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A Water Utility Manager’s Guide to A Water Utility Manager’s Guide to Cyanotoxins

Copyright ©2015 American Water Works Association and Water Research Foundation. This publication was jointly funded by the Water Industry Technical Action Fund managed by AWWA (Project #270) and the Water Research Foundation (Project #4548).

Acknowledgments: Additional Project Support: Project Steering Committee: Steve Via, AWWA Keith Cartnick, United Water Alan Roberson, AWWA Ric De Leon, Metropolitan Water District of Gay Porter DeNileon, AWWA Southern California Cheryl Armstrong, AWWA Joe Nattress, CH2M Hill American Water Works Association 6666 West Quincy Avenue Staff Project Managers: Denver, CO 80235-3098 Adam Carpenter, AWWA 303.794.7711 Djanette Khiari, Water Research Foundation www.awwa.org

Project Team: Water Research Foundation Karen Sklenar, The Cadmus Group 6666 West Quincy Avenue Judy Westrick, Wayne State University Denver, CO 80235-3098 David Szlag, Oakland University 303.347.6100 www.waterrf.org

Contents Introduction to Issues, 3 1. What are cyanotoxins and where do they come from? What does a cyanotoxin-producing bloom look like?...... 3 2. Why are cyanotoxins a human health concern?...... 4 3. Are blooms a new problem? Where have cyanotoxins been observed? ...... 5 4. Are cyanotoxins regulated in drinking water and what levels of are of concern?...... 6 5. What are the most important conditions leading to cyanobacteria blooms? ...... 6 6. If the surface water supply has cyanobacteria blooms, does that mean my utility has a cyanotoxin problem? ...... 7 7. If the water surface water supply has and odor problems, does that mean cyanotoxins are also in the water? ...... 8 8. Does my utility need to conduct a more thorough assessment to determine if cyanotoxins are a problem in the surface water supply?...... 8 9. Can cyanotoxin-producing cyanobacteria blooms be predicted? ...... 8 10. How are cyanotoxins detected? ...... 10 11. What are effective ways to treat drinking water for cyanotoxins? ...... 10 12. How can cyanobacteria and cyanotoxins monitoring be incorporated into a utility’s management plan?...... 12 Additional Resources, 13 Quick Self-Assessment, 14 References and Bibliography, 17 Photo Credits, 18 Introduction to Cyanotoxin Issues -producing cyanobacteria are a growing Cyanotoxins may impact drinking water concern for water utilities that use surface water utility operations and customers. In order to supplies across the country. To make informed take an informed approach to both managing decisions about how to limit exposure to cyano- cyanotoxins and communicating with custom- toxins, water utilities need to understand: ers, utilities need accurate information. Utilities . How, when, and why cyanotoxins occur need to understand the conditions under which cyanotoxins can be found, as well as effective How to determine if they occur in a given . monitoring and treatment approaches for man- water source aging cyanotoxin events if they do occur. . What management strategies are available Finally, many utilities may benefit from dis- to reduce cyanotoxin production in source pelling some misconceptions about cyanotoxins, waters their indicators, and the effectiveness of differ- . What treatment can prevent cyanotoxins ent treatment methods. A short self- assessment from reaching customers near the end of this guide is a resource for utility This guide was created in a partnership managers to evaluate whether their water sys- between the American Water Works Association tems may be at risk and, if so, where they can go (AWWA) and the Water Research Foundation for additional information and guidance. A more (WRF). The guide provides a brief overview of detailed technical guide (which will be available current knowledge surrounding these ques- soon) will serve as a companion to this overview tions so water utilities can gain a better sense of by presenting detailed information about cya- whether cyanotoxins are a water quality issue notoxin occurrence, measurement, and manage- they should be preparing for and where to find ment. Like this overview, the technical guide is relevant resources and knowledge when cyano- intended to benefit water utility managers, cus- toxins do cause water quality problems. tomer service and public relations staff, opera- tors, and consultants. It will be organized to help readers navigate the issues and make informed ..... decisions about making sound evaluations and taking appropriate mitigation measures.

What are cyanotoxins and where do they come from? What does a 1. cyanotoxin-producing bloom look like? Cyanobacteria, also known as blue-green , depending on many factors. Sometimes blooms are photosynthetic that can live in are mistaken for materials such as spilled paint many types of water. They are important pri- because they can have a similar appearance. mary producers (organisms that make energy Cyanobacteria can cause problems for water directly from the sun) in aquatic ecosystems. utilities such as: While critical to water and soil resources, exces- . Producing unpleasant and odors, sive cyanobacteria growth can cause ecological especially earthy and musty ones and public health concerns. Rapid, excessive Interfering with water treatment plant cyanobacteria growth is commonly referred to . performance as a “bloom.” Cyanobacteria blooms can be inches thick, . Increasing disinfection by-product especially those located near the shorelines of precursors lakes and reservoirs, and they commonly occur . Producing cyanotoxins (AWWA 2010) during warm weather. They can appear foamy Cyanobacteria blooms that produce cya- or accumulate as mats or scum covering the notoxins are one subset of blooms sometimes water surface. Some cyanobacteria sink and rise called harmful algal blooms (HABs). However, the through the water column, depending on the HAB terminology can be misleading because time of day. Cyanobacteria blooms may appear cyanobacteria that are capable of producing cya- blue, blue-green, brown, and other colors, notoxins do not always do so. Also, while some

© 2015 American Water Works Association 3 cyanobacteria that produce cyanotoxins also molecular structure and toxicological prop- produce taste and odor compounds, this is not erties. They are generally grouped into major always the case. Not all taste- and odor-produc- classes according to their toxicological targets: ing blooms are cyanotoxin-producing blooms, , nervous system, skin, and gastrointestinal nor are all cyanotoxin-producing blooms taste- system. A single bloom may contain multiple and odor-producing blooms. types of cyanotoxins because some cyanobac- Cyanotoxins make up a large and diverse teria can produce several toxins simultaneously group of chemical compounds that differ in (Chorus and Bartram 1999).

