External Monitoring Report - EMDP Implementation

# 5 Semi-Annual Report July 2014

2709-PRC: Integrated Road Network Development Project (Longrui Expressway)

Prepared by Beijing Zhongkehongce Consulting Company.

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Table of Contents I. INTRODUCTION ...... 1

A. PROJECT BRIEF AND CONSTRUCTION PROGRESS ...... 1 B. THIS REPORT ...... 1 II. METHODOLOGY...... 1 III. EMDP IMPLEMENTATION STATUS ...... 2 IV. FIELD FINDINGS ...... 7

A. EMPLOYMENT OF ETHNIC MINORITY PEOPLE ...... 7 B. TECHNICAL TRAINING ...... 8 C. NON-FARM EMPLOYMENT SKILL TRAINING ...... 8 D. SUPPORT TO ETHNIC MINORITY COMMUNITIES ...... 8 E. LAND ACQUISITION AND RESETTLEMENT ...... 9 F. INCOME RESTORATION OF LAND LOSS EM HHS ...... 9 G. LEVEL OF SATISFACTION OF INTERVIEWED EM HHS...... 9 H. IMPLEMENTATION OF C&P PLAN ...... 9 V. COMPLEMENTARY MEASURES OF LOCAL GOVERNMENTS...... 10

A. CONSTRUCTION OF BEAUTIFUL VILLAGES ...... 10 B. REVOLVING FUNDS TO HIV/AIDS AFFECTED POOR WOMEN ...... 10 C. FARMLAND REHABILITATION ...... 11 VI. INSTITUTIONAL ARRANGEMENT AND CAPACITY ...... 11 VII. GRIEVANCE REDRESS MECHANISM ...... 11 VIII. CONCLUSION ...... 11 IX. ANNEXES ...... 12

ANNEX 1: SAMPLE LIST OF LOCALS AND EM PEOPLE HIRED IN 2013 ...... 12 ANNEX 2: TRAININGS BY COUNTY LEVEL LINE AGENCIES IN 2014...... 13 ANNEX 3: LAR IN 16 EM NATURAL VILLAGES ...... 14

List of Figures and Tables Figure 1: Longrui Expressway and Aligned Counties and Townships ...... iii Figure 2: Construction Progress ...... iii Figure 3: Reporting Longrui Expressway Construction Progress in Lisu Language ...... iv Figure 4: Lisu Women Working as Unskilled Labors in Longling ...... iv Figure 5: Training of EM People in Affected Villages ...... v Figure 6: Interviewing EM APs in during Monitoring ...... v Figure 7: HIV/AIDS and Anti-drug Awareness in EM Villages in Mangshi & ...... vi Figure 8: International Workshop on Zhaowuding, Dai’s Patriarchs ...... vi Figure 9: Celebrating Jingpo’s Munaozong Song Festival ...... vii Figure 10: New Villages Under Bountiful Village Construction Program ...... vii

Table 1: EM Villages Surveyed ...... 2 Table 2: EMDP Implementation Progress (as of July 2014) ...... 3 Table 3: Employment of Unskilled Labors by Contractors in 2014 ...... 7 Table 4: Implementation of C&P Plan ...... 9

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Figure 1: Longrui Expressway and Aligned Counties and Townships

May 2014 May 2014

Figure 2: Construction Progress

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Figure 3: Reporting Longrui Expressway Construction Progress in Lisu Language (Dehong Solidarity Daily)

Jan. 2014

Figure 4: Lisu Women Working as Unskilled Labors in Longling

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Employment Skill Training, Mangshi, Jan. 2014 Pest Management Training, Mangshi, July 2014

Tea Cultivation Training, Mangshi, March 2014

Tobacco Grading, Mangshi, April 2014

Figure 5: Training of EM People in Affected Villages

Figure 6: Interviewing EM APs in Mangshi during Monitoring

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Jan 2014 Jan 2014

Jan 2014

Figure 7: HIV/AIDS and Anti-drug Awareness in EM Villages in Mangshi & Ruili

Ruili, April 2014 Ruili, April 2014

Figure 8: International Workshop on Zhaowuding, Dai’s Patriarchs

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Green Leaf Feast Mangshi, Feb 2014 2014

Figure 9: Celebrating Jingpo’s Munaozong Song Festival

Mangzhang Natural Vill. Mangzhai Vill. (a project vill), Hansha Vill, Ruili City Fengping Township, Mangshi City

Figure 10: New Villages Under Bountiful Village Construction Program

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I. Introduction

A. Project Brief and Construction Progress 1. The proposed Longrui expressway component includes a 128.96 km expressway, 6.0 km of link roads to 7 interchanges and a 34.44 km Class II road. The expressway starts at the end of the Baoshan-Longling Expressway in Longling County, passes Mangshi (Mangshi City) and ends at Mengmao Township of Ruili City. A new Class II road will continue from the end of the expressway to Nongdao Border Port (–Myanmar border). The expressway and Class II road traverse 4 state farms and 42 villages/communities of 14 townships/subdistricts in Longling County, Mangshi City and Ruili City. Figure 1 shows the Longrui Expressway in Yunnan Province. 2. By June 2014, civil works of the expressway had been basically completed (see Figure 2): (i) 97% of roadbed excavation; (ii) 85% of roadbed filling; (iii) 98% of slope protection works; (iv) 100% of soft foundation treatment; (v) 98% of bridge piles; (vi) 98% of culverts and crossings; passes; (vii) 85% of tunnels; and etc. 3. The expressway is expected to open for traffic by the end of 2015. B. This Report 4. This report, the fifth semi-annual monitoring report,1 presents the status and quality of EMDP implementation from 2011 to July 2014.

II. Methodology

5. The monitoring of EMDP implementation was combined with that for RP implementation. The monitor visited the project area in Jan and July 2014 July had met/interviewed about 150 persons, including APs in 16 ethnic minority (EM) natural villages, 5 contractors, staff of LREC, staff of prefecture and county/city coordination offices, as well as township officials. The visited EM (natural) villages, are listed in the table below. As indicated in the table, the 16 natural covered 4 ethnic minority groups of Dai, De’ang, Jingpo and Lisu. The monitored interviewed 5~10 HHs in each natural village through group meetings/discussions. Two natural villages, Xiaomidi and Chudonggua, were specifically targeted as they are dominated by two less populated ethnic minority groups of De’ang and Lisu respectively. 6. The methods used for monitoring included: (i) questionnaire survey of sample HHs aimed at assessing income and livelihood restorations status of APs (detailed survey results are presented in monitoring report on LAR; (ii) site visits of natural villages and relocation HHs to check LAR progresses, resettlement houses and restoration status; (iii) interviewing LREC and coordination offices to understand LAR progress; (iv) interviewing township officials and village leaders to assess the implementation status of restoration measures, especially technical and skill training; (v) interviewing contractors to understand the status of land provision for construction and employments of ethnic minority APs; and (vi) consultation of APs to check payments of compensations, consultation and participation during LAR, satisfactory status, etc (see Figure 6).

