Chairman Jay Clayton Public Calendar June 1, 2020 to June 30, 2020
Monday, June 1, 2020
7:30 am Meeting with staff 8:15 am Meeting with staff 9:30 am SEC Fixed Income Market Structure Advisory Committee (FIMSAC) meeting 10:30 am SEC Diversity Council meeting 11:15 am Meeting with staff 12:00 pm Speaking engagement, U.S. Department of the Treasury’s International Affairs Speaker Series 1:30 pm Phone call with GCM Grosvenor, including: Michael Sacks, Chief Executive Officer; Lily Farahnakian, Global Chief Compliance Officer; Francis Idehen, Chief Operating Officer; and Sandra Hurse, Chief Human Resources Officer 1:50 pm Phone call with NEPC Investment Consulting, including: Mike Manning, Managing Partner; Bill Bogle, Chief Compliance Officer; and Judy Murphy, Human Resources Director 2:10 pm Phone call with Cambridge Associates, including: David Druley, Chief Executive Officer; and Scott Zoltowski, Chief Legal Officer 2:30 pm Meeting with staff 4:00 pm Meeting with staff 5:00 pm Meeting with staff 6:00 pm Phone call with Kevin Warsh, Dean’s Visiting Scholar, Stanford Graduate School of Business 7:00 pm CNBC Town Hall with Andrew Ross Sorkin; former Senator Heidi Heitkamp; Scott Gottlieb, former Commissioner, U.S. Food and Drug Administration (FDA); Gary Cohn, former Director, NEC; and Darren Walker, Head of the Ford Foundation
Tuesday, June 2, 2020
9:00 am Meeting with staff 9:30 am Meeting with staff 10:05 am Interview with David Westin, Bloomberg L.P. 10:30 am Meeting with staff 12:00 pm Meeting with staff 1:00 pm Meeting with staff 2:00 pm Phone call with Willis Towers Watson, including: John Haley, Chief Executive Officer; Kemp Ross, Global Head of Delegated Investment Services; Nimisha Srivastava, Global Head of Credit; Neil Falis, General Counsel; and Mark Gilbert, Compliance Director
Wednesday, June 3, 2020
9:30 am Meeting with staff
Friday, June 5, 2020
2:00 pm Meeting with staff
Monday, June 8, 2020
12:00 pm Meeting with staff 2:30 pm Meeting with staff 3:15 pm Meeting with staff 3:30 pm Meeting with staff 3:45 pm Meeting with staff 4:30 pm Phone call with Heath Tarbert, Chairman, Commodity Futures Trading Commission (CFTC) 5:00 pm Meeting with staff
Tuesday, June 9, 2020
7:00 am International Organization of Securities Commissions (IOSCO) Board Meeting 9:45 am Meeting with staff 10:00 am Meeting with staff 10:30 am Meeting with staff 11:30 am Meeting with staff 12:00 pm Meeting with Commissioner
Wednesday, June 10, 2020
1:00 pm Meeting with Commissioner
Thursday, June 11, 2020
9:30 am Meeting with staff 10:00 am Virtual Town Hall meeting with staff at SEC’s New York Regional Office 10:30 am Meeting with staff 1:00 pm Meeting with Commissioner 2:00 pm Meeting with staff 4:00 pm Meeting with staff 4:30 pm Meeting with staff 5:00 pm Commission Briefing 5:30 pm Meeting with staff Friday, June 12, 2020
8:40 am Meeting with staff 9:00 am Phone call with The Vanguard Group, including: Tim Buckley, Chief Executive Officer; and Natalie Bej, Chief Compliance Officer 9:20 am Phone call with Rodney Hood, Chairman, National Credit Union Administration (NCUA) 9:45 am Phone call with Brent McIntosh, Under Secretary for International Affairs, U.S. Department of the Treasury; Heath Tarbert, Chairman, CFTC; and Lael Brainard, Governor, Federal Reserve Board (FRB) 10:30 am Meeting with staff 11:00 am Phone call with FCLTGlobal, including: Mark Wiseman, Co-Founder Emeritus; Sarah Williamson, Chief Executive Officer; and Sara Simonds, Director 11:30 am Phone call with Paul Mahoney, Interim Chairman, SEC Investor Advisory Committee (IAC)
