United States District Court, Central District of California, Case No: CV 05-6837. Declaration, January 22, 2008. Declaration, December 26, 2007. Deposition, August 28, 2007. Declaration, July 23, 2007. Youxin (Kevin) Ma et al v Merrill Lynch & Co., Inc. and Irene S. Ng, United States District Court, Southern District of New York, Case No. 06 CV 15497. Expert Report, December 24, 2007. Dale Sakai v Merrill Lynch Life Insurance Company, United States District Court, Northern District of California, Case No: CV 06-2581. Deposition, December 10, 2007. Expert Report, October 26, 2007. Securities and Exchange Commission v. Louis E. Rivelli, et al, United States District Court, District of Colorado, Civ. 05-CV-1039 RPM-MJW Deposition, March 3, 2008. Expert Report, October 8, 2007. Kevin Lamkin, et al v. UBS PaineWebber, Inc., United States District Court, Southern District of Texas, Civil Action No. H-02-0851 Deposition, February 28, 2007. Expert Report, June 1, 2006. Carmen Migliaccio, et al. v. Midland National Life Insurance Company, United States District Court, Central District of California, Case No: CV 05-6838. Deposition, February 13, 2007. Declaration, December 28, 2006. Gary Yokoyama, et al. v. Midland National Life Insurance Company, United States District Court, District of Hawaii, Case No. 05-00303 MS KSC. Deposition, November 20, 2006. Declaration, November 10, 2006. Declaration, May 4, 2006. Samuel Cooper, et al v. Pacific Life Insurance Company et al, United States District Court, Southern District of Georgia, Case No. CV 203-131 Deposition, September 12, 2006. Expert Report, July 5, 2006. United States of America v. Jamie Olis, United States District Court, Southern District of Texas, Criminal Number H-03-217. Expert Report, December 23, 2005.

Craig J. McCann (page 7) David Henderlight and Christine Henderlight v AmSouth Bank, United States District Court, Eastern District of Tennessee, Knoxville Division Civil Action No: 3:02-CV-169. Deposition, July 7, 2005. Expert Report, January 18, 2005. United States of America v. Bernard J. Ebbers United States District Court, Southern District of New York, Docket S4 02 Cr. 1144 (BSJ). Expert Report June 8, 2005. In Re: Kaiser Group International, Inc. et al., United States Bankruptcy Court for the District of Delaware, Case Nos. 00-2263 to 00-2301 (MFW). Declaration, May 29, 2005. United States of America v. Shawn P. McGhee United States District Court, District of Eastern Virginia, Docket 04-495. Expert Report March 4, 2005. Walnut Capital Partners et al. v Key Bank / McDonald Investments, Inc., United States District Court, Western District of Pennsylvania, Case No. 03-CV-0284. Affidavit, February 14, 2005. Deposition, September 8, 2004. Supplemental Expert Report July 2, 2004. Expert Report June 1, 2004. Securities and Exchange Commission v. David Gane et al United States District Court, Southern District of Florida Miami Division, Civil Action No:03-61553. Trial Testimony, December 10, 2004. Deposition August 2, 2004. Expert Report July 20, 2004. Simon Falic et al v Legg Mason Wood Walker, Inc., United States District Court, Southern District of Florida, West Palm Beach Division Civil Action No. 03-80377. Expert Report, October 19, 2004. Securities and Exchange Commission v. David W. Butler United States District Court, Western District of Pennsylvania, Civil Action No. 00-1827. Trial Testimony September 21, 2004. Expert Report January 9, 2003. Deposition, October 26, 2001. Expert Report October 15, 2001. United States of America v. Franklin C. Brown United States District Court, Middle District of Pennsylvania CR-02-146-02. Trial Testimony, August 6, 2004. Expert Report July 19, 2004. United States of America v. Jeffry R. Anderson United States District Court, District of Eastern Virginia, Docket 1:03-CR-444. Expert Report January 2, 2004. United States of America v. Scott H. Miller United States District Court, District of Eastern Virginia, Docket No. 03-443-A. Expert Report December 3, 2003.

