SECURITIES AND EXCHANGE COMMISSION

FORM N-PX Annual report of proxy voting record of registered management investment companies filed on Form N-PX

Filing Date: 2021-08-05 | Period of Report: 2021-06-30 SEC Accession No. 0001829126-21-007665

(HTML Version on secdatabase.com)

FILER AdvisorShares Trust Mailing Address Business Address 4800 MONTGOMERY LANE 4800 MONTGOMERY LANE CIK:1408970| IRS No.: 260636087 | State of Incorp.:DE | Fiscal Year End: 0630 SUITE 150 SUITE 150 Type: N-PX | Act: 40 | File No.: 811-22110 | Film No.: 211147336 BETHESDA MD 20814 BETHESDA MD 20814 (877) 843-3831

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-22110

AdvisorShares Trust (Exact name of registrant as specified in charter)

4800 Montgomery Lane, Suite 150 Bethesda, Maryland 20814 (Address of principal executive offices) (Zip code)

Dan Ahrens 4800 Montgomery Lane, Suite 150 Bethesda, Maryland 20814 (Name and address of agent for service)

Registrant’s telephone number, including area code: 1-877-843-3831

Date of fiscal year end: June 30

Date of reporting period: July 1, 2020 – June 30, 2021

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

PROXY VOTING RECORD

FOR PERIOD JULY 1, 2020 TO JUNE 30, 2021

Item 1. Proxy Voting Record.

======ADVISORSHARES DORSEY WRIGHT FSM ALL CAP WORLD ETF======

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

======ADVISORSHARES DORSEY WRIGHT FSM US CORE ETF======

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

======ADVISORSHARES DORSEY WRIGHT SHORT ETF ======

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

======ADVISORSHARES FOLIOBEYOND SMART CORE BOND ETF ======

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

======ADVISORSHARES NEWFLEET MULTI-SECTOR INCOME ETF ======

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

======ADVISORSHARES Q DYNAMIC GROWTH ETF ======

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

======ADVISORSHARES Q PORTFOLIO BLENDED ALLOCATION ETF ======

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

======ADVISORSHARES RANGER EQUITY BEAR ETF ======

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

======ADVISORSHARES SAGE CORE RESERVES ETF ======

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

======ADVISORSHARES STAR GLOBAL BUY-WRITE ETF ======

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.

======ADVISORSHARES ALPHA DNA EQUITY SENTIMENT ETF ======

REGISTRANT NAME: AdvisorShares INVESTMENT COMPANY ACT FILE NUMBER: 811-22110 REPORTING PERIOD: 07/01/2020 - 06/30/2021 REGISTRANT ADDRESS: 4800 Montgomery Lane, STE 150, Bethesda, MD 20814 NAME OF SERIES: AdvisorShares Alpha DNA Equity Sentiment ETF

Fund’s Vote For or Against Proposal, Who Whether Whether or Exchange Shareholder Proposed Fund Vote Was Issuer of Portfolio Summary of Matter Abstain; Ticker CUSIP # Meeting Matter: Cast For or Security Voted On For or Symbol Date Issuer / Vote on Against Withhold Shareholder Matter Management Regarding Election of Directors ADVANCE AUTO AAP 00751Y106 26-May-2021 Proposal 3. : Ratify the Management Y F F PARTS, INC. appointment of Deloitte & Touche LLP (Deloitte) as our independent registered public accounting firm for 2021. ADVANCE AUTO AAP 00751Y106 26-May-2021 Proposal 4. : Advisory Shareholder Y F A PARTS, INC. vote on the stockholder proposal, if presented at the Annual Meeting, regarding amending our proxy access rights to remove the shareholder aggregation limit. ADVANCE AUTO AAP 00751Y106 26-May-2021 Proposal 1A. : Election Management Y F F PARTS, INC. of Director: Carla J. Bailo ADVANCE AUTO AAP 00751Y106 26-May-2021 Proposal 1B. : Election Management Y F F PARTS, INC. of Director: John F. Ferraro

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ADVANCE AUTO AAP 00751Y106 26-May-2021 Proposal 1C. : Election Management Y F F PARTS, INC. of Director: Thomas R. Greco ADVANCE AUTO AAP 00751Y106 26-May-2021 Proposal 1D. : Election Management Y F F PARTS, INC. of Director: Jeffrey J. Jones II ADVANCE AUTO AAP 00751Y106 26-May-2021 Proposal 1E. : Election Management Y F F PARTS, INC. of Director: Eugene I. Lee, Jr. ADVANCE AUTO AAP 00751Y106 26-May-2021 Proposal 1F. : Election of Management Y F F PARTS, INC. Director: Sharon L. McCollam ADVANCE AUTO AAP 00751Y106 26-May-2021 Proposal 1G. : Election Management Y F F PARTS, INC. of Director: Douglas A. Pertz ADVANCE AUTO AAP 00751Y106 26-May-2021 Proposal 1H. : Election Management Y F F PARTS, INC. of Director: Nigel Travis ADVANCE AUTO AAP 00751Y106 26-May-2021 Proposal 1I. : Election of Management Y F F PARTS, INC. Director: Arthur L. Valdez Jr. ADVANCE AUTO AAP 00751Y106 26-May-2021 Proposal 2. : Approve, Management Y F F PARTS, INC. by advisory vote, the compensation of our named executive officers. AMERICAN EAGLE AEO 02553E106 03-Jun-2021 Proposal 2. : Proposal Management Y F F OUTFITTERS, INC. Two. Ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending January 29, 2022. AMERICAN EAGLE AEO 02553E106 03-Jun-2021 Proposal 1.1 : Election Management Y F F OUTFITTERS, INC. of Director: Janice E. Page AMERICAN EAGLE AEO 02553E106 03-Jun-2021 Proposal 1.2 : Election Management Y F F OUTFITTERS, INC. of Director: David M. Sable AMERICAN EAGLE AEO 02553E106 03-Jun-2021 Proposal 1.3 : Election Management Y F F OUTFITTERS, INC. of Director: Noel J. Spiegel AMERICAN EAGLE AEO 02553E106 03-Jun-2021 Proposal 3. : Proposal Management Y N A OUTFITTERS, INC. Three. Hold an advisory vote on the compensation of our named executive officers. APPLIED AMAT 038222105 11-Mar-2021 Proposal 3. : Ratification Management Y F F MATERIALS, INC. of the appointment of KPMG LLP as Applied Materials’ independent registered public accounting firm for fiscal year 2021. APPLIED AMAT 038222105 11-Mar-2021 Proposal 5. : Approval of Management Y F F MATERIALS, INC. the Omnibus Employees’ Stock Purchase Plan. APPLIED AMAT 038222105 11-Mar-2021 Proposal 4. : Approval of Management Y F F MATERIALS, INC. the amended and restated Employee Stock Incentive Plan.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document APPLIED AMAT 038222105 11-Mar-2021 Proposal 7. : Shareholder Shareholder Y F A MATERIALS, INC. proposal to improve the executive compensation program and policy to include CEO pay ratio and other factors. APPLIED AMAT 038222105 11-Mar-2021 Proposal 1A. : Election Management Y F F MATERIALS, INC. of Director: Rani Borkar APPLIED AMAT 038222105 11-Mar-2021 Proposal 1B. : Election Management Y F F MATERIALS, INC. of Director: Judy Bruner APPLIED AMAT 038222105 11-Mar-2021 Proposal 1C. : Election Management Y F F MATERIALS, INC. of Director: Xun (Eric) Chen APPLIED AMAT 038222105 11-Mar-2021 Proposal 1D. : Election Management Y F F MATERIALS, INC. of Director: Aart J. de Geus APPLIED AMAT 038222105 11-Mar-2021 Proposal 1E. : Election Management Y F F MATERIALS, INC. of Director: Gary E. Dickerson APPLIED AMAT 038222105 11-Mar-2021 Proposal 1F. : Election of Management Y F F MATERIALS, INC. Director: Thomas J. Iannotti APPLIED AMAT 038222105 11-Mar-2021 Proposal 1G. : Election Management Y F F MATERIALS, INC. of Director: Alexander A. Karsner APPLIED AMAT 038222105 11-Mar-2021 Proposal 1H. : Election Management Y F F MATERIALS, INC. of Director: Adrianna C. Ma APPLIED AMAT 038222105 11-Mar-2021 Proposal 1I. : Election of Management Y F F MATERIALS, INC. Director: Yvonne McGill APPLIED AMAT 038222105 11-Mar-2021 Proposal 1J. : Election of Management Y F F MATERIALS, INC. Director: Scott A. McGregor APPLIED AMAT 038222105 11-Mar-2021 Proposal 6. : Shareholder Shareholder Y F A MATERIALS, INC. proposal to adopt a policy, and amend our governing documents as necessary, to require the Chairman of the Board to be independent whenever possible including the next Chairman of the Board transition. APPLIED AMAT 038222105 11-Mar-2021 Proposal 2. : Approval, Management Y F F MATERIALS, INC. on an advisory basis, of the compensation of Applied Materials’ named executive officers for fiscal year 2020. AMBARELLA, INC. AMBA G037AX101 17-Jun-2021 Proposal 4. : Advisory Management Y 1 F vote to approve the frequency of future advisory votes on the compensation of Ambarella, Inc.’s named executive officers. AMBARELLA, INC. AMBA G037AX101 17-Jun-2021 Proposal 1. : Management Y F F DIRECTOR AMBARELLA, INC. AMBA G037AX101 17-Jun-2021 Proposal 1. : Management Y F F DIRECTOR AMBARELLA, INC. AMBA G037AX101 17-Jun-2021 Proposal 1. : Management Y F F DIRECTOR

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AMBARELLA, INC. AMBA G037AX101 17-Jun-2021 Proposal 2. : Ratification Management Y F F of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Ambarella, Inc. for the fiscal year ending January 31, 2022. AMBARELLA, INC. AMBA G037AX101 17-Jun-2021 Proposal 5. : Approve Management Y N A the Ambarella, Inc. 2021 Equity Incentive Plan. AMBARELLA, INC. AMBA G037AX101 17-Jun-2021 Proposal 3. : Advisory Management Y N A vote to approve the compensation of Ambarella, Inc.’s named executive officers. ADVANCED MICRO AMD 007903107 19-May-2021 Proposal 2. : Ratify the Management Y F F DEVICES, INC. appointment of Ernst & Young LLP as our independent registered public accounting firm for the current fiscal year. ADVANCED MICRO AMD 007903107 19-May-2021 Proposal 1A. : Election Management Y F F DEVICES, INC. of Director: John E. Caldwell ADVANCED MICRO AMD 007903107 19-May-2021 Proposal 1B. : Election Management Y F F DEVICES, INC. of Director: Nora M. Denzel ADVANCED MICRO AMD 007903107 19-May-2021 Proposal 1C. : Election Management Y F F DEVICES, INC. of Director: Mark Durcan ADVANCED MICRO AMD 007903107 19-May-2021 Proposal 1D. : Election Management Y F F DEVICES, INC. of Director: Michael P. Gregoire ADVANCED MICRO AMD 007903107 19-May-2021 Proposal 1E. : Election Management Y F F DEVICES, INC. of Director: Joseph A. Householder ADVANCED MICRO AMD 007903107 19-May-2021 Proposal 1F. : Election of Management Y F F DEVICES, INC. Director: John W. Marren ADVANCED MICRO AMD 007903107 19-May-2021 Proposal 1G. : Election Management Y F F DEVICES, INC. of Director: Lisa T. Su ADVANCED MICRO AMD 007903107 19-May-2021 Proposal 1H. : Election Management Y F F DEVICES, INC. of Director: Abhi Y. Talwalkar ADVANCED MICRO AMD 007903107 19-May-2021 Proposal 3. : Advisory Management Y F F DEVICES, INC. vote to approve the executive compensation of our named executive officers. AMN HEALTHCARE AMN 001744101 21-Apr-2021 Proposal 3. : To Management Y 1 F SERVICES, INC. recommend, by non- binding vote, the frequency of the advisory vote on the compensation of the Company’s named executive officers. AMN HEALTHCARE AMN 001744101 21-Apr-2021 Proposal 4. : To ratify Management Y F F SERVICES, INC. the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AMN HEALTHCARE AMN 001744101 21-Apr-2021 Proposal 1A. : Election Management Y F F SERVICES, INC. of Director: Mark G. Foletta AMN HEALTHCARE AMN 001744101 21-Apr-2021 Proposal 1B. : Election Management Y F F SERVICES, INC. of Director: Teri G. Fontenot AMN HEALTHCARE AMN 001744101 21-Apr-2021 Proposal 1C. : Election Management Y F F SERVICES, INC. of Director: R. Jeffrey Harris AMN HEALTHCARE AMN 001744101 21-Apr-2021 Proposal 1D. : Election Management Y F F SERVICES, INC. of Director: Daphne E. Jones AMN HEALTHCARE AMN 001744101 21-Apr-2021 Proposal 1E. : Election Management Y F F SERVICES, INC. of Director: Martha H. Marsh AMN HEALTHCARE AMN 001744101 21-Apr-2021 Proposal 1F. : Election of Management Y F F SERVICES, INC. Director: Susan R. Salka AMN HEALTHCARE AMN 001744101 21-Apr-2021 Proposal 1G. : Election Management Y F F SERVICES, INC. of Director: Sylvia Trent-Adams AMN HEALTHCARE AMN 001744101 21-Apr-2021 Proposal 1H. : Election Management Y F F SERVICES, INC. of Director: Douglas D. Wheat AMN HEALTHCARE AMN 001744101 21-Apr-2021 Proposal 5. : A Shareholder Y F A SERVICES, INC. shareholder proposal entitled: “Improve Our Catch-22 Proxy Access”. AMN HEALTHCARE AMN 001744101 21-Apr-2021 Proposal 2. : To approve, Management Y F F SERVICES, INC. by non-binding advisory vote, the compensation of the Company’s named executive officers. AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 2. : Management Y F F RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 7. : Shareholder Y F A SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA. AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 9. : Shareholder Y F A SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY AUDIT REPORT. AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 12. : Shareholder Y F A SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS. AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 1A. : Election Management Y F F of Director: Jeffrey P. Bezos AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 1B. : Election Management Y F F of Director: Keith B. Alexander

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 1C. : Election Management Y F F of Director: Jamie S. Gorelick AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 1D. : Election Management Y F F of Director: Daniel P. Huttenlocher AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 1E. : Election Management Y F F of Director: Judith A. McGrath AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 1F. : Election of Management Y F F Director: Indra K. Nooyi AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 1G. : Election Management Y F F of Director: Jonathan J. Rubinstein AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 1H. : Election Management Y F F of Director: Thomas O. Ryder AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 1I. : Election of Management Y F F Director: Patricia Q. Stonesifer AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 1J. : Election of Management Y F F Director: Wendell P. Weeks AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 3. : Management Y F F ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 6. : Shareholder Y F A SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY. AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 14. : Shareholder Y N F SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES. AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 13. : Shareholder Y N F SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING. AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 4. : Shareholder Y N F SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE. AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 8. : Shareholder Y N F SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 10. : Shareholder Y N F SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY. AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 11. : Shareholder Y N F SHAREHOLDER PROPOSAL REQUESTING A REPORT ON COMPETITION STRATEGY AND RISK. AMAZON.COM, INC. AMZN 023135106 26-May-2021 Proposal 5. : Shareholder Y N F SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY. BRUNSWICK BC 117043109 05-May-2021 Proposal 3. : The Management Y F F CORPORATION ratification of the Audit and Finance Committee’s appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021. BRUNSWICK BC 117043109 05-May-2021 Proposal 1A. : Election Management Y F F CORPORATION of Director: Nancy E. Cooper BRUNSWICK BC 117043109 05-May-2021 Proposal 1B. : Election Management Y F F CORPORATION of Director: David C. Everitt BRUNSWICK BC 117043109 05-May-2021 Proposal 1C. : Election Management Y F F CORPORATION of Director: Reginald Fils-Aimé BRUNSWICK BC 117043109 05-May-2021 Proposal 1D. : Election Management Y F F CORPORATION of Director: Lauren P. Flaherty BRUNSWICK BC 117043109 05-May-2021 Proposal 1E. : Election Management Y F F CORPORATION of Director: David M. Foulkes BRUNSWICK BC 117043109 05-May-2021 Proposal 1F. : Election of Management Y F F CORPORATION Director: Joseph W. McClanathan BRUNSWICK BC 117043109 05-May-2021 Proposal 1G. : Election Management Y F F CORPORATION of Director: David V. Singer BRUNSWICK BC 117043109 05-May-2021 Proposal 1H. : Election Management Y F F CORPORATION of Director: Jane L. Warner BRUNSWICK BC 117043109 05-May-2021 Proposal 1I. : Election of Management Y F F CORPORATION Director: J. Steven Whisler BRUNSWICK BC 117043109 05-May-2021 Proposal 1J. : Election of Management Y F F CORPORATION Director: Roger J. Wood BRUNSWICK BC 117043109 05-May-2021 Proposal 2. : Advisory Management Y F F CORPORATION vote to approve the compensation of our Named Executive Officers.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document B&G FOODS, INC. BGS 05508R106 18-May-2021 Proposal 3. : Ratification Management Y F F of appointment of KPMG LLP as independent registered public accounting firm. B&G FOODS, INC. BGS 05508R106 18-May-2021 Proposal 1.1 : Election Management Y F F of Director: DeAnn L. Brunts B&G FOODS, INC. BGS 05508R106 18-May-2021 Proposal 1.2 : Election Management Y F F of Director: Debra Martin Chase B&G FOODS, INC. BGS 05508R106 18-May-2021 Proposal 1.3 : Election Management Y F F of Director: Charles F. Marcy B&G FOODS, INC. BGS 05508R106 18-May-2021 Proposal 1.4 : Election Management Y F F of Director: Robert D. Mills B&G FOODS, INC. BGS 05508R106 18-May-2021 Proposal 1.5 : Election Management Y F F of Director: Dennis M. Mullen B&G FOODS, INC. BGS 05508R106 18-May-2021 Proposal 1.6 : Election Management Y F F of Director: Cheryl M. Palmer B&G FOODS, INC. BGS 05508R106 18-May-2021 Proposal 1.7 : Election Management Y F F of Director: Alfred Poe B&G FOODS, INC. BGS 05508R106 18-May-2021 Proposal 1.8 : Election Management Y F F of Director: Stephen C. Sherrill B&G FOODS, INC. BGS 05508R106 18-May-2021 Proposal 1.9 : Election Management Y F F of Director: David L. Wenner B&G FOODS, INC. BGS 05508R106 18-May-2021 Proposal 2. : Approval, Management Y N A by non-binding advisory vote, of executive compensation. CALIX, INC. CALX 13100M509 13-May-2021 Proposal 1. : Management Y F F DIRECTOR CALIX, INC. CALX 13100M509 13-May-2021 Proposal 1. : Management Y F F DIRECTOR CALIX, INC. CALX 13100M509 13-May-2021 Proposal 1. : Management Y F F DIRECTOR CALIX, INC. CALX 13100M509 13-May-2021 Proposal 6. : Ratification Management Y F F of the selection of KPMG LLP as Calix’s independent registered public accounting firm for the fiscal year ending December 31, 2021. CALIX, INC. CALX 13100M509 13-May-2021 Proposal 3. : Approval of Management Y F F the Amended and Restated Employee Stock Purchase Plan. CALIX, INC. CALX 13100M509 13-May-2021 Proposal 4. : Approval of Management Y F F the Amended and Restated 2017 Nonqualified Employee Stock Purchase Plan. CALIX, INC. CALX 13100M509 13-May-2021 Proposal 2. : Approval of Management Y F F the Amended and Restated 2019 Equity Incentive Award Plan. CALIX, INC. CALX 13100M509 13-May-2021 Proposal 5. : Approval, Management Y F F on a non-binding, advisory basis, of the compensation of Calix’s named executive officers.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document CAMBIUM CMBM G17766109 09-Jun-2021 Proposal 1. : Management Y F F NETWORKS DIRECTOR CORPORATION CAMBIUM CMBM G17766109 09-Jun-2021 Proposal 1. : Management Y F F NETWORKS DIRECTOR CORPORATION CAMBIUM CMBM G17766109 09-Jun-2021 Proposal 2. : Ratification Management Y F F NETWORKS of the appointment of CORPORATION KPMG LLP as our Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2021. CHIPOTLE CMG 169656105 18-May-2021 Proposal 1. : Management Y F F MEXICAN GRILL, DIRECTOR INC. CHIPOTLE CMG 169656105 18-May-2021 Proposal 1. : Management Y F F MEXICAN GRILL, DIRECTOR INC. CHIPOTLE CMG 169656105 18-May-2021 Proposal 1. : Management Y F F MEXICAN GRILL, DIRECTOR INC. CHIPOTLE CMG 169656105 18-May-2021 Proposal 1. : Management Y F F MEXICAN GRILL, DIRECTOR INC. CHIPOTLE CMG 169656105 18-May-2021 Proposal 1. : Management Y F F MEXICAN GRILL, DIRECTOR INC. CHIPOTLE CMG 169656105 18-May-2021 Proposal 1. : Management Y F F MEXICAN GRILL, DIRECTOR INC. CHIPOTLE CMG 169656105 18-May-2021 Proposal 1. : Management Y F F MEXICAN GRILL, DIRECTOR INC. CHIPOTLE CMG 169656105 18-May-2021 Proposal 1. : Management Y F F MEXICAN GRILL, DIRECTOR INC. CHIPOTLE CMG 169656105 18-May-2021 Proposal 1. : Management Y F F MEXICAN GRILL, DIRECTOR INC. CHIPOTLE CMG 169656105 18-May-2021 Proposal 1. : Management Y F F MEXICAN GRILL, DIRECTOR INC. CHIPOTLE CMG 169656105 18-May-2021 Proposal 1. : Management Y F F MEXICAN GRILL, DIRECTOR INC. CHIPOTLE CMG 169656105 18-May-2021 Proposal 3. : Ratification Management Y F F MEXICAN GRILL, of the appointment of INC. Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021. CHIPOTLE CMG 169656105 18-May-2021 Proposal 4. : Shareholder Shareholder Y F A MEXICAN GRILL, Proposal - Written INC. Consent of Shareholders. CHIPOTLE CMG 169656105 18-May-2021 Proposal 2. : An Management Y F F MEXICAN GRILL, advisory vote to approve INC. the compensation of our executive officers as disclosed in the proxy statement (“say-on- pay”).

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document SALESFORCE.COM, CRM 79466L302 10-Jun-2021 Proposal 3. : Ratification Management Y F F INC. of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2022. SALESFORCE.COM, CRM 79466L302 10-Jun-2021 Proposal 1A. : Election Management Y F F INC. of Director: Marc Benioff SALESFORCE.COM, CRM 79466L302 10-Jun-2021 Proposal 1B. : Election Management Y F F INC. of Director: Craig Conway SALESFORCE.COM, CRM 79466L302 10-Jun-2021 Proposal 1C. : Election Management Y F F INC. of Director: Parker Harris SALESFORCE.COM, CRM 79466L302 10-Jun-2021 Proposal 1D. : Election Management Y F F INC. of Director: Alan Hassenfeld SALESFORCE.COM, CRM 79466L302 10-Jun-2021 Proposal 1E. : Election Management Y F F INC. of Director: Neelie Kroes SALESFORCE.COM, CRM 79466L302 10-Jun-2021 Proposal 1F. : Election of Management Y F F INC. Director: Colin Powell SALESFORCE.COM, CRM 79466L302 10-Jun-2021 Proposal 1G. : Election Management Y F F INC. of Director: Sanford Robertson SALESFORCE.COM, CRM 79466L302 10-Jun-2021 Proposal 1H. : Election Management Y F F INC. of Director: John V. Roos SALESFORCE.COM, CRM 79466L302 10-Jun-2021 Proposal 1I. : Election of Management Y F F INC. Director: Robin Washington SALESFORCE.COM, CRM 79466L302 10-Jun-2021 Proposal 1J. : Election of Management Y F F INC. Director: Maynard Webb SALESFORCE.COM, CRM 79466L302 10-Jun-2021 Proposal 1K. : Election Management Y F F INC. of Director: Susan Wojcicki SALESFORCE.COM, CRM 79466L302 10-Jun-2021 Proposal 2. : Management Y F F INC. Amendment and restatement of our 2013 Equity Incentive Plan to increase the number of shares reserved for issuance. SALESFORCE.COM, CRM 79466L302 10-Jun-2021 Proposal 5. : A Shareholder Y N F INC. stockholder proposal requesting that the Board of Directors take steps necessary to transition Salesforce to a Public Benefit Corporation, if properly presented at the meeting. SALESFORCE.COM, CRM 79466L302 10-Jun-2021 Proposal 4. : An Management Y N A INC. advisory vote to approve the fiscal 2021 compensation of our named executive officers. CROCS, INC. CROX 227046109 09-Jun-2021 Proposal 1. : Management Y F F DIRECTOR CROCS, INC. CROX 227046109 09-Jun-2021 Proposal 1. : Management Y F F DIRECTOR CROCS, INC. CROX 227046109 09-Jun-2021 Proposal 1. : Management Y F F DIRECTOR

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document CROCS, INC. CROX 227046109 09-Jun-2021 Proposal 2. : Ratification Management Y F F of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year 2021. CROCS, INC. CROX 227046109 09-Jun-2021 Proposal 3. : An Management Y F F advisory vote to approve the compensation of our named executive officers. CROWDSTRIKE CRWD 22788C105 30-Jun-2021 Proposal 4. : To approve, Management Y 1 A HOLDINGS, INC. on an advisory basis, the frequency of future stockholder advisory votes on the compensation of CrowdStrike’s named executive officers. CROWDSTRIKE CRWD 22788C105 30-Jun-2021 Proposal 1. : Management Y F F HOLDINGS, INC. DIRECTOR CROWDSTRIKE CRWD 22788C105 30-Jun-2021 Proposal 1. : Management Y F F HOLDINGS, INC. DIRECTOR CROWDSTRIKE CRWD 22788C105 30-Jun-2021 Proposal 1. : Management Y F F HOLDINGS, INC. DIRECTOR CROWDSTRIKE CRWD 22788C105 30-Jun-2021 Proposal 2. : To ratify Management Y F F HOLDINGS, INC. the selection of PricewaterhouseCoopers LLP as CrowdStrike’s independent registered public accounting firm for its fiscal year ending January 31, 2022. CROWDSTRIKE CRWD 22788C105 30-Jun-2021 Proposal 5. : To approve Management Y F F HOLDINGS, INC. an amendment to CrowdStrike’s 2019 Employee Stock Purchase Plan. CROWDSTRIKE CRWD 22788C105 30-Jun-2021 Proposal 3. : To approve, Management Y N A HOLDINGS, INC. on an advisory basis, the compensation of CrowdStrike’s named executive officers. DICK’S SPORTING DKS 253393102 09-Jun-2021 Proposal 4. : Ratification Management Y F F GOODS, INC. of the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for fiscal 2021. DICK’S SPORTING DKS 253393102 09-Jun-2021 Proposal 2. : An Management Y F F GOODS, INC. amendment to the Company’s Amended and Restated Certificate of Incorporation, as amended, to provide for the annual election of directors and eliminate the classified Board structure.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document DICK’S SPORTING DKS 253393102 09-Jun-2021 Proposal 1A. : Election Management Y F F GOODS, INC. of Director for a term that expires either in 2022, if Item 2 is approved by the stockholders, or in 2024, if Item 2 is not approved by the stockholders: William J. Colombo DICK’S SPORTING DKS 253393102 09-Jun-2021 Proposal 1B. : Election Management Y F F GOODS, INC. of Director for a term that expires either in 2022, if Item 2 is approved by the stockholders, or in 2024, if Item 2 is not approved by the stockholders: Sandeep Mathrani DICK’S SPORTING DKS 253393102 09-Jun-2021 Proposal 1C. : Election Management Y F F GOODS, INC. of Director for a term that expires either in 2022, if Item 2 is approved by the stockholders, or in 2024, if Item 2 is not approved by the stockholders: Desiree Ralls-Morrison DICK’S SPORTING DKS 253393102 09-Jun-2021 Proposal 1D. : Election Management Y F F GOODS, INC. of Director for a term that expires either in 2022, if Item 2 is approved by the stockholders, or in 2024, if Item 2 is not approved by the stockholders: Larry D. Stone DICK’S SPORTING DKS 253393102 09-Jun-2021 Proposal 3. : An Management Y F F GOODS, INC. amendment to the Company’s Amended and Restated Certificate of Incorporation, as amended, to increase the maximum number of directors to 13. DICK’S SPORTING DKS 253393102 09-Jun-2021 Proposal 6. : An Management Y F F GOODS, INC. amendment and restatement of the Company’s 2012 Stock and Incentive Plan (as Amended and Restated) to increase the number of authorized shares reserved for issuance under the plan and eliminate certain provisions related to performance-based compensation. DICK’S SPORTING DKS 253393102 09-Jun-2021 Proposal 5. : Non- Management Y F F GOODS, INC. binding advisory vote to approve compensation of named executive officers, as disclosed in the Company’s 2021 proxy statement. EBAY INC. EBAY 278642103 15-Jun-2021 Proposal 2. : Ratification Management Y F F of appointment of independent auditors.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document EBAY INC. EBAY 278642103 15-Jun-2021 Proposal 1A. : Election Management Y F F of Director: Anthony J. Bates EBAY INC. EBAY 278642103 15-Jun-2021 Proposal 1B. : Election Management Y F F of Director: Adriane M. Brown EBAY INC. EBAY 278642103 15-Jun-2021 Proposal 1C. : Election Management Y F F of Director: Diana Farrell EBAY INC. EBAY 278642103 15-Jun-2021 Proposal 1D. : Election Management Y F F of Director: Logan D. Green EBAY INC. EBAY 278642103 15-Jun-2021 Proposal 1E. : Election Management Y F F of Director: Bonnie S. Hammer EBAY INC. EBAY 278642103 15-Jun-2021 Proposal 1F. : Election of Management Y F F Director: E. Carol Hayles EBAY INC. EBAY 278642103 15-Jun-2021 Proposal 1G. : Election Management Y F F of Director: Jamie Iannone EBAY INC. EBAY 278642103 15-Jun-2021 Proposal 1H. : Election Management Y F F of Director: Kathleen C. Mitic EBAY INC. EBAY 278642103 15-Jun-2021 Proposal 1I. : Election of Management Y F F Director: Matthew J. Murphy EBAY INC. EBAY 278642103 15-Jun-2021 Proposal 1J. : Election of Management Y F F Director: Paul S. Pressler EBAY INC. EBAY 278642103 15-Jun-2021 Proposal 1K. : Election Management Y F F of Director: Mohak Shroff EBAY INC. EBAY 278642103 15-Jun-2021 Proposal 1L. : Election Management Y F F of Director: Robert H. Swan EBAY INC. EBAY 278642103 15-Jun-2021 Proposal 1M. : Election Management Y F F of Director: Perry M. Traquina EBAY INC. EBAY 278642103 15-Jun-2021 Proposal 3. : Advisory Management Y F F vote to approve named executive officer compensation. EBAY INC. EBAY 278642103 15-Jun-2021 Proposal 4. : Executive Shareholder Y N F Compensation, if properly presented. EBAY INC. EBAY 278642103 15-Jun-2021 Proposal 5. : Right to Shareholder Y N F Act by Written Consent, if properly presented. ENTEGRIS, INC. ENTG 29362U104 29-Apr-2021 Proposal 3. : Ratify the Management Y F F appointment of KPMG LLP as Entegris, Inc.’s Independent Registered Public Firm for 2021. ENTEGRIS, INC. ENTG 29362U104 29-Apr-2021 Proposal 1A. : Election Management Y F F of Director: Michael A. Bradley ENTEGRIS, INC. ENTG 29362U104 29-Apr-2021 Proposal 1B. : Election Management Y F F of Director: R. Nicholas Burns ENTEGRIS, INC. ENTG 29362U104 29-Apr-2021 Proposal 1C. : Election Management Y F F of Director: Rodney Clark ENTEGRIS, INC. ENTG 29362U104 29-Apr-2021 Proposal 1D. : Election Management Y F F of Director: James F. Gentilcore ENTEGRIS, INC. ENTG 29362U104 29-Apr-2021 Proposal 1E. : Election Management Y F F of Director: Yvette Kanouff

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ENTEGRIS, INC. ENTG 29362U104 29-Apr-2021 Proposal 1F. : Election of Management Y F F Director: James P. Lederer ENTEGRIS, INC. ENTG 29362U104 29-Apr-2021 Proposal 1G. : Election Management Y F F of Director: Bertrand Loy ENTEGRIS, INC. ENTG 29362U104 29-Apr-2021 Proposal 1H. : Election Management Y F F of Director: Paul L. H. Olson ENTEGRIS, INC. ENTG 29362U104 29-Apr-2021 Proposal 1I. : Election of Management Y F F Director: Azita Saleki- Gerhardt ENTEGRIS, INC. ENTG 29362U104 29-Apr-2021 Proposal 1J. : Election of Management Y F F Director: Brian F. Sullivan ENTEGRIS, INC. ENTG 29362U104 29-Apr-2021 Proposal 2. : Approval, Management Y F F by non-binding vote, of the compensation paid to Entegris, Inc.’s named executive officers (advisory vote). FACEBOOK, INC. FB 30303M102 26-May-2021 Proposal 4. : A Shareholder Y F A shareholder proposal regarding dual class capital structure. FACEBOOK, INC. FB 30303M102 26-May-2021 Proposal 1. : Management Y F F DIRECTOR FACEBOOK, INC. FB 30303M102 26-May-2021 Proposal 1. : Management Y F F DIRECTOR FACEBOOK, INC. FB 30303M102 26-May-2021 Proposal 1. : Management Y F F DIRECTOR FACEBOOK, INC. FB 30303M102 26-May-2021 Proposal 1. : Management Y F F DIRECTOR FACEBOOK, INC. FB 30303M102 26-May-2021 Proposal 1. : Management Y F F DIRECTOR FACEBOOK, INC. FB 30303M102 26-May-2021 Proposal 1. : Management Y F F DIRECTOR FACEBOOK, INC. FB 30303M102 26-May-2021 Proposal 1. : Management Y F F DIRECTOR FACEBOOK, INC. FB 30303M102 26-May-2021 Proposal 1. : Management Y F F DIRECTOR FACEBOOK, INC. FB 30303M102 26-May-2021 Proposal 1. : Management Y F F DIRECTOR FACEBOOK, INC. FB 30303M102 26-May-2021 Proposal 2. : To ratify Management Y F F the appointment of Ernst & Young LLP as Facebook, Inc.’s independent registered public accounting firm for the fiscal year ending December 31, 2021. FACEBOOK, INC. FB 30303M102 26-May-2021 Proposal 3. : To approve Management Y F F an amendment to the director compensation policy. FACEBOOK, INC. FB 30303M102 26-May-2021 Proposal 6. : A Shareholder Y F A shareholder proposal regarding child exploitation. FACEBOOK, INC. FB 30303M102 26-May-2021 Proposal 8. : A Shareholder Y N F shareholder proposal regarding platform misuse. FACEBOOK, INC. FB 30303M102 26-May-2021 Proposal 9. : A Shareholder Y N F shareholder proposal regarding public benefit corporation.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document FACEBOOK, INC. FB 30303M102 26-May-2021 Proposal 5. : A Shareholder Y N F shareholder proposal regarding an independent chair. FACEBOOK, INC. FB 30303M102 26-May-2021 Proposal 7. : A Shareholder Y N F shareholder proposal regarding human/civil rights expert on board. FIVE BELOW, INC. FIVE 33829M101 15-Jun-2021 Proposal 2. : To ratify Management Y F F the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the current fiscal year ending January 29, 2022. FIVE BELOW, INC. FIVE 33829M101 15-Jun-2021 Proposal 1A. : Election Management Y F F of Director: Dinesh S. Lathi FIVE BELOW, INC. FIVE 33829M101 15-Jun-2021 Proposal 1B. : Election Management Y F F of Director: Richard L. Markee FIVE BELOW, INC. FIVE 33829M101 15-Jun-2021 Proposal 1C. : Election Management Y F F of Director: Thomas G. Vellios FIVE BELOW, INC. FIVE 33829M101 15-Jun-2021 Proposal 1D. : Election Management Y F F of Director: Zuhairah S. Washington FIVE BELOW, INC. FIVE 33829M101 15-Jun-2021 Proposal 3. : To approve, Management Y F F by non-binding advisory vote, the Company’s Named Executive Officer compensation. FLOOR & DECOR FND 339750101 12-May-2021 Proposal 2. : Ratify the Management Y F F HOLDINGS, INC. appointment of Ernst & Young LLP as independent auditors for the Company’s 2021 fiscal year. FLOOR & DECOR FND 339750101 12-May-2021 Proposal 5. : To approve Management Y F F HOLDINGS, INC. the amendment of our Charter to eliminate supermajority voting requirements and other obsolete provisions, including the elimination of Class B Common Stock and Class C Common Stock. FLOOR & DECOR FND 339750101 12-May-2021 Proposal 4. : To approve Management Y F F HOLDINGS, INC. the amendment of our Restated Certificate of Incorporation (our “Charter”) to declassify our board of directors. FLOOR & DECOR FND 339750101 12-May-2021 Proposal 1a. : Election of Management Y F F HOLDINGS, INC. Director: Norman Axelrod FLOOR & DECOR FND 339750101 12-May-2021 Proposal 1b. : Election Management Y F F HOLDINGS, INC. of Director: Ryan Marshall FLOOR & DECOR FND 339750101 12-May-2021 Proposal 1c. : Election of Management Y F F HOLDINGS, INC. Director: Richard Sullivan FLOOR & DECOR FND 339750101 12-May-2021 Proposal 1d. : Election Management Y F F HOLDINGS, INC. of Director: Felicia Thornton

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document FLOOR & DECOR FND 339750101 12-May-2021 Proposal 3. : To approve, Management Y F F HOLDINGS, INC. by non-binding vote, the compensation paid to the Company’s named executive officers. FORTINET, INC. FTNT 34959E109 18-Jun-2021 Proposal 2. : To ratify Management Y F F the appointment of Deloitte & Touche LLP as Fortinet’s independent registered accounting firm for the fiscal year ending December 31, 2021. FORTINET, INC. FTNT 34959E109 18-Jun-2021 Proposal 1.1 : Election Management Y F F of Director to serve for a term of one year until the next annual meeting: Ken Xie FORTINET, INC. FTNT 34959E109 18-Jun-2021 Proposal 1.2 : Election Management Y F F of Director to serve for a term of one year until the next annual meeting: Michael Xie FORTINET, INC. FTNT 34959E109 18-Jun-2021 Proposal 1.3 : Election Management Y F F of Director to serve for a term of one year until the next annual meeting: Kelly Ducourty FORTINET, INC. FTNT 34959E109 18-Jun-2021 Proposal 1.4 : Election Management Y F F of Director to serve for a term of one year until the next annual meeting: Kenneth A. Goldman FORTINET, INC. FTNT 34959E109 18-Jun-2021 Proposal 1.5 : Election Management Y F F of Director to serve for a term of one year until the next annual meeting: Ming Hsieh FORTINET, INC. FTNT 34959E109 18-Jun-2021 Proposal 1.6 : Election Management Y F F of Director to serve for a term of one year until the next annual meeting: Jean Hu FORTINET, INC. FTNT 34959E109 18-Jun-2021 Proposal 1.7 : Election Management Y F F of Director to serve for a term of one year until the next annual meeting: William Neukom FORTINET, INC. FTNT 34959E109 18-Jun-2021 Proposal 1.8 : Election Management Y F F of Director to serve for a term of one year until the next annual meeting: Judith Sim FORTINET, INC. FTNT 34959E109 18-Jun-2021 Proposal 3. : Advisory Management Y F F vote to approve named executive officer compensation, as disclosed in the proxy statement. GLOBANT S.A. GLOB L44385109 02-Apr-2021 Proposal 2. : Approval of Management Abstained A A the consolidated accounts of the Company prepared under EU IFRS and IFRS as of and for the financial year ended December 31, 2020.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document GLOBANT S.A. GLOB L44385109 02-Apr-2021 Proposal 3. : Approval of Management Abstained A A the Company’s annual accounts under LUX GAAP as of and for the financial year ended December 31, 2020. GLOBANT S.A. GLOB L44385109 02-Apr-2021 Proposal 4. : Allocation Management Abstained A A of results for the financial year ended December 31, 2020. GLOBANT S.A. GLOB L44385109 02-Apr-2021 Proposal 7. : Management Y F F Appointment of PricewaterhouseCoopers, Société coopérative as independent auditor for the annual accounts and the EU IFRS consolidated accounts of the Company for the financial year ending on December 31, 2021. GLOBANT S.A. GLOB L44385109 02-Apr-2021 Proposal 8. : Management Y F F Appointment of Price Waterhouse & Co. S.R.L. as independent auditor for the IFRS consolidated accounts of the Company for the financial year ending on December 31, 2021. GLOBANT S.A. GLOB L44385109 02-Apr-2021 Proposal 6. : Approval of Management Y F F the cash and share based compensation payable to the non-executive members of the Board of Directors for the financial year ending on December 31, 2021. GLOBANT S.A. GLOB L44385109 02-Apr-2021 Proposal 13. : Approval Management Y F F and ratification of the adoption and implementation of the Globant S.A. 2021 Employee Stock Purchase Plan. GLOBANT S.A. GLOB L44385109 02-Apr-2021 Proposal 9. : Re- Management Y F F appointment of Mr. Martín Migoya as member of the Board of Directors for a term ending on the date of the Annual General Meeting of Shareholders of the Company to be held in 2024. GLOBANT S.A. GLOB L44385109 02-Apr-2021 Proposal 10. : Re- Management Y F F appointment of Mr. Philip Odeen as member of the Board of Directors for a term ending on the date of the Annual General Meeting of Shareholders of the Company to be held in 2024.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document GLOBANT S.A. GLOB L44385109 02-Apr-2021 Proposal 11. : Re- Management Y F F appointment of Mr. Richard Haythornthwaite as member of the Board of Directors for a term ending on the date of the Annual General Meeting of Shareholders of the Company to be held in 2024. GLOBANT S.A. GLOB L44385109 02-Apr-2021 Proposal 12. : Management Y F F Appointment of Ms. Maria Pinelli as member of the Board of Directors for a term ending on the date of the Annual General Meeting of Shareholders of the Company to be held in 2022. GLOBANT S.A. GLOB L44385109 02-Apr-2021 Proposal 5. : Vote on Management Y N A discharge (quitus) of the members of the Board of Directors for the proper exercise of their mandate during the financial year ended December 31, 2020. GRAY TELEVISION, GTN 389375106 05-May-2021 Proposal 1. : Management Y F F INC. DIRECTOR GRAY TELEVISION, GTN 389375106 05-May-2021 Proposal 1. : Management Y F F INC. DIRECTOR GRAY TELEVISION, GTN 389375106 05-May-2021 Proposal 1. : Management Y F F INC. DIRECTOR GRAY TELEVISION, GTN 389375106 05-May-2021 Proposal 1. : Management Y F F INC. DIRECTOR GRAY TELEVISION, GTN 389375106 05-May-2021 Proposal 1. : Management Y F F INC. DIRECTOR GRAY TELEVISION, GTN 389375106 05-May-2021 Proposal 1. : Management Y F F INC. DIRECTOR GRAY TELEVISION, GTN 389375106 05-May-2021 Proposal 1. : Management Y F F INC. DIRECTOR GRAY TELEVISION, GTN 389375106 05-May-2021 Proposal 1. : Management Y F F INC. DIRECTOR GRAY TELEVISION, GTN 389375106 05-May-2021 Proposal 1. : Management Y F F INC. DIRECTOR GRAY TELEVISION, GTN 389375106 05-May-2021 Proposal 1. : Management Y F F INC. DIRECTOR GRAY TELEVISION, GTN 389375106 05-May-2021 Proposal 2. : The Management Y F F INC. ratification of the appointment of RSM US LLP as Gray Television, Inc.’s independent registered public accounting firm for 2021. HALLIBURTON HAL 406216101 19-May-2021 Proposal 2. : Ratification Management Y F F COMPANY of Selection of Principal Independent Public Accountants. HALLIBURTON HAL 406216101 19-May-2021 Proposal 5. : Proposal to Management Y N A COMPANY Amend and Restate the Halliburton Company Employee Stock Purchase Plan. HALLIBURTON HAL 406216101 19-May-2021 Proposal 1A. : Election Management Y N A COMPANY of Director: Abdulaziz F. Al Khayyal

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document HALLIBURTON HAL 406216101 19-May-2021 Proposal 1B. : Election Management Y N A COMPANY of Director: William E. Albrecht HALLIBURTON HAL 406216101 19-May-2021 Proposal 1C. : Election Management Y N A COMPANY of Director: M. Katherine Banks HALLIBURTON HAL 406216101 19-May-2021 Proposal 1D. : Election Management Y N A COMPANY of Director: Alan M. Bennett HALLIBURTON HAL 406216101 19-May-2021 Proposal 1E. : Election Management Y N A COMPANY of Director: Milton Carroll HALLIBURTON HAL 406216101 19-May-2021 Proposal 1F. : Election of Management Y N A COMPANY Director: Murry S. Gerber HALLIBURTON HAL 406216101 19-May-2021 Proposal 1G. : Election Management Y N A COMPANY of Director: Patricia Hemingway Hall HALLIBURTON HAL 406216101 19-May-2021 Proposal 1H. : Election Management Y N A COMPANY of Director: Robert A. Malone HALLIBURTON HAL 406216101 19-May-2021 Proposal 1I. : Election of Management Y N A COMPANY Director: Jeffrey A. Miller HALLIBURTON HAL 406216101 19-May-2021 Proposal 1J. : Election of Management Y N A COMPANY Director: Bhavesh V. Patel HALLIBURTON HAL 406216101 19-May-2021 Proposal 4. : Proposal to Management Y N A COMPANY Amend and Restate the Halliburton Company Stock and Incentive Plan. HALLIBURTON HAL 406216101 19-May-2021 Proposal 3. : Advisory Management Y N A COMPANY Approval of Executive Compensation. AT HOME GROUP HOME 04650Y100 16-Jun-2021 Proposal 1. : Management Y F F INC. DIRECTOR AT HOME GROUP HOME 04650Y100 16-Jun-2021 Proposal 1. : Management Y F F INC. DIRECTOR AT HOME GROUP HOME 04650Y100 16-Jun-2021 Proposal 1. : Management Y F F INC. DIRECTOR AT HOME GROUP HOME 04650Y100 16-Jun-2021 Proposal 3. : Ratification Management Y F F INC. of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 29, 2022. AT HOME GROUP HOME 04650Y100 16-Jun-2021 Proposal 4. : Approval of Management Y F F INC. an amendment to the Amended and Restated At Home Group Inc. Equity Incentive Plan. AT HOME GROUP HOME 04650Y100 16-Jun-2021 Proposal 2. : Advisory Management Y F F INC. approval of the compensation of our named executive officers. ICHOR HOLDINGS ICHR G4740B105 11-May-2021 Proposal 2. : The Management Y F F LTD ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ICHOR HOLDINGS ICHR G4740B105 11-May-2021 Proposal 1A. : Election Management Y F F LTD of Director: Jeffrey Andreson ICHOR HOLDINGS ICHR G4740B105 11-May-2021 Proposal 1B. : Election Management Y F F LTD of Director: John Kispert II-VI IIVI 902104108 24-Jun-2021 Proposal 2. : Proposal to Management Y F F INCORPORATED adjourn II-VI Incorporated’s special meeting to a later date or dates, if necessary or appropriate, including to solicit additional proxies in the event there are not sufficient votes at the time of II-VI Incorporated’s special meeting to approve the share issuance proposal described above. II-VI IIVI 902104108 24-Jun-2021 Proposal 1. : Proposal to Management Y F F INCORPORATED approve the issuance of shares of II-VI Incorporated’s common stock, no par value, pursuant to the terms of the Agreement and Plan of Merger, dated as of March 25, 2021, as may be amended from time to time, by and among II- VI Incorporated, a Pennsylvania corporation, Watson Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of II-VI Incorporated, and Coherent, Inc., a Delaware corporation, in the amounts necessary to complete the merger contemplated thereby. INTEL INTC 458140100 13-May-2021 Proposal 2. : Ratification Management Y F F CORPORATION of selection of Ernst & Young LLP as our independent registered public accounting firm for 2021. INTEL INTC 458140100 13-May-2021 Proposal 4. : Stockholder Shareholder Y F A CORPORATION proposal on whether to allow stockholders to act by written consent, if properly presented at the meeting. INTEL INTC 458140100 13-May-2021 Proposal 6. : Stockholder Shareholder Y F A CORPORATION proposal requesting a report on whether written policies or unwritten norms at the company reinforce racism in company culture, if properly presented at the meeting.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document INTEL INTC 458140100 13-May-2021 Proposal 5. : Stockholder Shareholder Y F A CORPORATION proposal requesting a report on median pay gaps across race and gender, if properly presented at the meeting. INTEL INTC 458140100 13-May-2021 Proposal 1A. : Election Management Y N A CORPORATION of Director: Patrick P. Gelsinger INTEL INTC 458140100 13-May-2021 Proposal 1B. : Election Management Y N A CORPORATION of Director: James J. Goetz INTEL INTC 458140100 13-May-2021 Proposal 1C. : Election Management Y N A CORPORATION of Director: Alyssa Henry INTEL INTC 458140100 13-May-2021 Proposal 1D. : Election Management Y N A CORPORATION of Director: Omar Ishrak INTEL INTC 458140100 13-May-2021 Proposal 1E. : Election Management Y N A CORPORATION of Director: Risa Lavizzo-Mourey INTEL INTC 458140100 13-May-2021 Proposal 1F. : Election of Management Y N A CORPORATION Director: Tsu-Jae King Liu INTEL INTC 458140100 13-May-2021 Proposal 1G. : Election Management Y N A CORPORATION of Director: Gregory D. Smith INTEL INTC 458140100 13-May-2021 Proposal 1H. : Election Management Y N A CORPORATION of Director: Dion J. Weisler INTEL INTC 458140100 13-May-2021 Proposal 1I. : Election of Management Y N A CORPORATION Director: Frank D. Yeary INTEL INTC 458140100 13-May-2021 Proposal 3. : Advisory Management Y N A CORPORATION vote to approve executive compensation of our listed officers. IPG PHOTONICS IPGP 44980X109 25-May-2021 Proposal 2. : Ratification Management Y F F CORPORATION of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2021. IPG PHOTONICS IPGP 44980X109 25-May-2021 Proposal 1.1 : Election Management Y N A CORPORATION of Director: Valentin P. Gapontsev, Ph.D. IPG PHOTONICS IPGP 44980X109 25-May-2021 Proposal 1.2 : Election Management Y N A CORPORATION of Director: Eugene A. Scherbakov, Ph.D. IPG PHOTONICS IPGP 44980X109 25-May-2021 Proposal 1.3 : Election Management Y N A CORPORATION of Director: Michael C. Child IPG PHOTONICS IPGP 44980X109 25-May-2021 Proposal 1.4 : Election Management Y N A CORPORATION of Director: Jeanmarie F. Desmond IPG PHOTONICS IPGP 44980X109 25-May-2021 Proposal 1.5 : Election Management Y N A CORPORATION of Director: Gregory P. Dougherty IPG PHOTONICS IPGP 44980X109 25-May-2021 Proposal 1.6 : Election Management Y N A CORPORATION of Director: Eric Meurice IPG PHOTONICS IPGP 44980X109 25-May-2021 Proposal 1.7 : Election Management Y N A CORPORATION of Director: Natalia Pavlova IPG PHOTONICS IPGP 44980X109 25-May-2021 Proposal 1.8 : Election Management Y N A CORPORATION of Director: John R. Peeler IPG PHOTONICS IPGP 44980X109 25-May-2021 Proposal 1.9 : Election Management Y N A CORPORATION of Director: Thomas J. Seifert

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document L BRANDS, INC. LB 501797104 20-May-2021 Proposal 2. : Ratification Management Y F F of the appointment of independent registered public accountants. L BRANDS, INC. LB 501797104 20-May-2021 Proposal 4. : Stockholder Shareholder Y F A proposal regarding stockholder action by written consent. L BRANDS, INC. LB 501797104 20-May-2021 Proposal 1A. : Election Management Y F F of Director: Patricia S. Bellinger L BRANDS, INC. LB 501797104 20-May-2021 Proposal 1B. : Election Management Y F F of Director: Donna A. James L BRANDS, INC. LB 501797104 20-May-2021 Proposal 1C. : Election Management Y F F of Director: Francis A. Hondal L BRANDS, INC. LB 501797104 20-May-2021 Proposal 1D. : Election Management Y F F of Director: Danielle Lee L BRANDS, INC. LB 501797104 20-May-2021 Proposal 1E. : Election Management Y F F of Director: Andrew M. Meslow L BRANDS, INC. LB 501797104 20-May-2021 Proposal 1F. : Election of Management Y F F Director: Michael G. Morris L BRANDS, INC. LB 501797104 20-May-2021 Proposal 1G. : Election Management Y F F of Director: Sarah E. Nash L BRANDS, INC. LB 501797104 20-May-2021 Proposal 1H. : Election Management Y F F of Director: Robert H. Schottenstein L BRANDS, INC. LB 501797104 20-May-2021 Proposal 1I. : Election of Management Y F F Director: Anne Sheehan L BRANDS, INC. LB 501797104 20-May-2021 Proposal 1J. : Election of Management Y F F Director: Stephen D. Steinour L BRANDS, INC. LB 501797104 20-May-2021 Proposal 3. : Advisory Management Y F F vote to approve named executive officer compensation. LATTICE LSCC 518415104 07-May-2021 Proposal 2. : To ratify Management Y F F SEMICONDUCTOR the appointment of Ernst CORPORATION & Young LLP as our independent registered public accounting firm for the fiscal year ending January 1, 2022. LATTICE LSCC 518415104 07-May-2021 Proposal 3. : To approve, Management Y N A SEMICONDUCTOR as an advisory vote, the CORPORATION compensation of the Company’s named executive officers. LATTICE LSCC 518415104 07-May-2021 Proposal 1. : Management Y W A SEMICONDUCTOR DIRECTOR CORPORATION LATTICE LSCC 518415104 07-May-2021 Proposal 1. : Management Y W A SEMICONDUCTOR DIRECTOR CORPORATION LATTICE LSCC 518415104 07-May-2021 Proposal 1. : Management Y W A SEMICONDUCTOR DIRECTOR CORPORATION LATTICE LSCC 518415104 07-May-2021 Proposal 1. : Management Y W A SEMICONDUCTOR DIRECTOR CORPORATION LATTICE LSCC 518415104 07-May-2021 Proposal 1. : Management Y W A SEMICONDUCTOR DIRECTOR CORPORATION

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document LATTICE LSCC 518415104 07-May-2021 Proposal 1. : Management Y W A SEMICONDUCTOR DIRECTOR CORPORATION LATTICE LSCC 518415104 07-May-2021 Proposal 1. : Management Y W A SEMICONDUCTOR DIRECTOR CORPORATION MOHAWK MHK 608190104 20-May-2021 Proposal 2. : The Management Y F F INDUSTRIES, INC. ratification of the selection of KPMG LLP as the Company’s independent registered public accounting firm. MOHAWK MHK 608190104 20-May-2021 Proposal 1A. : Election Management Y F F INDUSTRIES, INC. of Director for a term of three years: Bruce C. Bruckmann MOHAWK MHK 608190104 20-May-2021 Proposal 1B. : Election Management Y F F INDUSTRIES, INC. of Director for a term of three years: John M. Engquist MOHAWK MHK 608190104 20-May-2021 Proposal 3. : Advisory Management Y F F INDUSTRIES, INC. vote to approve executive compensation, as disclosed in the Company’s Proxy Statement for the 2021 Annual Meeting of Stockholders. MKS MKSI 55306N104 11-May-2021 Proposal 1. : Management Y F F INSTRUMENTS, DIRECTOR INC. MKS MKSI 55306N104 11-May-2021 Proposal 1. : Management Y F F INSTRUMENTS, DIRECTOR INC. MKS MKSI 55306N104 11-May-2021 Proposal 1. : Management Y F F INSTRUMENTS, DIRECTOR INC. MKS MKSI 55306N104 11-May-2021 Proposal 3. : The Management Y F F INSTRUMENTS, ratification of the INC. selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2021. MKS MKSI 55306N104 11-May-2021 Proposal 2. : The Management Y F F INSTRUMENTS, approval, on an advisory INC. basis, of executive compensation. MORGAN STANLEY MS 617446448 20-May-2021 Proposal 2. : To ratify Management Y F F the appointment of Deloitte & Touche LLP as independent auditor. MORGAN STANLEY MS 617446448 20-May-2021 Proposal 1A. : Election Management Y F F of Director: Elizabeth Corley MORGAN STANLEY MS 617446448 20-May-2021 Proposal 1B. : Election Management Y F F of Director: Alistair Darling MORGAN STANLEY MS 617446448 20-May-2021 Proposal 1C. : Election Management Y F F of Director: Thomas H. Glocer MORGAN STANLEY MS 617446448 20-May-2021 Proposal 1D. : Election Management Y F F of Director: James P. Gorman

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document MORGAN STANLEY MS 617446448 20-May-2021 Proposal 1E. : Election Management Y F F of Director: Robert H. Herz MORGAN STANLEY MS 617446448 20-May-2021 Proposal 1F. : Election of Management Y F F Director: Nobuyuki Hirano MORGAN STANLEY MS 617446448 20-May-2021 Proposal 1G. : Election Management Y F F of Director: Hironori Kamezawa MORGAN STANLEY MS 617446448 20-May-2021 Proposal 1H. : Election Management Y F F of Director: Shelley B. Leibowitz MORGAN STANLEY MS 617446448 20-May-2021 Proposal 1I. : Election of Management Y F F Director: Stephen J. Luczo MORGAN STANLEY MS 617446448 20-May-2021 Proposal 1J. : Election of Management Y F F Director: Jami Miscik MORGAN STANLEY MS 617446448 20-May-2021 Proposal 1K. : Election Management Y F F of Director: Dennis M. Nally MORGAN STANLEY MS 617446448 20-May-2021 Proposal 1L. : Election Management Y F F of Director: Mary L. Schapiro MORGAN STANLEY MS 617446448 20-May-2021 Proposal 1M. : Election Management Y F F of Director: Perry M. Traquina MORGAN STANLEY MS 617446448 20-May-2021 Proposal 1N. : Election Management Y F F of Director: Rayford Wilkins, Jr. MORGAN STANLEY MS 617446448 20-May-2021 Proposal 4. : To approve Management Y F F the amended and restated Equity Incentive Compensation Plan. MORGAN STANLEY MS 617446448 20-May-2021 Proposal 3. : To approve Management Y F F the compensation of executives as disclosed in the proxy statement (non-binding advisory vote). MAXLINEAR, INC. MXL 57776J100 12-May-2021 Proposal 3. : To ratify Management Y F F the appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021. MAXLINEAR, INC. MXL 57776J100 12-May-2021 Proposal 1.1 : Election Management Y F F of Class III Director to serve until the 2024 annual meeting: Kishore V. Seendripu, Ph.D. MAXLINEAR, INC. MXL 57776J100 12-May-2021 Proposal 1.2 : Election Management Y F F of Class III Director to serve until the 2024 annual meeting: Thomas E. Pardun MAXLINEAR, INC. MXL 57776J100 12-May-2021 Proposal 1.3 : Election Management Y F F of Class III Director to serve until the 2024 annual meeting: Gregory P. Dougherty MAXLINEAR, INC. MXL 57776J100 12-May-2021 Proposal 2. : Advisory Management Y F F vote to approve named executive officer compensation (say on pay vote).

