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Head and

Tallerman: Chapter 4

Ling 222 - Chapter 4 1 Heads and their Dependents

• Properties of heads – bears most important semantic information of the . – class of head determines word class of entire phrase.

• [NP very bright [N sunflowers] ] [VP [V overflowed] quite quickly] [AP very [A bright]] [AdvP quite [Adv quickly]] [PP [P inside] the house]

Ling 222 - Chapter 4 2 – Head has same distribution as the entire phrase. • Go inside the house. Go inside. • Kim likes very bright sunflowers. Kim likes sunflowers. – Heads normally can’t be omitted • *Go the house. • *Kim likes very bright.

Ling 222 - Chapter 4 3 – Heads select dependent phrases of a particular word class. • The soldiers released the hostages. • *The soldiers released. • went into the house. *He went into. • bright sunflowers *brightly sunflowers • Kambera – Lalu mbana-na na lodu too hot-3SG the sun ‘The sun is hot.’ – *Lalu uma too house

Ling 222 - Chapter 4 4 – Heads often require dependents to agree with grammatical features of head. • French – un livre vert a:MASC book green:MASC ‘a green book.’ – une pomme verte a:FEM apple green:FEM ‘a green apple’ – Heads may require dependent NPs to occur in a particular . • Japanese – Kodomo-ga hon-o yon-da child-NOM book-ACC read-PAST ‘The child read the book.’

Ling 222 - Chapter 4 5 • More about dependents – Adjuncts and complements • Adjuncts are always optional; complements are frequently obligatory • Complements are selected by the head and therefore bear a close relationship with ; adjuncts add extra information. • Adjuncts: Complements:

very bright [N sunflowers] [V admires] famous linguists

[V overflowed] quite quickly [V wondered] whether to leave

[V talks] loudly [A fond] of chips

[V sings] in the bath [P inside] the house

right [P outside] [V resorted] to the instructions • When a head selects the exact preposition within a dependent PP, the PP is a of the head.

Ling 222 - Chapter 4 6 • In English, a complement typically occurs closer to the head than any adjuncts: – met the new students yesterday. *We met yesterday the new students. – that picture of John on the table. *that picture on the table of John • Passivization test: – Direct complements of can be passivized » All our friends admired Mel. Mel was admired by all our friends. » The magician disappeared the next day. *the next day was disappeared by the magician. – NPs can be passivized out of complement PPs: » Jack laughed at the clown. The clown was laughed at by Jack. » Jack worked at the office *The office was worked at by Jack. » Jack decided on the boat. (ambiguous) The boat was decided on by John. (unambiguous)

Ling 222 - Chapter 4 7 • are usually adjuncts but can be complements: – wrote the report (carefully) Kim practices (carefully) – should treat sensitive people *(carefully). You have to tread *(carefully). – and their complements • Intransitive verbs take no complements – fall, elapse, capitulate, expire, disappear • Transitive verbs take an NP complement (the direct object) – assassinate, rewrite, imitate, cultivate • Often a verb can be transitive or intransitive – Lee left Kim. Lee left

Ling 222 - Chapter 4 8 • Ditransitive verbs take two complements, either an NP and a PP, or two NPs – send, show,write, buy, give – Kim gave the chips to Lee. Kim gave Lee the chips. – Direct object (the chips), indirect object ( (to) Lee) • Some verbs take an NP and a PP complement, but don’t have the NP NP alternation: – Kim put the potatoes into the pan. *Kim put the pan the potatoes. • Prepositional verbs take a PP complement headed by a specific preposition. – This cake consists of fruit and nuts. I applied for a new job. Bill laughed at the clown Sue relied on Mary.

