Resettlement Plan

June 2012 Final

PRC: Yunnan Integrated Road Network Development Project

Prepared by Yunnan Longrui Expressway Company for the Asian Development Bank.

This resettlement plan is a document of the borrower. The views expressed herein do not necessarily represent those of ADB's Board of Directors, Management, or staff, and may be preliminary in nature.

In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area.

ASIAN DEVELOPMENT BANK

Yunnan Integrated Road Network Development Project

Final Resettlement Plan (Final based on Detailed Measurement Survey)

Prepared by:

Yunnan Longrui Expressway Company

June 2012

Table of Contents

ABBREVIATIONS ...... VI DEFINITION OF RESETTLEMENT TERMINOLOGY ...... VII EXECUTIVE SUMMARY ...... VIII 1. INTRODUCTION ...... - 1 - 1.1. PROJECT DESCRIPTION ...... - 1 - 1.2. THIS RESETTLEMEMNT PLAN ...... - 1 - 2. RESETTLEMENT IMPACT OF THE PROJECT ...... - 5 - 2.1. MEASURES TO REDUCE RESETTLEMENT IMPACT ...... - 5 - 2.1.1. Design Period Measures ...... - 5 - 2.1.2. Construction Period Measures ...... - 5 - 2.1.3. Resettlement Planning & Implementation ...... - 5 - 2.2. SCOPE OF LAND ACQUISITION AND RESETTLEMENT IMPACTS ...... - 6 - 2.2.1. Permanent Land Acquisition ...... - 6 - 2.2.2. Temporary Land Occupation ...... - 6 - 2.2.3. Affected Houses/Structures ...... - 6 - 2.2.4. Affected Ground Facilities ...... - 8 - 2.2.5. Affected Special Facilities...... - 8 - 2.2.6. Scattered Tress Affected ...... - 8 - 2.3. IMPACT ANALYSIS ...... - 9 - 2.3.1. Land Acquisition Impact on Affected Villages ...... - 9 - 2.3.2. Affected Rural Households and Persons ...... - 10 - 2.3.3. Impact on State Farms ...... - 12 - 2.3.4. Impact on Government Agencies and Business Entity ...... - 12 - 3. SOCIAL AND ECONOMIC PROFILES ...... - 14 - 3.1. AFFECTED COUNTIES ...... - 14 - 3.1.1. Longling County ...... - 14 - 3.1.2. Mangshi City ...... - 14 - 3.1.3. Ruili City ...... - 15 - 3.2. AFFECTED TOWNSHIPS ...... - 15 - 3.3. AFFECTED VILLAGES ...... - 16 - 3.4. AFFECTED PERSONS ...... - 17 - 3.4.1. Ethnicity Make Up and Gender ...... - 17 - 3.4.2. Age Structure and Labor Force ...... - 17 - 3.4.3. Education ...... - 17 - 3.4.4. Housing Area ...... - 17 - 3.4.5. Arable and Forest Land ...... - 17 - 3.4.6. Household Properties ...... - 18 - 3.4.7. Income and Income Sources ...... - 18 - 3.4.8. Awareness and Opionions ...... - 18 - 3.5. AFFECTED ETHNIC MINORITIES ...... - 20 - 3.6. AFFECTED WOMEN ...... - 21 - 4. LEGAL FRAMEWORK AND POLICIES ...... - 23 - 4.1. LAWS AND POLICIES RELEVANT TO RESETTLEMENT ...... - 23 - 4.1.1. ADB Policies and Guidelines ...... - 23 - 4.1.2. PRC Laws, Regulations and Policies ...... - 23 - 4.1.3. Yunnan Provincial Policies ...... - 23 - 4.1.4. Policy Objectives ...... - 24 - 4.2. SUMMARY OF ADB'S POLICY PRINCIPLES ...... - 24 -

4.2.1. Involuntary Resettlement ...... - 24 - 4.2.2. Indigenous Peoples ...... - 25 - 4.2.3. Gender and Development ...... - 25 - 4.3. SUMMARY OF LAWS, REGULATIONS AND POLICIES OF PRC AND YUNNAN PROVINCE ...... - 25 - 4.4. MAIN DIFFERENCES BETWEEN ADB AND PRC POLICIES ...... - 25 - 4.4.1. Resettlement Plan ...... - 25 - 4.4.2. Compensation for Houses ...... - 26 - 4.4.3. Compensation for Land ...... - 26 - 4.4.4. Special Assistance to Vulnerable Groups ...... - 26 - 4.4.5. Consultation and Publication ...... - 27 - 4.4.6. Legal Rights ...... - 27 - 4.4.7. Monitoring and Evaluation ...... - 27 - 4.5. COMPENSATION STANDARDS ...... - 27 - 4.5.1. Permanent Land Acquisition ...... - 27 - 4.5.2. Temporary Land Occupation ...... - 30 - 4.5.3. Houses Affected ...... - 30 - 4.5.4. Ground Affiliated & Special Facilities ...... - 30 - 4.5.5. Scattered Trees ...... - 31 - 4.5.6. Other Costs ...... - 31 - 4.6. ENTITLEMENT MATRIX ...... - 31 - 4.7. COMPENSATION ELIGIBILITY ...... - 33 - 5. RESETTLEMENT AND INCOME RESTORATION ...... - 34 - 5.1. PURPOSE OF RESETTLEMENT ...... - 34 - 5.2. RESTORATION MEASURES FOR PERMANENT LAND ACQUISITION ...... - 34 - 5.3. RESETTLEMENT MEASURES FOR AFFECTED HOUSES ...... - 35 - 5.4. RESETTLEMENT AND RESTORATION PLANS FOR SEVERELY AFFECTED VILLAGES ...... - 35 - 5.5. TRAINING OF APS ...... - 35 - 5.6. PROTECTION OF WOMEN'S RIGHT AND INTERESTS ...... - 36 - 5.7. RESETTLEMENT MEASURES FOR VULNERABLE GROUPS ...... - 36 - 5.8. MEASURES FOR SEVERELY AFFECTED HOUSEHOLDS BY LAND ACQUISITION ...... - 36 - 5.9. RESTORATION PLANS FOR TEMPORARILY OCCUPIED LAND ...... - 37 - 5.10. RESTORATION PLANS FOR GROUND AFFILIATED AND SPECIAL FACILITIES ...... - 37 - 6. INSTITUTIONAL ARRANGEMENT ...... - 38 - 6.1. INSTITUTIONAL ARRANGEMENT ...... - 38 - 6.2. RESPONSIBILITIES...... - 39 - 6.2.1. Longrui Expressway Company ...... - 39 - 6.2.2. Project Resettlement Division ...... - 39 - 6.2.3. Dehong Prefecture Leading Group ...... - 39 - 6.2.4. Dehong Prefecture Coordination Office ...... - 39 - 6.2.5. County/City Leading Group ...... - 40 - 6.2.6. County/City Coordination Office ...... - 40 - 6.2.7. Township Resettlement Work Group ...... - 40 - 6.2.8. Villagers’ Committee and Villagers’ Group ...... - 40 - 6.2.9. External Monitor...... - 41 - 6.3. WORKING RELATIONS BETWEEN ORGANIZATIONS ...... - 41 - 6.4. MEASURES FOR ENHANCING CAPACITY OF ORGANIZATIONS ...... - 41 - 7. PUBLIC PARTICIPATION, COMPLAINTS AND APPEALS ...... - 43 - 7.1. PUBLIC PARTICIPATION AND CONSULTATION ...... - 43 - 7.1.1. Public Participation at Preparation Stage ...... - 43 - 7.1.2. C&P during DMS ...... - 44 - 7.1.3. Consultation and Participation Plan during Implementation ...... - 45 - 7.2. COMPLAINTS AND APPEALS ...... - 45 -

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8. RESETTLEMENT BUDGET ...... - 47 - 8.1. RESETTLEMENT BUDGET AND FUNDING ...... - 47 - 8.2. MANAGEMENT AND DISBURSEMENT OF RESETTLEMENT FUNDS ...... - 48 - 8.2.1. Management of Resettlement Funds ...... - 48 - 8.2.2. Disbursement Principles ...... - 48 - 8.2.3. Flow of Resettlement Funds ...... - 48 - 9. IMPLEMENTATION SCHEDULE ...... - 50 - 9.1. PRINCIPLES FOR RESETTLEMENT IMPLEMENTATION ...... - 50 - 9.2. IMPLEMENTATION SCHEDULE ...... - 50 - 10. MONITORING AND EVALUATION ...... - 52 - 10.1. INTERNAL MONITORING ...... - 52 - 10.2. EXTERNAL MONITORING AND EVALUATI ON ...... - 53 - 10.2.1. Scope and Methods ...... - 53 - 10.2.2. Reporting ...... - 54 - 10.3. POST-RESETTLEMENT EVA LU ATI ON ...... - 55 - ANNEXES ...... - 56 - ANNEX 1: EXPRESSWAY ALIGNNMENT AND TOPGRAPHIC CONDITIONS ...... - 56 - ANNEX 2: DETAILED LAND ACQUISITION IMAPCTS ...... - 56 - ANNEX 3: AFFECTED HOUSES AND GROUND GROUND AFFILIATED FACILITIES ...... - 69 - ANNEX 4: AFFECTED HOUSEHOLDS AND PEROSNS ...... - 70 - ANNEX 5: SUMMARY OF LAWS, REGULATIONS AND POLICIES OF CHINA ...... - 73 - A. Land Administration Law ...... - 73 - B. Forest Law ...... - 75 - C. Decision of the State Council on Deepening Reform and Strengthening Land Administration ...... - 75 - D. Directive Opinions on Improvement of Compensation and Resettlement for Land Acquisition ...... - 76 - ANNEX 6: SUMMARY OF REGULATIONS AND POLICIES OF YUNNAN PROVINCE ...... - 79 - A. Regulations on Land Administration ...... - 79 - B. Methods of Forest Land Administration in Yunnan Province ...... - 81 - C. Notice on Issuing Tentative Method for Basic Endowment Insurance of Farmers Affected by Land Acquisition ...... - 82 - D. Unified Standards for Annual Output Value and Regional Integrated Land Compensation Standards (tentative) ...... - 83 - ANNEX 7: REPLACEMENT COSTS OF HOUSES ...... - 86 - ANNEX 8: RESTORATION PLANS OF SEVERELY AFFECTED NATURAL VILLAGES ...... - 88 - ANNEX 9: RESETTLEMENT INFORMATION BOOKLET ...... - 102 - ANNEX 10: DETAILED RESETTLEMENT BUDGET ...... - 109 - ANNEX 11: TOR FOR EXTERNAL MONITORING ...... - 120 -

List of Figures and Tables

Figure 1-1: Longrui Expressway and the Aligned Counties, Townships and Villages ...... - 3 - Figure 1-2: Propose Longrui Expressway Alignment and Ethnic Minority Villages ...... - 4 - Figure 6-1: Resettlement Organization Chart ...... - 38 - Figure 8-1: Fund Flow Chart ...... - 49 -

Table 1-1: Key Technical Standards and Quantities of Project ...... - 1 - Table 2-1: Scope of Permanent Land Acquisition Impact ...... - 7 - Table 2-2: Scope of Temporary Land Occupation Impact ...... - 7 - Table 2-3: Summary of House/Structure Demolition Impact ...... - 7 -

Table 2-4: Affected Ground Affiliated Facilities ...... - 8 - Table 2-5: Affected Special Facilities ...... - 8 - Table 2-6: Scattered Trees Affected ...... - 8 - Table 2-7: Arable and Forest Land Acquisition Impacts on Affected Villages ...... - 9 - Table 2-8: Affected Households and Persons ...... - 11 - Table 2-9: Land Loss Impacts on State Farms ...... - 12 - Table 2-10: Impacts of State Land Acquisition ...... - 12 - Table 3-1: Basic Socioeconomic Data of Affected Counties (2010) ...... - 14 - Table 3-2: Basic Socioeconomic Data of Affected Townships (2010) ...... - 15 - Table 3-3: Social and Economic Profile of Affected Villages (2011) ...... - 16 - Table 3-4: Land Resources of Surveyed HHs ...... - 18 - Table 3-5: Income and Source ...... - 18 - Table 3-6: APs’ Awareness and Preferences ...... - 19 - Table 3-7: Socioeconomic Data of EM HHs vs. Han HHs ...... - 21 - Table 3-8: Perceptions of Project by Affected Males and Females ...... - 22 - Table 4-1: Compensation Standards for Permanent Land Acquisition ...... - 29 - Table 4-2: Compensation Standards for Standing Crops ...... - 29 - Table 4-3: Compensation Standards for Temporary Land Occupation ...... - 30 - Table 4-4: Compensation Standards for House Demolition ...... - 30 - Table 4-5: Compensation Standards for Ground Affiliated & Special Facilities ...... - 30 - Table 4-6: Other Costs ...... - 31 - Table 4-7: Entitlement Matrix ...... - 32 - Table 5-1: Training Program ...... - 36 - Table 6-1: Staffing of Resettlement Agencies ...... - 42 - Table 6-2: Training Program for Resettlement Agencies ...... - 42 - Table 7-1: Public Participation at Preparation Stage ...... - 43 - Table 7-2: Public Participation Plan during Implementation ...... - 45 - Table 8-1: Budget of Resettlement Estimations ...... - 47 - Table 9-1: Resettlement Implementation and Supervision Milestones ...... - 51 - Table 10-1: Implementation Progress ...... - 52 - Table 10-2: Fund Use ...... - 52 - Table 10-3: Schedule of Resettlement Monitoring and Evaluation ...... - 54 -

Abbreviations

ADB Asian Development Bank AHs Affected Households APs Affected Persons CNY Chinese Yuan CO Coordination Office DMS Detailed Measurement Survey EA Executing Agency EIA Environment Impact Assessment EMP Environmental Management Plan HH(s) Household(s) IA Implementing Agency LAR Land Acquisition and Resettlement LREC Longrui Expressway Company M&E Monitoring and Evaluation mu Chinese Land Measuring Unit (1 hector = 15 mu) SPS Safeguard Policy Statement PRD Project Resettlement Division RoW Right of Way RP Resettlement Plan TA Technical Assistance YPDOT Yunnan Provincial Department of Transportation YPG Yunnan Provincial Government

Definition of Resettlement Terminology

Involuntary Resettlement. It includes physical displacement (relocation, loss of residential land, or loss of shelter) and economic displacement (loss of land, assets, access to assets, income sources, or means of livelihoods) as a result of (i) involuntary acquisition of land, or (ii) involuntary restrictions on land use or on access to legally designated parks and protected areas. It covers them whether such losses and involuntary restrictions are full or partial, permanent or temporary.

Affected Persons (APs). In this RP, it is equivalent to ADB’s displaced persons under its “Safeguard Policy Statement (2009). It means persons who on account of the execution of the project had or would have their: (i) standard of living adversely affected; or (ii) right, title or interest in any house, land (including premises, agricultural and grazing land) or any other fixed or movable asset acquired or possessed, temporarily or permanently; or (iii) business, occupation, work or place of residence or habitat adversely affected. APs may be individuals or legal entities such as a company, a public institution.

Definition of APs is not limited or restricted to their legal registration or permission to live or conduct business in the affected location, or their title to property. Thus it includes: (i) all those affected by the project regardless of their legal rights or absence thereof to the assets being taken; and. (ii) persons without residential permit to live in a certain area.

Severely affected person (SAP) means APs who will (i) lose 10% or more of their total productive land and/or assets; (ii) relocate due to insufficient remaining residential land to rebuild; and/or (iii) lose 10% or more their total income sources due to the Project.

Definition of Resettlement Impacts of Highway Projects in China: (i) Permanent land acquisition: arable or non-arable land within the red lines (i.e., corridor confined by staking), including paddy field, dry land, vegetable plot, fishpond, orchard, woodland and other land. (ii) Temporary land occupation: mainly including land occupied temporarily by sand and stone yards, construction machinery, temporary production and living areas, and temporary access roads for construction during the construction period. (iii) Affected buildings/structures: buildings/structures within the red lines, including residential houses, buildings used by enterprises, stores and schools, etc.. (iv) Affected ground affiliated facilities: facilities attached to acquired land within the red lines, including enclosures, tombs, wells, tanks and ground floors, etc. (v) Affected special facilities (civic infrastructures): demolished or damaged power, communication and water conservancy facilities. (vi) Affected scattered trees：all kinds of scattered trees except trees planted in forestland within the red lines.

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Executive Summary

A. Background The proposed Longrui expressway component includes a 128.96 km expressway, 6.0 km of link roads to 7 interchanges and a 34.44 km Class II road. The expressway starts at the end of the Baoshan-Longling Expressway in Longling County, passes Mangshi (Mangshi City) and ends at Mengmao Township of Ruili City. A new Class II road will continue from the end of the expressway to Nongdao Border Port (China–Myanmar border). The expressway and Class II road traverse 4 state farms and 42 villages/communities of 14 townships/subdistricts in Longling County, Mangshi City and Ruili City.

B. Scope of Land Acquisition and Resettlement Impacts The project will acquire 11,479.2 mu of land, of which 1,346.5 mu (11.7%), 6,809.6 mu (59.3%) and 3,323.1 mu (28.9%) are in Longling County, Mangshi City and Ruili City respectively. In terms of ownership, state and collective land acount for 18.8% and 81.2% respectively. Table ES1: Scope of Land Acquisition Impacts Longling Mangshi Ruili Total Land Type Area Area Area Area % % % % (mu) (mu) (mu) (mu) House plot 20.4 1.5 26.3 0.4 13.7 0.4 60.4 0.5 Farmland Paddy land 408.3 30.3 1,424.6 20.9 371.7 11.2 2,204.6 19.2 Dry land 118.3 8.8 1,389.8 20.4 864.9 26.0 2,373.0. 20.7 Orchard/garden land1 113 8.4 898.9 13.2 910.3 27.4 1,922.2 16.7 Forestland 618.4 45.9 2,447.2 35.9 794.3 23.9 3,859.9 33.6 Water surface/water works 0.6 0.03 32.4 0.5 70.8 2.1 103.8 0.9 Others 67.5 5.0 590.4 8.7 297.4 8.9 955.38.3 Total 1,346.5 100.0 6,809.6 100.0 3,323.1 100.0 11,479.2 100.0 Collective land 1,325.8 98.5 5,706.1 83.8 2,290.1 68.9 9,321.9 81.2 House plot 4.1 23.0 13.1 40.2 Paddy land 408.3 1,399.7 326.4 2,134.4 Dry land 118.3 1,361.3 674.5 2,154.1 Orchard/Garden land 113.0 482.5 313.9 909.4 Forestland 618.4 1,911.9 670.3 3,200.6 Others 63.7 527.7 291.9 883.3 State land 20.8 1.5 1,103.5 16.2 1,033.0 31.1 2,157.3 18.8 House plot 16.3 0.7 17 Paddy land 24.9 45.3 70.2 Dry land 28.5 190.4 218.9 Orchard/Garden land 416.2 596.4 1,012.6 Forestland 535.4 124.0 659.4 Others 4.5 98.5 76.2 179.2 Source: DMS

Totally 45,766.5 m2 of houses/structures will be demolished, including 6,712.6 m2 in Longling (14.7%), 20,629.6 m2 in Mangshi (45.1%) and 18,424.3 m2 in Ruili (40.3%). Table ES-2 gives the details. Overall the land acquisition and resettlement will affect 24,772 rural people from 5,827 households: (i) 23,315 persons of 5,490 households by arable land acquisition, including 8,239 persons of 2,436 households affected by forestland acquisition and 1,909 persons of 452 households affected by acquisition of houses/structures; and (ii) 1,457 persons of 337

1 Treated as dry arable land other than forestland so as to have higher compensation for APs.

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households solely affected by forest land acquisition. Among the 452 households affected by demolition of houses and structures, 164 households with a total building area of 39,360 m2 (86% of total affected area, 240 m2 per household) including both residential houses and other simple structures, will need to be relocated. The remaining 6,406 m2 of structures belong to 288 households (22 m2 per household). These structures are either attached to residential houses or stand alone but do not result in the relocation of the affected households. Table ES-3 presents the details.

Table ES-2: Affected Houses/Structures

N Longling Mangshi Ruili Total Structure Unit o. Qty. % Qty. % Qty. % Qty % 1 Brick-concrete m2 2,355.3 35.1 196.0 0.9 1,865.0 10.1 4,416.3 9.6 2 Brick-tiles m2 2,722.8 40.6 5,586.5 27.1 2,064.4 11.2 10,373.7 22.7 3 Earth-tiles m2 1,520.2 22.6 7,722.4 37.4 638.0 3.5 9,880.6 21.6 4 Wood-tiles m2 963.0 5.2 963.0 2.1 5 Stone-tiles m2 288.0 1.6 288.0 0.6 6 Simple structure m2 990.0 4.8 1,624.1 8.8 2,614.1 5.7 7 Brick-iron tiles m2 103.2 0.5 1,856.0 10.1 1,959.2 4.3 8 brick-asbestos tiles m2 5,613.5 27.2 9,125.8 49.5 14,739.3 32.2 9 Earth wall-asbestos m2 tiles 114.3 1.7 418.0 2.0 532.3 1.2 Total m2 6,712.6 100 20,629.6 100 18,424.3 100 45,766.5 100 Source: DMS.

Table ES-3: Affected Households and Persons

Impact Unit Longling Mangshi Ruili Total Loss Mu 526.6 2,761.0 1,000.9 4,288.5 AHs HH 634 3,428 1,428 5,490 APs person 2,637 15,486 5,192 23,315 HH 292 452 249 993 Loss of arable land Losing over 15% % 46.1% 13.0% 20.0% 18.1% Losing over 15% in HH 16 147 64 227 non-peri-urban % 4.8% 5.0% 7.0% 5.4% villages APs 65 632 278 975 Loss Mu 618.4 1911.8 670.3 3200.5 Loss of forestland AHs HH 261 1,246 739 2,246 APs person 1,040 5,789 2,867 9,696 Loss m2 6,712.6 20,629.6 18,424.3 45,766.5 AHs HH 31 224 197 452 Loss of house/structures APs person 121 941 847 1,909 Relocation HH 16 63 85 164 AH 674 3615 1538 5,827 Total without overlapping AP 2793 16356 5623 24,772 Source: DMS.

C. Policy Framework The resettlement objectives are to avoid involuntary resettlement wherever possible; to minimize involuntary resettlement by exploring project and design alternatives; to enhance, or at least

restore, the livelihoods of all displaced persons in real terms relative to pre-project levels. The resettlement is in line with not only the Chinese laws and regulations, but also with ADB’s policy requirements stated in the Safeguard Policy Statement (2009). Key PRC laws and regulations include: (i) the Land Administrative Law (2004); (ii) the Decision on Reinforcing Reform in Land Administration by the State Council (State Council [2004] No.28); and (iii) Forest Law of the People‘s Republic of China (1998). Meanwhile, Yunnan Province also formulated relevant regulations including: (i) Regulations on Land Administration in Yunnan Province (Implemented on 1 January. 2000); (ii) Methods of Forest Land Administration in Yunnan Province (No.43 File in 1997); (iii) Notice of Yunnan Provincial People’s Government on Issuing Tentative Method for Basic Endowment Insurance of Farmers Affected by Land Acquisition (Yunzhengfa [2008] 226) (18 November. 2008) and iv) Unified Standards for Annual Output Value and Regional Integrated Land Price Compensation in Land Acquisition in Yunnan Province (tentative) (Implemented on 1st Jul. 2009). All these documents have provided essential guidelines for RP preparation and implementation.2 The Project compensation and entitlement policy is designed to cover compensation for lost land and non-land assets, including assistance to restore or enhance livelihoods of all APs. APs will receive compensation at replacement costs for land and non-land assets in cash. Moreover, various assistances will be available to severely affected persons and vulnerable groups. An entitlement matrix is prepared and included in the RP.

D. Resettlement and Rehabilitation With regard to permanent land acquisition, there are seven measures adopted for livelihood restorations: (i) cash compensation for APs to purchase and/or rent arable land and/or forestland use rights in long terms (i.e., replacement land from non-affected households); (ii) investment in agricultural infrastructure and/or adjustment of cropping and animal production structures; (iii) training of APs, especially women, on agricultural techniques and non-farm skills; (iv) provision of endowment insurance subsidy for APs with the per capita arable land of less than 0.3 mu after acquisition; (v) priority for employment on project construction; and (vi) local employment priority to affected labor, especially to women, ethnic minorities, the poor and the disabled. All relocation affected households will build their own new houses on (i) available house plots in their own villages in the non-peri-urban areas, with the assistances of township government and village committees; (ii) on planned residential areas allocated by the government in the case of peri-urban communities/village where the affected villages/communities will be urbanized in the near future. APs will purchase new house plots using the land compensation received for their old plots. Special assistances with be provided to vulnerable groups, including: (i) vulnerable subsides, (ii) free labor assistance for relocation if being affected, and (iii) priority for technical training and employment for project construction. The vulnerable groups in this RP include: (i) Wubao3 households, (ii) households with disabled members, (iii) households headed by women, (iv) households of ethnic minority groups of De’ang, Lisu and Jingpo, and (v) Dibao4 households.

E. Information Disclosure, Participation and Consultations During the preparation of this RP, a number of consultation meetings were organized at

2 There is no new policy since 2009. 3 Households enjoy five guarantees- a community-based relief system: (i) food, (ii) clothing, (iii) housing, (iv) healthcare, and (v) burial arrangement after death. 4 Poor covered by the minimum rural living standard program (net income CNY 1,500/person each year in 2011 among the project county/cities).

prefecture, county, township and village levels. In addition, more than 200 households were targeted and interviewed for sample household socioeconomic survey during PPTA in 2010 and 50 more were surveyed when updating the RP in 2012. A consultation workshop was organized to present the draft version of this RP to various stakeholders from the project prefecture and counties in February and March 2010 that included the ADB project team. During the consultation meetings/workshop and interviews information about the project and resettlement planning activities were provided to various stakeholders. Local governments and the design institute continued their consultation activities during preliminary design, final design and DMS. The opinions and concerns raised by various stakeholders about the planning and implementation of resettlement activities were incorporated in the RP. The draft RP had been distributed in the affected townships, counties and prefectures since May 2010. The first update of the draft RP was redistributed in December 2011. Resettlement information booklets were also distributed to most of the likely affected households in May 2010 and again the updated one in January 2012 as requested by ADB. There was no specific demand from the affected people for the resettlement information to be provided in a specific local language. During RP implementation, local governments will follow the detailed process of the information disclosure and notification procedures as specified in the RP. RP implementation will continue to follow the project's participation approach and a follow up Consultation and Participation Plan (C&P Plan) is included in the RP. F. Grievance Redress

The Project will ensure that APs have clear and accessible mechanisms and procedures to address complaints and grievances about any aspect of land acquisition, compensation and resettlement. The grievance redress mechanisms include: (i) conciliation and resolution of complaints and grievances at village and township levels, as possible; (ii) appeal to county/city coordination office if the grievance is not resolved at township level or if the AP is not satisfied with the township level decision; (iii) appeal to prefecture coordination office if the grievance is not resolved at county level or if the AP is not satisfied with the county level decision; and (iv) APs can address complaints to the Project Resettlement Division of LERC if they are not satisfied with the decisions of the prefecture coordination office.

APs can choose to appeal to the civil division of a people’s court according to the civil court procedure at any time for the redress of their grievances.

G. Implementation Arrangement and Schedule The project resettlement division of the Longrui Expressway Company (LREC) will be responsible for the resettlement planning, consultation, financing, implementation and monitoring the delivery of entitlements in time. The local government is responsible for resettlement implementation and delivery of entitlements, as stipulated in the RP. Prefecture, county and township governments have established their respective coordination offices and taskforces, together with villagers’ committees and groups, to implement this RP. With the assistance of the local government coordination offices, LREC will undertake internal monitoring and reporting to ensure compliance with the provisions of the RP. A training program is included in the RP for building capacities of resettlement personnel at various levels. It is scheduled that land acquisition and housing demolition will be started in July 2012 and most of the resettlement activities will be completed by December 2013. However, rehabilitation of housing and livelihoods may take longer to complete. LREC has agreed to a set of supervision milestones with ADB to ensure timely and effective implementation of the resettlement activities (see Table AES-4).

H. Resettlement Budget and Funding All expenses incurred during land acquisition and resettlement are included in the general budget of the project. The resettlement budget is CNY811.03 million, and it includes: (i) costs for permanent land acquisition of CNY520.14 million (64.13%); (ii) compensation for temporary land occupation of CNY24.60 million (3.03%); (iii) compensation for houses demolition and relocation of CNY40.39 million (4.98%); (iv) compensation for scattered trees of CNY18.33 million (2.26%); (v) compensation for ground facilities of CNY1.97 million (0.24%); (vi) compensation for special facilities of CNY12.35 million (1.52%); (vii) contingency of CNY123.56 million (15.23%); and (viii) other costs of CNY69.67 million (8.59%). Funding of the resettlement budget will include: (i) CNY624.4 million or 77.0% from LREC5; and (ii) CNY186.61 million or 23.0% from Longling, Mangshi and Ruili governments. The government funding will be from the local construction and installation taxes6 of the project that will be paid by the contractors. Using construction and installation taxes to partly fund land acquisition and resettlement for road projects are common in China and it is a government policy in Yunnan Province since 2002. I. Monitoring and Evaluation The internal and external monitoring of RP implementation are agreed to be conducted. Monitoring methodologies and major indicators are specified in the RP. LREC has engaged the Zhongkehongce Consulting Co. as the external monitor for semi-annual monitoring & evaluation of resettlement implementation activities and rehabilitation of living standards, livelihoods and incomes until 2 years after the completion of land acquisition and resettlement. External monitoring and evaluation reports will be forwarded directly to both LREC and ADB and made available to APs. A TOR for external monitoring is attached to the RP.

5 Including: (i) CNY 82.75 million for Longling County; (ii) CNY 536.65 million for Dehong Prefecture; and (iv) CNY 5.0 million for management, internal and external monitoring, etc. 6 It is about 3% of the business volumes of the contractors. It is estimated that this tax will amount to over CNY 210 million.

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Table ES-4: Implementation and Supervision Milestone No. Resettlement Tasks Target Responsible Deadline Agency 1. Consultation and disclosure 1.1 Draft RP circulation and Prefectures and project LREC and county Done by May 2010 endorsement counties. governments 1.2 RIB distribution All likely affected villages County Cos and township Done in May 2010 and and APs governments then before Feb 2012 1.3 DMS, consultations for updating Seriously affected LREC, county and Feb-Jun 2012 RP villages and APs township COs, consultant 2. RP & Budget 2.1 Approval of feasibility study NDRC Done on 31 May 2010 report 2.2 Final design completion LREC & DI 20 Oct 2011 2.3 Updating RP based on detailed LREC & consultant Nov 2011 design 2.4 DMS DI, county & township COs, Feb-May 2012 affected villages and APs 2.5 Finalizing RP based on DMS LREC, consultant Jun 2012 2.6 Review and approval of final RP LREC, ADB 15 Jul 2012 & budget 3. Capacity Building 3.1 Establishment of resettlement LREC, Local governments Done by Dec 2011 offices at various levels 3.2 COs capacity building 100 staff LREC, Consultant Dec 2011-Jun 2012 3.3 Designate village authorities All affected villages County and township COs Dec. 2011 4. Resettlement Implementation 4.1 Commence land acquisition All COs 1 Jul 2012 onwards procedures 4.2 Agreements with villages and All villages and APs County/City COs 1 Jul 2012 onwards APs 4.3 Payment of compensation to County/City COs 15 Jul 2012 onwards APs 4.4 Completion of land acquisition All COs 31 Dec 2014 4.5 Preparation of housing plots for 164 plots County/City COs Jul-Sep 2012 relocation HHs 4.6 House demolition 452 HHs County/City COs Oct 2012 onwards 4.7 Construction of relocation 164 HHs AHs. Local government Sep 2012- 30 Apr 2013 houses (i.e., during dry season) 4.8 Move into new houses 164 HHs APs May 2013 5. Monitoring & Evaluation 5.1 Internal monitoring reports 8 quarterly LREC Attach to Quarterly Reports Progress Reports 5.2 Contracting external monitor LREC Done in May 2012 5.3 Baseline survey 300 HHs External monitor Jul-Aug 2012 (during summer vocation after DMS) 5.4 External monitoring report 4 semi-annual report External monitor 4 weeks after each half followed by 2 annual year, starting from Jul evaluation reports 2012 5.5 Resettlement completion report 1 report LREC 31 Mar 2015 6. Civil Works 6.1 Commencement of civil works LREC and Contractors 20 Dec 2012 6.2 Demolition of structures Contractors Sep 2012 onwards

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1. Introduction

1.1. Project Description

The proposed Longrui Highway component includes a 128.96 km of expressway, 6.0 km of link roads to 7 interchanges and a 34.44 km of Class II road linking the expressway to Nongdao Border Land Port. The expressway starts at the end of the Baoshan-Longling Expressway in Longling County, passes Mangshi Town (Mangshi City) and ends at the outskirts of Ruili City, a key border port with Myanmar. A new Class II road will continue from the end of the expressway to Nongdao Border Port (China–Myanmar border). The expressway and Class II road traverse 3 state farms, 42 villages of 14 townships in Longling County, Mangshi City and Ruili City. Figure 1-1 presents the schematic map of the Longrui Expressway and the aligned counties, townships and villages. The key technical Indicators and quantities of proposed expressway and Nongdao link road are given in Table 1-1: Table 1-1: Key Technical Standards and Quantities of Project

Indicator Unit K0+000-K125+540 K0+000-K34+812.13 Note Class Expressway Class II Design speed km/h 80 60 Sub grade width m 24.50 12.0 Carriageway width m 4×3.75 2×4.50

Min. radius of Hor. curve m 479.718 710

Max. vertical slope % 4 3 Load grade of bridge & culvert Highway I Highway II Route length km 129.96 34.44 Tunnel m/no. 24875/15 / Extra-large bridge m/no. 6333/6 / Excluding interchanges, Large bridge m/no. 54956/230 1466/5 Excluding interchanges, Medium bridge m/no. 4043/72 1442/25 Small bridge m/no. 186/13 76/3 Culvert no. 214 69 Interchange no. 7 / Service area no. 3 / Parking area no. 3 1 Over-pass bridge no. 5 / Toll gate no. 7 / Source: Final design (Oct. 2011).

1.2. This Resettlememnt Plan

This Resettlement Plan (RP) is prepared according to the Laws and Regulations of PRC and Yunnan Province, as well as the safeguard requirements of the ADB on involuntary resettlement set out in Safeguard Policy Statement, 2009. The purpose of this document is for the

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Resettlement and Rehabilitation of the Project Affected Persons (APs) to ensure that they will benefit from the project and their standards of living will improve or at least be restored after the project impact. Under the direction of Yunnan Provincial People’s Government, Yunnan Provincial Department of Transportation (YPDOT) will cooperate with local governments in the Project Area to ensure the RP is implemented and adequately financed. Figure 1-1 shows Dehong Prefecture and Figure 1-2 shows the Longrui Expressway and the ethnic minority villages along the alignment.

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Figure 1-1: Longrui Expressway and the Aligned Counties, Townships and Villages

Class II Highway

(not all shown)

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Figure 1-2: Propose Longrui Expressway Alignment and Ethnic Minority Villages

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2. Resettlement Impact of the Project

2.1. Measures to Reduce Resettlement Impact

In order to ensure that people are not disadvantaged in the process of development, efforts have been made by the executing agency (EA) and implementing agency (IA) to avoid or minimize resettlement effects. If impacts are unavoidable, the EA and IA, cooperating with local governments and through compensation and rehabilitation, will help to restore the quality of life and livelihoods of those affected. There will also be opportunities to improve the quality of life, particularly for vulnerable groups. Based on this, the following measures have been made or will be made during the design and construction period in order to minimize resettlement impacts. 2.1.1. Design Period Measures

The alignment does not traverse cities, towns and populous areas directly. As for sensitive sites, such as schools, hospitals, scenic spots, as well as natural reserves, the road alignment basically avoided them. Efforts were made, as much as possible, to occupy land with lower economic values, such as wasteland, shrub land and old roads. In order to avoid farmland or houses, the expressway basically aligns at mountain slopes with 60% of the expressway sections being tunnels or bridges. There are three valley basins along the expressway from north to south, namely Mangshi, Zhefang and Ruili Basins (see the attached alignment scheme on contour map in Annex 1). The expressway avoided Mangshi and Ruili Basins, crossed the Zhefang Basin by a 3-km trestle. As a result of aligning at higher elevation with 60% of the section being tunnels and bridges, occupation of farmland has been minimized7, but the length of the expressway increased by 3.47 km after the final design. In consideration of the inconvenience brought by the project and by project construction. Measures such as building overpass or underground passageway for those residential concentrated areas are designed. When passing through a township, parallel local roads will be provided on both sides of the expressway. All overpasses and underground passes will be designed to accommodate farm vehicles and animals. The design institute had further made 58 minor changes during and after DMS for avoiding the interruptions of local roads, irrigation and drinking water supply systems, etc.

2.1.2. Construction Period Measures

Longer-term (more than 2 years) construction sites that acquire land temporarily should utilize wasteland as far as possible. Affected irrigation canals will be restored in order to ensure that the normal farming activities is not adversely affected. Land acquisition and house removal will be at the slack farming season so as to minimize losses from cropping and to enable available labors for house demolition.

2.1.3. Resettlement Planning & Implementation

When land acquisition and house demolition are inevitable, according to policies and regulations of the PRC, Yunnan Province, and the Safeguard Policy Statement (2009) of the ADB, the project implementing agency and local governments will ensure adequate compensation and

7 The acquisition of arable land had been reduced to 4517mu (this final RP) from the estimate of 5143 mu at feasibility and PPTA stage (draft RP, Oct 2010).

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rehabilitation based on proper planning and implementation as given in this resettlement plan (RP). The policy framework, entitlements, compensation standards, rehabilitation measures and institutional arrangements are set out in the RP. The preparation, updating and finalizing of this RP are based on: (i) collecting and analyzing basic socioeconomic information, (ii) detailed measurement surveys; (iii) iterative consultations of affected persons (APs) and their communities and local authorities, and (iv) policy requirements of ADB, PRC and Yunnan Province.

2.2. Scope of Land Acquisition and Resettlement Impacts

This section presents the general impacts based on detailed measurements survey (DMS) carried out during February-May 2012, village investigations and sample household surveys.

2.2.1. Permanent Land Acquisition

The overall scope of permanent land acquisition impact is presented in Table 2-1; while Annex 2 gives the DMS results for each sub-village (or village group) and the non-rural entity/agency. The project will acquire 11,479.2 mu of land, of which 1,346.5 mu (11.7%), 6,809.6 mu (59.3%) and 3,323.1 mu (28.9%) are from Longling County, Mangshi City and Ruili City respectively. In terms of ownership, state and rural land acount for 18.8% and 81.2% respectively, details by ownership are also given in Annex 2. In terms of land type, there include: (i) 60.4 mu of house plots (0.5%), (ii) 4,578.9 mu of arable land (39.9%) including paddy and dry land, (iii) 1,922.2 mu of garden land8 (20.7%),9 (iv) 3,839.9 mu of forestland (33.6%), and (v) 955.3 mu of other land (8.3%). The scope of permanent land acquisition is given in Table 2-1.

2.2.2. Temporary Land Occupation

Temporary land use during construction include land for borrow pits, spoil areas, service roads, precast fields and mixing plants, etc. All land occupied temporarily by the project will be about 3,440.7 mu, including 710.1 mu in Longling (20.6%); 2,014.8 mu in Mangshi (58.6%) and 715.8 mu in Ruili (20.8%). In terms of land type, there will be 803.4 mu of arable land (23.4%), 2,398.8 mu of forestland (69.7%), and 238.5 mu of wasteland (6.9%). Summary of temporary land occupation is shown in Table 2-2. 2.2.3. Affected Houses/Structures

Totally 45,766.5 m2 of houses/structures will be demolished, including 6,712.6 m2 in Longling (14.7%), 20,629.6 m2 in Mangshi (45.1%) and 18,424.3 m2 in Ruili (40.3%). Table 2-3 gives the details, while impacts in each village are given in Annex 3. There are 164 households, with a total building area of 39,360m2 (86% of total affected area, 240 m2 per household,) including both residential houses and other simple structures, will need to be relocated. The remaining 6,406 m2 of structures belong to 288 households (22 m2 per household) and it will not involve relocation of the affected households. These are scattered sheds which can be rebuilt without the need for relocating the household.