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document NASDAQ, INC. NDAQ 631103108 15-Jun-2021 Proposal 3. : Ratification Management Y F F of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. NASDAQ, INC. NDAQ 631103108 15-Jun-2021 Proposal 4. : A Shareholder Y F A Shareholder Proposal entitled “Adopt a Mainstream Shareholder Right-Written Consent”. NASDAQ, INC. NDAQ 631103108 15-Jun-2021 Proposal 1A. : Election Management Y F F of Director: Melissa M. Arnoldi NASDAQ, INC. NDAQ 631103108 15-Jun-2021 Proposal 1B. : Election Management Y F F of Director: Charlene T. Begley NASDAQ, INC. NDAQ 631103108 15-Jun-2021 Proposal 1C. : Election Management Y F F of Director: Steven D. Black NASDAQ, INC. NDAQ 631103108 15-Jun-2021 Proposal 1D. : Election Management Y F F of Director: Adena T. Friedman NASDAQ, INC. NDAQ 631103108 15-Jun-2021 Proposal 1E. : Election Management Y F F of Director: Essa Kazim NASDAQ, INC. NDAQ 631103108 15-Jun-2021 Proposal 1F. : Election of Management Y F F Director: Thomas A. Kloet NASDAQ, INC. NDAQ 631103108 15-Jun-2021 Proposal 1G. : Election Management Y F F of Director: John D. Rainey NASDAQ, INC. NDAQ 631103108 15-Jun-2021 Proposal 1H. : Election Management Y F F of Director: Michael R. Splinter NASDAQ, INC. NDAQ 631103108 15-Jun-2021 Proposal 1I. : Election of Management Y F F Director: Jacob Wallenberg NASDAQ, INC. NDAQ 631103108 15-Jun-2021 Proposal 1J. : Election of Management Y F F Director: Alfred W. Zollar NASDAQ, INC. NDAQ 631103108 15-Jun-2021 Proposal 2. : Advisory Management Y F F vote to approve the company’s executive compensation as presented in the proxy statement. SERVICENOW, INC. NOW 81762P102 07-Jun-2021 Proposal 3. : To ratify Management Y F F PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2021. SERVICENOW, INC. NOW 81762P102 07-Jun-2021 Proposal 6. : To approve Management Y F F the Amended and Restated 2012 Employee Stock Purchase Plan. SERVICENOW, INC. NOW 81762P102 07-Jun-2021 Proposal 1A. : Election Management Y F F of Director: Susan L. Bostrom SERVICENOW, INC. NOW 81762P102 07-Jun-2021 Proposal 1B. : Election Management Y F F of Director: Jonathan C. Chadwick SERVICENOW, INC. NOW 81762P102 07-Jun-2021 Proposal 1C. : Election Management Y F F of Director: Lawrence J. Jackson, Jr.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document SERVICENOW, INC. NOW 81762P102 07-Jun-2021 Proposal 1D. : Election Management Y F F of Director: Frederic B. Luddy SERVICENOW, INC. NOW 81762P102 07-Jun-2021 Proposal 1E. : Election Management Y F F of Director: Jeffrey A. Miller SERVICENOW, INC. NOW 81762P102 07-Jun-2021 Proposal 4. : To approve Management Y F F an amendment to our Restated Certificate of Incorporation, as amended, to provide shareholders with the right to call a special meeting. SERVICENOW, INC. NOW 81762P102 07-Jun-2021 Proposal 5. : To approve Management Y F F the 2021 Equity Incentive Plan to replace the 2012 Equity Incentive Plan. SERVICENOW, INC. NOW 81762P102 07-Jun-2021 Proposal 2. : To approve, Management Y F F on an advisory basis, the compensation of our Named Executive Officers (“Say-on-Pay”). NVIDIA NVDA 67066G104 03-Jun-2021 Proposal 3. : Ratification Management Y F F CORPORATION of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2022. NVIDIA NVDA 67066G104 03-Jun-2021 Proposal 4. : Approval of Management Y F F CORPORATION an amendment to our charter to increase the number of authorized shares of common stock from 2 billion shares to 4 billion shares. NVIDIA NVDA 67066G104 03-Jun-2021 Proposal 1A. : Election Management Y F F CORPORATION of Director: Robert K. Burgess NVIDIA NVDA 67066G104 03-Jun-2021 Proposal 1B. : Election Management Y F F CORPORATION of Director: Tench Coxe NVIDIA NVDA 67066G104 03-Jun-2021 Proposal 1C. : Election Management Y F F CORPORATION of Director: John O. Dabiri NVIDIA NVDA 67066G104 03-Jun-2021 Proposal 1D. : Election Management Y F F CORPORATION of Director: Persis S. Drell NVIDIA NVDA 67066G104 03-Jun-2021 Proposal 1E. : Election Management Y F F CORPORATION of Director: Jen-Hsun Huang NVIDIA NVDA 67066G104 03-Jun-2021 Proposal 1F. : Election of Management Y F F CORPORATION Director: Dawn Hudson NVIDIA NVDA 67066G104 03-Jun-2021 Proposal 1G. : Election Management Y F F CORPORATION of Director: Harvey C. Jones NVIDIA NVDA 67066G104 03-Jun-2021 Proposal 1H. : Election Management Y F F CORPORATION of Director: Michael G. McCaffery NVIDIA NVDA 67066G104 03-Jun-2021 Proposal 1I. : Election of Management Y F F CORPORATION Director: Stephen C. Neal NVIDIA NVDA 67066G104 03-Jun-2021 Proposal 1J. : Election of Management Y F F CORPORATION Director: Mark L. Perry NVIDIA NVDA 67066G104 03-Jun-2021 Proposal 1K. : Election Management Y F F CORPORATION of Director: A. Brooke Seawell

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document NVIDIA NVDA 67066G104 03-Jun-2021 Proposal 1L. : Election Management Y F F CORPORATION of Director: Aarti Shah NVIDIA NVDA 67066G104 03-Jun-2021 Proposal 1M. : Election Management Y F F CORPORATION of Director: Mark A. Stevens NVIDIA NVDA 67066G104 03-Jun-2021 Proposal 2. : Approval of Management Y F F CORPORATION our executive compensation. ON ON 682189105 20-May-2021 Proposal 3. : Ratification Management Y F F SEMICONDUCTOR of the selection of CORPORATION PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2021. ON ON 682189105 20-May-2021 Proposal 4. : Approval of Management Y F F SEMICONDUCTOR an amendment to the ON CORPORATION Semiconductor Corporation 2000 Employee Stock Purchase Plan. ON ON 682189105 20-May-2021 Proposal 1A. : Election Management Y F F SEMICONDUCTOR of Director to serve until CORPORATION 2022 Annual Meeting: Atsushi Abe ON ON 682189105 20-May-2021 Proposal 1B. : Election Management Y F F SEMICONDUCTOR of Director to serve until CORPORATION 2022 Annual Meeting: Alan Campbell ON ON 682189105 20-May-2021 Proposal 1C. : Election Management Y F F SEMICONDUCTOR of Director to serve until CORPORATION 2022 Annual Meeting: Susan K. Carter ON ON 682189105 20-May-2021 Proposal 1D. : Election Management Y F F SEMICONDUCTOR of Director to serve until CORPORATION 2022 Annual Meeting: Thomas L. Deitrich ON ON 682189105 20-May-2021 Proposal 1E. : Election Management Y F F SEMICONDUCTOR of Director to serve until CORPORATION 2022 Annual Meeting: Gilles Delfassy ON ON 682189105 20-May-2021 Proposal 1F. : Election of Management Y F F SEMICONDUCTOR Director to serve until CORPORATION 2022 Annual Meeting: Hassane S. El-Khoury ON ON 682189105 20-May-2021 Proposal 1G. : Election Management Y F F SEMICONDUCTOR of Director to serve until CORPORATION 2022 Annual Meeting: Bruce E. Kiddoo ON ON 682189105 20-May-2021 Proposal 1H. : Election Management Y F F SEMICONDUCTOR of Director to serve until CORPORATION 2022 Annual Meeting: Paul A. Mascarenas ON ON 682189105 20-May-2021 Proposal 1I. : Election of Management Y F F SEMICONDUCTOR Director to serve until CORPORATION 2022 Annual Meeting: Gregory L. Waters ON ON 682189105 20-May-2021 Proposal 1J. : Election of Management Y F F SEMICONDUCTOR Director to serve until CORPORATION 2022 Annual Meeting: Christine Y. Yan ON ON 682189105 20-May-2021 Proposal 5. : Approval of Management Y F F SEMICONDUCTOR amendments to the ON CORPORATION Semiconductor Corporation Amended and Restated Stock Incentive Plan.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ON ON 682189105 20-May-2021 Proposal 2. : Advisory Management Y N A SEMICONDUCTOR (non-binding) resolution CORPORATION to approve the compensation of our named executive officers. POLARIS INC. PII 731068102 29-Apr-2021 Proposal 2. : Ratification Management Y F F of the selection of Ernst & Young LLP as our independent registered public accounting firm for fiscal 2021. POLARIS INC. PII 731068102 29-Apr-2021 Proposal 1A. : Election Management Y F F of Director: Kevin M. Farr POLARIS INC. PII 731068102 29-Apr-2021 Proposal 1B. : Election Management Y F F of Director: John P. Wiehoff POLARIS INC. PII 731068102 29-Apr-2021 Proposal 3. : Advisory Management Y F F vote to approve the compensation of our Named Executive Officers. PERKINELMER, PKI 714046109 27-Apr-2021 Proposal 2. : To ratify Management Y F F INC. the selection of Deloitte & Touche LLP as PerkinElmer’s independent registered public accounting firm for the current fiscal year. PERKINELMER, PKI 714046109 27-Apr-2021 Proposal 1A. : Election Management Y F F INC. of Director for one year term: Peter Barrett, PhD PERKINELMER, PKI 714046109 27-Apr-2021 Proposal 1B. : Election Management Y F F INC. of Director for one year term: Samuel R. Chapin PERKINELMER, PKI 714046109 27-Apr-2021 Proposal 1C. : Election Management Y F F INC. of Director for one year term: Sylvie Grégoire, PharmD PERKINELMER, PKI 714046109 27-Apr-2021 Proposal 1D. : Election Management Y F F INC. of Director for one year term: Alexis P. Michas PERKINELMER, PKI 714046109 27-Apr-2021 Proposal 1E. : Election Management Y F F INC. of Director for one year term: Prahlad R. Singh, PhD PERKINELMER, PKI 714046109 27-Apr-2021 Proposal 1F. : Election of Management Y F F INC. Director for one year term: Michel Vounatsos PERKINELMER, PKI 714046109 27-Apr-2021 Proposal 1G. : Election Management Y F F INC. of Director for one year term: Frank Witney, PhD PERKINELMER, PKI 714046109 27-Apr-2021 Proposal 1H. : Election Management Y F F INC. of Director for one year term: Pascale Witz PERKINELMER, PKI 714046109 27-Apr-2021 Proposal 3. : To approve, Management Y F F INC. by non-binding advisory vote, our executive compensation. DAVE & BUSTER’S PLAY 238337109 17-Jun-2021 Proposal 2. : Ratification Management Y F F ENTERTAINMENT, of Appointment of INC. KPMG LLP Independent Registered Public Accounting Firm.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document DAVE & BUSTER’S PLAY 238337109 17-Jun-2021 Proposal 1.1 : Election Management Y F F ENTERTAINMENT, of Director: James P. INC. Chambers DAVE & BUSTER’S PLAY 238337109 17-Jun-2021 Proposal 1.2 : Election Management Y F F ENTERTAINMENT, of Director: Hamish A. INC. Dodds DAVE & BUSTER’S PLAY 238337109 17-Jun-2021 Proposal 1.3 : Election Management Y F F ENTERTAINMENT, of Director: Michael J. INC. Griffith DAVE & BUSTER’S PLAY 238337109 17-Jun-2021 Proposal 1.4 : Election Management Y F F ENTERTAINMENT, of Director: John C. INC. Hockin DAVE & BUSTER’S PLAY 238337109 17-Jun-2021 Proposal 1.5 : Election Management Y F F ENTERTAINMENT, of Director: Brian A. INC. Jenkins DAVE & BUSTER’S PLAY 238337109 17-Jun-2021 Proposal 1.6 : Election Management Y F F ENTERTAINMENT, of Director: Patricia H. INC. Mueller DAVE & BUSTER’S PLAY 238337109 17-Jun-2021 Proposal 1.7 : Election Management Y F F ENTERTAINMENT, of Director: Atish Shah INC. DAVE & BUSTER’S PLAY 238337109 17-Jun-2021 Proposal 1.8 : Election Management Y F F ENTERTAINMENT, of Director: Kevin M. INC. Sheehan DAVE & BUSTER’S PLAY 238337109 17-Jun-2021 Proposal 1.9 : Election Management Y F F ENTERTAINMENT, of Director: Jennifer INC. Storms DAVE & BUSTER’S PLAY 238337109 17-Jun-2021 Proposal 3. : Advisory Management Y F F ENTERTAINMENT, Approval of Executive INC. Compensation. POWER POWI 739276103 21-May-2021 Proposal 1. : Management Y F F INTEGRATIONS, DIRECTOR INC. POWER POWI 739276103 21-May-2021 Proposal 1. : Management Y F F INTEGRATIONS, DIRECTOR INC. POWER POWI 739276103 21-May-2021 Proposal 1. : Management Y F F INTEGRATIONS, DIRECTOR INC. POWER POWI 739276103 21-May-2021 Proposal 1. : Management Y F F INTEGRATIONS, DIRECTOR INC. POWER POWI 739276103 21-May-2021 Proposal 1. : Management Y F F INTEGRATIONS, DIRECTOR INC. POWER POWI 739276103 21-May-2021 Proposal 1. : Management Y F F INTEGRATIONS, DIRECTOR INC. POWER POWI 739276103 21-May-2021 Proposal 1. : Management Y F F INTEGRATIONS, DIRECTOR INC. POWER POWI 739276103 21-May-2021 Proposal 1. : Management Y F F INTEGRATIONS, DIRECTOR INC. POWER POWI 739276103 21-May-2021 Proposal 1. : Management Y F F INTEGRATIONS, DIRECTOR INC. POWER POWI 739276103 21-May-2021 Proposal 5. : To ratify Management Y F F INTEGRATIONS, the selection by the INC. Audit Committee of the Board of Directors of Deloitte & Touche LLP as the independent registered public accounting firm of Power Integrations for the fiscal year ending December 31, 2021.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document POWER POWI 739276103 21-May-2021 Proposal 4. : To approve Management Y F F INTEGRATIONS, the amendment and INC. restatement of the Power Integrations, Inc. 1997 Employee Stock Purchase Plan, as described in the proxy statement. POWER POWI 739276103 21-May-2021 Proposal 3. : To approve Management Y F F INTEGRATIONS, the amendment and INC. restatement of the Power Integrations, Inc. 2016 Incentive Award Plan, as described in the proxy statement. POWER POWI 739276103 21-May-2021 Proposal 2. : To approve, Management Y F F INTEGRATIONS, on an advisory basis, the INC. compensation of Power Integrations’ named executive officers, as disclosed in the proxy statement. PAYPAL HOLDINGS, PYPL 70450Y103 26-May-2021 Proposal 3. : Ratification Management Y F F INC. of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2021. PAYPAL HOLDINGS, PYPL 70450Y103 26-May-2021 Proposal 4. : Stockholder Shareholder Y F A INC. proposal - Stockholder right to act by written consent. PAYPAL HOLDINGS, PYPL 70450Y103 26-May-2021 Proposal 5. : Stockholder Shareholder Y F A INC. Proposal - Assessing Inclusion in the Workplace. PAYPAL HOLDINGS, PYPL 70450Y103 26-May-2021 Proposal 1A. : Election Management Y F F INC. of Director: Rodney C. Adkins PAYPAL HOLDINGS, PYPL 70450Y103 26-May-2021 Proposal 1B. : Election Management Y F F INC. of Director: Jonathan Christodoro PAYPAL HOLDINGS, PYPL 70450Y103 26-May-2021 Proposal 1C. : Election Management Y F F INC. of Director: John J. Donahoe PAYPAL HOLDINGS, PYPL 70450Y103 26-May-2021 Proposal 1D. : Election Management Y F F INC. of Director: David W. Dorman PAYPAL HOLDINGS, PYPL 70450Y103 26-May-2021 Proposal 1E. : Election Management Y F F INC. of Director: Belinda J. Johnson PAYPAL HOLDINGS, PYPL 70450Y103 26-May-2021 Proposal 1F. : Election of Management Y F F INC. Director: Gail J. McGovern PAYPAL HOLDINGS, PYPL 70450Y103 26-May-2021 Proposal 1G. : Election Management Y F F INC. of Director: Deborah M. Messemer PAYPAL HOLDINGS, PYPL 70450Y103 26-May-2021 Proposal 1H. : Election Management Y F F INC. of Director: David M. Moffett PAYPAL HOLDINGS, PYPL 70450Y103 26-May-2021 Proposal 1I. : Election of Management Y F F INC. Director: Ann M. Sarnoff PAYPAL HOLDINGS, PYPL 70450Y103 26-May-2021 Proposal 1J. : Election of Management Y F F INC. Director: Daniel H. Schulman PAYPAL HOLDINGS, PYPL 70450Y103 26-May-2021 Proposal 1K. : Election Management Y F F INC. of Director: Frank D. Yeary

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document PAYPAL HOLDINGS, PYPL 70450Y103 26-May-2021 Proposal 2. : Advisory Management Y N A INC. vote to approve named executive officer compensation. Q2 HOLDINGS INC. QTWO 74736L109 08-Jun-2021 Proposal 1. : Management Y F F DIRECTOR Q2 HOLDINGS INC. QTWO 74736L109 08-Jun-2021 Proposal 1. : Management Y F F DIRECTOR Q2 HOLDINGS INC. QTWO 74736L109 08-Jun-2021 Proposal 1. : Management Y F F DIRECTOR Q2 HOLDINGS INC. QTWO 74736L109 08-Jun-2021 Proposal 1. : Management Y F F DIRECTOR Q2 HOLDINGS INC. QTWO 74736L109 08-Jun-2021 Proposal 1. : Management Y F F DIRECTOR Q2 HOLDINGS INC. QTWO 74736L109 08-Jun-2021 Proposal 1. : Management Y F F DIRECTOR Q2 HOLDINGS INC. QTWO 74736L109 08-Jun-2021 Proposal 2. : To ratify Management Y F F the appointment of Ernst & Young, LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021. Q2 HOLDINGS INC. QTWO 74736L109 08-Jun-2021 Proposal 3. : Advisory Management Y F F vote to approve the compensation of our named executive officers. REPLIGEN RGEN 759916109 13-May-2021 Proposal 2. : Ratification Management Y F F CORPORATION of the selection of Ernst & Young LLP as Repligen Corporation’s independent registered public accounting firm for fiscal year 2021. REPLIGEN RGEN 759916109 13-May-2021 Proposal 1A. : Election Management Y F F CORPORATION of Director: Tony J. Hunt REPLIGEN RGEN 759916109 13-May-2021 Proposal 1B. : Election Management Y F F CORPORATION of Director: Karen A. Dawes REPLIGEN RGEN 759916109 13-May-2021 Proposal 1C. : Election Management Y F F CORPORATION of Director: Nicolas M. Barthelemy REPLIGEN RGEN 759916109 13-May-2021 Proposal 1D. : Election Management Y F F CORPORATION of Director: Carrie Eglinton Manner REPLIGEN RGEN 759916109 13-May-2021 Proposal 1E. : Election Management Y F F CORPORATION of Director: Rohin Mhatre, Ph.D. REPLIGEN RGEN 759916109 13-May-2021 Proposal 1F. : Election of Management Y F F CORPORATION Director: Glenn P. Muir REPLIGEN RGEN 759916109 13-May-2021 Proposal 1G. : Election Management Y F F CORPORATION of Director: Thomas F. Ryan, Jr. REPLIGEN RGEN 759916109 13-May-2021 Proposal 3. : Advisory Management Y F F CORPORATION vote to approve the compensation paid to Repligen Corporation’s named executive officers. RINGCENTRAL, RNG 76680R206 04-Jun-2021 Proposal 1. : Management Y F F INC. DIRECTOR RINGCENTRAL, RNG 76680R206 04-Jun-2021 Proposal 1. : Management Y F F INC. DIRECTOR RINGCENTRAL, RNG 76680R206 04-Jun-2021 Proposal 1. : Management Y F F INC. DIRECTOR

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document RINGCENTRAL, RNG 76680R206 04-Jun-2021 Proposal 1. : Management Y F F INC. DIRECTOR RINGCENTRAL, RNG 76680R206 04-Jun-2021 Proposal 1. : Management Y F F INC. DIRECTOR RINGCENTRAL, RNG 76680R206 04-Jun-2021 Proposal 1. : Management Y F F INC. DIRECTOR RINGCENTRAL, RNG 76680R206 04-Jun-2021 Proposal 1. : Management Y F F INC. DIRECTOR RINGCENTRAL, RNG 76680R206 04-Jun-2021 Proposal 1. : Management Y F F INC. DIRECTOR RINGCENTRAL, RNG 76680R206 04-Jun-2021 Proposal 2. : Ratification Management Y F F INC. of the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2021. RINGCENTRAL, RNG 76680R206 04-Jun-2021 Proposal 3. : To approve, Management Y F F INC. on an advisory (non- binding) basis, the named executive officers’ compensation, as disclosed in the Proxy Statement. REVANCE RVNC 761330109 05-May-2021 Proposal 1. : Management Y F F THERAPEUTICS, DIRECTOR INC. REVANCE RVNC 761330109 05-May-2021 Proposal 1. : Management Y F F THERAPEUTICS, DIRECTOR INC. REVANCE RVNC 761330109 05-May-2021 Proposal 1. : Management Y F F THERAPEUTICS, DIRECTOR INC. REVANCE RVNC 761330109 05-May-2021 Proposal 2. : Ratification Management Y F F THERAPEUTICS, of the selection of INC. PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021. REVANCE RVNC 761330109 05-May-2021 Proposal 4. : Approval of Management Y F F THERAPEUTICS, an amendment to the INC. Company’s Amended and Restated Certificate of Incorporation to increase the number of authorized shares of common stock from 95,000,000 to 190,000,000 shares. REVANCE RVNC 761330109 05-May-2021 Proposal 3. : Approval Management Y F F THERAPEUTICS, of, on an advisory basis, INC. the compensation of the Company’s named executive officers as disclosed in the proxy statement.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document SHOPIFY INC. SHOP 82509L107 26-May-2021 Proposal 02 : Management Y F F Appointment of the Auditors Resolution approving the re- appointment of PricewaterhouseCoopers LLP as auditors of Shopify Inc. and authorizing the Board of Directors to fix their remuneration. SHOPIFY INC. SHOP 82509L107 26-May-2021 Proposal 04 : Approval Management Y F F of Long Term Incentive Plan Resolution approving the second amendment and restatement of Shopify Inc.’s Long Term Incentive Plan and approving all unallocated awards under the Long Term Incentive Plan, as amended, all as disclosed in the Management Information Circular for the Meeting. SHOPIFY INC. SHOP 82509L107 26-May-2021 Proposal 03 : Approval Management Y F F of Stock Option Plan Resolution approving the second amendment and restatement of Shopify Inc.’s Stock Option Plan and approving all unallocated options under the Stock Option Plan, as amended, all as disclosed in the Management Information Circular for the Meeting. SHOPIFY INC. SHOP 82509L107 26-May-2021 Proposal 1A : Election of Management Y F F Director: Tobias Lütke SHOPIFY INC. SHOP 82509L107 26-May-2021 Proposal 1B : Election of Management Y F F Director: Robert Ashe SHOPIFY INC. SHOP 82509L107 26-May-2021 Proposal 1C : Election of Management Y F F Director: Gail Goodman SHOPIFY INC. SHOP 82509L107 26-May-2021 Proposal 1D : Election of Management Y F F Director: Colleen Johnston SHOPIFY INC. SHOP 82509L107 26-May-2021 Proposal 1E : Election of Management Y F F Director: Jeremy Levine SHOPIFY INC. SHOP 82509L107 26-May-2021 Proposal 1F : Election of Management Y F F Director: John Phillips SHOPIFY INC. SHOP 82509L107 26-May-2021 Proposal 05 : Advisory Management Y F F Vote on Executive Compensation Non- binding advisory resolution that the shareholders accept Shopify Inc.’s approach to executive compensation as disclosed in the Management Information Circular for the Meeting.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document SITIME SITM 82982T106 02-Jun-2021 Proposal 2. : To ratify Management Y F F CORPORATION the appointment of BDO USA, LLP as SiTime’s independent registered public accounting firm for the fiscal year ending December 31, 2021. SITIME SITM 82982T106 02-Jun-2021 Proposal 1. : Management Y W A CORPORATION DIRECTOR SITIME SITM 82982T106 02-Jun-2021 Proposal 1. : Management Y W A CORPORATION DIRECTOR SITIME SITM 82982T106 02-Jun-2021 Proposal 1. : Management Y W A CORPORATION DIRECTOR SILICON SLAB 826919102 22-Apr-2021 Proposal 1. : Management Y F F LABORATORIES DIRECTOR INC. SILICON SLAB 826919102 22-Apr-2021 Proposal 1. : Management Y F F LABORATORIES DIRECTOR INC. SILICON SLAB 826919102 22-Apr-2021 Proposal 1. : Management Y F F LABORATORIES DIRECTOR INC. SILICON SLAB 826919102 22-Apr-2021 Proposal 2. : To ratify Management Y F F LABORATORIES the appointment of Ernst INC. & Young LLP as our independent registered public accounting firm for the fiscal year ending January 1, 2022. SILICON SLAB 826919102 22-Apr-2021 Proposal 5. : To approve Management Y F F LABORATORIES amendments to the 2009 INC. Employee Stock Purchase Plan. SILICON SLAB 826919102 22-Apr-2021 Proposal 4. : To approve Management Y F F LABORATORIES amendments to the 2009 INC. Stock Incentive Plan. SILICON SLAB 826919102 22-Apr-2021 Proposal 3. : To vote on Management Y F F LABORATORIES an advisory (non- INC. binding) resolution to approve executive compensation. STANLEY BLACK & SWK 854502101 10-May-2021 Proposal 3. : To approve Management Y F F DECKER, INC. the selection of Ernst & Young LLP as the Company’s independent auditors for the Company’s 2021 fiscal year. STANLEY BLACK & SWK 854502101 10-May-2021 Proposal 5. : To consider Management Y F F DECKER, INC. a management proposal to amend the Certificate of Incorporation to eliminate supermajority vote provisions applicable to the Company under the Connecticut Business Corporation Act.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document STANLEY BLACK & SWK 854502101 10-May-2021 Proposal 6. : To consider Management Y F F DECKER, INC. a management proposal to amend the Certificate of Incorporation to eliminate supermajority vote provisions of capital stock related to approval of business combinations with interested shareholders and clarify when no shareholder vote is required. STANLEY BLACK & SWK 854502101 10-May-2021 Proposal 7. : To consider Management Y F F DECKER, INC. a management proposal to amend the Certificate of Incorporation to adopt a majority voting standard in an uncontested election of Directors. STANLEY BLACK & SWK 854502101 10-May-2021 Proposal 1A. : Election Management Y F F DECKER, INC. of Director: Andrea J. Ayers STANLEY BLACK & SWK 854502101 10-May-2021 Proposal 1B. : Election Management Y F F DECKER, INC. of Director: George W. Buckley STANLEY BLACK & SWK 854502101 10-May-2021 Proposal 1C. : Election Management Y F F DECKER, INC. of Director: Patrick D. Campbell STANLEY BLACK & SWK 854502101 10-May-2021 Proposal 1D. : Election Management Y F F DECKER, INC. of Director: Carlos M. Cardoso STANLEY BLACK & SWK 854502101 10-May-2021 Proposal 1E. : Election Management Y F F DECKER, INC. of Director: Robert B. Coutts STANLEY BLACK & SWK 854502101 10-May-2021 Proposal 1F. : Election of Management Y F F DECKER, INC. Director: Debra A. Crew STANLEY BLACK & SWK 854502101 10-May-2021 Proposal 1G. : Election Management Y F F DECKER, INC. of Director: Michael D. Hankin STANLEY BLACK & SWK 854502101 10-May-2021 Proposal 1H. : Election Management Y F F DECKER, INC. of Director: James M. Loree STANLEY BLACK & SWK 854502101 10-May-2021 Proposal 1I. : Election of Management Y F F DECKER, INC. Director: Jane M. Palmieri STANLEY BLACK & SWK 854502101 10-May-2021 Proposal 1J. : Election of Management Y F F DECKER, INC. Director: Mojdeh Poul STANLEY BLACK & SWK 854502101 10-May-2021 Proposal 1K. : Election Management Y F F DECKER, INC. of Director: Dmitri L. Stockton STANLEY BLACK & SWK 854502101 10-May-2021 Proposal 1L. : Election Management Y F F DECKER, INC. of Director: Irving Tan STANLEY BLACK & SWK 854502101 10-May-2021 Proposal 4. : To consider Management Y F F DECKER, INC. a management proposal to amend the Certificate of Incorporation to allow shareholders to act by written consent. STANLEY BLACK & SWK 854502101 10-May-2021 Proposal 2. : To approve, Management Y F F DECKER, INC. on an advisory basis, the compensation of the Company’s named executive officers.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document SKYWORKS SWKS 83088M102 12-May-2021 Proposal 2. : To ratify Management Y F F SOLUTIONS, INC. the selection by the Company’s Audit Committee of KPMG LLP as the independent registered public accounting firm for the Company for fiscal year 2021. SKYWORKS SWKS 83088M102 12-May-2021 Proposal 1a. : Election of Management Y F F SOLUTIONS, INC. Director: Alan S. Batey SKYWORKS SWKS 83088M102 12-May-2021 Proposal 1b. : Election Management Y F F SOLUTIONS, INC. of Director: Kevin L. Beebe SKYWORKS SWKS 83088M102 12-May-2021 Proposal 1c. : Election of Management Y F F SOLUTIONS, INC. Director: Timothy R. Furey SKYWORKS SWKS 83088M102 12-May-2021 Proposal 1d. : Election Management Y F F SOLUTIONS, INC. of Director: Liam K. Griffin SKYWORKS SWKS 83088M102 12-May-2021 Proposal 1e. : Election of Management Y F F SOLUTIONS, INC. Director: Christine King SKYWORKS SWKS 83088M102 12-May-2021 Proposal 1f. : Election of Management Y F F SOLUTIONS, INC. Director: David P. McGlade SKYWORKS SWKS 83088M102 12-May-2021 Proposal 1g. : Election Management Y F F SOLUTIONS, INC. of Director: Robert A. Schriesheim SKYWORKS SWKS 83088M102 12-May-2021 Proposal 1h. : Election Management Y F F SOLUTIONS, INC. of Director: Kimberly S. Stevenson SKYWORKS SWKS 83088M102 12-May-2021 Proposal 4. : To approve Management Y F F SOLUTIONS, INC. the Company’s Amended and Restated 2015 Long- Term Incentive Plan. SKYWORKS SWKS 83088M102 12-May-2021 Proposal 5. : To approve Shareholder Y F A SOLUTIONS, INC. a stockholder proposal regarding supermajority voting provisions. SKYWORKS SWKS 83088M102 12-May-2021 Proposal 3. : To approve, Management Y F F SOLUTIONS, INC. on an advisory basis, the compensation of the Company’s named executive officers, as described in the Company’s Proxy Statement. TEMPUR SEALY TPX 88023U101 06-May-2021 Proposal 2. : Management Y F F INTERNATIONAL, RATIFICATION OF INC. THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2021. TEMPUR SEALY TPX 88023U101 06-May-2021 Proposal 1A. : Election Management Y F F INTERNATIONAL, of Director: Evelyn S. INC. Dilsaver TEMPUR SEALY TPX 88023U101 06-May-2021 Proposal 1B. : Election Management Y F F INTERNATIONAL, of Director: Cathy R. INC. Gates TEMPUR SEALY TPX 88023U101 06-May-2021 Proposal 1C. : Election Management Y F F INTERNATIONAL, of Director: John A. Heil INC.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document TEMPUR SEALY TPX 88023U101 06-May-2021 Proposal 1D. : Election Management Y F F INTERNATIONAL, of Director: Jon L. INC. Luther TEMPUR SEALY TPX 88023U101 06-May-2021 Proposal 1E. : Election Management Y F F INTERNATIONAL, of Director: Richard W. INC. Neu TEMPUR SEALY TPX 88023U101 06-May-2021 Proposal 1F. : Election of Management Y F F INTERNATIONAL, Director: Scott L. INC. Thompson TEMPUR SEALY TPX 88023U101 06-May-2021 Proposal 1G. : Election Management Y F F INTERNATIONAL, of Director: Robert B. INC. Trussell, Jr. TEMPUR SEALY TPX 88023U101 06-May-2021 Proposal 3. : Management Y F F INTERNATIONAL, ADVISORY VOTE TO INC. APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. TEMPUR SEALY TPX 88023U101 06-May-2021 Proposal 4. : Management Y N A INTERNATIONAL, APPROVAL OF AN INC. AMENDMENT TO THE COMPANY’S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 300,000,000 TO 500,000,000. TRADEWEB TW 892672106 11-May-2021 Proposal 4. : To Management Y 1 A MARKETS INC determine, on an advisory basis, the frequency (whether annual, biennial or triennial) with which stockholders of the Company will participate in any advisory vote on executive compensation. TRADEWEB TW 892672106 11-May-2021 Proposal 1. : Management Y F F MARKETS INC DIRECTOR TRADEWEB TW 892672106 11-May-2021 Proposal 1. : Management Y F F MARKETS INC DIRECTOR TRADEWEB TW 892672106 11-May-2021 Proposal 1. : Management Y F F MARKETS INC DIRECTOR TRADEWEB TW 892672106 11-May-2021 Proposal 2. : Ratification Management Y F F MARKETS INC of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. TRADEWEB TW 892672106 11-May-2021 Proposal 3. : To approve, Management Y F F MARKETS INC on an advisory basis, the compensation of the Company’s named executive officers, as described in the 2021 Proxy Statement. TWILIO INC. TWLO 90138F102 16-Jun-2021 Proposal 1. : Management Y F F DIRECTOR TWILIO INC. TWLO 90138F102 16-Jun-2021 Proposal 1. : Management Y F F DIRECTOR

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document TWILIO INC. TWLO 90138F102 16-Jun-2021 Proposal 1. : Management Y F F DIRECTOR TWILIO INC. TWLO 90138F102 16-Jun-2021 Proposal 2. : Ratification Management Y F F of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021. TWILIO INC. TWLO 90138F102 16-Jun-2021 Proposal 3. : Approval Management Y N A of, on a non-binding advisory basis, the compensation of the Company’s named executive officers. ULTRA CLEAN UCTT 90385V107 20-May-2021 Proposal 2. : Ratification Management Y F F HOLDINGS, INC. of the appointment of Moss Adams LLP as the independent registered public accounting firm of Ultra Clean Holdings, Inc. for fiscal 2021. ULTRA CLEAN UCTT 90385V107 20-May-2021 Proposal 1A. : Election Management Y F F HOLDINGS, INC. of Director: Clarence L. Granger ULTRA CLEAN UCTT 90385V107 20-May-2021 Proposal 1B. : Election Management Y F F HOLDINGS, INC. of Director: James P. Scholhamer ULTRA CLEAN UCTT 90385V107 20-May-2021 Proposal 1C. : Election Management Y F F HOLDINGS, INC. of Director: David T. ibnAle ULTRA CLEAN UCTT 90385V107 20-May-2021 Proposal 1D. : Election Management Y F F HOLDINGS, INC. of Director: Emily M. Liggett ULTRA CLEAN UCTT 90385V107 20-May-2021 Proposal 1E. : Election Management Y F F HOLDINGS, INC. of Director: Thomas T. Edman ULTRA CLEAN UCTT 90385V107 20-May-2021 Proposal 1F. : Election of Management Y F F HOLDINGS, INC. Director: Barbara V. Scherer ULTRA CLEAN UCTT 90385V107 20-May-2021 Proposal 1G. : Election Management Y F F HOLDINGS, INC. of Director: Ernest E. Maddock ULTRA CLEAN UCTT 90385V107 20-May-2021 Proposal 1H. : Election Management Y F F HOLDINGS, INC. of Director: Jacqueline A. Seto ULTRA CLEAN UCTT 90385V107 20-May-2021 Proposal 3. : Approval, Management Y F F HOLDINGS, INC. by an advisory vote, of the compensation of Ultra Clean Holdings, Inc.’s named executive officers for fiscal 2020 as disclosed in our proxy statement for the 2021 Annual Meeting of Stockholders. VEEVA SYSTEMS VEEV 922475108 23-Jun-2021 Proposal 4. : To hold an Management Y 1 A INC. advisory (non-binding) vote on the frequency of future shareholder advisory votes to approve named executive officer compensation.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document VEEVA SYSTEMS VEEV 922475108 23-Jun-2021 Proposal 2. : To ratify Management Y F F INC. the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2022. VEEVA SYSTEMS VEEV 922475108 23-Jun-2021 Proposal 1A. : Election Management Y F F INC. of Director to serve until the 2022 annual meeting: Mark Carges VEEVA SYSTEMS VEEV 922475108 23-Jun-2021 Proposal 1C. : Election Management Y F F INC. of Director to serve until the 2022 annual meeting: Ronald E.F. Codd VEEVA SYSTEMS VEEV 922475108 23-Jun-2021 Proposal 1D. : Election Management Y F F INC. of Director to serve until the 2022 annual meeting: Peter P. Gassner VEEVA SYSTEMS VEEV 922475108 23-Jun-2021 Proposal 1E. : Election Management Y F F INC. of Director to serve until the 2022 annual meeting: Mary Lynne Hedley VEEVA SYSTEMS VEEV 922475108 23-Jun-2021 Proposal 1F. : Election of Management Y F F INC. Director to serve until the 2022 annual meeting: Gordon Ritter VEEVA SYSTEMS VEEV 922475108 23-Jun-2021 Proposal 1G. : Election Management Y F F INC. of Director to serve until the 2022 annual meeting: Paul Sekhri VEEVA SYSTEMS VEEV 922475108 23-Jun-2021 Proposal 1H. : Election Management Y F F INC. of Director to serve until the 2022 annual meeting: Matthew J. Wallach VEEVA SYSTEMS VEEV 922475108 23-Jun-2021 Proposal 1B. : Election Management Y F F INC. of Director to serve until the 2022 annual meeting: Paul E. Chamberlain VEEVA SYSTEMS VEEV 922475108 23-Jun-2021 Proposal 5. : To amend Management Y F F INC. and restate our Restated Certificate of Incorporation to permit shareholders to call special meetings as specified in our amended and restated bylaws, which would allow shareholders holding 25% or more of the voting power of our capital stock for at least one year to call special meetings. VEEVA SYSTEMS VEEV 922475108 23-Jun-2021 Proposal 3. : To hold an Management Y F F INC. advisory (non-binding) vote to approve named executive officer compensation. VEEVA SYSTEMS VEEV 922475108 23-Jun-2021 Proposal 6. : To consider Shareholder Y N F INC. and vote upon a shareholder proposal, if properly presented, to enable shareholders holding 15% or more of our common stock to call special meetings.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document VERITONE, INC. VERI 92347M100 24-Jun-2021 Proposal 1. : Management Y F F DIRECTOR VERITONE, INC. VERI 92347M100 24-Jun-2021 Proposal 1. : Management Y F F DIRECTOR VERITONE, INC. VERI 92347M100 24-Jun-2021 Proposal 2. : Ratification Management Y F F of appointment of Grant Thornton LLP as Veritone, Inc.’s independent registered public accounting firm for the year ending December 31, 2021. WILLIAMS- WSM 969904101 02-Jun-2021 Proposal 4. : Ratification Management Y F F SONOMA, INC. of the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2022. WILLIAMS- WSM 969904101 02-Jun-2021 Proposal 1.1 : Election Management Y F F SONOMA, INC. of Director: Laura Alber WILLIAMS- WSM 969904101 02-Jun-2021 Proposal 1.2 : Election Management Y F F SONOMA, INC. of Director: Esi Eggleston Bracey WILLIAMS- WSM 969904101 02-Jun-2021 Proposal 1.3 : Election Management Y F F SONOMA, INC. of Director: Scott Dahnke, Chair WILLIAMS- WSM 969904101 02-Jun-2021 Proposal 1.4 : Election Management Y F F SONOMA, INC. of Director: Anne Mulcahy WILLIAMS- WSM 969904101 02-Jun-2021 Proposal 1.5 : Election Management Y F F SONOMA, INC. of Director: William Ready WILLIAMS- WSM 969904101 02-Jun-2021 Proposal 1.6 : Election Management Y F F SONOMA, INC. of Director: Sabrina Simmons WILLIAMS- WSM 969904101 02-Jun-2021 Proposal 1.7 : Election Management Y F F SONOMA, INC. of Director: Frits van Paasschen WILLIAMS- WSM 969904101 02-Jun-2021 Proposal 2. : The Management Y F F SONOMA, INC. amendment of our 2001 Long-Term Incentive Plan. WILLIAMS- WSM 969904101 02-Jun-2021 Proposal 3. : An Management Y F F SONOMA, INC. advisory vote to approve executive compensation. ZOOM VIDEO ZM 98980L101 17-Jun-2021 Proposal 4. : To approve, Management Y 1 F COMMUNICATIONS, on an advisory non- INC. binding basis, the frequency of future advisory non-binding votes on the compensation of our named executive officers. ZOOM VIDEO ZM 98980L101 17-Jun-2021 Proposal 1. : Management Y F F COMMUNICATIONS, DIRECTOR INC. ZOOM VIDEO ZM 98980L101 17-Jun-2021 Proposal 1. : Management Y F F COMMUNICATIONS, DIRECTOR INC. ZOOM VIDEO ZM 98980L101 17-Jun-2021 Proposal 1. : Management Y F F COMMUNICATIONS, DIRECTOR INC.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ZOOM VIDEO ZM 98980L101 17-Jun-2021 Proposal 2. : Ratify the Management Y F F COMMUNICATIONS, appointment of KPMG INC. LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2022. ZOOM VIDEO ZM 98980L101 17-Jun-2021 Proposal 3. : To approve, Management Y F F COMMUNICATIONS, on an advisory non- INC. binding basis, the compensation of our named executive officers as disclosed in our proxy statement.

======ADVISORSHARES DORSEY WRIGHT ALPHA EQUAL WEIGHT ETF ======

Institutional Account Company Ticker Primary Meeting Proposal Text Proponent Voted Management Vote Name Name CUSIP Date Recommendation Instruction AdvisorShares Dorsey Helen of Troy HELE G4388N106 08/26/ Elect Director Gary B. Management Yes For For Wright Alpha Equal Limited 2020 Abromovitz Weight ETF AdvisorShares Dorsey Helen of Troy HELE G4388N106 08/26/ Elect Director Krista L. Berry Management Yes For For Wright Alpha Equal Limited 2020 Weight ETF AdvisorShares Dorsey Helen of Troy HELE G4388N106 08/26/ Elect Director Vincent D. Management Yes For For Wright Alpha Equal Limited 2020 Carson Weight ETF AdvisorShares Dorsey Helen of Troy HELE G4388N106 08/26/ Elect Director Thurman K. Management Yes For For Wright Alpha Equal Limited 2020 Case Weight ETF AdvisorShares Dorsey Helen of Troy HELE G4388N106 08/26/ Elect Director Timothy F. Management Yes For For Wright Alpha Equal Limited 2020 Meeker Weight ETF AdvisorShares Dorsey Helen of Troy HELE G4388N106 08/26/ Elect Director Julien R. Management Yes For For Wright Alpha Equal Limited 2020 Mininberg Weight ETF AdvisorShares Dorsey Helen of Troy HELE G4388N106 08/26/ Elect Director Beryl B. Raff Management Yes For For Wright Alpha Equal Limited 2020 Weight ETF AdvisorShares Dorsey Helen of Troy HELE G4388N106 08/26/ Elect Director Darren G. Management Yes For For Wright Alpha Equal Limited 2020 Woody Weight ETF AdvisorShares Dorsey Helen of Troy HELE G4388N106 08/26/ Advisory Vote to Ratify Management Yes For For Wright Alpha Equal Limited 2020 Named Executive Officers’ Weight ETF Compensation AdvisorShares Dorsey Helen of Troy HELE G4388N106 08/26/ Approve Grant Thornton LLP Management Yes For For Wright Alpha Equal Limited 2020 as Auditors and Authorize Weight ETF Board to Fix Their Remuneration AdvisorShares Dorsey NIKE, Inc. NKE 654106103 09/17/ Elect Director Alan B. Graf, Management Yes For For Wright Alpha Equal 2020 Jr. Weight ETF AdvisorShares Dorsey NIKE, Inc. NKE 654106103 09/17/ Elect Director Peter B. Henry Management Yes For For Wright Alpha Equal 2020 Weight ETF AdvisorShares Dorsey NIKE, Inc. NKE 654106103 09/17/ Elect Director Michelle A. Management Yes For For Wright Alpha Equal 2020 Peluso Weight ETF AdvisorShares Dorsey NIKE, Inc. NKE 654106103 09/17/ Advisory Vote to Ratify Management Yes For Against Wright Alpha Equal 2020 Named Executive Officers’ Weight ETF Compensation AdvisorShares Dorsey NIKE, Inc. NKE 654106103 09/17/ Ratify Management Yes For For Wright Alpha Equal 2020 PricewaterhouseCoopers LLP Weight ETF as Auditors

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Dorsey NIKE, Inc. NKE 654106103 09/17/ Amend Omnibus Stock Plan Management Yes For For Wright Alpha Equal 2020 Weight ETF AdvisorShares Dorsey NIKE, Inc. NKE 654106103 09/17/ Report on Political Share Yes Against For Wright Alpha Equal 2020 Contributions Disclosure Holder Weight ETF AdvisorShares Dorsey Liberty LBRDK 530307305 12/15/ Approve Merger Agreement Management Yes For For Wright Alpha Equal Broadband 2020 Weight ETF Corporation AdvisorShares Dorsey Liberty LBRDK 530307305 12/15/ Issue Shares in Connection Management Yes For For Wright Alpha Equal Broadband 2020 with Merger Weight ETF Corporation AdvisorShares Dorsey Liberty LBRDK 530307305 12/15/ Adjourn Meeting Management Yes For For Wright Alpha Equal Broadband 2020 Weight ETF Corporation AdvisorShares Dorsey The Trade TTD 88339J105 12/22/ Change the Conditions for the Management Yes For Against Wright Alpha Equal Desk, Inc. 2020 Conversion of All Weight ETF Outstanding Shares of Class B Common Stock Into Class A Common Stock AdvisorShares Dorsey The Trade TTD 88339J105 12/22/ Provide Right to Act by Management Yes For Against Wright Alpha Equal Desk, Inc. 2020 Written Consent Weight ETF AdvisorShares Dorsey The Trade TTD 88339J105 12/22/ Provide Right to Call Special Management Yes For Against Wright Alpha Equal Desk, Inc. 2020 Meeting Weight ETF AdvisorShares Dorsey The Trade TTD 88339J105 12/22/ Provide that Class A Management Yes For Against Wright Alpha Equal Desk, Inc. 2020 Common Stock Will Be Weight ETF Entitled to Elect One Director if the Total Number of Directors is Eight or Fewer or Two Directors if the Total Number of Directors is Nine or Greater AdvisorShares Dorsey The Trade TTD 88339J105 12/22/ Approve New Bylaws Management Yes For Against Wright Alpha Equal Desk, Inc. 2020 Weight ETF AdvisorShares Dorsey The Trade TTD 88339J105 12/22/ Adjourn Meeting Management Yes For Against Wright Alpha Equal Desk, Inc. 2020 Weight ETF AdvisorShares Dorsey Apple Inc. AAPL 037833100 02/23/ Elect Director James Bell Management Yes For For Wright Alpha Equal 2021 Weight ETF AdvisorShares Dorsey Apple Inc. AAPL 037833100 02/23/ Elect Director Tim Cook Management Yes For For Wright Alpha Equal 2021 Weight ETF AdvisorShares Dorsey Apple Inc. AAPL 037833100 02/23/ Elect Director Al Gore Management Yes For For Wright Alpha Equal 2021 Weight ETF AdvisorShares Dorsey Apple Inc. AAPL 037833100 02/23/ Elect Director Andrea Jung Management Yes For For Wright Alpha Equal 2021 Weight ETF AdvisorShares Dorsey Apple Inc. AAPL 037833100 02/23/ Elect Director Art Levinson Management Yes For For Wright Alpha Equal 2021 Weight ETF AdvisorShares Dorsey Apple Inc. AAPL 037833100 02/23/ Elect Director Monica Management Yes For For Wright Alpha Equal 2021 Lozano Weight ETF AdvisorShares Dorsey Apple Inc. AAPL 037833100 02/23/ Elect Director Ron Sugar Management Yes For For Wright Alpha Equal 2021 Weight ETF AdvisorShares Dorsey Apple Inc. AAPL 037833100 02/23/ Elect Director Sue Wagner Management Yes For For Wright Alpha Equal 2021 Weight ETF AdvisorShares Dorsey Apple Inc. AAPL 037833100 02/23/ Ratify Ernst & Young LLP as Management Yes For For Wright Alpha Equal 2021 Auditors Weight ETF AdvisorShares Dorsey Apple Inc. AAPL 037833100 02/23/ Advisory Vote to Ratify Management Yes For For Wright Alpha Equal 2021 Named Executive Officers’ Weight ETF Compensation

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Dorsey Apple Inc. AAPL 037833100 02/23/ Proxy Access Amendments Share Yes Against For Wright Alpha Equal 2021 Holder Weight ETF AdvisorShares Dorsey Apple Inc. AAPL 037833100 02/23/ Improve Principles of Share Yes Against Against Wright Alpha Equal 2021 Executive Compensation Holder Weight ETF Program AdvisorShares Dorsey TransDigm TDG 893641100 03/18/ Elect Director David Barr Management Yes For For Wright Alpha Equal Group 2021 Weight ETF Incorporated AdvisorShares Dorsey TransDigm TDG 893641100 03/18/ Elect Director Mervin Dunn Management Yes For Withhold Wright Alpha Equal Group 2021 Weight ETF Incorporated AdvisorShares Dorsey TransDigm TDG 893641100 03/18/ Elect Director Michael S. Management Yes For Withhold Wright Alpha Equal Group 2021 Graff Weight ETF Incorporated AdvisorShares Dorsey TransDigm TDG 893641100 03/18/ Elect Director Sean P. Management Yes For Withhold Wright Alpha Equal Group 2021 Hennessy Weight ETF Incorporated AdvisorShares Dorsey TransDigm TDG 893641100 03/18/ Elect Director W. Nicholas Management Yes For For Wright Alpha Equal Group 2021 Howley Weight ETF Incorporated AdvisorShares Dorsey TransDigm TDG 893641100 03/18/ Elect Director Raymond F. Management Yes For For Wright Alpha Equal Group 2021 Laubenthal Weight ETF Incorporated AdvisorShares Dorsey TransDigm TDG 893641100 03/18/ Elect Director Gary E. Management Yes For For Wright Alpha Equal Group 2021 McCullough Weight ETF Incorporated AdvisorShares Dorsey TransDigm TDG 893641100 03/18/ Elect Director Michele Management Yes For For Wright Alpha Equal Group 2021 Santana Weight ETF Incorporated AdvisorShares Dorsey TransDigm TDG 893641100 03/18/ Elect Director Robert J. Small Management Yes For Withhold Wright Alpha Equal Group 2021 Weight ETF Incorporated AdvisorShares Dorsey TransDigm TDG 893641100 03/18/ Elect Director John Staer Management Yes For For Wright Alpha Equal Group 2021 Weight ETF Incorporated AdvisorShares Dorsey TransDigm TDG 893641100 03/18/ Elect Director Kevin Stein Management Yes For For Wright Alpha Equal Group 2021 Weight ETF Incorporated AdvisorShares Dorsey TransDigm TDG 893641100 03/18/ Advisory Vote to Ratify Management Yes For Against Wright Alpha Equal Group 2021 Named Executive Officers’ Weight ETF Incorporated Compensation AdvisorShares Dorsey TransDigm TDG 893641100 03/18/ Ratify Ernst & Young LLP as Management Yes For For Wright Alpha Equal Group 2021 Auditors Weight ETF Incorporated AdvisorShares Dorsey HEICO HEI 422806109 03/19/ Elect Director Thomas M. Management Yes For For Wright Alpha Equal Corporation 2021 Culligan Weight ETF AdvisorShares Dorsey HEICO HEI 422806109 03/19/ Elect Director Adolfo Management Yes For For Wright Alpha Equal Corporation 2021 Henriques Weight ETF AdvisorShares Dorsey HEICO HEI 422806109 03/19/ Elect Director Mark H. Management Yes For For Wright Alpha Equal Corporation 2021 Hildebrandt Weight ETF AdvisorShares Dorsey HEICO HEI 422806109 03/19/ Elect Director Eric A. Management Yes For For Wright Alpha Equal Corporation 2021 Mendelson Weight ETF AdvisorShares Dorsey HEICO HEI 422806109 03/19/ Elect Director Laurans A. Management Yes For For Wright Alpha Equal Corporation 2021 Mendelson Weight ETF AdvisorShares Dorsey HEICO HEI 422806109 03/19/ Elect Director Victor H. Management Yes For For Wright Alpha Equal Corporation 2021 Mendelson Weight ETF AdvisorShares Dorsey HEICO HEI 422806109 03/19/ Elect Director Julie Neitzel Management Yes For For Wright Alpha Equal Corporation 2021 Weight ETF AdvisorShares Dorsey HEICO HEI 422806109 03/19/ Elect Director Alan Management Yes For For Wright Alpha Equal Corporation 2021 Schriesheim Weight ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Dorsey HEICO HEI 422806109 03/19/ Elect Director Frank J. Management Yes For For Wright Alpha Equal Corporation 2021 Schwitter Weight ETF AdvisorShares Dorsey HEICO HEI 422806109 03/19/ Advisory Vote to Ratify Management Yes For For Wright Alpha Equal Corporation 2021 Named Executive Officers’ Weight ETF Compensation AdvisorShares Dorsey HEICO HEI 422806109 03/19/ Ratify Deloitte & Touche Management Yes For For Wright Alpha Equal Corporation 2021 LLP as Auditors Weight ETF AdvisorShares Dorsey Broadcom Inc. AVGO 11135F101 04/05/ Elect Director Diane M. Management Yes For For Wright Alpha Equal 2021 Bryant Weight ETF AdvisorShares Dorsey Broadcom Inc. AVGO 11135F101 04/05/ Elect Director Gayla J. Delly Management Yes For For Wright Alpha Equal 2021 Weight ETF AdvisorShares Dorsey Broadcom Inc. AVGO 11135F101 04/05/ Elect Director Raul J. Management Yes For For Wright Alpha Equal 2021 Fernandez Weight ETF AdvisorShares Dorsey Broadcom Inc. AVGO 11135F101 04/05/ Elect Director Eddy W. Management Yes For For Wright Alpha Equal 2021 Hartenstein Weight ETF AdvisorShares Dorsey Broadcom Inc. AVGO 11135F101 04/05/ Elect Director Check Kian Management Yes For For Wright Alpha Equal 2021 Low Weight ETF AdvisorShares Dorsey Broadcom Inc. AVGO 11135F101 04/05/ Elect Director Justine F. Page Management Yes For For Wright Alpha Equal 2021 Weight ETF AdvisorShares Dorsey Broadcom Inc. AVGO 11135F101 04/05/ Elect Director Henry Samueli Management Yes For For Wright Alpha Equal 2021 Weight ETF AdvisorShares Dorsey Broadcom Inc. AVGO 11135F101 04/05/ Elect Director Hock E. Tan Management Yes For For Wright Alpha Equal 2021 Weight ETF AdvisorShares Dorsey Broadcom Inc. AVGO 11135F101 04/05/ Elect Director Harry L. You Management Yes For For Wright Alpha Equal 2021 Weight ETF AdvisorShares Dorsey Broadcom Inc. AVGO 11135F101 04/05/ Ratify Management Yes For For Wright Alpha Equal 2021 PricewaterhouseCoopers LLP Weight ETF as Auditors AdvisorShares Dorsey Broadcom Inc. AVGO 11135F101 04/05/ Amend Omnibus Stock Plan Management Yes For Against Wright Alpha Equal 2021 Weight ETF AdvisorShares Dorsey Broadcom Inc. AVGO 11135F101 04/05/ Advisory Vote to Ratify Management Yes For For Wright Alpha Equal 2021 Named Executive Officers’ Weight ETF Compensation AdvisorShares Dorsey Advanced AMD 007903107 04/07/ Issue Shares in Connection Management Yes For For Wright Alpha Equal Micro Devices, 2021 with Merger Weight ETF Inc. AdvisorShares Dorsey Advanced AMD 007903107 04/07/ Adjourn Meeting Management Yes For For Wright Alpha Equal Micro Devices, 2021 Weight ETF Inc. AdvisorShares Dorsey DraftKings Inc. DKNG 26142R104 04/28/ Elect Director Jason D. Management Yes For Withhold Wright Alpha Equal 2021 Robins Weight ETF AdvisorShares Dorsey DraftKings Inc. DKNG 26142R104 04/28/ Elect Director Harry Evans Management Yes For Withhold Wright Alpha Equal 2021 Sloan Weight ETF AdvisorShares Dorsey DraftKings Inc. DKNG 26142R104 04/28/ Elect Director Matthew Management Yes For Withhold Wright Alpha Equal 2021 Kalish Weight ETF AdvisorShares Dorsey DraftKings Inc. DKNG 26142R104 04/28/ Elect Director Paul Liberman Management Yes For Withhold Wright Alpha Equal 2021 Weight ETF AdvisorShares Dorsey DraftKings Inc. DKNG 26142R104 04/28/ Elect Director Woodrow H. Management Yes For Withhold Wright Alpha Equal 2021 Levin Weight ETF AdvisorShares Dorsey DraftKings Inc. DKNG 26142R104 04/28/ Elect Director Shalom Management Yes For Withhold Wright Alpha Equal 2021 Meckenzie Weight ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Dorsey DraftKings Inc. DKNG 26142R104 04/28/ Elect Director Jocelyn Moore Management Yes For For Wright Alpha Equal 2021 Weight ETF AdvisorShares Dorsey DraftKings Inc. DKNG 26142R104 04/28/ Elect Director Ryan R. Moore Management Yes For Withhold Wright Alpha Equal 2021 Weight ETF AdvisorShares Dorsey DraftKings Inc. DKNG 26142R104 04/28/ Elect Director Valerie Mosley Management Yes For For Wright Alpha Equal 2021 Weight ETF AdvisorShares Dorsey DraftKings Inc. DKNG 26142R104 04/28/ Elect Director Steven J. Management Yes For Withhold Wright Alpha Equal 2021 Murray Weight ETF AdvisorShares Dorsey DraftKings Inc. DKNG 26142R104 04/28/ Elect Director Hany M. Nada Management Yes For Withhold Wright Alpha Equal 2021 Weight ETF AdvisorShares Dorsey DraftKings Inc. DKNG 26142R104 04/28/ Elect Director John S. Salter Management Yes For Withhold Wright Alpha Equal 2021 Weight ETF AdvisorShares Dorsey DraftKings Inc. DKNG 26142R104 04/28/ Elect Director Marni M. Management Yes For Withhold Wright Alpha Equal 2021 Walden Weight ETF AdvisorShares Dorsey DraftKings Inc. DKNG 26142R104 04/28/ Ratify BDO USA, LLP as Management Yes For For Wright Alpha Equal 2021 Auditors Weight ETF AdvisorShares Dorsey DraftKings Inc. DKNG 26142R104 04/28/ Advisory Vote on Say on Pay Management Yes One Year One Year Wright Alpha Equal 2021 Frequency Weight ETF AdvisorShares Dorsey DraftKings Inc. DKNG 26142R104 04/28/ Other Business Management Yes For Against Wright Alpha Equal 2021 Weight ETF AdvisorShares Dorsey Carvana Co. CVNA 146869102 05/03/ Elect Director Ernest Garcia, Management Yes For Withhold Wright Alpha Equal 2021 III Weight ETF AdvisorShares Dorsey Carvana Co. CVNA 146869102 05/03/ Elect Director Ira Platt Management Yes For Withhold Wright Alpha Equal 2021 Weight ETF AdvisorShares Dorsey Carvana Co. CVNA 146869102 05/03/ Approve Qualified Employee Management Yes For For Wright Alpha Equal 2021 Stock Purchase Plan Weight ETF AdvisorShares Dorsey Carvana Co. CVNA 146869102 05/03/ Ratify Grant Thornton LLP Management Yes For For Wright Alpha Equal 2021 as Auditors Weight ETF AdvisorShares Dorsey Carvana Co. CVNA 146869102 05/03/ Advisory Vote to Ratify Management Yes For For Wright Alpha Equal 2021 Named Executive Officers’ Weight ETF Compensation AdvisorShares Dorsey TopBuild Corp. BLD 89055F103 05/03/ Elect Director Alec C. Management Yes For For Wright Alpha Equal 2021 Covington Weight ETF AdvisorShares Dorsey TopBuild Corp. BLD 89055F103 05/03/ Elect Director Robert Buck Management Yes For For Wright Alpha Equal 2021 Weight ETF AdvisorShares Dorsey TopBuild Corp. BLD 89055F103 05/03/ Elect Director Carl T. Management Yes For For Wright Alpha Equal 2021 Camden Weight ETF AdvisorShares Dorsey TopBuild Corp. BLD 89055F103 05/03/ Elect Director Joseph S. Management Yes For For Wright Alpha Equal 2021 Cantie Weight ETF AdvisorShares Dorsey TopBuild Corp. BLD 89055F103 05/03/ Elect Director Tina M. Management Yes For For Wright Alpha Equal 2021 Donikowski Weight ETF AdvisorShares Dorsey TopBuild Corp. BLD 89055F103 05/03/ Elect Director Mark A. Management Yes For For Wright Alpha Equal 2021 Petrarca Weight ETF AdvisorShares Dorsey TopBuild Corp. BLD 89055F103 05/03/ Elect Director Nancy M. Management Yes For For Wright Alpha Equal 2021 Taylor Weight ETF AdvisorShares Dorsey TopBuild Corp. BLD 89055F103 05/03/ Ratify Management Yes For For Wright Alpha Equal 2021 PricewaterhouseCoopers LLP Weight ETF as Auditors

