USA PATRIOT Act – List of RBS Group Entities April 2019
Country Entity Address Regulator
National Westminster Bank plc Eteläesplanadi 12, 4th floor, FI-00130 Finland Financial Supervisory Authority (Finland) (Finland) Helsinki, Finland
Autorite de controle prudentiel et de résolution (ACPR) National Westminster Bank plc 32 rue de Monceau, 75008 Paris, France Banque De France (France) France Autorite des Marches Financiers (AMF)
Autorite de controle prudentiel et de résolution (ACPR) 32 rue de Monceau, 75008 Paris, France NatWest Markets NV (France) Banque De France France Autorite des Marches Financiers (AMF)
National Westminster Bank plc Roßmarkt 10, 60311 Frankfurt am Federal Financial Supervisory Authority (BaFin - Germany (Germany) Main, Germany Bundesanstalt für Finanzdienstleistungsaufsicht),
Rossmarkt 10, 60311 Frankfurt, Federal Financial Supervisory Authority (BaFin - Germany NatWest Markets plc (Germany) Deutschland Bundesanstalt für Finanzdienstleistungsaufsicht),
Rossmarkt 10, 60311 Frankfurt, Federal Financial Supervisory Authority (BaFin - Germany NatWest Markets NV (Germany) Deutschland Bundesanstalt für Finanzdienstleistungsaufsicht),
The Royal Bank of Scotland National Westminster House, PO Box Gibraltar Gibraltar Financial Services Commission International Limited (Gibraltar) 707, 57 Line Wall Road, Gibraltar
Royal Bank Place, 1 Glategny The Royal Bank of Scotland Guernsey Esplanade, St Peter Port, Guernsey, Guernsey Financial Services Commission (GFSC) International Limited (Guernsey) GY1 3GB
Unit 702, LHT Tower, 31 Queen's Hong Kong Monetary Authority (HKMA) Hong Kong NatWest Markets plc (Hong Kong) Road, Unit 702, Central Hong Kong Securities and Futures Commission (Hong Kong) (SFC)
USA PATRIOT Act – List of RBS Group Entities April 2019
Country Entity Address Regulator
Unit 702, LHT Tower, 31 Queen's Hong Kong Monetary Authority (HKMA) Hong Kong NatWest Markets NV (Hong Kong) Road, Unit 702, Central Hong Kong Securities and Futures Commission (Hong Kong) (SFC)
Level 23, One Island East, 18 Hong Kong Monetary Authority (HKMA) Hong Kong Coutts & Company AG (Hong Kong) Westlands Road, Island East, Hong Securities and Futures Commission (Hong Kong) (SFC) Kong
The Royal Bank of Scotland plc Brady House, 14, Veer Nariman Road, India Reserve Bank of India (RBI) (India) Fort Mumbai - 400 023, India
2/14, Veer Nariman Road, Brady RBS Prime Services (India) Private India House 4th floor, Fort, Mumbai, India, Reserve Bank of India (RBI) Limited 400001, India
7th Floor, 4 North Avenue, Maker Reserve Bank of India (RBI) Maxity, Bandra-Kurla Complex, Bandra Securities and Exchange Board of India (SEBI) India NatWest Markets NV (India) (E), Mumbai, Maharashtra, 400051, Forward Markets Commission (India) (FMC) India Insurance Regulatory and Development Authority (IRDA)
2 Athol Street, Douglas, Isle of Man, Isle of Man Isle of Man Bank Limited Isle of Man Financial Supervision Commission (FSC) IM99 1AN
The Royal Bank of Scotland 2 Athol Street, Douglas, Isle of Man, Isle of Man Isle of Man Financial Supervision Commission (FSC) International Limited (Isle of Man) IM99 1AN
National Westminster Bank plc Italy Via Zenale 9, 20123 Milan, Italy Banca d'italia Consob Ufficio Italiano Cambi (U.I.C.) (Italy)
Italy NatWest Markets NV (Italy) Via Zenale 9, 20123 Milan, Italy Banca d'italia Consob Ufficio Italiano Cambi (U.I.C.)