Ling 222 - Chapter 4 9 • Some verbs select both an NP and a clausal complement (finite, non-finite, or either) – Kim persuaded Bill that he should leave. Kim persuaded Bill to leave. – convince, allow, encourage, force, permit • Often a verb can appear in more than subclass – Chris couldn’t remember that long shopping list. » NP complement – Chris remembered that ’d left it on the shelf. » Finite complement – Chris usually remembers to pick up the list. » Non-finite infinitival clause complement – Chris remembered leaving it on the shelf. » Non-finite participial clause complement

Ling 222 - Chapter 4 10 – Other heads and their complements • Prepositions have variety in their complement structure but less than verbs – Intransitive: lives nearby (*the bank). – Transitive She went into *(the house). – Either transitive or intransitive: He went inside (the house). – Clausal complement We left before Mary arrived. – PP complement The spider emerged from under the bed.

Ling 222 - Chapter 4 11 • have less variation – Obligatory complement » John is fond *(of Mary). This speech is totally devoid *(of sense). – Optional PP complement with a specific preposition: » good at spelling free from any doubts sorry for your friend – Optional clausal complement » Kim felt sorry that she had been late. » sorry, happy, angry, glad, delighted

Ling 222 - Chapter 4 12 • never take obligatory complements – Optional PP complements with a specific preposition » a manufacturer of tires » Lee’s belief in extraterrestrials – Optional clausal complements » the fact that Bill was late » their demand for the library to stay open later • (C) can be viewed as heads selecting the clause they introduce to form a Phrase (CP).

– Mel said [CP that she was leaving]

– [CP For Kim to go too] would be surprising.

– I don’t know [CP whether you should go]

– I don’t know [CP whether to go]

Ling 222 - Chapter 4 13 – and nouns • Traditionally determiners are considered dependents of the head in a . – They are sometimes called ‘specifiers’, a sort of occurring in a fixed position in the phrase, and other closed class words that occur with heads of different types are also termed ‘specifiers’: » this man very happy very happily right inside • Recently, linguists have proposed that the is the head of the “noun phrase”, and that this should be considered a (DP) which has an NP complement to the head D:

– [DP this [NP box of dates] ]

Ling 222 - Chapter 4 14 • Determiners fulfil a number of criteria for head status. – Many determiners can have the same distribution as the entire phrase. » I’ll have this/that/these/those/either/some. – Determiners are frequently obligatory. » *I’ll have box of dates. – The head D requires its NP complement to agree with certain properties of the head: » this box of dates » these boxes of dates • The “DP hypothesis” is a controversial one still, and we will continue viewing the noun as head of the phrase in question.

Ling 222 - Chapter 4 15 • Where does the head occur in a phrase? – Head-initial • English

– [VP likes chips] [PP into the water] [AP fond of chips] [NP admiration for Mary] • Welsh

– [PP dros y ffordd] over the road

– Ddaru Ceri [VP yfed paned o de] did Ceri drink cupful of tea ‘Ceri drank a cup of tea’ • Tinrin

– u [VP tramwâ mwâ ke maija wake] I know that you much work ‘I know that you work hard.’

– [NP kò rugi beebòrrò urá mwîê news about drowning woman ‘the news about the woman’s drowning’

Ling 222 - Chapter 4 16 – Head-final languages • Japanese

– Taroo-ga [VP Hanako-ni hana-o ageta] Taro-NOM Hanako-DATIVE flower-ACC gave ‘Taro gave Hanako flowers.’

– [PP tomodati-to] friend-with ‘with a friend’

– [NP sono tesuto e no zisin] that test to POSSESSIVE confidence ‘confidence in that test’ • Lezgian

– Adaz [NP mektebda k’el-da-j mumkinwal] xa-na-c he in.school study-FUT- possibility be-PAST-NEG ‘He did not have the possibility to learn in school.’

– Adaz [VP zun cpi-z klig-zawa-jdi aku-na]. He I selves-DATIVE look-IMPF-PARTICIPLE see-PAST ‘He saw that I was looking at them.’