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Dorsey TopBuild Corp. BLD 89055F103 05/03/ Advisory Vote to Ratify Management Yes For For Wright Alpha Equal 2021 Named Executive Officers’ Weight ETF Compensation AdvisorShares Dorsey MGM Resorts MGM 552953101 05/05/ Elect Director Barry Diller Management Yes For For Wright Alpha Equal International 2021 Weight ETF AdvisorShares Dorsey MGM Resorts MGM 552953101 05/05/ Elect Director William W. Management Yes For For Wright Alpha Equal International 2021 Grounds Weight ETF AdvisorShares Dorsey MGM Resorts MGM 552953101 05/05/ Elect Director Alexis M. Management Yes For For Wright Alpha Equal International 2021 Herman Weight ETF AdvisorShares Dorsey MGM Resorts MGM 552953101 05/05/ Elect Director William J. Management Yes For For Wright Alpha Equal International 2021 Hornbuckle Weight ETF AdvisorShares Dorsey MGM Resorts MGM 552953101 05/05/ Elect Director Mary Chris Management Yes For For Wright Alpha Equal International 2021 Jammet Weight ETF AdvisorShares Dorsey MGM Resorts MGM 552953101 05/05/ Elect Director John Kilroy Management Yes For Against Wright Alpha Equal International 2021 Weight ETF AdvisorShares Dorsey MGM Resorts MGM 552953101 05/05/ Elect Director Joey Levin Management Yes For Against Wright Alpha Equal International 2021 Weight ETF AdvisorShares Dorsey MGM Resorts MGM 552953101 05/05/ Elect Director Rose Management Yes For For Wright Alpha Equal International 2021 McKinney-James Weight ETF AdvisorShares Dorsey MGM Resorts MGM 552953101 05/05/ Elect Director Keith A. Management Yes For For Wright Alpha Equal International 2021 Meister Weight ETF AdvisorShares Dorsey MGM Resorts MGM 552953101 05/05/ Elect Director Paul Salem Management Yes For For Wright Alpha Equal International 2021 Weight ETF AdvisorShares Dorsey MGM Resorts MGM 552953101 05/05/ Elect Director Gregory M. Management Yes For For Wright Alpha Equal International 2021 Spierkel Weight ETF AdvisorShares Dorsey MGM Resorts MGM 552953101 05/05/ Elect Director Jan G. Swartz Management Yes For For Wright Alpha Equal International 2021 Weight ETF AdvisorShares Dorsey MGM Resorts MGM 552953101 05/05/ Elect Director Daniel J. Management Yes For For Wright Alpha Equal International 2021 Taylor Weight ETF AdvisorShares Dorsey MGM Resorts MGM 552953101 05/05/ Ratify Deloitte & Touche Management Yes For For Wright Alpha Equal International 2021 LLP as Auditors Weight ETF AdvisorShares Dorsey MGM Resorts MGM 552953101 05/05/ Advisory Vote to Ratify Management Yes For For Wright Alpha Equal International 2021 Named Executive Officers’ Weight ETF Compensation AdvisorShares Dorsey MGM Resorts MGM 552953101 05/05/ Authorize New Class of Management Yes For Against Wright Alpha Equal International 2021 Preferred Stock Weight ETF AdvisorShares Dorsey NVR, Inc. NVR 62944T105 05/05/ Elect Director Dwight C. Management Yes For For Wright Alpha Equal 2021 Schar Weight ETF AdvisorShares Dorsey NVR, Inc. NVR 62944T105 05/05/ Elect Director C. E. Andrews Management Yes For For Wright Alpha Equal 2021 Weight ETF AdvisorShares Dorsey NVR, Inc. NVR 62944T105 05/05/ Elect Director Sallie B. Management Yes For For Wright Alpha Equal 2021 Bailey Weight ETF AdvisorShares Dorsey NVR, Inc. NVR 62944T105 05/05/ Elect Director Thomas D. Management Yes For Against Wright Alpha Equal 2021 Eckert Weight ETF AdvisorShares Dorsey NVR, Inc. NVR 62944T105 05/05/ Elect Director Alfred E. Festa Management Yes For For Wright Alpha Equal 2021 Weight ETF AdvisorShares Dorsey NVR, Inc. NVR 62944T105 05/05/ Elect Director Manuel H. Management Yes For For Wright Alpha Equal 2021 Johnson Weight ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Dorsey NVR, Inc. NVR 62944T105 05/05/ Elect Director Alexandra A. Management Yes For For Wright Alpha Equal 2021 Jung Weight ETF AdvisorShares Dorsey NVR, Inc. NVR 62944T105 05/05/ Elect Director Mel Martinez Management Yes For For Wright Alpha Equal 2021 Weight ETF AdvisorShares Dorsey NVR, Inc. NVR 62944T105 05/05/ Elect Director William A. Management Yes For For Wright Alpha Equal 2021 Moran Weight ETF AdvisorShares Dorsey NVR, Inc. NVR 62944T105 05/05/ Elect Director David A. Management Yes For Against Wright Alpha Equal 2021 Preiser Weight ETF AdvisorShares Dorsey NVR, Inc. NVR 62944T105 05/05/ Elect Director W. Grady Management Yes For Against Wright Alpha Equal 2021 Rosier Weight ETF AdvisorShares Dorsey NVR, Inc. NVR 62944T105 05/05/ Elect Director Susan Management Yes For Against Wright Alpha Equal 2021 Williamson Ross Weight ETF AdvisorShares Dorsey NVR, Inc. NVR 62944T105 05/05/ Ratify KPMG LLP as Management Yes For For Wright Alpha Equal 2021 Auditors Weight ETF AdvisorShares Dorsey NVR, Inc. NVR 62944T105 05/05/ Advisory Vote to Ratify Management Yes For For Wright Alpha Equal 2021 Named Executive Officers’ Weight ETF Compensation AdvisorShares Dorsey Cadence CDNS 127387108 05/06/ Elect Director Mark W. Management Yes For For Wright Alpha Equal Design 2021 Adams Weight ETF Systems, Inc. AdvisorShares Dorsey Cadence CDNS 127387108 05/06/ Elect Director Ita Brennan Management Yes For For Wright Alpha Equal Design 2021 Weight ETF Systems, Inc. AdvisorShares Dorsey Cadence CDNS 127387108 05/06/ Elect Director Lewis Chew Management Yes For For Wright Alpha Equal Design 2021 Weight ETF Systems, Inc. AdvisorShares Dorsey Cadence CDNS 127387108 05/06/ Elect Director Julia Liuson Management Yes For For Wright Alpha Equal Design 2021 Weight ETF Systems, Inc. AdvisorShares Dorsey Cadence CDNS 127387108 05/06/ Elect Director James D. Management Yes For For Wright Alpha Equal Design 2021 Plummer Weight ETF Systems, Inc. AdvisorShares Dorsey Cadence CDNS 127387108 05/06/ Elect Director Alberto Management Yes For For Wright Alpha Equal Design 2021 Sangiovanni-Vincentelli Weight ETF Systems, Inc. AdvisorShares Dorsey Cadence CDNS 127387108 05/06/ Elect Director John B. Management Yes For For Wright Alpha Equal Design 2021 Shoven Weight ETF Systems, Inc. AdvisorShares Dorsey Cadence CDNS 127387108 05/06/ Elect Director Young K. Sohn Management Yes For For Wright Alpha Equal Design 2021 Weight ETF Systems, Inc. AdvisorShares Dorsey Cadence CDNS 127387108 05/06/ Elect Director Lip-Bu Tan Management Yes For For Wright Alpha Equal Design 2021 Weight ETF Systems, Inc. AdvisorShares Dorsey Cadence CDNS 127387108 05/06/ Advisory Vote to Ratify Management Yes For For Wright Alpha Equal Design 2021 Named Executive Officers’ Weight ETF Systems, Inc. Compensation AdvisorShares Dorsey Cadence CDNS 127387108 05/06/ Ratify Management Yes For For Wright Alpha Equal Design 2021 PricewaterhouseCoopers LLP Weight ETF Systems, Inc. as Auditors AdvisorShares Dorsey Cadence CDNS 127387108 05/06/ Reduce Ownership Threshold Share Yes Against For Wright Alpha Equal Design 2021 for Shareholders to Request Holder Weight ETF Systems, Inc. Action by Written Consent AdvisorShares Dorsey Tempur Sealy TPX 88023U101 05/06/ Elect Director Evelyn S. Management Yes For For Wright Alpha Equal International, 2021 Dilsaver Weight ETF Inc. AdvisorShares Dorsey Tempur Sealy TPX 88023U101 05/06/ Elect Director Cathy R. Gates Management Yes For For Wright Alpha Equal International, 2021 Weight ETF Inc. AdvisorShares Dorsey Tempur Sealy TPX 88023U101 05/06/ Elect Director John A. Heil Management Yes For For Wright Alpha Equal International, 2021 Weight ETF Inc.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Dorsey Tempur Sealy TPX 88023U101 05/06/ Elect Director Jon L. Luther Management Yes For For Wright Alpha Equal International, 2021 Weight ETF Inc. AdvisorShares Dorsey Tempur Sealy TPX 88023U101 05/06/ Elect Director Richard W. Management Yes For For Wright Alpha Equal International, 2021 Neu Weight ETF Inc. AdvisorShares Dorsey Tempur Sealy TPX 88023U101 05/06/ Elect Director Scott L. Management Yes For For Wright Alpha Equal International, 2021 Thompson Weight ETF Inc. AdvisorShares Dorsey Tempur Sealy TPX 88023U101 05/06/ Elect Director Robert B. Management Yes For For Wright Alpha Equal International, 2021 Trussell, Jr. Weight ETF Inc. AdvisorShares Dorsey Tempur Sealy TPX 88023U101 05/06/ Ratify Ernst & Young LLP as Management Yes For For Wright Alpha Equal International, 2021 Auditors Weight ETF Inc. AdvisorShares Dorsey Tempur Sealy TPX 88023U101 05/06/ Advisory Vote to Ratify Management Yes For For Wright Alpha Equal International, 2021 Named Executive Officers’ Weight ETF Inc. Compensation AdvisorShares Dorsey Tempur Sealy TPX 88023U101 05/06/ Increase Authorized Common Management Yes For For Wright Alpha Equal International, 2021 Stock Weight ETF Inc. AdvisorShares Dorsey Five9, Inc. FIVN 338307101 05/12/ Elect Director Michael Management Yes For Withhold Wright Alpha Equal 2021 Burdiek Weight ETF AdvisorShares Dorsey Five9, Inc. FIVN 338307101 05/12/ Elect Director David DeWalt Management Yes For Withhold Wright Alpha Equal 2021 Weight ETF AdvisorShares Dorsey Five9, Inc. FIVN 338307101 05/12/ Elect Director Susan Management Yes For For Wright Alpha Equal 2021 Barsamian Weight ETF AdvisorShares Dorsey Five9, Inc. FIVN 338307101 05/12/ Advisory Vote to Ratify Management Yes For For Wright Alpha Equal 2021 Named Executive Officers’ Weight ETF Compensation AdvisorShares Dorsey Five9, Inc. FIVN 338307101 05/12/ Ratify KPMG LLP as Management Yes For For Wright Alpha Equal 2021 Auditors Weight ETF AdvisorShares Dorsey ANSYS, Inc. ANSS 03662Q105 05/14/ Elect Director Jim Frankola Management Yes For For Wright Alpha Equal 2021 Weight ETF AdvisorShares Dorsey ANSYS, Inc. ANSS 03662Q105 05/14/ Elect Director Alec D. Management Yes For For Wright Alpha Equal 2021 Gallimore Weight ETF AdvisorShares Dorsey ANSYS, Inc. ANSS 03662Q105 05/14/ Elect Director Ronald W. Management Yes For For Wright Alpha Equal 2021 Hovsepian Weight ETF AdvisorShares Dorsey ANSYS, Inc. ANSS 03662Q105 05/14/ Ratify Deloitte & Touche Management Yes For For Wright Alpha Equal 2021 LLP as Auditor Weight ETF AdvisorShares Dorsey ANSYS, Inc. ANSS 03662Q105 05/14/ Approve Omnibus Stock Plan Management Yes For For Wright Alpha Equal 2021 Weight ETF AdvisorShares Dorsey ANSYS, Inc. ANSS 03662Q105 05/14/ Advisory Vote to Ratify Management Yes For For Wright Alpha Equal 2021 Named Executive Officers’ Weight ETF Compensation AdvisorShares Dorsey ANSYS, Inc. ANSS 03662Q105 05/14/ Adopt Simple Majority Vote Share Yes Against For Wright Alpha Equal 2021 Holder Weight ETF AdvisorShares Dorsey Baker Hughes BKR 05722G100 05/14/ Elect Director W. Geoffrey Management Yes For For Wright Alpha Equal Company 2021 Beattie Weight ETF AdvisorShares Dorsey Baker Hughes BKR 05722G100 05/14/ Elect Director Gregory D. Management Yes For For Wright Alpha Equal Company 2021 Brenneman Weight ETF AdvisorShares Dorsey Baker Hughes BKR 05722G100 05/14/ Elect Director Cynthia B. Management Yes For For Wright Alpha Equal Company 2021 Carroll Weight ETF AdvisorShares Dorsey Baker Hughes BKR 05722G100 05/14/ Elect Director Clarence P. Management Yes For For Wright Alpha Equal Company 2021 Cazalot, Jr. Weight ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Dorsey Baker Hughes BKR 05722G100 05/14/ Elect Director Nelda J. Management Yes For For Wright Alpha Equal Company 2021 Connors Weight ETF AdvisorShares Dorsey Baker Hughes BKR 05722G100 05/14/ Elect Director Gregory L. Management Yes For For Wright Alpha Equal Company 2021 Ebel Weight ETF AdvisorShares Dorsey Baker Hughes BKR 05722G100 05/14/ Elect Director Lynn L. Management Yes For For Wright Alpha Equal Company 2021 Elsenhans Weight ETF AdvisorShares Dorsey Baker Hughes BKR 05722G100 05/14/ Elect Director John G. Rice Management Yes For For Wright Alpha Equal Company 2021 Weight ETF AdvisorShares Dorsey Baker Hughes BKR 05722G100 05/14/ Elect Director Lorenzo Management Yes For For Wright Alpha Equal Company 2021 Simonelli Weight ETF AdvisorShares Dorsey Baker Hughes BKR 05722G100 05/14/ Advisory Vote to Ratify Management Yes For For Wright Alpha Equal Company 2021 Named Executive Officers’ Weight ETF Compensation AdvisorShares Dorsey Baker Hughes BKR 05722G100 05/14/ Ratify KPMG LLP as Management Yes For For Wright Alpha Equal Company 2021 Auditors Weight ETF AdvisorShares Dorsey Baker Hughes BKR 05722G100 05/14/ Amend Nonqualified Management Yes For For Wright Alpha Equal Company 2021 Employee Stock Purchase Weight ETF Plan AdvisorShares Dorsey Baker Hughes BKR 05722G100 05/14/ Approve Omnibus Stock Plan Management Yes For For Wright Alpha Equal Company 2021 Weight ETF AdvisorShares Dorsey Chipotle CMG 169656105 05/18/ Elect Director Albert S. Management Yes For For Wright Alpha Equal Mexican Grill, 2021 Baldocchi Weight ETF Inc. AdvisorShares Dorsey Chipotle CMG 169656105 05/18/ Elect Director Matthew A. Management Yes For For Wright Alpha Equal Mexican Grill, 2021 Carey Weight ETF Inc. AdvisorShares Dorsey Chipotle CMG 169656105 05/18/ Elect Director Gregg L. Management Yes For For Wright Alpha Equal Mexican Grill, 2021 Engles Weight ETF Inc. AdvisorShares Dorsey Chipotle CMG 169656105 05/18/ Elect Director Patricia Fili- Management Yes For For Wright Alpha Equal Mexican Grill, 2021 Krushel Weight ETF Inc. AdvisorShares Dorsey Chipotle CMG 169656105 05/18/ Elect Director Neil W. Management Yes For For Wright Alpha Equal Mexican Grill, 2021 Flanzraich Weight ETF Inc. AdvisorShares Dorsey Chipotle CMG 169656105 05/18/ Elect Director Mauricio Management Yes For For Wright Alpha Equal Mexican Grill, 2021 Gutierrez Weight ETF Inc. AdvisorShares Dorsey Chipotle CMG 169656105 05/18/ Elect Director Robin Management Yes For For Wright Alpha Equal Mexican Grill, 2021 Hickenlooper Weight ETF Inc. AdvisorShares Dorsey Chipotle CMG 169656105 05/18/ Elect Director Scott Maw Management Yes For For Wright Alpha Equal Mexican Grill, 2021 Weight ETF Inc. AdvisorShares Dorsey Chipotle CMG 169656105 05/18/ Elect Director Ali Namvar Management Yes For For Wright Alpha Equal Mexican Grill, 2021 Weight ETF Inc. AdvisorShares Dorsey Chipotle CMG 169656105 05/18/ Elect Director Brian Niccol Management Yes For For Wright Alpha Equal Mexican Grill, 2021 Weight ETF Inc. AdvisorShares Dorsey Chipotle CMG 169656105 05/18/ Elect Director Mary Winston Management Yes For For Wright Alpha Equal Mexican Grill, 2021 Weight ETF Inc. AdvisorShares Dorsey Chipotle CMG 169656105 05/18/ Advisory Vote to Ratify Management Yes For Against Wright Alpha Equal Mexican Grill, 2021 Named Executive Officers’ Weight ETF Inc. Compensation AdvisorShares Dorsey Chipotle CMG 169656105 05/18/ Ratify Ernst & Young LLP as Management Yes For For Wright Alpha Equal Mexican Grill, 2021 Auditors Weight ETF Inc. AdvisorShares Dorsey Chipotle CMG 169656105 05/18/ Provide Right to Act by Share Yes Against For Wright Alpha Equal Mexican Grill, 2021 Written Consent Holder Weight ETF Inc.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Dorsey Advanced AMD 007903107 05/19/ Elect Director John E. Management Yes For For Wright Alpha Equal Micro Devices, 2021 Caldwell Weight ETF Inc. AdvisorShares Dorsey Advanced AMD 007903107 05/19/ Elect Director Nora M. Management Yes For For Wright Alpha Equal Micro Devices, 2021 Denzel Weight ETF Inc. AdvisorShares Dorsey Advanced AMD 007903107 05/19/ Elect Director Mark Durcan Management Yes For For Wright Alpha Equal Micro Devices, 2021 Weight ETF Inc. AdvisorShares Dorsey Advanced AMD 007903107 05/19/ Elect Director Michael P. Management Yes For For Wright Alpha Equal Micro Devices, 2021 Gregoire Weight ETF Inc. AdvisorShares Dorsey Advanced AMD 007903107 05/19/ Elect Director Joseph A. Management Yes For For Wright Alpha Equal Micro Devices, 2021 Householder Weight ETF Inc. AdvisorShares Dorsey Advanced AMD 007903107 05/19/ Elect Director John W. Management Yes For For Wright Alpha Equal Micro Devices, 2021 Marren Weight ETF Inc. AdvisorShares Dorsey Advanced AMD 007903107 05/19/ Elect Director Lisa T. Su Management Yes For For Wright Alpha Equal Micro Devices, 2021 Weight ETF Inc. AdvisorShares Dorsey Advanced AMD 007903107 05/19/ Elect Director Abhi Y. Management Yes For For Wright Alpha Equal Micro Devices, 2021 Talwalkar Weight ETF Inc. AdvisorShares Dorsey Advanced AMD 007903107 05/19/ Ratify Ernst & Young LLP as Management Yes For For Wright Alpha Equal Micro Devices, 2021 Auditors Weight ETF Inc. AdvisorShares Dorsey Advanced AMD 007903107 05/19/ Advisory Vote to Ratify Management Yes For For Wright Alpha Equal Micro Devices, 2021 Named Executive Officers’ Weight ETF Inc. Compensation AdvisorShares Dorsey Amphenol APH 032095101 05/19/ Elect Director Stanley L. Management Yes For For Wright Alpha Equal Corporation 2021 Clark Weight ETF AdvisorShares Dorsey Amphenol APH 032095101 05/19/ Elect Director John D. Craig Management Yes For For Wright Alpha Equal Corporation 2021 Weight ETF AdvisorShares Dorsey Amphenol APH 032095101 05/19/ Elect Director David P. Falck Management Yes For For Wright Alpha Equal Corporation 2021 Weight ETF AdvisorShares Dorsey Amphenol APH 032095101 05/19/ Elect Director Edward G. Management Yes For For Wright Alpha Equal Corporation 2021 Jepsen Weight ETF AdvisorShares Dorsey Amphenol APH 032095101 05/19/ Elect Director Rita S. Lane Management Yes For For Wright Alpha Equal Corporation 2021 Weight ETF AdvisorShares Dorsey Amphenol APH 032095101 05/19/ Elect Director Robert A. Management Yes For For Wright Alpha Equal Corporation 2021 Livingston Weight ETF AdvisorShares Dorsey Amphenol APH 032095101 05/19/ Elect Director Martin H. Management Yes For For Wright Alpha Equal Corporation 2021 Loeffler Weight ETF AdvisorShares Dorsey Amphenol APH 032095101 05/19/ Elect Director R. Adam Management Yes For For Wright Alpha Equal Corporation 2021 Norwitt Weight ETF AdvisorShares Dorsey Amphenol APH 032095101 05/19/ Elect Director Anne Clarke Management Yes For For Wright Alpha Equal Corporation 2021 Wolff Weight ETF AdvisorShares Dorsey Amphenol APH 032095101 05/19/ Ratify Deloitte & Touche Management Yes For For Wright Alpha Equal Corporation 2021 LLP as Auditors Weight ETF AdvisorShares Dorsey Amphenol APH 032095101 05/19/ Advisory Vote to Ratify Management Yes For For Wright Alpha Equal Corporation 2021 Named Executive Officers’ Weight ETF Compensation AdvisorShares Dorsey Amphenol APH 032095101 05/19/ Amend Stock Option Plan Management Yes For For Wright Alpha Equal Corporation 2021 Weight ETF AdvisorShares Dorsey Amphenol APH 032095101 05/19/ Increase Authorized Common Management Yes For For Wright Alpha Equal Corporation 2021 Stock Weight ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Dorsey Amphenol APH 032095101 05/19/ Amend Proxy Access Right Share Yes Against For Wright Alpha Equal Corporation 2021 Holder Weight ETF AdvisorShares Dorsey Burlington BURL 122017106 05/19/ Elect Director Michael Management Yes For For Wright Alpha Equal Stores, Inc. 2021 Goodwin Weight ETF AdvisorShares Dorsey Burlington BURL 122017106 05/19/ Elect Director William P. Management Yes For For Wright Alpha Equal Stores, Inc. 2021 McNamara Weight ETF AdvisorShares Dorsey Burlington BURL 122017106 05/19/ Elect Director Michael Management Yes For For Wright Alpha Equal Stores, Inc. 2021 O’Sullivan Weight ETF AdvisorShares Dorsey Burlington BURL 122017106 05/19/ Elect Director Jessica Management Yes For For Wright Alpha Equal Stores, Inc. 2021 Rodriguez Weight ETF AdvisorShares Dorsey Burlington BURL 122017106 05/19/ Ratify Deloitte & Touche Management Yes For For Wright Alpha Equal Stores, Inc. 2021 LLP as Auditors Weight ETF AdvisorShares Dorsey Burlington BURL 122017106 05/19/ Advisory Vote to Ratify Management Yes For For Wright Alpha Equal Stores, Inc. 2021 Named Executive Officers’ Weight ETF Compensation AdvisorShares Dorsey Burlington BURL 122017106 05/19/ Report on Pay Disparity Share Yes Against Against Wright Alpha Equal Stores, Inc. 2021 Holder Weight ETF AdvisorShares Dorsey Halliburton HAL 406216101 05/19/ Elect Director Abdulaziz F. Management Yes For For Wright Alpha Equal Company 2021 Al Khayyal Weight ETF AdvisorShares Dorsey Halliburton HAL 406216101 05/19/ Elect Director William E. Management Yes For For Wright Alpha Equal Company 2021 Albrecht Weight ETF AdvisorShares Dorsey Halliburton HAL 406216101 05/19/ Elect Director M. Katherine Management Yes For For Wright Alpha Equal Company 2021 Banks Weight ETF AdvisorShares Dorsey Halliburton HAL 406216101 05/19/ Elect Director Alan M. Management Yes For For Wright Alpha Equal Company 2021 Bennett Weight ETF AdvisorShares Dorsey Halliburton HAL 406216101 05/19/ Elect Director Milton Carroll Management Yes For For Wright Alpha Equal Company 2021 Weight ETF AdvisorShares Dorsey Halliburton HAL 406216101 05/19/ Elect Director Murry S. Management Yes For For Wright Alpha Equal Company 2021 Gerber Weight ETF AdvisorShares Dorsey Halliburton HAL 406216101 05/19/ Elect Director Patricia Management Yes For For Wright Alpha Equal Company 2021 Hemingway Hall Weight ETF AdvisorShares Dorsey Halliburton HAL 406216101 05/19/ Elect Director Robert A. Management Yes For For Wright Alpha Equal Company 2021 Malone Weight ETF AdvisorShares Dorsey Halliburton HAL 406216101 05/19/ Elect Director Jeffrey A. Management Yes For For Wright Alpha Equal Company 2021 Miller Weight ETF AdvisorShares Dorsey Halliburton HAL 406216101 05/19/ Elect Director Bhavesh V. Management Yes For For Wright Alpha Equal Company 2021 (Bob) Patel Weight ETF AdvisorShares Dorsey Halliburton HAL 406216101 05/19/ Ratify KPMG LLP as Management Yes For For Wright Alpha Equal Company 2021 Auditor Weight ETF AdvisorShares Dorsey Halliburton HAL 406216101 05/19/ Advisory Vote to Ratify Management Yes For Against Wright Alpha Equal Company 2021 Named Executive Officers’ Weight ETF Compensation AdvisorShares Dorsey Halliburton HAL 406216101 05/19/ Amend Omnibus Stock Plan Management Yes For For Wright Alpha Equal Company 2021 Weight ETF AdvisorShares Dorsey Halliburton HAL 406216101 05/19/ Amend Qualified Employee Management Yes For For Wright Alpha Equal Company 2021 Stock Purchase Plan Weight ETF AdvisorShares Dorsey L Brands, Inc. LB 501797104 05/20/ Elect Director Patricia S. Management Yes For For Wright Alpha Equal 2021 Bellinger Weight ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Dorsey L Brands, Inc. LB 501797104 05/20/ Elect Director Donna A. Management Yes For For Wright Alpha Equal 2021 James Weight ETF AdvisorShares Dorsey L Brands, Inc. LB 501797104 05/20/ Elect Director Francis A. Management Yes For For Wright Alpha Equal 2021 Hondal Weight ETF AdvisorShares Dorsey L Brands, Inc. LB 501797104 05/20/ Elect Director Danielle Lee Management Yes For For Wright Alpha Equal 2021 Weight ETF AdvisorShares Dorsey L Brands, Inc. LB 501797104 05/20/ Elect Director Andrew M. Management Yes For For Wright Alpha Equal 2021 Meslow Weight ETF AdvisorShares Dorsey L Brands, Inc. LB 501797104 05/20/ Elect Director Michael G. Management Yes For For Wright Alpha Equal 2021 Morris Weight ETF AdvisorShares Dorsey L Brands, Inc. LB 501797104 05/20/ Elect Director Sarah E. Nash Management Yes For For Wright Alpha Equal 2021 Weight ETF AdvisorShares Dorsey L Brands, Inc. LB 501797104 05/20/ Elect Director Robert H. Management Yes For For Wright Alpha Equal 2021 Schottenstein Weight ETF AdvisorShares Dorsey L Brands, Inc. LB 501797104 05/20/ Elect Director Anne Sheehan Management Yes For For Wright Alpha Equal 2021 Weight ETF AdvisorShares Dorsey L Brands, Inc. LB 501797104 05/20/ Elect Director Stephen D. Management Yes For For Wright Alpha Equal 2021 Steinour Weight ETF AdvisorShares Dorsey L Brands, Inc. LB 501797104 05/20/ Ratify Ernst & Young LLP as Management Yes For For Wright Alpha Equal 2021 Auditors Weight ETF AdvisorShares Dorsey L Brands, Inc. LB 501797104 05/20/ Advisory Vote to Ratify Management Yes For For Wright Alpha Equal 2021 Named Executive Officers’ Weight ETF Compensation AdvisorShares Dorsey L Brands, Inc. LB 501797104 05/20/ Provide Right to Act by Share Yes Against For Wright Alpha Equal 2021 Written Consent Holder Weight ETF AdvisorShares Dorsey Targa TRGP 87612G101 05/25/ Elect Director Beth A. Management Yes For For Wright Alpha Equal Resources 2021 Bowman Weight ETF Corp. AdvisorShares Dorsey Targa TRGP 87612G101 05/25/ Elect Director Lindsey M. Management Yes For For Wright Alpha Equal Resources 2021 Cooksen Weight ETF Corp. AdvisorShares Dorsey Targa TRGP 87612G101 05/25/ Elect Director Robert B. Management Yes For For Wright Alpha Equal Resources 2021 Evans Weight ETF Corp. AdvisorShares Dorsey Targa TRGP 87612G101 05/25/ Elect Director Joe Bob Management Yes For For Wright Alpha Equal Resources 2021 Perkins Weight ETF Corp. AdvisorShares Dorsey Targa TRGP 87612G101 05/25/ Elect Director Ershel C. Management Yes For For Wright Alpha Equal Resources 2021 Redd, Jr. Weight ETF Corp. AdvisorShares Dorsey Targa TRGP 87612G101 05/25/ Ratify Management Yes For For Wright Alpha Equal Resources 2021 PricewaterhouseCoopers LLP Weight ETF Corp. as Auditors AdvisorShares Dorsey Targa TRGP 87612G101 05/25/ Advisory Vote to Ratify Management Yes For For Wright Alpha Equal Resources 2021 Named Executive Officers’ Weight ETF Corp. Compensation AdvisorShares Dorsey Targa TRGP 87612G101 05/25/ Increase Authorized Common Management Yes For For Wright Alpha Equal Resources 2021 Stock Weight ETF Corp. AdvisorShares Dorsey Coupa COUP 22266L106 05/26/ Elect Director Roger Siboni Management Yes For Withhold Wright Alpha Equal Software 2021 Weight ETF Incorporated AdvisorShares Dorsey Coupa COUP 22266L106 05/26/ Elect Director Tayloe Management Yes For Withhold Wright Alpha Equal Software 2021 Stansbury Weight ETF Incorporated AdvisorShares Dorsey Coupa COUP 22266L106 05/26/ Ratify Ernst & Young LLP as Management Yes For For Wright Alpha Equal Software 2021 Auditors Weight ETF Incorporated

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Dorsey Coupa COUP 22266L106 05/26/ Advisory Vote to Ratify Management Yes For For Wright Alpha Equal Software 2021 Named Executive Officers’ Weight ETF Incorporated Compensation AdvisorShares Dorsey Marathon Oil MRO 565849106 05/26/ Elect Director Chadwick C. Management Yes For For Wright Alpha Equal Corporation 2021 Deaton Weight ETF AdvisorShares Dorsey Marathon Oil MRO 565849106 05/26/ Elect Director Marcela E. Management Yes For For Wright Alpha Equal Corporation 2021 Donadio Weight ETF AdvisorShares Dorsey Marathon Oil MRO 565849106 05/26/ Elect Director Jason B. Few Management Yes For For Wright Alpha Equal Corporation 2021 Weight ETF AdvisorShares Dorsey Marathon Oil MRO 565849106 05/26/ Elect Director M. Elise Management Yes For For Wright Alpha Equal Corporation 2021 Hyland Weight ETF AdvisorShares Dorsey Marathon Oil MRO 565849106 05/26/ Elect Director Holli C. Management Yes For For Wright Alpha Equal Corporation 2021 Ladhani Weight ETF AdvisorShares Dorsey Marathon Oil MRO 565849106 05/26/ Elect Director Brent J. Management Yes For For Wright Alpha Equal Corporation 2021 Smolik Weight ETF AdvisorShares Dorsey Marathon Oil MRO 565849106 05/26/ Elect Director Lee M. Management Yes For For Wright Alpha Equal Corporation 2021 Tillman Weight ETF AdvisorShares Dorsey Marathon Oil MRO 565849106 05/26/ Elect Director J. Kent Wells Management Yes For For Wright Alpha Equal Corporation 2021 Weight ETF AdvisorShares Dorsey Marathon Oil MRO 565849106 05/26/ Ratify Management Yes For For Wright Alpha Equal Corporation 2021 PricewaterhouseCoopers LLP Weight ETF as Auditors AdvisorShares Dorsey Marathon Oil MRO 565849106 05/26/ Advisory Vote to Ratify Management Yes For For Wright Alpha Equal Corporation 2021 Named Executive Officers’ Weight ETF Compensation AdvisorShares Dorsey APA Corp. APA 03743Q108 05/27/ Elect Director Annell R. Bay Management Yes For For Wright Alpha Equal 2021 Weight ETF AdvisorShares Dorsey APA Corp. APA 03743Q108 05/27/ Elect Director John J. Management Yes For For Wright Alpha Equal 2021 Christmann, IV Weight ETF AdvisorShares Dorsey APA Corp. APA 03743Q108 05/27/ Elect Director Juliet S. Ellis Management Yes For For Wright Alpha Equal 2021 Weight ETF AdvisorShares Dorsey APA Corp. APA 03743Q108 05/27/ Elect Director Chansoo Joung Management Yes For For Wright Alpha Equal 2021 Weight ETF AdvisorShares Dorsey APA Corp. APA 03743Q108 05/27/ Elect Director John E. Lowe Management Yes For For Wright Alpha Equal 2021 Weight ETF AdvisorShares Dorsey APA Corp. APA 03743Q108 05/27/ Elect Director H. Lamar Management Yes For For Wright Alpha Equal 2021 McKay Weight ETF AdvisorShares Dorsey APA Corp. APA 03743Q108 05/27/ Elect Director William C. Management Yes For For Wright Alpha Equal 2021 Montgomery Weight ETF AdvisorShares Dorsey APA Corp. APA 03743Q108 05/27/ Elect Director Amy H. Management Yes For For Wright Alpha Equal 2021 Nelson Weight ETF AdvisorShares Dorsey APA Corp. APA 03743Q108 05/27/ Elect Director Daniel W. Management Yes For For Wright Alpha Equal 2021 Rabun Weight ETF AdvisorShares Dorsey APA Corp. APA 03743Q108 05/27/ Elect Director Peter A. Management Yes For For Wright Alpha Equal 2021 Ragauss Weight ETF AdvisorShares Dorsey APA Corp. APA 03743Q108 05/27/ Ratify Ernst & Young LLP as Management Yes For For Wright Alpha Equal 2021 Auditor Weight ETF AdvisorShares Dorsey APA Corp. APA 03743Q108 05/27/ Advisory Vote to Ratify Management Yes For For Wright Alpha Equal 2021 Named Executive Officers’ Weight ETF Compensation

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Dorsey APA Corp. APA 03743Q108 05/27/ Amend Charter to Remove Management Yes For For Wright Alpha Equal 2021 the Pass-Through Voting Weight ETF Provision AdvisorShares Dorsey Pioneer Natural PXD 723787107 05/27/ Elect Director A.R. Management Yes For For Wright Alpha Equal Resources 2021 Alameddine Weight ETF Company AdvisorShares Dorsey Pioneer Natural PXD 723787107 05/27/ Elect Director Edison C. Management Yes For For Wright Alpha Equal Resources 2021 Buchanan Weight ETF Company AdvisorShares Dorsey Pioneer Natural PXD 723787107 05/27/ Elect Director Matt Gallagher Management Yes For For Wright Alpha Equal Resources 2021 Weight ETF Company AdvisorShares Dorsey Pioneer Natural PXD 723787107 05/27/ Elect Director Phillip A. Management Yes For For Wright Alpha Equal Resources 2021 Gobe Weight ETF Company AdvisorShares Dorsey Pioneer Natural PXD 723787107 05/27/ Elect Director Larry R. Management Yes For For Wright Alpha Equal Resources 2021 Grillot Weight ETF Company AdvisorShares Dorsey Pioneer Natural PXD 723787107 05/27/ Elect Director Stacy P. Management Yes For For Wright Alpha Equal Resources 2021 Methvin Weight ETF Company AdvisorShares Dorsey Pioneer Natural PXD 723787107 05/27/ Elect Director Royce W. Management Yes For For Wright Alpha Equal Resources 2021 Mitchell Weight ETF Company AdvisorShares Dorsey Pioneer Natural PXD 723787107 05/27/ Elect Director Frank A. Risch Management Yes For For Wright Alpha Equal Resources 2021 Weight ETF Company AdvisorShares Dorsey Pioneer Natural PXD 723787107 05/27/ Elect Director Scott D. Management Yes For For Wright Alpha Equal Resources 2021 Sheffield Weight ETF Company AdvisorShares Dorsey Pioneer Natural PXD 723787107 05/27/ Elect Director J. Kenneth Management Yes For For Wright Alpha Equal Resources 2021 Thompson Weight ETF Company AdvisorShares Dorsey Pioneer Natural PXD 723787107 05/27/ Elect Director Phoebe A. Management Yes For For Wright Alpha Equal Resources 2021 Wood Weight ETF Company AdvisorShares Dorsey Pioneer Natural PXD 723787107 05/27/ Elect Director Michael D. Management Yes For For Wright Alpha Equal Resources 2021 Wortley Weight ETF Company AdvisorShares Dorsey Pioneer Natural PXD 723787107 05/27/ Ratify Ernst & Young LLP as Management Yes For For Wright Alpha Equal Resources 2021 Auditors Weight ETF Company AdvisorShares Dorsey Pioneer Natural PXD 723787107 05/27/ Advisory Vote to Ratify Management Yes For For Wright Alpha Equal Resources 2021 Named Executive Officers’ Weight ETF Company Compensation AdvisorShares Dorsey Pioneer Natural PXD 723787107 05/27/ Amend Qualified Employee Management Yes For For Wright Alpha Equal Resources 2021 Stock Purchase Plan Weight ETF Company AdvisorShares Dorsey Hess HES 42809H107 06/02/ Elect Director Terrence J. Management Yes For For Wright Alpha Equal Corporation 2021 Checki Weight ETF AdvisorShares Dorsey Hess HES 42809H107 06/02/ Elect Director Leonard S. Management Yes For For Wright Alpha Equal Corporation 2021 Coleman, Jr. Weight ETF AdvisorShares Dorsey Hess HES 42809H107 06/02/ Elect Director Joaquin Duato Management Yes For For Wright Alpha Equal Corporation 2021 Weight ETF AdvisorShares Dorsey Hess HES 42809H107 06/02/ Elect Director John B. Hess Management Yes For For Wright Alpha Equal Corporation 2021 Weight ETF AdvisorShares Dorsey Hess HES 42809H107 06/02/ Elect Director Edith E. Management Yes For For Wright Alpha Equal Corporation 2021 Holiday Weight ETF AdvisorShares Dorsey Hess HES 42809H107 06/02/ Elect Director Marc S. Management Yes For For Wright Alpha Equal Corporation 2021 Lipschultz Weight ETF AdvisorShares Dorsey Hess HES 42809H107 06/02/ Elect Director David Management Yes For For Wright Alpha Equal Corporation 2021 McManus Weight ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Dorsey Hess HES 42809H107 06/02/ Elect Director Kevin O. Management Yes For For Wright Alpha Equal Corporation 2021 Meyers Weight ETF AdvisorShares Dorsey Hess HES 42809H107 06/02/ Elect Director Karyn F. Management Yes For For Wright Alpha Equal Corporation 2021 Ovelmen Weight ETF AdvisorShares Dorsey Hess HES 42809H107 06/02/ Elect Director James H. Management Yes For For Wright Alpha Equal Corporation 2021 Quigley Weight ETF AdvisorShares Dorsey Hess HES 42809H107 06/02/ Elect Director William G. Management Yes For For Wright Alpha Equal Corporation 2021 Schrader Weight ETF AdvisorShares Dorsey Hess HES 42809H107 06/02/ Advisory Vote to Ratify Management Yes For For Wright Alpha Equal Corporation 2021 Named Executive Officers’ Weight ETF Compensation AdvisorShares Dorsey Hess HES 42809H107 06/02/ Ratify Ernst & Young LLP as Management Yes For For Wright Alpha Equal Corporation 2021 Auditors Weight ETF AdvisorShares Dorsey Hess HES 42809H107 06/02/ Amend Omnibus Stock Plan Management Yes For For Wright Alpha Equal Corporation 2021 Weight ETF AdvisorShares Dorsey Diamondback FANG 25278X109 06/03/ Elect Director Steven E. West Management Yes For For Wright Alpha Equal Energy, Inc. 2021 Weight ETF AdvisorShares Dorsey Diamondback FANG 25278X109 06/03/ Elect Director Travis D. Stice Management Yes For For Wright Alpha Equal Energy, Inc. 2021 Weight ETF AdvisorShares Dorsey Diamondback FANG 25278X109 06/03/ Elect Director Vincent K. Management Yes For For Wright Alpha Equal Energy, Inc. 2021 Brooks Weight ETF AdvisorShares Dorsey Diamondback FANG 25278X109 06/03/ Elect Director Michael P. Management Yes For For Wright Alpha Equal Energy, Inc. 2021 Cross Weight ETF AdvisorShares Dorsey Diamondback FANG 25278X109 06/03/ Elect Director David L. Management Yes For For Wright Alpha Equal Energy, Inc. 2021 Houston Weight ETF AdvisorShares Dorsey Diamondback FANG 25278X109 06/03/ Elect Director Stephanie K. Management Yes For For Wright Alpha Equal Energy, Inc. 2021 Mains Weight ETF AdvisorShares Dorsey Diamondback FANG 25278X109 06/03/ Elect Director Mark L. Management Yes For For Wright Alpha Equal Energy, Inc. 2021 Plaumann Weight ETF AdvisorShares Dorsey Diamondback FANG 25278X109 06/03/ Elect Director Melanie M. Management Yes For For Wright Alpha Equal Energy, Inc. 2021 Trent Weight ETF AdvisorShares Dorsey Diamondback FANG 25278X109 06/03/ Advisory Vote to Ratify Management Yes For For Wright Alpha Equal Energy, Inc. 2021 Named Executive Officers’ Weight ETF Compensation AdvisorShares Dorsey Diamondback FANG 25278X109 06/03/ Increase Authorized Common Management Yes For For Wright Alpha Equal Energy, Inc. 2021 Stock Weight ETF AdvisorShares Dorsey Diamondback FANG 25278X109 06/03/ Amend Omnibus Stock Plan Management Yes For For Wright Alpha Equal Energy, Inc. 2021 Weight ETF AdvisorShares Dorsey Diamondback FANG 25278X109 06/03/ Ratify Grant Thornton LLP Management Yes For For Wright Alpha Equal Energy, Inc. 2021 as Auditors Weight ETF AdvisorShares Dorsey Trane TT G8994E103 06/03/ Elect Director Kirk E. Arnold Management Yes For For Wright Alpha Equal Technologies 2021 Weight ETF Plc AdvisorShares Dorsey Trane TT G8994E103 06/03/ Elect Director Ann C. Berzin Management Yes For For Wright Alpha Equal Technologies 2021 Weight ETF Plc AdvisorShares Dorsey Trane TT G8994E103 06/03/ Elect Director John Bruton Management Yes For For Wright Alpha Equal Technologies 2021 Weight ETF Plc AdvisorShares Dorsey Trane TT G8994E103 06/03/ Elect Director Jared L. Cohon Management Yes For For Wright Alpha Equal Technologies 2021 Weight ETF Plc

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Dorsey Trane TT G8994E103 06/03/ Elect Director Gary D. Forsee Management Yes For For Wright Alpha Equal Technologies 2021 Weight ETF Plc AdvisorShares Dorsey Trane TT G8994E103 06/03/ Elect Director Linda P. Management Yes For For Wright Alpha Equal Technologies 2021 Hudson Weight ETF Plc AdvisorShares Dorsey Trane TT G8994E103 06/03/ Elect Director Michael W. Management Yes For For Wright Alpha Equal Technologies 2021 Lamach Weight ETF Plc AdvisorShares Dorsey Trane TT G8994E103 06/03/ Elect Director Myles P. Lee Management Yes For For Wright Alpha Equal Technologies 2021 Weight ETF Plc AdvisorShares Dorsey Trane TT G8994E103 06/03/ Elect Director April Miller Management Yes For For Wright Alpha Equal Technologies 2021 Boise Weight ETF Plc AdvisorShares Dorsey Trane TT G8994E103 06/03/ Elect Director Karen B. Peetz Management Yes For For Wright Alpha Equal Technologies 2021 Weight ETF Plc AdvisorShares Dorsey Trane TT G8994E103 06/03/ Elect Director John P. Surma Management Yes For For Wright Alpha Equal Technologies 2021 Weight ETF Plc AdvisorShares Dorsey Trane TT G8994E103 06/03/ Elect Director Tony L. White Management Yes For For Wright Alpha Equal Technologies 2021 Weight ETF Plc AdvisorShares Dorsey Trane TT G8994E103 06/03/ Advisory Vote to Ratify Management Yes For For Wright Alpha Equal Technologies 2021 Named Executive Officers’ Weight ETF Plc Compensation AdvisorShares Dorsey Trane TT G8994E103 06/03/ Approve Management Yes For For Wright Alpha Equal Technologies 2021 PricewaterhouseCoopers LLP Weight ETF Plc as Auditors and Authorize Board to Fix Their Remuneration AdvisorShares Dorsey Trane TT G8994E103 06/03/ Authorize Issue of Equity Management Yes For For Wright Alpha Equal Technologies 2021 Weight ETF Plc AdvisorShares Dorsey Trane TT G8994E103 06/03/ Renew Directors’ Authority Management Yes For For Wright Alpha Equal Technologies 2021 to Issue Shares for Cash Weight ETF Plc AdvisorShares Dorsey Trane TT G8994E103 06/03/ Authorize Reissuance of Management Yes For For Wright Alpha Equal Technologies 2021 Repurchased Shares Weight ETF Plc AdvisorShares Dorsey Crocs, Inc. CROX 227046109 06/09/ Elect Director Ronald L. Management Yes For For Wright Alpha Equal 2021 Frasch Weight ETF AdvisorShares Dorsey Crocs, Inc. CROX 227046109 06/09/ Elect Director Andrew Rees Management Yes For For Wright Alpha Equal 2021 Weight ETF AdvisorShares Dorsey Crocs, Inc. CROX 227046109 06/09/ Elect Director Charisse Ford Management Yes For For Wright Alpha Equal 2021 Hughes Weight ETF AdvisorShares Dorsey Crocs, Inc. CROX 227046109 06/09/ Ratify Deloitte & Touche Management Yes For For Wright Alpha Equal 2021 LLP as Auditors Weight ETF AdvisorShares Dorsey Crocs, Inc. CROX 227046109 06/09/ Advisory Vote to Ratify Management Yes For For Wright Alpha Equal 2021 Named Executive Officers’ Weight ETF Compensation AdvisorShares Dorsey Devon Energy DVN 25179M103 06/09/ Elect Director Barbara M. Management Yes For For Wright Alpha Equal Corporation 2021 Baumann Weight ETF AdvisorShares Dorsey Devon Energy DVN 25179M103 06/09/ Elect Director John E. Management Yes For For Wright Alpha Equal Corporation 2021 Bethancourt Weight ETF AdvisorShares Dorsey Devon Energy DVN 25179M103 06/09/ Elect Director Ann G. Fox Management Yes For For Wright Alpha Equal Corporation 2021 Weight ETF AdvisorShares Dorsey Devon Energy DVN 25179M103 06/09/ Elect Director David A. Management Yes For For Wright Alpha Equal Corporation 2021 Hager Weight ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Dorsey Devon Energy DVN 25179M103 06/09/ Elect Director Kelt Kindick Management Yes For For Wright Alpha Equal Corporation 2021 Weight ETF AdvisorShares Dorsey Devon Energy DVN 25179M103 06/09/ Elect Director John Krenicki, Management Yes For For Wright Alpha Equal Corporation 2021 Jr. Weight ETF AdvisorShares Dorsey Devon Energy DVN 25179M103 06/09/ Elect Director Karl F. Kurz Management Yes For For Wright Alpha Equal Corporation 2021 Weight ETF AdvisorShares Dorsey Devon Energy DVN 25179M103 06/09/ Elect Director Robert A. Management Yes For For Wright Alpha Equal Corporation 2021 Mosbacher, Jr. Weight ETF AdvisorShares Dorsey Devon Energy DVN 25179M103 06/09/ Elect Director Richard E. Management Yes For For Wright Alpha Equal Corporation 2021 Muncrief Weight ETF AdvisorShares Dorsey Devon Energy DVN 25179M103 06/09/ Elect Director Duane C. Management Yes For For Wright Alpha Equal Corporation 2021 Radtke Weight ETF AdvisorShares Dorsey Devon Energy DVN 25179M103 06/09/ Elect Director Valerie M. Management Yes For For Wright Alpha Equal Corporation 2021 Williams Weight ETF AdvisorShares Dorsey Devon Energy DVN 25179M103 06/09/ Ratify KPMG LLP as Management Yes For For Wright Alpha Equal Corporation 2021 Auditors Weight ETF AdvisorShares Dorsey Devon Energy DVN 25179M103 06/09/ Advisory Vote to Ratify Management Yes For For Wright Alpha Equal Corporation 2021 Named Executive Officers’ Weight ETF Compensation AdvisorShares Dorsey Caesars CZR 12769G100 06/15/ Elect Director Gary L. Management Yes For For Wright Alpha Equal Entertainment, 2021 Carano Weight ETF Inc. AdvisorShares Dorsey Caesars CZR 12769G100 06/15/ Elect Director Bonnie S. Management Yes For For Wright Alpha Equal Entertainment, 2021 Biumi Weight ETF Inc. AdvisorShares Dorsey Caesars CZR 12769G100 06/15/ Elect Director Jan Jones Management Yes For Withhold Wright Alpha Equal Entertainment, 2021 Blackhurst Weight ETF Inc. AdvisorShares Dorsey Caesars CZR 12769G100 06/15/ Elect Director Frank J. Management Yes For For Wright Alpha Equal Entertainment, 2021 Fahrenkopf Weight ETF Inc. AdvisorShares Dorsey Caesars CZR 12769G100 06/15/ Elect Director Don R. Management Yes For For Wright Alpha Equal Entertainment, 2021 Kornstein Weight ETF Inc. AdvisorShares Dorsey Caesars CZR 12769G100 06/15/ Elect Director Courtney R. Management Yes For For Wright Alpha Equal Entertainment, 2021 Mather Weight ETF Inc. AdvisorShares Dorsey Caesars CZR 12769G100 06/15/ Elect Director Michael E. Management Yes For For Wright Alpha Equal Entertainment, 2021 Pegram Weight ETF Inc. AdvisorShares Dorsey Caesars CZR 12769G100 06/15/ Elect Director Thomas R. Management Yes For For Wright Alpha Equal Entertainment, 2021 Reeg Weight ETF Inc. AdvisorShares Dorsey Caesars CZR 12769G100 06/15/ Elect Director David P. Management Yes For For Wright Alpha Equal Entertainment, 2021 Tomick Weight ETF Inc. AdvisorShares Dorsey Caesars CZR 12769G100 06/15/ Advisory Vote to Ratify Management Yes For For Wright Alpha Equal Entertainment, 2021 Named Executive Officers’ Weight ETF Inc. Compensation AdvisorShares Dorsey Caesars CZR 12769G100 06/15/ Advisory Vote on Say on Pay Management Yes One Year One Year Wright Alpha Equal Entertainment, 2021 Frequency Weight ETF Inc. AdvisorShares Dorsey Caesars CZR 12769G100 06/15/ Ratify Deloitte & Touche Management Yes For For Wright Alpha Equal Entertainment, 2021 LLP as Auditors Weight ETF Inc. AdvisorShares Dorsey Caesars CZR 12769G100 06/15/ Increase Authorized Common Management Yes For For Wright Alpha Equal Entertainment, 2021 Stock Weight ETF Inc. AdvisorShares Dorsey Caesars CZR 12769G100 06/15/ Authorize New Class of Management Yes For Against Wright Alpha Equal Entertainment, 2021 Preferred Stock Weight ETF Inc.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Dorsey Generac GNRC 368736104 06/17/ Elect Director Robert D. Management Yes For For Wright Alpha Equal Holdings Inc. 2021 Dixon Weight ETF AdvisorShares Dorsey Generac GNRC 368736104 06/17/ Elect Director David A. Management Yes For For Wright Alpha Equal Holdings Inc. 2021 Ramon Weight ETF AdvisorShares Dorsey Generac GNRC 368736104 06/17/ Elect Director William D. Management Yes For For Wright Alpha Equal Holdings Inc. 2021 Jenkins, Jr. Weight ETF AdvisorShares Dorsey Generac GNRC 368736104 06/17/ Elect Director Kathryn V. Management Yes For For Wright Alpha Equal Holdings Inc. 2021 Roedel Weight ETF AdvisorShares Dorsey Generac GNRC 368736104 06/17/ Ratify Deloitte & Touche Management Yes For For Wright Alpha Equal Holdings Inc. 2021 LLP as Auditors Weight ETF AdvisorShares Dorsey Generac GNRC 368736104 06/17/ Advisory Vote to Ratify Management Yes For For Wright Alpha Equal Holdings Inc. 2021 Named Executive Officers’ Weight ETF Compensation

======ADVISORSHARES DORSEY WRIGHT ADR ETF ======

Institutional Company Provider Meeting Management Vote Ticker Proponent Proposal Text Voted Account Name Name Security ID Date Recommendation Instruction ADVISORSHARES Elect Director Mary Dorsey Wright ADR ICON plc ICLR G4705A100 21-Jul-20 Management For For Yes Pendergast ETF ADVISORSHARES Elect Director Hugh Dorsey Wright ADR ICON plc ICLR G4705A100 21-Jul-20 Management For For Yes Brady ETF ADVISORSHARES Elect Director Ronan Dorsey Wright ADR ICON plc ICLR G4705A100 21-Jul-20 Management For For Yes Murphy ETF ADVISORSHARES Elect Director Julie Dorsey Wright ADR ICON plc ICLR G4705A100 21-Jul-20 Management For For Yes O’Neill ETF ADVISORSHARES Accept Financial Dorsey Wright ADR ICON plc ICLR G4705A100 21-Jul-20 Management Statements and Statutory For For Yes ETF Reports ADVISORSHARES Authorize Board to Fix Dorsey Wright ADR ICON plc ICLR G4705A100 21-Jul-20 Management For For Yes Remuneration of Auditors ETF ADVISORSHARES Dorsey Wright ADR ICON plc ICLR G4705A100 21-Jul-20 Management Authorize Issue of Equity For For Yes ETF ADVISORSHARES Authorize Issue of Equity Dorsey Wright ADR ICON plc ICLR G4705A100 21-Jul-20 Management without Pre-emptive For For Yes ETF Rights Authorize Issue of Equity ADVISORSHARES without Pre-emptive Dorsey Wright ADR ICON plc ICLR G4705A100 21-Jul-20 Management Rights in Connection with For For Yes ETF an Acquisition or Other Capital Investment ADVISORSHARES Authorize Share Dorsey Wright ADR ICON plc ICLR G4705A100 21-Jul-20 Management For For Yes Repurchase Program ETF ADVISORSHARES Approve the Price Range Dorsey Wright ADR ICON plc ICLR G4705A100 21-Jul-20 Management for the Reissuance of For For Yes ETF Shares ADVISORSHARES Accept Financial National Grid Dorsey Wright ADR NG 636274409 27-Jul-20 Management Statements and Statutory For For Yes Plc ETF Reports ADVISORSHARES National Grid Dorsey Wright ADR NG 636274409 27-Jul-20 Management Approve Final Dividend For For Yes Plc ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ADVISORSHARES National Grid Re-elect Sir Peter Dorsey Wright ADR NG 636274409 27-Jul-20 Management For For Yes Plc Gershon as Director ETF ADVISORSHARES National Grid Re-elect John Pettigrew Dorsey Wright ADR NG 636274409 27-Jul-20 Management For For Yes Plc as Director ETF ADVISORSHARES National Grid Re-elect Andy Agg as Dorsey Wright ADR NG 636274409 27-Jul-20 Management For For Yes Plc Director ETF ADVISORSHARES National Grid Re-elect Nicola Shaw as Dorsey Wright ADR NG 636274409 27-Jul-20 Management For For Yes Plc Director ETF ADVISORSHARES National Grid Re-elect Mark Dorsey Wright ADR NG 636274409 27-Jul-20 Management For For Yes Plc Williamson as Director ETF ADVISORSHARES National Grid Re-elect Jonathan Dorsey Wright ADR NG 636274409 27-Jul-20 Management For For Yes Plc Dawson as Director ETF ADVISORSHARES National Grid Re-elect Therese Esperdy Dorsey Wright ADR NG 636274409 27-Jul-20 Management For For Yes Plc as Director ETF ADVISORSHARES National Grid Re-elect Paul Golby as Dorsey Wright ADR NG 636274409 27-Jul-20 Management For For Yes Plc Director ETF ADVISORSHARES National Grid Elect Liz Hewitt as Dorsey Wright ADR NG 636274409 27-Jul-20 Management For For Yes Plc Director ETF ADVISORSHARES National Grid Re-elect Amanda Mesler Dorsey Wright ADR NG 636274409 27-Jul-20 Management For For Yes Plc as Director ETF ADVISORSHARES National Grid Re-elect Earl Shipp as Dorsey Wright ADR NG 636274409 27-Jul-20 Management For For Yes Plc Director ETF ADVISORSHARES National Grid Re-elect Jonathan Silver Dorsey Wright ADR NG 636274409 27-Jul-20 Management For For Yes Plc as Director ETF ADVISORSHARES National Grid Reappoint Deloitte LLP Dorsey Wright ADR NG 636274409 27-Jul-20 Management For For Yes Plc as Auditors ETF ADVISORSHARES Authorise the Audit National Grid Dorsey Wright ADR NG 636274409 27-Jul-20 Management Committee to Fix For For Yes Plc ETF Remuneration of Auditors ADVISORSHARES National Grid Approve Remuneration Dorsey Wright ADR NG 636274409 27-Jul-20 Management For For Yes Plc Report ETF ADVISORSHARES Authorise EU Political National Grid Dorsey Wright ADR NG 636274409 27-Jul-20 Management Donations and For For Yes Plc ETF Expenditure ADVISORSHARES National Grid Dorsey Wright ADR NG 636274409 27-Jul-20 Management Authorise Issue of Equity For For Yes Plc ETF ADVISORSHARES National Grid Reapprove Share Dorsey Wright ADR NG 636274409 27-Jul-20 Management For For Yes Plc Incentive Plan ETF ADVISORSHARES National Grid Reapprove Sharesave Dorsey Wright ADR NG 636274409 27-Jul-20 Management For For Yes Plc Plan ETF ADVISORSHARES National Grid Approve Increase in Dorsey Wright ADR NG 636274409 27-Jul-20 Management For For Yes Plc Borrowing Limit ETF ADVISORSHARES Authorise Issue of Equity National Grid Dorsey Wright ADR NG 636274409 27-Jul-20 Management without Pre-emptive For For Yes Plc ETF Rights Authorise Issue of Equity ADVISORSHARES without Pre-emptive National Grid Dorsey Wright ADR NG 636274409 27-Jul-20 Management Rights in Connection with For For Yes Plc ETF an Acquisition or Other Capital Investment

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ADVISORSHARES Authorise Market National Grid Dorsey Wright ADR NG 636274409 27-Jul-20 Management Purchase of Ordinary For For Yes Plc ETF Shares ADVISORSHARES Authorise the Company to National Grid Dorsey Wright ADR NG 636274409 27-Jul-20 Management Call General Meeting For For Yes Plc ETF with Two Weeks’ Notice ADVISORSHARES Dr. Reddy’s Accept Financial Dorsey Wright ADR Laboratories 500124 256135203 30-Jul-20 Management Statements and Statutory For For Yes ETF Limited Reports ADVISORSHARES Dr. Reddy’s Dorsey Wright ADR Laboratories 500124 256135203 30-Jul-20 Management Approve Dividend For For Yes ETF Limited ADVISORSHARES Dr. Reddy’s Reelect K Satish Reddy Dorsey Wright ADR Laboratories 500124 256135203 30-Jul-20 Management For For Yes as Director ETF Limited Approve Reappointment and Remuneration of G V ADVISORSHARES Dr. Reddy’s Prasad as Whole-time Dorsey Wright ADR Laboratories 500124 256135203 30-Jul-20 Management For For Yes Director Designated as ETF Limited Co-Chairman and Managing Director Approve Prasad R Menon ADVISORSHARES Dr. Reddy’s to Continue Office as Dorsey Wright ADR Laboratories 500124 256135203 30-Jul-20 Management For For Yes Non-Executive ETF Limited Independent Director ADVISORSHARES Dr. Reddy’s Approve Remuneration of Dorsey Wright ADR Laboratories 500124 256135203 30-Jul-20 Management For For Yes Cost Auditors ETF Limited Reappoint ADVISORSHARES Gold Fields PricewaterhouseCoopers Dorsey Wright ADR GFI 38059T106 20-Aug-20 Management For For Yes Ltd. Inc as Auditors of the ETF Company ADVISORSHARES Gold Fields Re-elect Terence Dorsey Wright ADR GFI 38059T106 20-Aug-20 Management For For Yes Ltd. Goodlace as Director ETF ADVISORSHARES Gold Fields Re-elect Nick Holland as Dorsey Wright ADR GFI 38059T106 20-Aug-20 Management For For Yes Ltd. Director ETF ADVISORSHARES Gold Fields Re-elect Richard Menell Dorsey Wright ADR GFI 38059T106 20-Aug-20 Management For For Yes Ltd. as Director ETF ADVISORSHARES Gold Fields Re-elect Yunus Suleman Dorsey Wright ADR GFI 38059T106 20-Aug-20 Management For For Yes Ltd. as Director ETF ADVISORSHARES Re-elect Yunus Suleman Gold Fields Dorsey Wright ADR GFI 38059T106 20-Aug-20 Management as Chairperson of the For For Yes Ltd. ETF Audit Committee ADVISORSHARES Re-elect Alhassan Andani Gold Fields Dorsey Wright ADR GFI 38059T106 20-Aug-20 Management as Member of the Audit For For Yes Ltd. ETF Committee ADVISORSHARES Re-elect Peter Bacchus as Gold Fields Dorsey Wright ADR GFI 38059T106 20-Aug-20 Management Member of the Audit For For Yes Ltd. ETF Committee ADVISORSHARES Re-elect Richard Menell Gold Fields Dorsey Wright ADR GFI 38059T106 20-Aug-20 Management as Member of the Audit For For Yes Ltd. ETF Committee ADVISORSHARES Place Authorised but Gold Fields Dorsey Wright ADR GFI 38059T106 20-Aug-20 Management Unissued Shares under For For Yes Ltd. ETF Control of Directors ADVISORSHARES Gold Fields Authorise Board to Issue Dorsey Wright ADR GFI 38059T106 20-Aug-20 Management For For Yes Ltd. Shares for Cash ETF ADVISORSHARES Gold Fields Approve Remuneration Dorsey Wright ADR GFI 38059T106 20-Aug-20 Management For For Yes Ltd. Policy ETF ADVISORSHARES Gold Fields Approve Remuneration Dorsey Wright ADR GFI 38059T106 20-Aug-20 Management For For Yes Ltd. Implementation Report ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ADVISORSHARES Gold Fields Approve Remuneration of Dorsey Wright ADR GFI 38059T106 20-Aug-20 Management For For Yes Ltd. Non-Executive Directors ETF Approve Financial ADVISORSHARES Gold Fields Assistance in Terms of Dorsey Wright ADR GFI 38059T106 20-Aug-20 Management For For Yes Ltd. Sections 44 and 45 of the ETF Companies Act ADVISORSHARES Gold Fields Authorise Repurchase of Dorsey Wright ADR GFI 38059T106 20-Aug-20 Management For For Yes Ltd. Issued Share Capital ETF ADVISORSHARES Logitech Accept Financial Dorsey Wright ADR International LOGN H50430232 09-Sep-20 Management Statements and Statutory For For Yes ETF S.A. Reports ADVISORSHARES Logitech Advisory Vote to Ratify Dorsey Wright ADR International LOGN H50430232 09-Sep-20 Management Named Executive For For Yes ETF S.A. Officers’ Compensation ADVISORSHARES Logitech Appropriation of Retained Dorsey Wright ADR International LOGN H50430232 09-Sep-20 Management Earnings and Declaration For For Yes ETF S.A. of Dividend Approve Creation of CHF ADVISORSHARES Logitech 4.3 Million Pool of Dorsey Wright ADR International LOGN H50430232 09-Sep-20 Management Authorized Capital For For Yes ETF S.A. without Preemptive Rights ADVISORSHARES Logitech Approve Discharge of Dorsey Wright ADR International LOGN H50430232 09-Sep-20 Management Board and Senior For For Yes ETF S.A. Management ADVISORSHARES Logitech Elect Director Patrick Dorsey Wright ADR International LOGN H50430232 09-Sep-20 Management For For Yes Aebischer ETF S.A. ADVISORSHARES Logitech Elect Director Wendy Dorsey Wright ADR International LOGN H50430232 09-Sep-20 Management For For Yes Becker ETF S.A. ADVISORSHARES Logitech Elect Director Edouard Dorsey Wright ADR International LOGN H50430232 09-Sep-20 Management For For Yes Bugnion ETF S.A. ADVISORSHARES Logitech Elect Director Bracken Dorsey Wright ADR International LOGN H50430232 09-Sep-20 Management For For Yes Darrell ETF S.A. ADVISORSHARES Logitech Dorsey Wright ADR International LOGN H50430232 09-Sep-20 Management Elect Director Guy Gecht For For Yes ETF S.A. ADVISORSHARES Logitech Elect Director Didier Dorsey Wright ADR International LOGN H50430232 09-Sep-20 Management For For Yes Hirsch ETF S.A. ADVISORSHARES Logitech Dorsey Wright ADR International LOGN H50430232 09-Sep-20 Management Elect Director Neil Hunt For For Yes ETF S.A. ADVISORSHARES Logitech Elect Director Marjorie Dorsey Wright ADR International LOGN H50430232 09-Sep-20 Management For For Yes Lao ETF S.A. ADVISORSHARES Logitech Elect Director Neela Dorsey Wright ADR International LOGN H50430232 09-Sep-20 Management For For Yes Montgomery ETF S.A. ADVISORSHARES Logitech Elect Director Michael Dorsey Wright ADR International LOGN H50430232 09-Sep-20 Management For For Yes Polk ETF S.A. ADVISORSHARES Logitech Elect Director Riet Dorsey Wright ADR International LOGN H50430232 09-Sep-20 Management For For Yes Cadonau ETF S.A. ADVISORSHARES Logitech Elect Director Deborah Dorsey Wright ADR International LOGN H50430232 09-Sep-20 Management For For Yes Thomas ETF S.A. ADVISORSHARES Logitech Elect Wendy Becker as Dorsey Wright ADR International LOGN H50430232 09-Sep-20 Management For For Yes Board Chairman ETF S.A. Appoint Edouard ADVISORSHARES Logitech Bugnion as Member of Dorsey Wright ADR International LOGN H50430232 09-Sep-20 Management For For Yes the Compensation ETF S.A. Committee

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ADVISORSHARES Logitech Appoint Neil Hunt as Dorsey Wright ADR International LOGN H50430232 09-Sep-20 Management Member of the For For Yes ETF S.A. Compensation Committee ADVISORSHARES Logitech Appoint Michael Polk as Dorsey Wright ADR International LOGN H50430232 09-Sep-20 Management Member of the For For Yes ETF S.A. Compensation Committee ADVISORSHARES Logitech Appoint Riet Cadonau as Dorsey Wright ADR International LOGN H50430232 09-Sep-20 Management Member of the For For Yes ETF S.A. Compensation Committee Approve Remuneration of ADVISORSHARES Logitech Board of Directors in the Dorsey Wright ADR International LOGN H50430232 09-Sep-20 Management For For Yes Amount of CHF ETF S.A. 3,500,000 Approve Remuneration of ADVISORSHARES Logitech the Group Management Dorsey Wright ADR International LOGN H50430232 09-Sep-20 Management For For Yes Team in the Amount of ETF S.A. USD 29,400,000 Ratify KPMG AG as Auditors and Ratify ADVISORSHARES Logitech KPMG LLP as Dorsey Wright ADR International LOGN H50430232 09-Sep-20 Management For For Yes Independent Registered ETF S.A. Public Accounting Firm for Fiscal Year 2021 Designate Etude Regina ADVISORSHARES Logitech Wenger & Sarah Keiser- Dorsey Wright ADR International LOGN H50430232 09-Sep-20 Management For For Yes Wuger as Independent ETF S.A. Representative Authorize Independent ADVISORSHARES Logitech Representative to Vote on Dorsey Wright ADR International LOGN H50430232 09-Sep-20 Management For Against Yes Any Amendment to ETF S.A. Previous Resolutions ADVISORSHARES NICE Ltd. Reelect David Kostman Dorsey Wright ADR NICE 653656108 10-Sep-20 Management For For Yes (Israel) as Director ETF ADVISORSHARES NICE Ltd. Reelect Rimon Ben- Dorsey Wright ADR NICE 653656108 10-Sep-20 Management For For Yes (Israel) Shaoul as Director ETF ADVISORSHARES NICE Ltd. Reelect Yehoshua (Shuki) Dorsey Wright ADR NICE 653656108 10-Sep-20 Management For For Yes (Israel) Ehrlich as Director ETF ADVISORSHARES NICE Ltd. Reelect Leo Apotheker as Dorsey Wright ADR NICE 653656108 10-Sep-20 Management For For Yes (Israel) Director ETF ADVISORSHARES NICE Ltd. Reelect Joseph (Joe) Dorsey Wright ADR NICE 653656108 10-Sep-20 Management For For Yes (Israel) Cowan as Director ETF Approve Current Liability ADVISORSHARES Insurance Policy and NICE Ltd. Dorsey Wright ADR NICE 653656108 10-Sep-20 Management Future Amended Liability For For Yes (Israel) ETF Insurance Policy to Directors/Officers Vote FOR if you are a controlling shareholder or have a personal interest in Item 2, as indicated in the ADVISORSHARES NICE Ltd. proxy card; otherwise, Dorsey Wright ADR NICE 653656108 10-Sep-20 Management None Against Yes (Israel) vote AGAINST. You may ETF not abstain. If you vote FOR, please provide an explanation to your account manager ADVISORSHARES Approve Extension of NICE Ltd. Dorsey Wright ADR NICE 653656108 10-Sep-20 Management Annual Bonus Plan of For For Yes (Israel) ETF CEO

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Vote FOR if you are a controlling shareholder or have a personal interest in Item 3, as indicated in the ADVISORSHARES NICE Ltd. proxy card; otherwise, Dorsey Wright ADR NICE 653656108 10-Sep-20 Management None Against Yes (Israel) vote AGAINST. You may ETF not abstain. If you vote FOR, please provide an explanation to your account manager Reappoint Kost Forer ADVISORSHARES Gabay & Kasierer as NICE Ltd. Dorsey Wright ADR NICE 653656108 10-Sep-20 Management Auditors and Authorize For For Yes (Israel) ETF Board to Fix Their Remuneration ADVISORSHARES Discuss Financial NICE Ltd. Dorsey Wright ADR NICE 653656108 10-Sep-20 Management Statements and the Report Yes (Israel) ETF of the Board for 2016 Approve Interim ADVISORSHARES Mobile Dividends of RUB 8.93 Dorsey Wright ADR TeleSystems MTSS 607409109 30-Sep-20 Management For For Yes per Share for First Six ETF PJSC Months of Fiscal 2020 ADVISORSHARES Mobile Approve Company’s Dorsey Wright ADR TeleSystems MTSS 607409109 30-Sep-20 Management Membership in Open For For Yes ETF PJSC Network Technologies ADVISORSHARES Mobile Approve New Edition of Dorsey Wright ADR TeleSystems MTSS 607409109 30-Sep-20 Management Regulations on Board of For For Yes ETF PJSC Directors ADVISORSHARES Mobile Approve New Edition of Dorsey Wright ADR TeleSystems MTSS 607409109 30-Sep-20 Management Regulations on For For Yes ETF PJSC Management ADVISORSHARES Sibanye Authorise Implementation Dorsey Wright ADR SSW 82575P107 01-Dec-20 Management For For Yes Stillwater Ltd. of the Odd-lot Offer ETF ADVISORSHARES Sibanye Authorise Ratification of Dorsey Wright ADR SSW 82575P107 01-Dec-20 Management For For Yes Stillwater Ltd. Approved Resolutions ETF ADVISORSHARES Sibanye Amend Memorandum of Dorsey Wright ADR SSW 82575P107 01-Dec-20 Management For For Yes Stillwater Ltd. Incorporation ETF ADVISORSHARES Authorise Specific Sibanye Dorsey Wright ADR SSW 82575P107 01-Dec-20 Management Repurchase of Shares For For Yes Stillwater Ltd. ETF from the Odd-lot Holders ADVISORSHARES Authorise Specific Sibanye Dorsey Wright ADR SSW 82575P107 01-Dec-20 Management Repurchase of Shares For For Yes Stillwater Ltd. ETF from the Specific Holders Approve Increase in Sociedad ADVISORSHARES Share Capital via Issuance Quimica y Dorsey Wright ADR SQM.B 833635105 22-Jan-21 Management of up to 22.44 Million For For Yes Minera de ETF New Series B Shares with Chile SA Preemptive Rights Authorize Board to Set Sociedad Price, Form, Time, ADVISORSHARES Quimica y Procedure and other Dorsey Wright ADR SQM.B 833635105 22-Jan-21 Management For For Yes Minera de Conditions for Placement ETF Chile SA of Shares in Connection with Capital Increase Sociedad ADVISORSHARES Quimica y Amend Articles to Reflect Dorsey Wright ADR SQM.B 833635105 22-Jan-21 Management For Against Yes Minera de Changes in Capital ETF Chile SA Sociedad ADVISORSHARES Authorize Board to Ratify Quimica y Dorsey Wright ADR SQM.B 833635105 22-Jan-21 Management and Execute Approved For For Yes Minera de ETF Resolutions Chile SA Approve Migration of the ADVISORSHARES Migrating Shares to Dorsey Wright ADR CRH Plc CRH 12626K203 09-Feb-21 Management For For Yes Euroclear Bank’s Central ETF Securities Depository