1 The first and second monitoring reports were termed as social monitoring reports that combined both RP and EMDP implementation monitoring. At the requirement of the ADB social specialist responsible for this project, separated mentoring reports were prepared since the third report.

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Table 1: EM Villages Surveyed County/City Township Administrative village Natural village Ethnic group Mangshi Santaishan Chudonggua 1. Chudonggua De’ang Mangshi Yunmao 2. Shuicaozi Dai Lahuai 3. Waimangguai Dai Zhemao 4. Nongnong Dai Hula 5. Nongmen Dai Humen 6. Batuo Dai Zhemao 7. Zhexiang Dai Fengping Mangsai 8. Manghong Dai 9. Layuan Mixed Ruili Mengmao Mangling 10. Huoma Jingpo 11. Kanan Jingpo 12. Mangling Dai Jiele 13. Jiele Dai Wanding Hunban 14. Mangman Dai Jiexiang E’luo 15. Laiwu Dai Longling Longxin Huangcaoba 16. Xiaomidi Lisu

III. EMDP Implementation Status

7. The EMDP implementation status, as of July 2014, is presented in the table below. As indicated, the proposed measures were implemented as scheduled with set targets achieved: (i) Project benefits and enhancement measures: all proposed actions were satisfactorily implemented. (ii) Mitigation measures to address social risks: all planned actions were taken to mitigate project’s negative impacts and social risks. (iii) Complementary measures of local governments. Local governments had taken many more actions to improve ethnic minority peoples’ production and livelihood and to promote their cultural development.

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Table 2: EMDP Implementation Progress (as of July 2014)

Risks and Proposed Actions Target Agencies Timing Monitoring Status of actions Group(s) Involved Indicators 1. PROJECT BENEFITS AND ENHANCEMENT MEASURES • Priority of unskilled labor Resettlement Contractor 2011- % of EMs employed • 12,756 person months of locals were employed in 2013, of which 45.4% were EM employment to EMs affected Dai, LREC 2014 people and women De’ang & • 6,309 person months of locals were employed during Jan-June 2014, of which 49.1% Jingpo are EM people. • Use Local Construction Materials Contractors Contractors 2011- % local materials • 100% for stones and sands 2014 used • Contracting logistic services Dai, De’ang Contractors 2011- % of service • About 80% of services contracted to EMs in Mangshi and Ruili cities (water, vegetable, etc) of and Jingpo ERAB 2014 contracted to EMs construction workers to EMs along the expressway • Give tunnels, bridges EM names Expressway LREC and 2011- % of tunnels an • 100%, all 15 tunnels and 100 big bridges were named after current local (EM) names and EMs local 2015 bridge for mountains, rivers and locations. government • Set up ethnic minority item shop All five EM LREC, EARB After # of EM shops in the • After 2015 in the service centers groups 2015 areas • Regular meetings with Resettlement Contractors 2011- # of meetings • One formal meeting in each natural village each year, 180 in total (Longling: 28, communities to maintain good affected LREC 2014 organized Mangshi: 96, Ruili: 56). relationship with communities communities • Many informal meetings. • Special actions for EM Resettlement Contractors 2011- Special actions • Many actions, see Section IV-D of this report. communities by contactors affected EMs LREC, 2014 taken by contractors 2. MITIGATION MEASURES TO ADDRESS SOCIAL RISKS 2.1 Minimizing land acquisition and house demolition effect • Design the expressway to avoid Resettlement LREC, DI, 2011- Refer to RP plus • Design done by 2011 damage of farmland, water affected EMs LRBs and 2013 ‐ Degree of • Favorable compensation rates such as treating wastelands and some forestland as dry source, irrigation system (mainly Dai ERABs satisfaction of farmland, training Zone II as Zone I in Mangshi, please refer to the External Monitoring • Proper compensation and a few Report on LAR (No.5) for details. EMs • Sustainable livelihood De’ang and • Livelihood development is underway and a lot of training sessions were carried out. All development and training Jingpo) affected HHs were trained by township technical staff at lest once in a year. During • Restore of temporarily occupied Jan-June 2014, 1,985 APs were trained by county level line agencies, of which 75% are farmland, irrigation systems EM people. Please refer to the External Monitoring Report on LAR (No.5) for details. • 1,300mu had been restored by July 2014, and 1,715mu are still under project use. • EM APs are highly satisfactory with the LAR works of the project 2.2 Minimize effect of separating of house from farmland • Build appropriate and adequate Resettlement DI, 2011- % of EM • Over 300 passes/crossings were in place during construction, and APs production and passes (underpass or overpass) affected EMs contractors, 2014 communities living were basically not affected LREC satisfied with local • 100% of EM communities are satisfactory with crossings access 2.3 Minimize effect on EM culture • Monitor to ensure there are no Dai and Contractors 2011- # of relics • No relics and holy tress affected impacts on cultural relics or holy others LREC, CAB 2104 documented; if • A temper of 77.4m2 was properly relocated in Mangshi, and the total relocation costs is trees discovered under CNY 136,496. The compensation averaged at CNY 1,764/m2, higher than the highest alignment compensation rate of CNY 1,300/m2 for affected houses. • EM cultural awareness program Dai, De’ang Contractors 2011- % of workers • 100% of construction workers were trained, at least twice a year. for construction workers and Jingpo LREC, ERAB 2014 trained, level of • Constant liaison with community leaders, as well of CO and township staff • Liaise with community leaders to community relations

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Risks and Proposed Actions Target Agencies Timing Monitoring Status of actions Group(s) Involved Indicators respect local customs and taboo • Avoid work-camps near De'ang De’ang Ditto 2011- Proximity of camps • The nearest camp in Santaishan township is 2km away from De’ang communities. villages 2014 to De’ang communities 2.4 Minimize risk of communicable diseases • HIV/AIDS Awareness for LREC & LREC, 2010- Refer to HAPP • Separate reports on HAPP implementation are available under a separate ADB TA. ‐ all project construction contractors’ contractors, 2015 • All construction workers and villagers along the expressway were trained/awareness workers staff, HBs, CDCs built ‐ nearby villages, workers, • No CSWs found. ‐ local commercial sex workers villagers, (CSWs) CSWs • Malaria prevention and control All Contractors, 2011- # of nets provided • Malaria free area, 0 case among workers during 2011-2014 among construction workers construction HBs, CDCs 2104 # of rooms sprayed • All camps are in good sanitation conditions as per national requirement ‐ proper sanitation at work sites; workers • Each worker has a mosquito net, regular spraying in buildings ‐ use of mosquito nets, spraying • Campus are within villages/towns with good access to clinic/hospitals buildings ‐ treatment for affected workers • Tuberculosis prevention and Ditto Ditto Ditto # of workers • Compulsory health screening before signing work contract each season control among construction screened • 0 TB case found during 2011-2014 workers # of workers treated ‐ annual health screening for all workers; ‐ quarantine & treatment for affected workers 2.5 Anti-drug use and trafficking, anti-human trafficking • Anti-drug use Construction Contractors, 2011- # training • Mostly combined with HIV/AIDS awareness building ‐ drug use awareness be workers PSBs 2014 • All workers were trained, at least twice a years included in the disease prevention program • Anti-drug trafficking and human Border check PSBs 2011- Check points added trafficking points 2015 • Ongoing and routine efforts of government and border police ‐ City governments continue • Check points to be added after 2015 when the expressway starts its operation and strengthen the current anti-drug trafficking and anti-human trafficking systems and efforts. ‐ Add check points along the Longrui expressway 3. COMPLEMENTARY MEASURES of LOCAL GOVERNMENT 3.1 Improving Village and Community Road Network • Improving local roads of EM Roads to CBs, PADOs 2011- LREC will monitor • Upgraded about 220km of village roads in Mangshi & Ruili in 2013, including 60km for communities remote EM PSBs, ADB 2015 whether the remote EM communities. • Community-based village road villages monitor complementary • As part of an ADB grant supported activities, the 69 community based maintenance maintenance measures are groups in Mangshi, Ruili, Longchuan and Lianghe counties are operating well. Separate • Provide road safety awareness effective to enhance reports are available in ADB to EM communities project benefit • 40 safety awareness were carried out in villages along the expressway in 2013 and/or mitigate risks, if any

