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Classical Persian Shāhnāmes

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Classical Persian Shāhnāmes Khwadāynāmag The Middle Persian Book of Kings Studies in Persian Cultural History Editors Charles Melville (Cambridge University) Gabrielle van den Berg (Leiden University) Sunil Sharma (Boston University) Volume 14 The titles published in this series are listed at brill.com/spch Khwadāynāmag The Middle Persian Book of Kings By Jaakko Hämeen-Anttila LEIDEN | BOSTON This title is published in Open Access with the support of the University of Helsinki Library. This is an open access title distributed under the terms of the CC BY-NC-ND 4.0 license, which permits any non-commercial use, distribution, and reproduction in any medium, provided no alterations are made and the original author(s) and source are credited. Further information and the complete license text can be found at https://creativecommons.org/licenses/by-nc-nd/4.0/ The terms of the CC license apply only to the original material. The use of material from other sources (indicated by a reference) such as diagrams, illustrations, photos and text samples may require further permission from the respective copyright holder. Cover illustration: The head of a Sasanian king. From an Arab-Sasanian dirham minted in 56/675-6 in Basra for ʿUbaydallāh ibn Ziyād. Drawing by Virpi Hämeen-Anttila from the original image in Wikimedia: https:// commons.wikimedia.org/wiki/File:Arab-Sasanian_Dirham_in_the_name_of_Ubayd_Allah_ibn_Ziyad.jpg. Library of Congress Cataloging-in-Publication Data Names: Hämeen-Anttila, Jaakko, author. Title: Khwadāynāmag : the Middle Persian Book of kings / by Jaakko Hämeen-Anttila. Description: Boston ; Leiden : Brill, [2018] | Series: Studies in Persian cultural history ; Volume 14 | Includes bibliographical references and index. Identifiers: LCCN 2018003778 (print) | LCCN 2018007221 (ebook) | ISBN 9789004277649 (E-book) | ISBN 9789004365469 (hardback : alk. paper) Subjects: LCSH: Khwadāynāmag. | Pahlavi literature—History and criticism. | Sassanids—Historiography. | Sassanids—History—Sources. Classification: LCC PK6198.K493 (ebook) | LCC PK6198.K493 H36 2018 (print) | DDC 891/.53—dc23 LC record available at https://lccn.loc.gov/2018003778 Typeface for the Latin, Greek, and Cyrillic scripts: “Brill”. See and download: brill.com/brill-typeface. issn 2210-3554 isbn 978-90-04-36546-9 (hardback) isbn 978-90-04-27764-9 (e-book) Copyright 2018 by the Authors. Published by Koninklijke Brill NV, Leiden, The Netherlands. Koninklijke Brill NV incorporates the imprints Brill, Brill Hes & De Graaf, Brill Nijhoff, Brill Rodopi, Brill Sense, Hotei Publishing, mentis Verlag, Verlag Ferdinand Schöningh and Wilhelm Fink Verlag. Koninklijke Brill NV reserves the right to protect the publication against unauthorized use and to authorize dissemination by means of offprints, legitimate photocopies, microform editions, reprints, translations, and secondary information sources, such as abstracting and indexing services including databases. Requests for commercial re-use, use of parts of the publication, and/or translations must be addressed to Koninklijke Brill NV. This book is printed on acid-free paper and produced in a sustainable manner. Contents Preface ix 1 The Khwadāynāmag and Its Context 1 1.1 Preliminary Issues 1 1.1.1 The Title Khwadāynāmag 1 1.1.2 What was the Khwadāynāmag? 2 1.1.3 The Khwadāynāmag and Persian National History: Clarification of Terminology 5 1.2 Middle Persian Historical Material 9 1.2.1 Ayādgār ī Zarērān 10 1.2.2 Kārnāmag ī Ardashīr 11 1.2.3 Other Books Containing Historical Material 13 1.3 Early Sources in Other Languages 14 1.3.1 Agathias 14 1.3.2 Other Sources 21 1.4 Oral Tradition 23 2 Transmitting Materials over a Linguistic Border 26 2.1 The Translation Movement and Its Context 26 2.2 Translations of Middle Persian Texts 28 2.2.1 Works Related to Persian National History 30 2.2.2 Other Works 41 2.3 The Alexander Romance 45 2.4 Translation in the First Millennium 51 3 Arabic Translations of the Khwadāynāmag 59 3.1 The List of Ḥamza 59 3.2 Translators and Their Translations 67 3.2.1 Muḥammad ibn al-Jahm al-Barmakī 67 3.2.2 Taʾrīkh mulūk al-Furs, Taken from the Treasury of al-Ma⁠ʾmūn 68 3.2.3 Zādūye ibn Shāhūye al-Iṣbahānī 68 3.2.4 Bahrām ibn Mihrān ibn Miṭyār al-Iṣbahānī; Muḥammad ibn Bahrām ibn Miṭyār al-Iṣbahānī; Muḥammad ibn Miṭyār 69 vi contents 3.2.5 Hishām ibn Qāsim al-Iṣbahānī 70 3.2.6 Bahrām ibn Mardānshāh 71 3.2.7 Isḥāq ibn Yazīd 72 3.2.8 Farrukhān and ʿUmar ibn al-Farrukhān 73 3.2.9 Bahrām al-Harawī al-Majūsī 74 3.2.10 Rāmīn 74 3.2.11 ʿUmar Kisrā and al-mōbad al-Mutawakkilī 74 3.3 Mūsā ibn ʿĪsā al-Kisrawī 76 3.4 Ibn al-Muqaffaʿ and Nihāyat al-arab 89 3.5 Sources and Nature of These Translations 99 3.6 