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ADVISORSHARES Adopt New Articles of Dorsey Wright ADR CRH Plc CRH 12626K203 09-Feb-21 Management For For Yes Association ETF ADVISORSHARES Authorise Company to Dorsey Wright ADR CRH Plc CRH 12626K203 09-Feb-21 Management Take All Actions to For For Yes ETF Implement the Migration ADVISORSHARES Adopt New Articles of Dorsey Wright ADR CRH Plc CRH 12626K203 09-Feb-21 Management Association Re: Article For For Yes ETF 51(d) ADVISORSHARES Approve Capital Dorsey Wright ADR CRH Plc CRH 12626K203 09-Feb-21 Management For For Yes Reorganisation ETF ADVISORSHARES Amend Articles of Dorsey Wright ADR CRH Plc CRH 12626K203 09-Feb-21 Management For For Yes Association ETF New Oriental ADVISORSHARES Education & Approve Share Dorsey Wright ADR 9901 647581107 08-Mar-21 Management For For Yes Technology Subdivision ETF Group, Inc. New Oriental ADVISORSHARES Adopt Chinese Name as Education & Dorsey Wright ADR 9901 647581107 08-Mar-21 Management Dual Foreign Name of the For For Yes Technology ETF Company Group, Inc. New Oriental Adopt Amended and ADVISORSHARES Education & Restated Memorandum Dorsey Wright ADR 9901 647581107 08-Mar-21 Management For For Yes Technology and Articles of ETF Group, Inc. Association ADVISORSHARES Accept Financial Dorsey Wright ADR ABB Ltd. ABBN 000375204 25-Mar-21 Management Statements and Statutory For For Yes ETF Reports ADVISORSHARES Approve Remuneration Dorsey Wright ADR ABB Ltd. ABBN 000375204 25-Mar-21 Management For For Yes Report (Non-Binding) ETF ADVISORSHARES Approve Discharge of Dorsey Wright ADR ABB Ltd. ABBN 000375204 25-Mar-21 Management Board and Senior For For Yes ETF Management ADVISORSHARES Approve Allocation of Dorsey Wright ADR ABB Ltd. ABBN 000375204 25-Mar-21 Management Income and Dividends of For For Yes ETF CHF 0.80 per Share Approve CHF 13.8 Million Reduction in ADVISORSHARES Share Capital as Part of Dorsey Wright ADR ABB Ltd. ABBN 000375204 25-Mar-21 Management For For Yes the Share Buyback ETF Program via Cancellation of Repurchased Shares Approve Creation of CHF ADVISORSHARES 24 Million Pool of Capital Dorsey Wright ADR ABB Ltd. ABBN 000375204 25-Mar-21 Management For Against Yes without Preemptive ETF Rights ADVISORSHARES Approve Remuneration of Dorsey Wright ADR ABB Ltd. ABBN 000375204 25-Mar-21 Management Directors in the Amount For For Yes ETF of CHF 4.4 Million Approve Remuneration of ADVISORSHARES Executive Committee in Dorsey Wright ADR ABB Ltd. ABBN 000375204 25-Mar-21 Management For For Yes the Amount of CHF 40 ETF Million ADVISORSHARES Reelect Gunnar Brock as Dorsey Wright ADR ABB Ltd. ABBN 000375204 25-Mar-21 Management For For Yes Director ETF ADVISORSHARES Reelect David Constable Dorsey Wright ADR ABB Ltd. ABBN 000375204 25-Mar-21 Management For For Yes as Director ETF ADVISORSHARES Reelect Frederico Curado Dorsey Wright ADR ABB Ltd. ABBN 000375204 25-Mar-21 Management For For Yes as Director ETF ADVISORSHARES Reelect Lars Foerberg as Dorsey Wright ADR ABB Ltd. ABBN 000375204 25-Mar-21 Management For For Yes Director ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ADVISORSHARES Reelect Jennifer Xin-Zhe Dorsey Wright ADR ABB Ltd. ABBN 000375204 25-Mar-21 Management For For Yes Li as Director ETF ADVISORSHARES Reelect Geraldine Dorsey Wright ADR ABB Ltd. ABBN 000375204 25-Mar-21 Management For For Yes Matchett as Director ETF ADVISORSHARES Reelect David Meline as Dorsey Wright ADR ABB Ltd. ABBN 000375204 25-Mar-21 Management For For Yes Director ETF ADVISORSHARES Reelect Satish Pai as Dorsey Wright ADR ABB Ltd. ABBN 000375204 25-Mar-21 Management For For Yes Director ETF ADVISORSHARES Reelect Jacob Wallenberg Dorsey Wright ADR ABB Ltd. ABBN 000375204 25-Mar-21 Management For For Yes as Director ETF ADVISORSHARES Reelect Peter Voser as Dorsey Wright ADR ABB Ltd. ABBN 000375204 25-Mar-21 Management Director and Board For For Yes ETF Chairman ADVISORSHARES Appoint David Constable Dorsey Wright ADR ABB Ltd. ABBN 000375204 25-Mar-21 Management as Member of the For For Yes ETF Compensation Committee ADVISORSHARES Appoint Frederico Curado Dorsey Wright ADR ABB Ltd. ABBN 000375204 25-Mar-21 Management as Member of the For For Yes ETF Compensation Committee ADVISORSHARES Appoint Jennifer Xin-Zhe Dorsey Wright ADR ABB Ltd. ABBN 000375204 25-Mar-21 Management Li as Member of the For For Yes ETF Compensation Committee ADVISORSHARES Designate Hans Zehnder Dorsey Wright ADR ABB Ltd. ABBN 000375204 25-Mar-21 Management For For Yes as Independent Proxy ETF ADVISORSHARES Ratify KPMG AG as Dorsey Wright ADR ABB Ltd. ABBN 000375204 25-Mar-21 Management For For Yes Auditors ETF ADVISORSHARES Transact Other Business Dorsey Wright ADR ABB Ltd. ABBN 000375204 25-Mar-21 Management For Against Yes (Voting) ETF ADVISORSHARES Approve Financial CEMEX SAB Dorsey Wright ADR CEMEXCPO 151290889 25-Mar-21 Management Statements and Statutory For For Yes de CV ETF Reports ADVISORSHARES CEMEX SAB Approve Allocation of Dorsey Wright ADR CEMEXCPO 151290889 25-Mar-21 Management For For Yes de CV Income ETF ADVISORSHARES CEMEX SAB Present Share Repurchase Dorsey Wright ADR CEMEXCPO 151290889 25-Mar-21 Management For For Yes de CV Report ETF ADVISORSHARES Set Maximum Amount of CEMEX SAB Dorsey Wright ADR CEMEXCPO 151290889 25-Mar-21 Management Share Repurchase For For Yes de CV ETF Reserve Approve Reduction in Variable Portion of ADVISORSHARES Capital via Cancellation CEMEX SAB Dorsey Wright ADR CEMEXCPO 151290889 25-Mar-21 Management of Repurchased Shares For For Yes de CV ETF Which were Acquired Through Repurchase Program in 2020 Approve Reduction in Variable Portion of Capital via Cancellation of Treasury Shares ADVISORSHARES CEMEX SAB Authorized to Support Dorsey Wright ADR CEMEXCPO 151290889 25-Mar-21 Management For For Yes de CV New Issuance of ETF Convertible Notes or for Placement of Such Shares in Public Offering or Private Subscription

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Elect Directors, Chairman and Secretary of Board, ADVISORSHARES Members and Chairmen CEMEX SAB Dorsey Wright ADR CEMEXCPO 151290889 25-Mar-21 Management of Audit, Corporate For Against Yes de CV ETF Practices and Finance, and Sustainability Committees Approve Remuneration of Directors and Members of ADVISORSHARES CEMEX SAB Audit, Corporate Dorsey Wright ADR CEMEXCPO 151290889 25-Mar-21 Management For For Yes de CV Practices and Finance, ETF and Sustainability Committees ADVISORSHARES Authorize Board to Ratify CEMEX SAB Dorsey Wright ADR CEMEXCPO 151290889 25-Mar-21 Management and Execute Approved For For Yes de CV ETF Resolutions ADVISORSHARES CEMEX SAB Amend Article 2 Re: Dorsey Wright ADR CEMEXCPO 151290889 25-Mar-21 Management For For Yes de CV Corporate Purpose ETF ADVISORSHARES Authorize Board to Ratify CEMEX SAB Dorsey Wright ADR CEMEXCPO 151290889 25-Mar-21 Management and Execute Approved For For Yes de CV ETF Resolutions ADVISORSHARES Approve Financial KB Financial Dorsey Wright ADR 105560 48241A105 26-Mar-21 Management Statements and Allocation For For Yes Group, Inc. ETF of Income ADVISORSHARES KB Financial Elect Stuart B. Solomon Dorsey Wright ADR 105560 48241A105 26-Mar-21 Management For For Yes Group, Inc. as Outside Director ETF ADVISORSHARES KB Financial Elect Sonu Suk Ho as Dorsey Wright ADR 105560 48241A105 26-Mar-21 Management For For Yes Group, Inc. Outside Director ETF ADVISORSHARES KB Financial Elect Choi Myung Hee as Dorsey Wright ADR 105560 48241A105 26-Mar-21 Management For For Yes Group, Inc. Outside Director ETF ADVISORSHARES KB Financial Elect Jeong Kouwhan as Dorsey Wright ADR 105560 48241A105 26-Mar-21 Management For For Yes Group, Inc. Outside Director ETF Elect Kim Kyung Ho as ADVISORSHARES KB Financial Outside Director to Serve Dorsey Wright ADR 105560 48241A105 26-Mar-21 Management For For Yes Group, Inc. as an Audit Committee ETF Member ADVISORSHARES Elect Sonu Suk Ho as a KB Financial Dorsey Wright ADR 105560 48241A105 26-Mar-21 Management Member of Audit For For Yes Group, Inc. ETF Committee ADVISORSHARES Elect Choi Myung Hee as KB Financial Dorsey Wright ADR 105560 48241A105 26-Mar-21 Management a Member of Audit For For Yes Group, Inc. ETF Committee ADVISORSHARES Elect Oh Gyutaeg as a KB Financial Dorsey Wright ADR 105560 48241A105 26-Mar-21 Management Member of Audit For For Yes Group, Inc. ETF Committee Approve Total ADVISORSHARES KB Financial Remuneration of Inside Dorsey Wright ADR 105560 48241A105 26-Mar-21 Management For For Yes Group, Inc. Directors and Outside ETF Directors ADVISORSHARES Accept Financial Dorsey Wright ADR Rio Tinto Plc RIO 767204100 09-Apr-21 Management Statements and Statutory For For Yes ETF Reports ADVISORSHARES Approve Remuneration Dorsey Wright ADR Rio Tinto Plc RIO 767204100 09-Apr-21 Management For For Yes Policy ETF ADVISORSHARES Approve Remuneration Dorsey Wright ADR Rio Tinto Plc RIO 767204100 09-Apr-21 Management Report for UK Law For Against Yes ETF Purposes ADVISORSHARES Approve Remuneration Dorsey Wright ADR Rio Tinto Plc RIO 767204100 09-Apr-21 Management Report for Australian Law For Against Yes ETF Purposes ADVISORSHARES Re-elect Megan Clark as Dorsey Wright ADR Rio Tinto Plc RIO 767204100 09-Apr-21 Management For Against Yes Director ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ADVISORSHARES Re-elect Hinda Gharbi as Dorsey Wright ADR Rio Tinto Plc RIO 767204100 09-Apr-21 Management For For Yes Director ETF ADVISORSHARES Re-elect Simon Henry as Dorsey Wright ADR Rio Tinto Plc RIO 767204100 09-Apr-21 Management For For Yes Director ETF ADVISORSHARES Re-elect Sam Laidlaw as Dorsey Wright ADR Rio Tinto Plc RIO 767204100 09-Apr-21 Management For For Yes Director ETF ADVISORSHARES Re-elect Simon McKeon Dorsey Wright ADR Rio Tinto Plc RIO 767204100 09-Apr-21 Management For For Yes as Director ETF ADVISORSHARES Re-elect Jennifer Nason Dorsey Wright ADR Rio Tinto Plc RIO 767204100 09-Apr-21 Management For For Yes as Director ETF ADVISORSHARES Re-elect Jakob Stausholm Dorsey Wright ADR Rio Tinto Plc RIO 767204100 09-Apr-21 Management For For Yes as Director ETF ADVISORSHARES Re-elect Simon Dorsey Wright ADR Rio Tinto Plc RIO 767204100 09-Apr-21 Management For For Yes Thompson as Director ETF ADVISORSHARES Re-elect Ngaire Woods as Dorsey Wright ADR Rio Tinto Plc RIO 767204100 09-Apr-21 Management For For Yes Director ETF ADVISORSHARES Reappoint KPMG LLP as Dorsey Wright ADR Rio Tinto Plc RIO 767204100 09-Apr-21 Management For For Yes Auditors ETF ADVISORSHARES Authorise the Audit Dorsey Wright ADR Rio Tinto Plc RIO 767204100 09-Apr-21 Management Committee to Fix For For Yes ETF Remuneration of Auditors ADVISORSHARES Authorise UK Political Dorsey Wright ADR Rio Tinto Plc RIO 767204100 09-Apr-21 Management Donations and For For Yes ETF Expenditure ADVISORSHARES Approve Global Dorsey Wright ADR Rio Tinto Plc RIO 767204100 09-Apr-21 Management None For Yes Employee Share Plan ETF ADVISORSHARES Dorsey Wright ADR Rio Tinto Plc RIO 767204100 09-Apr-21 Management Approve UK Share Plan For For Yes ETF ADVISORSHARES Dorsey Wright ADR Rio Tinto Plc RIO 767204100 09-Apr-21 Management Authorise Issue of Equity For For Yes ETF ADVISORSHARES Authorise Issue of Equity Dorsey Wright ADR Rio Tinto Plc RIO 767204100 09-Apr-21 Management without Pre-emptive For For Yes ETF Rights ADVISORSHARES Authorise Market Dorsey Wright ADR Rio Tinto Plc RIO 767204100 09-Apr-21 Management Purchase of Ordinary For For Yes ETF Shares ADVISORSHARES Authorise the Company to Dorsey Wright ADR Rio Tinto Plc RIO 767204100 09-Apr-21 Management Call General Meeting For For Yes ETF with Two Weeks’ Notice ADVISORSHARES Dorsey Wright ADR Genmab A/S GMAB 372303206 13-Apr-21 Management Receive Report of Board Yes ETF Accept Financial ADVISORSHARES Statements and Statutory Dorsey Wright ADR Genmab A/S GMAB 372303206 13-Apr-21 Management Reports; Approve For For Yes ETF Discharge of Management and Board ADVISORSHARES Approve Allocation of Dorsey Wright ADR Genmab A/S GMAB 372303206 13-Apr-21 Management Income and Omission of For For Yes ETF Dividends ADVISORSHARES Approve Remuneration Dorsey Wright ADR Genmab A/S GMAB 372303206 13-Apr-21 Management For For Yes Report (Advisory Vote) ETF ADVISORSHARES Reelect Deirdre P. Dorsey Wright ADR Genmab A/S GMAB 372303206 13-Apr-21 Management For For Yes Connelly as Director ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ADVISORSHARES Reelect Pernille Erenbjerg Dorsey Wright ADR Genmab A/S GMAB 372303206 13-Apr-21 Management For For Yes as Director ETF ADVISORSHARES Reelect Rolf Hoffmann as Dorsey Wright ADR Genmab A/S GMAB 372303206 13-Apr-21 Management For For Yes Director ETF ADVISORSHARES Reelect Paolo Paoletti as Dorsey Wright ADR Genmab A/S GMAB 372303206 13-Apr-21 Management For For Yes Director ETF ADVISORSHARES Reelect Jonathan Dorsey Wright ADR Genmab A/S GMAB 372303206 13-Apr-21 Management For For Yes Peacock as Director ETF ADVISORSHARES Reelect Anders Gersel Dorsey Wright ADR Genmab A/S GMAB 372303206 13-Apr-21 Management For For Yes Pedersen as Director ETF ADVISORSHARES Ratify Dorsey Wright ADR Genmab A/S GMAB 372303206 13-Apr-21 Management PricewaterhouseCoopers For For Yes ETF as Auditors Approve Remuneration of Directors in the Amount of DKK 1.2 Million for Chairman, DKK 900,000 ADVISORSHARES for Vice Chairman, and Dorsey Wright ADR Genmab A/S GMAB 372303206 13-Apr-21 Management DKK 600,000 for Other For Against Yes ETF Directors (if item 7.b is Approved); Approve Remuneration for Committee Work; Approve Meeting Fees Amendment to Remuneration Policy for ADVISORSHARES Board of Directors and Dorsey Wright ADR Genmab A/S GMAB 372303206 13-Apr-21 Management For For Yes Executive Management ETF (base fee multiplier for Chair and Deputy Chair) Adoption of amended ADVISORSHARES Remuneration Policy for Dorsey Wright ADR Genmab A/S GMAB 372303206 13-Apr-21 Management Board of Directors and For For Yes ETF Executive Management (certain other changes) ADVISORSHARES Authorize Share Dorsey Wright ADR Genmab A/S GMAB 372303206 13-Apr-21 Management For For Yes Repurchase Program ETF Approve Creation of DKK 5.5 Million Pool of Capital with Preemptive Rights; Approve Creation ADVISORSHARES of DKK 5.5 Million Pool Dorsey Wright ADR Genmab A/S GMAB 372303206 13-Apr-21 Management of Capital without For For Yes ETF Preemptive Rights; Maximum Increase in Share Capital under Both Authorizations up to DKK 5.5 Million Approve Issuance of Warrants without ADVISORSHARES Preemptive Rights; Dorsey Wright ADR Genmab A/S GMAB 372303206 13-Apr-21 Management Approve Creation of For For Yes ETF DKK 750,000 Pool of Capital to Guarantee Conversion Rights ADVISORSHARES Allow Shareholder Dorsey Wright ADR Genmab A/S GMAB 372303206 13-Apr-21 Management Meetings to be Held by For For Yes ETF Electronic Means Only Authorize Editorial Changes to Adopted ADVISORSHARES Resolutions in Dorsey Wright ADR Genmab A/S GMAB 372303206 13-Apr-21 Management For For Yes Connection with ETF Registration with Danish Authorities

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ADVISORSHARES Dorsey Wright ADR Genmab A/S GMAB 372303206 13-Apr-21 Management Other Business Yes ETF ADVISORSHARES Banco Bilbao Approve Consolidated Dorsey Wright ADR Vizcaya BBVA 05946K101 19-Apr-21 Management and Standalone Financial For For Yes ETF Argentaria SA Statements ADVISORSHARES Banco Bilbao Approve Non-Financial Dorsey Wright ADR Vizcaya BBVA 05946K101 19-Apr-21 Management For For Yes Information Statement ETF Argentaria SA ADVISORSHARES Banco Bilbao Approve Treatment of Net Dorsey Wright ADR Vizcaya BBVA 05946K101 19-Apr-21 Management For For Yes Loss ETF Argentaria SA ADVISORSHARES Banco Bilbao Approve Discharge of Dorsey Wright ADR Vizcaya BBVA 05946K101 19-Apr-21 Management For For Yes Board ETF Argentaria SA ADVISORSHARES Banco Bilbao Reelect Jose Miguel Dorsey Wright ADR Vizcaya BBVA 05946K101 19-Apr-21 Management Andres Torrecillas as For For Yes ETF Argentaria SA Director ADVISORSHARES Banco Bilbao Reelect Jaime Felix Dorsey Wright ADR Vizcaya BBVA 05946K101 19-Apr-21 Management Caruana Lacorte as For For Yes ETF Argentaria SA Director ADVISORSHARES Banco Bilbao Reelect Belen Garijo Dorsey Wright ADR Vizcaya BBVA 05946K101 19-Apr-21 Management For For Yes Lopez as Director ETF Argentaria SA ADVISORSHARES Banco Bilbao Reelect Jose Maldonado Dorsey Wright ADR Vizcaya BBVA 05946K101 19-Apr-21 Management For For Yes Ramos as Director ETF Argentaria SA ADVISORSHARES Banco Bilbao Reelect Ana Cristina Dorsey Wright ADR Vizcaya BBVA 05946K101 19-Apr-21 Management Peralta Moreno as For For Yes ETF Argentaria SA Director ADVISORSHARES Banco Bilbao Reelect Juan Pi Llorens as Dorsey Wright ADR Vizcaya BBVA 05946K101 19-Apr-21 Management For For Yes Director ETF Argentaria SA ADVISORSHARES Banco Bilbao Reelect Jan Paul Marie Dorsey Wright ADR Vizcaya BBVA 05946K101 19-Apr-21 Management Francis Verplancke as For For Yes ETF Argentaria SA Director ADVISORSHARES Banco Bilbao Dorsey Wright ADR Vizcaya BBVA 05946K101 19-Apr-21 Management Approve Dividends For For Yes ETF Argentaria SA ADVISORSHARES Banco Bilbao Approve Special Dorsey Wright ADR Vizcaya BBVA 05946K101 19-Apr-21 Management For For Yes Dividends ETF Argentaria SA Authorize Issuance of Convertible Bonds, ADVISORSHARES Banco Bilbao Debentures, Warrants, and Dorsey Wright ADR Vizcaya BBVA 05946K101 19-Apr-21 Management Other Debt Securities For For Yes ETF Argentaria SA without Preemptive Rights up to EUR 8 Billion Approve Reduction in ADVISORSHARES Banco Bilbao Share Capital via Dorsey Wright ADR Vizcaya BBVA 05946K101 19-Apr-21 Management For For Yes Amortization of Treasury ETF Argentaria SA Shares ADVISORSHARES Banco Bilbao Approve Remuneration Dorsey Wright ADR Vizcaya BBVA 05946K101 19-Apr-21 Management For For Yes Policy ETF Argentaria SA ADVISORSHARES Banco Bilbao Fix Maximum Variable Dorsey Wright ADR Vizcaya BBVA 05946K101 19-Apr-21 Management For For Yes Compensation Ratio ETF Argentaria SA ADVISORSHARES Banco Bilbao Renew Appointment of Dorsey Wright ADR Vizcaya BBVA 05946K101 19-Apr-21 Management KPMG Auditores as For For Yes ETF Argentaria SA Auditor Amend Article 21 Re: ADVISORSHARES Banco Bilbao Allow Shareholder Dorsey Wright ADR Vizcaya BBVA 05946K101 19-Apr-21 Management For For Yes Meetings to be Held in ETF Argentaria SA Virtual-Only Format

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Amend Article 5 of General Meeting ADVISORSHARES Banco Bilbao Regulations Re: Allow Dorsey Wright ADR Vizcaya BBVA 05946K101 19-Apr-21 Management For For Yes Shareholder Meetings to ETF Argentaria SA be Held in Virtual-Only Format ADVISORSHARES Banco Bilbao Authorize Board to Ratify Dorsey Wright ADR Vizcaya BBVA 05946K101 19-Apr-21 Management and Execute Approved For For Yes ETF Argentaria SA Resolutions ADVISORSHARES Banco Bilbao Advisory Vote on Dorsey Wright ADR Vizcaya BBVA 05946K101 19-Apr-21 Management For For Yes Remuneration Report ETF Argentaria SA Sociedad ADVISORSHARES Accept Financial Quimica y Dorsey Wright ADR SQM.B 833635105 23-Apr-21 Management Statements and Statutory For For Yes Minera de ETF Reports Chile SA Sociedad ADVISORSHARES Quimica y Dorsey Wright ADR SQM.B 833635105 23-Apr-21 Management Designate Auditors For For Yes Minera de ETF Chile SA Sociedad ADVISORSHARES Quimica y Designate Risk Dorsey Wright ADR SQM.B 833635105 23-Apr-21 Management For For Yes Minera de Assessment Companies ETF Chile SA Sociedad ADVISORSHARES Quimica y Designate Account Dorsey Wright ADR SQM.B 833635105 23-Apr-21 Management For For Yes Minera de Inspectors ETF Chile SA Sociedad ADVISORSHARES Quimica y Approve Investment Dorsey Wright ADR SQM.B 833635105 23-Apr-21 Management For For Yes Minera de Policy ETF Chile SA Sociedad ADVISORSHARES Quimica y Dorsey Wright ADR SQM.B 833635105 23-Apr-21 Management Approve Financing Policy For For Yes Minera de ETF Chile SA Sociedad ADVISORSHARES Quimica y Dorsey Wright ADR SQM.B 833635105 23-Apr-21 Management Approve Dividends For For Yes Minera de ETF Chile SA Sociedad ADVISORSHARES Approve Remuneration of Quimica y Dorsey Wright ADR SQM.B 833635105 23-Apr-21 Management Board of Directors and For For Yes Minera de ETF Board Committees Chile SA Sociedad ADVISORSHARES Quimica y Dorsey Wright ADR SQM.B 833635105 23-Apr-21 Management Other Business For Against Yes Minera de ETF Chile SA ADVISORSHARES NICE Ltd. Reelect David Kostman Dorsey Wright ADR NICE 653656108 28-Apr-21 Management For For Yes (Israel) as Director ETF ADVISORSHARES NICE Ltd. Reelect Rimon Ben- Dorsey Wright ADR NICE 653656108 28-Apr-21 Management For For Yes (Israel) Shaoul as Director ETF ADVISORSHARES NICE Ltd. Reelect Yehoshua (Shuki) Dorsey Wright ADR NICE 653656108 28-Apr-21 Management For For Yes (Israel) Ehrlich as Director ETF ADVISORSHARES NICE Ltd. Reelect Leo Apotheker as Dorsey Wright ADR NICE 653656108 28-Apr-21 Management For For Yes (Israel) Director ETF ADVISORSHARES NICE Ltd. Reelect Joseph (Joe) Dorsey Wright ADR NICE 653656108 28-Apr-21 Management For For Yes (Israel) Cowan as Director ETF ADVISORSHARES NICE Ltd. Reelect Zehava Simon as Dorsey Wright ADR NICE 653656108 28-Apr-21 Management For For Yes (Israel) External Director ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Vote FOR if you are a controlling shareholder or have a personal interest in Item 2, as indicated in the ADVISORSHARES NICE Ltd. proxy card; otherwise, Dorsey Wright ADR NICE 653656108 28-Apr-21 Management None Against Yes (Israel) vote AGAINST. You may ETF not abstain. If you vote FOR, please provide an explanation to your account manager Reapprove Compensation ADVISORSHARES NICE Ltd. Policy for the Directors Dorsey Wright ADR NICE 653656108 28-Apr-21 Management For For Yes (Israel) and Officers of the ETF Company Vote FOR if you are a controlling shareholder or have a personal interest in Item 3, as indicated in the ADVISORSHARES NICE Ltd. proxy card; otherwise, Dorsey Wright ADR NICE 653656108 28-Apr-21 Management None Against Yes (Israel) vote AGAINST. You may ETF not abstain. If you vote FOR, please provide an explanation to your account manager ADVISORSHARES NICE Ltd. Approve CEO Equity Dorsey Wright ADR NICE 653656108 28-Apr-21 Management For For Yes (Israel) Plan ETF Vote FOR if you are a controlling shareholder or have a personal interest in Item 4, as indicated in the ADVISORSHARES NICE Ltd. proxy card; otherwise, Dorsey Wright ADR NICE 653656108 28-Apr-21 Management None Against Yes (Israel) vote AGAINST. You may ETF not abstain. If you vote FOR, please provide an explanation to your account manager Reappoint Kost Forer Gabbay & Kasierer, a ADVISORSHARES member of Ernst & NICE Ltd. Dorsey Wright ADR NICE 653656108 28-Apr-21 Management Young Global, as For For Yes (Israel) ETF Auditors and Authorize Board to Fix Their Remuneration ADVISORSHARES Discuss Financial NICE Ltd. Dorsey Wright ADR NICE 653656108 28-Apr-21 Management Statements and the Report Yes (Israel) ETF of the Board ADVISORSHARES ASML Holding Dorsey Wright ADR ASML N07059210 29-Apr-21 Management Open Meeting Yes NV ETF Discuss the Company’s ADVISORSHARES ASML Holding Business, Financial Dorsey Wright ADR ASML N07059210 29-Apr-21 Management Yes NV Situation and ETF Sustainability ADVISORSHARES ASML Holding Approve Remuneration Dorsey Wright ADR ASML N07059210 29-Apr-21 Management For For Yes NV Report ETF ADVISORSHARES Adopt Financial ASML Holding Dorsey Wright ADR ASML N07059210 29-Apr-21 Management Statements and Statutory For For Yes NV ETF Reports ADVISORSHARES Receive Clarification on ASML Holding Dorsey Wright ADR ASML N07059210 29-Apr-21 Management Company’s Reserves and Yes NV ETF Dividend Policy ADVISORSHARES ASML Holding Approve Dividends of Dorsey Wright ADR ASML N07059210 29-Apr-21 Management For For Yes NV EUR 2.75 Per Share ETF ADVISORSHARES ASML Holding Approve Discharge of Dorsey Wright ADR ASML N07059210 29-Apr-21 Management For For Yes NV Management Board ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ADVISORSHARES ASML Holding Approve Discharge of Dorsey Wright ADR ASML N07059210 29-Apr-21 Management For For Yes NV Supervisory Board ETF ADVISORSHARES Approve Number of ASML Holding Dorsey Wright ADR ASML N07059210 29-Apr-21 Management Shares for Management For For Yes NV ETF Board Approve Certain ADVISORSHARES ASML Holding Adjustments to the Dorsey Wright ADR ASML N07059210 29-Apr-21 Management For For Yes NV Remuneration Policy for ETF Management Board Approve Certain ADVISORSHARES ASML Holding Adjustments to the Dorsey Wright ADR ASML N07059210 29-Apr-21 Management For For Yes NV Remuneration Policy for ETF Supervisory Board ADVISORSHARES Receive Information on ASML Holding Dorsey Wright ADR ASML N07059210 29-Apr-21 Management the Composition of the Yes NV ETF Management Board ADVISORSHARES ASML Holding Elect B. Conix to Dorsey Wright ADR ASML N07059210 29-Apr-21 Management For For Yes NV Supervisory Board ETF ADVISORSHARES Receive Information on ASML Holding Dorsey Wright ADR ASML N07059210 29-Apr-21 Management the Composition of the Yes NV ETF Supervisory Board ADVISORSHARES Ratify KPMG ASML Holding Dorsey Wright ADR ASML N07059210 29-Apr-21 Management Accountants N.V. as For For Yes NV ETF Auditors Grant Board Authority to ADVISORSHARES ASML Holding Issue Shares Up to 5 Dorsey Wright ADR ASML N07059210 29-Apr-21 Management For For Yes NV Percent of Issued Capital ETF for General Purposes Authorize Board to ADVISORSHARES ASML Holding Exclude Preemptive Dorsey Wright ADR ASML N07059210 29-Apr-21 Management For For Yes NV Rights from Share ETF Issuances under Item 11.a Grant Board Authority to Issue or Grant Rights to ADVISORSHARES ASML Holding Subscribe for Ordinary Dorsey Wright ADR ASML N07059210 29-Apr-21 Management For For Yes NV Shares Up to 5 Percent in ETF Case of Merger or Acquisition Authorize Board to ADVISORSHARES ASML Holding Exclude Preemptive Dorsey Wright ADR ASML N07059210 29-Apr-21 Management For For Yes NV Rights from Share ETF Issuances under 11.c ADVISORSHARES Authorize Repurchase of ASML Holding Dorsey Wright ADR ASML N07059210 29-Apr-21 Management Up to 10 Percent of For For Yes NV ETF Issued Share Capital Authorize Additional ADVISORSHARES ASML Holding Repurchase of Up to 10 Dorsey Wright ADR ASML N07059210 29-Apr-21 Management For For Yes NV Percent of Issued Share ETF Capital ADVISORSHARES ASML Holding Authorize Cancellation of Dorsey Wright ADR ASML N07059210 29-Apr-21 Management For For Yes NV Repurchased Shares ETF ADVISORSHARES ASML Holding Other Business (Non- Dorsey Wright ADR ASML N07059210 29-Apr-21 Management Yes NV Voting) ETF ADVISORSHARES ASML Holding Dorsey Wright ADR ASML N07059210 29-Apr-21 Management Close Meeting Yes NV ETF ADVISORSHARES Accept Financial Dorsey Wright ADR CRH Plc CRH 12626K203 29-Apr-21 Management Statements and Statutory For For Yes ETF Reports ADVISORSHARES Dorsey Wright ADR CRH Plc CRH 12626K203 29-Apr-21 Management Approve Final Dividend For For Yes ETF ADVISORSHARES Approve Remuneration Dorsey Wright ADR CRH Plc CRH 12626K203 29-Apr-21 Management For For Yes Report ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ADVISORSHARES Re-elect Richie Boucher Dorsey Wright ADR CRH Plc CRH 12626K203 29-Apr-21 Management For For Yes as Director ETF ADVISORSHARES Elect Caroline Dowling as Dorsey Wright ADR CRH Plc CRH 12626K203 29-Apr-21 Management For For Yes Director ETF ADVISORSHARES Elect Richard Fearon as Dorsey Wright ADR CRH Plc CRH 12626K203 29-Apr-21 Management For For Yes Director ETF ADVISORSHARES Re-elect Johan Karlstrom Dorsey Wright ADR CRH Plc CRH 12626K203 29-Apr-21 Management For For Yes as Director ETF ADVISORSHARES Re-elect Shaun Kelly as Dorsey Wright ADR CRH Plc CRH 12626K203 29-Apr-21 Management For For Yes Director ETF ADVISORSHARES Elect Lamar McKay as Dorsey Wright ADR CRH Plc CRH 12626K203 29-Apr-21 Management For For Yes Director ETF ADVISORSHARES Re-elect Albert Manifold Dorsey Wright ADR CRH Plc CRH 12626K203 29-Apr-21 Management For For Yes as Director ETF ADVISORSHARES Re-elect Gillian Platt as Dorsey Wright ADR CRH Plc CRH 12626K203 29-Apr-21 Management For For Yes Director ETF ADVISORSHARES Re-elect Mary Rhinehart Dorsey Wright ADR CRH Plc CRH 12626K203 29-Apr-21 Management For For Yes as Director ETF ADVISORSHARES Re-elect Siobhan Talbot Dorsey Wright ADR CRH Plc CRH 12626K203 29-Apr-21 Management For For Yes as Director ETF ADVISORSHARES Authorise Board to Fix Dorsey Wright ADR CRH Plc CRH 12626K203 29-Apr-21 Management For For Yes Remuneration of Auditors ETF ADVISORSHARES Ratify Deloitte Ireland Dorsey Wright ADR CRH Plc CRH 12626K203 29-Apr-21 Management For For Yes LLP as Auditors ETF ADVISORSHARES Dorsey Wright ADR CRH Plc CRH 12626K203 29-Apr-21 Management Authorise Issue of Equity For For Yes ETF ADVISORSHARES Authorise Issue of Equity Dorsey Wright ADR CRH Plc CRH 12626K203 29-Apr-21 Management without Pre-emptive For For Yes ETF Rights Authorise Issue of Equity ADVISORSHARES without Pre-emptive Dorsey Wright ADR CRH Plc CRH 12626K203 29-Apr-21 Management Rights in Connection with For For Yes ETF an Acquisition or Other Capital Investment ADVISORSHARES Authorise Market Dorsey Wright ADR CRH Plc CRH 12626K203 29-Apr-21 Management Purchase of Ordinary For For Yes ETF Shares ADVISORSHARES Authorise Reissuance of Dorsey Wright ADR CRH Plc CRH 12626K203 29-Apr-21 Management For For Yes Treasury Shares ETF ADVISORSHARES Dorsey Wright ADR CRH Plc CRH 12626K203 29-Apr-21 Management Approve Scrip Dividend For For Yes ETF ADVISORSHARES Approve Savings-Related Dorsey Wright ADR CRH Plc CRH 12626K203 29-Apr-21 Management For For Yes Share Option Schemes ETF ADVISORSHARES Approve Cancellation of Dorsey Wright ADR CRH Plc CRH 12626K203 29-Apr-21 Management For For Yes Share Premium Account ETF ADVISORSHARES Approve Consolidated Dorsey Wright ADR Ternium SA TX 880890108 03-May-21 Management Financial Statements and For For Yes ETF Statutory Reports ADVISORSHARES Approve Financial Dorsey Wright ADR Ternium SA TX 880890108 03-May-21 Management For For Yes Statements ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ADVISORSHARES Approve Allocation of Dorsey Wright ADR Ternium SA TX 880890108 03-May-21 Management For For Yes Income and Dividends ETF ADVISORSHARES Approve Discharge of Dorsey Wright ADR Ternium SA TX 880890108 03-May-21 Management For For Yes Directors ETF ADVISORSHARES Dorsey Wright ADR Ternium SA TX 880890108 03-May-21 Management Reelect Directors For Against Yes ETF ADVISORSHARES Approve Additional Dorsey Wright ADR Ternium SA TX 880890108 03-May-21 Management Remuneration of For Against Yes ETF Directors for FY 2020 ADVISORSHARES Approve Remuneration of Dorsey Wright ADR Ternium SA TX 880890108 03-May-21 Management For Against Yes Directors for FY 2021 ETF Approve ADVISORSHARES PricewaterhouseCoopers Dorsey Wright ADR Ternium SA TX 880890108 03-May-21 Management as Auditors and Authorize For For Yes ETF Board to Fix Their Remuneration ADVISORSHARES Approve Share Dorsey Wright ADR Ternium SA TX 880890108 03-May-21 Management For For Yes Repurchase ETF Allow Board to Appoint ADVISORSHARES One or More of its Dorsey Wright ADR Ternium SA TX 880890108 03-May-21 Management For For Yes Members as Company’s ETF Attorney-in-Fact ADVISORSHARES Koninklijke Dorsey Wright ADR PHIA 500472303 06-May-21 Management President’s Speech Yes Philips NV ETF ADVISORSHARES Receive Explanation on Koninklijke Dorsey Wright ADR PHIA 500472303 06-May-21 Management Company’s Reserves and Yes Philips NV ETF Dividend Policy ADVISORSHARES Adopt Financial Koninklijke Dorsey Wright ADR PHIA 500472303 06-May-21 Management Statements and Statutory For For Yes Philips NV ETF Reports ADVISORSHARES Koninklijke Approve Dividends of Dorsey Wright ADR PHIA 500472303 06-May-21 Management For For Yes Philips NV EUR 0.85 Per Share ETF ADVISORSHARES Koninklijke Approve Remuneration Dorsey Wright ADR PHIA 500472303 06-May-21 Management For For Yes Philips NV Report ETF ADVISORSHARES Koninklijke Approve Discharge of Dorsey Wright ADR PHIA 500472303 06-May-21 Management For For Yes Philips NV Management Board ETF ADVISORSHARES Koninklijke Approve Discharge of Dorsey Wright ADR PHIA 500472303 06-May-21 Management For For Yes Philips NV Supervisory Board ETF ADVISORSHARES Reelect Marnix van Koninklijke Dorsey Wright ADR PHIA 500472303 06-May-21 Management Ginneken to Management For For Yes Philips NV ETF Board ADVISORSHARES Koninklijke Elect Chua Sock Koong Dorsey Wright ADR PHIA 500472303 06-May-21 Management For For Yes Philips NV to Supervisory Board ETF ADVISORSHARES Koninklijke Elect Indra Nooyi to Dorsey Wright ADR PHIA 500472303 06-May-21 Management For For Yes Philips NV Supervisory Board ETF ADVISORSHARES Koninklijke Grant Board Authority to Dorsey Wright ADR PHIA 500472303 06-May-21 Management For For Yes Philips NV Issue Shares ETF Authorize Board to ADVISORSHARES Koninklijke Exclude Preemptive Dorsey Wright ADR PHIA 500472303 06-May-21 Management For For Yes Philips NV Rights from Share ETF Issuances ADVISORSHARES Authorize Repurchase of Koninklijke Dorsey Wright ADR PHIA 500472303 06-May-21 Management Up to 10 Percent of For For Yes Philips NV ETF Issued Share Capital ADVISORSHARES Koninklijke Approve Cancellation of Dorsey Wright ADR PHIA 500472303 06-May-21 Management For For Yes Philips NV Repurchased Shares ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ADVISORSHARES Koninklijke Other Business (Non- Dorsey Wright ADR PHIA 500472303 06-May-21 Management Yes Philips NV Voting) ETF ADVISORSHARES Dorsey Wright ADR argenx SE ARGX 04016X101 11-May-21 Management Open Meeting Yes ETF ADVISORSHARES Receive Report of Dorsey Wright ADR argenx SE ARGX 04016X101 11-May-21 Management Management Board (Non- Yes ETF Voting) ADVISORSHARES Adopt Remuneration Dorsey Wright ADR argenx SE ARGX 04016X101 11-May-21 Management For Against Yes Policy ETF ADVISORSHARES Approve Remuneration Dorsey Wright ADR argenx SE ARGX 04016X101 11-May-21 Management For Against Yes Report ETF ADVISORSHARES Discuss Annual Report Dorsey Wright ADR argenx SE ARGX 04016X101 11-May-21 Management Yes for FY 2020 ETF ADVISORSHARES Adopt Financial Dorsey Wright ADR argenx SE ARGX 04016X101 11-May-21 Management Statements and Statutory For For Yes ETF Reports ADVISORSHARES Discussion on Company’s Dorsey Wright ADR argenx SE ARGX 04016X101 11-May-21 Management Corporate Governance Yes ETF Structure ADVISORSHARES Approve Allocation of Dorsey Wright ADR argenx SE ARGX 04016X101 11-May-21 Management Losses to the Retained For For Yes ETF Earnings of the Company ADVISORSHARES Approve Discharge of Dorsey Wright ADR argenx SE ARGX 04016X101 11-May-21 Management For For Yes Directors ETF ADVISORSHARES Elect Yvonne Greenstreet Dorsey Wright ADR argenx SE ARGX 04016X101 11-May-21 Management as Non-Executive For Against Yes ETF Director ADVISORSHARES Reelect Anthony Dorsey Wright ADR argenx SE ARGX 04016X101 11-May-21 Management Rosenberg as Non- For For Yes ETF Executive Director Grant Board Authority to ADVISORSHARES Issue Shares Up To 10 Dorsey Wright ADR argenx SE ARGX 04016X101 11-May-21 Management Percent of Issued Capital For For Yes ETF and Exclude Pre-emptive Rights ADVISORSHARES Ratify Deloitte Dorsey Wright ADR argenx SE ARGX 04016X101 11-May-21 Management Accountants B.V. as For For Yes ETF Auditors ADVISORSHARES Other Business (Non- Dorsey Wright ADR argenx SE ARGX 04016X101 11-May-21 Management Yes Voting) ETF ADVISORSHARES Dorsey Wright ADR argenx SE ARGX 04016X101 11-May-21 Management Close Meeting Yes ETF Reappoint Ernst & Young Inc as Auditors of the ADVISORSHARES Sibanye Company with Lance Dorsey Wright ADR SSW 82575P107 25-May-21 Management For For Yes Stillwater Ltd. Tomlinson as the ETF Designated Individual Partner ADVISORSHARES Sibanye Elect Sindiswa Zilwa as Dorsey Wright ADR SSW 82575P107 25-May-21 Management For For Yes Stillwater Ltd. Director ETF ADVISORSHARES Sibanye Re-elect Rick Menell as Dorsey Wright ADR SSW 82575P107 25-May-21 Management For For Yes Stillwater Ltd. Director ETF ADVISORSHARES Sibanye Re-elect Keith Rayner as Dorsey Wright ADR SSW 82575P107 25-May-21 Management For For Yes Stillwater Ltd. Director ETF ADVISORSHARES Sibanye Re-elect Jerry Vilakazi as Dorsey Wright ADR SSW 82575P107 25-May-21 Management For For Yes Stillwater Ltd. Director ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ADVISORSHARES Re-elect Keith Rayner as Sibanye Dorsey Wright ADR SSW 82575P107 25-May-21 Management Chair of the Audit For For Yes Stillwater Ltd. ETF Committee ADVISORSHARES Re-elect Timothy Sibanye Dorsey Wright ADR SSW 82575P107 25-May-21 Management Cumming as Member of For For Yes Stillwater Ltd. ETF the Audit Committee ADVISORSHARES Re-elect Savannah Sibanye Dorsey Wright ADR SSW 82575P107 25-May-21 Management Danson as Member of the For For Yes Stillwater Ltd. ETF Audit Committee ADVISORSHARES Re-elect Rick Menell as Sibanye Dorsey Wright ADR SSW 82575P107 25-May-21 Management Member of the Audit For For Yes Stillwater Ltd. ETF Committee ADVISORSHARES Re-elect Nkosemntu Nika Sibanye Dorsey Wright ADR SSW 82575P107 25-May-21 Management as Member of the Audit For For Yes Stillwater Ltd. ETF Committee ADVISORSHARES Re-elect Susan van der Sibanye Dorsey Wright ADR SSW 82575P107 25-May-21 Management Merwe as Member of the For For Yes Stillwater Ltd. ETF Audit Committee ADVISORSHARES Elect Sindiswa Zilwa as Sibanye Dorsey Wright ADR SSW 82575P107 25-May-21 Management Member of the Audit For For Yes Stillwater Ltd. ETF Committee ADVISORSHARES Place Authorised but Sibanye Dorsey Wright ADR SSW 82575P107 25-May-21 Management Unissued Shares under For For Yes Stillwater Ltd. ETF Control of Directors ADVISORSHARES Sibanye Authorise Board to Issue Dorsey Wright ADR SSW 82575P107 25-May-21 Management For For Yes Stillwater Ltd. Shares for Cash ETF ADVISORSHARES Sibanye Approve Remuneration Dorsey Wright ADR SSW 82575P107 25-May-21 Management For For Yes Stillwater Ltd. Policy ETF ADVISORSHARES Sibanye Approve Remuneration Dorsey Wright ADR SSW 82575P107 25-May-21 Management For For Yes Stillwater Ltd. Implementation Report ETF ADVISORSHARES Sibanye Approve Remuneration of Dorsey Wright ADR SSW 82575P107 25-May-21 Management For For Yes Stillwater Ltd. Non-Executive Directors ETF ADVISORSHARES Approve Fees of Sibanye Dorsey Wright ADR SSW 82575P107 25-May-21 Management Investment Committee For For Yes Stillwater Ltd. ETF Members ADVISORSHARES Sibanye Approve Per Diem Dorsey Wright ADR SSW 82575P107 25-May-21 Management For For Yes Stillwater Ltd. Allowance ETF Approve Financial ADVISORSHARES Sibanye Assistance in Terms of Dorsey Wright ADR SSW 82575P107 25-May-21 Management For For Yes Stillwater Ltd. Sections 44 and 45 of the ETF Companies Act ADVISORSHARES Sibanye Authorise Repurchase of Dorsey Wright ADR SSW 82575P107 25-May-21 Management For For Yes Stillwater Ltd. Issued Share Capital ETF ADVISORSHARES NXP Adopt Financial Dorsey Wright ADR Semiconductors NXPI N6596X109 26-May-21 Management Statements and Statutory For For Yes ETF N.V. Reports ADVISORSHARES NXP Approve Discharge of Dorsey Wright ADR Semiconductors NXPI N6596X109 26-May-21 Management For For Yes Board Members ETF N.V. ADVISORSHARES NXP Reelect Kurt Sievers as Dorsey Wright ADR Semiconductors NXPI N6596X109 26-May-21 Management For For Yes Executive Director ETF N.V. ADVISORSHARES NXP Reelect Peter Bonfield as Dorsey Wright ADR Semiconductors NXPI N6596X109 26-May-21 Management For Against Yes Non-Executive Director ETF N.V. ADVISORSHARES NXP Elect Annette Clayton as Dorsey Wright ADR Semiconductors NXPI N6596X109 26-May-21 Management For For Yes Non-Executive Director ETF N.V. ADVISORSHARES NXP Elect Anthony Foxx as Dorsey Wright ADR Semiconductors NXPI N6596X109 26-May-21 Management For For Yes Non-Executive Director ETF N.V. ADVISORSHARES NXP Reelect Kenneth A. Dorsey Wright ADR Semiconductors NXPI N6596X109 26-May-21 Management Goldman as Non- For For Yes ETF N.V. Executive Director

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ADVISORSHARES NXP Reelect Josef Kaeser as Dorsey Wright ADR Semiconductors NXPI N6596X109 26-May-21 Management For For Yes Non-Executive Director ETF N.V. ADVISORSHARES NXP Reelect Lena Olving as Dorsey Wright ADR Semiconductors NXPI N6596X109 26-May-21 Management For Against Yes Non-Executive Director ETF N.V. ADVISORSHARES NXP Reelect Peter Smitham as Dorsey Wright ADR Semiconductors NXPI N6596X109 26-May-21 Management For Against Yes Non-Executive Director ETF N.V. ADVISORSHARES NXP Reelect Julie Southern as Dorsey Wright ADR Semiconductors NXPI N6596X109 26-May-21 Management For For Yes Non-Executive Director ETF N.V. ADVISORSHARES NXP Reelect Jasmin Staiblin as Dorsey Wright ADR Semiconductors NXPI N6596X109 26-May-21 Management For For Yes Non-Executive Director ETF N.V. ADVISORSHARES NXP Reelect Gregory L. Dorsey Wright ADR Semiconductors NXPI N6596X109 26-May-21 Management Summe as Non-Executive For For Yes ETF N.V. Director ADVISORSHARES NXP Reelect Karl-Henrik Dorsey Wright ADR Semiconductors NXPI N6596X109 26-May-21 Management Sundström as Non- For Against Yes ETF N.V. Executive Director ADVISORSHARES NXP Grant Board Authority to Dorsey Wright ADR Semiconductors NXPI N6596X109 26-May-21 Management Issue Shares Up To 10 For For Yes ETF N.V. Percent of Issued Capital Authorize Board to ADVISORSHARES NXP Exclude Preemptive Dorsey Wright ADR Semiconductors NXPI N6596X109 26-May-21 Management For For Yes Rights from Share ETF N.V. Issuances ADVISORSHARES NXP Authorize Share Dorsey Wright ADR Semiconductors NXPI N6596X109 26-May-21 Management For For Yes Repurchase Program ETF N.V. ADVISORSHARES NXP Approve Cancellation of Dorsey Wright ADR Semiconductors NXPI N6596X109 26-May-21 Management For For Yes Ordinary Shares ETF N.V. ADVISORSHARES NXP Approve Remuneration of Dorsey Wright ADR Semiconductors NXPI N6596X109 26-May-21 Management the Non Executive For For Yes ETF N.V. Members of the Board ADVISORSHARES NXP Advisory Vote to Ratify Dorsey Wright ADR Semiconductors NXPI N6596X109 26-May-21 Management Named Executive For Against Yes ETF N.V. Officers’ Compensation ADVISORSHARES ArcelorMittal Approve Consolidated Dorsey Wright ADR MT 03938L203 08-Jun-21 Management For For Yes SA Financial Statements ETF ADVISORSHARES ArcelorMittal Approve Financial Dorsey Wright ADR MT 03938L203 08-Jun-21 Management For For Yes SA Statements ETF ADVISORSHARES ArcelorMittal Approve Dividends of Dorsey Wright ADR MT 03938L203 08-Jun-21 Management For For Yes SA USD 0.30 Per Share ETF ADVISORSHARES ArcelorMittal Approve Allocation of Dorsey Wright ADR MT 03938L203 08-Jun-21 Management For For Yes SA Income ETF ADVISORSHARES ArcelorMittal Approve Remuneration Dorsey Wright ADR MT 03938L203 08-Jun-21 Management For For Yes SA Policy ETF ADVISORSHARES ArcelorMittal Approve Remuneration Dorsey Wright ADR MT 03938L203 08-Jun-21 Management For For Yes SA Report ETF Approve Remuneration of the Directors, Members ADVISORSHARES ArcelorMittal and Chairs of the Audit Dorsey Wright ADR MT 03938L203 08-Jun-21 Management For For Yes SA and Risk Committee and ETF Members and Chairs of the Other Committee ADVISORSHARES ArcelorMittal Approve Discharge of Dorsey Wright ADR MT 03938L203 08-Jun-21 Management For For Yes SA Directors ETF ADVISORSHARES ArcelorMittal Reelect Karyn Ovelmen Dorsey Wright ADR MT 03938L203 08-Jun-21 Management For For Yes SA as Director ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ADVISORSHARES ArcelorMittal Reelect Tye Burt as Dorsey Wright ADR MT 03938L203 08-Jun-21 Management For For Yes SA Director ETF ADVISORSHARES ArcelorMittal Elect Clarissa Lins as Dorsey Wright ADR MT 03938L203 08-Jun-21 Management For For Yes SA Director ETF ADVISORSHARES ArcelorMittal Approve Share Dorsey Wright ADR MT 03938L203 08-Jun-21 Management For For Yes SA Repurchase ETF ADVISORSHARES ArcelorMittal Renew Appointment of Dorsey Wright ADR MT 03938L203 08-Jun-21 Management For For Yes SA Deloitte Audit as Auditor ETF Approve Share Plan Grant, Restricted Share ADVISORSHARES Unit Plan and ArcelorMittal Dorsey Wright ADR MT 03938L203 08-Jun-21 Management Performance Unit Plan For For Yes SA ETF under the Executive Office PSU Plan and ArcelorMittal Equity Plan Approve Reduction in Share Capital through ADVISORSHARES ArcelorMittal Cancellation of Shares Dorsey Wright ADR MT 03938L203 08-Jun-21 Management For For Yes SA and Amend Articles 5.1 ETF and 5.2 of the Articles of Association ADVISORSHARES MercadoLibre, Elect Director Nicolas Dorsey Wright ADR MELI 58733R102 08-Jun-21 Management For For Yes Inc. Galperin ETF ADVISORSHARES MercadoLibre, Elect Director Henrique Dorsey Wright ADR MELI 58733R102 08-Jun-21 Management For For Yes Inc. Dubugras ETF ADVISORSHARES Advisory Vote to Ratify MercadoLibre, Dorsey Wright ADR MELI 58733R102 08-Jun-21 Management Named Executive For For Yes Inc. ETF Officers’ Compensation ADVISORSHARES MercadoLibre, Ratify Deloitte & Co. S.A Dorsey Wright ADR MELI 58733R102 08-Jun-21 Management For For Yes Inc. as Auditors ETF Receive Financial ADVISORSHARES Statements and Statutory Dorsey Wright ADR BioNTech SE BNTX 09075V102 22-Jun-21 Management Yes Reports for Fiscal Year ETF 2020 (Non-Voting) ADVISORSHARES Approve Discharge of Dorsey Wright ADR BioNTech SE BNTX 09075V102 22-Jun-21 Management Management Board for For For Yes ETF Fiscal Year 2020 ADVISORSHARES Approve Discharge of Dorsey Wright ADR BioNTech SE BNTX 09075V102 22-Jun-21 Management Supervisory Board for For For Yes ETF Fiscal Year 2020 ADVISORSHARES Ratify Ernst & Young Dorsey Wright ADR BioNTech SE BNTX 09075V102 22-Jun-21 Management GmbH as Auditors for For For Yes ETF Fiscal Year 2021 Approve Creation of EUR ADVISORSHARES 123.2 Million Pool of Dorsey Wright ADR BioNTech SE BNTX 09075V102 22-Jun-21 Management Capital with Partial For Against Yes ETF Exclusion of Preemptive Rights ADVISORSHARES Amend Stock Option Plan Dorsey Wright ADR BioNTech SE BNTX 09075V102 22-Jun-21 Management For For Yes 2017/2019 ETF Approve Stock Option Plan for Key Employees; ADVISORSHARES Approve Creation of EUR Dorsey Wright ADR BioNTech SE BNTX 09075V102 22-Jun-21 Management 8.4 Million Pool of For For Yes ETF Conditional Capital to Guarantee Conversion Rights ADVISORSHARES Amend 2019 Resolution Dorsey Wright ADR BioNTech SE BNTX 09075V102 22-Jun-21 Management on the Repurchase and For For Yes ETF Reissuance of Shares

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ADVISORSHARES Amend 2019 Resolution Dorsey Wright ADR BioNTech SE BNTX 09075V102 22-Jun-21 Management on the Repurchase and For For Yes ETF Reissuance of Shares ADVISORSHARES Approve Remuneration Dorsey Wright ADR BioNTech SE BNTX 09075V102 22-Jun-21 Management For For Yes Policy ETF ADVISORSHARES Approve Remuneration of Dorsey Wright ADR BioNTech SE BNTX 09075V102 22-Jun-21 Management For For Yes Supervisory Board ETF Cancel Affiliation ADVISORSHARES Agreement with JPT Dorsey Wright ADR BioNTech SE BNTX 09075V102 22-Jun-21 Management For For Yes Peptide Technologies ETF GmbH Approve Affiliation ADVISORSHARES Agreements with JPT Dorsey Wright ADR BioNTech SE BNTX 09075V102 22-Jun-21 Management For For Yes Peptide Technologies ETF GmbH Approve Affiliation ADVISORSHARES Agreements with Dorsey Wright ADR BioNTech SE BNTX 09075V102 22-Jun-21 Management For For Yes BioNTech Manufacturing ETF Marburg GmbH ADVISORSHARES Approve Affiliation Dorsey Wright ADR BioNTech SE BNTX 09075V102 22-Jun-21 Management Agreements with reSano For For Yes ETF GmbH ADVISORSHARES Sony Group Elect Director Yoshida, Dorsey Wright ADR 6758 835699307 22-Jun-21 Management For For Yes Corp. Kenichiro ETF ADVISORSHARES Sony Group Elect Director Totoki, Dorsey Wright ADR 6758 835699307 22-Jun-21 Management For For Yes Corp. Hiroki ETF ADVISORSHARES Sony Group Elect Director Sumi, Dorsey Wright ADR 6758 835699307 22-Jun-21 Management For For Yes Corp. Shuzo ETF ADVISORSHARES Sony Group Elect Director Tim Dorsey Wright ADR 6758 835699307 22-Jun-21 Management For For Yes Corp. Schaaff ETF ADVISORSHARES Sony Group Elect Director Oka, Dorsey Wright ADR 6758 835699307 22-Jun-21 Management For For Yes Corp. Toshiko ETF ADVISORSHARES Sony Group Elect Director Akiyama, Dorsey Wright ADR 6758 835699307 22-Jun-21 Management For For Yes Corp. Sakie ETF ADVISORSHARES Sony Group Elect Director Wendy Dorsey Wright ADR 6758 835699307 22-Jun-21 Management For For Yes Corp. Becker ETF ADVISORSHARES Sony Group Elect Director Hatanaka, Dorsey Wright ADR 6758 835699307 22-Jun-21 Management For For Yes Corp. Yoshihiko ETF ADVISORSHARES Sony Group Elect Director Adam Dorsey Wright ADR 6758 835699307 22-Jun-21 Management For For Yes Corp. Crozier ETF ADVISORSHARES Sony Group Elect Director Kishigami, Dorsey Wright ADR 6758 835699307 22-Jun-21 Management For For Yes Corp. Keiko ETF ADVISORSHARES Sony Group Elect Director Joseph A. Dorsey Wright ADR 6758 835699307 22-Jun-21 Management For For Yes Corp. Kraft Jr ETF ADVISORSHARES Sony Group Approve Stock Option Dorsey Wright ADR 6758 835699307 22-Jun-21 Management For For Yes Corp. Plan ETF Approve Deloitte Touche Tohmatsu Certified Public ADVISORSHARES Huazhu Group Accountants LLP as Dorsey Wright ADR 1179 44332N106 25-Jun-21 Management For For Yes Limited Auditors and Authorize ETF Board to Fix Their Remuneration ADVISORSHARES Huazhu Group Approve Share Sub- Dorsey Wright ADR 1179 44332N106 25-Jun-21 Management For For Yes Limited Division ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ADVISORSHARES Huazhu Group Amend Articles of Dorsey Wright ADR 1179 44332N106 25-Jun-21 Management For For Yes Limited Association ETF ADVISORSHARES Authorize Board to Ratify Huazhu Group Dorsey Wright ADR 1179 44332N106 25-Jun-21 Management and Execute Approved For For Yes Limited ETF Resolutions ADVISORSHARES Bicycle Dorsey Wright ADR Therapeutics BCYC 088786108 28-Jun-21 Management Elect Director Kevin Lee For For Yes ETF Plc ADVISORSHARES Bicycle Elect Director Jose-Carlos Dorsey Wright ADR Therapeutics BCYC 088786108 28-Jun-21 Management For For Yes Gutierrez-Ramos ETF Plc Ratify ADVISORSHARES Bicycle PricewaterhouseCoopers Dorsey Wright ADR Therapeutics BCYC 088786108 28-Jun-21 Management LLP as U.S. Independent For For Yes ETF Plc Registered Public Accounting Firm Ratify ADVISORSHARES Bicycle PricewaterhouseCoopers Dorsey Wright ADR Therapeutics BCYC 088786108 28-Jun-21 Management For For Yes LLP as UK Statutory ETF Plc Auditors ADVISORSHARES Bicycle Authorise Board to Fix Dorsey Wright ADR Therapeutics BCYC 088786108 28-Jun-21 Management For For Yes Remuneration of Auditors ETF Plc ADVISORSHARES Bicycle Accept Financial Dorsey Wright ADR Therapeutics BCYC 088786108 28-Jun-21 Management Statements and Statutory For For Yes ETF Plc Reports ADVISORSHARES Bicycle Approve Remuneration Dorsey Wright ADR Therapeutics BCYC 088786108 28-Jun-21 Management For For Yes Report ETF Plc ADVISORSHARES Bicycle Authorise Issuance of Dorsey Wright ADR Therapeutics BCYC 088786108 28-Jun-21 Management For Against Yes Equity ETF Plc ADVISORSHARES Bicycle Authorise Issue of Equity Dorsey Wright ADR Therapeutics BCYC 088786108 28-Jun-21 Management without Pre-emptive For Against Yes ETF Plc Rights