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Risks and Proposed Actions Target Agencies Timing Monitoring Status of actions Group(s) Involved Indicators 3.2 Increasing Agricultural Products • Priority of agricultural technology Remote EM Abs, PADOs, 2011- ditto • Two trainings by township technical stations in each natural village in 2013, overall 260 trainings to EMs villages ERABS, FBs 2015 trainings for EM communities A training in each national village in during Jan-June • Priority of cash crop cultivation 2014. 1,985 APs were trained by county level line agencies during Jan-June 2014 and trainings to EMs (De’ang tea • Over 100 training sessions on walnut, tobacco, sweet corn, water melon, lemon, and Jingpo/Lisu walnut) dendrobe and others were carried out • Supporting local entrepreneurs • Dehong prefecture granted CNY 6.31 million to farmers’ cooperatives and collectives for to market farm products production and marketing during 2011-2013 that benefited 574 cooperatives (80% are EM people). 3.3 Increasing Non-farm Engagement • Priority of small business skills Women in PADOs, 2011- Ditto • Small business skill training not organized trainings to EMs, especially remote EM AWCFS, 2015 • Trained 300 and 200 APs on non-farm employment skills under Sunshine Program in women villages ERABs, ABs, 2013 and during Jan-June 2014. • Giving priority of micro-credit to RCCs • City ACWFs and local credit cooperatives are operating microcredit schemes that poor ethnic minorities covered every natural village. There are also microcredit companies operating in Mangshi and Ruili since 2012. • By July 2014, Mangshi and Ruili provided MC to 450 and 240 EM HHs respectively. The credit is CNY3,000 -30,000 for each HH. 3.4 Improving Marketing Environment • Priority of building markets Remote EM PADOs, 2011- Ditto • Built 3 and 1 in Mangshi and Ruili respectively in 2013. Built 1 market in Mangshi by centers to remote EM villages ERABs, CBs 2015 July 2014 communities and villages • 750m of access roads to the 4 markets upgraded in 2013, no need to upgrade link road • Upgrading community and for the 2014 built market village roads linking to the markets 3.5 Cultural Development and Prevention of Cultural Loss • Priority of building cultural Remote EM CABs, 2011- Ditto • Each Dai, Jingpo and De’ang natural village has a cultural/religious center. centers to EM communities and villages PADOs, 2015 • A Dai Drama Teaching Training Curriculum (draft) Prepared by May 2013 villages ERABs http://www.dehong.gov.cn/bm/mzj/mzwh/2013/0507/82981.html • Enriching the cultural centers • A Song and Dance Drama about EM in Dehong Started Performing for the Public since with introduction of EM culture, May 2013 tradition, and traditional items • A Jingpo Cultural Park is under construction in Longchuan County since March 2011. • Setting up a large and open area The park consists of three functional blocks: Jingpo cultural tourism block; ecological for volunteer dance and other block, and exhibition block. kinds of cultural related activities • Each EM natural village has an open ground in front of the cultural/religious center • Increase awareness of cultural • Cultural identity is widely aware and well built identity • The EM and Religious Affairs Bureau in Dehong Prefecture and the project counties • Formulate strategies & plans to have formulated strategy and plans: http://www.dehong.gov.cn/bm/mzj/ strengthen cultural systems 3.6 Facilitating Tourism • Promotion of attractions (tourist EM Tourism 2011- Ditto • Tourists to Dehong reached 4.1 million during Jan-June 2014, a 14.4% increase over signs and EM guides) communities bureau 2015 the same period in 2013. • Provide good quality services with good http://www.dehong.gov.cn/news/dhnews/2014/0814/news-112253.html and infrastructure that is potential • By May 2014, Dehong invested CNY 102.09 million for tourism development environmental sound, such as • 5 EM villages (3 Dai, 1 Jingpo, 1 De’ang) are under construction as tourist attractions public toilets, trash bins • A video was produced by Dehong Government to advertize Dehong’s tourist attractions • Provide good road access to http://v.youku.com/v_show/id_XMzM3NjkzMzIw.html tourist sites • Improved/upgraded 65 public toilets in Mangshi, Ruili, Lianghe, Longchuan and

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Risks and Proposed Actions Target Agencies Timing Monitoring Status of actions Group(s) Involved Indicators Yingjiang by July 2014 • Roads to tourists attractions are in good conditions. 3.7 Monitoring Cross-Border Social Impacts • Monitor the effectiveness of EM YPDOT, HBs, 2011- Ditto • On-going programs are effective ongoing programs to prevent communities PSBs and 2015 HIV/AIDS, other communicable along the border police diseases, drug use & trafficking border offices

and human trafficking • No requirement yet • If required, identify additional measures if ongoing programs are not effective in addressing Project-related impacts Source: LREC and monitor’s interviews. AB = agricultural bureau, ACWF = all China Women’s Federation; CAB = cultural affairs bureau; CB = communications bureau; ERAB = ethnic and religious affairs bureau; FB = financial bureau; HAPP = HIV/AIDS prevention plan; HB = health bureau; PADO = poverty alleviation and development office; PSB = public security bureau; RCC = rural credit cooperative; RP = resettlement plan

