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Advisorshares Trust Form N-PX Filed 2021-08-05

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Advisorshares Trust Form N-PX Filed 2021-08-05 SECURITIES AND EXCHANGE COMMISSION FORM N-PX Annual report of proxy voting record of registered management investment companies filed on Form N-PX Filing Date: 2021-08-05 | Period of Report: 2021-06-30 SEC Accession No. 0001829126-21-007665 (HTML Version on secdatabase.com) FILER AdvisorShares Trust Mailing Address Business Address 4800 MONTGOMERY LANE 4800 MONTGOMERY LANE CIK:1408970| IRS No.: 260636087 | State of Incorp.:DE | Fiscal Year End: 0630 SUITE 150 SUITE 150 Type: N-PX | Act: 40 | File No.: 811-22110 | Film No.: 211147336 BETHESDA MD 20814 BETHESDA MD 20814 (877) 843-3831 Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22110 AdvisorShares Trust (Exact name of registrant as specified in charter) 4800 Montgomery Lane, Suite 150 Bethesda, Maryland 20814 (Address of principal executive offices) (Zip code) Dan Ahrens 4800 Montgomery Lane, Suite 150 Bethesda, Maryland 20814 (Name and address of agent for service) Registrant’s telephone number, including area code: 1-877-843-3831 Date of fiscal year end: June 30 Date of reporting period: July 1, 2020 – June 30, 2021 Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507. PROXY VOTING RECORD FOR PERIOD JULY 1, 2020 TO JUNE 30, 2021 Item 1. Proxy Voting Record. =================ADVISORSHARES DORSEY WRIGHT FSM ALL CAP WORLD ETF================= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =====================ADVISORSHARES DORSEY WRIGHT FSM US CORE ETF==================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =======================ADVISORSHARES DORSEY WRIGHT SHORT ETF ======================= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ================== ADVISORSHARES FOLIOBEYOND SMART CORE BOND ETF =================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ================== ADVISORSHARES NEWFLEET MULTI-SECTOR INCOME ETF =================== Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ======================== ADVISORSHARES Q DYNAMIC GROWTH ETF ========================= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ================= ADVISORSHARES Q PORTFOLIO BLENDED ALLOCATION ETF ================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ======================== ADVISORSHARES RANGER EQUITY BEAR ETF ======================= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ======================= ADVISORSHARES SAGE CORE RESERVES ETF ========================= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ====================== ADVISORSHARES STAR GLOBAL BUY-WRITE ETF ====================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =================== ADVISORSHARES ALPHA DNA EQUITY SENTIMENT ETF =================== REGISTRANT NAME: AdvisorShares INVESTMENT COMPANY ACT FILE NUMBER: 811-22110 REPORTING PERIOD: 07/01/2020 - 06/30/2021 REGISTRANT ADDRESS: 4800 Montgomery Lane, STE 150, Bethesda, MD 20814 NAME OF SERIES: AdvisorShares Alpha DNA Equity Sentiment ETF Fund’s Vote For or Against Proposal, Who Whether Whether or Exchange Shareholder Proposed Fund Vote Was Issuer of Portfolio Summary of Matter Abstain; Ticker CUSIP # Meeting Matter: Cast For or Security Voted On For or Symbol Date Issuer / Vote on Against Withhold Shareholder Matter Management Regarding Election of Directors ADVANCE AUTO AAP 00751Y106 26-May-2021 Proposal 3. : Ratify the Management Y F F PARTS, INC. appointment of Deloitte & Touche LLP (Deloitte) as our independent registered public accounting