Saturday, June 13, 2020
9:00 am Phone call with Andrew Bailey, Governor, Bank of England
Monday, June 15, 2020
7:30 am Financial Stability Board (FSB) Steering Committee meeting 9:45 am Phone call with Brian Brooks, Acting Comptroller of the Currency 10:00 am Meeting with staff 10:30 am Meeting with staff 11:30 am Meeting with staff 1:00 pm Meeting with staff 1:30 pm Speaking engagement, A Virtual Roundtable: U.S. Capital Markets and the COVID-19 Crisis, with Hal Scott, Chairman, Program on International Financial Systems (PIFS) 2:30 pm Meeting with staff 3:30 pm Meeting with staff 4:00 pm Meeting with staff 4:30 pm Meeting with staff 5:00 pm Meeting with staff
Tuesday, June 16, 2020
9:30 am Meeting with Commissioner 10:00 am Meeting with staff 10:30 am Meeting with staff 11:30 am Meeting with staff 1:00 pm Speaking engagement, SEC Office of Municipal Securities (OMS) Municipal Securities Conference 1:30 pm Phone call with Makan Delrahim, Assistant Attorney General for the Antitrust Division, U.S. Department of Justice (DOJ) 2:30 pm Meeting with staff 3:30 pm Meeting with staff 4:00 pm Meeting with staff
Wednesday, June 17, 2020
9:30 am Meeting with staff 10:00 am Phone call with NASDAQ, including: Adena Friedman, Chief Executive Officer; and John Zecca, Global Chief Legal and Regulatory Officer 10:30 am Interview with Bob Pisani, CNBC 11:00 am Meeting with staff 11:45am Meeting with staff 12:30 pm Closed Commission Meeting 1:15 pm Commission Briefing 2:30 pm Meeting with staff 3:00 pm Meeting with staff 3:30 pm Meeting with staff 4:00 pm Phone call with Willis Towers Watson, including: John Haley, Chief Executive Officer; Nimisha Srivastava, Global Head of Credit; Neil Falis, General Counsel; Mark Gilbert, Compliance Director; and Kemp Ross, Global Head of Delegated Investment Services 4:30 pm Meeting with staff 6:00 pm Meeting with Commissioner
Thursday, June 18, 2020
7:00 am Phone call with IOSCO Financial Stability Engagement Group (FSEG) 9:30 am Meeting with staff 10:30 am Meeting with staff 11:00 am Meeting with staff 12:30 pm Speaking engagement, SEC Government-Business Forum on Small Business Capital Formation 1:30 pm Meeting with staff 2:00 pm Meeting with staff 2:30 pm Meeting with staff 4:00 pm Phone call with JPMorgan, including: Jamie Dimon, Chief Executive Officer; Judy Miller, Chief of Staff; and Michelle Mesack, Head of Federal Government Relations 5:00 pm Commission Briefing
Friday, June 19, 2020
9:00 am Meeting with staff 9:30 am Meeting with staff 10:00 am Meeting with staff 10:30 am Meeting with staff 1:15 pm Meeting with President Donald J. Trump 2:15 pm Meeting with Andrew Olmem, Deputy Assistant to the President for Economic Policy, National Economic Council (NEC) 4:00 pm Meeting with Commissioner 4:30 pm Meeting with Commissioner
Saturday, June 20, 2020
3:00 pm Phone call with staff 3:30 pm Phone call with staff
Monday, June 22, 2020
8:15 am Meeting with staff 9:30 am Meeting with staff 10:15 am Meeting with staff 11:00 am Meeting with Commissioner 11:30 am Phone call with NASDAQ, including: Adena Freidman, Chief Executive Officer; and John Zecca, Global Chief Legal and Regulatory Officer 12:00 pm Phone call with Kathy Kraninger, Director, Consumer Financial Protection Bureau (CFPB) 12:30 pm Phone call with Larry Kudlow, Director, NEC 1:30 pm Meeting with Makan Delrahim, Assistant Attorney General for the Antitrust Division, DOJ 2:00 pm Speaking engagement, Discussion on Market Structure with Makan Delrahim, Assistant Attorney General for the Antitrust Division, DOJ; and Brett Redfearn, Director, Division of Trading and Markets, SEC 3:30 pm Meeting with staff 4:00 pm Meeting with staff 5:00 pm Meeting with staff 5:45 pm Meeting with staff