Craig J. McCann (page 8) In re: World Access, Inc. Securities Litigation, United States District Court, Northern District of Georgia Atlanta Division, 1:99-CV-0043-ODE. Rebuttal Expert Report August 8, 2003. Expert Report June 27, 2003. In re: Pediatric Services of America, Inc. Securities Litigation, United States District Court, Northern District of Georgia Atlanta Division. Expert Report November 19, 2001. Affidavit, October 13, 2000. United States of America v. Paul F. Polishan United States District Court, Middle District of Pennsylvania No.3: CR-96-274. Trial Testimony November 15, 2001. Expert Report November 5, 2001. Kantishna Mining Company, Inc. et al v. Gail Norton et al United States District Court, District of Alaska F98-007 CV. Declaration, June 1, 2001. Expert Report and Declaration, April 17, 2001. H. James Griggs et al v. Pace American Group, Inc., Coopers & Lybrand L.L.P., et al United States District Court, District of Arizona. Trial Testimony, March 13, 2001. Deposition, December 4, 2000. Expert Report, November 14, 2000. David Lesser, et al v Quadramed Corporation United States District Court, District of Eastern Virginia No: 00 Civ. 606-A. Expert Report, September 8, 2000. John Tenaglia and The Tenaglia Family Partnership v. A.F. Best Securities et al, United States District Court, Southern District of Florida. Expert Report, March 31, 2000. UMG Recordings, Inc. et al v. MP3.com, Inc., United States District Court, Southern District of New York, No:00 Civ. 0472. Expert Report, August 8, 1999. Jonathan Bekhor et al v. Josephthal Holdings et al, United States District Court, Southern District of New York, No: 96 Civ. 4156. Deposition, September 30, 1999. Expert Report, August 20, 1999. John Shane and Beth Goodman v. Tokai Bank, United States District Court, Southern District of New York, No:96 Civ. 5187. Trial Testimony, October 23, 24 1997. Deposition, October 19, 1997. Expert Report, October 18, 1997.

Craig J. McCann (page 9) State Court In Re Opioid Litigation, 400000/2017 Case Nos. County of Suffolk, 400001/2017, County of Nassau, 400008/2017; and New York State, 400016/2018 Deposition, August 5, 2021. Hearing Testimony, August 19, 2020. Deposition, January 27, 2020. Expert Report, December 18, 2019. In Re Texas Opioid Litigation, County of Bexar v Puerdue Pharma, L.P. et al District Court for the 224th Judicial District, Dallas County, Texas No. 2018-77066 Expert Report, August 3, 2021. State of Florida v. Purdue Pharma L.P., et al., Circuit court of the Sixth Judicial District in and for Pasco County, Florida, Case No. 2018-CA-001438 Expert Report, July 30, 2021. In Re Texas Opioid Litigation, County of Dallas v Puerdue Pharma, L.P. et al District Court for the 116th Judicial District, Dallas County, Texas No. 2018-77098 Expert Report, June 7, 2021. State of Washington v. CLA Estate Services, Inc., King County Superior Court, Washington, No. 18-2-06309-4 SEA Trial Testimony, November 18, 2020. Deposition, August 7, 2019. Expert Report, June 14, 2019. Steven Varela v Ryan Mayer No. 20-2-02929-31, Superior Court of Washington for Snohomish County. Declaration, November 16, 2020. State of Ohio v McKesson et al. Court of Common Pleas, Madison County, Ohio, Case No. CVH20180055 Deposition, July 15, 2020. Expert Report, February 22, 2020. In Re Jeffrey Bryan Hall, State of Ohio, Franklin County, Case No. 04124-17-CR Expert Report, December 31, 2019. Wayne Harwell v Texas Next Captial, L.P., et al District Court, Bexar County, Texas, 166th Judicial District, Case No. 2017CI03737 Deposition, November 26, 2019. Expert Report, February 21, 2019. In Re: Lawrence J. and Florence A. DeGeorge Charitable Trust et al v Lawrence F. DeGeorge et al, In the Circuit Court of the 15th Judicial Circuit in and for Palm Beach County, Probate Division, Case No. 502012CP004397XXXXMB Trial Testimony, August 21, 2017. Douglas Ballinger, et al v Regions Investment Management Inc. et al In the Sixth Circuit Court of Tennessee for the Twentieth Judicial District at Nashville. Deposition, April 26, 2017. Expert Report, March 8, 2017.