8 Orchards and tea plantations. 9 Treated as dry land in this RP.

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Table 2-1: Scope of Permanent Land Acquisition Impact Longling Mangshi Ruili Total Land Type Area Area Area Area % % % % (mu) (mu) (mu) (mu) House plot 20.4 1.5 26.3 0.4 13.7 0.4 60.4 0.5 Farmland Paddy land 408.3 30.3 1,424.6 20.9 371.7 11.2 2,204.6 19.2 Dry land 118.3 8.8 1,389.8 20.4 864.9 26.0 2,373.0. 20.7 Orchard/garden land 113 8.4 898.9 13.2 910.3 27.4 1,922.2 16.7 Forestland 618.4 45.9 2,447.2 35.9 794.3 23.9 3,859.9 33.6 Water surface/water works 0.6 0.03 32.4 0.5 70.8 2.1 103.8 0.9 Others 67.5 5.0 590.4 8.7 297.4 8.9 955.38.3 Total 1,346.5 100.0 6,809.6 100.0 3,323.1 100.0 11,479.2 100.0 Collective land 1,325.8 98.5 5,706.1 83.8 2,290.1 68.9 9,321.9 81.2 House plot 4.1 23.0 13.1 40.2 Paddy land 408.3 1,399.7 326.4 2,134.4 Dry land 118.3 1,361.3 674.5 2,154.1 Orchard/Garden land 113.0 482.5 313.9 909.4 Forestland 618.4 1,911.9 670.3 3,200.6 Others 63.7 527.7 291.9 883.3 State land 20.8 1.5 1,103.5 16.2 1,033.0 31.1 2,157.3 18.8 House plot 16.3 0.7 17 Paddy land 24.9 45.3 70.2 Dry land 28.5 190.4 218.9 Orchard/Garden land 416.2 596.4 1,012.6 Forestland 535.4 124.0 659.4 Others 4.5 98.5 76.2 179.2 Source: DMS (2012).

Table 2-2: Scope of Temporary Land Occupation Impact Longling Mangshi Ruili No. Land type Unit Total % Qty. % Qty. % Qty. % 1 Arable land mu 61.8 7.7 532.6 66.3 209.0 26.0 803.4 23.4 2 Forest land mu 548.3 22.9 1370.9 57.2 479.7 20.0 2398.8 69.7 3 Waste land mu 100.0 41.9 111.3 46.7 27.2 11.4 238.5 6.9 4 Total mu 710.1 20.6 2014.8 58.6 715.8 20.8 3440.7 100.0 Source: Estimation based on final design and will be monitored during the implementation stage. Table 2-3: Summary of House/Structure Demolition Impact

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2.2.4. Affected Ground Facilities

The affected ground facilities include enclosures, tombs, irrigation facilities (such as wells, tanks) and paved ground. Summary of affected ground affiliated facilities is given in Table 2-4. Table 2-4: Affected Ground Affiliated Facilities No. Ground facilities Unit Longling Mangshi Ruili Total 1 Enclosure walls m 181.4 1,105.9 2,267.4 3,554.7 2 Steel gate no. 8 14 0 22 3 Tomb no. 47 170 69 286 4 Well no. 0 1 1 2 5 Water tank m2 0 232.3 130.7 363 6 Cement ground m2 120 1,139 115 1,374 7 Toilet m2 45.2 45.2 8 Pigpen m2 36.0 75.0 111.0 Source: DMS. 2.2.5. Affected Special Facilities

The special facilities affected include power lines, telecom lines and little water pipes. Summary of affected special facilities is shown in Table 2-5. Table 2-5: Affected Special Facilities No. Special facilities Unit Longling Mangshi Ruili Total 1 Illumination line m 2954 1640 4594 2 Power line m 6968 1664 2150 10782 3 High voltage line m 11976 11949 7303 31228 3.1 of which 10KV m 11976 11949 3624 27549 3.2 35KV m 2306 2306 3.3 110KV m 1373 1373 4 Transformer no. 1 2 3 5 Optical cable m 935 11970 7982 20887 6 Water pipe m 304 304 7 Steel pipe φ=50cm m 244 244 Source: DMS. 2.2.6. Scattered Tress Affected

A large number of scattered fruit and timber trees will be affected by the project’s land acquisition (Table 2-6) and details are given in Annex 10 (for both affected quantities, compensation rates and budget). Table 2-6: Scattered Trees Affected No. Type Size/age Unit Longling Mangshi Ruili 1 Timber10 Many No. 3690316* 39461 33571 2 Fruits11 Many No. 1485 52837 29206 3 Bamboos No. 45 37254 18034 4 Nuts12 Many No. 5749 46522 29445 5 Rubber tree Many No. 19612 19612 Source: DMS. *: Seedlings from nurseries included.

10 There include pines, firs, willows, toona and many others. 11 There include pear, banana, cheery, papaya, orange, persimmon, jack fruit, loquat, pemelo, mango, lychee, longan, and etc. 12 There are walnut, chestnut, aniseed, prickly ash, coffee, etc.

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2.3. Impact Analysis

The resettlement of the project will affect 42 villages/communities in 14 townships/subdistricts of the 3 project county/cities13. The affected villages are listed in Annex 2 and Table 3-3. In addition, the land acquisition will also affect 4 state farms14 and a number of government/business entities/agencies, details are also given in Annex 2.

2.3.1. Land Acquisition Impact on Affected Villages

The total arable land area is 310,491 mu in all affected villages, and it averages at 2.05 mu per rural capita. The area of permanent arable land acquisition from these villages is 4,288.5 mu, accounting for 1.4% of total arable land available in the affected villages. The per capita arable land area will be reduced to 2.02 mu after acquisition. General impact of arable land loss on affected villages is given in the table below. As shown, the losses for all affected villages are 6.0%, 1.6% and 0.8% in Longling, Mangshi and Ruili respectively. Given that about 50% of the sub-villages15 within the 42 affected villages will be affected, the land loss for affected natural villages will still be less than 3.0% on average. Therefore, the impacts of permanent arable land acquisition on both villages and natural villages are minor, except in the case of the peri-urban villages/communities where arable land resources are rather limited (e.g., 0.28 mu per capita in Baita Community in Longling, this community will lose about 70% of its limited arable land, but the absolute loss per capita is rather small). Similarly, the impact on forestland loss on affected villages and natural villages are also very minor because this area has abundant forest resources (3.3 mu per capita) especially in Longling (11.3 mu/person). Table 2-7: Arable and Forest Land Acquisition Impacts on Affected Villages Item Unit Longling Mangshi Ruili Total Before Arable land mu 8,800 170,214 131,477 310,491 project Forestland mu 118,476 235,910 146,260 500,646 Rural population person 10,491 85,239 55,484 151,214 per capita arable land mu 0.84 2.00 2.37 2.05 Per capita forestland mu 11.29 2.77 2.64 3.31 After Arable land loss mu 526.6 2761.0 1000.9 4,288.5 project Arable land loss % 6.0% 1.6% 0.8% 1.4% per capita arable land mu 0.79 1.96 2.35 2.02 forestland loss mu 618.4 1911.9 670.3 3,200.5 forestland loss % 0.5% 0.8% 0.5% 0.6% per capita forestland mu 11.23 2.75 2.62 3.29 Source: DMS and Table 3-3 that is based on the Yunnan Provincial Government’s digital villages (www.ynszxc.gov.cn) and socioeconomic surveys during DMS.

13 184 sub-villages/community groups. 14 One farm, the Huaqiao Farm, was renamed as Xingqiao (Urban) Community and became part of Fengping Township in 2008 in an effort to get rid of administratively independent state farms that used to be administrated by the Provincial State Farm Administration Bureau. The remaining farms will follow this approach very soon. 15 An administrative village (village) consists of a number of natural villages (sub-village) or communities. A natural village is an independent collective for managing land-related issues.

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2.3.2. Affected Rural Households and Persons

2.3.2.1 Affected Rural Households and Persons Table 2-7 presents the affected rural households (AHs) and affected persons (APs) by land acquisition and resettlement; while Annex 4 gives the details of AHs and APs in each affected village. Annex 4 also details the affected ethnic minority population and proportion of HHs who will lose over 15% of their arable land. Permanent arable land acquisition will affect 5,192 rural households with 23,315 persons from 40 villages.16 Regarding impact on individual HHs, about 18.1% of them will lose more than 15% of their arable land. This high portion is largely due to the large number of households from 5 peri-urban communities/villages who will lose most of their arable land: (i) In Longling, the affected households will lose over 15% of their arable land will be reduced to only 4.8% from 46.1% by excluding 2 pre-urban communities of Baita and Yunshan.17 (ii) In Mangshi, it will be reduced to only 5.0% from 13.0% by excluding the peri-urban villages of Fengping and Lahuai.18 (iii) Ruili, it will be reduced to 7.0% from 20.0% by excluding the peri-urban village of Jiele.19 As presented in Annex 4, the absolute per capita loss of arable land from these peri-urban villages, however, is rather small as the land resources are already very limited (e.g., 0.2 mu per capita in Baita Community in Longling County). In this RP, households who lose over 10% of income are counted as affected households. As discussed in the following chapter and listed in Table 3-5, agricultural income (i.e., farmland management related income) accounts for 65% of HH income for non-peri-urban villages. Therefore, only the loss of over 15% of arable land will result in the loss of household income by more than 10% for the non-peri-urban villages. There are only 975 APs of 227 HHs who will be severely affected, excluding the above-mentioned peri-urban communities/villages because those villages earn more than 80% of their income from non-farm activities. For peri-urban villages, income from agriculture is less than 5% and losses of arable land will basically not affect their income levels. In fact, as presented in Table-3-3 in the following chapter, the peri-urban villages are officially recognized as well-off (higher income level) although the per capita arable land is rather limited. In fact, the two villages with the highest incomes do not have any arable land due the expansion of urban Mangshi (see Table 3-3). There are 164 households, with a total building area of 39,360 m2 (86% of total affected area, 240 m2 per household,) including both residential houses and other simple structures, will need to be relocated. The remaining 6,406 m2 of structures belong to 288 households (22 m2 per household) that will not require relocation.

Overall the land acquisition and resettlement will affect 24,772 rural people from 5,827 households: (i) 23,315 persons of 5,490 households by arable land acquisition, including 8,239 persons of 2,436 households affected by forestland acquisition and 1,909 persons of 164 households affected by acquisition of houses/structures; and (ii) 1,457 persons of 337

16 There is no arable land in the two communities of the Menghuan Subdistrict in Mangshi City. 17 Both are close to urban Longling and will soon be urbanized, for Baita and Yunshan, 100% and 71% of AHs will lose more than 15% of their arable land respectively. 18 Fengping is close to Mangshi Airport and Lahuai is close to urban Mangshi, 66% and 59% of AHs will lose more than 15% of their arable land in the two villages respectively. 19 It is close to the urban center of Ruili City, and 65% of AHs will lose more than 15% of their arable land.

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households solely are affected by forest land acquisition. 2.3.2.2 Affected Vulnerable Groups For this project, the vulnerable groups include HHs (i) of Wubao20, (ii) with disabled members, (iii) lesser population ethnic minority (EM) 21 (iv) headed by women, and (v) of rural Dibao22. The above vulnerable groups identified are about 460 households with 1,980 persons, including (i) 679 or 34.3% of all affected persons of EM De’ang, Lisu and Jingpo; (ii) 790 or 39.9% of Debao covered people of Dai and Han; and (ii) 511 or 25.8% of others of the Dai and Han.

Table 2-8: Affected Households and Persons

Impact Unit Longling Mangshi Ruili Total Loss Mu 526.6 2,761.0 1,000.9 4,288.5 Ahs HH 634 3,428 1,428 5,490 APs person 2,637 15,486 5,192 23,315 HH 292 452 249 993 Loss of arable land Losing over 15% % 46.1% 13.0% 20.0% 18.1% Losing over 15% in HH 16 147 64 227 non-peri-urban % 4.8% 5.0% 7.0% 5.4% villages APs 65 632 278 975 Loss Mu 618.4 1911.8 670.3 3200.5 Loss of forestland Ahs HH 261 1,246 739 2,246 APs person 1,040 5,789 2,867 9,696 Loss m2 6,712.6 20,629.6 18,424.3 45,766.5 Ahs HH 31 224 197 452 Loss of house/structures APs person 121 941 847 1,909 Relocation HH 16 63 85 164 AH 674 3615 1538 5,827 Total without overlapping AP 2793 16356 5623 24,772 Source: DMS.

2.3.2.3 Affected Ethnic Minorities Ruili and Mangshi are EM counties from Dehong Dai & Jingpo Autonomous Prefecture and non-EM Longling23 is from Baoshan Municipality. There are thirty ethnic minority groups living in Dehong Prefecture, mainly including Dai, Jingpo, A’chang, Lisu, and De’ang. Dehong Prefecture is the major concentration area of EM Jingpo, De’ang and A’chang in China, whereas the Dai, the majority here, are also prevalent in other prefectures in Southern Yunnan. About 86.2% of the populations are EM in affected villages in Dehong Prefecture, mostly Dai, and 4% are EM in affected village in Longling County. Actual EM APs by county are given in Annex 4. The Dai people generally have higher incomes than other groups, including the Han. The De'ang and A'chang groups are designated as "lesser population" EM groups in the project area, as well as in China. However, affected Jingpo, De’ang and Lisu households are treated as vulnerable in this

20 Households enjoy five guarantees- a community-based relief system: i) food, ii) clothing; iii) housing; iv) healthcare; and v) burial arrangement after death. 21 In national context, lesser population EMs refer to those with a total population of less than 200,000 since 2008. The De’ang and A’chang are nationally recognized lesser population EMs who will get intensified development support from central government. In this RP, EMs other than Dai (i.e., Jingpo, Lisu and De’ang) are put into this category. 22 Poor covered by the minimum rural living standard program (net income CNY 1,500/person each year). 23 EM population account for less than 10% if it is a non-EM concentrated county.

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RP;24 justifications for this treatment are explained in the following section. Based on DMS data, 21,330 or 86.1% of the affected people are EM people. Among the 21,330 EM people, there are: (i) 93 people or 0.43% are Lisu exclusively from Longling; (ii) 123 people or 0.58% are De’ang from Mangshi; (iii) 348 people or 1.63% are Jingpo from Mangshi and Ruili, and (iv) The remaining majority of 20,423 people or 97.4% are Dai from Mangshi and Ruili. There is no impact on A'chang because this group is far away from the expressway alignment. 2.3.3. Impact on State Farms

The project will acquire 1,303.7 mu of land (11.4% of total land acquisition) from 4 state farms in Mangshi and Ruili cities. However, as indicated in the table below, impacts on these farms are minor as overall land loss will not exceed 0.5%. Table 2-9: Land Loss Impacts on State Farms City Farm Sub-farm Arable land Forestland Other land loss Total land loss loss loss mu % Area % mu mu % Mangshi 1. Huaqiao No.1 0.08 0% 0.05 0 1.51 1.64 0% (Xingqiao Community) No.2 21.28 0.5% 12.78 0.4% 11.08 45.14 0.5% 2. Zhefang Hula 17.04 0.3% 28.54 0.6% 137.03 182.61 1.9% Gazhong 2.15 0.0% 84.62 1.7% 284.17 370.94 3.7% Ruili 3. Ruili Kanlan 4.73 0% 40.83 0.1% 120.49 166.05 0.6% Mengmao 2.27 0% 3.93 0.1% 73.6 79.8 0.3% Nongdao 27.23 0% 9.47 0.1% 73.75 110.45 0.3% 4. Wanding 81.41 0.1% 37.85 0.1% 227.84 347.1 0.2% Total 156.19 0.1% 218.07 0.1% 929.47 1303.73 0.5% Source: DMS

2.3.4. Impact on Government Agencies and Business Entity

The project will acquire 748.7 mu of state owned land (6.5% of total land acquisition) used and/or managed by 1 business entity and 15 government agencies and institutes. Land acquisition will not affect the functioning and operation of the entity and agencies/institutes. As given in Table 2-10, over 60% of the land acquisition will be farmland and forestland managed by the Mangshi City Forestry Bureau; even then, the loss is negligible. Luckily, the land under the Pufeng Real Estate Co. has not started house construction yet.25 Table 2-10: Impacts of State Land Acquisition

City/ Entity/agency Unit Arable land Forest land House Roads Water Others Total % county plot surface Longling 1. Pufeng Real Estate Co. mu 0 0 16.31 0 0 0 16.31 2.2% 2. Transport Bureau mu 0 0 0 1.16 0 0 1.16 0.2% 3. Water Resource Bureau mu 0 0 0 0 3.29 0 3.29 0.4% Mangshi 4. Transport Bureau mu 0 0 0 11.59 0 0.48 12.07 1.6% 5. Forestry Bureau mu 10.75 409.11 2.21 3.66 0 24.85 450.58 60.2% 6. Water Resource Bureau mu 2.09 0.26 0 0.09 35.94 2.17 40.55 5.4% Ruili 7. Housing department of mu 20.39 2.04 0.17 0.32 2.47 0.95 26.34 3.5% Chengdu Military District 8. Dehong Forestry Institute mu 0 2.05 0.09 0.96 0 39.24 42.34 5.7% 9. Nongdao Township mu 5.37 0 0 0 6.06 0 11.43 1.5% (enterprise station)

24 Eligible for special assistances in during RP implementation. 25 Land originally belonged to Baita Community, but was acquired by government for development of house estate.

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10. Nongdao Township mu 75 0 0 0 0 0 75 10.0% (water station) 11. Public Security Bureau mu 15.18 0 0 0 0 0.55 15.73 2.1% 12. Transport Bureau mu 0 0 0 6.1 0 0.55 6.65 0.9% 13. Water Resource Bureau mu 0 0 0 0 0.61 0 0.61 0.1% 14. Wanding Transport Bureau mu 0 0 0 2.96 0 0 2.96 0.4% 15. Wanding Forestry Bureau mu 10.1 15.66 0.11 1.26 1.78 1.69 30.6 4.1% 16. Dehong Agricultural Institute mu 0 0 0.1 0 0 12.93 13.03 1.7% Total Area mu 138.88 429.12 18.99 28.1 50.15 83.41 748.65 100% Proportion % 18.6% 57.3% 2.5% 3.8% 6.7% 11.1% 100%

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3. Social and Economic Profiles

3.1. Affected Counties

Table 3-1 presents the basic socioeconomic data of the resettlement affected counties of Longling, Mangshi and Ruili. As indicated in the table, the per capita GDP and rural income of the project counties are close to the provincial averages but far below the national averages. The following sections further brief the profiles of the three counties.

3.1.1. Longling County

Longling is a national poverty-stricken county with a total area of 2,884 km2, of which 98% are mountains. Longling County has 12 townships with 121 villages. The total population was 278,000 by the end of 2010. The resettlement of the project will affect 5 villages from 2 townships. With complicated terrains and a diversified climate, Longling is known as the “Rain Belt in Western Yunnan” for its abundant rainfall. Longling boasts of extremely abundant reserves of minerals, water and tourism resources and has a forest area of 1.998 million mu and forest coverage of 54.6%. Proven mineral resources in Longling include lead, zinc, cadmium, silver, tin, quartzite, kaolin and diatomite, with lead, zinc, silicon and lignite being of relatively high values of exploitation. Longling has a total reserve of water energy of 545,900kw, 298,100kw of which is exploitable. The major tourism attractions include the Songshan Anti-Japanese War Site, the Banglazhang Hot Spring that integrates the functions of therapy, scientific research and sightseeing. In 2010, Longling achieved a total GDP of CNY2.75 billion and its GDP per capita and net rural income per capita were CNY9,978 and CNY3,376 respectively. Table 3-1: Basic Socioeconomic Data of Affected Counties (2010) Indicator Unit Longling Mangshi Ruili Yunnan China ‘000 1.Total population 278 391 181 46,010 1,339,720 Person 1.1 Agricultural population % 91.7 78.8 63.5 83.4 n.a. 1.2 Female % 47.1 48.6 48.1 48.1 48.7 2. GDP CNY billion 2.750 4.43 2.87 722.4 39,798.3 2.1 Primary industry % 33.7 24.8 20.0 15.4 10.2 2.2 Secondary industry % 38.1 31.2 20.4 44.6 46.9 2.3 Tertiary industry % 28.2 44.0 59.7 40.0 43.0 3. Per capita GDP CNY 9,978 11,458 16,375 15,752 29,762 4. Rural per capita grain output Kg 396.1 503.7 425.9 332.7 400 5. Rural per capita fruits & melon outputs kg 9.9 22.1 107.4 86.5 n.a. 6. Per capita rural income CNY 3,376 3,603 4,218 3,952 5,919 Source: China and Yunnan Statistical Yearbooks 2011

3.1.2. Mangshi City

Mangshi City has a total area of 2,987 km2, and it has 15 townships with 80 villages. The prefecture capital of Mangshi Town, also serves as the county seat, is a hub of transportation of the prefecture and a cargo distribution center for China-Myanmar cross-border trade. In 2010, Mangshi's population totaled to 391,000.

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Mangshi is abundant in mineral resources including lead, zinc, gold, silver, copper, tin and marble. Mangshi also have rich tourism attractions including the Bodhi Temple, Shubaota (pagoda wrapped by trees), Sanxian Cave, Xianfo Cave, Fengping Stupa, and others. In 2010 Mangshi achieved a total GDP of CNY4.42 billion, and its GDP per capita and rural net income per capita reached CNY11,458 and CNY3,603 respectively.

3.1.3. Ruili City

Ruili City (county level) has 9 townships, 4 districts and 2 state farms with a total area of 1,020 km2. Its total population reached 181,000 by the end of 2010, 61% of which are minority ethnic groups such as Dai, Jingpo, and De’ang and so on. The main mineral resources in Ruili include coal, iron, lead, zinc, beryl and monozyte and construction materials such as limestone and pot clay were also observed. Ruili has abundant reserves of geothermal and biotic resources. Ruili Plain, a flat plain with fertile farmlands and great irrigation convenience, is a major granary of Yunnan Province. Ruili teems with rubber, sugar cane, amomum fruit, pepper, tsaoko, pineapple, tobacco, tung oil, tea, peanuts, grapefruit, mango, jack fruit and other cash crops. In 2010 Ruili achieved a GDP of CNY2.87 billion, and its GDP per capita and rural net income per capita respectively amounted to CNY16,375 and CNY4,218.

3.2. Affected Townships

The project affects 14 townships/subdistricts of the 3 counties. The basic conditions of these townships are presented in Table 3-2 below. The table highlights: (i) rural per capita arable and ranges from the least 0 mu of a peri-city subdistrict to the most of 5.4 mu of a mountain township; and (ii) the gap of rural per capita net income is big and it ranges from CNY3,195 to CNY5,864. Table 3-2: Basic Socioeconomic Data of Affected Townships (2010) Land Arable Per capita Per capita Note Township Rural Rural County area land arable land rural net /Subdistrict HHs Popu. (km2) (mu) (mu) income (CNY) Longxin 326.00 7,148 29,998 33,521 1.22 3,781 Longling Mostly Longshan 317.54 7,874 33,255 31,819 0.97 5,510 non-farm income Mangshi 364.20 8,535 38,976 52,175 1.33 4,354 Fengping 381.00 12,630 6,2955 117,278 1.9 3,196 100% Menghuan 23.15 242 1,334 0 0 5,680 non-farm Subdistrict Mangshi income Jiangdong 238.00 6,798 30,555 28,053 0.92 3,465 Santaishan 82.57 1691 6,895 39,350 5.7 3,175 Zhefang 422.00 9,464 43,919 126,690 2.9 3,592 Wanding 103.00 1,541 6,538 13,375 2.0 3,736 Mengmao 235.75 7,007 28,739 34906 1.21 4,681 Mengxiu 265.52 2661 10992 57,752 5.25 3,752 Ruili Jiexiang 60.00 3,704 15818 41,830 2.6 3,861 Huyu 204.00 1,671 7071 28,688 4.1 3,843 Mostly Nongdao 99.00 2,963 12,009 29,604 2.5 5,846 non-farm income Source: Yunnan digital villages (www. ynszxc.gov.cn) and key informants interviews during DMS.

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3.3. Affected Villages

The social and economic data of the 42 affected villages/communities26 are presented in Table 3-3. The socioeconomic situation of the affected villages, in terms of per capita arable land area and rural per capita income are similar to their respective townships shown in Table 3-2. It has to be noted that, peri-urban villages/communities (i.e., with higher income) are among the wealthy ones although they have rather limited land resources. Table 3-3: Social and Economic Profile of Affected Villages (2011) County Township Village/ Land Popu. Rural Agri. Arable land Forestland Per community area HHs Popu. (mu) (mu) capita 2 (km ) Total Per Total Per income capita capita (CNY) Longling Longxin Huangcaoba 48.3 4257 954 4184 4135 0.99 48405 11.57 3022 Longshan Baijiazhai 19.1 1224 279 1205 1180 0.98 23807 19.76 3403 Nanchang 20.51 2472 462 1979 1318 0.67 18000 9.10 5511 community Baita com. 13.8 4301 457 1494 420 0.28 15639 10.47 5500 Yunshan com 13.66 7769 596 1629 1747 1.07 12625 7.75 5818 Subtotal 115.37 20023 2748 10491 8800 0.84 118476 11.29 Mangshi Dawan 34.1 5867 1234 5840 7822 1.34 24356 4.17 3123 Mangshi Lahuai 31.67 6107 1275 6107 6990 1.14 18867 3.09 4795 Manghe 10.74 6798 1537 5560 4976 0.89 58 0.01 3791 Xiangguntang 20.46 1372 315 1372 1935 1.41 21222 15.47 3790 Yunmao 20.28 3118 736 3118 2863 0.92 21688 6.96 3802 Menghuan Chengxi 1.27 597 110 489 0 0.00 573 1.17 7219 Subdistrict Dongbeili 2.28 1306 225 1177 0 0.00 457 0.39 7710 Fengping Fengping 21.91 7241 1445 7230 10747 1.49 22112 3.06 4347 Mangsai 12.01 7509 1573 7765 12146 1.56 5962 0.77 3900 Mangbie 20.53 6121 1261 6119 11830 1.93 19021 3.11 3023 Padi 29.06 5369 1194 5339 13114 2.46 34022 6.37 3059 Santaishan Chudonggua 3.94 1858 434 1847 7401 4.01 1485 0.80 3583 Bangwai 23.13 1586 383 1561 6804 4.36 1150 0.74 3792 Yunqian 3.94 961 250 953 5451 5.72 375 0.39 3984 Jiangdong Xianrendong 12.02 5930 1257 5880 6294 1.07 2476 0.42 3531 Zhefang Humen 12.39 6385 1301 6309 19076 3.02 26655 4.22 4386 Hunong 16.41 7741 1620 7701 20112 2.61 12413 1.61 4378 Zhemao 9.24 4244 891 4244 13777 3.25 3851 0.91 4269 Hula 9.34 4734 1013 4730 11226 2.37 12532 2.65 4253 Gazhong 5.26 1898 439 1898 7650 4.03 6635 3.50 4014 Sub-total 299.98 86742 18493 85239 170214 2.00 235910 2.77 Ruili Wanding Mangbang 5.78 2235 511 2195 4679 2.13 3626 1.65 4155 Hunban 6.59 3128 750 2977 4993 1.68 3655 1.23 4388 Xinhe 1.6 738 202 586 1126 1.92 1077 1.84 5276 Mengmao Mangling 17.15 2557 647 2501 5142 2.06 19646 7.86 4298 Jiele 13.91 6874 1708 6874 2501 0.36 9971 1.45 5166 Mengmao 7.56 3259 793 3259 6381 1.96 2756 0.85 5197 Jiegang 3.04 1706 499 1706 1401 0.82 1569 0.92 5968 Jiedong 12.19 7919 1706 7533 14836 1.97 2682 0.36 5238 Mengxiu Mengxiu 58.44 2489 601 2353 9930 4.22 19804 8.42 4382 Nanjingli 50.75 1658 439 1548 11937 7.71 15370 9.93 4508 Jiexiang Shunha 11.59 4242 981 4226 11834 2.80 2981 0.71 4378 Nuanbo 8.68 3107 724 3079 7599 2.47 1487 0.48 4157 Eluo 14.57 4082 952 4074 12293 3.02 3059 0.75 4078 Huyu Huyu 92.82 2783 708 2783 11462 4.12 33590 12.07 3895 Nongxian 44.08 1673 428 1673 7497 4.48 19288 11.53 4310 Nongdao Dengxiu 6.5 3864 927 3850 8675 2.25 1202 0.31 4540 Leiyun 8.08 4279 1036 4267 9191 2.15 4497 1.05 4603 Sub-total 363.33 56593 13612 55484 131477 2.37 146260 2.64 Total 778.68 163358 34853 151214 310491 2.05 500646 3.31 Source: Yunnan Provincial Government digital villages (www. ynszxc.gov.cn) and key informant interviews.

26 Urbanized area or area to be urbanized soon once it is named as community.

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3.4. Affected Persons

The basic data of subsection, except income, is based on the socioeconomic survey carried out during 27th Oct. 2009 – 14th Nov. 2009 when the project PPTA was undergoing. The survey was carried out by a team from the Rural Development Investigation & Research Center of Yunnan University and it targeted 209 sample HHs with 957 members.

The income data of this section is based on recent socioeconomic survey carried out in March-June 2012 during DMS.

3.4.1. Ethnicity Make Up and Gender

Among the 957 members of surveyed HHs, there are: i) 78 Han (8.1%); ii) 713 Dai (74.5%); iii) 44 Jingpo (4.6%); iv) 15 De’ang (1.6%); v) 80 Lisu (8.4%); and vi) 27 other EM (2.8%). There are 528 men (52.0%) and 488 women (48.0%).

3.4.2. Age Structure and Labor Force

Of 957 members of surveyed HHs: i) 84 (8.8%) are aged 0-6; ii) 153 (16.0%) aged 7-19; iii) 299 (31.2%) aged 20-35; iv) 234 (24.4%) aged 36-50; v) 108 (11.3%) aged 51-60; vi) 45 (4.7%) aged 61-70; and 34 (3.6%) are over 71 years old. On average, there are 4.3 persons per household. Of 957 members of surveyed HHs: i) 189 (19.7%) are children; ii) 22 (2.3%) are students; iii) 629 (65.8%) are labor forces; including 329 males and 300 females, and iv) 117 (12.2%) are retired persons. The male and female laborers per household are 1.57 and 1.44 respectively.

3.4.3. Education

Of 957 members of surveyed HHs:, i) 274 or 29.1% are illiterate; ii) 455 or 48.4% have attended primary school; iii) 170 or 18.1% have received junior high school education; iv) 28 or 3.0% received senior high school education; v) 8 or 0.9% have received junior college education; and vi) 5 or 0.5% received undergraduate education. Totally 211 received junior high school education and above, including 115 males and 96 females.

3.4.4. Housing Area

Among the 133 respondent households, the area of residential houses are 34,567 m2 in total, including: (i) 2,756 m2 or 7.97% of brick-concrete structured houses; (ii) 15,476 m2 or 44.77% of brick-tile houses; (iii) 9,333 m2 or 27.0% of wood-tile houses; (iv) 6,222 m2 or 18.0% of earth-tile houses; and (v) 80 m2 or 2.26% of other structures. The main structure of residential houses is brick-tile. The average housing area is 259.9 m2 per household.

3.4.5. Arable and Forest Land Among the 1,016 persons out of 209 surveyed HHs with valid land data, the total arable land area is 2,190.2 mu with an average of 2.16 mu per capita and this result is accordance with statistical data basically. Table 3-4 shows details.

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Table 3-4: Land Resources of Surveyed HHs

Garden Unit Arable land Forest land Pond Others land 2190.2 1530.1 Total mu ( 209 HHs, 1016 persons, 1374.8 of paddy land and 815.4 76.7 (55 HHs, 276 11.2 95.7 of dry land) persons) Per mu 2.16 5.55 capita Source: PPTA field survey in 2009. 3.4.6. Household Properties

Among the 209 households with valid data, an average household owns 0.88 TV set, 0.67 VCD/DVD set, 0.09 refrigerator, 0.09 washing machine, 1.43 fixed phones/mobiles, 0.94 motorcycle, 0.03 car, 0.01 truck, 0.43 tractors/agricultural vehicle, 0.08 agriculture machinery and 1.32 big livestock.

3.4.7. Income and Income Sources

According to the recent survey of about 120 households during DMS, the rural per capita net income was about CNY5,800 (see Table 3-5) in rural villages and 7500-11000 in peri-urban villages/communities. The income level of the surveyed households is significantly higher than the official figures given in Table 3-2 and Table 3-3. The income levels of APs suggest that they are economically non-poor in general. Table 3-5: Income and Source Source Rural villages Peri-urban Village/community (data of 80 HHs) (data of 40 HHs) Per capita income % Per capita income % (CNY) (CNY) Wage income/migration 1,500 25.9 5250-7700 65 Agriculture 3,770 65.0 0-350 3 Business (including tertiary) 350 6.0 1150-1650 15 Others 180 1.7 900-1320 12 Sub-total 5,800 100 7500* -11,000** 100 Source: Socioeconomic survey during DMS in March-June 2012. *: Baita Community in Longling; **: Menghuan Subdistrict in Mangshi.

3.4.8. Awareness and Opinions

Both awareness and opinions of APs were collected during the socioeconomic survey. Most of people who were interviewed understood the need for project and consider it will enhance local economic development and improve income. APs hope to get fair and timely cash compensation with land reallocation. They will use the compensations on houses purchase and rebuilding, on farm inputs and tertiary industry. At the same time, they wish to obtain training on agricultural technologies, low-technical non-farm employment skills. Details regarding their awareness and opinions are given in Table 3-6.

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Table 3-6: APs’ Awareness and Preferences No. Question Answer % Yes 47.8 1 Do you know this expressway project? Little 31.6 No 20.6 Newspaper 1.2 TV 1.2 Meeting 19.3 2 By what channel do you know this project? Neighbor, friend, relative 41.0 Social surveyor 14.3 Other 23.0 Yes 80.8 No 5.3 3 Do you agree with this project? Not care 6.2 Unknown 7.7 Yes 63.2 Do you think that this project will enhance local 4 No 2.9 economic development? Unknown 33.9 Better 43.1 What impacts do you think will the project have Worse 7.7 5 on your family’s livelihood? Not change 22.5 Unknown 26.7 Yes 49.3 6 Will benefit from this project? No 8.6 Unknown 42.1 Yes 63.2 Do you think that you will get fair 7 No 4.3 compensation for your loss? Unknown 32.5 Do you think if you get necessary support from Yes 60.8 8 relevant government departments during No 4.3 resettlement process? Unknown 34.9 Cash compensation then purchase houses 40.3 Provide residence land then self rebuild 36.1 Purchase affordable housing 1.7 If your houses are to be demolished, what 9 Rent low-cost house resettlement option do you prefer? Replacement houses built by authorities 18.5 Cash compensation(own other residential houses) 1.7 Other 1.7 Within 1 km from original house 70.3 Within 3 km from original house 11.0 Within 5 km from original house 5.1 10 Where do you prefer for resettlement? Within 10 km from original house 1.7 Never mind 9.3 Other 2.5 Equitable & reasonable compensation 1 Timely compensation 2 Publish compensation standards 5 Provide employment opportunities 6 If your land will be acquired, what are your Provide entrepreneurial opportunities 9 11 concerns (note: ranking concerns) Reclaim new land for cultivation 3 Employment in the future 8 Living in the future (endowment insurance) 4 Education of children 7 Others 10

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No. Question Answer % Cash compensation, all cash should be paid to for affected HH, land reallocation is not necessary 50.6 Cash compensation, part cash should be paid to affected households, others paid to village, land reallocation is not necessary. 5.0 If your land will be acquired, how would you Reclaim new land by local government and carry out 12 like to be resettled or compensated? land replacement 36.3 Cash compensation, all cash to village and land reallocation 3.8 Convert into non-agricultural residents 0.6 Provide endowment insurance 2.5 Others 1.3 Employed in secondary industry (build factory or employed by factories) 9.7 Employed in tertiary industry (build store or employed for service industry) 19.4 If you get cash compensation, you will (note: Seasonal migration work 16.1 13 this question has multi choices, the totals of Rehabilitate low-yielding farmland 34.4 results could be over 100%) Plant higher economic value crops 8.6 Rehabilitate water conservancy facilities 1.1 Purchase insurance 4.3 Other 37.6 Provide technical training 80.9 Which services do you need? (note: this Provide employment information 30.9 14 question has multi choices, the totals of results Provide working positions 33 could be over 100%) Provide micro-credit 35.1 Others 2.1 1) Cropping techniques 14-1 Ranking first three of training needs 2) Breeding techniques 3) Repair techniques 1) Recruitment information Ranking first three of employment information 14-2 2) Employment information of building industry needs 3) Market information 1)Stable jobs 14-3 Ranking first three of working position needs 2) Low-technical jobs 3) Physical labor 1) Business Ranking first three intentions for using 14-4 2) Planting/breeding scaling up microcredit 3) Purchase productive tools 1) Build houses 14-5 Ranking first two of other concerns 2) Road construction Source: PPTA field survey in 2009 3.5. Affected Ethnic Minorities

The ethnic minority groups in affected villages are provided in Table 3-7. The table highlights that the Dai is an advanced group among the ethnic groups present in the project area in terms of per capita income, level of education, poverty incidence, per capita paddy land and motor vehicular ownership. In fact, the Dai people, who are mostly living in plain area and/or vallies, are the mainstream and dominant group locally for hundreds of years in this area. In fact, the Dai people are better off even compared with the rural Han people. Other groups (Jingpo, De’ang, Lisu and A’chang) are relatively disadvantaged. Also, the De’ang and A’chang are nationally recognized as the least developed ethnic minority groups with less

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population27. In this RP, these four EM groups are taken as vulnerable groups due for special assistances. Table 3-7: Socioeconomic Data of EM HHs vs. Han HHs EM Indicator Unit Han Dai Jingpo De'ang Lisu HH size persons n.a. 5.1 4.9 4.6 5.3 Paddy land mu/HH n.a. 7.92 3.78 3.64 2.83 Dry land mu/HH n.a. 5.16 25.57 21.65 3.11 Orchard mu/HH n.a. 0.36 1.1 1.76 0.85 Forest mu/HH n.a. 7.94 23.08 30.69 16.79 Fishpond mu/HH n.a. 0.09 0 0 0 Housing plot mu/HH n.a. 0.59 0.47 0.51 0.39 Per capita net income CNY 1634 3108 1208 1236 1051 Motorcycle ownership HH% 65 98.9 34.2 19.6 9.2 Tractor ownership HH% 22 44.1 15.6 11.6 0.4 Poverty incidence (CNY 1196 or PPP$1)* % 10 3 50 50 60 Illiteracy of adult females % 12 6.6 26 24 17 Illiteracy of adult males % 9 12 31.6 24 22 Source: Supplementary Appendix F: EMDP (survey results of 23 villages and 308 HHs), 2009. *: Consultant’s estimations based on consultation of local authorities, the overall poverty incidence along the expressway corridor is about 5%.

3.6. Affected Women

The proportions of males and females in the project area are 52.0% and 48.0% respectively.28 According to survey results, female labors account for 77.8% of total women. The affected women have same legal rights as men, including land contract, access to education, family planning and election, etc. In addition to HH chores, they are mainly engaged in agricultural production. The women permanently working outside are mainly engaged in such industries as catering and processing. The average income brought by women account for 17.5%, 44.4% and 30.6% of total family income in Longling, Mangshi and Ruili respectively. Women’s contribution to HH income is about one third on average. Women are basically aware of the project, the positive and negative impacts. Table 3-8 presents the consultation results of males and females on project impacts, enhancement and mitigation measures and development needs. As indicated in the table, the overall perceptions of men and women are similar but with some differences: (i) women basically considered that the negative impacts overwhelm the positive ones, while men are on the opposite, (ii) women are more specific and are more concentrated on household based activities regarding the various project related issues; (iii) women considered construction could bring in small business opportunities while men considered direct construction jobs. One interesting finding is that some women suggested establishing sale points in petrol stations (e.g., expressway service areas) to sell local produce.

27 Total population is less than 0.2 million. 28 County/city data.

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Table 3-8: Perceptions of Project by Affected Males and Females Women Men No. of group interviews 16 15 Positive impacts  Scaling up water melon  Project employment production  Easier for going outside for  Better marketing of farm produce employments and others  More convenient for going outside  Small business opportunities Perceived negative  Land loss  Inconvenience for cropping impacts  Land separation activities  Disruption of local roads  Noise  More thieves and beggars  Children and animals are difficult to care Positive impacts vs.  Negative > positive  Positive > negative negative impacts Measure to enhance  Organizing study tours  High value crops and animals positive impacts  Technical training  Pavement of access roads  Construction of a market  Resettlement of scattered HHs  Scaling up water melon and on mountains to villages sugarcane production  Unified planning for relocation  Re-planning village layout HHs  Petrol stations to enable  Improvement of irrigation women to sell local produces systems  More interchange Measure to mitigate  More culverts  More culverts negative impacts  Providing employment  Warning signboards opportunities  Higher compensation rates  Avoiding good land  Avoiding paddy land  Protecting drinking water source Training needs  Cropping techniques  Cropping techniques  Animal production techniques  Animal production techniques  Non-farm skills  Non-farm skills Use of compensations  Building new houses  New houses  Small business  Buying/renting land  Renting/buying land  Agricultural production  Animal production  Small business  Kids’ education  Transport business Development needs  Upgrading local roads  Upgrading local roads  Lowering down education  Irrigation systems expenses  Agricultural technologies  Tap water  Tap water  Loan  Non-farm employments  Healthcare Source: Village level consultations, 2009.

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4. Legal Framework and Policies

4.1. Laws and Policies Relevant to Resettlement

The resettlement policies for the project are formulated based on ADB policies and the applicable laws, regulations of China and policies of Yunnan Province.