2. Why are cyanotoxins a human health concern? Human exposure to cyanotoxins can occur in Disease Control (CDC) attributed to cyanotox- several ways: ins released into open finished-water storage . Ingesting contaminated water, fish, or reservoirs (Lippy and Erb 1976). Health effects of cyanotoxins can be acute or chronic and have been observed in the liver, ner- Making skin (dermal) contact with water . vous system, and gastrointestinal system. Liver containing cyanotoxins cyanotoxins (i.e., ) seem to be the . Inhaling or ingesting aerosolized toxins most commonly found in cyanobacteria blooms when swimming or otherwise recreating in and the most frequently studied. At least 80 waters when cyanotoxins are present microcystins are known. In laboratory animal . Consuming drinking water impacted by a studies, researchers have observed both acute toxic cyanobacteria bloom and chronic effects from microcystins. In some While confirmed occurrences of adverse health studies, microcystins have rapidly concentrated effects in humans are rare, some incidents have in the of test animals, and at high doses, been documented worldwide (AWWA 2010). In have resulted in organ damage, heart failure, 1931, approximately 8,000 people fell ill when and death. Long-term animal studies revealed their drinking water originating from tributar- chronic effects, including liver injury, renal ies of the Ohio River was contaminated by a damage, and an increased number of tumors massive cyanobacteria bloom (Lopez et al. 2008). (Humpage et al. 2000). In 1975, approximately 62 percent of the pop- The impacts of chronic or acute exposure to ulation of Sewickley, Pennsylvania, reported cyanotoxins in humans, especially at the lower gastrointestinal illness, which the Centers for levels more common in drinking water, remain

Monitoring Cyanobacteria Blooms in North Carolina and Texas

Raleigh and High Point, NC, teamed The City of Waco, Texas, was con- up with the CDC and North Carolina State Uni- cerned that cyanobacteria blooms in its res- versity to develop an early warning system for ervoir might be toxic. To track whether this three major drinking water reservoirs. Con- is an issue for their water supply, the city has tinuous monitoring data collected throughout established an ongoing source water moni- the water column, as well as manually collect- toring program that monitors raw water for ed samples, have enhanced understanding anatoxin-a and at established about factors influencing algal growth. These locations in the reservoir, including the intake, monitoring data have been extremely valu- and compares the city’s results to the World able for tracking the chemical parameters that Health Organization (WHO) guideline levels. influence cyanobacteria blooms (Werblow 2008).

4 © 2015 American Water Works Association elusive. Studies in China have reported a cor- paralysis and death by respiratory failure. Other relation between liver or colorectal cancer and nonlethal cyanotoxins can trigger fevers, head- the consumption of water contaminated with aches, muscle and joint pain, diarrhea, vomit- microcystin-producing cyanobacteria blooms ing, or allergic skin reactions. Table 1 briefly (Zhou et al. 2002). More research is needed to summarizes the toxicological effects of different understand how cyanotoxins promote tumor cyanotoxins and the genera of cyanobacteria growth and cancer. known to produce the toxins. Anatoxin-a targets the nervous system and at very high levels of exposure can induce

Table 1 Cyanotoxin structures, toxicological effects, and known producers

Toxin Structure Organ Genera

Microcystin Liver (possible carcinogen) Anabaenopsis

Anatoxin - a Anabaena (nerve Planktothrix synapse) Cylindrospermopsis

Cylindrospermopsin Liver Cylindrospermopsis (possible Aphanizomenon , genotoxic and carcinogen)

Saxitoxin Neurotoxin Anabaena (sodium Aphanizomenon channel blocker) Cylindrospermopsis Planktothrix

Are cyanobacteria blooms a new problem? Where have cyanotoxins 3. been observed? Cyanobacteria blooms are not a new prob- cyanobacteria blooms and cyanotoxin events, it lem, although they are being more frequently is important to distinguish between recreational observed and reported in recent years. At least water and drinking water. Cyanotoxin-produc- 35 states have reported cyanobacteria blooms, ing blooms have been identified in recreational with many of those blooms producing cyano- waters more frequently in recent years, and toxins (Lopez et al. 2008). When considering contact recreation (swimming, for example)

© 2015 American Water Works Association 5 Snowella

has been restricted more drinking water reported often in the last decade cyanotoxins ranging from than in previous decades below detection level to because of these blooms. 12.5 μg/L microcystin, In the summer of 2006, 8.46 μg/L anatoxin-a, and elevated levels of cyano- 97.1 μg/L cylindrosper- toxins caused at least 12 mopsin (Burns 2008). As states to post advisories of early 2015, nationwide or close lakes and rivers (U.S.) cyanotoxin occur- out of concern for people rence in finished drink- and animals (Graham 2007). ing water has not been gathered, although it Cyanotoxins have been found less often could be conducted in the future through the in drinking water supplies than in recreation- Unregulated Contaminant Monitoring Rule al waters. A 2000 Florida survey of finished (UCMR).