Craig J. McCann (page 10) Travis A. Medve v JP Morgan Chase Bank, N.A., et al, In the District Court of Harris County, Texas, 61st Judicial District, Cause No. 2015-38122 Deposition, February 24, 2017. Expert Report, December 5, 2016. Jack Loperena v Steve Antry, et al, In the District Court of Tulsa County, State of Oklahoma CJ-2013-03058 Trial Testimony, June 10, 2016. Deposition, November 4, 2015. Roberta Mell v Resnick Investment Advisors, LLC Superior Court, Judicial District of Stamford/Norwalk State of Connecticut, CV 13-6019201S Deposition, March 11, 2016. Expert Report, November 3, 2015. Frances Brilliard, et al v Morgan Asset Management Inc. et al In the Circuit Court of Tennessee for the Thirteenth District at Memphis, Shelby County, Case No: DC-09-14448. Deposition, February 20, 2015. Expert Report, January 2, 2015. Purdue Avenue Investors L.P. et al v Morgan Keegan & Co. Inc, et al, In the District Court, Dallas County, Texas, 101st Judicial District, Case No: DC-09-14448. Trial Testimony, October 16, 2014. Deposition, August 22, 2014. Expert Report, July 15, 2014. Francis P. Maybank v BB&T Corporation, et al, State of South Carolina, County of Greenville, Court of Common Pleas, C.A. No. 2011-CP-23-8578. Trial Testimony, June 19, 2014. Deposition, February 7, 2014. Robert L. McDonald v Camarind, Mogey & Fife et al, In The Court of Common Pleas of Allegheny County, Pennsylvania, Case No. CD-11-016862. Expert Report, July 11, 2013. Commonwealth v. Brett B. Weinstein, Esquire, et al. No. 239 M.D. 2006, Commonwealth v. Estate Planning Advisors Corp, et al. No. 740 M.D. 2004, and Commonwealth v. Brett B. Weinstein, Esquire, et al. No. 576 M.D. 2001, Commonwealth Court of Pennsylvania. Expert Report, April 8, 2013. Firefighters Retirement System v Regions Bank et al, State of Louisiana, Nineteenth Judicial District Court for the Parish of East Baton Rouge, Docket No. 56874, Division 25. Expert Report, November 1, 2012. Expert Report, July 20, 2012. C. Randall Lewis, Receiver v. Steve Taylor, District Court, Denver County, Co., Case No. 2011CV2071. Affidavit, November 1, 2012. Expert Report, October 8, 2012.

Craig J. McCann (page 11) In Re International Textile Group, Inc. Merger Litigation, State of South Carolina, County of Greenville, Court of Common Pleas, C.A. No. 2009-CP-23-3346. Deposition, October 24, 2012. Supplemental Expert Report, October 19, 2012. Supplemental Expert Report, July 27, 2012. Deposition, December 8, 2011. Expert Report, July 20, 2011. Deposition, May 13 and May 14, 2011. Expert Report, April 1, 2011. Lennar Corporation et al v Briarwood Capital, LLC et al Circuit Court, Miami-Dade County, CACE 08-55741 CA 40 Deposition, September 18, 2012. Expert Report, August 16, 2012. Susan W. Gore v Robert Gore et al Chancery Court, Delaware, C.A. No. 4237-VCN Rebuttal Expert Report, September 7, 2012. Expert Report, June 27, 2012. Woodbridge Holdings, LLC v Prescott Group Aggressive Small Cap Master Fund et al, Circuit Court, Broward County, CACE 09-64811. Trial Testimony, May 31, 2012. Rebuttal Report, May 23, 2011. Deposition, May 4, 2012. Rebuttal Report, April 24, 2011. Expert Report, April 2, 2011. Pursuit Partners, LLC and Pursuit Management, LLC v. UBS AG Securities LLC et al, Superior Court, Judicial District of Stamford-Norwalk at Stamford No. X05-CV-08-4013452-S Deposition, June 7, 2011. Expert Report, May 5, 2011. Petition of Bank One Trust Company, N.A. For Instruction and Construction of Trust, District Court, Tulsa County, State of Oklahoma, Case No. PT-2006-013 Trial Testimony, April 19 and May 19, 2011. Supplemental Expert Report, November 16, 2009. Deposition, December 15, 2008. Expert Report, June 13, 2008. BB&T Asset Management, Inc., et al v Frederick V. Martin, Virginia Circuit Court for the City of Norfolk Case No. CL07006153-00 Expert Report, August 15, 2008. Ross Gampel et al v Northern Trust Bank of Florida, Circuit Court, Broward County, CACE 05-18352 CA 31, Deposition, April 17, 2008. Cynthia Weiss v Robert Sturman, et al In The Court of Common Pleas of Philadelphia County, August Term, 2006 NO. 3332 Expert Report January 23, 2008.

