SFG3157

Public Disclosure Authorized

Yunnan Highway Asset Management Project

Resettlement Action Plan

Public Disclosure Authorized

Public Disclosure Authorized

Yunnan PMO Mar 2017 Public Disclosure Authorized

RAP of the Yunnan Highway Asset Management Project

Executive Summary

1. The purpose of the preparation of the report In September 2014, after the official assessment of the World Bank, there have been some new situations, leading to increase land expropriation in the process of the project construction. The main reasons for the increase of land acquisition are: (1) in August 2014, Ludian, Yunnan earthquake occurred. In recent years, extreme climate has increased the frequency of natural disasters such as landslides, debris flows and so on. In order to improve the emergency response capacity, it is urgent to strengthen and improve the infrastructure construction. With the actual situation of the region, the construction of the maintenance center and the management center is increased. (2) The adjustment of planning. According to the plan for the "shisanwu (2016-2020)", Yunnan Province National will consists of seven increased to 24, dart will by 69 increased to 100, the mileage will increase over 18000 km. This means that the scope of the coverage of the station also increased accordingly. In order to meet the needs of the work, it is urgent to expand the scope of construction. (3) Living conditions and production conditions of the workers. According to the plan,the worker will be increased accordingly. In order to improve the living conditions and production conditions of the workers, the construction of office and residential areas is increased. The above reasons are the main reasons for the land expropriation after the World Bank assessment. In order to protect the rights and interests of the land acquisition and land acquisition, the project office of the World Bank decided to prepare the resettlement plan and social due diligence report. 2. LA 1) Rural collective land acquisition. 167.194 mu of rural collective land will be acquired for the Project, including 3.67 mu of irrigated land, 114.72 mu of non-irrigated land, 28.552 mu of woodland and 20.252 mu of unused land. Rural collective land acquisition for the Project will affect 170 households in 729 persons in 9 villages/community (Dongyuan Villages in Fumin County, Liwan Village in Dayao County, Yanchi mountain Village in Ludian County, Shandao Village in Luxi County, Baijin and Shuangjiang Communities in Eshan County, Manlong Village in Xinping County, Xiaobaipo Village in Jiangchuan County, and Ma’anshan Community in Huaning County) in 8 counties (Fumin, Daoyao, Ludian, Pingbian, Luxi, Eshan, Xinping, Jiangchuan and Huaning) in 5 cities/prefectures (Kunming, Chuxiong, Zhaotong, Honghe and Yuxi). It should be noted that the land acquired for the Sanjia HAS and the Huaning branch MMEC belongs to village collectives, and their affected population is relatively large. 2) State-owned land occupation .39.026 mu of state-owned land will be occupied. 3) Other .The Project does not involve rural house demolition, temporary land occupation and the demolition of non-residential properties. 4）No temporary land occupation was involved at the time of this report. Temporary land occupation might be involved during the construction of segments covered by Pilot of Cost-Effective Maintenance Technologies. 3. Policy framework and entitlements This RAP is based on the Land Administration Law of the PRC (2004), the Decision of the State Council on Deepening the Reform and Rigidly Enforcing Land Administration (SC [2004]

I RAP of the Yunnan Highway Asset Management Project

No.28), and the applicable provincial policies. According to the above policies, and in consultation with local governments and APs, the resettlement principles of the Project are: 1) Screen the project early on to identify past, present, and future involuntary resettlement impacts and risks. Determine the scope of resettlement planning through a survey and/or census of displaced persons, including a gender analysis, specifically related to resettlement impacts and risks. 2) Carry out meaningful consultations with affected persons, host communities, and concerned nongovernmental organizations. Inform all displaced persons of their entitlements and resettlement options. Ensure their participation in planning, implementation, and monitoring and evaluation of resettlement programs. Pay particular attention to the needs of vulnerable groups, especially those below the poverty line, the landless, the elderly, women and children, and Indigenous Peoples, and those without legal title to land, and ensure their participation in consultations. Establish a grievance redress mechanism to receive and facilitate resolution of the affected persons’ concerns. Support the social and cultural institutions of displaced persons and their host population. Where involuntary resettlement impacts and risks are highly complex and sensitive, compensation and resettlement decisions should be preceded by a social preparation phase. 3) Improve or at least restore, the livelihoods of all displaced persons through (i) land-based resettlement strategies when affected livelihoods are land based, (ii) where possible or cash compensation at replacement value for land when the loss of land does not undermine livelihoods, (iii) prompt replacement of assets with access to assets of equal or higher value, (iv) prompt compensation at full replacement cost for assets that cannot be restored, and (v) additional revenues and services through benefit sharing schemes where possible. 4) Provide physically and economically displaced persons with needed assistance, including the following: (i) if there is relocation, secured tenure to relocation land, better housing at resettlement sites with comparable access to employment and production opportunities, integration of resettled persons economically and socially into their host communities, and extension of project benefits to host communities; (ii) transitional support and development assistance, such as land development, credit facilities, training, or employment opportunities; and (iii) civic infrastructure and community services, as required. 5) Improve the standards of living of the displaced poor and other vulnerable groups, including women, to at least national minimum standards. In rural areas provide them with legal and affordable access to land and resources, and in urban areas provide them with appropriate income sources and legal and affordable access to adequate housing. 6) Develop procedures in a transparent, consistent, and equitable manner if land acquisition is through negotiated settlement to ensure that those people who enter into negotiated settlements will maintain the same or better income and livelihood status. 7) Ensure that displaced persons without titles to land or any recognizable legal rights to land are eligible for resettlement assistance and compensation for loss of nonland assets. 8) Prepare a resettlement action plan (RAP) elaborating on displaced persons’ entitlements, the income and livelihood restoration strategy, institutional arrangements, monitoring and reporting framework, budget, and time-bound implementation schedule. 9) Disclose a draft RAP, including documentation of the consultation process in a timely manner, before project appraisal, in an accessible place and a form and language(s) understandable to affected persons and other stakeholders. Disclose the final RAP and its updates to affected persons and other stakeholders.

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10) Conceive and execute involuntary resettlement as part of a development project or program. Include the full costs of resettlement in the presentation of project’s costs and benefits. For a project with significant involuntary resettlement impacts, consider implementing the involuntary resettlement component of the project as a stand-alone operation. 11) Pay compensation and provide other resettlement entitlements before physical or economic relocation. Implement the resettlement plan under close supervision throughout project implementation. 12) Monitor and assess resettlement outcomes, their impacts on the standards of living of displaced persons, and whether the objectives of the resettlement plan have been achieved by taking into account the baseline conditions and the results of resettlement monitoring. Disclose monitoring reports. 4. Compensation and resettlement LA compensation includes land compensation, resettlement subsidy and young crop compensation. The LA compensation policies of the Project include the Notice of the Yunnan Provincial Land and Resources Bureau on Amending LA Compensation Rates of 15 Prefectures (Cities) of Yunnan Province (YPLRB [2014] No.27) and Reply of the Huaning County Government on LA Compensation and Resettlement Program for the Huaning Highway Branch MMEC (HCG [2015] No.46), etc. Among the 170 households affected by LA, 63 have land loss rates of below 10%; 89 have land loss rates of 10-20%; 6 have land loss rates of 20-30%; 6 have land loss rates of 30-40%; 2 have land loss rates of 40-50%, 3 have land loss rates of 50-60%, 0 have land loss rates of 60-70% and one has a land loss rate of 70% or more. In general, most AHs have land loss rates of below 20% and are affected slightly by LA. The APs may choose from the 4 resettlement modes of cash compensation, agricultural development, employment and endowment insurance. After LA, the APs will also be entitled to such preferential policies as skills training and priority in employment in addition to cash compensation. 5. Vulnerable groups and women The Project will affect 2 vulnerable households, including two low-income households. The Project will affect 351 women, accounting for 48.2% of all APs. The affected women enjoy the same rights as men, including land contracting, education, family planning and election. During resettlement implementation, they will enjoy the same right of information, participation right and right to share compensation equally. At the implementation and operation stages, unskilled jobs will be first made available to women. In addition, women will receive equal pay for equal work, and the employment of child labor is prohibited. Skills training will be first made available to female laborers to ensure that their economic status is not affected. A special FGD for women will be held to introduce resettlement policies and improve their awareness. 6. Public participation and information disclosure All APs (with 30% being women) have been informed of the key points of the RAP by various means and involved in the Project, such as meeting, interview, FGD, public participation meeting and community consultation, and their opinions have been well incorporated into the RAP. The Resettlement Information Booklet (RIB) will be distributed to the APs or groups in mid Feb 2017, and the first draft of this RAP will be published on the Bank’s website by the end of Mar 2017. A

III RAP of the Yunnan Highway Asset Management Project grievance redress system has been established. All agencies will accept grievances and appeals from the APs for free, and costs so reasonably incurred will be disbursed from the contingencies. 7. Grievances and appeals An appeal procedure has been established to settle disputes over compensation and resettlement. The aim is to respond to appeals of the APs timely and transparently. Grievances about the Project may be from the acquisition of collective land. Correspondingly, the Project Leading Group, PMO, and the affected township governments and village committees will coordinate and handle grievances and appeals arising from resettlement. The APs may file appeals about any aspect of resettlement, including compensation rates. 8. Organizational structure In order to ensure successful project implementation, YPHB has established the Project Leading Group for overall leadership and coordination. Prefecture and county highway branch PMOs has been established under the Project Leading Group, responsible for day-to-day project management and coordination, reporting work progress and issues requiring high-level decision-making to the Project Leading Group. The RAP will be further updated based on the detailed design. Before the RAP is finally approved by the Bank, no resettlement should proceed. 9. M&E In order to ensure the successful implementation of the RAP, resettlement implementation will be subject to internal and external monitoring. Internal monitoring will be performed by the Yunnan PMO and agencies concerned (e.g., land and resources bureau), and an internal monitoring report will be submitted to the Bank semiannually during resettlement and annually within two years after the completion of resettlement. The Yunnan PMO will appoint an independent agency to conduct external monitoring and evaluation (M&E) semiannually, and M&E costs will be included in the resettlement budget. 10. Resettlement budget and schedule All costs incurred during LA and resettlement will be included in the general budget of the Project. Based on prices in June 2016, the resettlement budget of the Project is 14816260 yuan, including LA compensation fees, land taxes, M&E costs, contingencies, etc.

IV RAP of the Yunnan Highway Asset Management Project

Contents Executive Summary ...... I Chapter 1 Overall Situation ...... 7 1.1 Components of the Project ...... 7 1.1.1 Integrated RAMS ...... 7 1.1.2 Maintenance and Emergency Response Capacity Enhancement ...... 7 1.1.3 Pilot of Cost-Effective Maintenance Technologies ...... 8 1.1.4 Institutional Capacity Building ...... 8 1.2 Affected Areas ...... 9 1.2.1 Kunming City ...... 9 1.2.2 Zhaotong City ...... 9 1.2.3 Qujing City ...... 10 1.2.4 Chuxiong Yi Autonomous Prefecture ...... 10 1.2.5 Yuxi City ...... 10 1.2.6 Honghe Hani-Yi Autonomous Prefecture ...... 11 1.2.7 Wenshan Zhuang-Miao Autonomous Prefecture ...... 11 1.2.8 Pu’er City ...... 11 1.2.9 Xishuangbanna Dai Autonomous Prefecture ...... 11 1.2.10 Dali Bai Autonomous Prefecture ...... 12 1.2.11 Baoshan City ...... 12 1.2.12 Dehong Prefecture ...... 12 1.2.13 Lijiang City ...... 12 1.2.14 Nujiang Lisu Autonomous Prefecture ...... 13 1.2.15 Diqing Tibetan Autonomous Prefecture ...... 13 1.2.16 Lincang City ...... 13 1.3 Subproject Classification ...... 14 1.3.1 Principles of Classification ...... 14 1.3.2 Category 1: Subprojects with Own Land ...... 14 1.3.3 Category 2: Subprojects Covered by RAP ...... 20 1.3.4 Category 3: Subprojects Covered by SDD ...... 20 1.4 Survey Methods ...... 22 1.4.1 Literature Review ...... 22 1.4.2 Questionnaire Survey ...... 22 1.4.3 Interview ...... 22 1.4.4 Case Study ...... 22 1.5 Survey Process ...... 22 Chapter 2 RAP ...... 23 2.1 Overview of the Project ...... 23 2.1.1 Summary of Resettlement Impacts ...... 23 2.1.2 Social and Economic Benefits of the Project ...... 26 2.1.3 Estimated Resettlement Investment ...... 26 2.2 Impacts of the Project ...... 28 2.2.1 Principles for Project Design and Site Selection ...... 28 2.2.2 Range of Resettlement Impact Survey ...... 28 2.2.3 Permanent Acquisition of Collective Land ...... 28 2.2.4 Permanent Occupation of State-owned Land...... 30

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2.2.5 Temporary Land Occupation ...... 30 2.2.6 Demolition of Residential Houses ...... 31 2.2.7 Demolition of Non-residential Properties ...... 31 2.2.8 Affected Infrastructure and Ground Attachments ...... 31 2.2.9 Affected Population ...... 32 2.3 Socioeconomic Profile ...... 35 2.3.1 Socioeconomic Profile of the Affected Villages ...... 35 2.3.2 Socioeconomic Profile of the Affected Population ...... 36 2.4 Legal Framework and Policies ...... 39 2.4.1 Laws and Policies on Resettlement ...... 39 2.4.2 Abstract of the Bank Policy ...... 39 2.4.3 Provisions of Applicable Laws and Policies ...... 41 2.4.4 Principles of Compensation and Resettlement...... 42 2.4.5 Cut-off Date ...... 42 2.4.6 Fixation of Compensation Rates ...... 42 2.5 Resettlement and Income Restoration ...... 45 2.5.1 Resettlement Objective ...... 45 2.5.2 Principles of Resettlement and Restoration ...... 45 2.5.3 LA Impact Analysis ...... 45 2.5.4 HD Resttlement Program ...... 60 2.5.5 Restoration Program for Temporary Land Occupation ...... 60 2.5.6 Restoration Program for Ground Attachments and Infrastructure ...... 60 2.5.7 Supporting Measures for Vulnerable Groups ...... 60 2.5.8 Resttlement Training ...... 60 2.5.9 Protection of Women’s Rights ...... 62 2.5.10 Protection of Minority Residents’ Rights ...... 62 2.6 Organizational Structure ...... 63 2.6.1 Resettlement Agencies ...... 63 2.6.2 Staffing and Equipment ...... 64 2.7 Public Participation and Grievance Redress ...... 65 2.7.1 Public Participation ...... 65 2.8 Resettlement Budget ...... 68 2.8.1 Resettlement Budget ...... 68 2.8.2 Funding Sources and Investment Plan ...... 70 2.8.3 Resettlement Fund Management and Disbursement ...... 70 2.9 Resettlement Implementation Schedule ...... 70 2.9.1 Principles for Resettlement Implementation ...... 70 2.9.2 Resettlement Implementation Schedule ...... 70 2.10 M&E ...... 72 2.10.1 Internal Monitoring ...... 72 2.10.2 External Monitoring ...... 74 2.10.3 Post-evaluation ...... 75 2.11 Legacy and follow-up ...... 75 Appendix SDD Report ...... 77 1 Basic Information of the Project ...... 77 1.1 LA and access to state-owned land Progress ...... 77

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1.2 Construction Progress ...... 79 2 Impacts of the Project ...... 80 2.1 Survey Methods and Process ...... 80 2.2 Permanent Occupation of State-owned Land ...... 80 2.3 Permanent Acquisition of Collective Land ...... 82 2.4 Temporary Land Occupation ...... 95 2.5 HD ...... 95 2.6 Entities Affected by HD ...... 95 2.7 Affected Infrastructure and Ground Attachments ...... 96 2.8 Affected Population ...... 98 2.8.1 Summary ...... 98 2.8.2 Affected vulnerable groups ...... 99 2.8.3 Affected minority population ...... 100 3 Socioeconomic Profile ...... 101 3.1 Socioeconomic Profile of the Affected Villages ...... 101 3.2 Socioeconomic Profile of the Affected Population ...... 110 3.2.1 Ethnic and gender analysis ...... 110 3.2.2 Age structure ...... 110 3.2.3 Educational level ...... 110 3.2.4 Residential conditions ...... 111 3.2.5 Living environment...... 111 3.2.6 Productive resources ...... 111 3.2.7 Household properties ...... 111 3.2.8 Annual household income and expenditure ...... 111 3.3.0 Demolition affected household recovery placement status ...... 112 Table 19 The immigrants’recovery which affected by the demolition after placement ...... 112 4 Policies, Compensation and Resettlement ...... 114 4.1 Laws and Policies on Resettlement ...... 114 4.2 Compensation and Resettlement Policies ...... 114 4.2.1 LA compensation rates...... 114 4.2.2 Compensation Rates for Infrastructure and Ground Attachments ...... 116 4.2.3 Lost Land and Social Security ...... 118 4.2.4 Resettlement policies ...... 121 4.3 Feedback of APs on Compensation and Income Restoration Programs ...... 122 4.3.1 Affected villagers ...... 122 4.3.2 Affected enterprise ...... 123 5 Resettlement Budget ...... 123 6 Public Participation and Information Disclosure ...... 124 6.1 Public Participation ...... 124 6.2 Information Disclosure ...... 126 7 Grievance Redress ...... 127 7.1 Grievance Redress Procedure ...... 127 7.2 Grievance Recording, Tracking and Feedback ...... 128 8 Organizational Structure ...... 128 8.1 Organizational Responsibilities ...... 129 8.2 Staffing and Equipment ...... 130

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8.2.1 Staffing ...... 130 8.2.2 Equipment ...... 130 8.2.3 Organizational training program ...... 130 9 Conclusions ...... 131 10 Next-step Action Plan ...... 132 Appendix 1 ...... 133 Appendix 2 ...... 141 Appendix 3 ...... 144 Appendix 4 ...... 145 Appendix 5 ...... 147 Appendix 6 ...... 148 Appendix 7 ...... 151 Appendix 8 ...... 152 Appendix 9 ...... 154 Appendix 10 ...... 162 Appendix 11 ...... 174 Appendix 12 ...... 202

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List of Tables Table 1Sites Constructed on Own Land...... 8 Table 2 Sites Covered by RAP ...... 20 Table 3 Sites Covered by SDD ...... 20 Table 4 Survey Process ...... 22 Table 5 Summary of LA Impacts ...... 23 Table 6 Summary of Resettlement Impacts ...... 25 Table 7 Estimated Resettlement Investment ...... 21 Table 8 Range of Resettlement Impacts ...... 22 Table 9 Summary of Permanent Acquisition of Collective Land ...... 23 Table 10 Summary of Permanently Occupied State-owned Land ...... 30 Table 11 Affected Ground Attachments ...... 31 Table 12 Summary of Affected Population ...... 33 Table 13 Affected Vulnerable Groups ...... 34 Table 14 Affected Minority Population ...... 35 Table 15 Statistics of Residential Conditions of Population Affected by HD ...... 30 Table 16 Living Environment of Population Affected by HD ...... 31 Table 17 Income and Expenditure of Households Affected by LA ...... 31 Table 18 Abstract of Provincial Regulations on Collective Land Acquisition ...... 41 Table 19 Resettlement Principles of the Project ...... 42 Table 20 Compensation Rates for Acquired Collective Land ...... 43 Table 21 State-owned Land Transfer Prices ...... 44 Table 22 Compensation Rates for Infrastructure and Ground Attachments ...... 44 Table 23 Summary of Land Loss Rates ...... Error! Bookmark not defined. Table 24 Analysis of Land Loss Rates ...... Error! Bookmark not defined. Table 25 Analysis of Lost and Remaining Land ...... Error! Bookmark not defined. Table 26 Expected Resettlement Modes of Households Affected by LA ...... Error! Bookmark not defined. Table 27 Immigration skills training programs ...... Error! Bookmark not defined. Table 28 Immigration agency staff skills training ...... Error! Bookmark not defined. Table 29 Resettlement Agencies and Staffing ...... 56 Table 30 Key Information Disclosure and Consultation Activities ...... Error! Bookmark not defined. Table 31 Public Participation Plan ...... Error! Bookmark not defined. Table 32 Grievance Registration Form ...... 59 Table 33 Contact Information for Grievance Redress ...... 59 Table 34 Estimated Resettlement Budget (0,000 yuan) ...... 60 Table 35 Resettlement Implementation Schedule ...... Error! Bookmark not defined. Table 36 Sample Schedule of LA and HD ...... Error! Bookmark not defined. Table 37 Sample Schedule of Fund Utilization ...... Error! Bookmark not defined. Table 38 Sample Monitoring Report ...... Error! Bookmark not defined. Table 39 Schedule of Resettlement M&E ...... Error! Bookmark not defined. Table 40 Previous leftover problems and the next step action plan ...... Error! Bookmark not defined.

List of Figures Figure 1 Age Distribution ...... 30 Figure 2 Educational Level Distribution ...... 30

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Abbreviations AAOV - Average Annual Output Value AH - Affected Household AP - Affected Person DMS - Detailed Measurement Survey FGD - Focus Group Discussion GD - General Division HAS - Highway Administration Office HD - House Demolition LA - Land Acquisition LEF - Land-expropriated Farmer M&E - Monitoring and Evaluation MLS - Minimum Living Security MMES Mechanical Maintenance Center NRCR - National Research Center for Resettlement PMO - Project Management Office PRC - People’s Republic of China RIB - Resettlement Information Booklet RAP - Resettlement Action Plan

Units

Currency unit = Yuan (CNY) 1.00 yuan = $0.15 1 hectare = 15 mu

vi RAP of the Yunnan Highway Asset Management Project

Chapter 1 Overall Situation

1.1 Components of the Project The Project consists of 4 components: 1) Integrated RAMS; 2) Maintenance and Emergency Response Capacity Enhancement; 3) Pilot of Cost-Effective Maintenance Technologies; and 4) Institutional Capacity Building, as detailed below: 1.1.1 Integrated RAMS Integrated Highway Assets Management System includes the building of one network, one center and seven major systems, where the one network and one center are the basic guarantee, and the seven major systems aim to realize normative and efficient management in the industry, and integrated services for the public. A. One network: building a network information system on the basis of the special highway transport network of Yunnan Province to further improve standard and functions, and meet the current and long-term demand of the Yunnan integrated RAMS B. One center: building the (cloud) computing data center for highway assets management Yunnan Province, an SOA-based software platform and a basic database group to meet the needs of the Yunnan integrated RAMS for information collection, exchange, integration, sharing, computing, transmission and storage C. Seven major systems: including 6 internal management and application systems – data exchange and sharing platform, highway GIS core database system, RAMS, road network monitoring and emergency response system, integrated service system, and integrated office system; and one external service system – public information service system. 1) Data exchange and sharing platform: integrating with the highway basic database, trunk highway flood monitoring, trunk highway condition monitoring and over-speed control management platforms internally, and also providing access to relevant data to realize data sharing 2) Highway GIS core database: presenting and analyzing data in the highway GIS system, and also providing data to the provincial department of communications 3) RAMS: establishing the RAMS based on sophisticated IT to realize data collection, condition inspection, maintenance decision-making, engineering management, investment efficiency analysis, etc. 4) Highway network monitoring and emergency system: establishing a highway monitoring network to cover key segments, major bridges and tunnels, traffic observation stations, etc. 5) Operation system integration: integrating operation systems of different departments of YPHB to realize information and resource sharing, and improve data utilization efficiency and service level 6) Office system integration: based on OA systems used by the provincial department of communications and its affiliated agencies to expand office system functions and realize synergy 7) Public information service system: realizing the real-time release of information on highway traffic, technical condition, maintenance status, etc. through the traffic service system of the provincial department of communications 1.1.2 Maintenance and Emergency Response Capacity Enhancement A. Establishing and improving 16 prefecture/city-level maintenance and emergency response

7 RAP of the Yunnan Highway Asset Management Project centers in 16 prefecture/city highway bureaus, including 9 newly established ones, 6 expanded ones and one improved B. Establishing and improving 63 representative county-level highway maintenance and emergency response centers among the 126 county highway branches in Yunnan Province C. Establishing and improving 225 HASs from the planning of the 408 highway, bridge, tunnel management in the 126 highway branches in 129 counties, cities and districts in Yunnan Province D. Deployment of maintenance and emergency response machinery for prefecture/city-level and county-level highway MMECs and HASs 1.1.3 Pilot of Cost-Effective Maintenance Technologies According to the geologic, topographic and climatic conditions of Yunnan Province, one test road segment will be chosen in the 7 typical cities and prefectures for asphalt roadbed cold regeneration and overhaul maintenance testing, and 6 roads segments chosen for preventive maintenance testing on modified asphalt gravel sealing, asphalt pavement slurry sealing, asphalt pavement treatment, etc. Through these tests, new sophisticated highway maintenance techniques, processes and materials will be introduced to improve the technology level of maintenance of national and provincial trunk highways in Yunnan Province, and reduce highway maintenance costs. All the 7 road segments will be subject to market-based trials on overhaul and preventive maintenance through bid invitation in accordance with the Law of the PRC on Bid Invitation and Bidding, and the Bank’s requirements for procurement. 1.1.4 Institutional Capacity Building A. Yunnan highway assets appraisal and data survey: analyzing domestic and overseas practices and experience on highway assets appraisal, appointing a consulting agency to prepare the trunk highway assets appraisal guide of Yunnan Province and give directions on appraisal, establishing the baseline database of highway assets of Yunnan Province, and appraising highway assets of Yunnan Province in stages B. Improvement of highway assets management capacity: establishing the highway assets performance rating system of Yunnan Province, preparing a performance rating guide and a maintenance handbook, analyzing the manpower demand and capability requirements of the RAMS, and proposing a staffing program for system management C. Preparation of highway fixed assets accounting guide, and registration of fixed assets: introducing domestic and overseas experts in highway maintenance and management, financial management and accounting to prepare a highway fixed assets accounting guide, and register trunk highway assets in the province D. Staff training: analyzing pre-job training needs of the management staff of the integrated RAMS, and proposing a capacity improvement training program for highway management staff, technicians and logistics workers E. Research on improving road safety management: analyzing causes of past traffic accidents, black spots on national-level and provincial-level trunk highway of Yunnan Province, conducting the traffic safety on national-level and provincial-level trunk highway, and putting forward countermeasures and suggestions on improving the traffic safety F. Research and improvement on performance index system of highway assets management: conducting performance evaluation asset management on trunk highway of Yunnan Province, and keeping improving the system G. Extended application of RAMS: conducting the use of RAMS on trunk highway of Yunnan

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Province, improving the RAMS training and promotion plan, offering training on the RAMS and extending its application to improve highway management level and quality

1.2 Affected Areas In late 2014, Yunnan had a permanent population of 47.139 million, increasing by 273,000 than that of the end of the year. The newly-born population is 596,300, with birth rate of 12.65‰, and 304,000 deaths, representing the death rate of 6.45‰, the natural growth rate of 6.2‰,up 0.03‰ over the previous year. At the end of the year, the province has an urban population of 19.6711 million and a rural population of 27.4679 million, the provincial urbanization rate has reached 41.73%, 1.25 percentage points higher than the previous year. In 2014, the gross domestic product (GDP) amounted to 1.281459 trillion yuan, up 8.1% over the previous year, and 0.7 percentage point higher than the national GDP. There in, the added value of primary industries was 199.117 billion, up 6.2%, and that of secondary industries 528.182 billion, up 9.1%, and that of tertiary industries 554.16 billion, up 7.4%. The ratio of primary, secondary and tertiary industries structures was adjusted to 15.5:41.2:43.3 from 16.2:42.0:41.8 in the previous year. Yunnan’s per capita GDP was 27,264 yuan (equivalent to $4,438), up 7.5%. In 2014, the annual per capita disposable income of urban residents was 24,299 yuan, up 9.5%; and the per capita net income of rural residents 7,456 yuan, up 11.0%. The per capita nonproductive expenditure of urban residents was 16,268 yuan, up 9.5%, and that of rural residents 6,030 yuan, up 14.9%. The Project will affect 8 prefecture-level cities (Kunming, Zhaotong, Qujing, Yuxi, Pu’er, Baoshan, Lijiang and Lincang), and 8 autonomous prefectures (Chuxiong, Honghe Hani-Yi, Wenshan Zhuang-Miao, Xishuangbanna, Dali Bai, Dehong, Nujiang Lisu and Diqing Tibetan ) in Yunnan Province. 1.2.1 Kunming City At the end of 2015, the city had a resident population of 6.677 million, including urban population of 4.677 million, accounting for 70.05% of the resident population. The natural population growth rate is 5.98‰. The total population of the city's household registration is 5.5557 million, including urban population of 3.1771 million, accounting for 57.2% of the total population of the city's household registration. Kunming City governs 3 autonomous counties, 4 minority Xiangs, 47 minority villages, and 2,196 villages inhabited by multiple ethnic groups. At the end of 2014, the city had a minority population of 856,199, increase of 12185 people than 2013, accounting for 15.55%, up 0.11%. Ethnic areas accounted for 57% of the total land area of the city , ethnic minorities distributed mainly in rural areas. At the end of October 2014, Kunming City had a minority floating population of 282 thousand people, accounting for 14.01% of the city's floating population. In 2015, the city’s GDP was 397 billion yuan, up 8.0%, in which the added value of primary industries was 18.81 billion yuan, up 5.8%; that of secondary industries 158.838 billion yuan, up 7.4%; and that of tertiary industries 219.352 billion yuan, up 8.7%. Per capita GDP was 59,686 yuan, up 7.2%. The ratio of primary, secondary and tertiary industries was 4.7:40.0:55.3. Non-public economy added value of primary industries was 185.34 billion yuan, up 8.1% over the previous year, accounting for 46.6% of GDP. 1.2.2 Zhaotong City At the end of 2014, the city had a resident population of 5.43 million.The urbanization rate has reached 29.2%,up 1.7% over the previous year. In 2015, the city’s GDP was 70.918 billion yuan, up 8%, in which the added value of primary industries was 14.065 billion yuan, up 5.8%, that of

9 RAP of the Yunnan Highway Asset Management Project secondary industries 30.893 billion yuan, up 7.8%, and that of tertiary industries 25.96 billion yuan, up 9.4%. Per capita GDP was 13,112 yuan, up 7.2%. The ratio of primary, secondary and tertiary industries was 19.83:43.56:36.61. The contribution rate of economic growth was 11.9%, 46%, 42.1%, respectively, stimulating economic growth of 0.95%, 3.68%, 3.37%. In 2015, the per capita disposable income of urban residents was 21,773 yuan, up 8.7%; and the per capita disposable income of rural residents 7,212 yuan, up 11% over the previous year. 1.2.3 Qujing City At the end of 2015, the city had a resident population of 6.4785 million, of which 3.4034 million were male and 3.075 million were female. In the total population, the urban population of 2.3356 million, accounting for 36.1% of the total population. At the end of 2015, the city had a resident population of 6.0472 million. In the resident population, the urban population of 2.6958 million, rural population of 3.3514 million, the urbanization rate reached 44.58%, up 6.61‰ over the previous year. In 2015, the city’s GDP was 163.026 billion yuan, up 7.4%, per capita GDP was 27,044 yuan, in which the added value of primary industries was 31.715 billion yuan, up 6.0%, pulling GDP growth of 1.1%, the contribution rate of economic growth was 14.3%; that of secondary industries 64.223 billion yuan, up 5.9%, pulling GDP growth of 2.6%, the contribution rate of economic growth was 35.2%; and that of tertiary industries 67.088 billion yuan, up 9.5%, pulling GDP growth of 3.7%, the contribution rate of economic growth was 50.5%. The ratio of primary, secondary and tertiary industries was 19.5:39.4:41.1. The non-public economic value added 78.243 billion, accounting for 48% of the total GDP, up 0.1% over the previous year. In 2015, the per capita disposable income of urban residents was 27,100 yuan, up 8.3%; and the per capita disposable income of rural residents 9,451 yuan, up 11.0%. 1.2.4 Chuxiong Yi Autonomous Prefecture At the end of 2015, the prefecture had a resident population of 2.733 million, the total population was 2,625,535, declined by 10,715 over the previous year. In the total population, a minority population was 936,669, accounting for 35.7%, including Yi population of 755954 people, accounting for 28.8% of the total population, accounting for 80.7% of the minority population. More than ten thousand people was Yi (755,954), Lisu (57,557), Miao (47,057), Dai (23,307),Hui (21,469),and Bai (17,630). The newly-born population is 25,364, and 19,010 deaths. In 2015, the prefecture’s GDP was 76.297 billion yuan, up 10.1%, in which the added value of primary industries was 15.282 billion yuan, up 6.1%, pulling GDP growth of 1.1%; that of secondary industries 29.185 billion yuan, up 11.1%, pulling GDP growth of 11.1%; and that of tertiary industries 31.829 billion yuan, up 10.9%, pulling GDP growth of 4.2%. The contribution rate of the primary, the secondary and the tertiary industries to GDP growth was 10.9%, 47.3% and 41.8% respectively. In 2015, the per capita disposable income of urban residents was 26,763 yuan, up 9.1%; and the per capita disposable income of rural residents 8,327 yuan, up 10.0%. 1.2.5 Yuxi City At the end of 2015, the city had a resident population of 2.36 million, up 0.9 million over the previous year, with a natural population growth rate of 5.6‰, up 0.04‰. At the end of the year, the total population was 2.16 million, up 0.01% over the previous year, with an urban population of 808 thousand and a rural population of 1.352 million. In 2015, the city’s GDP was 124.57 billion yuan, up 8.5%, in which the added value of primary industries was 12.66 billion yuan, up 6.5%; that of secondary industries 69.3 billion yuan, up 7.2%; and that of tertiary industries 42.61 billion yuan, up 11.6%. The ratio of primary, secondary and tertiary industries was adjusted to 10.2:55.6:34.2 from 10.2:57.9:31.9 in the previous year. The primary, the secondary and the tertiary industries were

10 RAP of the Yunnan Highway Asset Management Project pulling GDP growth of 0.5%, 4.4% and 3.6%.The contribution rate of the primary, the secondary and the tertiary industries to GDP growth was 6.0%, 52.2% and 41.8% respectively. Per capita GDP was 52,887 yuan, up 8.0%. Non-public economic added value of 42.36 billion yuan, up 8.1%, accounting for the proportion of the city's GDP was 34%, unchanged from the previous year. In 2015, the per capita disposable income of urban residents was 29,631 yuan, up 2,408 yuan or 8.8%; and the per capita disposable income of rural residents 10,977 yuan, up 1008 yuan or 10.1%. 1.2.6 Honghe Hani-Yi Autonomous Prefecture At the end of 2015, the prefecture had a resident population of 4.65 million, up 30 thousand. In 2015, the prefecture’s GDP was 122.228 billion yuan, up 10.2%, in which the added value of primary industries was 20.199 billion yuan, up 6.4%; that of secondary industries 55.379 billion yuan, up 12.0%; and that of tertiary industries 46.65 billion yuan, up 9.2%. Total industrial added value of 42.783 billion yuan, up 10.1%; the construction industry added value of 12.615 billion, up 19.7%. The ratio of primary, secondary and tertiary industries was 16.5:45.3:38.2. In 2015, the per capita disposable income of urban residents was 26,002 yuan, up 8.9%; and the per capita disposable income of rural residents 8,599 yuan, up 11.3%. 1.2.7 Wenshan Zhuang-Miao Autonomous Prefecture At the end of 2015, the prefecture had a resident population of 3.607 million, up 0.4%, including rural population of 2.2663 million, accounting for 62.83%, a minority population of 2.0885 million, accounting for 57.9%. The urban population was13407 million people, population urbanization level of 37.17%. The birth rate was 13.17 ‰, the mortality rate was 6.39 ‰,and the natural population growth rate of 6.78‰. In 2015, the prefecture’s GDP was 67.08389 billion yuan, up 10.9%, in which the added value of primary industries was 14.64526 billion yuan, up 5.7%; that of secondary industries 24.14324 billion yuan, up 12.8%, including industrial added value of 15.89012 billion yuan, up 11.9%, the construction industry added value of 8.25312 billion yuan, up 14.8%; and that of tertiary industries 28.29539 billion yuan, up 11.1%. In 2015, the per capita disposable income of urban residents was 23,753 yuan, up 8.6%; and the per capita disposable income of rural residents 7,699 yuan, up 10.0%. 1.2.8 Pu’er City At the end of 2015, the city had a resident population of 2.605 million,up 1.1 million, including the town resident population of 1.0122 million, accounting for the proportion of the total population (the resident population urbanization rate) was 38.86%, up 1.68. In 2015, the city’s GDP was 51.441 billion yuan, up 9.7%, in which the added value of primary industries was 14.313 billion yuan, up 6.3%; that of secondary industries 17.928 billion yuan, up 11%; and that of tertiary industries 19.201 billion yuan, up 10.5%. The ratio of primary, secondary and tertiary industries was adjusted to 27.8:34.9:37.3 from 28.8:35.2:36.0 in the previous year. Per capita GDP was 19,789 yuan, up 9.2%. Annual total labor productivity was 25,798 yuan per person, up 10.7%. In 2015, the per capita disposable income of urban residents was 22,830 yuan, up 8.4%; and the per capita disposable income of rural residents 7,914 yuan, up 11.5%. 1.2.9 Xishuangbanna Dai Autonomous Prefecture At the end of 2015, the prefecture had a resident population of 1.164 million,up 7000, including the town resident population of 505.2 thousand, accounting for the proportion of the total resident population of 43.4%, up 1.68 % over the previous year. The end of the household population of 982.3 thousand people, including the rural population of 593,000, accounting for 60.4%; and a minority population of 762,600, accounting for 77.6%. In 2015, the prefecture’s GDP was 33.59111 billion yuan, up 10%, in which the added value of primary industries was 8.55355

11 RAP of the Yunnan Highway Asset Management Project billion yuan, up 5.4%; that of secondary industries 9.46298 billion yuan, up 13.8%; and that of tertiary industries 15.57458 billion yuan, up 9.3%. The primary industries added value accounted for 25.5% , the secondary industries added value of 28.2%, the tertiary industries added value of 46.4%. Per capita GDP was 28,945 yuan, up 9.4%. In 2015, the per capita disposable income of urban residents was 23,304 yuan, up 8.5%; and the per capita disposable income of rural residents 10,080 yuan, up 10.1%. 1.2.10 Dali Bai Autonomous Prefecture At the end of 2015, the prefecture had a resident population of 3.5844 million, of which 1.8101 million were male and 1.7743 million were female. The minority population of 1.8583 million, accounting for 51.84%, including the Bai of 1.2179 million. In 2015, the prefecture’s GDP was 90.107 billion yuan, up 9.2%, in which the added value of primary industries was 19.339 billion yuan, up 6.0%; that of secondary industries 35.714 billion yuan, up 9.1%; and that of tertiary industries 35.054 billion yuan, up 11.0%. The ratio of primary, secondary and tertiary industries was adjusted to 21.5:39.6:38.9 from 21.2:41.3:37.5 in the previous year. Per capita GDP was 25,485 yuan. In 2015, the per capita disposable income of urban residents was 27,106 yuan, up 9.0%; and the per capita disposable income of rural residents 8,806 yuan, up 11.0%. 1.2.11 Baoshan City At the end of 2015, the city had a resident population of 2.581 million, up 14,000,of which rural population was 1.7551 million and urban resident population was 825.8 thousand, urban resident population accounted for the proportion of the total population (urbanization rate) was 32%, up 1.69%, with the resident population natural growth rate of 5.75‰. In 2015, the city’s GDP was 55.196 billion yuan, up 11.5%, in which the added value of primary industries was 14.197 billion yuan, up 6.5%; that of secondary industries 19.205 billion yuan, up 14.4%; and that of tertiary industries 21.793 billion yuan, up 11.6%. The ratio of primary, secondary and tertiary industries was adjusted to 25.7:34.8:39.5 from 27.5:34.7:37.8 in previous year. In 2015, the per capita disposable income of urban residents was 25,647 yuan, up 8.5%; and the per capita disposable income of rural residents 8,572 yuan, up 12.4%. 1.2.12 Dehong Prefecture At the end of 2015, the prefecture had a resident population of 1.279 million, up 1.2%, of which 660,200 were male and 618,800 were female. The birth rate was14.5 ‰, the mortality rate was 7.1 ‰,and the natural population growth rate was 7.4‰. In 2015, the prefecture’s GDP was 29.232 billion yuan, up 7.8%, in which the added value of primary industries was 7.342 billion yuan, up 6.2%, pulling GDP growth of 1.3%; that of secondary industries 7.177 billion yuan, up 4.6%, pulling GDP growth of 1.4%; and that of tertiary industries 14.713 billion yuan, up 10.3%, pulling GDP growth of 5.1%. The contribution rate of the primary, the secondary and the tertiary industries to GDP growth was 16.1%, 17.8% and 66.1% respectively. The ratio of primary, secondary and tertiary industries was adjusted to 25.1:24.6:50.3 from 25.8:26.1:48.1 in previous year. In 2015, the per capita disposable income of urban residents was 23,010 yuan, up 8.0%; and the per capita disposable income of rural residents 7,917 yuan, up 10.7%. 1.2.13 Lijiang City At the end of 2015, the city had a resident population of 1.28 million, with a natural population growth rate of 4.86‰, of which the birth rate was11.28 ‰, and the mortality rate was 6.42 ‰. In 2015, the city’s GDP was 29.00117 billion yuan, up 9.0%, increased 4.4% over the previous year, in which the added value of primary industries was 4.45742 billion yuan, up 6.1%, declined 0.3% over the previous year; that of secondary industries 11.56019 billion yuan, up 11.3%, increased 10.3%

12 RAP of the Yunnan Highway Asset Management Project over the previous year; and that of tertiary industries 12.98356 billion yuan, up 7.5%, declined 0.8% over the previous year. Per capita GDP was 22,702 yuan, up 8.5% over the previous year.The ratio of primary, secondary and tertiary industries was adjusted to 15.37:39.86:44.77 from 15.9:39.91:44.19 in the previous year. The ratio of primary, secondary and tertiary industries was adjusted to 15.37∶39.86∶44.77 from 15.9∶39.91∶44.19 in previous year.In 2015, the per capita disposable income of urban residents was 25,803 yuan, up 2051 yuan, up 8.6%; and the per capita disposable income of rural residents 7924 yuan, up 741 yuan, up 10.3%. 1.2.14 Nujiang Lisu Autonomous Prefecture At the end of 2015, the prefecture had a resident population of 541,000. In 2015, the prefecture’s GDP was 11.345 billion yuan, up 9.6%, in which the added value of primary industries was 1.879 billion yuan, up 5.9%, pulling GDP growth of 0.6%, the contribution rate of GDP growth was 6.21%, that of secondary industries 3.467 billion yuan, up 9.9%, pulling GDP growth of 3.87%, the contribution rate of GDP growth was 40.33%, including industrial added value of 2.163 billion yuan, up 5.4%, pulling GDP growth of 1.43%, the contribution rate of GDP growth was 14.89%, and that of tertiary industries 5.999 billion yuan, up 10%, pulling GDP growth of 5.13%, the contribution rate of GDP growth was 53.46%. The ratio of primary, secondary and tertiary industries was 16.56:30.6:52.84. In 2015, the per capita disposable income of urban residents was 19,010 yuan, up 10.1%; and the per capita disposable income of rural residents 4,791 yuan, up 11.5%. 1.2.15 Diqing Tibetan Autonomous Prefecture At the end of 2015, the prefecture had a resident population of 408,000, including household population of 361,339 people.In household population, ethnic minority population was 320,945, accounting for 88.82% of the total population, including Tibetan population of 130,133 people, accounting for 36.01%; the Lisu population of 108,882 people, accounting for 30.13% . More than 1000 minority population were: Yi(15,545) , Bai(14,874), Miao(1,459), Hui(1,113), Naxi(45,984), Pumi(2,126). In 2015, the prefecture’s GDP was 16.11387 billion yuan, up 9.6%, in which the added value of primary industries was 1.07335 billion yuan, up 5.9%; that of secondary industries 5.63162 billion yuan, up 11.1%; and that of tertiary industries 9.4089 billion yuan, up 9.1%. The ratio of primary, secondary and tertiary industries was adjusted to 6.7:34.9:58.4 from 7.1:35.1:57.8 in the previous year. In 2015, the per capita disposable income of rural residents was 6,487 yuan, up 622 yuan or 10.6%; and the per capita disposable income of urban residents 27,097 yuan, up 2,077 yuan or 8.3%. 1.2.16 Lincang City At the end of 2015, the city had a resident population of 2.509 million, up 0.6%, including the urban population of 924.8 thousand people, accounting for the proportion of the total population of 36.86%. In 2015, the city’s GDP was 50.212 billion yuan, up 10.0%, in which the added value of primary industries was 14.534 billion yuan, up 6.1%; that of secondary industries 16.98 billion yuan, up 12.5%; and that of tertiary industries 18.698 billion yuan, up 9.9%. Per capita GDP was 20,077 yuan, up 9.3%. In 2015, the per capita disposable income of rural residents was 8,063 yuan, up 12.0%, after deducting price factors, the actual growth of 10.9%; and the per capita disposable income of rural residents 21,225 yuan, up 8.7%, after deducting price factors, the actual growth of 7.6%.

13 RAP of the Yunnan Highway Asset Management Project

1.3 Subproject Classification

1.3.1 Principles of Classification The 303 highway administration offices (HASs, subprojects) under the Project are classified into 3 categories based on land nature, LA, etc. in light of the relevant Bank policy. Category 1: subprojects with own land—For this category, construction land is owned by the highway system and was acquired a long time ago. 242 subprojects fall into this category. This category will not been pay attention because the land acquisition time is early, the time to acquired for 1990s or even earlier. Category 2: subprojects covered by RAP—For this category, LA compensation had not been completed at the time of this report. 11 subprojects fall into this category. For the category of subprojects, we need to strictly in accordance with the requirements of the world bank policy, earnestly implement the provisions of the RAP, to ensure that the livelihood of immigrants is not affected. After resettlement, according to the requirements of the world bank policy, the resettlement of this category subproject should been conducted external monitoring and evaluation. Category 3: subprojects covered by SDD—For this category, LA compensation had been completed at the time of this report. 56 subprojects fall into this category. This category subproject should accord to the requirements of SDD, taking measures to restore the livelihood of immigrants, and ensuring that the original standard of living is not reduced. In addition, we should accordance with the requirements of the world bank policy, conducting external monitoring and evaluation of the resettlement of migrants. The total number of subprojects under the above 3 categories is 309. Because of the existence of some subprojects need to use their own land and build new land, both to do SDD and to do RAP, etc, after the deduction of 6 overlapping subprojects, it has been confirmed that the Project has 303 subprojects. 1.3.2 Category 1: Subprojects with Own Land In the Project, 242 subprojects in 7 cities and 8 prefectures are constructed on land owned by highway bureaus, including 28 in Kunming City, 7 in Zhaotong City, 20 in Qujing City, 13 in Chuxiong Prefecture, 18 in Wenshan Prefecture, 7 in Honghe Prefecture, 18 in Yuxi City, 21 in Pu’er City, 8 in Xishuangbanna Prefecture, 27 in Dali Prefecture, 10 in Baoshan City, 13 in Dehong Prefecture, 11 in Lijiang City, 10 in Nujiang Prefecture, 6 in Diqing Prefecture and 25 in Lincang City. See Table 1. It should be noted that though some land certificates were issued in recent years, the land involved became state-owned land a long time ago mainly due to certificate renewal. Table 1 Sites Constructed on Own Land GD No. Branch Name of MMEC or HAS Land certificate No. 1 GD MMEC XGZ 2001 No.0160 2 Songming Yangjie MMEC XGZ 2010 No.1232 3 Xundian Tianshengqiao MMEC XGY 1997 No.000146, XGY 1997 No.000147 4 Luquan Tuanjie MMEC LGY 1999 No.78 Kunming 5 Yiliang Dongshan MMEC YTGY 93 No.3433 6 Shilin beidacunMMEC SGY (2011) No.0639 Included in land for attached facilities, unable to apply for 7 Jinning Niulian MMEC land certificate 8 Kunming Ciba HAS YGGY 2004 No.10410300073 9 Songming Yanglin HAS S120GY (2000) No.0038 The land certificate was issued in the 1990s and is 10 Songming Yangjie HAS unnumbered.

14 RAP of the Yunnan Highway Asset Management Project

GD No. Branch Name of MMEC or HAS Land certificate No. 11 Xundian Gongshan HAS XGY 1997 No.000153 12 Xundian Jinsuo HAS XGY 1997 No.000145 13 Dongchuan Tangdan HAS DGY 2000 No.03856 14 Dongchuan Yubeidi HAS DGY 2000 No.04244 Handed over as an attached facility of Class-2 Yuankun 15 Luquan Longtan HAS Highway, with no land certificate, subject to external painting and internal decoration only 16 Luquan Sapanying HAS LGY 2008 No.159 17 Anning Bi’an HAS AGY 1999 No.0192 18 Luquan Luquan HAS LGY 1993 No.151 19 Chenggong Sanchakou HAS CGY (93) No.0042 20 Shilin Shilin HAS SGY 1999 No.0091 21 Shilin Lunan HAS SGY 2001 No.0126 22 Jinning Jincheng HAS PGY 97 No.513 23 Yiliang Jiuxiang HAS No need for application 24 Anning Qingwushan HAS 93 NO001 25 Yiliang Tangchi HAS 2004 NO 0535 26 Kunming Kunlu AS Private land, with no land certificate 27 Jining Changjiaying AS JGY 99 No.004 28 Dongchuan Guhai AS DGY 2000 No.05606 1 Yongshan Lianfeng HAS YGY (1995) No.5 2 Yongshan Tongbao HAS Land certificate of the 1980-90s, no number The land certificate is lost. In 70s and 80s due to the need of road construction and management, Chahe HAS handed land certificate over to the Land Bureau, then the 3 Daguan Chahe HAS land has not been requisitioned and the land certificate did not been sent down, now , after a long time, the land certificate has not been found, the local Land Bureau also refused to reissued. The land certificate cannot be applied for. Reason:i) The land was requisitioned by the Class-2 Highway Command, then together with highway transfer the MMEC Highway Bureau, the Highway Bureau did not pay, the

Zhaotong 4 Zhenxiong cost of land requisitioned was paid by Command, the land certificate did not run down;ii) Now Zhenxiong Branch negotiated with the Land Bureau, the reason is the lack of

public security, fire control documents. The land certificate is being applied for. Yanzixi HAS requisition land in January 15, 2011. The land was spoil Yanzixi HAS 5 Zhenxiong ground permanent land, requisitioned by Zhenfenglu Yuankong MMEC Command, transferred to the Zhenxiong Branch in March 2016. The land certificate is being applied for. The land requisitioned by Shuifu Branch as highway maintenance facility due to the construction of Yanshui Class-4 6 Shuifu Louba HAS Highway. Now the town government also promised to handle the land certificate, but because Shuifu Highway Branch lacked of the government's allocation decision, so Shuifu Branch is under negotiation. 7 Weixin Shujiao HAS WGY 1998 No.00289 The land certificate is being applied for. The land certificate and other related procedures has not been

Qujing handled. At present, the highway bureau personnel related 1 GD MMEC is handling the relevant formalities.Now personnel related is handling license for the use of land in construction, the next is land certificate 2 Xuanwei Maotianshui MMEC XGY (1999) No.02570 3 Huize Yili MMEC HGY (2002) No.00037

15 RAP of the Yunnan Highway Asset Management Project

GD No. Branch Name of MMEC or HAS Land certificate No. 4 Luoping Zuantianpo MMEC LGY (1999) No.71 5 Malong Sanyihe MMEC MGY (2000) No.024 6 Fuyuan Fucun HAS FGY (1999) No.93 7 Xuanwei Xuanwei HAS XGY (2001) No.01698 8 Xuanwei Geyi HAS XGY (1999) No.02556 This HAS was put into operation in 2005, but the land 9 Xuanwei Jichang HAS certificate has not been applied for. 10 Xuanwei Xuantang HAS XGY (2013) No.001910 11 Huize Zhehai HAS HGY (2016) No.000261 12 Huize Jiache HAS YGY (2008) No.019 13 Luliang Banqiao HAS LGY (1999) No.153 14 Shizong Wulong HAS SGY (1999) No.0838 15 Shizong Gaoliang HAS SGY (1999) No.0834 16 Luoping Luoping HAS LTGY (1995) No.00212 17 Luoping Zuantianpo HAS LGY (1999) No.71 18 Malong Malong HAS MGY (1995) No.00328 19 Zhanyi Shibanjing HAS No.018169 20 Fuyuan Dongbao HAS 1 Wuding Shalang MMEC WGY (1999) No.100548 2 Shuangbai Damaidi MMEC SGY (99) No.964 3 Lufeng LGY (2008) No.012473 4 Chuxiong Lijiaba HAS CTGY (1999) No.99522 5 Lufeng Yipinglang HAS LGY (1999) No.06017 6 Nanhua Nanhua HAS NGY (2012) No.457 Chuxiong 7 Nanhua Shaqiao HAS SQGY (1999) No.00022 8 Yuanmou Huangguayuan HAS YGY (1998) No.0057 9 Yao’an Yao’an HAS YGY (1999) No.1229

The original land certificate has been lost, and is being 10 Yuanmou Dashuijing MMEC applied for. Yijiu Station Emergency This center is built with the Yongren HAS, and the land 11 Yongren Center certificate is being applied for. 12 Yongren Yongren MMEC YGY (2011) No.388 The original land certificate has been lost and is being 13 Yuanmou Dashuijing HAS applied for. 1 GD MMEC There is no land certificate, and the existing land is used 2 Malipo Malipo MMEC for attached facilities of Class-2 Wentian Highway 3 Wenshan Wenshan HAS reconstruction in 2009. There is no land certificate. After cancelling the Class-2 Highway toll, Wenshan Transportation Department 4 Wenshan Tianshengqiao HAS transferred the line Zhanchuan to Wenshan Branch for management and maintenance. There is no land certificate while handover. 5 Yanshan Yanshan HAS YGY 1999 No.053 6 Yanshan Pingyuan HAS YGY 2008 No.00048

Wenshan 7 Xichou Xingjie HAS XGY 2009 No.070057 There is no land certificate, and the existing land is used 8 Xichou Xichou HAS for attached facilities of Class-2 Wentian Highway

reconstruction in 2009. 9 Malipo Chuantou HAS MGY 1999 No.1002 10 Maguan Bazhai HAS MGY 1999 No.370013341 11 Qiubei Xindian HAS QGY 2003 No.2972 Zhougen HAS (formerly Fali 12 Guangnan GGY 1999 No.001051972 HAS) 13 Guangnan Wuliqiao HAS GGY 1999 No.001051971 There is no land certificate. The land has been the site of 14 Funing Funing HAS asphalt storage and asphalt boil Since 70s, which has been used by the HAS.