Are cyanotoxins regulated in drinking water and what levels of toxins 4. are of concern? As of early 2015, there are no federal regulatory For microcystin-LR, the World Health Orga- standards or guidelines for cyanobacteria or nization (WHO) has developed a provisional cyanotoxins in drinking water. The Safe Drink- finished drinking water guideline of 1 μg/L, ing Water Act (SDWA) requires the US Environ- based upon chronic exposure (WHO 2003). A mental Protection Agency (USEPA) to publish 2014 survey of state drinking water administra- a list of substances that could potentially be tors found that three states out of the 34 states of concern and warrant further study, known responding to the survey have drinking water as the Contaminant Candidate List (CCL). advisory thresholds for microcystin (ASDWA USEPA uses the CCL to prioritize research 2014). Two of those same three states also have efforts to help determine whether a contam- drinking water advisory thresholds for other inant should be considered for regulatory cyanotoxins (see Table 2). Four additional states action. Cyanotoxins were listed on the third have drafted policies for addressing cyanotox- CCL as a group and were also included on the ins, while eight more are in the process of pre- proposed CCL4. USEPA’s research is expected paring policies. to focus on anatoxin-a, microcystin-LR, and .

What are the most important conditions leading to cyanobacteria 5. blooms? The many types of cyanobacteria and diversity . Water temperature: Most algae favor tempera- of their habitats make it complicated to predict tures between 60°F and 80°F; optimum con- the precise conditions favoring their growth. ditions for many cyanobacteria are in even Physical factors that affect whether cyanobacte- warmer waters, while some cyanobacteria ria grow include available light, weather con- grow at temperatures below 60°F. ditions, water flow, temperature, and mixing . Nutrients: Elevated levels of nutrients foster within the water column. Chemical factors algae and cyanobacteria growth. include pH and nutrient (primarily and phosphorus) concentrations. . Flow: Quiescent or low-flow conditions favor cyanobacteria blooms. Turbulence dis- rupts buoyancy, and light can be limited at

6 © 2015 American Water Works Association Table 2 Specific drinking water advisory thresholds for microcystin and other cyanotoxins

Threshold Threshold Threshold Threshold Microcystin - Anatoxin-a Cylindrosper- State/Agency LR (μg/L) (μg/L) mopsin (μg/L) (μg/L)

Ohio 1 20 1 0.2

Oregon 1 3 1 3

Minnesota 0.04*

Quebec 1.5 3.7

Health Canada 1.5

WHO 1 * The Minnesota level for microcystin is intended to be protective of a short-term exposure for bottle-fed infants. Note: Health Canada and WHO data include information from other sources that was not provided through the ASDWA survey.

depths where there is vertical circulation in can occur without additional nutrient input the water column. from any of these other sources. . Thermal stratification: Cyanobacteria can Predicting and managing cyanobacteria regulate their buoyancy, giving them a blooms effectively require an understanding of competitive edge when the water column is a water utility’s surface supply. The conditions stratified. Stratification can also affect nutri- likely to trigger blooms are ultimately site-spe- ent availability to favor cyanobacteria. cific (e.g., presence of cyanobacteria, nutrient levels, hydraulic conditions). Some utilities . Rainfall: Rain events can increase the experience blooms in surface water supplies in amount of runoff carrying nutrients into a early summer when the water reaches a warm water body and result in a cyanobacteria enough temperature. Other utilities witness bloom. blooms when the begins to destrat- Cyanobacteria blooms usually develop in ify in late summer or early fall (i.e., when turn- waters rich in nutrients, especially phosphorus. over begins). Blooms may take place after a rain Nutrients originate from point and nonpoint event, or they may occur after a series of sunny sources. Municipal wastewater and stormwa- days. Algae and as well as cyano- ter, as well as agricultural runoff, are common bacteria can flourish under particular source sources of nutrients. Some water bodies already water conditions and can have implications for contain enough nutrients in their sediments and drinking water treatment. aquatic ecosystem that cyanobacteria blooms

If the surface water supply has cyanobacteria blooms, does that 6. mean my utility has a cyanotoxin problem? Experiencing a cyanobacteria bloom does not conditions. The conditions that trigger or inhibit always mean there is a cyanotoxin problem. production of cyanotoxins remain poorly under- Multiple strains of cyanobacteria can exist in a stood. Laboratory analysis is usually needed to single bloom, and not all strains are capable of determine if the cyanobacteria are actually pro- producing cyanotoxins. Even strains that can ducing toxins. produce toxins do not always do so under all

© 2015 American Water Works Association 7 Flow-routing baffle protects raw water from an Aphanizomenon sp. biomass

If the surface water 7. supply has taste and odor problems, does that mean cyanotoxins are also in the water?

While some of the same types of cyano- bacteria can produce cyanotoxins and taste and odor compounds such as geosmin and 2-methylisoborneol (MIB), a taste-and-odor episode does not necessarily mean cyano- toxins are also present. In addition, some blooms, it may also have the potential for cyanobacteria that produce cyanotoxins do not cyanotoxins. produce these musty and earthy compounds. Taste and odor events that do not produce Cyanotoxin production and taste and odor pro- cyanotoxins are also important because these duction should not be assumed to always occur events can lead to customer complaints and can together. However, if a source has a history of undermine consumers’ confidence about the taste and odor concerns linked to cyanobacteria safety of their water supply (AWWA 2010).