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IV. Field Findings

A. Employment of Ethnic Minority People 8. On way to the Xiaomidi Lisu natural village in Longling County in Jan 2014, the monitor witnessed 12 Lisu women working for the project (see attached photo in Figure 4). The monitor learnt each woman can earn CNY 100 per day. The monitor further learnt that almost every household in the Xiaomidi natural village had worked for the project in 2013, ranging from the least of 15 days to the maximum of about 80 days (i.e., CNY 1,500~8,000 for a household). 9. The contactors were advised by the project to give priority to APs and ethnic minority people for employment; and all contractors followed this advice. The monitor further learnt that the Contactor No.1 hire local women through 3 women working on the site in the case of Xiaomidi natural village (Figure 4), these three women are considered very dependable. However, initial contact for employment was through the village head. In the process of working for the project, the contractor found some dependable women who then became contacts and organizers for temporary employments. Most of the contractors hire local in this way, except Contactor No.5. The Contactor No. 5 hires locals through its cook, a Dai woman from the village, whenever labors are needed, the contractor informs the cook and the later then organizes labors through other villagers, mostly women. 10. To safeguard the benefits of construction workers, including APs working as unskilled labors, contactors has signed liability agreements with LREC for timely payment of wages. Yet, contractors were requested to submit to LREC the employment records and the list of employed persons (families) with detailed personal information including ethnicity (Annex 1). 11. In 2013, the contractors hired a total of 12,756 person months of locals, of which 58.9% and 45.4%are APs and EMs respectively. Contractors had hired 6,309 locals as unskilled labors (14.7% of total unskilled labors) during the period of Jan-June 2014, of which 49.1% are EM people. Details for employment for Jan-June 2014 are given in Table 3. 12. It has to be pointed out that unskilled labors from outside the project area, that account for 85% of total unskilled labors, are long-term contracted workers of the contractors, While locally hired labors only engage in temporarily needed positions. 13. Sample household questionnaire survey, with details given in the External Mentoring Report #5-RP implementation, showed that all the 23 EM households had worked for the project as unskilled labors in 2013. Table 3: Employment of Unskilled Labors by Contractors in 2014 Month Employment of unskilled labors (person-month) Total Non-locals Locals EM people APs Subtotal without overlapping Jan 7,375 6,303 526 431 1,072 Feb 6,774 5,714 519 527 1,060 March 8,263 7,046 704 618 1,217 April 7,113 6,116 470 192 997 May 6,871 5,888 446 192 983 June 6,605 5,625 436 192 980 Total 43,001 36,692 3,101 2,152 6,309 Source: quarterly progress reports of the project (April and July 2014).

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B. Technical Training 14. In the visit to Mangshi Township in Jan 2014, the monitor was brought to two Dai natural villages (Shuicaozi and Mangbie) to witness the technical training on field management of Oriental Tobacco. It was an emergency training aimed at addressing the cold hazard occurred in late 2013. The trainings, organized by the township’s technical station, were given in Dai language. The monitor learnt the training will cover all natural villages that have tobaccos. Apart from these trainings per emergency needs, there are a number of routine trainings on cultivation of rice, sweet corn, sugarcane, tea. These township level trainings target each natural village at least twice a year. In addition, a staff from the township agricultural technical station is positioned in each administrative village to provide on-site advices to villagers the whole year round.2 This staff has two offices, one in his responsible village and one in the township. 15. All interviews APs, including EM people and women, confirmed that there were such field trainings organized by township technical stations. And villagers can also easily contact the technical staff at their villages for advices any time. 16. In addition to trainings organized by township technical stations, county/city line agencies (agricultural bureau, science and technological bureau, ethnic minority affairs bureau) also organized a series of trainings on agricultural production (see Annex 2 and Figure 5), including the introduction of new crops and technologies to AP to increase their income. Except in Longling, the trainings listed in Annex 2 are mostly targeting EM people, including Dai, Jingpo and De’ang.

C. Non-Farm Employment Skill Training 17. The project area is implementing the Sunshine Program, a program to train rural labors for employment skills in the tertiary and secondary sectors. This program in popularly known as “Rural Labor Transfer Training”. In the case of Ruli City, the government trained 550 labors in 2013 using a budget of CNY 285,000. Of the 550 trained labors, 55% are ethnic minority people. According to Ruli City Agricultural Bureau, priority was given the villages affected by the project and about 100 trained labors are APs of the project. Ruili Agricultural Bureau made its follow up monitoring and found 85% of the trained labors got employed in the secondary and tertiary sectors. Similarly, the program trained 650 labors including 250 APs in Mangshi City in 2013. Of the APs trained in Mangshi and Ruili, 80% are ethnic minority people. 18. In Xinguang natural village of Mangbie village of Fengping Township alone, 202 Dai villagers were specifically trained under this program in 2014 and they all got professional certificates in the fields of cooking, house decoration, etc.. The training for these villagers were organized by the prefecture Human Resource and Social Safeguards Bureau. D. Support to Ethnic Minority Communities 19. All contractors had supported ethnic minority communities in one way or another, such as helping EM communities to improve access roads and public facilities. Below are some examples: (i) Contractor No.1 filled a small gully for Xiaomidi Lisu village to build a village center. (ii) China Railway No.9 Group Co., Ltd., the contractor for package No.4, invested CNY11,959 in building a public toilet for Yunmao Dai Village at Xiangguntang Village of Mangshi City (iii) Yunnan No.2 Highway & Bridge Engineering Co., Ltd., the contractor of contract package No.11, invested CNY50,000 in building a public toilet for Huyu natural

2 This staff has two offices, one in his responsible village and one in the township.

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village of Padi Dai Village of Dai People at Fengping Township of Mangshi City. (iv) China Railway No.12 Group Co., Ltd., contractor of package No.12, widened a 500m long village road for the De’ang Village of Bangwai. In addition, it invested CNY 5,200 in rearranging a 3,500m long water pipeline for another De’ang Village of Chudonggua. (v) Again, China Railway No.12 Group Co., Ltd., donated CNY 3,000 to the government of Santaishan De’ang Township for Women’s Day (08 March) and Watering Splashing Festival. (vi) Contractor for Package No. 20 invested CNY85,000 to improve village roads for Huoma Jingpo Village of at Mengmao Township of Ruili City. (vii) Contractor No. 16 developed 318mu of low-lying and often flooded farmland into flat and high-yielding farmland for Gazhong village in Zhefang township through restoration of temporally occupied land. And there are many similar cases, but smaller in scopes. E. Land Acquisition and Resettlement 20. To further verify the LAR progress and quality in EM communities, the monitor visited 16EM natural villages. The monitor found that LAR was completed to the satisfactory of EM people affected. And all compensations were timely paid to affected households with the stipulated rates in the RP or even higher rates. Higher rates include: (i) Zone I rates for Zone II townships of Zhefang and Santaishan in Mangshi (rates are given in the RP); and (ii) treating wasteland and some forestland as dry farmland (rates are 50-100% higher). Details for these 16 EM natural villages are presented in Annex 3. F. Income Restoration of Land Loss EM HHs 21. To initially assess the income restoration of land loss HHs, the monitor surveyed 23 sample EM HHs that were also targeted by the baseline survey for resettlement monitoring. The survey results, in comparison with baseline survey results, are presented in the External Monitoring Report #5-RP Implementation. Of the 23 sample EM HHs (farmland loss of 2% to 71%): (i) 18 HHs reported having net loss from cropping, ranging from CNY 800 to over CNY 12,000 in 2013, compared with the baseline survey year of 2011. (ii) 3 HHs have not yet restored their overall income by 2013. (iii) 20 HHs have restored their income. The income loss from cropping was mostly covered by working as unskilled labors for the project. All HHs had worked for the project and each HH earned CNY 1,500~5,000. However, if deducting the income from working for the project, only 12HHs had restored their income. In a word, sustainable measures will still be needed for income restoration.