16 RAP of the Yunnan Highway Asset Management Project

GD No. Branch Name of MMEC or HAS Land certificate No. 15 Funing Gaobang HAS FGY 2015 No.769 16 Funing Muyang HAS FGY 1999 No.0308 The land certificate cannot be applied for. The land is 17 Yanshan MMEC 2013 G323 Class-2 Highway reconstruction project subsidiary facilities land. 18 Wenshan Xiaomabai HAS The state-owned land certificate is being updated. 1 GD MMEC KGY 2012 No.3412 2 Jianshui Jianshui MMEC JGY 1999 No.0217 Honghe 3 Luxi Airport HAS LGY 1999 No.0214 4 Mile Xinshao HAS MGY 1999 No.0134, MGY 1999 No.0135

5 Yuanyang Xinjie HAS YTGY 1994 No.53252800030 6 Luchun Pinghe HAS LGY 2016 No.000039 7 Hekou Nanxi HAS HGY 99 No.105 1 GD MMEC YHGY (1999) No.27471, 27472 2 Xinping Xinping MMEC XGY 99 No.000058, 000059, 000061 3 Yuanjiang Yuanjiang MMEC YGKGY 1999 No.0000067 4 Hongta Daliyuan HAS YHGY 1999 No.27473 There is no separate land certificate, and it is included in 5 Eshan Huanian HAS the LA range of the former Kunluo line (EGY 1999 Route N No.006). 6 Eshan Chahe HAS EGY 1999 Route N No.027 7 Xinping Yaonan HAS XGY 99 No.060004

Yuxi 8 Xinping Gasa HAS XGY 2008 No.040017 9 Xinping Sanjia HAS XGY 99 No.040006 10 Xinping Douga HAS XGY 2012 No.120008 11 Xinping Longshu HAS XGY 99 No.100006 12 Yuanjiang Anding HAS YGY 2001 No.0200010 There is no land certificate. Own land, 2012Class-2 13 Tonghai Xiangshan HAS Highway transfer of supporting facilities. 14 Huaning Xinzhuang HAS HGY 1999 No.135 15 Yimen Pubei HAS Land certificate of the 1980-90s, no number 16 Jiangchuan Dajie HAS N374997、N374998（1998） 17 Eshan MMEC 1999 NO 1 18 Chengjiang Guanglong HAS State-owned land use certificate has been obtained. 1 Mojiang Shuanglong MMEC MGY (2003) No.81 2 Jiangdong Huiyao MMEC JGY (2001) No.0457 3 Zhenyuan Liandi MMEC ZGY (91) No.138 4 Lancang Zhutang MMEC LGY (2000) No.135 5 Menlian Mangjie MMEC MGY (2001) No.0037 6 Mojiang Lianzhu HAS MGY (2000) No.500 7 Mojiang Tongguan HAS MGY (2000) No.512 8 Mojiang Yuwanshan HAS MGY (2000) No.502 9 Mojiang Yayi HAS MGY (2000) No.534

Pu’er 10 Mojiang Sinanjiang HAS MGY (2000) No.483 11 Simao Dashiban HAS SGY (2003) No.05232 12 Jiangdong Jinping HAS JGY (1999) No.370 13 Jinggu Nuanli HAS JGY (1995) No 222 14 Jinggu Yunhai HAS JGY (1995) No208 15 Jinggu Yongping HAS JGY (1995) No 203 16 Zhenyuan Anban HAS AGY (97) No.567 17 Zhenyuan Dapuzi HAS ZGY (96) No.112 18 Lancang Huimin HAS LGY (2003) No.264 19 Menlian Mengma HAS MGY (2001) No.0027 20 Menlian Yunjiao HAS MGY (2011) No.00548

Xishua 21 Jiangcheng Liangzizhai HAS JGY (1999) No 035

ngban na 1 GD MMEC JGY (99) No.0835 2 Mengla Mengyuan MMEC LGY (Ji) No.0031

17 RAP of the Yunnan Highway Asset Management Project

GD No. Branch Name of MMEC or HAS Land certificate No. 3 Mengla Mengyuan HAS LGY (Ji) No.0031 4 Jinghong Nuojishan HAS JGY (99) No.0874 5 Jinghong Mengkuan HAS JGY (1999) No.0877 6 Menghai Daluo HAS HGY (1999) No.91 7 Mengla Mengla HAS LGY (Ji) No.0051 8 Mengla Guanlei HAS LGY (Ji) No.0034 1 GD MMEC DGY (2003) No.00567 2 Xiangyun Qinghuadong MMEC XGY (2003) No.1302 3 Binchuang Xinping MMEC BGY (99) No.000039 4 Midu Muli MMEC MGY (2013) No.0128 5 Xiangyun Qinghuadong HAS XGY (2014) No.0763 6 Xiangyun Xiazhuang HAS XGY (99) No.000114 7 Xiangyun Midian HAS XGY (99) No.000121 8 Nanjian Nanjian Centrla HAS NTY (2013) No.137 9 Nanjian Gonglang HAS NTGY (2013) No.144 10 Nanjian Fenghuangshan HAS NTGY (2013) No.139 11 Yangbi Yangbi Central HAS YDGY (93) No.629-2 12 Yangbi Dapingdi HAS YTGY (1999) No.861 13 Yangbi Lishupio HAS YTGY (99) No.869

Dali 14 Yongping Yongping Central HAS YGY (2016) No.007 15 Yongping Yangjie HAS YGY (99) No.0981

16 Yongping Shizhaobi HAS YGY (99) No.0987 There is no land certificate. Qiaodian HAS transferred to 17 Binchuang Qiaodian HAS Binchuang Branch with the transfer of Xiangbin Road in 2012. There is no land certificate while handover. 18 Binchuang Shuanglong HAS BGY (1999) No.000040 19 Eryuan Luopingshan HAS EGY (1999) No.86 20 Jianchuan Xianghu Central HAS JGY (1999) No.2931-X082-01 21 Jianchuan Shanglan HAS JGY (99) No.5331-D08 22 Heqing Yunhe Central HAS HGY (2015) No.035 23 Weishan Daloufang HAS WGY (1999) No.03255 24 Weishan Hedijie HAS WGY (1999) No.03257 25 Yunlong Shimen Central HAS YGY (1999) No.0724 26 Midu Zhuguanying HAS MGY (2013) No.027 27 Midu Guoyuan HAS MGY (2002) No.0009 1 GD MMEC No.025738 2 Longling Longshanka MMEC LGY (99) No.66 3 Longyang Dongfeng MMEC BGY (99J) No.18

Baoshan 4 Longyang Xingjie HAS LGY (2015) No.02300 5 Longyang Puppiao HAS BGY (99J) No.023 6 Longyang Daguanshi HAS BGY (99J) No.045 7 Longling Longshan HAS LGY (2015) No.00575 8 Changning Youwen HAS CGY (2016) No.312 9 Tengchong Maojiaying HAS TUJGY (97) No.0043656 10 Tengchong Tengyuan HAS TUJGY (96) No.008051 1 GD MMEC LGY (1999) No.162 2 Longchuan Longchuan MMEC LGY (2012) No.434 3 Yingjiang Yingjiang MMEC YGY (99) No.0086 4 Mangshi Mangshi HAS LGY (1996) No.011940

Dehong 5 Mangshi Zhefang HAS LGY (99) No.0152 6 Ruili Moli HAS RGY (99) No.1012-07 7 Longchuan Mangdong HAS LTGY (2008) No.0000300 8 Longchuan Jinghan HAS LTGY (2008) No.0000295 9 Longchuan Zhangfeng HAS LTGY (2008) No.0000289 10 Yingjiang Nongzhang HAS YGY (99) No.0082 11 Yingjiang Pingyuan HAS YGY (2002)202 12 Yingjiang Tongbiguan HAS YGY (99) No.0078

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GD No. Branch Name of MMEC or HAS Land certificate No. 13 Lianghe Zhedao HAS LGY (2013) No.00233 1 Huaping Tianxing MMEC HGY (2005) No.048 2 Ningliang Fengziyan MMEC NTGY (92) No.00549 3 Gucheng Zhengming HAS LGY (1999) No.0265 4 Yulong Zhongxing HAS LGY (Tu) No.30 Lijiang 5 Yulong Nankou HAS LGY (1999) No.0323 6 Yongsheng Qina HAS YGY (1999) No.00314

7 Yongsheng Tuanjieping HAS YGY (1999) No.00280 8 Yongsheng Banshanhe HAS YGY (1999) No.00321 9 Huaping Laguhe HAS LGY (Tu) No.30 10 Ningliang Zhanhe HAS NTGY (92) No.00551 11 Ningliang Ganhezi HAS NTGY (2001) No.0110 1 Gongshan Niulangdang MMEC GGY (2013) No.078 2 Fugong Lumadeng MMEC FGY (2004) No.167 There is no land certificate. The land requisitioned by Jianlan Class-2 Highway Command. After completion, the 3 Lanping Yanjiao MMEC land was transferred to Lanping Branch. At present, the

Nujiang land certificate is being handled. 4 Gongshan Puladi HAS GGY (2013) No.079 5 Fugong Shangpa HAS FGY (99) No.106 6 Lushui Yuejinqiao HAS LGY (2000) No.378 7 Lushui Dadunzi HAS LGY (2000) No.325 8 Lushui Pianma HAS LTGY (2000) No.429 The land certificate (LGY (1999) No.38) was lost in 2003, 9 Lanping Yingpan HAS and the HAS is applying for reissue with the Lanping County Land and Resources Bureau.

10 GD Nujiang NMEC NGY (2013) No.000136 1 GD MMEC XTGY (A-11) No.1 There is no land certificate. The land certificate is being handled by Class-3 to Class-2 Command. The command was established in January 2010 (requisitioned the land at the same year), along the road, was state-owned unused 2 Deqing Sangongli Tunnel land. Deqing Branch three km tunnel covers an area of

Diqing about 20 mu, of which 5 mu of office area, production area about 15 mu (quarry, mountain, 4300 meters above sea level) 3 Shangri-la Yangjiahe XTGY (2011) No.915 There is no land certificate, which is being applied for. Reconstructing and using based on the original waste 4 Shangri-la Ouwadi station for a long time, due to historical reasons has not handled the land certificate. 5 Shangri-la Chengguan XTGY (A-11) No.1 6 Deqing Shusong DGY (Luji) No.13 Certificate of the right to use state-owned land being 1 GD MMEC applied for 2 Yunxian Yunxian Changpoling MMEC YGY (2015) No.386 The land certificate is being handled; the approval of the

3 Gengma temporary construction land has been obtained . Mengding MMEC 2013 No 170 Lincang 4 Cangyuan bawei MMEC Being access 5 Zhenkang nanshan MMEC Not available

6 Yunxian Yunxian HAS YGY (2015) No.388 7 Yunxian Xiaoluozha HAS YGY (1999) No.450 8 Yunxian Chafang HAS YGY (1999) No.458 The land certificate is being processed; the approval of 9 Fengqing Mengyou HAS construction land has been obtained. The land certificate is being processed; the approval of 10 Fengqing Yueyatang HAS construction land has been obtained.

19 RAP of the Yunnan Highway Asset Management Project

GD No. Branch Name of MMEC or HAS Land certificate No. 11 Linxiang Dawanzi HAS LGY (2014) No.002276 12 Gengma Shigongli HAS GGY (1999) No.98 13 Shuangjiang Mengmeng HAS SGY (2009) No.112 14 Shuangjiang Xiaoheke HAS CGY (1999) No.234 15 Gengma Mengsa HAS GGY (1999) No.89 16 Gengma Gengma HAS GGY (1999) No.213 17 Gengma Mengding HAS GGY (1999) No.107 18 Yongde Mangjiantian HAS YGY (1997) No.3 19 Yongde DedangHAS YGY (1997) No.1-0024 20 Zhenkang Hongmushu HAS ZGY (1999) No.57 21 Zhenkang Nansan HAS ZGY (1999) No.059 22 Zhenkang Hewai HAS GGY (1999) No.59 23 Cangyuan Nansa HAS CGY (2004) No.0243 24 Cangyuan Bawei HAS Not available (with land approval only) 25 Cangyuan Mangka HAS CGY (1999) No.0270 1.3.3 Category 2: Subprojects Covered by RAP The Project has 303 subprojects in total. Of the 303 subprojects, 11 subprojects involved land expropriation; the land acquisition work has begun but not yet completed. Among them, 8 subprojects involved permanent collection of rural collective land, respectively, Yongding HAS, Dayao HAS, Wenping HAS, Luxi branch MMEC, Eshan branch MMEC, Sanjia HAS, Jiangchuan MMEC and Huaning branch MMEC; 4 subprojects involved in state-owned land transfer, respectively, Eshan branch MMEC, Yongping branch MMEC, Huangping HAS and Gezan HAS. It should be noted that: Eshan branch MMEC involves both the collective land acquisition in rural areas, but also involves the transfer of state-owned land. The distribution of 11 subprojects is as follows: 1 in Kunming; 1 in chuxiong; 1 in zhaotong, 1 in Honghe Prefecture, 4 in Yuxi City, 2 in dali and 1 in diqiong. Table 2 Sites Covered by RAP No. Bureau MMEC or HAS 1 Fumin Yongding HAS 2 Chuxiong Dayao HAS 3 Zhaotong Wenping HAS 4 Honghe Luxi branch MMEC 5 Eshan branch MMEC 6 Sanjia HAS Yuxi 7 Jiangchuan branch MMEC 8 Huaning branch MMEC 9 Yongping branch MMEC Dali 10 Huangping HAS 11 Diqing Gezan HAS

1.3.4 Category 3: Subprojects Covered by SDD SDD covers 56 subprojects in 6 cities and 5 prefectures in total, including 10 in Zhaotong City, 3 in Qujing City, 8 in Chuxiong Prefecture, 5 in Yuxi City, 12 in Honghe Prefecture, 4 in Wenshan Prefecture, 5 in Pu’er City, 2 in Dali Prefecture, 4 in Baoshan City, 1 in Dehong Prefecture, 2 in Lijiang City. See Table 3. Table 3 Sites Covered by SDD GD No. Branch Name of MMEC or HAS 1 GD Zhaotong highway branch MMEC Zhaotong 2 Yanjin Yanjin highway branch MMEC

20 RAP of the Yunnan Highway Asset Management Project

GD No. Branch Name of MMEC or HAS 3 Yongshan Yongshan highway branch MMEC 4 Ludian Ludian highway branch MMEC 5 Ludian Xinjie HAS 6 Yiliang Xiaocaoba HAS 7 Yiliang Kuixiang HAS 8 Qiaojia Baihetan HAS 9 Shuifu Shuifu highway branch MMEC 10 Shuifu Xiangjiaba HAS 1 Qilin Yuezhou HAS Qujing 2 Huize Dajing HAS 3 Zhanyi Shibanjing HAS 1 GD Chuxiong highway branch MMEC 2 Mouding Mouding highway branch MMEC (Shangmicun) 3 Yongren Yongren HAS (Yongren Emergency Center) 4 Chuxiong Chuxiong HAS Chuxiong 5 Yuanmou Yuanmou HAS 6 Wuding Jincheng HAS 7 Mouding Mouding HAS 8 Shuangbai Shuangbai HAS 1 Xinping Xinping highway branch MMEC (Xiangyangqiao) 2 Eshan Shuangjiang HAS Yuxi 3 Yuanjiang Yuanhong HAS 4 Dengjiang Fenglu HAS (built with Dengjiang highway branch HAS) 5 Huaning Ningzhou HAS 1 Hekou Hekou HAS 2 Mengzi Zhicun HAS 3 Gejiu Gejiu HAS 4 Jianshui Jianshui HAS 5 Shiping Shiping highway branch MMEC (Yiling Town) 6 Shiping Shiping HAS Honghe 7 Jinping Jinping MMEC (Jinhe Town) 8 Jinping Jinping HAS 9 Yuanyang Yuanyang highway branch MMEC(NanshaTown) 10 Honghe Honghe HAS 11 Lvchun Lvchun HAS 12 Honghe Pingbian highway branch MMEC 1 Yanshan Yanshan highway branch MMEC (Daqinglong) 2 Qiubei Qiubei highway branch MMEC (Lijiazhuang) Wenshan 3 Funing Funing highway branch MMEC (Pingsangcun) 4 Qiubei Qiubei HAS 1 GD MMEC 2 Simao Simao HAS Pu’er 3 Zhenyuan Heping HAS 4 Ximeng Mengsuo HAS 5 Jiangcheng Menglie HAS 1 Heqing Heqing highway branch MMEC (Taoshuhe) Dali 2 Yunlong Yunlong highway branch MMEC (Lishupo) 1 Shidian Shidian highway branch MMEC (Shuichang) 2 Changning Goujie HAS Baoshan 3 Shidian Yaoguan HAS 4 Shidian 707 HAS Dehong 1 Lianghe Lianghe highway bureau MMEC (Longwozhai) 1 GD Lijiang highway bureau MMEC Lijiang 2 Huaping Rongjiang HAS

21 RAP of the Yunnan Highway Asset Management Project

1.4 Survey Methods

1.4.1 Literature Review Identifying resettlement activities, the impact of immigration, optimizing resettlement sites, evaluating environmental capacity and intervention measures for the reconstruction of the livelihood of immigrants, strategies for the reconstruction, and learning resettlement effects through literature review, collection and analysis. 1.4.2 Questionnaire Survey Through the design of the questionnaire, doing sample survey on the production status before and after land requisition for immigration covered by SDD, At the same time, a detailed investigation of the typical village should been conducted. A sample survey should been conducted to grasp the willingness of resettlement and the average living standard for the villagers of the resettlement plan. 1.4.3 Interview Interviewing with the main people in charge of the village committee, different types of immigrant, cadres and agencies concerned, conducting an informal discussion with immigrant communities or immigrant village cadres, county and township government departments, and other agencies on behalf of immigrants. The informal discussion departments include: Yunnan Highway Bureaus, Traffic bureau, Civil Affairs Bureau, labor and Social Security Bureau, the women's Federation, the CDC, the traffic police brigade, municipal maintenance department, township (town) at all levels of government and other related institutions. Identifynig all stakeholders’ needs and advantages, and provide empirical and practical support for resettlement planning through the discussion. 1.4.4 Case Study Case study is a special case of a single individual in a certain situation, the extensive and systematic collection of relevant information. Analyzing, explaining and reasoning special cases systematically on livelihood interference and restoration before and after resettlement

1.5 Survey Process During May 15-26, 2016, NRCR conducted a survey on the 16 cities/prefectures involved. With the support of YPHB and the other agencies concerned, the research group of NRCR conducted a socioeconomic survey and a DMS in the project area. The survey process is as follows .See Table 4. Table 4 Survey Process Survey team Locations Scope Process East line 1 RAP: conducting a socioeconomic Information compilation Zhaotong, Qujing, (Wu Rong, Hong survey and a DMS in the project area (2016.5.1-2016.5.14): sorting the existing Kunming Feng) to collect relevant information, information, identify different types of East line 2 conducting a sample survey on the projects, and the preparation of the survey Honghe, (Zhang Jinrui, social and economic impact of the manual, the investigation outline; Wenshan, Yuxi Peng Shengping) economy (family population, land identifying resettlement impacts, Chuxiong, acquisition, family economic optimizing resettlement sites, designing Central line Dehong, Lincang, situation and placement will); resettlement measures, and learning (Yan Dengcai, Pu’er, investigating the views of the village resettlement effects through literature Cheng Xiaoxiao) Xishuangbanna committee and the villagers on land review, collection and analysis West line Diqing, Lijiang, acquisition and resettlement; Fieldwork (2016.5.15-2016.5.28): (Zhou Xiaojun, Dali, Nujiang, interviewing agencies concerned to conducting the fieldwork according to the

22 RAP of the Yunnan Highway Asset Management Project

Survey team Locations Scope Process Wang Han) Baoshan learn local resettlement and practices plan, compiling survey data daily, carrying on land requisition, house demolition on the detailed record and the data input and resettlement. work, and conducting feedback and SDD: learning the socioeconomic discussion with local highway bureau profile of the affected population, timely. resettlement impacts and measures, Information aggregation and report amounts of compensation, ethnic preparation (2016.5.29-2016.6.22): minorities, vulnerable groups, public completing the RAP and SDD Report of participation,. information disclosure, the Project on the basis of the survey and grievance redress

Chapter 2 RAP

2.1 Overview of the Project The Project has 303 subprojects in total. Of the 303 subprojects, 11 subprojects involved land expropriation. Among them, 8 subprojects involved permanent collection of rural collective land, respectively, Yongding HAS, Dayao HAS, Wenping HAS, Luxi branch MMEC, Eshan branch MMEC, Sanjia HAS, Jiangchuan MMEC and Huaning branch MMEC; 4 subprojects involved in state-owned land transfer, respectively, Eshan branch MMEC, Yongping branch MMEC, Huangping HAS and Gezan HAS. It should be noted that: Eshan branch MMEC involves both the collective land acquisition in rural areas, but also involves the transfer of state-owned land. Table 5 Summary of LA Impacts Involving Involving occupation No GD MMEC or HAS acquisition of rural of state-owned land collective land 1 Kunming Yongding HAS √ 2 Chuxiong Dayao HAS √ 3 Zhaotong Wenping HAS √ 4 Honghe Luxi branch MMEC √ 5 Eshan branch MMEC √ √ 6 Sanjia HAS √ Yuxi 7 Jiangchuan MMEC √ 8 Huaning branch MMEC √ 9 Yongping branch MMEC √ Dali 10 Huangping HAS √ 11 Diqing Gezan HAS √

2.1.1 Summary of Resettlement Impacts The Project will affect 170 households with 729 persons in total, all affected by rural collective land acquisition. 1) Rural collective land acquisition. 167.194 mu of rural collective land will be acquired for the Project, including 3.67 mu of irrigated land, 114.72 mu of non-irrigated land, 28.552 mu of woodland and 20.252 mu of unused land. Rural collective land acquisition for the Project will affect 5 city/state (Kunming, Chuxiong, Zhaotong, Honghe, Yuxi), 8 counties (Dayao County, Ludian County, Fumin County, Luxi County, Eshan County, Xinping County, Jiangchuan County, Huaning

23 RAP of the Yunnan Highway Asset Management Project

County), and 170 households in 729 persons in 9 villages/community (Dongyuan Villages in Fumin County, Liwan Village in Dayao County, Yanchi mountainVillage in Ludian County, Shandao Village in Luxi County, Baijin and Shuangjiang Communities in Eshan County, Manlong Village in Xinping County, Xiaobaipo Village in Jiangchuan County, and Ma’anshan Community in Huaning County) in 11 counties (Fumin, Daoyao, Ludian, Yanshan, Maguan, Pingbian, Luxi, Eshan, Xinping, Jiangchuan and Huaning) in 5 cities/prefectures (Kunming, Chuxiong, Zhaotong, Wenshan, Honghe and Yuxi). It should be noted that the land acquired for the Sanjia HAS and the Huaning branch MMEC belongs to village collectives, and their affected population is relatively large. 2) State-owned land occupation .39.026 mu of state-owned land will be occupied. 3) Other .The Project does not involve rural house demolition, temporary land occupation and the demolition of non-residential properties.

24 RAP of the Yunnan Highway Asset Management Project

Table 6 Summary of Resettlement Impacts

Land type Occupied Affected by LA GD Branch MMEC or HAS County Irrigated Non-irrigated Wood Unused Total state-owned Village HHs Population land land land land land Kunming Fumin Yongding HAS Fumin Dongyuan 0 5.8 0 0 5.8 0 5 21 Chuxiong Dayao Dayao HAS Dayao Liwan 0 10 0 0 10 0 6 29 Zhaotong Ludian Wenping HAS Ludian Yanchi 0 10 0 0 10 0 7 43 Honghe Luxi Luxi branch MMEC Luxi Shandao 0 17.51 0 8.06 25.57 0 19 99 Baijin, Eshan Eshan branch MMEC Eshan 0 0 7.632 10.312 17.944 5.766 4 14 Shuangjiang Yuxi Xinping Sanjia HAS Xinping Manlong 3.67 0 0 1.88 5.55 0 56 227 Jiangchuan Jiangchuan MMEC Jiangchuan Xiaobaipo 0 1.6 20.92 0 22.52 0 1 4 Huaning Huaning branch MMEC Huaning Ma’anshan 0 69.81 0 0 69.81 0 72 292 Yongping Yongping branch MMEC / / 0 0 0 0 0 20 0 0 Dali Dali Huangping HAS / / 0 0 0 0 0 8.26 0 0 Diqing Shangri-la Gezan HAS / / 0 0 0 0 0 5 0 0 Total / / 3.67 114.72 28.552 20.252 167.194 39.026 170 729

25 RAP of the Yunnan Highway Asset Management Project

2.1.2 Social and Economic Benefits of the Project 1) Improving highway maintenance capacity and highway conditions by improving living conditions of maintenance workers’ 2) Improving production and living conditions of local residents, creating a better investment environment, and promoting integrated urban-rural development 3) The social benefits of this project is significant, a large population benefit from it. Playing a significantly positive role in increasing local residents’ income, generating jobs, and promoting infrastructure construction, especially for poor population 4) There is less negative impact on the surrounding communities, land requisition is less. Minimizing the occupation of basic farmland 5) Improving living conditions in minority areas, making more people live and work in peace, thereby promoting social stability and unity. 2.1.3 Estimated Resettlement Investment All costs related to resettlement will be included in the general budget of the Project. Based on prices in the first half of 2016, the resettlement budget of the Project is 14,816,260 yuan, including compensation for rural collective land acquisition of 6,499,872 yuan, accounting for 43.87%; compensation for state-owned land occupation of 3,430,000 yuan, accounting for 23.15%; compensation for demolished rural residential house of 0, accounting for 0%; compensation for demolished non-residential properties of 0, accounting for 0%; compensation for infrastructure and ground attachments of 951,350 yuan, accounting for 6.42%; costs of support for vulnerable groups of 36,869 yuan, accounting for 0.25%; management costs of 217,625 yuan, accounting for 1.47%; resettlement planning and monitoring costs of 108,813 yuan, accounting for 0.73%; training costs of 3,214,000 yuan, accounting for 21.69%.

See Table 7 for migration cost estimates

26 RAP of the Yunnan Highway Asset Management Project

Table 7 Estimated Resettlement Investment

No Item Standard Total Percent .

1 Basic resettlement costs 10881222 73.44% 1.1 Permanent LA compensation 6499872 43.87% Fixed by city /prefecture 1.2 State-owned land compensation governments 3430000 23.15% Ground attachment 1.3 951350 6.42% compensation Supporting fund for vulnerable 2 1% of basic costs 36869 0.25% groups 3 Management costs 2% of basic costs 217625 1.47% Resettlement planning and 4 1% of basic costs 108813 0.73% monitoring costs Resettlement survey and design 4.1 0.5% of basic costs 54406 0.37% costs 4.2 Resettlement M&E costs 0.5% of basic costs 54406 0.37% 5 Training costs 3214000 21.69% Subtotal of Items 1-5 14458529 97.59% 6 Contingencies 10% of 2-5 357731 2.41% 7 Total 14816260 100.00%

Note: The training costs include not only the general training costs 214000, but also include 2.6 million resettlement livelihood reconstruction cost and 0.4 million resettlement special training costs.

27 RAP of the Yunnan Highway Asset Management Project

2.2 Impacts of the Project

2.2.1 Principles for Project Design and Site Selection Resettlement impacts have been minimized at the design stage on the following principles: avoiding or minimizing occupation of existing and planned residential areas; avoiding or minimizing occupation of high-quality farmland; gaining access to the proposed construction sites through existing state and local roads; avoiding or minimizing occupation of environmentally sensitive areas, and the choice of resettlement area is in line with the local development plan. 2.2.2 Range of Resettlement Impact Survey Rural collective land acquisition for the Project will affect 9 villages/community, which are Dongyuan Villages in Fumin County, Liwan Village in Dayao County, Yanchi Village in Ludian County, Shandao Village in Luxi County, Baijin and Shuangjiang Communities in Eshan County, Manlong Village in Xinping County, Xiaobaipo Village in Jiangchuan County, and Ma’anshan Community in Huaning County. Table 8 Range of Resettlement Impacts GD Branch MMEC or HAS County Village Kunming Fumin Yongding HAS Fumin Dongyuan Chuxiong Dayao Dayao HAS Dayao Liwan Zhaotong Ludian Wenping HAS Ludian Yanchi Honghe Luxi Luxi branch MMEC Luxi Shandao Eshan Eshan branch MMEC Eshan Baijin, Shuangjiang Xinping Sanjia HAS Xinping Manlong Yuxi Jiangchuan Jiangchuan MMEC Jiangchuan Xiaobaipo Huaning branch Huaning Huaning Ma’anshan MMEC 2.2.3 Permanent Acquisition of Collective Land 167.194 mu of rural collective land will be acquired for the Project, including 3.67 mu of irrigated land, 114.72 mu of non-irrigated land, 28.552 mu of woodland and 20.252 mu of unused land. Rural collective land acquisition for the Project will affect 9 villages/community (Dongyuan Villages in Fumin County, Liwan Village in Dayao County, Yanchi Village in Ludian County, Shandao Village in Luxi County, Baijin and Shuangjiang Communities in Eshan County, Manlong Village in Xinping County, Xiaobaipo Village in Jiangchuan County, and Ma’anshan Community in Huaning County) in 8 counties (Fumin, Daoyao, Ludian, Luxi, Eshan, Xinping, Jiangchuan and Huaning) in 5 cities/prefectures (Kunming, Chuxiong, Zhaotong, Wenshan, Honghe and Yuxi). It should be noted that: Eshan branch MMEC involving two communities. Rural collective land acquisition for the Project will affect 170 households in 729 persons. It should be noted that the land acquired for the Sanjia HAS and the Huaning branch MMEC belongs to village collectives, and their affected population is actually all members of the village group.

28 RAP of the Yunnan Highway Asset Management Project

Table 9 Summary of Permanent Acquisition of Collective Land Land type GD Branch MMEC or HAS County Irrigated Total Village Non-irrigated land Wood land Unused land land Kunming Fumin Yongding HAS Fumin Dongyuan 0 5.8 0 0 5.8 Chuxiong Dayao Dayao HAS Dayao Liwan 0 10 0 0 10 Zhaotong Ludian Wenping HAS Ludian Yanchi 0 10 0 0 10 Honghe Luxi Luxi branch MMEC Luxi Shandao 0 17.51 0 8.06 25.57 Baijin, Eshan Eshan branch MMEC Eshan 0 0 7.632 10.312 17.944 Shuangjiang Yuxi Xinping Sanjia HAS Xinping Manlong 3.67 0 0 1.88 5.55 Jiangchuan Jiangchuan branch MMEC Jiangchuan Xiaobaipo 0 1.6 20.92 0 22.52 Huaning Huaning branch MMEC Huaning Ma’anshan 0 69.81 0 0 69.81 Yongping Yongping branch MMEC / / 0 0 0 0 0 Dali Dali Huangping HAS / / 0 0 0 0 0 Diqing Shangri-la Gezan HAS / / 0 0 0 0 0 Total / / 3.6 114.72 28.552 20.252 167.194 Remarks: The land acquired for the Sanjia HAS and the Huaning branch MMEC belongs to village collectives, and their affected population is actually all members of the village group.

29 RAP of the Yunnan Highway Asset Management Project

2.2.4 Permanent Occupation of State-owned Land The state-owned land used for the Project will be obtained by transfer. 39.026 mu of state-owned land will be occupied for the Project, including 20 mu for the Yongping branch MMEC in Dali City, 8.26 mu for the Dali branch Huangping HAS, 5 mu for the Gezan HAS in Diqing prefecture, and 5.766 mu for the Eshan branch MMEC in Yuxi City. Table 10 Summary of Permanently Occupied State-owned Land Name of City/ State-owned How is it Branch MMEC or Land transferor Progress prefecture land (mu) obtained? HAS Beidong Xiang Yongping Government, Yongping 20 Transfer branch MMEC Yongping Dali County Land transfer Yunnan prices have been Dali Huangping HAS 8.26 Transfer State-owned agreed on, and Assets Corp. land transfer will Township Diqing Shangri-la Gezan HAS 5 Transfer be conducted government subsequently. Eshan County Eshan branch Yuxi Eshan 5.766 Transfer Water Resources MMEC Bureau Total 39.026 LA compensation before the transfer of the above plots is described as follows: 1) Yongping branch Huanglianpu HAS: This plot is owned by Yangmeipo Group of Huanglian Village, Beidou Xiang, Yongping County, and was acquired by Western Yunnan Railway Company in 2008 for use as a spoil ground (affecting 6 households), where compensation has been fully paid. The Dianxi Railway Company use the land as spoil ground. After construction, the land was storaged permanently by the Township People's Government. The Yongping branch has obtained this plot from the Beidou Xiang Government after paying coordination fees of about 600,000 yuan, getting 20 mu of the land from the transfer as Yongping branch MMEC. 2) Dali branch Huangping HAS: This plot (8.26 mu) is located in Group 7 of Jiangyan Farm, Huangping Xiang, Heqing County. The land was state-owned land, using by the Jiangyan farm after the liberation. The land was transferred to Yunnan State-owned Assets Corp in 2004 due to the relocation of Jiangyan Farm, and has been laid idle afterwards. To support the construction of new immigrants village form 2012 to 2014, the land was as stone field for construction, then the construction company flat the land. At present, the land is in idle state. This plot has been obtained by the Huangping HAS by transfer. 3) Shangri-la branch Gezan HAS: This plot was reserved by the government over 10 years ago, and obtained by the Gezan HAS by transfer, involving no compensation. 4) Eshan branch Eshan MMEC: This plot consist of land owned by the Eshan branch, collective land and state-owned land, in which 5.766 mu of state-owned land has been used by the Eshan County Water Resources Bureau, which has just laid some pipelines thereon. Workers are now removing these pipes. At the beginning of June 2016, Eshan County Land Bureau made a new map of the land boundary survey, the Eshan branch will obtain it by transfer. 2.2.5 Temporary Land Occupation During the construction of the Project, construction materials will be stored within the boundary line, involving no temporary land occupation. If subsequent construction involves temporary land occupation, the local compensation rates for temporary land occupation will apply.

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2.2.6 Demolition of Residential Houses The Project does not involve the demolition of rural residential houses. 2.2.7 Demolition of Non-residential Properties The Project does not involve the demolition of non-residential properties. 2.2.8 Affected Infrastructure and Ground Attachments The Project will affect some ground attachments, including trees, greenhouses, tombs, etc. See Table 11 Table 11 Affected Ground Attachments Name of MMEC or ground attachments GD Branch HAS Item Unit Qty. walnut tree / 1739 Zhaotong Ludian Wenping HAS Apple tree / 3479 Pingbian branch Honghe Luxi Tree / 30 MMEC Fruit tree / 40 Pingbian branch Eshan Bamboo m2 100 MMEC Waterpipe m 100 Xinping Sanjia HAS Tree / 3 Jiangchuan branch Jiangchuan None / / MMEC Full-fruit / 596 Orange Early fruit-bearing / 644 Non-fruit-bearing / 296 Pond m2 64.1 Full-fruit / 46 Peach Non-fruit-bearing / 7 Hose m 100 Water pump / 10 Big tree / 35 Walnut Full-fruit / 61 Non-fruit-bearing / 132 Bamboo / 211 Full-fruit / 41 Pear Yuxi Non-fruit-bearing / 5 Date Full-fruit / 1 Full-fruit / 224 Huaning highway Persimmon Huaning Non-fruit-bearing / 33 branch MMEC <5cm / 8 5-10cm / 12 Cedrela 10-20cm / 10 >=20cm / 1 Big / 2 Towel gourd / 38 10-20cm / 6 Cypress >=30cm / 14 Pomegranate Full-fruit / 4 Eucalyptus 10-20cm / 1 Plum Full-fruit / 10 Mulberry 10-20cm / 1 Broom / 10 Wild bamboo / 1 Bamboo leaf / 24 Apricot Full-fruit / 1

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2.2.9 Affected Population 2.2.9.1 Summary 1) 167.194 mu of rural collective land will be acquired for the Project, including 3.67 mu of irrigated land, 114.72 mu of non-irrigated land, 28.552 mu of woodland and 20.252 mu of unused land. 2) 39.026 mu of state-owned land will be occupied. 3) The Project will affect 170 households in 729 persons. It should be noted that the land acquired for the Sanjia HAS and the Huaning branch MMEC belongs to village collectives, and their affected population is relatively large.

32 RAP of the Yunnan Highway Asset Management Project

Table 12 Summary of Affected Population Land type Occupied Affected by LA GD Branch MMEC or HAS County Irrigated Non-irrigated Wood Unused Total state-owned Village HHs Population land land land land land Kunming Fumin Yongding HAS Fumin Dongyuan 0 5.8 0 0 5.8 0 5 21 Chuxiong Dayao Dayao HAS Dayao Liwan 0 10 0 0 10 0 6 29 Zhaotong Ludian Wenping HAS Ludian Yanchi 0 10 0 0 10 0 7 43 Honghe Luxi Luxi branch MMEC Luxi Shandao 0 17.51 0 8.06 25.57 0 19 99 Baijin, Eshan Eshan branch MMEC Eshan 0 0 7.632 10.312 17.944 5.766 4 14 Shuangjiang Yuxi Xinping Sanjia HAS Xinping Manlong 3.67 0 0 1.88 5.55 0 56 227 Jiangchuan Jiangchuan MMEC Jiangchuan Xiaobaipo 0 1.6 20.92 0 22.52 0 1 4 Huaning Huaning branch MMEC Huaning Ma’anshan 0 69.81 0 0 69.81 0 72 292 Yongping Yongping branch MMEC / / / 0 20 / / Dali Dali Huangping HAS / / / 0 8.26 / / Diqing Shangri-la Gezan HAS / / / 0 5 / / Total / / 3.67 114.72 28.552 20.252 167.194 39.026 170 729

33 RAP of the Yunnan Highway Asset Management Project

2.2.9.2 Affected vulnerable groups For the purpose of the Project, vulnerable groups refer to low-income households, five-guarantee households, households affected by disability and one women-headed households. The Project will affect two vulnerable households with 8 persons, all being low-income households. Table 13 Affected Vulnerable Groups Low income Disability Woman-headed Five-guarantee GD Branch MMEC or HAS Populat Populat Populat Popula HHs HHs HHs HHs ion ion ion tion

Kunming Fumin Yongding HAS 0 0 0 0 0 0 0 0

Chuxiong Dayao Dayao HAS 0 0 0 0 0 0 0 0

Zhaotong Ludian Wenping HAS 0 0 0 0 0 0 0 0

Luxi branch Honghe Luxi 0 0 0 0 0 0 0 0 MMEC

Eshan branch Eshan 0 0 0 0 0 0 0 0 MMEC

Xinpin Sanjia HAS 0 0 0 0 0 0 0 0 g Yuxi Jiangch Jiangchuan 0 0 0 0 0 0 0 0 uan MMEC

Huanin Huaning branch 2 8 0 0 0 0 0 0 g MMEC

Yongpi Yongping branch 0 0 0 0 0 0 0 0 Dali ng MMEC Dali Huangping HAS 0 0 0 0 0 0 0 0 Shangri Diqing Gezan HAS 0 0 0 0 0 0 0 0 -la

2.2.9.3 Affected women The Project will affect 351 women, accounting for 48.2% of all APs. The affected women enjoy the same rights as men, including land contracting, education, family planning and election. The survey learned that most women think that they have the same autonomy in production and management as men, and may elect to get employed or do small business independently. The male and female labor force in the family present the structure of "male advocate outside, female main inside". Men are mainly engaged in non-agricultural production, women are more engaged in agricultural characteristics. Women do more housework and raising children, and bear more of the household sideline work (such as family farming, etc.) . Women often selected in local work. The average working hours of women are 1.1 times those of men. Women are more advantaged in the retail, catering, social service and apparel processing sectors, but less advantaged in the construction and transport sectors. The impact of the Project on women’s income is mainly due to farmland acquisition. Boys and girls have equal opportunities in education, and parents are always willing to support their children’s education. According to the survey, women have the same concerns as those of men: (a) Compensation

34 RAP of the Yunnan Highway Asset Management Project rates should comply strictly with the state laws and policies; (b) Compensation fees should be disbursed directly to the AHs; and (c) Housing sites should be allocated in advance. Women have the following needs that are different from those of men: (a)Women are more dependent on land ; (b) Women want skills training in crop cultivation, stockbreeding and handicrafts; and (c) Most of the family to participate was men, women also expect to participate in village-level management. Compensation funds are best signed by both husband and wife at the same time. 2.2.9.4 Affected minority population The project does not involve minorities. Table 14 Affected Minority Population Minority Minority GD Branch MMEC or HAS Ethnic minority households population

Kunming Fumin Yongding HAS Not involved 0 0 Chuxiong Dayao Dayao HAS Not involved 0 0 Zhaotong Ludian Wenping HAS Not involved 0 0 Honghe Luxi Luxi branch MMEC Not involved 0 0 Eshan branch Yuxi Eshan Not involved 0 0 MMEC Xinping Sanjia HAS Not involved 0 0 Jiangchuan Jiangchuan MMEC Not involved 0 0 Huaning branch Huaning Not involved 0 0 MMEC Yongping branch Dali Yongping Not involved 0 0 MMEC Dali Huangping HAS Not involved 0 0 Diqing Shangri-la Gezan HAS Not involved 0 0

2.3 Socioeconomic Profile

2.3.1 Socioeconomic Profile of the Affected Villages Kunming City Fumin County Yongding Zhen Dong Yuan Village The total number of Dongyuan village of 1150 households, the total population of 4075 people, of whom 2011 were males, the agricultural population of 4075 people. Total labor force 2615 people, industrial labor force 628 people, agricultural labor force 1987 people. The total area of 2784 mu of arable land, farmland area of the high and stable yield for all 1750.4 mu of land, 1033.6 mu of land, mainly rice, corn and other crops, forest mainly planted walnut, chestnut, pepper and other economic fruit. Farmers per capita net income of 8000 yuan, mainly in the first part of the income of the two or three industry. Chuxiong Dayao County Jinbi Town Liwan Village Liwan village total number of 1120 households, the total population of 4477 people, including 2249 men, agricultural population of 4450 people. The total labor force 2423 people, industrial labor 787 people, agricultural labor force 1636 people. The total cultivated land area of 1984.7 mu, of which 1547 mu of fields, 437.7 mu of land, the main planting rice, soybean wheat, corn and other food crops, woodland planting peach trees, Li Shu and other economic fruit. Farmers per capita net income of 5,000 yuan, the main income to the main farming. Zhaotong City

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Ludian County Wenping Town Yan Chi Village Yan Chi mountain village total number of 1795 households, the total population of 6827 people, including 3428 men, agricultural population of 6827 people. The total labor force of 3563 people, industrial labor force 586 people, agricultural labor force 2977 people. The total cultivated land area of 4153 mu, of which 850 mu of fields, to 3303 mu, mainly planting rice, corn, potatoes, soybeans, pepper and other crops, woodland planting apple, walnut and other economic fruit. Farmers per capita net income of 5466 yuan, the main income to the main crop and the tertiary industry Honghe Prefecture Shandao Village, Baishui Town, Luxi County This village has 158 households with 618 persons, including 360 males, an agricultural population of 618, a labor force of 505, including industrial labor force of 305, agricultural labor force of 200 ,and a cultivated area of 1,600 mu, including 400 mu of irrigated land, 1200 mu of non-irrigated land. Rice yields 700 kg per mu, corn yields 600 kg per mu. Farmers’ per capita net income is 5,000 yuan. Yuxi City Manlong Village, Mosha Town, Xinping County This village has 51 households with 186 persons, including 112 males, an agricultural population of 186, a labor force of 126, including industrial labor force of 13, agricultural labor force of 200, and a cultivated area of 138 mu. Corn yields 750 kg per mu.Farmers’ per capita net income is 15,000 yuan. Bojin Community, Shuangjiang Town, Eshan County This community has 67 households with 287 persons, including 150 males, an agricultural population of 287, a labor force of 195, including industrial labor force of 42, agricultural labor force of 115, three labor force of 46, a cultivated area of 46 mu, woodland of 1400 mu, and a gross output value of 2.85 million yuan. Farmers’ per capita net income is 4,515 yuan. Shuangjiang Community, Shuangjiang Town, Eshan County This community has 283 households with 916 persons, including 504 males, an agricultural population of 735, non farm population of 181. The labor force is 513, including agricultural labor force of 220, three labor force of 293, and a gross output value of 36 million yuan including agricultural output value of 15 million yuan, third industrial output value of 18 million yuan Farmers’ per capita net income is 10,180 yuan. Xiaobaipo Village, Dajie Town, Jiangchuan County This village has 95 households with 276 persons, including 143 males, an agricultural population of 276, a labor force of 234, including agricultural labor force of 234, and a cultivated area of 200 mu. The main crop is tobacco, with an output of 75 kg/mu and a selling price of 70 yuan/kg. Farmers' per capita net income is 6,215 yuan. Huaning County Ningzhou town Ma An Shan community Ma An Shan community total number of 538 households, the total population of 1916 people, including 972 men, agricultural population 1901 people. Total labor force 1241 people, industrial labor force 171 people, agricultural labor force 1070 people. The total cultivated land area of 625.38 mu, of which 413 mu of land, 212.38 mu of land, mainly planting rice, tobacco, corn and other crops, woodland mainly planting walnut, pears and other economic fruit. Farmers per capita net income of 4726 yuan, the main income to the main livestock income. 2.3.2 Socioeconomic Profile of the Affected Population In May 2016, the task force conducted a sampling survey on the AHs to collect the basic

36 RAP of the Yunnan Highway Asset Management Project information of the affected population (170 households with 729 persons). The sampling survey covers 48 households with 197 persons, with a sampling rate of 30%. 2.3.2.1 Ethnic and gender analysis The sample households have 142 laborers, with an average family size of 3.42. The sample population includes 89 women, accounting for 45.11%. Women deal with farming and housework mainly. 2.3.2.2 Age structure Among the 197 samples, 37 persons are aged 16 years or less, accounting for 18.76%; 142 persons aged 17-60 years, accounting for 72.32%; and 18 persons aged above 60 years, accounting for 8.92%. See Figure 1.

年龄结构分布图 8.92%

18.76% 16岁以下 16-60岁

72.32% 60岁以上

Figure 1 Age Distribution 2.3.2.3 Educational level Among the 197 samples, 51 persons have received primary school education, accounting for 26%; 102 have received junior high school education, accounting for 52%; 25 have received senior high school or secondary technical school education, accounting for 12%; and 19 have received junior college or above education, accounting for 10%. See Figure 2.

受教育程度分布图

10% 小学及以下文 12% 26% 化程度 初中文化程度

高中/中专文化 52% 程度 大专及以上文 化程度

Figure 2 Educational Level Distribution 2.3.2.4 Residential conditions 10 households live in masonry concrete houses and 38 in masonry timber houses. Average house size is 125.9 m2 per household or 36.8 m2 per capita. A full range of indoor facilities are available. See Table 15. Table 15 Statistics of Residential Conditions of Population Affected by HD

37 RAP of the Yunnan Highway Asset Management Project

House information Indoor Lighting Telephone Drinking water Size Average per Per capita cable TV power (mobile Supply Percent Structure (m2) HH (m2) (m2) (%) supply (%) phone) (%) mode (%) Masonry concrete 1147 Tap / well 125.9 36.8 100 100 100 100 Masonry timber 4896 water 2.3.2.5 Living environment The average distance from the county town is 2.21 km, that from the nearest school 2.44 km, that from the nearest hospital 2.69 km, and that from the nearest station 2.31 km. See Table 16. Table 16 Living Environment of Population Affected by HD Living environment Average distance (km) Distance from county town (Km) 12.11 Distance from the nearest school (Km) 4.37 Distance from the nearest hospital (Km) 4.58 Distance from the nearest station (Km) 5.24 2.3.2.6 Productive resources Total cultivated area is 212.76 mu, per capita cultivated area 1.08 mu. The main crops are paddy rice and corn. 2.3.2.7 Household properties An average household has 1.21 TV sets, 0.89 refrigerator/air-conditioner, 0.38 hi-fi, 3.57 telephones and mobile phones, 1.65 bicycles/motorcycles, and 0.59 tractor/water pump, indicating that the sample households are below the average living standard. 2.3.2.8 Annual household income and expenditure 1) Household income The per capita annual income of the sample households is 4,412.28 yuan, including agricultural income of 1,615.24 yuan, accounting for 38.96%, sideline income of 224.29 yuan, accounting for 5.4%, wage income of 106.39 yuan, accounting for 2.57%, outside employment income of 2,293.81 yuan, accounting for 55.33%, and other nonagricultural income of 172.53 yuan, accounting for 4.16%. 2) Household expenditure The per capita annual expenditure of the sample households is 3,016.21 yuan, including productive expenses of 1,048.75 yuan, accounting for 34.77%, nonproductive expenses of 1,719.72 yuan, accounting for 57.02%, and other expenses of 247.74 yuan, accounting for 8.21%.See Table 17. Table 17 Income and Expenditure of Households Affected by LA Item Average per HH (yuan) Per capita (yuan) Percent (%) Agricultural income 8286.21 2422.86 38.96 Wage income 1150.62 336.44 5.4 Annual Outside employment income 545.81 159.59 2.57 household Property income 11767.28 3440.72 55.33 income Other nonagricultural income 885.08 258.80 4.16 Subtotal 22635.00 6618.42 100 Productive expenses 5380.11 1573.13 34.77 Annual Nonproductive expenses 8822.16 2579.58 57.02 household Other 1270.91 371.61 8.21 expenditure Subtotal 15473.19 4524.32 100 2.3.2.9 Summary The task force has found that: 1) The AHs are affected slightly by LA and will suffer minor losses of agricultural income; and 2) Most APs think the Project is good to the country and the people, and are willing to accept LA as long as compensation is reasonable and timely.

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2.4 Legal Framework and Policies

2.4.1 Laws and Policies on Resettlement 1) Bank policies  Operational Policy OP4.12 on Involuntary Resettlement and appendixes  Bank Procedure BP4.12 on Involuntary Resettlement and appendixes  Operational Policy OP4.10 on Indigenous Peoples and appendixes  Bank Procedure BP4.10 on Indigenous Peoples and appendixes 2) State laws and regulations  Land Administration Law of the PRC (January 1, 1999, amended on August 28, 2004)  Methods for Announcement of Land Acquisition (Decree No.10 of the Ministry of Land Resources, effective from January 1, 2002)  Decision of the State Council on Deepening the Reform and Rigidly Enforcing Land Administration (SC [2004] No.28) (October 21, 2004)  Guidelines on Improving Compensation and Resettlement Systems for Land Acquisition (MLR [2004] No.238) (November 3, 2004)  Measures for the Administration of the Preliminary Examination of the Land Used for Construction Projects (Decree No.27 of the Ministry of Land Resources, effective from December 1, 2004)  Notice of the General Office of the State Council on Forwarding the Guidelines of the Ministry of Labor and Social Security on Doing a Good Job in the Employment Training and Social Security of Land-expropriated Farmers (SCO [2006] No.29) (April 10, 2006)  Notice of the State Council on Issues Concerning the Strengthening of Land Control and Adjustment (SC [2006] No.31) (August 31, 2006)  Notice of the Ministry of Land Resources on Doing a Better Job in Land Administration Management (June 26, 2010)  Regulations on the Expropriation of Houses on State-owned Land and Compensation Therefor (Decree No.590 of the State Council) 3) Provincial and local policies  Notice of the Yunnan Provincial Land and Resources Bureau on Amending LA Compensation Rates of 15 Prefectures (Cities) of Yunnan Province (YPLRB [2014] No.27)  Interim Measures of Yunnan Province for Basic Endowment Insurance for Land-expropriated Farmers (YPG [2008] No.226)  Notice of the General Office of the Yunnan Provincial Government on Issuing the Pilot Program for Improving Basic Endowment Insurance for Land-expropriated Farmers (YPGO [2016] No.20)  LA Compensation and Resettlement Program for the Pingbian highway branch MMEC ( Expected to formally issued a document in September 2016 )  Notice of the Kunming Municipal Government on the Announcement of Uniform AAOV Rates and Location-based Composite Land Prices for LA (KMG [2009] No.43)  Administrative Measures for Compensation and Resettlement for Urban House Demolition in the Main Urban Area of Kunming City (KPGO [2009] No.51) 2.4.2 Abstract of the Bank Policy Involuntary resettlement should be avoided where feasible, or minimized, exploring all viable alternative project designs.

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Where it is not feasible to avoid resettlement, resettlement activities should be conceived and executed as sustainable development programs, providing sufficient investment resources to enable the persons displaced by the project to share in project benefits. Displaced persons should be meaningfully consulted and should have opportunities to participate in planning and implementing resettlement programs. Displaced persons should be assisted in their efforts to improve their livelihoods and standards of living or at least to restore them, in real terms, to pre-displacement levels or to levels prevailing prior to the beginning of project implementation, whichever is higher. The resettlement plan or resettlement policy framework includes measures to ensure that the displaced persons are informed about their options and rights pertaining to resettlement; They are consulted on, offered choices among, and provided with technically and economically feasible resettlement alternatives; and They are provided prompt and effective compensation at full replacement cost for losses of assets attributable directly to the project. If the impacts include physical relocation, the resettlement plan or resettlement policy framework includes measures to ensure that the displaced persons are provided assistance (such as moving allowances) during relocation; and They are provided with residential housing, or housing sites, or, as required, agricultural sites for which a combination of productive potential, locational advantages, and other factors is at least equivalent to the advantages of the old site. Where necessary to achieve the objectives of the policy, the resettlement plan or resettlement policy framework also include measures to ensure that displaced persons are offered support after displacement, for a transition period, based on a reasonable estimate of the time likely to be needed to restore their livelihood and standards of living; and They are provided with development assistance in addition to compensation measures, such as land preparation, credit facilities, training, or job opportunities. Particular attention is paid to the needs of vulnerable groups among those displaced, especially those below the poverty line, the landless, the elderly, women and children, indigenous peoples, ethnic minorities, or other displaced persons who may not be protected through national land compensation legislation. Preference should be given to land-based resettlement strategies for displaced persons whose livelihoods are land-based. These strategies may include resettlement on public land, or on private land acquired or purchased for resettlement. Whenever replacement land is offered, resettlers are provided with land for which a combination of productive potential, locational advantages, and other factors is at least equivalent to the advantages of the land taken. If land is not the preferred option of the displaced persons, the provision of land would adversely affect the sustainability of a park or protected area,16 or sufficient land is not available at a reasonable price, non-land-based options built around opportunities for employment or self-employment should be provided in addition to cash compensation for land and other assets lost. The lack of adequate land must be demonstrated and documented to the satisfaction of the Bank. Bank experience has shown that resettlement of indigenous peoples with traditional land-based modes of production is particularly complex and may have significant adverse impacts on their identerprise and cultural survival. When it is not feasible to avoid such displacement, preference is given to land-based resettlement strategies for these groups that are compatible with their cultural preferences and are prepared in consultation with them.

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Payment of cash compensation for lost assets may be appropriate where (a) livelihoods are land-based but the land taken for the project is a small fraction of the affected asset and the residual is economically viable; (b) active markets for land, housing, and labor exist, displaced persons use such markets, and there is sufficient supply of land and housing; or (c) livelihoods are not land-based. Cash compensation levels should be sufficient to replace the lost land and other assets at full replacement cost in local markets. Displaced persons and their communities, and any host communities receiving them, are provided timely and relevant information, consulted on resettlement options, and offered opportunities to participate in planning, implementing, and monitoring resettlement. Appropriate and accessible grievance mechanisms are established for these groups. In new resettlement sites or host communities, infrastructure and public services are provided as necessary to improve, restore, or maintain accessibility and levels of service for the displaced persons and host communities. Alternative or similar resources are provided to compensate for the loss of access to community resources (such as fishing areas, grazing areas, fuel, or fodder). Patterns of community organization appropriate to the new circumstances are based on choices made by the displaced persons. To the extent possible, the existing social and cultural institutions of resettlers and any host communities are preserved and resettlers' preferences with respect to relocating in preexisting communities and groups are honored. 2.4.3 Provisions of Applicable Laws and Policies The Land Administration Law of the PRC is the main policy basis of the Project. The Ministry of Land and Resources, and the Yunnan Provincial Government have promulgated policies and regulations on this basis. The Decision of the State Council on Deepening the Reform and Rigidly Enforcing Land Administration (SC [2004] No.28) promulgated in October 2004 defines the principles and rates of compensation and resettlement for land acquisition, and land acquisition procedures and monitoring system. These legal documents constitute the legal basis for resettlement in the Project together with the Guidelines on Improving Compensation and Resettlement Systems for Land Acquisition (MLR [2004] No.238). The local governments have also developed appropriate measures in light of the Real Property Law of the PRC, Land Administration Law of the PRC and its implementation regulations, and the Measures of Yunnan Province for the Implementation of the Land Administration Law of the PRC to regulate the acquisition of collective land, and protect the lawful rights and interests of owners and users of collective land. See Table 18. Table 18 Abstract of Provincial Regulations on Collective Land Acquisition Item Key points Index Land shall be acquired by governments at or above the county level in Administrative Measures of Management light of LA programs approved by the State Council or provincial Yunnan Province for the agencies government, and rural collective land shall not be acquired by any Distribution of Compensation for other organization or individual. Acquired Collective Land LA compensation rates shall include uniform AAOVs and Notice of the Yunnan Provincial location-based composite land prices for LA. This document shall Land and Resources Bureau on Fixation of only include land compensation and resettlement subsidy, but exclude Amending LA Compensation compensation compensation for young crops and ground attachments, social Rates of 15 Prefectures (Cities) rates insurance premiums for LEFs, etc. of Yunnan Province (YPLRB [2014] No.27) This document shall apply to registered population having the contract Notice of the General Office of Subjects of right of rural collective land, having attained 16 years, and losing all the Yunnan Provincial endowment or most of land after uniform LA by the government according to law Government on Issuing the Pilot insurance after January 1, 2009. All localities shall determine subjects of Program for Improving Basic

41 RAP of the Yunnan Highway Asset Management Project

Item Key points Index insurance as the case may be, and may also include other LEFs where Endowment Insurance for conditions permit. Land-expropriated Farmers After LEFs have covered basic endowment insurance for urban and (YPGO [2016] No.20) Funding rural residents or employees, they shall be entitled to a government sources of subsidy for 15 years. Funds required shall be disbursed from special endowment funds for basic endowment insurance for LEFs, which shall be not insurance less than 20,000 yuan/mu. 2.4.4 Principles of Compensation and Resettlement The principles for compensation and entitlement of the Project have been developed in accordance with the regulations and policies of the PRC and the Bank, with the aim of ensuring that APs obtain sufficient compensation and assistance measures so that their production and livelihoods are at least restored to pre-project levels. Table 19 Resettlement Principles of the Project Principles 1 Involuntary resettlement should be avoided where feasible. The APs are granted compensation and rights that can at least maintain or even improve their livelihoods in the 2 absence of the project. 3 The APs are given compensation and assistance in resettlement whether legal title is available or not. If the land available to everyone is insufficient to maintain his/her livelihood, replacement in cash or in kind and 4 other income-generating activities are provided for the lost land. The APs fully understand their entitlements, the method and standard of compensation, the livelihood and income 5 restoration plan, and the project schedule, and participate in the implementation of the RAP. The executing agency and an independent agency / third party should monitor the compensation, relocation and 6 resettlement operations. Vulnerable groups are provided special assistance or treatment so that they lead a better life, and all APs should 7 have an opportunity to benefit from the project. At least two members of each AH receive skills training, including at least one woman. 8 The RAP is consistent with the master development plans of the affected city (district/county) and township. 9 The resettlement expenses are sufficient to cover all affected aspects. 2.4.5 Cut-off Date The cut-off date for the eligibility for compensation is December 2016, which will be disclosed in the project area. Any newly claimed land, newly built house or settlement in the project area by the APs after this date will not be entitled to compensation or subsidization. Any building constructed or tree planted purely for extra compensation will not be counted in. 2.4.6 Fixation of Compensation Rates 2.4.6.1collective land acquisition The Yunnan Provincial Land and Resources Bureau promulgated the Notice on Amending LA Compensation Rates of 15 Prefectures (Cities) of Yunnan Province in June 2014, specifying the LA compensation rates of 15 prefectures (cities) other than Kunming City, where the LA Compensation Rates of Kunming City in 2015 (Amended) were promulgated in 2015. It can be seen that the LA actual compensation rates under the Project are higher than those specified in the provincial policy.