Craig J. McCann (page 12) Salix Affiliates et al v Lattimore, Black, Morgan & Cain, P.C., Chancery Court, Tennessee Case No. 06-1500-IV Deposition, December 5, 2007. Expert Report, September 21, 2007. Tafazzoli Family Limited, et al v. TradeStation Group, Inc. et al Circuit Court, Miami-Dade County, CACE 03-19815 CA 40. Deposition, September 18, 2007. Glenn Wall, et al v. James F. Bottoms, et al State Court of Fulton County, Georgia, Case No. 06VS091950F. Deposition, June 19, 2007. Andrew A. Allen Family Limited Partnership v. TradeStation et al Circuit Court, Broward County, CACE 03-014229. Trial Testimony, May 4, 2007. Deposition, February 20, 2007. Remmora Investments v Robert Orr, Circuit Court of Fairfax County, VA No. 187948 Trial Testimony, November 20, 2006. Deposition, October 9, 2006. Gerardo Martin Demerutis Chaul, et al, v. Mohammed Abu-Ghazaleh, et al Circuit Court, Miami- Dade County, CACE 02-31670 CA 32. Trial Testimony, November 6, 2006. Deposition, October 11, 2005. Expert Report July 15, 2005. Calomiris v Calomiris, District of Columbia Superior Court, Civil Action No. 05-0004062 Deposition, October 11, 2006. Jack Holtsberg and Elaine M. Holtsberg v. Citigroup et al Circuit Court, Palm Beach County, CACE 50 2004CA000837 Affidavit, August 28, 2006. Majestic Enterprises v. Northern Trust Bank of Florida Circuit Court, Broward County, CACE 03- 19243. Deposition, July 26, 2006. San Carlos Apache Tribe Government Employee’s 401(K) v. A. Thomas Ullmann et al, Superior Court of Arizona, Case No. CV2005-005942. Supplemental Expert Report, July 24, 2006. Expert Report, June 30, 2006. Patrick T. Noonan and Nancy J. Noonan v. Hackett Investment Advisors, Inc. et al, Superior Court of Arizona, No. CV2005-010186. Deposition, June 21, 2006. Stephen F. Johnston et al v Baran Group et al, Superior Court of Fulton County, State of Georgia, Case No. 2004CV89313. Deposition, June 28, 2006. Expert Report June 9, 2006. Carol Pomerantz et al v. Northern Trust Bank of Florida, et al Circuit Court, Broward County, CACE 02-015246-08, Deposition, October 5 and October 12, 2005.

Craig J. McCann (page 13) Carney Family Irrevocable Trust of 1999 v State Street Global Advisors, et al Superior Court of Commonwealth of Massachusetts, CIV. 03-2716 BLS 2 Deposition, June 21, 2005. Trust Estate of Emanuel Rosenfeld, Settlor In The Court of Common Pleas of Philadelphia County, Orphans’ Court Division, O.C. NO. 1664 IV OF 2002 Trial Testimony, May 3, 2005. Expert Report April 8, 2005. Evi U. Chamness et al v. Northern Trust Bank of Florida, et al Circuit Court, Broward County, CACE 03-001939-12, Deposition, February 17 and February 18, 2005. Affidavit, November 19, 2004. Ponswamy Rajalingham et al v Urecoats International, Inc. et al, Circuit Court, Broward County, CACE 02-009324, Deposition, March 1, 2004. William J. Kerley v. McCullough, Sherrill LLP, et al State Court of Fulton County, State of Georgia, Civil Action No. 02VS028870E, Affidavit, March 12, 2004. Deposition, September 11, 2003. Plantation Sales, Inc. dba Plantation Nissan/Volvo v Northern Trust Bank of Florida, Circuit Court, Broward County, CACE 02-006761 (05), Deposition, February 19, 2004. Century Business Services v Victor C. Moore, Court of Common Pleas, Cuyahoga County, Case No. 469291, Trial Testimony, February 9, 2004. Deposition, January 19, 2004. Michael B. Holt, as Trustee of the Mark E. Munro Charitable Remainder Unitrust, v. Merrill Lynch Trust Co., et al Superior Court of New Jersey, Docket # ESX-L-6713-02 Deposition, January 15, 2004. Expert Report, September 8, 2003. Jack E. Forbes v. A.G. Edwards, et al Circuit Court of Monongalia County, State of West Virginia, Civil Action No. 01-C-325 Trial Testimony, December 11, 2003. Deposition, September 30, 2003. In re: Thompsons vs. Glenmede Trust Company, Court of Common Pleas Philadelphia County, Pennsylvania February Term 2002, 004428 Expert Report, August 25, 2003. In re: Moutsatsos vs. Glenmede Trust Company, Court of Common Pleas Philadelphia County, Pennsylvania May Term 2001, 003659 Expert Report, July 7, 2003. Nancy J. Needham et al v. Advanced Communications et al Circuit Court of Florida, Fifteenth Judicial Circuit, Case No.: 00-0067-CA-HDH Affidavit, May 15, 2003.