Does my utility need to conduct a more thorough assessment to 8. determine if cyanotoxins are a problem in the surface water supply? Neither the appearance of a cyanobacteria of these strains is still a widely used method for bloom nor the presence of taste and odor com- determining whether a bloom may be of con- pounds alone is a clear indication that cyano- cern (Merel et al. 2013). Some rapid and fairly toxins are present, although both are indicators simple methods, such as algae cell counts or that potentially cyanotoxin-producing strains microscopic examination, may be enough for a could also be present. Many cyanobacteria preliminary assessment of whether a potential strains can be simultaneously present in one hazard exists. However, definitively confirming bloom. Toxin-producing cyanobacteria strains, the presence and type of cyanotoxins requires a when present, may or may not be actively pro- more thorough assessment. Detection methods ducing cyanotoxins. While the presence of a available for cyanotoxin measurement in fresh- toxin-producing strain does not always mean water are covered under questions 9 and 10. cyanotoxins are being produced, identification

9. Can cyanotoxin-producing cyanobacteria blooms be predicted? Predicting cyanobacteria blooms before they rainstorm, when the water temperature reaches occur can be challenging or in some cases not a certain point, following several days of sun- possible. Well-designed monitoring programs shine, once the thermocline starts to weaken in can provide effective early warning that cyano- late summer before turnover). Monitoring influ- bacteria blooms are occurring, but additional ent raw water can help utilities understand the steps are needed to understand actual toxin potential for cyanobacteria entering the treat- levels. Water utilities can benefit from obser- ment plant. vations that experienced water operators have Table 3 provides an overview of a range of made regarding past cyanobacteria blooms in different monitoring approaches. At the most water sources (e.g., after a significant summer basic level, monitoring for visual indicators of

8 © 2015 American Water Works Association cyanobacteria requires some staff training but developing. Cyanobacteria blooms can develop will not require new, specialized facilities or quickly, over a period of just days. Consequent- equipment. Monitoring of chemical and physi- ly, developing a monitoring program requires cal variables (e.g., nutrient concentrations, phys- striking a balance between monitoring type and ical conditions, and transparency) can help frequency and the usefulness, complexity, and identify in a timely manner that a bloom is cost of running the program.

Table 3 Different types of monitoring, parameters, and personnel or equipment required to detect the possible presence of cyanotoxins

Monitoring Parameters/ Demands on Equipment and Type Variables Personnel Who

Basic Minimal

Site inspection Transparency, discol- Secchi disc, regular site inspection by Operators, for indicators of oration, scum forma- trained staff; basic skill requirement, train- practitioners cyanobacteria in tion, detached mat ing easily provided water body accumulation

Surrogates Low to moderate

Potential for cya- Total phosphorus, nitrate Boat, depth sampler, Secchi disc, submers- Limnologist notoxin problems and ammonia, flow ible temperature/oxygen probe; fluorom- in water body regime, thermal strati- eter; spectrophotometer; basic skills but fication, transparency, requires specific training and supervision phycocyanin

Cyanobacteria Low to moderate

In water body Dominant taxa (quan- Microscope, photometer is useful; specific Phycolo- and drinking tity): determination to training and supervision are required, but gist or a water genus level is often suf- skills required can be readily mastered technician ficient; quantify only as trained by a precisely as needed for phycologist management

Cyanotoxins Moderate to high

In water body and Microcystin, anatoxin-a, Enzyme-linked immune assay (ELISA) Chemist drinking water cylindrospermopsin kits (moderate); liquid chromatography photo-diode array (LC/PDA, moderately high); liquid chromatography mass spec- trometry (LC/MS, high) specific training and supervision are required, but skills required can be readily mastered

Microstysis bloom

© 2015 American Water Works Association 9 10. How are cyanotoxins detected? Several assays and analytical methods have has advantages and disadvantages that should been developed to either screen for or quantify be considered when deciding how the meth- cyanotoxins. In some cases, a utility’s labora- od will be used. For example, to evaluate the tory may be able to perform testing, provided efficiency of a treatment process, a screening the necessary laboratory equipment and exper- tool such as an enzyme-linked immune assay tise are available. In other instances, especially (ELISA) can be used to provide the data need- for advanced techniques, an external laboratory ed to make informed treatment decisions. Costs with experience and appropriate approvals may range considerably from laboratory to labora- be the best choice. Not all laboratories will be tory, depending on the method used, the labo- equipped to analyze samples for cyanotoxins. ratory’s experience with the method, and other Therefore, utilities may wish to research avail- factors. Many tests fall somewhere in the range able options before making monitoring and lab- of $35–$200 per sample and generally have a oratory choices. turnaround time of 48 hours or less, although Table 4 summarizes the most frequently this varies substantially and will likely change used methods and the use, selectivity, and as the methods become more standardized and detection levels for each of them. Each method more frequently used.

Table 4 Common freshwater cyanotoxin detection methods

Selectivity Minimum (Does it measure only the targeted Detection Test Use compound?) Level

ELISA Screening test (generally Based on antibody/antigen interactions. requires confirmation with Less selective because of cross reactiv- 0.16 ppb another test type) ity with other similar molecules, includ- ing other microcystins, and nonspecific binding.