======ADVISORSHARES DORSEY WRIGHT MICRO-CAP ETF ======

Institutional Company Provider Meeting Management Vote Ticker Proponent Proposal Text Voted Account Name Name Security ID Date Recommendation Instruction AdvisorShares Approve Special Cash Dorsey Wright Camtek Ltd. CAMT M20791105 07-Jul-20 Management For For Yes Bonus to CEO Micro-Cap ETF AdvisorShares Approve 2019 Equity Dorsey Wright Camtek Ltd. CAMT M20791105 07-Jul-20 Management For For Yes Grant to CEO Micro-Cap ETF AdvisorShares Approve Compensation Dorsey Wright Camtek Ltd. CAMT M20791105 07-Jul-20 Management Policy for the Directors and For For Yes Micro-Cap ETF Officers of the Company Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, AdvisorShares as indicated in the proxy Dorsey Wright Camtek Ltd. CAMT M20791105 07-Jul-20 Management card; otherwise, vote None Against Yes Micro-Cap ETF AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document If you are an Interest Holder as defined in AdvisorShares Section 1 of the Securities Dorsey Wright Camtek Ltd. CAMT M20791105 07-Jul-20 Management None Against Yes Law, 1968, vote Micro-Cap ETF FOR. Otherwise, vote against. If you are a Senior Officer AdvisorShares as defined in Section 37(D) Dorsey Wright Camtek Ltd. CAMT M20791105 07-Jul-20 Management of the Securities Law, None Against Yes Micro-Cap ETF 1968, vote FOR. Otherwise, vote against. If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial AdvisorShares Services Regulations 2009 Dorsey Wright Camtek Ltd. CAMT M20791105 07-Jul-20 Management or a Manager of a Joint None Against Yes Micro-Cap ETF Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. AdvisorShares CRA Elect Director Richard D. Dorsey Wright International, CRAI 12618T105 08-Jul-20 Management For For Yes Booth Micro-Cap ETF Inc. AdvisorShares CRA Elect Director William F. Dorsey Wright International, CRAI 12618T105 08-Jul-20 Management For Withhold Yes Concannon Micro-Cap ETF Inc. AdvisorShares CRA Elect Director Christine R. Dorsey Wright International, CRAI 12618T105 08-Jul-20 Management For For Yes Detrick Micro-Cap ETF Inc. AdvisorShares CRA Advisory Vote to Ratify Dorsey Wright International, CRAI 12618T105 08-Jul-20 Management Named Executive Officers’ For For Yes Micro-Cap ETF Inc. Compensation AdvisorShares CRA Ratify Grant Thornton LLP Dorsey Wright International, CRAI 12618T105 08-Jul-20 Management For For Yes as Auditors Micro-Cap ETF Inc. AdvisorShares Cue Biopharma, Elect Director Daniel R. Dorsey Wright CUE 22978P106 09-Jul-20 Management For For Yes Inc. Passeri Micro-Cap ETF AdvisorShares Cue Biopharma, Elect Director Peter A. Dorsey Wright CUE 22978P106 09-Jul-20 Management For For Yes Inc. Kiener Micro-Cap ETF AdvisorShares Cue Biopharma, Elect Director Aaron Dorsey Wright CUE 22978P106 09-Jul-20 Management For For Yes Inc. Fletcher Micro-Cap ETF AdvisorShares Cue Biopharma, Elect Director Cameron Dorsey Wright CUE 22978P106 09-Jul-20 Management For For Yes Inc. Gray Micro-Cap ETF AdvisorShares Cue Biopharma, Dorsey Wright CUE 22978P106 09-Jul-20 Management Elect Director Barry Simon For Withhold Yes Inc. Micro-Cap ETF AdvisorShares Cue Biopharma, Elect Director Frederick Dorsey Wright CUE 22978P106 09-Jul-20 Management For Withhold Yes Inc. Driscoll Micro-Cap ETF AdvisorShares Cue Biopharma, Elect Director Frank Dorsey Wright CUE 22978P106 09-Jul-20 Management For Withhold Yes Inc. Morich Micro-Cap ETF AdvisorShares Cue Biopharma, Increase Authorized Dorsey Wright CUE 22978P106 09-Jul-20 Management For For Yes Inc. Common Stock Micro-Cap ETF AdvisorShares Cue Biopharma, Ratify RSM US LLP as Dorsey Wright CUE 22978P106 09-Jul-20 Management For For Yes Inc. Auditors Micro-Cap ETF AdvisorShares Newtek Approve Issuance of Dorsey Wright Business NEWT 652526203 10-Jul-20 Management Shares Below Net Asset For For Yes Micro-Cap ETF Services Corp. Value (NAV) AdvisorShares Newtek Dorsey Wright Business NEWT 652526203 10-Jul-20 Management Amend Bylaws For For Yes Micro-Cap ETF Services Corp.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Newtek Dorsey Wright Business NEWT 652526203 10-Jul-20 Management Adjourn Meeting For For Yes Micro-Cap ETF Services Corp. AdvisorShares Energy Elect Director Alexander J. Dorsey Wright ERII 29270J100 16-Jul-20 Management For For Yes Recovery, Inc. Buehler Micro-Cap ETF AdvisorShares Energy Elect Director Robert Yu Dorsey Wright ERII 29270J100 16-Jul-20 Management For Withhold Yes Recovery, Inc. Lang Mao Micro-Cap ETF AdvisorShares Energy Approve Omnibus Stock Dorsey Wright ERII 29270J100 16-Jul-20 Management For Against Yes Recovery, Inc. Plan Micro-Cap ETF AdvisorShares Energy Ratify Deloitte & Touche Dorsey Wright ERII 29270J100 16-Jul-20 Management For For Yes Recovery, Inc. LLP as Auditors Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Energy Dorsey Wright ERII 29270J100 16-Jul-20 Management Named Executive Officers’ For For Yes Recovery, Inc. Micro-Cap ETF Compensation AdvisorShares Atomera Dorsey Wright ATOM 04965B100 30-Jul-20 Management Elect Director John Gerber For Withhold Yes Incorporated Micro-Cap ETF AdvisorShares Atomera Dorsey Wright ATOM 04965B100 30-Jul-20 Management Elect Director Scott Bibaud For For Yes Incorporated Micro-Cap ETF AdvisorShares Atomera Elect Director Erwin Dorsey Wright ATOM 04965B100 30-Jul-20 Management For For Yes Incorporated Trautmann Micro-Cap ETF AdvisorShares Atomera Elect Director C. Rinn Dorsey Wright ATOM 04965B100 30-Jul-20 Management For Withhold Yes Incorporated Cleavelin Micro-Cap ETF AdvisorShares Atomera Elect Director Rolf Dorsey Wright ATOM 04965B100 30-Jul-20 Management For For Yes Incorporated Stadheim Micro-Cap ETF AdvisorShares Atomera Elect Director Steve Dorsey Wright ATOM 04965B100 30-Jul-20 Management For For Yes Incorporated Shevick Micro-Cap ETF AdvisorShares Atomera Elect Director Duy-Loan T. Dorsey Wright ATOM 04965B100 30-Jul-20 Management For For Yes Incorporated Le Micro-Cap ETF AdvisorShares Atomera Ratify Marcum LLP as Dorsey Wright ATOM 04965B100 30-Jul-20 Management For For Yes Incorporated Auditors Micro-Cap ETF AdvisorShares PetMed Express, Elect Director Menderes Dorsey Wright PETS 716382106 31-Jul-20 Management For For Yes Inc. Akdag Micro-Cap ETF AdvisorShares PetMed Express, Elect Director Leslie C.G. Dorsey Wright PETS 716382106 31-Jul-20 Management For For Yes Inc. Campbell Micro-Cap ETF AdvisorShares PetMed Express, Elect Director Frank J. Dorsey Wright PETS 716382106 31-Jul-20 Management For For Yes Inc. Formica Micro-Cap ETF AdvisorShares PetMed Express, Elect Director Gian M. Dorsey Wright PETS 716382106 31-Jul-20 Management For For Yes Inc. Fulgoni Micro-Cap ETF AdvisorShares PetMed Express, Elect Director Ronald J. Dorsey Wright PETS 716382106 31-Jul-20 Management For For Yes Inc. Korn Micro-Cap ETF AdvisorShares PetMed Express, Elect Director Robert C. Dorsey Wright PETS 716382106 31-Jul-20 Management For For Yes Inc. Schweitzer Micro-Cap ETF AdvisorShares Advisory Vote to Ratify PetMed Express, Dorsey Wright PETS 716382106 31-Jul-20 Management Named Executive Officers’ For For Yes Inc. Micro-Cap ETF Compensation AdvisorShares PetMed Express, Ratify RSM US LLP as Dorsey Wright PETS 716382106 31-Jul-20 Management For For Yes Inc. Auditors Micro-Cap ETF AdvisorShares Dorsey Wright Affimed NV AFMD N01045108 04-Aug-20 Management Open Meeting Yes Micro-Cap ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Receive Report of Dorsey Wright Affimed NV AFMD N01045108 04-Aug-20 Management Management Board (Non- Yes Micro-Cap ETF Voting) AdvisorShares Adopt Financial Statements Dorsey Wright Affimed NV AFMD N01045108 04-Aug-20 Management For For Yes and Statutory Reports Micro-Cap ETF AdvisorShares Approve Discharge of Dorsey Wright Affimed NV AFMD N01045108 04-Aug-20 Management For For Yes Management Board Micro-Cap ETF AdvisorShares Approve Discharge of Dorsey Wright Affimed NV AFMD N01045108 04-Aug-20 Management For For Yes Supervisory Board Micro-Cap ETF AdvisorShares Amend Remuneration Dorsey Wright Affimed NV AFMD N01045108 04-Aug-20 Management Policy for Management For Against Yes Micro-Cap ETF Board AdvisorShares Amend Remuneration Dorsey Wright Affimed NV AFMD N01045108 04-Aug-20 Management Policy for Supervisory For Against Yes Micro-Cap ETF Board AdvisorShares Reelect Adi Hoess to Dorsey Wright Affimed NV AFMD N01045108 04-Aug-20 Management For For Yes Management Board Micro-Cap ETF AdvisorShares Reelect Wolfgang Fischer Dorsey Wright Affimed NV AFMD N01045108 04-Aug-20 Management For For Yes to Management Board Micro-Cap ETF AdvisorShares Elect Angus Smith to Dorsey Wright Affimed NV AFMD N01045108 04-Aug-20 Management For For Yes Management Board Micro-Cap ETF AdvisorShares Elect Arndt Schottelius to Dorsey Wright Affimed NV AFMD N01045108 04-Aug-20 Management For For Yes Management Board Micro-Cap ETF AdvisorShares Elect Andreas Harstrick to Dorsey Wright Affimed NV AFMD N01045108 04-Aug-20 Management For For Yes Management Board Micro-Cap ETF AdvisorShares Reelect Thomas Hecht to Dorsey Wright Affimed NV AFMD N01045108 04-Aug-20 Management For For Yes Supervisory Board Micro-Cap ETF AdvisorShares Reelect Ferdinand Dorsey Wright Affimed NV AFMD N01045108 04-Aug-20 Management Verdonck to Supervisory For For Yes Micro-Cap ETF Board AdvisorShares Elect Harry Welten to Dorsey Wright Affimed NV AFMD N01045108 04-Aug-20 Management For For Yes Supervisory Board Micro-Cap ETF AdvisorShares Elect Annalisa Jenkins to Dorsey Wright Affimed NV AFMD N01045108 04-Aug-20 Management For For Yes Supervisory Board Micro-Cap ETF AdvisorShares Ratify KPMG N.V. as Dorsey Wright Affimed NV AFMD N01045108 04-Aug-20 Management For For Yes Auditors Micro-Cap ETF Approve Abolishment of AdvisorShares Cumulative Preference Dorsey Wright Affimed NV AFMD N01045108 04-Aug-20 Management For For Yes Shares and Amend Articles Micro-Cap ETF of Association AdvisorShares Authorize Repurchase of Dorsey Wright Affimed NV AFMD N01045108 04-Aug-20 Management For For Yes Shares Micro-Cap ETF AdvisorShares Other Business (Non- Dorsey Wright Affimed NV AFMD N01045108 04-Aug-20 Management Yes Voting) Micro-Cap ETF AdvisorShares Dorsey Wright Affimed NV AFMD N01045108 04-Aug-20 Management Close Meeting Yes Micro-Cap ETF AdvisorShares Vista Outdoor Elect Director Tig H. Dorsey Wright VSTO 928377100 04-Aug-20 Management For For Yes Inc. Krekel Micro-Cap ETF AdvisorShares Vista Outdoor Elect Director Gary L. Dorsey Wright VSTO 928377100 04-Aug-20 Management For For Yes Inc. McArthur Micro-Cap ETF AdvisorShares Vista Outdoor Elect Director Mark A. Dorsey Wright VSTO 928377100 04-Aug-20 Management For For Yes Inc. Gottfredson Micro-Cap ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Vista Outdoor Elect Director Christopher Dorsey Wright VSTO 928377100 04-Aug-20 Management For For Yes Inc. T. Metz Micro-Cap ETF AdvisorShares Vista Outdoor Elect Director Michael D. Dorsey Wright VSTO 928377100 04-Aug-20 Management For For Yes Inc. Robinson Micro-Cap ETF AdvisorShares Vista Outdoor Elect Director Frances P. Dorsey Wright VSTO 928377100 04-Aug-20 Management For For Yes Inc. Philip Micro-Cap ETF AdvisorShares Vista Outdoor Elect Director Lynn M. Dorsey Wright VSTO 928377100 04-Aug-20 Management For For Yes Inc. Utter Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Vista Outdoor Dorsey Wright VSTO 928377100 04-Aug-20 Management Named Executive Officers’ For For Yes Inc. Micro-Cap ETF Compensation AdvisorShares Vista Outdoor Ratify Deloitte & Touche Dorsey Wright VSTO 928377100 04-Aug-20 Management For For Yes Inc. LLP as Auditors Micro-Cap ETF AdvisorShares Vista Outdoor Approve Omnibus Stock Dorsey Wright VSTO 928377100 04-Aug-20 Management For For Yes Inc. Plan Micro-Cap ETF AdvisorShares Orion Energy Elect Director Ellen B. Dorsey Wright OESX 686275108 06-Aug-20 Management For Withhold Yes Systems, Inc. Richstone Micro-Cap ETF AdvisorShares Orion Energy Elect Director Michael J. Dorsey Wright OESX 686275108 06-Aug-20 Management For Withhold Yes Systems, Inc. Potts Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Orion Energy Dorsey Wright OESX 686275108 06-Aug-20 Management Named Executive Officers’ For Against Yes Systems, Inc. Micro-Cap ETF Compensation AdvisorShares Orion Energy Ratify BDO USA, LLP as Dorsey Wright OESX 686275108 06-Aug-20 Management For For Yes Systems, Inc. Auditors Micro-Cap ETF AdvisorShares Utah Medical Elect Director Ernst G. Dorsey Wright UTMD 917488108 07-Aug-20 Management For Withhold Yes Products, Inc. Hoyer Micro-Cap ETF AdvisorShares Utah Medical Elect Director James H. Dorsey Wright UTMD 917488108 07-Aug-20 Management For Withhold Yes Products, Inc. Beeson Micro-Cap ETF AdvisorShares Utah Medical Ratify Haynie & Company Dorsey Wright UTMD 917488108 07-Aug-20 Management For For Yes Products, Inc. as Auditors Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Utah Medical Dorsey Wright UTMD 917488108 07-Aug-20 Management Named Executive Officers’ For For Yes Products, Inc. Micro-Cap ETF Compensation AdvisorShares Kornit Digital Reelect Ofer Ben Zur as Dorsey Wright KRNT M6372Q113 12-Aug-20 Management For For Yes Ltd. Director Micro-Cap ETF AdvisorShares Kornit Digital Reelect Lauri Hanover as Dorsey Wright KRNT M6372Q113 12-Aug-20 Management For For Yes Ltd. Director Micro-Cap ETF AdvisorShares Kornit Digital Reelect Gabi Seligsohn as Dorsey Wright KRNT M6372Q113 12-Aug-20 Management For For Yes Ltd. Director Micro-Cap ETF AdvisorShares Kornit Digital Relect Yehoshua (Shuki) Dorsey Wright KRNT M6372Q113 12-Aug-20 Management For For Yes Ltd. Nir as Director Micro-Cap ETF Reappoint Kost Forer AdvisorShares Gabbay & Kasierer as Kornit Digital Dorsey Wright KRNT M6372Q113 12-Aug-20 Management Auditors and Authorize For For Yes Ltd. Micro-Cap ETF Board to Fix Their Remuneration Approve Amended AdvisorShares Kornit Digital Compensation Policy for Dorsey Wright KRNT M6372Q113 12-Aug-20 Management For For Yes Ltd. the Directors and Officers Micro-Cap ETF of the Company AdvisorShares Approve Amended Kornit Digital Dorsey Wright KRNT M6372Q113 12-Aug-20 Management Compensation Package of For For Yes Ltd. Micro-Cap ETF Ronen Samuel, CEO

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Approve Compensation of Kornit Digital Dorsey Wright KRNT M6372Q113 12-Aug-20 Management All Current and Future For For Yes Ltd. Micro-Cap ETF Directors and Officers AdvisorShares Discuss Financial Kornit Digital Dorsey Wright KRNT M6372Q113 12-Aug-20 Management Statements and the Report Yes Ltd. Micro-Cap ETF of the Board Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several AdvisorShares Kornit Digital resolutions, as indicated in Dorsey Wright KRNT M6372Q113 12-Aug-20 Management None For Yes Ltd. the proxy card; otherwise, Micro-Cap ETF vote AGAINST. If you vote AGAINST, please provide an explanation to your account manager AdvisorShares NeuBase Elect Director Franklyn G. Dorsey Wright Therapeutics, NBSE 64132K102 12-Aug-20 Management For Withhold Yes Prendergast Micro-Cap ETF Inc. AdvisorShares NeuBase Ratify Marcum LLP as Dorsey Wright Therapeutics, NBSE 64132K102 12-Aug-20 Management For For Yes Auditors Micro-Cap ETF Inc. AdvisorShares NeuBase Advisory Vote to Ratify Dorsey Wright Therapeutics, NBSE 64132K102 12-Aug-20 Management Named Executive Officers’ For For Yes Micro-Cap ETF Inc. Compensation AdvisorShares NeuBase Advisory Vote on Say on Dorsey Wright Therapeutics, NBSE 64132K102 12-Aug-20 Management One Year One Year Yes Pay Frequency Micro-Cap ETF Inc. AdvisorShares VOXX Elect Director Peter A. Dorsey Wright International VOXX 91829F104 17-Aug-20 Management For Withhold Yes Lesser Micro-Cap ETF Corporation AdvisorShares VOXX Elect Director Denise Dorsey Wright International VOXX 91829F104 17-Aug-20 Management For Withhold Yes Waund Gibson Micro-Cap ETF Corporation AdvisorShares VOXX Elect Director John Dorsey Wright International VOXX 91829F104 17-Aug-20 Management For Withhold Yes Adamovich, Jr. Micro-Cap ETF Corporation AdvisorShares VOXX Elect Director John J. Dorsey Wright International VOXX 91829F104 17-Aug-20 Management For Withhold Yes Shalam Micro-Cap ETF Corporation AdvisorShares VOXX Elect Director Patrick M. Dorsey Wright International VOXX 91829F104 17-Aug-20 Management For Withhold Yes Lavelle Micro-Cap ETF Corporation AdvisorShares VOXX Elect Director Charles M. Dorsey Wright International VOXX 91829F104 17-Aug-20 Management For Withhold Yes Stoehr Micro-Cap ETF Corporation AdvisorShares VOXX Elect Director Ari M. Dorsey Wright International VOXX 91829F104 17-Aug-20 Management For Withhold Yes Shalam Micro-Cap ETF Corporation AdvisorShares VOXX Amend Restricted Stock Dorsey Wright International VOXX 91829F104 17-Aug-20 Management For For Yes Plan Micro-Cap ETF Corporation AdvisorShares VOXX Advisory Vote to Ratify Dorsey Wright International VOXX 91829F104 17-Aug-20 Management Named Executive Officers’ For For Yes Micro-Cap ETF Corporation Compensation AdvisorShares VOXX Ratify Grant Thornton LLP Dorsey Wright International VOXX 91829F104 17-Aug-20 Management For For Yes as Auditors Micro-Cap ETF Corporation AdvisorShares American Elect Director Lizanne Dorsey Wright AMSWA 029683109 19-Aug-20 Management For For Yes Software, Inc. Thomas Micro-Cap ETF AdvisorShares American Elect Director James B. Dorsey Wright AMSWA 029683109 19-Aug-20 Management For For Yes Software, Inc. Miller, Jr. Micro-Cap ETF AdvisorShares American Ratify KPMG LLP as Dorsey Wright AMSWA 029683109 19-Aug-20 Management For For Yes Software, Inc. Auditors Micro-Cap ETF AdvisorShares Advisory Vote to Ratify American Dorsey Wright AMSWA 029683109 19-Aug-20 Management Named Executive Officers’ For For Yes Software, Inc. Micro-Cap ETF Compensation

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Change Country of Collier Creek Dorsey Wright CCH G22707106 27-Aug-20 Management Incorporation [Cayman For For Yes Holdings Micro-Cap ETF Islands to Delaware] AdvisorShares Collier Creek Dorsey Wright CCH G22707106 27-Aug-20 Management Approve SPAC Transaction For For Yes Holdings Micro-Cap ETF AdvisorShares Collier Creek Approve Omnibus Stock Dorsey Wright CCH G22707106 27-Aug-20 Management For For Yes Holdings Plan Micro-Cap ETF Increase Authorized AdvisorShares Collier Creek Common Stock and Dorsey Wright CCH G22707106 27-Aug-20 Management For For Yes Holdings Authorize New Class of Micro-Cap ETF Common Stock AdvisorShares Authorize the Board to Collier Creek Dorsey Wright CCH G22707106 27-Aug-20 Management Make Future Issuances of For For Yes Holdings Micro-Cap ETF Any Preferred Shares AdvisorShares Collier Creek Amend Certificate of Dorsey Wright CCH G22707106 27-Aug-20 Management For For Yes Holdings Incorporation Micro-Cap ETF AdvisorShares Collier Creek Eliminate Right to Act by Dorsey Wright CCH G22707106 27-Aug-20 Management For Against Yes Holdings Written Consent Micro-Cap ETF AdvisorShares Collier Creek Dorsey Wright CCH G22707106 27-Aug-20 Management Classify Board For Against Yes Holdings Micro-Cap ETF Adopt the Jurisdiction of AdvisorShares Collier Creek Incorporation as the Dorsey Wright CCH G22707106 27-Aug-20 Management For For Yes Holdings Exclusive Forum for Micro-Cap ETF Certain Disputes AdvisorShares Collier Creek Dorsey Wright CCH G22707106 27-Aug-20 Management Amend Bylaws For For Yes Holdings Micro-Cap ETF AdvisorShares Collier Creek Dorsey Wright CCH G22707106 27-Aug-20 Management Adjourn Meeting For For Yes Holdings Micro-Cap ETF AdvisorShares e.l.f. Beauty, Elect Director Kirk L. Dorsey Wright ELF 26856L103 27-Aug-20 Management For Withhold Yes Inc. Perry Micro-Cap ETF AdvisorShares e.l.f. Beauty, Elect Director Sabrina L. Dorsey Wright ELF 26856L103 27-Aug-20 Management For Withhold Yes Inc. Simmons Micro-Cap ETF AdvisorShares e.l.f. Beauty, Elect Director Maureen C. Dorsey Wright ELF 26856L103 27-Aug-20 Management For Withhold Yes Inc. Watson Micro-Cap ETF AdvisorShares Advisory Vote to Ratify e.l.f. Beauty, Dorsey Wright ELF 26856L103 27-Aug-20 Management Named Executive Officers’ For Against Yes Inc. Micro-Cap ETF Compensation AdvisorShares e.l.f. Beauty, Advisory Vote on Say on Dorsey Wright ELF 26856L103 27-Aug-20 Management One Year One Year Yes Inc. Pay Frequency Micro-Cap ETF AdvisorShares e.l.f. Beauty, Ratify Deloitte & Touche Dorsey Wright ELF 26856L103 27-Aug-20 Management For For Yes Inc. LLP as Auditors Micro-Cap ETF AdvisorShares Global Medical Elect Director Jeffrey M. Dorsey Wright GMRE 37954A204 02-Sep-20 Management For For Yes REIT Inc. Busch Micro-Cap ETF AdvisorShares Global Medical Elect Director Matthew L. Dorsey Wright GMRE 37954A204 02-Sep-20 Management For For Yes REIT Inc. Cypher Micro-Cap ETF AdvisorShares Global Medical Elect Director Zhang Dorsey Wright GMRE 37954A204 02-Sep-20 Management For Against Yes REIT Inc. Jingguo Micro-Cap ETF AdvisorShares Global Medical Elect Director Ronald Dorsey Wright GMRE 37954A204 02-Sep-20 Management For For Yes REIT Inc. Marston Micro-Cap ETF AdvisorShares Global Medical Elect Director Roscoe M. Dorsey Wright GMRE 37954A204 02-Sep-20 Management For For Yes REIT Inc. Moore, Jr. Micro-Cap ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Global Medical Elect Director Henry E. Dorsey Wright GMRE 37954A204 02-Sep-20 Management For For Yes REIT Inc. Cole Micro-Cap ETF AdvisorShares Global Medical Dorsey Wright GMRE 37954A204 02-Sep-20 Management Elect Director Zhang Huiqi For For Yes REIT Inc. Micro-Cap ETF AdvisorShares Global Medical Elect Director Paula R. Dorsey Wright GMRE 37954A204 02-Sep-20 Management For For Yes REIT Inc. Crowley Micro-Cap ETF AdvisorShares Global Medical Elect Director Lori Dorsey Wright GMRE 37954A204 02-Sep-20 Management For For Yes REIT Inc. Wittman Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Global Medical Dorsey Wright GMRE 37954A204 02-Sep-20 Management Named Executive Officers’ For For Yes REIT Inc. Micro-Cap ETF Compensation AdvisorShares Global Medical Ratify Deloitte & Touche Dorsey Wright GMRE 37954A204 02-Sep-20 Management For For Yes REIT Inc. LLP as Auditors Micro-Cap ETF AdvisorShares FutureFuel Elect Director Paul M. Dorsey Wright FF 36116M106 03-Sep-20 Management For For Yes Corp. Manheim Micro-Cap ETF AdvisorShares FutureFuel Elect Director Jeffrey L. Dorsey Wright FF 36116M106 03-Sep-20 Management For For Yes Corp. Schwartz Micro-Cap ETF AdvisorShares FutureFuel Elect Director Rose M. Dorsey Wright FF 36116M106 03-Sep-20 Management For For Yes Corp. Sparks Micro-Cap ETF AdvisorShares FutureFuel Ratify RSM US LLP as Dorsey Wright FF 36116M106 03-Sep-20 Management For For Yes Corp. Auditors Micro-Cap ETF AdvisorShares Advisory Vote to Ratify FutureFuel Dorsey Wright FF 36116M106 03-Sep-20 Management Named Executive Officers’ For For Yes Corp. Micro-Cap ETF Compensation AdvisorShares FutureFuel Dorsey Wright FF 36116M106 03-Sep-20 Management Other Business For Against Yes Corp. Micro-Cap ETF AdvisorShares Hamilton Lane Elect Director David J. Dorsey Wright HLNE 407497106 03-Sep-20 Management For Withhold Yes Incorporated Berkman Micro-Cap ETF AdvisorShares Hamilton Lane Elect Director O. Griffith Dorsey Wright HLNE 407497106 03-Sep-20 Management For Withhold Yes Incorporated Sexton Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Hamilton Lane Dorsey Wright HLNE 407497106 03-Sep-20 Management Named Executive Officers’ For For Yes Incorporated Micro-Cap ETF Compensation AdvisorShares Hamilton Lane Ratify Ernst & Young LLP Dorsey Wright HLNE 407497106 03-Sep-20 Management For For Yes Incorporated as Auditors Micro-Cap ETF AdvisorShares Dorsey Wright Tucows Inc. TCX 898697206 08-Sep-20 Management Elect Director Allen Karp For For Yes Micro-Cap ETF AdvisorShares Elect Director Rawleigh H. Dorsey Wright Tucows Inc. TCX 898697206 08-Sep-20 Management For For Yes Ralls Micro-Cap ETF AdvisorShares Elect Director Jeffrey Dorsey Wright Tucows Inc. TCX 898697206 08-Sep-20 Management For For Yes Schwartz Micro-Cap ETF AdvisorShares Dorsey Wright Tucows Inc. TCX 898697206 08-Sep-20 Management Elect Director Erez Gissin For For Yes Micro-Cap ETF AdvisorShares Dorsey Wright Tucows Inc. TCX 898697206 08-Sep-20 Management Elect Director Robin Chase For For Yes Micro-Cap ETF AdvisorShares Dorsey Wright Tucows Inc. TCX 898697206 08-Sep-20 Management Elect Director Elliot Noss For For Yes Micro-Cap ETF AdvisorShares Elect Director Brad Dorsey Wright Tucows Inc. TCX 898697206 08-Sep-20 Management For For Yes Burnham Micro-Cap ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Amend Omnibus Stock Dorsey Wright Tucows Inc. TCX 898697206 08-Sep-20 Management For Against Yes Plan Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Dorsey Wright Tucows Inc. TCX 898697206 08-Sep-20 Management Named Executive Officers’ For For Yes Micro-Cap ETF Compensation AdvisorShares Advisory Vote on Say on Dorsey Wright Tucows Inc. TCX 898697206 08-Sep-20 Management Three Years One Year Yes Pay Frequency Micro-Cap ETF AdvisorShares Ratify KPMG LLP as Dorsey Wright Tucows Inc. TCX 898697206 08-Sep-20 Management For For Yes Auditors Micro-Cap ETF AdvisorShares AudioCodes Reelect Eyal Kishon as Dorsey Wright AUDC M15342104 15-Sep-20 Management For Against Yes Ltd. Director Micro-Cap ETF AdvisorShares AudioCodes Reelect Joseph Tenne as Dorsey Wright AUDC M15342104 15-Sep-20 Management For Against Yes Ltd. Director Micro-Cap ETF AdvisorShares AudioCodes Approve New Articles of Dorsey Wright AUDC M15342104 15-Sep-20 Management For For Yes Ltd. Association Micro-Cap ETF Reappoint Kost, Forer, AdvisorShares Gabbay, and Kasierer as AudioCodes Dorsey Wright AUDC M15342104 15-Sep-20 Management Auditors and Authorize For For Yes Ltd. Micro-Cap ETF Board to Fix Their Remuneration AdvisorShares Discuss Financial AudioCodes Dorsey Wright AUDC M15342104 15-Sep-20 Management Statements and the Report Yes Ltd. Micro-Cap ETF of the Board Vote FOR if you are NOT a controlling shareholder and AdvisorShares do NOT have a personal AudioCodes Dorsey Wright AUDC M15342104 15-Sep-20 Management interest in one or several None For Yes Ltd. Micro-Cap ETF resolutions, as indicated in the proxy card; otherwise, vote AGAINST AdvisorShares Digital Turbine, Elect Director Robert Dorsey Wright APPS 25400W102 15-Sep-20 Management For For Yes Inc. Deutschman Micro-Cap ETF AdvisorShares Digital Turbine, Elect Director Roy H. Dorsey Wright APPS 25400W102 15-Sep-20 Management For For Yes Inc. Chestnutt Micro-Cap ETF AdvisorShares Digital Turbine, Elect Director Mohan S. Dorsey Wright APPS 25400W102 15-Sep-20 Management For For Yes Inc. Gyani Micro-Cap ETF AdvisorShares Digital Turbine, Elect Director Jeffrey Dorsey Wright APPS 25400W102 15-Sep-20 Management For For Yes Inc. Karish Micro-Cap ETF AdvisorShares Digital Turbine, Elect Director Christopher Dorsey Wright APPS 25400W102 15-Sep-20 Management For For Yes Inc. Rogers Micro-Cap ETF AdvisorShares Digital Turbine, Elect Director Michelle M. Dorsey Wright APPS 25400W102 15-Sep-20 Management For For Yes Inc. Sterling Micro-Cap ETF AdvisorShares Digital Turbine, Elect Director William G. Dorsey Wright APPS 25400W102 15-Sep-20 Management For For Yes Inc. Stone, III Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Digital Turbine, Dorsey Wright APPS 25400W102 15-Sep-20 Management Named Executive Officers’ For For Yes Inc. Micro-Cap ETF Compensation AdvisorShares Digital Turbine, Advisory Vote on Say on Dorsey Wright APPS 25400W102 15-Sep-20 Management One Year One Year Yes Inc. Pay Frequency Micro-Cap ETF AdvisorShares Digital Turbine, Approve Omnibus Stock Dorsey Wright APPS 25400W102 15-Sep-20 Management For Against Yes Inc. Plan Micro-Cap ETF AdvisorShares Digital Turbine, Ratify SingerLewak LLP Dorsey Wright APPS 25400W102 15-Sep-20 Management For For Yes Inc. as Auditors Micro-Cap ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Reelect Paul Sekhri as Dorsey Wright Compugen Ltd. CGEN M25722105 16-Sep-20 Management For For Yes Director Micro-Cap ETF AdvisorShares Reelect Anat Cohen-Dayag Dorsey Wright Compugen Ltd. CGEN M25722105 16-Sep-20 Management For For Yes as Director Micro-Cap ETF AdvisorShares Reelect Eran Perry as Dorsey Wright Compugen Ltd. CGEN M25722105 16-Sep-20 Management For For Yes Director Micro-Cap ETF AdvisorShares Reelect Gilead Halevy as Dorsey Wright Compugen Ltd. CGEN M25722105 16-Sep-20 Management For For Yes Director Micro-Cap ETF AdvisorShares Reelect Jean-Pierre Bizzari Dorsey Wright Compugen Ltd. CGEN M25722105 16-Sep-20 Management For For Yes as Director Micro-Cap ETF AdvisorShares Reelect Kinneret Livnat Dorsey Wright Compugen Ltd. CGEN M25722105 16-Sep-20 Management For For Yes Savitzky as Director Micro-Cap ETF AdvisorShares Reelect Sanford (Sandy) Dorsey Wright Compugen Ltd. CGEN M25722105 16-Sep-20 Management For For Yes Zweifach as Director Micro-Cap ETF Approve Amended AdvisorShares Compensation Policy for Dorsey Wright Compugen Ltd. CGEN M25722105 16-Sep-20 Management For For Yes the Directors and Officers Micro-Cap ETF of the Company AdvisorShares Approve Monthly Dorsey Wright Compugen Ltd. CGEN M25722105 16-Sep-20 Management Compensation of Anat For For Yes Micro-Cap ETF Cohen-Dayag, CEO AdvisorShares Approve Special Bonus Dorsey Wright Compugen Ltd. CGEN M25722105 16-Sep-20 Management Payment to Anat Cohen- For For Yes Micro-Cap ETF Dayag, CEO AdvisorShares Approve Annual Bonus Dorsey Wright Compugen Ltd. CGEN M25722105 16-Sep-20 Management Plan for 2021-2023 to Anat For For Yes Micro-Cap ETF Cohen-Dayag, CEO AdvisorShares Approve Equity Awards to Dorsey Wright Compugen Ltd. CGEN M25722105 16-Sep-20 Management Plan for 2021-2023 to Anat For For Yes Micro-Cap ETF Cohen-Dayag, CEO AdvisorShares Approve Annual Equity Dorsey Wright Compugen Ltd. CGEN M25722105 16-Sep-20 Management Award Plan to Non- For For Yes Micro-Cap ETF Executive Directors AdvisorShares Reappoint Kost Forer Dorsey Wright Compugen Ltd. CGEN M25722105 16-Sep-20 Management Gabbay & Kasierer as For For Yes Micro-Cap ETF Auditors AdvisorShares Discuss Financial Dorsey Wright Compugen Ltd. CGEN M25722105 16-Sep-20 Management Statements and the Report Yes Micro-Cap ETF of the Board Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, AdvisorShares as indicated in the proxy Dorsey Wright Compugen Ltd. CGEN M25722105 16-Sep-20 Management card; otherwise, vote None Against Yes Micro-Cap ETF AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager AdvisorShares Dorsey Wright Camtek Ltd. CAMT M20791105 24-Sep-20 Management Elect Orit Stav as Director For For Yes Micro-Cap ETF AdvisorShares Reelect Rafi Amit as Dorsey Wright Camtek Ltd. CAMT M20791105 24-Sep-20 Management For For Yes Director Micro-Cap ETF AdvisorShares Reelect Yotam Stern as Dorsey Wright Camtek Ltd. CAMT M20791105 24-Sep-20 Management For For Yes Director Micro-Cap ETF AdvisorShares Reelect Leo Huang as Dorsey Wright Camtek Ltd. CAMT M20791105 24-Sep-20 Management For For Yes Director Micro-Cap ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Reelect I-Shih Tseng as Dorsey Wright Camtek Ltd. CAMT M20791105 24-Sep-20 Management For For Yes Director Micro-Cap ETF AdvisorShares Reelect Moty Ben-Arie as Dorsey Wright Camtek Ltd. CAMT M20791105 24-Sep-20 Management For For Yes Director Micro-Cap ETF AdvisorShares Approve Equity Grant to Dorsey Wright Camtek Ltd. CAMT M20791105 24-Sep-20 Management For For Yes Rafi Amit, CEO Micro-Cap ETF Reapprove Issuance of AdvisorShares Indemnification and Dorsey Wright Camtek Ltd. CAMT M20791105 24-Sep-20 Management For For Yes Exemption Agreements to Micro-Cap ETF Rafi Amit, Director Reapprove Issuance of AdvisorShares Indemnification and Dorsey Wright Camtek Ltd. CAMT M20791105 24-Sep-20 Management For For Yes Exemption Agreements to Micro-Cap ETF Yotam Stern, Director Reappoint KPMG Somekh AdvisorShares Chaikin as Auditors and Dorsey Wright Camtek Ltd. CAMT M20791105 24-Sep-20 Management For For Yes Authorize Board to Fix Micro-Cap ETF Their Remuneration AdvisorShares Discuss Financial Dorsey Wright Camtek Ltd. CAMT M20791105 24-Sep-20 Management Statements and the Report Yes Micro-Cap ETF of the Board Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, AdvisorShares as indicated in the proxy Dorsey Wright Camtek Ltd. CAMT M20791105 24-Sep-20 Management card; otherwise, vote None Against Yes Micro-Cap ETF AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager If you are an Interest Holder as defined in AdvisorShares Section 1 of the Securities Dorsey Wright Camtek Ltd. CAMT M20791105 24-Sep-20 Management None Against Yes Law, 1968, vote Micro-Cap ETF FOR. Otherwise, vote against. If you are a Senior Officer AdvisorShares as defined in Section 37(D) Dorsey Wright Camtek Ltd. CAMT M20791105 24-Sep-20 Management of the Securities Law, None Against Yes Micro-Cap ETF 1968, vote FOR. Otherwise, vote against. If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial AdvisorShares Services Regulations 2009 Dorsey Wright Camtek Ltd. CAMT M20791105 24-Sep-20 Management or a Manager of a Joint None For Yes Micro-Cap ETF Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. AdvisorShares Freedom Elect Director Boris Dorsey Wright FRHC 356390104 24-Sep-20 Management For For Yes Holding Corp. Cherdabayev Micro-Cap ETF AdvisorShares Freedom Elect Director Askar Dorsey Wright FRHC 356390104 24-Sep-20 Management For Withhold Yes Holding Corp. Tashtitov Micro-Cap ETF AdvisorShares Freedom Ratify WSRP, LLC. as Dorsey Wright FRHC 356390104 24-Sep-20 Management For For Yes Holding Corp. Auditors Micro-Cap ETF AdvisorShares Dorsey Wright Neonode Inc. NEON 64051M709 29-Sep-20 Management Elect Director Peter Lindell For For Yes Micro-Cap ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Dorsey Wright Neonode Inc. NEON 64051M709 29-Sep-20 Management Elect Director Per Lofgren For For Yes Micro-Cap ETF AdvisorShares Ratify KMJ Corbin and Dorsey Wright Neonode Inc. NEON 64051M709 29-Sep-20 Management For For Yes Company LLP as Auditor Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Dorsey Wright Neonode Inc. NEON 64051M709 29-Sep-20 Management Named Executive Officers’ For For Yes Micro-Cap ETF Compensation AdvisorShares Approve Omnibus Stock Dorsey Wright Neonode Inc. NEON 64051M709 29-Sep-20 Management For Against Yes Plan Micro-Cap ETF AdvisorShares Approve Issuance of Dorsey Wright Neonode Inc. NEON 64051M709 29-Sep-20 Management Shares for a Private For For Yes Micro-Cap ETF Placement Approve Issuance of AdvisorShares Shares Sold to Directors Dorsey Wright Neonode Inc. NEON 64051M709 29-Sep-20 Management For For Yes and an Officer for a Private Micro-Cap ETF Placement AdvisorShares Increase Authorized Dorsey Wright Neonode Inc. NEON 64051M709 29-Sep-20 Management For For Yes Common Stock Micro-Cap ETF AdvisorShares Smith & Wesson Elect Director Robert L. Dorsey Wright SWBI 831754106 13-Oct-20 Management For For Yes Brands, Inc. Scott Micro-Cap ETF AdvisorShares Smith & Wesson Elect Director Michael F. Dorsey Wright SWBI 831754106 13-Oct-20 Management For For Yes Brands, Inc. Golden Micro-Cap ETF AdvisorShares Smith & Wesson Elect Director Anita D. Dorsey Wright SWBI 831754106 13-Oct-20 Management For For Yes Brands, Inc. Britt Micro-Cap ETF AdvisorShares Smith & Wesson Elect Director John B. Dorsey Wright SWBI 831754106 13-Oct-20 Management For For Yes Brands, Inc. Furman Micro-Cap ETF AdvisorShares Smith & Wesson Elect Director Barry M. Dorsey Wright SWBI 831754106 13-Oct-20 Management For For Yes Brands, Inc. Monheit Micro-Cap ETF AdvisorShares Smith & Wesson Elect Director Mitchell A. Dorsey Wright SWBI 831754106 13-Oct-20 Management For For Yes Brands, Inc. Saltz Micro-Cap ETF AdvisorShares Smith & Wesson Elect Director Mark P. Dorsey Wright SWBI 831754106 13-Oct-20 Management For For Yes Brands, Inc. Smith Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Smith & Wesson Dorsey Wright SWBI 831754106 13-Oct-20 Management Named Executive Officers’ For For Yes Brands, Inc. Micro-Cap ETF Compensation AdvisorShares Smith & Wesson Ratify Deloitte & Touche Dorsey Wright SWBI 831754106 13-Oct-20 Management For For Yes Brands, Inc. LLP as Auditors Micro-Cap ETF AdvisorShares Adopt a Comprehensive Smith & Wesson Share Dorsey Wright SWBI 831754106 13-Oct-20 Human Rights Policy Yes Brands, Inc. Holder Micro-Cap ETF *Withdrawn Resolution* AdvisorShares Avid Elect Director Mark R. Dorsey Wright CDMO 05368M106 20-Oct-20 Management For For Yes Bioservices, Inc. Bamforth Micro-Cap ETF AdvisorShares Avid Elect Director Joseph Dorsey Wright CDMO 05368M106 20-Oct-20 Management For For Yes Bioservices, Inc. Carleone Micro-Cap ETF AdvisorShares Avid Elect Director Nicholas S. Dorsey Wright CDMO 05368M106 20-Oct-20 Management For For Yes Bioservices, Inc. Green Micro-Cap ETF AdvisorShares Avid Elect Director Richard B. Dorsey Wright CDMO 05368M106 20-Oct-20 Management For For Yes Bioservices, Inc. Hancock Micro-Cap ETF AdvisorShares Avid Elect Director Catherine J. Dorsey Wright CDMO 05368M106 20-Oct-20 Management For For Yes Bioservices, Inc. Mackey Micro-Cap ETF AdvisorShares Avid Elect Director Gregory P. Dorsey Wright CDMO 05368M106 20-Oct-20 Management For For Yes Bioservices, Inc. Sargen Micro-Cap ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Avid Elect Director Patrick D. Dorsey Wright CDMO 05368M106 20-Oct-20 Management For For Yes Bioservices, Inc. Walsh Micro-Cap ETF AdvisorShares Avid Ratify Ernst & Young LLP Dorsey Wright CDMO 05368M106 20-Oct-20 Management For For Yes Bioservices, Inc. as Auditors Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Avid Dorsey Wright CDMO 05368M106 20-Oct-20 Management Named Executive Officers’ For For Yes Bioservices, Inc. Micro-Cap ETF Compensation AdvisorShares Mastercraft Boat Elect Director Donald C. Dorsey Wright MCFT 57637H103 21-Oct-20 Management For For Yes Holdings, Inc. Campion Micro-Cap ETF AdvisorShares Mastercraft Boat Elect Director Tzau-Jin Dorsey Wright MCFT 57637H103 21-Oct-20 Management For For Yes Holdings, Inc. (TJ) Chung Micro-Cap ETF AdvisorShares Mastercraft Boat Ratify Deloitte & Touche Dorsey Wright MCFT 57637H103 21-Oct-20 Management For For Yes Holdings, Inc. LLP as Auditors Micro-Cap ETF AdvisorShares Addus Elect Director Michael Dorsey Wright HomeCare ADUS 006739106 27-Oct-20 Management For For Yes Earley Micro-Cap ETF Corporation AdvisorShares Addus Elect Director Steven I. Dorsey Wright HomeCare ADUS 006739106 27-Oct-20 Management For For Yes Geringer Micro-Cap ETF Corporation AdvisorShares Addus Ratify Dorsey Wright HomeCare ADUS 006739106 27-Oct-20 Management PricewaterhouseCoopers For For Yes Micro-Cap ETF Corporation LLP as Auditors AdvisorShares Addus Advisory Vote to Ratify Dorsey Wright HomeCare ADUS 006739106 27-Oct-20 Management Named Executive Officers’ For For Yes Micro-Cap ETF Corporation Compensation AdvisorShares A-Mark Elect Director Jeffrey D. Dorsey Wright Precious Metals, AMRK 00181T107 29-Oct-20 Management For For Yes Benjamin Micro-Cap ETF Inc. AdvisorShares A-Mark Dorsey Wright Precious Metals, AMRK 00181T107 29-Oct-20 Management Elect Director Ellis Landau For For Yes Micro-Cap ETF Inc. AdvisorShares A-Mark Elect Director Beverley Dorsey Wright Precious Metals, AMRK 00181T107 29-Oct-20 Management For For Yes Lepine Micro-Cap ETF Inc. AdvisorShares A-Mark Elect Director John (Jay) Dorsey Wright Precious Metals, AMRK 00181T107 29-Oct-20 Management For For Yes U. Moorhead Micro-Cap ETF Inc. AdvisorShares A-Mark Elect Director Jess M. Dorsey Wright Precious Metals, AMRK 00181T107 29-Oct-20 Management For For Yes Ravich Micro-Cap ETF Inc. AdvisorShares A-Mark Elect Director Gregory N. Dorsey Wright Precious Metals, AMRK 00181T107 29-Oct-20 Management For For Yes Roberts Micro-Cap ETF Inc. AdvisorShares A-Mark Advisory Vote to Ratify Dorsey Wright Precious Metals, AMRK 00181T107 29-Oct-20 Management Named Executive Officers’ For For Yes Micro-Cap ETF Inc. Compensation AdvisorShares A-Mark Ratify Grant Thornton LLP Dorsey Wright Precious Metals, AMRK 00181T107 29-Oct-20 Management For For Yes as Auditors Micro-Cap ETF Inc. AdvisorShares Akoustis Elect Director Steven P. Dorsey Wright Technologies, AKTS 00973N102 29-Oct-20 Management For For Yes DenBaars Micro-Cap ETF Inc. AdvisorShares Akoustis Elect Director Arthur E. Dorsey Wright Technologies, AKTS 00973N102 29-Oct-20 Management For For Yes Geiss Micro-Cap ETF Inc. AdvisorShares Akoustis Elect Director J. Michael Dorsey Wright Technologies, AKTS 00973N102 29-Oct-20 Management For For Yes McGuire Micro-Cap ETF Inc. AdvisorShares Akoustis Elect Director Jeffrey K. Dorsey Wright Technologies, AKTS 00973N102 29-Oct-20 Management For For Yes McMahon Micro-Cap ETF Inc. AdvisorShares Akoustis Elect Director Jerry D. Dorsey Wright Technologies, AKTS 00973N102 29-Oct-20 Management For For Yes Neal Micro-Cap ETF Inc.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Akoustis Elect Director Suzanne B. Dorsey Wright Technologies, AKTS 00973N102 29-Oct-20 Management For For Yes Rudy Micro-Cap ETF Inc. AdvisorShares Akoustis Elect Director Jeffrey B. Dorsey Wright Technologies, AKTS 00973N102 29-Oct-20 Management For For Yes Shealy Micro-Cap ETF Inc. AdvisorShares Akoustis Advisory Vote to Ratify Dorsey Wright Technologies, AKTS 00973N102 29-Oct-20 Management Named Executive Officers’ For For Yes Micro-Cap ETF Inc. Compensation AdvisorShares Akoustis Ratify Marcum LLP as Dorsey Wright Technologies, AKTS 00973N102 29-Oct-20 Management For For Yes Auditors Micro-Cap ETF Inc. AdvisorShares Dorsey Wright Lantronix, Inc. LTRX 516548203 03-Nov-20 Management Elect Director Paul Pickle For For Yes Micro-Cap ETF AdvisorShares Elect Director Bernhard Dorsey Wright Lantronix, Inc. LTRX 516548203 03-Nov-20 Management For For Yes Bruscha Micro-Cap ETF AdvisorShares Elect Director Margaret A. Dorsey Wright Lantronix, Inc. LTRX 516548203 03-Nov-20 Management For For Yes Evashenk Micro-Cap ETF AdvisorShares Elect Director Paul F. Dorsey Wright Lantronix, Inc. LTRX 516548203 03-Nov-20 Management For For Yes Folino Micro-Cap ETF AdvisorShares Elect Director Hoshi Dorsey Wright Lantronix, Inc. LTRX 516548203 03-Nov-20 Management For For Yes Printer Micro-Cap ETF AdvisorShares Ratify Squar Milner LLP as Dorsey Wright Lantronix, Inc. LTRX 516548203 03-Nov-20 Management For For Yes Auditors Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Dorsey Wright Lantronix, Inc. LTRX 516548203 03-Nov-20 Management Named Executive Officers’ For Against Yes Micro-Cap ETF Compensation AdvisorShares Approve Omnibus Stock Dorsey Wright Lantronix, Inc. LTRX 516548203 03-Nov-20 Management For Against Yes Plan Micro-Cap ETF AdvisorShares Brainstorm Cell Elect Director Jacob Dorsey Wright Therapeutics BCLI 10501E201 10-Nov-20 Management For For Yes Frenkel Micro-Cap ETF Inc. AdvisorShares Brainstorm Cell Dorsey Wright Therapeutics BCLI 10501E201 10-Nov-20 Management Elect Director Irit Arbel For For Yes Micro-Cap ETF Inc. AdvisorShares Brainstorm Cell Elect Director Sankesh Dorsey Wright Therapeutics BCLI 10501E201 10-Nov-20 Management For For Yes Abbhi Micro-Cap ETF Inc. AdvisorShares Brainstorm Cell Elect Director June S. Dorsey Wright Therapeutics BCLI 10501E201 10-Nov-20 Management For For Yes Almenoff Micro-Cap ETF Inc. AdvisorShares Brainstorm Cell Elect Director Anthony Dorsey Wright Therapeutics BCLI 10501E201 10-Nov-20 Management For For Yes Polverino Micro-Cap ETF Inc. AdvisorShares Brainstorm Cell Elect Director Malcolm Dorsey Wright Therapeutics BCLI 10501E201 10-Nov-20 Management For For Yes Taub Micro-Cap ETF Inc. AdvisorShares Brainstorm Cell Elect Director Uri Dorsey Wright Therapeutics BCLI 10501E201 10-Nov-20 Management For For Yes Yablonka Micro-Cap ETF Inc. AdvisorShares Brainstorm Cell Amend Omnibus Stock Dorsey Wright Therapeutics BCLI 10501E201 10-Nov-20 Management For Against Yes Plan Micro-Cap ETF Inc. AdvisorShares Brainstorm Cell Ratify Brightman Almagor Dorsey Wright Therapeutics BCLI 10501E201 10-Nov-20 Management For For Yes Zohar & Co. as Auditors Micro-Cap ETF Inc. AdvisorShares LSI Industries Elect Director Robert P. Dorsey Wright LYTS 50216C108 10-Nov-20 Management For For Yes Inc. Beech Micro-Cap ETF AdvisorShares LSI Industries Elect Director Ronald D. Dorsey Wright LYTS 50216C108 10-Nov-20 Management For For Yes Inc. Brown Micro-Cap ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares LSI Industries Elect Director James A. Dorsey Wright LYTS 50216C108 10-Nov-20 Management For For Yes Inc. Clark Micro-Cap ETF AdvisorShares LSI Industries Elect Director Amy L. Dorsey Wright LYTS 50216C108 10-Nov-20 Management For For Yes Inc. Hanson Micro-Cap ETF AdvisorShares LSI Industries Elect Director Chantel E. Dorsey Wright LYTS 50216C108 10-Nov-20 Management For For Yes Inc. Lenard Micro-Cap ETF AdvisorShares LSI Industries Elect Director Wilfred T. Dorsey Wright LYTS 50216C108 10-Nov-20 Management For For Yes Inc. O’Gara Micro-Cap ETF AdvisorShares LSI Industries Ratify Grant Thornton LLP Dorsey Wright LYTS 50216C108 10-Nov-20 Management For For Yes Inc. as Auditors Micro-Cap ETF AdvisorShares Advisory Vote to Ratify LSI Industries Dorsey Wright LYTS 50216C108 10-Nov-20 Management Named Executive Officers’ For For Yes Inc. Micro-Cap ETF Compensation AdvisorShares Aviat Networks, Dorsey Wright AVNW 05366Y201 11-Nov-20 Management Elect Director John Mutch For For Yes Inc. Micro-Cap ETF AdvisorShares Aviat Networks, Dorsey Wright AVNW 05366Y201 11-Nov-20 Management Elect Director Dahlia Loeb For For Yes Inc. Micro-Cap ETF AdvisorShares Aviat Networks, Elect Director Kenneth Dorsey Wright AVNW 05366Y201 11-Nov-20 Management For For Yes Inc. Kong Micro-Cap ETF AdvisorShares Aviat Networks, Elect Director John J. Dorsey Wright AVNW 05366Y201 11-Nov-20 Management For For Yes Inc. Quicke Micro-Cap ETF AdvisorShares Aviat Networks, Dorsey Wright AVNW 05366Y201 11-Nov-20 Management Elect Director Peter Smith For For Yes Inc. Micro-Cap ETF AdvisorShares Aviat Networks, Elect Director James C. Dorsey Wright AVNW 05366Y201 11-Nov-20 Management For For Yes Inc. Stoffel Micro-Cap ETF AdvisorShares Aviat Networks, Ratify BDO USA, LLP as Dorsey Wright AVNW 05366Y201 11-Nov-20 Management For For Yes Inc. Auditors Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Aviat Networks, Dorsey Wright AVNW 05366Y201 11-Nov-20 Management Named Executive Officers’ For For Yes Inc. Micro-Cap ETF Compensation AdvisorShares Aviat Networks, Adopt Tax Benefit Dorsey Wright AVNW 05366Y201 11-Nov-20 Management For For Yes Inc. Preservation Plan Micro-Cap ETF AdvisorShares LifeVantage Elect Director Michael A. Dorsey Wright LFVN 53222K205 12-Nov-20 Management For For Yes Corporation Beindorff Micro-Cap ETF AdvisorShares LifeVantage Elect Director Erin Dorsey Wright LFVN 53222K205 12-Nov-20 Management For For Yes Corporation Brockovich Micro-Cap ETF AdvisorShares LifeVantage Elect Director Raymond B. Dorsey Wright LFVN 53222K205 12-Nov-20 Management For For Yes Corporation Greer Micro-Cap ETF AdvisorShares LifeVantage Elect Director Vinayak R. Dorsey Wright LFVN 53222K205 12-Nov-20 Management For For Yes Corporation Hegde Micro-Cap ETF AdvisorShares LifeVantage Elect Director Darwin K. Dorsey Wright LFVN 53222K205 12-Nov-20 Management For For Yes Corporation Lewis Micro-Cap ETF AdvisorShares LifeVantage Dorsey Wright LFVN 53222K205 12-Nov-20 Management Elect Director Garry Mauro For For Yes Corporation Micro-Cap ETF AdvisorShares LifeVantage Amend Omnibus Stock Dorsey Wright LFVN 53222K205 12-Nov-20 Management For For Yes Corporation Plan Micro-Cap ETF AdvisorShares Advisory Vote to Ratify LifeVantage Dorsey Wright LFVN 53222K205 12-Nov-20 Management Named Executive Officers’ For For Yes Corporation Micro-Cap ETF Compensation

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares LifeVantage Ratify WSRP, LLC as Dorsey Wright LFVN 53222K205 12-Nov-20 Management For For Yes Corporation Auditors Micro-Cap ETF AdvisorShares OptimizeRx Dorsey Wright OPRX 68401U204 19-Nov-20 Management Elect Director Will Febbo For For Yes Corp. Micro-Cap ETF AdvisorShares OptimizeRx Elect Director Gus D. Dorsey Wright OPRX 68401U204 19-Nov-20 Management For Withhold Yes Corp. Halas Micro-Cap ETF AdvisorShares OptimizeRx Dorsey Wright OPRX 68401U204 19-Nov-20 Management Elect Director Lynn Vos For For Yes Corp. Micro-Cap ETF AdvisorShares OptimizeRx Dorsey Wright OPRX 68401U204 19-Nov-20 Management Elect Director James Lang For Withhold Yes Corp. Micro-Cap ETF AdvisorShares OptimizeRx Elect Director Patrick Dorsey Wright OPRX 68401U204 19-Nov-20 Management For Withhold Yes Corp. Spangler Micro-Cap ETF AdvisorShares OptimizeRx Elect Director Greg Dorsey Wright OPRX 68401U204 19-Nov-20 Management For For Yes Corp. Wasson Micro-Cap ETF AdvisorShares OptimizeRx Amend Omnibus Stock Dorsey Wright OPRX 68401U204 19-Nov-20 Management For Against Yes Corp. Plan Micro-Cap ETF AdvisorShares OptimizeRx Ratify UHY LLP as Dorsey Wright OPRX 68401U204 19-Nov-20 Management For For Yes Corp. Auditors Micro-Cap ETF AdvisorShares Approve Merger Dorsey Wright MobileIron, Inc. MOBL 60739U204 24-Nov-20 Management For For Yes Agreement Micro-Cap ETF AdvisorShares Advisory Vote on Golden Dorsey Wright MobileIron, Inc. MOBL 60739U204 24-Nov-20 Management For For Yes Parachutes Micro-Cap ETF AdvisorShares Dorsey Wright MobileIron, Inc. MOBL 60739U204 24-Nov-20 Management Adjourn Meeting For For Yes Micro-Cap ETF AdvisorShares Sapiens Reelect Guy Bernstein as Dorsey Wright International SPNS G7T16G103 24-Nov-20 Management For For Yes Director Micro-Cap ETF Corp. NV AdvisorShares Sapiens Reelect Roni Al Dor as Dorsey Wright International SPNS G7T16G103 24-Nov-20 Management For For Yes Director Micro-Cap ETF Corp. NV AdvisorShares Sapiens Reelect Eyal Ben-Chlouche Dorsey Wright International SPNS G7T16G103 24-Nov-20 Management For For Yes as Director Micro-Cap ETF Corp. NV AdvisorShares Sapiens Reelect Yacov Elinav as Dorsey Wright International SPNS G7T16G103 24-Nov-20 Management For For Yes Director Micro-Cap ETF Corp. NV AdvisorShares Sapiens Reelect Uzi Netanel as Dorsey Wright International SPNS G7T16G103 24-Nov-20 Management For For Yes Director Micro-Cap ETF Corp. NV AdvisorShares Sapiens Reelect Naamit Salomon as Dorsey Wright International SPNS G7T16G103 24-Nov-20 Management For For Yes Director Micro-Cap ETF Corp. NV AdvisorShares Sapiens Accept Financial Dorsey Wright International SPNS G7T16G103 24-Nov-20 Management Statements and Statutory For For Yes Micro-Cap ETF Corp. NV Reports Approve Kost Forer AdvisorShares Sapiens Gabbay & Kasierer as Dorsey Wright International SPNS G7T16G103 24-Nov-20 Management Auditors and Authorize For For Yes Micro-Cap ETF Corp. NV Board to Fix Their Remuneration

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, AdvisorShares Sapiens as indicated in the proxy Dorsey Wright International SPNS G7T16G103 24-Nov-20 Management card; otherwise, vote None Against Yes Micro-Cap ETF Corp. NV AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager AdvisorShares eGain Elect Director Ashutosh Dorsey Wright EGAN 28225C806 04-Dec-20 Management For For Yes Corporation Roy Micro-Cap ETF AdvisorShares eGain Elect Director Gunjan Dorsey Wright EGAN 28225C806 04-Dec-20 Management For Withhold Yes Corporation Sinha Micro-Cap ETF AdvisorShares eGain Elect Director Phiroz P. Dorsey Wright EGAN 28225C806 04-Dec-20 Management For For Yes Corporation Darukhanavala Micro-Cap ETF AdvisorShares eGain Elect Director Brett Dorsey Wright EGAN 28225C806 04-Dec-20 Management For For Yes Corporation Shockley Micro-Cap ETF AdvisorShares eGain Elect Director Christine Dorsey Wright EGAN 28225C806 04-Dec-20 Management For For Yes Corporation Russell Micro-Cap ETF AdvisorShares eGain Amend Omnibus Stock Dorsey Wright EGAN 28225C806 04-Dec-20 Management For Against Yes Corporation Plan Micro-Cap ETF AdvisorShares eGain Dorsey Wright EGAN 28225C806 04-Dec-20 Management Amend Stock Option Plan For Against Yes Corporation Micro-Cap ETF AdvisorShares Amend Qualified eGain Dorsey Wright EGAN 28225C806 04-Dec-20 Management Employee Stock Purchase For Against Yes Corporation Micro-Cap ETF Plan AdvisorShares Advisory Vote to Ratify eGain Dorsey Wright EGAN 28225C806 04-Dec-20 Management Named Executive Officers’ For For Yes Corporation Micro-Cap ETF Compensation AdvisorShares eGain Advisory Vote on Say on Dorsey Wright EGAN 28225C806 04-Dec-20 Management One Year One Year Yes Corporation Pay Frequency Micro-Cap ETF AdvisorShares eGain Ratify BPM LLP as Dorsey Wright EGAN 28225C806 04-Dec-20 Management For For Yes Corporation Auditors Micro-Cap ETF AdvisorShares Oil-Dri Elect Director Ellen-Blair Dorsey Wright Corporation of ODC 677864100 08-Dec-20 Management For For Yes Chube Micro-Cap ETF America AdvisorShares Oil-Dri Elect Director Paul M. Dorsey Wright Corporation of ODC 677864100 08-Dec-20 Management For For Yes Hindsley Micro-Cap ETF America AdvisorShares Oil-Dri Elect Director Daniel S. Dorsey Wright Corporation of ODC 677864100 08-Dec-20 Management For Withhold Yes Jaffee Micro-Cap ETF America AdvisorShares Oil-Dri Elect Director Michael A. Dorsey Wright Corporation of ODC 677864100 08-Dec-20 Management For Withhold Yes Nemeroff Micro-Cap ETF America AdvisorShares Oil-Dri Elect Director George C. Dorsey Wright Corporation of ODC 677864100 08-Dec-20 Management For For Yes Roeth Micro-Cap ETF America AdvisorShares Oil-Dri Elect Director Allan H. Dorsey Wright Corporation of ODC 677864100 08-Dec-20 Management For For Yes Selig Micro-Cap ETF America AdvisorShares Oil-Dri Elect Director Paul E. Dorsey Wright Corporation of ODC 677864100 08-Dec-20 Management For For Yes Suckow Micro-Cap ETF America AdvisorShares Oil-Dri Elect Director Lawrence E. Dorsey Wright Corporation of ODC 677864100 08-Dec-20 Management For For Yes Washow Micro-Cap ETF America