Craig J. McCann (page 14) JDN Realty et al v. McCullough, Sherrill LLP, et al Superior Court of the State of Georgia, Civil Action No. 01-CV-39193, Deposition, April 8, 2003. Dezendorf v Riggs Bank, District of Columbia Superior Court, Civil Action No. 00502-01 Deposition, April 24, 2002. Ratcliff Family Charitable Remainder Trust et al v. Appletree Capital Management et al Circuit Court of Collier County, Florida Case No.: 00-0067-CA-HDH Affidavit, August 22, 2001. Mahvash Sabet v. Olde Discount Corporation et al, Superior Court of Arizona Affidavit, July 31, 2001. Trial Testimony, April 24 and April 25, 2001. Deposition, January 22 and January 23, 2001. Supplemental Expert Report, October 11, 2000. Expert Report, August 31, 2000. Affidavit, February 17, 2000. Pierce v van Beuren, Circuit Court of Rappahannock County, VA Trial Testimony, January 24, 2001. Jason A. Forge et al v. National Semiconductor Corp. et al, Superior Court of the State of California, County of Santa Clara CV 770082 Deposition, May 18, 2000. International Mouvement D’Education et de Defense Des Actionnaires v. Laurentian Bank of Canada, et al. Superior Court of Québec, District of Montreal, Case No. 500-06-001076-203. Expert Report, March 29, 2021. John Peters v. SNC-Lavalin Group Inc et al, Ontario Superior Court of Justice, Court File No. CV-19-00615070-00CP. Deposition, March 24, 2021. Affidavit and Expert Report, March 5, 2020. Anne Miller and Martin Dionne v HEXO Corp., et al. Superior Court of Québec, District of Montreal, Case No. 500-06-001029-194. Expert Report, February 1, 2021. Denis Gauthier (Representative Plaintiff) v. Bombardier Inc. et al, Superior Court of Québec, District of Montreal, Case No. 500-06-000977-195. Expert Report, May 23, 2019. Great Canadian Gaming Corp., et al v. British Columbia Lottery Commission, Supreme Court of British Columbia, Vancouver Registry No.: S-152587. Expert Report, March 23, 2019. Pierre Derome et al. v. The Stars Group Inc. et al, Superior Court of Québec, District of Montreal, Case No. 500-06-000785-168. Expert Report, August 24, 2018. Majestic Asset Management LLC (Representative Plaintiff) v. The Toronto-Dominion Bank et al, Superior Court of Québec, District of Montreal, Case No. 500-06-000914-180. Expert Report, June 5, 2018.

Craig J. McCann (page 15) Denis Gauthier v. David Baazov, Superior Court of Québec, District of Montreal, Case No. 500-06-000859-179. Expert Report, May 31, 2018. Ronald J. Valliere et al. v. Concordia International Corp. et al, Ontario Superior Court of Justice, Court File No. CV-17-584809-00CP. Expert Report, December 15, 2017. Robert Landry (Representative Plaintiff) v. Concordia International Corp. et al, Superior Court of Québec, District of Montreal, Case No. 500-06-000834-164. Expert Report, December 15, 2017. In the Matter of Home Capital Group Inc et al, before the Ontario Securities Commission Expert Report, May 26, 2017. In the Matter of Jowdat Waheed and Bruce Walter, before the Ontario Securities Commission Expert Report, December 24, 2012. In the Matter of Biovail Corporation et al, before the Ontario Securities Commission Trial Testimony, April 9, 2009. Expert Report, February 27, 2009. AAA, JAMS and Other Arbitrations Denise Pierson Newman et al v Millennium Trust Company, JAMS Arbitration Expert Report, September 3, 2019. Joseph M. Piccirilli et al v U.S Trust, JAMS Arbitration Rebuttal Expert Report, April 17, 2019 Expert Report, March 15, 2019. Kosti Shirvaninan v Citigroup Global Markets Inc. (f/k/a) Salomon Smith Barney AAA Arbitration Trial Testimony, December 16, 2016. Trial Testimony, February 8, 2016. Deposition, January 15, 2016. Estate of Carroll S. Walraven v Genspring, JAMS Arbitration Expert Report, May 3, 2016. Poston Lumber, LLC et al v TBSG, LLC et al JAMS Arbitration Trial Testimony, April 13, 2016. Albert C. Woodroof et al v Genspring, JAMS Arbitration Expert Report, March 13, 2015. Michael Gould and Janice Gould v Genspring, JAMS Arbitration Expert Report, January 12, 2015. Metzler et al v Calhoun et al, Henning Mediation & Arbitration Trial Testimony, October 16, 2014. Oscar Williams et al v Montecito, AAA Arbitration Trial Testimony, August 26, 2014. Auto City Service, Inc., et al v , JP Morgan Chase Bank, AAA Arbitration Expert Report, July 9, 2014.