Ling 222 - Chapter 4 17 Head-Marking and Dependent- Marking Languages • Definitions and illustrations – Syntactic relationships between heads and dependents • Head Dependent postposition/preposition object NP verb arguments (, object) (possessed) noun possessor NP noun – English

• in [NP the shower] (P + NP) Kim loves Lee (Su + V + Obj) Kim’s house (possessor NP + N) red book (modifying A + N)

Ling 222 - Chapter 4 18 – Head preposition/postposition and its NP object • Dependent-marking – German: prepositions ‘govern’ the case of their object » Für meinen Freund mit meinem Freund for my:ACC friend with my:DATIVE friend ‘for my friend’ ‘with my friend’ – Chechen » Beera-na t’e child-DATIVE on ‘on the child’ • Head-marking – Kaqchikel ru-ma ri-achin 3SG-by the-man ‘by the man’ – Welsh » arna i arno fo arni hi on:1SG me on:3M:SG him on:3F:SG her ‘on me’ ‘on him’ ‘on her’

Ling 222 - Chapter 4 19 – The clause: a head verb and the arguments of the verb • Dependent-marking – Japanese » Taroo-ga tegami-o kaita Tarro-NOM letter-ACC wrote ‘Taroo wrote a letter.’ – German » Der Hund sah den Vogel the:NOM dog saw the:ACC bird ‘The dog saw the bird.’ » Den Vogel sah der Hund. The:ACC bird saw the:NOM dog ‘The dog saw the bird.’

Ling 222 - Chapter 4 20 • Head-marking – Kambera » Hi ku-palu-ya so 1SG:SU-hit-3SG:OBJ ‘So I hit him.’

» I AmaS, naS-kei-yaO na ri muruO the father 3SG:SU-buy-3SG:OBJ the vegetable green ‘Father buys the green vegetables.’ Lit., ‘Father he-buys-it the grreen vegetable’ – Kaqchikel » Per ma x-e-r-komsaj-ta but NEG CMPL-3PL:OBJ-3SG:SU-kill-IRREALIS ‘but he didn’t kill them’

Ling 222 - Chapter 4 21 – Head noun and dependent possessor NP • Dependent marking – English » Kim’s house – Finnish » tytö-n kissa girl-GEN cat ‘girl’s cat’ • Head-marking – Saliba » Sine natu-na woman child-3SG ‘the woman’s child’ – Kaqchikel » ri-ya-Ros i ru-k’in ri-Enrik ki-te ki-tata the-FEM-Rosa and 3SG-with the-Enrique 3PL-mother 3PL-father ‘Rosa and Enrique’s mother and father’

Ling 222 - Chapter 4 22 – Head noun and dependent AP • Dependent-marking – Spanish: adjective agrees with noun in gender » el niño pequeño la niña pequeña the:MASC boy small:MASC the:FEM girl small:FEM ‘the small boy’ ‘the small girl’ • Head-marking – Persian: noun is marked as having a dependent » kûh-e boländ mountain high ‘high mountain’

Ling 222 - Chapter 4 23 • Some typological distinctions between languages • Head-marking languages – Abkhaz, Mayan (Jacaltec, Tzotzil, Cakchiquel), Athabaskan (Navajo), Iroquoian (Mohawk, Cherokee), Algonquian (Cree, Blackfoot), Siouan (Crow, Lakhota), Salish (Squamish) • Dependent-marking languages – Indo-European (German,Greek, Armenian, Slavic [Russian, Polish,Czech, Bulgarian]), Pama-Nyunngan (Dyirbal, Yidiny), Northeast Caucasian (Chechen), Dravidian (Malayalam). • Neither head-marking nor dependent-marking – Chinese Wo changchang jian ta Ta changchang jian wo I often see he he often see I ‘I often saw him’ ‘He often saw me’

Ling 222 - Chapter 4 24 • English – A little dependent-marking » Kim’s house Possessor marker ‘s » He met him Case-marking in » these books Determiner-noun number – A little head-marking » Bill smokes Subject-verb agreement I am, she is, we are • Mixtures are not unusual – German: dependent-marking plus subject-verb agreement » Ich sehe den Vogel I:NOM see:PRES:1SG the:ACC bird ‘I see the bird.’ » Wir sehen den Vogel we:NOM see:PRES:1PL the:ACC bird ‘We see the bird.’

Ling 222 - Chapter 4 25