G. Level of Satisfaction of Interviewed EM HHS 22. All interviewed households are satisfactory with the implementation of EMDP and RP and no complaints were heard. H. Implementation of C&P Plan 23. The implementation of the C&P plan of the EMDP by July 2014 is presented in the table below. Table 4: Implementation of C&P Plan

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C&P Plan during Construction Implementation by July 2014 Purpose Method Method Results Employment of EMs (men Village meeting, TV Reliable contacts in EM 5,791 person-months of and women) advertising communities EM people employed in Liaison meeting 2013 (45.4% of total locals employed) 3,101 person-months of EM people employed in Jan-June 2014, (45.4% of total locals employed) Use of local construction TV advertising Established suppliers Sands and stones are materials exclusively locally quarried giving logistic services Village meeting Established providers Exclusively provided by (water, vegetable, etc ) of ethnic minority people construction workers to where campus are set at ethnic minorities EM communities (80% contracted to EM people in Mangshi and Ruili) Mitigation of resettlement Village meeting and field As planned LAR completed, income impacts survey restoration undergoing, see also Annex 3 Mitigation of HIV/AIDS Training Training and awareness All construction workers campaigns neighboring communities were trained through public awareness campaigns and specific trainings, at least twice a year.

V. Complementary Measures of Local Governments

24. In addition to the measures listed in Table 2, local governments are also implementing a number of development programs aimed at promoting EM development. The following sections present three such programs. A. Construction of Beautiful Villages 25. Since 2014, the “Yishiyiyi” program3 shifted its focus from supporting single and small village infrastructure construction to integrated beautiful village construction. Dehong prefecture has targeted 103 EM villages with good access and tourism potentials for this program in 2014. The total investment for these 103 natural villages are CNY 123 million, including CNY 103 million (1 million for each natural village) from provincial budget. Activities under this program in the villages include construction of water supply, lightening and sanitation facilities, landscaping, cultural center, etc. The objective is to build these villages favorable for living, production and tourism (see Figure 10). This program will benefit more than 5,000 EM HHs with over 40,000 people. B. Revolving Funds to HIV/AIDS Affected Poor Women 26. This program, managed by Dehong ACWF, was started in 2012 and it supported 60 HHs (CNY 4,000 for each HH) in 2012 and 2013. During 2012-2013, the repayment rate was 98% and

3 Village-led specific development projects with reward or subsidy from (central and provincial) government financial budget.

10

90% of the supported HHs had improved the economic conditions.4 27. From 2014 to 2016, this program will support 100 EM HHs in the two counties each year, including 44 HHs from Mangshi City and 56 HHs from Yingjiang County. C. Farmland Rehabilitation 28. Ruili City started implementing this program in 2 project affected and 1 non-project affected villages in Jiexiang Tiwnship and sub-farms of Ruili State Farm in March 2014. This will rehabilitate/upgrade 13,679mu, including 411mu newly reclaimed farmland for the 3 project affected villages. The newly reclaimed farmland of 276mu for the two project affected villages of Nuanbo and E’luo account for 149% of the total project acquisitioned farmland and forestland of 185mu in the 2 villages. 29. In 2013, Fengping Township in Mangshi City rehabilitated 20,000mu of farmland for 9 villages, including 7,500mu for 4 project affected villages.

VI. Institutional Arrangement and Capacity

30. In practice, the implementation of EMDP and RP is combined. The Dehong Prefecture Coordination (on behalf of the government), rather than the RP defined LREC, has been playing the leading role in the implementation of EMDP. Members of the prefecture coordination office include staff from the ethnic minority and religious affair bureau, planning bureau, public security bureau, transport bureau, women’s federation, forestry bureau, agricultural bureau, land and resource bureau, and etc. The prefecture coordination office, with assistances from city coordination offices and various township governments, is very effective in carrying out LAR works and in implementing the EMDP. As a result, the EMDP (see Table 2) has been smoothly implemented over the past three years.

VII. Grievance Redress Mechanism

31. In line with what was specified in the EMDP, the grievance redress mechanism is integrated that for LAR. The mechanism, by using the current bottom-up official administrative system 5 , is very effective and efficient. Although there were no complaints about EMDP implementation, such complaints like damaging farmland and irrigation systems during construction were efficiently handled.

VIII. Conclusion

32. It is concluded that the EMDP is implementing well and the set targets are achieved.

4 http://acwf.people.com.cn/BIG5/n/2014/0623/c99013-25188346.html. 5 Handling complaint/disputes from bottom level to higher level gradually, i.e., from village committee to township government, then to city coordination and prefecture coordination offices.