4.1.1. ADB Policies and Guidelines ADB policies include: (i) ADB’s “Safeguard Policy Statement” (2009), “Safeguard Requirements 2: Involuntary Resettlement” ； (ii) ADB’s “Safeguard Policy Statement” (2009), “Safeguard Requirements 3: Indigenous peoples”. Resettlement related impacts on ethnic minorities are addressed in this RP, but other social impacts are addressed in a separate Ethnic Minority Development Plan (EMDP). (iii) ADB’s “Gender and Development” (June 2003).

4.1.2. PRC Laws, Regulations and Policies There are:

(i) Land Administration Law of the People's Republic of China (Implemented on 1st Jan. 1999，revised on 28th Aug. 2004); (ii) Forest Law of the People‘s Republic of China (revised in 1998); (iii) Decision of the State Council on Deepening Reform and Strengthening Land Administration (Guofa [2004] 28) (21st Oct. 2004); (iv) Directive opinions on improvement of compensation and resettlement system for land acquisition (Guotuzifa [2004] 238) (3rd Nov. 2004).

4.1.3. Yunnan Provincial Policies There are29:

(i) Regulations on Land Administration in Yunnan Province (Implemented on 1st Jan. 2000); (ii) Methods of Forest Land Administration in Yunnan Province (No.43 File in 1997); (iii) Notice of YPG on Issuing Tentative Method for Basic Endowment Insurance of Farmers involved in Land Acquisition (Yunzhengfa [2008] 226) (18th Nov. 2008); (iv) Unified Standards for Annual Output Value and Regional Integrated Land Price Compensation in Land Acquisition in Yunnan Province (tentative) (Implemented on 1st Jul. 2009).

29 There is no new policy since 2009.

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4.1.4. Policy Objectives

These include: (i) Avoiding involuntary resettlement wherever possible; (ii) To minimize involuntary resettlement by exploring project and design alternatives; (iii) To enhance, or at least restore, the livelihoods of all displaced persons in real terms relative to pre-project levels; (iv) To improve the standards of living of the displaced poor and other vulnerable groups; (v) The affected indigenous people receive culturally appropriate social and economic benefits; (vi) The affected indigenous people can participate actively in project that affects them.

4.2. Summary of ADB's Policy Principles

4.2.1. Involuntary Resettlement

Displaced persons in a project area could be of three types: i) persons with formal legal rights to land lost in its entirety or in part; ii) persons who lost the land they occupy in its entirety or in part who have no formal legal rights to such land, but who have claims to such lands that are recognized or recognizable under national laws; and iii) persons who lost the land they occupy in its entirety or in part who have neither formal legal rights nor recognized or recognizable claims to such land. The involuntary resettlement requirements apply to all three types of displaced persons. The rate of compensation for acquired housing, land and other assets will be calculated at full replacement costs. The calculation of full replacement cost will be based on the following elements: i) fair market value; ii) transaction costs; iii) interest accrued; iv) transitional and restoration costs and v) other applicable payments, if any. In the case of physically displaced persons, the borrower/client will provide i) relocation assistance, secured tenure to relocation land, better housing at resettlement sites with comparable access to employment and production opportunities, and civic infrastructure and community services as required; ii) transitional support and development assistance, such as land development, credit facilities, training, or employment opportunities; and iii) opportunities to derive appropriate development benefits from the project. In the case of economically displaced persons, regardless of whether or not they are physically displaced, the borrower/client will promptly compensate for the loss of income or livelihoods sources at full replacement cost. The borrower/client will also provide assistance such as credit facilities, training, and employment opportunities so that they can improve, or at least restore, their income-earning capacity, production levels, and standards of living to pre-displacement levels. The borrower/client will also provide opportunities to displaced persons to derive appropriate development benefits from the project. The borrower/client will compensate economically displaced people under paragraph 7 iii) for lost assets such as crops, irrigation infrastructure, and other improvements made to the land (but not for the land) at full replacement cost.

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Involuntary resettlement should be conceived of and executed as part of a development project or program. The borrower/client will provide relevant resettlement information, including information from disclosing on ADB’s website in a timely manner, in an accessible place and in a form and language(s) understandable to affected persons and other stakeholders. For illiterate people, suitable other communication methods will be used.

4.2.2. Indigenous Peoples

The borrower/client will undertake meaningful consultation with affected Indigenous Peoples (in this RP, as well as in China, the concept of indigenous peoples is replaced by ethnic minority groups) to ensure their informed participation in (i) designing, implementing and monitoring measures to avoid adverse impacts on them or, when avoidance is not possible, to minimize, mitigate, and compensate for such effects; and (ii) tailoring project benefits that accrue to them in a culturally appropriate manner. Meaningful consultation is a process that (i) begins early in the project preparation stage and is carried out on an ongoing basis throughout the project cycle; (ii) provides timely disclosure of relevant and adequate information that is understandable and readily accessible to affected people; (iii) is undertaken in an atmosphere free of intimidation or coercion; (iv) is gender inclusive and responsive, and tailored to the needs of disadvantaged and vulnerable groups; (v) enables the incorporation of all relevant views of affected people and other stakeholders into decision making, such as project design, mitigation measures, the sharing of development benefits and opportunities, and implementation issues. Consultation will be carried out in a manner commensurate with the impacts on affected communities.

4.2.3. Gender and Development

ADB’s policy on GAD will adopt mainstreaming as a key strategy in promoting gender equity. The key elements of ADB’s policy will include the following: (i) Gender sensitivity: to observe how ADB operations affect women and men, and to take into account women’s needs and perspectives in planning its operations; (ii) Gender analysis: to access systematically the impact of a project on men and women, and on the economic and social relationship between them; (iii) Gender planning: to formulate specific strategies that aim to bring about equal opportunities for men and women; (iv) Mainstreaming: to consider gender issues in all aspects of ADB operations, accompanied efforts to encourage women’s participation in the decision-making process in developing activities.

4.3. Summary of Laws, Regulations and Policies of PRC and Yunnan Province

Summary of relevant laws, regulations and policies of PRC (listed in Section 4.1.2) and Yunnan Province (Listed in Section 4.1.3) is given in Annex 4 and Annex 5 respectively.

4.4. Main Differences between ADB and PRC Policies

4.4.1. Resettlement Plan

Difference: Commonly, the infrastructure projects in China do not need to prepare RPs (except

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for reservoir projects); however, all ADB financed projects that involve resettlement must make a RP or resettlement framework. This is perhaps the biggest difference between ADB polices and Chinese practices. Solution: This RP is prepared based on the requirements of ADB. This RP itself and the process of preparing it, to a great extent, bridge the various gaps, described further in the coming sub-sections, between requirements of ADB and China. This RP: (i) is based on iterative consultation of local people and systematic surveys; (ii) has identified the APs and differentiated the level of impact; (iii) has identified the vulnerable groups and set a special support fund for them; (iv) quoted domestic and ADB policies and formulated a standard resettlement matrix to guide implementing agency to manage the whole resettlement process, including the handling of such issues like temporary structures and transitional housing; (v) has formulated rehabilitation strategies for severely affected villages; and (vi) has drafted a monitoring plan.

4.4.2. Compensation for Houses

Difference: ADB policies require compensation at replacement costs. Laws of the PRC think depreciation is reasonable, and the compensation standard for an old house should be lower than that for a new one of the same structure. Solution: Compensation standards are to be based on replacement costs for this project.

4.4.3. Compensation for Land

Difference: ADB policies require that compensation should be sufficient to offset any income loss, and restore long-term income-generating potential. Chinese standards are based on average annual output value, which may be unrelated to the cost of income restoration. However, certain measures are under consideration and promotion so as to safeguard APs especially those severely affected. For instance, endowment insurance system is now under piloting and promotion nationwide to safeguard severely affected persons. Solution: The early-stage solution is to provide replacement land, which is hardly possible for technical, administrative and social reasons. Cash compensation is the preferred choice of most people, though they cannot guarantee the reasonable use of these compensation fees. Therefore, ADB requires local government to monitor the income of severely affected households, especially those of vulnerable groups and assistance should be provided by local governments to assist those who need support. This RP includes monitoring of livelihood rehabilitation and improvements of APs.

4.4.4. Special Assistance to Vulnerable Groups

Difference: ADB policies require that special assistance is granted to all vulnerable groups, especially severely affected households faced with impoverishment risks. Chinese policy provisions do not require social analysis and such assistances, so compensation is based only on the quantity of loss. In practice, however, various assistances are provided throughout China, as well as in the project affected counties.30 Solution: Special funds are set aside in this RP to assist the vulnerable groups who are identified during DMS. All measures have been specified in the Resettlement Plan.

30 For instance, the Ruili City government has given an aged widow a gratuitous house after demolishing her temporary (illegal) dwelling shed when expanding a city road (source: consultation meeting on 4 Feb 2010 in Dehong).

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4.4.5. Consultation and Publication

Difference: ADB policies require that the affected people are aware of all relevant information, and consulted with as soon as possible. Chinese provisions have improved the transparency of disclosure and compensation. However, the affected people do not play a strong role in project decision-making, and the disclosure period is usually too short. Solution: Consultation has begun at the early stage (before and during technical assistance) and will continue during implementation. APs will also be encouraged to participate actively. YPDOT has disclosed this RP to APs as required by ADB.

4.4.6. Legal Rights

Difference: ADB policies require all demolished houses, whether legal or illegal, shall be compensated for at the same standards. According to Chinese laws, people without locally registered residence may not be entitled to the same compensation as local people. In addition, the prevailing Chinese laws stipulate that no compensation shall be provided for the acquisition of land and houses of illegal owners, although such compensations are in places in practice. Solution: For ADB financed project, all affected people, whether legal or illegal whether having ownership or right to use, will be protected; although different compensation standards may be applied to them, the principals of replacement cost and no worse off will still apply.

4.4.7. Monitoring and Evaluation

Difference: ADB requires internal and external resettlement monitoring. However, there is no such requirement in China, expect for reservoir projects. Solution: Both internal and external resettlement monitoring have been included for this project’s resettlement implementation. The requirements for internal and external reporting are specified in this Resettlement Plan.

4.5. Compensation Standards

4.5.1. Permanent Land Acquisition

4.5.1.1 Compensation Standards for Land

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Table 4-1 gives the compensation standards for permanent land acquisition in the project counties according to the directive on Unified AAOV and Regional Integrated Land Compensation Standards of Yunnan Province. Compensation will be fully paid to affected persons. In practice, orchard and tea plantations are treated as dry land, vegetable land and fishponds are treated as paddy land.

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Table 4-1: Compensation Standards for Permanent Land Acquisition Longling (CNY/mu) No. Land type Mangshi (CNY/mu) Ruili (CNY/mu)

Area Class I31 Paddy: 41,600 Paddy: 57,278 Paddy: 42,870 1 Dry land: 21,000 Dry land: 50,699 Dry land: 40,012 Agri. land Area Class II (Santaishan & Paddy: 29,355 2 Zhefang Townships) Dry land: 24,720 3 Forest land 5,180-22,000 5,180-22,000 5,180- 22,000 4 Wasteland 4,287 4,287 4,287 5 Housing plot32 100,050 100,050 49,588 Source: Unified AAOV and Regional Integrated Land Compensation Standards in Yunnan Province (2009) Project county land administration bureaus.

4.5.1.2 Endowment Insurance

Based on No. 7 & 8 clauses of Notice of Yunnan Provincial People’s Government on Issuing Tentative Method for Basic Endowment Insurance of Farmers Affected by Land Acquisition, an additional fund of CNY20,000 per mu will be surcharged as endowment insurance fund for farmers who lose a basic living by land acquisition (i.e., lost most of their farmland).33 This endowment insurance fund will be paid by the legal body which acquires the land and it will be put into a pool (i.e., an account of an insurance agent on behalf of the farmer). AP, aged 18–59 and who lost most of their farmland can participate in the endowment insurance voluntarily and he/she needs to save/pay certain amount of money to his/her account (i.e., the pool) monthly. He/she can get insurance payment after he/she is 55 (female) or 60 (male) years old. Under some special conditions, such as joining up the army, going to college, etc, the insured persons are able to obtain the fund in advance. The endowment insurance is to be managed by the government financial, land administrative and civil affairs agencies. More details are given in Annex 9.

4.5.1.3 Compensation Standards for Standing Crops

To enable APs to better benefit from the project and/or to better plan and implement income rehabilitation measures, compensation rates are set at CNY15,000/mu and CNY5,000/mu for paddy and dry land respectively (Table 4-2), regardless of whatever were and/or will be planted. These standards are about 3-8 times of the usual rates in the project area and other regions.34 By setting these high standards, cutoff date becomes less critical for farmland acquisition.

Table 4-2: Compensation Standards for Standing Crops No. Land type Compensation standards (CNY/mu) 1 Paddy/vegetable land 15,000 2 Dry land 5,000

31 Area Classes are defined in the provincial document of Unified AAOV and Regional Integrated Land Compensation Standards (2009). The project counties might further define the area classes in consultation with village leaders when implementing this RP. 32 Longling and Mangshi have to apply the commercial rates as most of the affected house plots are in peri-urban communities/villages. 33 The remaining farmland is less than 0.3mu per capita in most cases. 34 Project policy incentive.

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4.5.2. Temporary Land Occupation

The compensation for temporary land occupation includes temporary land occupation fee and land reclamation fee. These fees will be paid to the land owner according to actual occupation duration. Details are as given in Table 4-3.

Table 4-3: Compensation Standards for Temporary Land Occupation Item Unit Compensation standard Arable land CNY/mu/year 2,000-2,500 Temporary land occupation fee Non-arable land CNY/mu/year 500-1,500 Land reclamation fee. Arable CNY/mu 2,000

4.5.3. Houses Affected

The compensation standards for house demolition of different types shall be at replacement costs35 with references to previous standards of other projects. The compensation standards for this project are shown in Table 4-4 and details for each type of house are given in Annex 7. Instead of providing moving and transitional allowances of limited amounts, the project gives a lump sum and relatively generous relocation allowance of CNY50,000 for each relocation household (i.e., relocation of residential houses). This generous allowance could better enable affected households to restore their livelihood and it is indeed a special incentive of the project. Table 4-4: Compensation Standards for House Demolition No. House type Unit Replacement costs 1 Brick-concrete CNY/m2 900-1,300 2 Brick-tiles CNY/m2 500-800 3 Earth-tiles CNY/m2 400-750 2 4 Wood-tiles CNY/m 230 2 5 Simple CNY/m 80 2 6 Brick-asbestos tiles (Huaqiao State Farm CNY/m 450 2 7 Hollow brick-asbestos tiles CNY/m 500 2 8 Earth wall-asbestos tiles CNY/m 550 9 Relocation allowance36 HH 50,000 Source: Local government regulation for this expressway project.

4.5.4. Ground Affiliated & Special Facilities

Based on standards proposed by each affected county, the compensation standards for ground affiliated & special facilities of this project were set and are shown in Table 4-5. The items listed in the table were those identified during field survey for preliminary design.

Table 4-5: Compensation Standards for Ground Affiliated & Special Facilities No. Item Unit Standards Note 1 Enclosure CNY/m 250 2 Iron gate CNY/m2 1,000 3 Tomb CNY/no. 3,000 4 Well (shallow) No. 1000 5 Water tank CNY/m3 400

35 See Annex 7, Calculation of Replacement Costs of Houses of Different Structures. 36 Project policy incentive.

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6 Cement ground floor CNY/m2 30 7 Earth ground floor CNY/m2 8 8 220V Illumination line CNY/km 120,000 9 380V Power line CNY/km 150,000 10 10KV voltage line CNY/km 250,000-1,600,000 11 35KV voltage line CNY/km 400,000 12 110KV voltage line CNY/km 700,000 13 Transformer CNY/no. 80,000 14 Optical cable CNY/km 52,000 15 Water pipe CNY/m 150

4.5.5. Scattered Trees

The compensation standards for scattered trees are shown in Annex 7.

4.5.6. Other Costs

The standards for other costs are shown in Table-4-6.

Table 4-6: Other Costs

No. Item Cost Charging bases Forest Vegetative Timber forestland & Provisional Rules on Collection and Use of the Forest Vegetative Rehabilitation Fees economic forestland: area Rehabilitation Fees 1 × 6 CNY/m2 Open forestland, shrub land: area × 3 CNY/m2 Arable land reclamation Agreed standard between Land Resource Department and 2 6,500 CNY/mu fee YPDOT Compensation fee for Provisional Regulations of Yunnan Province on Charging water and soil Area of arable land Standards and Use of Soil Erosion Control fee and 3 2 conservation facilities acquisition × 1 CNY/m Compensation Fee for Water and Soil Conservation (Yunjiafeifa[1997]25) Land acquisition Land acquisition costs × 4 administration fee 2.1% Contingency for land All compensation cost × 5 acquisition 20% 6 Survey & measurement CNY1,500,000 Formulating land 7 CNY248,000 reclamation plan 8 External M&E CNY1,000,000 9 Technical training CNY1,600,000 Include training for affected people and resettlement staff 10 Vulnerable groups subsidy CNY1,100,000

4.6. Entitlement Matrix

Compensation measures and entitlements have been determined for all categories of impacts identified. Entitlements adopted are based on government policies and decisions and ADB policies. Entitled persons or APs are those who satisfy the cut-off-date (in the case of house demolition) announced by local authority right before DMS). Project entitlements are shown in

Table 4-7.

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Table 4-7: Entitlement Matrix Type of Compensation and resettlement Degree of impact Eligibility Implementation issues impact policy Permanent 11479.2 mu (i) Around 24,772 people i) Land belongs to Direct payment from land (9,321.19 mu of of 5,623 HHs from 40 collective/state farms: county/city coordination acquisition collective land and villages. compensation to collective and office (CCO) to affected 2,157.3 mu of state (ii) 4 state farms and 16 state farms; HHs and/or APs. land) business entity and ii) Land contracted to farmers: External monitor will government cash compensation to farmers oversee the payment of agencies/institutes totally with the rates specified compensation fee. and announced during DMS; iii) Standing crops compensation: to owners directly with the rates specified and announced during DMS iv) state land used by business entity, government agencies/institutes: direct payment to users or management bodies Temporary 3440.7 mu (To be identified during i) Temporary land occupation Notification in advance and land construction). fee: to land users yearly. The paid accordingly. occupation duration cannot be over two Restoration of land will be years. Once exceeded, the land monitored by local land use permission needs bureaus and external re-approval; monitor. ii) Land reclamation fee: to land owners directly; iii) Standing crops: compensation for the first year to land users with agreed rates between AH and users; iv) The land will be restored by the owner to the original condition House 45766.5 m2 (i) 164 relocation HHs i) Demolition compensation: to Village and APs to decide demolition with 39360m2 owners directly at replacement on location of new costs; residential plots in rural (ii) 288 non-relocation villages, the government 2 ii) Each of the 164 relocation HHs with 6,406m . HHs will receive a lump sum will decide and allocate relocation allowance of house plots in case of CNY50,000, to cover moving peri-urban subsidy and transitional communities/villages. allowance. iii) Establishment of access road, water and power supply systems by local government in case of collective relocation, if any. Include enclosures, Same as land acquisition Ground Compensations: to property gates, tombs, wells facilities owners at replacement costs and tanks etc. Power lines and Management agencies Compensations: to property Property owners will Special poles, telecom lines owners at replacement costs, restore the facilities facilities and poles, and based on negotiation. water pipes Fruit trees, timber Same as land acquisition Compensations: to property Compensation rates are Scattered trees and owners shown in Annex 9. trees bamboos, etc.

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Type of Compensation and resettlement Degree of impact Eligibility Implementation issues impact policy Vulnerable Wubao, Disabled, 511 persons of 145 HHs i) Village and township The HHs will be closely groups and female-headed of Dai and Han government help to rebuild monitored until sustainable HHs houses in case of relocation; restoration is achieved ii) vulnerable subsidy CNY500 each HH EM of less people 679 persons of 200 HHs: (i) 93 Lisu of 22 HHs i) Vulnerable subsidy of CNY500 (ii) 123 De’ang of 31 per HH； HHs; and ii) Priority for technical training (iii) 553 Jingpo of 147 and unskilled jobs of the project. HHs Dibao (poor) 790 of Dai and Han of i) Vulnerable subsidy CNY500 of 230 HHs per HH; ii) Priority for technical training and unskilled jobs of the project for two labors (one is woman) of each household at least. Severely Income loss of more 975 APs of 227 HHs from i) Priority for technical training Local government assist affected HHs than 10% due to non-peri-urban and unskilled jobs them to deal with land by land arable land loss villages/communities ii) Obtain land use right by land circulation acquisition circulation iii) Endowment insurance on a voluntary basis in case APs lose basic living due to land acquisition.

4.7. Compensation Eligibility

All APs and organizations (whether public or private) losing land, buildings/houses, crops or sources of income will be compensated or rehabilitated according to the types and amount of their losses (permanent and temporary) as long as they are included in the DMS or are identified as affected by temporary impacts during construction. APs who construct buildings or settle in project affected areas after the cut-off date (i.e., when DMS was conducted in Feb-May 2012) will not be eligible for compensation or subsidies. Compensation will also not be paid for any structures erected purely for the purposes of gaining additional compensation, but those due to variation of design will be compensated as specified in the RP.

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5. Resettlement and Income Restoration

5.1. Purpose of Resettlement

The purpose of resettlement is to design a resettlement and income restoration action plan for APs, so that they can benefit from the project, and their standard of living is improved or at least restored after the completion of the project.

5.2. Restoration Measures for Permanent Land Acquisition

The project will permanently acquire 4,288.5 mu of collective arable land from 40 villages37 in 14 townships/subdistricts. Excluding the 5 peri-urban communities 38 , only 5.4% of affected households will lose more 10% of their income due to losing over 15% of their arable land. The impact of land losses on the peri-urban communities/villages will be very minor as they are basically dependent on non-farm income for living. There are four measures for livelihood restorations: (i) Cash compensation. Following relevant national and local policies, compensation will be paid to affected households directly. To APs, this monetary compensation will ensure entitlements reach them duly and fully. The compensation fees that affected households receive could be used for purchasing long-term arable land and forestland use right through contracting/renting, for scaling up winter season cultivation of cash crops, and for developing animal breeding and other non-agricultural production activities. (ii) Increasing agricultural inputs and adjusting structure on remaining farmland. APs will adjust cropping and animal breeding structures based on geographical and market conditions of each village. (iii) Skills training and labor transferring for getting more non-agricultural income. With highways and railways construction and tourism development, more and more employment opportunities in the service sector will be created in Dehong Prefecture, the local government will adopt relevant policies to create more non-agricultural employment opportunities. (iv) Endowment insurance for severely APs. Once the APs meet the requirements,39 they can participate in the endowment insurance voluntarily. The collection of endowment insurance funds is stated in Annex 6. In addition, the resettlement implementation organizations will undertake some assistant and supportable measures during project construction, including: (i) Priority to employ APs as unskilled labors during project construction. (ii) In case of labor export opportunities, priority will be given to APs. (iii) Skill trainings for APs such as on economic crops planting and animals breeding. The professional technicians of agricultural department and labor safeguards

37 There is no arable land in the two communities of Menghuan Subdistrict in Mangshi City. 38 There are: (i) Baita and Yunshan communities in Longling County; (ii) Fengping and Lahuai villages in Mangshi City; and (iii) Jiele villages in Ruili City. 39 Once APs lose their basic living and production condition or per capita arable land holding is below 0.3 mu after land acquisition can take part in endowment insurance system. Each AP, once he reaches 60 years old or she reaches 55 years old, can obtain a pension of not less than CNY 80 per month form the endowment insurance system.

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department will be invited as trainers. Every affected household should receive at least one time and more training. With these measures, the affected people will enhance production and quality of crops, increase economic income, and then restore living.

5.3. Resettlement Measures for Affected Houses

By aligning the expressway on slopes and by-passing existing settlements, the impacts on houses and structures have been minimized. Based on DMS, only 164 households need relocation. Based on consultations during DMS, all affected households will rebuild their houses/structures by using the compensation and relocation allowance: (i) For the 288 non-relocation households with 16% of the affected structures, they will be compensated at replacement costs for affected structures/houses. Affected households will then make own decisions to rebuild or not the affected houses/structures. (ii) For the 164 relocation households with 86% of affected house/structures, those from the peri-urban communities in Longling County, locations for new house plots or replacement plots have been identified and decided (see the drawings of affected households in Annex 8 in the case of some severely affected natural villages). (iii) For those from rural villages, the village committee and township government will help APs to authorize the new house plots to affected households. The affected households will have to pay for the replacement plots if using the compensation from the original house plot. If additional plots are permitted (e.g., split families), they will need to pay the cost for that plot.

(iv) For relocation households in the peri-urban communities in Longling, local government will allocate house plots to them in planned residential blocks that will resettle all urbanized rural residents in the near future.

5.4. Resettlement and Restoration Plans for Severely Affected Natural Villages

The impacts on individual natural villages differ from one other, as the natural and socioeconomic conditions differ from one to another; thereby specific resettlement and restoration plans need to be developed for severely affected natural villages. Based on DMS data, 9 natural villages41 will be severely affected. While the specific resettlement and restoration plans are attached in Annex 9. A separate budget item of CNY7 million is provided to assist these villages. 5.5. Training of APs

To ensure that APs alter their traditional concept of employment and master necessary skills, the project will provide training in conjunction with the local authorities. The training contents include agricultural technologies, pre-job and vocational skills. The agricultural technical training will cover fruit tree cultivation and stockbreeding. The pre-job training will cover the employment situation, employment policies, the protection of labors’ rights and interests, and professional ethics. The vocational skills training will be held irregularly based on job needs, and will include

41 These 7 natural villages (including 2 clusters of natural villages) are affected by interchanges. The natural villages to be affected by service areas are not included as land for service areas will not be acquisitioned until the expressway construction is completed.

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non-farm employment skills mainly. The general training program is shown in Table 5-1. Table 5-1: Training Program No. Date Target Participants (person-time) Subjects APs Vocational skills (non-farm) 1 July-Dec 2012 3,000 Agricultural techniques APs Vocational skills (non-farm) 2 Jan-Dec 2013 3,000 Pre-job training 3 Jan-Aug 2014 APs 1,500 Agricultural techniques 4 Other irregular technical training 5.6. Protection of Women's Right and Interests

Women actively participated in the socioeconomic survey and consultations and expressed their concerns and suggestions on resettlement and livelihood restoration planning. Women are in favor of the project and they think it is good for traffic improvement and local economic development. They believe that land acquisition only has minor impact on their livelihoods. They expect reasonable cash compensation and subsides, project employment and training on crop and fruit tree cultivation, and stockbreeding. Per women’s requirements, 20% (10-30%) of the project’s unskilled job opportunities should go to them. In addition, the principle of equal pay shall be applied. However, use of child labor will be prohibited. For the sake of stabilizing women’s income level, some of the technical training is designed to develop women’s production and employment skills, such as animal breeding, sewing and weaving. Totally 7,500 person-times will be trained during the resettlement implementation, of which women trainees will not be less than 50%. Meanwhile, they can have access to relevant information during resettlement, and will participate in consultation and other activities. The compensation agreement will be signed by both spouses if being requested. Some women, who married but may not have Hukou and contractual lands in husband's village, will also be provided equal opportunities in any income restoration actives and resettlement assistance, such as endowment insurance subsidies, employment opportunities, etc.

5.7. Resettlement Measures for Vulnerable Groups

They will not only obtain land acquisition & houses demolition compensations, and relocation subsidy, but will also be provided with certain assistance to improve their living and production conditions. The project will set up a special fund (CNY500 per HH), to provide special assistance to the vulnerable groups and details are given in the entitlement matrix (

Table 4-7). In this RP, the affected EM people other than the Dai are treated as vulnerable people eligible for special assistance as specified in the entitlement matrix.

5.8. Measures for Severely Affected Households by Land Acquisition

The household whose arable land loss of over 15% from the non-peri-urban villages belong to severely affected households. In total, 975 persons of 227 households from 35 villages belong to this category. Except for normal compensation, they will receive the following assistances: (i) Priority for technical training and unskilled job; (ii) Replacement land within their respective village if manageable;

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(iii) Obtaining land use right by land circulation (e.g., renting). 5.9. Restoration Plans for Temporarily Occupied Land

To reduce the impact on standing crops, the commencement of construction will be after harvest or before seeding. Notification in advance will be given to the affected households to reduce their losses. Cash compensation is provided to offset production losses during the period of land occupation. During construction, strict measures will be taken to protect surface soil for avoiding any irrecoverable impact. During excavation, surface soil (recommended thickness 30-50cm) will be collected and piled up separately, and soil and water erosion prevention measures will be taken. After construction, subsurface soil will be backfilled first, and then surface soil will cover the surface evenly, and the site will be leveled to alleviate the impact on the quality of arable land. Temporarily trampled land during construction will be plowed immediately after construction to restore its looseness. The irrigation and drainage canals, facilities and field tracks will also be restored to ensure functioning.

5.10. Restoration Plans for Ground Affiliated and Special Facilities

The affected special facilities and ground attachments will be compensated for by the implementing agencies to property owners, and then restored by the owners. The restoration measures for affected facilities will be planned in advance. In practice, these measures will be tailored to practical conditions, be safe, efficient, timely and accurate, and minimize adverse impacts on the nearby residents.

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6. Institutional Arrangement

6.1. Institutional Arrangement

In order to implement the Resettlement Plan in a smooth and effective manner, a resettlement organizational network from higher to lower governmental levels was established by 2010-2011 with full responsibility for planning, coordination, implementation and monitoring of resettlement activities. The following institutions were set up: (i) Longrui Expressway Company (LREC); (ii) Project Resettlement Division (PRD) of LREC; (iii) Prefecture Leading Group (Dehong only)42 (iv) Dehong Prefecture Coordination Office (v) County Leading Group (vi) County (Longling, Mangshi, Ruili and Wanding43) Coordination Office (vii) Township Resettlement (Coordination) Work Group (viii) Villagers’ Committee and Villagers’ Group (ix) External Monitor The Organization Chart is shown as below: Figure 6-1: Resettlement Organization Chart

LREC

Project Resettlement Division (PRD)

Dehong Prefecture Leading Dehong Prefecture External Monitor (Beijing Group Coordination Office Zhongkehongce)

County Leading Group CO (Mangshi, CO (Longling) Ruili & Wanding)

Monitoring Township Resettlement Work Groups

Village Committees, Natural Villages, Groups

APs

42 Only 5 villages/communities from 2 townships in Longling County will be affected, no need to have a prefecture setup in daily management. 43 A subdistrict of Ruili City, but treated as special economic zone.

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6.2. Responsibilities

6.2.1. Longrui Expressway Company

The LREC is an on-the-spot agency not only responsible for project construction management but also for organizing, guiding and coordinating project resettlement implementation. A Project Resettlement Division had been established within LREC with 6 experienced staff.

6.2.2. Project Resettlement Division

Project Resettlement Division’s main responsibilities include: (i) Entrust the design units to define the project affected scope, and entrust the Prefecture and County/City Coordination Offices to conduct DMS, socio-economic survey and maintain up-to-date records; (ii) Assume responsibility for training of key resettlement officials in the affected prefecture and counties; (iii) Organize and coordinate the implementation of this RP; (iv) Organize public consultation and disclose resettlement policies; (v) Assume responsibility for managing and monitoring payment of resettlement compensation and its use; (vi) Sign agreements with Dehong CO and Longling CO and supervise the execution and progress of resettlement; (vii) Instruct, coordinate and monitor the resettlement implementation progresses performed by prefecture and county coordination offices.

6.2.3. Dehong Prefecture Leading Group

Dehong Prefecture Leading Group for the project44 consists of the responsible Prefecture government leaders, Transportation Bureau, Land Resource Bureau, Forestry Bureau, Water Resource, Power Supply Bureau, Finance Bureau, and Construction Bureau. The main responsibilities are to strengthen the leadership over the resettlement, to coordinate the working relations of Mangshi and Ruili cities with the different prefecture government departments, and to ensure the land acquisition and resettlement is smoothly carried out. 6.2.4. Dehong Prefecture Coordination Office

Following the establishment of the Prefecture Leading Group, Prefecture CO was set up in 2011 to handle resettlement implementation in Dehong. The office is composed of full-time staffs from the Prefecture Transportation Bureau, Land Resource Bureau, Finance Bureau, etc. Its main responsibilities include: (i) Conduct impact survey, social economy survey and maintain up-to-date records; (ii) Assist the updating of the RP and monitor its implementation; (iii) Organize public consultation and disclose the resettlement policies; (iv) Apply to the relative departments for Plan Permission Certificate and Construction Permission Certificate for land use;

44 Major tasks are land acquisition and resettlement related.

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(v) Sign the agreement with Ruili and Mangshi COs, and supervise the execution and progress of resettlement; (vi) Manage and supervise the fund allocation and use.

6.2.5. County/City Leading Group

Similar to that of the Dehong Prefecture, County/City Leading Group consists of the responsible County government leaders, Transportation Bureau, Land Resource Bureau, Forestry Bureau, Water Resource, Power Supply Bureau, Finance Bureau, and Construction Bureau. The main responsibilities are to strengthen the leadership over the resettlement, to coordinate the working relations of different government departments and the relations between the state, collective and private entities, and to ensure the land acquisition and resettlement is smoothly carried out. 6.2.6. County/City Coordination Office

County/City Coordination Office is composed of specially assigned officials from county/city governments, transportation bureau, land resource bureau and finance bureau. Its main responsibilities are: (i) Coordinate to define the project impact scope and assist the impact survey and social economic survey to the affected areas; (ii) Conduct land acquisition and resettlement implementation (i.e., implementing this RP); (iii) Organize public consultation and publicize the resettlement policy; (iv) Assist the application and approval procedures for land acquisition and resettlement; (v) Assume responsibility for management of resettlement funds and supervision of funds allocation and use; (vi) Assume responsibly for training staff involved in resettlement work in the townships and villages; (vii) Supervise the resettlement conducted by the townships and villages; (viii) Coordinate the work in handling questions and problems encountered during implementation;

6.2.7. Township Resettlement Work Group

It is led by the relevant responsible leaders in the affected townships, and composed of the staffs from land management station and police station as well as relevant village officials. The main responsibilities include: (i) Participate in the project investigation and assist in updating of this RP; (ii) Organize public consultation and popularize the resettlement policies; (iii) Execute, inspect, monitor and record the resettlement activities within the township; (iv) Arrange approval procedures for new housing plots and construction; (v) Report to county land administration bureau and resettlement office the progress of land requisition, housing removal and resettlement; (vi) Solve problems during RP implementation.

6.2.8. Villagers’ Committee and Villagers’ Group

The resettlement work group of villagers’ committee and villagers’ groups is composed of the

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main leaders of the village and its groups. The main responsibilities include: (i) Participate in investigation on social economy and project impact; (ii) Organize public consultation and publisize the resettlement policies; (iii) Select resettlement sites and provide house plots for the resettlers; (iv) Carry out land readjustment and organize activities for economic rehabilitation; (v) Report to the higher level authorities about comments and proposals from the resettlers; (vi) Handle grievances, measures for redress and follow-up; (vii) Report the resettlement implementation progress; (viii) Help vulnerable households in resettlement.

6.2.9. External Monitor

LREC had entrusted an independent institution, the Beijing Zhongkehongce Consulting Co., as the external monitor. Its main responsibilities are: (i) Periodically monitor every aspect of resettlement schedule and implementation. (ii) Provide technical advice to resettlement offices at various levels during RP updating and implementation.

6.3. Working Relations between Organizations

In the course of land requisition and resettlement, the resettlement organizations at different levels signed agreements to define their undertakings and responsibilities, including: (i) LREC signed “Contract of Land Requisition and Resettlement for Longrui Expressway Project” with Dehong Prefecture CO & Longling CO. (ii) LREC signed “Contract of Independent Resettlement Monitoring and Evaluation for Longrui Highway Project” with the External Monitor in May 2012. (iii) Dehong Prefecture CO signed “Agreement of Land Requisition and Resettlement for Longrui Expressway Project” with Mangshi, Ruili and Wanding COs;

6.4. Measures for Enhancing Capacity of Organizations

The following measures had been or will be taken: (i) Optimize the staff structure. The resettlement units at all levels will be manned with administrative and professional personnel who are qualified with professional skills and managerial ability. The staffing of all levels is shown in Table 6-1. (ii) Train key personnel of all levels on resettlement policies, implementation management, etc. The training will enable the staff to have a better understanding of the national resettlement policies and relative requirements of the ADB. Trainings will be organized by PRD and the training program is shown in Table 6-2. The contents of training will includes: i) ADB resettlement policies and principles; ii) The differences between ADB policies and PRC and local policies; iii) management of design and implementation of the RP; iv) issues during the implementation of resettlement; v) resettlement monitoring and evaluation. (iii) Provide sufficient funds and facilities for relevant organizations. The existed offices and facilities shall be utilized as much as possible. (iv) Establish a database and ensure the information flow from and to the units at all

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levels. (v) Strengthen the reporting system and solve problems quickly.

Table 6-1: Staffing of Resettlement Agencies Agency Staff (person) Composition LREC Resettlement Division 6 2 experienced staffs 4 full time Prefecture Coordination Office Staffs from line agencies 20 others 4 full time staff County/City CO Staffs from line agencies 10-20 others Officials and representatives of Affected township, villages 2~5 displaced persons External monitor 3 M&E specialists

Table 6-2: Training Program for Resettlement Agencies Training Date Location Target Content method Implementation management and Dec PRD Resettlement Kunming Lecturing ADB’s safeguard policy 2011 staff requirements RP briefing Feb Key CO staff of the Mangshi Meeting ADB’s policy requirements 2012 project county/cities DMS planning Mangshi, ADB’s SPS requirements March. Meeting, Longling, Key members of COs DMS requirements and 2012 site visit Wanding, Ruili procedures Dec. Domestic Study tour Key members of COs Field visit to other ADB projects 2013

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7. Public Participation, Complaints and Appeals

7.1. Public Participation and Consultation

Participation, consultation and information dissemination have been integral components of the RP preparation. Participation and consultation have been, and will continue to be held with various stakeholders. It was most crucial during the final DMS when the inventory of affected assets was finalized and compensation and other resettlement concerns were sorted out with the APs.

7.1.1. Public Participation at Preparation Stage

Since Oct. 2009, in the process of the RP preparation and with the direction of the TA experts, the survey team has conducted a series of social and economic surveys and public consultations on land acquisition and resettlement. The participation activities at the RP preparation stage are shown in Table 7-1. The Resettlement Information Booklets (RIBs), jointly issued by LREC and the respective county governments, were distributed among APs in April 2010. The RIB was then updated in Nov 2011 (Annex 9) and re-disclosed to all APs by February 2012. Table 7-1: Public Participation at Preparation Stage

Location Date Participants Number Main topics

Waimangguai group -- Necessity of Longrui Members of village committee and representatives of APs of Lahui village, 28/10/2009 21 expressway (including women and vulnerable groups) Mangshi --Importance of RP Mangchang group of --Socioeconomic conditions Lahui village, 28/10/2009 Ditto 13 of affected villages Mangshi --Compensation and Mangsai group of resettlement opinions Mangsai village, 29/10/2009 Ditto 13 --Concerns and preferences Mangshi on resettlement measures Hulaxiang group of --Sampling HHs for survey Mangsai village, 29/10/2009 Ditto 15 --Opinions and suggestions Mangshi on vulnerable groups No. 4 group of Ditto Chudonggua village, 30/10/2009 14 Mangshi Bangha group of Ditto Hunong village, 31/10/2009 12 Mangshi Mangli group of Ditto Hunong village, 31/10/2009 12 Mangshi Fapo group of Ditto 02/11/2009 18 Hunban village, Ruili Kanan group of Ditto 03/11/2009 12 Mangling village, Ruili Jinghan group of Ditto 03/11/2009 12 Jiele village, Ruili Jiedonglai group of Ditto 03/11/2009 11 Jiedong village, Ruili Hayunlai of Eluo Ditto 04/11/2009 11 village, Ruili Babie group of Ditto 04/11/2009 11 Hunha village, Ruili Leiyun group of Ditto 05/11/2009 12 Leiyun village, Ruili Xiaomidi group of Ditto Huangcaoba village, 08/11/2009 12 Longling

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Location Date Participants Number Main topics

No.4 group of Baita Ditto 08/11/2009 1 community, Longling Longling County 15/12/2009 Government officials of Transportation Bureau, Poverty Transportation 04-06/02 12 Alleviation, Land Resource Bureau etc. Bureau 2010 16/12/2009 Deputy mayor, government officials of Transportation 04-06/02 17 Mangshi government Bureau, Poverty Alleviation, Land Resource Bureau etc. 2010 totally 14 departments 18/03/2010 Chairrman of Zhefang People’s Congress,, deputy chief, Zhefang township government officials of Transportation Station, Poverty 16/12/2009 7 government Alleviation, Land Management Station, Labor Security Station etc. total 5 departments Zhexiang village, 17/12/2009 Village officials, villagers 12 Mangshi Deputy mayor, government officials of Transportation Ruili Transportation 18/12/2009 Bureau, Poverty Alleviation, Land Resource Bureau etc. 13 Bureau total 12 departments Village officials, villager of Mangling village in Mengmao Mangling village Ruili 18/12/2009 14 town, staffs of state-owned farm Dehong Prefecture 30/12/2009 Party Secretary-General, government officials of Confirm compensation Transportation 04-06/02 Transportation Bureau, Poverty Alleviation, Land standards with governments Bureau 2010 Resource Bureau etc. Totally 10 departments. and related departments 52 18/03/2010 Dehong power company, mobile company; deputy mayors of Mangshi, Ruili & Longling and leaders of Transportation Bureau, Poverty Alleviation, Land Resource Bureau etc. All affected Feb-May APs, CRO staff, township officials, village leaders 5000 LA&R policies and sub-villages 2012 procedures DMS requirements and procedures Relocation arrangements Development of rehabilitation measures Collection of socioeconomic data

7.1.2. C&P during DMS

The DMS was carried out during February-May 2012 by the respective County/City coordination offices, township and village resettlement work groups. A large number of consultation and participation activities were carried out before and during DMS. All affected villages and sub-villages were visited at least two times by county/city CO and township staff during DMS. Over 5,000 people are consulted during DMS. The DMS was participatory and it followed the following procedures:

(i) Establishment of land acquisition and resettlement taskforce in each township, the township taskforce is led by a main leader and consists of 2-4 staff from the land resource station and an official from the city/county coordination office. (ii) Official mobilization meeting at county-city level and training of township taskforces on DMS and ADB’s safeguard policy requirements in February 2012. (iii) Announcement of cut-off date and the mobilization of DMS village by village based on consultation of affected people. Prior to this, a number of consultation activities had been carried out and resettlement information booklets, including compensation standards, grievance redress mechanism, was distributed among affected villages and households. (iv) Staking of the construction redlines by contractors and the township taskforces in the presence of village leaders and affected households.