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Oil-Dri Ratify Grant Thornton LLP Dorsey Wright Corporation of ODC 677864100 08-Dec-20 Management For For Yes as Auditors Micro-Cap ETF America AdvisorShares Oil-Dri Advisory Vote to Ratify Dorsey Wright Corporation of ODC 677864100 08-Dec-20 Management Named Executive Officers’ For Against Yes Micro-Cap ETF America Compensation AdvisorShares Flexsteel Elect Director Matthew A. Dorsey Wright FLXS 339382103 09-Dec-20 Management For For Yes Industries, Inc. Kaness Micro-Cap ETF AdvisorShares Flexsteel Elect Director Thomas M. Dorsey Wright FLXS 339382103 09-Dec-20 Management For For Yes Industries, Inc. Levine Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Flexsteel Dorsey Wright FLXS 339382103 09-Dec-20 Management Named Executive Officers’ For For Yes Industries, Inc. Micro-Cap ETF Compensation AdvisorShares Flexsteel Amend Omnibus Stock Dorsey Wright FLXS 339382103 09-Dec-20 Management For Against Yes Industries, Inc. Plan Micro-Cap ETF AdvisorShares Elect Director Zackary S. Dorsey Wright Biomerica, Inc. BMRA 09061H307 10-Dec-20 Management For For Yes Irani Micro-Cap ETF AdvisorShares Elect Director Allen Dorsey Wright Biomerica, Inc. BMRA 09061H307 10-Dec-20 Management For For Yes Barbieri Micro-Cap ETF AdvisorShares Elect Director Francis R. Dorsey Wright Biomerica, Inc. BMRA 09061H307 10-Dec-20 Management For For Yes Cano Micro-Cap ETF AdvisorShares Elect Director Jane Dorsey Wright Biomerica, Inc. BMRA 09061H307 10-Dec-20 Management For For Yes Emerson Micro-Cap ETF AdvisorShares Elect Director Mark A. Dorsey Wright Biomerica, Inc. BMRA 09061H307 10-Dec-20 Management For For Yes Sirgo Micro-Cap ETF AdvisorShares Elect Director Catherine Dorsey Wright Biomerica, Inc. BMRA 09061H307 10-Dec-20 Management For For Yes Coste Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Dorsey Wright Biomerica, Inc. BMRA 09061H307 10-Dec-20 Management Named Executive Officers’ For For Yes Micro-Cap ETF Compensation AdvisorShares Advisory Vote on Say on Dorsey Wright Biomerica, Inc. BMRA 09061H307 10-Dec-20 Management One Year One Year Yes Pay Frequency Micro-Cap ETF AdvisorShares Approve Omnibus Stock Dorsey Wright Biomerica, Inc. BMRA 09061H307 10-Dec-20 Management For Against Yes Plan Micro-Cap ETF AdvisorShares Ratify PKF, LLP as Dorsey Wright Biomerica, Inc. BMRA 09061H307 10-Dec-20 Management For For Yes Auditors Micro-Cap ETF AdvisorShares Collectors Elect Director A. J. “Bert” Dorsey Wright CLCT 19421R200 10-Dec-20 Management For For Yes Universe, Inc. Moyer Micro-Cap ETF AdvisorShares Collectors Elect Director Joseph J. Dorsey Wright CLCT 19421R200 10-Dec-20 Management For For Yes Universe, Inc. Orlando Micro-Cap ETF AdvisorShares Collectors Elect Director Bruce A. Dorsey Wright CLCT 19421R200 10-Dec-20 Management For For Yes Universe, Inc. Stevens Micro-Cap ETF AdvisorShares Collectors Elect Director Kate W. Dorsey Wright CLCT 19421R200 10-Dec-20 Management For For Yes Universe, Inc. Duchene Micro-Cap ETF AdvisorShares Collectors Elect Director Vina M. Dorsey Wright CLCT 19421R200 10-Dec-20 Management For For Yes Universe, Inc. Leite Micro-Cap ETF AdvisorShares Collectors Elect Director Jon M. Dorsey Wright CLCT 19421R200 10-Dec-20 Management For For Yes Universe, Inc. Sullivan Micro-Cap ETF AdvisorShares Collectors Elect Director Lorraine G. Dorsey Wright CLCT 19421R200 10-Dec-20 Management For For Yes Universe, Inc. Bardeen Micro-Cap ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Collectors Elect Director Jennifer H. Dorsey Wright CLCT 19421R200 10-Dec-20 Management For For Yes Universe, Inc. Leuer Micro-Cap ETF AdvisorShares Collectors Ratify Grant Thornton LLP Dorsey Wright CLCT 19421R200 10-Dec-20 Management For For Yes Universe, Inc. as Auditors Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Collectors Dorsey Wright CLCT 19421R200 10-Dec-20 Management Named Executive Officers’ For For Yes Universe, Inc. Micro-Cap ETF Compensation AdvisorShares Perion Network Reelect Michael Vorhaus as Dorsey Wright PERI M78673114 23-Dec-20 Management For For Yes Ltd. Director Micro-Cap ETF AdvisorShares Perion Network Reelect Joy Marcus as Dorsey Wright PERI M78673114 23-Dec-20 Management For For Yes Ltd. Director Micro-Cap ETF Approve Amended AdvisorShares Perion Network Compensation of Non- Dorsey Wright PERI M78673114 23-Dec-20 Management For Against Yes Ltd. Executive Directors and Micro-Cap ETF Chairman AdvisorShares Approve Employment Perion Network Dorsey Wright PERI M78673114 23-Dec-20 Management Terms of Doron Gerstel, For Against Yes Ltd. Micro-Cap ETF CEO Reappoint Kost Forer AdvisorShares Gabbay & Kasierer as Perion Network Dorsey Wright PERI M78673114 23-Dec-20 Management Auditors and Authorize For For Yes Ltd. Micro-Cap ETF Board to Fix Their Remuneration AdvisorShares Discuss Financial Perion Network Dorsey Wright PERI M78673114 23-Dec-20 Management Statements and the Report Yes Ltd. Micro-Cap ETF of the Board Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, AdvisorShares as indicated in the proxy Perion Network Dorsey Wright PERI M78673114 23-Dec-20 Management card; otherwise, vote None Against Yes Ltd. Micro-Cap ETF AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager AdvisorShares Twist Elect Director Emily M. Dorsey Wright Bioscience TWST 90184D100 03-Feb-21 Management For Withhold Yes Leproust Micro-Cap ETF Corporation AdvisorShares Twist Elect Director William Dorsey Wright Bioscience TWST 90184D100 03-Feb-21 Management For Withhold Yes Banyai Micro-Cap ETF Corporation AdvisorShares Twist Elect Director Robert Dorsey Wright Bioscience TWST 90184D100 03-Feb-21 Management For Withhold Yes Chess Micro-Cap ETF Corporation AdvisorShares Twist Advisory Vote to Ratify Dorsey Wright Bioscience TWST 90184D100 03-Feb-21 Management Named Executive Officers’ For For Yes Micro-Cap ETF Corporation Compensation AdvisorShares Twist Advisory Vote on Say on Dorsey Wright Bioscience TWST 90184D100 03-Feb-21 Management One Year One Year Yes Pay Frequency Micro-Cap ETF Corporation AdvisorShares Twist Ratify Dorsey Wright Bioscience TWST 90184D100 03-Feb-21 Management PricewaterhouseCoopers For For Yes Micro-Cap ETF Corporation LLP as Auditors AdvisorShares Elect Director Cheryl Dorsey Wright Clearfield, Inc. CLFD 18482P103 25-Feb-21 Management For For Yes Beranek Micro-Cap ETF AdvisorShares Elect Director Ronald G. Dorsey Wright Clearfield, Inc. CLFD 18482P103 25-Feb-21 Management For Withhold Yes Roth Micro-Cap ETF AdvisorShares Elect Director Patrick Dorsey Wright Clearfield, Inc. CLFD 18482P103 25-Feb-21 Management For Withhold Yes Goepel Micro-Cap ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Elect Director Roger Dorsey Wright Clearfield, Inc. CLFD 18482P103 25-Feb-21 Management For Withhold Yes Harding Micro-Cap ETF AdvisorShares Elect Director Charles N. Dorsey Wright Clearfield, Inc. CLFD 18482P103 25-Feb-21 Management For For Yes Hayssen Micro-Cap ETF AdvisorShares Elect Director Donald R. Dorsey Wright Clearfield, Inc. CLFD 18482P103 25-Feb-21 Management For Withhold Yes Hayward Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Dorsey Wright Clearfield, Inc. CLFD 18482P103 25-Feb-21 Management Named Executive Officers’ For Against Yes Micro-Cap ETF Compensation AdvisorShares Ratify Baker Tilly US, LLP Dorsey Wright Clearfield, Inc. CLFD 18482P103 25-Feb-21 Management For For Yes as Auditors Micro-Cap ETF AdvisorShares IES Holdings, Elect Director Todd M. Dorsey Wright IESC 44951W106 25-Feb-21 Management For For Yes Inc. Cleveland Micro-Cap ETF AdvisorShares IES Holdings, Elect Director Joseph L. Dorsey Wright IESC 44951W106 25-Feb-21 Management For Withhold Yes Inc. Dowling, III Micro-Cap ETF AdvisorShares IES Holdings, Elect Director David B. Dorsey Wright IESC 44951W106 25-Feb-21 Management For For Yes Inc. Gendell Micro-Cap ETF AdvisorShares IES Holdings, Elect Director Jeffrey L. Dorsey Wright IESC 44951W106 25-Feb-21 Management For For Yes Inc. Gendell Micro-Cap ETF AdvisorShares IES Holdings, Elect Director Joe D. Dorsey Wright IESC 44951W106 25-Feb-21 Management For For Yes Inc. Koshkin Micro-Cap ETF AdvisorShares IES Holdings, Ratify Ernst & Young LLP Dorsey Wright IESC 44951W106 25-Feb-21 Management For For Yes Inc. as Auditors Micro-Cap ETF AdvisorShares Advisory Vote to Ratify IES Holdings, Dorsey Wright IESC 44951W106 25-Feb-21 Management Named Executive Officers’ For Against Yes Inc. Micro-Cap ETF Compensation AdvisorShares Liquidity Elect Director Katharin S. Dorsey Wright LQDT 53635B107 25-Feb-21 Management For For Yes Services, Inc. Dyer Micro-Cap ETF AdvisorShares Liquidity Elect Director Patrick W. Dorsey Wright LQDT 53635B107 25-Feb-21 Management For For Yes Services, Inc. Gross Micro-Cap ETF AdvisorShares Liquidity Elect Director Beatriz V. Dorsey Wright LQDT 53635B107 25-Feb-21 Management For For Yes Services, Inc. Infante Micro-Cap ETF AdvisorShares Liquidity Ratify Ernst & Young LLP Dorsey Wright LQDT 53635B107 25-Feb-21 Management For For Yes Services, Inc. as Auditors Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Liquidity Dorsey Wright LQDT 53635B107 25-Feb-21 Management Named Executive Officers’ For For Yes Services, Inc. Micro-Cap ETF Compensation AdvisorShares Magic Software Reelect Guy Bernstein as Dorsey Wright MGIC 559166103 25-Feb-21 Management For For Yes Enterprises Ltd. Director Micro-Cap ETF AdvisorShares Magic Software Reelect Naamit Salomon as Dorsey Wright MGIC 559166103 25-Feb-21 Management For For Yes Enterprises Ltd. Director Micro-Cap ETF AdvisorShares Magic Software Reelect Avi Zakay as Dorsey Wright MGIC 559166103 25-Feb-21 Management For For Yes Enterprises Ltd. Director Micro-Cap ETF AdvisorShares Magic Software Reelect Ron Ettlinger as Dorsey Wright MGIC 559166103 25-Feb-21 Management For For Yes Enterprises Ltd. External Director Micro-Cap ETF Issue Amended Terms of AdvisorShares Company?s Renewed Magic Software Dorsey Wright MGIC 559166103 25-Feb-21 Management Director and Officer For For Yes Enterprises Ltd. Micro-Cap ETF Liability, or D&O, Insurance Policy

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Approve Revised AdvisorShares Magic Software Compensation Policy for Dorsey Wright MGIC 559166103 25-Feb-21 Management For Against Yes Enterprises Ltd. the Directors and Officers Micro-Cap ETF of the Company Reappoint Kost Forer AdvisorShares Gabbay & Kasierer as Magic Software Dorsey Wright MGIC 559166103 25-Feb-21 Management Auditors and Authorize For For Yes Enterprises Ltd. Micro-Cap ETF Board to Fix Their Remuneration AdvisorShares Discuss Financial Magic Software Dorsey Wright MGIC 559166103 25-Feb-21 Management Statements and the Report Yes Enterprises Ltd. Micro-Cap ETF of the Board Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, AdvisorShares as indicated in the proxy Magic Software Dorsey Wright MGIC 559166103 25-Feb-21 Management card; otherwise, vote None Against Yes Enterprises Ltd. Micro-Cap ETF AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager If you are an Interest Holder as defined in AdvisorShares Magic Software Section 1 of the Securities Dorsey Wright MGIC 559166103 25-Feb-21 Management None Against Yes Enterprises Ltd. Law, 1968, vote Micro-Cap ETF FOR. Otherwise, vote against. If you are a Senior Officer AdvisorShares as defined in Section 37(D) Magic Software Dorsey Wright MGIC 559166103 25-Feb-21 Management of the Securities Law, None Against Yes Enterprises Ltd. Micro-Cap ETF 1968, vote FOR. Otherwise, vote against. If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial AdvisorShares Services Regulations 2009 Magic Software Dorsey Wright MGIC 559166103 25-Feb-21 Management or a Manager of a Joint None For Yes Enterprises Ltd. Micro-Cap ETF Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. AdvisorShares Elect Director William H. Dorsey Wright MarineMax, Inc. HZO 567908108 25-Feb-21 Management For For Yes McGill, Jr. Micro-Cap ETF AdvisorShares Elect Director Charles R. Dorsey Wright MarineMax, Inc. HZO 567908108 25-Feb-21 Management For For Yes Oglesby Micro-Cap ETF AdvisorShares Elect Director Rebecca Dorsey Wright MarineMax, Inc. HZO 567908108 25-Feb-21 Management For For Yes White Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Dorsey Wright MarineMax, Inc. HZO 567908108 25-Feb-21 Management Named Executive Officers’ For For Yes Micro-Cap ETF Compensation AdvisorShares Ratify KPMG LLP as Dorsey Wright MarineMax, Inc. HZO 567908108 25-Feb-21 Management For For Yes Auditors Micro-Cap ETF Bassett AdvisorShares Furniture Elect Director Emma S. Dorsey Wright BSET 070203104 10-Mar-21 Management For For Yes Industries, Battle Micro-Cap ETF Incorporated Bassett AdvisorShares Furniture Dorsey Wright BSET 070203104 10-Mar-21 Management Elect Director John R. Belk For For Yes Industries, Micro-Cap ETF Incorporated

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Bassett AdvisorShares Furniture Elect Director Kristina Dorsey Wright BSET 070203104 10-Mar-21 Management For For Yes Industries, Cashman Micro-Cap ETF Incorporated Bassett AdvisorShares Furniture Elect Director Virginia W. Dorsey Wright BSET 070203104 10-Mar-21 Management For For Yes Industries, Hamlet Micro-Cap ETF Incorporated Bassett AdvisorShares Furniture Elect Director J. Walter Dorsey Wright BSET 070203104 10-Mar-21 Management For For Yes Industries, McDowell Micro-Cap ETF Incorporated Bassett AdvisorShares Furniture Elect Director Robert H. Dorsey Wright BSET 070203104 10-Mar-21 Management For For Yes Industries, Spilman, Jr. Micro-Cap ETF Incorporated Bassett AdvisorShares Furniture Elect Director William C. Dorsey Wright BSET 070203104 10-Mar-21 Management For For Yes Industries, Wampler, Jr. Micro-Cap ETF Incorporated Bassett AdvisorShares Furniture Elect Director William C. Dorsey Wright BSET 070203104 10-Mar-21 Management For For Yes Industries, Warden, Jr. Micro-Cap ETF Incorporated Bassett AdvisorShares Furniture Ratify Ernst & Young LLP Dorsey Wright BSET 070203104 10-Mar-21 Management For For Yes Industries, as Auditors Micro-Cap ETF Incorporated Bassett AdvisorShares Advisory Vote to Ratify Furniture Dorsey Wright BSET 070203104 10-Mar-21 Management Named Executive Officers’ For For Yes Industries, Micro-Cap ETF Compensation Incorporated Bassett AdvisorShares Furniture Approve Omnibus Stock Dorsey Wright BSET 070203104 10-Mar-21 Management For For Yes Industries, Plan Micro-Cap ETF Incorporated AdvisorShares IEC Electronics Elect Director Keith M. Dorsey Wright IEC 44949L105 10-Mar-21 Management For For Yes Corp. Butler Micro-Cap ETF AdvisorShares IEC Electronics Elect Director Charles P. Dorsey Wright IEC 44949L105 10-Mar-21 Management For For Yes Corp. Hadeed Micro-Cap ETF AdvisorShares IEC Electronics Elect Director Andrew M. Dorsey Wright IEC 44949L105 10-Mar-21 Management For For Yes Corp. Laurence Micro-Cap ETF AdvisorShares IEC Electronics Elect Director Jeremy R. Dorsey Wright IEC 44949L105 10-Mar-21 Management For For Yes Corp. Nowak Micro-Cap ETF AdvisorShares IEC Electronics Elect Director Michael W. Dorsey Wright IEC 44949L105 10-Mar-21 Management For For Yes Corp. Osborne Micro-Cap ETF AdvisorShares IEC Electronics Elect Director Jeffrey T. Dorsey Wright IEC 44949L105 10-Mar-21 Management For For Yes Corp. Schlarbaum Micro-Cap ETF AdvisorShares IEC Electronics Ratify Deloitte & Touche Dorsey Wright IEC 44949L105 10-Mar-21 Management For For Yes Corp. LLP as Auditors Micro-Cap ETF AdvisorShares Advisory Vote to Ratify IEC Electronics Dorsey Wright IEC 44949L105 10-Mar-21 Management Named Executive Officers’ For For Yes Corp. Micro-Cap ETF Compensation AdvisorShares Bioanalytical Elect Director Gregory C. Dorsey Wright BASI 09058M103 18-Mar-21 Management For Withhold Yes Systems, Inc. Davis Micro-Cap ETF AdvisorShares Bioanalytical Elect Director John E. Dorsey Wright BASI 09058M103 18-Mar-21 Management For Withhold Yes Systems, Inc. Sagartz Micro-Cap ETF AdvisorShares Bioanalytical Ratify RSM US LLP as Dorsey Wright BASI 09058M103 18-Mar-21 Management For For Yes Systems, Inc. Auditors Micro-Cap ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Bioanalytical Change Company Name to Dorsey Wright BASI 09058M103 18-Mar-21 Management For For Yes Systems, Inc. Inotiv, Inc. Micro-Cap ETF AdvisorShares DLH Holdings Elect Director James P. Dorsey Wright DLHC 23335Q100 18-Mar-21 Management For For Yes Corp. Allen Micro-Cap ETF AdvisorShares DLH Holdings Elect Director Martin J. Dorsey Wright DLHC 23335Q100 18-Mar-21 Management For For Yes Corp. Delaney Micro-Cap ETF AdvisorShares DLH Holdings Elect Director Elder Dorsey Wright DLHC 23335Q100 18-Mar-21 Management For For Yes Corp. Granger Micro-Cap ETF AdvisorShares DLH Holdings Elect Director Frances M. Dorsey Wright DLHC 23335Q100 18-Mar-21 Management For For Yes Corp. Murphy Micro-Cap ETF AdvisorShares DLH Holdings Elect Director Zachary C. Dorsey Wright DLHC 23335Q100 18-Mar-21 Management For For Yes Corp. Parker Micro-Cap ETF AdvisorShares DLH Holdings Elect Director Frederick G. Dorsey Wright DLHC 23335Q100 18-Mar-21 Management For For Yes Corp. Wasserman Micro-Cap ETF AdvisorShares DLH Holdings Elect Director Austin J. Dorsey Wright DLHC 23335Q100 18-Mar-21 Management For For Yes Corp. Yerks, III Micro-Cap ETF AdvisorShares DLH Holdings Elect Director Stephen J. Dorsey Wright DLHC 23335Q100 18-Mar-21 Management For For Yes Corp. Zelkowicz Micro-Cap ETF AdvisorShares Advisory Vote to Ratify DLH Holdings Dorsey Wright DLHC 23335Q100 18-Mar-21 Management Named Executive Officers’ For For Yes Corp. Micro-Cap ETF Compensation AdvisorShares DLH Holdings Amend Omnibus Stock Dorsey Wright DLHC 23335Q100 18-Mar-21 Management For Against Yes Corp. Plan Micro-Cap ETF AdvisorShares Ratify DLH Holdings Dorsey Wright DLHC 23335Q100 18-Mar-21 Management WithumSmith+Brown, PC For For Yes Corp. Micro-Cap ETF as Auditors Approve Issuance of AdvisorShares Shares for a Private Mohawk Group Dorsey Wright MWK 608189106 01-Apr-21 Management Placement Pursuant to the For For Yes Holdings, Inc. Micro-Cap ETF Senior Secured Note Due 2022 Approve Issuance of AdvisorShares Shares for a Private Mohawk Group Dorsey Wright MWK 608189106 01-Apr-21 Management Placement Pursuant to the For For Yes Holdings, Inc. Micro-Cap ETF Senior Secured Note Due 2023 Approve Issuance of Shares for a Private AdvisorShares Mohawk Group Placement Pursuant to the Dorsey Wright MWK 608189106 01-Apr-21 Management For For Yes Holdings, Inc. Warrant to Purchase Micro-Cap ETF Common Stock Dated February 2, 2021 AdvisorShares Approve Issuance of Mohawk Group Dorsey Wright MWK 608189106 01-Apr-21 Management Shares for a Private For For Yes Holdings, Inc. Micro-Cap ETF Placement Approve Issuance of Shares for a Private AdvisorShares Mohawk Group Placement Pursuant to the Dorsey Wright MWK 608189106 01-Apr-21 Management For For Yes Holdings, Inc. Warrant to Purchase Micro-Cap ETF Common Stock Dated February 9, 2021 AdvisorShares Approve Issuance of Mohawk Group Dorsey Wright MWK 608189106 01-Apr-21 Management Shares for a Private For For Yes Holdings, Inc. Micro-Cap ETF Placement AdvisorShares Approve Issuance of Mohawk Group Dorsey Wright MWK 608189106 01-Apr-21 Management Shares for a Private For Against Yes Holdings, Inc. Micro-Cap ETF Placement AdvisorShares Mohawk Group Dorsey Wright MWK 608189106 01-Apr-21 Management Adjourn Meeting For For Yes Holdings, Inc. Micro-Cap ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Elect Director David G. Dorsey Wright Lydall, Inc. LDL 550819106 20-Apr-21 Management For For Yes Bills Micro-Cap ETF AdvisorShares Elect Director James J. Dorsey Wright Lydall, Inc. LDL 550819106 20-Apr-21 Management For For Yes Cannon Micro-Cap ETF AdvisorShares Elect Director Marc T. Dorsey Wright Lydall, Inc. LDL 550819106 20-Apr-21 Management For For Yes Giles Micro-Cap ETF AdvisorShares Elect Director Paul W. Dorsey Wright Lydall, Inc. LDL 550819106 20-Apr-21 Management For For Yes Graves Micro-Cap ETF AdvisorShares Elect Director Sara A. Dorsey Wright Lydall, Inc. LDL 550819106 20-Apr-21 Management For For Yes Greenstein Micro-Cap ETF AdvisorShares Elect Director Suzanne Dorsey Wright Lydall, Inc. LDL 550819106 20-Apr-21 Management For For Yes Hammett Micro-Cap ETF AdvisorShares Elect Director Katherine C. Dorsey Wright Lydall, Inc. LDL 550819106 20-Apr-21 Management For For Yes Harper Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Dorsey Wright Lydall, Inc. LDL 550819106 20-Apr-21 Management Named Executive Officers’ For For Yes Micro-Cap ETF Compensation AdvisorShares Ratify Dorsey Wright Lydall, Inc. LDL 550819106 20-Apr-21 Management PricewaterhouseCoopers For For Yes Micro-Cap ETF LLP as Auditors AdvisorShares ORBCOMM Elect Director Jerome B. Dorsey Wright ORBC 68555P100 21-Apr-21 Management For For Yes Inc. Eisenberg Micro-Cap ETF AdvisorShares ORBCOMM Dorsey Wright ORBC 68555P100 21-Apr-21 Management Elect Director Marco Fuchs For For Yes Inc. Micro-Cap ETF AdvisorShares ORBCOMM Ratify Grant Thornton LLP Dorsey Wright ORBC 68555P100 21-Apr-21 Management For For Yes Inc. as Auditors Micro-Cap ETF AdvisorShares ORBCOMM Amend Omnibus Stock Dorsey Wright ORBC 68555P100 21-Apr-21 Management For For Yes Inc. Plan Micro-Cap ETF AdvisorShares Advisory Vote to Ratify ORBCOMM Dorsey Wright ORBC 68555P100 21-Apr-21 Management Named Executive Officers’ For For Yes Inc. Micro-Cap ETF Compensation AdvisorShares MYR Group Elect Director Donald C.I. Dorsey Wright MYRG 55405W104 22-Apr-21 Management For For Yes Inc. Lucky Micro-Cap ETF AdvisorShares MYR Group Elect Director Maurice E. Dorsey Wright MYRG 55405W104 22-Apr-21 Management For For Yes Inc. Moore Micro-Cap ETF AdvisorShares MYR Group Elect Director Shirin Dorsey Wright MYRG 55405W104 22-Apr-21 Management For For Yes Inc. O’Connor Micro-Cap ETF AdvisorShares Advisory Vote to Ratify MYR Group Dorsey Wright MYRG 55405W104 22-Apr-21 Management Named Executive Officers’ For For Yes Inc. Micro-Cap ETF Compensation AdvisorShares MYR Group Ratify Crowe LLP as Dorsey Wright MYRG 55405W104 22-Apr-21 Management For For Yes Inc. Auditors Micro-Cap ETF AdvisorShares CPS Elect Director Grant C. Dorsey Wright Technologies CPSH 12619F104 23-Apr-21 Management For For Yes Bennett Micro-Cap ETF Corp. AdvisorShares CPS Elect Director Francis J. Dorsey Wright Technologies CPSH 12619F104 23-Apr-21 Management For For Yes Hughes, Jr. Micro-Cap ETF Corp. AdvisorShares CPS Elect Director Daniel C. Dorsey Wright Technologies CPSH 12619F104 23-Apr-21 Management For For Yes Snow Micro-Cap ETF Corp. AdvisorShares CPS Elect Director Thomas M. Dorsey Wright Technologies CPSH 12619F104 23-Apr-21 Management For For Yes Culligan Micro-Cap ETF Corp.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares CPS Elect Director Ralph M. Dorsey Wright Technologies CPSH 12619F104 23-Apr-21 Management For For Yes Norwood Micro-Cap ETF Corp. AdvisorShares CPS Advisory Vote to Ratify Dorsey Wright Technologies CPSH 12619F104 23-Apr-21 Management Named Executive Officers’ For For Yes Micro-Cap ETF Corp. Compensation AdvisorShares CPS Ratify Wolf & Company, Dorsey Wright Technologies CPSH 12619F104 23-Apr-21 Management For For Yes P.C. as Auditors Micro-Cap ETF Corp. AdvisorShares ArcBest Elect Director Eduardo F. Dorsey Wright ARCB 03937C105 29-Apr-21 Management For For Yes Corporation Conrado Micro-Cap ETF AdvisorShares ArcBest Elect Director Fredrik J. Dorsey Wright ARCB 03937C105 29-Apr-21 Management For For Yes Corporation Eliasson Micro-Cap ETF AdvisorShares ArcBest Elect Director Stephen E. Dorsey Wright ARCB 03937C105 29-Apr-21 Management For For Yes Corporation Gorman Micro-Cap ETF AdvisorShares ArcBest Elect Director Michael P. Dorsey Wright ARCB 03937C105 29-Apr-21 Management For For Yes Corporation Hogan Micro-Cap ETF AdvisorShares ArcBest Elect Director Kathleen D. Dorsey Wright ARCB 03937C105 29-Apr-21 Management For For Yes Corporation McElligott Micro-Cap ETF AdvisorShares ArcBest Elect Director Judy R. Dorsey Wright ARCB 03937C105 29-Apr-21 Management For For Yes Corporation McReynolds Micro-Cap ETF AdvisorShares ArcBest Elect Director Craig E. Dorsey Wright ARCB 03937C105 29-Apr-21 Management For For Yes Corporation Philip Micro-Cap ETF AdvisorShares ArcBest Elect Director Steven L. Dorsey Wright ARCB 03937C105 29-Apr-21 Management For For Yes Corporation Spinner Micro-Cap ETF AdvisorShares ArcBest Elect Director Janice E. Dorsey Wright ARCB 03937C105 29-Apr-21 Management For For Yes Corporation Stipp Micro-Cap ETF AdvisorShares Advisory Vote to Ratify ArcBest Dorsey Wright ARCB 03937C105 29-Apr-21 Management Named Executive Officers’ For For Yes Corporation Micro-Cap ETF Compensation AdvisorShares ArcBest Amend Omnibus Stock Dorsey Wright ARCB 03937C105 29-Apr-21 Management For Against Yes Corporation Plan Micro-Cap ETF AdvisorShares ArcBest Ratify Ernst & Young LLP Dorsey Wright ARCB 03937C105 29-Apr-21 Management For For Yes Corporation as Auditors Micro-Cap ETF AdvisorShares Goosehead Elect Director Mark E. Dorsey Wright GSHD 38267D109 03-May-21 Management For Withhold Yes Insurance, Inc. Jones Micro-Cap ETF AdvisorShares Goosehead Dorsey Wright GSHD 38267D109 03-May-21 Management Elect Director Robyn Jones For Withhold Yes Insurance, Inc. Micro-Cap ETF AdvisorShares Goosehead Dorsey Wright GSHD 38267D109 03-May-21 Management Elect Director Peter Lane For For Yes Insurance, Inc. Micro-Cap ETF AdvisorShares Goosehead Dorsey Wright GSHD 38267D109 03-May-21 Management Elect Director Mark Miller For For Yes Insurance, Inc. Micro-Cap ETF AdvisorShares Goosehead Dorsey Wright GSHD 38267D109 03-May-21 Management Elect Director James Reid For For Yes Insurance, Inc. Micro-Cap ETF AdvisorShares Goosehead Ratify Deloitte & Touche Dorsey Wright GSHD 38267D109 03-May-21 Management For For Yes Insurance, Inc. LLP as Auditors Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Goosehead Dorsey Wright GSHD 38267D109 03-May-21 Management Named Executive Officers’ For Against Yes Insurance, Inc. Micro-Cap ETF Compensation AdvisorShares Goosehead Advisory Vote on Say on Dorsey Wright GSHD 38267D109 03-May-21 Management One Year One Year Yes Insurance, Inc. Pay Frequency Micro-Cap ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Turning Point Elect Director Gregory H. Dorsey Wright TPB 90041L105 04-May-21 Management For For Yes Brands, Inc. A. Baxter Micro-Cap ETF AdvisorShares Turning Point Elect Director H.C. Charles Dorsey Wright TPB 90041L105 04-May-21 Management For For Yes Brands, Inc. Diao Micro-Cap ETF AdvisorShares Turning Point Elect Director Ashley Dorsey Wright TPB 90041L105 04-May-21 Management For For Yes Brands, Inc. Davis Frushone Micro-Cap ETF AdvisorShares Turning Point Elect Director David Dorsey Wright TPB 90041L105 04-May-21 Management For For Yes Brands, Inc. Glazek Micro-Cap ETF AdvisorShares Turning Point Elect Director Assia Dorsey Wright TPB 90041L105 04-May-21 Management For For Yes Brands, Inc. Grazioli-Venier Micro-Cap ETF AdvisorShares Turning Point Elect Director Stephen Dorsey Wright TPB 90041L105 04-May-21 Management For For Yes Brands, Inc. Usher Micro-Cap ETF AdvisorShares Turning Point Elect Director Lawrence S. Dorsey Wright TPB 90041L105 04-May-21 Management For For Yes Brands, Inc. Wexler Micro-Cap ETF AdvisorShares Turning Point Elect Director Arnold Dorsey Wright TPB 90041L105 04-May-21 Management For For Yes Brands, Inc. Zimmerman Micro-Cap ETF AdvisorShares Turning Point Approve Omnibus Stock Dorsey Wright TPB 90041L105 04-May-21 Management For For Yes Brands, Inc. Plan Micro-Cap ETF AdvisorShares Turning Point Ratify RSM US LLP as Dorsey Wright TPB 90041L105 04-May-21 Management For For Yes Brands, Inc. Auditors Micro-Cap ETF AdvisorShares Heska Elect Director Robert L. Dorsey Wright HSKA 42805E306 05-May-21 Management For For Yes Corporation Antin Micro-Cap ETF AdvisorShares Heska Elect Director Stephen L. Dorsey Wright HSKA 42805E306 05-May-21 Management For For Yes Corporation Davis Micro-Cap ETF AdvisorShares Heska Elect Director Mark F. Dorsey Wright HSKA 42805E306 05-May-21 Management For For Yes Corporation Furlong Micro-Cap ETF AdvisorShares Heska Elect Director Joachim A. Dorsey Wright HSKA 42805E306 05-May-21 Management For For Yes Corporation Hasenmaier Micro-Cap ETF AdvisorShares Heska Elect Director Scott W. Dorsey Wright HSKA 42805E306 05-May-21 Management For For Yes Corporation Humphrey Micro-Cap ETF AdvisorShares Heska Elect Director Sharon J. Dorsey Wright HSKA 42805E306 05-May-21 Management For For Yes Corporation Larson Micro-Cap ETF AdvisorShares Heska Elect Director David E. Dorsey Wright HSKA 42805E306 05-May-21 Management For For Yes Corporation Sveen Micro-Cap ETF AdvisorShares Heska Elect Director Kevin S. Dorsey Wright HSKA 42805E306 05-May-21 Management For For Yes Corporation Wilson Micro-Cap ETF AdvisorShares Heska Ratify Grant Thornton LLP Dorsey Wright HSKA 42805E306 05-May-21 Management For For Yes Corporation as Auditors Micro-Cap ETF AdvisorShares Heska Approve Omnibus Stock Dorsey Wright HSKA 42805E306 05-May-21 Management For For Yes Corporation Plan Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Heska Dorsey Wright HSKA 42805E306 05-May-21 Management Named Executive Officers’ For For Yes Corporation Micro-Cap ETF Compensation AdvisorShares Elect Director Guy L. Dorsey Wright Intellicheck, Inc. IDN 45817G201 05-May-21 Management For For Yes Smith Micro-Cap ETF AdvisorShares Elect Director Emil R. Dorsey Wright Intellicheck, Inc. IDN 45817G201 05-May-21 Management For For Yes “Buck” Bedard Micro-Cap ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Elect Director Jack A. Dorsey Wright Intellicheck, Inc. IDN 45817G201 05-May-21 Management For For Yes Davis Micro-Cap ETF AdvisorShares Elect Director William P. Dorsey Wright Intellicheck, Inc. IDN 45817G201 05-May-21 Management For For Yes Georges Micro-Cap ETF AdvisorShares Dorsey Wright Intellicheck, Inc. IDN 45817G201 05-May-21 Management Elect Director Dylan Glenn For For Yes Micro-Cap ETF AdvisorShares Elect Director Amelia L. Dorsey Wright Intellicheck, Inc. IDN 45817G201 05-May-21 Management For For Yes Ruzzo Micro-Cap ETF AdvisorShares Elect Director David E. Dorsey Wright Intellicheck, Inc. IDN 45817G201 05-May-21 Management For For Yes Ullman Micro-Cap ETF AdvisorShares Dorsey Wright Intellicheck, Inc. IDN 45817G201 05-May-21 Management Elect Director Bryan Lewis For For Yes Micro-Cap ETF AdvisorShares Ratify EisnerAmper LLP Dorsey Wright Intellicheck, Inc. IDN 45817G201 05-May-21 Management For For Yes as Auditors Micro-Cap ETF AdvisorShares Amend Omnibus Stock Dorsey Wright Intellicheck, Inc. IDN 45817G201 05-May-21 Management For For Yes Plan Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Dorsey Wright Intellicheck, Inc. IDN 45817G201 05-May-21 Management Named Executive Officers’ For For Yes Micro-Cap ETF Compensation AdvisorShares Advisory Vote on Say on Dorsey Wright Intellicheck, Inc. IDN 45817G201 05-May-21 Management One Year One Year Yes Pay Frequency Micro-Cap ETF AdvisorShares Nature’s Elect Director Robert B. Dorsey Wright Sunshine NATR 639027101 05-May-21 Management For For Yes Mercer Micro-Cap ETF Products, Inc. AdvisorShares Nature’s Elect Director Terrence O. Dorsey Wright Sunshine NATR 639027101 05-May-21 Management For For Yes Moorehead Micro-Cap ETF Products, Inc. AdvisorShares Nature’s Elect Director Richard D. Dorsey Wright Sunshine NATR 639027101 05-May-21 Management For For Yes Moss Micro-Cap ETF Products, Inc. AdvisorShares Nature’s Elect Director Mary Beth Dorsey Wright Sunshine NATR 639027101 05-May-21 Management For For Yes Springer Micro-Cap ETF Products, Inc. AdvisorShares Nature’s Elect Director Robert D. Dorsey Wright Sunshine NATR 639027101 05-May-21 Management For For Yes Straus Micro-Cap ETF Products, Inc. AdvisorShares Nature’s Elect Director J. Dorsey Wright Sunshine NATR 639027101 05-May-21 Management For For Yes Christopher Teets Micro-Cap ETF Products, Inc. AdvisorShares Nature’s Elect Director Heidi Dorsey Wright Sunshine NATR 639027101 05-May-21 Management For For Yes Wissmiller Micro-Cap ETF Products, Inc. AdvisorShares Nature’s Dorsey Wright Sunshine NATR 639027101 05-May-21 Management Elect Director Lily Zou For For Yes Micro-Cap ETF Products, Inc. AdvisorShares Nature’s Advisory Vote to Ratify Dorsey Wright Sunshine NATR 639027101 05-May-21 Management Named Executive Officers’ For For Yes Micro-Cap ETF Products, Inc. Compensation AdvisorShares Nature’s Amend Omnibus Stock Dorsey Wright Sunshine NATR 639027101 05-May-21 Management For Against Yes Plan Micro-Cap ETF Products, Inc. AdvisorShares Nature’s Ratify Deloitte & Touche Dorsey Wright Sunshine NATR 639027101 05-May-21 Management For For Yes LLP as Auditors Micro-Cap ETF Products, Inc. AdvisorShares Qumu Dorsey Wright QUMU 749063103 06-May-21 Management Elect Director TJ Kennedy For For Yes Corporation Micro-Cap ETF AdvisorShares Qumu Dorsey Wright QUMU 749063103 06-May-21 Management Elect Director Neil E. Cox For For Yes Corporation Micro-Cap ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Qumu Elect Director Mary E. Dorsey Wright QUMU 749063103 06-May-21 Management For For Yes Corporation Chowning Micro-Cap ETF AdvisorShares Qumu Elect Director Daniel R. Dorsey Wright QUMU 749063103 06-May-21 Management For For Yes Corporation Fishback Micro-Cap ETF AdvisorShares Qumu Elect Director Edward D. Dorsey Wright QUMU 749063103 06-May-21 Management For For Yes Corporation Horowitz Micro-Cap ETF AdvisorShares Qumu Dorsey Wright QUMU 749063103 06-May-21 Management Elect Director Kenan Lucas For For Yes Corporation Micro-Cap ETF AdvisorShares Qumu Elect Director Robert F. Dorsey Wright QUMU 749063103 06-May-21 Management For For Yes Corporation Olson Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Qumu Dorsey Wright QUMU 749063103 06-May-21 Management Named Executive Officers’ For For Yes Corporation Micro-Cap ETF Compensation AdvisorShares Qumu Amend Omnibus Stock Dorsey Wright QUMU 749063103 06-May-21 Management For For Yes Corporation Plan Micro-Cap ETF AdvisorShares Qumu Ratify KPMG LLP as Dorsey Wright QUMU 749063103 06-May-21 Management For For Yes Corporation Auditors Micro-Cap ETF AdvisorShares Farmland Elect Director Chris A. Dorsey Wright FPI 31154R109 07-May-21 Management For Withhold Yes Partners Inc. Downey Micro-Cap ETF AdvisorShares Farmland Elect Director Joseph W. Dorsey Wright FPI 31154R109 07-May-21 Management For Withhold Yes Partners Inc. Glauber Micro-Cap ETF AdvisorShares Farmland Elect Director John A. Dorsey Wright FPI 31154R109 07-May-21 Management For Withhold Yes Partners Inc. Good Micro-Cap ETF AdvisorShares Farmland Elect Director Thomas P. Dorsey Wright FPI 31154R109 07-May-21 Management For For Yes Partners Inc. Heneghan Micro-Cap ETF AdvisorShares Farmland Elect Director Toby L. Dorsey Wright FPI 31154R109 07-May-21 Management For For Yes Partners Inc. O’Rourke Micro-Cap ETF AdvisorShares Farmland Elect Director Paul A. Dorsey Wright FPI 31154R109 07-May-21 Management For For Yes Partners Inc. Pittman Micro-Cap ETF AdvisorShares Farmland Ratify Plante & Moran, Dorsey Wright FPI 31154R109 07-May-21 Management For For Yes Partners Inc. PLLC as Auditor Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Farmland Dorsey Wright FPI 31154R109 07-May-21 Management Named Executive Officers’ For For Yes Partners Inc. Micro-Cap ETF Compensation AdvisorShares Farmland Amend Omnibus Stock Dorsey Wright FPI 31154R109 07-May-21 Management For For Yes Partners Inc. Plan Micro-Cap ETF AdvisorShares Haverty Elect Director L. Allison Dorsey Wright Furniture HVT 419596101 10-May-21 Management For For Yes Dukes Micro-Cap ETF Companies, Inc. AdvisorShares Haverty Elect Director G. Thomas Dorsey Wright Furniture HVT 419596101 10-May-21 Management For For Yes Hough Micro-Cap ETF Companies, Inc. AdvisorShares Haverty Advisory Vote to Ratify Dorsey Wright Furniture HVT 419596101 10-May-21 Management Named Executive Officers’ For For Yes Micro-Cap ETF Companies, Inc. Compensation AdvisorShares Haverty Advisory Vote on Say on Dorsey Wright Furniture HVT 419596101 10-May-21 Management One Year One Year Yes Pay Frequency Micro-Cap ETF Companies, Inc. AdvisorShares Haverty Approve Omnibus Stock Dorsey Wright Furniture HVT 419596101 10-May-21 Management For For Yes Plan Micro-Cap ETF Companies, Inc. AdvisorShares Haverty Ratify Grant Thornton LLP Dorsey Wright Furniture HVT 419596101 10-May-21 Management For For Yes as Auditors Micro-Cap ETF Companies, Inc.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Elect Director Gary E. Dorsey Wright Brightcove Inc. BCOV 10921T101 11-May-21 Management For For Yes Haroian Micro-Cap ETF AdvisorShares Elect Director Diane Dorsey Wright Brightcove Inc. BCOV 10921T101 11-May-21 Management For For Yes Hessan Micro-Cap ETF AdvisorShares Elect Director Ritcha Dorsey Wright Brightcove Inc. BCOV 10921T101 11-May-21 Management For For Yes Ranjan Micro-Cap ETF AdvisorShares Ratify Ernst & Young LLP Dorsey Wright Brightcove Inc. BCOV 10921T101 11-May-21 Management For For Yes as Auditors Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Dorsey Wright Brightcove Inc. BCOV 10921T101 11-May-21 Management Named Executive Officers’ For For Yes Micro-Cap ETF Compensation AdvisorShares Approve Omnibus Stock Dorsey Wright Brightcove Inc. BCOV 10921T101 11-May-21 Management For Against Yes Plan Micro-Cap ETF AdvisorShares Luna Elect Director Scott A. Dorsey Wright Innovations LUNA 550351100 11-May-21 Management For For Yes Graeff Micro-Cap ETF Incorporated AdvisorShares Luna Elect Director N. Leigh Dorsey Wright Innovations LUNA 550351100 11-May-21 Management For For Yes Anderson Micro-Cap ETF Incorporated AdvisorShares Luna Dorsey Wright Innovations LUNA 550351100 11-May-21 Management Elect Director Pamela Coe For For Yes Micro-Cap ETF Incorporated AdvisorShares Luna Advisory Vote to Ratify Dorsey Wright Innovations LUNA 550351100 11-May-21 Management Named Executive Officers’ For For Yes Micro-Cap ETF Incorporated Compensation AdvisorShares Luna Ratify Grant Thornton LLP Dorsey Wright Innovations LUNA 550351100 11-May-21 Management For For Yes as Auditors Micro-Cap ETF Incorporated AdvisorShares EMCORE Increase Authorized Dorsey Wright EMKR 290846203 12-May-21 Management For For Yes Corporation Common Stock Micro-Cap ETF AdvisorShares EMCORE Dorsey Wright EMKR 290846203 12-May-21 Management Adjourn Meeting For For Yes Corporation Micro-Cap ETF AdvisorShares Ampco- Elect Director Michael I. Dorsey Wright Pittsburgh AP 032037103 13-May-21 Management For For Yes German Micro-Cap ETF Corporation AdvisorShares Ampco- Elect Director J. Brett Dorsey Wright Pittsburgh AP 032037103 13-May-21 Management For For Yes McBrayer Micro-Cap ETF Corporation AdvisorShares Ampco- Elect Director Carl H. Dorsey Wright Pittsburgh AP 032037103 13-May-21 Management For For Yes Pforzheimer, III Micro-Cap ETF Corporation AdvisorShares Ampco- Advisory Vote to Ratify Dorsey Wright Pittsburgh AP 032037103 13-May-21 Management Named Executive Officers’ For For Yes Micro-Cap ETF Corporation Compensation AdvisorShares Ampco- Amend Omnibus Stock Dorsey Wright Pittsburgh AP 032037103 13-May-21 Management For For Yes Plan Micro-Cap ETF Corporation AdvisorShares Ampco- Ratify BDO USA, LLP as Dorsey Wright Pittsburgh AP 032037103 13-May-21 Management For For Yes Auditors Micro-Cap ETF Corporation AdvisorShares Atlanticus Elect Director David G. Dorsey Wright Holdings ATLC 04914Y102 13-May-21 Management For For Yes Hanna Micro-Cap ETF Corporation AdvisorShares Atlanticus Elect Director Denise M. Dorsey Wright Holdings ATLC 04914Y102 13-May-21 Management For For Yes Harrod Micro-Cap ETF Corporation AdvisorShares Atlanticus Elect Director Jeffrey A. Dorsey Wright Holdings ATLC 04914Y102 13-May-21 Management For For Yes Howard Micro-Cap ETF Corporation AdvisorShares Atlanticus Elect Director Deal W. Dorsey Wright Holdings ATLC 04914Y102 13-May-21 Management For For Yes Hudson Micro-Cap ETF Corporation

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Atlanticus Elect Director Joann G. Dorsey Wright Holdings ATLC 04914Y102 13-May-21 Management For For Yes Jones Micro-Cap ETF Corporation AdvisorShares Atlanticus Elect Director Mack F. Dorsey Wright Holdings ATLC 04914Y102 13-May-21 Management For Withhold Yes Mattingly Micro-Cap ETF Corporation AdvisorShares Atlanticus Elect Director Thomas G. Dorsey Wright Holdings ATLC 04914Y102 13-May-21 Management For Withhold Yes Rosencrants Micro-Cap ETF Corporation AdvisorShares Dorsey Wright Calix, Inc. CALX 13100M509 13-May-21 Management Elect Director Don Listwin For For Yes Micro-Cap ETF AdvisorShares Dorsey Wright Calix, Inc. CALX 13100M509 13-May-21 Management Elect Director Kevin Peters For For Yes Micro-Cap ETF AdvisorShares Elect Director J. Daniel Dorsey Wright Calix, Inc. CALX 13100M509 13-May-21 Management For For Yes Plants Micro-Cap ETF AdvisorShares Amend Omnibus Stock Dorsey Wright Calix, Inc. CALX 13100M509 13-May-21 Management For For Yes Plan Micro-Cap ETF AdvisorShares Amend Qualified Dorsey Wright Calix, Inc. CALX 13100M509 13-May-21 Management Employee Stock Purchase For For Yes Micro-Cap ETF Plan AdvisorShares Amend Nonqualified Dorsey Wright Calix, Inc. CALX 13100M509 13-May-21 Management Employee Stock Purchase For For Yes Micro-Cap ETF Plan AdvisorShares Advisory Vote to Ratify Dorsey Wright Calix, Inc. CALX 13100M509 13-May-21 Management Named Executive Officers’ For For Yes Micro-Cap ETF Compensation AdvisorShares Ratify KPMG LLP as Dorsey Wright Calix, Inc. CALX 13100M509 13-May-21 Management For For Yes Auditors Micro-Cap ETF AdvisorShares Donnelley Elect Director Luis A. Dorsey Wright Financial DFIN 25787G100 13-May-21 Management For For Yes Aguilar Micro-Cap ETF Solutions, Inc. AdvisorShares Donnelley Elect Director Richard L. Dorsey Wright Financial DFIN 25787G100 13-May-21 Management For For Yes Crandall Micro-Cap ETF Solutions, Inc. AdvisorShares Donnelley Elect Director Charles D. Dorsey Wright Financial DFIN 25787G100 13-May-21 Management For For Yes Drucker Micro-Cap ETF Solutions, Inc. AdvisorShares Donnelley Elect Director Juliet S. Dorsey Wright Financial DFIN 25787G100 13-May-21 Management For For Yes Ellis Micro-Cap ETF Solutions, Inc. AdvisorShares Donnelley Elect Director Gary G. Dorsey Wright Financial DFIN 25787G100 13-May-21 Management For For Yes Greenfield Micro-Cap ETF Solutions, Inc. AdvisorShares Donnelley Elect Director Jeffrey Dorsey Wright Financial DFIN 25787G100 13-May-21 Management For For Yes Jacobowitz Micro-Cap ETF Solutions, Inc. AdvisorShares Donnelley Elect Director Daniel N. Dorsey Wright Financial DFIN 25787G100 13-May-21 Management For For Yes Leib Micro-Cap ETF Solutions, Inc. AdvisorShares Donnelley Elect Director Lois M. Dorsey Wright Financial DFIN 25787G100 13-May-21 Management For For Yes Martin Micro-Cap ETF Solutions, Inc. AdvisorShares Donnelley Advisory Vote to Ratify Dorsey Wright Financial DFIN 25787G100 13-May-21 Management Named Executive Officers’ For For Yes Micro-Cap ETF Solutions, Inc. Compensation AdvisorShares Donnelley Amend Omnibus Stock Dorsey Wright Financial DFIN 25787G100 13-May-21 Management For For Yes Plan Micro-Cap ETF Solutions, Inc. AdvisorShares Donnelley Ratify Deloitte & Touche Dorsey Wright Financial DFIN 25787G100 13-May-21 Management For For Yes LLP as Auditors Micro-Cap ETF Solutions, Inc. Infrastructure AdvisorShares and Energy Elect Director Charles Dorsey Wright IEA 45686J104 13-May-21 Management For Withhold Yes Alternatives, Garner Micro-Cap ETF Inc.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Infrastructure AdvisorShares and Energy Elect Director Michael Dorsey Wright IEA 45686J104 13-May-21 Management For For Yes Alternatives, Della Rocca Micro-Cap ETF Inc. Infrastructure AdvisorShares and Energy Ratify Deloitte & Touche Dorsey Wright IEA 45686J104 13-May-21 Management For For Yes Alternatives, LLP as Auditors Micro-Cap ETF Inc. Infrastructure AdvisorShares Advisory Vote to Ratify and Energy Dorsey Wright IEA 45686J104 13-May-21 Management Named Executive Officers’ For For Yes Alternatives, Micro-Cap ETF Compensation Inc. Infrastructure AdvisorShares and Energy Amend Omnibus Stock Dorsey Wright IEA 45686J104 13-May-21 Management For Against Yes Alternatives, Plan Micro-Cap ETF Inc. Infrastructure AdvisorShares Approve Qualified and Energy Dorsey Wright IEA 45686J104 13-May-21 Management Employee Stock Purchase For For Yes Alternatives, Micro-Cap ETF Plan Inc. AdvisorShares Elect Director Robert Dorsey Wright Lands’ End, Inc. LE 51509F105 13-May-21 Management For For Yes Galvin Micro-Cap ETF AdvisorShares Elect Director Jerome Dorsey Wright Lands’ End, Inc. LE 51509F105 13-May-21 Management For For Yes Griffith Micro-Cap ETF AdvisorShares Elect Director Elizabeth Dorsey Wright Lands’ End, Inc. LE 51509F105 13-May-21 Management For For Yes Leykum Micro-Cap ETF AdvisorShares Elect Director Josephine Dorsey Wright Lands’ End, Inc. LE 51509F105 13-May-21 Management For For Yes Linden Micro-Cap ETF AdvisorShares Elect Director John T. Dorsey Wright Lands’ End, Inc. LE 51509F105 13-May-21 Management For For Yes McClain Micro-Cap ETF AdvisorShares Elect Director Maureen Dorsey Wright Lands’ End, Inc. LE 51509F105 13-May-21 Management For For Yes Mullen Murphy Micro-Cap ETF AdvisorShares Dorsey Wright Lands’ End, Inc. LE 51509F105 13-May-21 Management Elect Director Jignesh Patel For For Yes Micro-Cap ETF AdvisorShares Dorsey Wright Lands’ End, Inc. LE 51509F105 13-May-21 Management Elect Director Jonah Staw For For Yes Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Dorsey Wright Lands’ End, Inc. LE 51509F105 13-May-21 Management Named Executive Officers’ For For Yes Micro-Cap ETF Compensation AdvisorShares Ratify Deloitte & Touche Dorsey Wright Lands’ End, Inc. LE 51509F105 13-May-21 Management For For Yes LLP as Auditors Micro-Cap ETF AdvisorShares Syndax Elect Director Jennifer Dorsey Wright Pharmaceuticals, SNDX 87164F105 13-May-21 Management For Withhold Yes Jarrett Micro-Cap ETF Inc. AdvisorShares Syndax Elect Director William Dorsey Wright Pharmaceuticals, SNDX 87164F105 13-May-21 Management For Withhold Yes Meury Micro-Cap ETF Inc. AdvisorShares Syndax Ratify Deloitte & Touche Dorsey Wright Pharmaceuticals, SNDX 87164F105 13-May-21 Management For For Yes LLP as Auditors Micro-Cap ETF Inc. AdvisorShares Dorsey Wright Audacy, Inc. AUD 293639100 14-May-21 Management Elect Director David Levy For For Yes Micro-Cap ETF AdvisorShares Elect Director Louise C. Dorsey Wright Audacy, Inc. AUD 293639100 14-May-21 Management For For Yes Kramer Micro-Cap ETF AdvisorShares Elect Director Susan K. Dorsey Wright Audacy, Inc. AUD 293639100 14-May-21 Management For For Yes Neely Micro-Cap ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Ratify Grant Thornton LLP Dorsey Wright Audacy, Inc. AUD 293639100 14-May-21 Management For For Yes as Auditors Micro-Cap ETF AdvisorShares LSB Industries, Elect Director Barry H. Dorsey Wright LXU 502160104 14-May-21 Management For For Yes Inc. Golsen Micro-Cap ETF AdvisorShares LSB Industries, Elect Director Kanna Dorsey Wright LXU 502160104 14-May-21 Management For For Yes Inc. Kitamura Micro-Cap ETF AdvisorShares LSB Industries, Elect Director Richard W. Dorsey Wright LXU 502160104 14-May-21 Management For For Yes Inc. Roedel Micro-Cap ETF AdvisorShares LSB Industries, Amend Omnibus Stock Dorsey Wright LXU 502160104 14-May-21 Management For Against Yes Inc. Plan Micro-Cap ETF AdvisorShares LSB Industries, Ratify Section 382 Rights Dorsey Wright LXU 502160104 14-May-21 Management For For Yes Inc. Agreement Micro-Cap ETF AdvisorShares LSB Industries, Ratify Ernst & Young LLP Dorsey Wright LXU 502160104 14-May-21 Management For For Yes Inc. as Auditors Micro-Cap ETF AdvisorShares Advisory Vote to Ratify LSB Industries, Dorsey Wright LXU 502160104 14-May-21 Management Named Executive Officers’ For For Yes Inc. Micro-Cap ETF Compensation AdvisorShares Avid Elect Director Christian A. Dorsey Wright AVID 05367P100 17-May-21 Management For For Yes Technology, Inc. Asmar Micro-Cap ETF AdvisorShares Avid Elect Director Elizabeth M. Dorsey Wright AVID 05367P100 17-May-21 Management For For Yes Technology, Inc. Daley Micro-Cap ETF AdvisorShares Avid Elect Director Nancy Dorsey Wright AVID 05367P100 17-May-21 Management For For Yes Technology, Inc. Hawthorne Micro-Cap ETF AdvisorShares Avid Elect Director Michelle Dorsey Wright AVID 05367P100 17-May-21 Management For For Yes Technology, Inc. Munson Micro-Cap ETF AdvisorShares Avid Elect Director Daniel B. Dorsey Wright AVID 05367P100 17-May-21 Management For For Yes Technology, Inc. Silvers Micro-Cap ETF AdvisorShares Avid Elect Director John P. Dorsey Wright AVID 05367P100 17-May-21 Management For For Yes Technology, Inc. Wallace Micro-Cap ETF AdvisorShares Avid Elect Director Peter Dorsey Wright AVID 05367P100 17-May-21 Management For For Yes Technology, Inc. Westley Micro-Cap ETF AdvisorShares Avid Ratify BDO USA, LLP as Dorsey Wright AVID 05367P100 17-May-21 Management For For Yes Technology, Inc. Auditors Micro-Cap ETF AdvisorShares Avid Amend Omnibus Stock Dorsey Wright AVID 05367P100 17-May-21 Management For For Yes Technology, Inc. Plan Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Avid Dorsey Wright AVID 05367P100 17-May-21 Management Named Executive Officers’ For For Yes Technology, Inc. Micro-Cap ETF Compensation AdvisorShares Rayonier Elect Director Charles E. Dorsey Wright Advanced RYAM 75508B104 17-May-21 Management For For Yes Adair Micro-Cap ETF Materials Inc. AdvisorShares Rayonier Dorsey Wright Advanced RYAM 75508B104 17-May-21 Management Elect Director Julie A. Dill For For Yes Micro-Cap ETF Materials Inc. AdvisorShares Rayonier Elect Director James F. Dorsey Wright Advanced RYAM 75508B104 17-May-21 Management For For Yes Kirsch Micro-Cap ETF Materials Inc. AdvisorShares Rayonier Advisory Vote on Say on Dorsey Wright Advanced RYAM 75508B104 17-May-21 Management One Year One Year Yes Pay Frequency Micro-Cap ETF Materials Inc. AdvisorShares Rayonier Advisory Vote to Ratify Dorsey Wright Advanced RYAM 75508B104 17-May-21 Management Named Executive Officers’ For For Yes Micro-Cap ETF Materials Inc. Compensation

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Rayonier Approve Omnibus Stock Dorsey Wright Advanced RYAM 75508B104 17-May-21 Management For For Yes Plan Micro-Cap ETF Materials Inc. AdvisorShares Rayonier Ratify Grant Thornton LLP Dorsey Wright Advanced RYAM 75508B104 17-May-21 Management For For Yes as Auditors Micro-Cap ETF Materials Inc. AdvisorShares Elect Director Jack B. Dorsey Wright Intrusion Inc. INTZ 46121E205 18-May-21 Management For For Yes Blount Micro-Cap ETF AdvisorShares Elect Director Anthony J. Dorsey Wright Intrusion Inc. INTZ 46121E205 18-May-21 Management For For Yes LeVecchio Micro-Cap ETF AdvisorShares Elect Director James F. Dorsey Wright Intrusion Inc. INTZ 46121E205 18-May-21 Management For For Yes Gero Micro-Cap ETF AdvisorShares Elect Director Katrinka B. Dorsey Wright Intrusion Inc. INTZ 46121E205 18-May-21 Management For For Yes McCallum Micro-Cap ETF AdvisorShares Elect Director Jamie M. Dorsey Wright Intrusion Inc. INTZ 46121E205 18-May-21 Management For For Yes Schnur Micro-Cap ETF AdvisorShares Elect Director Gregory K. Dorsey Wright Intrusion Inc. INTZ 46121E205 18-May-21 Management For For Yes Wilson Micro-Cap ETF AdvisorShares Approve Omnibus Stock Dorsey Wright Intrusion Inc. INTZ 46121E205 18-May-21 Management For For Yes Plan Micro-Cap ETF AdvisorShares Ratify Whitley Penn LLP Dorsey Wright Intrusion Inc. INTZ 46121E205 18-May-21 Management For For Yes as Auditors Micro-Cap ETF AdvisorShares Full House Elect Director Kenneth R. Dorsey Wright FLL 359678109 19-May-21 Management For For Yes Resorts, Inc. Adams Micro-Cap ETF AdvisorShares Full House Elect Director Carl G. Dorsey Wright FLL 359678109 19-May-21 Management For For Yes Resorts, Inc. Braunlich Micro-Cap ETF AdvisorShares Full House Elect Director Lewis A. Dorsey Wright FLL 359678109 19-May-21 Management For For Yes Resorts, Inc. Fanger Micro-Cap ETF AdvisorShares Full House Dorsey Wright FLL 359678109 19-May-21 Management Elect Director Eric J. Green For For Yes Resorts, Inc. Micro-Cap ETF AdvisorShares Full House Elect Director Michael A. Dorsey Wright FLL 359678109 19-May-21 Management For For Yes Resorts, Inc. Hartmeier Micro-Cap ETF AdvisorShares Full House Elect Director Daniel R. Dorsey Wright FLL 359678109 19-May-21 Management For For Yes Resorts, Inc. Lee Micro-Cap ETF AdvisorShares Full House Elect Director Kathleen M. Dorsey Wright FLL 359678109 19-May-21 Management For For Yes Resorts, Inc. Marshall Micro-Cap ETF AdvisorShares Full House Elect Director Michael P. Dorsey Wright FLL 359678109 19-May-21 Management For For Yes Resorts, Inc. Shaunnessy Micro-Cap ETF AdvisorShares Full House Amend Omnibus Stock Dorsey Wright FLL 359678109 19-May-21 Management For For Yes Resorts, Inc. Plan Micro-Cap ETF AdvisorShares Full House Ratify Deloitte & Touche Dorsey Wright FLL 359678109 19-May-21 Management For For Yes Resorts, Inc. LLP as Auditor Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Full House Dorsey Wright FLL 359678109 19-May-21 Management Named Executive Officers’ For For Yes Resorts, Inc. Micro-Cap ETF Compensation AdvisorShares Intrepid Potash, Elect Director Terry Dorsey Wright IPI 46121Y201 19-May-21 Management For For Yes Inc. Considine Micro-Cap ETF AdvisorShares Intrepid Potash, Elect Director Chris A. Dorsey Wright IPI 46121Y201 19-May-21 Management For For Yes Inc. Elliott Micro-Cap ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Intrepid Potash, Ratify KPMG LLP as Dorsey Wright IPI 46121Y201 19-May-21 Management For For Yes Inc. Auditors Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Intrepid Potash, Dorsey Wright IPI 46121Y201 19-May-21 Management Named Executive Officers’ For For Yes Inc. Micro-Cap ETF Compensation AdvisorShares The Shyft Elect Director Daryl M. Dorsey Wright SHYF 825698103 19-May-21 Management For For Yes Group, Inc. Adams Micro-Cap ETF AdvisorShares The Shyft Elect Director Thomas R. Dorsey Wright SHYF 825698103 19-May-21 Management For For Yes Group, Inc. Clevinger Micro-Cap ETF AdvisorShares The Shyft Elect Director Paul A. Dorsey Wright SHYF 825698103 19-May-21 Management For For Yes Group, Inc. Mascarenas Micro-Cap ETF AdvisorShares The Shyft Ratify BDO USA, LLP as Dorsey Wright SHYF 825698103 19-May-21 Management For For Yes Group, Inc. Auditors Micro-Cap ETF AdvisorShares Advisory Vote to Ratify The Shyft Dorsey Wright SHYF 825698103 19-May-21 Management Named Executive Officers’ For For Yes Group, Inc. Micro-Cap ETF Compensation AdvisorShares Dorsey Wright AXT, Inc. AXTI 00246W103 20-May-21 Management Elect Director Jesse Chen For For Yes Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Dorsey Wright AXT, Inc. AXTI 00246W103 20-May-21 Management Named Executive Officers’ For For Yes Micro-Cap ETF Compensation AdvisorShares Amend Omnibus Stock Dorsey Wright AXT, Inc. AXTI 00246W103 20-May-21 Management For For Yes Plan Micro-Cap ETF AdvisorShares Ratify BPM LLP as Dorsey Wright AXT, Inc. AXTI 00246W103 20-May-21 Management For For Yes Auditors Micro-Cap ETF AdvisorShares Babcock & Declassify the Board of Dorsey Wright Wilcox BW 05614L209 20-May-21 Management For For Yes Directors Micro-Cap ETF Enterprises, Inc. AdvisorShares Babcock & Elect Director Henry E. Dorsey Wright Wilcox BW 05614L209 20-May-21 Management For For Yes Bartoli Micro-Cap ETF Enterprises, Inc. AdvisorShares Babcock & Elect Director Philip D. Dorsey Wright Wilcox BW 05614L209 20-May-21 Management For For Yes Moeller Micro-Cap ETF Enterprises, Inc. AdvisorShares Babcock & Elect Director Henry E. Dorsey Wright Wilcox BW 05614L209 20-May-21 Management For For Yes Bartoli Micro-Cap ETF Enterprises, Inc. AdvisorShares Babcock & Elect Director Philip D. Dorsey Wright Wilcox BW 05614L209 20-May-21 Management For For Yes Moeller Micro-Cap ETF Enterprises, Inc. AdvisorShares Babcock & Eliminate Supermajority Dorsey Wright Wilcox BW 05614L209 20-May-21 Management Vote Requirement to For For Yes Micro-Cap ETF Enterprises, Inc. Amend Bylaws AdvisorShares Babcock & Ratify Deloitte & Touche Dorsey Wright Wilcox BW 05614L209 20-May-21 Management For For Yes LLP as Auditors Micro-Cap ETF Enterprises, Inc. AdvisorShares Babcock & Advisory Vote to Ratify Dorsey Wright Wilcox BW 05614L209 20-May-21 Management Named Executive Officers’ For For Yes Micro-Cap ETF Enterprises, Inc. Compensation AdvisorShares Babcock & Approve Omnibus Stock Dorsey Wright Wilcox BW 05614L209 20-May-21 Management For For Yes Plan Micro-Cap ETF Enterprises, Inc. AdvisorShares Merchants Elect Director Michael F. Dorsey Wright MBIN 58844R108 20-May-21 Management For For Yes Bancorp Petrie Micro-Cap ETF AdvisorShares Merchants Elect Director Randall D. Dorsey Wright MBIN 58844R108 20-May-21 Management For For Yes Bancorp Rogers Micro-Cap ETF AdvisorShares Merchants Elect Director Michael J. Dorsey Wright MBIN 58844R108 20-May-21 Management For For Yes Bancorp Dunlap Micro-Cap ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Merchants Elect Director Scott A. Dorsey Wright MBIN 58844R108 20-May-21 Management For For Yes Bancorp Evans Micro-Cap ETF AdvisorShares Merchants Elect Director Sue Anne Dorsey Wright MBIN 58844R108 20-May-21 Management For Withhold Yes Bancorp Gilroy Micro-Cap ETF AdvisorShares Merchants Elect Director Andrew A. Dorsey Wright MBIN 58844R108 20-May-21 Management For Withhold Yes Bancorp Juster Micro-Cap ETF AdvisorShares Merchants Elect Director Patrick D. Dorsey Wright MBIN 58844R108 20-May-21 Management For Withhold Yes Bancorp O’Brien Micro-Cap ETF AdvisorShares Merchants Elect Director Anne E. Dorsey Wright MBIN 58844R108 20-May-21 Management For Withhold Yes Bancorp Sellers Micro-Cap ETF AdvisorShares Merchants Elect Director David N. Dorsey Wright MBIN 58844R108 20-May-21 Management For Withhold Yes Bancorp Shane Micro-Cap ETF AdvisorShares Merchants Ratify BKD, LLP as Dorsey Wright MBIN 58844R108 20-May-21 Management For For Yes Bancorp Auditors Micro-Cap ETF AdvisorShares Orion Group Elect Director Michael J. Dorsey Wright ORN 68628V308 20-May-21 Management For For Yes Holdings Inc. Caliel Micro-Cap ETF AdvisorShares Orion Group Elect Director Richard L. Dorsey Wright ORN 68628V308 20-May-21 Management For For Yes Holdings Inc. Daerr, Jr. Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Orion Group Dorsey Wright ORN 68628V308 20-May-21 Management Named Executive Officers’ For For Yes Holdings Inc. Micro-Cap ETF Compensation AdvisorShares Orion Group Ratify KPMG LLP as Dorsey Wright ORN 68628V308 20-May-21 Management For For Yes Holdings Inc. Auditor Micro-Cap ETF AdvisorShares Elect Director Michael C. Dorsey Wright R1 RCM Inc. RCM 749397105 20-May-21 Management For For Yes Feiner Micro-Cap ETF AdvisorShares Elect Director Joseph Dorsey Wright R1 RCM Inc. RCM 749397105 20-May-21 Management For Withhold Yes Flanagan Micro-Cap ETF AdvisorShares Elect Director John B. Dorsey Wright R1 RCM Inc. RCM 749397105 20-May-21 Management For For Yes Henneman, III Micro-Cap ETF AdvisorShares Elect Director Alex J. Dorsey Wright R1 RCM Inc. RCM 749397105 20-May-21 Management For For Yes Mandl Micro-Cap ETF AdvisorShares Elect Director Neal Dorsey Wright R1 RCM Inc. RCM 749397105 20-May-21 Management For Withhold Yes Moszkowski Micro-Cap ETF AdvisorShares Dorsey Wright R1 RCM Inc. RCM 749397105 20-May-21 Management Elect Director Ian Sacks For Withhold Yes Micro-Cap ETF AdvisorShares Dorsey Wright R1 RCM Inc. RCM 749397105 20-May-21 Management Elect Director Jill Smith For For Yes Micro-Cap ETF AdvisorShares Elect Director Anthony J. Dorsey Wright R1 RCM Inc. RCM 749397105 20-May-21 Management For Withhold Yes Speranzo Micro-Cap ETF AdvisorShares Elect Director Anthony R. Dorsey Wright R1 RCM Inc. RCM 749397105 20-May-21 Management For Withhold Yes Tersigni Micro-Cap ETF AdvisorShares Elect Director Albert (Bert) Dorsey Wright R1 RCM Inc. RCM 749397105 20-May-21 Management For Withhold Yes R. Zimmerli Micro-Cap ETF AdvisorShares Amend Omnibus Stock Dorsey Wright R1 RCM Inc. RCM 749397105 20-May-21 Management For For Yes Plan Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Dorsey Wright R1 RCM Inc. RCM 749397105 20-May-21 Management Named Executive Officers’ For For Yes Micro-Cap ETF Compensation