11

IX. Annexes

Annex 1: Sample List of Locals and EM People Hired in 2013

Name ID No. Add. Month of First Employment Ethnic Group 民族 姓名 身份证号 家庭住址 初次工作月份 1. 张思洁 Jingpo 景颇 533123198803021810 盈江县芒璋乡宝石村委会白岩村民小组 2013.05 2. 多小五 Dai 傣 533121197011080233 潞西市遮放镇户弄村民委员会棒哈村民小组 2013.05 3. 多小二 Dai 傣 533103199112170218 潞西市遮放镇户弄村民委员会棒哈村民小组 2013.05 4. 闷保眯 Han 汉 533103199404300213 芒市遮放镇户弄村民委员会户弄村民小组 2013.02 5. 咩信保 Han 汉 533103197205060369 潞西市遮放镇户弄村民委员会遮告村民小组 2013.02 6. 唐勒卖 Jingpo 景颇 533103198506011610 潞西市 2013.03 7. 唐勒团 Jingpo 景颇 533103198405091615 潞西市西山乡营盘村民委员会杏欢村民小组 2013.03 8. 杨洪季 Han 汉 533103198405071411 潞西市江东乡李子坪村委会空竹林村民小组一社 2013.03 9. 范卫昌 Han 汉 533122196105041050 梁河县九保乡勐宋村委会麻粟坝村民小组 2013.03 10. 尹可祖 Han 汉 533122198212090818 梁河县遮岛镇水箐村委会下三巷村民小组 2013.03 11. 董旬诗 Han 汉 533024197411182259 龙陵县龙山镇董华村委会大窝子组 026 号 2013.03 12. 姚昌龙 Han 汉 533024195509102211 龙陵县龙山镇董华村委会姚家寨组 047 号 2013.03 13. 姚昌鹏 Han 汉 533024197205282216 龙陵县龙山镇董华村委会姚家寨组 075 号 2013.03 14. 姚昌彩 Han 汉 533024197507252231 龙陵县龙山镇董华村委会姚家寨组 052 号 2013.03 15. 赵勒定 Jingpo 景颇 533121197404121614 潞西市西山乡邦角村民委员会项丘村民小组 2013.03 16. 李勒弄 Jingpo 景颇 533103198810231618 潞西市西山乡营盘村民委员会杏欢村民小组 2013.03 17. 杨岩亮 Dai 傣 533103198501050215 潞西市遮放镇户闷村民委员会芒棒村民小组 2013.03 18. 排早乱 Jingpo 景颇 533103198512131651 潞西市西山乡弄丙村民委员会拱外村民一小组 2013.03 19. 排早都 Jingpo 景颇 53310319751211163X 潞西市西山乡弄丙村民委员会拱外村民一小组 2013.03 20. 排早弄 Jingpo 景颇 533121196807201614 潞西市西山乡弄丙村民委员会拱外村民一小组 2013.03 21. 李勒干 Jingpo 景颇 53312119600816161X 潞西市西山乡弄丙村民委员会吕折村民一小组 2013.03 22. 李勒南 Jingpo 景颇 53310319890222161X 潞西市西山乡弄丙村民委员会吕折村民一小组 2013.03 23. 王昆翁 Jingpo 景颇 53310319880403161X 潞西市西山乡弄丙村民委员会吕折村民一小组 2013.03 24. 李成保 Jingpo 景颇 533103198702221615 潞西市西山乡弄丙村民委员会吕折村民一小组 2013.03 25. 唐勒栽 Jingpo 景颇 533103198209201610 潞西市西山乡弄丙村民委员会拱外村民一小组 2013.03 26. 杨丛位 Han 汉 533103197901071619 潞西市西山乡弄丙村民委员会新寨村民小组 2013.03 27. 张德坤 Han 汉 533103196612062412 潞西市五岔路乡芒蚌村民委员会外寨村民小组一社 2013.03 28. 张自留 Han 汉 533121196205141415 潞西市江东乡仙仁洞村民委员会崩龙寨小组二社 2013.03 29. 唐洪贤 Han 汉 533121196903231434 潞西市江东乡花拉厂村民委员会花拉厂三村三社 2013.03 30. 何勒朋 Jingpo 景颇 533103198602281637 潞西市西山乡弄丙村民委员会拱外村民一小组 2013.03 31. 排南叁 Jingpo 景颇 533103198306184429 潞西市遮放镇翁角村民委员会下翁角村民小组 2013.03 32. 唐洪跃 Han 汉 533121196606131410 潞西市江东乡花拉厂村民委员会花拉厂二村二社 2013.03 33. 封焊才 Han 汉 53312119620601141X 芒市东河头村 2013.03 34. 杨思永 Han 汉 533121196907211415 芒市轩岗均竹园村 2013.03 35. 康定通 Han 汉 533103198411251413 芒市江东李子坪村 2013.03 36. 刘会菊 Dai 傣 533121197407081412 芒市江东仙仁洞村 2013.03 37. 高超 Han 汉 533103199105290617 芒市城效上东村 2013.03 38. 段玉国 Han 汉 533121197408171453 芒市三台山帮强村 2013.03 39. 叶超文 Han 汉 533121198407171441 芒市江东李子坪村 2013.03 40. 番进昌 Han 汉 533121197409101453 芒市江东李子坪村 2013.03 41. 黄帮强 Dai 傣 533121198504251417 芒市江东李子坪村 2013.03 42. 刘永全 Han 汉 533103198910101141 芒市轩岗均竹园村 2013.03 43. 康定和 Han 汉 533103197210071541 芒市江东李子坪村 2013.03 44. 刘安文 Han 汉 533103198504271557 芒市轩岗均竹园村 2013.03 45. 李继善 Han 汉 533103198704171411 芒市城效下东村 2013.03 46. 李连清 Han 汉 533103198904171415 芒市江东李子坪村 2013.03 47. 左明山 Han 汉 533103198811121417 芒市轩岗均竹园村 2013.03 48. 吴秋青 Han 汉 533103197901031413 芒市轩岗均竹园村 2013.03 49. 李国佑 Han 汉 533103198202241417 芒市轩岗均竹园村 2013.03 50. 杨大继 Han 汉 533024198806091014 龙陵县河头麦地村 2013.03 51. 晏详回 Han 汉 533103198910052413 芒市江东河头村 2013.03 52. 岩路 Han 汉 53310319910520212 芒市遮放镇户弄村菲海二社 2013.09 53. 郎岩回 Han 汉 533121196807260219 芒市遮放镇户弄村菲海二社 2013.03 54. 板二朵 Han 汉 533103198304200210 芒市遮放镇户弄村菲海一社 2013.03 55. 杨立湘 Han 汉 533024195908101013 龙陵县龙江乡 2013.03 56. 卢家本 Han 汉 533024197611011032 龙陵县龙江乡 2013.03 57. 范彩仙 Han 汉 533024198211191024 龙陵县龙江乡 2013.04 58. 王兴华 Han 汉 533024197609161031 龙陵县龙江乡 2013.03 59. 卢申豪 Han 汉 53302419810801103X 龙陵县龙江乡 2013.03 60. 王兴升 Han 汉 533024198312281010 龙陵县龙江乡 2013.03 61. 王尚传 Han 汉 533024196812271039 龙陵县龙江乡 2013.04 62. 王正望 Han 汉 533024197307011011 龙陵县龙江乡 2013.03 63. 杨家晓 Han 汉 533024198702051034 龙陵县龙江乡 2013.05 64. 王树生 Han 汉 533024197002091073 龙陵县龙江乡 2013.03 65. 杨立云 Han 汉 533024196305181013 龙陵县龙江乡 2013.03 66. 郎二里 Han 汉 533120197104250238 潞西市遮放镇 2013.03

Source: LREC (Contractor No. 14)

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Annex 2: Trainings by County Level Line Agencies in 2014

Date Venue Training contents Participants I. Mangshi

5-Jan-14 Fengping township Machine rice transplantation 75 9-Jan-14 Fengping township Orient tobacco cultivation 86 26-Jan-14 Zhefang township Employment skills 120 26-Feb-14 Zhongshan township Orient tobacco cultivation 100 4-Mar-14 Fapa village, Mangshi township Machine rice transplantation 58 21-Feb-14 Nongnong village, Zhefang township Rubber tree pest control 150 Jan-April 2014 Mangshi city Tea grafting

20-21-Mar-2014 Mangshi township Orient tobacco cultivation 75 1-Apr-14 Mangshi township Tobacco flue-curing 30 11-Apr-14 Mangshi city Machine tea picking 50 11-Apr-14 Jiangdong topwnship Tea & mulberry (silkworm) cultivation 50 28-Mar-14 Xuangang township Sugarcane cultivation 40 4-May-14 village, Mengshi township Tobacco grading 45 15-May-14 Whole Mangshi city Summer maize high-yielding 100 14-May-14 Yunpan village, Mangshi township Rice transplanting through throwing 30 21-May-14 Nongmen village, Fengping township Machine rice transplantation 56 3-May-14 Yunpan village, Mangshi township Pest control for rice 30 8-Jun-14 Whole Mangshi city Pest management 200 2-Jul-04 Lahuai village, Mangshi township Pest control for rice