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(v) Detailed measurements of affected land and non-land assets from February to May by the township taskforces, with the assistances of village leaders and presence of affected households. (vi) Co-signing of the DMS results by DMS staff, affected villages and the affected households. Meanwhile, the taskforces were requested to collect basic information of affected households for establishing a database.45 (vii) Publicity and verification of DMS results in affected villages for a week or so. (viii) Finalization of DMS results village by village and by township during 01-20 June.

7.1.3. Consultation and Participation Plan during Implementation

As preparations and implementation go on, the resettlement implementing agencies will conduct further public participations and a public participation plan is prepared in Table 7-2.

Table 7-2: Public Participation Plan during Implementation Purpose Mode Date Participants Topics Land acquisition and Village meeting July 2012- Dec 2014 PRD, ROs, Townships, i) Agreement on affected land resettlement and visiting villages, APS and non-land assets individual HHs ii) Negotiation and agreement on compensation standards and mode of payments Determination and Village meeting Before & after Ditto Discussion of the final income implementation of (many times) implementation restoration plan and the plan income restoration for use of compensation fees plan House plots selection Village meeting Aug. 2012 COs, township and village / officials, APs Training plans Village meeting July. 2012~May. Local labor bureau, township Discussion of training needs 2014 and village officials, APs and establishment of scheme i) resettlement progress and impacts Village June. 2012~ Dec. Monitor, COs, township and ii) compensation disbursement Monitoring participation 2015 village officials, APs iii) information disclosure iv) livelihood restoration and housing relocation

7.2. Complaints and Appeals

The public participation is always encouraged in the process of compiling and implementing of the RP. There will be some unforeseeable problems occurring in the process. In order to solve problems effectively and ensure the project construction and land requisition is carried out successfully, a transparent and effective grievance and appeal channel has been set up. The basic procedures for grievance include the following: (i) If any AP is aggrieved by any aspect of the resettlement, he/she can state their grievance and appeal to the village committee in oral or in written form. If an oral appeal is made, the village committee will record it on paper and process it. Village committee will make a decision on or resolve it in two weeks. AND/OR (ii) The aggrieved AP can state their grievance and appeal to the PRD of LREC in oral or in written form. The PRD of LREC will make a decision on or resolve it in two weeks. AND/OR (iii) The aggrieved AP can state their grievance and appeal to the township

45 The quality of information collected varied, but this will be augmented in the baseline data collected by the external monitor.

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government in oral or in written form. The township government will make a decision on or resolve it in two weeks. (iv) If the aggrieved AP is not satisfied with the decision of the township government, he/she can appeal to the City CO or the Leading Group after receiving the decision; the CCO will reach a decision in two weeks. (v) If the aggrieved AP is still not satisfied with the decision of the CCO, he/she will appeal to the Prefecture CO. After receiving the appeal, the Prefecture CO will reach a decision in two weeks. The AP can at any time appeal to the civil division of a people’s court according to the civil court procedure. APs can appeal on any aspect of resettlement, including compensation criteria and price. APs will be apprised of their rights for lodging appeals during participation in the public meetings and by receiving resettlement information booklet. At the same time, the grievance and appeal process will be publicized among the APs through media. The relevant authorities will sort out the opinions and proposals of the APs and the resettlement offices at all levels will process the information in a timely and effective manner. The organizations will accept the grievance and appeals of the APs free of charge, and the reasonable expenses incurred there will be paid by LREC from the Project’s contingency fund.

The aggrieved person may also express grievance to the external monitor, who would then report it to LREC. If there is more than one household with similar grievances that stemmed from a violation of ADB's safeguard policy, they may appeal directly to ADB in accordance with ADB's Accountability Mechanism (2012).46

46 http://www.adb.org/Accountability-Mechanism/default.asp

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8. Resettlement Budget

8.1. Resettlement Budget and Funding

All expenses incurred during land acquisition and resettlement will be included in the general budget of the project. The resettlement budget is CNY811.03 million, it includes: i) costs for permanent land acquisition of CNY520.14 million (64.13%); ii) compensation for temporary land occupation of CNY24.60 million (3.03%); iii) compensation for houses demolition and relocation of CNY40.39 million (4.98%); iv) compensation for scattered trees of CNY18.33 million (2.26%); v) compensation for ground facilities of CNY1.97 million (0.24%); vi) compensation for special facilities of CNY12.35 million (1.52%); vii) contingency of CNY123.56 million (15.23%); and viii) other costs of CNY69.67 million (8.59%). The summary resettlement expenses are shown in Table 8-1 and details are given in Annex 10. Funding of the resettlement budget will include: (i) CNY624.4 million or 77.0% from LREC;47 and (ii) CNY186.61 million or 23.0% from Longling, Mangshi and Ruili governments. The government funding, as committed, will be from the local construction and installation taxes48 of the project that will be paid by the contractors. Using construction and installation taxes to partly fund land acquisition and resettlement for road projects are common in China and it is a government policy in Yunnan Province since 2002. Table 8-1: Budget of Resettlement Estimations Unit: CNY10,000 No. Item Longling Mangshi Ruili Total Qty % 1 Permanent land acquisition 5,144.0 31,568.5 1,5301.6 52,014.1 64.13% 2 Temporary land occupation 456.0 1473.8 529.9 2,459.7 3.03% 3 Houses demolition 573.7 1367.3 2098.1 4,039.1 4.98% 4 Scattered trees compensation 364.8 871.2 596.8 1,832.8 2.26% 5 Ground facilities compensation 19.8 93.2 84.3 197.3 0.24% 6 Special facilities compensation 413.6 429.4 392.0 1,235.0 1.52% 7 Arable land reclamation fee 342.3 1829.3 803.8 2975.4 3.67% Compensation fee for water and soil 8 conservation 35.1 187.7 82.5 305.3 0.38% 9 Forest vegetative Rehabilitation Fees 185.5 734.2 238.3 1158.0 1.43% 10 Land acquisition administration fee 117.6 693.9 332.5 1143.9 1.41% 11 Contingency fee for land acquisition 1,394.4 7,160.7 3,800.5 12,355.6 15.23% 12 Surveying & bounding expenses 150 0.18% 13 Expenses for land reclamation project making 24.8 0.03% 14 Internal monitoring expenses 50 0.06% 15 External monitoring expenses 200 0.25% 16 Technical training expenses 160 0.20% 17 Vulnerable groups subsidy 16 46.2 47.8 100 0.12% 18 Support to severely affected natural villages 100 300 300 700 1.41% Total expenses 9162.8 46755.4 24607.9 81101.0 100%

47 Including: (i) CNY 82.75 million for Longling County; (ii) CNY 536.65 million for Dehong Prefecture; and (iv) CNY 5.0 million for management, internal and external monitoring, etc. 48 It is about 3% of the business volumes of the contractors. It is estimated that this tax will amount to over CNY 210 million.

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As per agreements between YPDOT with Dehong Prefecture and Baoshan Municipality, actual expenses exceeding the budget will also be covered by Longling County and Dehong Prefecture.49

8.2. Management and Disbursement of Resettlement Funds

8.2.1. Management of Resettlement Funds

The PRD of LREC, Dehong Prefecture CO and CCOs will be responsible for management of resettlement funds. In order to guarantee compensation funds to be timely transferred and be properly used, each level shall strictly follow the stipulations of financial management and auditing requirements. The use and transfer status of compensation funds will be periodically checked and audited. In case of unexpected events, adjustment and remedial measures shall be timely made.

8.2.2. Disbursement Principles

All expenses related to resettlement will be included in the general budget of the project. The compensations for land acquisition and other costs will be paid to relevant agencies and persons by LREC directly or through Dehong CO and CCOs. The house demolition compensations will be paid to affected HHs one-off before houses rebuilding by CCOs directly. Compensations payments for land and facilities compensation will commence 3 months before acquisition. Compensations will be paid up 7 days after APs’ provision of land. To ensure the successful implementation of land acquisition and resettlement, and to ensure that all funds are disbursed on schedule, government financial and auditing bodies will oversee the disbursement processes and active payments.

8.2.3. Flow of Resettlement Funds

Based on the compensation policy and standards stipulated in the RP, PRD will sign “Houses Removal Agreement” and “Land Acquisition Agreement” with Dehong CO and Longling CCO. Dehong Prefecture CO will sign similar agreements with Mangshi and Ruili COs. The CCOs will sign the compensation agreements with affected households and entities on acquisition of land, demolishment and relocation of houses and various properties. In accordance with signed agreements, the house demolition compensations will be transferred by PRD through the bank to the Dehong CO (then to Mangshi and Ruili CCOs) and Longling CCO. CCOs will distribute the compensation funds to affected HHs directly. According to the relevant policy stipulations, the land compensations and subsidies will be paid by the PRD to the Dehong CO (then to Mangshi and Ruili CCOs) and Longling CCO. The CCOs will distribute funds to the County Land Administration Bureau and then to APs directly (i.e. without going through townships and village collectives). The flow of compensation funds is presented in the following diagram.

49 Agreements co-signed in March 2011 by (i) Provincial Development and Reform Commission, (ii) Baoshan Municipality/Dehong Prefecture Government; (iii) Provincial Department of Forestry; (iv) Provincial Department of Land and Resources; (v) Provincial Department of Transport; and (vi) LREC.

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Figure 8-1: Fund Flow Chart

LREC, Dehong Prefecture Government Longling Count y Government

Land Resource Department Dehong CO Independent Water Resource Department Monitor Forestry Department Longling CO

Mangshj, Ruili & Wanding COs Power & Telecommunication Companies Water Resource Bureau Land Resource Bureau Forestry Bureau

Affected HHs, entity and agencies. Including: (i) compensations for land and standing crops, houses & ground attachments, scattered trees; (ii) relocation allowance; and (iii) vulnerable subsidy.

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9. Implementation Schedule

9.1. Principles for Resettlement Implementation

According to the implementation schedule of the project, the construction works will commence in Dec. 2012 and be completed in Dec. 2015.50 To ensure that the resettlement implementation is linked up to the project construction schedule, land acquisition and houses demolition procedure will start from July 2012 and end in December 2014. The basic implementation principles of resettlement are: (i) Land acquisition will be completed 3 months before the commencement of construction. (ii) During resettlement, APs will have opportunities to participate in the activities. Before the commencement of construction, the scope of land acquisition will be f, and a resettlement information booklet will be distributed for public information. (iii) All types of compensations will be paid to property owners directly in full within 3 months from the date of approval of the land acquisition compensation and resettlement plans. No entity or individual will use the compensation fees for properties on their behalf, and such fees will not be discounted during disbursement for any reason.

9.2. Implementation Schedule

The general resettlement implementation schedule of the project has been developed and the specific arrangements may be adjusted in case of variations. The implementation and supervision milestones are shown in Table 9-1.

50 Construction of key engineering works prior to this RP’s approval by ADB in order to catch up overall schedule set by the provincial government.

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Table 9-1: Resettlement Implementation and Supervision Milestones No. Resettlement Tasks Target Responsible Deadline Agency 1. Consultation and disclosure 1.1 Draft RP circulation and Prefectures and project LREC and county Done by May 2010 endorsement counties. governments 1.2 RIB distribution All likely affected villages County COs and township Done in May 2010 and and APs governments then before Feb 2012 1.3 DMS, consultations for updating Seriously affected LREC, county and Feb-Jun 2012 RP villages and APs township COs, consultant 2. RP & Budget 2.1 Approval of feasibility study NDRC Done on 31 May 2010 report 2.2 Final design completion LREC & DI 20 Oct 2011 2.3 Updating RP based on detailed LREC & consultant Nov 2011 design 2.4 DMS DI, county & township COs, Feb-May 2012 affected villages and APs 2.5 Finalizing RP based on DMS LREC, consultant Jun 2012 2.6 Review and approval of final RP LREC, ADB 15 Jul 2012 & budget 3. Capacity Building 3.1 Establishment of resettlement LREC, Local governments Done by 2011 offices at various levels 3.2 COs capacity building 100 staff LREC, Consultant Dec 2011-Jun 2012 3.3 Designate village authorities All affected villages County and township COs Dec 2011 4. Resettlement Implementation 4.1 Commence land acquisition All Cos 1 Jul 2012 onwards procedures 4.2 Agreements with villages and All villages and APs County/City Cos 1 Jul 2012 onwards APs 4.3 Payment of compensation to County/City Cos 15 Jul 2012 onwards APs 4.4 Completion of land acquisition All Cos 31 Dec 2014 4.5 Preparation of housing plots for 164 HHs County/City Cos Jul-Sep 2012 relocation HHs 4.6 House demolition 452 HHs County/City Cos Oct 2012 onwards 4.7 Construction of relocation 164 HHs AHs. Local government Sep 2012- 30 Apr 2013 houses (i.e., during dry season) 4.8 Move into new houses 164 HHs APs May 2013 5. Monitoring & Evaluation 5.1 Internal monitoring reports 8 quarterly LREC Attach to Quarterly reports Progress Reports 5.2 Contracting external monitor LREC Done in May 2012 5.3 Baseline survey 300 HHs External monitor July-Aug 2012 (during summer vacation after DMS) 5.4 External monitoring report 4 semi-annual report External monitor 4 weeks after each half followed by 2 annual year, starting from Jul evaluation reports 2012 5.5 Resettlement completion report 1 report LREC 31 Mar 2016 6. Civil Works 6.1 Commencement of civil works LREC and Contractors 20 Dec 2012 6.2 Demolition of structures Contractors Oct 2012 onwards AP = affected person; DI = design institute; DMS = detailed measurement survey; LREC = Longrui Expressway Company; NDRC = National Development & Reform Commission; RIB = resettlement information booklet; CO = (resettlement) coordination office; RP = Resettlement Plan; YPDOT = Yunnan Provincial Department of Transport.

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10. Monitoring and Evaluation

To ensure the successful implementation of the RP, the implementation of the land acquisition, house demolition and resettlement activities of the project will be monitored and evaluated regularly as required by the ADB resettlement policies, including internal and external monitoring.

10.1. Internal Monitoring

The internal monitoring agency of the project is LREC or its PRD. Internal monitoring will be basically focused on resettlement progress and it will be executed jointly by the prefecture/county COs and other competent authorities (e.g., land resources bureau). The LREC will prepare a detailed internal monitoring plan for the land acquisition and resettlement activities of the project. . The LREC will submit an internal monitoring report to YPDOT and ADB quarterly. In such reports, the statistical data of the past 3 months will be tabulated to reflect progress through comparison of the actual and planned use of the land acquisition, resettlement and compensation fees. Table 10-1 and Table 10-2 provide some sample formats.

Table 10-1: Implementation Progress ______, ______Township, ______County Cut-off date: MM/DD/YY Date completed: MM/DD/YY Planned Accumulati Proportion of Item Unit Actual quantity quantity ve total completion Permanent land acquisition Mu Temporary land use Mu House demolition area m2 Payment of land compensation CNY Compensation for house CNY demolition Personnel training Person Job arrangement Person Land adjustment Mu Reported by: Signature (person responsible): Official seal:

Table 10-2: Fund Use ______, ______Township, ______County Cut-off date: MM/DD/YY Date completed: MM/DD/YY Investment Compensation Unit/ Adjusted Proportion of Affected unit Description required received Qty. compensation compensation (CNY) (CNY) Village 1 Village 2 Relocation HHs Entities Reported by: Signature (person responsible): Official seal:

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10.2. External Monitoring and Evaluation

As required by the ADB policies, LREC has entrusted the Beijing Zhongkehongce Consulting Company as the independent resettlement monitor. The external monitoring and evaluation agency will make follow-up monitoring and evaluation of resettlement activities and provide advisory opinions. It will also make follow-up monitoring of the production level and standard of living of the APs, and submit monitoring and evaluation reports to the LREC and ADB semi-annually. TOR (terms of reference) for external monitoring is presented in Annex 11.

10.2.1. Scope and Methods 10.2.1.1 Baseline Survey The external monitoring agency will make a baseline survey of the affected villages and HHs. The baseline data include the production level and standards of living of APs. A sample size of about 300 households will be covered by the baseline survey with the following representation of different affected population groups 1) For households losing structures: - for relocation households (164), survey sample of about 25% = 40 HHs - for non-relocation (partial structure loss) households (288), sample survey size of 10% = 30 HHs

2) For land loss households - survey sample for those with significant losses: - for losses > 20% (70 households), sample size of about 30% = 20 HHs - for losses of 10-20% (1100), sample size of 10% = 110 HHs with focus on those with more than 15% loss (see comment in RP)

3) For vulnerable households (460), survey about 20% = 110 HHs

The baseline survey, as well as the follow up monitoring and post-project evaluation, will cover and not limited to the following socioeconomic indicators of targeted HHs: (i) Level of education of adults by gender (ii) Land area by type (iii) House type (quality) (iv) Housing area (v) Income by source (vi) Expenditure by type (vii) Major assets ownership (viii) Frequency of visits to county seat (ix) Cropping pattern (cultivated area of each crop).

10.2.1.2 Regular Monitoring and Evaluation During the implementation of the RP, the external monitoring agency will monitor the following indicators (fully or partly) twice a year:

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(i) Disbursement and amount of compensation fees; (ii) The survey and coordination of and suggestions for key issues of APs and the implementing agencies during implementation; (iii) The restoration level of the household income of APs after land acquisition; (iv) The restoration and resettlement of the vulnerable groups, support to the vulnerable groups; (v) Restoration and reconstruction of ground affiliated and special facilities; (vi) Resettlement and restoration of production and livelihoods; (vii) Compensation for property losses; (viii) Schedule for the above activities (applicable at any time); (ix) Resettlement network organization; (x) Use of compensation fees for land and income of the displaced persons； (xi) Increase in employment income of labor; (xii) Whether the affected people benefit from the project; (xiii) Degree of satisfaction or problems identified; (xiv) The degree of participation and consultation of APs during implementation; and (xv) Resettlement training and its results. Tracer surveys, using the baseline survey questionnaire, will be applied to assess the change in living standard, livelihoods and income. This will be the basis to determine whether resettlement has been successfully completed.

10.2.1.3 Public Consultation The external monitoring agency will attend public consultation meetings to be held during the implementation of resettlement. By attending these meetings, the external monitoring agency can evaluate the results of public participation.

10.2.1.4 Complaints The external monitoring agency will visit the affected villages regularly, and inquire of the township governments and the implementing agencies regarding the reporting and disposition of complaints. In the meantime, it will also meet complainants and propose corrective measures and suggestions for outstanding issues.

10.2.2. Reporting

The external monitoring agency will submit a monitoring report to ADB and LREC semiannually. The reporting schedule is shown in Table 10-3.

Table 10-3: Schedule of Resettlement Monitoring and Evaluation No. Report Date 1 Baseline survey report Nov. 2012 2 3 1 stnd monitoring report Jan. 2013 4 2 ndrd monitoring report Jul. 2013 5 3 rdth monitoring report Jan. 2014 6 4thmonitoring report Jul. 2014 5th monitoring report Jan 2015 7 Post evaluation report Jan 2016

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10.3. Post-resettlement Evaluation

After the completion of the project, upon the provision of a completion report by LREC, the external monitor will conduct a post-project evaluation and prepare an evaluation report to summarize resettlement activities and successful experience and lessons. This report could be a valuable reference for subsequent resettlement of other projects.

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ANNEXES Annex 1: Expressway Alignnment and Topgrahpic Conditions

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Annex 2: Detailed Land Acquisition Imapcts (unit: mu)

Table A2.1 Permanent Acquisition of State Land in Longling County Unit: mu Entity/Agency House plot Roads Water surface and water works Total Pufeng Real Estate Co. 16.31 0 0 16.31 Transport Bureau 1.16 0 1.16 Water Resource Bureau 0 0 3.29 3.29 Total 16.31 1.16 3.29 20.75

Table A2.2 Permanent Acquisition of State Land in Mangshi City Unit: mu Arable land Orchard/garden Forestland House Funeral Water Entity/agency Grassland Roads Unused Total Subtotal Paddy dry land Subtotal Fruit Tea Others Subtotal Timber Shrub Others plot land surface Huaqiao Farm 兴侨一组 0.08 0.08 1.51 0 1.51 0 0.05 0.05 0 0 0 0 0 0 0 0 1.64 (Xingqiao Commu) 兴侨二组 21.28 2.36 18.92 10.04 0 0 10.04 12.78 12.71 0 0.07 0.71 0.01 0 0.33 0 0 45.14 Transport Bureau 0 0 0 0 0 0 0 0 0 0 0 0 0 11.59 0 0.48 12.07 Forestry Bureau 10.75 1.29 9.46 19.83 8.56 9.96 1.31 409.11 371.52 32.34 5.24 5.02 2.21 0 3.66 0 0 450.58 Water Resource Bureau 2.09 2.09 0 0 0 0.26 0.26 2.17 0 0.09 35.94 0 40.55 Hula 17.04 17.04 0 119.68 0 75.06 44.62 28.54 7.79 20.43 0.33 14.58 0.39 0.64 0.13 1.60 0 182.61 Sub-farm Zhefang Farm Gazhong 2.15 2.15 0 265.36 10.98 136.20 118.17 84.62 66.19 9.19 9.25 17.19 0.68 0 0.95 0 00 370.94 Sub-farm Total 53.39 24.93 28.46 416.42 19.55 222.73 174.15 535.37 458.52 61.96 14.88 39.66 3.29 0.64 16.75 37.54 0.48 1103.53

Table A2.3 Permanent Acquisition of State Land in Ruili City Unit: mu Entity/agency Arable land Orchard/garden Forestland Public Others Grassland House plot Water Sub- Sub- Sub- land Funeral Roads Total Paddy land dry land Fruit Tea Others Timber Shrub Others surface Subtotal Unused Greenhouse total total total Chengdu Military District 20.39 0 20.39 3.00 3.00 0 0 2.04 0 2.04 0 0.58 0.17 0 0 0.32 2.47 0.36 0.36 0 26.34 Dehong Forestry Institute 0 0 0 38.66 17.58 0 21.07 2.05 2.05 0 0 0.58 0.09 0 0 0.96 0 0 0 0 42.34 Ruili Farm-Huosai Su-farm 69.06 24.78 44.28 78.04 0 0 78.04 12.16 9.72 2.44 0 1.70 0 0 0 3.11 14.76 1.07 0 1.07 179.90 Ruili Farm-Kanlan Subfarm 4.73 0 4.73 117.17 4.67 0 112.50 40.83 40.83 0 0 0 0 0 2.27 0.28 0.78 0 0 0 166.05 Ruili Farm-Mengmao Subfarm 2.27 0 2.27 69.96 15.04 0 54.91 3.93 3.90 0 0.03 1.39 0.04 0 0 1.50 0.72 0 0 0 79.80 Ruli Farm-Nongdao Subfarm 27.23 15.13 12.10 68.59 31.80 18.48 18.30 9.47 5.78 0 3.69 2.15 0.06 0 0 1.41 1.36 0.18 0.18 0 110.45 Wanding Farm 81.41 0 81.41 209.37 17.91 3.38 188.07 37.85 21.66 16.19 0 10.02 0.09 0 0 5.68 2.69 0 0 0 347.10 Nongdao Township (enterprise station) 5.37 5.37 0 0 0 0 0 0 0 0 0 0 0 0 0 6.06 0 0 0 11.43 Nongdao Township (water station) 75.00 75.00 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 75.00 Public Security Bureau 15.18 0 15.18 0 0 0 0 0 0 0 0 0.56 0 0 0 0 0 0 0 0 15.73 Transport Bureau 0 0 0 0 0 0 0 0 0 0 0 0.02 0 0.52 6.10 0 0 0 0 6.65 Water Resource Bureau 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0.61 0 0 0 0.61 Wanding Transport Bureau 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2.96 0 0 0 0 2.96 Wanding Forestry Bureau 10.10 0 10.10 1.68 0.40 0 1.27 15.66 15.66 0 0 0 0.11 0.02 0 1.26 1.78 0 0 0 30.60 Dehong Agricultural Institute 0 0 0 12.93 12.93 0 0 0 0 0 0 0 0.10 0 0 0 0 0 0 0 13.03 Total 235.74 45.29 190.45 596.39 100.34 21.87 474.18 123.98 99.60 20.67 3.72 16.99 0.66 0.54 2.27 23.60 31.24 1.61 0.54 1.07 1033.02

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Table A2.4 Permanent Acquisition of Collective Land in Longling County-1 Unit: mu Township Village/ 1. Arable land 2. Orchard/garden 3. Forestland community Subvillage Paddy land Dry land 4. Grassland Subtotal Subtotal Fruit Tea Others Subtotal Timber Shrub Others Flat Terrace Irri. Terrace Sloping 1. Baijiazhai 白家寨 5.64 0 5.46 0 0 0.18 0 0 0 0 71.33 18.84 52.49 0 0 Longshan Village 老绿树 1.37 0 0 0 0 1.37 7.67 3.91 3.76 0 99.82 95.01 4.81 0 0 Township 弯山 0 0 0 0 0 0 0 0 0 0 2.72 2.72 0 0 0 Subtotal 7.02 0 5.46 0 0 1.55 7.67 3.91 3.76 0 173.87 116.57 57.30 0 0 Baita 1 组 7.83 2.64 4.39 0.17 0 0.64 1.82 0 1.79 0.03 1.21 0.93 0 0.28 0.85 Community 2 组 7.88 2.68 4.39 0.17 0 0.64 1.82 0 1.79 0.03 1.27 0.98 0 0.28 0.85 3 组 29.5 29.5 0 0 0.64 1.82 0 1.79 0.03 1.21 0.93 0 0.28 0.85 6 组 39.16 13.20 21.93 1.03 0 3.18 9.11 0 8.95 0.16 6.06 4.65 0 1.41 4.27 7 组 36.99 15.84 16.31 1.03 0 3.81 10.94 0 10.74 0.20 7.28 5.59 0 1.69 5.12 8 组 46.99 15.84 14.64 1.03 0 3.81 10.94 0 10.74 0.20 7.28 5.59 0 1.69 5.12 Subtotal 156.69 52.84 87.71 3.42 0 12.72 36.46 0 35.81 0.65 24.31 18.67 0 5.64 17.07 Nanxchang 四组 11.77 5.87 4.60 0 1.30 16.30 0 16.30 1.32 0 1.32 10.79 Community 五组 2.61 0 0 0 1.13 1.48 18.23 0 16.07 2.16 15.08 15.08 0 0 0 六组 23.18 0 11.63 0 0 11.55 0 0 0 0 9.66 9.66 0 0 0 八组 46.85 0 22.53 0 0 24.32 0 0 0 0 95.68 7.85 87.83 0 4.58 七组 41.17 0 10.03 0 0 31.14 6.67 0 6.67 0 114.24 26.42 87.83 0 4.58 Subtotal 125.59 5.87 48.80 0 1.13 69.79 41.20 0 39.04 2.16 235.99 59.01 175.65 1.32 19.96 Yunshan 革家坡 2.60 0.99 1.61 0 0 9.32 0 9.32 0 1.93 0 0 1.93 Community 姜家塘 4.77 4.16 0.50 0 0 0.10 0.81 0 0.81 0 1.50 1.50 0 0 0.49 界牌 23.49 8.31 14.06 1.13 0 0 0.45 0 0.45 0 0.08 0.08 0 0 0 一碗水 23.49 8.31 14.06 1.13 0 0 0.45 0 0.45 0 0.08 0.08 0 0 0 陆家园 23.49 8.31 14.06 1.13 0 0 0.45 0 0.45 0 0.08 0.08 0 0 0 石笕槽 42.88 37.43 4.52 0 0.93 7.25 0 7.25 0 13.55 13.55 0 0 4.42 吴家沟 23.49 8.31 14.06 1.13 0 0.45 0 0.45 0 0.08 0.08 0 0 0 下坪 47.65 41.59 5.02 0 1.04 8.05 0 8.05 0 15.05 15.05 0 0 4.91 新寨 23.49 8.31 14.06 1.13 0 0 0.45 0 0.45 0 0.08 0.08 0 0 0 Subtotal 215.36 125.70 81.95 5.64 0 2.07 27.67 0 27.67 0 32.45 30.52 0 1.93 9.82 Township Total 504.65 184.42 223.92 9.06 1.13 86.13 113.00 3.91 106.27 2.81 466.62 224.77 232.96 8.89 46.84 2. Longxin Huangcaoba 大坡 5.69 0 0 0 0 5.69 0 0 0 0 11.23 11.23 0 0 0 Township Village 邓家寨 5.69 0 0 0 0 5.69 0 0 0 0 11.23 11.23 0 0 0 段家寨 0 0 0 0 0 0 0 0 0 0 109.62 107.90 1.72 0 3.43 湾塘 0 0 0 0 0 0 0 0 0 0 0.02 0.02 0 0 0 小米地 10.63 0 0 0 0 10.63 0 0 0 0 19.68 14.39 5.28 0 0 Subtotal 22.02 0 0 0 0 22.02 0 0 0 0 151.77 144.76 7.01 0 3.43 Township Total 22.02 0 0 0 0 0 0 0 0 144.76 7.01 0 0 Total 526.67 184.42 223.92 9.06 1.13 108.15 113.00 3.91 106.27 2.81 618.39 369.53 239.96 8.89 50.27

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Table A2.5 Permanent Acquisition of Collective Land in Longling County-2 Unit: mu

Township Village/ 8. Water surface and water works 9. Others 6. Funeral 7. Rural community Sub-village 5. House plot Bare Total land road Subtotal River Ponds Subtotal Unused land 1. Longshan Baijiazhai Vill 白家寨 0 0 0 0 0 0 0 0 0.00 76.97 Township 老绿树 0 0 0.40 0 0 0 0 0 0.00 109.26

弯山 0 0 0 0 0 0 0 0 0.00 2.72 Subtotal 0 0 0.40 0 0 0 0 0 0.00 188.95 Baita Community 1 组 0.06 0 0.02 0.04 0.01 0.03 0.10 0 0.10 11.93 2 组 0.06 0 0.02 0.04 0.01 0.03 0.10 0 0.10 12.03 3 组 0.06 0 0.02 0.04 0.01 0.03 0.10 0 0.10 11.93 6 组 0.28 0 0.09 0.18 0.05 0.12 0.48 0 0.48 59.63 7 组 0.33 0 0.11 0.21 0.06 0.15 0.58 0 0.58 71.56 8 组 0.33 0 0.11 0.21 0.06 0.15 0.58 0 0.58 71.56 Subtotal 1.11 0 0.36 0.71 0.21 0.50 1.92 0 1.92 238.62 Nanxchang 四组 0 0 0 0 0 0 0 0 0.00 40.19 Community 五组 0 1.89 0 0 0 0 0 0 0.00 37.82 六组 1.35 2.77 0.55 0 0 0 0.23 0.23 0.00 37.75 八组 0 0 0.48 0 0 0 0 0 0.00 147.60 七组 1.04 0 0 0 0 0 0 0.00 167.71 Subtotal 2.40 4.67 1.04 0 0 0 0.23 0.23 0.00 431.05 Yunshan 革家坡 0 0 0.15 0.17 0.17 0 0 0 0.00 14.18 Community 姜家塘 0 0 0.09 0.01 0 0.01 0 0 0.00 7.66 界牌 0.11 0 0.24 0 0 0 0.14 0.14 0.00 24.51 一碗水 0.11 0 0.24 0 0 0 0.14 0.14 0.00 24.51 陆家园 0.11 0 0.24 0 0 0 0.14 0.14 0.00 24.51 石笕槽 0.01 0 0.76 0.06 0 0.06 0 0 0.00 68.93 吴家沟 0.11 0 0.24 0 0 0 0.14 0.14 0.00 24.51 下坪 0.01 0 0.85 0.07 0 0.07 0 0 0.00 76.59 新寨 0.11 0 0.24 0 0 0 0.14 0.14 0.00 24.51 Subtotal 0.57 0 3.03 0.32 0.17 0.14 0.71 0.71 0.00 289.92 Township Total 4.08 4.67 4.82 1.02 0.38 0.64 2.85 0.93 1.92 1148.54 2. Longxin Huangcaoba 大坡 0 0 0 0 0 0 0 0 0.00 16.92 Village 邓家寨 0 0 0 0 0 0 0 0 0.00 16.92 段家寨 0 0 0 0 0 0 0 0 0.00 113.05 湾塘 0 0 0 0 0 0 0 0 0.00 0.02 小米地 0 0 0 0 0 0 0 0 0.00 30.31 Subtotal 0 0 0 0 0 0 0 0 0.00 177.22 Township Total 0 0 0 0 0 0 0 0 177.22 Total 4.08 4.67 4.82 1.02 0.38 0.64 2.85 0.93 1.92 1325.76

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Table A2.6 Permanent Acquisition of Collective Land in Mangshi City-1 Unit: mu 1. Arable land 2. Orchard/garden 3. Forestland 5. Industrial/ Township/ Sub-village/ Village/ Paddy land Dry land 4. Grassland mining Subdistrict community community group Subtotal Subtotal Fruit Tea Others Subtotal Timber Shrub Others Flat Terrace Irri Flat Sloping land 风平 50.49 36.76 0 0 13.73 0.11 0.11 0 0 0 0 0 0 0.95 龙昌移民 1.10 0 0 0 0.79 0.31 0.24 0 0.24 0 4.20 1.04 3.15 0.01 0.24 5.21 Fengping Vill. 弄门 6.81 1.96 2.13 0 0 2.72 0 0 0 0 12.71 12.71 0 0 4.52 3.66 弄相 48.55 45.94 1.15 0 0 1.47 0 0 0 0 8.06 8.06 0 0 2.58 1.97 Subtotal 106.95 84.66 3.27 0 14.52 4.50 0.35 0.11 0.24 0 24.97 21.81 3.15 0.01 8.29 10.85 老光 10.50 10.10 0 0 0 0.40 0 0 0 0 0 0 0 0 0.47 0 芒别 33.24 19.56 0 0 13.43 0.24 14.92 7.45 0.09 7.39 0.08 0.08 0 0 0 0 Mangbie vill 南改 15.20 0 1.19 0 2.72 11.29 10.67 0 10.67 0 6.77 3.70 3.06 0.01 1.05 5.06 南景 20.72 8.07 0 0 4.21 8.44 0.23 0 0.23 0 52.00 39.23 3.06 9.72 1.01 8.81 1. Fengping 新光 3.13 0 0 0 0 3.13 0 0 0 0 0 0 0 0 0 0 Township 弄相新寨 0 0 0 0 0 0 0 0 0 0 0.85 0.85 0 0 0 0

允门 35.13 2.42 5.45 0 9.21 18.05 4.74 0 0 4.74 101.62 101.08 0 0.54 5.00 0 Subtotal 117.91 40.16 6.64 0 29.56 41.55 30.56 7.45 10.98 12.13 161.32 144.94 6.11 10.27 7.53 13.87

蚌相 42.83 6.24 23.55 0 0 13.04 0.14 0.14 0 16.71 16.40 0.31 0 1.78 0

非海 13.99 0.65 6.46 0 0 6.88 3.65 0 0 3.65 27.76 27.76 0 0 0.96 0 户拉相 5.69 0.20 0 0 0 5.49 3.65 0 0 3.65 27.56 27.56 0 0 0 0 拉院 15.41 0 0 1.27 0 14.14 0.45 0.45 0 0 52.72 37.46 15.26 0 1.71 0 芒烘 196.48 98.28 0 0 48.28 49.93 1.92 0 0 1.92 87.09 85.70 1.39 0 4.98 4.20 Mangzhai vill 芒崃 5.04 0 0 0 0 5.04 0 0 0 6.55 6.32 0.23 0 0 0 芒赛 20.79 0 0 1.25 0 19.54 17.29 0 0 17.29 44.90 44.90 0 6.14 0 芒掌 11.66 0 0 0 0 11.66 0 0 0 9.90 5.68 3.86 0.36 1.36 0 团结 11.38 0.39 0 0 0 10.98 7.31 0 0 7.31 55.11 55.11 0 0 0 0 Subtotal 323.27 105.75 30.01 2.52 48.28 136.72 34.42 0.45 0.14 33.83 328.30 306.88 21.05 0.36 16.93 4.20 菲洪 133.12 12.66 65.63 0 35.70 19.12 2.90 0 0 2.90 7.24 6.47 0 0.77 4.98 0 户育 171.02 15.31 13.09 0 47.58 95.04 37.56 0 30.54 7.03 9.82 9.82 0 0 0 0 Padi vill 帕底 16.41 0.26 0 1.73 2.64 11.78 0 0 0 0 86.76 85.08 1.68 0 8.45 0 Subtotal 320.55 28.23 78.72 1.73 85.92 125.94 40.47 0 30.54 9.93 103.83 101.38 1.68 0.77 13.44 0 Township total 868.69 258.80 118.64 4.25 178.28 308.72 105.79 8.01 41.90 55.89 618.42 575.01 32.00 11.41 46.18 28.92 Xianrendong 江连新 2.01 0 0 0.25 0 1.77 0.65 0.65 0 0 0.13 0.13 0 0 0 0.27 2. Jiangdong vill Subtotal 2.01 0 0 0.25 0 1.77 0.65 0.65 0 0 0.13 0.13 0 0 0 0.27 Township Township total 2.01 0 0 0.25 0 1.77 0.65 0.65 0 0 0 0.13 0 0 0 0.27 大湾 4.32 0.30 4.02 0 0 0 0 0 0 0 0 0 0 0 0.34 0 Dawan vill 街坡 32.34 26.33 6.01 0 0 0 0 0 0 0 0 0 0 0 1.47 0 Subtotal 38.68 26.64 10.03 0.25 0 1.77 0.65 0.65 0 0 0.13 0.13 0 0 1.81 0.27 广门 46.37 0 1.81 0 0 44.57 0 0 0 0 72.95 47.67 25.28 0 6.12 0 拉怀 68.87 27.27 7.94 32.74 0 0.93 0 0 0 0 51.57 51.57 0 0 0.11 0 芒常 2.30 0 1.76 0 0.22 0.32 0 0 0 0 12.34 12.34 0 0 0 0 芒岗 59.38 19.63 27.85 0 11.89 0 2.97 2.70 0.26 0 0 0 0 0 0 内芒乖 144.53 98.56 0.73 45.24 0 0 3.78 3.78 0 0 4.06 4.06 0 0 2.23 0 Lahuai vill 那里 28.89 0 23.13 0 0 5.76 1.54 1.54 0 68.87 68.87 0 0 0.23 0 帕亮 8.18 0 0 0 0 8.18 0 0 0 0 35.09 35.09 0 0 0.96 0 提腊 24.05 20.68 0 3.37 0 0 0 0 0 0 0 0 0 0 0 0 外芒乖 167.77 161.87 5.90 0 0 0 0 0 0 0.73 0.73 0 0 0 0 拉满 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0.12 0 Subtotal 550.33 328.01 69.12 81.34 12.11 59.75 8.29 6.48 1.54 0.26 245.60 220.33 25.28 0 9.77 0 3. Mangshi 广母 1.95 1.95 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Township Manghe vill Subtotal 1.95 1.95 0 0 0 0 0 0 0 0 0 0 0 0 0 0 打杏 5.37 0 0 0 0 5.37 0 0 0 0 90.85 90.85 0 0 0 0 上寨 8.86 8.83 0.03 0 0 0 0 0 0 0 0 0 0 0 0 0 深沟 0.33 0 0.33 0 0 0 0 0 0 0 0 0 0 0 0 0 Xiangguntang 外寨 1.85 0 1.85 0 0 0 1.59 0 1.59 0 0 0 0 0 0 0 vill 新桥 2.55 0 0.29 0 0 2.25 12.90 0 12.90 0 106.93 106.93 0 0 0.19 0 寨头 0 0 0 0 0 0 0 0 0 0 14.10 14.10 0 0 0 0 Subtotal 18.96 8.83 2.51 0 0 7.62 14.49 0 14.49 0 211.88 211.88 0 0 0.19 0 背阴山 14.54 0 14.54 0 0 0 0 0 0 0 0 0 0 0 0 0 大岭干 0.96 0 0.96 0 0 0 0 0 0 0 0 0 0 0 0 0 峨头山 30.24 0 0.32 0 0 29.93 0 0 0 0 2.06 1.72 0.34 0 0 0 Yunmao vill 汉坝场二社 4.77 0 4.77 0 0 0 7.28 0 7.28 0 0 0 0 0 0 0 汉坝场一社 0.47 0 0.47 0 0 0 12.48 0 12.48 0 0 0 0 0 0.27 0 落水坑 0 0 0 0 0 0 3.10 0 0 3.10 0 0 0 0 0 0 - 60 -