Craig J. McCann (page 16) Allina Health System v UBS Securities, LLC, AAA Arbitration Declaration, March 5, 2014. Randal Golden v Genspring, AAA Arbitration Expert Report, November 1, 2013. Richard Golden v Genspring, AAA Arbitration Trial Testimony, June 6, 2012. Rebuttal Expert Report, May 21, 2012. Expert Report, April 6, 2012. St. Anthony Foundation vs. SCM Advisors, LLC AAA Arbitration Trial Testimony, March 8, 2011. Stephen Tigerman v Heller Capital Resources, Inc. et al JAMS Arbitration Trial Testimony, February 9, 2011. Deposition, January 6, 2011. Peter Fusco v Fisher Investments, Inc. AAA Arbitration, Trial Testimony, September 16, 2010. Elliott C. Levinthal al v. First Republic Securities Company LLC et al AAA Arbitration Trial Testimony, April 7, 2010. Matthew Schoenberg et al v Wells Fargo Bank, N.A. et al AAA Arbitration Trial Testimony, January 11, 2010. Deposition, January 5, 2010. Expert Report, December 11, 2009. Robert Tandler et al v. First Republic Securities Company LLC et al AAA Arbitration Trial Testimony, August 25, 2009. CRG Partners, Inc. et al v Genesis Technology Group, AAA Arbitration Trial Testimony, December 4 and December 23, 2008. Deposition, November 26, 2008 and December 19, 2008. Supplemental Expert Report, December 18, 2008. Expert Report, November 24, 2008. Anthony Ostlund & Baer, P.A. et al v Vigilant Investors L.P. et al. AAA Arbitration Trial Testimony, October 30, 2008. Dominion Terminal Associates v. CSX Transportation, Inc., AAA Arbitration Deposition, June 23, 2006. Expert Report, May 17, 2006. Declaration, February 9, 2006. Bradley Markham and John Truchanowicz v Black Box Inc., AAA Arbitration Trial Testimony, June 4, 2002. Expert Report, May 22, 2002. Douglas Millar et al v Merrill Lynch, et al JAMS Arbitration. Trial Testimony, May 9, 2002 Supplemental Expert Report, April 10, 2002. Expert Report, March 23, 2002.

Craig J. McCann (page 17) Raymond H. Stanton II and Raymond H. Stanton III v. Cendant Corporation, AAA Arbitration, Trial Testimony, October 16 and 18, 2000. Expert Report, February 9, 2000. NASD, NYSE and FINRA Arbitrations Dr. McCann has testified before approximately 400 NASD, NYSE, and FINRA arbitrations. Miscellaneous Testimony In the Matter of Peter A. Bill, Scanwood Limited Incorporated and AOS, Inc. OM2018-0002 State of New Hampshire, Secretary of State, Bureau of Securities Regulation Expert Report, March 26, 2021. New Hampshire, Secretary of State, Bureau of Securities Regulation v Steven Meyer. State of New Hampshire, Secretary of State, Bureau of Securities Regulation Affidavit, June 29, 2017. In the Matter of Zachary Mannes and Raphi Capital Management LLC Before the Securities Commissioner of Maryland, Case No. 2015-0128 Expert Report, November 1, 2016. In the Matter of Timothy K. Fife Before the Ohio Department of Commerce, Division of Securities, Case No. 14-028 Hearing Testimony, September 9, 2015. In the Matter of St. Bernard Financial Services, Inc., Robert Keenan and Steele Stehpens, Before the Arkansas Securities Commissioner, Case No. S-12-0063 Hearing Testimony, April 6, 2015. Deposition, September 8, 2014. Expert Report, December 20, 2013. In the Matter of Focus Capital and Nicolas Rowe. Respondent. State of New Hampshire, Secretary of State, Bureau of Securities Regulation Expert Report, December 7, 2012. In the Matter of: UBS Financial Services, Inc. Respondent. State of New Hampshire, Secretary of State, Bureau of Securities Regulation Expert Report, February 17, 2011. South Beach Securities Inc. before the National Securities Clearing Corporation, Hearing Testimony February 9, 2000. Expert Report January 31, 2000. Report on The Adequacy of the SIPC Fund to the Board of Directors of Securities Investor Protection Corporation, April 22, 1998. Before the Subcommittee on Securities of the Senate Banking Housing and Urban Affairs Committee, “How (and Why) Companies Should Value Their Employee Stock Options” Senate Hearings No. 103-359, October 21, 1993.