firm for 2021. ADVANCE AUTO AAP 00751Y106 26-May-2021 Proposal 4. : Advisory Shareholder Y F A PARTS, INC. vote on the stockholder proposal, if presented at the Annual Meeting, regarding amending our proxy access rights to remove the shareholder aggregation limit. ADVANCE AUTO AAP 00751Y106 26-May-2021 Proposal 1A. : Election Management Y F F PARTS, INC. of Director: Carla J. Bailo ADVANCE AUTO AAP 00751Y106 26-May-2021 Proposal 1B. : Election Management Y F F PARTS, INC. of Director: John F. Ferraro Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ADVANCE AUTO AAP 00751Y106 26-May-2021 Proposal 1C. : Election Management Y F F PARTS, INC. of Director: Thomas R. Greco ADVANCE AUTO AAP 00751Y106 26-May-2021 Proposal 1D. : Election Management Y F F PARTS, INC. of Director: Jeffrey J. Jones II ADVANCE AUTO AAP 00751Y106 26-May-2021 Proposal 1E. : Election Management Y F F PARTS, INC. of Director: Eugene I. Lee, Jr. ADVANCE AUTO AAP 00751Y106 26-May-2021 Proposal 1F. : Election of Management Y F F PARTS, INC. Director: Sharon L. McCollam ADVANCE AUTO AAP 00751Y106 26-May-2021 Proposal 1G. : Election Management Y F F PARTS, INC. of Director: Douglas A. Pertz ADVANCE AUTO AAP 00751Y106 26-May-2021 Proposal 1H. : Election Management Y F F PARTS, INC. of Director: Nigel Travis ADVANCE AUTO AAP 00751Y106 26-May-2021 Proposal 1I. : Election of Management Y F F PARTS, INC. Director: Arthur L. Valdez Jr. ADVANCE AUTO AAP 00751Y106 26-May-2021 Proposal 2. : Approve, Management Y F F PARTS, INC. by advisory vote, the compensation of our named executive officers. AMERICAN EAGLE AEO 02553E106 03-Jun-2021 Proposal 2. : Proposal Management Y F F OUTFITTERS, INC. Two. Ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending January 29, 2022. AMERICAN EAGLE AEO 02553E106 03-Jun-2021 Proposal 1.1 : Election Management Y F F OUTFITTERS, INC. of Director: Janice E. Page AMERICAN EAGLE AEO 02553E106 03-Jun-2021 Proposal 1.2 : Election Management Y F F OUTFITTERS, INC. of Director: David M. Sable AMERICAN EAGLE AEO 02553E106 03-Jun-2021 Proposal 1.3 : Election Management Y F F OUTFITTERS, INC. of Director: Noel J. Spiegel AMERICAN EAGLE AEO 02553E106 03-Jun-2021 Proposal 3. : Proposal Management Y N A OUTFITTERS, INC. Three. Hold an advisory vote on the compensation of our named executive officers. APPLIED AMAT 038222105 11-Mar-2021 Proposal 3. : Ratification Management Y F F MATERIALS, INC. of the appointment of KPMG LLP as Applied Materials’ independent registered public accounting firm for fiscal year 2021. APPLIED AMAT 038222105 11-Mar-2021 Proposal 5. : Approval of Management Y F F MATERIALS, INC. the Omnibus Employees’ Stock Purchase Plan. APPLIED AMAT 038222105 11-Mar-2021 Proposal 4. : Approval of Management Y F F MATERIALS, INC. the amended and restated Employee Stock Incentive Plan. Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document APPLIED AMAT 038222105 11-Mar-2021 Proposal 7. : Shareholder Shareholder Y F A MATERIALS, INC. proposal to improve the executive compensation program and policy to include CEO pay ratio and other factors. APPLIED AMAT 038222105 11-Mar-2021 Proposal 1A. : Election Management Y F F MATERIALS, INC. of Director: Rani Borkar APPLIED AMAT 038222105 11-Mar-2021 Proposal 1B. : Election Management Y F F MATERIALS, INC. of Director: Judy Bruner APPLIED AMAT 038222105 11-Mar-2021 Proposal 1C. : Election Management Y F F MATERIALS, INC. of Director: Xun (Eric) Chen APPLIED AMAT 038222105 11-Mar-2021 Proposal 1D. : Election Management Y F F MATERIALS, INC. of Director: Aart J. de Geus APPLIED AMAT 038222105 11-Mar-2021 Proposal
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