1. Arable land 2. Orchard/garden 3. Forestland 5. Industrial/ Township/ Sub-village/ Village/ Paddy land Dry land 4. Grassland mining Subdistrict community community group Subtotal Subtotal Fruit Tea Others Subtotal Timber Shrub Others Flat Terrace Irri Flat Sloping land 山林果树 27.09 0 27.09 0 0 0 0 0 0 0 0.12 0.12 0 0 0 0 水槽子 53.52 0 47.39 0 0 6.12 4.26 0 4.26 0 35.68 31.31 4.37 0 3.92 0 藤蔑厂 27.12 0 0 0 0 27.12 0.91 0 0.91 0 0 0 0 0 2.59 0 Subtotal 158.70 0 95.53 0 0 63.17 28.04 0 24.94 3.10 37.85 33.14 4.71 0 6.79 0 Township total 766.61 365.43 177.19 81.34 12.11 130.54 50.82 6.48 40.98 3.36 495.34 465.35 29.99 0 18.56 0 第五居民小组 0 0 0 0 0 0 0 0 0 0 3.15 3.15 0 0 1.47 0 Chengxi community Subtotal 0 0 0 0 0 0 0 0 0 0 3.15 3.15 0 0 1.47 0 北里二组 0.12 0 0 0.12 0 0 0 0 0 0 0 0 0 0 0 0 4. Menghuan 北里一组 0.12 0 0 0.12 0 0 0 0 0 0 0 0 0 0 0 0 Dongbeili Subdistrict 东里二组 0.12 0 0 0.12 0 0 0 0 0 0 0 0 0 0 0 0 community 东里一组 0.12 0 0 0.12 0 0 0 0 0 0 0 0 0 0 0 0 Subtotal 0.48 0 0 0.48 0 0 0 0 0 0 0 0 0 0 0 0 Subdistrict total 0.48 0 0 0 0 0 0 0 0 3.15 3.15 0 0 1.47 帮典 33.58 1.32 8.31 0 0 23.95 2.71 0 0 2.71 20.22 18.91 0 1.31 1.76 0 Bangwai vill 拱别 47.54 2.61 20.99 0 0 23.95 2.71 0 0 2.71 139.11 108.00 20.67 10.44 26.69 0

Subtotal 81.12 3.93 29.29 0 0 47.90 5.42 0 0 5.42 159.33 126.91 20.67 11.74 28.46 0 二组 5.97 0.26 0.92 0 0 4.79 0.54 0 0 0.54 3.27 3.24 0 0.03 0.35 0 三组 17.91 0.78 2.76 0 0 14.37 1.62 0 0 1.62 9.81 9.71 0 0.11 1.06 0 Chudonggua 四组 8.36 0.36 1.29 0 0 6.71 0.76 0 vill 0 0.76 4.58 4.53 0 0.05 0.49 0 一组 3.58 0.15 0.55 0 0 2.87 0.33 0 0 0.33 1.96 1.94 0 0.02 0.21 0 5. Santaishan Subtotal 35.81 1.55 5.52 0 0 28.74 3.25 0 0 3.25 19.62 19.41 0 0.21 2.12 0 Township 帮弄 13.37 1.18 12.19 0 0 0 15.08 0 15.08 0 77.54 77.54 0 0 6.35 0 拱岭 3.93 0 3.93 0 0 0 0 0 0 0 0 0 0 0 17.25 0 下芒岗 13.10 0 13.10 0 0 0 0.43 0.43 0 0 13.61 4.22 1.73 7.67 14.20 0 Yunqian vill 二组 31.73 0 31.73 0 0 0 0 0 0 0 0 0 0 0 12.65 0 三组 25.03 0 23.26 0 0 1.77 6.64 0 6.64 0 2.32 0.20 1.55 0.56 17.17 0 一组 27.24 0 27.24 0 0 0 0 0 0 0 0 0 0 0 4.74 0 Subtotal 114.40 1.18 111.46 0 0 1.77 22.14 0.43 21.72 0 93.47 81.96 3.28 8.23 72.36 0 Township total 231.33 6.66 146.27 0 0 30.81 0.43 21.72 8.66 272.42 228.29 23.96 20.18 102.93 0 拉相 50.93 12.41 0 0 0 38.52 16.14 0 0 16.14 48.33 48.33 0 0 0.71 v 芒瓦 102.26 98.17 0 0 4.09 1.16 0 0 1.16 3.68 3.68 0 0 0.90 2.35 Hula vill 弄门 2.30 0 2.30 0 0 0 0 0 0 0 16.07 14.55 1.52 0 0 0 排六小组 2.02 2.02 0 0 0 0 0 0 0 0 0.10 0 0.10 0 0 0 Subtotal 157.50 112.59 2.30 0 4.09 38.52 17.30 0 0 17.30 68.18 66.56 1.61 0 1.61 2.35 坝托 180.59 41.49 42.42 0 20.34 76.34 1.12 0 0 1.12 24.67 16.49 8.18 0 75.09 0 Humen vill Subtotal 180.59 41.49 42.42 0 20.34 76.34 1.12 0 0 1.12 24.67 16.49 8.18 0 75.09 0 棒哈 13.04 0 0 0 0 13.04 37.98 0 0 37.98 48.76 43.51 5.25 0 0 0 彩相 26.56 7.81 0 0 10.35 8.41 9.70 0.09 0 9.61 18.44 5.93 12.51 0 0 0 非海二组 3.76 0 0 0 0 3.76 15.21 1.74 0 13.47 20.09 20.09 0 0 0 0 非海一组 14.32 0 0 0 0 14.32 10.47 1.53 0 8.95 4.72 4.72 0 0 0 0 拱下 13.11 1.37 0 0 0 11.75 13.12 0 0 13.12 20.88 20.88 0 0 0.47 0 广弄 11.58 0 0 2.16 0 9.42 62.19 0 9.80 52.39 18.51 18.51 0 0 4.72 0 Hunong vill 户弄 40.07 0 0 0 1.01 39.06 0 0 0 0 17.86 17.86 0 0 4.99 0 Zhefang 芒里 63.78 0 0 0 9.98 53.80 15.40 0 0 15.40 23.71 19.00 0 4.71 0.47 0 Township 南见 23.02 0 0 0 17.74 5.28 13.80 0.68 0 13.13 48.16 48.16 0 0 0 0 弄么 12.81 0 0 0 12.81 0 0 0 0 0 27.27 25.18 2.09 0 15.59 0 允门 19.54 0 0 0 19.54 28.38 0 0 28.38 24.22 22.72 0 1.50 0 0 遮告 15.54 0 0 0.53 11.96 3.05 21.91 4.43 0 17.48 27.05 8.00 19.05 0 0.08 0 Subtotal 257.13 9.17 0 2.69 63.85 181.43 228.16 8.46 9.80 209.91 299.68 254.56 38.90 6.21 26.31 0 广拉 4.02 0 4.02 0 0 0 0 0 0 0 35.66 0 35.41 0.25 0 0 戛中 11.78 5.56 0 0 0 6.22 8.35 0 6.94 1.41 18.16 0.47 17.69 0 5.74 0 Gazhong vill 南蚌 37.95 34.36 0 0 3.58 0.54 0 0 0.54 5.76 0 5.76 0 15.55 0 帕峦 1.20 0 0 0 0 1.20 1.61 0 0 1.61 19.40 1.44 15.49 2.47 39.74 0 Subtotal 54.95 39.92 4.02 0 3.58 7.43 10.50 0 6.94 3.56 78.98 1.91 74.35 2.73 61.02 0 跌下 36.17 0 0 0 28.59 7.59 33.44 0 0 33.44 37.02 37.02 0 0 1.03 0 弄弄 8.49 0 0 1.08 7.41 0 3.87 0 0 3.87 13.87 13.87 0 0 2.03 0 Zhemao vill 遮相 196.99 74.76 0 0 122.23 0 0 0 0 0 0 0 0 0 0.43 0 Subtotal 241.66 74.76 0 1.08 158.23 7.59 37.31 0 0 37.31 50.89 50.89 0 0 3.49 0 Township total 891.83 277.93 48.74 3.77 250.10 311.30 294.38 8.46 16.74 269.19 522.39 390.41 123.04 8.94 167.52 2.35 Total 2760.95 908.82 490.84 90.09 440.48 830.72 482.45 24.02 121.32 337.11 1911.85 1662.34 208.98 40.53 336.67 31.54

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Table A2.7 Permanent Acquisition of Collective Land in Mangshi City-2 Unit: mu Township/ Village/ Sub-village/ 8. Roads 9. Water surface and water works 10. Other land Subdistrict community community group 6. House plot 7. Funeral Total Subtotal Highway Rural road Subtotal River Ponds Irri canals Others Subtotal Unused Green house Bare land 1. Fengping Fengping 风平 0 0 0.87 0 0.87 1.69 0 0 1.69 0 0 0 0 0 54.11 Township Vill. 龙昌移民 0.06 0.77 0.30 0 0.30 0.06 0 0.06 0 0 0 0 0 0 12.18 弄门 0.19 2.17 0.85 0 0.85 0 0 0 0 0 0 0 0 30.91 弄相 0.10 1.17 3.05 0 3.05 0.73 0 0 0.73 0 0 0 0 0 66.20 Subtotal 0.35 4.11 5.07 0 5.07 2.48 0 0.06 2.42 0 0 0 0 0 163.41 Mangbie vill 老光 0 0 0.21 0 0.21 0.21 0 0 0.21 0 0 0 0 0 11.39 芒别 0.24 0.60 0 0.60 0.01 0 0 0.01 0 0 0 0 0 49.09

南改 6.57 1.94 0.92 0 0.92 0.15 0 0.06 0.09 0 0 0 0 0 48.32

南景 0.90 0.75 0.88 0 0.88 1.02 0 1.02 0 0 0.91 0.91 0 0 87.23 新光 0 0 0 0 0 0.10 0 0.10 0 0 0 0 0 3.23 弄相新寨 0 0 0.23 0 0.23 0.06 0 0.06 0 0 0 0 0 0 1.14 允门 0.02 0.99 0 0.99 0 0 0 0 0 0 0 147.51

Subtotal 7.74 2.69 3.83 0 3.83 1.55 0 1.13 0.42 0.91 0.91 0 0 347.91 Mangzhai vill 蚌相 0 0 0.73 0 0.73 0.86 0 0 0.86 0 0 0 0 0 63.04 非海 0 0 0.07 0 0.07 0.03 0 0 0.03 0 0 0 0 0 46.46 户拉相 0 0 0 0 0 0 0 0 0 0 0 0 0 36.90 拉院 0.05 0 1.40 0 1.40 0.66 0 0 0.66 0 0 0 0 0 72.41 芒烘 0 0.78 3.18 0 3.18 4.37 0 0 4.37 0 0 0 0 0 303.01 芒崃 0 0 0.32 0 0.32 0 0 0 0 0 0 0 11.91 芒赛 0.78 0 0.95 0 0.95 0.34 0 0 0.34 0 0 0 0 0 91.19 芒掌 0 0 0.64 0 0.64 0.22 0 0 0.22 0 0 0 0 0 23.78 团结 0.01 0 0 0 0 0 0 0 0 0 0 0 0 73.80 Subtotal 0.85 0.78 7.29 0 7.29 6.47 0 0 6.47 0 0 0 0 0 722.51 Padi vill 菲洪 0.01 0 0 0 0 1.15 0 1.15 0 0 0 0 0 149.40 户育 0 0 1.75 0 1.75 0.66 0 0 0.66 0 0 0 0 0 220.81 帕底 0 0 1.85 0 1.85 0.59 0 0 0.59 0 0 0 0 0 114.07 Subtotal 0.01 0 3.60 0 3.60 2.39 0 1.15 1.25 0 0 0 0 0 484.28 Township total 8.95 7.58 19.78 0 19.78 12.89 0 2.34 10.55 0 0.91 0.91 0 0 1718.10 2. Jiangdong Xianrendong 江连新 0.59 0 1.32 0.64 0.68 0 0 0 0 0 0.78 0.78 0 0 5.75 Township vill Subtotal 0.59 0 1.32 0.64 0.68 0 0 0 0 0 0.78 0.78 0 0 5.75 Township total 0.59 0 1.32 0.64 0.68 0 0 0 0 0 0.78 0.78 0 0 5.75 3. Mangshi Dawan vill 大湾 0 0 0 0 0 0 0 0 0 0 0 0 0 0 4.66 Township 街坡 0.15 0 0.59 0.59 1.33 0 1.33 0 0 0 0 0 0 35.88 Subtotal 0.74 0 1.91 0.64 1.26 1.33 0 1.33 0 0 0.78 0.78 0 0 46.29 Lahuai vill 广门 0 0 0.71 0 0.71 0 0 0 0 0 0 0 0 126.15 拉怀 0 0 1.23 0 1.23 5.15 0 3.18 1.97 0 0 0 0 0 126.93 芒常 0 0 0 0 0 0 0 0 0 0 0 0 0 0 14.64 芒岗 0 0 0.73 0 0.73 0.85 0 0.85 0 0 0 0 0 0 63.93 内芒乖 0 0 2.23 0 2.23 2.30 0 0 2.30 7.44 0 7.44 0 166.57 那里 0.90 1.07 0.56 0 0.56 0 0 0 0 0 0 0 0 102.07 帕亮 0 0 0.23 0 0.23 0 0 0 0 0 0 0 0 44.46 提腊 0.07 0 0.25 0 0.25 0.25 0 0 0.25 0 0 0 0 0 24.61 外芒乖 0.09 0 3.30 0 3.30 2.54 0 0.80 1.75 0 0 0 0 0 174.43 拉满 0 0 0 0 0.12 0 0.12 0 0 0 0 0 0.24 Subtotal 1.06 1.07 9.25 0 9.25 11.21 0 4.83 6.38 0 7.44 0 7.44 0 844.01 Manghe vill 广母 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1.95 Subtotal 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1.95 Xiangguntang 打杏 0 0 0.86 0 0.86 0 0 0 0 0 0 0 0 0 97.07 vill 上寨 0 0 0.07 0 0.07 0.13 0.13 0 0 0 0 0 0 9.06 深沟 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0.33 外寨 0 0 0 0 0 0 0 0 0 0 0 0 0 0 3.45 新桥 0 0 0.81 0 0.81 0 0 0 0 0 0 0 0 0 123.38 寨头 0 0 0 0 0 0 0 0 0 0 0 0 14.10 Subtotal 0 0 1.74 0 1.74 0.13 0.13 0 0 0 0 0 0 247.39 Yunmao vill 背阴山 0 0 0 0 0 1.00 1.00 0 0 0 0 0 0 0 15.53 大岭干 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0.96 峨头山 0.16 0 0 0 0 0 0 0 0 0 0 0 0 0 32.46 汉坝场二社 0 0 0 0 0 0 0 0 0 0 0 0 0 0 12.05 汉坝场一社 0 0 0 0 0 0 0 0 0 0 0 0 0 0 13.23 - 62 -

Township/ Village/ Sub-village/ 8. Roads 9. Water surface and water works 10. Other land Subdistrict community community group 6. House plot 7. Funeral Total Subtotal Highway Rural road Subtotal River Ponds Irri canals Others Subtotal Unused Green house Bare land 落水坑 0 0 0 0 0 0 0 0 0 0 0 0 0 0 3.10 山林果树 0.07 0 0 0 0 0.90 0.90 0 0 0 0 0 0 0 28.18 水槽子 0.10 0 0 0 0 0 0 0 0 0 0 0 0 0 97.47 藤蔑厂 0 0 0 0 0 0 0 0 0 0 0 0 0 0 30.62 Subtotal 0.33 0 0 0 0 1.90 1.90 0 0 0 0 0 0 0 233.61 Township total 1.54 1.07 11.57 0 11.57 14.58 1.90 6.30 6.38 0 7.44 7.44 0 1367.53 4. Menghuan Chengxi community 第五居民小组 3.24 0 0.11 0 0.11 6.54 0 6.13 0.42 0 0.15 0.15 0 0 14.67 Subdistrict Subtotal 3.24 0 0.11 0 0.11 6.54 0 6.13 0.42 0 0.15 0.15 0 0 14.67 Dongbeili 北里二组 0 0 0 0 0 0.06 0 0 0.06 0 0 0 0 0 0.18 community 北里一组 0 0 0 0 0 0.06 0 0 0.06 0 0 0 0 0 0.18 东里二组 0 0 0 0 0 0.06 0 0 0.06 0 0 0 0 0 0.18 东里一组 0 0 0 0 0 0.06 0 0 0.06 0 0 0 0 0 0.18 Subtotal 0 0 0 0 0 0.24 0 0 0.24 0 0 0 0 0 0.72 Subdistrict total 3.24 0 0.11 0 0.11 6.78 0 0 0.66 0 0.15 0.15 0 0 15.39 5. Santaishan Bangwai vill 帮典 0.02 0 0 0 0 0 0 0 0 0 0 0 0 0 58.28 Township 拱别 0.37 0 0.55 0 0.55 0 0 0 0 0 0 0 0 0 216.98

Subtotal 0.39 0 0.55 0 0.55 0 0 0 0 0 0 0 0 0 275.26

二组 Chudonggua 0 0 0 0 0 0 0 0 0 0 0 0 0 0 10.14 vill 三组 0.01 0 0 0 0 0 0 0 0 0 0 0 0 0 30.41 四组 0 0 0 0 0 0 0 0 0 0 0 0 0 0 14.19 一组 0 0 0 0 0 0 0 0 0 0 0 0 0 0 6.08 Subtotal 0.02 0 0 0 0 0 0 0 0 0 0 0 0 0 60.82 Yunqian vill 帮弄 0.03 0 0 0 0 0 0 0 0 0 0 0 0 0 112.36 拱岭 0.01 0 0 0 0 0 0 0 0 0 0 0 0 0 21.20 下芒岗 0 0 0.05 0.05 0 0 0 0 0 0 0.50 0 0 0.50 41.89 二组 0.02 0 0.20 0 0.20 0 0 0 0 0 0 0 0 0 44.60 三组 0 0 0 0 0 1.74 1.42 0 0.32 0 0 0 0 0 52.89 一组 0.02 0 0 0 0 0 0 0 0 0 0 0 0 0 32.01 Subtotal 0.09 0 0.25 0.05 0.20 1.74 1.42 0 0.32 0 0.50 0 0 0.50 304.95 Township total 0.50 0 0.81 0.05 0.75 1.74 1.42 0 0.32 0 0.50 0 0 0.50 641.02 6. Zhefang Hula vill 拉相 0.04 0 0.71 0 0.71 6.14 0.34 5.80 0 0 0 0 0 0 123.00 Township 芒瓦 0.09 0 4.83 0 4.83 0.34 0.16 0 0.18 0 0 0 0 0 115.60 弄门 1.34 0 0.17 0 0.17 0 0 0 0 0 0 0 0 0 19.87 排六小组 0 0 0 0 0 0.68 0 0.68 0 0 0 0 0 0 2.80 Subtotal 1.47 0 5.71 0 5.71 7.16 0.50 6.48 0.18 0 0 0 0 0 261.27 Humen vill 坝托 0.65 0 1.15 0 1.15 7.85 7.41 0 0.32 0.12 0.61 0.61 0 0 291.73 Subtotal 0.65 0 1.15 0 1.15 7.85 7.41 0 0.32 0.12 0.61 0.61 0 0 291.73 Hunong vill 棒哈 1.11 0 0.95 0 0.95 3.04 0 3.04 0 0 0 0 0 0 104.88 彩相 0 0 1.04 0 1.04 1.90 0 1.90 0 0 0 0 0 0 57.63 非海二组 0 0 0.90 0 0.90 0.12 0 0 0.12 0 0 0 0 0 40.08 非海一组 0 0 0.32 0 0.32 0.15 0 0 0.15 0 0 0 0 0 29.99 拱下 0 0 0.43 0 0.43 0.61 0 0.61 0 0 0 0 0 0 48.61 广弄 0 0 1.30 0 1.30 0.22 0 0.22 0 0 0 0 0 0 98.51 户弄 0 0 0.45 0 0.45 0 0 0 0 0 0 0 0 0 63.38 芒里 0.29 1.78 0.47 0 0.47 0 0 0 0 0 0 0 0 0 105.90 南见 0 0 0.21 0 0.21 0 0 0 0 0 0.32 0.32 0 0 85.51 弄么 0 0 0.68 0 0.68 0.22 0 0 0.22 0 0 0 0 0 56.57 允门 0 0 1.08 0 1.08 0 0 0 0 0 0 0 0 0 73.23 遮告 0.06 0 0.76 0 0.76 0.26 0 0.05 0.21 0 0.31 0.31 0 0 65.96 Subtotal 1.47 1.78 8.58 0 8.58 6.51 0 5.80 0.70 0 0.63 0.63 0 0 830.25 Gazhong vill 广拉 0 0.04 0 0.04 0 0 0 0 0 0 0 0 0 39.72 戛中 0 0.69 0.50 0 0.50 0 0 0 0 0 0.14 0.14 0 0 45.35 南蚌 0 0 0 0 0 0.06 0 0.06 0 0 0 0 0 0 59.85 帕峦 1.20 0 0 0 0 1.02 0 1.02 0 0 0 0 0 0 64.17 Subtotal 1.20 0.69 0.54 0 0.54 1.08 0 1.08 0 0 0.14 0.14 0 0 209.09 Zhemao vill 跌下 1.21 0 2.48 0 2.48 0.87 0 0.87 0 0 6.62 6.62 0 0 118.83 弄弄 2.22 0 2.61 0 2.61 2.51 0.35 2.16 0 0 4.16 4.16 0 0 39.75 遮相 0 0 8.86 0 8.86 1.09 0 0 1.09 0 0 0 207.37 Subtotal 3.43 0 13.94 0 13.94 4.46 0.35 3.03 1.09 0 10.78 10.78 0 0 365.95 Township total 8.21 2.46 29.92 0 29.92 27.05 8.25 16.39 2.29 0.12 12.16 12.16 0 0 1958.29 Total 23.01 11.11 63.51 0.70 62.81 63.04 11.57 31.15 20.19 0.12 21.93 14.00 7.44 0.50 5706.07

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Table A2.8 Permanent Acquisition of Collective Land in Ruili City-1 Unit: mu 1. Arable land 2. Orchard/garden 3. Forestland 5. Industrial land 4. Township Village Sub-village Paddy land Dry land Subtotal Subtotal Fruit Tea Others Subtotal Timber Shrub Others Grassland Subtotal Indus. Mining Flat Terrace Flat Sloping Fallow 广帕 11.97 0 0 0 11.97 0 0 0 0 0 0.11 0.11 0 0 0 0 0 0 三排 14.98 0.02 4.86 0 10.11 0 0.08 0 0 0.08 0.19 0.19 0 0 0 0 0 0 尹山 10.06 0 10.06 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Huyu 麻科 11.55 0 0 6.19 5.36 0 0 0 0 0 4.23 4.23 0 0 0.23 0 0 0 明寨 6.01 0 0 6.01 0 0 0 0 0 0 0 0 0 0 0 0 0 1. Huyu 邦养 17.45 0 4.48 0 12.97 0 0 0 0 0 0 0 0 0 0 0 0 0 Subtotal 72.02 0.02 19.40 12.20 40.40 0 0.08 0 0 0.08 4.53 4.53 0 0 0.23 0 0 0 广蚌 7.97 0.16 0 0 7.81 0 0 0 0 0 0 0 0 0 0.11 0 0 0 Nongxian Subtotal 7.97 0.16 0 0 7.81 0 0 0 0 0 0 0 0 0 0.11 0 0 0 Township total 79.99 0.18 19.40 12.20 48.21 0 0.08 0 0 0.08 4.53 4.53 0 0 0.34 0 0 0 板东 17.63 5.10 0 12.53 0 0 0.14 0 0 0.14 1.07 1.07 0 0 0 0 0 0 崃午 27.85 15.32 0 12.54 0 0 0.92 0 0.31 0.60 14.21 13.84 0 0.37 1.07 0 0 0 E’luo 允哈 10.60 0 10.60 0 0 15.09 5.91 0 9.17 1.45 1.45 0 0 2.34 0 0 0 哈允崃 15.02 6.36 0 8.66 0 0 0 0 0 0 16.81 15.62 0 1.19 0.25 0 0 0 Subtotal 71.10 26.78 0 44.33 0 0 16.14 5.91 0.31 9.92 33.53 31.98 0 1.55 3.66 0 0 0 顿洪喊 16.59 0 11.46 0 5.13 0 2.75 0 0 2.75 3.45 3.45 0 0 0 0 0 0 Nuanbo 弄焕 7.74 0 0 0 7.74 0 2.10 0 0 2.10 0 0 0 0 0 0 0 0 Subtotal 24.33 0 11.46 0 12.87 0 4.85 0 0 4.85 3.45 3.45 0 0 0 0 0 0 坝别 1.20 0 0 0 1.20 0 6.29 0 0 6.29 13.48 9.08 4.40 0 0 0 0 0 2. Jiexiang 邦养 42.88 0 5.89 0 36.99 0 0 0 0 0 2.69 0 2.69 0 0 0 0 0 广双 0 0 0 0 0 0 0 0 0 0 1.22 1.22 0 0 0.61 0.03 0 0.03 芒约 0.87 0 0 0.87 0 9.81 0 0 9.81 18.44 9.43 7.35 1.66 0 Shunha 南端 18.03 1.54 3.93 0 12.56 0 0 0 0 0 2.40 2.40 0 0 0.59 1.29 0 1.29 顺哈 0 0 0 0 0 0 0 0 0 0 1.19 1.19 0 0 0.59 0.03 0 0.03 巷弄 23.74 0 0 0 23.74 0 15.99 9.25 0 6.74 15.49 2.77 12.44 0.28 0 0 0 0 银井一组 0 0 0 0 0 0 0 0 0 0 1.83 1.83 0 0 0 0 0 Subtotal 86.72 1.54 9.82 0.87 74.49 0 32.09 9.25 0 22.84 56.73 26.09 28.71 1.94 1.80 1.35 0 1.35 Township total 182.15 28.32 21.28 45.20 87.36 0 53.08 15.17 0.31 37.60 93.71 61.51 28.71 3.49 5.46 1.35 0 1.35 大别一社 6.70 0 0 0 6.70 0 0 0 0 0 0 0 0 0 0 0 0 0 姐东崃 5.70 0 0 0 5.70 0 1.63 0 0 1.63 8.24 8.24 0 0 0 0 0 0 大飞海 0 0 0 0 0 0 0.89 0 0 0.89 0 0 0 0 0 0 0 0 Jiedong 广体 3.21 0 3.17 0 0.04 0 2.14 0 0 2.14 21.11 16.37 4.74 0 0 4.73 0 4.73 广允 5.35 0 0 5.35 0 0 17.91 0 0 17.91 0.25 0.25 0 0 0.11 0 0 0 Subtotal 20.97 0 3.17 5.35 12.45 0 22.57 0 0 22.57 29.60 24.86 4.74 0 0.11 4.73 0 4.73 贺汉 6.89 0 0 0 6.89 0 11.34 11.34 0 0 0 0 0 0 0.74 0 0 0 Jiegang 帕色 7.88 0 0 0 7.88 0 0.51 0.51 0 0 16.11 16.11 0 0 2.33 0 0 0 Subtotal 14.76 0 0 0 14.76 0 11.85 11.85 0 0 16.11 16.11 0 0 3.07 0 0 0 3. Mengmao 姐勒 44.29 20.56 0 22.99 0.74 0 0 0 0 0 2.07 2.07 0 0 18.57 0 0 0 景喊 6.68 0.10 0 6.57 0 0 0 0 0 4.19 0 4.19 0 5.06 0 0 0 芒良 190.58 72.09 0 97.82 20.66 0 29.66 29.28 0 0.38 18.45 0 0 18.45 32.94 0 0 0 Jiele 南闷 16.68 0.34 0.93 15.42 0 0 0 0 0 39.04 36.42 0 2.62 0.35 1.23 0 1.23 允当 0.80 0 0 0 0.80 0 0 0 0 0 24.07 24.07 0 0 17.95 0 0 0 允岗 16.99 0 0 0 16.99 0 0 0 0 0 20.26 20.24 0 0.03 0 0 0 0 Subtotal 276.02 93.09 0.93 136.23 45.77 0 29.66 29.28 0 0.38 108.09 82.80 4.19 21.10 74.87 1.23 0 1.23 贺允 16.51 0 0 0 16.51 0 32.05 8.74 0 23.32 22.78 22.78 0 0 0 2.74 0 2.74 Mangling 户岛 29.18 5.31 0 0 23.87 0 3.38 0 0 3.38 3.49 0.84 0 2.65 0 0 0 0 伙马 13.83 0 0 0 13.83 0 0 0 0 0 33.33 33.33 0 0 0 0 0 0

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1. Arable land 2. Orchard/garden 3. Forestland 5. Industrial land 4. Township Village Sub-village Paddy land Dry land Subtotal Subtotal Fruit Tea Others Subtotal Timber Shrub Others Grassland Subtotal Indus. Mining Flat Terrace Flat Sloping Fallow 卡南 28.26 0 0 0 28.26 0 4.86 0 0 4.86 20.65 18.53 2.12 0 0 0 0 0 芒令 8.68 0 0 0 8.68 0 8.90 0 0 8.90 10.05 7.28 2.77 0 0 0 0 0 勐嘎 0.03 0 0 0 0.03 0 0 0 0 0 32.70 32.70 0 0 0 0 0 0 Subtotal 96.50 5.31 0 0 91.19 0 49.19 8.74 0 40.46 123.01 115.47 4.89 2.65 0 2.74 0 2.74 北门 14.65 0 5.75 0 8.90 0 8.44 8.44 0 0 9.20 0 9.20 0 2.49 6.23 0.20 6.03 东二 0 0 0 0 0 0 9.07 9.07 0 0 0 0 0 0 0 0 0 0 东一 0 0 0 0 0 0 14.53 9.08 0 5.45 6.97 2.08 4.88 0 3.18 0 0 0 Mengmao 勐卯镇青枣基地 0 0 0 0 0 0 1.82 1.82 0 0 0 0 0 0 0 0 0 0 新 0.88 0 0 0 0.88 0 0 0 0 0 0 0 0 0 4.28 0 0 0 Subtotal 15.53 0 5.75 0 9.78 0 33.86 28.41 0 5.45 16.16 2.08 14.08 0 9.96 6.24 0.20 6.03 Township total 423.78 98.41 9.84 141.58 173.95 0 147.14 78.29 0 68.86 292.96 241.32 27.90 23.75 88.00 14.93 0.20 14.73 合心 6.01 0 0 6.01 0 0 0 0 0 0 0 0 0 0 0 0 0 帮掌 2.35 0 0 0 2.35 0 4.79 0 0 4.79 1.16 0 1.16 0 0 0 0 0 Mengxiu 回崩 2.35 0 0 0 2.35 0 4.79 0 0 4.79 1.16 0 1.16 0 0 0 0 0 南伞 10.62 0 1.76 0 8.86 0 0 0 0 0 0.16 0.16 0 0 0 0 0 4. Mengxiu Subtotal 21.33 0 1.76 6.01 13.56 0 9.59 0 0 9.59 2.47 0.16 2.31 0 0 0 0 0 岗吕 4.42 0.10 4.32 0 0 0 0.20 0 0 0.20 0 0 0 0 0.21 0 0 0 Nanjingli Subtotal 4.42 0.10 4.32 0 0 0 0.20 0 0 0.20 0 0 0 0 0.21 0 0 0 Township total 25.75 0.10 6.08 6.01 13.56 0 9.79 0 0 9.79 2.47 0.16 2.31 0 0.21 0 0 0 贺弄 59.93 26.95 0 32.35 0.64 0 0.08 0.08 0 0 0.95 0.95 0 0 1.64 0 0 0 Dengxiu 金坎 5.88 0 0 5.88 0 0 6.02 0.73 0 5.29 11.56 8.27 0 3.29 3.09 0 0 0 Subtotal 65.82 26.95 0 38.23 0.64 0 6.10 0.81 0 5.29 12.50 9.22 0 3.29 4.74 0 0 0 等相 31.23 12.88 0 18.35 0 0 0 0 0 0 0 0 0 0 0.54 0 0 0 喊板 19.14 17.71 0 1.43 0 0 0 0 0 0 0 0 0 0 0 0 0 0 5. Nongdao 雷允 15.42 9.83 0 5.60 0 0 0 0 0 0 0 0 0 0 0.27 0 0 0 Leiyun 弄额 31.00 24.12 0 6.88 0 0 0 0 0 0 0 0 0 0 0 0 0 0 弄木崃 41.67 41.67 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 大沙河 9.75 9.65 0 0.10 0 0 0 0 0 0 0 0 0 0.19 0 0 0 Subtotal 148.21 115.85 0 32.25 0.10 0 0 0 0 0 0 0 0 0 1.00 0 0 0 Township total 214.02 142.80 0 70.49 0.74 0 6.10 0.81 0 5.29 12.50 9.22 0 3.29 5.74 0 0 0 法坡 11.74 0 0 0 6.37 5.36 12.87 1.17 0 11.70 66.65 47.80 10.39 8.46 24.60 0 0 0 华俄 25.17 0 0 0 25.17 0 0 0 0 0 44.63 13.00 31.63 0 11.85 0 0 0 Hunban 混板 20.19 0 0 0 12.68 7.51 8.43 3.39 2.64 2.41 12.98 1.94 11.04 0 29.05 0 0 0 芒满 4.83 0 0 0 4.83 30.23 2.41 1.64 26.19 2.46 2.24 0.22 0 7.63 0 0 0 Subtotal 61.92 0 0 0 49.05 12.88 51.53 6.96 4.28 40.29 126.72 64.97 53.28 8.46 73.14 0 0 0 6. Wanding 回环 3.12 0 0 0 3.12 0 44.55 0 0 44.55 129.43 129.43 0 0 1.91 0 0 0 Mangbang Subtotal 3.12 0 0 0 3.12 0 44.55 0 0 44.55 129.43 129.43 0 0 1.91 0 0 0 和平 10.11 0 0 0 10.11 0 1.68 0.40 0 1.27 7.97 7.97 0 0 0 0 0 0 Xinhe Subtotal 10.11 0 0 0 10.11 0 1.68 0.40 0 1.27 7.97 7.97 0 0 0 0 0 0 Township total 75.15 0 0 0 62.27 12.88 97.75 7.36 4.28 86.11 264.12 202.37 53.28 8.46 75.06 0 0 0 Total 1000.85 269.80 56.60 275.47 386.10 12.88 313.93 101.62 4.59 207.73 670.30 519.10 112.21 38.99 174.80 16.28 0.20 16.08

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Table A2.9 Permanent Acquisition of Collective Land in Ruili City-2 Unit: mu Township Village Sub-village 6. 7. 8. Special 9. Roads 10. Water surface and water works 11. Others House Public Rural Irri Total Subtotal Religious Funeral Subtotal Highway Subtotal River Ponds Subtotal Unused Greenhouse plot land road canals Huyu Huyu 广帕 0 0 0 0 0 0.06 0 0.06 0.21 0.16 0 0.05 0 0 0 12.36 三排 0 0 0 0 0 0.27 0 0.27 0.23 0.06 0 0.17 0 0 0 15.75 尹山 0.01 0 0 0 0 0.10 0 0.10 0.15 0.15 0 0 0 0 0 10.31 麻科 0.57 0.02 0 0 0 0.24 0.10 0.15 0.21 0.20 0.02 0 0.78 0 0.78 17.83 明寨 0 0 0 0 0 0.05 0 0.05 0.04 0.02 0.02 0 0 0 0 6.10 邦养 0 0 0 0 0 0.18 0 0.18 0 0 0 0 0 0 0 17.63 Subtotal 0.58 0.02 0 0 0 0.91 0.10 0.81 0.84 0.58 0.04 0.22 0.78 0 0.78 79.98 Nongxian 广蚌 0 0 0 0 0 0.42 0 0.42 0.06 0 0 0.06 0 0 0 8.57 Subtotal 0 0 0 0 0 0.42 0 0.42 0.06 0 0 0.06 0 0 0 8.57 Township total 0.58 0.02 0 0 0 1.32 0.10 1.23 0.91 0.58 0.04 0.29 0.78 0 0.78 88.54 Jiexiang E’luo 板东 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 18.83 崃午 0.68 0 0 0 0 1.39 0 1.39 0.64 0.64 0 0 0.21 0.21 0 46.96 允哈 0 0 0 0 0 0.77 0 0.77 0 0 0 0 0 30.24 哈允崃 0.12 0 0 0 0 0.48 0 0.48 0.23 0.23 0 0 0.21 0.21 0 33.12 Subtotal 0.80 0 0 0 0 2.64 0 2.64 0.87 0.87 0 0 0.41 0.41 0 129.15 Nuanbo 顿洪喊 0 0 0 0 0 0.26 0 0.26 0.25 0.23 0 0.02 0 0 0 23.29 弄焕 0 0 0 0 0 0.32 0 0.32 0.11 0 0 0.11 0 0 0 10.27 Subtotal 0 0 0 0 0 0.58 0 0.58 0.35 0.23 0 0.13 0 0 0 33.56 Shunha 坝别 0.98 0 2.22 0 2.22 0.68 0 0.68 0.21 0 0.21 0 0 0 0 25.07

邦养 0 0 0 0 0 0.17 0 0.17 0 0 0 0 0 0 45.73

广双 0.05 0 0 0 0 0.09 0 0.09 0.24 0 0.24 0 0 0 0 2.23 芒约 0.15 0 1.01 0 1.01 0.87 0 0.87 0 0 0 0 0 0 31.15 南端 0.05 0 0 0 0 0.31 0 0.31 0.49 0.03 0.23 0.24 0 0 0 23.17 顺哈 0.05 0 0 0 0 0.09 0 0.09 0.23 0 0.23 0 0 0 0 2.16 巷弄 1.65 0 0.35 0.35 0 0.77 0 0.77 1.21 0 0.98 0.23 0 0 0 59.20 银井一组 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1.83 Subtotal 2.92 0 3.58 0.35 3.24 2.97 0 2.97 2.38 0.03 1.89 0.47 0 0 0 190.55 Township total 3.73 0 3.58 0.35 3.24 6.19 0 6.19 3.61 1.12 1.89 0.60 0.41 0.41 0 353.26 Mengmao Jiedong 大别一社 0 0 0 0 0 0.10 0 0.10 0 0 0 0 0 0 0 6.80 姐东崃 0 0.02 0 0 0 0.38 0 0.38 0 0 0 0 0 0 0 15.98 大飞海 0 0 0 0 0 0.05 0 0.05 0 0 0 0 0 0 0 0.94 广体 0 0 0 0 0 0.52 0 0.52 0.05 0.05 0 0 0 0 0 31.76 广允 0 0 0 0 0 0.70 0 0.70 0 0 0 0 0 0 0 24.32 Subtotal 0 0.02 0 0 0 1.75 0 1.75 0.05 0.05 0 0 0 0 0 79.80 Jiegang 贺汉 0.26 0 0 0 0 00 0 0 0 0 0 0 0 19.22 帕色 0.16 0 0 0 0 0.06 0 0.06 3.49 0.05 3.44 0.19 0.19 0 30.73 Subtotal 0.42 0 0 0 0 0.06 0 0.06 3.49 0.05 3.44 0.19 0.19 0 49.96 Jiele 姐勒 3.61 0 0 0 0 1.58 0 1.58 5.16 0.14 4.78 0.24 6.50 6.50 0 81.79 景喊 0.30 0 0.05 0 0.05 0.35 0 0.35 5.97 0 5.53 0.44 0 0 0 22.61 芒良 1.97 0.07 0 0 0 1.33 0 1.33 0.85 0 0 0.85 0 0 0 275.85 南闷 0 0 0 0 0 1.24 0 1.24 0.21 0 0 0.21 0 0 0 58.75 允当 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 42.82 - 66 -