42 RAP of the Yunnan Highway Asset Management Project

Table 20 Compensation Rates for Acquired Collective Land Notice on Amending LA Compensation Rates of 15 GD Branch MMEC or HAS Compensation policy Compensation rates of the Project Comparison Prefectures (Cities) of Yunnan Province LA Compensation Rates of Kunming City Location-based composite land Amended LA compensation Yongding in 2015 (Amended) price for LA 119100 yuan/mu rates of Kunming City are to Higher than other Kunming Fumin HAS be otherwise submitted for parts in the province approval. Amended Uniform AAOV Rates for LA of Tier-1 areas (Grade 1): 47762 Chuxiong Dayao Dayao HAS Fully consistent Dayao County (DCG [2014] No.58) yuan/mu LA and HD Compensation and Resettlement Irrigated, non-irrigated, garden Uniform AAOV rate 31261 Higher than 36,072 Measures for the Yunnan South-North and housing land: 67333 yuan/mu; yuan/mu Zhaotong Ludian Wenping HAS yuan/mu stipulated by Expressway (Ludian Segment) (LCG [2013] the provincial policy No.7) Reply of the Luxi County Government on Tier-2 areas: non-irrigated land 31217 yuan/mu, garden land 31217 Luxi branch Honghe Luxi Amending the LA Compensation Rates yuan/mu, unused land 4000 yuan/mu MMEC (LCG [2014] No.80) Notice on Amending LA Compensation Tier-2 areas: non-irrigated land 100000 yuan/mu, non-irrigated and Eshan branch Eshan Rates of 15 Prefectures (Cities) of Yunnan garden land 48000 yuan/mu, unused land 11000 yuan, woodland Fully consistent MMEC Province (YPLRB [2014] No.27) 10000 yuan/mu Notice on Amending LA Compensation Tier-2 areas: non-irrigated land 81000 yuan/mu, unused land 9000 Xinping Sanjia HAS Rates of 15 Prefectures (Cities) of Yunnan yuan/mu Fully consistent Province (YPLRB [2014] No.27) Yuxi Notice on Amending LA Compensation Tier-1 areas (Grade 3): non-irrigated land 60000 yuan/mu, unused Jiangchuan Jiangchuan Rates of 15 Prefectures (Cities) of Yunnan land 10000 yuan/mu Fully consistent branch MMEC Province (YPLRB [2014] No.27) Reply of the Huaning County Government Tier-3 areas (Grade 1): non-irrigated and garden land 45000 Huaning on LA Compensation and Resettlement yuan/mu Huaning Fully consistent branch MMEC Program for the Huaning HAS MMEC (HCG [2015] No.46)

43 RAP of the Yunnan Highway Asset Management Project

2.4.6.2 State-owned land occupation State-owned land occupied by the occupation, will be in accordance with the negotiation or assessment of the way to compensate for the low price. Compensation paid directly to the owner of the property rights; Occupied allocated land free of charge to recover or land replacement; Occupied land without land ownership certificate of the state-owned land is free to recover. The project 3.430 million to transfer the land. The Yongping branch MMEC needs 600 thousand; Huangping HAS needs 2.3 million; Gezan HAS needs 300 thousand; Eshan branch MMEC needs 230 thousand. Table 21 State-owned Land Transfer Prices City/ State-owned land Land transfer price Branch MMEC or HAS prefecture (mu) (0,000 yuan) Yongping Yongping branch MMEC 20 60 Dali Dali Huangping HAS 8.26 230 Diqing Shangri-la Gezan HAS 5 30 Yuxi Eshan Eshan branch MMEC 5.766 23 Total 39.026 343 2.4.6.3 Temporary land occupation In the Project, temporary land occupation is caused by the storage of construction materials. The temporarily occupied land is state-owned roads or wasteland, and will be restored by the construction agency after the completion of construction. 2.4.6.4 Demolition of residential houses The Project does not involve rural house demolition. 2.4.6.5 Demolition of non-residential properties The Project does not involve the demolition of non-residential properties. 2.4.6.6 Compensation for attachments and infrastructure The compensation rates for attachments and infrastructure have been fixed at replacement cost. See Table 22. Table 22 Compensation Rates for Infrastructure and Ground Attachments Name of MMEC or Ground attachments GD Branch HAS Item Size Unit Rate walnut tree 300 Zhaotong Ludian Wenping Has Apple tree 150 Honghe Luxi Luxi MMEC Tree yuan each 20 Fruit tree yuan each 80 Eshan branch Eshan Bamboo yuan/m2 30 MMEC Waterpipe yuan/m 50 Xinping Sanjia HAS Tree yuan each 30 Jiangchuan branch Jiangchuan None / / MMEC Full-fruit yuan each 220 Orange Early fruit-bearing yuan each 150 Yuxi Non-fruit-bearing yuan each 80 Pond yuan/m2 360 Full-fruit yuan each 220 Huaning branch Peach Huaning Non-fruit-bearing yuan each 80 MMEC Hose yuan/m 10 Water pump yuan each 500 Big tree yuan each 1000 Walnut Full-fruit yuan each 220 Non-fruit-bearing yuan each 80

44 RAP of the Yunnan Highway Asset Management Project

Bamboo yuan each 40 Full-fruit yuan each 220 Pear Non-fruit-bearing yuan each 80 Date Full-fruit yuan each 220 Full-fruit yuan each 160 Persimmon Non-fruit-bearing yuan each 50 <5cm yuan each 20 5-10cm yuan each 60 Cedrela 10-20cm yuan each 120 >=20cm yuan each 150 Big yuan each 600 Towel gourd yuan each 50 10-20cm yuan each 30 Cypress >=30cm yuan each 80 Pomegranate Full-fruit yuan each 150 Eucalyptus 10-20cm yuan each 30 Plum Full-fruit yuan each 150 Mulberry 10-20cm yuan each 30 Broom yuan each 100 Wild bamboo yuan each 500 Bamboo leaf yuan each 20 Apricot Full-fruit yuan each 220

2.5 Resettlement and Income Restoration

2.5.1 Resettlement Objective The objective of resettlement of the Project is to develop an action plan for restoration and restoration for those affected by the Project so that they benefit from the Project, and their living standard is improved or at least restored to the pre-project level. 2.5.2 Principles of Resettlement and Restoration 1) The willingness of the APs should be respected, and their existing production and living traditions maintained; 2) Resettlement rehabilitation programs should be tailored to impacts of LA and HD, and based on compensation rates for LA and HD; 3) Resettlement rehabilitation programs should be combined with group construction, resources development, economic development and environmental protection programs so as to ensure the sustainable development of the affected village groups and persons; and 4) The standard of living of vulnerable groups adversely affected by the Project should be improved. 2.5.3 LA Impact Analysis 2.5.3.1 Impacts on AHs Rural collective land acquisition for the Project will affect 9 villages, which are Dongyuan and Majie Villages in Fumin County, Liwan Village in Dayao County, Yanchi Village in Ludian County, Shandao Village in Luxi County, Baijin and Shuangjiang Communities in Eshan County, Manlong Village in Xinping County, Xiaobaipo Village in Jiangchuan County, and Ma’anshan Community in Huaning County. Among the 9 affected villages, land in 2 villages is collectively owned, and land in the other 7 is contracted to villagers.In addition,the land of Baijin and Shuangjiang Communities in Eshan County is woodland and unused land, so we do not analyze the land impact. Among the 170 households affected by LA, 63 have land loss rates of below 10%; 89 have land loss rates of 10-20%; 6 have land loss rates of 20-30%; 6 have land loss rates of 30-40%; 2

45 RAP of the Yunnan Highway Asset Management Project have land loss rates of 40-50%, 3 have land loss rates of 50-60%, 0 have land loss rates of 60-70% and 1 has a land loss rate of 70% or more. In general, most AHs have land loss rates of below 20% and are affected slightly by LA. Table 23 Summary of Land Loss Rates Land loss rate Number of HHs Percent <10% 59 37.06% 10-20% 89 52.35% 20-30% 6 3.53% 30-40% 6 3.53% 40-50% 2 1.18% 50-60% 3 1.76% 60-70% 0 0.00% >70% 1 0.59% Total 170 100.00%

46 RAP of the Yunnan Highway Asset Management Project

Table 24 Analysis of Land Loss Rates LA area LA area Head of Cultivated Remaining Land loss Highway branch Township Village Group No. Population under the under other Highway bureau AH area land area rate Project projects 1 LQG 5 4.5 1 0 3.5 22.22% 2 LY 4 3.2 1 0 2.2 31.25% Chuxiong 3 ZZW 4 3.5 1 0 2.5 28.57% Dayao Jinbi Liwan 2 4 LJY 6 5.6 3 0 2.6 53.57% 5 LP 5 5.1 2 0 3.1 39.22% 6 LD 5 6.1 2 0 4.1 32.79% 1 CTL 6 3.5 2.5 0 1 71.43% 2 CLZ 8 4.5 1.5 0 3 33.33% 3 CLZH 5 5.5 1 0 3 18.18% Zhaotong Ludian Highway Wenping Yanchi 5 4 CTW 8 2 1 0 0.2 50.00% branch 5 CDJ 4 1 0.5 0 0.5 50.00% 6 ZSS 7 4 0.5 0 1.5 12.50% 7 LMY 5 7 3 0 4 42.86% 1 LZQ 5 4.5 1.6 0 2.9 35.56% 2 WXY 4 3.2 0.8 0 2.4 25.00% Kunming Fumin Highway Yongding Dongyuan 5 3 CH 4 4 1.4 0.3 2.3 35.00% branch 4 WM 4 3.5 1 0 2.5 28.57% 5 CM 4 4 1 0 3 25.00% 1 LJX 4 5.3 0.82 0 4.48 15.50% 2 LHG 4 4.5 0.62 0 3.88 13.70% 3 LHY 6 6 0.75 0 5.25 12.55% 4 LLS 10 7 0.88 0 6.12 12.62% 5 LYX 4 3.6 0.77 0 2.83 21.49% 6 LB 2 3.5 0.56 0 2.94 16.04% 7 ZCR 7 6 0.79 0 5.21 13.13% Luxi Highway Honghe Baishui Shandao Pingshan 8 LSC 5 8 0.84 0 7.16 10.53% branch MMEC 9 TGC 5 3.6 0.71 0 2.89 19.78% 10 TYC 5 5 0.77 0 4.23 15.34% 11 JHD 6 9 3.70 0 5.30 41.09% 12 ZHS 4 5.4 0.77 0 4.63 14.33% 13 JZQ 4 5.5 0.73 0 4.77 13.20% 14 JZF 4 6.2 0.82 0 5.38 13.25% 15 LSZ 10 12.1 0.87 0 11.23 7.19%

47 RAP of the Yunnan Highway Asset Management Project

16 LCY 6 7.8 0.67 0 7.13 8.60% 17 TGF 6 9.4 0.94 0 8.46 9.98% 18 TLY 5 5.6 0.74 0 4.86 13.21% 19 LZX 2 4.7 0.75 0 3.95 16.03% Jiangchuan Xiaobaipo, Highway branch Dajie Xiaobaipo 1 WJH 4 10 1.6 0 8.4 16.00% Lanniqing MMEC Sanjia HAS Manlong Collective 56 HHs 227 persons 240.6 3.67 0 236.93 1.53% Yuxi Huaning Highway Ma’anshan Collective 72 HHs 292 persons 419.3 69.81 0 349.49 16.65% branch MMEC Woodlan Woodland EshangHighway Baijin,Shu d and and unused 4HHs 14 persons branch MMEC angjiang unused land lan

48 RAP of the Yunnan Highway Asset Management Project

2.5.3.2 Analysis of lost and remaining land The Project will have slight impact on income. 154 AHs have per capita lost income of 0-500 yuan, accounting for 92.77% of all AHs, 8 have per capita lost income of 500-1,000 yuan, accounting for 4.82%; and 4 have per capita lost income of 1,000-1,500 yuan, accounting for 2.41%. After LA, 6 AHs have per capita cultivated areas of 0-0.5 mu, accounting for 3.61% of all AHs; , and there are 4 houses, total of 25 people, only have less than 0.3 mu of per capita cultivated areas, which can be included in the scope of social security of Yunnan Province；21 have per capita cultivated areas of 0.5-1 mu, accounting for 12.65%; 138 have per capita cultivated areas of 1-2 mu, accounting for 83.13%; and 1 have per capita cultivated areas of over 2 mu, accounting for 0.6%. It can be seen that LA will have slight impact on income, and most of the AHs will still have much land after LA.

49 RAP of the Yunnan Highway Asset Management Project

Table 25 Analysis of Lost and Remaining Land LA area Per capita Highway bureau Head of Lost cultivated Per capita lost Highway branch Township Village Group Population under the AAOV cultivated AH area cultivated area Project area after LA LQG 5 1 1837 1837.0 367.4 0.78 LY 4 1 1837 1837.0 459.3 0.69 Chuxiong Dayao Highway ZZW 4 1 1837 1837.0 459.3 0.71 Jinbi Liwan 2 branch LJY 6 3 1837 5511.0 918.5 0.46 LP 5 2 1837 3674.0 734.8 0.61 LD 5 2 1837 3674.0 734.8 0.67 CTL 6 2.5 1737 4342.5 723.8 0.17 CLZ 8 1.5 1737 2605.5 325.7 0.38 CLZH 5 1 1737 1737.0 347.4 0.60 Zhaotong LudianHighway Wenping Yanchi 5 CTW 8 1 1737 1737.0 217.1 0.03 branch CDJ 4 0.5 1737 868.5 217.1 0.13 ZSS 7 0.5 1737 868.5 124.1 0.21 LMY 5 3 1737 5211.0 1042.2 0.80 LZQ 5 1.6 3904 6246.4 1249.3 0.58 WXY 4 0.8 3904 3123.2 780.8 0.60 CH 4 1.4 3904 5465.6 1366.4 0.58 Kunming Fumin Highway Yongding Dongyuan 5 WM 4 1 3904 3904.0 976.0 0.63 branch CM 4 1 3904 3904.0 976.0 0.75 WCS 4 2.3 1943 4468.9 1117.2 0.35 LQX 3 1.8 1943 3497.4 1165.8 0.47 LJX 4 0.82 1643 1347.3 336.8 1.12 LHG 4 0.62 1643 1018.7 254.7 0.97 LHY 6 0.75 1643 1232.3 205.4 0.87 LLS 10 0.88 1643 1445.8 144.6 0.61 LYX 4 0.77 1643 1265.1 316.3 0.71 LB 2 0.56 1643 920.1 460.0 1.47 Luxi Highway ZCR 7 0.79 1643 1298.0 185.4 0.74 Honghe Baishui Shandao Pingshan branch MMEC LSC 5 0.84 1643 1380.1 276.0 1.43 TGC 5 0.71 1643 1166.5 233.3 0.58 TYC 5 0.77 1643 1265.1 253.0 0.85 JHD 6 3.7 1643 6079.1 1013.2 0.88 ZHS 4 0.77 1643 1265.1 316.3 1.16 JZQ 4 0.73 1643 1199.4 299.8 1.19 JZF 4 0.82 1643 1347.3 336.8 1.34

50 RAP of the Yunnan Highway Asset Management Project

LSZ 10 0.87 1643 1429.4 142.9 1.12 LCY 6 0.67 1643 1100.8 183.5 1.19 TGF 6 0.94 1643 1544.4 257.4 1.41 TLY 5 0.74 1643 1215.8 243.2 0.97 LZX 2 0.75 1643 1232.3 616.1 1.97 JiangchuanHighway Xiaobaipo, Dajie Xiaobaipo WJH 4 1.6 1230 1968.0 492.0 2.10 branch MMEC Lanniqing Xinping Sanjia HAS Manlong Collective 56 HHs 227 persons 3.67 1667 6117.9 27.0 1.04 Huaning Highway Yuxi Ma’ansha branch segment Collective 72 HHs 292 persons 69.81 1620 113092.2 387.3 1.20 n MMEC Baijin and Woodland Eshang Highway Shuangjia and unused 4 HHs 14 persons 0 0 branch MMEC ng land

Table 26 Farmers who conform to the list of social security policies Highway Per capita Highway LA area under Lost cultivated Per capita lost bureau Township Village Group Head of AH Population AAOV cultivated area branch the Project area cultivated area after LA shaotong Ludian wenping Chiyan 5 CTL 6 2.5 1737 4342.5 723.8 0.17 Highway mountian CTW 8 1 1737 1737 217.1 0.03 Branch CDJ 4 0.5 1737 868.5 217.1 0.13 ZSS 7 0.5 1737 868.5 124.1 0.21

51 RAP of the Yunnan Highway Asset Management Project

2.5.3.3 Resettlement and income restoration measures for LEFs Because each village’s social and economic development condition is different, the impact of project construction land expropriation on villages are also not identical..Resettlement and income restoration programs for LEFs should be developed based on the degree of impact and characteristics of each village, and the willingness of the APs. Cash compensation is a resettlement mode accepted by and available to every household affected by LA. After receiving compensation, the AHs may choose agricultural or nonagricultural (including working outside or doing small business after training) resettlement. In addition, eligible APs may participate in endowment insurance for LEFs voluntarily. 1) Cash compensation and distribution According to the Notice of the Yunnan Provincial Land and Resources Bureau on Amending LA Compensation Rates of 15 Prefectures (Cities) of Yunnan Province (YPLRB [2014] No.27), uniform AAOV rates (yuan/mu) for Tier-1/2/3/4 areas apply in Yunnan Province, and average compensation rates are 16-30 times uniform AAOV rates, depending on land type. All localities may adjust these rates based on local conditions and land supply. Based on past practices, LA compensation is distributed in the following modes mainly: 1) LA compensation is based on the actual LA area of each household, and distributed to villagers without land reallocation; The nine affected village farmers involved in the report are not redeployed after land acquisition. and 2) LA compensation is distributed all villagers evenly without regard to the LA area of each household. In this project, the above two modes are all exist. 2) Endowment insurance for LEFs Yunnan province. According to the Interim Measures for the Implementation of Basic Endowment Insurance for Land-expropriated Farmers of Yunnan Province (YPG [2008] No.226), registered population having the contract right of rural collective land, having attained 16 years, and losing all or most of land after uniform LA by the government according to law (per capita cultivated area less than 0.3 mu after LA) after January 1, 2009 may cover basic endowment insurance. LEFs with per capita cultivated areas of over 0.3 mu but unable to sustain basic production and living may be included in basic endowment insurance as the case may be. Basic endowment insurance premiums shall be borne by the individual, village collective and government proportionally, where the sum of the individual contribution and collective subsidy shall not be more than 60%, the government subsidy not less than 40%.The basic old-age security funds excluding taxes and fees.Government subsidies part by the financial department of one-time transfer from the income of land fund.In the process of expropriation land according to the the level of land,the extra income is not lower than 20000 yuan per mu, specially used for basic old-age security. LEFs having attained 60 years and paid stipulated premiums in full may receive a basic pension monthly, which shall consist of an individual account pension and a basic pension, disbursed from the individual account and the pooling account respectively as follows: Monthly basic pension = monthly individual account pension (balance of individual account ÷ 180) + monthly basic pension (not less than 40% of the monthly MLS standard for urban residents) In addition, social security policies for LEFs have been promulgated in different localities: Kunming City: The Measures for Basic Endowment Insurance for LEFs of Kunming City promulgated in 2008 stipulate: 1) These Measures shall apply to registered population having the contract right of rural collective land, having attained 18 years, and losing all or part of land after uniform LA by the government according to law; 2) Contribution: If an LEF loses all land, the sum of the individual contribution and collective subsidy shall be 80%, and the government subsidy 20%;

52 RAP of the Yunnan Highway Asset Management Project if an LEF has less than 0.3 mu of land, the sum of the individual contribution and collective subsidy shall be 85%, and the government subsidy 15%; if an LEF has 0.3 mu or more of land, the sum of the individual contribution and collective subsidy shall be 90%, and the government subsidy 10%. Yuxi City: The Interim Measures for Endowment Insurance for LEFs of Yuxi City promulgated in 2008 stipulate: 1) LEFs shall be divided into wholly (all land acquired) and (per capita cultivated area not more than 0.3 mu after LA) LEFs; 2) Basic endowment insurance premiums shall be borne by the individual, village collective and government proportionally; 3) For each LEF, the collective shall grant a subsidy of 40% of land compensation (excluding resettlement subsidy) for endowment insurance, and the county/district government shall grant a subsidy of 30% of the sum of the individual contribution and collective subsidy, but the total amount of subsidies shall not exceed 5,000 yuan per capita; 4) The county/district government shall transfer 30% of the annual net land transfer income to the special financial account of the endowment insurance fund for LEFs as the insurance subsidy, and use it specially for basic endowment insurance. The subsidy rates are 25,000 yuan/mu for construction, irrigated and vegetable land, 15,000 yuan/mu for non-irrigated and garden land, and 5,000 yuan/mu for woodland and other farmland. Honghe Prefecture: The Interim Opinions of Honghe Prefecture on the Implementation of Basic Endowment Insurance for LEFs promulgated in 2011 stipulate that registered population having attained 16 years, and losing all or most of land after uniform LA by the government according to law (per capita cultivated area less than 0.3 mu after LA) may cover basic endowment insurance; the county government shall set aside not less than 20,000 yuan per mu during LA for use specially for basic endowment insurance; monthly basic pension = monthly individual account pension (balance of individual account ÷ 139) + monthly basic pension (not less than 40% of the monthly MLS standard for urban residents). Wenshan Prefecture: The Opinions of Wenshan Prefecture on the Implementation of the Interim Measures of Yunnan Province for Basic Endowment Insurance for LEFs promulgated in 2008 stipulate: 1) These Opinions shall apply to registered population having the contract right of rural collective land, having attained 16 years, and losing all or most of land after uniform LA by the government according to law (per capita cultivated area less than 0.3 mu after LA); 2) Basic endowment insurance premiums shall be borne by the individual, village collective and government proportionally, where the sum of the individual contribution and collective subsidy shall not be more than 60%, and the government subsidy not less than 40%; 3) The county government shall set aside not less than 20,000 yuan per mu during LA for use specifically for basic endowment insurance; 4) Monthly basic pension = monthly individual account pension (balance of individual account ÷ 180) + monthly basic pension (not less than 40% of the monthly MLS standard for urban residents). Zhaotong City: The Interim Opinions of Zhaotong City on the Implementation of Basic Endowment Insurance for LEFs promulgated in 2009 stipulate: 1) These Opinions shall apply to registered population having the contract right of rural collective land, having attained 16 years, and losing all or most of land after uniform LA by the government according to law (per capita cultivated area less than 0.3 mu after LA); 2) The county government shall set aside not less than 20,000 yuan per mu during LA for use specifically for basic endowment insurance; 3) Monthly basic pension = monthly individual account pension (balance of individual account ÷ 180) + monthly basic pension (not less than 40% of the monthly MLS standard for urban residents). 3) Employment development According to the survey, 400 temporary jobs will be generated at the implementation stage (6-12 months), including 145 skilled jobs and 255 unskilled jobs, with monthly pays of 1,500-3,000

53 RAP of the Yunnan Highway Asset Management Project yuan, and 30 permanent jobs will be generated at the operation and maintenance stage, including 5 unskilled jobs and 25 skilled jobs, with monthly pays of 1,400-2,500 yuan. This project will adopt a livelihood recovery measures such as employment guidance and employment arrangements. Organizine special meeting between supply and demand of employment, provide agricultural surplus labor employment service.Provide employment information, labor and social security rights and legal advisory assistance.Assist the landless peasants in non-farm payrolls.In the process of project construction,give priority to arrange the landless farmers, promote affected population employment.Permanent employment after the completion of the project, such as road maintenance and sanitation jobs ,will also give priority to the landless farmers, promoting the population employment through the project. A skills training program will be developed for LEFs and those affected by HD in the Project: 1) Trainees: Trainees will be laborers with registered residence in Yunnan Province, having attained 18 years, with a certain educational level, and affected by LA in the Project. The county labor and social security bureaus will issue certificates of training as evidence of training. 2) Scope of training: Agricultural training will include fruit tree, vegetable, nursery, tobacco and sugarcane cultivation, stockbreeding, etc. Nonagricultural training will include construction, water resources, highway maintenance, orchard management, etc. In addition, farmers working outside will be trained on common knowledge of urban life, protection of rights and interests, work safety, disaster reduction and state employment policies. 3) Institutional arrangements: Training will be offered by IAs, and the county labor and social security bureaus. 4) Agricultural development Since the AHs will still have some remaining land after LA, agricultural development will be a means of livelihood restoration for the AHs. At present, local governments are actively promoting agricultural development in yunnan province. Therefore, relying on local governments to implement agricultural development projects can effectively promote the restoration and reconstruction of immigrants livelihoods, and can avoid the repeated investment. The immigrants affected by the project can participate in the agricultural development projects implementing or will implement by county government. County project office will coordinate actively with the county government, for the targeted development of immigrants livelihood recovery. According to preliminary estimates, the cost of immigrants’ livelihood recovery is about 2.6 million, special training costs for immigration is about 0.4 million yuan that are combined with the characteristics of market employment demand and resettlement wills, a total of 3 million. The implementation of this project can use the project Bank loans. The specific allocation of funds in each village group, when the distribution, in what form of distribution, depending on the actual situation. The next step will be to take targeted measures to restore livelihoods based on the wishes of resettlement, local industrial structures, etc., to ensure that they achieve sustainable livelihoods. In addition to monetary compensation, skills training and social security, the villages will focus on the following agricultural measures to restore the livelihood of resettlement.

1) lijiawan Village, Dayao County Development of sericulture industry. Dayao is a typical mountain agriculture county with wide cultivated land area and mountain slope, the soil is fertile, climate and environment change is small, long frost-free period, suitable for all kinds of crop growth, silkworm industry is the ideal area for the development of production, most part of the arable land, slope, whether its heat or light is very conducive to the mulberry tree photosynthesis and nutrient accumulation, even the extensive

54 RAP of the Yunnan Highway Asset Management Project cultivation of mulberry, single plant leaf production up to 1.5 kg or more, which many other areas can not match of. In sericulture, an mu of fish 30,000, about 40-60 kg cocoon, the income of more than 2,000 yuan. Due to the climatic conditions appropriate, can be raised three times a year, or even more. And the cocoon of the solution rate, on the rate, the rate of silk, color and other indicators are very good, silk quality, with some high-quality silkworm mulberry base comparable. If plant "queshanguosang", it shall get 5000kg mulberry and 3000kg mulberry leaves , which is better than the simple planting silkworm mulberry sericulture 5 times. 2) to promote the cultivation of konjac. Konjac growth requires some special, harsh natural conditions, the sun, the rain should be sufficient, the climate should not be too hot too cold, soil and so have some requirements, Liwan village ecological good, suitable for planting konjac. It can produce more than 2,000 kilograms of konjac per mu, the average purchase price of about 3 per kilogram, yield of more than 6,000 or even10,000 yuan per mu. Remove the cost of 2400 yuan per mu, net income of per mu can reach more than 3600 yuan. 2) Yanchi village, Ludian County Mobilize the masses to land shares to set up a private vegetable cooperatives, large-scale and standardize the development of the apple industry. Yan Chi mountain is located 2.5 kilometers south of Ludian County, with an average elevation of about 1800 meters, which is known for producing high quality apples. Yan Chi Mountain begain to plant Apple as early as the fifties and sixties, at which time the varieties of green skin Jin Shuai mainly. At the end of the last century, the market demand turned sweet, fragrant apple, so the farmers slowly keep up with the pace of the market, and gradually destroy the aging fruit treesand introduct Qin Guan and other high-quality fruit trees. In the hard work of the agricultural sector, Yan Chi Mountain Apple once again to a large, fruity, taste purely won the market favor, it listed early, good color, moisture, fruit crisp and delicious, has become an important economic growth of farmers One of the pillars. Planted varieties for the Red General and 2001 two kinds of high quality dwarf middle anvil seedlings. If expected to 4 years fruiting, 6 years into the fruit period, according to the per mu planting 60, 40 to 50 kg per plant, the yield will be more than 2400 kg, because the species is early maturing varieties, one month earlier than varieties listed, Economic benefits will be very impressive. 3) Dongyuan village, Fumin County According to the opinions of the local township government, and combined with the local actual situation, for the project to determine the following agricultural resettlement measures: 1) planting nectarines. Fumin is located in the northwest of Kunming, due to soil fat jacket, a pleasant climate, rich products, so called "enriching the people". Fumin County four distinct seasons, dry and wet obvious, summer and autumn damp, winter and spring drought. The annual average temperature of 15.8 ℃, the average annual rainfall of 864 mm, the average relative humidity of 72%, suitable for a variety of characteristics of fruit cultivation and cultivation, especially nectarine. Local nectarine has a sweet taste, resistance to storage, early listing characteristics, a tree yield of more than 20 kilos, according to 7 dollars a pound, the income of each tree is almost 200 yuan.2) scale planting. Scale planting is conducive to the management, the formation of the industrial chain, can greatly improve the yield and income.Local climate suitable for planting Gastrodia. Gastrodia cultivation is characterized by the high cost of the first year, because the Tianma species, honey ring bacteria, fresh wood sticks, clean fine river sand and so have to spend money to buy, so the investment is relatively higher. The maximization of its benefits starts from the second year. The second year to continue production, Tianma do not have to buy, honey ring bacteria with the old bacteria instead, you can save half of the stick (you can also train themselves), planting the sand can also continue to use. So the cost of the second year only the cost of fresh wood and labor costs and

55 RAP of the Yunnan Highway Asset Management Project other costs. So the cost is greatly reduced, the benefits can be more than 10 times the growth. 1 square meter harvest 3 kg generation of Gastrodia can expand the planting of 5 to 6 square meters. Per mu Tianma production in 1 ton to 1.5 tons, the average price of Tianma 70 yuan per kilogram, an mu income of 70,000 yuan to 10 million, the economic benefits are quite good. 4) Pingshan Group of Shandao Village, Baishui Town, Luxi County The following agricultural development measures have been developed: 1) Tobacco cultivation: Luxi County boasts a mild climate, ample sunshine and moderate rainfall, ideal for tobacco cultivation. Tobacco is a traditional industry in Luxi County especially Baishui Town, with relatively low market risks, no technical difficulty, and pure income of about 4,000 yuan/mu. 2) Vegetable cultivation: This will be developed as per the standard for protected agriculture, and income is expected to reach 10,000 yuan/mu. 3) Fruit cultivation: This includes apple in the east hilly area, nectarine in the central dam area and pear on the plateau, with net income of over 6,000 yuan/mu. 5) Lanniqing Group of Xiaobaipo Village, Dajie Town, Jiangchuan County Dajie Town boasts a mild climate, ample sunshine and moderate rainfall, ideal for tobacco cultivation, and is close to Yuxi City – a major cigarette center of China. Tobacco is a traditional industry in Dajie Town, with relatively low market risks, no technical difficulty, and gross income of about 5,250 yuan/mu. Vegetables will be cultivated in months when tobacco cultivation is impossible to generate income of 2,000 yuan/mu. 6) Xiaomanlong Group of Manlong Village, Mosha Town, Xinping County The following agricultural development measures have been developed: 1) Characteristic cultivation: This group boasts a mild climate, ample sunshine and moderate rainfall, ideal for the cultivation of commercial crops, such as litchi, mango, banana and sugarcane, and cultivation accounts for about 50% of the group’s gross income. 2) Stockbreeding: Some villagers deal with pig, chicken, cattle and sheep breeding, and stockbreeding accounts for about 20% of the group’s gross income. 7) Dahuashui and Ma’anshan Groups of Ma’anshan Community, Ningzhou Sub-district, Huaning County Villagers rely on land to a low extent, and most young adult laborers work outside. The two groups’ rich land resources lay a good foundation for agricultural development. The following agricultural development measures have been developed: 1) Planting walnut. In recent years, Asan County in accordance with the "ecological construction of industrialization, industrial development and ecological development," focusing on promoting walnut, olive and other characteristics of forestry industry development, the characteristics of planting farmers as an important source of income and Asan new economic growth point. Asan County walnut planting mode is to take forest and grain intercropping, under the forest cultivation, under the forest breeding, complementary varieties and other "to short support" development model, improve economic efficiency. The county walnut planting survival rate of 90% or more, and strive to achieve "from the barren hills to the good use of good mountain planting changes, from the scattered sporadic planting to the concentration of contiguous cultivation of two fundamental changes. 2) scale planting. Scale planting is conducive to management, the formation of industrial chain, can greatly improve production and income. Flue-cured tobacco. Asan County highlights the comparative advantages and local characteristics, should grain grain, should be by the classics, and constantly optimize the production layout and variety of small spring structure, so that the advantages of crops and key industries to the most appropriate regional concentration, highlighting the characteristics of the plateau industry gradually in the autumn and winter agriculture Development of vitality. In the Bo

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Jin community and Shuangjiang community, suitable for farmers to grow flue-cured tobacco. The average per mu of flue-cured tobacco to achieve more than 7000 yuan. . 8）Baijin and Shuangjiang Communities , Eshan County According to the opinions of the local township government, and combined with the local actual situation, for the project to determine the following agricultural resettlement measures: 1) planting nectarines. 2) planting gastrodia. Gastrodia planting is conducive to the management, the formation of the industrial chain, can greatly improve the yield and income. 5) Summary of resettlement measures According to the prevailing LA compensation and resettlement measures of the PRC, one-time cash compensation is a resettlement mode available to every household affected by LA. Eligible LEFs (referring mainly to APs with per capita cultivated areas of less than 0.3 mu after LA) may be entitled to social security. In addition, the Project will generate many temporary and permanent jobs, which will be first made available to the APs. Finally, efficient agriculture will be developed using remaining land resources based on local development plans. In the 170 AHs, 4 AHs (25 persons) are eligible for endowment insurance for LEFs. The other APs will be subject mainly to cash compensation, employment and agricultural development.

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Table 27 Expected Resettlement Modes of Households Affected by LA Per capita Resettlement mode Highway bureau Head of Highway branch Township Village Group cultivated area Cash Social Agricultural AH Employment after LA (mu) compensation security development LQG 0.78 √ √ √ LY 0.69 √ √ √ Chuxiong ZZW 0.71 √ √ √ Dayao Jinbi Liwan 2 LJY 0.46 √ √ √ LP 0.61 √ √ √ LD 0.67 √ √ √ CTL 0.17 √ √ √ √ CLZ 0.38 √ √ √ CLZH 0.60 √ √ √ Zhaotong Ludian highway Yanchi Wenping 5 CTW 0.03 √ √ √ √ branch mountain CDJ 0.13 √ √ √ √ ZSS 0.21 √ √ √ √ LMY 0.80 √ √ √ LZQ 0.58 √ √ √ WXY 0.60 √ √ √ Kunming Fumin highway Yongding Dongyuan 5 CH 0.58 √ √ √ branch WM 0.63 √ √ √ CM 0.75 √ √ √ LJX 1.12 √ √ √ LHG 0.97 √ √ √ LHY 0.87 √ √ √ LLS 0.61 √ √ √ LYX 0.71 √ √ √ LB 1.47 √ √ √ ZCR 0.74 √ √ √ Honghe Luxi highway LSC 1.43 √ √ √ Baishui Shandao Pingshan branch MMEC TGC 0.58 √ √ √ TYC 0.85 √ √ √ JHD 0.88 √ √ √ ZHS 1.16 √ √ √ JZQ 1.19 √ √ √ JZF 1.34 √ √ √ LSZ 1.12 √ √ √ LCY 1.19 √ √ √

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TGF 1.41 √ √ √ TLY 0.97 √ √ √ LZX 1.97 √ √ √ Jiangchuan highway Xiaobaipo, Dajie Xiaobaipo WJH 2.10 √ √ √ branch MMEC Lanniqing Xinping Sanjia HAS Mosha Manlong Collective 56 HHs 1.04 Distributed √ √ Yuxi Huaning highway evenly to group Ningzhou Ma’anshan Collective 72 HHs 1.20 √ √ branch MMEC members Baijin and Eshang highway Shuangjiang Shuangjian 4HHs √ branch MMEC g

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2.5.4 HD Resttlement Program The Project does not involve rural house demolition. 2.5.5 Restoration Program for Temporary Land Occupation The Project does not involve temporary land occupation. If temporary land occupation occurs subsequently, the temporarily occupied land will be compensated for according to local policies, and restored by the construction agency after the completion of construction. 2.5.6 Restoration Program for Ground Attachments and Infrastructure Special facilities affected by the Project will be relocated by their proprietors without compensation according to their agreements with the government. Restoration measures for demolished facilities must be planned in advance, and suited to local conditions so as to be safe, efficient, timely and accurate, with minimum adverse impact on nearby residents. Affected special facilities will be demolished according to the construction drawings without affecting project construction and with minimum amount of relocation. Affected pipelines will be rebuilt before demolition (or relocated) without affecting regular lives of residents along such pipelines (including those not to be relocated). 2.5.7 Supporting Measures for Vulnerable Groups Vulnerable groups affected by the Project mainly include low-income households, five-guarantee households, households affected by disability and women-headed households. The Project will affect 2 vulnerable households, including two low-income households. During the whole relocation process, the Yunnan PMO, IAs and local governments will pay particular attention to the resettlement of vulnerable groups. In addition to the living and production resettlement measures under this RAP, vulnerable groups will be provided certain assistance to improve their living and production conditions. The key measures are as follows: 1) Two members (at least one woman) of each AH will receive livelihood training and prior job opportunities, e.g., participation in project construction. 2) Local governments will grant living subsidies. 3) A special support fund will be established to provide assistance to vulnerable groups in cooperation with the county labor and social security bureaus; 4) The households affected by LA will have priority in receiving job opportunities generated by the Project, and participating in agricultural and nonagricultural training for LEFs. 2.5.8 Resttlement Training In order to ensure that the APs change the traditional employment concept, build up a proper sense of occupation and master necessary labor skills, the IA will give training to them together with the county labor and social security bureaus. It is learned that most of the affected laborers are willing to attend skills training on crop cultivation and stockbreeding. Therefore, a special skills training program for LEFs and persons affected by HD in the Project has been developed. At the implementation stage, the PMOs will offer different training courses to the APs based on local industrial and service development, and labor demand. The Yunnan PMO will learn farmers’ needs for employment skills and offer all training courses for free. Such training will mitigate negative impacts of LA on farmers and enhance their capacity to restore livelihoods. At least two members (one male and one female if possible) of each AH will be trained. The county labor and social security bureaus will be responsible for the skills training and reemployment of the LEFs, develop a training program and set up training courses scientifically.

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Training will be subject to semiannual reporting, and the training program will be adjusted timely based on employment needs. All APs may attend such training for free. The training program will be disclosed in the affected towns and villages, and training costs will be disbursed from the training budget of the Project. In order to help the immigrants recover livelihoods,combine with the production settlement measures to train on the basis of asking the willing of immigrants.Plan every one person from every family to attend the training, the training amount shall be borne by the project department, expected to 1000 yuan per person.Various counties training plan is as follows: Table 28Immigrant skills training programs

The Capital Highway Highway MMEC or number County The training content budget bureau branch HAS of (yuan) training Fumin Yongding Fumin Gastrodia and nectarines Kunming HAS 5 cultivation techniques 5000 training Dayao Dayao HAS Dayao Konjac and sericulture Chuxiong 6 cultivation techniques 6000 training

Wenping Apples planting skill Zhaotong Ludian Ludian 7 7000 HAS training

Flue-cured tobacco and Luxi Honghe Luxi Luxi 19 Fruits cultivation 19000 MMEC techniques training Walnuts and Flue-cured Eshang Eshang Eshan 4 tobacco cultivation 4000 MMEC techniques training

Citrus, sugar cane and Xinping Sanjia HAS Xinping 56 mango planting skill 56000 training Yuxi Jiangchua Jiangchuan Jiangchua Flue-cured tobacco 1 1000 n MMEC n technology training

Huaning Citrus and Walnuts Huaning Huaming 72 72000 MMEC planting skill training

Total 170 170000 In addition to the training, the affected immigration, there is also a training course for the staff of each county project office to improve the ability of the organization. Training content mainly includes: the world bank project resettlement policy; the recovery of world bank projects immigrants livelihood ; resettlement internal monitoring, etc.

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Table29 Immigration agency staff skills training

The Capital Highway Highway MMEC or County number of The training content budget bureau branch HAS training (yuan) Fumin Yongding Fumin Gastrodia and Kunming HAS 5 nectarines planting 5000 skill training

Dayao Dayao HAS Dayao Arum and mulberry Chuxiong 5 5000 planting skill training

Yam and pepper Wenping Zhaotong Ludian Ludian 4 cultivation planting 4000 HAS skill training Peach trees and pear Luxi Honghe Luxi Luxi 5 trees planting skill 5000 MMEC training Gastrodia elata and Eshang Eshang Eshan 6 nectarines planting 6000 MMEC skill training

Citrus, sugar cane and Xinping Sanjia HAS Xinping 6 mango planting skill 6000 training Yuxi Jiangchua Jiangchuan Jiangchua Flue-cured tobacco 6 6000 n MMEC n technology training

citrus and Huaning Huaning Huaming 6 walnutsplanting skill 6000 MMEC training

2.5.9 Protection of Women’s Rights At the RAP preparation stage, local women took an active part in the DMS, and were consulted about ideas on income restoration programs. Women support the Project, and think the Project will improve traffic, and provide them with jobs and training. At the implementation and operation stages, unskilled jobs will be first made available to women. In addition, women will receive equal pay for equal work, and the employment of child labor is prohibited. Skills training will be first made available to female laborers to ensure that their economic status is not affected. Women will receive relevant information during resettlement, and are able to participate in resettlement consultation. A special FGD for women will be held to introduce resettlement policies and improve their awareness. 2.5.10 Protection of Minority Residents’ Rights In 2014, the Yunnan PMO appointed NRCR to prepare the Ethnic Minority Development Plan of the Project, proposing measures to protect the rights and interests of minority residents, including minimizing resettlement impacts, offering skills training, strengthening capacity building, , etc.

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The EMDP aims to eliminate or mitigate potential negative impacts on the minority population in the project area, and ensure that they benefit from the Project, the provincial PMO (Yunnan Road Administration) entrustsHohai University as the third-sector body to draw up EMDP of the Yunnan Highway Assets Management Project, which including two types of measures, namely Mitigation Measures and Reinforcement Measures. Mitigation measures includes: Optimizing the design to protect the rights and interests of the APs; Mitigating or eliminating construction disturbances and impacts; Environmental protection; Protect public and human health; and Encouraging women to participate in decision-making. Benefit enhancement measures includes: Promote the development of Tourism ; Suggestions for engineering construction units equipped with minority staff ; Use local building materials and transportation resources; Absorb the local labor force; Offering catering and other services; Increasing jobs for minority residents; Promoting local logistics development; Skills training for population affected by temporary land occupation.

2.6 Organizational Structure

2.6.1 Resettlement Agencies 2.6.1.1 Organizational setup In order to ensure the successful implementation of resettlement as expected, an organizational structure must be established at the implementation stage to plan, coordinate and monitor resettlement activities. Since resettlement is a comprehensive task that requires the cooperation of different agencies, the departments concerned will participate in and support resettlement implementation. Since 2013, the resettlement agencies have been established successively, and their responsibilities defined. The main resettlement agencies are:  Yunnan PMO, city/prefectureHighway bureau PMOs and county Highway branch PMOs  Dongyuan Villages in Fumin County, Liwan Village in Dayao County, Yanchi mountainVillage in Ludian County, Shandao Village in Luxi County, Baijin and Shuangjiang Communities in Eshan County, Manlong Village in Xinping County, Xiaobaipo Village in Jiangchuan County, and Ma’anshan Community in Huaning County  Community Committees, etc.  Affected households/entities  Design agency  External M&E agency  Other agencies: land and sources bureaus, construction bureaus, women’s federations, labor and social security bureaus, etc. 2.6.1.2 Organizational responsibilities  CountyHighway branch PMOs 1) Responsible for the overall coordination and management of the Project; 2) Coordinating construction and resettlement progress 3) Reporting the resettlement fund disbursement plan and supervising the disbursement of funds 4) Coordinating the work of the resettlement agencies 5) Raising and disbursing resettlement funds 6) Responsible specifically for resettlement implementation 7) Tracking and supervising the disbursement of resettlement funds 8) Handling grievances and appeals of APs arising from resettlement

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9) Supporting the work of the external M&E agency 10) Collecting and compiling information required for internal monitoring reporting 11) Managing resettlement archives 12) Training persons responsible for resettlement  County land and resources bureaus, construction bureaus, women’s federations, and labor and social security bureaus 1) Developing the resettlement policies in coordination with departments concerned 2) Taking full charge of LA affairs (including endowment insurance for LEFs); 3) Participating in the DMS; 4) Supervising the implementation of resettlement activities 5) Participating in skills training 6) Implementing employment measures for APs  External M&E agency The Yunnan PMO will employ a qualified M&E agency as the external resettlement M&E agency. Its main responsibilities are: 1)Observing all aspects of resettlement planning and implementation as an independent M&E agency, monitoring and evaluating the resettlement results and the social adaptability of the APs, and submitting resettlement M&E reports to the Yunnan PMO and Bank; and 2)Providing technical advice to the Yunnan PMO in data collection and processing. 2.6.2 Staffing and Equipment 2.6.2.1 Staffing In order to ensure the successful implementation of resettlement, all resettlement agencies of the Project have been provided with full-time staff, and a smooth channel of communication has been established. All staff members have considerable experience in resettlement and are competent. See Table 27. Table 30 Resettlement Agencies and Staffing Agency Workforce Composition Yunnan PMO 5 Civil servants Kunming HB PMO 4 Civil servants, technicians Wenshan HB PMO 5 Civil servants, technicians Honghe HB PMO 7 Civil servants, technicians Yuxi HB PMO 6 Civil servants, technicians Qujing HB PMO 4 Civil servants, technicians Baoshan HB PMO 5 Civil servants, technicians ZhaotongHB PMO 6 Civil servants, technicians Lijiang HB PMO 5 Civil servants, technicians Pu’e rHB PMO 5 Civil servants, technicians Lincang HB PMO 5 Civil servants, technicians Dehong HB PMO 5 Civil servants, technicians Nujiang HBPMO 6 Civil servants, technicians Diqing HB PMO 6 Civil servants, technicians Dali HB PMO 5 Civil servants, technicians Chuxiong HB PMO 5 Civil servants, technicians Xishuangbanna HB PMO 5 Civil servants, technicians 2.6.2.2 Equipment All resettlement agencies of the Project have been provided basic office, transport and communication equipment, including desks and chairs, PCs, printers, telephones, facsimile machines and vehicles.

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2.6.2.3 Organizational training program In order to implement resettlement successfully, the APs and resettlement staff must be trained under a program developed by the Yunnan PMO. A staff training and human resources development system will be developed for the resettlement agencies at all levels. Training will be given in such forms as workshop, training course, visit of similar projects and field training, and will cover: ——Bank principles and policies on resettlement ——Differences between Bank policies and PRC laws ——Resettlement implementation planning and management ——Issues to be noted during resettlement implementation ——Resettlement M&E In addition, the following measures will be taken to improve capacity: 1) Define the responsibilities and scope of duty all resettlement agencies, and strengthen supervision and management; 2) Improve the strength of all resettlement agencies gradually, especially technical strength; all staff must attain a certain level of professional proficiency and management level; improve their technical equipment, such as PC, monitoring equipment and means of transportation, etc.; 3) Select staff strictly, and strengthen operations and skills training for management and technical staff of all resettlement agencies to improve their professional proficiency and management level; 4) Appoint women officials appropriately, and give play to women’s role in resettlement implementation; 5) Establish a database and strengthen information feedback to ensure a smooth information flow, and leave major issues to the Leading Group; 6) Strengthen the reporting system and internal monitoring, and solve issues timely; and 7) Establish an external M&E mechanism and an early warning system.

2.7 Public Participation and Grievance Redress

2.7.1 Public Participation 2.7.1.1 Preparation stage Since 2016, the PMOs, design agency and task force have conducted a series of socioeconomic survey and public consultation activities (with 30% of participants being women). At the preparation stage, the Yunnan PMO, IAs and design agency conducted extensive consultation. See Table 28. Table 31 Key Information Disclosure and Consultation Activities No. Time Activity Participants N Organized by Feb. – Apr. PMOs, affected villages and groups, 1 Optimization of project design 13 YPHB 2016 APs 3 Apr. 2016 Preliminary DMS Hohai University, PMOs, forestry 14 YPHB 4 May 2016 LA policies and resettlement rates bureau, land and resources bureau, 25 YPHB labor and social security bureau, 5 May 2016 Socioeconomic survey and DMS affected villages and groups, APs 30 YPHB PMOs, Hohai University, affected 6 May 2016 Expected resettlement modes 25 YPHB villages and groups, APs PMOs, township governments, 7 Aug. 2016 Resettlement policies 20 YPHB affected villages and groups, APs Disclosing resettlement policies and 8 Aug. 2016 Affected villages and groups, APs / YPHB resettlement rates

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9 Sep. 2016 Disclosing the RAP online World Bank / YPHB 2.7.1.2 Implementation Stage With the progress of project preparation and implementation, the IAs will conduct further public participation. See Table 29. Table 32 Public Participation Plan Purpose Mode Time Agencies Participants Topics LA Disclosing LA area, compensation Aug. 2016 All APs announcement Village rates and resettlement modes, etc. Announcement bulletin Compensation fees and mode of of compensation board, village payment Sep. 2016 All APs and resettlement meeting PMOs, forestry bureau, options for LA land and resources 1) Checking for omissions and bureau, labor and social finally confirming DMS results; 2) Verification of security bureau, Field survey Oct. 2016 All APs Detailed list of occupied land and DMS results affected villages and losses of APs; 3) Preparing a basic groups, APs compensation agreement Determination of Discussing the final income Village Before income restoration program and the meeting implement- All APs restoration program for use of compensation (many times) ation programs fees IA, labor and social Discussing training needs Training Village Feb. – Jun. security bureau, All APs program meeting 2017 township and village officials 1) Resettlement progress and Dec. 2016 External M&E agency, impacts; 2) Payment of Villager Monitoring – Jun. township and village All APs compensation; 3) Information participation 2017 officials disclosure; 4) Livelihood restoration 2.7.2 Grievance Redress 2.7.2.1 Grievance Redress Procedure Since public participation is encouraged during the preparation and implementation of the RAP, no substantial dispute will arise. However, unforeseeable circumstances may arise during this process. In order to address issues effectively, and ensure the successful implementation of project construction and LA, a transparent and effective grievance redress mechanism has been established. The basic grievance redress system is as follows: Stage 1: If any AP is dissatisfied with the RAP, he/she can file an oral or written appeal to the village committee orally or in writing. In case of an oral appeal, the village committee shall handle such appeal and keep written records. Such appeal should be solved within two weeks. Stage 2: If the AP is dissatisfied with the disposition of Stage 1, he/she may file an appeal to the local HAS within one month after receiving such disposition, which shall make a disposition within two weeks. Stage 3: If the AP is still dissatisfied with the disposition of Stage 2, he/she may file an appeal to the Yunnan PMO within one month after receiving such disposition, which shall make a disposition within two weeks. Stage 4: If the AP is still dissatisfied with the disposition of Stage 3, he/she may file a suit in a civil court in accordance with the Civil Procedure Law of the PRC after receiving such disposition. At any stage, an AP may bring a suit in a civil court directly if he/she is dissatisfied with the grievance redress procedure or disposition.

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Any AP may also file an appeal with the Office of the Special Facilitator or Compliance Review Panel of the Bank in accordance with the Bank’s accountability mechanism All grievances, oral or written, will be reported to the Bank in internal and external resettlement monitoring reports. All agencies will accept grievances and appeals from the APs for free, and costs so reasonably incurred will be disbursed from the contingencies. At the whole construction stage, the above procedure will remain effective so that the APs can use it to solve relevant issues. The above appeal channel will be disclosed to the APs via mass media. 2.7.2.2 Grievance Recording, Tracking and Feedback During the implementation of the RAP, the resettlement agencies should register and manage appeal and handling information, and submit such information to the local HAS in writing on a monthly basis. The local HAS will inspect the registration of appeal and handling information regularly. The Yunnan PMO has prepared a registration form for this purpose. See Table 30. Table 33 Grievance Registration Form Accepting agency: Time: Location: Proposed Appellant Appeal Expected solution Actual handling solution

Recorder Appellant (signature) (signature) Notes: 1. The recorder should record the appeal and request of the appellant factually. 2. The appeal process should not be interfered with or hindered whatsoever. 3. The proposed solution should be notified to the appellant within the specified time. 2.7.2.3 Contact information for grievance redress The resettlement agencies will assign dedicated staff members to collect and accept grievances and appeals from the APs. Table 34 Contact Information for Grievance Redress Name Title Agency Tel Shen Xinhui Section chief YPHB 0871-63516185 Wang Zhen Section chief Kunming HB 0871-67180294 Dai Yan Section chief Zhaotong HB 13708605905 Bai Congjiang Section chief Qujing HB 13987480331 Wan Chunmei Section chief Chuxiong HB 13987806558 Fu Rong Section chief Yuxi HB 13508899868 Ma xubiao Section chief Honghe HB 13508835726 Qian Keyi Section chief Wenshan HB 13608751517 Chen Gang Section chief Pu’er HB 13987093895 Qian Zhengfu Section chief Xishuangbanna HB 0691-2128274 Liu xuejun Section chief Dali HB 13887269937 Duan Shengjin Section chief Baoshan HB 18608752962 Qian Bo Section chief Dehong HB 13578219728 Ma Runping Section chief Lijiang HB 13908886179 Yang Xiuxiang Section chief Nujiang HB 13618863838 Yu Jianguo Section chief Diqing HB 13988761986 Li Jielin Section chief Lincang HB 13987034628

67 RAP of the Yunnan Highway Asset Management Project

2.8 Resettlement Budget

2.8.1 Resettlement Budget All costs related to resettlement will be included in the general budget of the Project. Based on prices in the first half of 2016, the resettlement budget of the Project is 14816260 yuan, including compensation for rural collective land acquisition of 6499872 yuan, accounting for 43.87%; compensation for state-owned land occupation of 3430000 yuan, accounting for 23.15%; compensation for demolished rural residential house of 0, accounting for 0%; compensation for demolished non-residential properties of 0, accounting for 0%; compensation for infrastructure and ground attachments of 951350 yuan, accounting for 6.42%; costs of support for vulnerable groups of 36,869 yuan, accounting for 0.25%; management costs of 217625 yuan, accounting for 1.47%; resettlement planning and monitoring costs of 108813 yuan, accounting for 0.73%; training costs of 3214000 yuan, accounting for 21.69%. Table 35 Estimated Resettlement Budget (0,000 yuan) Kunmin Chuxio Zhaoton Hong Yuxi Dali Diqing Total Percent

g ng g he Jiangchuan

Wenping HAS Wenping Yongping

Shangri

Huaning Huaning

Xinping Xinping

Dayao HAS Dayao

Gezan HAS Gezan

Sanjia HAS Sanjia

Ludian Ludian

Huangping Huangping

Eshan

(Yongding (Yongding

Fumin Fumin

Luxi Luxi

Dali No MMEC MMEC MMEC MMEC MMEC

HAS) Item Rate HAS .

-

HB

HB

HB

la

HB

HB

HB

HB

HB

HB

HB

t

Fixed by city /prefecture governments /prefecture city by Fixed

t

Basic 230000 10881 1 resettlement 690780 477620 1195180 579450 430952 315190 305200 3686850 600000 30000 73.44% 0 222 costs Permanent 64998 1.1 LA 690780 477620 673330 578850 189752 314190 305200 3270150 0 0 0 43.87% 72 compensation State-owned 230000 34300 1.2 land 0 0 0 0 230000 0 0 0 600000 30000 23.15% 0 00 compensation Ground 95135 1.3 attachment 0 0 521850 600 11200 1000 0 416700 0 0 0 6.42% 0 compensation Supporting 1% fund for of 2 0 0 0 0 0 0 0 36869 0 0 0 36869 0.25% vulnerable basic groups costs 2% Management of 21762 3 13816 9552 23904 11589 8619 6304 6104 73737 12000 46000 6000 1.47% costs basic 5 costs Resettlement 1% planning and of 10881 4 6908 4776 11952 5794 4310 3152 3052 36869 6000 23000 3000 0.73% monitoring basic 3 costs costs 0.5% Resettlement of 4.1 survey and 3454 2388 5976 2897 2155 1576 1526 18434 3000 11500 1500 54406 0.37% basic design costs costs 0.5% Resettlement of 4.2 3454 2388 5976 2897 2155 1576 1526 18434 3000 11500 1500 54406 0.37% M&E costs basic costs Training 214000 5 11000 11000 11000 24000 10000 62000 7000 78000 0 0 0 21.69% costs((includi +3000

68 RAP of the Yunnan Highway Asset Management Project

ng immigrant 000 and institutions) Subtotal of 236900 144585 722504 502948 1242036 620833 453881 386646 321356 3912325 618000 309000 97.59% Items 1-5 0 29 10% Contingencie 2.41% 6 of 3172.4 2532.8 4685.6 4138.3 2292.9 7145.6 1615.6 22547.5 1800 6900 900 357731 s 2-56 393791 322971 3934872 237590 148162 100.00% 7 Total 725676.4 505481 1246722 624971 456174 619800 309900 .6 .6 .5 0 60 Note: The training costs include not only the general training costs 214000, but also include 2.6 million resettlement livelihood reconstruction cost and 0.4 million resettlement special training costs.

69 RAP and SDD Report of the Yunnan Highway Asset Management Project

2.8.2 Funding Sources and Investment Plan All resettlement funds are domestic counterpart funds. Before project construction or during project implementation, the investment plan will be implemented in stages in order not to affect the production and livelihoods of the AHs. 2.8.3 Resettlement Fund Management and Disbursement 2.8.3.1 Disbursement of resettlement funds Resettlement funds must be disbursed in strict conformity with the applicable state laws and regulations, and the policies and compensation rates specified in this RAP. Land compensation fees and resettlement subsidies will be paid directly to the APs; compensation fees for young corps will be paid directly to the APs; compensation fees for infrastructure and ground attachments will be paid to the entities and individuals concerned. 2.8.3.2 Management of resettlement funds In order that resettlement funds are available timely and fully to ensure the restoration of the production level and living standard of the AHs, the following measures will be taken: 1) All costs related to resettlement will be included in the general budget of the Project. 2) Land compensation fees and resettlement subsidies will be fully paid before LA to ensure that all APs are resettled properly. 3) Compensation fees for HD will be paid to the AHs after the signature of house compensation agreements. 4) Financial and supervisory agencies will be established at different levels to ensure that all funds are fully and timely available. 5) The provincial and municipal/prefecture finance and audit departments have the power to monitor and audit the use of resettlement funds. 6) The external M&E agency will perform follow-up monitoring on the availability of compensation fees for the AHs and the affected entities during external monitoring.