Tuesday, June 23, 2020
9:45 am Phone call with Michael Corbat, Chief Executive Officer, Citi 10:30 am Meeting with staff 12:00 pm Speaking engagement, FCLTGlobal “Focusing Capital on the Long Term” 1:30 pm Meeting with staff 2:00 pm Meeting with staff 2:30 pm Phone call with Congressman Brad Sherman 3:00 pm Phone call with Morgan Stanley, including: James Gorman, Chairman; Ted Pick, Head of Institutional Securities Group; and Eric Grossman, Chief Legal Officer 3:45 pm Meeting with staff 4:15 pm Phone call with Goldman Sachs, including: David Solomon, Chairman; and Kathy Ruemmler, Global Head of Regulatory Affairs 6:30 pm Meeting with Michael Pompeo, Secretary, U.S. Department of State
Wednesday, June 24, 2020
8:15 am Meeting with Phil Gramm, Senior Partner, Gramm Partners LLC 9:00 am Phone call with Jon Cunliffe, Deputy Governor for Financial Stability, Bank of England 9:30 am Meeting with staff 11:45 am Meeting with staff 1:30 pm Meeting with staff 3:30 pm Meeting with staff 6:00 pm Meeting with Senator Rick Scott
Thursday, June 25, 2020
10:00 am Meeting with staff 12:00 pm Hearing before the Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets, U.S. House Committee on Financial Services 3:15 pm Phone call with Tracy Maitland, President and Chief Investment Officer, Advent Capital Management; Gary Cohn, former Director, NEC; Glenn Hutchins, Chairman, North Island; and Barbara Novick, Vice Chairman and Co-founder, BlackRock 4:30 pm President’s Working Group on Financial Markets meeting 5:00 pm Phone call with Steven Mnuchin, Secretary, U.S. Department of the Treasury; and Jerome Powell, Chairman, FRB
Friday, June 26, 2020
7:00 am FSB Plenary meeting 9:30 am Commission Briefing 11:30 am Meeting with staff
Monday, June 29, 2020
8:15 am Phone call with Francois Villeroy de Galhau, Governor, Bank of France 9:00 am Meeting with staff 9:30 am Meeting with staff 10:15 am Meeting with staff 11:30 am Meeting with staff 1:45 pm Meeting with staff 2:00 pm Meeting with staff 2:15 pm Meeting with staff 2:30 pm Meeting with staff 2:45 pm Meeting with staff 3:30 pm Meeting with staff 4:00 pm Meeting with Commissioner 5:00 pm Meeting with staff 5:30 pm Phone call with Randal Quarles, Vice Chair for Supervision, FRB
Tuesday, June 30, 2020
9:30 am Phone call with the London Stock Exchange Group (LSEG) and the Financial Times Stock Exchange (FTSE), including: David Schwimmer; Chief Executive Officer, LSEG; and Waqas Samad, Chief Executive Officer, FTSE 10:00 am Meeting with staff 10:30 am Meeting with staff 11:20 am Interview with Michael Armstrong, Financial Exchange Radio Network 11:45 am Meeting with staff 2:30 pm Phone call with State Street Corporation, including: Ron O’Hanley, Chairman and CEO; Joe Barry, Global Head of Regulatory, Industry, and Government Affairs; Nadine Chakar, Head of State Street Global Markets; and Bryan Woodard, Executive Vice President of Legal Affairs 4:00 pm Speaking engagement: Roundtable on Q2 Reporting: Discussion of COVID-19 Related Disclosure Considerations with Tracy Maitland, President and Chief Investment Officer, Advent Capital Management; Gary Cohn, former Director, NEC; Glenn Hutchins, Chairman, North Island; and Barbara Novick, Vice Chairman, BlackRock 6:00 pm Meeting with staff