Township Village Sub-village 6. 7. 8. Special 9. Roads 10. Water surface and water works 11. Others House Public Rural Irri Total Subtotal Religious Funeral Subtotal Highway Subtotal River Ponds Subtotal Unused Greenhouse plot land road canals 允岗 0.08 0 0 0 0 0 0 0 0 0 0 0 0 0 0 37.33 Subtotal 5.95 0.07 0.05 0 0.05 4.50 0 4.50 12.19 0.14 10.31 1.74 6.50 6.50 0 519.14 Mangling 贺允 0 0 0 0 0 1.31 0 1.31 0 0 0 0 0 0 0 75.39 户岛 0.39 0 0 0 0 1.38 0 1.38 8.48 8.48 0 0 0 0 46.31 伙马 0.38 0 0 0 0 0.45 0 0.45 0 0 0 0 0 0 0 48.00 卡南 0.46 0 0 0 0 1.62 0 1.62 0 0 0 0 1.46 1.46 0 57.32 芒令 0 0 0 0 0 0.66 0 0.66 0.60 0.60 0 0 0 0 28.88 勐嘎 0 0 0.59 0 0.59 0 0 0 0 0 0 0 0 0 0 33.32 Subtotal 1.23 0 0.59 0 0.59 5.42 0 5.42 9.08 0.60 8.48 0 1.46 1.46 0 289.21 Mengmao 北门 0.01 0 2.73 0 2.73 1.13 0 1.13 6.06 0.06 6.00 0 0 0 0 50.94 东二 0.19 0 0 0 0 0 0 0 0 0 0 0 0 0 0 9.26 东一 0.17 0 0 0 0 0.22 0 0.22 7.62 0 7.62 0 0 0 0 32.69 勐卯镇青枣基地 0 0 0 0 0 0.09 0 0.09 0 0 0 0 0 0 0 1.90 新 0 0 0 0 0 0.11 0 0.11 0 0 0 0 0 0 0 5.28 Subtotal 0.36 0 2.73 0 2.73 1.55 0 1.55 13.68 0.06 13.62 0 0 0 0 100.08 Township total 7.97 0.09 3.37 0 3.37 13.28 0 13.27 38.49 0.91 35.85 1.74 8.15 8.15 0 1038.18 Mengxiu Mengxiu 合心 0 0 0 0 0 0.05 0 0.05 0.04 0.02 0.02 0 0 0 0 6.10 帮掌 0 0 0 0 0 0.11 0 0.11 0 0 0 0 0 0 0 8.41 回崩 0 0 0 0 0 0.11 0 0.11 0 0 0 0 0 0 0 8.41 南伞 0 0 0 0 0 0.05 0 0.05 0.07 0 0 0.07 0 0 0 10.90 Subtotal 0 0 0 0 0 0.32 0 0.32 0.11 0.02 0.02 0.07 0 0 0 33.82 Nanjingli 岗吕 0 0 0 0 0 0 0 0 1.43 0.05 1.38 0 0 0 0 6.27 Subtotal 0 0 0 0 0 0 0 0 1.43 0.05 1.38 0 0 0 0 6.27 Township total 0 0 0 0 0 0.32 0 0.32 1.54 0.08 1.40 0.07 0 0 0 40.09 Nongdao Dengxiu 贺弄 0 0 0 0 0 1.52 0 1.52 0.83 0.17 0.40 0.26 0 0 0 64.95 金坎 0 0 0 0 0 0.31 0.09 0.22 1.88 1.81 0.06 0.05 0.05 0 28.80 Subtotal 0 0 0 0 0 1.83 0.09 1.74 2.71 0.17 2.21 0.32 0.05 0.05 0 93.75 Leiyun 等相 0 0 0 0 0 0.10 0 0.10 0 0 0 0 0 0 0 31.86 喊板 0 0 0 0 0 0.18 0 0.18 0.12 0.12 0 0 0 0 0 19.45 雷允 0 0 0 0 0 0.08 0.08 0 0.25 0 0.25 0 0 0 16.02 弄额 0 0 0 0 0 0.06 0 0.06 0 0 0 0 0 0 31.07 弄木崃 0 0 0 0 0 0.61 0 0.61 0.08 0 0 0.08 0 0 0 42.35 大沙河 0 0 0 0 0 0.12 0 0.12 0.22 0 0 0.22 0 0 0 10.28 Subtotal 0 0 0 0 0 1.15 0.08 1.07 0.67 0.12 0 0.55 0 0 0 151.03 Township total 0 0 0 0 0 2.99 0.17 2.82 3.37 0.29 2.21 0.86 0.05 0.05 0 244.77 Wanding Hunban 法坡 0.25 0.02 0 0 0 3.54 0 3.54 2.94 0 2.94 0 0 0 0 122.60 华俄 0 0 0 0 0 0.66 0 0.66 0 0 0 0 0 0 0 82.31 混板 0 0 0 0 0 0.85 0 0.85 0.60 0 0 0.60 0.05 0.05 0 72.15 芒满 0.09 0 0 0 0 0.60 0 0.60 0 0 0 0 0 0 0 45.84 Subtotal 0.33 0.02 0 0 0 5.66 0 5.66 3.54 0 2.94 0.60 0.05 0.05 0 322.91 Mangbang 回环 0.36 0 0 0 0 0.82 0 0.82 0.33 0 0.33 0 0 0 0 180.52 Subtotal 0.36 0 0 0 0 0.82 0 0.82 0.33 0 0.33 0 0 0 0 180.52 Xinhe 和平 0.11 0.02 0 0 0 0.84 0 0.84 1.07 1.07 0 0 0 0 0 21.80 Subtotal 0.11 0.02 0 0 0 0.84 0 0.84 1.07 1.07 0 0 0 0 0 21.80

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Annex 3: Affected Houses and Ground Affiliated Facilities (m2)

Table A3.1 Affected Houses/Structures by Village Unit: m2 County Township/Subdistrict Village/community Brick- Earth- Wood- Stone- Simple Brick- Brick- Earth wall- Brick-tile concrete tiles tiles tiles structure iron tile asbestos tile asbestos tile Longling Longshan Township Baijiazhai Vill 1201.5 0 0 0 0 0 0 0 0 Baita Community 581.0 1112.2 745.2 0 0 0 0 0 63.3 Nanxchang 572.8 685.0 505.0 0 0 0 0 0 0 community Yunshan Community 0 455.6 0 0 0 0 0 0 0 Longxin Township Huangcaoba Village 0 470.0 0 0 0 0 0 0 51.0 Total 2355.3 2722.8 1250.2 0 0 0 0 0 114.3 Mangshi Fengping Township Fengping vill. 0 137.1 253.4 0 0 0 0 0 0 Mangbie vill 0 171.3 380.1 0 0 0 0 0 0 Mangzhai vill 40.5 651.1 823.5 0 0 0 0 1060.0 418.0 Padi vill 0 582.5 760.1 0 0 0 0 1100.3 0 Jiangdong Township Xianrendong vill 0 0 0 0 0 0 0 0 0 Mangshi Township Dawan vill 0 0 0 0 0 0 0 0 0 Lahuai vill 0 1713.3 3800.7 0 0 0 0 2022.9 0 Laman vill 0 0 0 0 0 0 0 0 0 Manghe vill 0 0 0 0 0 0 0 0 0 Xiangguntang vill 0 106.4 108.8 0 0 0 0 0 0 Yunmao vill 0 171.3 316.7 0 0 0 0 0 0 Menghuan Chengxi community 0 0 0 0 0 0 0 0 0 Subdistrict Dongbeili community 0 0 13.3 0 0 0 0 37.0 0 Santaishan Bangwai vill 0 0 0 0 0 0 0 0 0 Township Chudonggua ill 0 0 0 0 0 0 0 0 0 Yunqian vill 155.5 44.8 237.6 0 0 0 0 142.0 0 Zhefang Township Hula vill 0 354.8 181.6 0 0 0 0 0 0 Humen vill 0 406.8 208.2 0 0 0 0 132.0 0 Hunong vill 0 579.2 296.5 0 0 67.4 0 411.4 0 Gazhong vill 0 123.6 63.4 0 0 0 0 0 0 Zhemao vill 0 544.3 278.6 0 0 923.2 0 707.9 0 Total 196.0 5586.5 7722.5 0.0 0.0 990.6 0.0 5613.5 418.0 Ruili State agencies/institutes 820.0 0 0 0 0 0 0 0 0 Huyu Township Huyu Vill 0 0 0 0 0 165.0 50.0 0 0 Nongxian vill 0 0 0 0 0 0 0 0 0 Jiexiang Township E'luo vill 0 0 0 0 0 0 410.0 0 0 Nuanbo vill 0 0 0 0 0 0 0 0 0 Shunha vill 0 137.0 0 0 0 0 90.0 0 0 Mengmao Township Jiedong vill 0 0 0 0 0 0 0 0 0 Jiegang vill 0 0 0 0 0 0 0 0 0 Jiele vill 609.0 770.4 638.0 650.00 0 251.0 210.0 0 0 Mangling vill 0 0 0 150.00 0 101.1 130.0 0 0 Mengmao 0 0 0 0 0 0 0 Mengxiu Township Mengxiu vill 436.0 0 0 0 0 0 146.0 0 0 Nanjingli vill 0 0 0 0 0 0 0 0 Nongdao Township Dengxiu vill 0 1135.0 0 163.0 288.0 350.0 700.0 0 0 Leiyun vill 0 00 0 43.0 40.0 0 0 Wanding Township Hunban vill 0 22.0 0 0 0 714.1 80.0 208.0 1024.1 Mangbang vill 0 0 0 0 0 0 0 0 0 Xinhe vill 0 0 0 0 0 0 0 0 0 Total 1865.0 2064.4 638.0 963.0 288.0 1624.2 1856.0 208.0 1024.1

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Annex 4: Affected Households and Persons

Table A4.1 Longling County-Arable Land Loss Township Village/ Arable land per Arable land AHs APs Village Per capita HHs with arable land loss community capita (mu) loss (mu) loss loss of over 15% (%) mu % HH EM Person EM Qty % Baijiazhai vll 0.98 7.02 40 0 160 0 0.6% 0.04 4.1% 0 0% Baita Community 0.28 156.69 211 0 796 0 37.3% 0.20 71.4% 211 100% Longshan Nanchang community 0.67 125.59 204 0 928 0 9.5% 0.14 20.9% 13 6% Yunshan Community 0.90 215.36 91 0 384 0 12.3% 0.56 62.2% 65 71% Longxin Huangcaoba vill 0.99 22.02 88 22 369 93 0.5% 0.06 6.1% 1 1% Total/average 0.84 526.67 22- 93- 6.0% 0.20 24.0% 292 46% 634 Lisu 2637 Lisu

Table A4.2 Longling County-Forestland Loss Township Village/ Forestland Forestland Ahs APs Overall Per capita loss per capita loss (mu) loss (%) community HH EM Person EM (mu) mu % Longshan Baijiazhai vll 19.76 173.87 32 0 127 0 0.7% 1.37 6.9% Baita Community 10.47 24.31 6 0 23 0 0.2% 1.06 10.1% Nanchang community 9.10 235.99 74 0 301 0 1.3% 0.78 8.6% Yunshan Community 7.75 32.45 14 0 54 0 0.3% 0.60 7.8% Longxin Huangcaoba vill 11.57 151.77 135 18 535 83 0.3% 0.28 2.5% Total/average 11.29 618.39 261 18 1040 83 0.5% 0.59 5.3%

Table A4.3 Mangshi City-Arable Land Loss Township Village/ Arable Arable AHs APs Village Per capita loss HHs with arable land loss community land per land loss loss (%) of over 15% capita (mu) HH EM Person EM mu % Qty % (mu) Fengping Fengping. 1.49 106.95 62 62 310 310 1.0% 0.35 23% 41 66% Mangbie 1.93 117.91 313 313 1565 1565 1.0% 0.08 4% 0 0% Mangzhai 1.62 323.27 429 429 2060 2060 2.7% 0.16 10% 18 4% Padi vill 2.46 320.55 290 290 1450 1450 2.4% 0.22 9% 18 10% Jiangdong Xianrendong 1.07 2.01 6 6 26 26 0.0% 0.08 7% 1 17% Mangshi Dawan 1.34 38.68 74 74 345 345 0.5% 0.11 8% 6 8% Lahuai 1.20 550.33 444 444 1802 1802 7.9% 0.31 27% 264 59% Manghe 0.88 1.95 6 6 28 28 0.0% 0.07 8% 0 0% Xiangguntang 1.41 18.96 35 0 153 0 1.0% 0.12 9% 2 6% Yunmao 0.94 158.70 376 376 1626 1626 5.5% 0.10 2% 0 0 - 70 -

Township Village/ Arable Arable AHs APs Village Per capita loss HHs with arable land loss community land per land loss loss (%) of over 15% capita (mu) HH EM Person EM mu % Qty % (mu) Menghuan Chengxi 0.00 0 0 0 0 0 0 0 0 0 Subdistrict comm. 0 Dongbeili 0.00 0.48 0 0 0 0 0 0 0 0 0 comm Santaishan Bangwai vill 4.36 81.12 13- 51- 0.64 15% 7 23% 31 Jingpo 127 Jingpo 1.2% Chudonggua 3.60 35.81 31- 123- 0.06 2% 0 0 150 De’ang 556 De’ang 0.5% Yunqian 5.72 114.40 89 45-De’ang 313 185 2.1% 0.37 6% 4 4% Zhefang Hula 2.43 157.50 135 135 602 602 1.4% 0.26 11% 17 13% Humen 3.02 180.59 112 112 502 502 0.9% 0.36 12% 39 35% Hunong 2.61 257.13 562 562 2621 2621 1.3% 0.10 4% 0 0 Gazhong 4.03 54.95 161 161 717 717 0.7% 0.08 2% 0 0 Zhemao 3.29 241.66 153 153 683 683 1.8% 0.35 11% 25 16% Total/average 2.00 2762.50 3428 3217 15486 14716 1.6% 0.18 8.9% 452 13%

Table A4.4 Mangshi City-Forestland Loss Township Village/ Forestland Forestland Affected HHs APs Overall Per capita loss community per capita loss HH EM Person EM loss (%) mu % (mu) (mu) Fengping Fengping. 3.06 24.97 30 30 124 124 0.1% 0.20 7% Mangbie 3.11 161.32 138 138 560 560 0.8% 0.29 9% Mangzhai 0.77 328.30 935 935 3924 3924 5.5% 0.08 12% Padi vill 6.37 103.83 51 51 215 215 0.3% 0.48 7% Jiangdong Xianrendong 0.42 0.13 2 2 9 9 0.0% 0.01 4% Mangshi Dawan 4.17 0.13 0 0 0 0 0 0 0 Lahuai 3.09 245.60 23 23 96 96 65.5% 2.56 83% Manghe 0.01 0 0 0 0 0 0 0 0 Xiangguntang 15.47 211.88 44 44 184 184 0.8% 1.15 7% Yunmao 6.96 37.85 18 18 75 75 0.3% 0.50 7% Menghuan Chengxi comm. 1.17 3.15 0 0 0 0 0.1% n.a. n.a. Subdistrict Dongbeili comm 0.39 0.00 0 0 0 0 n.a. n.a. n.a. Santaishan Bangwai vill 0.74 159.33 62 62 260 260 5.4% 0.61 83% Chudonggua 0.80 19.62 77 77 315 315 1.3% 0.06 8% Yunqian 0.39 93.47 208 208 875 875 24.9% 0.11 27% Zhefang Hula 2.65 68.18 82 82 345 345 0.5% 0.20 8% Humen 4.22 24.67 13 13 56 56 0.1% 0.44 10% Hunong 1.61 299.68 720 720 2860 2860 2.4% 0.10 8% Gazhong 3.50 78.98 94 94 380 380 1.2% 0.21 6% Zhemao 0.91 50.89 170 170 698 698 1.3% 0.07 8% Total/average 2.77 1911.85 1426 1426 5789 5789 0.8% 0.33 12% - 71 -

Table A4.5 Ruili City-Arable Land Loss Township Village/ Arable land Arable land Ahs APs Village loss (%) Per capita Loss Arable land loss of over 15% community per capita (mu) loss (mu) HHs EM Person EM mu % HHs % 84- 297- Huyu Huyu 4.12 72.02 84 Jingpo 297 Jingpo 0.6% 0.24 5.9% 5 6% Nongxian 4.48 7.97 6 6 28 28 0.1% 0.28 6.4% 0 0 E'luo 3.02 71.10 95 140 414 402 0.6% 0.17 5.7% 0 0 Jiexiang Nuanbo 2.35 24.33 21 21 84 84 0.3% 0.29 12.3% 0 0% Shunha 2.95 86.72 79 79 368 368 0.7% 0.24 8.0% 6 8% Jiedong 1.87 20.97 61 60 249 249 0.2% 0.08 4.5% 0 0% Jiegang 0.64 14.76 46 46 202 202 1.1% 0.07 11.4% 2 4% Mengmao Jiele 0.36 276.02 283 283 1144 1144 11.0% 0.24 67.0% 185 65% Mangling 1.97 96.50 141 141 627 627 1.9% 0.15 7.8% 9 6% Mengmao 2.2 15.53 25 25 104 104 0.2% 0.15 6.8% 0 0 Mengxiu 4.22 21.33 18 7 72 25 0.2% 0.30 7.0% 1 5.6% Nanjingli 7.71 4.42 6 6 17 17 0.0% 0.26 3.4% Mengxiu Dengxiu 2.25 65.82 69 63 289 262 0.8% 0.23 10.1% 12 17.4% Leiyun 2.2 148.21 162 142 670 586 1.6% 0.22 10.1% 25 15.4% Hunban 1.68 61.92 113 103 453 411 1.2% 0.14 8.1% 4 3.5% Wanding Mangbang 2.13 3.12 20 20 96 92 0.1% 0.03 1.5% Xinhe 3.84 10.11 19 19 78 78 0.9% 0.13 3.4% Total/average 2.37 1000.85 1248 1245 5192 4976 0.8% 0.19 8.1% 249 20.0%

Table A4.6 Ruili City-Forestland Loss Township Village/ Forestland Forestland Affected HHs APs Per capita loss Overall community per capita loss (mu) HHs EM APs EM loss (%) mu % (mu) Huyu 12.07 4.53 2 2 8 8 0.0% 0.57 4.7% Huyu Nongxian 11.53 0.00 0 0 0 0 n.a. n.a. n.a. E'luo 0.75 33.53 71 71 289 289 1.1% 0.12 15.5% Nuanbo 0.48 3.45 12 12 49 49 0.2% 0.07 14.6% Jiexiang Shunha 0.71 56.73 128 128 313 313 1.9% 0.18 25.7% Jiedong 0.36 29.60 98 98 399 399 1.1% 0.07 20.8% Jiegang 0.92 16.11 37 37 158 158 1.0% 0.10 11.1% Jiele 1.45 108.09 127 127 546 546 1.1% 0.20 13.6% Mangling 7.86 123.01 23 23 98 98 0.6% 1.26 16.0% Mengmao Mengmao 0.85 16.16 46 46 198 198 0.6% 0.08 9.7% Mengxiu Mengxiu 8.42 2.47 3 3 11 11 0.0% 0.22 2.7% Nanjingli 9.93 0 0 0 0 0 n.a. n.a. n.a. Nongdao Dengxiu 0.31 12.50 30 30 128 128 1.0% 0.10 31.3% Leiyun 1.05 0 0 0 0 n.a. n.a. n.a. Hunban 1.23 126.72 80 80 338 338 3.5% 0.37 30.5% Mangbang 1.65 129.43 78 78 315 315 3.6% 0.41 24.9% Wanding Xinhe 1.84 7.97 6 6 25 25 0.7% 0.32 17.4% Total/average 2.64 670.30 739 739 2867 2867 0.5% 0.23 8.9%

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Annex 5: Summary of Laws, Regulations and Policies of China

A. Land Administration Law

Article 2 The People’s Republic of China resorts to a socialist public ownership of land i.e. an ownership by the people and ownerships by collectives. In ownership by the people, the State Council is empowered to be on behalf of the State to administer the land owned by the State. No unit or individual is allowed to occupy trade or illegally transfer land by other means. Land using right may be transferred by laws. The state may make expropriation or requisition on land according to law for public interests, but shall give compensations accordingly. The State introduces the system of compensated use of land owned by the State except the land has been allocated for use by the State according to laws. Article 43 Any unit or individual that need land for construction purposes shall apply for the use of land owned by the State according to law, except land owned by farmer collectives used by collective economic organizations for building township enterprises or building houses for villagers or land owned by farmer collectives approved according to law for use in building public facilities or public welfare facilities of townships (towns). The state-owned land mentioned in the preceding paragraph that is applied for use according to law includes the land owned by the State and the land originally owned by farmer collectives but having been requisitioned by the State. Article 44 Where occupation of land for construction purposes involves the conversion of agricultural land into land for construction purposes, the examination and approval procedures in this regard shall be required. For projects of roads, pipelines and large infrastructure approved by the people’s governments of provinces, autonomous regions and municipalities, land for construction has to be approved by the State Council whereas conversion of agricultural land is involved. Where agricultural land is converted into construction purposes as part of the efforts to implement the general plans for the utilization of land within the amount of land used for construction purposes as defined in the general plans for cities, villages and market towns, it shall be approved batch by batch according to the annual plan for the use of land by the organs that approved the original general plans for the utilization of land. The specific projects within the scope of land approved for conversion shall be approved by the people’s governments of cities or counties. Land to be occupied for construction purposes other than those provided for in the second and third paragraphs of this article shall be approved by the people’s governments of provinces, autonomous region and municipalities whereas conversion of agricultural land into construction land is involved. Article 45 Acquisition of the land stated below shall be approved by the State Council: i) Basic farmland; ii) Land exceeding 35 hectares outside the basic farmland; iii) Other land exceeding 70 hectares. Acquisition of other land than prescribed in the preceding paragraph shall be approved by the people's governments of provinces, autonomous regions and municipalities and submitted to the State Council for the record. Acquisition of agricultural land should first of all go through the examination and approval procedure for converting agricultural land into land for construction purposes according to the provisions of Article 44 of this law. Whereas conversion of land is approved by the State Council, the land acquisition examination and approval procedures should be completed concurrently with the procedures for converting agricultural land to construction uses and no separate procedures are required. Whereas the conversion of land is approved by people's

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governments of provinces, autonomous regions and municipalities within their terms of reference, land acquisition examination and approval procedures should be completed at the same time and no separate procedures are required. Where the terms of reference have been exceeded, separate land acquisition examination and approval procedures should be completed according to the provisions of the first paragraph of this article. Article 46 For requisition of land by the State the local people's governments at and above the county level shall make an announcement and organize the implementation after the approval according to the legal procedures. Owners or users of the land requisitioned should, within the time limit specified in the announcement, go through the compensation registration for requisitioned land with the land administrative departments of the local people's governments on the strength of the land certificate. Article 47 Where land is requisitioned, compensation should be made according to its original purposes. Compensation fees for land requisitioned include land compensation fees, resettlement fees and compensation for attachments to or standing crops on the land. The land compensation fees shall be 6-10 times the average output value of the three years preceding the requisition of the cultivated land. The resettlement fee shall be calculated according to the number of agricultural population to be resettled. The number of agricultural population to be resettled shall be calculated by dividing the amount of cultivated land requisitioned by the per capital land occupied of the unit whose land is requisitioned. The resettlement fees for each agricultural person to be resettled shall be 4-6 times the average annual output value of the three years preceding the requisition of the cultivated land. But the maximum resettlement fee per hectare of land requisitioned shall not exceed 15 times of the average annual output value of the three years prior to the requisition. The standards for land compensation and resettlement fees for land requisitioned shall be determined by various provinces, autonomous regions and municipalities in reference to the land compensation fees and resettlement fees for cultivated land requisitioned. The standards for compensating for ground attachments and standing crops on the land requisitioned shall be determined by various provinces, autonomous regions and municipalities. In requisitioning vegetable fields in suburban areas, the units using the land should pay new vegetable field development and construction fund. Where the land compensation fees and resettlement fees paid according to the provisions of the second paragraph of this article are not enough to maintain the original level of living, the resettlement fees may be increased with the approval of the people's governments of provinces, autonomous regions and municipalities. But the combined total of land compensation fees and resettlement fees shall not exceed 30 times the average output value of the three years prior to the requisition. In special circumstances, the State Council may raise the standards for land compensation and resettlement fees for land requisitioned according to the social and economic development level. Article 48 after the plan for land compensation and resettlement fees is finalized, related local people's governments shall make an announcement and hear the opinions of the rural collective economic organizations and peasants whose land has been requisitioned. Article 49 Rural collective economic organizations shall make public to its members the receipts and expenditures of the land compensation fees for land requisitioned and accept their supervision. It is forbidden to embezzle or divert the land compensation fees and other related expenses. Article 57 In the case of temporary using State-owned land or land owned by peasant collectives by construction projects or geological survey teams, approval should be obtained from the land administrative departments of local people's governments at and above the county level. Whereas the land to be temporarily used is within the urban planned areas, the consent of the urban planning departments should be obtained before being submitted for approval. Land users should sign contracts for temporary use of land with related land administrative departments or rural collective organizations or villagers committees depending on the ownership of the land and pay land compensation fees for the temporary use of the land according to the standard specified in the contracts. Users who use the land temporarily should use the land according to the purposes agreed upon in the contract

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for the temporary use of land and should not build permanent structures. The term for the temporary use of land shall not usually exceed two years. B. Forest Law

Article 3: Forest resources are state-owned, except in case explicitly specified in law as collectively-owned. State-owned and collectively-owned forests, woods and forest lands, privately-owned woods and privately-used forest lands shall be registered by local people's governments at or above the county level and rosters compiled and certificates issued to confirm the ownership or right to use. The State Council may authorize the competent department of forestry under the State Council to register and compile rosters of forests, woods and forest lands of the key state-owned forest regions determined by the State Council, issue certificates and notify the local people's governments concerned. Article 4 Forests are classified into the following five categories: i) Shelter forests: forests, woods and clusters of bushes with protection as the main aim including water source conservation forests, water and soil conservation forests, shelter forests against wind and for fixing sand, farmland and cattle farm shelter forests, embankment protection forests and highway/railway protection forests; ii) Timber forests: forests and woods with timber production as the main aim including bamboo groves with production of bamboo materials as the main aim; iii) Economic forests: woods with the production of fruits, edible oils, drinks, flavorings, industrial raw materials and medicinal materials as the main aim; iv) Fire wood forests: woods with the production of fuel as the main aim; v) Special-purpose forests: forests and woods with national defense, environmental protection and scientific experiments as the main aim including national defense forests, experimental forests, mother tree forests, environmental protection forests, ornamental forests, woods at ancient and historical sites and revolutionary memorial places and forests in nature reserves. Article 18 No forest land or less forest land should be occupied in exploration and mining of mineral resources and all construction projects; where occupation or requisition of forest land is necessitated, formalities of examination and approval for land use for construction shall be completed pursuant to laws and administrative regulations on land administration upon the examination, verification and consent of the competent department of forestry of the people's government at or above the county level and the land use unit shall pay the forest vegetation restoration fee pursuant to the relevant provisions of the State Council. The forest vegetation restoration fee shall be used for the specified purpose. Competent departments of forestry shall make unified arrangement for tree planting and forestation pursuant to relevant provisions and restore forest vegetation. The area of tree planting and forestation shall not be less than the area of forest vegetation reduced as a result of occupation and requisition of forest land. The competent department of forestry at the next higher level should supervise, urge and inspect the competent department of forestry at the next lower level at regular intervals in the organization of tree planting and forestation and restoration of forest vegetation. No unit or individual shall use the forest vegetation restoration fee for other purposes. Audit organs of people's governments at or above the county level should step up supervision over the use of the forest vegetation restoration fee.

C. Decision of the State Council on Deepening Reform and Strengthening Land Administration

Article 12 Improvement of compensation method for land compulsory acquisition: the local people’s government at or above county level shall take measures to keep the living standard of the farmers involved in land acquisition from decreasing. The compensatory amount for land compulsory acquisition and compensation allowance for resettlement, as well as the compensation fees for above-ground attachments and crops shall be paid in time and in full sum according to law. If, based on the applicable laws or administrative regulations, the compensatory amount for land compulsory acquisition and compensation allowance for resettlement cannot

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maintain the original living standard of the farmers involved in land acquisition, or it is not adequate to pay the farmer’s social security contribution resulting from land requisition, the local people’s government of the province, autonomous region, or municipality directly under the central government shall approve additional compensation allowance for resettlement. Where the total of compensatory amount for land compulsory acquisition and compensation allowance for resettlement is not adequate to maintain the original living standard of the farmers involved in land acquisition though it has reached the upper limit specified by law, the local people’s government may give subsidy with the revenue from compensatory use of state-owned land. The people’s government of the province, autonomous region, or municipality directly under the central government shall set and publicize unified standard of annual output value or integrated land price in the requisition area of each county (city). The compensation for compulsory land acquisition shall be done in the principle of same price for same land. For key construction projects of the state, the compensatory amount for land compulsory acquisition must in full sum be included into the budgetary estimate. The compensation standard and resettlement method for compulsory land acquisition for construction of large- or medium-scale water conservation or hydropower engineering project shall be formulated separately by the State Council. Article 13 Making arrangement for farmers involved in land acquisition. The local people’s government above county level shall make specific method to ensure the livelihood of the farmers involved in land acquisition for a long term. For a project with stable profit, the farmers may hold its shares by way of the land use right approved according to law. For the farmers within the urban planning area who lose their land for compulsory land acquisition, the local people’s government shall integrate them into the urban employment structure and establish the social assurance system. For the farmers beyond the urban planning area, when their collectively-owned land is requisitioned, the local people’s government shall reserve necessary arable land for them within its administrative division or arrange suitable posts of work for them. The APs without basic production or living conditions shall be resettled in other places than their hometown. The labor and social security department shall, jointly with departments concerned, raise directive opinions on establishment of employment training and social security for the farmers involved in land acquisition. Article 14 Improving land acquisition procedures. While in land acquisition, the collective land ownership and land contract management right of the farmers shall be maintained. Before land acquisition is reported for approval according to law, the purpose, position and compensation standard of the land to be requisitioned, as well as resettlement method, shall be notified to the farmers involved in land acquisition. The investigation results of the land to be requisitioned must be confirmed by the rural collective economic organization and the farmers. If it is necessary, the land and resources authority shall organize hearing in accordance with related regulations. The related documents concerning knowledge and confirmation of the farmers involved in land acquisition shall be necessary for report and approval. The coordination and judgment mechanism shall be established and improved at higher speed for settle the disputes in land acquisition and maintain the legal rights and interests of the farmers involved. Unless in special circumstances, the approved matters concerning land acquisition shall be publicized. Article 15 Strengthening supervision over land acquisition process. Where the compensation for land acquisition fails to be implemented, the land shall not be requisitioned compulsorily. The people’s government of a province, autonomous region, or municipality directly under the central government shall, in the principle of land compensation fee mainly for farmers involved, make internal land distribution method in the rural collective economic organization. The rural collective economic organization involved in land acquisition shall publicize to its members the compensation fee for land acquisition concerning its income, expense and distribution to accept supervision. The agricultural and civil administration authorities, etc. shall strengthen supervision over the internal distribution and utilization of the compensation fee for land acquisition of the rural collective economic organization.

D. Directive Opinions on Improvement of Compensation and Resettlement for Land Acquisition

I. Compensation Standard for Land Acquisition i) Setting of uniform annual output value. The land and resources authority at the provincial level shall, jointly with other organizations concerned, set a uniform standard of minimum annual output value for arable land of all

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counties (cities) within the province, which will be published and implemented after being reported to and approved by the provincial people’s government. When setting the uniform standard of annual output value, such factors may be considered as type and quality of the requisitioned land, farmer’s investment in the land, price of agricultural product, and grade of farming land, etc. ii) Setting of uniform multiple of annual output value. The multiple of uniform annual output value for compensation fee for land acquisition and allowance for resettlement shall be set within the range specified by law and in the principle that the farmer’s living standard will not be lower than the original one. Where, based on the statutory uniform multiple of annual output value, the calculated compensation fee for land acquisition and allowance for resettlement cannot maintain the farmer’s original living standard or is not adequate to pay the farmer’s social security contribution resulting from land requisition, the multiple shall be increased appropriately with the approval of the provincial people’s government. Where the total of compensation fee for land acquisition and allowance for resettlement for resettlement as calculated at 30 times still fails to keep the original living standard of the farmer whose land is requisitioned, the local people’s government shall make overall arrangement and give subsidy by allocating a proportion of the revenue from compensatory use of state-owned land. Where the basic farmland is requisitioned according to law, the highest compensation standard publicized by the local people’s government shall be implemented in compensation for land compulsory acquisition. iii) Setting of integrated land price in the requisition area. For a district where conditions permit, the provincial land and resources authority may, jointly with the organizations concerned, set an integrated land price in the requisition area of each county (city), which will be published and implemented after being reported to and approved by the provincial people’s government, and carry out compensation for land compulsory acquisition. When setting the integrated land price in the requisition area, such factors shall be considered as type, output value, and location of the land, grade of farming land, per capita area of arable land, land supply and demand relation, local economic development level, and the minimal living standard for city residents, etc. iv) Distribution of compensation fee for land acquisition. According to the principle that the compensation fee for land acquisition shall mainly be used for the farmers whose land is requisitioned, the compensation fee for land acquisition shall be distributed in reasonable manner within the rural collective economic organizations, and the detailed method of distribution shall be formulated by the provincial people’s government. Where all land is requisitioned and the rural collective economic organization is cancelled, the compensation fee for land acquisition shall all be used in resettlement of the farmers.

II. Method for Resettlement of Farmers Affected by Land Acquisition v) Resettlement in agricultural production: other collectively-owned lands beyond the urban planning zone, including the flexible land of the rural collective organization, contracted land surrendered voluntarily by the contracting farmer, transferred contract land, and additional rural land in development, etc., shall be used for the farmers involved in land acquisition to cultivate and conduct agricultural production. vi) Resettlement in employment: conditions shall be created to provide free labor skill training for the farmers involved in land acquisition and arrange suitable working posts for them. Under similar conditions, the organization occupying the land shall, in priority, employ the farmers involved in land acquisition. Where the collectively-owned land within the urban planning zone is requisitioned, the APs involved shall be integrated into the urban employment structure, and the social assurance system shall also be established for them. vii) Stockholder resettlement: where the project occupying the land has long-term and stable profit, the farmers may, on voluntary basis and through consultation between the rural collective economic organization involved in land acquisition and the organization occupying the land, hold its shares in lieu of their compensation allowances for resettlement or their authorized right to use the construction land. The rural collective economic organization and the farmers may obtain profit in agreed manner of preferred stock. viii) Resettlement in migration: where a district indeed cannot provide basic production and living conditions for the APs involved in land acquisition, the local government may organize unified resettlement in migration after the opinions of the rural collective economic organization and farmers are widely solicited.

III. Land Acquisition Procedures ix) Informing land acquisition situations: before land acquisition is reported for approval according to law, the local land & resources authority shall, in written form, notify the rural collective economic organization of the purpose,

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position and compensation standard of the land to be requisitioned, as well as resettlement method. No compensation shall be made for any ground attachments built and crops planted in a rush by rural collective economic organization or farmers on the land to be requisitioned. x) Confirming land acquisition investigation results: local land and resources authority shall make investigation on the ownership, category and area of the land to be requisitioned and the ownership, type, and quantity, etc. of the ground attachments, and the investigation results shall be confirmed jointly by the rural economic organization and farmers involved in land acquisition and property owners of the ground attachments. xi) Organizing hearing on land acquisition: before land acquisition is reported for approval according to law, the local land & resources authority shall inform the rural economic organization and farmers involved in land acquisition that they have the right to apply for a hearing of the compensation standard for land acquisition and resettlement method. Where a person concerned applies for a hearing, it shall be organized in the procedures specified in “Rules on hearing of land and resources” and related requirements.

IV. Supervision of Implementation of Land Acquisition xii) Publicizing approval of land acquisition: for the land that has been approved to requisition according to law, the Ministry of Land and Resources and provincial land and resources authority shall publicize the approval related matters except for those involving confidentiality of the state. The land and resources authority of the county (city) shall public approval related matters in the village and villager team in accordance with “Methods of publicizing land acquisition”. xiii) Paying compensatory fees for land acquisition and resettlement: after being approved by the people’s government of the city or county, the compensation plan for land acquisition shall be paid to the rural collective economic organization within the time period specified by law. The local land and resources authority shall cooperate with the agricultural and civil administration authorities, etc. to conduct supervision over the internal distribution and utilization of the compensation fee for land acquisition and resettlement of the rural collective economic organizations involved in land acquisition. xiv) Supervision and inspection after approval of land acquisition: the land and resources authorities at various levels shall, according to law, conduct supervision and inspection on implementation of the approved land acquisition plan. Where the living standard of the farmers drop because of land acquisition, the local land and resources authority shall, jointly with other organizations concerned of the government, take measures and use various channels to solve the problems in their lives and maintain the social stability.

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Annex 6: Summary of Regulations and Policies of Yunnan Province

A. Regulations on Land Administration

Chapter 5: Land for Construction Article 19: Where collectively-owned land of the farmers is to be requisitioned, the land administration authority of the people’s government above county level shall, jointly with the development organization, formulate a compensation and resettlement plan for land acquisition and hear the opinions of the rural collective economic organization and farmers involved in land acquisition. The compensation and resettlement plan for land acquisition shall be included in the preliminary review of the development project. After the compensation and resettlement plan for land acquisition is approved, the people’s government of the city or county having jurisdiction over the land shall, within 15 days, publicly announce the plan and organize to implement it. The owner of the land and owner of the right to use the land shall, within the time period specified by the announcement and depending on their land property certificates, handle land acquisition compensation registration in the competent land administration authority of the local county-level people’s government. Article 23: The compensation standards for land acquisition are as below: i) The compensation for vegetable or paddy land shall be made at 8 to 10 times of the average annual output value during the past 3 years before it is requisitioned (the same below); 7 to 9 times for irrigable land, garden plot, or lotus pool; 6 to 8 times for rain-irrigated land or arid land; 6 times for swidden land and arid land; and 3 to 5 times for fish pond; ii) For newly cultivated land that has been planted over 3 years, the compensation for land acquisition shall be calculated at twice of the annual output value of the last year, and compensation shall also be made for its development investment; iii) For lands for production or living purpose such as residence land, threshing floor, and drying yard, etc., the compensation shall be made according to their original categories; iv) The compensation for the land allocated from state-owned farm, forest farm, pasture, or fishery shall be made according to Item 1), 2) and 3) of this Article. The compensation for forest land requisitioned or allocated shall be made in accordance with related regulations of the state. Article 24: The allowance standards for land acquisition are as below: i) Where the organization involved in land acquisition has its per capita cultivated land over 666.7m2, the total allowance for resettlement shall be 4 times of the average annual output value in the 3 years before land acquisition (the same below). Where the organization involved in land acquisition has its per capita cultivated land less than 666.7m2, the annual output value shall increase by 1 fold when the land decreases by 50m2 each time. The total resettlement allowance for land acquisition shall not exceed 15 times of the average annual output value in the past 3 years; ii) The resettlement allowance for acquisition of garden field or lotus pool shall be 6 times of its annual output value; iii) The resettlement allowance for acquisition of fishery shall be 4 times of its annual output value; iv) The resettlement allowance for allocation of state-owned farm, forest farm, pasture, or fishery shall be 5 times of its annual output value; v) The resettlement allowance for acquisition of collectively-owned residence land, land for construction, threshing floor, and drying yard, and newly cultivated land less than 3 years shall be 4 times of annual output value of its original category. Article 25: Where the land compensation fee and resettlement allowance paid in accordance with Article 23 and 24 of these Regulations still cannot maintain the original living standard of the people, especially for those who

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has per capita cultivated land area is less than 116.7m2 after land acquisition, the allowance for resettlement may increase appropriately with the approval of the provincial people’s government. However, the aggregate of the land compensation fee and resettlement allowance shall not exceed 30 times of the average annual output value of the requisitioned land in the past 3 years. Article 26: Where the ground attachments are requisitioned, the compensation fee shall be paid at the following standards: i) Where the requisitioned land has crops, they shall not be uprooted in normal circumstances. If uprooting is necessary, compensation shall be made at the actual output value of the crop; ii) Where the buildings or facilities on the requisitioned land need removing, compensation may be made in such ways as exchange of property right or evaluated price, or in combined way of both. The area for exchange of property right shall be calculated based on the floor area of the removed buildings. The compensation sum in evaluated price shall be calculated at the replacement price based on the floor area of the removed buildings; iii) The standard of compensation for removal of tombs and scattered trees (including fruit trees) shall be provided by the people’s government of the autonomous prefecture or city, or district administrative office.； iv) For requisitioned threshing floor or sunning ground, compensation shall be made based on its construction cost. No compensation shall be made for those ground attachments or underground facilities planted or built after the competent land administration authority has issued the notice of land acquisition. No compensation shall be made for buildings or other facilities built on the land occupied illegally. Article 27: Where suburban vegetable land is requisitioned, new vegetable land development and construction fund shall be paid. The fund shall administered in centralization by the people’s government of the autonomous prefecture or city, or district administrative office, and be specially used in development of new vegetable land. RMB30 shall be paid for every square meters in Xishan and Guandu Districts of Kunming. RMB22.5 shall be paid for every square meters in various counties (including Dongchuan District) of Kunming, Qujing City, Yuxi City, as well as the towns where the people’s governments at the level of county or autonomous prefecture. RMB15 shall be paid for every square meters in other counties. Article 28: Where collectively-owned cultivated land is approved to be requisitioned, the agricultural tax and grain tax shall be reduced according to the area of land acquisition. Where the crops have not harvested when land acquisition is done, the agricultural tax and grain tax of the same year shall be reduced. Where the crops have been harvested, the agricultural tax and grain tax of the next year shall be reduced Article 29: For various items of compensation fee and resettlement allowance for land acquisition, except for the compensation fee for attachments and crops on the requisitioned land that belong to individuals and the resettlement allowance for those self-employed people, all other expenses shall be owned by the organization involved in land acquisition, which shall be specially used in production of the organization, employment of surplus labors, and living subsidy for jobless people and shall not be encroached or embezzled by any organization or individual. Article 30: Where surplus labors are produced by land acquisition, they shall mainly be employed in such ways as developing agricultural and sideline production, and establishing township or village enterprises, etc., or those qualified people may be employed by the land occupying organization or other enterprises if conditions permit, and the relevant resettlement allowance shall be transferred to the enterprise employing these labors. The resettlement allowance for those self-employed people shall be handled in accordance with Article 29 in these Regulations, and they will not be resettled. The methods for transferring agricultural population to nonagricultural population shall be established by the provincial people’s government. Article 31: Where a development project needs to use a state-owned or collectively-owned land temporarily for construction, geological survey, or other purposes, application shall be raised in its land use report for the competent land administration authority of the people’s government that is authorized to approve the land use for the development project. Where independent application is made to use a land, it shall be approved by the people’s government at county level in case of a non-cultivated land, approved by the competent land administration authority of the people’s government of autonomous prefecture, municipality, or district administration office in case of cultivated land, and approved by the competent land administration authority of

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the provincial people’s government in case of basic farmland. If the land temporarily used in the urban planning zone, it shall, before report is made for approval, be approved by the competent construction administration authority of the related city. The user of the temporarily used land shall use the land for its approved purpose, and permanent building shall not be constructed in it. The temporary land use term shall generally not be over 2 years. If it is necessary to exceed 2 years, the temporary land use approval process shall be handled repeatedly. Article 32: For the compensation for withdrawal of the state-owned land use right in accordance with Item 1 and 2, Clause 1, Article 58 of “Land Management Law”, if the state-owned land use right is obtained in paid manner, the remaining sum of the compensation shall, after the land use fee paid for the years of use is deducted, be returned to the original land user. Article 33: Each household in the village may only own one residence land, and the following standards shall be applicable for its area: i) Within the urban planning area, the per capita land occupying area shall not be over 20m2, and each household shall not occupy over 100m2 of land; ii) Outside the urban planning area, the per capita land occupying area shall not be over 30m2, and each household shall not occupy over 150m2 of land. In a village with less per capita cultivated land, the area of villager’s residence land shall be controlled in stricter manner within the above-stated standard. In a village in mountainous, semi-mountainous region, or border minority region, the area of villager’s residence land shall be controlled at an appropriately loose standard. The specific operation standard shall be formulated by the people’s government of the autonomous prefecture or city, or district administrative office based on the actual circumstances, and reported to the provincial people’s government for approval. The residence land emptied by villager after he is relocated must be returned to the collective within a specified period of time, and it shall not be transferred without authorization. The building on the approved residence land must be constructed at specified position and area. If it fails to be constructed after 2 years, the residence land will be withdrawn by the rural collective economic organization after it reports to and is approved by the original authority of approval.

