Mutual Fund Transactions with Clearstream/SIS Euroclear Settlement Via BNP Paribas Securities Services S.C.A
Mutual fund transactions with Clearstream/SIS Euroclear Settlement via BNP Paribas Securities Services S.C.A.
Only for German domiciled Funds of Allianz Global Investors Europe GmbH (DE - ISIN) Purchasing funds of Allianz Global Investors via BNP Paribas Securities Services S.C.A.
Only for German domiciled Funds of Allianz Global Investors Europe GmbH
Order
Please send your fax order to BNP Paribas Securities Order Form For institutional clients only Only for German domiciled Funds of Allianz Global Investors Europe GmbH
Services S.C.A.: Recipient Principal 1 BNP Paribas Securities Services S.C.A. Company: +49 69 1520 5187 Team Mutual Funds Street adress: Postal code, town/city: Contact: Please use the following fax number only: Tel.: Fax: +49 69 1520 5187 Fax:
Subscription Redemption
To place orders for restricted share classes (special Fund name and Share Clearer Clearer account Account name share class ISIN-Code Trade Ccy or amount share classes for institutional investors and/or „high 2 net worth individuals“) please use our special order forms only.
Account details for free-of-payment orders
BIC IBAN Order confirmation Confirmation for the purchase of shares according to the respective prospectus:
We do not act as intermediate custodian instead we are the final investor and confirm, A confirmation note will be sent by BNP Paribas • that we are not a natural person according to the specific fund prospectus, • that if the amount invested is lower than the minimum investment stated in the prospectus, the sum of the current value of units already held in the same share class and the amount of the subsequent investment quoted above (minus any front-end load) is at least equal to the minimum investment stated in the prospectus. Securities Services S.C.A. for EUR share classes Or We act as an intermediary custodian for final third party investors and confirm, according to the specific fund prospectus, • that the final third party investors are not natural persons, overnight from T+0 to T+1. For all other currencies it • that the terms and conditions contained in the relevant prospectus regarding the minimum investment amounts relating to final third party investors are fulfilled for each individual case.
We further acknowledge that we are aware that the unauthorized acquisition of shares in the above named share classes may result in civil will be sent overnight from T+1 to T+2 (see fund and penal prosecution.
pricing method). Place, Date Full name and signature
Payment/Settlement Order Form For Retail Shares including Minimum Investment only Settlement will be made by default in shareclass Only for German domiciled Funds of Allianz Global Investors Europe GmbH Recipient Principal currency of the fund. Delivery of fund shares against BNP Paribas Securities Services S.C.A. Company: Team Mutual Funds Street adress: 3 Postal code, town/city: Contact: payment via Please use the following fax number only: Tel.: Fax: +49 69 1520 5187 Fax:
• Clearstream Banking AG, Frankfurt Subscription Redemption Fund name and Share • Clearstream Banking S. A. Luxembourg Clearer Clearer account Account name share class ISIN-Code Trade Ccy or amount • Euroclear Bank S. A. (No fractions for shares possible. Kindly note that delivery vs. payment is
only available for EUR settlement.) Account details for free-of-payment orders BIC IBAN • SIS SegaInterSettle AG
Confirmation for the purchase of shares according to the respective prospectus:
We do not act as intermediate custodian instead we are the final investor and confirm according to the specific fund prospectus, • that if the amount invested is lower than the minimum investment stated in the prospectus, the sum of the current value of units already held in the same share class and the amount of the subsequent investment quoted above (minus any front-end load) is at least equal to the minimum investment stated in the prospectus. Or We act as an intermediary custodian for final third party investors and confirm according to the specific fund prospectus, • that the terms and conditions contained in the relevant prospectus regarding the minimum investment amounts relating to final third party investors are fulfilled for each individual case.
This declaration is valid for an indefinite time.
Place, Date Full name and signature
Attachments: Standard Fax Order for restricted share classes
2 Purchasing funds of Allianz Global Investors via BNP Paribas Securities Services S.C.A.
SWIFT connectivity For further information on SWIFT order connectivity Fax orders should contain please contact Agnieszka Zimoch or Joanna Kesler. 4 the following information: Agnieszka Zimoch Phone: +49 69 1520 5186 • Fund name email: [email protected] • ISIN-code groupemail: • Number of units or order amount [email protected] (no fractions possible via Euroclear) • Details of settlement/delivery Joanna Kesler of fund shares Phone: +49 69 1520 5186 • Preferably contact person, phone email: [email protected] and fax no. in case of questions groupemail: • settlement currency [email protected]
Enquiries Please call or any dealing or settlement enquiries: 5 +49 69 1520 5187
General Agreement In case you would like to order using SWIFT or 6 restricted share classes (share classes for institutional investors only and/or with a minimum investment) on a frequent basis via fax. Kindly fill out the General Agreement and send it to Allianz Global Investors Europe GmbH, Distribution Operations.