15-Jul-14 Hula village, Mangshi township Agri machine management 70 1-Jul-14 Whole Mangshi city Rice-fish cultivation 420 Total 1,785

II. Longling

23-Jan-14 Longxin township potato frost hardiness cultivation 65 15-Jan-14 Longxin township Tobacco cultivation 40 28/02-01/03, 14 Agri. School Dendrobe processing 138 1-Apr-14 Longshan township Tobacco cultivation 30 29-Jun-14 Longshan township Rice-fish cultivation 32 7-Jul-14 Agri. School Dendrobe processing 66 Total 371

III. Ruili

14-Jan-14 Hansha natural vill., Mengmao t-ship IPM on greenhouse vegetables 43 27-Jan-14 Dengxiu village, Nongdao township Watermelon grafting 62 27/02-02/03, 2014 Jiedong village, Mengmao township Sweet corn cultivation 60 27-Feb-14 Dengxiu village, Nongdao township Sugarcane cultivation 50 24-28/02, 2014 Ruili city Village technicians on plant protection 100 25-28/02, 2014 Nonghong village, Jiexiang township Aquaculture 200 24-27/02, 2014 Jiexiang village, Jiexiang township Employment skills 50 8-Mar-14 Mengxiu village, Mengxiu township Training of women on agri technologies 400 women 03-06/03, 2014 Jiexiang wonship Formulated fertilization

10-Mar-14 Jiexiang wonship Vegetable production 75 16-20/03, 2014 Rulici city Lemon and pumelo cultivation 40 6-Mar-14 Jiedong village, Jiexiang township Agri machinery 13 9-May-14 Xiaojie village, Mengxiu township Summer corn high-yielding cultivation 50 8-May-14 Xinzhai village, Mnegxiu township Vegetable seedlings/nursery 36 Feb-Mar, 2014 Mengmao township Machine rice transplantation 403 26-Jun-14 Jiexiang village, Jiexiang township Rice-fish cultivation 200 16-Jul-14 Nongdao twosnhip Pumelo cultivation 120 youths 41835 Nongxian village, Huyu township Control of Mikania micrantha Kunth 83 Total 1,985

Source: county governments

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Annex 3: LAR in 16 EM Natural Villages (1) Chudonggua, Santaishan Township, Mangshi City. It is a mountainous De’ang natural village of Chudonggua village. It has 136 De’ang HH with 593 persons. The project had acquisitioned 80mu farmland out of a total of 3,530mu by March 2013. Farmland acquisition affected 123 HHs with 556 persons. Compensations were timely paid to affected HHs, yet Zone I rates were applied instead of the Zone II rates specified in the RP. APs considered that their livelihood was basically restored by establishing macadimia nut plantations. There is no relocation in this natural village. (2) Shuicaozi, Mangshi Township, Mangshi City. Land of 56.37mu (6.3% of the total land area 889.3mu) were acquired by May 2013 and houses of 785.3m2 were demolished by the project by June 2013. The village has 88 households of 359 people who are mostly Dai ethnic minority (350 persons). Land acquisition affected 48 HHs and demolishment of house and structures affected 7 HHs. The 7 relocation HHs moved to their new houses by July 2013. (3) Waimangguai, Mangshi township, Mangshi City. It is 1 of 7 severely affected EM natural villages defined in the RP. The RP estimated that: (i) acquisition of 76.65 mu arable land, accounting for 13.91% of the total, affecting 33 HH with 153 people. Of the 33 AHs, 3 HHs lost less than 10% of their arable land, 4 HHs 10%-20%, and 27 HHs lost more than 20%. (ii) 2 relocation HHs. Actually the project acquisitioned 105mu farmland as some forestland was counted as farmland; in addition there are 4 relocation HHs instead of the RP estimate of 2. LAR was completed by May 2013 in this natural village, and compensations were fully paid before Dec 2012. The implementation of restoration measures is given in the table below. Table A3-1: Restoration Measures and Implementation Status in Waimanggua Restoration measure (RP) Implementation Status by July 2014 Relocation HHs: 2; 4 HHs natural village allocate 0.6mu to each from its reserved 2 allocated sites, 2 used own plots land Houses built by June 2013 Buy land (use rights only): 2 HHs losing over 20% of 2 HHs, as planned (very common practice in recent years) farmland Improve agri. Production (orient tobacco to replace corn 25 HHs in winter season): 17 HHs, Technical training At least one person in each HH got trained in 2013

(4) Nongnong, Zhefang Township, Mangshi City. It is a Dai natural village with 96 HHs of 468 people. It has a farmland area of 1,180mu that are all paddy land after 133.57mu being acquired from 57 HHs by May 2013. In addition, 11 HHs need to be relocated. The total demolishment area of houses and structures is 2,543.1 m2 and they have relocated by June 2013. (5) Nongmen, Zhefang Township, Mangshi City. It has 82 Dai and 3 Han HHs. It has a land resource of 883.5mu after land acquisition of 56.37mu from 46 HHs by June 2013. Besides the land acquisition, there were 7 relocation HHs. One of the 7 relocation HHs, one relocated in May 2013 and the rest relocated in August- September 2013. (6) Batuo, Zhefang Township, Mangshi City. It is a Dai natural village with 190HHs and 886 persons. This natural village was 1 of the 7 severely affected EM natural villages in the RP. The RP estimated that the project could acquisition 48.48mu farmland, affecting 29 HHs with 145 people, the overall loss is 19.3%. Of the affected HHs, 11 HHs lost less than 10% of their farmland, 12 HHs lost 10-20% and 6 HHs lost more than 20%. In reality, the project acquisitioned 180.59mu and 24.7mu of farmland and forestland respectively, out of 3,071mu farmland and 9,504mu forestland. Farmland acquisition affected 18 HHs. Of 180.59mu farmland there included some forestland that was counted as farmland. Farmland acquisition affected 180 HHs. The implementation of restoration measures is given in the table below. Table A3-2: Restoration Measures and Implementation Status in Batuo Restoration measure (RP) Implementation Status by July 2014 Improving agri. production structure: 15 HHs (replace rice About 120 HHs engaged in water melon and sweet corn by water-melon in spring season) production since 2012

14

Better rubber tree management: 8 HHs 28 HHs (more HHs affected) Local non-farm employment: 3 HHs About 25 HHs Intensified short-term employments for sugarcane 21 HHs harvest: 6 HHs

(7) Zhexiang, Zhefang Township, Mangshi City. It is a Dai natural village of Batou village and it is alos 1 of the 7 severely affected in the RP. It has 68 Dai HHs with 330 residents. The RP estimated that 40 HHs will lose 144.98mu or 11.1% of their farmland. Actual farmland loss was 1809mu as some lost forestland was counted as farmland. Land acquisition in this village was completed before Dec 2012. The implementation status of the restoration plan is shown in the table below. Table A3-3: Restoration Measures and Implementation Status in Zhexiang Restoration measure (RP) Implementation Status by July 2014 Purchase farmland through land transfer: 8 HHs 3 HHs done Renting farmland in the village: 5 HHs 35 HHs, also in other counties during winter season Renting farmland in Jingpo village: 17 HHs Buy vehicles: 2 HHs 5 HHs Buy breeding cows: 2 HHs 2 HHs Technical training Many regular and irregular training