Article 34: Where a rural collective economic organization uses collectively-owned land of the farmers to establish enterprise, rural public facility, or public welfare establishment, its approval shall be subject to Article 22 of these Regulations. If farmland is involved in the case, it shall be subject to Article 21.

B. Methods of Forest Land Administration in Yunnan Province

Article 14: The organization or individual approved to occupy or requisition the forest land according to law shall, in accordance with these Methods, pay forest land compensation fee, forest compensation fee, and allowance for resettlement to the organization or individual involved in forest land acquisition, and pay forest vegetative rehabilitation fee to the competent forestry administration authority. Where forest land is damaged for temporary occupancy, the organization or individual occupying the land shall be responsible for rehabilitation. If it is hard to rehabilitate, the organization or individual may plant a certain area of new woods at a place designated by the local competent forestry authority. If it is unable to rehabilitate, the organization or individual shall pay forest vegetative rehabilitation fee to the competent forestry administration authority. Article 15: The compensation standards for occupying or requisitioning forest land are as below: i) For canopy forest land, compensation shall be made at 3 to 5 times the value of the forest stock when the land is occupies or requisitioned;

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ii) For natural sapling forest land, shrub forest land, and firewood forest land, the compensation shall be calculated at 30% to 60% of the canopy forest land considering the growing status of the forests; iii) For man-made sapling forest land, the compensation shall be calculated at 4 times of the cost on forestation, nursing, and caring; iv) For economic forest land (including orchard and bamboo forest), the compensation shall be calculated at 6 times the annual output value in full fruit period; v) For special-purpose forest land, the compensation shall be calculated at 4 times of the canopy forest land; vi) For shelter forest land, the compensation shall be calculated at 3 times of the canopy forest land; vii) For nursery, the compensation shall be calculated at 3 times of the average annual output value in the last 3 years; viii) For land suitable for forestry and immature forest land, the compensation shall be calculated at 30% of the canopy forest land. Where the forest land within the municipal planning areas of the people’s government of each provincially administered municipality or autonomous prefecture, city (county) at the seat of each district administrative office, and the municipal planning zone of Taiyuan City, the compensation standard may be increased appropriately based on the actual local conditions, however, the highest compensation shall not exceed 1.5 times the standard specified in various items under this article. Article 16: The compensation standards for disafforestation are as below: i) Timber forest: the compensation of each planted sapling is calculated at 8 times of the total forestation cost, each natural sapling is calculated at 30% of the standard for planted sapling, the mid-aged or near-mature forest is calculated at 80% of forest stock value in the land, and the mature or over-mature forest is calculated at 30% of the value of cut ones; ii) The compensation for shelter forest or special-purpose forest is calculated at 5 times the standard for timber forest; iii) The compensation forest for economic forest is calculated at twice of the average annual output value in full-fruit period of the same species in the past 3 years; iv) The compensation for precious species is calculated at 10 times of its value as timber; v) The compensation for nursery plant is calculated at the local selling price of the same species by field planting time. Article 17: The allowance for resettlement when the forest land is occupied or requisitioned shall be calculated at such standards: where the state-owned forest is occupied, it is calculated at 4 times the average annual output value in the past 3 years; where collectively-owned forest is requisitioned, it is calculated at twice of the average annual output value in the past 3 years. The allowance for resettlement may also replaced by other ways, such as employing surplus labors of the organization involved in forest land occupancy or acquisition, etc.

C. Notice on Issuing Tentative Method for Basic Endowment Insurance of Farmers Affected by Land Acquisition

Article 7 The part subsidized by the government is allocated at one time by the financial authority from the increased special fund for land acquisition. In land acquisition, the government shall, according to the land classification specified by the state, collect an additional fund not less than RMB20,000.00 from each mu of land, and special fund shall be used in basic endowment insurance. Article 8 On the precondition that the basic endowment insurance system is guaranteed, the part paid by individual and the part subsidized by collective shall be disbursed from the resettlement allowance (not more than 50%) and the land compensation fee (not lower than 70%) of the farmers involved in land acquisition. In land acquisition, the people’s governments at various levels shall, according to law, calculate the basic endowment insurance as a part of the cost obtained from the farmland, and the land acquisition agency shall submit the

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calculated data, including land compensation, resettlement allowance, and basic endowment insurance, etc., to the financial department, labor assurance department, and land and resources department, and the basic endowment insurance fee shall be paid by the financial department at one time. Where the two funds are not adequate, the insufficient part shall be made up by the financial department with the revenue from compensatory use of state-owned land.

D. Unified Standards for Annual Output Value and Regional Integrated Land Compensation Standards (tentative)

Applicable objects: These Standards are applicable to calculation of the compensation fee for the collectively-owned farmland requisitioned by the state that is within the scope for new compensation standard for land acquisition implemented in Yunnan Province. Where collectively-owned or state-owned farmland is requisitioned, its compensation standard may be calculated and set with reference to these Standards and other related regulations. Concept and connotation i) Unified standard for annual output value in land acquisition The unified standard for annual output value in land acquisition, hereinafter shortened as “annual output value standard”, is the integrated and balanced annual output value. It is set mainly based on the average outputs and prices of major agricultural products in recent 3 years that are produced in Class-I lands, including irrigated paddy land, irrigable land, arid land, vegetable land, garden plot, and aquaculture water, etc., for which many factors are considered in comprehensive manner including land quality, land classification, and price of agricultural product, etc. The essence of the unified standard for annual output value is the integrated annual output value of the requisitioned farmland, and it not only includes profit value of the crop in the farmland, but it also has other related profits considered that are caused by the requisitioned farmland. ii) Regional classification in unified annual output value in land acquisition On the basis of annual output value calculation and with a township (or other regional scope that may be set) as a unit, a county (city, district) is divided into several regions with relatively identical economic and social status according to the average level of annual output value of each town and considering its location conditions, economic development level, and agricultural production level, etc., which will work as the regional classification of unified annual output value. One country (city, district) may have several annual output value regions. The annual output value standard in a region is determined according to the average level of annual output value in each town, and the standard for land acquisition compensation will be determined according to the annual output value standard of the region and the related multiple of compensation. iii) multiple of compensation The regional average integrated compensation multiple, shortened as “compensation multiple”, is the sum of land compensation and resettlement allowance, and it is an integrated and balanced compensation multiple in each region that is set based on various factors such as land location of various kinds of regions, existing living standard of the farmers, social and economic development level, and original land acquisition standard in the region, etc., for which the influence of land acquisition on surrounding areas and its control function are also considered. The compensation multiple matches the unified annual output value region, and each region has only one compensation multiple standard. In accordance with Article 47 of “Land Administration Law of the People’s Republic of China” and with reference to Article 23 and 24 of “Regulations on Land Administration in Yunnan Province”, the compensation multiples for land compensation and resettlement allowance are set respectively, but the sum of compensation multiples for land compensation and resettlement allowance shall not exceed 30. In a region whose compensation multiple has been set, the sum of compensation multiples for land compensation and resettlement allowance shall not exceed the publicized one or the modified one. iv) Standard for land acquisition compensation

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In a region setting unified annual output value standard, the standard for land acquisition is the one for land acquisition fee that is calculated based on its unified annual output value and the matching compensation multiple. In a region setting integrated land price for land acquisition patch, the price of the patch is the standard for land acquisition compensation. v) Integrated land price in land acquisition patch Integrated land price in land acquisition patch, shortened as “land acquisition price” or “patch price”, refers to the integrated compensation standard calculated in the specified method, for which the land of a town’s administrative district is divided into land acquisition patches within the range of land for construction specified in the overall plan or within the area set as needed, and it is set according to such factors as land classification, output value, land location, farmland class, per capita amount of cultivated land, supply and demand relation of land, local economic development level, and the minimum living assurance level for urban residents, etc. Applications of land acquisition compensation standard i) Setting compensation fee in the unified annual output value standard region In a region setting annual output value standard, the land acquisition compensation expense is calculated according to the unified annual output value standard and the matching compensation multiple. Considering that differences exist in classification of the requisitioned lands and the per capita amount of land of the organizations involved in land acquisition in land acquisition process, the compensation multiple may be adjusted appropriately according to the class of the requisitioned land and the per capita farmland occupation of the organization. The specific method of modification may be seen in Chapter 8 of these Standards—“Land acquisition compensation standard modification system and its applications”. ii) Setting compensation for integrated land price region in land acquisition patch In a region setting patch price, the land acquisition fee is calculated according to the patch price in its region. No modification system is set for patch price, and compensation shall be made directly in the publicized integrated land price of the patch. Handling of special circumstances i) Cross-region line-type land acquisition For a linear project or a project crossing multiple land acquisition standard calculation regions, the land acquisition compensation standard shall be set according to the publicized annual output value compensation standard in its region or the integrated land price of the patch. If conflict occurs for major difference in compensation standard occurs between adjacent regions, the project area may be divided into several homogeneous sections according to the actual circumstances concerning land quality, per capita farmland occupation, and economic development level, etc., and within each section, balance may be made zone by zone and with the higher standard as the basis to set the compensation standard of the project that crosses all regions, or set a unified land acquisition compensation standard of project area in accordance with related regulations of the state. ii) Compensation standard modification system In accordance with Article 47 of “Land Administration Law of the People’s Republic of China”, in the methods for calculating land compensation multiple and resettlement allowance compensation multiple that are specified in Article 23 and 23 of “Regulations on Land Administration in Yunnan Province” (September 24, 1999), and in combination with the actual circumstances of Yunnan Province, the land utilization status and the per capita farmland occupation of the organization involved in land acquisition are selected as the factors in modification of the land acquisition compensation standard. The average annual output values for all classes of land in all counties (cities and districts) of the province and their compensation standards shall be counted and analyzed to calculated the average modification extents and changing ratios of the compensation standards for all land classes, and through PLUS+/ MINUS- of the compensation multiples, to establish a compensation standard modification system, and to formulate a table of modification factors for unified annual output value standard compensation multiple. As Yunnan Province have major natural, social and economic differences between different places, the publicized compensation multiples of the province may be divided into 3 sections for modification, which includes

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16 to 20, 21 to 25, and 26 to 30. In accordance with Article 47 of “Land Administration Law of the People's Republic of China”, the sum of land compensation fee and resettlement allowance shall not be over 30 times of the annual output value standard. So, after being modified, the maximum compensation multiple is 30 times, and the minimum is 16 times. Any one exceeding 30 times after being modified shall be calculated as 30, and any one less than 16 times shall be calculated as 16 with grassland as an exception.

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Annex 7: Replacement Costs of Houses

Table A7.1 Replacement Costs of Brick-Concrete Houses Quantity per unit No. Item Unit Unit price (CNY) Amount (CNY) area I Labor & machine cost 200.00 II Materials cost 600.00 1 Cement Ton 0.13 380 49.40 2 Sand m3 0.25 60 15.00 3 Crushed stone m3 0.38 80 30.40 4 Steel Ton 0.045 4100 184.50 5 Timber m3 0.03 1000 30.00 6 Red brick Piece 140 0.3 42.00 7 Lime paste Kg 9.35 0.25 2.34 8 9 10 Other materials 246.36 III Integrated expense 135.00 IV Measure expense 65.00 V Total m2 1000.00

Table A7.2 Replacement Cost of Brick-Tile Houses

No. Item Unit Quantity per unit area Unit price (CNY) Amount (CNY)

I Labor & machine cost 195.00 II Materials cost 390.00 1 Cement Ton 0.07 380 26.60 2 Sand m3 0.1 60 6.00 3 Crushed stone m3 0.18 80 14.40 4 Steel Ton 5 Timber m3 0.11 1200 132.00 6 Red brick Piece 140 0.32 44.80 7 Lime paste Kg 4.5 0.25 1.13 8 Stone m3 0.1 55 5.50 9 Tiles Piece 50 0.25 12.50 10 Other materials 147.07 III Integrated expense 65.00 IV Measure expense V Total m2 650.00

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Table A7.3 Replacement Cost of Earth-tile Houses

No. Item Unit Quantity per unit area Unit price (CNY) Amount (CNY)

I Labor & machine cost 150.00 II Materials cost 300.00 1 Cement Ton 0.02 380 7.60 2 Sand m3 0.3 60 18.00 3 Crushed stone m3 0.03 80 2.40 4 Steel Ton 5 Timber m3 0.11 1200 132.00 6 Red brick Piece 7 Lime paste Kg 8 Stone m3 0.1 55 5.50 9 Tiles Piece 50 0.25 12.50 10 Other materials 122.00 III Integrated expense 50.00 IV Measure expense V Total m2 500.00

Table A7.4 Replacement Cost of Simple Houses

No. Item Unit Quantity per unit area Unit price (CNY) Amount (CNY)

I Labor & machine cost 75.00 II Materials cost 150.00 1 Cement Ton 0.13 380 49.40 2 Sand m3 0.25 60 15.00 3 Crushed stone m3 0.03 80 2.40 4 Steel Ton 10 1.2 12.00 5 Timber m3 6 Red brick Piece 7 Lime paste Kg 8 Stone m3 0.1 55 5.50 9 Tiles Piece 50 0.25 12.50 10 Other materials 53.20 III Integrated expense 25.00 IV Measure expense V Total m2 250.00

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Annex 8: Restoration Plans of Severely Affected Natural Villages

The severely affected natural villages refer to (i) natural villages where many rural houses have been demolished, which are located in the link-road part of the Project; and (ii) natural villages being acquired more than 20 percent of their total arable land or (iii) natural villages where more than 20 percent of the household’s arable land has been acquired for many houses . These natural villages are usually located in the 7 interchanges areas or 3 service areas or 3 parking areas. Due to the service and parking areas have not yet started their land acquisition, the report presents only natural villages severely affected by the 7 interchanges. The list of severely affected natural villages with more houses being demolished is shown in Table A8.1. Table A8.1 Severely Affected Natural Villages Severely County/city Township Village/ Type of impact Affected by affected community natural village Baita Longling Longshan Baita Land loss Interchange Community (6 Community groups) Waimangguai Mangshi Mangshi Lahuai Land loss Interchange Manghong Mangshi Fengping Mangzhai Land loss Interchange Beituo Mangshi Zhefang Humen Land loss Interchange Zhexiang Mangshi Zhefang Zhemao Land loss Interchange Manman Ruili Wanding Hunban Land loss Interchange Mangliang Ruili Mengmao Jiele Land loss Interchange Jiele Ruili Mengmmao Jiele Concentrated House relocation demolition Laiwu Ruili Jiexiang E’luo Concentrated House relocation demolition

A. Baita Community Baita community51, once a suburb village of the Longling County Seat of Longshan Town., will soon become urban block according to the urban local development planning. The community has 4,163 persons, exclusively Han. Among the total people, 1,494 (35.9%) and 2,669 (64.1%) are rural farmers and urban residents respectively by 2010. The community is basically mountainous. The Longling Interchange will affect the rural people, who have 420 mu of arable land, 1,890 mu of cash-tree forest and 15,639 mu of forestland. The per capita arable land, cash tree and forestland are 0.28 mu, 0.44 mu and 10.47 mu respectively. According to the socioeconomic survey of 23 households, the rural per capita net income Baita Community was about CNY7,500 in 2011; (i) 5% from cropping; (ii) 30% from house renting, (ii) 15% from cultivation of Dendrobe (a medical herb), (iii) 32% from local migration employment, 10% from businesses, (iv) 5% from operating passenger transport in Longling and Mangshi, and 3% from government transfer payment.

a) Land Acquisition and Resettlement Impact

The project will acquire 156.7 mu arable land from Baita Community accounting for 37.3% of the total arable land in the community. The land acquisition will affect 211 households with 796 persons. In addition, 13 households will need to be relocated due to house demolition.

51 Urbanized area or area to be urbanized soon once it is named as community.

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b) Rehabilitation Measures

1. Relocation

Baita Community is located within planned urban area of Longling County, the county government will allocate a house plot of about 120m2 to the each of the affected households who will then rebuild their own new houses. The area for housing plots, planned for residential houses under the urban development planning, is about 1 km away from the affected households.

2. Restoration Measures and Analysis

Of the 88 affected households:

 All affected households have less than 0.3 mu arable land per person and they all will be covered by governmental endowment insurance for land loss farmers after land acquisition. And they will then get their pensions once when there are 60 years old;

 55 households will continuously rent out their houses and improve the housing conditions in order to get higher rental income. Each household has 3 to 4 surplus rooms available for renting out, with about CNY300 per month per room. Since 6 years ago, value of Huanglong Jade, exclusively available in four townships in Longling County, was recognized by society. As a result, there has been a booming development of Huanglong Jade processing and marketing in Longling County Seat. There are about 2,700 businessmen from outside Longling and about 1,000 rural people from other parts of Longling are now engaged in jade processing and marketing in the county seat, over 200 of them are renting houses for living in Baita Community.

 15 households have skilled workers for building houses for local people. Each skilled work can earn CNY150 to CNY200 per day. Currently quite some families have demands for building new houses with land acquisition compensation from this and other different projects.

 11 households are engaged in business on Huanglong Jade. They buy the raw materials and sell ready products in their shops after being processed by craftsmen.

 5 households will continue their mini-bus passenger transport business in Longling and Mangshi.

 8 households will continue their cultivation of purple dendrobium and dendrobium officinale (two high-value medical herbs). Of the three households, one has cultivated 3 mu on its own forest land, and the other two are cultivating on rented arable land in Yunshan Community, with a rental cost of CNY1,800 per mu per year. Dendrobe cultivation, which needs special skills, can generate about CNY100,000 net income per mu in two years. Dendrode is now an important income source in rural Longling, and the Denbrobium Association in Longshan Township is responsible for coordinating the marketing.

 About a half of the affected households will continue their migration employments locally.

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B. Jie’le natural village, Ruili city

Jie’le natural village is located in flat area, 5 km far from Mengmao Township, consisting of one village group, 263 rural households, and 1,064 people, who are all Dai ethnic minority. The village has 960 mu arable land with 0.9 mu per person, and 2,578.9 mu forest land. Per capital net income is CNY5,065 in 2011.

a) Land Acquisition and Resettlement Impact

The project will acquire 23.03 mu arable land, accounting for 2.39% of the total, which is not severe, while 20 households need to be relocated due to house demolishment by the Project.

Of the 20 households, one belongs to a poor household. Each household possesses about 1 mu homestead. The following A6-Map1 shows the location of the 20 dwelling houses, which was drawn by villagers whose houses will be demolished. Houses inside the two redlines will be demolished while the green circle area is the village proposed new homesteads for these 20 households. Figure A8.1 shows the houses will be demolished, and Figure A8.2 presents the houses to be demolished.

Figure A8.1 Location of Relocation Houses and Proposed New House Plots

Houses inside the two red-line will be

Green circle area: proposed new site for homesteads

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Figure A8.2 Old Houses to be Demolished

b) Relocation Plan and Analysis

There are two options for building new houses in Mengmao township: within each natural village or all accommodated in one area of the township. Households in Jie’le natural village all prefer the former option. Specific plan is as follows:  The natural village allocate new homestead for each of the 20 household, 330m2 for each;  Local government will make available electricity, drinking water and road, and make the area flat (“San tong yi ping” in Chinese);  Each household will build their houses according to their needs and preference.

Besides Longrui Expressway project, there is also “China-Myanmar oil-gas pipeline” project in Jie’le natural village. The latter will demolish 13 dwelling houses. That is, in the natural village, there are 33 households need rebuild their houses. The village has a spare land area (see A6-Picture 2) which is about 20 mu, enough for the 33 homesteads.

Currently, households in the villages usually build new houses with brick-concrete tiles, superior to the ones to be demolished. The construction work is contracted to construction companies at a price of CNY1,700/m2. Villagers call this kind of construction “Sao-di-jin-men”, that is, “turn-key project”. To build houses with one or two floors depends on households’ economic situation. Relatively rich households usually build two-floors houses costing about CNY500,000, non-rich-non-poor households build one-floor houses costing about CNY300,000, while poor households build one-floor houses with simple decoration costing about CNY100,000.

In the village, many households borrowed money from their brothers or sisters or other relatives without interest when building new houses. One poor household affected by the Project can build his new house using land compensation and other subsidies from the land acquisition. The village will mobilize resources and provide necessary help when the poor household build and move into his new house.

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C. Laiwu Natural Village, Ruili City Laiwu natural village, a semi-mountainous village, 5 km far from E’luo administrative village, 10 km far from Jiexiang Township, consisting one villager group, 81 rural households, and 379 people, who are all Dai people. The village has 1,018 mu arable land with 2.93 mu per person, and 897.8 mu forest land. Net income per capita is CNY4,874 in 2011.

a) Land Acquisition and Resettlement Impact

The project will acquire 30.3 mu arable land from this village, accounting for 2.97 percent of the total, which is not severe. Laiwu natural village is located in area of Link-road of the Project. There are 9 dwelling houses will be demolished by the Project. Nine persons, one from each affected household, the natural village leader, two responsible persons from Ruili project office, staff from LREC and external monitoring expert further discussed the rebuilding plan in the village on Lune 18, 2012. Participants of the affected households are presented in Table A8.2.

Table A8.2 Participants of AHs in House-rebuilding Plan Name Gender Age Remarks Name Gender Age Remarks Meihanma F 49 HH head Sanjian M 39 HH head Wangbainv F 37 HH head Yantunding M 42 HH head Hanbao F 52 HH head Xianghensan M 44 HH head Xinliang F 28 Her Daddy is HH head Tunwang M 41 HH head Yanxiangmeng M 43 HH head Note: female household heads here are not single mother households. Their husbands married into and live with his bride’s families.

Figure A8.3 shows household heads further discussing the relocation plan and drawing a map to illustrate the location of the old houses. On bottom it is Madam Xinliang’s old house. Figure A8.4 indicates the new house plots for these 9 households, which is about 1 km far.

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Figure A8.3 Affected HH Heads Discussing Relocation Plan

Figure A8.4 Old Houses (red) and New House Plots (Green)

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b) Relocation Plan and Analysis

Laiwu natural village has a collective land, more than 30 mu, will allocate house plots for the nine households, 0.8 mu for each household. After “San-tong-yi-ping” is done by local government, the households will then build their new houses.

The relocation area is near to the natural village, less than 1 km far from old houses of the affected households, and all households are satisfied with the location.

Currently, all new houses are with brick-concrete tiles, and the construction work is contracted to local boss at price of CNY1,360 per square meter. In the village, to build a one-floor house costs about CNY100,000 and a two-floor house CNY200,000. Of the 9 households, 3 preliminarily decided to build one-floor houses, 5 two-floor houses, and 1 household is still under consideration. All nine households hold that they are able to build their new houses.

D. Manghong natural village of Mangshi city

Manghong natural village belongs to Mangshi administrative village, Fengping Township, Mangshi City and is located in the Fengping interchange of the Project. It is 2 km from Mangsai administrative village committee, 10 km from Fengping town, consisting of 2 villager groups, 206 rural households with 1,032 people. The village has 2,223 mu arable land with 2.15 mu per person, and 3,488 mu forest land. Net income per capita is 1,963 in 2010, with 76% from planting crops, cash trees etc.

a) Land Acquisition and Resettlement Impact

Longrui expressway project will permanently acquire 164.96 mu arable land in the village, affected 141 households and 705 people. The land acquisition reduced arable land per person of the affected households to 1.92 mu, losing 10.86%. Of the affected households, 89 households lost less than 10% of their arable land, 38 households lost 10-20%, and 14 households lost 20-50%.

No house needs being relocated during the construction of Longrui expressway.

b) Restoration Measures and Analysis

Of the 141 affected households:

 58 households continuously rent land in Ruili City, Yingjiang County Dehong Prefecture, even in Xishuanbanna etc. and plant mainly water melon. Usually a several households, who have less arable land, lease their arable lands to one household in their village, and together rent arable land outside Mangshi City and work together, and after selling the water melon equally distribute the profit among the households. After harvesting paddy (usually in September they often lease their own farmland and rent land in outside for a half year (October to March of next year), one plating season. They raising seedling, grafting, and planting water melon, all by themselves. After harvesting water melon (February to March), they return home (Manghong village) for transplanting rice seedlings. The rental cost is CNY600 per mu per half year. Although price of water melon in 2012 was not as good as previous years, there were 3

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households together rented 23 mu arable land in Ruili City, and generated net income CNY20,000 for each house in 2012;

 51 households continuously plant cash trees, mainly coffee. There are several production and process factories in Fengping Township, which creates a big demand for agricultural produces. For example, famous Hogood coffee company is located in Fengping township, and there is a coffee production base in Manghong village. Coffee produced by the households is sold to the company and farmers do not worry about the marketing;

 7 households marketing cattle. Beef jerky, (“Niuganba” in local dialect) is one of the famous local products. There are some factories processing beef jerky who often buy cattle in local markets. Some households in Mangshi City still use cattle as production tools, who buy cattle in local markets too. Cattle dealers buy cattle from areas outside Mangshi City and usually within Yunnan

 Local township government encourages construction companies give employment and material and transport tools using priority to local farmers, especially farmers with land being acquired. There are seven construction projects, bigger or smaller, under construction in Fengping township at same time, which create a lot of opportunities of employment and material use;

 Employment priorities to farmers with land being acquired. There are about 300 large companies and about 800 small firms located in Fengping Township, which generate many employment opportunities and were and will be provided to land-lost farmers; and

 Local township government will pay more attention to land-lost farmers’ technical training in order for them to find job outside.

E. Batuo natural village, Humen administrative village, Mangshi City

Batuo natural village belongs to Humen administrative village, Zhefang Township, Mangshi City and is located in the area of Zhefang interchange of the Project. It is 5 km from Humen administrative village committee, 5 km from Zhefang town, consisting of one villager group, 171 rural households, and 853 people. Of the 853 people, 29 are Han and 827 Dai minorities. The village has 1,456 mu arable land with 1.71 mu per person and 938 mu forest land. Net income per capita is CNY2,331 in 2011.

a) Land Acquisition and Resettlement Impact

Longrui expressway will acquire 48.48 mu arable land of the village, affected 29 rural households and 145 people. The land acquisition reduced arable land per person of the affected households to 1.38 mu, losing 19.3%. Of the affected households, 11 households lost less than 10% of their arable land, 12 households lost 10-20% and 6 households lost more than 20%. No house in the village needs be relocated due to the project.

b) Restoration Measures and Analysis Of the 29 affected households:  15 households will improve agricultural production structure. Before land acquisition by the

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Project, the paddy land were mainly cultivated with paddy and sugarcane, which could produce CNY400 per mu per year, while planting water melon could produce CNY1,500 per mu per year. Farmers said that people do not have skills in planting water melon can only plant sugarcane, while those having water melon planting skills can plant water melon. With technical training in water melon production, more households will be able to plant water melon;

 8 households will pay more attention to rubber tree planting. Forest land per household is 5.75 mu, which can plant 202 rubber trees. Planting rubber trees is with less labor and can harvest for about 30 years, while planting sugarcane is with more labor and can harvest for 2 to 3 years. After paying enough attention, rubber trees can generate profit of CNY2,000 per mu per year according to situation in 2011;

 3 households prefer to find a job locally. There is a silicon processing factory located in the village. To find a job in the factory can get CNY1,500 per month with free three meals per day;

 6 households hold that to find a temporary work locally during sugarcane harvest with CNY60 per day for about one month is also one of options to increase income. Doing this way, farmers can care for their own agricultural land while can live together with their families, and moreover no boss command over them.

F. Zhexiang natural village of Mangshi City

Zhexiang natural village belongs to Zhemao administrative village, Zhefang Township, Mangshi City, and is located in Zhefang interchange of the Project. It is located in a flat area, 5 km from Zhemao committee, 15 km from Zhefang town, consisting of one village group, 68 households, 330 people, who are all Dai people. The village has 866 mu arable land officially and actual arable land is more than 1,300 mu due to farmers’ reclaim some barren land, with 3.94 mu per person. The village also has 525.7 mu forest land, of which, 118.7 mu is fruit land. Net income per capita is CNY4,327 in 2010.

a) Land Acquisition and Resettlement Impact

Longrui expressway project will permanently acquire 144.98 mu arable land in this village, accounting for 11.1 percent of the total, affecting 40 households and 198 people. Land acquisition reduced arable land per person to 3.21, lost 18.58%. Of the affected households, 18 households lost less than 10% of their arable land, 13 households lost 10-20%, and 9 households lost more than 20%.

b) Restoration Measures and Analysis

Of the 40 affected households:

 Eight households plan to purchase paddy land (land use right) from others (non-affected households) who are no longer dependent on land for living. The village has relatively abundant land resource, so most of the affected households expect to purchase paddy land from others for making up their losses. In the past years, there were legal cases of transferring contracted land use right (commonly known as buying and selling land) through the township government. It is believed that this measure could efficiently make up their losses.

 Five households continuously or will rent arable land. There are more than 10% of households

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in the village have surplus land for renting due to their family labor worked outside. Usually the lands were rented to their relatives at a price of CNY600-CNY700 per mu per year;

 Seventeen households continuously or will rent arable land in Jingpo villages (the villagers are Jingpo minority people) nearby (about 5 km far) at a price of CNY700-CNY800. Jingpo villages have more arable lands, and they usually prefer to rent out part of the land;

 Two households will purchase vehicles to transport building materials. The construction of the project highway and China-Myanmar oil-gas pipelines will create a great deal of construction and material transport opportunities. Furthermore, these 2 households have certain transportation experiences already. One vehicle’s cost of about CNY150,000 is equal to the compensation fee of 3 mu paddy land (i.e., a HH’s total land loss), while its annual net income is estimated to be CNY30,000-50,000 Therefore, the investment cost can be recovered in 3-5 years.

 Two households will purchase breeder cows, 7-8 good cows’ cost equal to the compensation fee of 1 mu paddy land, the annual income could exceed CNY3,000 by selling calves, more than the annual cropping income of 1 mu;

 Seven households plan to change agricultural planting pattern. Many famers in the village planted sugarcane because they are not able to plant water melon. After being trained in techniques on planting water melon, they will change their planting patterns of their arable land from sugarcane to “Paddy-water melon-paddy” which can earn CNY1,000 more per year;

 The township government will train farmers on agricultural production techniques, including water melon production skills.

G. Waigua natural village, Mangshi City

Waiguai natural village belongs to Lahuai administrative village, Mangshi Township, Mangshi City, and is located in a semi-mountainous area, 3 km far from Lahuai administrative village committee, 4 km far from Mangshi town, consisting of 2 villager groups, 94 rural households, and 439 people, who are all Dai people. The village has 551 mu arable land with 1.25 mu per person and 3,549 mu forest land with 3,544 mu cash tree land. Net income per capita is CNY2,820 in 2011, which was mainly from planting paddy, sugarcane etc.

a) Land Acquisition and Resettlement Impact

Waiguai natural village is located in the area of Mangshi interchange of the Project. The project will permanently acquire 76.65 mu arable land, accounting for 13.91% of the total, on average, 2.32 mu per household. The land acquisition affects 33 households and 153 people. Of the 33 affected households, 3 households lost less than 10% of their arable land, 4 households lost 10%-20% of their arable land, 27 households lost more than 20%.

Two houses need be relocated due to Longrui Expressway project.

b) Rehabilitation Measures

1. Relocation and Analysis

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The natural village will allocate 0.6 mu house plot for each of the two households from a collective land area, which is more than 4 mu. After competing “Sang-tong-yi-ping” by the local government, the households will build their own new house. Dai people prefer to live in their natural village, because they need to participate in the village organized religious activities.

2. Restoration Measures and Analysis

Of the 33 affected households:  Two households that losing more than 20% of their farmland plan to purchase arable land (land use rights) in the village. There are some people from outside the village, such as Mangshi city and Manghe village, buying land use rights (80% are paddy land), which is officially named “rural land circulation” in several natural villages of Lahuai administrative village in recent years. Waiguai natural village has circulated 110 mu arable land in recent three years. With implementation of Household Responsibility System, the natural village having land ownership equally allocated same size of each grade of farmland to households according to their people. Farmland differed from parcel to parcel in terms of soil fertility, irrigation conditions, location and so forth. A household had to obtain parcels from each of the grades. As a result, land fragmentation and scatter is for every household. It is inconvenient for households to cultivate their farmland, and some households sell their land use rights of some parcels. It is easy to transfer the name of land use rights, with approved and stamped by natural and administrative villages, and by township management department.

 Sixteen households with relative more paddy land plan to improve their agricultural production structure, from wheat and corn planting to aromatic tobacco planting. After harvesting paddy, many households usually planted corn or wheat. In recent years, farmers recognized that planting aromatic tobacco is more profitable, which can create profit of CNY2,000 per mu, than planting wheat or corn, which usually generates profit of CNY300-CNY700, which are mainly used by households themselves for daily consumption or as feed for livestock production. Aromatic tobacco is highly sensitive to land and air condition, and can only be planted in few areas, such as Waiguai natural village. Farmers in some villages in Mangshi City tried to plant aromatic tobacco, however, there were always some disease-resulted spots in the leaves and no measure can cure the disease. Currently there is a company collecting aromatic tobacco in village and after processed, exporting to USA etc.;

 Twelve households with less arable land and more laborers plan to migrate outside for wage work. With economic development, more and more farmers migrated for wage work, who usually can earn more money than planting small size of land. If can get long-term work, CNY2,000 per month can make CNY24,000 per year, equals to income from planting 12 mu aromatic tobacco. Many households who do not possess a large amount of farmland prefer to migrate out for wage work. Even short term work, with CNY70 per day, also can earn more money than planting small area of land; and

 Local township government will give employment priority, and agricultural and non-farm training priorities to land-expropriated farmers, especially women farmers. Local government is formulating policies to facilitate companies to preferentially utilize local villagers’ materials,

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transportation tools, and labor when constructing the Project and other projects. Case 1: Rehabilitation Measures of Mr. Genxiaoer’s Household Mr. Genxiaoer, 29 years old, lives with his 29-year-old wife, and 7 year-old daughter. His family has 4.7 mu arable land with paddy and aromatic tobacco rotation. Besides cultivating the land, he also makes agricultural tools, such as plough, and does skilled construction work in the period of slack season. Net income of his family was about CNY10,000 in 2011.

Land Acquisition and Resettlement impact: His family has been acquired 1.4 mu arable land, accounting for 27.79% of the total, and his house needs to be relocated due to Longrui Expressway project.

Relocation and Analysis: the natural village will allocate 0.6 mu house plot and do “Sang-tong-yi-ping”, and then his family build their new house. His current house was built one year ago due to another project. The house costs about CNY90,000. Compensation for land and houses acquired by the Project will be much more than CNY90,000, which will be enough to build new houses for his family.

Restoration Measures and Analysis:

 His family will emphasize aromatic tobacco production and dry process in order to produce high quality tobacco and get high price and income. To plant aromatic tobacco is not difficult, however to dry the tobacco needs much skills. The tobacco cannot be exposed directly to sunshine, and has to be dried in the shade with good ventilation. High quality aromatic tobacco can be sold at CNY28 per kilogram, while the low quality can be sold at CNY4 per kilogram;

 He will pay more attention to agricultural tools making. He has 5 year experience in making the tools, and it is not difficult for him to diversify and enlarge the activity;

 He will spend more time on wage work in construction locally. There are currently a lot of construction projects in Mangshi City which provide many employment opportunities for skilled workers including him.;

 The township government will try their best to mobilize employment opportunities for him and his wife.

H. Manman natural village, Ruili City

Manman natural village belongs to Hunban administrative village, Wanding township, and is located in Wanding interchange of the Project. It consists of one villager group, 175 rural households, and 751 people. Of the 751 people, 66 are Han people and 728 are Dai people. The village has 789 mu arable land with 1.05 mu per person, and 1,270 mu cash tree forest land. Net income per capita is 5,783 in 2011.

a) Land Acquisition and Resettlement Impact

Longrui expressway will acquire 69.55 mu arable land and 41.23 mu cash tree land, accounting for respectively 8.8% and 3.2% of the total. Land acquisition affected 35 households, and 151 people and reduced arable land per person to 0.59 mu, losing 43.84%. Of the affected households, 3 households lost less than 10% of their arable land, 15 households lost 10-20% and 3 households lost more than 20%.

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No house needs be relocated during the Project construction.

b) Restoration Measures and Analysis

Of the 35 affected households:

 Thirty one households continuously or will rent arable land in Myanmar. There were about hundred households in Manman natural village that rented arable land in Myanmar for three months planting mainly water melon in 2012 at a price of CNY400 per three months, which can generate net income of CNY1,000 per mu. Some households also plant corn in Myanmar at a price of CNY300 per three months. Myanmar is not only physically next to Manman village, has more arable land, and people there share similar language, culture with people in Manman village. Compared to other restoration measures, affected farmers here prefer renting and planting land in Myanmar;

 Three households continuously work and will find a job in local companies. There are currently a beer brewery and a wood-floor-strip factory located in Manman village, which provide some employment opportunities to the villagers, with CNY1,500 per month. With growth of Wanding Economic Development Zone, there will be more and more companies coming into and located in Manman village, and provide more and more employment opportunities;

 Young guys like to find a wage work, such as transport work etc., in factories located in Manman Land Port. The work done will be paid at the end of the day, which attracts many young people.

I. Mangliang natural village , Ruili City

Mangliang natural village belongs to Jie’le administrative village, Mengmao township, Ruili City, and is located in Jie’le interchange of the Project. The village is in a flat area, 3 km from Jie’le committee, 8m from Mengmao town, consisting of one villager group, 123 households and 490 people. Of the 490 villagers, 51 are Han people, 321 are Dai people. The village has1,134.6 mu arable land with 2.31 mu per person, and 1,796 mu cash tree land. Net income per capita is CNY5,838 in 2011.

a) Land Acquisition and Resettlement Impact

Longrui expressway will acquire 148.81 mu arable land in Mangliang village, accounting for 13.1% of the total, affected 51 households, and 203 people.