2.9 Resettlement Implementation Schedule

2.9.1 Principles for Resettlement Implementation The basic principles for resettlement implementation are as follows:  LA should be completed at least 3 months prior to the commencement of construction, and the starting time will be determined as necessary.  During resettlement, the APs shall have opportunities to participate in the Project. Before the commencement of construction, the range of LA will be disclosed, the RIB distributed and public participation activities conducted properly.  All compensation fees will be paid to the affected proprietors directly and fully within 3 months of approval of the resettlement and compensation program. No organization or individual should use compensation fees on their behalf, nor should compensation fees be discounted for any reason. 2.9.2 Resettlement Implementation Schedule The general resettlement schedule of the Project has been drafted based on the progress of project construction and resettlement implementation. The exact implementation schedule may be adjusted due to deviations in overall project progress. Table 36 Resettlement Implementation Schedule No. Task Target Agencies responsible Time Remarks

70 RAP and SDD Report of the Yunnan Highway Asset Management Project

No. Task Target Agencies responsible Time Remarks 1 Information disclosure RIB 9 communities / 1.1 IAs Mid Jan. 2017 villages, 18 groups Disclosure of the RAP on the 1.2 IAs, PMOs, Bank Late Jan. 2017 Bank’s website 2 RP and budget Approval of RAP and budget 2.1 11516260yuan PMOs Jan. 2017 (including compensation rates) Village-level income restoration HASs, village 2.2 9 communities Feb. 2017 programs committees Updating of the RAP based on 2.3 / County PMOs, IAs Feb. 2017 the detailed design 3 DMS DMS on the affected villages IAs, county land and 3.1 12 communities Oct. 2016 resources bureaus 4 Compensation agreement Village level IAs, county land and 4.1 9 communities Dec. – Nov. 2016 resources bureaus Household level HASs, village 4.2 170 AHs Dec. – Nov. 2016 committees 5 Implementation of livelihood restoration measures Distribution of land HASs, village Dec. 2016 – Mar. 5.1 compensation to AHs and land 9 communities committees 2017 reallocation (if possible) Implementation of village-level 5.2 9 communities Village committees Jan. – Mar. 2017 income restoration programs Advice on income restoration Village committees, 5.3 170 AHs labor and social Jan. – Mar. 2017 security bureaus Implementation of training Labor and social 5.4 170 AHs Jan. – Mar. 2017 program security bureaus Identifying vulnerable Civil affairs bureaus, 5.5 households and implementing 2 AHs Jan. – Mar. 2017 PMOs assistance measures 6 Capacity building Training staff of PMOs, IAs 6.1 15 persons Bank, TA experts Jan. – Mar. 2017 and agencies concerned Training county/district, 6.2 60 persons PMOs, IAs Jan. – Mar. 2017 township and village officials 7 M&E 7.1 Baseline survey As per the RAP External M&E agency Jun. 2017 Establishing the internal M&E 7.2 As per the RAP PMOs, IAs Jun. 2017 mechanism Appointing an external M&E 7.3 One Yunnan PMO Jun. 2017 agency 7.4 Internal monitoring reporting Semiannual report Yunnan PMO, IAs From Jun. 2017 External monitoring reporting Semiannual report External M&E agency Jun. 2017 1st report 7.5 Dec. 2017 2nd report External evaluation reporting Annual report External M&E agency Dec. 2017 1st report 7.6 Dec. 2018 2nd report Post-resettlement evaluation 7.7 One report Yunnan PMO Jun. 2018 report 8 Public consultation IAs Ongoing

71 RAP and SDD Report of the Yunnan Highway Asset Management Project

No. Task Target Agencies responsible Time Remarks 9 Grievance redress IAs Ongoing 10 Disbursement of compensation fees 10.1 - Disbursement to IAs Initial funds PMOs Jul. 2016 10.2 - Disbursement to villages Most funds IAs Aug. – Feb. 2017 - Disbursement to households IAs, village 10.3 Most funds Jan. – Apr. 2017 committees

2.10 M&E

2.10.1 Internal Monitoring 2.10.1.1 Scope 1) Organizational structure: setup, division of labor, staffing and capacity building of resettlement implementation and related agencies; 2) Resettlement policies and compensation rates: development and implementation of resettlement policies; actual implementation of compensation rates for different types of impacts (permanent LA, temporary land occupation, HD, relocation of entities and special facilities), with particular focus on compliance with the rates in the RAP and reasons for deviations; 3) LA, HD and resettlement progress: overall and annual schedules, resettlement agencies and staffing, LA and HD progress, construction progress of resettlement housing and special facilities, progress of relocation and other resettlement activities; 4) Resettlement budget and implementation thereof: level-by-level disbursement of resettlement funds, fund use and management, disbursement of compensation fees to proprietors, holders of land use rights and land users, village-level use and management of compensation fees, supervision and auditing of fund use; 5) Employment and resettlement of APs: main modes of resettlement, employment and resettlement of APs in entities, resettlement of vulnerable groups, effectiveness of resettlement; 6) House reconstruction and production resettlement: form of house reconstruction, three supplies and one leveling of housing sites, disbursement of compensation fees, and construction of special facilities; 7) Restoration of enterprises and special facilities (power and water supply, communication and traffic facilities, and pipelines, etc.); 8) Grievance redress, public participation and consultation, information disclosure, and external monitoring: appeal channel, procedure and agencies; key points of appeal and handling thereof, key activities and progress of public participation and consultation, RIB and information disclosure, external M&E agency, activities and effectiveness; 9) Handling of relevant issues in the Memorandum of the Bank Mission; and 10) Existing issues and solutions. Table 37 Sample Schedule of LA and HD Agency: ______Reporting date: ______(MM/DD/YY) Completed in Total Resettlement activity Unit Planned Completed total percentage Permanent land acquisition mu Temporary land occupation mu Demolition of residential houses m2 Business premises m2 Land compensation 0,000 yuan House compensation 0,000 yuan House reconstruction m2

72 RAP and SDD Report of the Yunnan Highway Asset Management Project

Completed in Total Resettlement activity Unit Planned Completed total percentage Store reconstruction m2 Reconstruction of business premises m2 Prepared by: ______Signature of person responsible: ______Stamp: ______Table 38 Sample Schedule of Fund Utilization ______District ______Town (Sub-district) ______Village (Community) Date: ______(MM/DD/YY) Amount Amount of compensation Total amount of Brief Qty. Affected agency needed available in the reporting compensation Percentage description (unit) (yuan) period (yuan) available (yuan) Collective Village 1 Households Collective Village 2 Households Entities Infrastructure Prepared by: ______Signature of person responsible: ______Stamp: ______2.10.1.2 Methodology For internal monitoring, a normative, smooth top-down resettlement information management system should be established among the Yunnan PMO, IAs and resettlement agencies concerned to track and reflect the progress of resettlement, including the progress, quality and funding of resettlement, and collate and analyze such information. The following measures have been taken in the Project to implement internal monitoring: 1) Normative statistical reporting system The Yunnan PMO and IAs will develop uniform report forms to reflect the progress of disbursement of resettlement funds, LA and HD. Such forms will be submitted monthly. Table 39 Sample Monitoring Report Updated Completed to Completed in Total No. Item RP Actual RP date total percentage Area (mu) Acquisition of 1 AHs collective land APs 2 State-owned land Area (mu) Area (mu) Temporary land 3 AHs occupation APs Area (mu) Demolition of 4 AHs residential houses APs Area (mu) 5 Entities Number Population 6 Resettlement funds (yuan) 2) Regular or irregular reporting Information on issues arising from resettlement will be exchanged in various forms between the resettlement agencies and the external M&E agency. 3) Regular meeting During resettlement implementation, the Yunnan PMO will hold resettlement coordination meetings regularly to discuss and handle issues arising from project and resettlement implementation, exchange experience and study solutions. 4) Inspection

73 RAP and SDD Report of the Yunnan Highway Asset Management Project

The Yunnan PMO will conduct routine and non-routine inspection on the resettlement work of the IAs and the resettlement agencies, handle resettlement issues on site, and verify the progress of resettlement and the implementation of resettlement policies. 5) Exchange of information with the external M&E agency The Yunnan PMO will keep routine contact with the IAs and the external M&E agency, and take findings and opinions of the external M&E agency as a reference for internal monitoring. 2.10.1.3 Interval and reporting Internal monitoring is a continuous process, in which comprehensive monitoring activities will be conduct at least semiannually; more frequent monitoring is required at key times. Internal monitoring reports will be submitted by the resettlement agencies to the IAs and Yunnan PMO. The Yunnan PMO will compile relevant data and information, and submit an internal monitoring report to the Bank semiannually. 2.10.2 External Monitoring According to the Bank’s policy, the Yunnan PMO will appoint a qualified, independent agency experienced in Bank-financed projects as the external M&E agency. The external M&E staff should: 1) have participated in similar tasks, have rich experience in socioeconomic survey, and understand the Bank’s policy on involuntary resettlement, and the state and local regulations and policies on resettlement; 2) be able to conduct socioeconomic survey independently, have good communication skills, and be tough; and 3) include a certain percentage of females. The external M&E agency will conduct follow-up M&E of resettlement activities periodically, monitor resettlement progress, quality and funding, and give advice. It shall also conduct follow-up monitoring of the APs’ production level and living standard, and submit M&E reports to the Yunnan PMO and the Bank. 2.10.2.1 Scope and methodology 1) Baseline survey The external M&E agency will conduct a baseline survey of the affected villages and village groups affected by land acquisition to obtain baseline data on the monitored APs’ production level and living standard. The production level and living standard survey will be conducted semiannually to track variations of the APs’ production level and living standard. This survey will be conducted using such methods as panel survey (sample size: 20% of the households affected by LA, to be sampled randomly; 50% of the affected entities), random interview and field observation to acquire necessary information. A statistical analysis and an evaluation will be made on this basis. 2) Periodic M&E During the implementation of the RAP, the external M&E agency will conduct periodic follow-up resettlement monitoring semiannually of the following activities by means of field observation, panel survey and random interview:  Payment and amount of compensation fees;  Preparation and adequacy of the resettlement site;  House reconstruction;  Relocation of the APs;  Compensation and resettlement of entities;  Training;  Support for vulnerable groups;

74 RAP and SDD Report of the Yunnan Highway Asset Management Project

 Restoration and reconstruction of infrastructure and special facilities;  Production resettlement and restoration;  Compensation for lost assets;  Compensation for lost working hours;  Transition subsidy;  Timetables of the above activities (applicable at any time);  Resettlement organization;  Use of compensation fees for collective land and income of APs;  Income growth of labor through employment; and  If APs have benefited from the Project 3) Public participation The external M&E agency will attend public consultation meetings held during resettlement implementation to evaluate the effectiveness of public participation. 4) Grievance redress The external M&E agency will visit the affected villages and groups periodically, and inquire the Yunnan PMO and resettlement agencies that accept grievances about how grievances have been handled. It will also meet complainants and propose corrective measures and advice for existing issues so as to make the resettlement process more effectively. 2.10.2.2 Reporting The external M&E agency will prepare external monitoring reports based on observations and survey data in order to: 1) reflect the progress of resettlement and existing issues to the Bank and the project owner objectively; and 2) evaluate the socioeconomic benefits of resettlement, and proposing constructive opinions and suggestions to improve the resettlement work. A routine monitoring report should at least include the following: 1) subjects of monitoring; 2) progress of resettlement; 3) key monitoring findings; 4) key existing issues; and 5) basic opinions and suggestions. The external M&E agency will submit a monitoring or evaluation report to the Bank and the Yunnan PMO semiannually. Table 40 Schedule of Resettlement M&E No. Resettlement report Date Monitoring and Monitoring report (No.1, including Baseline 1 Jun. 2017 socioeconomic survey report) 2 Monitoring and Monitoring report (No.2) Dec. 2017 3 Monitoring and Monitoring report (No.3) Jun. 2018 4 Monitoring and Monitoring report (No.4, including final report) Dec. 2018 2.10.3 Post-evaluation After project implementation, the Yunnan PMO (or through the external M&E agency) will apply the theory and methodology of post-resettlement evaluation to evaluate the Project’s resettlement activities on the basis of M&E to obtain successful experience and lessons in LA and HD as a reference for future work. A post-resettlement evaluation report will be submitted to the Bank. 2.11 Legacy and follow-up

The survey found that there is mainly one problem of RAP of the Yunnan Highway Asset Management Project, that is, land pre-trial work of 1 sub project is unfinished.

75 RAP and SDD Report of the Yunnan Highway Asset Management Project

The above problem will be included in the immigration external monitoring scope, subsequent immigration external monitoring will pay attention to. Table 41 Previous leftover problems and the next step action plan

The problem: land pre-trial unfinished, lack of legitimacy of land supporting materials

Highway bureau No. Highway branch MMEC or HAS next step action plan Expect to get the land certificate by the first Chuxiong 1 Chuxiong Chuxiong HAS quarter of 2017

76 RAP and SDD Report of the Yunnan Highway Asset Management Project

Appendix SDD Report

1 Basic Information of the Project

1.1 LA and access to state-owned land Progress The additional construction land for the subprojects covered by SDD is mostly state-owned land, more than half of which has been acquired from collective land by local governments for the purpose of industrial or traffic construction in the past 5 years, and compensation is also paid for by these sectors. There are currently 56 SDD sites, of which permanent occupation of state-owned land is 40, covering 891.1391 mu of land. Collective land has been acquired or displaced for 18 subprojects in the name of or specifically for the Project, involving 366.6478 mu of collective land, see Table 1 for details It should be noted that although the construction site land is levied on behalf of the World Bank, but most of the land acquisition occurred at two or three years ago. Currently, all these surveyed sites have been fully paid to the affected units or households. Table 1 SDD Site Quantity Distribution The WB Permanent occupation of state - project owned land Site involves land Other projects Originally Total Remarks Name acquisition or involving land state-owned land replacement acquisition sites sites sites Shuifu MMEC、Xiangjiaba HAS 3（Shuifu MMEC、 are both WB projects and the Zhaotong 5 4 Xiangjiaba HAS、 10 original state-owned land sites, Yongshan MMEC） repeatedly calculated 2 times Qujing 3 3 Chuxiong 2 5 1（Yongren HAS） 8 Yuxi 1 4 5 Honghe 4 7 1（Hekou HAS） 12 Wenshan 1 3 4 Puer 2 3 5 Dali 2 0 2 Baoshan 0 4 4 Dehong 0 1 1 Lijiang 1 1 2 18（16 acquisiton Zhaotong 2 sites are repeatedly Total and 35 5 56 calculated 2 times 2replacement ）

77 RAP and SDD Report of the Yunnan Highway Asset Management Project

Certificates of the right to use state-owned land have been obtained for 9 subprojects of the 56 surveyed sites, accounting for 16.07% of all sites covered by SDD. The progress in LA and access to state-owned land of each site, see Appendix 1. According to the actual situation of the project, the way of land acquisition is divided into four types including collection, transfer, allocation and replacement. In the 56 surveyed sites, the case of land acquisition as follows: 17 sites took the way of collection to obtain state-owned land. 16 of them were aquisited for World Bank project. The last site, Honghe County, Lvchun Highway Brueau is affected by other project. Currently, only one site, Dali Yunlong Highway Branch MMEC has achieved the state-owned land use certificate. 2 sites took the way of replacement to obtain state-owned land. Currently, 2 sites replacement land have not yet been perfected. 8 sites took the way of transfer to obtain state-owned land. Currently, all 8 sites have signed the contract of construction land use right transfer. 29 sites took the way of allocation to obtain state-owned land. Currently, 8 sites have acquired state-owned land allocation decision. Overall, state-owned land has been obtained for 9 sites of the 56 subprojects.

Table 2 SDD Site Progress Way to get state-owned land Number of subprojects Current progress Collection 17 One has achieved the state-owned land use certificate, 16 of them were aquisited for World Bank project Replacement 2 Replacement land have not yet been perfected Transfer 8 8 sites all have signed the contract of construction land use right transfer Allocation 29 8 sites have acquired state-owned land allocation decision Total 56 State-owned land has been obtained for 9 sites

78 RAP and SDD Report of the Yunnan Highway Asset Management Project

1.2 Construction Progress SDD covers 56 subprojects in total. Their construction progress is concluded as follow (details are presented in Appendix 2):  Bidding: Design bidding for all the 56 subprojects covered by SDD, and supervision and civil works bidding for 6 subprojects has been completed. Supervision bidding has been completed for the Qujing Highway Bureau Dajing HAS and the Yuxi Highway Bureau Shuangjiang HAS only; the HASs of the Zhaotong Highway Bureau do not need supervision bidding, and civil work bidding has been completed for 4 subprojects; supervision and civil works bidding has not begun for the other subprojects.  Construction project planning permit: 23 subprojects have been obtained construction project planning permit, accounting for 41.07% the total number of SDD sites.  Project construction permit: project construction permits have been obtained for 10 subprojects, which are the Zhaotong Highway Bureau Xinjie HAS, the Zhaotong Highway Bureau Xiaocaoba HAS, the Qujing Highway Bureau Yuezhou HAS, the Chuxiong Highway Bureau Mouding Highway Branch MMEC, Chuxiong Highway Bureau Shuangbai HAS, the Yuxi Highway Bureau Shuangjiang HAS, the Yuxi Highway Bureau Fenglu HAS, the Yuxi Highway Bureau Ningzhou HAS, the Dehong Highway Bureau Nianghe Highway Branch MMEC, Lijiang Highway Bureau Rongjiang HAS; the Lijiang Highway Bureau MMEC is being disclosed, and no project construction permit has been obtained for the other subprojects.  Construction: 28 subprojects have broken ground, in which 6 subprojects have been completed, while the other subprojects have not broken ground. Subproject construction is expected to be fully completed in the mid of 2018.

79 RAP and SDD Report of the Yunnan Highway Asset Management Project

2 Impacts of the Project

2.1 Survey Methods and Process During May 15-26, 2016, NRCR conducted a survey on the 56 subprojects covered by SDD in the 16 cities/prefectures involved in the Project. With the support of YPHB and the agencies concerned, the task force conducted a socioeconomic survey and a DMS in the project area. All APs were involved in the survey. The task force also collected comments on resettlement from village committees, villagers, land and resources bureaus, labor and social security bureaus, and other social organizations, and conducted extensive consultation. The task force visited the Highway Bureaus, HASs and MMECs, and collected information on construction and resettlement progress by means of interview. The task force visited the affected villages and entities, and collected information on LA and compensation by means of questionnaire survey, FGD and interview, where the questionnaire survey covered 87 households with 374 persons.

2.2 Permanent Occupation of State-owned Land Among the subprojects covered by SDD, 40 subprojects will occupy 891.1391 mu of state-owned land permanently. Except that the land occupied by the Zhaotong Highway Bureau Yongshan MMEC, Chuxiong Highway Bureau Yongren HAS, Honghe Highway Bureau Hekou HAS and Zhaotong Highway Bureau Shuifu MMEC (built with Xiangjiaba HAS) has always been state-owned, the other subprojects involved rural collective land acquisition during 2010-2015. The review of LA activities during this period and the additionally acquired collective land will be described in detail in Section 2.3. Table 3 Permanent Occupation of State-owned Land (SDD) Highway Highway State-owne Time of Land No. Name of MMEC or HAS Bureau Branch d land (mu) Acquisition Completed Highway 1 Zhaotong Highway Bureau MMEC 21.72 2015.7 Bureau Previously belonged to Yongshan County 2 Yongshan Yongshan Highway Branch MMEC 6.441 immigration, and government to recover Zhaotong in 2015 3 Ludian Ludian Highway Branch MMEC 22.13 2016.3 4 Ludian Xinjie HAS 13 2013.11 5 Qiaojia Baihetan HAS 17.011 2014.4 Land of the civil affairs 6 Shuifu Shuifu Highway Branch MMEC 10 bureau 7 Shuifu Xiangjiaba HAS (built with center) \ \ 1 Qilin Yuezhou HAS 10 2013.7 Qujing 2 Huize Dajing HAS 10 2015.4 3 Zhanyi Shibanjing HAS 21.1 2014.7 Highway 1 Chuxiong Highway Bureau MMEC 40.997 2011.5 Bureau Chuxiong Always being 2 Yongren Yongren HAS (Yongren Emergency Center) 50.31 state-owned farm 3 Yuanmou Yuanmou HAS 16.296 2011.6

80 RAP and SDD Report of the Yunnan Highway Asset Management Project

Highway Highway State-owne Time of Land No. Name of MMEC or HAS Bureau Branch d land (mu) Acquisition Completed 4 Wuding Jincheng HAS 4.3 2009.12 5 Mouding Mouding HAS 15.2206 2011.10 6 Shuangbai Shuangbai HAS 16.21 2010.9 1 Eshan Shuangjiang HAS 5.4 2012.9 2 Yuanjiang Yuanhong HAS 6 2011.6 Yuxi Fenglu HAS (built with Dengjiang Highway 3 Dengjiang 6.43 2013.11 Branch) 4 Huaning Ningzhou HAS 5 2013.9 Always being 1 Hekou Hekou HAS 19.18 state-owned farm 2 Gejiu Gejiu HAS 12.434 2010.6 3 Shiping Shiping Highway Branch MMEC 20 2015.4 Honghe 4 Shiping Shiping HAS (built with center) \ \ 5 Jinping Jinping Highway Branch MMEC 43.353 2010.3 6 Jinping Jinping HAS (built with center) \ \ 7 Honghe Honghe HAS 160 2015.7 8 Lvchun Lvchun HAS 20 2011.3 1 Qiubei Qiubei Highway Branch MMEC 26.7585 2014.6 Wenshan 2 Funing Funing Highway Branch MMEC 8 2011.12 3 Qiubei Qiubei HAS 28.58 2015.11 Highway 1 Pu’er Highway Bureau MMEC 45.53 2011.4 Bureau Pu’er 2 Ximeng Mengsuo HAS 21.46 2010.12 3 Jiangcheng Menglie HAS 33.45 2011.5 1 Shidian Shuichang Emergency Center 60.712 2016.1 2 Shidian 707 HAS (built with center) \ \ Baoshan 3 Changning Goujie HAS 6.948 2011.12 4 Shidian Yaoguan HAS 7.974 2015.11 Dehong 1 Lianghe LiangheHighway Branch MMEC 54.096 2010.2 Lijiang 1 Huaping Rongjiang HAS 25.098 2011.11 Total 891.1391 / The 4 plots that have always been state-owned are described as follows: 1) Zhaotong Highway Bureau Yongshan MMEC. This station is to occupy 6.441 mu of land. This land previously belonged to Yongshan County immigration, and government to recover in 2015, located in the east side of the Xiwu road，Xiluodu town，Yongshan County，《 Approval of the people's Government of Yongshan County on the recovery of the County Immigration Development Bureau of state-owned land use right》(Yongzhengfu [2015] 14) approved by the state owned construction land within the scope of the agreement/ transfer to Yongshan Highway Bureau as Yongshan MMEC construction project land, the use of land for public facilities land, transfer years for 50 years. 2) Zhaotong Highway Bureau Shuifu MMEC (built with Xiangjiaba HAS): This center is to occupy 39.43 mu of land, in which 29.43 mu is collective land as described in Section 2.3, and the remaining 10 mu is owned by the civil affairs bureau and has been transferred to the Shuifu Highway Branch, unused for many years, the government has already transferred the land to the Shuifu Highway Branch in consultation with the civil affairs bureau, but the amount has not been fixed, after the amount of the transfer is determined, it will be paid to the government by the Highway Branch. 3) Honghe Highway Bureau Hekou Highway Branch Hekou HAS. This station is to occupy 19.18 mu of land, which is always owned by Hekou Farm in Hekou County and rented to 3 workers’ households of Hekou Farm for cultivation at an income distribution ratio of 40:60. In April 2016, the National Highway 326 Lingkai (Pingbian)—Dongping (Hekou) Segment Reconstruction Project

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Headquarters entered into a land compensation agreement with Hekou Farm. Rubber land compensation price of 63,840 yuan / mu, 1,200 yuan per mu of working funds. In May 2016, the compensation of 1,247,467 yuan was paid to Hekou Farm at a time, but the land has not been handed over yet, less impact on farm 3 employees. 4) Chuxiong Highway Bureau Yongren Highway Branch HAS. In September 2013, Headquarters of the First Contract Package of the National Highway 108 Chuxiong Segment Demonstration Project of Dali Highway Bridge Engineering Corp. acquired 50.31 mu of woodland of Yongding Forest Farm in Yongren County. The acquired woodland and trees are compensated for pursuant to the Compensation Rates for Woodland Acquisition and Occupation for Construction Projects in Chuxiong Prefecture (CPG [2004] No.37). The compensation of 160,247.7 yuan was paid in October 2013. In 2016, this plot was allocated to the Yongren Highway Branch. Since the current plot of the Yongren HAS (50.31 mu) is combined from that of the former Yongren Emergency Center (30 mu) and that of the former Yongren HAS (20 mu), the certificate of the right to use state-owned land is being re-applied for and has not been obtained.

2.3 Permanent Acquisition of Collective Land 1171.8559 mu of collective land will be acquired permanently for the Project, including 703.6477 mu of cultivated land, 313.7322 mu of woodland and 154.476mu of other land. 1) Collective land acquisition or displace under the World Bank In the 1171.8559 mu of acquired land, only 366.6478 mu of collective land has been acquired directly under the Project, accounting for 31.29% of all area, including 186.3768 mu of cultivated land, 89.891 mu of woodland and 90.38 mu of other land. Details are presented in Appendix 3. LA activities for some subprojects occurred early and were complex, and are introduced here: Each site land acquisition as follows:

1. Zhaotong Highway Bureau 1) Yanjin Highway Branch MMEC MMEC of YanJin Highway Branch handled formalities of land expropriation in the name of the world bank projects, land expropriation began in April 2015, is located in the villagers groups of Dunhou village and Liangheyan village of Niuzhai towmship in YanJin county. The amount of requisition land is 29.4 mu, which are all arable land, and land requisition has impact on 5 peasant household, a total of 18 people, and in May 20,2015, all of the 5 peasant household sighed land acquisition agreement. Total payments to farmers’ compensation is 900004.18 yuan, the town government is divided into three payments to farmers (April 14, 2015, May 29, 2015, October 16, 2015). In the process of land expropriation, the problem of housing demolition is not involved. The station also involves the issue of mining rights of mining enterprise, and paid 80000 yuan compensation to the mining enterprise Currently, due to transfer regulations Land Bureau, land which is being arranged, no symbol. Now, the aircraft of the station has been handled, "a book two cards", is dealing with construction permits. 2) Yiliang Highway Branch Xiaocaoba HAS Xiaocaoba HAS is seated in New street of Xiaocaoba town. The intended total area of requisition land is 10mu. The examining and approving formalities are in the process now for the adjust of the land bureau. In the name of World Bank project, Yiliang Highway Branch expropriated the land entrusting

82 RAP and SDD Report of the Yunnan Highway Asset Management Project the county government from March 2015to October 2015. The expropriation land are seated in Sanjiao group and Yanjiao group of Xiaocaoba village, Xiaocaoba town, Yiliang county.The total area of requisition land is 11.41 mu, and will affect 14 households, 79 people.The standard of Land acquisition Office is “ Yiliang county land and housing expropriation compensation and resettlement measures of town planning area towns and villages within the scope of collective ”. The compensatory payment is 433787.38yuan totally. Among that ,Yiliang Highway Branch has paid 333000yuan. The Retainage of over 100 thousand will paid ahead by county government, and will dock will project later. Farmers have gain the compensation in November 2014. 3) Yiliang Highway Branch Kuixiang HAS Kuixiang HAS is located in the left of K69+950 of Yi county three-level highway. The intended total area of requisition land is 13.9 mu. The examining and approving formalities are in the process now for the adjust of the land bureau. In the name of World Bank project, Yiliang Highway Branch (has signed a contract for land acquisition) expropriated the land entrusting the county government from April 2016 to June 2016.The expropriation land are seated in 6 agency and 7 agency of Kuiyang street, Yi nationality village, Kuixiang town, Yiliang county.The total area of requisition land is 15.7453 mu, and will affect 22 households, 81 people. The land acquisition agreement has been signed, and the compensatory payment is 485905.5 yuan totally. Farmers have gain the compensation in April 14,2014. Qiaojia Highway Branch has paid 485905.5 yuan to county government in April 14,2014. The standard of Land acquisition Office is “Yiliang county land and housing expropriation compensation and resettlement measures of town planning area towns and villages within the scope of collective ”. 4)Shuifu Highway Branch Mechanization conservation and emergency center (constructed with the Xiangjiaba HAS) In the name of World Bank project, the land requisition span from May 2015 to December 2015. The emergency center and HAS totally occupied 29.43 mu land, 29.43 mu collective land among, and the other 10 mu is owned by the Civil Affairs Bureau. The affected collective land are Gaotan village of Yunfu Street Office and Shipan group, Dayun group, Daping group, Fengshou group of Anjiang community. The total area of requisition land is 29.43mu, including 19.181mu land 10.249woodland, and will affect 15 households, 55 people. The standard of Land acquisition is “Notice of Shuifu County People's Government on the issues concerning the adjustment of the compensation standard of land expropriation”. The compensation standard of Anjiang community is 49590 yuan/mu of dry land. The compensation standard of economic forest and dry land of Gaotan village are 16800yuan/mu and 32340yuan/mu separately. 2.Chuxiong Highway Bureau 1)For the construction of Mouding Highway Branch Shangmi Machine station, Mouding Highway Branch requisite 20mu woodland of Shangmi village group, Mi village, Jiangpo town, Mouding county. This part of the land is located in the right of k84+00m of Yuanshuang secondary highway. According to the “Construction project requisition land, forest compensation and resettlement assistance agreement of Mouding Highway Branch Mechanization conservation and emergency center”, Mouding Highway Branch needed to pay 310736.25 yuan land acquisition compensation and 176000 demolition compensation, a total of 486736.25 yuan to Shangmi village group, . During the land requisition, the compensation standard from Mouding Highway Branch is based on “Notice of the Mouding county people's Government on the implementation of a new

83 RAP and SDD Report of the Yunnan Highway Asset Management Project round of unified land requisition compensation standard”. The land of Shangmi village group is second-level.The compensation standard of woodland is 15000yuan/mu(forest land expropriation compensation 10000yuan/mu and forest compensation 5000yuan/mu).Farmers have gain the compensation in February 18,2016. The The state-owned land use certificate has not been handled now for the adjust of the land. This problem deserves father monitor and concerned. 2) Chuxiong Highway Branch Chuxiong HAS For the request of Yunnan Highway Bureau warehouse relocation, Chuxiong Land Bureau requisite totally 65mu collective land from Xiaoboyan and Daboyan, Xinliu village, Donghua town. According to the “Land acquisition agreement” and “the land of the compensation agreement on the compensation agreement”. The land is located near Shuangyuan road, Xinliu village committee, Donghua town.Chuxiong Land Bureau requisite totally 42.3mu collective land from Daboyan(including 15.9 mu of paddy fields, 3.8 mu of dry land, ditch 0.29 mu, 0.53 mu of pond, garden 2.5 mu, 19.6 mu of forest land) and 22.7 42.3mu collective land from Xiaoboyan(including 0.73 mu of Paddy field , 2.5 mu of dry land, 0.03 mu of dam pond, garden 4.9 mu, 15.4 mu of forest land). Except the construct land of Yunnan Highway Bureau, the land is replacement land, and Chuxiong HAS occupies 10 mu of land. During the land requisition, the compensation standard from Chuxiong Land Bureau is based on ”Notice of the people's Government of Chuxiong Municipality on updating the standard of the various types of housing in Chuxiong City” and ”Notice of the people's Government of Chuxiong Municipality on the administration of collective land acquisition in Chuxiong Municipality”. Farmers have gain the compensation in March,2016(totally 288084.77).The state-owned land use permit of Chuxiong HAS is being processed, and is expected to be available in the second half of 2016 to get the land certificate. 3.Yuxi Highway Bureau 1)Xinping Highway Branch Mechanization conservation and emergency center Xinping HAS requisite totally 14.69 mu collective land from Chahe group, Yani Community, Guishan Street Office. The land is located in Both sides of the Laodaxin road, Xinping county, and can be divided into plots and plots two. The irrigated land is 8.27 mu, according to 33000 yuan per mu compensation; unused land is 6.42 mu, according to 8000 yuan per mu compensation; The compensation of young crops on irrigated land is 1200yuan per mu.The total compensation is 334194yuan, and all funds are in place. The irrigated land is possessed by 6 households , 24 people, all Hani nationalities. All the unused land is collectively owned. The actual payment of compensation of the road branch is higher than the area within the red line. Actually a small piece of land is occupied of the triangle edge in block one but can not be included in the scope of accreditation, it became the redundant area. The road branch plans to make block 1, block two and the Laodaxin road, which across the two blocks unified into a state-owned land use permit. The Compensation funds for land requisition was paid by Dangerous bridge reinforcement and reconstruction project department to the affected person.Land compensation agreement is signed by the Xinping Highway Branch.It is because Xinping Highway Branch set up a project department for reinforcement of the bridge on a new line, and need a place as a prefabricated field. Therefore, they use the land as a highway mechanization conservation and emergency center.So it's paid by the project department. 4.Honghe Highway Bureau 1)Mengzi Highway Branch Zhicun HAS For the request of project construction of Mengzi Highway Branch , Mengzi Land Bureau collect 37.072 mu land from Feitu Villager group, Yiwanshui village committee, Zhicun town in

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August 6,2016. The compensation is 1338260yuan, and was full paid to the affected person in October 29,2015.The village land is mostly mountain forest, perennial drought, basically no paddy and vegetable land.It periphery has a smelter, the farmer lives all the year round to work to maintain life.Approved by the development and Reform Commission in 2015, Zhicun HAS construct conservation after investigation in December of the same year, and is being notified by the forestry department to pay forest vegetation recovery fees. 2)Jianshui Highway Branch Jianshui HAS For the request of project construction of Mengzi Highway Branch , Mengzi Land Bureau collect 37.072 mu land from Feitu Villager group, Yiwanshui village committee, Zhicun town early in 2016. This compensation is not related to farmers. The compensation is 785435yuan, and has totally paid in January 22,2016. Previously, the community is the village committee form, and is changed into a community consisted by the farmers and community residents. In 2016 the land was allocated to Jianshui Road Branch by the land bureau in the price 400 thousand per mu. Regulation has been completed. The land certificate is expected to be affirmed at the end of the year. 3)Yuanyang Highway Mechanization conservation and emergency center The project was divided in January 23,2013, April 16,2013 and August 2,2013. Hongnan secondary highway Construction command collect 124.99 mu from Jia village, and the compensation fee is 650320yuan. Currently the unified management of the relevant planning land 7.48 mu of procedures is in the process. The project was originally in the construction plan of Yuanyang Highway Branch, and has completed the land acquisition work in 2013. Then due to the project advancement of The World Bank, they made this 7.48 mu construction land World Bank sub project, that is, Yuanyang Highway Mechanization conservation and emergency center construction land. 4）Pingbian Highway Branch MMEC Pingbian HB MMEC. 2016.6.26 national highway 326 line lingkai of Pingbian to the Dongping of Hekou section reconstruction project headquarters requisitions the Haniwu village group collective land of Jimwui village committee , Xinxian township on Pingbian county , 16.3221 mu of paddy fields. But the land is located over xinxian town government planning area of the township , not within the scope of basic farmland. All the land contract for the villagers Ziyuanbin to use , involving 1HHS, 6 people, total compensation 842147.5 yuan. According to 25000 yuan per mu of land compensation, land compensation is 408052.5 yuan. Beanstalk and attachments to nursery stock land compensation of 434095 yuan, 34095 yuan compensation to the villagers, 400000 yuan compensation to the flower seedlings company, the main reason is that the villagers took the land rent to the company. The land of 8.77 mu is taken by Pingbian HB MMEC projects . 5. Wenshan Highway Branch 1）Xianshan Highway Branch MMEC In 2015, the government of Jiana town, Xianshan county, Xian county Land and Resources bureau requisitionslake Daqinglong village group, village committee of Jianat town 57.34 mu of land, including the dry land 37.628 mu, the wasteland 19.712 mu, total compensation of 1639027 yuan,has paid off on June 17, 2015. Levied land is taken as Xianshan county MMEC of national highway 323 and bitumen reserves stand land for construction projects. 6. Pu’er Highway Bureau 1）Pu’er Simao Highway Branch, Simao HAS On December 2, 2015, due to the need of construction planning land simao highway branch, government of nanping town has formed a working group on land,requisitioing 24 mu land of Dapingzhangland villagers group and handing over to puer highway branch, useing for simao HAS

85 RAP and SDD Report of the Yunnan Highway Asset Management Project construction .Simao HAS is located in DApingzhang villagers groups, a total of 24 mu, involving 9.5 mu of arable land, 7.38 mu of collective forest land, 4.87 mu of gardens and 2.22 mu of fish ponds. The land is replacing land, the Puer HAS originally has four land a total of 27 mu, because the local government plans small towns project in 2011,so replace land with highway bureau authority. Land requisition compensation standard is according to the Notice of the Yunnan Provincial Land and Resources Bureau on Amending LA Compensation Rates of 15 Prefectures (Cities) of Yunnan Province .On February 22, 2016, all land expropriation compensation totaling 931906.5 yuan, have been paid to the village collective and villagers by government of Nanping town ,simao district .Due to the presence of some taxes not pay, therefore has not obtained the state-owned land USES certificate, only has the temporary land to use certificate. 2）Zhenyuan Highway Branch HAS Build boutique travel in the Heping town, 2011-2013 Heping town government and ZhenYuan highway branch consult many times, finally reached an agreement on the ZhenYuan highway branch land replacement, attachments for full compensation.In January 2016, Heping town government reached the new land replacement agreement with ZhenYuan county highway branch, using Heping town two street , the new development zone covering an area of 2700.23 m2 of land (the former big granite factory right rear) replace the land ZhenYuan county Highway branch HAS.Heping town government encourages the construction of the town and the great granite factory, in January 1995, permanently collect area of 78.8 mu of the zhuang village and old Qin Po club a (tree forest land 52.29 mu, the dry land 19.1 mu the old Qin Po woodland 7.41 mu) .Collective forest right system reform in 2007, Heping town government taked care of the Dashujiao group land people, give 219 mu state-owned forest land of Zhuang village to Dashujiao group. Public welfare forest subsidy funds directly give the Dashujiao group each year, as a collective funds. State-owned land using certificate is waitng to confirm. 7. Dali Highway Bureau 1) Taoshuhe MMES of Heqing branch Due to the reconstruction needs of Heqing Line S221 to Class-1 road, the people's Government of Heqing County requisitioned the Taoshuhe machine station of Heqing highway branch. In the "Heqing County Highway Line S221 (from Dongpo fork to Heyang) reconstruction project resettlement agreement", Heqing County People's government promised to be responsible for the acquisition of new Taoshuhe machine station with the land of 15531.44 m2,about 23.296 mu rural collective land. The land is located in Taoshuhe village group, Yitou village, Jindun town, Heqing county. The new land of Taoshuhe machine station is occupied by Heqing County Land Resources Bureau through the Shanghe Road Construction in the form of supporting projects in the form of land use procedures (the He administration, [2013]617 number). Land Resources Bureau requisition the land according to the "Heqing County line S221 Shangguanto Heqing Class-1 highway reconstruction project phase (Dongpo fork to crane Yang Road) implementation of land requisition compensation standard". When the land is transferred to the Heqing highway branch, the land property shall be owned by the state owned construction land. In 2015, the Shangguan to Heqing Class-1 road reconstruction project upgraded to the Shangguan to Heqing highway project. The county government did not help Taoshuhe machine station solve the problem of land requisition, Heqing branch cannot obtain land in the form of supporting engineering land. It is necessary to negotiation with Yitou village committee directly because the original plan involved in the expropriation of 23.296 mu land,including 8.267 mu paddy fields, affecting 4 households of 20 people, land acquisition is difficult. Therefore, in order

86 RAP and SDD Report of the Yunnan Highway Asset Management Project not to affect the progress of construction, Heqing Highway Bureau decided not requisition paddy fields, requisition the village collective forest land (not involving farmers) of 15.96 mu only.(See “Heqing Highway Branch New Taoshuhe MMES Project Permanent Occupation of Forest Land, Compensation and Resettlement Agreement”), in accordance with the "Executive Compensation Standard Shangguan to Heqing Highway Construction Land Demolition Work Opinions", paying 170559 yuan to Yitou village committee. 2) Lishupo MMES of Yunlong branch Yunlong Road branch requisition arable land of 15.5 mu from Lishupo village group at once time, of which 0.74 mu paddy fields, 14.76 mu dry land, affecting 10 households of 49 people, all are Bai. The actual use land of the world bank project is 7.2675 mu. In September 2015 compensation for the implementation of the program was approved by Yunlong County People's Government (LCG No. [2015]54). Site submission was obtained in May, 2016, title certificate was obtained in January 2017. In mid May 2016, Yunlong Road branch paid compensation for land expropriation to Guanping town People's government, and Guanping town People's government pay it all to the affected households. 8.Lijiang Highway Bureau 1)Lijiang Highway Bureau MMEC The land is located in Jinshan Xiang Wenhua Village in Gucheng district (now changed to City Wenhua Street Office), 2012 was contracted to the village collective and individual businessmen often, when he has contracted 127.06 mu, all belong to the collective land, and Hechangsheng financed by land leveling. In 2013, due to the construction of highway MMEC, the Lijiang Municipal Bureau of land and Resources Gucheng Highway Branch lavy Hechangsheng contracted land expropriation of 45.91 mu, of which 14.6 mu of arable land, 31.31 mu of unused land, and in September 2013 22, Gucheng Highway Branch pay 616780 yuan land requisition to the village collective. At the same time, by the Lijiang Highway Bureau and the regular consultation with Hechangsheng, the Lijiang Highway Bureau pay to 768000 yuan to Hechangsheng in 2014, as his flat site compensation. Lijiang Highway Bureau to obtain land by allocation, the site has been made to the site selection and construction land planning permit.

The collected land on behalf of the other items in the past five years In the collection of 1171.8559 mu of collective land, there are 805.2081 mu of collective land in the past five years in the name of other projects, including 517.2709 mu of arable land, 223.8412 mu of land, 64.096 mu of other types of land. Details are presented in Appendix 4. Each site land acquisition as follows: 1. Zhaotong Highway Bureau 1) Zhaotong Highway Bureau MMEC Total Highway Bureau Mechanization of Maintenance and Emergency Centre office area of 21.7 mu, and on February 3, 2016 to obtain construction project site submissions. The land belongs to Chao Ma secondary road conservation center construction projects, belong to Zhaotong Yiliang "9.07" earthquake recovery and reconstruction projects, land expropriation and land acquisition and relocation resettlement has been paid in full. Based on "Land and Resources on support Yunnan earthquake restoration and reconstruction policy measures letter" documentation requirements (post-disaster reconstruction projects involving agricultural land conversion and land acquisition, implementation of Bian Jianxin reported side edge batch) can be built side edge newspaper, so Zhaotong Highway Bureau mechanization conservation and emergency Centre of state-owned land use permit does not apply, but rather into the "Ludian" 8.03 earthquake restoration and

87 RAP and SDD Report of the Yunnan Highway Asset Management Project reconstruction of land use planning, "" Total Highway Bureau Mechanization of Maintenance and Emergency Centre acquired land located in Chaoyang District Longquan street officer dam 11 community groups, affecting 61 households, 185 people. The land acquisition process does not involve house demolition. Land compensation total 1,897,311.4 yuan, has all the honor May 20, 2015 to the affected people. According to "Zhaoyang District of Zhaotong Yiliang Land Branch on" 9.7 "earthquake restoration and reconstruction project funds prepaid notice" display, Zhaotong Highway Bureau should prepaid resettlement fees and land use approval fees total 14,399,777 yuan, fund transfer between institutions settlement bills have been submitted to show advances 11,218,900 yuan, the difference between the middle of the land to be formally allocated to the Zhaotong Highway Bureau and then pay. Currently, due to transfer regulations Land Bureau, land that is being arranged, no symbol. 2) Ludian Highway Branch MMEC June 2015 the county government to G213 highway reconstruction project on behalf of the start of land acquisition, and set up a special headquarters relocation G213 highway responsible for land acquisition, land requisition, the headquarters responsible for the affected villages where the river bottom for the Ludian County town village toe pot circle hole group of villagers, land acquisition will affect 9 households and 32 people. 2016 March 10 signed a land agreement with the farmers affected by land acquisition, land compensation Total 615,446.28 yuan, March 22, 2016 to pay for land requisition is completed. Ludian Highway Branch shall be paid 650,000 yuan land on February 26, 2016, supplemented on follow-up may require a fee. 3) Ludian Highway Branch Xinjie HAS Landless affected villages located levy xinjiezhen Ludian County Clerk Street residents will be 13 village groups, a total levy of 13 mu, all arable land, a total impact of 7 households and 29 people. Land began in June 2013, because of the new street project management funds belonging to the World Bank loan, the township government to support highway construction, according to the management of land use expropriated 13 mu of land, so that Ludian Highway Branch to pay 500,000 yuan, after land shall last land-related documents, town construction work complete, and then re-signed a land agreement based on the actual costs paid land. Ludian Highway Branch Xinjie HAS bring into"8.03" 6.5 earthquake reconstruction project, the county government approved emergency land, you can build side edge newspaper, so did not apply for land use permits. So far the collection work is not finished, the specific reasons are: to determine the beginning of levy 13 mu of land, due to the construction of a new street Dashanbao highway and secondary roads Street to Dazhai, after the occupation of the highway planning projects found the levy area, so now the specific area yet to be determined, may expand or sign replacement, so the land budget to be determined. Ludian Highway Branch just paid $ 0.5 million (June 20, 2013 to pay 30 million yuan, July 24, 2015 pay 20 million) to the township government, after the remaining amount to be paid work all over the land. But the pre-levy of 13 mu, in terms of compensation have been paid to the affected farmers, the town government payments in November 14, 2013, on December 5, 2015 with the farmers to sign land acquisition agreement. 3) Qiaojia Highway Branch Baihetan HAS In order to ensure rapid and healthy development of economic industry of Jintang Town, Qiaojia County Jintang Town People's Government levied 17.011 mu land in Coal Village of Jintang Town in April 2014, which did not involve arable land and affected 10 households. The town government has fully paid the compensation at a total of 790866.7 yuan. The town government then allocated the land to Baihetan HAS at 850000 yuan. Currently two permits and one submission have been completed in 2015.

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2.Qujing Highway Bureau 1) Qilin Highway Branch Yuezhou HAS 2013 due to the construction of Qilin District of Qujing City public rental projects, the government imposed the state of the Community Weizhou Gate 10 mu of land, the impact of five households and 21 people. Compensation shall be paid by the state town government, compensation has been paid to all affected persons in July 2013, a total of 932,227 yuan. After the World Bank to support the construction of the film land in July 2013 by way of transfer transferred to Kirin Highway Branch. 2) Huize Highway Branch Dajing HAS Huize large slice of land located on Jingzhen Ida Village neighborhood group, a total of 10 mu, affecting 6 households, as early as January 2015, the construction of new large elderly in town need to be imposed, the compensation paid by the town government, a total of 620,951.5 yuan, was March 20, 2015 all payment to the affected people. March 9, 2016 Huize County Dajing Town People's Government and Huize Highway Branch provides participants Chak allocated released, the film is determined in accordance with land 150,000 yuan / mu allocated to the Huize Highway Branch using Chak allocate an area of 10 mu, a total of 1.5 million. . 3) Zhanyi Highway Branch Shibanjing HAS June 25, 2014, Zhanyi County land purchase and reserve center Jinlong Street Yuguang tenth community residents group signed a land compensation agreement, has collected 21.1 mu of land, land compensation and resettlement subsidy Yunnan Provincial Department (cloud Guo Tu Zi [2014] No. 27) file execution. Young crops compensation fee 2,000 yuan / mu, the total land acquisition compensation fee 130.6407 million. It has been distributed to all households in the hands. 3.Chuxiong Highway Bureau 1) Chuxiong Highway Bureau MMEC April 8, 2011, due to Yuanshuang secondary road construction, Chuxiong Yuanshuang secondary road construction leading group to coordinate the collection Donggua Town Yongxing Village Wangliu two group 30.877 mu of land as a construction site; Donggua Town Yongxing Village Wangliu one group levy set 10.12 mu of paddy fields as construction sites, a total of 40.997 mu. Land compensation totaling 3,341,255.5 yuan, paid by the Chuxiong City Land Resources Bureau, on 15 May 2011 by the payment to all affected households. January 6, 2016, the land plus a small piece of land around a total of 42.87 mu by the Chuxiong City Land Bureau sell to Chuxiong Highway Bureau Emergency Centre. 2) Yuanmou Highway Branch Yuanmou HAS April 10, 2011, due to Yuanshuang secondary road construction, Chuxiong Yuanshuang secondary road construction headquarters levy Yuanmou County Fengyi Village 16.296 mu of paddy fields, the impact of 23 households, 93 people, compensation totaling 1,515,528 yuan, in 2011 June July all payment to the affected people. January 6, 2016, the case of land by the Yuanmou County Land Bureau sell to Yuanmou Highway Branch for Yuanmou HAS management development. 3) Wuding Highway Branch Jincheng HAS October 2009, Wuding County Land Bureau imposed two sets of Simon of Simon Community 99.3798 mu of arable land, a total of 9,051,042 yuan compensation, on December 24, 2009 all payment to the affected people. January 13, 2016, Wuding County Land Bureau sold 4.3 mu of the land at 393,126.07 yuan to Wuding County Highway Branch for Jincheng HAS management of construction.

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4) Mouding Highway Branch Mouding HAS February 27, 2011, due to Yuanshuang secondary road construction, Chuxiong Yuanshuang secondary road construction headquarters levy Mouding County Gonghe town Shanhuadong five groups 15.2206 mu of arable land, compensation totaling 517,500 yuan, in April 2011 March 12 to honor all of the affected people. January 6, 2016, due to Mouding County HAS construction management, the land plus a small piece of land around a total of 15.258 mu by the Land Bureau to sell to Mouding Highway Branch. 5) Shuangbai Highway Branch Shuangbai HAS April 15, 2011, due to Yuanshuang secondary road construction, Chuxiong Yuanshuang secondary road construction headquarters levy Shuangbai West Community Shang Village 13.803 mu of arable land; levy Shuangbai East Community Aozi Village 2.407 mu of dry land, compensation funds totaling 1,356,405.6 yuan, in 2013 the full payment to the affected people. January 6, 2016, the cases of land by Shuangbai Land Bureau to Shuangbai Highway Branch. 4.Yuxi Highway Bureau 1) Eshan Highway Branch Shuangjiang HAS Due to the project construction needs, Eshan County Land Reserve Center consists of two pairs of Kam Bo District land expropriation. September 14, 2012, Eshan County Land Reserve Center of the unified collection of the first Shuangjiang Street Bojin Community Anyi group of land 109.93 mu of paddy fields, and were assigned to different units. Eshan Highway Branch Shuangjiang HAS manner in which it is allocated 5.4 mu of land, a total of 693,900 yuan compensation payment will be used for office use, when the original downtown office space will migrate to the overall plot. Land reserve center allocated to the management of the two rivers price of 46.5 yuan / mu, April 25, 2013 Shuangjiang HAS to pay 2,506,140 yuan deposit. 2) Yuanjiang Highway Branch Yuanhong HAS An area of 60 mu, where the area in 2010 by the Yunnan Provincial Department agreed with farmers to towns and land acquisition (MLR cloud complex [2010] No. 821), June 13, 2011 Yuanjiang County Land Reserve Center signed with the Red River community committees, 20 residents group land compensation agreement, expropriation 86.607 mu of paddy fields and compensate soil fill up security charges, young crops and attachments, buildings, etc., totaling 886.6892 million compensation in 2011 was the full payment . 2015 by Yuanjiang County People's Government, which allocated 6 mu give Yuanjiang Highway Branch for emergency support construction use, the allocation price was 399.2706 million yuan, this part of the land compensation funds in 2011 to pay about 614,285 yuan. Now due to funding not in place, allocated funds have not been paid, the relevant land clearance immediately apply until payment is complete. 3) Chengjiang Highway Branch Fenglu HAS 2013 land for the construction of an integrated space Chengjiang Highway Branch, Chengjiang Highway Branch Integrated Services office space occupied by agricultural land for the project a total of 6.43 mu of land transfer, construction projects, land land compensation, resettlement compensation, resettlement subsidy and social security Young a total of 1,357,830 yuan, approval fees 147.2997 million and other expenses 6.7891 million yuan, the total cost of 289.8718 million yuan, 20 November 2013 to pay the costs. 4) Huaning Highway Branch Ningzhou HAS April 5, 2012 by the County People's Government of China to coordinate, manage Huaning Highway Branch with the Xinzhuang HAS 8.29 mu of land and Hua Ningbang company real estate company replacement located in 5 mu of Hwaseong spectacular real estate projects land. The piece of land has been handled state land use permits in 2012, No Hua Guo Yong (2012) No. 009.

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The land involved in the project is 3660m2 of land and real estate company 3333.67m2 Hua Ningbang city construction land owned by Ning, the resulting displacement of the original. The precise manner in Hua County Land Bureau invested 2.3 million acquisition of Hua Ning Highway Branch 3660m2 of land, investment 2.627365 million yuan acquisition of state land 3333.67 m2 City company, then transfer to the other side to complete the land exchange with the same price. Since the plot of land permits for the time in 2012, five years behind this longer be divided into plots, land certificate, so far Huaning Highway Branch has not yet for land use permits. 5.Honghe Highway Bureau 1) Gejiu Highway Branch Gejiu HAS 20 November 2011 Gejiu City Jijie Town People's Government and Gejiu City Jijie deserted highway extension cord segments lifting renovation project construction headquarters, the collection of the old city Jijie Town Baojia Village Road 383.5672 mu of land for construction of permanent, temporary roads 65.8246 mu of land for construction, and allocate a small portion of which 28.982 mu of land to the Gejiu HAS of Gejiu Highway Branch use. The plot has 12.434 mu for the Baojia Village Baojia team the collective land expropriation, and the other is due to the 16.548 mu Baojia Village team are at the slope below the road flanking depressions until the Baojia Village team and Slope Along Highway roads were filled with flush after the ramp due to the increase in filling high area. Land expropriation package Village home team are paddy fields, compensation of 756,622.1 yuan, has been fully paid June 18, 2010. 2) Shiping Highway Branch MMEC(built with station) Shiping Highway Branch MMEC and Shiping HAS are in building management, May 7, 2015 due to State Road 323 lines Asan Long Shi Yang fork Rebuild Project, State Road 323 reconstruction project headquarters Shiping County Land Bureau commissioned levy Yilong Town Yangguang Town Yangguangvillage group 20 mu of paddy fields, a total of 737,440 yuan compensation, was all cash April 16, 2015 to the affected people. In 2016 the case of land by the Land Bureau $ 300,000 / mu price allocated to Shiping Highway Branch use. 3) Jinping Highway Branch MMEC(built with Jinping HAS) March 23, 2010, due to the construction of secondary roads Jinping County, Honghe Jinping County Manjin secondary road construction leading group to coordinate the collection of Gantang village Shuiduicun team 43.353 mu of paddy fields as construction sites; February 25, 2013 Manjin [2013] 01 article, determine Jinping Highway Branch Manjin secondary roads in K54 + 400 right side of the dry pond spoil highway construction management in 2010, it has 43.353 mu of land. 43.353 mu of paddy field compensation payments total 1,860,429 yuan, respectively in March 2010 and March 2013 twice all payment to the affected people. 4) Honghe Highway Branch Honghe HAS July 10, 2015 signed by the secondary oil road Honghe County construction project land acquisition office and Han Meng Village Bahan group of villagers land acquisition agreement, the village collective land requisition 160 mu of disposable land compensation of RMB 946,000 yuan in total, have been all honor to the affected people. After the World Bank to support the construction of the Honghe Highway Branch in order to obtain the allocation of land. In actual operation, it is the payment by the Honghe Highway Branch , but on the side to pay the agreed payment of land acquisition and secondary oil road, Honghe County construction project resettlement office, Honghe County, relates to secondary road construction and maintenance facilities are by the land acquisition and demolition office to handle the operation of the present project is the Honghe Highway Branch to the land acquisition funds to pay for secondary land acquisition and relocation office, after the completion of the land by the land acquisition and

91 RAP and SDD Report of the Yunnan Highway Asset Management Project relocation office will be handed land over to the Honghe Highway Branch use. Currently going through land planning license and construction project planning permit. 5) Lvchun segment Lvchun HAS Yuanyang Luchun due to secondary road construction, 2010.1.8 Lüchun County People's Government has collected 557.079 mu of land, which contains Plum Village Gekui rural village lattice wave group 384.12 mu, 384.12 mu and according to the press only the compensation amount is 134.4 mu, a total compensation of 552,932 yuan. Now Luchun Land Resources Bureau which allocated 20 mu of slopes (also regarded as woodland) to manage Luchun HAS made four work area resident and mixing plant use or transfer price is uncertain. 20 mu of land requisition compensation standards in this slope is 3825 yuan / mu, a total of 76,500 yuan compensation funds, 2011.3.29 was paid in place. The block does not meet the slope of land for construction planning, the need for regulatory approval tune, adjust regulations to follow the normal process is expected to be completed in March 2017. 6.Wenshan Highway Bureau 1) Qiubei Highway Branch Qiubei MMEC Qiubei Highway Branch in order to ensure the conservation of asphalt mixing plant construction land, April 8, 2014, Qiubei County Land Resources Bureau imposed Badaoshao town Li Zhuang village committee Erdaogou teams 26.7585 mu of land, of which 25.2863 mu of dry land woodland 1.4722 mu, compensation totaling 634,940 yuan, has all the honor June 5, 2014 to the affected people. Where dryland 25.2863 mu allocated to Qiubei Highway Branch mechanization conservation and emergency centers. Site submission has been made, and the completion of land pre-trial, are in the process of state-owned land use certificate. 2)Funing Highway Branch MMEC December 4, 2011 Funing County Land Bureau, Xinhua Town Tuanjie community Pingshangtoutang Group levy 18.6694 mu of collective land, are paddy fields, its mu of land compensation and resettlement subsidy of 54,593 yuan per mu Young compensation for the 5407 yuan, or three per mu expenses and 60,000 yuan, the total cost of the three and is 1,120,164 yuan. The total cost of the three that is 95.43% 1,068,972.51 yuan plus ground attachments and young crops compensation 411,001.8 yuan paid directly to farmers, and the remaining 4.57 percent that is 51,191.49 yuan by Jititiliu. The total amount of compensation for land acquisition 1,531,165.8 yuan. According to the survey, the actual situation a little bit out of the land. When in 2011 Xinhua Town Funing County Land Bureau imposed at Xinhua Town Tuanjie community Pingshangtoutang Group land, the villagers do not agree with the group at the time of the compensation policy, insisted that according to 80,000 / mu standard compensation. The reason is that the time required to build Funing city station 50 meters street, some of the area before and have followed 80,000 / mu of the standard compensation. Land Bureau in order to successfully sign this case, the land was not contrary to the policy, had taken a flexible approach that is based on the original cost per mu of land compensation, resettlement subsidies, young crop compensation of 60,000 yuan, the additional per mu of paddy field compensation fee of 20,102 yuan, but the paddy field compensation fee based on occupancy levy compensation in the form of trees, see "levy occupation of forest land forest compensation table." These two trees compensation table total 375,300 yuan, 18.6694 mu of land on average, that the new paddy per mu compensation 20,102 yuan. 2015 Funing Highway Branch requests in the case of land allocated eight mu as Funing Highway Branch MMEC construction land (Fu Road, see [2015] No. 46). October 31, 2015 Funing County People's Government approved the siting, construction sites were included in the 2015

92 RAP and SDD Report of the Yunnan Highway Asset Management Project approval, take the form of state-owned land auction for the land (Fu Zheng Fu [2015] No. 314). But because the approval procedures is not complete, did not carry out auction. 3) Qiubei Highway Branch Qiubei HAS On November 10, 2015, Qiubei County Land and Resources Bureau levied Badaoshao Town Yidu village committee Xiaoyidu village of 28.58 mu land, of which 25.66 mu of dry land, 27018 yuan per mu compensation; 2.92 mu of wasteland, 13509 yuan per mu compensation; 56436.4 yuan compensation to young crops and attachments on the ground. At the same time, whether dry land or wasteland, it is given 25,000 yuan per mu of industrial support development, the total compensation is 1503664.56 yuan, and the land is allocated to Qiubei Highway Branch Qiubei HAS to use. 7.Pu’er Highway Bureau 1) Pu’er Highway Bureau MMEC April 25, 2011, Simao town government because of the small market town planning has collected Simao region Simao town of Lianhua Village group of villagers then field a total of 134.862 mu of land (27.341 mu of arable land; 107.521 mu of forest land, of which 7.257 mu of the village's own economic woodland (tea ground), the villagers owned forests 39.994 mu of woodland collective economy (of tea) 11 mu of collective forest land 49.31 mu), land acquisition compensation payments totaling 506,675.05 yuan, demolition compensation 380960.67 yuan, the total cost of 887635.72 yuan, has all been paid to the affected households April 28, 2011. April 2016, Simao town government in which 45.53 mu allocated to Pu'er Highway Bureau for Pu’er Highway Bureau maintenance mechanization and Emergency Center. 2) Ximeng Highway Branch Mengsuo HAS In 2010, Lan West Highway (Simmons Highway Branch) to do the demolition levy Ximeng County Mengsuo town Mengsuo village Mangkangle nine villagers group located Lan west of Highway 650 k50 + collective land 21.46 mu of the total, a total of 414,952 yuan compensation, It has been paid in full 18 December 2010. Mengsuo HAS is where the secondary load to build facilities, has not yet been handed over, but also did not get the land certificate. 3) Jiangcheng Highway Branch Menglie HAS May 17, 2011, Kangping Xiang Sijiang secondary road land acquisition group expropriation Jiangcheng County Menglie Town Bridge Village Jiuzhai village groups 33.45 mu of land, fish ponds 16.76 mu of land compensation in total 1,712,353 yuan, demolition compensation 21482 yuan, the total cost of 1733835 yuan, by Kangping Xiang Sijiang secondary road land acquisition group in May 2011 about 17 of all payment to the affected people. Menglie HAS is built facilities of secondary road (Sijiang secondary roads ) , to be an area of 33.45 mu of land , has not been handed over to Jiangcheng Highway Branch, and therefore did not get the land certificate. 8.Baoshan Highway Bureau 1) Shidian Highway Branch MMEC(built with 707 HAS) By 2015, due to the construction of Baoshan City, Shuichang Industrial Park needs, Shuichang Industrial Park lavy Shidian Highway Branch MMEC original land, and agreed to allocate land long way to the new Shidian Highway Branch MMEC(with 707 HAS of shared land) provide land for construction. Therefore imposed Shuichang Xiang Pingyangzi village Dachangshan group land 60.712 mu (dry land 48.293 mu of woodland 12.419 mu), affecting 18 households and 79 people as well as a village collective land compensation standards "Baoshan City Shuichang Industrial Park Shuichang area housing levy land acquisition compensation scheme in the project area land acquisition compensation plan "(Paul BBA Fa [2014] No. 76) to perform all compensation was paid

93 RAP and SDD Report of the Yunnan Highway Asset Management Project to affected farmers in December 2015. 2)Changning Highway Branch Goujie MMEC Due to the land area of the film is small, and the terrain is not ideal, now re-address to Adu Road, (located on Chang Gou Road K37 + 600 ~ + 750 left side, belongs Goujie Xiang Xinchang Village Duoyishu village groups), the land a total of 6.948 mu, of which 3.553 mu of paddy fields, highway land 3.345 mu, 0.05 mu of woodland. Goujie HAS will take land allocation to obtain land, construction projects which use only one of the highway land 3.345 mu. In 2009, the pre-approval document for land use has been obtained (Yunguo land and capital pre [2009] No. 237), and the approval document for construction land in 2010 has been obtained (Yunguo land and resources [2010] No. 153 ). That land in 2010 to the construction of Changning County Goujie secondary road project requisition, when a total of 1461.709 mu of land acquisition, compensation standards based on "Changning County People's Government on the county to Yongpingsijilihe Road construction of the relevant compensation standard notice" (Chang Zheng Fa [2006] 7)" and "Changning County People's Government on the issuance of the county to Goujie (Seasons River Lee) and to county Qian Xi Notify secondary road construction resettlement compensation for implementation of the program notice (Chang Zheng Fa [2009] No. 95)" to perform, all compensation was fully paid to affected households in 2011 . 3) Shidian Highway Branch Yaoguan HAS 2015 due to the construction of thirdary highway reconstruction project secondary road, imposed by the Changning County Department of Transportation, has collected 7.974 mu, affecting Yaoguan Village 15 sections 6 households and 25 people, the compensation standards "unified annual output value of land in Yunnan Province and the land area comprehensive land compensation standard "implementation of the compensation fee was paid in full by the end of 2015. May 3, 2016, Shidian County People's Government agreed to a construction in which 5.545 mu of land allocated to the free use of Shidian Highway Branch (governance Fu [2016] No. 38). The remaining 2.429 mu of land due to the conversion of agricultural land when the construction land has been exhausted, will be completed next year diversion procedures. Yaoguan HAS design building covers an area of 5.545 mu, unfinished construction land use approval of the land will be temporarily as other land use, does not affect the construction of the project. 9.Dehong Highway Bureau 1) Lianghe Highway Branch MMEC April 30, 2010, cover Lianghe Country Zheidao town people's government imposed Longwo villagers of group 3.681 mu of arable land, expropriation get it bridgehead village villagers group 13.314 mu of arable land. August 12, 2010, the Lianghe Country People's Government Tenglong secondary road construction headquarters impose Fanxinzhai group of Anle Village of Jiubaoachangzu Xiang 17.451 mu of paddy fields; August 12, 2010, the Lianghe Country People's Government Tenglong secondary road construction headquarters levy Fanxinzhai group of Anle Village of Jiubaoachangzu Xiang 19.65 mu of paddy fields. February 28, 2010, the case of land by the Lianghe Country People's Government to sell to Dehong Highway Bureau. 10.Lijiang Highway Bureau 1) Huaping Highway Branch Rongjiang HAS That land is located Huaping County Zhongxin town east of the village 3 groups, in 2010 for the construction of a highway in Huaping to Rongjiang will be levied ("Yunnan Provincial Department of Huaping County on the highway Huaping to Rongjiang land for construction projects approved "(Guo Tu Zi Yun Fu [2010] No. 544)), compensation and resettlement program announcement (in 2010," people's Government of Huaping County Huaping County, Rongjiang to

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the sides of the road as well as road construction and urban development projects on the issuance of Notify land expropriation compensation and resettlement program "), has collected Zhongxin town Hedong village 3 group 25.098 mu of land, affecting 40 households, 171 people. Huaping County and Hedong Village third groups of villagers expropriation of land compensation agreement on November 20, 2011 signed. Compensation was all sent to the affected households in the end of 2014. In 2012 that land was included in the 2012 first Huaping County urban construction land, in January 2013 to obtain approval of Yunnan Provincial Department (MLR Yunguo complex [2013] No. 24). September 15, 2014, to give Huaping Highway Branch obtain allocation decision. January 2016, Rongjiang HAS will manage the completed and put into use. Currently, the land certificate being processed.