Craig J. McCann (page 18) Publications and Working Papers (available at www.slcg.com) “UBS Yield Enhancement Strategy Returns - and then the Losses – Were Caused by Equity Market Exposure” with Regina Meng and Edward O’Neal, 2019, working paper. “Rating Brokerage Firms by Their Complaint Histories Rather Than by Their Brokers’ Histories,” with Chuan Qin and Mike Yan, 2017, working paper. “Efficient Valuation of Equity-Indexed Annuities Under Levy Processes Using Fourier-Cosine Series” with Geng Deng, Tim Dulaney and Mike Yan, 2017, Journal of Computational Finance. Vol 21, No 2, pp 1-27. “How Widespread and Predictable is Stock Broker Misconduct?” with Mike Yan and Chuan Qin, Journal of Investing, Summer 2017, pp. 6-25. “Structured Products and the Mischief of Self-Indexing” with Mike Yan and Geng Deng, Journal of Index Investing, Spring 2017, pp. 16-29. “An Empirical Analysis of Non-traded REITs”, with Brian Henderson and Joshua Mallett, Journal of Wealth Management, 19(1): 83-94, Summer 2016. “Fiduciary Duties and Non-Traded REITs” Investments & Wealth Monitor July/August 2015. “Ex-post Structured Product Returns: Index Methodology and Analysis” with Geng Deng, Tim Dulaney, Tim Husson and Mike Yan, Journal of Investing, Summer 2015, Vol. 24, No. 2: pp. 45–58. “Structured Certificates of Deposit: Introduction and Valuation”, with Geng Deng, Tim Dulaney and Tim Husson, Financial Services Review Volume 23, Number 3, 2014. “Large Sample Valuations of Tenancies-in-Common” with Timothy Husson, Edward O’Neil and Carmen Taveras, Journal of Real Estate Portfolio Management, vol. 20, no. 2 2014. “A Primer on Non-Traded REITs and Other Alternative Real Estate Investments” with Tim Husson and Carmen Taveras, Alternative Investment Analyst Review, 2014. “Dual Directional Structured Products” with Geng Deng, Tim Dulaney and Tim Husson, 2014. Journal of Derivatives and Hedge Funds Volume 20, Issue 2 (May 2014). “Private Placement Real Estate Valuation” with Timothy Husson, Edward O’Neil and Carmen Taveras, 2014, Journal of Business Valuation and Economic Loss Analysis Volume 9, Issue 1 (Jan 2014). “Valuation of Structured Products” with Geng Deng and Tim Husson, 2014, Journal of Alternative Investments Spring 2014, Vol. 16, No. 4: pp. 71–87 "Modeling a Risk-Based Criterion for a Portfolio with Options” with Geng Deng and Tim Dulaney, Journal of Risk. Vol. 16, No. 6. “The Fall of Willow” with Geng Deng, 2014. “Structured Product Based Variable Annuities” with Geng Deng, Tim Dulaney and Tim Husson, Journal of Retirement Winter 2014, Vol. 1, No. 3: pp. 97-111. “Valuation of Reverse Convertibles in the Variance Gamma Economy” with Geng Deng and Tim Dulaney, Journal of Derivatives and Hedge Funds. (2013) 19, 244–258. “Crooked Volatility Smiles: Evidence from Leveraged and Inverse ETF Options” with Geng Deng, Tim Dulaney and Mike Yan, Journal of Derivatives and Hedge Funds, (2013) 19, 278–294. “Robust Portfolio Optimization with Value-at-Risk Adjusted Sharpe Ratios,” with Geng Deng, Tim Dulaney and Olivia Wang Journal of Asset Management. (2013) 14, 293–305.