LC/PDA Confirmatory Chromatography separates the microcys- 0.1 ppm tins, microcystins identified by UV spec- trum. More selectivity than ELISA, less selective than LC/MS/MS.

LC/MS/MS Confirmatory Chromatography separates the microcys- 0.1 – 10 ppb tins, identifies microcystins by precursor ion. Most selective.

11. What are effective ways to treat drinking water for cyanotoxins? Identifying which cyanobacteria and cyano- Extracellular toxins are generally more difficult toxins are present helps utilities know they are to remove. Sometimes water treatment itself can using the appropriate treatment processes. Key release toxins from cyanobacteria. factors to consider are the type of cyanotoxin Table 5 provides a summary of the effective- and whether it is contained within the cyano- ness of different water treatment technologies bacteria cells (intracellular) or dissolved in the for removing cyanotoxins (Lopez at al. 2008; water (extracellular). Intracellular toxins can be Westrick et al. 2010; USEPA 2012a). Treatment eliminated by removing the cyanobacteria cells. selection is context-specific and depends on the

10 © 2015 American Water Works Association concentration and types of cyanobacteria or effectiveness, but additional site-specific exam- cyanotoxins to be removed or inactivated. Treat- ination of conditions is necessary before mak- ment selection is context-specific and depends ing any treatment decisions. The configuration on the concentrations and types of cyanobac- of a particular treatment system can substan- teria or cyanotoxins that are to be removed tially change the effectiveness of any particular or inactivated. Table 5 provides a general action. summary of treatment approaches and their

Table 5 Common cyanotoxin treatment practices and their relative effectiveness

Treatment Process Relative Effectiveness Intracellular Cyanotoxins Removal (intact cells) Conventional coagula- Effective for the removal of intracellular/particulate toxins by removing intact tion, sedimentation, cells. Generally more cost effective than chemical inactivation/degradation, filtration removes a higher fraction of intracellular taste and odor compounds, and easier to monitor.

Flotation (e.g., dissolved Effective for removal of intracellular cyanotoxins because many toxin-forming air flotation) cyanobacteria are buoyant.

Pretreatment oxidation Overall, can either assist or make treatment more difficult, depending on the (oxidant addition prior situation. Pre-oxidation processes may lyse (cause dissolution or destruction to rapid mix) of) cells, causing the cyanotoxins contained within to release the toxins. Ozone may be an exception (see “Ozone” row) because it both lyses cells and oxidizes the cyanotoxins.

Membranes (microfiltra- Effective at removing intracellular/particulate toxins. Typically membranes tion or ultrafiltration) require pretreatment. Extracellular Cyanotoxins Removal/Inactivation Chlorination Effective for oxidizing extracellular cyanotoxins (other than anatoxin-a) when the pH is below 8

Chloramines Not effective

Potassium Effective for oxidizing microcystins and anatoxins. Not effective for cylindros- permanganate permopsin and .

Chlorine dioxide Not effective with doses typically used in drinking water treatment

Ozone Very effective for oxidizing extracellular microcystin, anatoxin-a, and cylindrospermopsin

Activated carbon (pow- Most types generally effective for removal of microcystin, anatoxin-a, saxitox- dered activated carbon ins, and cylindrospermopsin. Because adsorption varies by carbon type and and granular activated source water chemistry, each application is unique; activated carbons must be carbon) tested to determine effectiveness.

UV radiation Degrades toxins when used at high doses, but not adequate to destroy cyano- toxins at doses used for disinfection.

Membranes (reverse RO effectively removes extracellular cyanotoxins. Typically, NF has a molecular osmosis [RO] or nanofil- weight cut off of 200 to 2,000 Daltons, which is larger than some cyanotoxins. tration [NF]) Individual membranes must be piloted to verify toxin removal.

© 2015 American Water Works Association 11 How can cyanobacteria and cyanotoxins monitoring be incorporated 12. into a utility’s management plan? Establishing a monitoring program and bench- . Drawing water from a different intake marks for when source and/or finished water depth or location, if multiple depths/loca- should be analyzed for different water qual- tions are available ity parameters provides a solid foundation for . Adjusting treatment to specifically remove/ a cyanotoxin management approach. If spe- destroy cyanobacteria and/or extracellular cific test results exceed pre-established levels, a cyanotoxins water utility can take follow-up actions, defined in advance, such as: . Switching sources, if multiple sources are available . Initiating more frequent, detailed, or spe- cific monitoring Management plans should be specific to the utility’s circumstances. Depending on