2.4 Temporary Land Occupation The land occupied temporarily for the Project includes that occupied for the sandstone yard, concrete mixing plant, borrow pit, spoil ground, production and living areas, and temporary roads. All land to be occupied temporarily is within the boundary line.

2.5 HD Only 1 subprojects covered by SDD involve HD, which is Chuxiong Highway Bureau Mouding Highway Branch Shangmi MMEC: HD area is 390.68m2, all in masonry concrete structure. This house is used by Mouding Luzhou Cultivation and Stockbreeding Co., Ltd., and occupied by one household with 4 persons, the household owner of the breeding company boss and its relatives, the demolition involves all buildings and subsidiaries, subject to one-time cash compensation. The compensation of 176,000 yuan was paid to the AH in January 2016. Table 4 HD (SDD) Name of Masonry Highway Highway Subtotal Masonry Simple No. MMEC or timber Remarks Bureau Branch (m2) concrete (m2) (m2) HAS (m2) Affecting Mouding Luzhou Shangmi Cultivation and Chuxiong 1 Mouding Village 388.68 388.68 0 0 Stockbreeding Co., Ltd., MMEC located on rural collective land Pu’er Highway Highway 1 470.92 6.02 394.57 70.33 Pu’er Bureau Bureau MMEC 2 Simao Simao HAS 10 0 0 10 Total 869.6 394.7 394.57 80.33

2.6 Entities Affected by HD The subprojects covered by SDD affect 3 entities in total: Only the affected enterprises of Zhaotong Highway Bureau are directly affected by HD The other two enterprise are under the influence of other construction projects. 1) The Zhaotong Highway Bureau Yanjin Highway Branch MMEC affects one entity, namely Zhaotong Xinding Industrial Development Co., Ltd., involving mining right overlaid by a mining enterprise. After Yanjin Highway Branch to Yanjin County Land Department to verify, the scope of the investigation and evaluation area of this project is overlapped with the scope of registration of mining rights of Yunnan Zhaotong Xinding Industrial Development Co., Ltd., covering an area of

95 RAP and SDD Report of the Yunnan Highway Asset Management Project about 0.16 km. Through consultation and mediation from the land bureau, in April 21, 2016, the Yanjin Highway Branch and Yunnan Zhaotong Xinding Industrial Development Co., Ltd. signed a consent "a agreement on the construction project of Yanjin Highway Branch mechanical maintenance and emergency center covering the scope of the mining rights ", the two sides based on the "Ministry of land and resources on further improve the construction project cover the important mineral resources for the approval of the management work of the notice" (Land and Resources issued [2010]137) and other relevant documents, until the Yanjin Highway Branch of mechanized conservation and emergency center to obtain the results of the project covered mineral resources- "the record to prove", a one-time payment of 80,000 yuan to the company as compensation. The survey found that Yanjin Highway Branch has fully paid all the costs. 2) The Chuxiong Highway Bureau Mouding Highway Branch MMEC affects one entity, namely Mouding Luzhou Cultivation and Stockbreeding Co., Ltd., involving HD, as described in Section 3.2.4. 3) The Honghe Highway Bureau Hekou Highway Branch Hekou HAS affects one entity, namely Hekou Farm, involving the occupation of 19.18 mu of land, as described in Section 2.2. Table 5 Affected Entities (SDD) Highway Highway MMEC or Occupied HD area No. Affected entity Remarks Bureau Branch HAS area (m2) Yanjin Paying compensation of 80,000 Zhaotong Xinding Highway yuan for the overlaid mining Zhaotong 1 Yanjin Industrial Development 0.16 km2 0 Branch right Co., Ltd. MMEC Mouding Affecting Mouding Luzhou Mouding Luzhou Highway Cultivation and Stockbreeding Chuxiong 2 Mouding Cultivation and 0 388.68 Branch Co., Ltd., located on rural Stockbreeding Co., Ltd. MMEC collective land Hekou State-owned land, always Honghe 3 Hekou Hekou Farm 19.18 mu 0 HAS owned by Hekou Farm

2.7 Affected Infrastructure and Ground Attachments The subprojects covered by SDD affect such infrastructure and ground attachments as trees, cellars and water tanks. See Table bleow. Table 6 Affected Infrastructure and Ground Attachments (SDD) Highway Highway Name of MMEC or Infrastructure and ground attachments No. Bureau Branch HAS Item Unit Qty. Zhaotong Highway Highway 1 Bureau Tree / 986 Bureau MMEC Ludian Highway 2 Ludian Tree / 206 Branch MMEC Tree / 10 Zhaotong 3 Yiliang Xiaocaoba HAS Corn mu 10.8734 Vegetable land mu 0.1227 Tree / 83 Tomb / 3 4 Yiliang Kuixiang HAS Toilet / 1 Covered pond m3 30 5 Qiaojia Baihetan HAS Tree / 220 Cellar / 5 1 Huize Dajing HAS Walnut / 8 Qujing Pear / 17 2 Zhanyi Shibanjing HAS Stone / 1

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Highway No. Highway Name of MMEC or Infrastructure and ground attachments Bureau Branch HAS Water tank / 1 Fruit tree / 168 Tree / 20 Corn mu 15.16 Masonry concrete house m2 184.04 Mouding Highway Hollow brick house m2 206.64 1 Mouding Branch MMEC Well / 1 Chuxiong Nursery tree / 350 Tomb / 6 2 Chuxiong Chuxiong HAS Masonry m3 40.98 Timber forest mu 34.14 Xinping Highway 1 Xinping Corn mu 8.27 Yuxi Branch MMEC 2 Yuanjiang Yuanhong HAS Greenhouse mu 6 Timber tree mu 17.965 Corn mu 5.85 1 Mengzi Zhicun HAS Brick pond m3 18 Tomb / 9 Asparagus mu 4.0628 Scallion mu 1.1518 Pond m3 33.92 2 Gejiu Gejiu HAS Masonry timber structure m3 78 Early fruit-bearing orange / 1717 Eucalyptus / 1 Honghe Full-fruit peach mu 13.04 Eucalyptus mu 0.13 3 Jianshui Jianshui HAS Pond / 3 >9cm fruit tree / 17 Shiping Highway Bamboo / 934 Branch MMEC 4 Shiping (built with Shiping C20 concrete m3 43.752 HAS) Banana / 65 Yuanyang Highway 5 Yuanyang Bamboo shed / 10 Branch MMEC Tomb / 1 Non-fruit-bearing tree / 2 Corn mu 8.284 Yanshan Highway 1 Yanshan tobacco mu 1.204 Branch MMEC Ginger mu 3.01 Cellar m3 142.8 Qiubei Highway 2 Qiubei Eucalyptus mu 19.9774 Branch MMEC Wenshan Temporary shed / 20 Funing Highway 3 Funing Grape / 9 Branch MMEC Full-fruit tree / 1251 Fruit-bearing tree / 49 Pond m3 33.82 4 Qiubei Qiubei HAS Rubble retaining wall m3 15 Cement ground m2 74.96 Rape mu 24.86 Telegraph pole / 5 Sandstone pavement m2 360 Diversion pipe m 500 Highway Pu’er Highway Pu’er 1 Transformer / 1 Bureau Bureau MMEC Simple shed m2 80.03 Steel shed m2 7.37 Cement ground m2 196.24

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Highway No. Highway Name of MMEC or Infrastructure and ground attachments Bureau Branch HAS Hollow brick wall m3 1.35 Brick pond m3 5.4 Cooking range m2 1.8 TV receiver / 4 Brick cooking range / 4 Solar / 1 Brick pigpen m2 22.23 Retaining wall m3 152 Drain ditch m 131 Tomb / 2 Steel tile shed m2 100 Telegraph pole / 5 2 Simao Simao HAS Retaining wall m3 100 Bamboo shed / 2 3 Jiangcheng Menglie HAS Greenhouse m2 242.2 Chestnut / 1249 Walnut / 1664 Walnut cm 2075 Gingko / 2 Big tree eggplant / 2686 Palm / 9 Shidian MMEC Peach / 6 1 Shidian (land shared with Plum / 2 Baoshan 707 HAS) Prickly ash / 21 Cherry / 1500 Loquat / 3 Pomegranate / 114 Simple house m2 246.03 Concrete m2 39.45 Tomb / 4 Fruit tree / 235 2 Shidian Yaoguan HAS Pine mu 3000 Banana tree (big) / 100 Banana tree (small) / 20 Longan (big) / 2 Longan (small) / 1 Pomegranate (big) / 2 Lijiang 1 Huaping Rongjiang HAS Vernonia esculenta Hemsl / 4 Sour plum (big) / 3 Spring plum (small) / 5 Masonry m3 82.8 Steel greenhouse m2 116.7 Kapok / 12 Tung tree / 14 Banana / 41 Highway Nujiang Highway Jatropha curcas L. / 5 Nujiang 1 Bureau Bureau MMEC Adult bamboo / 31 Rubble concrete ditch m3 396.5 Rubble concrete ditch m 18 Rubble retaining wall m 94

2.8 Affected Population

2.8.1 Summary The Project will affect 840 households with 3287 persons in total, in which 839 households

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with 3283 persons are affected by LA, and 1 households with 4 persons by HD. In the population affected by LA, 259 households with 1,040 persons are affected directly by LA for the Project, while the other 580 households with 2243 persons are affected by LA for other projects in the past 5 years. The affected household is affected by project under World Bank.1)Directly Affected Population The Project directly affect 260 households with1,044 persons, Affected by land acquisition in which 259 households, 1,040 people, by resettlement of 1 households, 4 people. Honghe Highway Jianshui HAS、Dali Highway Heqing Highway Branch MMEC and Lijiang Highway MMEC of the land acquisition only affect the village collective, does not affect the individual, so the impact of the number of 0. Details presented in Appendix 5. 2)Population affected by other projects Other projects affect 580 households with 2243 persons, all affected by land acquisition. Details presented in Appendix 6. 2.8.2 Affected vulnerable groups The Project will affect 121 vulnerable households with 249 persons, including 54 low-income households with 100 persons, 27 households affected by disability with 52 persons, 34 women-headed households with 89 persons, and 9 five-guarantee households with 11 persons. 1) Directly affected vulnerable Groups by the World Bank project The Project directly affected 47 households with 90 persons, including 27 low-income households with 44 persons, 12 households affected by disability with 24; 7 women-headed households with 21 persons, and 1 five-guarantee households with 1 persons. Table 7 Directly Affected Vulnerable Groups by the World Bank Project (SDD) Low Woman- Five- Highway Highway Total Disability No. Name of MMEC or HAS income headed guarantee Bureau Branch HHs APs HHs APs HHs APs HHs APs HHs APs 1 Yanjin Yanjin Highway Branch MMEC 3 3 2 2 1 1 0 0 0 0 2 Yiliang Xiaocaoba HAS 10 19 5 7 3 3 2 9 0 0 Zhaotong 3 Yiliang Kuixiang HAS 10 11 7 8 3 3 0 0 0 0 4 Shuifu Shuifu Highway Branch MMEC 9 14 6 6 0 0 3 8 0 0 5 Shuifu Xngjiaba HAS(unity of the station) 0 0 0 0 0 0 0 0 0 Chuxiong 1 Mouding Shangmi Village MMEC 2 5 2 5 0 0 0 0 0 0 Yuxi 1 Xinping Xinping Highway Branch MMEC 3 4 1 2 0 0 1 1 1 1 1 Jinping Jinping Highway Branch MMEC 3 15 0 0 2 12 1 3 0 0 Honghe 2 Jinping Jinping HAS(built with center) 0 0 0 0 0 0 0 0 0 3 Yuanyang Yuanyang Highway Branch MMEC 3 11 2 8 1 3 0 0 0 0 Yanshan Highway Branch Wenshan 1 Yanshan 1 1 0 0 1 1 0 0 0 0 Emergency Center 1 Simao Simao HAS 1 1 0 0 1 1 0 0 0 0 Pu’er 2 Jiangcheng Menglie HAS 2 6 2 6 0 0 0 0 0 0 Total 47 90 27 44 12 7 21 1 1 4 2)Affected vulnerable groups by other items in the past five years The other items in the past five years affect 74 households with 159 persons, including 27 low-income households with 56 persons, 15 households affected by disability with 28; 27 women-headed households with 68 persons, and 8 five-guarantee households with 10 persons. Table 8 Affected Vulnerable Groups by other items in the past five years Low Woman- Five- Highway Highway Total Disability No. Name of MMEC or HAS income headed guarantee Bureau Branch HHs APs HHs APs HHs APs HHs APs HHs APs Highway 1 Zhaotong Highway Bureau MMEC 23 71 2 6 3 10 18 55 0 0 Zhaotong Bureau 2 Ludian Ludian Highway Branch MMEC 3 3 2 2 0 0 1 1 0 0

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Low Woman- Five- Highway Highway Total Disability No. Name of MMEC or HAS income headed guarantee Bureau Branch HHs APs HHs APs HHs APs HHs APs HHs APs 3 Ludian Xinjie HAS 4 10 3 8 1 2 0 0 0 0 4 Qiaojia Baihetan HAS 0 0 0 0 0 0 0 0 0 0 1 Huize Dajing HAS 2 2 1 1 1 1 0 0 0 0 Qujing 2 Zhanyi Shibanjing HAS 7 10 3 3 2 2 2 5 3 3 1 Eshan Shuangjiang HAS 6 6 4 4 1 1 1 1 0 0 Yuxi Fenglu HAS (built with Dengjiang 2 Dengjiang 2 6 2 6 0 0 0 0 0 0 Highway Branch) 1 Gejiu Gejiu HAS 2 2 0 0 0 0 2 2 0 0 Honghe 2 Honghe Honghe HAS 3 9 0 0 2 7 1 2 0 0 3 Lvchun Lvchun HAS 19 37 10 26 4 4 0 0 5 7 Qiuibei Highway Branch Emergency 1 Qiubei 0 0 0 0 0 0 0 0 0 0 Center Wenshan Funing Highway Branch Emergency 2 Funing 2 2 0 0 0 0 2 2 0 0 Center 3 Qiubei Qiubei HAS 1 1 0 0 1 1 0 0 0 0 Total 74 159 27 56 15 28 27 68 8 10

2.8.3 Affected minority population The Project will affect 344 minority households with 1,396 persons, accounting for 42.47% of the affected population, in which 343 households with 1,392 persons will be affected by LA and one household with 4 persons by HD. 1) Directly affected minority The Project directly affect 90 households with 388 persons, Affected by land acquisition in which 89 households, 384 people, by resettlement of one household, 4 people. Details presented in Appendix 7. 2) Affected minority by other items in the past five years The other items in the past five years affect 254 households with 1008 persons, all affcted by land acquisition. Details presented in Appendix 8.

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3 Socioeconomic Profile

3.1 Socioeconomic Profile of the Affected Villages Zhaotong City Guanba Community, Longquan Sub-district, Zhaoyang District This community has 2,003 households with 7,266 persons, including 3,600 males, 3,666 females. An agricultural population of 7,266, a labor force of 3,586. Effective irrigated area in the village of 1,100 mu, including high-yield farmland 1,100 mu, high-stable yield per capita farmland area of 0.16 mu. Annual rural economic income of 16.1 million yuan, including farming income of 4.1888 million yuan, stockbreeding income of 1.6 million yuan; the secondary and tertiary industry income of 5.82 million yuan, the wage income of 2.42 million yuan. Farmers’ per capita net income of 3,400 yuan, mainly from cultivation and stockbreeding. Dunhou Village, Niuzhai Xiang, Yanjin County This village has 1,069 households with 4,773 persons, including 2,538 males, 2,235 females. An agricultural population of 4,492, a labor force of 2,942, a cultivated area of 6,690 mu, 1.49 mu per capita, main crops such as corn, woodland 16,859.5 mu, of which 110 mu of economic forest-fruit, per capita economic forest-fruit of 0.02 mu, mainly planting walnuts, chestnuts and other economic forest-fruit; other area of 440 mu. Annual rural economic income of 28.6284 million yuan, the secondary and tertiary industry income of 3.405 million yuan, the wage income of 12.456 million yuan. Farmers’ per capita net income of 5,059 yuan, mainly from cultivation and stockbreeding. Liangtai Village, Wuji Town, Yongshan County This village has 999 households with 3,534 persons, including an agricultural population of 3,498, a labor force of 1,796, which engaged in the primary industry of 1,400. A cultivated area of 2,343 mu, 0.67 mu per capita, mainly planting rice, corn, pepper, peanuts and other crops; woodland 3,850 mu, of which 845 mu of economic forest-fruit, per capita economic forest-fruit of 0.24 mu, mainly planting pepper, pear and other economic forest-fruit; other area of 4,977 mu. Annual rural economic income of 5.57 million yuan, and farmers’ per capita net income of 1,768 yuan, mainly from cultivation, stockbreeding, fishery and employment. Pojiao Village, Jiangdi Xiang, Ludian County This village has 824 households with 3,426 persons, including 1,896 males, 1,530 females. An agricultural population of 3,012, a labor force of 2,765, a cultivated area of 4,842 mu, 1.61 mu per capita, mainly planting corn, potato, buckwheat and other crops; woodland 2,572 mu, of which 705.2 mu of economic forest-fruit, per capita economic forest-fruit of 0.23 mu. Annual rural economic income of 9.87 million yuan, the secondary and tertiary industry income of 1.92 million yuan, the wage income of 1.4 million yuan. Farmers’ per capita net income of 3,447 yuan, mainly from agriculture. Xinjie Community, Xinjie Town, Ludian County This community has 1,514 households with 6,439 persons, including 3,360 males, 3,079 females. An agricultural population of 6,439, a labor force of 3,541, a cultivated area of 9,085 mu, 1.35 mu per capita, mainly planting potato, corn, buckwheat and other crops; woodland 14,405 mu, mainly planting pepper and other economic forest-fruit. Annual rural economic income of 25.36 million yuan, the secondary and tertiary industry income of 0.23 million yuan, the wage income of

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8.48 million yuan. Farmers’ per capita net income of 3,787 yuan, mainly from agriculture. Xiaocaoba Village, Xiaocaoba Xiang, Yiliang County This village has 2,370 households with 8,042 persons, including 4,070 males, 3,972 females. An agricultural population of 8,042, a labor force of 3,938, a cultivated area of 9,507 mu, 1.22 mu per capita, mainly planting corn, potato, white kidney bean and other crops; woodland 40,068 mu, of which 8,745 mu of economic forest-fruit, per capita economic forest-fruit of 1.09 mu, mainly planting Fang Zhu, peach and other economic forest-fruit. Annual rural economic income of 25.3864 million yuan, the secondary and tertiary industry income of 5.468 million yuan, accounted for 21.54% of the total income; the wage income of 3.16 million yuan, accounted for 12.45% of the total income. Farmers’ per capita net income of 3,400 yuan, mainly from cultivation and stockbreeding. Kuiyang Village, Kuixiang Xiang, Yiliang County This village has 2,545 households with 11,748 persons, including an agricultural population of 10,894, a labor force of 7,269, which engaged in the primary industry of 5,420. A cultivated area of 10,507 mu, 0.95 mu per capita, woodland 14,057.6 mu. Annual rural economic income of 14.929 million yuan, and farmers’ per capita net income of 2,867 yuan. This village is a poor village, and farmers’ income is mainly from agriculture. Meitan Village, Jintang Xiang, Qiaojia County This village has 962 households with 2,376 persons, including 1,463 males, 1,137 females. An agricultural population of 2,278, a labor force of 1,595, a cultivated area of 1,802.21 mu, 0.86 mu per capita, mainly planting corn, peanut, potato and other crops; woodland 4,662 mu, of which 1,905 mu of economic forest-fruit, per capita economic forest-fruit of 0.9 mu, mainly planting jatropha curcas and other economic forest-fruit. Annual rural economic income of 14.06 million yuan, the secondary and tertiary industry income of 0.52 million yuan, the wage income of 7.2305 million yuan. Farmers’ per capita net income of 5,901 yuan, mainly from secondary and tertiardy industries, cultivation and stockbreeding. Gaotan Village, Yunfu Sub-district, Shuifu County This village has 791 households with 3,120 persons, including 1,576 males, an agricultural population of 3,039, non-agricultural population of 81. A labor force of 1,590, industrial labor force of 1,070, agricultural labor force of 480, three labor force of 96. A cultivated area of 1,800 mu, corn yield 750 kg / mu, total grain yield of 6,539,972 kg. Annual rural economic income of 13.534 million yuan, agricultural economic income of 10.444 million yuan, industrial economic income of 3.09 million yuan. Farmers’ per capita net income of 5,328 yuan. Anjiang Community, Xiangjiaba Town, Shuifu County This community has 885 households with 2,922 persons, including 1,604 males, an agricultural population of 2,922, a labor force of 1,590, industrial labor force of 1,070, agricultural labor force of 480, three labor force of 96. A cultivated area of 1,600 mu, corn yield 750 kg / mu. Annual rural economic income of 12.473 million yuan, agricultural economic income of 10.231 million yuan, industrial economic income of 1.27 million yuan. Farmers’ per capita net income of 5,143 yuan. Qujing City Yuezhou Community, Yuezhou Town, Qilin District This community has 1,170 households with 4,298 persons, including an agricultural population of 3,946, a labor force of 3,393, which engaged in the primary industry of 1,851. A cultivated area of 3,165 mu, 0.80 mu per capita, mainly planting flue-cured tobacco, rice, corn and other crops; woodland 1,295 mu, of which 860 mu of economic forest-fruit, per capita economic forest-fruit of

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0.22 mu, mainly planting pear and other economic forest-fruit. Annual rural economic income of 56.03 million yuan, the secondary and tertiary industry income of 8 million yuan, the wage income of 5.33 million yuan. Farmers’ per capita net income of 9,257 yuan, mainly from agriculture. Jingtian Village, Dajing Town, Huize County This village has 1,351 households with 4,252 persons, including 2,216 males, 2,036 females. An agricultural population of 3,680, a labor force of 2,360, a cultivated area of 3,073.03 mu, 0.77 mu per capita, mainly planting corn and other crops; woodland 37,910 mu, of which 1,470 mu of economic forest-fruit, per capita economic forest-fruit of 0.37 mu, mainly planting walnut, chestnut and other economic forest-fruit. Annual rural economic income of 14.0938 million yuan, the secondary and tertiary industry income of 3.32 million yuan, the wage income of 1.2038 million yuan. Farmers’ per capita net income of 2,874 yuan, mainly from cultivation and stockbreeding. Yuguang Community, Jinlong Sub-district, Zhanyi County This community has 1,468 households with 5,529 persons, including an agricultural population of 5,529, a labor force of 3,001, which engaged in the primary industry of 1,514. A cultivated area of 2,902.05 mu, woodland 12,268 mu. Annual rural economic income of 83.65 million yuan in 2010, and farmers’ per capita net income of 5,400 yuan, mainly from secondary and tertiary industries. Chuxiong City Yongxing Village, Donggua Town, Chuxiong City This village has 478 households with 2,020 persons, including an agricultural population of 2,020, a labor force of 1,205, which engaged in the primary industry of 686. A cultivated area of 2,316 mu, 0.87 mu per capita, mainly planting rice, vegetables and other crops; woodland 2,742 mu, of which 100 mu of economic forest-fruit, per capita economic forest-fruit of 0.049 mu, mainly planting pear and other economic forest-fruit. Annual rural economic income of 15.47 million yuan, the secondary and tertiary industry income of 4.3 million yuan, the wage income of 1.3 million yuan. Farmers’ per capita net income of 3,916 yuan, mainly from agriculture. Xinliu Village, Donggua Town, Chuxiong City This village has 1,458 households with 6,045 persons, including 3,057 males, 2,976 females. An agricultural population of 6,030, a labor force of 4,141. The village to the Han based, there are 5,917 Han, 113 yi. A cultivated area of 7,928 mu, 1.30 mu per capita, mainly planting rice, corn, flue-cured tobacco, broad bean, rape, wheat and other crops; woodland 6,050 mu, of which 164 mu of economic forest-fruit, per capita economic forest-fruit of 0.02 mu, mainly planting chestnut, peach, plum and other economic forest-fruit. Annual rural economic income of 87.7548 million yuan, the secondary and tertiary industry income of 32.7144 million yuan, the wage income of 6.6495 million yuan. Farmers’ per capita net income of 7,115 yuan, mainly from cultivation and stockbreeding. Micun Village, Jiangpo Town, Mouding County This village has 729 households with 2,963 persons, including 1,508 males, 1,455 females. An agricultural population of 2,963, a labor force of 1,989, a cultivated area of 3,627.88 mu, 1.23 mu per capita, mainly planting rice, corn and other crops; woodland 1,290 mu, of which 1,290 mu of economic forest-fruit, per capita economic forest-fruit of 0.44 mu, mainly planting chestnut, eucalyptus and other economic forest-fruit. Annual rural economic income of 8.82 million yuan, the secondary and tertiary industry income of 1.7852 million yuan, the wage income of 0.56 million yuan. Farmers’ per capita net income of 4,860 yuan, mainly from cultivation. Sahua Village, Gonghe Town, Mouding County This village has 1,716 households with 7,153 persons, including an agricultural population of 7,030, a labor force of 3,490, which engaged in the primary industry of 2,004. A cultivated area of

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5,676 mu, 0.81 mu per capita, mainly planting grain, oil, flue-cured tobacco and other crops; woodland 3,016.5 mu, water surface area of 641 mu, of which the breeding area of 300 mu. Annual rural economic income of 200.84 million yuan, the secondary and tertiary industry income of 1.576 million yuan, the wage income of 5.16 million yuan. Farmers’ per capita net income of 3,512 yuan, mainly from industry, construction and transport. Longquan Village, Yuanma Town, Yuanmou County This village has 1,074 households with 4,406 persons, including 1,850 males, 2,556 females. An agricultural population of 4,406, a labor force of 2,641, a cultivated area of 2,470 mu, 0.56 mu per capita, mainly planting rice and other crops; woodland 276 mu, of which 276 mu of economic forest-fruit, per capita economic forest-fruit of 0.06 mu, mainly planting QingZao and other economic forest-fruit. Annual rural economic income of 176.6072 million yuan, the secondary and tertiary industry income of 134.6924 million yuan, the wage income of 3.7007 million yuan. Farmers’ per capita net income of 7,040 yuan, mainly from cultivation. Ximen Community, Shishan Town, Wuding County This community has 110 households with 436 persons, including 230 males, 206 females. An agricultural population of 436, a labor force of 266, a cultivated area of 177 mu, 0.41 mu per capita, mainly planting grain and other crops; woodland 300 mu, of which 15 mu of economic forest-fruit, per capita economic forest-fruit of 0.03 mu, mainly planting chestnut, walnut and other economic forest-fruit. Annual rural economic income of 4.116 million yuan, the secondary and tertiary industry income of 2.06 million yuan, the wage income of 0.001 million yuan. Farmers’ per capita net income of 3,364.63 yuan, mainly from cultivation, stockbreeding, secondary and tertiary industries. Xicheng Community, Tuodian Town, Shuangbai County This community has 561 households with 2,130 persons, including 1,091 males, 1,039 females. An agricultural population of 2,130, a labor force of 1,230. The village to the Han, Yi-based, of which 2,042 were Han, Yi 85, Hani 3. A cultivated area of 1,374 mu, 0.64 mu per capita, mainly planting rice, corn and other crops; woodland 102 mu, of which 102 mu of economic forest-fruit, per capita economic forest-fruit of 0.05 mu, mainly planting pear, peach and other economic forest-fruit. Annual rural economic income of 11.6049 million yuan, the secondary and tertiary industry income of 4.2177 million yuan, the wage income of 0.04 million yuan. Farmers’ per capita net income of 2,053 yuan, mainly from cultivation and stockbreeding. Dongcheng Community, Tuodian Town, Shuangbai County This community has 278 households with 974 persons, including 437 males, 537 females. An agricultural population of 657, a labor force of 635, a cultivated area of 309 mu, 0.40 mu per capita, mainly planting corn, wheat and other crops; woodland 10,700 mu, of which 250 mu of economic forest-fruit, per capita economic forest-fruit of 0.2 mu, mainly planting walnut and other economic forest-fruit. Annual rural economic income of 12.281 million yuan, the secondary and tertiary industry income of 0.00 million yuan, the wage income of 0.12 million yuan. Farmers’ per capita net income of 8,250 yuan, mainly from cultivation and stockbreeding. Yuxi City Yani Community, Guishan Sub-district, Xinping County This community has 674 households with 2,241 persons, including 1,150 males, 1,091 females. An agricultural population of 190, a labor force of 1,450, a cultivated area of 371 mu, 0.03 mu per capita, annual rural economic income of 60.95 million yuan, the secondary and tertiary industry income of 23.5 million yuan. Farmers’ per capita net income of 8,983 yuan, mainly from secondary and tertiary industries.

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Baijin Community, Shuangjiang Sub-district, Eshan County This community has 1,021 households with 2,997 persons, including 1,550 males, 1,489 females. An agricultural population of 2,997, a labor force of 2,346, a cultivated area of 434 mu, 0.14 mu per capita, mainly planting rice, rape and other crops; woodland 23,660 mu, of which 116 mu of economic forest-fruit, per capita economic forest-fruit of 0.05 mu, mainly planting chestnut and other economic forest-fruit. Annual rural economic income of 66.7172 million yuan, the secondary and tertiary industry income of 43.19 million yuan, the wage income of 4.4808 million yuan. Farmers’ per capita net income of 13,369 yuan, mainly from tertiary industries. Honghe Community, Honghe Sub-district, Yuanjiang County This community has 533 households with 1,826 persons, including 830 males, 996 females. An agricultural population of 1,826, a labor force of 1,318, which engaged in the primary industry of 1,005. A cultivated area of 851 mu, woodland 1,295 mu, 0.46 mu per capita, a total of 249 mu of economic forest-fruit. Annual rural economic income of 10.01 million yuan, and farmers’ per capita income of 5,482 yuan, net income of 2,322 yuan. Lanxiu Community, Fenglu Town, Dengjiang County This community has 697 households with 2,071 persons, including 1,007 males, 1,064 females. An agricultural population of 2,071, a labor force of 1,263, which engaged in the primary industry of 463, the number of migrant workers was 155. A cultivated area of 222 mu, 0.11 mu per capita, mainly planting flue-cured tobacco, rice, wheat, vegetables and other crops. Annual rural economic income of 34.48 million yuan, and farmers’ per capita income of 17,069.31 yuan, net income of 3,638 yuan. Dianwei Community, Ningzhou Sub-district, Huaning County This community has 1,630 households with 5,140 persons, including 2,546 males, 2,594 females. An agricultural population of 5,140, a labor force of 2,970, which engaged in the primary industry of 1,965, the number of migrant workers was 46. Including 5,006 Han people, 92 ethnic Yi people, 42 other ethnic groups. A cultivated area of 1,954.99 mu, woodland 600 mu, 0.38 mu per capita, a total of 150 mu of economic forest-fruit. Annual rural economic income of 25.84 million yuan, and farmers’ per capita income of 5,027 yuan, net income of 3,427 yuan, mainly from cultivation. Honghe Prefecture Yiwanshui Village, Zhicun Town, Mengzi County This village has 374 households with 1,595 persons, including 795 males, 800 females. An agricultural population of 1,595, a labor force of 984. The village to Miao, Yi-based, of which 731 were Miao, Yi 858, other ethnic groups of 6 people. A cultivated area of 2,103 mu, 1.32 mu per capita, mainly planting grain and other crops; woodland 12,047.2 mu, of which 781 mu of economic forest-fruit, per capita economic forest-fruit of 0.49 mu, mainly planting peach and other economic forest-fruit. Annual rural economic income of 3.4819 million yuan, and farmers’ per capita net income of 2,101 yuan, mainly from cultivation. Baojiazhuang Village, Jijie Town, Gejiu City This village has 178 households with 701 persons, including 329 males, 372 females. An agricultural population of 690, a labor force of 433, a cultivated area of 666.85 mu, 1 mu per capita, annual rural economic income of 4.09 million yuan, the secondary and tertiary industry income of 0.34 million yuan, the wage income of 1.37 million yuan. Farmers’ per capita net income of 6,435 yuan, mainly from cultivation and stockbreeding. Yongshan Community, Lin’an Town, Jianshui County This community has 2,087 households with 7,153 persons, including 3,400 males, 3,753

105 RAP and SDD Report of the Yunnan Highway Asset Management Project females. An agricultural population of 6,541, a labor force of 4,871. In the village of Han and Yi (mainly Han, Yi mixed), of which 6,130 were Han, Yi 1,023. A cultivated area of 1,592 mu, 0.26 mu per capita, mainly planting vegetables and other crops. Annual rural economic income of 78.07 million yuan, the secondary and tertiary industry income of 47.34 million yuan, the wage income of 3.27 million yuan. Farmers’ per capita net income of 5,521 yuan, mainly from secondary and tertiary industries. Yangguangcheng Village, Yilong Town, Shiping County This village has 340 households with 1,327 persons, including 643 males, 684 females. An agricultural population of 1,233, a labor force of 960, a cultivated area of 1,206 mu, 0.90 mu per capita, mainly planting grain, flue-cured tobacco, vegetables and other crops; woodland 19,716 mu, of which 251 mu of economic forest-fruit, per capita economic forest-fruit of 0.2 mu, mainly planting bamboo, walnut, red peach, pear, peach and other economic forest-fruit. Annual rural economic income of 11.34 million yuan, the secondary and tertiary industry income of 1.36 million yuan, the wage income of 1.58 million yuan. Farmers’ per capita net income of 4,693 yuan, mainly from cultivation and stockbreeding. Gantang Village, Jinhe Town, Jinping County This village has 844 households with 3,785 persons, including 2,198 males, 1,587 females. An agricultural population of 3,768, a labor force of 3,185, a cultivated area of 3,108 mu, 0.87 mu per capita, mainly planting rice, corn and other crops. Annual rural economic income of 15.113 million yuan, the secondary and tertiary industry income of 2.86 million yuan, the wage income of 0.39 million yuan. Farmers’ per capita net income of 3,308 yuan, mainly from cultivation and stockbreeding. Taoyuan Village, Nansha Town, Yuanyang County This village has 447 households with 1,957 persons, including 1,056 males, 901 females. An agricultural population of 1,957, a labor force of 1,147, a cultivated area of 4845.39 mu, 2.45 mu per capita, mainly planting rice, banana and other crops; woodland 17,101.5 mu, of which 418 mu of economic forest-fruit, per capita economic forest-fruit of 0.21 mu, mainly planting mango, lychee and other economic forest-fruit. Annual rural economic income of 11.2272 million yuan, the secondary and tertiary industry income of 1.01 million yuan, the wage income of 0.81 million yuan. Farmers’ per capita net income of 3,691 yuan, mainly from cultivation and stockbreeding. Mengdian Village, Yisa Town, Honghe County This village has 718 households with 3,272 persons, including 1,562 males, 1,684 females. An agricultural population of 3,272, a labor force of 1,558, a cultivated area of 8,659 mu, 2.9 mu per capita, mainly planting rice, sugar cane, cassava, early winter vegetables, mango and other crops; woodland 22,062 mu, of which 3,663 mu of economic forest-fruit, per capita economic forest-fruit of 1.24 mu, mainly planting mango, neem, longan and other economic forest-fruit. Annual rural economic income of 13.29 million yuan, the secondary and tertiary industry income of 0.6 million yuan, the wage income of 0.27912 million yuan. Farmers’ per capita net income of 3,649 yuan, mainly from cultivation and stockbreeding. Jimi Village, Xinxian Xiang, Pingbian County This village has 84 households with 260 persons, including 130 males, an agricultural population of 260. A labor force of 173, agricultural labor force of 173. A cultivated area of 1,100 mu, corn yield 400 kg / mu. Farmers’per capita net income of 3,500 yuan. Wenshan Prefecture Tinghu Village, Jiangna Town, Yanshan County This village has 1,096 households with 4,939 persons, including 2,386 males, 2,411 females.

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An agricultural population of 4,939, a labor force of 3,370, a cultivated area of 6,984 mu, 1.51 mu per capita, mainly planting flue-cured tobacco, pepper, rice and other crops. Annual rural economic income of 60.03 million yuan, the secondary and tertiary industry income of 0.07 million yuan, the wage income of 1.605 million yuan. Farmers’ per capita net income of 2,593 yuan, mainly from tobacco and pepper. Lijiazhuang Village, Badaoshao Xiang, Qiubei County This village has 1,070 households with 4,775 persons, including 2,579 males, 2,196 females. An agricultural population of 4,582, a labor force of 2,687, a cultivated area of 8,936 mu, 1.94 mu per capita, mainly planting crops; woodland 22,346.35 mu, of which 180 mu of economic forest-fruit, per capita economic forest-fruit of 0.04 mu, mainly planting pepper and other economic forest-fruit. Annual rural economic income of 57.75 million yuan, the secondary and tertiary industry income of 0.48 million yuan, the wage income of 0.85 million yuan. Farmers’ per capita net income of 6,175 yuan, mainly from cultivation and stockbreeding. Tuanjie Community, Xinhua Town, Funing County This community has 1,329 households with 4,047 persons, including 1,919 males, 2,128 females. An agricultural population of 1,680, a labor force of 2,379, a cultivated area of 367 mu, 0.41 mu per capita, mainly planting vegetables, grain and other crops; woodland 2,152 mu, of which 1,210 mu of economic forest-fruit, per capita economic forest-fruit of 0.76 mu, mainly planting pepper and other economic forest-fruit. Annual rural economic income of 12.32 million yuan, the secondary and tertiary industry income of 1.07 million yuan, the wage income of 0.28 million yuan. Farmers’ per capita net income of 6,507 yuan, mainly from secondary and tertiary industries. Yidu Village, Badaoshao Yi Xiang, Qiubei County This village has 1,955 households with 8,862 persons, including 4,557 males, 4,305 females. An agricultural population of 8,014, a labor force of 4,581, a cultivated area of 9,742 mu, 1.16 mu per capita, mainly planting crops; woodland 12,879.49 mu, of which 109 mu of economic forest-fruit, per capita economic forest-fruit of 0.01 mu, mainly planting pepper and other economic forest-fruit. Annual rural economic income of 94.91 million yuan, the secondary and tertiary industry income of 4.66 million yuan, the wage income of 1.92 million yuan. Farmers’ per capita net income of 6,276 yuan. Pu’er City Lianhua Village, Simao Town, Simao District This village has 440 households with 1,770 persons, including 905 males, 865 females. An agricultural population of 941, a labor force of 1,166, a cultivated area of 2,537 mu, 11.64 mu per capita, mainly planting rice, tea and other crops; woodland 61,319.69 mu, of which 79 mu of economic forest-fruit, per capita economic forest-fruit of 29.03 mu, mainly planting orange and other economic forest-fruit. Annual rural economic income of 19.96 million yuan, the secondary and tertiary industry income of 2.584 million yuan, the wage income of 1.06 million yuan. Farmers’ per capita net income of 10,706 yuan, mainly from cultivation. Liancun Village, Nanping Town, Simao District This village has 121 households with 451 persons, including 264 males, 187 females. An agricultural population of 451, a labor force of 312, a cultivated area of 1,931 mu, 4.8 mu per capita, mainly planting grain and other crops; woodland 12,435 mu, of which 710 mu of economic forest-fruit, per capita economic forest-fruit of 1.83 mu, mainly planting tea and other economic forest-fruit; surface area of 600 mu; 5,138 mu of grassland; barren hills and wasteland 20,000 mu. Annual rural economic income of 794,400 yuan, the secondary and tertiary industry income of

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92,100 yuan, the wage income of 3,100 yuan. Farmers’ per capita net income of 882 yuan, mainly from cultivation and stockbreeding. Nazhuang Village, Heping Town, Zhenyuan County This village has 636 households with 2,518 persons, including 1,452 males, 1,066 females. An agricultural population of 2,518, a labor force of 1,652, a cultivated area of 4,759 mu, 1.88 mu per capita, mainly planting rice, corn and other crops; woodland 25,995 mu, of which 4,280 mu of economic forest-fruit, per capita economic forest-fruit of 1.7 mu, mainly planting walnut and other economic forest-fruit. Annual rural economic income of 3.9461 million yuan, the secondary and tertiary industry income of 0.9254 million yuan, the wage income of 0.323 million yuan. Farmers’ per capita net income of 1,108 yuan, mainly from cultivation, stockbreeding and mining. Mengsuo Village, Mengsuo Town, Ximeng County This village has 500 households with 2,413 persons, including 1,248 males, 1,165 females. An agricultural population of 2,413, a labor force of 1,677, a cultivated area of 6,259 mu, 2.50 mu per capita, mainly planting rice, corn and other crops; woodland 15,945.4 mu, of which 1,021 mu of economic forest-fruit, per capita economic forest-fruit of 0.42 mu, mainly planting banana, Chinese fir and other economic forest-fruit. Annual rural economic income of 5.78 million yuan, the secondary and tertiary industry income of 1.87 million yuan, the wage income of 0.3216 million yuan. Farmers’ per capita net income of 1,916 yuan, mainly from cultivation. Qiaotou Village, Menglie Town, Jiangcheng County This village has 429 households with 1,605 persons, including 792 males, 813 females. An agricultural population of 1,551, a labor force of 703, a cultivated area of 1,812 mu, 1.29 mu per capita, mainly planting rice and other crops; woodland 27,086 mu, of which 755 mu of economic forest-fruit, per capita economic forest-fruit of 0.54 mu, mainly planting tea and other economic forest-fruit. Annual rural economic income of 3.57 million yuan, the secondary and tertiary industry income of 0.965 million yuan, the wage income of 0.125 million yuan. Farmers’ per capita net income of 1,641 yuan, mainly from cultivation and fishery. Dali City Yitou Village, Jindun Xiang, Heqing County This village has 624 households with 2,497 persons, including 1,193 males, 1,304 females. An agricultural population of 2,295, a labor force of 1,446, a cultivated area of 3,317 mu, 1.38 mu per capita, mainly planting grain, sericulture and other crops; woodland 69 mu, of which 69 mu of economic forest-fruit, per capita economic forest-fruit of 0.03 mu, mainly planting economic forest-fruit. Annual rural economic income of 56.02 million yuan, the secondary and tertiary industry income of 10.23 million yuan, the wage income of 3.3 million yuan. Farmers’ per capita net income of 7,129 yuan, mainly from secondary and tertiary industries. Guanping Village, Guanping Xiang, Yunlong County This village has 642 households with 2,766 persons, including 1,406 males, 1,360 females. An agricultural population of 2,766, a labor force of 1,560, a cultivated area of 1,445.21 mu, 0.52 mu per capita, mainly planting corn, rice, beans, buckwheat, walnut, flue-cured tobacco and other crops; woodland 44,709.7 mu, of which 6,909.7 mu of economic forest-fruit, per capita economic forest-fruit of 2.5 mu, mainly planting walnut and other economic forest-fruit. Annual rural economic income of 4.819 million yuan, the secondary and tertiary industry income of 0.41 million yuan, the wage income of 0.21 million yuan. Farmers’ per capita net income of 1,234 yuan, mainly from cultivation, stockbreeding, forestry, fruit cultivation and tobacco. Baoshan City Pingchangzi Village, Shuichang Xiang, Shidian County

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This village has 493 households with 2,770 persons, including 1,444 males, 1,326 females. An agricultural population of 2,029, a labor force of 1,520, a cultivated area of 1,530 mu, 0.71 mu per capita, mainly planting corn, flue-cured tobacco, barley, rice and other crops; woodland 14,519.1 mu, of which 560 mu of economic forest-fruit, per capita economic forest-fruit of 0.28 mu, mainly planting chestnut, sweet persimmon and other economic forest-fruit. Annual rural economic income of 10.6508 million yuan, the secondary and tertiary industry income of 1.1832 million yuan, the wage income of 0.44 million yuan. Farmers’ per capita net income of 2,524 yuan, mainly from cultivation and stockbreeding. Jinma Village, Goujie Xiang, Changning County This village has 201 households with 766 persons, including 396 males, 370 females. An agricultural population of 747, a labor force of 352. The village to the Han based, of which 755 were Han, Yi 11. A cultivated area of 1,103 mu, 1.46 mu per capita, mainly planting grain, flue-cured tobacco and other crops; woodland 24614.3 mu, of which 1,138.8 mu of economic forest-fruit, per capita economic forest-fruit of 1.5 mu, mainly planting walnut and other economic forest-fruit. Annual rural economic income of 3.1936 million yuan, the secondary and tertiary industry income of 0.059 million yuan, the wage income of 0.02 million yuan. Farmers’ per capita net income of 2,900 yuan. Yaoguan Village, Yaoguan Town, Shidian County This village has 711 households with 3,128 persons, including 1,516 males, 1,612 females. An agricultural population of 2,595, a labor force of 2,077, a cultivated area of 1,220 mu, 0.4 mu per capita, mainly planting grain and other crops; woodland 1,154.9 mu, of which 299.8 mu of economic forest-fruit, per capita economic forest-fruit of 0.1 mu, mainly planting plum and other economic forest-fruit. Annual rural economic income of 11.8375 million yuan, the secondary and tertiary industry income of 3.69 million yuan. Farmers’ per capita net income of 3,396 yuan, mainly from stockbreeding. Pingchangzi Village, Shuichang Xiang, Shidian County This village has 493 households with 2,770 persons, including 1,444 males, 1,326 females. An agricultural population of 2,029, a labor force of 1,520, a cultivated area of 1,530 mu, 0.71 mu per capita, mainly planting corn, flue-cured tobacco, barley, rice and other crops; woodland 14,519.1 mu, of which 560 mu of economic forest-fruit, per capita economic forest-fruit of 0.28 mu, mainly planting chestnut, sweet persimmon and other economic forest-fruit. Annual rural economic income of 10.6508 million yuan, the secondary and tertiary industry income of 1.1832 million yuan, the wage income of 0.44 million yuan. Farmers’ per capita net income of 2,524 yuan, mainly from cultivation and stockbreeding. Lijiang City Wenshanhua Village, Jinshan Xiang, Gucheng District This village has 393 households with 1,713 persons, including an agricultural population of 1,684, a labor force of 1,020, a cultivated area of 3,739.5 mu, 2.2 mu per capita, woodland 98,170 mu. Annual rural economic income of 2.6083 million yuan, and farmers’ per capita net income of 900 yuan, mainly from cultivation and stockbreeding. Hedong Village, Zhongxin Town, Huaping County This village has 868 households with 3,247 persons, including 1,700 males, 1,547 females. An agricultural population of 3,247, a labor force of 1,733, a cultivated area of 3,172.13 mu, 0.98 mu per capita, mainly planting rice, corn and other crops; woodland 40,551.6 mu, of which 3,851 mu of economic forest-fruit, per capita economic forest-fruit of 1.19 mu, mainly planting mango, pepper and other economic forest-fruit. Annual rural economic income of 33.8457 million yuan, the

109 RAP and SDD Report of the Yunnan Highway Asset Management Project secondary and tertiary industry income of 19.7084 million yuan, the wage income of 2.0454 million yuan. Farmers’ per capita net income of 3,839.50 yuan, mainly from secondary and tertiary industries. Nujiang City Daliandi/Fuba Village, Shangjiang Town, Lushui County This village has 818 households with 3,139 persons, including a labor force of 1,702, a cultivated area of 4,979 mu, mainly planting sugar cane, rice, coffee, corn, citrus, walnut, chestnut, strawberry and other crops. Annual rural economic income of 6.6904 million yuan, and farmers' per capita net income of 1,600.83 yuan.

3.2 Socioeconomic Profile of the Affected Population In May 2016, the task force conducted a sampling survey on the AHs to collect the basic information of the affected population (879 households with 3,412 persons). The sampling survey covers 87 households with 374 persons, with a sampling rate of 10%. 3.2.1 Ethnic and gender analysis The sampling survey coverse 87 households, the total population of 374 persons, households have 257 laborers, with an average family size of 4.29. The sample population includes 181 women, accounting for 48.40%; women are mainly engaged in agricultural cultivation and domestic work and other production activities. 3.2.2 Age structure Among the 374 samples, 64 persons are aged 16 years or less, accounting for 17.11%; 284 persons aged 17-60 years, accounting for 75.93%; and 26 persons aged above 60 years, accounting for 7.00%. See Figure 1.

7.00% 17.10%

16岁以下

16-60岁

60岁以上 75.90%

Figure 1 Age Distribution

3.2.3 Educational level Among the 87 households,374 samples, 79 persons have received primary school education, accounting for 21.12%; 251 have received junior high school education, accounting for 67.11%; 28 have received senior high school or secondary technical school education, accounting for 7.49%; and 16 have received junior college or above education, accounting for 4.27%. See Figure 2.

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4.27% 7.49% 小学及以下文 21.12% 化程度 初中文化程度

高中/中专文化 67.11% 程度 大专及以上文 化程度

Figure 2 Educational Level Distribution

3.2.4 Residential conditions Among the 87 households,374 samples, the housing structure can be divided into masonry concrete and masonry timber, 16 households live in masonry concrete houses and 71 in masonry timber houses. Average house size is 117.9 m2 per household or 27.5 m2 per capita. A full range of indoor facilities are available. See Table 15. Table 9 Residential Conditions of Affected Population House information Indoor Lighting Telephone Drinking water Size Average per Per capita cable TV power (mobile Supply Percent Structure (m2) HH (m2) (m2) (%) supply (%) phone) (%) mode (%) Masonry concrete 1886.4 Tap / well 117.9 27.5 100 100 100 100 Masonry timber 8370.9 water 3.2.5 Living environment Among the 87 households,374 samples, the average distance from the county town is 2.71 km, that from the nearest school 2.94 km, that from the nearest hospital 3.29 km, and that from the nearest station 2.81 km. Table 10 Living Environment of AHs Living environment Average distance (km) Distance from county town (Km) 1171 Distance from the nearest school (Km) 7.94 Distance from the nearest hospital (Km) 5.29 Distance from the nearest station (Km) 8.81 3.2.6 Productive resources Total cultivated area is 400.18 mu, per capita cultivated area 1.07 mu. The main crops are paddy rice and corn. 3.2.7 Household properties An average household has 1.32 TV sets, 0.92 refrigerator/air-conditioner, 0.29 hi-fi, 3.22 telephones and mobile phones, 1.14 bicycles/motorcycles, and 0.47 tractor/water pump, indicating that the sample households are below the average living standard. 3.2.8 Annual household income and expenditure 1) Household income The per capita annual income of the sample households is 5,806.73 yuan, including agricultural income of 2,176.27 yuan, accounting for 37.48%, sideline income of 224.29 yuan, accounting for 5.4%, wage income of 336.44 yuan, accounting for 5.79%, outside employment

111 RAP and SDD Report of the Yunnan Highway Asset Management Project income of 2,978.49 yuan, accounting for 51.29%, and other nonagricultural income of 198.3 yuan, accounting for 3.42%. 2) Household expenditure The per capita annual expenditure of the sample households is 4,911.79 yuan, including productive expenses of 1,497.63 yuan, accounting for 30.49%, nonproductive expenses of 3,122.55 yuan, accounting for 63.57%, and other expenses of 291.61 yuan, accounting for 5.94%. See Table 18. Table 11 Income and Expenditure of Households Affected by LA Item Average per HH (yuan) Per capita (yuan) Percent (%) Agricultural income 9336.20 2176.27 37.48% Wage income 1443.33 336.44 5.79% Annual Outside employment income 12777.72 2978.49 51.29% household Property income 502.92 117.23 2.02% income Other nonagricultural income 850.71 198.3 3.42% Subtotal 24910.87 5806.73 100.00% Productive expenses 6424.83 1497.63 30.49% Annual Nonproductive expenses 13395.74 3122.55 63.57% household Other 1251.01 291.61 5.94% expenditure Subtotal 21071.58 4911.79 100.00% Pure income1 18486.039 4309.1 /

3.3.0 Demolition affected household recovery placement status

Year 2016, May 17th , Hohai University National Immigration mid line research group meet up with Chuxiong Mouding Highway branch officers for the first time. They investigate basic arrangement after demolition and further visited demostic organizations to reach more compensation related details with accompony of Mouding Branch officers. They also gather information from demolition affteced villagers by interview. Basic influence could be concluded as follow: The only site, Chuxiong Highway Brueau, Mouding Branch, Shangmi MMEC, involved demolition, which was 390.68 meter square, brick mixture structure. Luzhou livestock breeding company owns this building, however, it did not have approporate certifications. Its property was collective land and being manged with rural Timberland Circulation management rule. Owner of this livestock breeding company lives in this area, with his family. In total 1 household 4 people. Table 12 The immigrants’recovery which affected by the demolition after placement

The The direction of the immigrants’ resettlement（including live in The names The original original self-built house,live in demolition The living size now（m2） affected by living size（m2） new construction self-built area（m2） the house,whether living place far demolition away from original residence Weilu Zhou 390.68（See the 390.68 （See From the original building 200 New construction:645 m2， table below） the table meters（ According to the scope including: below） of rural land circulation Residential：six，size185m2 management of forest land Sheepfold：four，size200m2 which belongs to Weilu Zhou Chicken circle ： twenty ，

1 Net income = annual household income – productive expenses

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size260m2 The new plant fruit trees 2 mu

Table 13 Affected by the demolition ground house demolition, appendages table The serial The house Housing Land use Quantity(sp Proportion House use number location rights number number ace) （m2） Wellknown sits 1 no no residence 5 164.25 to the slope Wellknown sits 2 no no kitchen 1 19.79 to the foot Wellknown sits 3 no no sheepfold 3 112.4 to the foot Wellknown sits 4 no no Chicken cicle 10 94.24 to the foot

Weilu Zhou accepted the interview and shows satisfication with the compensation arrangement. He told that new house and livestock breeding farm are both better than before, especially the farm part. The new farm is more standardized with flatter land and less pollution. Also, his farm size is larger since he used the rest of compensation money when rebuilding this farm. Zhou further plan to connect to Shangmi MMEC in order to have easier electric supply. Overall, Weilu Zhou is highly agreed with the compensation plan.