Pre-Islamic Iran in Early Arabic and Persian Historical Texts 100 3.7 The Contents of Ibn al-Muqaffaʿ’s Translation 128 4 Classical Persian Shāhnāmes 131 4.1 The Other Shāhnāmes 132 4.1.1 Masʿūdī-ye Marwazī 133 4.1.2 Abū ʿAlī Muḥammad al-Balkhī 134 4.1.3 Abū al-Muʾayyad al-Balkhī 137 4.1.4 Daqīqī 139 4.2 The Prose Shāhnāme 141 4.3 Balʿamī 147 4.4 Al-Thaʿālibī 148 4.5 Firdawsī 152 4.6 Firdawsī, al-Thaʿālibī, and Pahlavi Texts 158 4.7 Nāme Literature 167 5 Two Case Studies 174 5.1 Rustam in Arabic and Persian Literature 174 5.2 Armāyīl and Garmāyīl: The Formation of an Episode in Firdawsī’s Shāhnāme 199 6 Back to the Khwadāynāmag 213 6.1 One Khwadāynāmag. Or Many? 213 6.2 The Contents, Size, Sources, and Date of the Khwadāynāmag 223 Contents vii 7 Translations of the Key Texts Concerning the Khwadāynāmag 233 7.1 Agathias 233 7.2 al-Masʿūdī 234 7.3 Ḥamza al-Iṣfahānī 236 7.4 The Prose Shāhnāme/Preface 239 7.5 Ibn al-Nadīm 243 7.6 Balʿamī 244 7.7 Firdawsī 244 7.8 al-Bīrūnī 247 7.9 The Mujmal 247 Bibliography 249 Indices 271 Preface Among books that all know and none has seen, the Middle Persian Khwadāynāmag presents a towering figure. Not only has this “official history of the Sasanids” been lost so that not one sentence in Middle Persian can safely be attributed to it, but its Arabic translation(s) have also vanished into air al- most as thin. Yet every scholar in the field seems to know the book. For some, Firdawsī’s Shāhnāme virtually equals the Khwadāynāmag, to others some existing Arabic work, or a combination of quotations from existing sources, can with little hes- itation be used as indicative of the contents of the Khwadāynāmag. Most do not even stop to ask themselves what relation a certain text may actually have to the Khwadāynāmag, but speak summarily of “the Khwadāynāmag tradition” with, or usually without, defining the term. The lack of critical discussion about the Khwadāynāmag is surprising, grant- ed its importance for Late Antique and Early Islamic historiography. Not only is it important as part of the rather scanty non-religious Pahlavi literature, it is also crucial for the reconstruction of the historical events of the Sasanid period and for understanding the genesis of Arabic historical writing and the relation of Firdawsī to his sources. All are major questions in their various fields. Let us take but two examples, one on the Arabic and the other on the Persian side. The question of the genesis of the Arabic historiographical tradition is al- most without exception addressed from an Islamic viewpoint, through ḥadīths and akhbār, and it has become commonplace to claim that historical books started being written by Ibn Isḥāq and his generation on the basis of informa- tion preserved orally or in brief notes concerning the Prophet Muḥammad and the birth of Islam. Such comments ignore the fact that the Khwadāynāmag was translated into Arabic as a complete book some decades before the death of Ibn Isḥāq. As the text was well known to early historians who wrote in Arabic, it cannot be separated from the main tradition of Arabic historiography or im- plied to have been influential only within the sphere of the translation move- ment, but not among historians themselves. For the Persian parts of their works, Ibn Qutayba, al-Dīnawarī, and al-Ṭabarī are to a large extent ultimately dependent on Middle Persian material, and they must unavoidably have been influenced by Middle Persian ways of writing history. On the Persian side, the question of Firdawsī’s sources may be taken as an example of the range of Khwadāynāmag studies. In her book The Oral Background of Persian Epics (2003), Kumiko Yamamoto opines (p. xix) that the study of the sources of Firdawsī’s Shāhnāme has come to a dead end and other x preface viewpoints are needed. While most certainly right when it comes to a need for fresh viewpoints, Yamamoto does not quite do justice to source studies. It is true that there have been tedious repetitions in the field of Firdawsī’s source studies, but this is not due to the question itself, but to the restricted use of source material for such studies. A fuller analysis of the Khwadāynāmag and the Arabic and Persian literature dependent on it helps to settle this key text to its rightful place, after which we will be able to approach Firdawsī’s Shāhnāme from a fresh viewpoint. This book, however, is neither about Arabic historiography nor Firdawsī’s Shāhnāme. Its focus is on the lost Middle Persian Khwadāynāmag and its trans- lations and reverberations in later literature. However, while trying to clear the ground by showing what there was between the eighth to tenth centuries and what the relations of individual texts were I also hope to be able to offer some freshness to both these fields.
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