Addressing Cyanobacteria Growth in New Jersey

United Water has developed a plan to 1. Monitoring Collect site-specific data address concerns about cyanobacteria growth in the reservoir to assess and respond to condi- and related compounds in Lambertville Reservoir, tions in a more effective manner. a water supply in central New Jersey. The purpose 2. Management Implement both in-lake of the Monitoring, Management and Treatment and watershed-based measures to improve the (MMT) Plan is to reduce the likelihood and magni- overall water quality of the reservoir. tude of cyanobacteria blooms and related taste 3. Treatment Develop a proactive treat- and odor compounds and toxins, and to effective- ment strategy for the reservoir and implement ly treat the water should a bloom occur. The MMT additional control measures at the water treat- Plan has three key components: ment facility to remove algae toxins from the drinking water. United Water also performed a bathymetric assessment of the reservoir bottom (surveyed the submarine terrain features), prepared a hydrologic determination of how much water is entering and leaving the reservoir, and developed a process for detecting and mitigating levels of nutrients that encourage algae growth, particularly phosphorus. The improved treatment strategy includes using water quality data to determine when to treat for algae, rather than adhering to a fixed schedule for treatments. United Water adopted the use of liquid chelated copper-based algaecides in the reservoir, which provides a more uniform dose, are more per- sistent, and appear to be more effective than cop- per sulfate crystals against the cyanobacteria in the Lambertville Reservoir. Finally, United Water upgraded its water treat- ment facility by installing a powdered activated car- bon (PAC) system as a backup for MIB/geosmin and algal toxin control, and upgraded the plant’s filters to accommodate the additional solids load from the PAC. (Cartnick 2014). Blue-green Aphanizomenon sp. on Klamath River

12 © 2015 American Water Works Association local conditions, a water utility may choose to Key elements of an effective response plan use one or a combination of strategies. Good can include, but are not limited to: data are essential to crafting this management 1. Convening a group to develop, maintain, and plan. For example, using intakes at different modify the plan depths requires knowledge of the cyanobacte- 2. Defining specific actions at different alert ria bloom’s distribution and dynamics through- levels and the responsibilities of person- out the reservoir and water column. Sometimes nel implementing the plan. This includes a utility can minimize drawing contaminated instructions for management, monitoring, water by varying intake depths, but there must water treatment, and communicating with be an understanding of where in the water col- the public. umn cyanobacteria are concentrated. 3. Planning for effective communication among A complete plan will address communi- key government agencies, health authorities, cation to customers as well as monitoring and water supply agencies, hospitals, as well as managing the utility’s water supplies and treat- the public ment strategy. Notifying consumers of potential 4. Making prior agreements about standard- cyanotoxin risks can be challenging. Establish- ized communications plans and when those ing protocols for when to inform customers and plans go into effect. The release of informa- preparing communication materials in advance tion to the media should be well coordinated. facilitates more timely and effective communi- cation (USEPA 2012a; Westrick et al. 2010).

Additional Resources Several helpful guides are available for water . Chorus, Ingrid and Jamie Bartram, eds. utility staff who want to learn more about man- 1999. Toxic Cyanobacteria in Water: A guide aging cyanotoxins and their impacts. AWWA to their public health consequences, monitoring and the WRF are preparing a technical guide and management. New York: CRC Press and to accompany this introduction to cyanotoxins. WHO. The technical guide will be available for mem- . Association of State Drinking Water bers and subscribers on AWWA’s and the WRF’s Administrators Harmful Algal Blooms websites. (HABs) resource page includes links to state Additional publications include, but are not web pages addressing cyanobacteria blooms limited to: and cyanotoxins: www.asdwa.org/habs. . USEPA’s Cyanobacterial Harmful Algal The references and bibliography listed at the Blooms resource page at http://www2.epa. end of this document provide a more thorough gov/nutrient-policy-data/cyanobacteri- overview of cyanobacteria and cyanotoxins al-harmful-algal-blooms-cyanohabs research. Additionally, many states have helpful . International Guidance Manual for the resources available on their websites. Management of Toxic Cyanobacteria (2009) from the Global Water Research Coalition at www.waterra.com.au/cyanobacteria-man- ual/PDF/GWRCGuidanceManualLevel1.pdf . Newcombe, G. et al. 2010. Management Strat- egies for Cyanobacteria (Blue-Green Algae): A Guide for Water Utilities: Research Report No. 74

Secchi disk is barely visible in an algae bloom

© 2015 American Water Works Association 13 Quick Self-Assessment

Step 1: How prepared is my system for potential cyanotoxin events? Asking the following questions can give a water utility a better idea of whether the utility should be preparing itself for possible cyanotoxin problems. This brief assessment considers three categories: 1) source water monitoring; 2) source water quality; and 3) cyanobacteria present during the treat- ment process. This tool is applicable only for water utilities using water from surface water bodies.

Medium Very Low High Concern Concern Low Concern Concern Source Water Monitoring Does the util- Doesn’t moni- Conducts some Monitors source Has a comprehen- ity have a source tor source water tests on source water monthly sive source water water monitoring before treatment water (e.g., turbid- (e.g., chlorophyll monitoring pro- program in place? ity, total organic a, algae counts) at gram, sampling carbon) as it enters different depths at least weekly at treatment plant and locations different depths, locations

Does the source No No Yes, tracks Yes, tracks trends water quality mon- monthly water at least weekly itoring program quality trends of all monitored evaluate changes (e.g., to help parameters to the water over determine which the year? source(s) to use)

Does the utility No No Yes, seasonal or Yes, charts are cre- track changes by annual averages ated with monthly comparing water are tracked and data for at least the quality data from compared last five years year to year? Source Water Quality and Aesthetics Does the source Yes, there are Yes, but treatment Minor algae Very minimal, if water have algae blooms and copper adjustments are growth, but no any, growth growth? sulfate is added not necessary in visually obvious regularly response blooms

Does the source Yes, strong ther- Yes, stratifies Stratifies some No water stratify mocline and but no notice- during the day but thermally in the turnover in late able changes in mixes at night summer? summer/fall with water quality with noticeable water turnover quality changes

Is the surface Yes, water level Yes, water level No No water source drops, water is drops a small affected by warmer due to amount, no water ? drought conditions temperature increases

Does the source Yes N/A N/A No water have taste and odor produc- ing blooms?