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4 Policies, Compensation and Resettlement

4.1 Laws and Policies on Resettlement Bank policies  Operational Policy OP4.12 on Involuntary Resettlement and appendixes  Bank Procedure BP4.12 on Involuntary Resettlement and appendixes State laws and regulations  Land Administration Law of the PRC (January 1, 1999, amended on August 28, 2004)  Regulations on the Implementation of the Land Administration Law of the PRC (Decree No.256 of the State Council)  Decision of the State Council on Deepening the Reform and Rigidly Enforcing Land Administration (SC [2004] No.28) (October 21, 2004)  Guidelines on Improving Compensation and Resettlement Systems for Land Acquisition (MLR [2004] No.238) (November 3, 2004) Provincial and local policies  Land Administration Regulations of Yunnan Province (September 24, 1999, amended on July 27, 2014)  Uniform AAOV Rates and Location-based Composite Land Prices for LA of Yunnan Province (effective from 2009, amended in 2014)  Measures for the Implementation of Basic Endowment Insurance for Land-expropriated Farmers of Yunnan Province (YPG [2008] No.226) Local policies  Uniform AAOV rates and location-based composite land prices for LA of different localities  Detailed rules of different localities for the implementation of the Interim Measures of Yunnan Province on Basic Endowment Insurance for Land-expropriated Farmers

4.2 Compensation and Resettlement Policies

4.2.1 LA compensation rates SDD covers 16 cities/prefectures in Yunnan Province, and LA compensation for the subprojects is based on different policies. According to the surveyAll LA compensation was paid to the AHs from 2009 to early 2016. The specific compensation documents, compensation standards and payment of compensation are shown in Appendix 9 and Appendix 10. See in Appendix 9 and Appendix 10, MMEC or Highway branch aquire correct compensation standard for land which also mached local policy and actual status. All compensation payment were paid in time and most of imformat were satisfied with compensation plan. Very few of them feel unsatisfied. Due to this fact, we further researched and find two of Brueau provided lower-than-standard compensation offer. First case was Puer City, Zhengruan highway Branch, Heping highway Brueau. Compensation plan for Zhengruan County, Heping town, Nazhuang village, Dajiaoshu and Laoqingpo Timberland was 694.58 RMB/mu plus timberland service charge 955 RMB. However, it was paid in Year 1995 December. The second case was Yuxi City, Huaning

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County, Ningzhou highway Brueau requsiting Land of Huaning County, Ningzhou subdistrict office, Zhaobaochong Village group. Brueau officer use the standard of 788.13RMB per meter square according to 《Huaning County government No. HTC-(2011)-43 partically national land usage ownership approval》(Huafuzheng No. [2013]57). This standard is lower than usual, but it was not a part of world bank project.

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4.2.2 Compensation Rates for Infrastructure and Ground Attachments The compensation standards of all kinds of infrastructure and ground attachments of the various sites affected by the project are in the table below. Table 14 Compensation Rates for Infrastructure and Ground Attachments Highway Highway No. Name of MMEC or HAS Item Unit Rate (yuan) Bureau Brancht Peach / 50 Walnut / 50 Apple / 90/50/10 Highway Zhaotong Highway Bureau Prickly ash / 10 1 Bureau MMEC Tomb / 800 Loquat / 110/50/10 Prickly ash / 74/60/15 Walnut / 56/80/20 Ludian Highway Bureau Walnut / 30/150/300 Zhaotong 2 Ludian MMEC Tree / 300/30 Tree / 30 3 Yiliang Xiaocaoba HAS Corn mu 870 Vegetable land mu 1200 Walnut / 100/35 Covered pond m3 150 4 Yiliang Kuixiang HAS Toilet / 400 Tomb / 5000 5 Qiaojia Baihetan HAS Mulberry / 15 Cellar / 1000 Vegetable mu 400 1 Huize Dajing HAS Walnut / 400/420 Pear / 400 Qujing Corn mu 2000 Fruit tree / 33 2 Zhanyi Shibanjing HAS Sipang tree / 20 Water tank / 1500 Timber forest mu 4000 Earth tomb / 640 Chuxiong 1 Chuxiong Chuxiong HAS Stone tomb / 1520 Block stone masonry m3 180 Concrete masonry m3 360 Xinping Highway Branch 1 Xinping Corn mu 1200 Yuxi MMEC 2 Yuanjiang Yuanhong HAS Greenhouse mu 3500 Forest mu 5400 Corn mu 1500 1 Mengzi Zhicun HAS Brick pond m3 2500 Tomb / 3000 Asparagus mu 3300 Scallion mu 1100 Pond m3 40 Honghe 2 Gejiu Gejiu HAS Masonry timber structure m3 610 Early fruit-bearing orange / 110 Eucalyptus / 180 Full-fruit peach mu 5000 3 Jianshui Jianshui HAS Eucalyptus mu 2000 Pond / 1000 4 Shiping Shiping Highway Branch >9cm fruit tree / 120

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Highway Highway No. Name of MMEC or HAS Item Unit Rate (yuan) Bureau Brancht MMEC (built with Shiping Bamboo / 20 HAS) C20 concrete m3 240 Banana / 20 Yuanyang Highway Bureau 5 Yuanyang Bamboo shed / 50 MMEC Tomb / 560 Non-fruit-bearing tree / 15 Corn mu 1000 1 Yanshan Yanshan Emergency Center tobacco mu 2500 Ginger mu 2000 Cellar m3 300 2 Qiubei Qiubei Emergency Center Eucalyptus mu 3520 Temporary shed / 500 Wenshan 3 Funing Funing Emergency Center Grape / 50 Full-fruit tree / 300 Fruit-bearing tree / 100 Pond m3 300 4 Qiubei Qiubei HAS Rubble retaining wall m3 280 Cement ground m2 65 Rape mu 1300 Tomb / 4600 Retaining wall m3 150 Drain ditch m 70 Simple shed m2 15 Steel shed m2 180 Cement ground m2 30 Hollow brick wall m3 180 Highway Pu’er Highway Bureau Brick pond m3 320 1 Branch MMEC Diversion pipe m 5 Brick cooking range / 650 Pu’er TV receiver / 200 Solar / 500 Telegraph pole / 100 Transformer / 38000 Brick pigpen m2 211 Commercial flowers/trees / 30-100 yuan 2 Simao Simao HAS Steel tile shed m2 10 Bamboo shed / 300 Telegraph pole / 150 3 Jiangcheng Menglie HAS Greenhouse m2 5.5 Retaining wall m3 180 Chestnut / 30-220 yuan Walnut / 10-60 yuan Gingko / 40 Big tree eggplant / 20-80 yuan Palm / 100 Shuichang Highway Branch Peach / 60 Baoshan 1 Shidian MMEC (land shared with Plum / 120 707 HAS) Prickly ash / 60 Cherry / 5 Class 1: 180; Loquat / Class 2: 220 Pomegranate / 10 Simple house m2 400

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Highway Highway No. Name of MMEC or HAS Item Unit Rate (yuan) Bureau Brancht Concrete m3 100 Fruit tree / 200 2 Shidian Yaoguan HAS Pine mu 1000 Small: 20; big: Banana tree / 100 Small: 80; big: Longan / 200 Pomegranate / 50 Lijiang 1 Huaping Rongjiang HAS Vernonia esculenta Hemsl / 5 Sour plum / 50 Spring plum / 10 Masonry m3 135 Steel greenhouse m2 70 4.2.3 Lost Land and Social Security Although LA for the Project involves many subprojects, actual impacts are minor and average impact on each AH is also minor. For example, 21.72 mu of land is acquired for the Zhaotong Highway Bureau MMEC, affecting 61 households with 185 persons, but per capita lost land is 0.12 mu only. The prevailing local policies can ensure that the income of the APs is fully restored. 1.Analysis of the Lost Rate of the Immigrants and Loss of Land Among the affected LEFs, Loss of land less than 10% accounted for 34.73%, Loss of land between10% to 20% accounted for 20.94%, Loss of land between20% to 30% accounted for 15.85%, Loss of land between30% to 40% accounted for 6.85%, Loss of land between40% to 50% accounted for 4.02%, Loss of land between50% to 60% accounted for 3.87%, Loss of land between60% to 70% accounted for 3.35%, Loss of land between70% to 80% accounted for 4.23%, Loss of land between80% to 90% accounted for 4.06%, Loss of land more than 90% accounted for 2.12%. In general, Land acquisition has less impact on LEFs, that nearly 80% Loss of land of them less than 40%. Details presented in Appendix 11.

2. Endowment insurance for LEFs Although the Yunnan Provincial Government promulgated the Pilot Program of Yunnan Province for Reforming and Improving the Policy on Basic Endowment Insurance for LEFs in February 2016, it only requires that one pilot county/city/district be selected in each prefecture/city, and has not been rolled out in the province. Although local policies on endowment insurance for LEFs have been promulgated in recent years, such as the Implementation Rules for Basic Endowment Insurance for LEFs of Lianghe County (interim) in Dehong Prefecture (LCG [2014] No.109), and the Implementation Rules for Basic Endowment Insurance for LEFs of Yiliang County (interim) (YCG [2010] No.81) in Zhaotong City, the Interim Measures for the Implementation of Basic Endowment Insurance for Land-expropriated Farmers of Yunnan Province (YPG [2008] No.226) is universally observed. The main difference is the sharing of insurance premiums. The key points of the Interim Measures of Yunnan Province on Basic Endowment Insurance for Land-expropriated Farmers are as follows:

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1) This policy shall apply to registered population having the contract right of rural collective land, having attained 16 years, and losing all or most of land after uniform LA by the government according to law. LEFs with per capita cultivated areas of over 0.3 mu but unable to sustain basic production and living may be included in basic endowment insurance as the case may be. 2) Basic endowment insurance premiums shall be borne by the individual, village collective and government proportionally, where the sum of the individual contribution and collective subsidy shall not be more than 60%, the government subsidy not less than 40%. 3) LEFs having attained 60 years and paid stipulated premiums in full may receive a basic pension monthly, which shall consist of an individual account pension and a basic pension, disbursed from the individual account and the pooling account respectively. In investigation, most of LEFs have got more land after land acquisition, per capita land loss is between 400-600 yuan, for affected LEFs whose owned land less than 0.3 mu per capita, they can choose to participate in LEFs basic pension insurance, among the 854 affected households, there are 126 house which per capita arable land area of less than 0.3 mu, they can participate in landless peasants endowment insurance. Details presented in Appendix 12. In practice, there are some issues in policy implementation. For example, the policy of Chuxiong City stipulates that the percentage of individual contribution shall not exceed 45%. However, some villagers are unwilling to pay premiums, because most villagers are working outside, and have covered social insurance through their employers. LA institutions pay 20,000 yuan to per LEFs as LEFs insurance，but there still 2 problems exist:First, land-use unit doesn’t know well for LEFs insurance policy， Such as during the investigation of Muding Highway Branch Shangmihua station, The responsible person consider that the 30 mu LA woodland need to pay 20,000 yuan pension，However, in fact,woodland needn’t units to pay pensions.Second, some villagers do not want to pay pensions，Such as the visit of the Mouding used for highway management of the Gonghe town of Sanhua Sanhuashan five groups of villagers group，The village as a criterion for voluntary, asked whether the farmers willing to join social security, no one is willing to pay social security in the group ， The reason is because the station close to the county (about 2 km away), the village land after several levy, the original 40% land per capita, now less than 10% per capita, the villagers basically to the main workers, few people pay their own lost land The basic old-age insurance for farmers, the majority of employers pay social insurance.

Venue: Sanhuadong Group 5 of Sahua Village, Gonghe Town, Mouding County; time: May 17, 2016; interviewee: village secretary Key points: This village has a population of over 7,000, and 52 households with 204 persons are affected by LA for Mouding HAS. The LA compensation has been disbursed to the village group, and it is resolved to pay the compensation to the AHs along with land reallocation. Village Secretary Xia has asked the AHs, but

119 RAP and SDD Report of the Yunnan Highway Asset Management Project they are unwilling to pay insurance premiums, because they think the amount of premiums to be paid by the individual is too high (about 50,000 yuan), but they can only receive 400 yuan/month after 60 years.

3. Employment support The Yunnan Provincial Government attaches great importance to the employment and reemployment of LEFs, and offers vocational skills and business startup training, and employment assistance actively, such as one-time vocational skills subsidy of 800 yuan and business startup subsidy of 1,300 yuan. Employers are encouraged financially to employ LEFs, and LEFs with special difficulties are placed to public welfare jobs where possible, such as urban administration, public security, sanitation, etc. From 2010 to 2015, 139,000 LEFs in Yunnan Province were assisted in employment or business startup, vocational skills and business startup training was offered to 140,000 men-times, and training subsidies of 63 million yuan and 39,000 small-amount secured loans with a total amount of 1.95 billion yuan were granted. Since outside employment is the main income source of most APs, their income will not be affected too much by LA. In addition, their employment is supported by local governments strongly.

Venue: Guanping Village Committee, Yunlong County, Dali Prefecture; time: May 19, 2016; interviewee: village secretary Key points: Few people do farm work at home, and most young people are working outside. Employment training is available in the village every year, mostly related to employment skills for rural surplus labor. The county government offers special funds for this. Such training is quite popular and effective.

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4.2.4 Resettlement policies Only 1 subprojects covered by SDD involve HD. 1) Chuxiong Higway Bureau Mouding Highway Branch Shangmi MMEC: HD area is 390.68m2.Requsitied land was owned by Mouding county, Jiangpo town, Mi village, village committee, Shangmi villager group. Which further circulated managed by Weilu Zhou, as Timberland. Buildings and its subsidiaries are all included in his managing area. The demolished buildings and subsidiaries were built with brick and color steel tile mixture material, which classified in Temporary buildings. Its major function was to do management and help livestock breeding. Weilu Zhou was a member of Mouding County, Jisheng villager committee, Randeng temple villiage group, 2 kilometers from Mouding County. He is a farmer, whose house is 2 floor brick mixture structure, 160 meter square. Demolition was led by Mouding County government, decided in year 2015 December 4th coordinate conference. Mouding County, Jiangpo town, vice governer Chaofan Wei, other town land management officers and Mouding County, Jiangpo town, Mi village committee, Shangmi villager group, group leader Dejin Wang were invited in this conference. Compensation agreement was set in Year 2015, December 15th. Strictly according to plan and compensation standard, Mouding Highway Brueau provided Weilu Zhou 176000 RMB, which included One-time cash compensation, personal care compensation and other compensation. Zhou was satisfied with this plan and the compensation was paid with cash before Year 2016 Jan. He must clear all buildings and subsidiaries in the construction area and use the compensation money to rebuild his house and live stock breeding area, totally 645 meter square, 200 meters from his original house. Mouding Highway Bureau specially construct a new road for Zhou which greatly helped Zhou’s live stock breeding company. Zhou was greateful to this compensation plan.

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4.3 Feedback of APs on Compensation and Income Restoration

Programs

4.3.1 Affected villagers Year 2016, May 15th to May 26th, Hohai University, China Immigration study Center ordered 4 research group, accompanied with several Yunnan Province highway Brueau officer and villager committee leaders, investigate directly and indirectly into 16 project affected area. The research group randomly chosen 87 households, 374 people as research population, represnents 10 percent of total population. Also, the only minorities who was affected by demolition is included in the research population. According to the survey, most of the APs are satisfied with compensation and income restoration programs, and only very few APs are somewhat dissatisfied or dissatisfied. 20% of the respondents are very satisfied with compensation and income restoration programs, 68% satisfied, 10% neither satisfied nor dissatisfied, 2% somewhat dissatisfied, and 1% dissatisfied. 2% 1%

10% 20%

67%

很满意 满意 一般满意 不太满意 不满意

Figure 4 Satisfaction of APs with Compensation and Income Restoration Programs Some respondents are somewhat dissatisfied or dissatisfied with compensation and income restoration programs mainly because they think compensation rates are relatively low or LA implementation times are long. According to our survey and statistics, the SDD involves 56 sites, the total cost of immigration is 51523866.76 yuan. In the sample survey (see Table 11), the proportion of migrant labor income in the affected farmers ' income was the highest, 51.29%, and the agricultural income was 37.48%, indicating that the decisive role of the family income is mainly out of service income. At the same time, based on the survey of resettlement satisfaction, it can be concluded that land acquisition has little effect on the livelihood of the resettlers, and the resettlers are satisfied with the compensation and resettlement.

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4.3.2 Affected enterprise Details on the 3 affected entities are as follows: 1) The Zhaotong Highway Bureau Yanjin Highway Branch MMEC affects one entity, namely Zhaotong Xinding Industrial Development Co., Ltd., involving mining right overlaid by a mining enterprise. The compensation (80,000 yuan) was determined under the prevailing policy in consultation with the affected entity and has been fully paid. The affected entity is satisfied. 2) The Chuxiong Highway Bureau Mouding Highway Branch MMEC affects one entity, namely Mouding Luzhou Cultivation and Stockbreeding Co., Ltd., involving an HD area of 388.68 m2, all in masonry concrete structure. This property is occupied by the business owner and his family members for the convenience of management. The business owner is satisfied with the compensation and the HD process, and HD will affect neither his residence nor the company’s management. 3) The Honghe Highway Bureau Hekou Highway Branch Hekou HAS affects one entity, namely Hekou Farm, involving the occupation of 19.18 mu of land. This plot was formerly contracted by 3 farm workers (all Han people), to whom land has been reallocated by the farm after LA. Both the affected workers and the farm owner are satisfied with the compensation.

5 Resettlement Budget

The total amount of resettlement funds of the 56 subprojects covered by SDD is 51523866.76 yuan. Table 16 Resettlement Budget (SDD) Highwa Highway y No. Name of MMEC or HAS Compensation Branch Bureau Highway 1 Zhaotong Highway Bureau MMEC 1897311 Bureau 2 Yanjin Yanjin Highway Branch MMEC 980004.18 3 Yongshan Yongshan Highway Branch MMEC 1803480 4 Ludian Ludian Highway Branch MMEC 615446.28 Zhaotong 5 Ludian Xinjie HAS 462909.3 6 Yiliang Xiaocaoba HAS 433787.38 7 Yiliang Kuixiang HAS 485905.5 8 Qiaojia Baihetan HAS 790866.7 9 Shuifu Shuifu Highway Branch MMEC 520000 10 Shuifu Xiangjiaba HAS (built with center) 0 1 Qilin Yuezhou HAS 932227 Qujing 2 Huize Dajing HAS 620951.5 3 Zhanyi Shibanjing HAS 1306407 Highway 1 Chuxiong Highway Bureau MMEC 3341255.5 Bureau 2 Mouding Mouding Highway Branch MMEC 486736.25 Chuxiong 3 Yongren Yongren HAS Yongren Emergency Center) 160247.7 4 Chuxiong Chuxiong HAS 288084.77 5 Yuanmou Yuanmou HAS 1515528 6 Wuding Jincheng HAS 393126.07

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Highwa Highway y No. Name of MMEC or HAS Compensation Branch Bureau 7 Mouding Mouding HAS 517500 8 Shuangbai Shuangbai HAS 1356405.6 1 Xinping MMEC 334194 2 Eshan Shuangjiang HAS 693900 Yuxi 3 Yuanjiang Yuanhong HAS 614285 4 Dengjiang Fenglu HAS (built with Dengjiang Highway Branch) 1357830 5 Huaning Ningzhou HAS 2627365.34 1 Hekou Hekou HAS 1247467 2 Mengzi Zhicun HAS 1338260 3 Gejiu Gejiu HAS 756622.1 4 Jianshui Jianshui HAS 785435 Shiping Highway Branch MMEC (built with Shiping 5 Shiping 737440 Honghe HAS) Jinping Highway Branch t MMEC(built with Jinping 6 Jinping 1860429 HAS) 7 Yuanyang Yuanyang Highway Branch MMEC 650320 8 Honghe Honghe HAS 946000 9 Lvchun Lvchun HAS 76500 10 Pingbian Pingbian Highway Branch MMEC 842147.5 1 Yanshan Yanshan Highway Branch MMEC 1639027 2 Qiubei Qiubei Highway Branch MMEC 634940 Wenshan 3 Funing Funing Highway Branch MMEC 1531165.8 4 Qiubei Qiubei HAS 1503664.56 Highway 1 Pu’er Highway Branch MMEC 887635.72 Bureau 2 Simao Simao HAS 931906.5 Pu’er 3 Zhenyuan Heping HAS 6730 4 Ximeng Mengsuo HAS 414952 5 Jiangcheng Menglie HAS 1733835 1 Heqing Heqing Highway Branch MMEC 170559 Dali 2 Yunlong Yunlong Highway Branch MMEC 359460 1 Shidian Shidian Highway Branch MMEC 2148726.92 2 Changning Goujie HAS 61393.39 Baoshan 3 Shidian Yaoguan HAS 451395.75 4 Shidian 707 HAS (built with Shuichang Center) 0 Dehong 1 Lianghe Lianghe Highway Branch MMEC 3046106.8 Highway 1 Lijiang Highway Bureau MMEC 616780 Lijiang Bureau 2 Huaping Rongjiang HAS 1609213.65 Total 51523866.76

6 Public Participation and Information Disclosure

6.1 Public Participation In order to lay a solid foundation for the resettlement work of the Project, protect the lawful rights and interests of the APs and entities, and reduce grievances and disputes, great importance is attached to the participation of and consultation with the

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APs at the preparation and implementation stages. Since 2016, the PMOs, Highway Branch and task force have conducted a series of socioeconomic survey and public consultation activities (with 30% of participants being women). At the preparation stage, the Yunnan PMO, IAs and Highway Branch conducted extensive consultation. With the progress of project preparation and implementation, the IAs will conduct further public participation.

Figure 5 Inquiry about Land Use Right of the Huangping Station

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Venue: Baojiazhuang Group, Baojiazhuang Village, Jijie Town, Gejiu City, Honghe Prefecture; time: May 22, 2016; interviewee: village head Key points: This group has 178 households with 640 persons, and about 600 mu of cultivated land, used to grow corn and pasture mainly, and farmers’ per capita net income is about 6,000 yuan. This is a typical group featuring “poor collective and rich individuals”. Several mu of collective land of this group is to be acquired for the Lengqing Highway Extension Jige Segment Reconstruction Project in Gejiu City. Since this plot is unsuitable for cultivation, the APs strongly requested that the remaining land be acquired along. Therefore, all 12.434 mu of land of this plot was acquired in 2011. Since construction has not begun, the Gejiu HAS has employed villagers to grow vegetables and raise livestock on this plot, and have paid them on schedule.

6.2 Information Disclosure All APs (with 30% being women) have been informed of the key points of the RAP by various means and involved in the Project, such as meeting, interview, FGD, public participation meeting and community consultation, and their opinions have been well taken into account. LA information was fully disclosed to the affected villages and persons before LA.

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7 Grievance Redress

7.1 Grievance Redress Procedure Since public participation is encouraged during the preparation and implementation of the RAP, no substantial dispute will arise. However, unforeseeable circumstances may arise during this process. In order to address issues effectively, and ensure the successful implementation of project construction and LA, a transparent and effective grievance redress mechanism has been established. The basic grievance redress system is as follows: Stage 1: If any AP is dissatisfied with the RAP, he/she can file an oral or written appeal to the village committee orally or in writing. In case of an oral appeal, the village committee shall handle such appeal and keep written records. Such appeal should be solved within two weeks. Stage 2: If the AP is dissatisfied with the disposition of Stage 1, he/she may file an appeal to the local Highway Branch within one month after receiving such disposition, which shall make a disposition within two weeks. Stage 3: If the AP is still dissatisfied with the disposition of Stage 2, he/she may file an appeal to the municipal/prefecture Highway Branch within one month after receiving such disposition, which shall make a disposition within two weeks. Stage 4: If the AP is still dissatisfied with the disposition of Stage 3, he/she may file a suit in a civil court in accordance with the Civil Procedure Law of the PRC after receiving such disposition. At any stage, an AP may bring a suit in a civil court directly if he/she is dissatisfied with the grievance redress procedure or disposition.

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Any AP may also file an appeal with the Office of the Special Facilitator or Compliance Review Panel of the Bank in accordance with the Bank’s accountability mechanism All grievances, oral or written, will be reported to the Bank in internal and external resettlement monitoring reports. All agencies will accept grievances and appeals from the APs for free, and costs so reasonably incurred will be disbursed from the contingencies. At the whole construction stage, the above procedure will remain effective so that the APs can use it to solve relevant issues. The above appeal channel will be disclosed to the APs via mass media.

7.2 Grievance Recording, Tracking and Feedback During SDD, the resettlement agencies should register and manage appeal and handling information, and submit such information to the local Highway Branch in writing on a monthly basis. The local Highway Branch will inspect the registration of appeal and handling information regularly. YPHB and the IAs have prepared a registration form for this purpose. See Table 22. Table 17 Grievance Registration Form Accepting agency: Time: Location: Proposed Appellant Appeal Expected solution Actual handling solution

Recorder Appellant (signature) (signature) Notes: 1. The recorder should record the appeal and request of the appellant factually. 2. The appeal process should not be interfered with or hindered whatsoever. 3. The proposed solution should be notified to the appellant within the specified time.

8 Organizational Structure

In order to ensure the successful implementation of SDD as expected, an organizational structure must be established at the implementation stage to plan, coordinate and monitor resettlement activities. Since resettlement is a comprehensive task that requires the cooperation of different agencies, the departments concerned will participate in and support resettlement implementation. Since October 2014, the resettlement agencies have been established successively, and their responsibilities defined. The main resettlement agencies are:  Yunnan PMO; city/prefecture Highway Branch PMOs; county Highway Branch PMOs  Land and sources bureaus, labor and social security bureaus, civil and affairs bureaus, women’s federations, etc.

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 Local township governments and village committees  Affected households/entities  Design agency  External M&E agency

8.1 Organizational Responsibilities  Yunnan PMO 1) Responsible for the overall coordination and management of the Project; 2) Appointing a resettlement consulting agency to conduct SDD  County Highway Branch PMOs 1) Coordinating construction and resettlement progress 2) Reporting the resettlement fund disbursement plan and supervising the disbursement of funds 3) Coordinating the work of the resettlement agencies 4) Raising and disbursing resettlement funds 5) Responsible specifically for resettlement implementation 6) Tracking and supervising the disbursement of resettlement funds 7) Handling grievances and appeals of APs arising from resettlement 8) Supporting the work of the external M&E agency 9) Collecting and compiling information required for internal monitoring reporting 10) Managing resettlement archives  Land and sources bureaus, labor and social security bureaus, civil and affairs bureaus, women’s federations, etc. 1) Developing the resettlement policies in coordination with departments concerned 2) Taking full charge of LA affairs (including endowment insurance for LEFs) 3) Participating in the DMS 4) Supervising the implementation of resettlement activities  Local township governments and village committees 1) Participating in the DMS 2) Participating in compensation calculation 3) Participating in compensation disbursement 4) Participating in grievance redress 5) Participating in skills training for APs 6) Implementing employment measures for APs  External M&E agency During SDD, YPHB will employ a qualified M&E agency as the external resettlement M&E agency. Its main responsibilities are: 1) Observing all aspects of resettlement planning and implementation as an independent M&E agency, monitoring and evaluating the resettlement results and the social adaptability of the APs, and submitting resettlement M&E reports to YPHB and the Bank; and 2) Providing technical advice to YPHB in data collection and processing.

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8.2 Staffing and Equipment

8.2.1 Staffing In order to ensure the successful implementation of resettlement, the Yunnan PMO (YPHB), municipal/prefecture PMOs (Highway Bureaus), county PMOs (Highway Branch), external M&E agency, and agencies concerned have been provided with full-time staff, and a smooth channel of communication has been established. All staff members have considerable experience in resettlement and are competent. See Table 23. Table 18 Resettlement Agencies and Staffing Name Title Agency Tel Shen Xinhui Section chief YPHB 0871-63516185 Wang Zhen Section chief Kunming Highway Bureau 0871-67180294 Dai Yan Section chief Zhaotong Highway Bureau 13708605905 Bai Congjiang Section chief Qujing Highway Bureau 13987480331 Wan Chunmei Section chief Chuxiong Highway Bureau 13987806558 Fu Rong Section chief Yuxi Highway Bureau 13508899868 Yang Biao Section chief Honghe Highway Bureau 13887339586 Qian Keyi Section chief Wenshan Highway Bureau 13608751517 Chen Gang Section chief Pu’er Highway Bureau 13987093895 Qian Zhengfu Section chief Xishuangbanna Highway Bureau 0691-2128274 Liu Xuejun Section chief Dali Highway Bureau 13887269937 Duan Shengjin Section chief Baoshan Highway Bureau 18608752962 Qian Bo Section chief Dehong Highway Bureau 13578219728 Ma Runping Section chief Lijiang Highway Bureau 13908886179 Yang Xiuxiang Section chief Nujiang Highway Bureau 13618863838 Yu Jianguo Section chief Diqing Highway Bureau 13988761986 0883-2139564 Li Jielin Section chief Lincang Highway Bureau 13987034628 8.2.2 Equipment All resettlement agencies of the Project have been provided basic office, transport and communication equipment, including desks and chairs, PCs, printers, telephones, facsimile machines and vehicles. 8.2.3 Organizational training program In order to conduct SDD successfully, the APs and resettlement staff must be trained under a program developed by the Yunnan PMO. A staff training and human resources development system will be developed for the resettlement agencies at all levels. Training will be given in such forms as workshop, training course, visit of similar projects and field training, and will cover: ——Bank principles and policies on resettlement ——Differences between Bank policies and PRC laws ——Resettlement implementation planning and management ——Issues to be noted during resettlement implementation ——Resettlement M&E In addition, the following measures will be taken to improve capacity:

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1) Define the responsibilities and scope of duty all resettlement agencies, and strengthen supervision and management; 2) Improve the strength of all resettlement agencies gradually, especially technical strength; all staff must attain a certain level of professional proficiency and management level; improve their technical equipment, such as PC, monitoring equipment and means of transportation, etc.; 3) Select staff strictly, and strengthen operations and skills training for management and technical staff of all resettlement agencies to improve their professional proficiency and management level; 4) Appoint women officials appropriately, and give play to women’s role in resettlement implementation; 5) Establish a database and strengthen information feedback to ensure a smooth information flow, and leave major issues to the Leading Group; 6) Strengthen the reporting system and internal monitoring, and solve issues timely; and 7) Establish an external M&E mechanism and an early warning system.

9 Conclusions

1) LA and resettlement program: Among the 56 subprojects covered by SDDwere paid to the AHs during 2010-2016 without any outstanding issue. Certificates of the right to use state-owned land have been obtained for 9 subprojects, the other subprojects have completed the Land pre-trial and achieved planning approval from Department of Land Resource of Yunnan Province (DOLR) or DOLR in prefectire level (DOLR of Yunnan Province has agreed to use planning instead of pre-trial). 2) Impacts of the Project: The 56 subprojects covered by SDD (in which the Shuifu segment MMEC and the Xiangjiaba HAS in the Zhaotong Highway Bureau Honghe Highway Bureau Jinping Highway Branch MMEC Jinping HAS involve both state-owned land occupation and collective land acquisition) affect 840 households with 3,287 persons, in which 839 households with 3,283 persons are affected by LA, and 1 households with 4 persons by HD. In the population affected by LA, 259 households with 1,040 persons are affected directly by LA for the Project, while the other 580 households with 2,243 persons are affected by LA for other projects in the past 5 years. Among the 1 households with 4 persons affected by HD are affected by the Project. 1171.8559 mu of collective land will be acquired for the 56 subprojects, including 703.6477 mu of cultivated land, 313.7322 mu of woodland and 154.476 mu of other land. 891.1391 mu of state-owned land will be occupied permanently for 40 subprojects. Among these 40 subprojects, except that the Zhaotong Highway Bureau Yongshan MMEC, Zhaotong Highway Bureau MMEC (built with Xiangjiaba HAS), the Chuxiong Highway Bureau Yongren HAS and Honghe Highway Bureau Hekou HAS have always occupied state-owned land, rural collective land was acquired for

131 RAP and SDD Report of the Yunnan Highway Asset Management Project the other subprojects during 2010-2015. Collective land has been acquired for 18 subprojects directly under the Project, involving 366.6478 mu of collective land. 1 subprojects, Chuxiong Highway Bureau Mouding Brnch Shangmi Machine station. involve the demolition of rural houses of 390.68 m2,all in mansory concentrate structure. 3） Compensation and resettlement: LA and HD compensation is conducted in strict conformity with the applicable policies. Correct standard is adopted, however, Puer City Zhenruan branch Pinghe Highway Bureau and Yuxi City Huaning Ningzhou Highway Bureau has lowered standard of compensation. The earlier one is caused by time lag, since the requisition was placed in 1995, and the other one was affected by other projects. Among the 56 sites covered by SDD Among those for which compensation has been paid, the AHs are satisfied with the compensation rates. The few households affected by HD are subject to one-time cash compensation. The total amount of compensation for the 56 subprojects covered by SDD is 51523866.76 yuan. 4) Income restoration: Since the main income source of the APs is outside employment, LA for the Project has no significant impact on their livelihoods. The income restoration measures taken by local governments are adequate. 5) Public participation and information disclosure: The competent authorities will conduct a survey on the AHs before LA, and collect their comments on the project design and compensation. The external M&E agency will conduct a satisfaction survey after LA. 6) Grievances and appeals: The grievance redress mechanism is well-established, and a full-time coordinator has been appointed. The APs know how to file appeals when their rights are infringed on. No grievance or appeal has been received to date. 7) Organizational structure: The organizational structure is sound, and the staff is experienced in resettlement. The Yunnan and local PMOs, and IAs have appointed full-time staff to coordinate RAP implementation.

10 Next-step Action Plan

1) Among the 56 subprojects covered by SDD, certificates of the right to use state-owned land have been obtained for 9 subprojects, while the application of certificates of the right to use state-owned land for the remaining 47 subprojects will be tracked in subsequent M&E. 2) Subproject still has not completed land pre-trail, is expected to be completed by the first quarter of 2017.

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Appendix 1

LA and access to state-owned land Progress Way to get state-owned land Allocatio Replacem Collection Transfer n ent Land State-owne Name of Compensation payment transfer / Singned Highway How is it Compensation d land use No. MMEC or allocatio Receivi the Bureau obtained? agreement Completi Acquire Replacem right HAS n ng the contract of on of state land ent certificate amount site constructio land allocation completed submissi n land use pre-trial2 decision or not on right Full transfer Paid amount Complet Got: 8 Completed Completed: ed:32 In Got:8 : 0 9 Total In process: In process: In process: In process: process: 21 1 2 47 10 Disaster Zhaotong Project Highway 1121890 that Zhaotong 1 Transfer Signed 1897311 Fully paid 2016.2 / Got / In process Bureau 0 construct MMEC ion and reporting

2 Land pre-trial and allocation decision statistics are repeated 26 times

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Highway Name of How is it Compensation Land State-owne No. Compensation payment Way to get state-owned land Bureau MMEC or obtained? agreement transfer / d land use YanjinHAS allocatio right Highway 2 Acquisition Signed 980004.18 Fully paid n/ 2016.4 2016.4 / / / Incertificate process Branch amount MMEC Yongshan Highway 3 Transfer Signed 1803480 Fully paid 1803480 / / / 2015.12 / In process Branch MMEC3 Post-disa Ludian ster Highway reconstru 4 Allocation Signed 615446.28 Fully paid 650000 / In process / / In process Branch ction, as MMEC4 legitimat e Town Town construc construct tion ion planning planning permissi permissi on 5 Xinjie HAS Allocation Signed 462909.3 Fully paid 500000 on In process / / In process obtained obtained without without handling handling site land submissi pre-trial ons 6 Xiaocaoba Acquisition Signed 433787.38 Fully paid / 2015.9 2016.12 / / / End of the

3 Secondary road reconstruction headquarters responsible for the collection.

4 G213 secondary road reconstruction headquarters responsible for the collection.

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Highway Name of How is it Compensation Land State-owne No. Compensation payment Way to get state-owned land Bureau MMEC or obtained? agreement transfer / d land use HAS allocatio yearright to get Kuixiang n In Endcertificate of the 7 Acquisition Signed 485905.5 Fully paid / 2016.12 / / / HAS amount process year to get 8 Baihetan HAS Allocation Signed 790866.7 Fully paid 850000 2015.8 2014.11 In process / / In process Shuifu Highway Acquisition/ 9 2015.7 520000 Fully paid / 2015.12 2015.12 In process / / In process Branch allocation MMEC Xiangjiaba Acquisition/ 10 HAS (built / / / / 2015.12 2015.12 In process / / In process allocation with center) 1 Yuezhou HAS Allocation Signed 932227 Fully paid / 2013.7 2016.12 In process / Replacing In process Signed a land allocation 2 Dajing HAS Allocation Signed 620951.5 Fully paid 1500000 / 2016.6 agreemen / / In process Qujing t with Dajing Town Shibanjing In 3 Allocation Signed 1306407 Fully paid 1349607 2015.10 In process / / In process HAS process Chuxiong Highway 1457631 1 Transfer Signed 3341255.5 Fully paid / / / 2016.1 2016.3 Bureau 0 MMEC Muding Chuxiong Highway 2 Acquisition Signed 486736.25 Fully paid / 2016.5 2016.7 / / / In process Branch MMEC Yongren HAS 3 (Yongren Allocation Signed 160247.7 Fully paid / 2016.8 2016.8 In process / / In process Station

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Highway Name of How is it Compensation Land State-owne No. Compensation payment Way to get state-owned land Bureau MMEC or obtained? agreement transfer / d land use EmergencyHAS allocatio right Center) n certificate amount Has been Chuxiong In 4 Acquisition Signed 288084.77 Fully paid / regulatio / / Replacing In process HAS process n Yuanmou 5 Transfer Signed 1515528 Fully paid 5047800 / / / 2016.1 / 2016.5 HAS 6 Jincheng HAS Transfer Signed 393126.07 Fully paid 1662860 / / / 2016.1 / 2016.2 7 Mouding HAS Transfer Signed 517500 Fully paid 4780840 / / / 2016.1 / 2016.4 Shuangbai 8 Transfer Signed 1356405.6 Fully paid 6583290 / / / 2016.1 / 2016.4 HAS Xinping Highway 1 Acquisition Signed 334194 Fully paid / 2015.12 2016.1 / / / In process Branch MMEC Shuangjiang 2 Allocation Signed 693900 Fully paid 2511000 2015.12 2015.6 In process / / In process HAS Yuanhong 3 Allocation Signed 614285 Fully paid 3992706 / / 2016.2 / / In process Yuxi HAS Fenglu HAS (built with 4 Dengjiang Allocation Signed 1357830 Fully paid 2898718 2012.5 2013.6 2014.7 / / In process Highway Branch) Ningzhou 5 Allocation Signed 2627365.34 Fully paid 2627365 2012.11 2014.9 2014.12 / / In process HAS County governm ent has Honghe 1 Hekou HAS Allocation Signed 1247467 Fully paid / 2015.9 In process / / In process approved the land, in April

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Highway Name of How is it Compensation Land State-owne No. Compensation payment Way to get state-owned land Bureau MMEC or obtained? agreement transfer / d land use HAS allocatio 2016 to right n obtain certificate amount construct ion land planning permit 2 Zhicun HAS Acquisition Signed 1338260 Fully paid / 2015.8 2016.11 / / / In process 3 Gejiu HAS Allocation Signed 756622.1 Fully paid / 2015.7 2016.12 In process / / In process In August process(Co 2016 mpleted access to constructio approval In n land 4 Jianshui HAS Acquisition Signed 785435 Fully paid 6736000 by / / / process transfer provinci land al land regulation Departm procedures ent ) October Shiping 2016 Highway 5 Allocation Signed 737440 Fully paid 6324000 2015.7 complete In process / / In process Branch d the MMEC regulatio October Shiping(built 2016 6 with Shiping Allocation Signed / Fully paid / 2015.7 complete In process / / In process HAS) d the regulatio Jinping Highway 7 Allocation Signed 1860429 Fully paid 1860429 2015.7 2016.11 In process / / In process Branch MMEC

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Highway Name of How is it Compensation Land State-owne No. Compensation payment Way to get state-owned land Bureau MMEC or obtained? agreement transfer / d land use 8 JinpingHAS HAS Allocation Signed / Fully paid allocatio/ 2015.7 2016.11 In process / / In processright Yuanyang n certificate Highway amount In 9 Acquisition Signed 650320 Fully paid / 2016.11 / / / In process Branch process MMEC 10 Honghe HAS Allocation Signed 946000 Fully paid 946000 2016.3 2016.11 In process / / In process 11 Lvchun HAS Acquisition Signed 76500 Fully paid / 2015.7 2016.11 / / / In process Pingbian Highway In 12 Acquisition Signed 842147.5 Fully paid / 2016.4 / / / In process Branch process MMEC Yanshan Highway 1 Acquisition Signed 1639027 Fully paid / 2016.3 2016.9 / / / In process Branch MMEC Qiubei Highway In 2 Allocation Signed 634940 Fully paid 670800 2015.12 2016.12 / / In process Branch process MMEC Funing Wenshan Highway Not signed (but In In 3 Allocation 1531165.8 Fully paid 3493800 2016.10 In process / In process Branch paid) process process MMEC Noverber 2016 to Uncertai In obtain 4 Qiubei HAS Allocation Signed 1503664.56 Fully paid 2015.12 / / In process n process constructi on land approval Pu’er Land Pu’er 1 Highway Allocation Signed 887635.72 Fully paid / / / Got / certificates Branch have been

138 RAP and SDD Report of the Yunnan Highway Asset Management Project

Highway Name of How is it Compensation Land State-owne No. Compensation payment Way to get state-owned land Bureau MMEC or obtained? agreement transfer / d land use MMECHAS allocatio processedright n Being certificate 2 Simao HAS Acquisition Signed 931906.5 Fully paid / / 2016.12 / / In process amount replaced Being 3 Heping HAS Acquisition Signed 6730 Fully paid / / 2016.12 / / In process replaced Mengsuo 4 Allocation Signed 414952 Fully paid / / 2016.12 In process / / In process5 HAS Land certificates 5 Menglie HAS Allocation Signed 1733835 Fully paid / / / Got / / have been processed6 Eqing Highway In 1 Acquisition Signed 170559 Fully paid / 2016.6 / / / In process Branch process MMEC May 2016 Dali access to Yunlong approval Highway 2 Acquisition Signed 359460 Fully paid / 2015.4 by / / / 2017.1 Branch provinci MMEC al land Departm ent Shidian In Baoshan 1 Highway Allocation Signed 2148726.92 Fully paid / 2016.12 In process / / In process process Branch

5 Secondary road reconstruction headquarters to provide land expropriation.

6 Secondary road reconstruction headquarters to provide land expropriation.

139 RAP and SDD Report of the Yunnan Highway Asset Management Project

Highway Name of How is it Compensation Land State-owne No. Compensation payment Way to get state-owned land Bureau MMEC or obtained? agreement transfer / d land use MMECHAS allocatio right 2 Goujie HAS Allocation Signed 61393.39 Fully paid n/ / 2016.12 / / / Incertificate process7 amount July 2016 to obtain State-own 3 Yaoguan HAS Allocation Signed 451395.75 Fully paid / 2016.5 2016.3 / / In process ed land allocation notice 707 HAS (built with 4 Allocation Signed 0 0 / 2016.12 In process / / In process Shuichang Center) Lianghe Highway 1386047 Dehong 1 Transfer Signed 3046106.8 Fully paid / / / 2010.2 / 2012.2 Branch 1 MMEC Lijiang Have Highway obtained 1 Acquisition Signed 616780 Fully paid / 2016.3 / / / In process Bureau the Lijiang MMEC approval Rongjiang 2 Allocation Signed 1609213.65 Fully paid / / / 2014.9 / / In process HAS

7 Secondary road reconstruction headquarters to provide land expropriation.

140 RAP and SDD Report of the Yunnan Highway Asset Management Project

Appendix 2

Construction Progress of Sites Covered by SDD

Bidding completion time Construction Project Planned Planned Highwa Highway project Start or No. Name of MMEC or HAS construction construction construction y Bureau Branch Design Supervision Civil works planning completed permit starting time ending time permit Highway Zhaotong Highway Bureau 1 2015.7 Unfinished In process In process 2016.10 2017.12 Started Bureau MMEC Yanjin Highway Branch 2 Yanjin 2015.7 Unfinished 2016.4 In process 2016.10 2017.12 Started MMEC Yongshan Highway Branch 3 Yongshan 2015.7 No need for Unfinished In process In process 2016.10 2017.12 Started MMEC supervision Ludian Highway Branch 4 Ludian 2015.7 bidding Unfinished In process In process 2017.5 2017.12 Not started Zhaoton MMEC g 5 Ludian Xinjie HAS 2015.7 2016.2 2015.5 Got 2016.10 2016.12 Started 6 Yiliang Xiaocaoba HAS 2015.7 2016.4 2015.12 Got 2016.10 2016.12 Completed 7 Yiliang Kuixiang HAS 2015.7 Unfinished In process In process 2016.10 2017.12 Started 8 Qiaojia Baihetan HAS 2015.7 2016.3 2015.12 In process 2016.10 2016.12 Completed Shuifu Highway Branch 9 Shuifu 2015.7 Unfinished Unfinished 2016.5 In process 2016.10 2017.12 Started MMEC 10 Shuifu Xiangjiaba HAS 2015.7 Unfinished Unfinished 2016.5 In process 2016.10 2017.12 Sarted 1 Qilin Yuezhou HAS 2013.5 2013.11 2013.8 2013.8 2013.10 2013.1 2014.3 Completed Qujing 2 Huize Dajing HAS 2015.10 2016.5 Unfinished In process In process 2017.1 2017.12 Not started 3 Zhanyi Shibanjing HAS 2015.7 2016.5 2016.5 In process In process 2016.7 2017.4 Not started Highway Chuxiong Highway Bureau 1 2015.8 Unfinished 2016.3 2016.4.6 In process 2016.10 2017.6 Started Chuxion Bureau MMEC g Mouding Highway Branch Unfinished( 2 Mouding 2015.8 Unfinished Got Got 2016.3 2016.11 Not started MMEC During in

141 RAP and SDD Report of the Yunnan Highway Asset Management Project

Highwa No. Highway Name of MMEC or HAS Bidding completion time Construction Project Planned Planned Start or y Bureau Branch Regulation) project construction construction construction completed Yongren HAS (Yongren planning permit starting time ending time 3 Yongren 2015.8 Unfinished Unfinished In process In process 2016.12 2017.12 Not started Emergency Cente) permit 4 Chuxiong Chuxiong HAS 2015.8 Unfinished Unfinished In process In process 2017.1 2017.10 Not started 5 Yuanmou Yuanmou HAS 2015.8 Unfinished Unfinished In process In process 2017.1 201710 Not started 6 Wuding Jincheng HAS 2015.8 Unfinished Unfinished 2016.1.21 In process 2016.6 2017.6 Started 7 Mouding Mouding HAS 2015.8 2016.1 2016.5 2016.3.9 In process 2016.7 2017.1 Started 8 Shuangbai Shuangbai HAS 2015.8 Unfinished Unfinished 2016.3.9 2016.6 2016.5 2016.10 Started Xinping Highway Branch Not within 1 Xinping 2015.9 Unfinished Unfinished In process 2016.12 2017.12 Not started MMEC planning area 2 Eshan Shuangjiang HAS 2013.7 2016.3 Unfinished 2015.12 2015.12 2016.1 2017.10 Started Yuxi 3 Yuanjiang Yuanhong HAS 2015.9.28 Unfinished Unfinished In process In process 2016.12 2017.12 Not started Fenglu HAS (built with 4 Dengjiang / 2014.10.10 2014.9.29 2013.8 2014.1 2014.10.7 2016.10.7 Completed Dengjiang Highway Branch) 5 Huaning Ningzhou HAS / / / 2013.10.8 Got 2015.6.19 2016.6.19 Completed 1 Hekou Hekou HAS 2015.10 Unfinished Unfinished In process In process 2017.5 2017.12 Not started 2 Mengzi Zhicun HAS 2015.10 Unfinished Unfinished In process In process 2017.4 2018.1 Not started 3 Gejiu Gejiu HAS 2015.10 Unfinished Unfinished In process In process 2017.2 2018.1 Started 4 Jianshui Jianshui HAS 2015.10 Unfinished Unfinished In process In process 2017.2 2017.12 Started Shiping Highway Branch 5 Shiping 2015.10 Unfinished Unfinished In process In process 2017.1 2017.8 Started MMEC Shiping (built with Shiping 6 Shiping 2015.10 Unfinished Unfinished In process In process 2017.1 2017.8 Sarted HAS) Honghe Jinping Highway Branch 7 Jinping 2015.10 Unfinished Unfinished In process In process 2016.12 2018.5 Not started MMEC 8 Jingping Jinping HAS 2015.10 Unfinished Unfinished In process In process 2016.12 2018.5 Not started Yuanyang Highway Branch 9 Yuanyang 2015.10 Unfinished Unfinished In process In process 2016.12 2017.12 Not started MMEC 10 Honghe Honghe HAS 2015.10 Unfinished Unfinished In process In process 2016.12 2017.12 Started 11 Honghe Lvchun HAS 2015.10 Unfinished Unfinished In process In process 2017.8 2018.6 Not started Pingbian Highway Branch 12 Honghe Unfinished Unfinished Unfinished In process In process 2016.12 2016.12 Not started MMEC

142 RAP and SDD Report of the Yunnan Highway Asset Management Project

Highwa No. Highway Name of MMEC or HAS Bidding completion time Construction Project Planned Planned Start or y Bureau Branch Yanshan Highway Branch project construction construction construction completed 1 Yanshan 2015.6 Unfinished Unfinished 2016.3 In process 2016.6 2017.4 Started MMEC planning permit starting time ending time Qiubei Highway Branch permit Wensha 2 Qiubei 2015.6 Unfinished Unfinished 2015.12 In process 2016.6 2017.4 Started MMEC n Funing Highway Branch 3 Funing 2015.6 Unfinished Unfinished In process In process 2016.6 2017.4 Started MMEC 4 Qiubei Qiubei HAS 2015.6 Unfinished Unfinished 2015.12 In process 2016.8 2017.6 Not started Highway Pu’er Highway Bureau 1 2015. 8 Unfinished Unfinished In process In process 2016.8 2017.2 Not started Bureau MMEC 2 Simao Simao HAS 2015. 8 Unfinished Unfinished In process In process 2016.8 2017.4 Not started Pu’er 3 Zhenyuan Heping HAS 2015. 8 Unfinished Unfinished In process In process 2016.8 2017.6 Not started 4 Ximeng Mengsuo HAS 2015. 8 Unfinished Unfinished In process In process 2016.8 2017.2 Not started Jiangchen 5 Menglie HAS 2015. 8 Unfinished Unfinished Obtained In process 2016.8 2017.6 Not started g Heqing Highway Branch 1 Heqing 2015.6 Unfinished Unfinished In process In process 2016.11 2016.11 Not started MMEC Dali Yunlong Highway Branch 2 Yunlong 2015.6 Unfinished Unfinished In process In process 2016.8 2017.8 Not started MMEC Shidian Highway Branch 1 Shidian 2015.5 Unfinished Unfinished In process In process 2017.1 2017.12 Not started MMEC Baoshan 2 Changning Goujie HAS 2015.5 Unfinished Unfinished In process In process 2017.1 2017.12 Not started 3 Shidian Yaoguan HAS 2015.5 Unfinished Unfinished 2016.5 In process 2016.9 2017.9 Started 4 Shidian 707 HAS 2015.5 Unfinished Unfinished In process In process 2017.1 2017.12 Not started Lianghe Highway Branch Dehong 1 Lianghe 2015.12 2015.12 2015.12 Obtained Obtained 2016.3 2016.10 Started MMEC Highway Lijiang Highway Bureau During 1 2015.7 Unfinished Unfinished 2016.5 2016.9 2017.12 Not started Lijiang Bureau MMEC disclosure 2 Huaping Rongjiang HAS 2014.6 2014.12 2014.12 2014.12 2014.12 2015.1 2016.1 Completed

143 RAP and SDD Report of the Yunnan Highway Asset Management Project

Appendix 3

Permanent Acquisition of Collective Land under the World Bank (SDD) Division Cultivate Wood Highway Highway Subtotal Other No. Name of MMEC or HAS d land land Bureau Branch County/district Township Village Group (mu) (mu) (mu) (mu) Yanjin Highway Branch 1 Yanjin Yanjin Niuzhai Xiang Dunhou Liangheyan 29.4 29.4 0 0 MMEC Sanjiao,Tianba,Yanji 2 Yiliang Xiaocaoba HAS Yiliang Xiaocaoba Xiaocaoba 11.41 11.41 0 0 ao Zhaotong 3 Yiliang Kuixiang HAS Yiliang Kuixiang Kuiyang Jieshang6/7 15.7453 15.7453 0 0 Shuifu Highway Branch Shipan, Daping, 4 Shuifu Shuifu Yunfu Sub-district Gaotan, Anjiang MMEC Dayun, Fengshou 29.43 19.181 10.249 0 Xiangjiaba HAS (built with Shipan,Daping, 5 Shuifu Shuifu Yunfu Sub-district Gaotan,Anjiang center) Dayun,Fengshou Mouding Highway Branch 1 Mouding Mouding Jiangpo Micun Shangmi Village 20 0 20 0 MMEC Chuxiong 2 Chuxiong Chuxiong HAS / Donghua Xinliu Daboyan, Xiaoboyan 10 3.48 5.37 1.15 Xinping Highway Branch Guishan Yuxi 1 Xinping Xinping Yani Chahe 14.69 8.27 0 6.42 MMEC Sub-district 1 Mengzi Zhicun HAS Mengzi Zhicun Town Yiwanshui Xiafeitu 37.072 6.95 17.965 12.157 2 Jianshui Jianshui HAS Jianshui Lin’an Town Yongshan 16.84 13.17 0 3.67 Yuanyang Highway Branch Honghe 3 Yuanyang Yuanyang Nansha Town Taoyuan Wojia 7.48 0 0 7.48 MMEC Pingbian Highway Branch 4 Pingbian Pingbian Xinxian Xiang Jimi Xiahaniwu 8.7705 1.5165 5.865 1.389 MMEC Yanshan Highway Branch Wenshan 1 Yanshan Yanshan Jiangna Tinghu Daqinglong 57.34 37.63 0 19.712 MMEC Pu’er 1 Simao Simao HAS Simao District Nanping Town Liancun Dapingzhang 24 9.526 7.382 7.092

144 RAP and SDD Report of the Yunnan Highway Asset Management Project

Highway No. Highway Name of MMEC or HAS Division Subtotal Cultivate Wood Other Bureau 2 ZhenyuanBranch Heping HAS Zhenyuan Heping Town Nazhuang Dashujiao, Laoqinpo (mu)7.1 d land0 land7.1 (mu)0 Heqing Highway Branch (mu) (mu) 1 Heqing Heqing Jindun Xiang Yitou Taoshuhe 15.96 0 15.96 0 MMEC Dali Yunlong Highway Branch 2 Yunlong Yunlong Guanping Xiang Guanping Lishupo 15.5 15.5 0 0 MMEC

Highway Lijiang Highway Bureau Lijiang 1 Gucheng District Jinshan Wenhua Hongqi2 45.91 14.6 0 31.31 Bureau MMEC

Total 366.6478 186.3768 89.891 90.38

Appendix 4

The collected land on behalf of the other items in the past five years Division Cultiva Highway Highway ted Woodl No. Name of MMEC or HAS Total Other Bureau Branch District/county Township Village Group field and

Highway Zhaoyang 1 Zhaotong Highway Bureau MMEC Longquan Sub-district Guanba 11 21.72 17.99 0 3.73 Bureau District Zhaotong 2 Ludian Ludian Highway Bureau MMEC Ludian Jiangdi Pojiao Guoquandong 22.13 22.13 0 0 3 Ludian Xinjie HAS Ludian Xinjie Xinjie 13 13 13 0 0 4 Qiaojia Baihetan HAS Qiaojia Jintang Meitan 2 17.011 0 0 17.0111 1 Qilin Yuezhou HAS Qilin District Yuezhou Yuezhou Nanmen 10 10 0 0 Qujing 2 Huize Dajing HAS Huize Dajing Jingtian Shangcun 10 10 0 0 3 Zhanyi Shibanjing HAS Zhanyi Jinlong Sub-district Yuguang 10 21.1 21.1 0 0 Highway Chuxiong Highway Bureau Chuxiong 1 / Donggua Yongxing Wangliu 1/2 40.997 40.997 0 0 Bureau MMEC

145 RAP and SDD Report of the Yunnan Highway Asset Management Project

Division Cultiva Highway Highway ted Woodl No. Name of MMEC or HAS Total Other Bureau Branch District/county Township Village Group field and

2 Yuanmou Yuanmou HAS Yuanmou Yuanma Longquan Fengyi 16.296 16.296 0 0 3 Wuding Jincheng HAS Wuding Shishan Ximen 2 4.3 4.3 0 0 4 Mouding Mouding HAS Mouding Gonghe Sanhua 5 15.2206 15.2206 0 0 Xicheng, 5 Shuangbai Shuangbai HAS Shuangbai Tuodian Shangcun, Tuzicun 16.21 16.21 0 0 Dongcheng Shuangjiang 1 Eshan Shuangjiang HAS Eshan Baijin Anyi 5.4 5.4 0 0 Sub-district 2 Yuanjiang Yuanhong HAS Yuanjiang Honghe Sub-district Honghe Tuanshu 6 6 0 0 Yuxi Fenglu HAS (built with Dengjiang 3 Dengjiang Dengjiang Fenglu Town Lanxiu 1/2 6.43 6.43 0 0 Highway Branch) 4 Huaning Ningzhou HAS Huaning Ningzhou Sub-district Zhaobaochong Zhaobaochong 5 5 0 0 1 Gejiu Gejiu HAS Gejiu City Jijie Town Baojiazhuang Baojiazhuang 12.434 12.434 0 6.3 2 Shiping Shiping Highway Branch MMEC Shiping Yilong Town Yangguangcheng Yangguangcheng 20 20 0 0 3 Shiping Shiping (built withcenter) Shiping Yilong Town Yangguangcheng Yangguangcheng 0 0 0 0 Honghe 4 Jinping Jinping Highway Branch MMEC Jinping Jinhe Town Pingtang Shuiduichong 43.353 43.353 0 0 5 Jinping Jinping HAS(built with center) Jinping Jinhe Town Pingtang Shuituichong 0 0 0 0 6 Honghe Honghe HAS Honghe Yisa Town Mengdian Bahan 160 0 144.37 15.63 7 Lvchun Lvchun HAS Lvchun Daxing Town Jiamei Gepo 20 0 20 0 1 Qiubei Qiubei Highway Branch MMEC Qiubei Badaoshao Xiang Lijiazhuang Erdaogou 26.7585 25.2863 1.4722 0 Wenshan 2 Funing Funing Highway Branch MMEC Funing Xinhua Town Tuanjie Pingsang, Toutang 8 8 0 0 3 Qiubei Qiubei HAS Qiubei Badaoshao Xiang Yizhu Xiaoyizhu 28.58 25.66 0 2.92 Highway 1 Pu’er Highway Bureau MMEC Simao District Simao Town Lianhua Nametian 45.53 0 45.53 0 Bureau Pu’er 2 Ximeng Mengsuo HAS Ximeng Mengsuo Town Mengsuo Mangkangle 9 21.46 0 0 21.46 3 Jiangcheng Menglie HAS Jiangcheng Menglie Town Qiaotou Jiuzhai 33.45 33.45 0 0 1 Shidian Shidian Highway Branch MMEC Shidian Shuichang Pingchangzi Dachangshan 60.712 48.293 12.419 0 Baoshan 2 Changning Goujie HAS Changning Goujie Xinchang Duoyishu 6.948 3.553 0.05 3.345 3 Shidian Yaoguan HAS Shidian Yaoguan Yaoguan 15 7.974 7.974 0 0