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Ratify Ernst & Young LLP Dorsey Wright R1 RCM Inc. RCM 749397105 20-May-21 Management For For Yes as Auditors Micro-Cap ETF AdvisorShares Elect Director David M. Dorsey Wright R1 RCM Inc. RCM 749397105 20-May-21 Management For For Yes Dill Micro-Cap ETF AdvisorShares Regional Elect Director Robert W. Dorsey Wright Management RM 75902K106 20-May-21 Management For For Yes Beck Micro-Cap ETF Corp. AdvisorShares Regional Elect Director Jonathan D. Dorsey Wright Management RM 75902K106 20-May-21 Management For For Yes Brown Micro-Cap ETF Corp. AdvisorShares Regional Elect Director Roel C. Dorsey Wright Management RM 75902K106 20-May-21 Management For For Yes Campos Micro-Cap ETF Corp. AdvisorShares Regional Elect Director Maria Dorsey Wright Management RM 75902K106 20-May-21 Management For For Yes Contreras-Sweet Micro-Cap ETF Corp. AdvisorShares Regional Elect Director Michael R. Dorsey Wright Management RM 75902K106 20-May-21 Management For For Yes Dunn Micro-Cap ETF Corp. AdvisorShares Regional Elect Director Steven J. Dorsey Wright Management RM 75902K106 20-May-21 Management For For Yes Freiberg Micro-Cap ETF Corp. AdvisorShares Regional Elect Director Sandra K. Dorsey Wright Management RM 75902K106 20-May-21 Management For For Yes Johnson Micro-Cap ETF Corp. AdvisorShares Regional Elect Director Carlos Dorsey Wright Management RM 75902K106 20-May-21 Management For For Yes Palomares Micro-Cap ETF Corp. AdvisorShares Regional Ratify RSM US LLP as Dorsey Wright Management RM 75902K106 20-May-21 Management For For Yes Auditors Micro-Cap ETF Corp. AdvisorShares Regional Amend Omnibus Stock Dorsey Wright Management RM 75902K106 20-May-21 Management For For Yes Plan Micro-Cap ETF Corp. AdvisorShares Regional Advisory Vote to Ratify Dorsey Wright Management RM 75902K106 20-May-21 Management Named Executive Officers’ For For Yes Micro-Cap ETF Corp. Compensation AdvisorShares Elect Director John W. Dorsey Wright Utz Brands, Inc. UTZ 918090101 20-May-21 Management For For Yes Altmeyer Micro-Cap ETF AdvisorShares Elect Director Jason K. Dorsey Wright Utz Brands, Inc. UTZ 918090101 20-May-21 Management For Against Yes Giordano Micro-Cap ETF AdvisorShares Elect Director B. John Dorsey Wright Utz Brands, Inc. UTZ 918090101 20-May-21 Management For For Yes Lindeman Micro-Cap ETF AdvisorShares Approve Qualified Dorsey Wright Utz Brands, Inc. UTZ 918090101 20-May-21 Management Employee Stock Purchase For For Yes Micro-Cap ETF Plan AdvisorShares Ratify Grant Thornton, Dorsey Wright Utz Brands, Inc. UTZ 918090101 20-May-21 Management For For Yes LLP as Auditors Micro-Cap ETF AdvisorShares Anixa Dorsey Wright Biosciences, ANIX 03528H109 21-May-21 Management Elect Director Amit Kumar For For Yes Micro-Cap ETF Inc. AdvisorShares Anixa Elect Director Arnold Dorsey Wright Biosciences, ANIX 03528H109 21-May-21 Management For For Yes Baskies Micro-Cap ETF Inc. AdvisorShares Anixa Elect Director Emily Dorsey Wright Biosciences, ANIX 03528H109 21-May-21 Management For For Yes Gottschalk Micro-Cap ETF Inc. AdvisorShares Anixa Elect Director Lewis H. Dorsey Wright Biosciences, ANIX 03528H109 21-May-21 Management For For Yes Titterton, Jr. Micro-Cap ETF Inc. AdvisorShares Anixa Advisory Vote to Ratify Dorsey Wright Biosciences, ANIX 03528H109 21-May-21 Management Named Executive Officers’ For Against Yes Micro-Cap ETF Inc. Compensation

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Anixa Ratify Haskell & White Dorsey Wright Biosciences, ANIX 03528H109 21-May-21 Management For For Yes LLP as Auditors Micro-Cap ETF Inc. Adopt the Jurisdiction of AdvisorShares Anixa Incorporation as the Dorsey Wright Biosciences, ANIX 03528H109 21-May-21 Management For Against Yes Exclusive Forum for Micro-Cap ETF Inc. Certain Disputes Amend Articles of AdvisorShares Anixa Incorporation To Add Dorsey Wright Biosciences, ANIX 03528H109 21-May-21 Management Exculpatory And For For Yes Micro-Cap ETF Inc. Indemnification Provisions For Directors AdvisorShares Resolute Forest Elect Director Randall C. Dorsey Wright RFP 76117W109 21-May-21 Management For For Yes Products Inc. Benson Micro-Cap ETF AdvisorShares Resolute Forest Elect Director Suzanne Dorsey Wright RFP 76117W109 21-May-21 Management For For Yes Products Inc. Blanchet Micro-Cap ETF AdvisorShares Resolute Forest Elect Director Jennifer C. Dorsey Wright RFP 76117W109 21-May-21 Management For For Yes Products Inc. Dolan Micro-Cap ETF AdvisorShares Resolute Forest Elect Director Remi G. Dorsey Wright RFP 76117W109 21-May-21 Management For For Yes Products Inc. Lalonde Micro-Cap ETF AdvisorShares Resolute Forest Elect Director Bradley P. Dorsey Wright RFP 76117W109 21-May-21 Management For For Yes Products Inc. Martin Micro-Cap ETF AdvisorShares Resolute Forest Elect Director Alain Dorsey Wright RFP 76117W109 21-May-21 Management For For Yes Products Inc. Rheaume Micro-Cap ETF AdvisorShares Resolute Forest Elect Director Michael S. Dorsey Wright RFP 76117W109 21-May-21 Management For For Yes Products Inc. Rousseau Micro-Cap ETF AdvisorShares Ratify Resolute Forest Dorsey Wright RFP 76117W109 21-May-21 Management PricewaterhouseCoopers For For Yes Products Inc. Micro-Cap ETF LLP as Auditors AdvisorShares Advisory Vote to Ratify Resolute Forest Dorsey Wright RFP 76117W109 21-May-21 Management Named Executive Officers’ For For Yes Products Inc. Micro-Cap ETF Compensation AdvisorShares Seelos Dorsey Wright Therapeutics, SEEL 81577F109 21-May-21 Management Elect Director Raj Mehra For Withhold Yes Micro-Cap ETF Inc. AdvisorShares Seelos Dorsey Wright Therapeutics, SEEL 81577F109 21-May-21 Management Elect Director Brian Lian For Withhold Yes Micro-Cap ETF Inc. AdvisorShares Seelos Ratify KPMG LLP as Dorsey Wright Therapeutics, SEEL 81577F109 21-May-21 Management For For Yes Auditors Micro-Cap ETF Inc. AdvisorShares Seelos Change State of Dorsey Wright Therapeutics, SEEL 81577F109 21-May-21 Management Incorporation from Nevada For Against Yes Micro-Cap ETF Inc. to Delaware AdvisorShares Seelos Advisory Vote to Ratify Dorsey Wright Therapeutics, SEEL 81577F109 21-May-21 Management Named Executive Officers’ For For Yes Micro-Cap ETF Inc. Compensation AdvisorShares Seelos Increase Authorized Dorsey Wright Therapeutics, SEEL 81577F109 21-May-21 Management For For Yes Common Stock Micro-Cap ETF Inc. AdvisorShares First Foundation Dorsey Wright FFWM 32026V104 25-May-21 Management Elect Director Max Briggs For For Yes Inc. Micro-Cap ETF AdvisorShares First Foundation Elect Director John Dorsey Wright FFWM 32026V104 25-May-21 Management For For Yes Inc. Hakopian Micro-Cap ETF AdvisorShares First Foundation Elect Director Scott F. Dorsey Wright FFWM 32026V104 25-May-21 Management For For Yes Inc. Kavanaugh Micro-Cap ETF AdvisorShares First Foundation Elect Director Ulrich E. Dorsey Wright FFWM 32026V104 25-May-21 Management For For Yes Inc. Keller, Jr. Micro-Cap ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares First Foundation Dorsey Wright FFWM 32026V104 25-May-21 Management Elect Director David Lake For For Yes Inc. Micro-Cap ETF AdvisorShares First Foundation Elect Director Elizabeth A. Dorsey Wright FFWM 32026V104 25-May-21 Management For For Yes Inc. Pagliarini Micro-Cap ETF AdvisorShares First Foundation Elect Director Mitchell M. Dorsey Wright FFWM 32026V104 25-May-21 Management For For Yes Inc. Rosenberg Micro-Cap ETF AdvisorShares First Foundation Elect Director Diane M. Dorsey Wright FFWM 32026V104 25-May-21 Management For For Yes Inc. Rubin Micro-Cap ETF AdvisorShares First Foundation Elect Director Jacob Dorsey Wright FFWM 32026V104 25-May-21 Management For For Yes Inc. Sonenshine Micro-Cap ETF AdvisorShares First Foundation Ratify Eide Bailly LLP as Dorsey Wright FFWM 32026V104 25-May-21 Management For For Yes Inc. Auditors Micro-Cap ETF AdvisorShares Advisory Vote to Ratify First Foundation Dorsey Wright FFWM 32026V104 25-May-21 Management Named Executive Officers’ For For Yes Inc. Micro-Cap ETF Compensation AdvisorShares SandRidge Elect Director Patricia Dorsey Wright SD 80007P869 25-May-21 Management For For Yes Energy, Inc. Agnello Micro-Cap ETF AdvisorShares SandRidge Elect Director Jaffery (Jay) Dorsey Wright SD 80007P869 25-May-21 Management For For Yes Energy, Inc. A. Firestone Micro-Cap ETF AdvisorShares SandRidge Elect Director Jonathan Dorsey Wright SD 80007P869 25-May-21 Management For For Yes Energy, Inc. Frates Micro-Cap ETF AdvisorShares SandRidge Elect Director Carl F. Dorsey Wright SD 80007P869 25-May-21 Management For For Yes Energy, Inc. Giesler, Jr. Micro-Cap ETF AdvisorShares SandRidge Elect Director John “Jack” Dorsey Wright SD 80007P869 25-May-21 Management For For Yes Energy, Inc. Lipinski Micro-Cap ETF AdvisorShares SandRidge Elect Director Randolph C. Dorsey Wright SD 80007P869 25-May-21 Management For For Yes Energy, Inc. Read Micro-Cap ETF AdvisorShares SandRidge Dorsey Wright SD 80007P869 25-May-21 Management Ratify Deloitte as Auditors For For Yes Energy, Inc. Micro-Cap ETF AdvisorShares Advisory Vote to Ratify SandRidge Dorsey Wright SD 80007P869 25-May-21 Management Named Executive Officers’ For For Yes Energy, Inc. Micro-Cap ETF Compensation AdvisorShares SandRidge Approve Tax Benefits Dorsey Wright SD 80007P869 25-May-21 Management For For Yes Energy, Inc. Preservation Plan Micro-Cap ETF Superior AdvisorShares Industries Elect Director Majdi B. Dorsey Wright SUP 868168105 25-May-21 Management For For Yes International, Abulaban Micro-Cap ETF Inc. Superior AdvisorShares Industries Elect Director Raynard D. Dorsey Wright SUP 868168105 25-May-21 Management For For Yes International, Benvenuti Micro-Cap ETF Inc. Superior AdvisorShares Industries Elect Director Michael R. Dorsey Wright SUP 868168105 25-May-21 Management For For Yes International, Bruynesteyn Micro-Cap ETF Inc. Superior AdvisorShares Industries Elect Director Richard J. Dorsey Wright SUP 868168105 25-May-21 Management For For Yes International, Giromini Micro-Cap ETF Inc. Superior AdvisorShares Industries Elect Director Paul J. Dorsey Wright SUP 868168105 25-May-21 Management For For Yes International, Humphries Micro-Cap ETF Inc.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Superior AdvisorShares Industries Elect Director Ransom A. Dorsey Wright SUP 868168105 25-May-21 Management For For Yes International, Langford Micro-Cap ETF Inc. Superior AdvisorShares Industries Elect Director Timothy C. Dorsey Wright SUP 868168105 25-May-21 Management For For Yes International, McQuay Micro-Cap ETF Inc. Superior AdvisorShares Industries Elect Director Ellen B. Dorsey Wright SUP 868168105 25-May-21 Management For For Yes International, Richstone Micro-Cap ETF Inc. Superior AdvisorShares Advisory Vote to Ratify Industries Dorsey Wright SUP 868168105 25-May-21 Management Named Executive Officers’ For Against Yes International, Micro-Cap ETF Compensation Inc. Superior AdvisorShares Industries Amend Omnibus Stock Dorsey Wright SUP 868168105 25-May-21 Management For For Yes International, Plan Micro-Cap ETF Inc. Superior AdvisorShares Industries Ratify Deloitte & Touche Dorsey Wright SUP 868168105 25-May-21 Management For For Yes International, LLP as Auditors Micro-Cap ETF Inc. AdvisorShares Commercial Elect Director Harold C. Dorsey Wright Vehicle Group, CVGI 202608105 26-May-21 Management For For Yes Bevis Micro-Cap ETF Inc. AdvisorShares Commercial Dorsey Wright Vehicle Group, CVGI 202608105 26-May-21 Management Elect Director Roger L. Fix For For Yes Micro-Cap ETF Inc. AdvisorShares Commercial Elect Director Robert C. Dorsey Wright Vehicle Group, CVGI 202608105 26-May-21 Management For For Yes Griffin Micro-Cap ETF Inc. AdvisorShares Commercial Elect Director Wayne M. Dorsey Wright Vehicle Group, CVGI 202608105 26-May-21 Management For For Yes Rancourt Micro-Cap ETF Inc. AdvisorShares Commercial Elect Director James R. Dorsey Wright Vehicle Group, CVGI 202608105 26-May-21 Management For For Yes Ray Micro-Cap ETF Inc. AdvisorShares Commercial Elect Director Janice E. Dorsey Wright Vehicle Group, CVGI 202608105 26-May-21 Management For For Yes Stipp Micro-Cap ETF Inc. AdvisorShares Commercial Amend Exclusive Forum Dorsey Wright Vehicle Group, CVGI 202608105 26-May-21 Management For For Yes Bylaw Micro-Cap ETF Inc. AdvisorShares Commercial Ratify KPMG LLP as Dorsey Wright Vehicle Group, CVGI 202608105 26-May-21 Management For For Yes Auditors Micro-Cap ETF Inc. AdvisorShares Commercial Advisory Vote to Ratify Dorsey Wright Vehicle Group, CVGI 202608105 26-May-21 Management Named Executive Officers’ For For Yes Micro-Cap ETF Inc. Compensation AdvisorShares Elect Director Gary Dorsey Wright Identiv, Inc. INVE 45170X205 26-May-21 Management For For Yes Kremen Micro-Cap ETF AdvisorShares Ratify BPM LLP as Dorsey Wright Identiv, Inc. INVE 45170X205 26-May-21 Management For For Yes Auditors Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Dorsey Wright Identiv, Inc. INVE 45170X205 26-May-21 Management Named Executive Officers’ For For Yes Micro-Cap ETF Compensation AdvisorShares Kopin Elect Director John C.C. Dorsey Wright KOPN 500600101 26-May-21 Management For For Yes Corporation Fan Micro-Cap ETF AdvisorShares Kopin Elect Director Scott L. Dorsey Wright KOPN 500600101 26-May-21 Management For For Yes Corporation Anchin Micro-Cap ETF AdvisorShares Kopin Elect Director James K. Dorsey Wright KOPN 500600101 26-May-21 Management For For Yes Corporation Brewington Micro-Cap ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Kopin Elect Director David E. Dorsey Wright KOPN 500600101 26-May-21 Management For Against Yes Corporation Brook Micro-Cap ETF AdvisorShares Kopin Elect Director Morton Dorsey Wright KOPN 500600101 26-May-21 Management For For Yes Corporation Collins Micro-Cap ETF AdvisorShares Kopin Elect Director Chi Chia Dorsey Wright KOPN 500600101 26-May-21 Management For Against Yes Corporation Hsieh Micro-Cap ETF AdvisorShares Kopin Dorsey Wright KOPN 500600101 26-May-21 Management Elect Director Jill Avery For For Yes Corporation Micro-Cap ETF AdvisorShares Kopin Amend Omnibus Stock Dorsey Wright KOPN 500600101 26-May-21 Management For For Yes Corporation Plan Micro-Cap ETF AdvisorShares Kopin Increase Authorized Dorsey Wright KOPN 500600101 26-May-21 Management For For Yes Corporation Common Stock Micro-Cap ETF AdvisorShares Kopin Ratify RSM US LLP as Dorsey Wright KOPN 500600101 26-May-21 Management For For Yes Corporation Auditors Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Kopin Dorsey Wright KOPN 500600101 26-May-21 Management Named Executive Officers’ For For Yes Corporation Micro-Cap ETF Compensation AdvisorShares Ranpak Elect Director Thomas F. Dorsey Wright PACK 75321W103 26-May-21 Management For Withhold Yes Holdings Corp. Corley Micro-Cap ETF AdvisorShares Ranpak Elect Director Michael A. Dorsey Wright PACK 75321W103 26-May-21 Management For Withhold Yes Holdings Corp. Jones Micro-Cap ETF AdvisorShares Ranpak Elect Director Robert C. Dorsey Wright PACK 75321W103 26-May-21 Management For Withhold Yes Holdings Corp. King Micro-Cap ETF AdvisorShares Ranpak Amend Omnibus Stock Dorsey Wright PACK 75321W103 26-May-21 Management For Against Yes Holdings Corp. Plan Micro-Cap ETF AdvisorShares Ranpak Ratify Deloitte & Touche Dorsey Wright PACK 75321W103 26-May-21 Management For For Yes Holdings Corp. LLP as Auditors Micro-Cap ETF AdvisorShares Surgery Elect Director Clifford G. Dorsey Wright SGRY 86881A100 26-May-21 Management For Withhold Yes Partners, Inc. Adlerz Micro-Cap ETF AdvisorShares Surgery Dorsey Wright SGRY 86881A100 26-May-21 Management Elect Director J. Eric Evans For Withhold Yes Partners, Inc. Micro-Cap ETF AdvisorShares Surgery Elect Director Andrew T. Dorsey Wright SGRY 86881A100 26-May-21 Management For Withhold Yes Partners, Inc. Kaplan Micro-Cap ETF AdvisorShares Surgery Elect Director Blair E. Dorsey Wright SGRY 86881A100 26-May-21 Management For Withhold Yes Partners, Inc. Hendrix Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Surgery Dorsey Wright SGRY 86881A100 26-May-21 Management Named Executive Officers’ For For Yes Partners, Inc. Micro-Cap ETF Compensation AdvisorShares Surgery Ratify Deloitte & Touche Dorsey Wright SGRY 86881A100 26-May-21 Management For For Yes Partners, Inc. LLP as Auditors Micro-Cap ETF AdvisorShares Surgery Amend Omnibus Stock Dorsey Wright SGRY 86881A100 26-May-21 Management For Against Yes Partners, Inc. Plan Micro-Cap ETF AdvisorShares Textainer Group Elect Director Olivier Dorsey Wright Holdings TGH G8766E109 26-May-21 Management For For Yes Ghesquiere Micro-Cap ETF Limited AdvisorShares Textainer Group Dorsey Wright Holdings TGH G8766E109 26-May-21 Management Elect Director James Earl For For Yes Micro-Cap ETF Limited AdvisorShares Textainer Group Elect Director Cynthia Dorsey Wright Holdings TGH G8766E109 26-May-21 Management For For Yes Hostetler Micro-Cap ETF Limited

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Textainer Group Accept Financial Dorsey Wright Holdings TGH G8766E109 26-May-21 Management Statements and Statutory For For Yes Micro-Cap ETF Limited Reports Approve KPMG LLP as AdvisorShares Textainer Group Auditors and Authorize Dorsey Wright Holdings TGH G8766E109 26-May-21 Management For For Yes Board to Fix Their Micro-Cap ETF Limited Remuneration AdvisorShares B. Riley Elect Director Bryant R. Dorsey Wright RILY 05580M108 27-May-21 Management For For Yes Financial, Inc. Riley Micro-Cap ETF AdvisorShares B. Riley Elect Director Thomas J. Dorsey Wright RILY 05580M108 27-May-21 Management For For Yes Financial, Inc. Kelleher Micro-Cap ETF AdvisorShares B. Riley Elect Director Robert L. Dorsey Wright RILY 05580M108 27-May-21 Management For For Yes Financial, Inc. Antin Micro-Cap ETF AdvisorShares B. Riley Elect Director Robert Dorsey Wright RILY 05580M108 27-May-21 Management For Against Yes Financial, Inc. D’Agostino Micro-Cap ETF AdvisorShares B. Riley Elect Director Randall E. Dorsey Wright RILY 05580M108 27-May-21 Management For For Yes Financial, Inc. Paulson Micro-Cap ETF AdvisorShares B. Riley Elect Director Michael J. Dorsey Wright RILY 05580M108 27-May-21 Management For For Yes Financial, Inc. Sheldon Micro-Cap ETF AdvisorShares B. Riley Elect Director Mimi K. Dorsey Wright RILY 05580M108 27-May-21 Management For For Yes Financial, Inc. Walters Micro-Cap ETF AdvisorShares B. Riley Elect Director Mikel H. Dorsey Wright RILY 05580M108 27-May-21 Management For Against Yes Financial, Inc. Williams Micro-Cap ETF AdvisorShares B. Riley Ratify Marcum LLP as Dorsey Wright RILY 05580M108 27-May-21 Management For For Yes Financial, Inc. Auditors Micro-Cap ETF AdvisorShares B. Riley Approve Omnibus Stock Dorsey Wright RILY 05580M108 27-May-21 Management For Against Yes Financial, Inc. Plan Micro-Cap ETF AdvisorShares Elect Director Bernadette Dorsey Wright CEVA, Inc. CEVA 157210105 27-May-21 Management For For Yes Andrietti Micro-Cap ETF AdvisorShares Elect Director Eliyahu Dorsey Wright CEVA, Inc. CEVA 157210105 27-May-21 Management For For Yes Ayalon Micro-Cap ETF AdvisorShares Dorsey Wright CEVA, Inc. CEVA 157210105 27-May-21 Management Elect Director Zvi Limon For For Yes Micro-Cap ETF AdvisorShares Dorsey Wright CEVA, Inc. CEVA 157210105 27-May-21 Management Elect Director Jaclyn Liu For Withhold Yes Micro-Cap ETF AdvisorShares Elect Director Maria Dorsey Wright CEVA, Inc. CEVA 157210105 27-May-21 Management For For Yes Marced Micro-Cap ETF AdvisorShares Elect Director Peter Dorsey Wright CEVA, Inc. CEVA 157210105 27-May-21 Management For For Yes McManamon Micro-Cap ETF AdvisorShares Elect Director Sven- Dorsey Wright CEVA, Inc. CEVA 157210105 27-May-21 Management For For Yes Christer Nilsson Micro-Cap ETF AdvisorShares Dorsey Wright CEVA, Inc. CEVA 157210105 27-May-21 Management Elect Director Louis Silver For For Yes Micro-Cap ETF AdvisorShares Elect Director Gideon Dorsey Wright CEVA, Inc. CEVA 157210105 27-May-21 Management For For Yes Wertheizer Micro-Cap ETF AdvisorShares Ratify Kost Forer Gabbay Dorsey Wright CEVA, Inc. CEVA 157210105 27-May-21 Management For For Yes & Kasierer as Auditors Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Dorsey Wright CEVA, Inc. CEVA 157210105 27-May-21 Management Named Executive Officers’ For For Yes Micro-Cap ETF Compensation

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Elect Director Matt W. Dorsey Wright DZS Inc. DZSI 268211109 27-May-21 Management For For Yes Bross Micro-Cap ETF AdvisorShares Elect Director David Dorsey Wright DZS Inc. DZSI 268211109 27-May-21 Management For For Yes Schopp Micro-Cap ETF AdvisorShares Elect Director Choon Yul Dorsey Wright DZS Inc. DZSI 268211109 27-May-21 Management For For Yes Yoo Micro-Cap ETF AdvisorShares Ratify Grant Thornton LLP Dorsey Wright DZS Inc. DZSI 268211109 27-May-21 Management For For Yes as Auditors Micro-Cap ETF AdvisorShares Elect Director Ryan L. Dorsey Wright XPEL, Inc. XPEL 98379L100 27-May-21 Management For For Yes Pape Micro-Cap ETF AdvisorShares Elect Director Mark E. Dorsey Wright XPEL, Inc. XPEL 98379L100 27-May-21 Management For Withhold Yes Adams Micro-Cap ETF AdvisorShares Elect Director John A. Dorsey Wright XPEL, Inc. XPEL 98379L100 27-May-21 Management For Withhold Yes Constantine Micro-Cap ETF AdvisorShares Elect Director Richard K. Dorsey Wright XPEL, Inc. XPEL 98379L100 27-May-21 Management For For Yes Crumly Micro-Cap ETF AdvisorShares Elect Director Michael A. Dorsey Wright XPEL, Inc. XPEL 98379L100 27-May-21 Management For Withhold Yes Klonne Micro-Cap ETF AdvisorShares Ratify Baker Tilly US, LLP Dorsey Wright XPEL, Inc. XPEL 98379L100 27-May-21 Management For For Yes as Auditors Micro-Cap ETF AdvisorShares Horizon Global Elect Director John F. Dorsey Wright HZN 44052W104 28-May-21 Management For For Yes Corporation Barrett Micro-Cap ETF AdvisorShares Horizon Global Elect Director Terrence G. Dorsey Wright HZN 44052W104 28-May-21 Management For For Yes Corporation Gohl Micro-Cap ETF AdvisorShares Horizon Global Elect Director Frederick A. Dorsey Wright HZN 44052W104 28-May-21 Management For For Yes Corporation Henderson Micro-Cap ETF AdvisorShares Horizon Global Elect Director John C. Dorsey Wright HZN 44052W104 28-May-21 Management For For Yes Corporation Kennedy Micro-Cap ETF AdvisorShares Horizon Global Elect Director Ryan L. Dorsey Wright HZN 44052W104 28-May-21 Management For For Yes Corporation Langdon Micro-Cap ETF AdvisorShares Horizon Global Elect Director Brett N. Dorsey Wright HZN 44052W104 28-May-21 Management For For Yes Corporation Milgrim Micro-Cap ETF AdvisorShares Horizon Global Elect Director Debra S. Dorsey Wright HZN 44052W104 28-May-21 Management For For Yes Corporation Oler Micro-Cap ETF AdvisorShares Horizon Global Elect Director Mark D. Dorsey Wright HZN 44052W104 28-May-21 Management For For Yes Corporation Weber Micro-Cap ETF AdvisorShares Horizon Global Ratify Deloitte & Touche Dorsey Wright HZN 44052W104 28-May-21 Management For For Yes Corporation LLP as Auditors Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Horizon Global Dorsey Wright HZN 44052W104 28-May-21 Management Named Executive Officers’ For For Yes Corporation Micro-Cap ETF Compensation AdvisorShares Horizon Global Advisory Vote on Say on Dorsey Wright HZN 44052W104 28-May-21 Management One Year One Year Yes Corporation Pay Frequency Micro-Cap ETF AdvisorShares Elect Director Matthew E. Dorsey Wright The Joint Corp. JYNT 47973J102 28-May-21 Management For For Yes Rubel Micro-Cap ETF AdvisorShares Elect Director James H. Dorsey Wright The Joint Corp. JYNT 47973J102 28-May-21 Management For For Yes Amos, Jr. Micro-Cap ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Elect Director Ronald V. Dorsey Wright The Joint Corp. JYNT 47973J102 28-May-21 Management For For Yes DaVella Micro-Cap ETF AdvisorShares Elect Director Suzanne M. Dorsey Wright The Joint Corp. JYNT 47973J102 28-May-21 Management For For Yes Decker Micro-Cap ETF AdvisorShares Elect Director Peter D. Dorsey Wright The Joint Corp. JYNT 47973J102 28-May-21 Management For For Yes Holt Micro-Cap ETF AdvisorShares Dorsey Wright The Joint Corp. JYNT 47973J102 28-May-21 Management Elect Director Abe Hong For For Yes Micro-Cap ETF AdvisorShares Elect Director Glenn J. Dorsey Wright The Joint Corp. JYNT 47973J102 28-May-21 Management For For Yes Krevlin Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Dorsey Wright The Joint Corp. JYNT 47973J102 28-May-21 Management Named Executive Officers’ For For Yes Micro-Cap ETF Compensation AdvisorShares Ratify BDO USA, LLP as Dorsey Wright The Joint Corp. JYNT 47973J102 28-May-21 Management For For Yes Auditors Micro-Cap ETF AdvisorShares Approve Financial Dorsey Wright Atento S.A. ATTO L0427L204 31-May-21 Management For For Yes Statements Micro-Cap ETF AdvisorShares Receive and Approve Dorsey Wright Atento S.A. ATTO L0427L204 31-May-21 Management Board’s Report on For For Yes Micro-Cap ETF Financial Statements AdvisorShares Receive and Approve Dorsey Wright Atento S.A. ATTO L0427L204 31-May-21 Management Auditor’s Report on For For Yes Micro-Cap ETF Financial Statements AdvisorShares Approve Allocation of Dorsey Wright Atento S.A. ATTO L0427L204 31-May-21 Management For For Yes Income Micro-Cap ETF AdvisorShares Approve Discharge of Dorsey Wright Atento S.A. ATTO L0427L204 31-May-21 Management For For Yes Directors Micro-Cap ETF AdvisorShares Approve Consolidated Dorsey Wright Atento S.A. ATTO L0427L204 31-May-21 Management For For Yes Financial Statements Micro-Cap ETF Receive and Approve AdvisorShares Board’s Report on Dorsey Wright Atento S.A. ATTO L0427L204 31-May-21 Management For For Yes Consolidated Financial Micro-Cap ETF Statements Receive and Approve AdvisorShares Auditor’s Report on Dorsey Wright Atento S.A. ATTO L0427L204 31-May-21 Management For For Yes Consolidated Financial Micro-Cap ETF Statements AdvisorShares Reelect David Garner as Dorsey Wright Atento S.A. ATTO L0427L204 31-May-21 Management For Against Yes Class I Director Micro-Cap ETF AdvisorShares Approve Co-optation of Dorsey Wright Atento S.A. ATTO L0427L204 31-May-21 Management Robert William Payne as For For Yes Micro-Cap ETF Class II Director AdvisorShares Approve Remuneration of Dorsey Wright Atento S.A. ATTO L0427L204 31-May-21 Management For Against Yes Directors Micro-Cap ETF AdvisorShares Authorize Board to Ratify Dorsey Wright Atento S.A. ATTO L0427L204 31-May-21 Management and Execute Approved Yes Micro-Cap ETF Resolutions AdvisorShares Aspen Aerogels, Elect Director Rebecca B. Dorsey Wright ASPN 04523Y105 01-Jun-21 Management For Withhold Yes Inc. Blalock Micro-Cap ETF AdvisorShares Aspen Aerogels, Elect Director Robert M. Dorsey Wright ASPN 04523Y105 01-Jun-21 Management For Withhold Yes Inc. Gervis Micro-Cap ETF AdvisorShares Aspen Aerogels, Ratify KPMG LLP as Dorsey Wright ASPN 04523Y105 01-Jun-21 Management For For Yes Inc. Auditors Micro-Cap ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Advisory Vote to Ratify Aspen Aerogels, Dorsey Wright ASPN 04523Y105 01-Jun-21 Management Named Executive Officers’ For For Yes Inc. Micro-Cap ETF Compensation AdvisorShares Dorsey Wright Travelzoo TZOO 89421Q205 01-Jun-21 Management Elect Director Ralph Bartel For For Yes Micro-Cap ETF AdvisorShares Elect Director Christina Dorsey Wright Travelzoo TZOO 89421Q205 01-Jun-21 Management For For Yes Sindoni Ciocca Micro-Cap ETF AdvisorShares Elect Director Carrie Liqun Dorsey Wright Travelzoo TZOO 89421Q205 01-Jun-21 Management For For Yes Liu Micro-Cap ETF AdvisorShares Dorsey Wright Travelzoo TZOO 89421Q205 01-Jun-21 Management Elect Director Mary Reilly For Withhold Yes Micro-Cap ETF AdvisorShares Elect Director Beatrice Dorsey Wright Travelzoo TZOO 89421Q205 01-Jun-21 Management For Withhold Yes Tarka Micro-Cap ETF AdvisorShares Approve Stock Option Plan Dorsey Wright Travelzoo TZOO 89421Q205 01-Jun-21 Management For Against Yes Grant Micro-Cap ETF AdvisorShares Elect Director Brian P. Dorsey Wright Citi Trends, Inc. CTRN 17306X102 02-Jun-21 Management For For Yes Carney Micro-Cap ETF AdvisorShares Elect Director Jonathan Dorsey Wright Citi Trends, Inc. CTRN 17306X102 02-Jun-21 Management For For Yes Duskin Micro-Cap ETF AdvisorShares Elect Director Laurens M. Dorsey Wright Citi Trends, Inc. CTRN 17306X102 02-Jun-21 Management For For Yes Goff Micro-Cap ETF AdvisorShares Elect Director Margaret L. Dorsey Wright Citi Trends, Inc. CTRN 17306X102 02-Jun-21 Management For For Yes Jenkins Micro-Cap ETF AdvisorShares Elect Director David N. Dorsey Wright Citi Trends, Inc. CTRN 17306X102 02-Jun-21 Management For For Yes Makuen Micro-Cap ETF AdvisorShares Elect Director Peter R. Dorsey Wright Citi Trends, Inc. CTRN 17306X102 02-Jun-21 Management For For Yes Sachse Micro-Cap ETF AdvisorShares Elect Director Kenneth D. Dorsey Wright Citi Trends, Inc. CTRN 17306X102 02-Jun-21 Management For For Yes Seipel Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Dorsey Wright Citi Trends, Inc. CTRN 17306X102 02-Jun-21 Management Named Executive Officers’ For For Yes Micro-Cap ETF Compensation AdvisorShares Approve Omnibus Stock Dorsey Wright Citi Trends, Inc. CTRN 17306X102 02-Jun-21 Management For For Yes Plan Micro-Cap ETF AdvisorShares Ratify KPMG LLP as Dorsey Wright Citi Trends, Inc. CTRN 17306X102 02-Jun-21 Management For For Yes Auditors Micro-Cap ETF AdvisorShares Mammoth Elect Director Arthur Dorsey Wright Energy Services, TUSK 56155L108 02-Jun-21 Management For For Yes Amron Micro-Cap ETF Inc. AdvisorShares Mammoth Elect Director Corey Dorsey Wright Energy Services, TUSK 56155L108 02-Jun-21 Management For For Yes Booker Micro-Cap ETF Inc. AdvisorShares Mammoth Dorsey Wright Energy Services, TUSK 56155L108 02-Jun-21 Management Elect Director Paul Jacobi For For Yes Micro-Cap ETF Inc. AdvisorShares Mammoth Dorsey Wright Energy Services, TUSK 56155L108 02-Jun-21 Management Elect Director James Palm For Against Yes Micro-Cap ETF Inc. AdvisorShares Mammoth Elect Director Arthur Dorsey Wright Energy Services, TUSK 56155L108 02-Jun-21 Management For Against Yes Smith Micro-Cap ETF Inc. AdvisorShares Mammoth Elect Director Arty Dorsey Wright Energy Services, TUSK 56155L108 02-Jun-21 Management For For Yes Straehla Micro-Cap ETF Inc.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Mammoth Advisory Vote to Ratify Dorsey Wright Energy Services, TUSK 56155L108 02-Jun-21 Management Named Executive Officers’ For For Yes Micro-Cap ETF Inc. Compensation AdvisorShares Mammoth Ratify Grant Thornton LLP Dorsey Wright Energy Services, TUSK 56155L108 02-Jun-21 Management For For Yes as Auditors Micro-Cap ETF Inc. AdvisorShares Aclaris Elect Director Christopher Dorsey Wright Therapeutics, ACRS 00461U105 03-Jun-21 Management For Withhold Yes Molineaux Micro-Cap ETF Inc. AdvisorShares Aclaris Elect Director Bryan Dorsey Wright Therapeutics, ACRS 00461U105 03-Jun-21 Management For Withhold Yes Reasons Micro-Cap ETF Inc. AdvisorShares Aclaris Elect Director Vincent Dorsey Wright Therapeutics, ACRS 00461U105 03-Jun-21 Management For Withhold Yes Milano Micro-Cap ETF Inc. AdvisorShares Aclaris Advisory Vote to Ratify Dorsey Wright Therapeutics, ACRS 00461U105 03-Jun-21 Management Named Executive Officers’ For For Yes Micro-Cap ETF Inc. Compensation AdvisorShares Aclaris Advisory Vote on Say on Dorsey Wright Therapeutics, ACRS 00461U105 03-Jun-21 Management One Year One Year Yes Pay Frequency Micro-Cap ETF Inc. AdvisorShares Aclaris Ratify Dorsey Wright Therapeutics, ACRS 00461U105 03-Jun-21 Management PricewaterhouseCoopers For For Yes Micro-Cap ETF Inc. LLP as Auditor AdvisorShares Altus Midstream Dorsey Wright ALTM 02215L209 03-Jun-21 Management Elect Director Mark Borer For For Yes Company Micro-Cap ETF AdvisorShares Altus Midstream Elect Director Clay Dorsey Wright ALTM 02215L209 03-Jun-21 Management For Withhold Yes Company Bretches Micro-Cap ETF AdvisorShares Altus Midstream Elect Director Staci L. Dorsey Wright ALTM 02215L209 03-Jun-21 Management For Withhold Yes Company Burns Micro-Cap ETF AdvisorShares Altus Midstream Dorsey Wright ALTM 02215L209 03-Jun-21 Management Elect Director Joe C. Frana For For Yes Company Micro-Cap ETF AdvisorShares Altus Midstream Elect Director D. Mark Dorsey Wright ALTM 02215L209 03-Jun-21 Management For For Yes Company Leland Micro-Cap ETF AdvisorShares Altus Midstream Elect Director Kevin S. Dorsey Wright ALTM 02215L209 03-Jun-21 Management For For Yes Company McCarthy Micro-Cap ETF AdvisorShares Altus Midstream Elect Director Christopher Dorsey Wright ALTM 02215L209 03-Jun-21 Management For Withhold Yes Company J. Monk Micro-Cap ETF AdvisorShares Altus Midstream Elect Director Stephen P. Dorsey Wright ALTM 02215L209 03-Jun-21 Management For Withhold Yes Company Noe Micro-Cap ETF AdvisorShares Altus Midstream Elect Director Robert S. Dorsey Wright ALTM 02215L209 03-Jun-21 Management For For Yes Company Purgason Micro-Cap ETF AdvisorShares Altus Midstream Elect Director Ben C. Dorsey Wright ALTM 02215L209 03-Jun-21 Management For Withhold Yes Company Rodgers Micro-Cap ETF AdvisorShares Altus Midstream Dorsey Wright ALTM 02215L209 03-Jun-21 Management Elect Director Jon W. Sauer For Withhold Yes Company Micro-Cap ETF AdvisorShares Altus Midstream Ratify Ernst & Young LLP Dorsey Wright ALTM 02215L209 03-Jun-21 Management For For Yes Company as Auditors Micro-Cap ETF AdvisorShares Clearpoint Elect Director Joseph M. Dorsey Wright CLPT 18507C103 03-Jun-21 Management For For Yes Neuro, Inc. Burnett Micro-Cap ETF AdvisorShares Clearpoint Elect Director R. John Dorsey Wright CLPT 18507C103 03-Jun-21 Management For For Yes Neuro, Inc. Fletcher Micro-Cap ETF AdvisorShares Clearpoint Elect Director Pascal E.R. Dorsey Wright CLPT 18507C103 03-Jun-21 Management For For Yes Neuro, Inc. Girin Micro-Cap ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Clearpoint Elect Director B. Kristine Dorsey Wright CLPT 18507C103 03-Jun-21 Management For For Yes Neuro, Inc. Johnson Micro-Cap ETF AdvisorShares Clearpoint Elect Director Matthew B. Dorsey Wright CLPT 18507C103 03-Jun-21 Management For For Yes Neuro, Inc. Klein Micro-Cap ETF AdvisorShares Clearpoint Elect Director Timothy T. Dorsey Wright CLPT 18507C103 03-Jun-21 Management For For Yes Neuro, Inc. Richards Micro-Cap ETF AdvisorShares Clearpoint Ratify Cherry Bekaert LLP Dorsey Wright CLPT 18507C103 03-Jun-21 Management For For Yes Neuro, Inc. as Auditors Micro-Cap ETF AdvisorShares Approve Qualified Clearpoint Dorsey Wright CLPT 18507C103 03-Jun-21 Management Employee Stock Purchase For For Yes Neuro, Inc. Micro-Cap ETF Plan AdvisorShares Advisory Vote to Ratify Clearpoint Dorsey Wright CLPT 18507C103 03-Jun-21 Management Named Executive Officers’ For For Yes Neuro, Inc. Micro-Cap ETF Compensation AdvisorShares Sutro Elect Director Joseph M. Dorsey Wright STRO 869367102 03-Jun-21 Management For Withhold Yes Biopharma, Inc. Lobacki Micro-Cap ETF AdvisorShares Sutro Elect Director Daniel H. Dorsey Wright STRO 869367102 03-Jun-21 Management For Withhold Yes Biopharma, Inc. Petree Micro-Cap ETF AdvisorShares Sutro Elect Director Shalini Dorsey Wright STRO 869367102 03-Jun-21 Management For Withhold Yes Biopharma, Inc. Sharp Micro-Cap ETF AdvisorShares Sutro Ratify Ernst & Young LLP Dorsey Wright STRO 869367102 03-Jun-21 Management For For Yes Biopharma, Inc. as Auditors Micro-Cap ETF AdvisorShares CAI Elect Director Kathryn G. Dorsey Wright International, CAI 12477X106 04-Jun-21 Management For For Yes Jackson Micro-Cap ETF Inc. AdvisorShares CAI Elect Director Andrew S. Dorsey Wright International, CAI 12477X106 04-Jun-21 Management For For Yes Ogawa Micro-Cap ETF Inc. AdvisorShares CAI Ratify KPMG LLP as Dorsey Wright International, CAI 12477X106 04-Jun-21 Management For For Yes Auditors Micro-Cap ETF Inc. AdvisorShares CAI Advisory Vote to Ratify Dorsey Wright International, CAI 12477X106 04-Jun-21 Management Named Executive Officers’ For For Yes Micro-Cap ETF Inc. Compensation AdvisorShares Golden Elect Director Blake L. Dorsey Wright Entertainment, GDEN 381013101 04-Jun-21 Management For For Yes Sartini Micro-Cap ETF Inc. AdvisorShares Golden Elect Director Lyle A. Dorsey Wright Entertainment, GDEN 381013101 04-Jun-21 Management For For Yes Berman Micro-Cap ETF Inc. AdvisorShares Golden Elect Director Ann D. Dorsey Wright Entertainment, GDEN 381013101 04-Jun-21 Management For Withhold Yes Dozier Micro-Cap ETF Inc. AdvisorShares Golden Elect Director Mark A. Dorsey Wright Entertainment, GDEN 381013101 04-Jun-21 Management For Withhold Yes Lipparelli Micro-Cap ETF Inc. AdvisorShares Golden Elect Director Anthony A. Dorsey Wright Entertainment, GDEN 381013101 04-Jun-21 Management For Withhold Yes Marnell, III Micro-Cap ETF Inc. AdvisorShares Golden Elect Director Robert L. Dorsey Wright Entertainment, GDEN 381013101 04-Jun-21 Management For For Yes Miodunski Micro-Cap ETF Inc. AdvisorShares Golden Elect Director Terrence L. Dorsey Wright Entertainment, GDEN 381013101 04-Jun-21 Management For For Yes Wright Micro-Cap ETF Inc. AdvisorShares Golden Advisory Vote to Ratify Dorsey Wright Entertainment, GDEN 381013101 04-Jun-21 Management Named Executive Officers’ For For Yes Micro-Cap ETF Inc. Compensation AdvisorShares Golden Ratify Ernst & Young LLP Dorsey Wright Entertainment, GDEN 381013101 04-Jun-21 Management For For Yes as Auditors Micro-Cap ETF Inc.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares PAR Elect Director Savneet Dorsey Wright Technology PAR 698884103 04-Jun-21 Management For For Yes Singh Micro-Cap ETF Corporation AdvisorShares PAR Elect Director Keith E. Dorsey Wright Technology PAR 698884103 04-Jun-21 Management For For Yes Pascal Micro-Cap ETF Corporation AdvisorShares PAR Elect Director Douglas G. Dorsey Wright Technology PAR 698884103 04-Jun-21 Management For For Yes Rauch Micro-Cap ETF Corporation AdvisorShares PAR Elect Director Cynthia A. Dorsey Wright Technology PAR 698884103 04-Jun-21 Management For For Yes Russo Micro-Cap ETF Corporation AdvisorShares PAR Elect Director Narinder Dorsey Wright Technology PAR 698884103 04-Jun-21 Management For For Yes Singh Micro-Cap ETF Corporation AdvisorShares PAR Elect Director James C. Dorsey Wright Technology PAR 698884103 04-Jun-21 Management For For Yes Stoffel Micro-Cap ETF Corporation AdvisorShares PAR Advisory Vote to Ratify Dorsey Wright Technology PAR 698884103 04-Jun-21 Management Named Executive Officers’ For Against Yes Micro-Cap ETF Corporation Compensation AdvisorShares PAR Approve Qualified Dorsey Wright Technology PAR 698884103 04-Jun-21 Management Employee Stock Purchase For For Yes Micro-Cap ETF Corporation Plan Approve Issuance of AdvisorShares PAR Shares for a Private Dorsey Wright Technology PAR 698884103 04-Jun-21 Management Placement Upon Exercise For For Yes Micro-Cap ETF Corporation of the Assumed Unvested Options Approve Issuance of AdvisorShares PAR Shares for a Private Dorsey Wright Technology PAR 698884103 04-Jun-21 Management For For Yes Placement Upon Exercise Micro-Cap ETF Corporation of the Warrant AdvisorShares PAR Ratify Deloitte & Touche Dorsey Wright Technology PAR 698884103 04-Jun-21 Management For For Yes LLP as Auditors Micro-Cap ETF Corporation AdvisorShares Turtle Beach Elect Director Juergen Dorsey Wright HEAR 900450206 04-Jun-21 Management For For Yes Corporation Stark Micro-Cap ETF AdvisorShares Turtle Beach Elect Director William E. Dorsey Wright HEAR 900450206 04-Jun-21 Management For For Yes Corporation Keitel Micro-Cap ETF AdvisorShares Turtle Beach Elect Director L. Gregory Dorsey Wright HEAR 900450206 04-Jun-21 Management For For Yes Corporation Ballard Micro-Cap ETF AdvisorShares Turtle Beach Elect Director Yie-Hsin Dorsey Wright HEAR 900450206 04-Jun-21 Management For For Yes Corporation Hung Micro-Cap ETF AdvisorShares Turtle Beach Elect Director Kelly A. Dorsey Wright HEAR 900450206 04-Jun-21 Management For For Yes Corporation Thompson Micro-Cap ETF AdvisorShares Turtle Beach Elect Director Andrew Dorsey Wright HEAR 900450206 04-Jun-21 Management For For Yes Corporation Wolfe Micro-Cap ETF AdvisorShares Turtle Beach Ratify BDO USA, LLP as Dorsey Wright HEAR 900450206 04-Jun-21 Management For For Yes Corporation Auditors Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Turtle Beach Dorsey Wright HEAR 900450206 04-Jun-21 Management Named Executive Officers’ For For Yes Corporation Micro-Cap ETF Compensation AdvisorShares Turtle Beach Amend Omnibus Stock Dorsey Wright HEAR 900450206 04-Jun-21 Management For For Yes Corporation Plan Micro-Cap ETF AdvisorShares Gannett Co., Elect Director Vinayak R. Dorsey Wright GCI 36472T109 07-Jun-21 Management For For Yes Inc. Hegde Micro-Cap ETF AdvisorShares Gannett Co., Elect Director Theodore P. Dorsey Wright GCI 36472T109 07-Jun-21 Management For For Yes Inc. Janulis Micro-Cap ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Gannett Co., Elect Director John Jeffry Dorsey Wright GCI 36472T109 07-Jun-21 Management For For Yes Inc. Louis, III Micro-Cap ETF AdvisorShares Gannett Co., Dorsey Wright GCI 36472T109 07-Jun-21 Management Elect Director Maria Miller For For Yes Inc. Micro-Cap ETF AdvisorShares Gannett Co., Elect Director Michael E. Dorsey Wright GCI 36472T109 07-Jun-21 Management For For Yes Inc. Reed Micro-Cap ETF AdvisorShares Gannett Co., Elect Director Debra Dorsey Wright GCI 36472T109 07-Jun-21 Management For For Yes Inc. Sandler Micro-Cap ETF AdvisorShares Gannett Co., Elect Director Kevin M. Dorsey Wright GCI 36472T109 07-Jun-21 Management For For Yes Inc. Sheehan Micro-Cap ETF AdvisorShares Gannett Co., Elect Director Laurence Dorsey Wright GCI 36472T109 07-Jun-21 Management For For Yes Inc. Tarica Micro-Cap ETF AdvisorShares Gannett Co., Dorsey Wright GCI 36472T109 07-Jun-21 Management Elect Director Barbara Wall For For Yes Inc. Micro-Cap ETF AdvisorShares Gannett Co., Ratify Ernst & Young LLP Dorsey Wright GCI 36472T109 07-Jun-21 Management For For Yes Inc. as Auditors Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Gannett Co., Dorsey Wright GCI 36472T109 07-Jun-21 Management Named Executive Officers’ For For Yes Inc. Micro-Cap ETF Compensation AdvisorShares Gannett Co., Advisory Vote on Say on Dorsey Wright GCI 36472T109 07-Jun-21 Management One Year One Year Yes Inc. Pay Frequency Micro-Cap ETF AdvisorShares Adopt Majority Voting for Gannett Co., Dorsey Wright GCI 36472T109 07-Jun-21 Management Uncontested Election of For For Yes Inc. Micro-Cap ETF Directors Eliminate Supermajority AdvisorShares Gannett Co., Vote Requirement to Dorsey Wright GCI 36472T109 07-Jun-21 Management For For Yes Inc. Amend Certificate of Micro-Cap ETF Incorporation AdvisorShares Eliminate Supermajority Gannett Co., Dorsey Wright GCI 36472T109 07-Jun-21 Management Vote Requirement to For For Yes Inc. Micro-Cap ETF Amend Bylaws Eliminate Supermajority AdvisorShares Gannett Co., Vote Requirement for Dorsey Wright GCI 36472T109 07-Jun-21 Management For For Yes Inc. Removal of Directors and Micro-Cap ETF Appointment of Directors AdvisorShares Gannett Co., Adopt NOL Rights Plan Dorsey Wright GCI 36472T109 07-Jun-21 Management For For Yes Inc. (NOL Pill) Micro-Cap ETF AdvisorShares Titan Machinery Elect Director Stan Dorsey Wright TITN 88830R101 07-Jun-21 Management For For Yes Inc. Erickson Micro-Cap ETF AdvisorShares Titan Machinery Dorsey Wright TITN 88830R101 07-Jun-21 Management Elect Director Jody Horner For For Yes Inc. Micro-Cap ETF AdvisorShares Titan Machinery Elect Director Richard Dorsey Wright TITN 88830R101 07-Jun-21 Management For For Yes Inc. Mack Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Titan Machinery Dorsey Wright TITN 88830R101 07-Jun-21 Management Named Executive Officers’ For For Yes Inc. Micro-Cap ETF Compensation AdvisorShares Titan Machinery Ratify Deloitte & Touche Dorsey Wright TITN 88830R101 07-Jun-21 Management For For Yes Inc. LLP as Auditors Micro-Cap ETF AdvisorShares Evelo Elect Director David R. Dorsey Wright Biosciences, EVLO 299734103 08-Jun-21 Management For Withhold Yes Epstein Micro-Cap ETF Inc. AdvisorShares Evelo Elect Director Balkrishan Dorsey Wright Biosciences, EVLO 299734103 08-Jun-21 Management For Withhold Yes (Simba) Gill Micro-Cap ETF Inc.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Evelo Elect Director John A. Dorsey Wright Biosciences, EVLO 299734103 08-Jun-21 Management For For Yes Hohneker Micro-Cap ETF Inc. AdvisorShares Evelo Ratify Ernst & Young LLP Dorsey Wright Biosciences, EVLO 299734103 08-Jun-21 Management For For Yes as Auditors Micro-Cap ETF Inc. AdvisorShares Elect Director Jack S. Dorsey Wright Innodata Inc. INOD 457642205 08-Jun-21 Management For Withhold Yes Abuhoff Micro-Cap ETF AdvisorShares Elect Director Louise C. Dorsey Wright Innodata Inc. INOD 457642205 08-Jun-21 Management For Withhold Yes Forlenza Micro-Cap ETF AdvisorShares Elect Director Stewart R. Dorsey Wright Innodata Inc. INOD 457642205 08-Jun-21 Management For Withhold Yes Massey Micro-Cap ETF AdvisorShares Elect Director Nauman Dorsey Wright Innodata Inc. INOD 457642205 08-Jun-21 Management For Withhold Yes (Nick) Toor Micro-Cap ETF AdvisorShares Ratify BDO India LLP as Dorsey Wright Innodata Inc. INOD 457642205 08-Jun-21 Management For For Yes Auditors Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Dorsey Wright Innodata Inc. INOD 457642205 08-Jun-21 Management Named Executive Officers’ For For Yes Micro-Cap ETF Compensation AdvisorShares Approve Omnibus Stock Dorsey Wright Innodata Inc. INOD 457642205 08-Jun-21 Management For For Yes Plan Micro-Cap ETF AdvisorShares Elect Director Robert D. Dorsey Wright TechTarget, Inc. TTGT 87874R100 08-Jun-21 Management For For Yes Burke Micro-Cap ETF AdvisorShares Elect Director Bruce Dorsey Wright TechTarget, Inc. TTGT 87874R100 08-Jun-21 Management For For Yes Levenson Micro-Cap ETF AdvisorShares Ratify Stowe & Degon, Dorsey Wright TechTarget, Inc. TTGT 87874R100 08-Jun-21 Management For For Yes LLC as Auditors Micro-Cap ETF AdvisorShares Amend Omnibus Stock Dorsey Wright TechTarget, Inc. TTGT 87874R100 08-Jun-21 Management For For Yes Plan Micro-Cap ETF AdvisorShares Alpine Immune Elect Director Robert Dorsey Wright ALPN 02083G100 09-Jun-21 Management For Withhold Yes Sciences, Inc. Conway Micro-Cap ETF AdvisorShares Alpine Immune Elect Director James N. Dorsey Wright ALPN 02083G100 09-Jun-21 Management For Withhold Yes Sciences, Inc. Topper Micro-Cap ETF AdvisorShares Alpine Immune Elect Director Christopher Dorsey Wright ALPN 02083G100 09-Jun-21 Management For Withhold Yes Sciences, Inc. Peetz Micro-Cap ETF AdvisorShares Alpine Immune Ratify Ernst & Young LLP Dorsey Wright ALPN 02083G100 09-Jun-21 Management For For Yes Sciences, Inc. as Auditors Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Alpine Immune Dorsey Wright ALPN 02083G100 09-Jun-21 Management Named Executive Officers’ For For Yes Sciences, Inc. Micro-Cap ETF Compensation AdvisorShares Alpine Immune Advisory Vote on Say on Dorsey Wright ALPN 02083G100 09-Jun-21 Management One Year One Year Yes Sciences, Inc. Pay Frequency Micro-Cap ETF AdvisorShares Cambium Elect Director Robert Dorsey Wright Networks CMBM G17766109 09-Jun-21 Management For Withhold Yes Amen Micro-Cap ETF Corporation AdvisorShares Cambium Elect Director Vikram Dorsey Wright Networks CMBM G17766109 09-Jun-21 Management For For Yes Verma Micro-Cap ETF Corporation AdvisorShares Cambium Ratify KPMG LLP as Dorsey Wright Networks CMBM G17766109 09-Jun-21 Management For For Yes Auditors Micro-Cap ETF Corporation AdvisorShares Lazydays Elect Director William P. Dorsey Wright LAZY 52110H100 09-Jun-21 Management For Withhold Yes Holdings, Inc. Murnane Micro-Cap ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Lazydays Elect Director James J. Dorsey Wright LAZY 52110H100 09-Jun-21 Management For Withhold Yes Holdings, Inc. Fredlake Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Lazydays Dorsey Wright LAZY 52110H100 09-Jun-21 Management Named Executive Officers’ For For Yes Holdings, Inc. Micro-Cap ETF Compensation AdvisorShares Lazydays Advisory Vote on Say on Dorsey Wright LAZY 52110H100 09-Jun-21 Management Three Years One Year Yes Holdings, Inc. Pay Frequency Micro-Cap ETF AdvisorShares Lazydays Ratify RSM US LLP as Dorsey Wright LAZY 52110H100 09-Jun-21 Management For For Yes Holdings, Inc. Auditors Micro-Cap ETF AdvisorShares Priority Elect Director Thomas C. Dorsey Wright Technology PRTH 74275G107 09-Jun-21 Management For For Yes Priore Micro-Cap ETF Holdings, Inc. AdvisorShares Priority Dorsey Wright Technology PRTH 74275G107 09-Jun-21 Management Elect Director John Priore For For Yes Micro-Cap ETF Holdings, Inc. AdvisorShares Priority Elect Director Marietta Dorsey Wright Technology PRTH 74275G107 09-Jun-21 Management For For Yes Davis Micro-Cap ETF Holdings, Inc. AdvisorShares Priority Elect Director Christina Dorsey Wright Technology PRTH 74275G107 09-Jun-21 Management For Against Yes Favilla Micro-Cap ETF Holdings, Inc. AdvisorShares Priority Elect Director Stephen P. Dorsey Wright Technology PRTH 74275G107 09-Jun-21 Management For For Yes Hipp Micro-Cap ETF Holdings, Inc. AdvisorShares Priority Elect Director Michael Dorsey Wright Technology PRTH 74275G107 09-Jun-21 Management For Against Yes Passilla Micro-Cap ETF Holdings, Inc. AdvisorShares Priority Approve Qualified Dorsey Wright Technology PRTH 74275G107 09-Jun-21 Management Employee Stock Purchase For For Yes Micro-Cap ETF Holdings, Inc. Plan AdvisorShares Priority Eliminate Supermajority Dorsey Wright Technology PRTH 74275G107 09-Jun-21 Management For For Yes Vote Requirement Micro-Cap ETF Holdings, Inc. AdvisorShares Priority Ratify Ernst and Young Dorsey Wright Technology PRTH 74275G107 09-Jun-21 Management For For Yes LLP as Auditors Micro-Cap ETF Holdings, Inc. AdvisorShares Steel Partners Elect Director John P. Dorsey Wright SPLP 85814R107 09-Jun-21 Management For For Yes Holdings L.P. McNiff Micro-Cap ETF AdvisorShares Steel Partners Elect Director Richard I. Dorsey Wright SPLP 85814R107 09-Jun-21 Management For For Yes Holdings L.P. Neal Micro-Cap ETF AdvisorShares Steel Partners Dorsey Wright SPLP 85814R107 09-Jun-21 Management Elect Director Lon Rosen For For Yes Holdings L.P. Micro-Cap ETF AdvisorShares Steel Partners Elect Director Eric P. Dorsey Wright SPLP 85814R107 09-Jun-21 Management For For Yes Holdings L.P. Karros Micro-Cap ETF AdvisorShares Steel Partners Elect Director James Dorsey Wright SPLP 85814R107 09-Jun-21 Management For For Yes Holdings L.P. Benenson, III Micro-Cap ETF AdvisorShares Steel Partners Elect Director Rory H. Dorsey Wright SPLP 85814R107 09-Jun-21 Management For For Yes Holdings L.P. Tahari Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Steel Partners Dorsey Wright SPLP 85814R107 09-Jun-21 Management Named Executive Officers’ For Against Yes Holdings L.P. Micro-Cap ETF Compensation AdvisorShares Steel Partners Ratify Deloitte & Touche Dorsey Wright SPLP 85814R107 09-Jun-21 Management For For Yes Holdings L.P. LLP as Auditors Micro-Cap ETF AdvisorShares Steel Partners Amend Omnibus Stock Dorsey Wright SPLP 85814R107 09-Jun-21 Management For For Yes Holdings L.P. Plan Micro-Cap ETF AdvisorShares Big 5 Sporting Elect Director Colleen B. Dorsey Wright Goods BGFV 08915P101 10-Jun-21 Management For For Yes Brown Micro-Cap ETF Corporation