USA PATRIOT Act – List of RBS Group Entities April 2019
Country Entity Address Regulator
Shin-Marunouchi Center Building, 1-6- NatWest Markets Securities Japan Japan 2 Marunouchi, Chiyoda-ku, Tokyo, Japan Financial Services Agency (JFSA) Limited (Japan) Japan
The Royal Bank of Scotland Royal Bank House, 71 Bath Street, St Jersey Jersey Financial Services Commission International Limited Helier, Jersey, JE4 8PJ
46 Avenue, JF Kennedy, Luxembourg Luxembourg NatWest Markets plc (Luxembourg) Commission de Surveillance du Secteur Financier (CSSF) 1855, Luxembourg
The Royal Bank of Scotland 46 Avenue, JF Kennedy, Luxembourg Luxembourg Commission de Surveillance du Secteur Financier (CSSF) International Limited (Luxembourg) 1855, Luxembourg
European Central Bank Claude Debussylaan 94, 1082 MD De Nederlandse Bank N.V. Netherlands NatWest Markets NV Amsterdam, Netherlands Netherlands Authority for the Financial Markets (Autoriteit Financiële Markten, AFM)
European Central Bank National Westminster Bank plc Vijzelstraat 79, 1017 HG Amsterdam, De Nederlandse Bank N.V. Netherlands (Netherlands) Netherlands Netherlands Authority for the Financial Markets (Autoriteit Financiële Markten, AFM)
Klingenberggata 7A, PO Box 2020 Vika, Financial Supervisory Authority of Norway (FSAN) Norway National Westminster Bank plc (Norway) 0125 Oslo, Norway Central Bank of Norway
Wiśniowy Business Park, 1-go Sierpnia 8A, Poland RBS Bank (Polska) SA Polish Financial Supervision Authority (KNF) Warsaw, Poland
Republic of Ulster Bank Group Centre, George's Quay, European Central Bank Ulster Bank Ireland DAC Ireland Dublin 2, Ireland Central Bank of Ireland
USA PATRIOT Act – List of RBS Group Entities April 2019
Country Entity Address Regulator
Republic of Ulster Bank Group Centre, George's Quay, First Active Insurance Services Ltd Central Bank of Ireland Ireland Dublin 2, Ireland
Republic of One Dockland Central, Guild Street RBS Asset Management (Dublin) Limited Central Bank of Ireland Ireland IFSC, Dublin 1, Ireland
Republic of Ulster Bank Group Centre, George's Quay, European Central Bank NatWest Markets plc (Ireland) Ireland Dublin 2, Ireland Central Bank of Ireland
Level 23, One Raffles Quay, South Tower, Singapore NatWest Markets plc (Singapore) Monetary Authority of Singapore (MAS) Singapore 048583
1st Floor, Paseo de la Castellana, 6028046 Spain National Westminster Bank plc (Spain) Banco de España (BdE) Madrid, Spain
1st Floor, Paseo de la Castellana, 6028046 Spain NatWest Markets NV (Spain) Banco de España (BdE) Madrid, Spain
Strandvägen, PO Box 5324SE-102 47, Financial Supervisory Authority (Sweden) (Finansinspektionen, Sweden National Westminster Bank plc (Sweden) Stockholm, Sweden FI)
Strandvägen, PO Box 5324SE-102 47, Financial Supervisory Authority (Sweden) (Finansinspektionen, Sweden NatWest Markets NV (Sweden) Stockholm, Sweden FI)
Lerchenstrasse 18, Zurich, CH 8022, Swiss Financial Market Supervisory Authority (Eidgenössische Switzerland Coutts & Company AG Switzerland Finanzmarktaufsicht FINMA)
Banking Regulation and Supervision Agency of Turkey (BRSA) Central Bank of Turkey (Türkiye Cumhuriyet Merkez Bankası - Tanburi Ali Efendi Sokak, No. 13 34337 Turkey NatWest Markets plc (Turkey) TCMB) Etiler, Istanbul, Turkey Financial Crimes Investigation Board (Mali Suçları Araştırma Kurulu - MASAK)