146 RAP and SDD Report of the Yunnan Highway Asset Management Project

Division Cultiva Highway Highway ted Woodl No. Name of MMEC or HAS Total Other Bureau Branch District/county Township Village Group field and

4 Shidian 707 HAS Shidian Shuichang Pingchangzi Dachangshan 0 0 0 0 Fanxinzhai, Qiaotou, Jiubao Achang Xiang / Dehong 1 Lianghe Lianghe Highway Branch MMEC Lianghe Anle/Nongme Fanlaozhai, 54.096 54.096 0 0 Zhedao Town Longwozhai 25. Lijiang 25.098 Rongjiang HAS Huaping Zhongxin Hedong 3 25.098 25.098 0 0 098 805.208 517.270 223.84 Total 64.0961 1 9 12

Appendix 5

Directly affected Population by the World Bank Project(SDD) Highway Highway Division Affected by LA Affected by HD No. Name of MMEC or HAS Bureau Branch District/county Township Village Group HHs Population HHs Population 1 Yanjin Yanjin Highway Branch MMEC Yanjin Niuzhai Xiang Dunhou Liangheyan 5 2018 0 0 Sanjiao,Tianba,Yanjia 2 Yiliang Xiaocaoba HAS Yiliang Xiaocaoba Xiaocaoba 14 79 0 0 o Zhaotong 3 Yiliang Kuixiang HAS Yiliang Kuixiang Kuiyang Jieshang6/7 22 81 0 0 4 Shuifu Shuifu Highway Branch MMEC Shuifu Yunfu Sub-district Shipan, Dayun, 15 55 0 0 Gaotan, Anjiang 5 Shuifu Xiangjiaba HAS (built with center) Shuifu Yunfu Sub-district Daping, Fengshou 0 0 0 0 1 Mouding Shangmi Village MMEC Mouding Jiangpo Micun Shangmi 114 430 1 4 Chuxiong 2 Chuxiong Chuxiong HAS / Donghua Xinliu Daboyan, Xiaoboyan 4 16 0 0 Yuxi 1 Xinping Xinping Highway Branch MMEC Xinping Guishan Sub-district Yani Chahe 6 24 0 0 Honghe 1 Mengzi Zhicun HAS Mengzi Zhicun Town Yiwanshui Xiafeitu 5 21 0 0

147 RAP and SDD Report of the Yunnan Highway Asset Management Project

Highway Highway Division Affected by LA Affected by HD No. Name of MMEC or HAS Bureau Branch District/county Township Village Group HHs Population HHs Population 2 Jianshui Jianshui HAS Jianshui Lin’an Town Yongshan 0 0 0 0 Yuanyang Highway Branch 3 Yuanyang Yuanyang Nansha Town Taoyuan Wojia 27 130 0 0 MMEC 4 Pingbian Pingbian Highway Branch MMEC Pingbian Xinxian Xiang Jimi Xiahaniwu 1 6 0 0 Wenshan 1 Yanshan Yanshan Emergency Center Yanshan Jiangna Town Tinghu Daqinglong 12 51 0 0 1 Simao Simao HAS Simao District Nanping Town Liancun Dapingzhang 6 24 0 0 Pu’er 2 Zhenyuan Heping HAS Zhenyuan Heping Town Nazhuang Dashujiao, Laoqinpo 18 56 0 0 Heqing Highway Branch 1 Heqing Heqing Jindun Xiang Yitou Taoshuhe 0 0 0 0 Emergency Center Dali Yunlong Highway Branch 2 Yunlong Yunlong Guanping Xiang Guanping Lishupo 10 49 0 0 Emergency Center Highway Lijiang 1 Lijiang MMEC Gucheng District Jinshan Wenhua Hongqi 2 0 0 0 0 Bureau Total 259 1040 1 4

Appendix 6

Population affected by other projects in the past five years(SDD) Highway Highway Division Affected by LA Affected by HD No. Name of MMEC or HAS Bureau Branch District/county Township Village Group HHs Population HHs Population Highway Zhaoyang 1 Zhaotong Highway Bureau MMEC Longquan Sub-district Guanba 11 61 185 0 0 Bureau District Zhaotong 2 Ludian Ludian Highway Branch MMEC Ludian Jiangdi Pojiao Guoquandong 9 32 0 0 3 Ludian Xinjie HAS Ludian Xinjie Xinjie 13 7 29 0 0 4 Qiaojia Baihetan HAS Qiaojia Jintang Meitan 2 10 24 0 0 1 Qilin Yuezhou HAS Qilin District Yuezhou Yuezhou Nanmen 5 21 0 0 Qujing 2 Huize Dajing HAS Huize Dajing Jingtian Shangcun 6 26 0 0

148 RAP and SDD Report of the Yunnan Highway Asset Management Project

Highway Highway Division Affected by LA Affected by HD No. Name of MMEC or HAS Bureau Branch District/county Township Village Group HHs Population HHs Population 3 Zhanyi Shibanjing HAS Zhanyi Jinlong Sub-district Yuguang 10 19 82 0 0 Highway Chuxiong Highway Bureau 1 / Donggua Yongxing Wangliu 1/2 50 156 0 0 Bureau MMEC 2 Yuanmou Yuanmou HAS Yuanmou Yuanma Longquan Fengyi 23 93 0 0 Chuxiong 3 Wuding Jincheng HAS Wuding Shishan Ximen 2 6 20 0 0 4 Mouding Mouding HAS Mouding Gonghe Sanhua 5 52 204 0 0 Xicheng, 5 Shuangbai Shuangbai HAS Shuangbai Tuodian Shangcun, Tuzicun 20 67 0 0 Dongcheng Shuangjiang 1 Eshan Shuangjiang HAS Eshan Baijin Anyi 18 72 0 0 Sub-district 2 Yuanjiang Yuanhong HAS Yuanjiang Honghe Sub-district Honghe Tuanshu 10 40 0 0 Yuxi Fenglu HAS (built with Dengjiang 3 Dengjiang Dengjiang Fenglu Town Lanxiu 1/2 21 89 0 0 Highway Branch ) 4 Huaning Ningzhou HAS Huaning Ningzhou Sub-district Zhaobaochong Zhaobaochong 0 0 0 0 1 Gejiu Gejiu HAS Gejiu City Jijie Town Baojiazhuang Baojiazhuang 7 25 0 0 2 Shiping Shiping Highway Branch MMEC Shiping Yilong Town Yangguangcheng Yangguangcheng 18 72 0 0 3 Shiping Shiping (built with station) Shiping Yilong Town Yangguangcheng Yangguangcheng 0 0 0 0 Honghe 4 Jinping Jinping Highway Branch MMEC Jinping Jinhe Town Gantang Shuiduichong 38 170 0 0 5 Jingping Jingping HAS(built with center) Jingping Jinhe Town Gantang Shuiduichong 0 0 0 0 6 Honghe Honghe HAS Honghe Yisa Town Mengdian Bahan 4 17 0 0 7 Lvchun Lvchun HAS Honghe Daxing Town Jiamei Geluo 11 50 0 0 Qiubei Highway Branch 1 Qiubei Qiubei Badaoshao Xiang Lijiazhuang Erdaogou 5 22 0 0 Emergency Center Wenshan Funing Highway Branch 2 Funing Funing Xinhua Town Tuanjie Pingsang, Toutang 9 40 0 0 Emergency Center 3 Qiubei Qiubei HAS Qiubei Badaoshao Xiang Yizhu Xiaoyizhu 37 167 0 0 Highway 1 Pu’er Highway Bureau MMEC Simao District Simao Town Lianhua Nametian 17 68 3 13 Bureau Pu’er 2 Ximeng Mengsuo HAS Ximeng Mengsuo Town Mengsuo Mangkangle 9 2 9 0 0 3 Jiangcheng Menglie HAS Jiangcheng Menglie Town Qiaotou Jiuzhai 27 98 0 0 Baoshan 1 Shidian Shidian Highway Branch Shidian Shuichang Pingchangzi Dachangshan 18 79 0 0

149 RAP and SDD Report of the Yunnan Highway Asset Management Project

Highway Highway Division Affected by LA Affected by HD No. Name of MMEC or HAS Bureau Branch District/county Township Village Group HHs Population HHs Population Emergency Center 2 Changning Goujie HAS Changning Goujie Jinma Mujia 0 0 0 0 3 Shidian Yaoguan HAS Shidian Yaoguan Yaoguan 15 6 25 0 0 4 Shidian 707 HAS Shidian Shuichang Pingchangzi Dachangshan 0 0 0 0 Fanxinzhai, Qiaotou, Jiubao Achang Xiang / Dehong 1 Lianghe Lianghe MMEC Lianghe Anle/Nongme Fanlaozhai, 24 90 0 0 Zhedao Town Longwozhai Lijiang 1 Huaping Rongjiang HAS Huaping Zhongxin Hedong 3 40 171 0 0 Total 580 2243 3 13

150 RAP and SDD Report of the Yunnan Highway Asset Management Project

Appendix 7

Dirctly affected Minority by the World Bank Project (SDD) Affected by Ethnic Ethnic Division Affected by HD Highway Highway LA minority minority No. Name of MMEC or HAS Bureau Branch District/coun Populati Populati Township Village Group HHs HHs ty on on 1 Mouding Mouding MMEC Mouding Jiangpo Micun Shangmi 23 88 Yi 1 4 Yi Chuxiong Daboyan, 2 Chuxiong Chuxiong HAS / Donghua Xinliu 1 3 Yi 0 0 / Xiaoboyan Xinping Highway Branch Guishan Yuxi 1 Xinping Xinping Yani Chahe 6 24 Hani 0 0 / MMEC Sub-district 1 Mengzi Zhicun HAS Mengzi Zhicun Town Yiwanshui Xiafeitu 5 21 Miao 0 0 / Honghe Yuanyang Highway 2 Yuanyang Yuanyang Nansha Town Taoyuan Wojia 27 130 Dai 0 0 / Branch MMEC Yanshan Highway Branch Wenshan 1 Yanshan Yanshan Jiangna Town Tinghu Daqinglong 12 51 Zhuang 0 0 / Emergency Center Dashujiao, PU’er 1 Zhenyuan Heping HAS Zhenyuan Heping Town Nazhuang 5 18 Yi, Laku 0 0 / Laoqinpo Yunlong Highway Bureau Dali 1 Yunlong Yunlong Guanping Xiang Guanping Lishupo 10 49 Bai 0 0 / Emergency Center Total 89 384 _ 1 4 _

151 RAP and SDD Report of the Yunnan Highway Asset Management Project

Appendix 8

Highway Highway Division LA Ethnic HD Ethnic No. Name of MMEC or HAS Bureau Branch District/county Township Village Group AHs APs minority AHs APs minority Qujing 1 Zhanyi Shibanjing HAS Zhanyi Jinlong Sub-district Yuguang 10 2 8 Yi 0 0 / Highway Chuxiong Highway Bureau 1 / Donggua Yongxing Wangliu 1/2 50 156 Yi 0 0 / Bureau MMEC 2 Yuanmou Yuanmou HAS Yuanmou Yuan Longquan Fengyi 8 29 Yi 0 0 / Chuxiong 3 Wuding Jincheng HAS Wuding Shishan Ximen 2 2 6 Yi 0 0 / 4 Mouding Mouding HAS Mouding Gonghe Sanhua 5 11 42 Yi 0 0 / Xicheng, 5 Shuangbai Shuangbai HAS Shuangbai Tuodian Shangcun, Tuzicun 9 33 Yi 0 0 / Dongcheng Yuxi 1 Yuanjiang Yuanhong HAS Yuanjiang Honghe Sub-district Honghe Tuanshu 10 40 Yi 0 0 / 1 Gejiu Gejiu HAS Gejiu City Jijie Town Baojiazhuang Baojiazhuang 2 8 Yi 0 0 / Shiping Highway Branch 2 Shiping Shiping Yilong Town Yangguangcheng Yangguangcheng 18 72 Yi 0 0 / MMEC 3 Shiping Shiping HAS Shiping Yilong Town Yangguangcheng Yangguangcheng 0 0 / 0 / Honghe 4 Honghe Honghe HAS Honghe Yisa Town Mengdian Bahan 4 17 Yi, Hani 0 0 / 5 Lvchun Lvchun HAS Lvchun Daxing Town Jiamei Geluo 11 50 Hani 0 0 / Jinping Highway Branch 6 Jinping Jinping Jinhe Town Gantang Shuiduichong 38 170 Yao 0 0 / MMEC 7 Jinping Jinping HAS Jinping Jinhe Town Gantang Shuiduichong 0 0 / 0 0 / Qiubei Highway Branch 1 Qiubei Qiubei Badaoshao Xiang Lijiazhuang Erdaogou 5 22 Zhuang 0 0 / Emergency Center Wenshan Funing Highway Branch 2 Funing Funing Xinhua Town Tuanjie Pingsang, Toutang 9 40 Zhuang 0 0 / Emergency Center 3 Qiubei Qiubei HAS Qiubei Badaoshao Xiang Yizhu Xiaoyizhu 37 167 Miao 0 0 / Highway Pu’er 1 Pu’er Highway Bureau MMEC Simao District Simao Town Lianhua Nametian 3 12 Wa 0 0 / Bureau

152 RAP and SDD Report of the Yunnan Highway Asset Management Project

Highway No. Highway Name of MMEC or HAS Division LA Ethnic HD Ethnic Bureau 2 XimengBranch Mengsuo HAS Ximeng Mengsuo Town Mengsuo Mangkangle 9 2 9 minorityWa 0 0 minority/ 3 Jiangcheng Menglie HAS Jiangcheng Menglie Town Qiaotou Jiuzhai 13 45 Hani, Wa Jiubao Achang Fanxinzhai, Fanlaozhai, Dai, Dehong 1 Lianghe Lianghe MMEC Lianghe Xiang / Zhedao Anle/Nongme 8 30 0 0 Longwozhai, Qiaotou Jingpo Town Lijiang 1 Huaping Rongjiang HAS Huaping Zhongxin Hedong 3 12 52 Bai 0 0 / Total 254 1008 _ 0 0 _

153 RAP and SDD Report of the Yunnan Highway Asset Management Project

Appendix 9

LA Compensation Rates on Directly affected Land by Bank projects (SDD)

High Division Cultiv Oth Highw Wood HD way MMEC Subtota ated er Compensation LA Time of No ay Distri land Compensation policy amou Bure or HAS Town Grou l (mu) land (mu rates amount payment Branch ct/cou Village (mu) nt au ship p (mu) ) nty LA and HD Compensation Yanjin Niuzh Liang and Resettlement Measures Non-irrigated land Highway Yanji Dunho 980004 1 Yanjin ai heya 29.4 29.4 0 0 for Construction Land in (Tier-1): 30600 0 2015.5.29 Branch n u .18 Xiang n Yanjin County (YCG [2014] yuan/mu, MMEC No.31) Sanji LA and HD Compensation 2015.5.17 ao,Ti and Resettlement Measures Non-irrigated Zhaot Xiaocaob Yilia Xiaoc Xiaoca 433787 /2015.9.1 2 Yiliang anba, 11.41 11.41 0 0 for the Town Planning Area land: 32112 0 ong a HAS ng aoba oba .38 5/2015.12 Yanji of Yiliang County (YCGO yuan/mu .1 ao [2014] No.8) LA and HD Compensation Jiesh and Resettlement Measures Non-irrigated Kuixiang Yilia Kuixi Kuiyan 15.745 15.74 485905 3 Yiliang ang6/ 0 0 for the Town Planning Area land: 27045 0 2016.4.14 HAS ng ang g 3 53 .5 7 of Yiliang County (YCGO yuan/mu [2014] No.8)

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High Division Cultiv Oth Highw Wood HD way MMEC Subtota ated er Compensation LA Time of No ay Distri land Compensation policy amou Bure or HAS Town Grou l (mu) land (mu rates amount payment Branch ct/cou Village (mu) nt au ship p (mu) ) nty Anjiang Shipa Community: Shuifu n, non-irrigated Highway Yunf Dayu Notice of the Shuifu County land: 49590 branch Gaotan, Shuif u n, 19.18 10.24 Government on Adjusting LA yuan/mu; Gaotan 4 Shuifu MMEC Anjian 29.43 0 520000 0 2015.7.11 u Sub-d Dapi 1 9 Compensation Rates (SCG Village: (built g istrict ng, [2015] No.8) woodland: 16800 with Feng yuan/mu;non-irrig HAS ) shou ated land: 32340 yuan/mu Shipa n, Xiangjiab Yunf Dayu a HAS Gaotan, Shuif u n, 5 Shuifu (built Anjian 0 0 0 0 / / / / / u Sub-d Dapi with g istrict ng, center) Feng shou

155 RAP and SDD Report of the Yunnan Highway Asset Management Project

High Division Cultiv Oth Highw Wood HD way MMEC Subtota ated er Compensation LA Time of No ay Distri land Compensation policy amou Bure or HAS Town Grou l (mu) land (mu rates amount payment Branch ct/cou Village (mu) nt au ship p (mu) ) nty Woodland (Tier-2): 15000 Notice of the Mouding yuan/mu(Forest Shangmi County Government on the land expropriation Chux Moudi Moud Jiang Shan 310736 1760 1 Village Micun 20 0 20 0 New Round of Uniform LA compensation 2016.2.18 iong ng ing po gmi .25 00 MMEC Compensation Rates (MCG 10,000 yuan / mu, [2015] No.47) the forest compensation 5,000 yuan / mu)

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High Division Cultiv Oth Highw Wood HD way MMEC Subtota ated er Compensation LA Time of No ay Distri land Compensation policy amou Bure or HAS Town Grou l (mu) land (mu rates amount payment Branch ct/cou Village (mu) nt au ship p (mu) ) nty Tier-2 land (irrigated land: Notice of the Chuxiong 60000 yuan/mu, Municipal Government on non-irrigated Updating House Replacement Dabo land: 30000 Costs of Chuxiong City (CPG yan, yuan/mu); young Chuxio Chuxiong Dong [2010] No.182); Notice of the 288084 2 / Xinliu Xiao 10 3.48 5.37 1.15 crop 0 2016.3 ng HAS hua Chuxiong Municipal .77 boya compensation Government on Issuing the n (irrigated land: LA Management Measures of 1500 yuan/mu, Chuxiong City (CPG [2010] non-irrigated No.183) land: 1000 yuan/mu) Irrigated land Notice of the Yunnan (Tier-3): 33000 Provincial Land and Xinping Guish yuan/mu, unused Resources Bureau on Xinpin Highway Xinpi an Chah land: 8000 2013.11.2 Yuxi 1 Yani 14.69 8.27 0 6.42 Amending LA Compensation 334194 0 g Branch ng Sub-d e yuan/mu, young 1 Rates of 15 Prefectures MMEC istrict crop (Cities) of Yunnan Province compensation: (YPLRB [2014] No.27) 1200 yuan/mu

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High Division Cultiv Oth Highw Wood HD way MMEC Subtota ated er Compensation LA Time of No ay Distri land Compensation policy amou Bure or HAS Town Grou l (mu) land (mu rates amount payment Branch ct/cou Village (mu) nt au ship p (mu) ) nty Notice of the Mengzi Non-irrigated land Municipal Government on the (Tier-2): 37779 Implementation of the yuan/mu, Zhicu Mengz Zhicun Meng Yiwans Xiafe 17.96 12.1 Uniform AAOV Rates and woodland: 14400 133826 2015.10.2 1 n 37.072 6.95 0 i HAS zi hui itu 5 57 Location -based Composite yuan/mu, ground 0 9 Town Land Prices for LA of attachment Hong Yunnan Province (MMG compensation: he [2015] No.4) 6000 yuan/mu Sloped Reply of the Jianshui County non-irrigated Lin’a Government on LA Jianshu Jianshui Jians land: 53604 2 n Yongshan 16.84 13.17 0 3.67 Compensation Rates of 785435 0 2016.1.22 i HAS hui yuan/mu, unused Town Jianshui County (Amended) land: 3000 (JCG [2014] No.133) yuan/mu Irrigated land: 124.99( LA and HD Compensation 16000 yuan/mu, MMEC 2013.1.23 Nans Rates for Yuanlu and non-irrigated Yuany Yuan Taoyua Woji actually 18.7 ； 3 MMEC ha 97.9 8.37 Hongnan Roads (Yuanyang land: 7000 650320 0 ang yang n a use 2 2013.4.16 Town Segment) (YCG [2009] yuan/mu, 7.48mu ；2013.8.2 No.61) reclaimed land: ) 4000 yuan/mu;

158 RAP and SDD Report of the Yunnan Highway Asset Management Project

High Division Cultiv Oth Highw Wood HD way MMEC Subtota ated er Compensation LA Time of No ay Distri land Compensation policy amou Bure or HAS Town Grou l (mu) land (mu rates amount payment Branch ct/cou Village (mu) nt au ship p (mu) ) nty young crop compensation: 800 yuan/mu

non-irrigated land: 2300 Pingbian Compensation and Xiah yuan/mu, Pingbi Highway Pingb Xinxi 1:516 1:3 Resettlement Program for 842147 4 Jimi aniw 8:7705 5:865 woodland: 15000 0 2016.6 an Branch ian an 5 89 Pingbian Highway Branch .5 u yuan/mu, MMEC MMEC wasteland: 6000 yuan/mu Non-irrigated LA and HD Compensation Yanshan Daqi land: 33250 Wens Yansha Yans Jiang 37.62 19.7 Program for National 163902 1 Emergen Tinghu nglon 57.34 0 yuan/mu, 0 2015.6.17 han n han na 8 12 Highway 323 Reconstruction 7 cy Center g wasteland: 16625 in Yanshan County yuan/mu

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High Division Cultiv Oth Highw Wood HD way MMEC Subtota ated er Compensation LA Time of No ay Distri land Compensation policy amou Bure or HAS Town Grou l (mu) land (mu rates amount payment Branch ct/cou Village (mu) nt au ship p (mu) ) nty Average compensation rate of Tier-1 areas: 66323 yuan/mu(Actual Simao Sima Nanpi Dapi LA Compensation Rates of paddy (vegetable) 2015.12.2 Highw Simao o Liancu 7.09 931906 1 ng ngzh 24 9.526 7.382 15 Prefectures (Cities) of 60,000 yuan / mu, 2000 ； ay HAS Distri n 2 .5 Town ang Yunnan Province (Amended) garden 36,000 2016.2.22 Branch c yuan / mu, fish Pu’er ponds 61,500 yuan / mu of forest land 5000 yuan / mu) Notes of the Heping Town Zheny Dash Government on Historical Woodland: uan Hepin Heping Zhen Nazhua ujiao, Acquisition of Construction 694.58 yuan/mu, 2 Highw g 7.1 0 7.1 0 6730 0 1995.12 HAS yuan ng Laoqi Land for the Zhenyuan labor cost: 955 ay Town npo Highway Branch and Heping yuan Branch HASs

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High Division Cultiv Oth Highw Wood HD way MMEC Subtota ated er Compensation LA Time of No ay Distri land Compensation policy amou Bure or HAS Town Grou l (mu) land (mu rates amount payment Branch ct/cou Village (mu) nt au ship p (mu) ) nty Compensation and Irrigated land Resettlement Program for the (Tier-2): 4500 Heqing County S221 yuan/mu; Taoshuhe Jindu Heqin Taos Shangguan-Heqing Class-1 non-irrigated land 1 Heqing Emergen n Yitou 15.96 0 15.96 0 170559 0 2013.8.28 g huhe Expansion Project (Phase 1) (Tier-2): 35000 cy Center Xiang (Dongpo Junction-Heyang yuan/mu; Road Segment) (HCG [2011] woodland: 9000 Dali No.61) yuan/mu Reply on the LA Compensation and Lishupo Guan Non-irrigated Yunlon Yunl Guanpi Lishu Resettlement Program for the 2 Emergen ping 15.5 15.5 0 0 land: 23000 359460 0 2016.5.5 g ong ng po Yunlong Highway Branch cy Center Xiang yuan/mu; Lishupo Emergency Center (LCG [2015] No.54) Cultivated land: 20000 yuan/mu, Lijiang Guch Uniform AAOV Rates and Highw unused land: Lijia Highway eng Jinsh Wenhu Hong 31.3 Location-based Composite 1 ay 45.91 14.6 0 10000 yuan/mu, 616780 0 2013.9 ng Branch distri an a qi 2 1 Land Prices for LA of Lijiang Bureau young crop MMEC ct City (Interim) compensation: 800 yuan/mu

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Appendix 10

La Compensatio Rates on Affected Land by other Items in past five years Wo High Division Culti Oth Time Subto od HD way Highway MMEC or vated er LA of No To tal land Compensation policy Compensation rates amo Bure Branch HAS District/c Vill land (mu amount payme wns Group (mu) (mu unt au ounty age (mu) ) nt hip ) Opinions on LA and Lon HD Implementation for gqu Zhaotong the Yunnan Highway Zhaoyang an Gua Non-irrigated land: 189731 2015.7 1 Highway 11 21.72 17.99 0 3.73 South-North 0 Bureau District Sub nba 67000 yuan/mu 1 .1 Branch MMEC Expressway (Zhaotong -dis Segment) (ZMGO Zhaot trict [2014] No.41) ong LA and HD Non-irrigated land: Compensation Rates 32131 yuan/mu; Jian poji Guoqu for the National 615446 2016.3 2 Ludian MMEC Ludian 22.13 22.13 0 0 young crop 0 gdi ao andong Highway G213 .28 .22 compensation: Reconstruction Project 1000 yuan/mu (Ludian Segment)

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Wo High Division Culti Oth Time Subto od HD way Highway MMEC or vated er LA of No To tal land Compensation policy Compensation rates amo Bure Branch HAS District/c Vill land (mu amount payme wns Group (mu) (mu unt au ounty age (mu) ) nt hip ) LA and HD Compensation and Non-irrigated land: Resettlement Measures 27324 yuan/mu; Xin Xinj for the Yunnan 462909 2013.1 3 Ludian Xinjie HAS Ludian 13 13 13 0 0 young crop 0 jie ie South-North .3 1.14 compensation: Expressway (Ludian 1000 yuan Segment) (LCG [2013] No.7)

LA Compensation Land: 35639 Jint Mei 17.01 17.0 790866 2014.4 4 Qiaojia Baihetan HAS Qiaojia 2 0 0 Program of Jintang yuan/mu, barren 0 ang tan 1 11 .7 .14 Town hills: 6000 yuan/mu

Notice on the Young crop Implementation of the compensation: Yu Yue Uniform AAOV Rates 1667 yuan/mu; Qujin Qilin Nanme 2013.7 1 Qilin Yuezhou HAS ezh zho 10 10 0 0 and Location-based average 932227 0 g District n .13 ou u Composite Land Prices compensation rate for LA of Yunnan of Tier-3 areas: Province 52261 yuan/mu

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Wo High Division Culti Oth Time Subto od HD way Highway MMEC or vated er LA of No To tal land Compensation policy Compensation rates amo Bure Branch HAS District/c Vill land (mu amount payme wns Group (mu) (mu unt au ounty age (mu) ) nt hip ) LA and HD Compensation Rates Irrigated land: for the National Daj Jing Shangc 43040 yuan/mu; 620951 2015.4 2 Huize Dajing HAS Huize 10 10 0 0 Highway 213 Jiangdi- 0 ing tian un non-irrigated land: .5 .30 Steelworks 33040 yuan/mu Construction Project (HCG [2013] No.6) LA and HD Compensation Rates Jinl Non-irrigated land: for Xiaohaizi Service ong Yug 59915 yuan/mu; Shibanjing Zone Improvement and 130640 2014.7 3 Zhanyi Zhanyi Sub uan 10 21.1 21.1 0 0 young crop 0 HAS Shibanjing 7 .17 -dis g compensation: Law-enforcement Site trict 2000 yuan/mu Construction (ZCGO [2014] No.64) Notice of the Chuxiong Municipal Government Non-irrigated land Chuxiong Do Yon Chux Highway Wangli 40.99 40.99 on Issuing the LA (Tier-1): 40000 334125 2011.5 1 Highway / ngg gxin 0 0 0 iong Bureau u 1/2 7 7 Management Measures yuan/mu; irrigated 5.5 .15 Bureau MMEC ua g of Chuxiong City (CPG land: 1500 yuan/mu [2010] No.183)

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Wo High Division Culti Oth Time Subto od HD way Highway MMEC or vated er LA of No To tal land Compensation policy Compensation rates amo Bure Branch HAS District/c Vill land (mu amount payme wns Group (mu) (mu unt au ounty age (mu) ) nt hip ) LA and HD Irrigated land: Lon Implementation 27000 yuan/mu; Yuanmo Yu 16.29 16.29 151552 2 Yuanmou HAS Yuanmou gqu Fengyi 0 0 Program for the Class-2 young crop 0 2011.6 u an 6 6 8 an Yuanshuang Highway compensation: (CPG [2008] No.20) 3000 yuan/mu LA Compensation Agreement between the Irrigated land: Wuding County Land Shi 90000 yuan/mu, Xim and Resources Bureau 393126 2009 3 Wuding Jincheng HAS Wuding sha 2 4.3 4.3 0 0 young crop 0 en and Ximen Group 2 of .07 ．12.24 n compensation: Ximen Community, 1000 yuan/mu Shishan Town, Wuding County LA and HD Irrigated land: Go Implementation 27000 yuan/mu; San 15.22 15.22 2011.1 4 Mouding Mouding HAS Mouding ngh 5 0 0 Program for the Class-2 young crop 517500 0 hua 06 06 0 e Yuanshuang Highway compensation: 300 (CPG [2008] No.20) yuan/mu

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Wo High Division Culti Oth Time Subto od HD way Highway MMEC or vated er LA of No To tal land Compensation policy Compensation rates amo Bure Branch HAS District/c Vill land (mu amount payme wns Group (mu) (mu unt au ounty age (mu) ) nt hip ) Xic LA and HD Irrigated land: hen Shangc Tuo Implementation 27000 yuan/mu; 2010.9 Shuangb Shuangbai Shuangba g, un, 135640 5 dia 16.21 16.21 0 0 Program for the Class-2 young crop 0 -2012. ai HAS i Don Tuzicu 5.6 n Yuanshuang Highway compensation: 3 gch n (CPG [2008] No.20) 1200 yuan/mu eng Notice of the Yunnan Shu Provincial Land and ang Irrigated land Resources Bureau on jian (Tier-1):125000 Shuangjiang Baij Amending LA 2012.9 1 Eshan Eshan g Anyi 5.4 5.4 0 0 yuan/mu, young 693900 0 HAS in Compensation Rates of .14 Sub crop compensation: 15 Prefectures (Cities) -dis 3500 yuan/mu of Yunnan Province Yuxi trict (YPLRB [2014] No.27) Ho LA Compensation ngh Rates for Construction Yuanjian Yuanhong Yuanjian e Hon Tuansh Irrigated land: 2011.6 2 6 6 0 0 Projects of Yuanjiang 614285 / g HAS g Sub ghe u 100000 yuan/mu .13 County (YCG [2010] -dis No.89) trict

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Wo High Division Culti Oth Time Subto od HD way Highway MMEC or vated er LA of No To tal land Compensation policy Compensation rates amo Bure Branch HAS District/c Vill land (mu amount payme wns Group (mu) (mu unt au ounty age (mu) ) nt hip )

Fenglu HAS Uniform AAOV Rates Fen (built with and Location -based Dengjian Dengjian glu Lan Irrigated land: 135783 2013.1 3 Dengjiang 1/2 6.43 6.43 0 0 Composite Land Prices / g g To xiu 205000 yuan/mu 0 1.20 Highway for LA of Yuxi City wn Bureau) (YMG [2009] No.176)

Reply of the Huaning Nin County Government on gzh Zha Zhaob Acquiring the Right to ou oba 262736 2013.9 4 Huaning Ningzhou HAS Huaning aochon 5 5 0 0 Use State-owned 788.13 yuan/m2 / Sub och 5.34 .26 g Construction Land in -dis ong Plot HTC- (2011)-43 trict (HCG [2013] No.57) LA and HD Compensation Rates Jiji Bao for the Lengqing Hong e jiaz Baojia 12.43 12.43 Irrigated land: 756622 2010.6 1 Gejiu Gejiu HAS Gejiu 0 0 Highway Extension 0 he To hua zhuang 4 4 40000 yuan/mu .1 .18 Jijie-Gejiu Segment wn ng Reconstruction Project (GMG [2009] No.100)

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Wo High Division Culti Oth Time Subto od HD way Highway MMEC or vated er LA of No To tal land Compensation policy Compensation rates amo Bure Branch HAS District/c Vill land (mu amount payme wns Group (mu) (mu unt au ounty age (mu) ) nt hip ) LA and HD Yan Compensation Program Irrigated land: Yil Shiping ggu Yangg for the Shihong 30000 yuan/mu, ong 2015.4 2 Shiping Highway Shiping ang uangch 20 20 0 0 Expressway (Shiping young crop 737440 0 To .16 Branch MMEC che rng Segment) in Shiping compensation: wn ng County (SCG [2012] 3500 yuan/mu No.190) Yan Yil Shiping ggu Yangg ong 3 Shiping HAS(built with Shiping ang uangch 0 0 0 0 / / / / / To center) che eng wn ng LA Compensation and Irrigated land: Jin Resettlement Program Jingping 18266 yuan/mu; 2010.3 he Ping Shuidu 43.35 43.35 for the Manjin Class-2 186024 4 Jinping Highway Jinping 0 0 young crop 0 .23,20 To tang ichong 3 3 Highway in Jinping 90 Branch MMEC compensation: 13.3.6 wn County (JCG [2009] 1500 yuan/mu No.109) Jinping Jin Ping Shuidu 5 Jinping HAS(built with Jinping he 0 0 0 0 / / / / / tang ichong center) To

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Wo High Division Culti Oth Time Subto od HD way Highway MMEC or vated er LA of No To tal land Compensation policy Compensation rates amo Bure Branch HAS District/c Vill land (mu amount payme wns Group (mu) (mu unt au ounty age (mu) ) nt hip ) wn

LA Compensation Yis Rates for the Integrated Non-irrigated land: Men a 144. 15.6 Logistics Center of the 8400 yuan/mu, 2015.7 6 Honghe Honghe HAS Honghe gdia Bahan 160 0 946000 0 To 37 3 Aoyao Mountain Area barren hills: 1000 .10 n wn in Honghe County yuan/mu (HCG [2011] No.166) LA Compensation Da Rates for the Integrated Non-irrigated land: xin Jia Logistics Center of the 8400 yuan/mu, 2011.3 7 Lvchun Lvchun HAS Honghe g Geluo 20 0 20 0 76500 0 mei Aoyao Mountain Area barren hills: 1000 .29 To in Honghe County yuan/mu wn (HCG [2011] No.166) LA and HD Bad Compensation and Liji Cultivated land: Qiubei aos Resettlement Program Wens azh Erdaog 26.75 25.28 1.47 21330 yuan/mu, 2014.6 1 Qiubei Emergency Qiubei hao 0 for the Mountain 634940 0 han uan ou 85 63 22 woodland: 17160 .5 Center Xia Tourism Project of g yuan/mu ng Qiubei County (QCGO [2012] No.31)

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Wo High Division Culti Oth Time Subto od HD way Highway MMEC or vated er LA of No To tal land Compensation policy Compensation rates amo Bure Branch HAS District/c Vill land (mu amount payme wns Group (mu) (mu unt au ounty age (mu) ) nt hip ) Xin Pingsa LA Compensation Funing hua Tua ng, Rates of the Toutang Irrigated land: 153116 2011.1 2 Funing Emergency Funing 8 8 0 0 0 To njie Toutan Area in Funing County 80102 yuan/mu 5.8 2.4 Center wn g FCG [2014] No.22) Bad LA and HD Non-irrigated land: aos Yiz Xiaoyi Compensation Rates of 27018 yuan/mu, 150366 2015.1 3 Qiubei Qiubei HAS Qiubei hao 28.58 25.66 0 2.92 0 hu zhu Qiubei County (QCG unused land: 13509 4.56 1.10 Xia [2015] No.13) yuan/mu ng Irrigated land: 30000 yuan/mu, 134.8 woodland: 3832 62 yuan/mu, vegetable Sim （M land: 12000 380 Highway Pu’er Highway Simao ao Lian Nameti MEC 27.34 107. 506675 2011.4 Pu’er 1 0 TBD yuan/mu, 960. Bureau Bureau MMEC District To hua an actual 1 521 .05 .28 non-irrigated land: 67 wn ly use 6000 yuan/mu, 45.53 young crop mu） compensation: 10500 yuan/mu

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Wo High Division Culti Oth Time Subto od HD way Highway MMEC or vated er LA of No To tal land Compensation policy Compensation rates amo Bure Branch HAS District/c Vill land (mu amount payme wns Group (mu) (mu unt au ounty age (mu) ) nt hip ) Me LA Compensation Ximeng ngs Men Garden land: 20000 Mangk 21.4 Rates for the 2010.1 2 Highway Mengsuo HAS Ximeng uo gsu 21.46 0 0 yuan/mu, young 414952 0 angle 9 6 Lancang-Ximeng 2.18 Branch To o crop compensation: (Mengsuo) Highway wn 800 yuan/mu Irrigated land: land Me Jiangche compensation ngli ng Jiangchen Qia 13840 yuan/mu, 171235 214 2011.5 3 Menglie HAS e Jiuzhai 33.45 33.45 0 0 TBD Highway g otou young crop 3 82 .17 To Branch compensation: 800 wn yuan/mu LA and HD Non-irrigated land: Compensation Program Shuichang Shu Ping 30840 yuan/mu; Baos Dacha 60.71 48.29 12.4 for the Shuichang Area 214872 2016.0 1 Shidian Emergency Shidian ich cha 0 woodland: 7000 0 han ngshan 2 3 19 in Shuichang Industry 6.92 1.09 Center ang ngzi yuan/mu; reclaimed Park in Baoshan City land: 1000 yuan/mu (BIPC [2014] No.76)

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Wo High Division Culti Oth Time Subto od HD way Highway MMEC or vated er LA of No To tal land Compensation policy Compensation rates amo Bure Branch HAS District/c Vill land (mu amount payme wns Group (mu) (mu unt au ounty age (mu) ) nt hip ) LA and HD Compensation and Resettlement Program Irrigated land: Xin for the County Changni Changnin Go 3.34 35190 yuan/mu; 61393. 2011.1 2 Goujie HAS cha Duoyi 6.948 3.553 0.05 Town-Goujie and 0 ng g ujie 5 non-irrigated land: 39 2 ng Xiqian-County Town 24380 yuan/mu Class-2 Highway Construction Project (CCG [2009] No.95)

Irrigated land: Uniform AAOV Rates 31875 yuan/mu; Ya Yao and Location-based vegetable land: 451395 2015.1 3 Shidian Yaoguan HAS Shidian ogu gua Shiwu 7.974 7.974 0 0 Composite Land Prices 0 33150 yuan/mu; .75 1.29 an n for LA of Yunnan non-irrigated land: Province 28050 yuan/mu

707 HAS (built with Shu Ping Dacha 4 Shidian Shuichang Shidian ich cha 0 0 0 0 / / / / / ngshan Emergency ang ngzi Center)

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Wo High Division Culti Oth Time Subto od HD way Highway MMEC or vated er LA of No To tal land Compensation policy Compensation rates amo Bure Branch HAS District/c Vill land (mu amount payme wns Group (mu) (mu unt au ounty age (mu) ) nt hip ) Jiu bao Fanxin Construction Land Ac Resettlement zhai, Contract between the han subsidy: 45,000 Anl Qiaoto Lianghe County Lianghe g yuan/mu, young Deho e/N u, 54.09 54.09 Government and the 304610 2010.2 1 Lianghe Highway Lianghe Xia 0 0 crop compensation: 0 ng ong Fanlao 6 6 Lianghe Highway 6.8 .28 Branch MMEC ng / 1000 yuan/mu, me zhai, Branch MMEC in the Zhe living subsidy: Longw Dehong Highway dao 12,000 yuan/mu ozhai Bureau To wn Cultivated land: Uniform AAOV Rates 20000 yuan/mu, Zho and Location-based Lijia Rongjiang Hauping Hed 25.09 25.09 unused land: 10000 160921 2011.1 1 Huaping ngx San zu 0 0 Composite Land Prices 0 ng HAS ong 8 8 yuan/mu, young 3.65 1 in for LA of Lijiang City crop compensation: (Interim) 800 yuan/mu

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Appendix 11

Analysis of LEFs’ Landlost Rate Highw Highway Township village Group No Name of The Total PMO Other Remaini LA ay Branch affected total cultivat LA Progra ng land area/ Bureau household househo ed area m LA area househ ld areas area old populati cultivat on ed areas Chuxio Chuxiong Donghua Xinliu Xiaoboyan 1 YSY 4 8.64 0.89 0 7.75 10.30% ng 2 ZKY 4 8.42 1.7 0 6.72 20.19% 3 YX 5 8.75 0.36 0 8.39 4.11% 4 YYZ 3 8.33 0.53 0 7.8 6.36% Subtot 4 16 34.14 3.48 0 30.66 10.19% al MC Donggua Shuihe Wangliuer 1 XWY 3 1.4 1.18 0 61.32 84.29% 2 XWW 3 1.38 1.17 0 0.2 84.78% 3 XWQ 1 1.96 0.84 0 1.12 42.86% 4 XCC 5 1.48 1.2 0 0.28 81.08% 5 XSC 4 0.98 0.86 0 0.12 87.76% 6 XLC 1 0.96 0.85 0 0.12 88.54% 7 XBC 1 1.31 1.11 0 0.2 84.73% 8 XJR 2 1.43 1.23 0 0.2 86.01% 9 XZC 3 0.72 0.6 0 0.12 83.33%

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10 XSC 3 0.93 0.8 0 0.14 86.02% 11 XZW 2 0.94 0.84 0 0.1 89.36% 12 XSC 2 1.29 1.05 0 0.24 81.40% 13 XJC 2 1.02 0.8 0 0.23 78.43% 14 XBC 2 1.46 1.23 0 0.23 84.25% 15 XJZ 2 1.38 0.84 0 0.53 60.87% 16 WQY 2 1.35 1.05 0 0.3 77.78% 17 XCM 2 1.33 1.08 0 0.25 81.20% 18 XCH 5 1.31 1.06 0 0.24 80.92% 19 XCX 2 0.55 0.42 0 0.13 76.36% 20 ZLJ 4 1.02 0.84 0 0.17 82.35% 21 XXC 4 2.03 0.88 0 1.15 43.35% 22 XCJ 4 1.46 0.9 0 0.56 61.64% 23 XCH 2 1.32 0.43 0 0.88 32.58% 24 XCC 2 1.45 0.37 0 1.08 25.52% 25 SJM 2 0.48 0.42 0 0.06 87.50% 26 WQY 5 1.57 1.11 0 0.45 70.70% 27 YQF 3 1 0.63 0 0.37 63.00% 28 XCC 4 1.54 0.84 0 0.7 54.55% 29 ZXH 5 1.51 1.07 0 0.44 70.86% 30 XJR 1 0.47 0.22 0 0.25 46.81% 31 XGF 1 0.7 0.2 0 0.5 28.57% 32 XJC 5 1.61 1.05 0 0.56 65.22% 33 XJH 4 1.1 0.86 0 0.24 78.18% 34 XCC 3 1.25 0.63 0 0.62 50.40%

175 RAP and SDD Report of the Yunnan Highway Asset Management Project

35 XJY 3 1.74 1.36 0 0.38 78.16% 36 WJL 4 2.39 1.29 0 1.09 53.97% 37 FCF 3 1.66 0.86 0 0.8 51.81% 38 SBY 7 1.97 1.5 0 0.47 76.14% 39 XJS 5 0.62 0.38 0 0.24 61.29% 40 MCF 5 2.23 0.04 0 1.79 1.79% 41 XJR 2 1.11 0.41 0 0.7 36.94% 42 XJW 3 1.19 1.07 0 0.27 89.91% 43 SBQ 4 0.86 0.85 0 0.17 98.84% 44 SSM 4 1.06 0.83 0 0.24 78.30% 45 WQZ 3 1.93 0.64 0 1.28 33.16% 46 XQC 3 1.15 1.05 0 0.1 91.30% 47 WYM 6 3.9 1.26 0 0.32 32.31% 48 WCM 3 2.99 0.86 0 0.34 28.76% 49 XJL 3 2.39 1.06 0 1.26 44.35% 50 YGZ 2 1.66 0.63 0 1.16 37.95% Subtot 50 156 70.42 42.87 0 84.71 60.88% al Mouding Gonghe Sanhua Five groups 1 HK 4 3.68 0.6 0 3.08 16.30% Highway town village of villagers 2 HG 6 5.52 0.25 0 5.27 4.53% Branch 3 HP 5 4.6 0.29 0 4.31 6.30% 4 HQZ 4 3.68 0.33 0 3.35 8.97% 5 HSB 4 3.68 0.26 0 3.42 7.07% 6 HSW 3 2.76 0.66 0 2.1 23.91% 7 HSX 2 1.84 0.42 0 1.42 22.83%

176 RAP and SDD Report of the Yunnan Highway Asset Management Project

8 HSG 4 3.68 0.35 0 3.33 9.51% 9 HQG 4 3.68 0.78 0 2.9 21.20% 10 HQL 4 3.68 0.2 0 3.48 5.43% 11 HCL 2 1.84 0.33 0 1.51 17.93% 12 HSL 4 3.68 0.2 0 3.48 5.43% 13 HF 3 2.76 0.26 0 2.5 9.42% 14 HLY 7 6.44 0.16 0 6.28 2.48% 15 HG 4 3.68 0.35 0 3.33 9.51% 16 HJ 3 2.76 0.42 0 2.34 15.22% 17 HJQ 4 3.68 0.46 0 3.22 12.50% 18 HHZ 5 4.6 0.26 0 4.34 5.65% 19 HQZ 6 5.52 0.29 0 5.23 5.25% 20 HQB 3 2.76 0.18 0 2.58 6.52% 21 HQS 3 2.76 0.21 0 2.55 7.61% 22 HSG 6 5.52 0.27 0 5.25 4.89% 23 HSC 4 3.68 0.29 0 3.39 7.88% 24 HSH 3 2.76 0.31 0 2.45 11.23% 25 HW 4 3.68 0.24 0 3.44 6.52% 26 HSX 4 3.68 0.35 0 3.33 9.51% 27 HQF 2 1.84 0.21 0 1.63 11.41% 28 HSQ 3 2.76 0.56 0 2.2 20.29% 29 HSH 6 5.52 0.66 0 4.86 11.96% 30 QRZ 2 1.84 0.14 0 1.7 7.61% 31 HY 5 4.6 0.21 0 4.39 4.57% 32 HL 4 3.68 0.33 0 3.35 8.97%

177 RAP and SDD Report of the Yunnan Highway Asset Management Project

33 HB 7 6.44 0.21 0 6.23 3.26% 34 HB 4 3.68 0.25 0 3.43 6.79% 35 WJQ 3 2.76 0.22 0 2.54 7.97% 36 QDF 4 3.68 0.26 0 3.42 7.07% 37 DGL 3 2.76 0.2 0 2.56 7.25% 38 YZX 1 0.92 0.18 0 0.74 19.57% 39 LJZ 1 0.92 0.17 0 0.75 18.48% 40 HSG 4 3.68 0.22 0 3.46 5.98% 41 HSX 6 5.52 0.24 0 5.28 4.35% 42 HQM 1 0.92 0.25 0 0.67 27.17% 43 HQH 5 4.6 0.29 0 4.31 6.30% 44 WJF 6 5.52 0.12 0 5.4 2.17% 45 HY 4 3.68 0.16 0 3.52 4.35% 46 LF 2 1.84 0.17 0 1.67 9.24% 47 LZ 6 5.52 0.16 0 5.36 2.90% 48 ZHH 3 2.76 0.24 0 2.52 8.70% 49 HYJ 6 5.52 0.29 0 5.23 5.25% 50 QFF 4 3.68 0.25 0 3.43 6.79% 51 HQP 5 4.6 0.24 0 4.36 5.22% 52 HWF 2 1.84 0.28 0 1.56 15.22% Subtot 52 204 187.68 100.3 0 338.79 53.48% al 7 Shuangbo Caidian Dongcheng Aozi groups 1 LCX 5 3.12 2.67 0 0.45 85.58% Highway Town District of villagers HXY Branch 2 YXZ 4 0.72 0.4 0 0.32 55.56%

178 RAP and SDD Report of the Yunnan Highway Asset Management Project

3 XRB 4 0.96 0.63 0 0.33 65.63% 4 YJC 3 0.48 0.16 0 0.32 33.33% 5 LCP 3 0.74 0.61 0 0.32 82.43% 6 LZK 4 1.68 1.33 0 0.35 79.17% 7 LZH 3 1.59 1.2 0 0.39 75.47% 8 YLZ 4 0.61 0.2 0 0.41 32.79% 9 LX 4 1.09 0.67 0 0.32 61.47% 10 LCR 4 0.55 0.14 0 0.32 25.45% 11 LJL 4 1.19 0.77 0 0.42 64.71% 12 LCZ 3 0.9 0.63 0 0.27 70.00% 13 LBH 4 0.61 0.25 0 0.36 40.98% 14 LZ 3 0.78 0.6 0 0.18 76.92% 15 LW 4 0.78 0.211 0 0.57 27.05% 16 LCZ 4 1.48 0.95 0 0.52 64.19% 17 COMMUNI 0 0 0.63 0 0 - TY 18 LCQ 4 0.773 0.413 0 0.32 53.43% 19 ZLG 3 0.618 0.338 0 0.32 54.69% 20 CBTD 0 0 7.528 0 0 - Subtot 67 18.671 20.33 0 6.49 108.89 20 al % Yuanmou Yuanma Longquan Fengyi 1 LYL 5 5 0.604 0 4.396 12.08% Highway Town Village groups of 2 CYZ 4 2.56 0.745 0 1.815 29.10% Branch villagers 3 LZY 4 2.405 0.549 0 1.856 22.83% 4 LSX 4 1.565 0.934 0 0.631 59.68%

179 RAP and SDD Report of the Yunnan Highway Asset Management Project

5 LCL 4 2 0.554 0 1.446 27.70% 6 ZBR 4 1.56 0.313 0 1.247 20.06% 7 WXB 4 3 0.885 0 2.115 29.50% 8 JXX 4 5.15 1.016 0 4.134 19.73% 9 ZJH 3 6 0.53 0 5.47 8.83% 10 WXH 4 4.56 0.663 0 3.897 14.54% 11 WFX 4 3.25 0.468 0 2.782 14.40% 12 WJN 3 4.05 0.525 0 3.525 12.96% 13 ZJH 4 6.28 1.525 0 4.475 24.28% 14 LGC 3 5.55 0.395 0 5.155 7.12% 15 WXH 6 7.68 2.96 0 4.72 38.54% 16 WXA 3 6.23 0.782 0 5.448 12.55% 17 WFP 4 5.45 0.342 0 5.108 6.28% 18 LYC 4 3.98 0.324 0 3.656 8.14% 19 ZHX 5 4.02 0.091 0 3.929 2.26% 20 WZP 4 5.06 0.072 0 4.988 1.42% 21 WML 6 8.06 0.516 0 5.484 6.40% 22 WYC 4 9.41 0.519 0 8.891 5.52% 23 ZBR 3 2.69 0.515 0 2.175 19.14% Subtot 93 105.51 15.82 0 87.343 15.00% 23 al 7 Wuding Shishan Ximen Ximen No.2 1 YCL 5 11 0.6 8.2 2.2 5.45% Highway Town District Group 2 ZJF 5 11 1.1 8.7 1.2 10.00% Branch 3 CXH 2 4.4 0.8 3.2 0.4 18.18% 4 CYX 3 6.6 1.2 4 1.4 18.18%

180 RAP and SDD Report of the Yunnan Highway Asset Management Project

5 LXL 2 4.4 0.4 3.6 0.4 9.09% 6 FZP 3 6.6 0.2 5.6 0.8 3.03% Subtot 20 44 4.3 33.3 6.4 9.77% 6 al Zhaoto Zhaotong Longquan Guanba No.11 Group 1 WZZ 5 6.5 0.74 0 3.25 11.38% ng Highway Street 2 XYH 4 3.78 0.08 0 3.7 2.12% Branch 3 LDY 2 2.6 0.42 0 2.18 16.15% 4 HZH 2 2.5 0.2 0 2.3 8.00% 5 CZF 4 4.38 0.752 0 3.46 17.17% 6 HYY 3 3.58 0.14 0 3.44 3.91% 7 ZYX 6 9 0.21 0 4.53 2.33% 8 XYX 4 2.6 0.05 0 2.55 1.92% 9 ZGJ 4 3.46 0.08 0 3.38 2.31% 10 HTL 2 2.9 0.38 0 2.52 13.10% 11 YJF 3 3.75 0.92 0 2.83 24.53% 12 CSZ 4 4.8 0.3 0 4.5 6.25% 13 LJS 3 2.45 0.13 0 2.32 5.31% 14 LJY 2 3.8 0.04 0 3.76 1.05% 15 XYG 3 4.12 0.27 0 3.85 6.55% 16 KLS 5 6.25 0.42 0 2.56 6.72% 17 LJA 3 3.6 0.25 0 3.05 6.94% 18 GSQ 5 6.45 0.09 0 3.56 1.40% 19 HTH 2 2.5 0.17 0 2.33 6.80% 20 GYY 5 5 0.06 0 4.94 1.20% 21 HGF 1 1.2 0.07 0 0.63 5.83%

181 RAP and SDD Report of the Yunnan Highway Asset Management Project

22 YKY 4 9 0.4 0 8.6 4.44% 23 HTF 2 2.3 0.06 0 2.24 2.61% 24 HTH 3 3.2 0.62 0 2.58 19.38% 25 HTR 1 1.2 0.15 0 1.05 12.50% 26 LHZ 4 5 0.34 0 4.66 6.80% 27 YSX 4 4.8 0.21 0 4.59 4.38% 28 HTX 2 2.1 0.34 0 1.76 16.19% 29 XHY 4 4.6 0.42 0 4.18 9.13% 30 CGL 2 2.5 0.34 0 2.16 13.60% 31 HYC 4 6 0.9 0 5.1 15.00% 32 HTQ 2 2.3 0.11 0 2.19 4.78% 33 HTL 3 3.5 0.44 0 3.06 12.57% 34 ZJZ 2 2.6 0.9 0 1.7 34.62% 35 SQX 2 2.4 0.13 0 2.27 5.42% 36 SQR 2 2.5 0.03 0 2.47 1.20% 37 WYP 4 6.5 0.8 0 5.7 12.31% 38 HYH 3 4 0.09 0 3.91 2.25% 39 WYF 1 1.4 0.04 0 1.36 2.86% 40 ZKS 2 1.8 0.12 0 1.68 6.67% 41 XYK 4 4.8 0.12 0 4.68 2.50% 42 XYS 3 3.5 0.07 0 3.43 2.00% 43 LJA 6 8 0.18 0 7.82 2.25% 44 ZSF 3 4.3 0.1 0 4.2 2.33% 45 ZQY 4 4.5 0.18 0 4.32 4.00% 46 XYZ 2 2.8 0.12 0 2.68 4.29%

182 RAP and SDD Report of the Yunnan Highway Asset Management Project

47 HTW 2 2.2 0.34 0 1.86 15.45% 48 ZGF 3 3.14 0.74 0 2.4 23.57% 49 JTL 1 1 0.5 0 0.5 50.00% 50 HTJ 3 1.94 0.54 0 1.4 27.84% 51 LJW 3 1.6 0.3 0 1.3 18.75% 52 HTS 3 1.14 0.14 0 1 12.28% 53 SWZ 2 2.75 0.25 0 2.5 9.09% 54 WSH 3 1.1 0.1 0 1 9.09% 55 HYY 1 0.38 0.18 0 0.2 47.37% 56 LXZ 2 1.8 0.5 0 1.3 27.78% 57 XQC 2 1.13 0.23 0 0.9 20.35% 58 HYY 3 0.9 0.1 0 0.8 11.11% 59 LXC 2 0.55 0.15 0 0.4 27.27% 60 XYC 5 4.15 0.85 0 3.3 20.48% 61 KDH 5 2.588 0.088 0 0.5 3.40% Subtot 185 207.18 17.99 0 173.39 61 8.68% al 8 Ludian Jiangdi Pojiao Guoquandon 1 RSK 4 25 10.47 0 14.53 41.88% Highway Town Village g groups of 2 YCF 5 20 0.87 0 19.13 4.35% Branch villagers 3 YCJ 3 10 1.47 0 8.53 14.70% 4 GCY 2 6 0.15 0 5.85 2.50% 5 NZK 4 10 2.97 0 7.03 29.70% 6 NZM 3 15 1.38 0 13.62 9.20% 7 YCL 4 15 3.51 0 11.49 23.40% 8 NZJ 4 13 0.97 0 12.03 7.46%

183 RAP and SDD Report of the Yunnan Highway Asset Management Project

9 CJ 3 7 0.34 0 6.66 4.86% Subtot 32 121 22.13 0 98.87 18.29% 9 al Ludian Xinjie Xinjie No.13 groups 1 JSW 4 6 1.06 0.5 4.44 17.67% Highway Town District of villagers 2 RXF 4 3 1.05 0.1 1.85 35.00% Branch 3 RNY 4 8 2.36 1 4.64 29.50% 4 RNR 5 8 2.03 1.5 4.47 25.38% 5 JSX 5 10 4.74 2 3.26 47.40% 6 JFY 3 2.5 0.69 0.5 1.31 27.60% 7 LGW 4 7 1.07 1.3 4.63 15.29% Subtot 29 44.5 13 6.9 24.6 29.21% 7 al YiliangHigh Kuixiangz Kuiyang Jieshang6/7 1 COMMUNI 7.25 0 - way Branch hen TY LANDS Subtot 7.25 0 -

al Yanjin Niuzhai Dunhou No.1 Group 1 LQG 3 8.3 5.917 0 2.47 71.29% Highway Country Country 2 4 5.1 1.454 0 3.6459 28.51% ZGW Branch 1 3 4 14.5 10.97 0 3.5251 75.69% YTJ 49 4 3 12.4 9.047 0 3.3521 72.97% YTY 9 5 LKG 4 7.1 2.008 0 5.092 28.28% Subtot 5 18 47.4 29.40 0 18.0851 62.03%