14 © 2015 American Water Works Association Medium Very Low High Concern Concern Low Concern Concern Cyanobacteria in the Treatment Process Are there restric- Stringent restric- Some restrictions Minimal No restrictions tions on treat- tions (source water (source water restrictions ing the source treatments not treatments limited) water (e.g., in allowed) reservoirs)?

Are any treatment Yes, most of the Yes, at least one No No processes exposed unit processes unit processes to sunlight? are outdoors and is exposed to uncovered sunlight

Is the filter back- Yes, frequently Yes, periodically No No wash green?

Does the utility Yes, frequent com- Yes, periodic Once every few No have taste and plaints during the complaints years odor problems? summer

Are the basins reg- No, never Maybe once every At least once a More than once a ularly cleaned? few years year year

Algae skimmer removes biomass in a dissolved air flotation plant in Waco, Texas

Microsystis

© 2015 American Water Works Association 15 Quick Self-Assessment

Step 2: What tools are available to respond to cyanotoxins? The next step is to determine whether the utility has effective measures in place to 1) control cya- nobacteria growth and/or treat water for cyanobacteria and cyanotoxins; 2) reliably use an alter- native supply or select from different intakes; and 3) communicate effectively with consumers and the public health community. For each topic in the following table, check whether the utility has that measure available. If it is available, check whether or not it has been evaluated specifically for addressing cyanotoxins.

If yes, has the measure been evaluated for addressing Yes No cyanotoxins? Water Quality Management/Treatment Algae reduction tools for source water supply, including: Enhanced aeration/circulation/mixing Chemical addition (e.g., copper sulfate, chlorine) Ultrasound Other Ability to select from different intakes, both in terms of depths/ locations and time (i.e., the ability to switch intakes without delay or much effort) Intake inline oxidant addition: Permanganate Chlorine Chlorine dioxide Other Conventional treatment Membrane filtration Activated carbon (powdered or granular) or other adsorptive media Oxidative processes (in use for DBP precursor removal, taste and odor control, or other chemical contaminant removal): Ozone Peroxide Other Disinfection processes Supplying Water For disruptions lasting longer than the system’s ability to supply customers using existing finished water storage, have you worked with regulatory agency to develop a plan consistent with Plan- ning for an Emergency Drinking Water Supply? (EPA 600/R-11/054, June 2011. http://cfpub.epa.gov/si/si_public_file_download. cfm?p_download_id=502174) Communicating with the Public Reviewed and updated or prepared communication materials for both cyanotoxins and taste and odor events

Established communication network with the local public health and medical community