USA PATRIOT Act – List of RBS Group Entities April 2019
Country Entity Address Regulator
United Arab 235 Airport Road, PO Box 2720, Abu NatWest Markets plc (UAE) UAE Central Bank Emirates Dhabi, United Arab Emirates
United Prudential Regulation Authority (PRA) National Westminster Bank plc 250 Bishopsgate, London, UK, EC2M 4AA Kingdom Financial Conduct Authority (FCA)
United 36 St Andrew Square, Edinburgh, Prudential Regulation Authority (PRA) The Royal Bank of Scotland plc Kingdom Scotland, EH2 2YB Financial Conduct Authority (FCA)
United 11-16 Donegall Square East, Belfast, Prudential Regulation Authority (PRA) Ulster Bank Limited Kingdom Northern Ireland, BT1 5UB Financial Conduct Authority (FCA)
United Prudential Regulation Authority (PRA) Coutts & Company 440 Strand, London, UK, WC2R 0QS Kingdom Financial Conduct Authority (FCA)
United 36 St Andrew Square, Edinburgh, Prudential Regulation Authority (PRA) NatWest Markets Plc Kingdom Scotland, EH2 2YB Financial Conduct Authority (FCA)
United Coutts Finance Company 440 Strand, London, UK, WC2R 0QS Financial Conduct Authority (FCA) Kingdom
United 24-25 St Andrew Square, Edinburgh, RBS Investment Executive Limited Financial Conduct Authority (FCA) Kingdom Scotland, EH2 1AF
United Adam & Company Investment 24-25 St Andrew Square, Edinburgh, Financial Conduct Authority (FCA) Kingdom Management Ltd Scotland, EH2 1AF
United RBS Asset Management (ACD) Limited 440 Strand, London, UK, WC2R 0QS Financial Conduct Authority (FCA) Kingdom
United The Royal Bank of Scotland Group 24-25 St Andrew Square, Edinburgh, Financial Conduct Authority (FCA) Kingdom Independent Financial Services Limited Scotland, EH2 1AF
USA PATRIOT Act – List of RBS Group Entities April 2019
Country Entity Address Regulator
United Lombard North Central plc 280 Bishopsgate, London, UK, EC2M 4RB Financial Conduct Authority (FCA) Kingdom
United Lombard Business Leasing Limited 280 Bishopsgate, London, UK, EC2M 4RB Financial Conduct Authority (FCA) Kingdom
United The Royal Bank of Scotland International Prudential Regulation Authority (PRA) 280 Bishopsgate, London, UK, EC2M 4RB Kingdom Limited (UK) Financial Conduct Authority (FCA)
United 24-25 St Andrew Square, Edinburgh, RBS Collective Investment Funds Limited Financial Conduct Authority (FCA) Kingdom Scotland, EH2 1AF
United Prudential Regulation Authority (PRA) NatWest Markets NV (UK) 250 Bishopsgate, London, UK, EC2M 4AA Kingdom Financial Conduct Authority (FCA)
United States of 600 Washington Boulevard, Stamford, Financial Industry Regulatory Authority (FINRA) RBS Financial Products Inc. America CT 06901, USA Securities and Exchange Commission (SEC)
Securities and Exchage Commission (SEC) United States of 600 Washington Boulevard, Stamford, Financial Industry Regulatory Authority (FINRA) NatWest Markets Securities Inc. America CT 06901, USA Commodities and Futures Trading Commission (CFTC) 49 US State Regulators
United States of NatWest Markets plc (Connecticut) 600 Washington Boulevard, Stamford, Federal Reserve Bank of New York America Representative Office CT 06901, USA State of Connecticut Department of Banking