Craig J. McCann (page 19) “Using EMMA to Assess Municipal Bond Markups” with Geng Deng, 2013. “Municipal Bond Markups” with Geng Deng, 2013. “Optimizing Portfolio Liquidation Under Risk-Based Margin Requirements” with Geng Deng and Tim Dulaney, Journal of Finance and Investment Analysis, vol. 2, no. 1, 2013, 121-153. “The Priority Senior Secured Income Fund,” with Tim Dulaney and Tim Husson, 2013. “What is a TIC Worth?” with Tim Husson and Carmen Taveras, 2013. “The Rise and Fall of Apple-linked Structured Products” with Geng Deng, Tim Dulaney and Mike Yan, 2013. “Are VIX Futures ETPs Effective Hedges?” with Geng Deng and Olivia Wang, 2012, Journal of Index Investing, 3(3):35-48, Winter 2012. “The Properties of Short Term Investing in Leveraged ETFs” with Geng Deng, Journal of Financial Transformation, October 2012. “Leveraged Municipal Bond Arbitrage: What Went Wrong?” with Geng Deng, 2012, Journal of Alternative Investments, Spring 2012, Vol. 14, No. 4: pp. 69–78. “Isolating the Effect of Day-Count Conventions on the Market Value of Interest Rate Swaps” with Geng Deng, Tim Dulaney and Tim Husson, 2012. “CLOs, Warehousing, and Banc of America’s Undisclosed Losses” with Tim Husson and Olivia Wang, 2012. “Using Monte-Carlo Simulation Techniques to Value Partial Interests in Trusts and Assess the Prudent Investor Standard” with Geng Deng and Tim Husson, 2012. “Rethinking the Comparable Companies Valuation Method” with Paul Godek, Dan Simundza and Carmen Taveras, 2011. “The Anatomy of Principal Protected Absolute Return Barrier Notes” with Geng Deng, Ilan Guedj and Joshua Mallett, 2011, Journal of Derivatives, Winter 2011, Vol. 19, No. 2: pp. 61-70. “Modeling Autocallable Structured Products” with Geng Deng and Joshua Mallett, 2011, Journal of Derivatives & Hedge Funds 17, 326–340. “What Does a Mutual Fund’s Term Tell Investors?” with Geng Deng and Edward O’Neal, Journal of Investing Summer 2011 vol. 20. “The VXX ETN and Volatility Exposure” with Tim Husson, 2011. “Futures-Based Commodities ETFs” with Ilan Guedj and Guohua Li, Journal of Index Investing, Summer 2011 vol. 2, no. 1. “What Does a Mutual Fund’s Average Credit Quality Tell Investors?” with Geng Deng and Edward O’Neal, Journal of Investing Winter 2010 vol. 19, no. 4. “Leveraged ETFs, Holding Periods and Investment Shortfalls” with Ilan Guedj and Guohua Li, 2010, Journal of Index Investing Winter 2010 vol. 1, no. 3. “Charles Schwab YieldPlus” with Geng Deng, and Edward O’Neal, 2010. “What TiVo and JP Morgan teach us about Reverse Convertibles”, with Geng Deng, Edward O’Neal, and Guohua Li, 2010. “The Risks of Preferred Stock Portfolios,” with Guohua Li and Edward O’Neal, 2010. “Auction Rate Securities” with Edward O’Neal, 2010. “Structured Products in the Aftermath of Lehman Brothers” with Geng Deng and Guohua Li, 2009.

Craig J. McCann (page 20) “Oppenheimer Champion Income Fund” with Geng Deng and Joshua Mallett, 2009. “Regions Morgan Keegan and the Abuse of Structured Finance”, 2009. “An Economic Analysis of Equity-Indexed Annuities”, 2008. “A CMO Primer: The Law of Conservation of Structured Securities Risk”, 2007. “Are Structured Products Suitable for Retail Investors?” with Dengpan Luo, 2006. “An Overview of Equity-Indexed Annuities” with Dengpan Luo, 2006. “Annuities” with Kaye A. Thomas, 2005. “Optimal Exercise of Employee Stock Options and Securities Arbitrations” with Kaye A. Thomas, 2005. “Concentrated Investments, Uncompensated Risk and Hedging Strategies” with Dengpan Luo, , 2004. “The Use of Leveraged Investments to Diversify a Concentrated Position” with Dengpan Luo, Securities Arbitration 2004 Handbook PLI. “Detecting Personal Trading Abuses”, 2003. “Churning Revisited: Trading Costs and Control” with Dengpan Luo, Securities Arbitration 2003 Handbook PLI. “The Suitability of Exercise and Hold,” with Dengpan Luo, Securities Arbitration 2002 Handbook, PLI. “Spreads, Markups, Sales Credits and Trading Costs,” with Richard Himelrick, Esq. “The Prudent Investor Rule, Uniform Prudent Investor Act and Financial Theory,” 2000. “Economic Analysis in Broker Customer Disputes Involving Allegations of Churning,” Journal of Legal Economics 9:1 Spring/Summer 1999. “A Comment on Accelerated Trading Models Used in Securities Class Action Lawsuits,” with David Hsu, Journal of Legal Economics 8:3 Winter 1998-1999. “How (and Why) Companies Should Value Their Employee Stock Options,” Journal of Applied Corporate Finance Summer 1994, Volume 7 number 2, page 91. “Perspectives: Taking Account of Stock Options,” Harvard Business Review January-February 1994, Volume 72 number 1, page 27. “Golden Parachutes: A Theoretical and Empirical Investigation,” unpublished Ph.D. dissertation, UCLA, 1989. Presentations at Conferences and Colloquia Dr. McCann has been invited to speak on prudent investment management practices, financial analysis in securities arbitrations, securities class action lawsuits and antitrust litigation on more than 65 continuing legal education and conference panels around the country. August 5, 2021

Craig J. McCann (page 21)