No house in the village needs be relocated.

b) Restoration Measures and Analysis

Of the 51 affected households:

 Sixteen households continuously or will change their agricultural production pattern to plant more high-value cash crops, such as dendrobium, aromatic tobacco, turf for landscaping. There were 5 households planted turf in 2011 and more households are interested in the planting. Dendrobium and aromatic tobacco have been planted since two years ago in the

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village, the relative high economic benefits attract more households;

 Fifty one households all have laborers worked in local factories/companies, and they prefer this kind of work to other activities. These households encourage their other family members to find jobs in the nearby companies;

 Township government will facilitate factories and companies located in the township to give employment priority to farmer losing land, especially older and women farmers. The township government reserved 20% of arable land in each natural village which is used as business areas. With more companies have been located in the township, more employment opportunities can be provided to local people;

 The township government together with relevant government department of Ruili City will train land-expropriated farmers on techniques of cash crop production, and also train land-expropriated farmers on non-farm skills;

 The township government will encourage and facilitate construction companies who construct Longrui expressway, Rui-mang road, China-Myanmar oil-and-gas pipeline give unskilled employment opportunities to losing-land farmer, especially women farmers.

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Annex 9: Resettlement Information Booklet

ADB LOAN

Yunnan Integrated Road Network Development Project

Longling~Ruili Highway

Resettlement Information Booklet

Longrui Expressway Company

XXX County People’s Government November. 2011

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1. Project Description The proposed Longrui Highway (LRH) Project (the Project), covers Baoshan Municipality and Dehong Prefecture and it includes an expressway and a link road. The expressway, 125.5 km in length, starts at the end of Baoshan-Longling Expressway to the east and ends at Jiele village of Mengmao township of Ruili City to the southwest. The link road will be a class II highway for connecting expressway and Nongdao Port (China-Myanmar Border), the start point connects ramp A K0+000 of Jiele interchange and the end point locates at frontier inspection station (China-Myanmar Border), connects Ruili-Bamo highway. The link road totals 34.8 km in length. The overall construction period is 4 years, from Dec. 2011 to Dec. 2015, and the resettlement will be implemented from November of 2011 to the end of 2015.

2. Legal Framework and Policies 2.1 Requirements of ADB Policy Core requirements of ADB’s policies on Involuntary Resettlement include: (i) the rate of compensation for acquired housing, land and other assets will be calculated at full replacement costs; (ii) in the case of physically displaced persons, the borrower/client will provide relocation assistance, transitional support and development assistance and opportunities to derive appropriate development benefits from the project; (iii) the borrower/client will provide relevant resettlement information, including information from disclosing on ADB’s website in a timely manner, in an accessible place and in a form and language(s) understandable to affected persons and other stakeholders. 2.2 PRC Laws, Regulations and Policies There are: (i) Land Administration Law of the People's Republic of China (Implemented on 1st Jan. 1999， revised on 28th Aug. 2004); (ii) Forest Law of the People‘s Republic of China (revised in 1998); (iii) Decision of the State Council on Deepening Reform and Strengthening Land Administration (Guofa [2004] 28) (21st Oct. 2004); (iv) Directive opinions on improvement of compensation and resettlement system for land acquisition (Guotuzifa [2004] 238) (3rd Nov. 2004). 2.3 Yunnan Provincial policies There are: (i) Regulations on Land Administration in Yunnan Province (Implemented on 1st Jan. 2000); (ii) Methods of Forest Land Administration in Yunnan Province (No.43 File in 1997); (iii) Notice of Yunnan Provincial People’s Government on Issuing Tentative Method for Basic Endowment Insurance of Farmers involved in Land Acquisition (Yunzhengfa [2008] 226) (18th Nov. 2008); (iv) Unified Standards for Annual Output Value and Regional Integrated Land Price Compensation in Land Acquisition in Yunnan Province (tentative) (Implemented on 1st Jul. 2009).

3. Compensation Standards The following standards are stipulated by the Government Decree of XXX (2010)……

3.1 Permanent Land Acquisition

(1) Compensation Standards

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Compensation Standards for Permanent Land Acquisition No. Land type Unit XX, XX, township XX, XX townships XX, XX townships Note 1 Paddy land (CNY/mu) 2 Vegetable land 3 Dry land 4 Slope dry land 5 Orchard 6 Wasteland 7 Fish pond 8 ....

(2) Endowment Insurance

(3) Compensation Standards for Standing Crops

Compensation Standards for Standing crops

No. Item Unit XX, XX, township XX, XX townships XX, XX townships Note

1 Vegetable land CNY/mu

2 Paddy land CNY/mu

3 Dry land CNY/mu

3.2 Temporary Land Occupation

Compensation Standards for Temporary Land Occupation XX, XX, XX, XX XX, XX Item Unit township townships townships Arable land CNY/mu/year Land occupation fee Non-arable land CNY/mu/year Land reclamation fee. Arable CNY/mu

3.3 House Demolition

Compensation Standards for House Demolition No. House type Unit XX, XX, township XX, XX townships XX, XX townships 1 Brick-concrete CNY/m2 2 Brick-tiles CNY/m2 3 Earth-tiles CNY/m2 2 4 Wood-tiles CNY/m 2 …. CNY/m 2 ….. CNY/m Moving subsidy CNY/HH Transitional living allowance CNY/m2/month 10 Max. 6 months

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3.4 Scattered Trees

Compensation Standards for Scattered Trees Average No. Item Unit XX, XX, township XX, XX townships Standards（CNY） 1 Fruit tree tree 2 Bamboo tree 3 Coffee tree mu 4 ….

3.5 Ground Affiliated Facilities Compensation Standards for Ground Affiliated Facilities No. House type Unit XX, XX, township XX, XX townships XX, XX townships 1 Enclosure CNY/m 2 Iron gate CNY/no. 3 Tomb CNY/no. 4 Well CNY/no. 5 Tank CNY/m3 6 Cement ground floor CNY/m2 7 Earth ground floor CNY/m2 …. 4. Entitlement Matrix Entitlement Matrix Compensation and resettlement Type of impact Eligibility Implementation issues policy Permanent Land use contractors i) Land belongs to collective/state: Direct payment from county land and/or owners compensation to collective and resettlement office (CCO) to affected acquisition (To be further identified state farms; HHs and/or APs. and determined during ii) Land contracted to farmers: External monitor will oversee the DMS). compensation to farmers totally; payment of compensation fee iii) Standing crops compensation: to owners directly Temporary Land users i) Temporary land occupation fee: Notification in advance and paid land to land users yearly. The duration accordingly. Restoration of land will be occupation can not over two years, once monitored by local land bureaus. exceeded, the land use permission needs re-approval; ii) Land reclamation fee: to land owners directly; iii) Standing crops: compensation for the first year to land users; iv) After the end of land occupation, the land will be restored by the owner to the original condition Houses Owners i) Demolition compensation: to Village and APs to decide on location of demolition owners directly at replacement new residential plots, the new plots costs; should locate at within 1 km from the ii) The affected Hs will receive a original residential plots, and with moving subsidy and a transition convenient access conditions to the allowance. community and to their arable land iii) Establishment of access road, water and power supply systems

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Compensation and resettlement Type of impact Eligibility Implementation issues policy by EA and local government in case of collective relocation

Ground Owners Compensations: to property affiliated owners at replacement costs

facilities and scattered trees Vulnerable Affected HHs of Wubao, i) Village and township The HHs will be rechecked during DMS groups Disabled, EM of less government help to rebuild and closely monitored until sustainable people, Female-headed houses in case of relocation; restoration is achieved and Dibao ii) vulnerable subsidy CNY 500 each HH iii) Priority for technical training and unskilled jobs Severely i) HHs who lose more i) Priority to receive opportunities Local government assist them to deal affected HHs than 10% of productive of free technical training and with land circulation by land assets (agricultural land, unskilled jobs acquisition forest land, and others) ii) Land relocation within their ii) HHs with per capita villages if feasible arable land of less than iii) obtain land use right by land 0.3 mu after acquisition circulation iv) Endowment insurance on a voluntary basis in case APs lose basic living due to land acquisition (per capita arable land of less than 0.3mu after land acquisition).

5. Compensation Eligibility and Cut-off Date All APs and organizations (whether public or private) losing land, buildings/houses, crops or sources of income will be compensated or rehabilitated according to the types and amount of their losses (permanent and temporary) as long as they are included in the final physical quantity survey or are identified as affected by temporary impacts during construction. APs who cultivate land, construct buildings or settle in project affected areas after the cut-off date will not be eligible for compensation or subsidies. Compensation will also not be paid for any structures erected, or crops and trees planted purely for the purposes of gaining additional compensation, but those due to variation of design will be compensated as specified in the RP. 6. Resettlement Organization

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Resettlement Organization Chart for Longrui Project

LREC

Project Resettlement Division (PRD)

Dehong Prefecture Leading Prefecture CO External Monitor Group (Dehong) (Zhongkehongce)

County/City Leading Group COs (Mangshi, Longling CO Wanding & Ruili)

Monitoring Township Resettlement Work Groups

Villagers’ Committees and Villagers’ Groups

APs

7. Complaints and Appeals

The public participation is always encouraged in the process of compiling and implementing of the RP. There will be some unforeseeable problems occurring in the process. In order to solve problems effectively and ensure the project construction and land requisition is carried out successfully, a transparent and effective grievance and appeal channel has been set up. The basic procedures for grievance include the following: (vi) If any AP is aggrieved by any aspect of the resettlement, he/she can state their grievance and appeal to the village committee in oral or in written form. If an oral appeal is made, the village committee will record it on paper and process it. Village committee will make a decision on or resolve it in two weeks. AND/OR (vii) The aggrieved AP can state their grievance and appeal to the PRD of LREC in oral or in written form. The PRD of LREC will make a decision on or resolve it in two weeks. AND/OR (viii) The aggrieved AP can state their grievance and appeal to the township government in oral or in written form. The township government will make a decision on or resolve it in two weeks. (ix) If the aggrieved AP is not satisfied with the decision of the township government, he/she can appeal to the City CO or the Leading Group after receiving the decision; the CCO will reach a decision in two weeks.

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(x) If the aggrieved AP is still not satisfied with the decision of the CCO, he/she will appeal to the Prefecture CO. After receiving the appeal, the Prefecture CO will reach a decision in two weeks. (xi) If the AP is still dissatisfied with the above decisions, he/she will appeal to the civil division of a people’s court according to the civil court procedure. APs can appeal on any aspect of resettlement, including compensation criteria and price. APs will be apprised of their rights for lodging appeals during participation in the public meetings and by receiving resettlement information booklet. At the same time, the grievance and appeal process will be publicized among the APs through media. The relevant authorities will sort out the opinions and proposals of the APs and the resettlement offices at all levels will process the information in a timely and effective manner. The organizations will accept the grievance and appeals of the APs free of charge, and the reasonable expenses incurred there will be paid by the PRD of LREC from the Project’s contingency fund.

52 http://adb.org/Documents/Policies/ADB_Accountability_Mechanism/ADB_accountability_mechanism.pdf

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Annex 10: Detailed Resettlement Budget

Table A10-1: Compensation Budget for Scattered Trees-Longling Scattered Trees and attached special crops Description Qty Compensation Budget (CNY) rate (CNY 1，华山松、杉木、秃杉(棵）Pinus 杉木苗 sapling 3690015 0.2 738003 armandii(Fran)/Cunninghamialanceolata(Lam)/ DBH11-20cm 84 80 6720 Castanopsis eyrei DBH21-30cm 55 100 5500 Above DBH 21 130 2730 31cm 2，香椿、椿头包（棵）Toona Sinensis(Lam) Above 3-year 48 60 2880 Chuntoubao(Chinese) sapling 3，芭蕉、竹子（棚）Basho/Bamboo 小棚 45 60 2700 4，酸茄（棚）Cyphomandra betacea(Lam) 中棚 30 60 1800 5，八角（棵）Star anise 幼苗 sapling 2930 15 43950 6，板栗（棵）Chestnut 初挂果 fruit 400 150 60000 7，花椒（棚）IIIicium verum hook 小棚 86 10 860 8，李子/梨（棵）Plum/pear 初挂果 fruit 70 100 7000 9，木瓜（棵）Persimmon 中树 middle-size 55 20 1100 10，樱桃、板栗、（棵）/Cherry/Chestnut 幼树 small tree 640 30 19200 柿子（棵）Persimmon 幼树 small tree 720 30 21600 棕包树（棵）Zongbao 幼树 small tree 93 30 2790 11，核桃（棵）Walnut 幼树 1-3 年 small 1804 150 270600 tree(1-3year) 4-10 年初挂果 467 1500 700500 fruit(4-10year) 11-20 年 50 3500 175000 11-20year 21 年以上 over 12 6500 78000 20 years 12，草果 Amomum tsaoko 面积大于 30 平米盛果（亩） 7.698 23080 177669.84 above area of 30 fruitful 未/试挂果 3.389 18000 61002 ㎡of growing （亩） initially fruit 面积小于 30 ㎡盛果（棚） 3 80 240 less than area of fruitful 30㎡ofgrowing 未/试挂果 45 30 1350 （棚） initially fruit 13，茶苗/三年以上或高产茶地（亩）亩/mu 21.69 2000 43380 3-year tea sapling 14，人工林木损失（亩）Loss of artificial forest 54.74 3120 170788.8 15，红花油茶（亩）Camellia chekiangoleosa Hu 0.5 7000 3500 16, 青苗（亩）Standing crops 规划区外 outside 旱地 Dry 9.2 500 4600 planning area land 水田 0.8 800 640 paddyland 规划区内 inside 旱地 dry 4.5 800 3600 planning area land 水田 4.8 900 4320 paddyland 17, 新苗 new nursery 亩/mu 1.6 3500 5600

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18, 虫蒌（亩）Chongwei 新植 initially 6 20000 120000 growing 2-3 年 1.8 25000 45000 growing(2-3year) 19, 石斛（㎡）Dendrob 苗床 seedbed 8000 100 800000 20, 租田费（亩）Fee for leasing-land 15 700 10500 21, 其他 Others 55000 Total (CNY) 3648124

Table A10-2: Compensation Budget for Scattered Trees-Mangshi No. Scattered Trees and attached Description Qty Compensation Budget (CNY) special crops rate (CNY 1 香/芭蕉(棵）Banana/Basho 初种 initially growing 2339 3 7017 未挂果 no fruit 5675 10 56750 5901 10 59010 挂果 fruit 7606 20 152120 2341 20 46820 2 梨（棵）Pear 挂果 fruit 259 80 20720 3 柠檬（棵）Lemon 初种 initially growing 335 3 1005 挂果 fruit 291 40 11640 4 柑桔（棵）Orange 初种 initially growing 857 3 2571 未挂果 no fruit 2805 10 28050 1587 20 31740 优质种 1813 50 90650 2431 30 72930 5 菠萝蜜 Jackfruit 初种苗 initially growing 914 5 4570 未挂果 no fruit 3160 25 79000 2251 35 78785 906 50 45300 本地种 257 200 51400 158 80 12640 6 枇杷（棵）Loquat 未挂果 no fruit 121 25 3025 挂果 fruit 98 40 3920 7 缅桃树（棵 Miantao(chinese) 初种 initially growing 379 5 1895 未挂果 no fruit 731 20 14620 挂果 fruit 372 30 11160 147 25 3675 8 羊奶果 Elaeugnus sarmentosa Rehd 未挂果 no fruit 100 10 1000 挂果 fruit 116 30 3480 高产 fruitful 98 35 3430 9 柚子（棵）Pemelo 未挂果 no fruit 160 15 2400 142 25 3550 89 35 3115 挂果 fruit 149 40 5960 10 芒果（棵）Mango 未挂果 no fruit 648 15 9720 548 25 13700 挂果 fruit 834 30 25020 11 番木瓜（棵）Carica papaya 挂果 fruit 895 15 13425 437 10 4370 12 桃/李（棵）Peach/Plum 未挂果 no fruit 215 20 4300 167 30 5010 挂果 fruit 142 60 8520 87 40 3480

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13 坚果（棵）Nut 苗 sapling 395 10 3950 未挂果 no fruit 528 20 10560 588 30 17640 155 40 6200 14 咖啡（棵）Coffee tree 未挂果 no fruit 29723 10 297230 挂果 fruit 15133 20 302660 15 香烟树（棵）Xiangyanshu 树苗 sapling 210 5 1050 未挂果 no fruit 156 15 2340 挂果 fruit 105 30 3150 16 茶叶树（棵）Chayeshu 小树 small 278 10 2780 可采摘 avaiable harvest 464 15 6960 17 西西果（棵）Xixiguo 挂果 fruit 88 80 7040 18 木瓜（棵）Papaya 446 25 11150 19 金枇杷（棵）Jinpipa 89 80 7120 20 核桃（棵）Walnut 初种 initially growing 463 5 2315 未挂果 no fruit 348 20 6960 21 甜杨桃（棵）Carambola(Lam) 挂果 fruit 77 80 6160 22 荔枝（棵）Lychee 未挂果 no fruit 59 25 1475 23 樱桃（棵）Cherry 未挂果 no fruit 83 20 1660 104 30 3120 24 酸角（棵）T.indica 未挂果 no fruit 10 40 400 25 山竹（棚）Purple mangosteen(Lam) 34 150 5100 26 火龙果（棵）Patiya 树苗 sapling 2000 0.3 600 27 洋丝瓜（棚）Yangsigua 1 500 500 28 橄榄（棵）Chinese Olive 2 10 20 29 石榴（棵）Pomegranate 未挂果 no fruit 1 25 25 30 茶叶（亩）Tea tree 棵 33 13 429 初种 initially growing 54.07 1500 81105 套种 interplant 167.8 3000 503403 净种 purely plant 298.52 4000 1194064 31 铁刀木（从）Cassia siamea 458 120 54960 32 杉木（棵）杉木苗 sapling 87 1 87 Cunninghamialanceolata(Lam) 一年 one year sapling 1254 3 3762 二年 2-year 1021 4 4084 三年 3-year 4004 7 28028 四年 4-year 2948 9 26532 DBH 5-10cm(棵） 1543 15 23145 Above DBH11cm 1263 25 31575 33 西南桦（棵）Betula alnoides(Lam) 3 年 3-year 103 7 721 4 年 4-year 154 9 1386 DBH5-10cm 3844 15 57660 Above DBH11cm 4990 25 124750 34 椿树 Ailanthus altissima(Lam) 二年 two-year 79 4 316 4 年 4-year 94 9 846 Below DBH 5cm 77 30 2310 DBH 5-10cm 83 40 3320

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DBH 6-15cm 113 55 6215 Above DBH 16cm 105 100 10500 1 150 150 35 柚木（棵）Tectona grandis(Lam) DBH 6-15cm 120 55 6600 36 松树 Pine DBH 5-10cm 87 55 4785 aboveDBH16cm 456 100 45600 37 竹子 Bamboo 野竹（棚）wild bamboo 6 150 900 竹苗（亩）bamboo sapling 31.76 10000 317600 幼竹 1-2 年（棚）small bamboo 60 20 1200 埋桑竹（棵）Maisangzhu 8453 10 84530 大竹（棵）Dazhu 7034 12 84408 哩啦竹（棵）Lilazhu 15525 8 124200 荆竹（棵）Jingzhu 36 8 288 黑竹（棵）Heizhu 5890 10 58900 毛竹（棵）Maozhu 214 8 1712 甜竹 Tianzhu 36 12 432 38 大榕树（棵）Ficus microcarpa(Lam) 小树 small 65 50 3250 大树 big 24 400 9600 1 1500 1500 39 橡胶（棵）Hevea brasiliensis 橡胶苗 sapling 13081 5 65405 初种 small 403 40 16120 一年 one year 556 100 55600 二年 2-year 209 200 41800 三年 3-year 846 260 219960 四年 4-year 1094 320 350080 五年 5-year 450 380 171000 六年 6-year 621 440 273240 七年 7-year 1064 500 532000 七年以上 above 7-year 1288 600 772800 40 楠木（棵）Phoebe nanmu Gamble Below DBH5cm 5 30 150 DBH 6-15cm 12 55 660 Above DBH 16cm 25 100 2500 41 柳树（棵）Willow 58 10 580 小叶榕（棵）Ficus microcarpa 18 25 450 var.pusillifolia 42 丁香（棵）Syzygium aromaticum(Lam) 47 60 2820 43 椿木（棵）Ailanthus altissima Below DBH 5cm 以下 26 30 780 Swingleh DBH 6-15cm 65 50 3250 Above DHB16cm 80 100 8000 44 棕包树（棵）Zongbao 164 30 4920 45 油丝苗树（棵）Yousimiao 127 5 635 45 水冬瓜（棵）Alder DBH 5-10cm 146 15 2190 Above DBH11cm 334 25 8350 46 喜树（棵）Campotheca Acuminate Above DBH 11cm 45 25 1125 47 帕滚树（棵）Pagun 67 15 1005 48 香椿（棵）Toona sinensis 45 15 675

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49 酸帕树（棵）Suanpa 64 15 960 50 帕满菜（棵）Pamancai 45 15 675 51 帕哈（棵）Paha 79 5 395 52 帕克秀（棵）Pakexiu 52 0 53 杂木（棵）Miscellaneous tree 3 年 3-year 138 7 966 4 年 4-year 306 9 2754 DBH 5-10cm 143 15 2145 Above DBH11cm 105 15 1575 22 20 440 13 30 390 24 50 1200 54 皂角（棵）Gleditsia sinensis(Lam) 13 25 325 55 红豆杉（棵）Chinese yew Below DBH 5cm 13 30 390 56 桑树（棵）Morus alba 树苗 sapling 14200 1 14200 57 桂花（棵）Sweet Olive 6 30 180 58 扫把苗（棚）Kochia scoparia(Lam) 9680 5 48400 59 砂仁（棚）Amomum villosum(Lam) 3 年 3-year 578 50 28900 60 五加风（棚）Wujiafeng 132 5 660 61 石斛（棚）Dendrob 76 0 62 草果（棚）Amomum tsaoko 未挂果 no fruit 557 50 27850 63 八角（棵）Star anise 挂果fruit 374 30 11220 64 涮涮辣（棵）Shuanshuanla 938 50 46900 65 小米辣（棵）Xiaomila 1259 5 6295 66 苗圃（亩）地上种苗 91.12 4000 364480 67 其它 Others 1000000 210698 32005.3 8711906

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Table A10-3: Compensation Budget for Scattered Trees-Ruili Scattered tress and special crops Description Qty Compemsation rate Budget 1. 香/芭蕉(棵）Banana/Basho 初种 initially growing 1339 3 4017 未挂果 no fruit 1996 10 19960 3901 10 39010 挂果 fruit 3601 20 72020 7341 20 146820 2. 梨（棵）Pear 挂果 fruit 97 80 7760 3. 柠檬（棵）Lemon 初种 initially growing 235 3 705 挂果 fruit 124 40 4960 4. 柑桔（棵）Orange 初种 initially growing 401 3 1203 未挂果 no fruit 805 10 8050 587 20 11740 优质种 1113 50 55650 521 30 15630 5. 菠萝蜜 Jackfruit 初种苗 sapling 914 5 4570 一年 one year 360 25 9000 未挂果 no fruit 251 35 8785 108 50 5400 本地种 335 200 67000 129 80 10320 6. 枇杷（棵）Loquat 未挂果 no fruit 136 25 3400 挂果 fruit 217 40 8680 7. 缅桃树（棵）Miantao 初种 initially growing 79 5 395 未挂果 no fruit 31 20 620 挂果 fruit 72 30 2160 47 25 1175 8. 羊奶果 Elaeagnus Sarmentosa Rehd(Lam) 未挂果 no fruit 103 10 1030 挂果 fruit 151 30 4530 高产 fruitful 125 35 4375 9. 柚子（棵）Pomelo 未挂果 no fruit 160 15 2400 118 25 2950 67 35 2345 挂果 fruit 34 40 1360 10. 芒果（棵）Mango 未挂果 no fruit 227 15 3405 106 25 2650 挂果 fruit 147 30 4410 11. 番木瓜（棵）Carica papaya 挂果 fruit 130 15 1950 247 10 2470 12. 桃/李（棵）Peach/Plum 未挂果 no fruit 124 20 2480 10 30 300 挂果 fruit 142 60 8520 55 40 2200 13. 坚果（棵）Nut 苗 sapling 195 10 1950 未挂果 no fruit 528 20 10560 588 30 17640 155 40 6200 14. 咖啡（棵）Coffee 未挂果 no fruit 22723 10 227230 挂果 fruit 5133 20 102660 15. 香烟树（棵）Xiangyanshu 树苗 sapling 21 5 105 未挂果 no fruit 56 15 840 挂果 fruit 46 30 1380 16. 茶叶树（棵）Chayeshu 小树 small 51 10 510 可采摘 avaiable pick 164 15 2460

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17. 西西果（棵）Zizyphsu mauritiana(Lam) 挂果 fruit 23 80 1840 18. 木瓜（棵）Chinese quince 78 25 1950 19. 金枇杷（棵）Jinpipa 12 80 960 20. 核桃（棵）Walnut 初种 initially growing 163 5 815 未挂果 no fruit 48 20 960 21. 甜杨桃（棵）Tianyangtao 挂果 fruit 21 80 1680 22. 荔枝（棵）Lychee 未挂果 no fruit 14 25 350 23. 樱桃（棵）Cherry 未挂果 no fruit 63 20 1260 18 30 540 24. 酸角（棵）Tamarindus indica(Lam) 未挂果 no fruit 10 40 400 25. 山竹（棚）Purple mangosteen 34 150 5100 26. 火龙果（棵）Pitaya 树苗 sapling 2000 0.3 600 27. 洋丝瓜（棚）Yangsigua 10 500 5000 28. 橄榄（棵）Chinese Olive 13 10 130 29. 石榴（棵）Pomegranate 未挂果 no fruit 13 25 325 30. 茶叶（亩）Tea tree 棵 33 13 429 初种 initially growing 54.64 1500 81960 套种 interplant 37.8 3000 113403 净种 purely plant 88.52 4000 354064 31. 铁刀木丛）Cassia siarmea 358 120 42960 32. 杉木（棵）Cunninghamia Lanceolat(Lam) 杉木苗 sapling 90 1 90 一年 one year 697 3 2091 二年 2-year 627 4 2508 三年 3-year 3004 7 21028 四年 4-year 2048 9 18432 DBH Ф5-10cm 943 15 14145 ABOVE DBHФ11cm 963 25 24075 33. 西南桦（棵）Betula alnoides(Lam) 3 年 3-year 10 7 70 4 年 4-year 10 9 90 DBH Ф5-10cm 2844 15 42660 Above DBHФ11cm 4690 25 117250 34. 椿树 Ailanthus altissima(Lam) 二年 2-year 78 4 312 4 年 4-year 99 9 891 Below DBH5cm 154 10 1540 DBH 5-10cm 211 15 3165 DBH 6-15cm 113 25 2825 Above DBH16cm 72 30 2160 1 150 150 35. 柚木（棵）Tectona grandis(Lam) DBH6-15cm 64 55 3520 36. 松树 Pine DBH5-10cm 29 55 1595 Above DBH16cm 156 100 15600 37. 竹子 Bamboo 野竹（棚）wild bamboo 6 150 900 竹苗（亩）sapling 31.76 10000 317600 幼竹 1-2 年（棚）small 13 20 260 bamboo(1-2year) 埋桑竹（棵）Maisangzhu 2453 10 24530 大竹（棵）Dazhu 7034 12 84408 哩啦竹（棵）Lilazhu 5525 8 44200 荆竹（棵）Jingzhu 35 8 280 黑竹（棵）Heizhu 2890 10 28900

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毛竹（棵）Maozhu 21 8 168 甜竹 Tianzhu 63 12 756 38. 大榕树（棵）Ficus microcarpa(Lam) 小树 samll 212 50 10600 大树 big 14 400 5600 1 1500 1500 39. 橡胶 Hevea brasiliensis 橡胶苗 sapling 13081 5 65405 初种 initially growing 403 40 16120 一年 one year 556 100 55600 二年 2-year 209 200 41800 三年 3-year 846 260 219960 四年 4-year 1094 320 350080 五年 5-year 450 380 171000 六年 6-year 621 440 273240 七年 7-year 1064 500 532000 七年以上 above 7-year 1288 600 772800 40. 楠木（棵）Phoebe nanmu.Gambleab Above DBH5cm 58 30 1740 DBH 6-15cm 32 55 1760 Above DBH16cm 26 100 2600 41. 柳树（棵）Willow 21 10 210 42. 小叶榕（棵）Ficus microcarpa var pusillifolia 23 25 575 43. 丁香（棵）Syzygium aromaticum 12 60 720 44. 椿木（棵）Ailanthus altissima Suingleh(Lam) DBH 5cm 11 30 330 DBH 6-15cm 8 50 400 Above DBH16cm 4 100 400 45. 棕包树（棵）Zongbao 35 30 1050 46. 油丝苗树（棵）Yousimiao 63 5 315 47. 水冬瓜（棵）Alder DBH 5-10cm 25 15 375 Above DBH11cm 334 25 8350 48. 喜树（棵）Camptotheca Acuminate above DBH11cm 16 25 400 49. 帕滚树（棵）Pagun 21 15 315 50. 香椿（棵）Toona sinensis 13 15 195 51. 酸帕树（棵）Suanpa 6 15 90 52. 帕满菜（棵）Pamancai 15 15 225 53. 帕哈（棵）Paha 28 5 140 54. 帕克秀（棵）Pakexiu 11 0 55. 杂木（棵）Miscellaneous tree 3 年 3-year 341 7 2387 4 年 4-year 256 9 2304 DBH 5-10cm 214 15 3210 Above DBH11cm 175 15 2625 45 20 900 38 30 1140 22 50 1100 56. 皂角（棵）Gleditsia sinensis 11 25 275 57. 红豆杉（棵）Chinese yew DBH 5cm 14 30 420 58. 桑树（棵）Morus alba 树苗 sapling 14200 1 14200 59. 桂花（棵）Sweet Olive 5 30 150 60. 扫把苗（棚）Kochia scoparia(Lam) 1680 5 8400 61. 砂仁（棚）Amomum villosum(Lam) 3 年 3-year 96 50 4800 62. 五加风（棚）Wujiafeng 22 5 110 63. 石斛（棚）Dendrob 59 0 64. 草果（棚）Amomum tsaoko 未挂果 no fruit 151 50 7550 65. 八角（棵）Star anise 挂果 fruit 232 30 6960 66. 涮涮辣（棵）Shuanshuanla 165 50 8250 67. 小米辣（棵）Xiaomila 697 5 3485

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68. 苗圃（亩）地上种苗 11.12 4000 44480 69. 其它 Others 1000000 合计 Total 5967506

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Table A10.4 Detailed Resettlement Budget

Longling Mangshi Ruili Standard Expense Standard Expense Standard Expense Total expense Proportion No. Item Unit (CNY/unit) Qty (CNY) (CNY/unit) Qty (CNY10000) (CNY/unit) Qty (CNY10000) (CNY10000) (%) Permanent land 1 acquisition 5144.0 31568.5 15301.6 52014.1 64.77% 1.1 Land acquisition 3053.3 21541.8 11457.6 36052.7 44.90% 1.1.1 Area I Paddy land mu 41600 408.33 1698.7 57278 925.80 5302.79 42870 371.69 1593.44 8594.89 Dry land mu 21000 231.33 485.8 50699 934.83 4739.49 40012 1775.22 7103.00 12328.30 Forest land mu 8000 618.39 494.7 22000 1539.24 3386.33 20000 794.28 1588.56 5469.60 House plots mu 100050 20.38 203.9 100050 16.52 165.32 49588 13.74 68.13 437.37 Others mu 25000 68.08 170.2 30000 240.35 721.04 30000 368.15 1104.45 1995.69 1.12 Area II Paddy land mu 29355 498.79 1464.19 1464.19 Dry land mu 24720 1353.80 3346.58 3346.58 Forest land mu 15000 907.98 1361.97 1361.97 House plots mu 100050 9.78 97.82 97.82 Others mu 25000 382.53 956.31 956.31

Standing crops and trees 1.2 compensation 1037.4 4504.8 1842.3 7384.44 9.20% Paddy land mu 15000 408.33 612.5 15000 1424.58 2136.9 15000 371.69 557.5 3306.91 Dry land mu 5000 231.33 115.7 5000 2288.63 1144.3 5000 1775.22 887.6 2147.59 Forest land mu 5000 618.39 309.2 5000 2447.22 1223.6 5000 794.28 397.1 1929.94 Endowment insurance for 1.3 APs 1053.3 5521.9 2001.7 8576.93 10.68% Collective arable land mu 20000 526.67 1053.3 20000 2760.95 5521.9 20000 1000.85 2001.7 8576.93 Temporary land 2 occupation 456.0 1473.8 529.9 2459.7 3.06% Temporary land occupation 2.1 fee 437.4 1311.8 469.7 2218.9 3.58% mu. Arable land year 2000 56.83 45.5 2000 514.59 411.7 2000 200.98 160.8 617.9 mu. Non- arable land year 1500 653.27 392.0 1500 1500.19 900.1 1500 514.86 308.9 1601.0 Standing crops 2.2 compensation 7.2 59.1 20.0 86.3 0.14% Paddy land mu 1500 29.66 4.4 1500 153.58 23.0 1500 27.5 Dry land mu 1000 1000 36.81 3.7 1000 14.95 1.5 5.2 Slope dry land mu 1000 27.17 2.7 1000 324.2 32.4 1000 186.03 18.6 53.7 Temporary land occupation 2.3 reclamation fee 11.4 102.9 40.2 154.5 0.25% Arable land mu 2000 56.83 11.4 2000 514.59 102.9 2000 200.98 40.2 154.5 3 Houses demolition 573.7 1367.3 2098.1 4039.1 5.03% 3.1 Housing compensation 493.7 1052.3 1673.1 3219.1 4.01% Brick-concrete m2 1000 2,355.3 235.5 1000 196 19.6 1000 1,865.0 186.5 441.6 Brick-tiles m2 650 2,722.8 177.0 650 5586.5 363.1 650 2,064.4 134.2 674.3 Earth-tiles m2 500 1,520.2 76.0 500 7722.4 386.1 500 638.0 31.9 494.0 Wood-tiles m2 230 230 230 963.0 22.1 22.1 Stone-tiles m2 230 230 230 288.0 6.6 6.6 Simple structure m2 80 80 990 7.9 80 1,624.1 13.0 20.9 Brick-iron tiles m2 400 400 103.2 4.1 400 1,856.0 74.2 78.4 brick-asbestos tiles m2 450 450 5613.5 252.6 450 9,125.8 410.7 663.3 Earth wall-asbestos tiles m2 450 114.3 5.1 450 418 18.8 450 24.0 3.2 Relocation allowance HH 50000 16 80.0 50000 63 315.0 50000 85 425.0 820.0 1.02% 4 Scattered trees 364.8 871.2 596.8 1832.8 2.28% - 118 -

compensation Ground facilities 5 compensation 19.8 93.2 84.3 197.3 0.25% Enclosure m 250 181.4 4.5 250 1,105.9 27.6 250 2,267.4 56.7 88.9 Steel gate no. 1000 8.0 0.8 1000 14.0 1.4 2.2 Tomb no. 3000 47.0 14.1 3000 170.0 51.0 3000 69.0 20.7 85.8 Well no. 1000 1.0 0.1 1000 1.0 0.1 0.2 Tank m2 400 232.3 9.3 400 130.7 5.2 14.5 Cement ground m2 30 120.0 0.4 30 1,139.0 3.4 30 115.0 0.3 4.1 Toilet m2 0.0 100 45.2 0.5 0.5 Pigpen m2 100 36.0 0.4 100 75.0 0.8 1.1 Special facilities 6 compensation 413.6 429.4 392 1235 1.54% 220V illumination km 120000 120000 2.954 35.4 120000 1.64 19.7 55.1 380V power line km 150000 6.986 104.8 150000 1.664 25 150000 2.15 32.3 162 10KV high voltage line km 250000 11.976 299.4 250000 11.949 298.7 250000 3.624 90.6 688.7 35KV high voltage line km 400000 400000 0 400000 2.306 92.2 92.2 110KV high voltage line km 700000 700000 0 700000 1.373 96.1 96.1 Optical cable km 52000 0.935 4.9 52000 11.97 62.2 52000 7.982 41.5 108.6 Transform No. 80000 80000 1 8 80000 2 16 24 Water pipe m 150 304 4.6 150 150 244 3.7 8.2 Total of items 1~6 6971.9 35803.5 19002.6 61777.9 76.93% 7 Arable land reclamation fee mu 6500 526.67 342.3 6500 2814.3 1829.3 6500 1236.6 803.8 2975.4 3.71% Compensation fee for water 8 and soil conservation mu 667 526.67 35.1 667 2814.33 187.7 667 1236.59 82.5 305.3 0.55% Forest vegetative 9 Rehabilitation Fees mu 3000 618.3855 185.5 2447.22 3000 734.2 3000 794.28 238.3 1158.0 1.44% Land acquisition 10 administration fee 117.6 693.9 332.5 1143.9 1.42% Contingency fee for land 11 acquisition 1394.4 7160.7 3800.5 12355.6 15.39% Surveying & bounding 12 expenses 150 0.19% Expenses for land 13 reclamation project making 24.8 0.03% Internal monitoring 14 expenses 50 0.06% External monitoring 15 expenses 100 0.12% 16 Technical training expenses 160 0.20% 17 Vulnerable groups subsidy 16 46.2 47.8 100 0.12% Total of items 7~17 2091.0 10652.0 5305.3 18523.1 23.07% Total expenses 9062.8 46455.4 24307.9 80301.0 100%

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Annex 11: TOR for External Monitoring

1. Purpose of resettlement monitoring and evaluation According to ADB’s resettlement policy, the resettlement work of the Longrui Expressway Project will be subject to external monitoring and evaluation. The land acquisition and resettlement work of project will be tracked and evaluated by checking the progress, funds and management of land acquisition, house demolition and resettlement, and making a comparative analysis of the variation and restoration of the production level and standard of living of the displaced persons affected by land acquisition. While reports are submitted to ADB and LREC regularly (twice a year during the implementation period), information and suggestions will also be provided as a reference for decision-making. Through external monitoring and evaluation, ADB and the implementing agencies can fully understand if the land acquisition and resettlement work is implemented on schedule and according to the quality standard, point out existing issues, and propose suggestions for improvement. 2. Scope of resettlement monitoring and evaluation (1) Monitoring and evaluation of implementation progress of land acquisition and house demolition. Including: i) progress of land acquisition; ii) progress of temporary land occupation; iii) demolition and rebuilding of rural houses; iv) restoration of infrastructure (2) Monitoring and evaluation of availability and utilization of funds. Including: i) availability of funds; ii) utilization of funds (planned vs. actual) (3) Monitoring and evaluation of the standard of living of the displaced persons. Including: i) production level and standard living of the displaced persons before displacement; ii) production level and standard living of the displaced persons after displacement; iii) comparative analysis and evaluation of production level and standard living of the displaced persons before and after displacement (4) Capacity evaluation of the implementing agencies, public participation, complaints and appeals.

3. External monitoring agency The external resettlement monitoring and evaluation work of the project shall be undertaken by an external monitoring agency entrusted by the PRD of LREC and accepted by ADB.

4. Organization and division of labor of resettlement monitoring and evaluation i. The PRD shall entrust the external monitoring agency to take charge of the survey, data collection and computational analysis for monitoring and evaluation, and to review the corresponding findings. ii. The external monitoring agency shall set up a “resettlement monitoring and evaluation team of the Longrui Expressway Project”, whose task is to monitor and evaluate the resettlement work of the project, prepare the monitoring and evaluation outline, select monitoring sites, take charge of field survey, monitoring and in-house analysis, and prepare resettlement monitoring and evaluation reports according to the ADB Policy on Involuntary Resettlement. iii. During the field monitoring and survey of the resettlement monitoring and evaluation team, the PRD shall offer assistance in staffing and traffic.

5. Methods of resettlement monitoring and evaluation i. A combination of field survey, computational analysis and comprehensive expert evaluation shall apply to monitoring and evaluation. ii. The survey shall be conducted comprehensively. The progress, funds, organization and management of implementation shall be surveyed in all aspects, while the displaced households shall be subject to sampling survey.

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iii. The sampling survey shall be based on random sampling to track the fixed displaced households in the typical sample. Sampling rates: 10-20% of severely affected HHs and a number of others, such as vulnerable HHs. iv. The complete survey shall be conducted in the methods of structured survey (questionnaire survey), discussion and literature search, etc. v. Tracer surveys, using the baseline survey questionnaire, will be applied to assess the change in living standard, livelihoods and income. This will be the basis to determine whether resettlement has been successfully completed. vi. Except written materials, photos, audio and video records, real objects shall also be collected.

6. Monitoring Indicators The baseline survey, as well as the follow up monitoring and post-project evaluation, will cover and not limited to the following socioeconomic indicators of targeted HHs: i. Level of education of adults by gender ii. Land area by type iii. House type (quality) iv. Housing area v. Income by source vi. Expenditure by type vii. Major assets ownership viii. Frequency of visits to county seat or Dehong/Baoshan/Kunming ix. Cropping pattern (cultivated area of each crop).

7. Reporting of external resettlement monitoring and evaluation The external monitoring agency shall submit a resettlement monitoring report to the LREC and ADB semiannually.

8. Monitoring Budget A total of CNY2,000,000 or 0.33% of of the basic LA&R cost (i.e., all compemsation costs) is estimated to cover the costs of external monitoring and evaluation for both RP and EMDP implementations. A total of six investigations/surveys will be conducted, including the baseline survey. The total cost includes remuneration, per diem, travel expenses, report preparation, and other administrative expenses.

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