184 RAP and SDD Report of the Yunnan Highway Asset Management Project

al 19 Shuifu Yunfu Gaotan Fengshou 1 SGY 5 2.3 0.504 0 1.796 21.91% Highway Street Country Group 2 YMA 2 0.82 0.494 0 0.326 60.24% Branch 3 SGQ 7 2.94 0.23 0 2.71 7.82% 4 LSL 4 1.68 0.086 0 1.594 5.12% 5 COMMUNI 4.032 0 - TY LANDS OF VILLAGE 6 SJC 1 0.42 0.145 0 0.275 34.52% 7 ZGZ 3 1 0.051 0 0.949 5.10% 8 XWY 4 1.8 0.998 0 0.802 55.44% 9 YSR 2 0.8 0.37 0 0.43 46.25% 10 COMMUNI 2.555 0 - TY LANDS OF VILLAGE 11 SDH 8 3.2 2.265 0 0.935 70.78% 12 COMMUNI 0.67 0 - TY LANDS OF VILLAGE Subtot 36 14.96 12.4 0 9.817 82.89% al Kunmi Anning Lvbiao Anfeng Shanglvbiao 1 LQX 3 4.3 1.17 0 3.13 27.20%

185 RAP and SDD Report of the Yunnan Highway Asset Management Project

ng Highway Street Group 2 LGL 3 3.7 1.64 0 2.06 44.32% Branch 3 LAB 3 3.23 1.14 0 2.09 35.29% 4 YYC 2 2.59 1.05 0 1.54 40.54% Subtot 11 13.82 9.83 0 8.82 71.13% 4 al Jinning Kunyang Puda village Group 1 1 YZL 4 4.19 2.09 0 2.1 49.88% Highway Street 2 LW 4 3.55 1.5 0 2.05 42.25% Branch 3 SJH 5 4.52 0.5 0 4.02 11.06% 4 LJX 4 3.3 0.5 0 2.8 15.15% 5 LX 5 4 1 0 3 25.00% 6 LXK 4 3.13 1 0 2.13 31.95% 7 LSZ 4 3.32 0.5 0 2.82 15.06% Group 2 8 AZQ 3 3.62 0.5 0 3.12 13.81% 9 LSY 6 4.8 2 0 2.8 41.67% 10 YHY 4 3.3 0.5 0 2.8 15.15% 11 LS 5 4.1 0.5 0 3.6 12.20% Subtot 48 41.83 10.59 0 31.24 25.32% 11 al Wensh Qiubei Badaoshao Lijiazhuang Erdaogou 3 8 1.743 0 6.2568 21.79% 1 FKL an Highway village village group of 2 Branch villagers 2 FZL 6 10 5.319 0 4.681 53.19% 4 9 0.813 0 8.1865 9.04% 3 FKR 5 4 13 11.72 0 1.2798 90.16% 4 ZYK 02

186 RAP and SDD Report of the Yunnan Highway Asset Management Project

5 8 5.690 0 2.3096 71.13% 5 XYF 4 Subtot 22 48 25.28 0 22.7137 52.68% 5 al 63 Funing Xinhua Pingsang group 1 4 2.505 0.886 0 1.6183 35.40% 1 HYF Highway town town 7 Branch 2 HZR 4 4.1121 0 0 4.1121 0.00% 5 1.006 1.006 0 0 100.00 3 HSK % 4 3.887 3.887 0 0 100.00 4 HSK % 5 HYY 5 2.841 0 0 2.841 0.00% 6 HCY 4 1.256 0 0 1.256 0.00% 7 WJL 4 0.698 0 0 0.698 0.00% 3 2.2203 2.220 0 0 100.00 8 HSY 3 % 9 Z M 6 0.144 0 0 0.144 0.00% Subtot 39 18.669 8 0 10.6694 42.85% 9 al 4 Qiubei Badaoshao Aidu village Xiaoaidu 1 QYG 6 10 0.43 0 9.57 4.30% Highway village group of 2 YGF 8 11 1.54 0 9.46 14.00% Branch villagers 3 YGW 8 12 0.58 0 11.42 4.83% 4 YTF 4 8 1.55 0 6.45 19.38% 5 HDY 2 6 0.33 0 5.67 5.50% 6 DWY 6 9 0.89 0 8.11 9.89%

187 RAP and SDD Report of the Yunnan Highway Asset Management Project

7 YLF 2 5 1.38 0 3.62 27.60% 8 QW 4 8 0.34 0 7.66 4.25% 9 YTC 4 7 0.21 0 6.79 3.00% 10 YZM 7 12 0.1 0 11.9 0.83% 11 LBH 6 11 0.93 0 10.07 8.45% 12 LBG 6 9 1.04 0 7.96 11.56% 13 ZHF 6 6 1.22 0 4.78 20.33% 14 YGH 4 8 0.68 0 7.32 8.50% 15 YGH 6 9 0.65 0 8.35 7.22% 16 ZSH 3 7 0.78 0 6.22 11.14% 17 YZR 6 10 0.95 0 9.05 9.50% 18 YZC 6 12 0.95 0 11.05 7.92% 19 YGF 2 5 0.1 0 4.9 2.00% 20 LGF 6 11 1.53 0 9.47 13.91% 21 YGF 7 10 0.87 0 9.13 8.70% 22 ZJH 6 10 3.04 0 6.96 30.40% 23 YGY 4 8 0.67 0 7.33 8.38% 24 YGM 4 8 0.42 0 7.58 5.25% 25 ZTM 6 9 0.18 0 8.82 2.00% 26 ZHC 4 5 0.25 0 4.75 5.00% 27 DYH 6 7 0.82 0 6.18 11.71% 28 QY 5 6 0.33 0 5.67 5.50% 29 LXQ 4 4 1.71 0 2.29 42.75% 30 DQZ 6 5 0.1 0 4.9 2.00% 31 LXM 3 4 0.1 0 3.9 2.50%

188 RAP and SDD Report of the Yunnan Highway Asset Management Project

32 YWL 5 11 0.08 0 10.92 0.73% 33 YGH 5 3 0.11 0 2.89 3.67% COMMUNI 0 0 - 34 TY（ZZ） COMMUNI 0 0 - 35 TY（XZ） COMMUNI 0.4 0 - 36 TY（ZZ） COMMUNI 0.4 0 - 37 TY（XZ） Subtot 167 266 25.66 0 241.14 9.65% 37 al Yanshan Jiangna Daqinglong Daqinglong 1 LP 6 22.4 5.712 0 16.688 25.50% Highway town village group 2 LP 6 16.688 3.01 0 13.678 18.04% Branch 3 LYH 6 9.47 3.03 0 6.43 32.00% 4 LM 4 16.9 3.776 0 13.124 22.34% 5 ZAJ 4 11.7 3.64 0 8.06 31.11% 6 LJW 3 17.4 1.1 0 16.3 6.32% 7 ZKG 3 22.4 5.8 0 16.6 25.89% 8 ZKY 3 22.7 2.5 0 20.2 11.01% 9 QJF 3 19.7 6.2 0 13.5 31.47% 10 LM 4 23.9 0.26 0 23.64 1.09% 11 SGC 5 21.6 1.5 0 20.1 6.94% 12 LZD 4 13.9 1.1 0 12.8 7.91% Subtot 12 51 218.75 37.62 0 181.12 17.20%

189 RAP and SDD Report of the Yunnan Highway Asset Management Project

al 8 8 Hongh Shiping Yilong Yangguangch Yangguangch 1 LSQ 4 12.4 6.61 0 5.79 53.31% e Highway town eng village eng group of 2 LXZ 4 6.2 0.16 0 6.04 2.58% Branch villagers 3 LWY 3 7.54 2.14 0 5.4 28.38% 4 LYS 5 8.45 1.05 0 7.4 12.43% 5 LHL 4 5.14 0.32 0 4.82 6.23% 6 LBH 3 5.14 0.26 0 4.88 5.06% 7 YMX 1 2.1 0.78 0 1.32 37.14% 8 LWY 5 9.34 0.17 0 9.17 1.82% 9 LTS 4 7.15 1.49 0 5.66 20.84% 10 PXF 5 7.4 0.78 0 6.62 10.54% 11 LQX 5 9.25 0.27 0 8.98 2.92% 12 SLB 4 5.68 1.19 0 4.49 20.95% 13 LY 3 5.25 0.16 0 5.09 3.05% 14 LWS 2 6.3 3.52 0 2.78 55.87% 15 LWZ 6 7.25 0.19 0 7.06 2.62% 16 LQG 4 4.78 0.17 0 4.61 3.56% 17 LB 4 4.78 0.27 0 4.51 5.65% 18 LWQ 6 9.23 0.47 0 8.76 5.09% Subtot 72 123.38 20 0 103.38 16.21% 18 al Jinping Jinhe town Gantang Hetou village 1 LX 5 15.78 7.78 0 8 49.30% Highway village 2nd group 2 LYZ 6 13.23 5.23 0 8 39.53% Branch Hetou village 3 DJK 4 13.48 1.48 0 12 10.98% 3rd group 4 DJZ 4 8.21 2.21 0 6 26.92%

190 RAP and SDD Report of the Yunnan Highway Asset Management Project

5 FWH 8 10.48 0.48 0 10 4.58% Shuiqiaocho 4 7.47 2.47 0 5 33.07% 6 ZP ng 1st group Shuiqiaocho 7 ZFC 4 6.58 0.58 0 6 8.81% ng 2nd group 8 ZFQ 4 8.22 0.22 0 8 2.68% 9 ZWL 5 11.643 6.643 0 5 57.06% Shuiqiaocho 10 DJC 4 3.44 1.44 0 2 41.86% ng 3rd group 11 LRX 3 2.31 0.31 0 2 13.42% 12 DJM 5 5.74 0.74 0 5 12.89% 13 LKM 4 8.25 2.25 0 6 27.27% 14 ZY 6 4.66 0.66 0 4 14.16% 15 LFR 6 13.06 9.06 0 4 69.37% 16 LFZ 4 11.53 1.53 0 10 13.27% Shuiqiaocho 4 6.27 0.27 0 6 4.31% 17 ZFX ng 4th group Subtotal 80 150.35 43.35 0 107 28.83% 17 3 3 Mengzi Zhicun Yiwanshui Xiafeitu 1 YSQ 4 7 1.328 0 5.672 18.97% Highway town village group of 2 YSC 8 18 1.39 0 16.61 7.72% Branch villagers 3 YSZ 7 16.5 4.232 0 12.268 25.65% Subtot 19 41.5 6.95 0 34.55 16.75% 3 al Jianshui Linan Yongshan Community 1 0 0 0 13.17 0 0 - Highway town community lands Subtot 0 0 13.17 0 0 - 0 Branch al

191 RAP and SDD Report of the Yunnan Highway Asset Management Project

Yuxi Xinping Guishan Yani Chahe group 1 LYX 4 10 0.67 0 9.33 6.70% Highway street of villagers 2 WHY 4 8 0.71 0 7.29 8.88% Branch 3 MYW 4 8 0.35 0 7.65 4.38% 4 MYJ 4 8 1.11 0 6.89 13.88% 5 MYS 4 8 1.41 0 6.59 17.63% 6 MYS 4 8 0.38 0 7.62 4.75% Villagers 3.64 - 7 Community Group Subtot 24 50 8.27 0 45.37 16.54% al Yuanhong Honghe Honghe 20 group 2 1.45 0.022 0 1.42 1.55% 1 WMZ HAS street community 5 2 1.45 0.022 0 1.42 1.55% 2 YQW 5 3 2.9 0.818 0 2.082 28.23% 3 DRH 7 6 4.35 1.086 0 3.2637 24.97% 4 DRP 3 5 WGM 11 10.15 2.006 0 8.144 19.76% 6 MSQ 5 4.35 1.545 0 2.805 35.52% 2 1.45 0.077 0 1.372 5.34% 7 LYH 5 3 4.35 0.232 0 4.1175 5.34% 8 LKL 5

192 RAP and SDD Report of the Yunnan Highway Asset Management Project

9 YLF 3 1.45 0.013 0 1.437 0.90% 10 BMX 3 1.45 0.176 0 1.274 12.14% Subtot 40 33.35 6 0 27.3352 17.99% 10 al Chengjiang Fenglu Lanxiu 1st group, YJC、GZG、 89 6.43 1.6 0 0 - Highway town community 2nd group 1 YZX 、 Branch FLKDR Subtot 89 6.43 1.6 0 0 24.88% 4 al Huaning Ningzhou zhaobao zhaobaochon 5 0 purchas - Highway street g ed land Branch directly 1 from the develop ers Eshan Ningzhou Anyi village Anyi group 1 SFY 2 1 0.3 0.7 0 30.00% Highway street 2 LD 3 1.5 0.3 1.2 0 20.00% Branch office 3 DWX 5 2 0.3 1.7 0 15.00% 4 SCL 6 2.5 0.3 2.2 0 12.00% 5 SCR 4 2 0.3 1.7 0 15.00% 6 QLF 4 2 0.3 1.7 0 15.00% 7 PSL 4 2 0.3 1.7 0 15.00% 8 PSM 4 2 0.3 1.7 0 15.00% 9 LCS 5 2.5 0.3 2.2 0 12.00% 10 LYW 4 2 0.3 1.7 0 15.00%

193 RAP and SDD Report of the Yunnan Highway Asset Management Project

11 LCL 5 2.5 0.3 1.7 0 12.00% 12 LZC 4 2 0.3 1.7 0 15.00% 13 DYC 6 3 0.3 2.7 0 10.00% 14 DSC 6 3 0.3 2.7 0 10.00% 15 ZJD 6 3 0.3 2.7 0 10.00% 16 LMS 3 1.5 0.3 1.2 0 20.00% 17 LMH 3 1.5 0.3 1.2 0 20.00% 18 LXL 3 1.5 0.3 1.2 0 20.00% Subtot 77 37.5 5.4 31.6 0 14.40% 18 al Qujing Qilin Yuezhou Nanyuan 1 LB 5 2.3 - Highway town village 2 CHQ 7 2.6 - Branch 3 FHK 5 2.4 - 4 FKY 4 2.7 - Subtot 21 10 - 4 al Huize Dajing Jingian town Jingtian 1 LWK 4 4 1.2 1.1 1.7 30.00% Highway town group of 2 LWM 4 4.2 1.8 0.3 2.1 42.86% Branch villagers 3 MSZ 6 7.8 2.2 0.9 4.7 28.21% 4 MYH 4 7 2.3 3.6 1.1 32.86% 5 LWB 4 4.8 0.8 0 4 16.67% 6 XWF 4 4.2 1.7 1.1 1.4 40.48% Subtot 26 32 10 7 13 31.25% 6H al Zhanyi Jinlong Yuguang 10th group 1 CLS 5 6.2 0.84 5.36 13.55%

194 RAP and SDD Report of the Yunnan Highway Asset Management Project

Highway street 2 CJK 5 5.5 0.81 4.69 14.73% Branch 3 CJF 4 7.2 0.69 6.51 9.58% 4 CPS 3 6.2 0.49 5.71 7.90% 5 ZDY 5 5.5 1.62 3.88 29.45% 6 HYD 4 5.5 0.3 5.2 5.45% 7 SRF 3 6.5 0.96 5.54 14.77% 8 CJG 4 7.5 1.17 6.33 15.60% 9 HLH 4 5.5 0.86 4.64 15.64% 10 HDM 5 6.5 0.8 5.7 12.31% 11 HDC 5 6.7 0.89 5.81 13.28% 12 HXB 5 6.4 0.11 6.29 1.72% 13 ZFY 3 6.5 0.05 6.45 0.77% 14 HXH 5 6.1 0.2 5.9 3.28% 15 ZDF 5 5.8 0.09 5.71 1.55% 16 CFF 5 4.8 0.04 4.76 0.83% 17 GFC 2 5.3 0.14 5.16 2.64% 18 HXP 5 7.2 0.83 6.37 11.53% 19 HZH 5 6.7 1.38 5.32 20.60% 20 8.83 -

Subtot 82 117.6 21.1 105.33 17.94% 19 al Puer Jiangcheng Menglie Qiaotou Jiuzhai group 1 LDL 5 6.5 1.7 1.7 4.8 26.15% Highway town town 2 LDX 4 5.2 1.36 1.36 3.84 26.15% Branch 3 LDG 6 7.8 2.04 2.04 5.76 26.15% 4 LCY 6 7.8 2.04 2.04 5.76 26.15%

195 RAP and SDD Report of the Yunnan Highway Asset Management Project

5 LCF 5 6.5 1.7 1.7 4.8 26.15% 6 LDP 2 2.6 0.71 0.71 1.89 27.31% 7 LCL 4 5.2 1.42 1.42 3.78 27.31% 8 CXY 8 10.4 2.72 2.72 7.68 26.15% 9 THM 5 6.5 1.7 1.7 4.8 26.15% 10 THY 5 6.5 1.7 1.7 4.8 26.15% 11 GYR 4 5.2 1.36 1.36 3.84 26.15% 12 GYS 6 7.8 2.04 2.04 5.76 26.15% 13 CL 5 6.5 1.7 1.7 4.8 26.15% 14 CXH 2 2.6 0.7 0.7 1.9 26.92% 15 CDZ 2 2.6 0.7 0.7 1.9 26.92% 16 CDX 3 3.9 1.02 1.02 2.88 26.15% 17 FYZ 3 3.9 1.02 1.02 2.88 26.15% 18 FGH 2 2.6 0.68 0.68 1.92 26.15% 19 BJX 3 3.9 1.02 1.02 2.88 26.15% 20 CDX 2 2.6 0.68 0.68 1.92 26.15% 21 LYF 2 2.6 0.68 0.68 1.92 26.15% 22 BJL 2 2.6 0.68 0.68 1.92 26.15% 23 BCF 2 2.6 0.68 0.68 1.92 26.15% 24 CDH 2 2.6 0.68 0.68 1.92 26.15% 25 YH 2 2.6 0.68 0.68 1.92 26.15% 26 YM 3 3.9 1.02 1.02 2.88 26.15% 27 YH 3 3.9 1.02 1.02 2.88 26.15% Subtot 27 98 127.4 33.45 33.45 93.95 26.26% al

196 RAP and SDD Report of the Yunnan Highway Asset Management Project

Simao Nanping Manlian Dapingzhang 1 HQM 4 22 1.7 2 18.3 7.73% Highway town village group of 2 WJX 2 16 0.8 1 14.2 5.00% Branch villagers 3 LZM 5 32 1.7 2.5 27.8 5.31% 4 THM 5 28 2 1.5 24.5 7.14% 5 KJL 4 25 1.526 1.5 21.974 6.10% 6 WCL 4 21 1.8 1 18.2 8.57% Subtot 6 24 144 9.526 9.5 124.974 6.62% al Dali Yunlong Guanping Lishupo 1st group 1 KXY 4 6.53 3.01 0 3.52 46.09% Highway village village 2 KHZ 4 5.26 2.49 0 2.77 47.34% Branch 3 YBX 5 6.91 4.4 0 2.51 63.68% 4 KGS 4 3.89 1.52 0 2.37 39.07% 5 KZZ 6 7.74 4.08 0 3.66 52.71% Subtot 5 23 30.33 15.5 0 14.83 51.10% al Baosha Shidian Shuichang Pingchangzi Dachangshan 1 LZF 4 10.95 2.171 1.6 7.179 19.83% n Highway village village group of 2 LCJ 6 11.8 5.271 0.8 5.729 44.67% Branch villagers 3 LZY 5 15.6 7.481 0.5 7.619 47.96% 4 LCG 7 9.5 1.019 0.4 8.081 10.73% 5 LZQ 6 10.12 1.117 1.2 7.803 11.04% 6 SYG 4 7 2.276 1.1 3.624 32.51% 7 LZG 6 8.6 0.28 0.6 7.72 3.26% 8 LZZ 6 9.6 1.853 1.3 6.447 19.30% 9 LH 4 16.74 8.65 0.5 7.59 51.67% 10 LZT 4 12.16 4.781 3.5 3.879 39.32%

197 RAP and SDD Report of the Yunnan Highway Asset Management Project

11 WGF 2 8.45 6.025 0.8 1.625 71.30% 12 LGY 6 9.6 0.1 0.4 9.1 1.04% 13 LGF 4 6.6 0.1 2.9 3.6 1.52% 14 LZJ 4 11.2 2.334 1.1 7.766 20.84% 15 YZQ 4 8.743 3.343 0 7.766 38.24% Group 1.492 1.492 0 0 100.00 16 % Subtot 16 72 158.15 48.29 0 95.528 30.54% al 5 3 Shidian Yaoguan Yaoguan 15th group of 1 LZH 5 6.246 3.246 0 3 51.97% Highway town village villagers 2 LZQ 3 2.963 0.963 0 2 32.50% Branch 3 LZH 6 4.455 0.955 0 3.5 21.44% 4 LKL 4 3.18 1.18 0 2 37.11% 5 LKS 4 3.18 1.18 0 2 37.11% 6 LZL 6 3.45 0.45 0 3 13.04% Subtot 6 28 23.474 7.974 0 15.5 33.97% al Lvning Goujie Xinzhang Duoyi 0 0 0 0 0 - Highway town village 0 0 Branch Dehon Lianghe Jiebao Anle village Fanlaozhai 1 GRZ 3 1 0.39 0 0.61 39.00% g Highway achangzu group of 2 MYF 4 2 1.773 0 0.227 88.65% Branch village villagers 3 LJL 4 2 0.641 0 1.359 32.05% 4 GRM 3 2 0.564 0 1.436 28.20% 5 YCK 5 1.5 0.688 0 0.812 45.87%

198 RAP and SDD Report of the Yunnan Highway Asset Management Project

GYX 5 5.17 5.17 0 0 100.00 6 % 7 GYG 3 4 3.236 0 0.764 80.90% 8 ZJF 3 2 1.392 0 0.608 69.60% 9 ZJJ 4 1.5 1.01 0 0.49 67.33% 10 DSJ 3 2.1 1.279 0 0.821 60.90% 11 HLX 4 2 1.001 0 0.999 50.05% 12 HLH 6 1.6 0.08 0 1.52 5.00% 13 HLH 4 3 2.64 0 0.36 88.00% 14 HGC 3 3 2.37 0 0.63 79.00% 15 HLS 4 3.7 2.54 0 1.16 68.65% 16 HLC 4 3 2.16 0 0.84 72.00% 17 HLW 5 4 2.86 0 1.14 71.50% 18 HGZ 3 3 1.8 0 1.2 60.00% 19 HGQ 4 2.8 1.62 0 1.18 57.86% 20 HGG 3 1 0.28 0 0.72 28.00% HGG 3 0.1 0.1 0 0 100.00 HGQ % HGZ 21 HLS HLW HLC QSP 3 9.88 9.88 0 0 100.00 22 % 23 FZS 4 5.59 5.59 0 0 100.00

199 RAP and SDD Report of the Yunnan Highway Asset Management Project

% 24 FZL 3 5.4 4.18 0 1.22 77.41% Subtot 24 90 71.34 53.24 0 18.096 74.63% al 4 Lijiang Huaping Zhongxin Hedong 3rd group of LFB 5 7.5 1.778 0 5.7213 23.72% 1 Highway town village villagers 7 Branch 2 CMG 4 6.2 0.746 0 5.454 12.03% LFG 4 6.15 0.530 0 5.6197 8.62% 3 3 HDF 5 7.488 0.535 0 6.9526 7.15% 4 4 HDH 4 6.18 0.549 0 5.6305 8.89% 5 5 HDH 5 8.88 1.069 0 7.8103 12.05% 6 7 RGM 4 7.46 0.753 0 6.7068 10.10% 7 2 8 RGH 4 7.4 0.542 0 6.858 7.32% CMR 6 9.06 1.419 0 7.6404 15.67% 9 6 TDY 5 7.45 1.444 0 6.0052 19.39% 10 8 XJZ 5 7.468 0.755 0 6.7127 10.11% 11 3 12 DZJ 4 5.98 0.165 0 5.8142 2.77%

200 RAP and SDD Report of the Yunnan Highway Asset Management Project

8 LHL 5 7.244 0.498 0 6.7451 6.89% 13 9 DFY 3 4.485 0.010 0 4.4745 0.23% 14 5 TDM,TZY 5 7.49 0.040 0 7.4495 0.54% 15 5 TDX 3 4.494 0.659 0 3.8342 14.68% 16 8 Subtot 16 71 110.92 11.5 0 99.429 10.37% al 9

201 RAP and SDD Report of the Yunnan Highway Asset Management Project

Appendix 12

Analysis about the influence of landloss Highway Highway Town Village Group No. Name of Per Per Per capita Whether Bureau Branch affected capit capita arable land participat household a area arable after land e in social land acquisitio security loss n Chuxion Chuxiong DonghuaTown Xinliu Village Xiaoboyan Village 1 YSY 0.22 241.19 1.94 g 2 ZKY 0.43 460.70 1.68 3 YX 0.07 78.05 1.68 4 YYZ 0.18 191.51 2.60 Subtotal 4 0.22 235.77 1.92 MC Donggua Town Shuihe Village Wangliuer Group 1 XWY 0.39 426.37 0.44 2 XWW 0.39 422.76 0.07 3 XWQ 0.84 910.56 1.12 4 XCC 0.24 260.16 0.06 yes 5 XSC 0.22 233.06 0.03 yes 6 XLC 0.85 921.40 0.12 yes 7 1.11 1203.2 0.20 XBC yes 4 8 XJR 0.62 666.66 0.10 yes 9 XZC 0.20 216.80 0.04 yes 10 XSC 0.27 289.07 0.05 yes

202 RAP and SDD Report of the Yunnan Highway Asset Management Project

11 XZW 0.42 455.28 0.05 yes 12 XSC 0.53 569.10 0.12 yes 13 XJC 0.40 433.60 0.12 yes 14 XBC 0.62 666.66 0.12 yes 15 XJZ 0.42 455.28 0.27 yes 16 WQY 0.53 569.10 0.15 yes 17 XCM 0.54 585.36 0.13 yes 18 XCH 0.21 229.81 0.05 yes 19 XCX 0.21 227.64 0.07 yes 20 ZLJ 0.21 227.64 0.04 yes 21 XXC 0.22 238.48 0.29 yes 22 XCJ 0.23 243.90 0.14 yes 23 XCH 0.22 233.06 0.44 yes 24 XCC 0.19 200.54 0.54 25 SJM 0.21 227.64 0.03 yes 26 WQY 0.22 240.65 0.09 yes 27 YQF 0.21 227.64 0.12 yes 28 XCC 0.21 227.64 0.18 yes 29 ZXH 0.21 231.98 0.09 yes 30 XJR 0.22 238.48 0.25 yes 31 XGF 0.20 216.80 0.50 32 XJC 0.21 227.64 0.11 yes 33 XJH 0.22 233.06 0.06 yes 34 XCC 0.21 227.64 0.21 yes 35 XJY 0.45 491.41 0.13 yes

203 RAP and SDD Report of the Yunnan Highway Asset Management Project

36 WJL 0.32 349.59 0.27 yes 37 FCF 0.29 310.75 0.27 yes 38 SBY 0.21 232.29 0.07 yes 39 XJS 0.08 82.38 0.05 yes 40 MCF 0.01 8.67 0.36 41 XJR 0.21 222.22 0.35 42 XJW 0.36 386.63 0.09 yes 43 SBQ 0.21 230.35 0.04 yes 44 SSM 0.21 224.93 0.06 yes 45 WQZ 0.21 231.25 0.43 46 XQC 0.35 379.40 0.03 yes 47 WYM 0.21 227.64 0.05 yes 48 WCM 0.29 310.75 0.11 yes 49 XJL 0.35 383.01 0.42 50 YGZ 0.32 341.46 0.58 Subtotal 50 0.27 297.89 0.54 Mouding Gonghe Town Sanhua Village Five Group 1 HK 0.15 162.60 0.77 Highway Villagers Group 2 HG 0.04 45.17 0.88 Branch 3 HP 0.06 62.87 0.86 4 HQZ 0.08 89.43 0.84 5 HSB 0.07 70.46 0.86 6 HSH 0.22 238.48 0.70 7 HSX 0.21 227.64 0.71 8 HSG 0.09 94.85 0.83 9 HQG 0.20 211.38 0.73

204 RAP and SDD Report of the Yunnan Highway Asset Management Project

10 HQL 0.05 54.20 0.87 11 HCL 0.17 178.86 0.76 12 HSL 0.05 54.20 0.87 13 HF 0.09 93.95 0.83 14 HLY 0.02 24.78 0.90 15 HG 0.09 94.85 0.83 16 HJ 0.14 151.76 0.78 17 HJQ 0.12 124.66 0.81 18 HHZ 0.05 56.37 0.87 19 HQZ 0.05 52.39 0.87 20 HQB 0.06 65.04 0.86 21 HQS 0.07 75.88 0.85 22 HSG 0.05 48.78 0.88 23 HSC 0.07 78.59 0.85 24 HSH 0.10 112.01 0.82 25 HW 0.06 65.04 0.86 26 HSX 0.09 94.85 0.83 27 HQF 0.11 113.82 0.82 28 HSQ 0.19 202.35 0.73 29 HSH 0.11 119.24 0.81 30 QRZ 0.07 75.88 0.85 31 HY 0.04 45.53 0.88 32 HL 0.08 89.43 0.84 33 HB 0.03 32.52 0.89 34 HB 0.06 67.75 0.86

205 RAP and SDD Report of the Yunnan Highway Asset Management Project

35 WJQ 0.07 79.49 0.85 36 QDF 0.07 70.46 0.86 37 DGL 0.07 72.27 0.85 38 YZX 0.18 195.12 0.74 39 LJZ 0.17 184.28 0.75 40 HSG 0.06 59.62 0.87 41 HSX 0.04 43.36 0.88 42 HQM 0.25 271.00 0.67 43 HQH 0.06 62.87 0.86 44 WJF 0.02 21.68 0.90 45 HY 0.04 43.36 0.88 46 LF 0.09 92.14 0.84 47 LZ 0.03 28.91 0.89 48 ZHH 0.08 86.72 0.84 49 HYJ 0.05 52.39 0.87 50 QFF 0.06 67.75 0.86 51 HQP 0.05 52.03 0.87 52 HWS 0.14 151.76 0.78 Subtotal 52 0.49 533.34 1.66 Shuangbo Caidian Town Dongcheng Aozi 1 LCX 0.53 578.86 0.09 Highway District VillageVillagers 1.45 1571.8 0.56 HXY Branch Group 0 2 YXZ 0.10 108.40 0.08 yes 3 JRB 0.16 170.73 0.08 yes 4 YJC 0.05 57.81 0.11 yes

206 RAP and SDD Report of the Yunnan Highway Asset Management Project

5 LCP 0.20 220.41 0.11 yes 6 LZK 0.33 360.43 0.09 yes 7 LZH 0.40 433.60 0.13 yes 8 YLZ 0.05 54.20 0.10 yes 9 LX 0.17 181.57 0.08 yes 10 LCR 0.04 37.94 0.08 yes 11 LJL 0.19 208.67 0.11 yes 12 LCZ 0.21 227.64 0.09 yes 13 LBH 0.06 67.75 0.09 yes 14 LZ 0.20 216.80 0.06 yes 15 LW 0.05 57.18 0.14 yes 16 LCZ 0.24 257.45 0.13 yes 17 COMMUNIT 0.00

Y 18 LCQ 0.10 111.92 0.08 yes 19 ZLG 0.11 122.13 0.11 yes 20 CBTD 0.00 Subtotal 20 0.30 328.92 0.10 yes Yuanmou Yuanma Town Logquan Fengyi 1 LYL 0.12 130.95 0.88 Highway Village VillageVillagers 2 CYZ 0.19 201.90 0.45 Branch Group 3 LZY 0.14 148.78 0.46 4 LSX 0.23 253.11 0.16 yes 5 LCL 0.14 150.13 0.36 6 ZBR 0.08 84.82 0.31 7 WXB 0.22 239.84 0.53

207 RAP and SDD Report of the Yunnan Highway Asset Management Project

8 JXX 0.25 275.34 1.03 9 ZJH 0.18 191.51 1.82 10 WXH 0.17 179.67 0.97 11 WFX 0.12 126.83 0.70 12 WJN 0.18 189.70 1.18 13 ZJH 0.38 413.28 1.12 14 LGC 0.13 142.73 1.72 15 WXH 0.49 534.77 0.79 16 WXA 0.26 282.56 1.82 17 WFP 0.09 92.68 1.28 18 LYC 0.08 87.80 0.91 19 ZHX 0.02 19.73 0.79 20 WZP 0.02 19.51 1.25 21 WML 0.09 93.22 0.91 22 WYC 0.13 140.65 2.22 23 ZBR 0.17 186.09 0.73 Subtotal 23 0.17 184.48 0.94 Wuding Shishan Town Ximen District Ximen No.2 Group 1 YCL 0.12 130.08 0.44 Highway 2 ZJF 0.22 238.48 0.24 yes Branch 3 CXH 0.40 433.60 0.20 yes 4 CYX 0.40 433.60 0.47 5 LXL 0.20 216.80 0.20 yes 6 FZP 0.07 72.27 0.27 yes Subtotal 6 0.22 233.06 0.32 Zhaoton Zhaotong Longquan Guanba No.11 Group 1 WZZ 0.15 160.43 0.65

208 RAP and SDD Report of the Yunnan Highway Asset Management Project

g Highway Street 2 XYH 0.02 21.68 0.93 Branch 3 LDY 0.21 227.64 1.09 4 HZH 0.10 108.40 1.15 5 CZF 0.19 203.79 0.87 6 HYY 0.05 50.59 1.15 7 ZYX 0.04 37.94 0.76 8 XYX 0.01 13.55 0.64 9 ZGJ 0.02 21.68 0.85 10 HTL 0.19 205.96 1.26 11 YJF 0.31 332.43 0.94 12 CSZ 0.08 81.30 1.13 13 LJS 0.04 46.97 0.77 14 LJY 0.02 21.68 1.88 15 XYG 0.09 97.56 1.28 16 KLS 0.08 91.06 0.51 17 LJA 0.08 90.33 1.02 18 GSQ 0.02 19.51 0.71 19 HTH 0.09 92.14 1.17 20 GYY 0.01 13.01 0.99 21 HGF 0.07 75.88 0.63 22 YKY 0.10 108.40 2.15 23 HTF 0.03 32.52 1.12 24 HTH 0.21 224.03 0.86 25 HTR 0.15 162.60 1.05 26 LHZ 0.09 92.14 1.17

209 RAP and SDD Report of the Yunnan Highway Asset Management Project

27 YSX 0.05 56.91 1.15 28 HTX 0.17 184.28 0.88 29 XHY 0.11 113.82 1.05 30 CGL 0.17 184.28 1.08 31 HYC 0.23 243.90 1.28 32 HTQ 0.06 59.62 1.10 33 HTL 0.15 158.99 1.02 34 ZJZ 0.45 487.80 0.85 35 SQX 0.07 70.46 1.14 36 SQR 0.02 16.26 1.24 37 WYP 0.20 216.80 1.43 38 HYH 0.03 32.52 1.30 39 WYF 0.04 43.36 1.36 40 ZKS 0.06 65.04 0.84 41 XYK 0.03 32.52 1.17 42 XYS 0.02 25.29 1.14 43 LJA 0.03 32.52 1.30 44 ZSF 0.03 36.13 1.40 45 ZQY 0.05 48.78 1.08 46 XYZ 0.06 65.04 1.34 47 HTW 0.17 184.28 0.93 48 ZGF 0.25 267.39 0.80 49 JTL 0.50 542.00 0.50 50 HTJ 0.18 195.12 0.47 51 LJW 0.10 108.40 0.43

210 RAP and SDD Report of the Yunnan Highway Asset Management Project

52 HTS 0.05 50.59 0.33 53 SWZ 0.13 135.50 1.25 54 WSH 0.03 36.13 0.33 55 HYY 0.18 195.12 0.20 56 LXZ 0.25 271.00 0.65 57 XQC 0.12 124.66 0.45 58 HYY 0.03 36.13 0.27 59 LXC 0.08 81.30 0.20 60 XYC 0.17 184.28 0.66 61 KDH 0.02 19.08 0.10 yes Subtotal 61 0.10 105.41 0.94 Ludian Jiangdi Town Pojiao Village Guoquandong 1 2.62 2837.3 3.63 RSK Highway Villagers Group 7 Branch 2 YCF 0.17 188.62 3.83 3 YCJ 0.49 531.16 2.84 4 GCY 0.08 81.30 2.93 5 NZK 0.74 804.87 1.76 6 NZM 0.46 498.64 4.54 7 YCL 0.88 951.21 2.87 8 NZJ 0.24 262.87 3.01 9 CJ 0.11 122.85 2.22 Subtotal 9 0.69 749.65 3.09 Ludian Xinjie Town Xinjie No.13 Villagers 1 JSW 0.27 287.26 1.11 Highway District Group 2 RXF 0.26 284.55 0.46 Branch 3 RNY 0.59 639.56 1.16

211 RAP and SDD Report of the Yunnan Highway Asset Management Project

4 RNR 0.41 440.10 0.89 5 0.95 1027.6 0.65 JSX 3 6 JFY 0.23 249.32 0.44 7 LGW 0.27 289.97 1.16 Subtotal 7 0.45 485.93 0.85 Yiliang Xiaocaoba Xiaocaoba Sanjiao 1 HYC 0.08 87.70 0.72 Highway Town 2 CBQ 0.14 150.62 0.66 Branch 3 HYX 0.12 128.04 0.68 4 ZMY 0.22 237.16 0.58 5 ZMY 0.05 48.78 0.76 6 PZL 0.29 312.19 0.51 7 ZMC 0.07 75.88 0.73 8 ZMC 0.06 68.29 0.74 9 MT 0.03 32.76 0.77 10 MJS、MT 0.09 100.40 0.71 Tianba 11 PZY 0.30 321.25 0.50 Yanjiao 12 YYS 0.37 403.28 0.43 13 YTS 0.12 127.64 0.68 14 YJS 0.14 149.05 0.66 Subtotal 14 0.14 156.59 0.66 KuixiangTown Kuiyang Jieshang6/7 1 COMMUNIT 0.00 Y LANDS OF VILLAGE Subtotal 0.00

212 RAP and SDD Report of the Yunnan Highway Asset Management Project

Yanjin Niuzhai Dunhou Village 1Group 1 1.97 2138.0 0.82 LQG Highway Village 1 Branch 2 ZGW 0.36 394.06 0.91 3 2.74 2974.2 0.88 YTJ 0 4 3.02 3269.3 1.12 YTY 1 5 LKG 0.50 544.17 1.27 Subtotal 1.63 1770.6 1.00 5 5 Shuifu Yunfu Street Gaotan Village Fengshou Group 1 SGY 0.10 109.27 0.36 Highway 2 YMA 0.25 267.75 0.16 yes Branch 3 SGQ 0.03 35.62 0.39 4 LSL 0.02 23.31 0.40 5 Community 0.00 Lands of Village 6 SJC 0.15 157.18 0.28 yes 7 ZGZ 0.02 18.43 0.32 8 XWY 0.25 270.46 0.20 yes 9 YSR 0.19 200.54 0.22 yes 10 Community 0.00 Lands of Village 11 SDH 0.28 306.91 0.12 yes 12 Community 0.00

213 RAP and SDD Report of the Yunnan Highway Asset Management Project

Lands of Village Subtotal 0.34 373.38 0.27 yes

Kunming Anning Lvbiao Street Anfeng Group Shanglvbiao 1 LQX 0.39 422.76 1.04 Highway 2 LGL 0.55 592.59 0.69 Branch 3 LAB 0.38 411.92 0.70 4 YYC 0.53 569.10 0.77 Subtotal 4H 0.89 968.70 0.80 Jingning Kunyang Puda Village No.1 Group 1 YZL 0.52 566.39 0.53 Highway Street 2 LW 0.38 406.50 0.51 Branch 3 SJH 0.10 108.40 0.80 4 LJX 0.13 135.50 0.70 5 L 鑫 0.20 216.80 0.60 6 LXK 0.25 271.00 0.53 7 LSZ 0.13 135.50 0.71 No.2 Group 8 AZQ 0.17 180.67 1.04 9 LSY 0.33 361.33 0.47 10 YHY 0.13 135.50 0.70 11 LS 0.10 108.40 0.72 Subtotal 11 0.22 239.16 0.65 Wenshan Qiubei Badaoshao Lijiazhuang Erdaogou 1 FKL 0.58 629.88 2.09 Highway Village Village Villagers Group 2 FZL 0.89 960.97 0.78 Branch 3 FKR 0.20 220.46 2.05 2.93 3176.1 0.32 4 ZYK 7

214 RAP and SDD Report of the Yunnan Highway Asset Management Project

1.14 1233.6 0.46 5 XYF 8 Subtotal 1.15 1245.9 1.03 5 2 Funing Xinhua Town Pingsang No.1 Group 1 HYF 0.22 240.30 0.40 Highway Village 2 HZR 0.00 0.00 1.03 Branch 3 HSK 0.20 218.10 0.00 yes 0.97 1053.3 0.00 4 HSK yes 8 5 HYY 0.00 0.00 0.57 6 HCY 0.00 0.00 0.31 7 WJL 0.00 0.00 0.17 yes 8 HSY 0.74 802.27 0.00 yes 9 Z M 0.00 0.00 0.02 yes Subtotal 9 0.21 222.36 0.27 yes Qiubei Badaoshao Ad Village X’ad Villagers 1 QYG 0.07 77.69 1.60 Highway Village Group 2 YGF 0.19 208.67 1.18 Branch 3 YGW 0.07 78.59 1.43 4 YTF 0.39 420.05 1.61 5 HDY 0.17 178.86 2.84 6 DWY 0.15 160.79 1.35 7 YLF 0.69 747.96 1.81 8 QW 0.09 92.14 1.92 9 YTC 0.05 56.91 1.70 10 YZM 0.01 15.49 1.70

215 RAP and SDD Report of the Yunnan Highway Asset Management Project

11 LBH 0.16 168.02 1.68 12 LBG 0.17 187.89 1.33 13 ZHF 0.20 220.41 0.80 14 YGH 0.17 184.28 1.83 15 YGH 0.11 117.43 1.39 16 ZSH 0.26 281.84 2.07 17 YZR 0.16 171.63 1.51 18 YZC 0.16 171.63 1.84 19 YGF 0.05 54.20 2.45 20 LGF 0.26 276.42 1.58 21 YGF 0.12 134.73 1.30 22 ZJH 0.51 549.23 1.16 23 YGY 0.17 181.57 1.83 24 YGM 0.11 113.82 1.90 25 ZTM 0.03 32.52 1.47 26 ZHC 0.06 67.75 1.19 27 DYH 0.14 148.15 1.03 28 QY 0.07 71.54 1.13 29 LXQ 0.43 463.41 0.57 30 DQZ 0.02 18.07 0.82 31 LXM 0.03 36.13 1.30 32 YWL 0.02 17.34 2.18 33 YGH 0.02 23.85 0.58 COMMUNIT 0.00 34 Y（ZZ）

216 RAP and SDD Report of the Yunnan Highway Asset Management Project

COMMUNIT 0.00 35 Y（XZ） COMMUNIT 0.00 36 Y（ZZ） COMMUNIT 0.00 37 Y（XZ） Subtotal 37 0.15 166.56 1.44 Yanshan Jiangnan Town Daqinglong Daqinglong 0.95 1031.9 2.78 1 LP Highway Village Village Group 7 Branch 2 LP 0.50 543.81 2.28 3 LYH 0.51 547.42 1.07 0.94 1023.3 3.28 4 LM 0 5 ZAJ 0.91 986.44 2.02 6 LJW 0.37 397.47 5.43 1.93 2095.7 5.53 7 ZKG 3 8 ZKY 0.83 903.33 6.73 2.07 2240.2 4.50 9 QJF 7 10 LM 0.07 70.46 5.91 11 SGC 0.30 325.20 4.02 12 LZD 0.28 298.10 3.20 Subtotal 12 0.74 799.78 3.55 Honghe Shiping Yilong Town Yangguangchen Yangguangcheng 1.65 1791.3 1.45 1 LSQ Highway g Village Villagers Group 1

217 RAP and SDD Report of the Yunnan Highway Asset Management Project

Branch 2 LXZ 0.04 43.36 1.51 3 LWY 0.71 773.25 1.80 4 LYS 0.21 227.64 1.48 5 LHL 0.08 86.72 1.21 6 LBH 0.09 93.95 1.63 7 YMX 0.78 845.52 1.32 8 LWY 0.03 36.86 1.83 9 LTS 0.37 403.79 1.42 10 PXF 0.16 169.10 1.32 11 LQX 0.05 58.54 1.80 12 SLB 0.30 322.49 1.12 13 LY 0.05 57.81 1.70 1.76 1907.8 1.39 14 LWS 4 15 LWZ 0.03 34.33 1.18 16 LQG 0.04 46.07 1.15 17 LB 0.07 73.17 1.13 18 LWQ 0.08 84.91 1.46 Subtotal 18 0.28 301.11 1.44 Jinping Jinhe Town Gantang Hetou Village 1.56 1686.7 1.60 1 LX Highway Village No.2 Group 0 Branch 2 LYZ 0.87 944.89 1.33 Hetou Village 3 DJK 0.37 401.08 3.00 No.Group 4 DJZ 0.55 598.91 1.50 5 FWH 0.06 65.04 1.25

218 RAP and SDD Report of the Yunnan Highway Asset Management Project

ShuiqiaochongNo. 0.62 669.37 1.25 6 ZP 1 Group ShuiqiaochongNo. 7 ZFC 0.15 157.18 1.50 2 Group 8 ZFQ 0.06 59.62 2.00 1.33 1440.2 1.00 9 ZWL 0 ShuiqiaochongNo. 10 DJC 0.36 390.24 0.50 3 Group 11 LRX 0.10 112.01 0.67 12 DJM 0.15 160.43 1.00 13 LKM 0.56 609.75 1.50 14 ZY 0.11 119.24 0.67 1.51 1636.8 0.67 15 LFR 4 16 LFZ 0.38 414.63 2.50 ShuiqiaochongNo. 0.07 73.17 1.50 17 ZFX 4 Group Subtotal 17 0.54 587.43 1.34 Mengzi Zhi Yiwanshui Xiafeitu 1 YSQ 0.33 359.89 1.42 Highway VillageTown Village Villagers Group 2 YSC 0.17 188.35 2.08 Branch 3 YSZ 0.60 655.36 1.75 Subtotal 3 0.37 396.52 1.82 Jianshui Lin’an Town Yongshan Community Lands 1 0 Highway District Subtotal 0 Branch Yuxi Xinping Guishan Yani Fenhe Villagers 1 LYX 0.17 181.57 2.33 Highway Street Group 2 WHY 0.18 192.41 1.82

219 RAP and SDD Report of the Yunnan Highway Asset Management Project

Branch 3 MYW 0.09 94.85 1.91 4 MYJ 0.28 300.81 1.72 5 MYS 0.35 382.11 1.65 6 MYS 0.10 102.98 1.91 Villagers 7 Community Group Subtotal 0.34 373.53 1.89

Yuanhong HAS Honghe Street Honghe No.20 Group 1 WMZ 0.01 12.20 0.71 District 2 YQW 0.01 12.20 0.71 3 DRH 0.27 295.82 0.69 4 DRP 0.18 196.26 0.54 5 WGM 0.18 197.68 0.74 6 MSQ 0.31 334.96 0.56 7 LYH 0.04 42.01 0.69 8 LKL 0.08 84.01 1.37 9 YLF 0.00 4.70 0.48 10 BMX 0.06 63.59 0.42 Subtotal 10 0.15 162.60 0.68 Dengjiang Fenglu Town Lanxiu No.1Group、No.2 0.02 19.49 0.00 YJC、GZG、 Highway District Group 1 YZX、FLKDR Branch Subtotal 4 0.02 19.49 0.00 Huaning Ningzhou Zhaobao Zhaobaochhong Community 1 Highway Street Lands of

220 RAP and SDD Report of the Yunnan Highway Asset Management Project

Branch Village

Eshan Ningzhou Anyi Village Anyi Group 1 SFY 0.15 162.60 0.00 yes Highway Street Agency 2 LD 0.10 108.40 0.00 yes Branch 3 DWX 0.06 65.04 0.00 yes 4 SCL 0.05 54.20 0.00 yes 5 SCR 0.08 81.30 0.00 yes 6 QLF 0.08 81.30 0.00 yes 7 PSL 0.08 81.30 0.00 yes 8 PSM 0.08 81.30 0.00 yes 9 LCS 0.06 65.04 0.00 yes 10 LYW 0.08 81.30 0.00 yes 11 LCL 0.06 65.04 0.00 yes 12 LZC 0.08 81.30 0.00 yes 13 DYC 0.05 54.20 0.00 yes 14 DSC 0.05 54.20 0.00 yes 15 ZJD 0.05 54.20 0.00 yes 16 LMS 0.10 108.40 0.00 yes 17 LMH 0.10 108.40 0.00 yes 18 LXL 0.10 108.40 0.00 yes Subtotal 18 0.07 76.02 0.00 yes Qujing Qilin Yuezhou Town Nanyuan 1 LB 0.46 498.64 0.00 yes Highway Village 2 CHQ 0.37 402.63 0.00 yes Branch 3 FHK 0.48 520.32 0.00 yes 4 FKY 0.68 731.70 0.00 yes Subtota 4 0.48 516.19 0.00 yes

221 RAP and SDD Report of the Yunnan Highway Asset Management Project

l Huize Dajing Town Jingtian Jingtian 1 LWK 0.30 325.20 0.43 Highway Village Villagers Group 2 LWM 0.45 487.80 0.53 Branch 3 MSZ 0.37 397.47 0.78 4 MYH 0.58 623.30 0.28 yes 5 LWB 0.20 216.80 1.00 6 XWF 0.43 460.70 0.35 Subtotal 6 0.38 416.92 0.50 Zhanyi Jinlong Yuguang No.10 Group 1 CLS 0.17 182.11 1.07 Highway Street 2 CJK 0.16 175.61 0.94 Branch 3 CJF 0.17 186.99 1.63 4 CPS 0.16 177.05 1.90 5 ZDY 0.32 351.22 0.78 6 HYD 0.08 81.30 1.30 7 SRF 0.32 346.88 1.85 8 CJG 0.29 317.07 1.58 9 HLH 0.22 233.06 1.16 10 HDM 0.16 173.44 1.14 11 HDC 0.18 192.95 1.16 12 HXB 0.02 23.85 1.26 13 ZFY 0.02 18.07 2.15 14 HXH 0.04 43.36 1.18 15 ZDF 0.02 19.51 1.14 16 CFF 0.01 8.67 0.95 17 GFC 0.07 75.88 2.58

222 RAP and SDD Report of the Yunnan Highway Asset Management Project

18 HXP 0.17 179.94 1.27 19 HZH 0.28 299.18 1.06 COMMUNIT 20 Y LANDS OF VILLAGE Subtotal 19 0.26 278.93 1.28 Pu’er Jianghe Menglie Town Qiaotou Jiuzhai Group 1 LDL 0.34 368.56 0.96 Highway Village 2 LDX 0.34 368.56 0.96 Branch 3 LDG 0.34 368.56 0.96 4 LCY 0.34 368.56 0.96 5 LCF 0.34 368.56 0.96 6 LDP 0.36 384.82 0.95 7 LCL 0.36 384.82 0.95 8 CXY 0.34 368.56 0.96 9 THM 0.34 368.56 0.96 10 THY 0.34 368.56 0.96 11 GYR 0.34 368.56 0.96 12 GYS 0.34 368.56 0.96 13 CL 0.34 368.56 0.96 14 CXH 0.35 379.40 0.95 15 CDZ 0.35 379.40 0.95 16 CDX 0.34 368.56 0.96 17 FYZ 0.34 368.56 0.96 18 FGH 0.34 368.56 0.96 19 BJX 0.34 368.56 0.96

223 RAP and SDD Report of the Yunnan Highway Asset Management Project

20 CDX 0.34 368.56 0.96 21 LYF 0.34 368.56 0.96 22 BJL 0.34 368.56 0.96 23 BCF 0.34 368.56 0.96 24 CDH 0.34 368.56 0.96 25 Y H 0.34 368.56 0.96 26 Y M 0.34 368.56 0.96 27 Y H 0.34 368.56 0.96 Subtotal 27 0.34 370.00 0.96 SimaoHighwa Nanping Town Manlian Dapingzhang 1 HQM 0.43 460.70 4.58 y Branch Village Villagers Group 2 WJX 0.40 433.60 7.10 3 LZM 0.34 368.56 5.56 4 THM 0.40 433.60 4.90 5 KJL 0.38 413.55 5.49 6 WCL 0.45 487.80 4.55 Subtotal 6 0.40 430.26 5.21 Dali Yunlong Guanpingxian Lishuipo No.1 Group 1 KXY 0.75 815.71 0.88 Highway g Village 2 KHZ 0.62 674.79 0.69 Branch 3 YBX 0.88 953.92 0.50 4 KGS 0.38 411.92 0.59 5 KZZ 0.68 737.12 0.61 Subtotal 5 0.67 730.52 0.64 Baoshan Shiian Shuichang Pingchangzi Dachangshan 1 LZF 0.54 588.34 1.79 Highway Village Village Villagers Group 2 LCJ 0.88 952.29 0.95 Branch 3 LZY 1.50 1621.8 1.52

224 RAP and SDD Report of the Yunnan Highway Asset Management Project

8 4 LCG 0.15 157.80 1.15 5 LZQ 0.19 201.80 1.30 6 SYG 0.57 616.80 0.91 7 LZG 0.05 50.59 1.29 8 LZZ 0.31 334.78 1.07 2.16 2344.1 1.90 9 LH 5 1.20 1295.6 0.97 10 LZT 5 3.01 3265.5 0.81 11 WGF 5 12 LGY 0.02 18.07 1.52 13 LGF 0.03 27.10 0.90 14 LZJ 0.58 632.51 1.94 15 YZQ 0.84 905.95 1.94 COMMUNIT 0.00 16 Y Subtotal 16 0.67 727.08 1.33 Shidian Yaoguan Town Yaoguan No.15 Villagers 1 LZH 0.65 703.73 0.60 Highway Village Group 2 LZQ 0.32 347.96 0.67 Branch 3 LZH 0.16 172.54 0.58 4 LKL 0.30 319.78 0.50 5 LKS 0.30 319.78 0.50 6 LZL 0.08 81.30 0.50

225 RAP and SDD Report of the Yunnan Highway Asset Management Project

Subtotal 6 0.28 308.71 0.55 Lvning Goujie Town Xinchang DUOYI Village 0.00 Highway Village 0 0 Branch Dehong Lianghe Jiubaoachang Anle Village Fanlaozhai 1 GRZ 0.13 140.92 0.20 yes Highway Village Villagers Group 2 MYF 0.44 480.48 0.06 yes Branch 3 LJL 0.16 173.71 0.34 4 GRM 0.19 203.79 0.48 5 YCK 0.14 149.16 0.16 yes 1.03 1120.8 0.00 6 GYX yes 6 1.08 1169.2 0.25 7 GYG yes 7 8 ZJF 0.46 502.98 0.20 yes 9 ZJJ 0.25 273.71 0.12 yes 10 DSJ 0.43 462.15 0.27 yes 11 HLX 0.25 271.27 0.25 yes 12 HLH 0.01 14.45 0.25 yes 13 HLH 0.66 715.44 0.09 yes 14 HGC 0.79 856.36 0.21 yes 15 HLS 0.64 688.34 0.29 yes 16 HLC 0.54 585.36 0.21 yes 17 HLW 0.57 620.05 0.23 yes 18 HGZ 0.60 650.40 0.40 19 HGQ 0.41 439.02 0.30

226 RAP and SDD Report of the Yunnan Highway Asset Management Project

20 HGG 0.09 101.17 0.24 HGG 0.03 36.13 0.00 yes HGQ 0.00 0.00 0.00 yes HGZ 0.00 0.00 0.00 yes 21 HLS 0.00 0.00 0.00 yes HLW 0.00 0.00 0.00 yes HLC 0.00 0.00 0.00 yes 3.29 3569.9 0.00 22 QSP yes 7 1.40 1514.8 0.00 23 FZS yes 9 1.39 1510.3 0.41 24 FZL 7 Subtotal 24 0.59 641.29 0.20 yes Lijiang Huaping Zhongxin Town Hedong Village No.3 Villagers 1 LFB 0.36 385.62 1.14 Highway Group 2 CMG 0.19 202.17 1.36 Branch 3 LFG 0.13 143.71 1.40 4 HDF 0.11 116.07 1.39 5 HDH 0.14 148.91 1.41 6 HDH 0.21 231.91 1.56 7 RGM 0.19 204.12 1.68 8 RGH 0.14 146.88 1.71 9 CMR 0.24 256.47 1.27 10 TDY 0.29 313.23 1.20 11 XJZ 0.15 163.75 1.34

227 RAP and SDD Report of the Yunnan Highway Asset Management Project

12 DZB 0.04 44.93 1.45 13 LHL 0.10 108.16 1.35 14 DZY 0.00 3.79 1.49 15 TDM、TZY 0.01 8.78 1.49 16 TDX 0.22 238.41 1.28 Subtotal 16 0.16 175.58 1.40 Nujiang Nujiang Shangjiang Daliandi Daaozi No.2 Group 1.10 1192.4 2.15 1 HWF Highway Town Village 8 Branch 2 NFB 0.28 298.10 2.23 3 NHB 0.04 40.11 2.46 4 LDF 0.31 336.37 2.44 5 PHB 0.09 102.03 2.16 6 WHM、LDF 0.07 78.05 2.93 7 LQH 0.26 278.45 2.74 8 LSN 0.28 306.15 2.22 1.08 1171.6 2.12 9 HSF 3 10 HSNM 0.39 419.02 2.11 11 HBY 0.11 119.89 2.64 12 HSG 0.58 631.16 2.67 13 LDF 0.23 247.75 3.02 Xinzhai Group 1.18 1283.2 2.57 14 WHM 4 15 AWK 1.23 1330.6 2.27

228 RAP and SDD Report of the Yunnan Highway Asset Management Project

4 1.32 1431.6 2.43 16 AWC 4 2.55 2763.0 3.05 17 WNB 5 18 AWG 0.76 823.84 3.04 Village committee 19 SYC 0.55 598.10 3.45 Fuba Village Longtang No.2 0.50 546.63 2.50 20 WSM Group Subtotal 20 0.68 731.95 2.57

229