(8) Manghong, Fengping Township, Mangshi City. It is Dai natural village of Mangshai Village, as well as 1 of the 7 severely affected EM natural villages. This natural village has 222 HHs with 1,133 persons, exclusively Dai people. The RP estimated that the village will lose 164.98mu farmland out of the total of 2,459.1mu of farmland (6.7%), as well as some 100mu forestland out of 4,680mu. Actually, farmland loss was 164.98mu as forestland was treated as farmland. In addition, there are two relocation households who resettled themselves within the village by May 2013. Again, the implementation status of the income restoration plan is given below. Table A3-4: Restoration Measures and Implementation Status in Manghong Restoration measure (RP) Implementation Status by July 2014 58 HHs continuously renting land in Ruili City, Yingjiang 15 HHs engaged in this activity during winter season County, even in Xishuanbanna to cultivate water melon Good income due to good market prices in 2014 (limited input from Vietnam resulted in good price of watermelon produced in south China) 51 HHs: coffee cultivation 51 HHs belonging to a coffee cooperative, 1-2 mu/HH. Income: CNY5000-6000/mu at high mountain CNY 2,000-3,000/mu at low mountain 7 HHs: beef cattle business Over 90% of HHs engaged in this business, Mangshi’s market was dominated by this village. Usually, villagers buy cattle from nearby areas and from Burma, fattening for a short period within the village before selling. Major income source of all HHs Provision of employment opportunities Limited Technical training Many training. A technician from Fengping township is in charge of the Mangzhai village (which administrates Manghong natural village)

(9) Layuan natural village, Fengping Township, Mangshi City. Layuan is mixed village of 46 HHs with 219 persons including 130 Jingpo, 74 Dai and 15 Han. It has rich land resource that totals to 1,155mu after 83.35mu being acquired before March 2013. There are 27 and 2 HHs affected by land acquisition and by relocation. Of the two relocation HHs, one moved in his new house in May 2013 and the other one in August 2013. (10) Huoma natural village, Mengmao Township, Ruili City. It is a Jingpo natural village of Mangling Village. It has 43 Jingpo HHs with 156 persons. The project only acquired 13.8mu or 4.6% of the village’s total farmland of 299.4mu, plus 33.3mu forestland out of 4,020mu by April 2013. No one was severely

15 affected by land acquisition. However, the project resulted in the relocation of 9 HHs, Of the 9 relocation HHs, 6 relocated in May 2013 and 2 relocated in August 2013, and the remaining one relocated in an unused house of his mother since April 2013. This HH, however, should not be counted as in transition because it intends to build a luxury 2-storey house in a few years once it could afford for the cost. All HHs confirmed that they received all compensations timely. (11) Kanan natural village, Mengmao Township, Ruili City. It is another Jingpo natural village of the above mentioned Mangling Village. It has 47 Jingpo HHs with 287 persons. The project acquisitioned 28.26mu farmland out of a total 287mu and affected 35 HHs by April 2013. In addition, the project resulted in the relocation of 2 HHs, and both relocated in May 2013. (12) Mangling natural village, Mengmao Township, Ruili City. It is a Dai natural village where there are 126 HHs with 611 persons. It has a land area of 1,704mu after 96mu of 77 HHs being acquired by June 2013. In addition, there are 11 HHs with 1,944.96m2 of houses being demolished. The 11 HHs were relocated by March 2013. (13) Jiele natural village, Mengmao Township, Ruili City. Jiele Dai village has 174HHs with 808 persons. There are 81 HHs (46.6% of total) and 4 HHs (2.3% of total) affected by land acquisition and house relocation respectively. The village has the land area of 2596mu after acquisition of 141.2mu (5.4% of total) by May 2013. The demolishment area of the 4 HHs is 729.97m2. All 4 HHs completed relocation by late March 2013.Jiele was classified as a severely affected natural villages relocating 20 HHs. In reality, only 4 HHs were relocated. Table A3-5 Restoration Measures and Implementation Status in Jiele Restoration measure (RP) Implementation Status by July 2014 Natural village allocate new homestead for each of the 20 Self-identified plots household, 330m2 for each. Township government build electricity, drinking water No needed facilities and access road AH build own houses Done by March 2013.

(14) Manman, Wanding Township, Ruili City. A natural village of Hunban village. It is also 1 of the 7 severely affected EM natural villages. It has 175 HHs with 851 persons, including 794 Dai and 66 Han. The RP impacts are: (i) acquisition of 69.55 mu arable land and 41.23 mu cash tree land, accounting for 8.8% and 3.2% of the total respectively; (ii) farmland acquisition affected 35 HHs with 151 people, losing 43.84%; and (iii) of the affected HHs, 3 households lost less than 10%, 15 HHs lost 10-20% and 3 HHs lost more than 20%. Actually the project acquired 123mu farmland (because cash tree land/forestland was counted as farmland (111% of the RP). The restoration measures and their implementation statues for this natural village are given below. Table A3-6: Restoration Measures and Implementation Status in Manman Restoration measure (RP) Implementation Status by July 2014 Relocation HHs: 2; 4 HHs natural village allocate 0.6mu to each from its reserved 2 allocated sites, 2 used own plots land Houses built by June 2013 Buy land (use rights only): 2 HHs losing over 20% of 2 HHs, as planned (very common practice in recent years) farmland Improve agri. Production (orient tobacco to replace corn 25 HHs in winter season): 17 HHs, Technical training At least one person in each HH got trained in 2013

(15) Laiwu. Jiexiang Township, Ruili City. A natural village of E’luo village, as well as 1 of the 7 severely affected EM villages of the RP. Laiwu has 81 Dai HHs with 379 persons. The project relocated 9 HHs and acquisition 30.3mu of farmland (2.97%), exactly as the RP. The relocation plan and implementation status for the 9 HHs is given below.

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Table A3-7: Relocation Plan and Implementation Status in Laiwu Relocation measure (RP) Implementation Status by July 2014 House plots: 0.8mu per HH from natural village’s reserve As planned of 30mu Self-building houses: Built by June 2013 Single storey houses: 3 HHs Single storey houses: 3 HHs 2-storey houses: 5 HHs 2-storey houses: 6 HHs Un-determined: 1 HH

(16) Xiaomidi, Longxin Township, Longling County. It is a Lisu natural village of Huangcaoba village. It has 67 HHs with 306 persons. 66 of the 67 HHs are Lisu. The village has 303.4mu of farmland after 19.6 mu of 22 HHs being acquisitioned before March 2013. Of the 3,482mu of forestland in Xiaomidi, 19.7mu of 6 HHs were acquired.

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