AML/KYC Please note that in regard to AML/KYC checks further 7 documentation could be requested if it’s the first time you are purchasing funds of Allianz Global Investors via BNP Paribas Securities Services S.C.A.
3 Order Form For institutional clients only Only for German domiciled Funds of Allianz Global Investors Europe GmbH
Recipient Principal
BNP Paribas Securities Services S.C.A. Company: Team Mutual Funds Street adress: Postal code, town/city: Contact: Please use the following fax number only: Tel.: Fax: +49 69 1520 5187 Fax:
Subscription Redemption
Fund name and Share Clearer Clearer account Account name share class ISIN-Code Trade Ccy or amount
Account details for free-of-payment orders
BIC IBAN
Confirmation for the purchase of shares according to the respective prospectus:
We do not act as intermediate custodian instead we are the final investor and confirm, • that we are not a natural person according to the specific fund prospectus, • that if the amount invested is lower than the minimum investment stated in the prospectus, the sum of the current value of units already held in the same share class and the amount of the subsequent investment quoted above (minus any front-end load) is at least equal to the minimum investment stated in the prospectus. Or We act as an intermediary custodian for final third party investors and confirm, according to the specific fund prospectus, • that the final third party investors are not natural persons, • that the terms and conditions contained in the relevant prospectus regarding the minimum investment amounts relating to final third party investors are fulfilled for each individual case.
We further acknowledge that we are aware that the unauthorized acquisition of shares in the above named share classes may result in civil and penal prosecution.
Place, Date Full name and signature Order Form For Retail Shares including Minimum Investment only Only for German domiciled Funds of Allianz Global Investors Europe GmbH
Recipient Principal
BNP Paribas Securities Services S.C.A. Company: Team Mutual Funds Street adress: Postal code, town/city: Contact: Please use the following fax number only: Tel.: Fax: +49 69 1520 5187 Fax:
Subscription Redemption
Fund name and Share Clearer Clearer account Account name share class ISIN-Code Trade Ccy or amount
Account details for free-of-payment orders
BIC IBAN
Confirmation for the purchase of shares according to the respective prospectus:
We do not act as intermediate custodian instead we are the final investor and confirm according to the specific fund prospectus, • that if the amount invested is lower than the minimum investment stated in the prospectus, the sum of the current value of units already held in the same share class and the amount of the subsequent investment quoted above (minus any front-end load) is at least equal to the minimum investment stated in the prospectus. Or We act as an intermediary custodian for final third party investors and confirm according to the specific fund prospectus, • that the terms and conditions contained in the relevant prospectus regarding the minimum investment amounts relating to final third party investors are fulfilled for each individual case.
This declaration is valid for an indefinite time.
Place, Date Full name and signature Recipient Principal
Allianz Global Investors Europe GmbH Name: Distribution Operations Street adress: Bockenheimer Landstraße 42 – 44 Postal code, town/city: 60323 Frankfurt am Main Place, Date: Account number/s: Clearer:
Dear Madams and Sirs,
We intend to acquire according to the specific prospectus shares of funds launched by Allianz Global Investors Europe GmbH or Allianz Global Investors Ireland Ltd. and declare in connection with this acquisition and each future acquisition of shares that:
We do not act as intermediate custodian instead we are the final investor and confirm according to the specific fund prospectus, • that in case of an acquisition of shares only for institutional investors, that we are not a natural person, • that if the amount invested is lower than the minimum investment stated in the prospectus, the sum of the current value of units already held in the same share class and the amount of the subsequent investment quoted above (minus any front-end load) is at least equal to the minimum investment stated in the prospectus. Or We act as an intermediary custodian for final third party investors and confirm according to the specific fund prospectus, • that in case of an acquisition of shares only for institutional investors, that the final third party investors are not natural persons, • that the terms and conditions contained in the relevant prospectus regarding the minimum investment amounts relating to final third party investors are fulfilled for each individual case.
This declaration is valid for an indefinite time.
We further acknowledge that we are aware that the unauthorized acquisition of shares in the above named share classes may result in civil and penal prosecution.
We understand that this declaration is not valid for currency-hedged share classes of bond and money market funds 1. If an order is placed for these share classes the specific order form is still to be used. 2
With best regards,
Place, Date Full name and signature
1 Currency hedged share classes have the name pattern I (H-EUR) and PIMCO I (H-EUR), respectively, this also applies to IT-, W-, WT-, N-, NT- share classes with the corresponding currency code, e.g. Allianz PIMCO Euro Bond Total Return I (H-CHF). 2 This section is not valid for orders placed via Fondsdepot Bank GmbH Hof or Allianz Global Investors Kapitalanlagegesellschaft mbH.3