16 © 2015 American Water Works Association References and Bibliography American Water Works Association (AWWA). 2010. Lopez, C.B., Jewett, E.B., Dortch, Q., Walton, B.T., Algae: Source to Treatment. ISBN: 9781583217870. and Hudnell, H.K. 2008. Scientific Assessment of Association of State Drinking Water Administra- Freshwater Harmful Algal Blooms. Interagency tors (ASDWA). 2014. ASDWA Drinking Water Working Group on Harmful Algal Blooms, Harmful (HAB) Survey Summary , and Human Health of the Joint Subcom- of Responses (Collected in April 2014) August 8, mittee on Ocean Science and Technology. Wash- 2014. Arlington, VA. ington, DC. Retrieved March 28, 2014, from h t t p :// Blaha, L., Babica, P., and Marsalek, B. 2009. Toxins www.whitehouse.gov/sites/default/files/micro- produced in cyanobacterial water blooms – tox- sites/ostp/frshh2o0708.pdf icity and risks. Interdisciplinary Toxicology, 2(2): Merel, S., Walker, D., Chicana, R., Synder, S., Baures, 36–41. E., and Thomas, O. 2013. State of knowledge and Burns, John. 2008. Chapter 5: Toxic Cyanobacteria concerns on cyanobacterial blooms and cyanotox- in Florida, in Cyanobacterial Harmful Algal Blooms ins. Environment International. 59:303–327. State of the Science and Research Needs. H. Kenneth McElhiney, J. and Lawton, L.A. 2005. Detection of the Hudnell, ed., Vol. 619, pp. 128–129. New York: cyanobacterial hepatoxins microcystins. Toxiciol- Springer Books. ogy and Applied Pharmacology. 203(3): 219–230 Cartnick, Keith. 2014. A Proactive Approach to Man- Newcombe G., House J., Ho L., Baker P., Burch M. aging Emerging Contaminants in Drinking Water. 2010. Management Strategies for Cyanobacteria (Blue- EM, April 2014: 12–16. http://www.awma.org. Green Algae): A guide for water utilities. Research Centers for Disease Control and Prevention (CDC). Report No. 74. Adelaide, SA, Australia: Water (n.d.). Facts about Cyanobacteria & Cyanobacteria Quality Research Australia Limited. Harmful Algal Blooms. Retrieved March 28, 2014 New Hampshire Department of Environmental Ser- from: http://www.cdc.gov/hab/cyanobacteria/ vices (NHDES). 2009. Cyanobacteria and Drink- pdfs/facts.pdf. ing Water: Guidance for Public Water Systems. Falconer, I.R. 2005. Cyanobacterial Toxins of Drinking Retrieved May 30, 2014, from http://des.nh.gov/ Water Supplies: and microcys- organization/commissioner/pip/factsheets/dwgb/ tins. New York: CRC Press. documents/dwgb-4-15.pdf Graham, J.L., 2007. Harmful algal blooms. US Depart- North Texas Metropolitan Water District (NTMWD). ment of the Interior, US Geological Survey. (n.d.a). Winter Algal Blooms. Retrieved March 28, Holtermann, K., Taylor, B., and Rochelle, P. (n.d.). 2014, from http://www.ntmwd.com/downloads/ Water Quality Impacts Due to Cyanobacteria in tasteandodor/winterbloom.pdf Sources of Drinking Water. Retrieved May 29, 2014 NTMWD. (n.d.b). Ozonation. Retrieved May 30, 2014, from http://www.watereducation.org/userfiles/ from http://www.ntmwd.com/ozonation.html holtermann.pdf Rasmussen, J.P., Giglio, S., Monis, P.T., Campbell, R.J., Hudnell, H.K. 2010. The state of U.S. freshwater and Saint, C.P. 2008. Development and field test- harmful algal blooms assessments, policy and leg- ing of a real-time PCR assay for cylinderospermo- islation. Toxicon. 55(5): 1024–1034. psin-producing cyanobacteria. Journal of Applied Humpage, A.R., S.J. Hardy, E.J. Moore, S.M. Froscio, Microbiology. 104:1503–1515. and I.R. Falconer. 2000. Microcystins (Cyanober- US Environmental Protection Agency (USEPA). tial toxins) in drinking water enhance growth of 2012a. 810-F-11-001, Cyanobacteria and Cyanotox- aberrant crypt foci in the mouse colon. Journal of ins: Information for Drinking Water Systems. Toxicology and Environmental Health, Part A: Cur- USEPA. 2012b. Contaminant Candidate List 3 – rent Issues. 61(3): 155–165. CCL. Retrieved May 28, 2014, from http://water. Kansas Department of Health and Environment epa.gov/scitech/drinkingwater/dws/ccl/ccl3. (KDHE). (n.d.). Harmful Algae Blooms: A Tool cfm#microbial Kit for Health Departments. Retrieved March 28, USEPA. (n.d.) Cyanobacterial Harmful Algal Blooms 2014 from http://www.kdheks.gov/algae-illness/ (CyanoHABs). Retrieved May 28, 2014, from download/HAB_toolkit.pdf http://www2.epa.gov/nutrient-policy-data/ Lippy, Edwin C. and James Erb. 1976. Gastrointes- cyanobacterial-harmful-algal-blooms-cyanohabs tinal Illness at Sewickley, PA. Journal AWWA. Werblow, S. 2008. Vertical Profiling Safeguards 68(11):606–610. Drinking Water and Sheds Light on Cyanobacte- ria. Journal AWWA. 100(9):48–50, 52.

© 2015 American Water Works Association 17 Westrick, J.A., Szlag, D.C., Southwell, B.J., and Sin- Guidelines for Drinking-water Quality. WHO/ clair, J. 2010. A review of cyanobacteria and cya- SDE/WSH/03.04/57. Retrieved October 29, 2014, notoxins removal inactivation in drinking water from http://www.who.int/water_sanitation_ treatment. Analytical and Bioanalytical Chemistry. health/dwq/chemicals/cyanobactoxins.pdf. 397: 1705–1714. Yoo, R.S., W.W. Carmichael, R.C. Hoehn, S.E. Hrudey. Williams, C.D., et al. 2006. Assessment of Cyanotox- 1995. Cyanobacterial (Blue-Green Algal) ins in Florida’s Surface Waters and Associated Toxins: A Resource Guide. Denver, CO: Water Drinking Water Resources. Florida Harmful Algal Research Foundation and AWWA. Bloom Task Force Final Report. April 11, 2006. Zhou, L, H. Yu, and K. Chen. 2002. Relationship World Health Organization (WHO). 2003. Cyanobac- between microcystin in drinking water and col- terial toxins: Microcystin-LR in Drinking-water orectal cancer. Biomed Environ Sci 15(2):166–171. background document for development of WHO

Photo Credits Cover, left to right: Algae bloom, Nixx Photography, Page 12: Photo courtesy of Paul Dorrington, Energy Shutterstock; Pseudanabaena, M57, Algae: Source and Extracts to Treatment; Algae bloom, Alexander Kazantsev, Page 13: Photo courtesy of Ecosystem Consulting Ser- Shutterstock vice, Inc., Coventry, Conn. Page 6: M57, Algae: Source to Treatment Page 15: M57, Algae: Source to Treatment (microscope Page 8: Photo courtesy of Ecosystem Consulting Ser- shots); Photo of skimmer courtesy of Catherine R. vice, Inc., Coventry, Conn. Dunlap, The Cadmus Group Page 9: Photo courtesy of Dr. David Szlag, Oakland Page 18: Photo courtesy of Ecosystem Consulting Ser- University Dept. of Chemistry, Rochester, Mich. vice, Inc., Coventry, Conn.

Anabaena sp. and Aphanizomenon sp. form a biomass near a raw-waterintake

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