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Big 5 Sporting Elect Director Stephen E. Dorsey Wright Goods BGFV 08915P101 10-Jun-21 Management For For Yes Carley Micro-Cap ETF Corporation AdvisorShares Big 5 Sporting Elect Director David R. Dorsey Wright Goods BGFV 08915P101 10-Jun-21 Management For For Yes Jessick Micro-Cap ETF Corporation AdvisorShares Big 5 Sporting Advisory Vote to Ratify Dorsey Wright Goods BGFV 08915P101 10-Jun-21 Management Named Executive Officers’ For For Yes Micro-Cap ETF Corporation Compensation AdvisorShares Big 5 Sporting Ratify Deloitte & Touche Dorsey Wright Goods BGFV 08915P101 10-Jun-21 Management For For Yes LLP as Auditors Micro-Cap ETF Corporation AdvisorShares Castle Elect Director Mara G. Dorsey Wright Biosciences, CSTL 14843C105 10-Jun-21 Management For Withhold Yes Aspinall Micro-Cap ETF Inc. AdvisorShares Castle Elect Director Daniel M. Dorsey Wright Biosciences, CSTL 14843C105 10-Jun-21 Management For Withhold Yes Bradbury Micro-Cap ETF Inc. AdvisorShares Castle Ratify KPMG LLP as Dorsey Wright Biosciences, CSTL 14843C105 10-Jun-21 Management For For Yes Auditors Micro-Cap ETF Inc. AdvisorShares IDEAYA Elect Director Timothy M. Dorsey Wright Biosciences, IDYA 45166A102 10-Jun-21 Management For Withhold Yes Shannon Micro-Cap ETF Inc. AdvisorShares IDEAYA Elect Director Terry J. Dorsey Wright Biosciences, IDYA 45166A102 10-Jun-21 Management For Withhold Yes Rosen Micro-Cap ETF Inc. AdvisorShares IDEAYA Elect Director Wendy L. Dorsey Wright Biosciences, IDYA 45166A102 10-Jun-21 Management For Withhold Yes Yarno Micro-Cap ETF Inc. AdvisorShares IDEAYA Ratify Dorsey Wright Biosciences, IDYA 45166A102 10-Jun-21 Management PricewaterhouseCoopers For For Yes Micro-Cap ETF Inc. LLP as Auditors AdvisorShares Dorsey Wright SI-BONE, Inc. SIBN 825704109 10-Jun-21 Management Elect Director Helen Loh For For Yes Micro-Cap ETF AdvisorShares Elect Director Mika Dorsey Wright SI-BONE, Inc. SIBN 825704109 10-Jun-21 Management For For Yes Nishimura Micro-Cap ETF AdvisorShares Elect Director Keith C. Dorsey Wright SI-BONE, Inc. SIBN 825704109 10-Jun-21 Management For Withhold Yes Valentine Micro-Cap ETF AdvisorShares Ratify Dorsey Wright SI-BONE, Inc. SIBN 825704109 10-Jun-21 Management PricewaterhouseCoopers For For Yes Micro-Cap ETF LLP as Auditors AdvisorShares Titan Elect Director Richard M. Dorsey Wright International, TWI 88830M102 10-Jun-21 Management For Withhold Yes Cashin, Jr. Micro-Cap ETF Inc. AdvisorShares Titan Elect Director Gary L. Dorsey Wright International, TWI 88830M102 10-Jun-21 Management For Withhold Yes Cowger Micro-Cap ETF Inc. AdvisorShares Titan Elect Director Max A. Dorsey Wright International, TWI 88830M102 10-Jun-21 Management For Withhold Yes Guinn Micro-Cap ETF Inc. AdvisorShares Titan Elect Director Mark H. Dorsey Wright International, TWI 88830M102 10-Jun-21 Management For Withhold Yes Rachesky Micro-Cap ETF Inc. AdvisorShares Titan Elect Director Paul G. Dorsey Wright International, TWI 88830M102 10-Jun-21 Management For Withhold Yes Reitz Micro-Cap ETF Inc. AdvisorShares Titan Elect Director Anthony L. Dorsey Wright International, TWI 88830M102 10-Jun-21 Management For Withhold Yes Soave Micro-Cap ETF Inc. AdvisorShares Titan Elect Director Maurice M. Dorsey Wright International, TWI 88830M102 10-Jun-21 Management For Withhold Yes Taylor, Jr. Micro-Cap ETF Inc. AdvisorShares Titan Elect Director Laura K. Dorsey Wright International, TWI 88830M102 10-Jun-21 Management For For Yes Thompson Micro-Cap ETF Inc.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Titan Ratify Grant Thornton LLP Dorsey Wright International, TWI 88830M102 10-Jun-21 Management For For Yes as Auditors Micro-Cap ETF Inc. AdvisorShares Titan Advisory Vote to Ratify Dorsey Wright International, TWI 88830M102 10-Jun-21 Management Named Executive Officers’ For Against Yes Micro-Cap ETF Inc. Compensation AdvisorShares Titan Approve Omnibus Stock Dorsey Wright International, TWI 88830M102 10-Jun-21 Management For For Yes Plan Micro-Cap ETF Inc. AdvisorShares Elect Director Louis A. Dorsey Wright Usio, Inc. USIO 917313108 10-Jun-21 Management For For Yes Hoch Micro-Cap ETF AdvisorShares Elect Director Blaise C. Dorsey Wright Usio, Inc. USIO 917313108 10-Jun-21 Management For For Yes Bender Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Dorsey Wright Usio, Inc. USIO 917313108 10-Jun-21 Management Named Executive Officers’ For Against Yes Micro-Cap ETF Compensation AdvisorShares Ratify ADKF, P.C. as Dorsey Wright Usio, Inc. USIO 917313108 10-Jun-21 Management For For Yes Auditors Micro-Cap ETF AdvisorShares Venator Elect Director Barry B. Dorsey Wright VNTR G9329Z100 10-Jun-21 Management For For Yes Materials Plc Siadat Micro-Cap ETF AdvisorShares Venator Elect Director Simon Dorsey Wright VNTR G9329Z100 10-Jun-21 Management For For Yes Materials Plc Turner Micro-Cap ETF AdvisorShares Venator Elect Director Aaron C. Dorsey Wright VNTR G9329Z100 10-Jun-21 Management For For Yes Materials Plc Davenport Micro-Cap ETF AdvisorShares Venator Elect Director Daniele Dorsey Wright VNTR G9329Z100 10-Jun-21 Management For For Yes Materials Plc Ferrari Micro-Cap ETF AdvisorShares Venator Elect Director Peter R. Dorsey Wright VNTR G9329Z100 10-Jun-21 Management For Against Yes Materials Plc Huntsman Micro-Cap ETF AdvisorShares Venator Elect Director Heike van de Dorsey Wright VNTR G9329Z100 10-Jun-21 Management For For Yes Materials Plc Kerkhof Micro-Cap ETF AdvisorShares Venator Elect Director Vir Dorsey Wright VNTR G9329Z100 10-Jun-21 Management For For Yes Materials Plc Lakshman Micro-Cap ETF AdvisorShares Venator Elect Director Kathy D. Dorsey Wright VNTR G9329Z100 10-Jun-21 Management For For Yes Materials Plc Patrick Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Venator Dorsey Wright VNTR G9329Z100 10-Jun-21 Management Named Executive Officers’ For For Yes Materials Plc Micro-Cap ETF Compensation AdvisorShares Accept Financial Venator Dorsey Wright VNTR G9329Z100 10-Jun-21 Management Statements and Statutory For For Yes Materials Plc Micro-Cap ETF Reports AdvisorShares Venator Approve Remuneration Dorsey Wright VNTR G9329Z100 10-Jun-21 Management For For Yes Materials Plc Report Micro-Cap ETF AdvisorShares Venator Ratify Deloitte & Touche Dorsey Wright VNTR G9329Z100 10-Jun-21 Management For For Yes Materials Plc LLP as Auditors Micro-Cap ETF AdvisorShares Venator Reappoint Deloitte LLP as Dorsey Wright VNTR G9329Z100 10-Jun-21 Management For For Yes Materials Plc U.K. Statutory Auditor Micro-Cap ETF AdvisorShares Authorise Directors or the Venator Dorsey Wright VNTR G9329Z100 10-Jun-21 Management Audit Committee to Fix For For Yes Materials Plc Micro-Cap ETF Remuneration of Auditors AdvisorShares Venator Authorise UK Political Dorsey Wright VNTR G9329Z100 10-Jun-21 Management For For Yes Materials Plc Donations and Expenditure Micro-Cap ETF AdvisorShares Silvergate Elect Director Paul D. Dorsey Wright Capital SI 82837P408 11-Jun-21 Management For Against Yes Colucci Micro-Cap ETF Corporation

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Silvergate Elect Director Thomas C. Dorsey Wright Capital SI 82837P408 11-Jun-21 Management For Against Yes Dircks Micro-Cap ETF Corporation AdvisorShares Silvergate Elect Director Colleen Dorsey Wright Capital SI 82837P408 11-Jun-21 Management For For Yes Sullivan Micro-Cap ETF Corporation AdvisorShares Silvergate Ratify Crowe LLP as Dorsey Wright Capital SI 82837P408 11-Jun-21 Management For For Yes Auditors Micro-Cap ETF Corporation AdvisorShares Elect Director James L. Dorsey Wright PAVmed Inc. PAVM 70387R106 15-Jun-21 Management For Withhold Yes Cox Micro-Cap ETF AdvisorShares Elect Director Debra J. Dorsey Wright PAVmed Inc. PAVM 70387R106 15-Jun-21 Management For Withhold Yes White Micro-Cap ETF AdvisorShares Amend Omnibus Stock Dorsey Wright PAVmed Inc. PAVM 70387R106 15-Jun-21 Management For Against Yes Plan Micro-Cap ETF AdvisorShares Amend Qualified Dorsey Wright PAVmed Inc. PAVM 70387R106 15-Jun-21 Management Employee Stock Purchase For Against Yes Micro-Cap ETF Plan AdvisorShares Ratify Marcum LLP as Dorsey Wright PAVmed Inc. PAVM 70387R106 15-Jun-21 Management For For Yes Auditors Micro-Cap ETF AdvisorShares Alphatec Dorsey Wright ATEC 02081G201 16-Jun-21 Management Elect Director Evan Bakst For For Yes Holdings, Inc. Micro-Cap ETF AdvisorShares Alphatec Elect Director Mortimer Dorsey Wright ATEC 02081G201 16-Jun-21 Management For For Yes Holdings, Inc. Berkowitz, III Micro-Cap ETF AdvisorShares Alphatec Elect Director Quentin Dorsey Wright ATEC 02081G201 16-Jun-21 Management For For Yes Holdings, Inc. Blackford Micro-Cap ETF AdvisorShares Alphatec Elect Director Jason Dorsey Wright ATEC 02081G201 16-Jun-21 Management For For Yes Holdings, Inc. Hochberg Micro-Cap ETF AdvisorShares Alphatec Elect Director Karen K. Dorsey Wright ATEC 02081G201 16-Jun-21 Management For For Yes Holdings, Inc. McGinnis Micro-Cap ETF AdvisorShares Alphatec Elect Director Patrick S. Dorsey Wright ATEC 02081G201 16-Jun-21 Management For For Yes Holdings, Inc. Miles Micro-Cap ETF AdvisorShares Alphatec Elect Director David H. Dorsey Wright ATEC 02081G201 16-Jun-21 Management For For Yes Holdings, Inc. Mowry Micro-Cap ETF AdvisorShares Alphatec Elect Director David R. Dorsey Wright ATEC 02081G201 16-Jun-21 Management For For Yes Holdings, Inc. Pelizzon Micro-Cap ETF AdvisorShares Alphatec Elect Director Jeffrey P. Dorsey Wright ATEC 02081G201 16-Jun-21 Management For For Yes Holdings, Inc. Rydin Micro-Cap ETF AdvisorShares Alphatec Elect Director James L.L. Dorsey Wright ATEC 02081G201 16-Jun-21 Management For For Yes Holdings, Inc. Tullis Micro-Cap ETF AdvisorShares Alphatec Elect Director Donald A. Dorsey Wright ATEC 02081G201 16-Jun-21 Management For For Yes Holdings, Inc. Williams Micro-Cap ETF AdvisorShares Alphatec Elect Director Ward W. Dorsey Wright ATEC 02081G201 16-Jun-21 Management For For Yes Holdings, Inc. Woods Micro-Cap ETF AdvisorShares Alphatec Ratify Deloitte & Touche Dorsey Wright ATEC 02081G201 16-Jun-21 Management For For Yes Holdings, Inc. LLP as Auditors Micro-Cap ETF AdvisorShares Amend Qualified Alphatec Dorsey Wright ATEC 02081G201 16-Jun-21 Management Employee Stock Purchase For For Yes Holdings, Inc. Micro-Cap ETF Plan AdvisorShares Advisory Vote to Ratify Alphatec Dorsey Wright ATEC 02081G201 16-Jun-21 Management Named Executive Officers’ For For Yes Holdings, Inc. Micro-Cap ETF Compensation

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Apollo Elect Director David C. Dorsey Wright Endosurgery, APEN 03767D108 17-Jun-21 Management For For Yes Pacitti Micro-Cap ETF Inc. AdvisorShares Apollo Elect Director William D. Dorsey Wright Endosurgery, APEN 03767D108 17-Jun-21 Management For For Yes McClellan, Jr. Micro-Cap ETF Inc. AdvisorShares Apollo Dorsey Wright Endosurgery, APEN 03767D108 17-Jun-21 Management Elect Director Julie Shimer For For Yes Micro-Cap ETF Inc. AdvisorShares Apollo Ratify Moss Adams LLP as Dorsey Wright Endosurgery, APEN 03767D108 17-Jun-21 Management For For Yes Auditors Micro-Cap ETF Inc. AdvisorShares ClearSign Elect Director Robert T. Dorsey Wright Technologies CLIR 185064102 17-Jun-21 Management For For Yes Hoffman, Sr. Micro-Cap ETF Corporation AdvisorShares ClearSign Elect Director Susanne L. Dorsey Wright Technologies CLIR 185064102 17-Jun-21 Management For For Yes Meline Micro-Cap ETF Corporation AdvisorShares ClearSign Elect Director Colin James Dorsey Wright Technologies CLIR 185064102 17-Jun-21 Management For For Yes Deller Micro-Cap ETF Corporation AdvisorShares ClearSign Elect Director Bruce A. Dorsey Wright Technologies CLIR 185064102 17-Jun-21 Management For For Yes Pate Micro-Cap ETF Corporation AdvisorShares ClearSign Elect Director Judith S. Dorsey Wright Technologies CLIR 185064102 17-Jun-21 Management For For Yes Schrecker Micro-Cap ETF Corporation AdvisorShares ClearSign Ratify Gumbiner Savett Dorsey Wright Technologies CLIR 185064102 17-Jun-21 Management For For Yes Inc. as Auditors Micro-Cap ETF Corporation AdvisorShares ClearSign Advisory Vote to Ratify Dorsey Wright Technologies CLIR 185064102 17-Jun-21 Management Named Executive Officers’ For For Yes Micro-Cap ETF Corporation Compensation AdvisorShares ClearSign Approve Omnibus Stock Dorsey Wright Technologies CLIR 185064102 17-Jun-21 Management For Against Yes Plan Micro-Cap ETF Corporation AdvisorShares ClearSign Dorsey Wright Technologies CLIR 185064102 17-Jun-21 Management Adjourn Meeting For Against Yes Micro-Cap ETF Corporation Chicken Soup AdvisorShares for the Soul Elect Director William J. Dorsey Wright CSSE 16842Q100 22-Jun-21 Management For Withhold Yes Entertainment Rouhana, Jr. Micro-Cap ETF Inc. Chicken Soup AdvisorShares for the Soul Elect Director Christopher Dorsey Wright CSSE 16842Q100 22-Jun-21 Management For For Yes Entertainment Mitchell Micro-Cap ETF Inc. Chicken Soup AdvisorShares for the Soul Elect Director Amy L. Dorsey Wright CSSE 16842Q100 22-Jun-21 Management For Withhold Yes Entertainment Newmark Micro-Cap ETF Inc. Chicken Soup AdvisorShares for the Soul Elect Director Fred M. Dorsey Wright CSSE 16842Q100 22-Jun-21 Management For Withhold Yes Entertainment Cohen Micro-Cap ETF Inc. Chicken Soup AdvisorShares for the Soul Elect Director Cosmo Dorsey Wright CSSE 16842Q100 22-Jun-21 Management For Withhold Yes Entertainment DeNicola Micro-Cap ETF Inc. Chicken Soup AdvisorShares for the Soul Elect Director Martin Dorsey Wright CSSE 16842Q100 22-Jun-21 Management For Withhold Yes Entertainment Pompadur Micro-Cap ETF Inc. Chicken Soup AdvisorShares for the Soul Elect Director Christina Dorsey Wright CSSE 16842Q100 22-Jun-21 Management For Withhold Yes Entertainment Weiss Lurie Micro-Cap ETF Inc.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Chicken Soup AdvisorShares for the Soul Elect Director Diana Dorsey Wright CSSE 16842Q100 22-Jun-21 Management For Withhold Yes Entertainment Wilkin Micro-Cap ETF Inc. Chicken Soup AdvisorShares for the Soul Amend Omnibus Stock Dorsey Wright CSSE 16842Q100 22-Jun-21 Management For For Yes Entertainment Plan Micro-Cap ETF Inc. Chicken Soup AdvisorShares Approve Qualified for the Soul Dorsey Wright CSSE 16842Q100 22-Jun-21 Management Employee Stock Purchase For For Yes Entertainment Micro-Cap ETF Plan Inc. Chicken Soup AdvisorShares Ratify Rosenfield and for the Soul Dorsey Wright CSSE 16842Q100 22-Jun-21 Management Company, PLLC as For For Yes Entertainment Micro-Cap ETF Auditors Inc. AdvisorShares GTY Elect Director William D. Dorsey Wright Technology GTYH 362409104 22-Jun-21 Management For Against Yes Green Micro-Cap ETF Holdings Inc. AdvisorShares GTY Dorsey Wright Technology GTYH 362409104 22-Jun-21 Management Elect Director Charles Wert For Against Yes Micro-Cap ETF Holdings Inc. AdvisorShares GTY Ratify Dorsey Wright Technology GTYH 362409104 22-Jun-21 Management WithumSmith+Brown, PC For For Yes Micro-Cap ETF Holdings Inc. as Auditors AdvisorShares Elect Director Steven J. Dorsey Wright Kirkland’s, Inc. KIRK 497498105 22-Jun-21 Management For For Yes Collins Micro-Cap ETF AdvisorShares Elect Director Ann E. Dorsey Wright Kirkland’s, Inc. KIRK 497498105 22-Jun-21 Management For For Yes Joyce Micro-Cap ETF AdvisorShares Elect Director R. Wilson Dorsey Wright Kirkland’s, Inc. KIRK 497498105 22-Jun-21 Management For For Yes Orr, III Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Dorsey Wright Kirkland’s, Inc. KIRK 497498105 22-Jun-21 Management Named Executive Officers’ For For Yes Micro-Cap ETF Compensation AdvisorShares Ratify Ernst & Young LLP Dorsey Wright Kirkland’s, Inc. KIRK 497498105 22-Jun-21 Management For For Yes as Auditors Micro-Cap ETF AdvisorShares Elect Director Joan H. Dorsey Wright Airgain, Inc. AIRG 00938A104 23-Jun-21 Management For Withhold Yes Gillman Micro-Cap ETF AdvisorShares Elect Director Arthur M. Dorsey Wright Airgain, Inc. AIRG 00938A104 23-Jun-21 Management For Withhold Yes Toscanini Micro-Cap ETF AdvisorShares Ratify KPMG LLP as Dorsey Wright Airgain, Inc. AIRG 00938A104 23-Jun-21 Management For For Yes Auditors Micro-Cap ETF AdvisorShares Elect Director Martha J. Dorsey Wright Chimerix, Inc. CMRX 16934W106 23-Jun-21 Management For For Yes Demski Micro-Cap ETF AdvisorShares Elect Director Pratik S. Dorsey Wright Chimerix, Inc. CMRX 16934W106 23-Jun-21 Management For For Yes Multani Micro-Cap ETF AdvisorShares Elect Director Vicki Dorsey Wright Chimerix, Inc. CMRX 16934W106 23-Jun-21 Management For For Yes Vakiener Micro-Cap ETF AdvisorShares Ratify Ernst & Young LLP Dorsey Wright Chimerix, Inc. CMRX 16934W106 23-Jun-21 Management For For Yes as Auditors Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Dorsey Wright Chimerix, Inc. CMRX 16934W106 23-Jun-21 Management Named Executive Officers’ For For Yes Micro-Cap ETF Compensation AdvisorShares Rada Electronic Reelect Yossi Ben Shalom Dorsey Wright RADA M81863124 23-Jun-21 Management For For Yes Industries Ltd. as Director Micro-Cap ETF AdvisorShares Rada Electronic Reelect Joseph Weiss as Dorsey Wright RADA M81863124 23-Jun-21 Management For For Yes Industries Ltd. Director Micro-Cap ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Rada Electronic Reelect Alon Dumanis as Dorsey Wright RADA M81863124 23-Jun-21 Management For For Yes Industries Ltd. Director Micro-Cap ETF AdvisorShares Rada Electronic Reelect Guy Zur as Dorsey Wright RADA M81863124 23-Jun-21 Management For For Yes Industries Ltd. Director Micro-Cap ETF AdvisorShares Rada Electronic Reelect Haim Regev as Dorsey Wright RADA M81863124 23-Jun-21 Management For For Yes Industries Ltd. Director Micro-Cap ETF AdvisorShares Approve Amendments to Rada Electronic Dorsey Wright RADA M81863124 23-Jun-21 Management Company’s Existing For For Yes Industries Ltd. Micro-Cap ETF Articles of Association Approve Certain AdvisorShares amendments to Rada Electronic Dorsey Wright RADA M81863124 23-Jun-21 Management Compensation Policy for For For Yes Industries Ltd. Micro-Cap ETF the Directors and Officers of the Company Approve Employment AdvisorShares Terms Including Grant of Rada Electronic Dorsey Wright RADA M81863124 23-Jun-21 Management Options to All Company?s For For Yes Industries Ltd. Micro-Cap ETF directors (Except External Directors). AdvisorShares Approve Amended Rada Electronic Dorsey Wright RADA M81863124 23-Jun-21 Management Employment Terms of Dov For For Yes Industries Ltd. Micro-Cap ETF Sella, CEO Approve Reservation of AdvisorShares Rada Electronic Additional Ordinary Shares Dorsey Wright RADA M81863124 23-Jun-21 Management For For Yes Industries Ltd. to Company’s 2015 Share Micro-Cap ETF Option Plan Ratify and Reappoint Kost AdvisorShares Forer Gabbay & Kasierer Rada Electronic Dorsey Wright RADA M81863124 23-Jun-21 Management as Auditors and Authorize For For Yes Industries Ltd. Micro-Cap ETF Board to Fix Their Remuneration AdvisorShares Discuss Financial Rada Electronic Dorsey Wright RADA M81863124 23-Jun-21 Management Statements and the Report Yes Industries Ltd. Micro-Cap ETF of the Board Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, AdvisorShares as indicated in the proxy Rada Electronic Dorsey Wright RADA M81863124 23-Jun-21 Management card; otherwise, vote None Against Yes Industries Ltd. Micro-Cap ETF AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager AdvisorShares Elect Director Brett H. Dorsey Wright Cowen Inc. COWN 223622606 24-Jun-21 Management For For Yes Barth Micro-Cap ETF AdvisorShares Elect Director Katherine E. Dorsey Wright Cowen Inc. COWN 223622606 24-Jun-21 Management For For Yes Dietze Micro-Cap ETF AdvisorShares Elect Director Gregg A. Dorsey Wright Cowen Inc. COWN 223622606 24-Jun-21 Management For For Yes Gonsalves Micro-Cap ETF AdvisorShares Elect Director Steven Dorsey Wright Cowen Inc. COWN 223622606 24-Jun-21 Management For For Yes Kotler Micro-Cap ETF AdvisorShares Elect Director Lawrence E. Dorsey Wright Cowen Inc. COWN 223622606 24-Jun-21 Management For For Yes Leibowitz Micro-Cap ETF AdvisorShares Elect Director Margaret L. Dorsey Wright Cowen Inc. COWN 223622606 24-Jun-21 Management For For Yes Poster Micro-Cap ETF AdvisorShares Elect Director Douglas A. Dorsey Wright Cowen Inc. COWN 223622606 24-Jun-21 Management For For Yes Rediker Micro-Cap ETF

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Elect Director Jeffrey M. Dorsey Wright Cowen Inc. COWN 223622606 24-Jun-21 Management For For Yes Solomon Micro-Cap ETF AdvisorShares Advisory Vote to Ratify Dorsey Wright Cowen Inc. COWN 223622606 24-Jun-21 Management Named Executive Officers’ For Against Yes Micro-Cap ETF Compensation AdvisorShares Ratify KPMG LLP as Dorsey Wright Cowen Inc. COWN 223622606 24-Jun-21 Management For For Yes Auditors Micro-Cap ETF AdvisorShares Amend Omnibus Stock Dorsey Wright Cowen Inc. COWN 223622606 24-Jun-21 Management For Against Yes Plan Micro-Cap ETF AdvisorShares Share Provide Right to Act by Dorsey Wright Cowen Inc. COWN 223622606 24-Jun-21 Against For Yes Holder Written Consent Micro-Cap ETF AdvisorShares Movado Group, Elect Director Peter A. Dorsey Wright MOV 624580106 24-Jun-21 Management For For Yes Inc. Bridgman Micro-Cap ETF AdvisorShares Movado Group, Elect Director Alex Dorsey Wright MOV 624580106 24-Jun-21 Management For For Yes Inc. Grinberg Micro-Cap ETF AdvisorShares Movado Group, Elect Director Efraim Dorsey Wright MOV 624580106 24-Jun-21 Management For For Yes Inc. Grinberg Micro-Cap ETF AdvisorShares Movado Group, Elect Director Alan H. Dorsey Wright MOV 624580106 24-Jun-21 Management For For Yes Inc. Howard Micro-Cap ETF AdvisorShares Movado Group, Elect Director Richard Dorsey Wright MOV 624580106 24-Jun-21 Management For For Yes Inc. Isserman Micro-Cap ETF AdvisorShares Movado Group, Elect Director Ann Dorsey Wright MOV 624580106 24-Jun-21 Management For For Yes Inc. Kirschner Micro-Cap ETF AdvisorShares Movado Group, Elect Director Stephen Dorsey Wright MOV 624580106 24-Jun-21 Management For For Yes Inc. Sadove Micro-Cap ETF AdvisorShares Ratify Movado Group, Dorsey Wright MOV 624580106 24-Jun-21 Management PricewaterhouseCoopers For For Yes Inc. Micro-Cap ETF LLP as Auditors AdvisorShares Advisory Vote to Ratify Movado Group, Dorsey Wright MOV 624580106 24-Jun-21 Management Named Executive Officers’ For Against Yes Inc. Micro-Cap ETF Compensation

======ADVISORSHARES DOUBLELINE VALUE EQUITY ETF======

Company Name Meeting Date Ticker Security ID Agenda Item Description Management Management Fund Vote or Recommendation Shareholder Proposal Company Name as it appeared ISO Date Cusip, isin, or As it appears on the ballot Identify As it appears on FOR, on the ballot Format sedol as it MGMT or the ballot AGAINST, (yyyymmdd) appears on Sharehold - ABSTAIN, the ballot. any item not WITHHOLD, defined will etc be assumed management Air Products and Chemicals, Inc. 20210128 APD 009158106 Elect Susan K. Carter MGMT For For Air Products and Chemicals, Inc. 20210128 APD 009158106 Elect Charles I. Cogut MGMT For For Air Products and Chemicals, Inc. 20210128 APD 009158106 Elect Lisa Davis MGMT For For Air Products and Chemicals, Inc. 20210128 APD 009158106 Elect Chadwick C. Deaton MGMT For For Air Products and Chemicals, Inc. 20210128 APD 009158106 Elect Seifi Ghasemi MGMT For For Air Products and Chemicals, Inc. 20210128 APD 009158106 Elect David H. Y. Ho MGMT For For Air Products and Chemicals, Inc. 20210128 APD 009158106 Elect Edward L. Monser MGMT For For Air Products and Chemicals, Inc. 20210128 APD 009158106 Elect Matthew H. Paull MGMT For For Air Products and Chemicals, Inc. 20210128 APD 009158106 Advisory Vote on Executive MGMT For For Compensation

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Air Products and Chemicals, Inc. 20210128 APD 009158106 2021 Long-Term Incentive Plan MGMT For For Air Products and Chemicals, Inc. 20210128 APD 009158106 Ratification of Auditor MGMT For For Alcon AG 20210428 ALC H01301128 Accounts and Reports MGMT For TNA Alcon AG 20210428 ALC H01301128 Ratification of Board and MGMT For TNA Management Acts Alcon AG 20210428 ALC H01301128 Allocation of Profits/Dividends MGMT For TNA Alcon AG 20210428 ALC H01301128 Compensation Report MGMT For TNA Alcon AG 20210428 ALC H01301128 Board Compensation MGMT For TNA Alcon AG 20210428 ALC H01301128 Executive Compensation MGMT For TNA Alcon AG 20210428 ALC H01301128 Elect F. Michael Ball MGMT For TNA Alcon AG 20210428 ALC H01301128 Elect Lynn Dorsey Bleil MGMT For TNA Alcon AG 20210428 ALC H01301128 Elect Arthur Cummings MGMT For TNA Alcon AG 20210428 ALC H01301128 Elect David J. Endicott MGMT For TNA Alcon AG 20210428 ALC H01301128 Elect Thomas Glanzmann MGMT For TNA Alcon AG 20210428 ALC H01301128 Elect D. Keith Grossman MGMT For TNA Alcon AG 20210428 ALC H01301128 Elect Scott H. Maw MGMT For TNA Alcon AG 20210428 ALC H01301128 Elect Karen J. May MGMT For TNA Alcon AG 20210428 ALC H01301128 Elect Ines Poschel MGMT For TNA Alcon AG 20210428 ALC H01301128 Elect Dieter Spalti MGMT For TNA Alcon AG 20210428 ALC H01301128 Elect Thomas Glanzmann as MGMT For TNA Compensation Committee Member Alcon AG 20210428 ALC H01301128 Elect D. Keith Grossman as MGMT For TNA Compensation Committee Member Alcon AG 20210428 ALC H01301128 Elect Karen J. May as MGMT For TNA Compensation Committee Member Alcon AG 20210428 ALC H01301128 Elect Ines Poschel as MGMT For TNA Compensation Committee Member Alcon AG 20210428 ALC H01301128 Appointment of Independent MGMT For TNA Proxy Alcon AG 20210428 ALC H01301128 Appointment of Auditor MGMT For TNA Alcon AG 20210428 ALC H01301128 Additional or Amended Sharehold N/A TNA Proposals Alphabet Inc. 20210602 GOOGL 02079K305 Elect Larry Page MGMT For For Alphabet Inc. 20210602 GOOGL 02079K305 Elect Sergey Brin MGMT For For Alphabet Inc. 20210602 GOOGL 02079K305 Elect Sundar Pichai MGMT For For Alphabet Inc. 20210602 GOOGL 02079K305 Elect John L. Hennessy MGMT For For Alphabet Inc. 20210602 GOOGL 02079K305 Elect Frances H. Arnold MGMT For For Alphabet Inc. 20210602 GOOGL 02079K305 Elect L. John Doerr MGMT For For Alphabet Inc. 20210602 GOOGL 02079K305 Elect Roger W. Ferguson, Jr. MGMT For For Alphabet Inc. 20210602 GOOGL 02079K305 Elect Ann Mather MGMT For For Alphabet Inc. 20210602 GOOGL 02079K305 Elect Alan R. Mulally MGMT For For Alphabet Inc. 20210602 GOOGL 02079K305 Elect K. Ram Shriram MGMT For For Alphabet Inc. 20210602 GOOGL 02079K305 Elect Robin L. Washington MGMT For For Alphabet Inc. 20210602 GOOGL 02079K305 Ratification of Auditor MGMT For For Alphabet Inc. 20210602 GOOGL 02079K305 Approval of the 2021 Stock Plan MGMT For For Alphabet Inc. 20210602 GOOGL 02079K305 Shareholder Proposal Regarding Sharehold Against For Recapitalization Alphabet Inc. 20210602 GOOGL 02079K305 Shareholder Proposal Regarding Sharehold Against Against Human Rights/Civil Rights Expertise on Board Alphabet Inc. 20210602 GOOGL 02079K305 Shareholder Proposal Regarding Sharehold Against Against Linking Executive Pay to Sustainability and Diversity Alphabet Inc. 20210602 GOOGL 02079K305 Shareholder Proposal Regarding Sharehold Against For Report on Government Takedown Requests Alphabet Inc. 20210602 GOOGL 02079K305 Shareholder Proposal Sharehold Against For Regarding Third-Party Review and Report on Whistleblower Policies Alphabet Inc. 20210602 GOOGL 02079K305 Shareholder Proposal Regarding Sharehold Against Against Charitable Contributions Disclosure Alphabet Inc. 20210602 GOOGL 02079K305 Shareholder Proposal Regarding Sharehold Against Against Anticompetitive Practices

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Alphabet Inc. 20210602 GOOGL 02079K305 Shareholder Proposal Regarding Sharehold Against Against Becoming a Public Benefit Corporation Amazon.com, Inc. 20210526 AMZN 023135106 Elect Jeffrey P. Bezos MGMT For For Amazon.com, Inc. 20210526 AMZN 023135106 Elect Keith B. Alexander MGMT For For Amazon.com, Inc. 20210526 AMZN 023135106 Elect Jamie S. Gorelick MGMT For For Amazon.com, Inc. 20210526 AMZN 023135106 Elect Daniel P. Huttenlocher MGMT For For Amazon.com, Inc. 20210526 AMZN 023135106 Elect Judith A. McGrath MGMT For For Amazon.com, Inc. 20210526 AMZN 023135106 Elect Indra K. Nooyi MGMT For For Amazon.com, Inc. 20210526 AMZN 023135106 Elect Jonathan J. Rubinstein MGMT For For Amazon.com, Inc. 20210526 AMZN 023135106 Elect Thomas O. Ryder MGMT For For Amazon.com, Inc. 20210526 AMZN 023135106 Elect Patricia Q. Stonesifer MGMT For For Amazon.com, Inc. 20210526 AMZN 023135106 Elect Wendell P. Weeks MGMT For For Amazon.com, Inc. 20210526 AMZN 023135106 Ratification of Auditor MGMT For For Amazon.com, Inc. 20210526 AMZN 023135106 Advisory Vote on Executive MGMT For For Compensation Amazon.com, Inc. 20210526 AMZN 023135106 Shareholder Proposal Regarding Sharehold Against Against Report on Customer Due Diligence Amazon.com, Inc. 20210526 AMZN 023135106 Shareholder Proposal Regarding Sharehold Against Against Independent Chair Amazon.com, Inc. 20210526 AMZN 023135106 Shareholder Proposal Regarding Sharehold Against For Median Gender and Racial Pay Equity Report Amazon.com, Inc. 20210526 AMZN 023135106 Shareholder Proposal Regarding Sharehold Against Against Report on Promotion Data Amazon.com, Inc. 20210526 AMZN 023135106 Shareholder Proposal Regarding Sharehold Against For Report on Plastic Packaging Amazon.com, Inc. 20210526 AMZN 023135106 Shareholder Proposal Regarding Sharehold Against For Racial Equity Audit Amazon.com, Inc. 20210526 AMZN 023135106 Shareholder Proposal Regarding Sharehold Against Against Hourly Associate Representation on the Board Amazon.com, Inc. 20210526 AMZN 023135106 Shareholder Proposal Regarding Sharehold Against For Anticompetitive Practices Amazon.com, Inc. 20210526 AMZN 023135106 Shareholder Proposal Regarding Sharehold Against For Right to Call Special Meetings Amazon.com, Inc. 20210526 AMZN 023135106 Shareholder Proposal Regarding Sharehold Against For Lobbying Report Amazon.com, Inc. 20210526 AMZN 023135106 Shareholder Proposal Regarding Sharehold Against Against the Human Rights Impacts of Facial Recognition Technology Ameren Corporation 20210506 AEE 023608102 Elect Warner L. Baxter MGMT For For Ameren Corporation 20210506 AEE 023608102 Elect Cynthia J. Brinkley MGMT For For Ameren Corporation 20210506 AEE 023608102 Elect Catherine S. Brune MGMT For For Ameren Corporation 20210506 AEE 023608102 Elect J. Edward Coleman MGMT For For Ameren Corporation 20210506 AEE 023608102 Elect Ward H. Dickson MGMT For For Ameren Corporation 20210506 AEE 023608102 Elect Noelle K. Eder MGMT For For Ameren Corporation 20210506 AEE 023608102 Elect Ellen M. Fitzsimmons MGMT For For Ameren Corporation 20210506 AEE 023608102 Elect Rafael Flores MGMT For For Ameren Corporation 20210506 AEE 023608102 Elect Richard J. Harshman MGMT For For Ameren Corporation 20210506 AEE 023608102 Elect Craig S. Ivey MGMT For For Ameren Corporation 20210506 AEE 023608102 Elect James C. Johnson MGMT For For Ameren Corporation 20210506 AEE 023608102 Elect Steven H. Lipstein MGMT For For Ameren Corporation 20210506 AEE 023608102 Elect Leo S. Mackay, Jr. MGMT For For Ameren Corporation 20210506 AEE 023608102 Advisory Vote on Executive MGMT For For Compensation Ameren Corporation 20210506 AEE 023608102 Ratification of Auditor MGMT For For American Tower Corporation 20210526 AMT 03027X100 Elect Thomas Bartlett MGMT For For American Tower Corporation 20210526 AMT 03027X100 Elect Raymond P. Dolan MGMT For For American Tower Corporation 20210526 AMT 03027X100 Elect Kenneth R. Frank MGMT For For American Tower Corporation 20210526 AMT 03027X100 Elect Robert D. Hormats MGMT For For American Tower Corporation 20210526 AMT 03027X100 Elect Gustavo Lara Cantu MGMT For For American Tower Corporation 20210526 AMT 03027X100 Elect Grace D. Lieblein MGMT For For American Tower Corporation 20210526 AMT 03027X100 Elect Craig Macnab MGMT For For American Tower Corporation 20210526 AMT 03027X100 Elect JoAnn A. Reed MGMT For For American Tower Corporation 20210526 AMT 03027X100 Elect Pamela D.A. Reeve MGMT For For American Tower Corporation 20210526 AMT 03027X100 Elect David E. Sharbutt MGMT For For American Tower Corporation 20210526 AMT 03027X100 Elect Bruce L. Tanner MGMT For For American Tower Corporation 20210526 AMT 03027X100 Elect Samme L. Thompson MGMT For For

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document American Tower Corporation 20210526 AMT 03027X100 Ratification of Auditor MGMT For For American Tower Corporation 20210526 AMT 03027X100 Advisory Vote on Executive MGMT For For Compensation American Tower Corporation 20210526 AMT 03027X100 Shareholder Proposal Regarding Sharehold Against For Right to Call Special Meetings American Tower Corporation 20210526 AMT 03027X100 Shareholder Proposal Regarding Sharehold Against Against Formation of a Human Rights Risk Oversight Committee Anthem, Inc. 20210526 ANTM 036752103 Elect Lewis Hay III MGMT For For Anthem, Inc. 20210526 ANTM 036752103 Elect Antonio F. Neri MGMT For For Anthem, Inc. 20210526 ANTM 036752103 Elect Ramiro G. Peru MGMT For For Anthem, Inc. 20210526 ANTM 036752103 Advisory Vote on Executive MGMT For For Compensation Anthem, Inc. 20210526 ANTM 036752103 Ratification of Auditor MGMT For For Astrazeneca plc 20210511 AZN 046353108 Accounts and Reports MGMT For For Astrazeneca plc 20210511 AZN 046353108 Final Dividend MGMT For For Astrazeneca plc 20210511 AZN 046353108 Appointment of Auditor MGMT For For Astrazeneca plc 20210511 AZN 046353108 Authority to Set Auditor’s Fees MGMT For For Astrazeneca plc 20210511 AZN 046353108 Elect Leif Johansson MGMT For For Astrazeneca plc 20210511 AZN 046353108 Elect Pascal Soriot MGMT For For Astrazeneca plc 20210511 AZN 046353108 Elect Marc Dunoyer MGMT For For Astrazeneca plc 20210511 AZN 046353108 Elect Philip Broadley MGMT For For Astrazeneca plc 20210511 AZN 046353108 Elect Euan Ashley MGMT For For Astrazeneca plc 20210511 AZN 046353108 Elect Michel Demare MGMT For For Astrazeneca plc 20210511 AZN 046353108 Elect Deborah DiSanzo MGMT For For Astrazeneca plc 20210511 AZN 046353108 Elect Diana Layfield MGMT For For Astrazeneca plc 20210511 AZN 046353108 Elect Sheri McCoy MGMT For For Astrazeneca plc 20210511 AZN 046353108 Elect Tony SK MOK MGMT For For Astrazeneca plc 20210511 AZN 046353108 Elect Nazneen Rahman MGMT For For Astrazeneca plc 20210511 AZN 046353108 Elect Marcus Wallenberg MGMT For For Astrazeneca plc 20210511 AZN 046353108 Remuneration Report (Advisory) MGMT For For Astrazeneca plc 20210511 AZN 046353108 Remuneration Policy (Binding) MGMT For For Astrazeneca plc 20210511 AZN 046353108 Authorisation of Political MGMT For For Donations Astrazeneca plc 20210511 AZN 046353108 Authority to Issue Shares w/ MGMT For For Preemptive Rights Astrazeneca plc 20210511 AZN 046353108 Authority to Issue Shares w/o MGMT For For Preemptive Rights Astrazeneca plc 20210511 AZN 046353108 Authority to Issue Shares w/o MGMT For For Preemptive Rights (Specified Capital Investment) Astrazeneca plc 20210511 AZN 046353108 Authority to Repurchase Shares MGMT For For Astrazeneca plc 20210511 AZN 046353108 Authority to Set General MGMT For For Meeting Notice Period at 14 Days Astrazeneca plc 20210511 AZN 046353108 AstraZeneca Performance Share MGMT For For Plan 2020 Astrazeneca plc 20210511 AZN 046353108 Alexion Transaction MGMT For For Bank of America Corporation 20210420 BAC 060505104 Elect Sharon L. Allen MGMT For For Bank of America Corporation 20210420 BAC 060505104 Elect Susan S. Bies MGMT For For Bank of America Corporation 20210420 BAC 060505104 Elect Frank P. Bramble, Sr. MGMT For For Bank of America Corporation 20210420 BAC 060505104 Elect Pierre J. P. de Weck MGMT For For Bank of America Corporation 20210420 BAC 060505104 Elect Arnold W. Donald MGMT For For Bank of America Corporation 20210420 BAC 060505104 Elect Linda P. Hudson MGMT For For Bank of America Corporation 20210420 BAC 060505104 Elect Monica C. Lozano MGMT For For Bank of America Corporation 20210420 BAC 060505104 Elect Thomas J. May MGMT For For Bank of America Corporation 20210420 BAC 060505104 Elect Brian T. Moynihan MGMT For For Bank of America Corporation 20210420 BAC 060505104 Elect Lionel L. Nowell, III MGMT For For Bank of America Corporation 20210420 BAC 060505104 Elect Denise L. Ramos MGMT For For Bank of America Corporation 20210420 BAC 060505104 Elect Clayton S. Rose MGMT For For Bank of America Corporation 20210420 BAC 060505104 Elect Michael D. White MGMT For For Bank of America Corporation 20210420 BAC 060505104 Elect Thomas D. Woods MGMT For For Bank of America Corporation 20210420 BAC 060505104 Elect R. David Yost MGMT For For Bank of America Corporation 20210420 BAC 060505104 Elect Maria T. Zuber MGMT For For Bank of America Corporation 20210420 BAC 060505104 Advisory Vote on Executive MGMT For For Compensation Bank of America Corporation 20210420 BAC 060505104 Ratification of Auditor MGMT For For Bank of America Corporation 20210420 BAC 060505104 Amendment to the Key MGMT For For Employee Equity Plan

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Bank of America Corporation 20210420 BAC 060505104 Shareholder Proposal Regarding Sharehold Against For Proxy Access Bylaw Amendment Bank of America Corporation 20210420 BAC 060505104 Shareholder Proposal Regarding Sharehold Against For Right to Act by Written Consent Bank of America Corporation 20210420 BAC 060505104 Shareholder Proposal Regarding Sharehold Against Against Becoming a Public Benefit Corporation Bank of America Corporation 20210420 BAC 060505104 Shareholder Proposal Regarding Sharehold Against For Racial Equity Audit Boston Properties, Inc. 20210520 BXP 101121101 Elect Joel I. Klein MGMT For For Boston Properties, Inc. 20210520 BXP 101121101 Elect Kelly A. Ayotte MGMT For For Boston Properties, Inc. 20210520 BXP 101121101 Elect Bruce W. Duncan MGMT For For Boston Properties, Inc. 20210520 BXP 101121101 Elect Karen E. Dykstra MGMT For For Boston Properties, Inc. 20210520 BXP 101121101 Elect Carol B. Einiger MGMT For For Boston Properties, Inc. 20210520 BXP 101121101 Elect Diane J. Hoskins MGMT For For Boston Properties, Inc. 20210520 BXP 101121101 Elect Douglas T. Linde MGMT For For Boston Properties, Inc. 20210520 BXP 101121101 Elect Matthew J. Lustig MGMT For For Boston Properties, Inc. 20210520 BXP 101121101 Elect Owen D. Thomas MGMT For For Boston Properties, Inc. 20210520 BXP 101121101 Elect David A. Twardock MGMT For For Boston Properties, Inc. 20210520 BXP 101121101 Elect William H. Walton, III MGMT For For Boston Properties, Inc. 20210520 BXP 101121101 Advisory Vote on Executive MGMT For For Compensation Boston Properties, Inc. 20210520 BXP 101121101 Approval of the 2021 Stock MGMT For For Incentive Plan Boston Properties, Inc. 20210520 BXP 101121101 Ratification of Auditor MGMT For For Capital One Financial 20210506 COF 14040H105 Elect Richard D. Fairbank MGMT For For Corporation Capital One Financial 20210506 COF 14040H105 Elect Ime Archibong MGMT For For Corporation Capital One Financial 20210506 COF 14040H105 Elect Ann Fritz Hackett MGMT For For Corporation Capital One Financial 20210506 COF 14040H105 Elect Peter Thomas Killalea MGMT For For Corporation Capital One Financial 20210506 COF 14040H105 Elect Eli Leenaars MGMT For For Corporation Capital One Financial 20210506 COF 14040H105 Elect Francois Locoh-Donou MGMT For For Corporation Capital One Financial 20210506 COF 14040H105 Elect Peter E. Raskind MGMT For For Corporation Capital One Financial 20210506 COF 14040H105 Elect Eileen Serra MGMT For For Corporation Capital One Financial 20210506 COF 14040H105 Elect Mayo A. Shattuck III MGMT For For Corporation Capital One Financial 20210506 COF 14040H105 Elect Bradford H. Warner MGMT For For Corporation Capital One Financial 20210506 COF 14040H105 Elect Catherine G. West MGMT For For Corporation Capital One Financial 20210506 COF 14040H105 Elect Craig Anthony Williams MGMT For For Corporation Capital One Financial 20210506 COF 14040H105 Ratification of Auditor MGMT For For Corporation Capital One Financial 20210506 COF 14040H105 Advisory Vote on Executive MGMT For For Corporation Compensation Capital One Financial 20210506 COF 14040H105 Amendment to the 2004 Stock MGMT For For Corporation Incentive Plan Chevron Corporation 20210526 CVX 166764100 Elect Wanda M. Austin MGMT For For Chevron Corporation 20210526 CVX 166764100 Elect John B. Frank MGMT For For Chevron Corporation 20210526 CVX 166764100 Elect Alice P. Gast MGMT For For Chevron Corporation 20210526 CVX 166764100 Elect Enrique Hernandez, Jr. MGMT For For Chevron Corporation 20210526 CVX 166764100 Elect Marillyn A. Hewson MGMT For For Chevron Corporation 20210526 CVX 166764100 Elect Jon M. Huntsman, Jr. MGMT For For Chevron Corporation 20210526 CVX 166764100 Elect Charles W. Moorman IV MGMT For For Chevron Corporation 20210526 CVX 166764100 Elect Dambisa F. Moyo MGMT For For Chevron Corporation 20210526 CVX 166764100 Elect Debra L. Reed-Klages MGMT For For Chevron Corporation 20210526 CVX 166764100 Elect Ronald D. Sugar MGMT For For Chevron Corporation 20210526 CVX 166764100 Elect D. James Umpleby III MGMT For For Chevron Corporation 20210526 CVX 166764100 Elect Michael K. Wirth MGMT For For Chevron Corporation 20210526 CVX 166764100 Ratification of Auditor MGMT For For

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Chevron Corporation 20210526 CVX 166764100 Advisory Vote on Executive MGMT For For Compensation Chevron Corporation 20210526 CVX 166764100 Shareholder Proposal Regarding Sharehold Against Against Scope 3 GHG Emissions Reduction Chevron Corporation 20210526 CVX 166764100 Shareholder Proposal Regarding Sharehold Against For Audited Report on Net Zero Emissions by 2050 Scenario Analysis Chevron Corporation 20210526 CVX 166764100 Shareholder Proposal Regarding Sharehold Against Against Becoming a Public Benefit Corporation Chevron Corporation 20210526 CVX 166764100 Shareholder Proposal Regarding Sharehold Against For Lobbying Report Chevron Corporation 20210526 CVX 166764100 Shareholder Proposal Regarding Sharehold Against Against Independent Chair Chevron Corporation 20210526 CVX 166764100 Shareholder Proposal Regarding Sharehold Against For Right to Call Special Meetings Cigna Corporation 20210428 CI 125523100 Elect David M. Cordani MGMT For For Cigna Corporation 20210428 CI 125523100 Elect William J. DeLaney MGMT For For Cigna Corporation 20210428 CI 125523100 Elect Eric J. Foss MGMT For For Cigna Corporation 20210428 CI 125523100 Elect Elder Granger MGMT For For Cigna Corporation 20210428 CI 125523100 Elect Isaiah Harris, Jr. MGMT For For Cigna Corporation 20210428 CI 125523100 Elect George Kurian MGMT For For Cigna Corporation 20210428 CI 125523100 Elect Kathleen M. Mazzarella MGMT For For Cigna Corporation 20210428 CI 125523100 Elect Mark B. McClellan MGMT For For Cigna Corporation 20210428 CI 125523100 Elect John M. Partridge MGMT For For Cigna Corporation 20210428 CI 125523100 Elect Kimberly A. Ross MGMT For For Cigna Corporation 20210428 CI 125523100 Elect Eric C. Wiseman MGMT For For Cigna Corporation 20210428 CI 125523100 Elect Donna F. Zarcone MGMT For For Cigna Corporation 20210428 CI 125523100 Advisory Vote on Executive MGMT For For Compensation Cigna Corporation 20210428 CI 125523100 Amendment to the Long-Term MGMT For For Incentive Plan Cigna Corporation 20210428 CI 125523100 Ratification of Auditor MGMT For For Cigna Corporation 20210428 CI 125523100 Shareholder Proposal Regarding Sharehold Against For Right to Act by Written Consent Cigna Corporation 20210428 CI 125523100 Shareholder Proposal Regarding Sharehold Against Against Median Gender and Racial Pay Equity Report Cigna Corporation 20210428 CI 125523100 Shareholder Proposal Regarding Sharehold Against Against Disclosure of Board Qualifications Citizens Financial Group, Inc. 20210422 CFG 174610105 Elect Bruce Van Saun MGMT For For Citizens Financial Group, Inc. 20210422 CFG 174610105 Elect Lee Alexander MGMT For For Citizens Financial Group, Inc. 20210422 CFG 174610105 Elect Christine M. Cumming MGMT For For Citizens Financial Group, Inc. 20210422 CFG 174610105 Elect William P. Hankowsky MGMT For For Citizens Financial Group, Inc. 20210422 CFG 174610105 Elect Leo I. Higdon, Jr. MGMT For For Citizens Financial Group, Inc. 20210422 CFG 174610105 Elect Edward J. Kelly, III MGMT For For Citizens Financial Group, Inc. 20210422 CFG 174610105 Elect Charles J. Koch MGMT For For Citizens Financial Group, Inc. 20210422 CFG 174610105 Elect Robert G. Leary MGMT For For Citizens Financial Group, Inc. 20210422 CFG 174610105 Elect Terrance J. Lillis MGMT For For Citizens Financial Group, Inc. 20210422 CFG 174610105 Elect Shivan S. Subramaniam MGMT For For Citizens Financial Group, Inc. 20210422 CFG 174610105 Elect Christopher J. Swift MGMT For For Citizens Financial Group, Inc. 20210422 CFG 174610105 Elect Wendy A. Watson MGMT For For Citizens Financial Group, Inc. 20210422 CFG 174610105 Elect Marita Zuraitis MGMT For For Citizens Financial Group, Inc. 20210422 CFG 174610105 Advisory Vote on Executive MGMT For For Compensation Citizens Financial Group, Inc. 20210422 CFG 174610105 Frequency of Advisory Vote on MGMT 1 Year 1 Year Executive Compensation Citizens Financial Group, Inc. 20210422 CFG 174610105 Ratification of Auditor MGMT For For Comcast Corporation 20210602 CMCSA 20030N101 Elect Kenneth J. Bacon MGMT For For Comcast Corporation 20210602 CMCSA 20030N101 Elect Madeline S. Bell MGMT For For Comcast Corporation 20210602 CMCSA 20030N101 Elect Naomi M. Bergman MGMT For For Comcast Corporation 20210602 CMCSA 20030N101 Elect Edward D. Breen MGMT For For Comcast Corporation 20210602 CMCSA 20030N101 Elect Gerald L. Hassell MGMT For For Comcast Corporation 20210602 CMCSA 20030N101 Elect Jeffrey A. Honickman MGMT For For Comcast Corporation 20210602 CMCSA 20030N101 Elect Maritza Gomez Montiel MGMT For For Comcast Corporation 20210602 CMCSA 20030N101 Elect Asuka Nakahara MGMT For For Comcast Corporation 20210602 CMCSA 20030N101 Elect David C. Novak MGMT For For

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Comcast Corporation 20210602 CMCSA 20030N101 Elect Brian L. Roberts MGMT For For Comcast Corporation 20210602 CMCSA 20030N101 Advisory Vote on Executive MGMT For For Compensation Comcast Corporation 20210602 CMCSA 20030N101 Ratification of Auditor MGMT For For Comcast Corporation 20210602 CMCSA 20030N101 Shareholder Proposal Regarding Sharehold Against Against Independent Investigation and Report on Sexual Harassment CVS Health Corporation 20210513 CVS 126650100 Elect Fernando Aguirre MGMT For For CVS Health Corporation 20210513 CVS 126650100 Elect C. David Brown II MGMT For For CVS Health Corporation 20210513 CVS 126650100 Elect Alecia A. DeCoudreaux MGMT For For CVS Health Corporation 20210513 CVS 126650100 Elect Nancy-Ann M. DeParle MGMT For For CVS Health Corporation 20210513 CVS 126650100 Elect David W. Dorman MGMT For For CVS Health Corporation 20210513 CVS 126650100 Elect Roger N. Farah MGMT For For CVS Health Corporation 20210513 CVS 126650100 Elect Anne M. Finucane MGMT For For CVS Health Corporation 20210513 CVS 126650100 Elect Edward J. Ludwig MGMT For For CVS Health Corporation 20210513 CVS 126650100 Elect Karen S. Lynch MGMT For For CVS Health Corporation 20210513 CVS 126650100 Elect Jean-Pierre Millon MGMT For For CVS Health Corporation 20210513 CVS 126650100 Elect Mary L. Schapiro MGMT For For CVS Health Corporation 20210513 CVS 126650100 Elect William C. Weldon MGMT For For CVS Health Corporation 20210513 CVS 126650100 Elect Tony L. White MGMT For For CVS Health Corporation 20210513 CVS 126650100 Ratification of Auditor MGMT For For CVS Health Corporation 20210513 CVS 126650100 Advisory Vote on Executive MGMT For For Compensation CVS Health Corporation 20210513 CVS 126650100 Shareholder Proposal Regarding Sharehold Against For Reducing Ownership Threshold Required to Act by Written Consent CVS Health Corporation 20210513 CVS 126650100 Shareholder Proposal Regarding Sharehold Against Against Independent Chair Discovery, Inc. 20210610 DISCA 25470F104 Elect Robert R. Beck MGMT For For Discovery, Inc. 20210610 DISCA 25470F104 Elect Robert L. Johnson MGMT For For Discovery, Inc. 20210610 DISCA 25470F104 Elect J. David Wargo MGMT For For Discovery, Inc. 20210610 DISCA 25470F104 Ratification of Auditor MGMT For For Dollar General Corporation 20210526 DG 256677105 Elect Warren F. Bryant MGMT For For Dollar General Corporation 20210526 DG 256677105 Elect Michael M. Calbert MGMT For For Dollar General Corporation 20210526 DG 256677105 Elect Patricia D. Fili-Krushel MGMT For For Dollar General Corporation 20210526 DG 256677105 Elect Timothy I. McGuire MGMT For For Dollar General Corporation 20210526 DG 256677105 Elect William C. Rhodes, III MGMT For For Dollar General Corporation 20210526 DG 256677105 Elect Debra A. Sandler MGMT For For Dollar General Corporation 20210526 DG 256677105 Elect Ralph E. Santana MGMT For For Dollar General Corporation 20210526 DG 256677105 Elect Todd J. Vasos MGMT For For Dollar General Corporation 20210526 DG 256677105 Advisory Vote on Executive MGMT For For Compensation Dollar General Corporation 20210526 DG 256677105 Ratification of Auditor MGMT For For Dollar General Corporation 20210526 DG 256677105 Approval of the 2021 Stock MGMT For For Incentive Plan Dollar General Corporation 20210526 DG 256677105 Charter Amendment to Allow MGMT For For Shareholders to Call Special Meetings Dollar General Corporation 20210526 DG 256677105 Shareholder Proposal Regarding Sharehold Against For Right to Call Special Meetings DuPont de Nemours, Inc. 20210428 DD 26614N102 Elect Amy G. Brady MGMT For For DuPont de Nemours, Inc. 20210428 DD 26614N102 Elect Edward D. Breen MGMT For For DuPont de Nemours, Inc. 20210428 DD 26614N102 Elect Ruby R. Chandy MGMT For For DuPont de Nemours, Inc. 20210428 DD 26614N102 Elect Franklin K. Clyburn, Jr. MGMT For For DuPont de Nemours, Inc. 20210428 DD 26614N102 Elect Terrence R. Curtin MGMT For For DuPont de Nemours, Inc. 20210428 DD 26614N102 Elect Alexander M. Cutler MGMT For For DuPont de Nemours, Inc. 20210428 DD 26614N102 Elect Eleuthere I. du Pont MGMT For For DuPont de Nemours, Inc. 20210428 DD 26614N102 Elect Luther C. Kissam IV MGMT For For DuPont de Nemours, Inc. 20210428 DD 26614N102 Elect Frederick M. Lowery MGMT For For DuPont de Nemours, Inc. 20210428 DD 26614N102 Elect Raymond J. Milchovich MGMT For For DuPont de Nemours, Inc. 20210428 DD 26614N102 Elect Deanna M. Mulligan MGMT For For DuPont de Nemours, Inc. 20210428 DD 26614N102 Elect Steven M. Sterin MGMT For For DuPont de Nemours, Inc. 20210428 DD 26614N102 Advisory Vote on Executive MGMT For For Compensation DuPont de Nemours, Inc. 20210428 DD 26614N102 Ratification of Auditor MGMT For For DuPont de Nemours, Inc. 20210428 DD 26614N102 Reduce Ownership Threshold for MGMT For For Shareholders to Call Special Meetings

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document DuPont de Nemours, Inc. 20210428 DD 26614N102 Shareholder Proposal Regarding Sharehold Against For Right to Act by Written Consent DuPont de Nemours, Inc. 20210428 DD 26614N102 Shareholder Proposal Regarding Sharehold Against For Diversity Reporting DuPont de Nemours, Inc. 20210428 DD 26614N102 Shareholder Proposal Regarding Sharehold Against For Report on Plastic Pollution EOG Resources, Inc. 20210429 EOG 26875P101 Elect Janet F. Clark MGMT For For EOG Resources, Inc. 20210429 EOG 26875P101 Elect Charles R. Crisp MGMT For For EOG Resources, Inc. 20210429 EOG 26875P101 Elect Robert P. Daniels MGMT For For EOG Resources, Inc. 20210429 EOG 26875P101 Elect James C. Day MGMT For For EOG Resources, Inc. 20210429 EOG 26875P101 Elect C. Christopher Gaut MGMT For For EOG Resources, Inc. 20210429 EOG 26875P101 Elect Michael T. Kerr MGMT For For EOG Resources, Inc. 20210429 EOG 26875P101 Elect Julie J. Robertson MGMT For For EOG Resources, Inc. 20210429 EOG 26875P101 Elect Donald F. Textor MGMT For For EOG Resources, Inc. 20210429 EOG 26875P101 Elect William R. Thomas MGMT For For EOG Resources, Inc. 20210429 EOG 26875P101 Ratification of Auditor MGMT For For EOG Resources, Inc. 20210429 EOG 26875P101 Approval of the 2021 Omnibus MGMT For For Equity Compensation Plan EOG Resources, Inc. 20210429 EOG 26875P101 Advisory Vote on Executive MGMT For For Compensation Fifth Third Bancorp 20210413 FITB 316773100 Elect Nicholas K. Akins MGMT For For Fifth Third Bancorp 20210413 FITB 316773100 Elect B. Evan Bayh III MGMT For For Fifth Third Bancorp 20210413 FITB 316773100 Elect Jorge L. Benitez MGMT For For Fifth Third Bancorp 20210413 FITB 316773100 Elect Katherine B. Blackburn MGMT For For Fifth Third Bancorp 20210413 FITB 316773100 Elect Emerson L. Brumback MGMT For For Fifth Third Bancorp 20210413 FITB 316773100 Elect Greg D. Carmichael MGMT For For Fifth Third Bancorp 20210413 FITB 316773100 Elect Linda W. Clement-Holmes MGMT For For Fifth Third Bancorp 20210413 FITB 316773100 Elect C. Bryan Daniels MGMT For For Fifth Third Bancorp 20210413 FITB 316773100 Elect Mitchell S. Feiger MGMT For For Fifth Third Bancorp 20210413 FITB 316773100 Elect Thomas H. Harvey MGMT For For Fifth Third Bancorp 20210413 FITB 316773100 Elect Gary R. Heminger MGMT For For Fifth Third Bancorp 20210413 FITB 316773100 Elect Jewell D. Hoover MGMT For For Fifth Third Bancorp 20210413 FITB 316773100 Elect Eileen A. Mallesch MGMT For For Fifth Third Bancorp 20210413 FITB 316773100 Elect Michael B. McCallister MGMT For For Fifth Third Bancorp 20210413 FITB 316773100 Elect Marsha C. Williams MGMT For For Fifth Third Bancorp 20210413 FITB 316773100 Ratification of Auditor MGMT For For Fifth Third Bancorp 20210413 FITB 316773100 Advisory Vote on Executive MGMT For For Compensation Fifth Third Bancorp 20210413 FITB 316773100 Frequency of Advisory Vote on MGMT 1 Year 1 Year Executive Compensation Fifth Third Bancorp 20210413 FITB 316773100 Approval of the 2021 Incentive MGMT For For Compensation Plan Fifth Third Bancorp 20210413 FITB 316773100 Elimination of Supermajority MGMT For For Requirement Fifth Third Bancorp 20210413 FITB 316773100 Elimination of Cumulative MGMT For Against Voting Flex Ltd. 20200807 FLEX Y2573F102 Elect Revathi Advaithi MGMT For For Flex Ltd. 20200807 FLEX Y2573F102 Elect Michael D. Capellas MGMT For For Flex Ltd. 20200807 FLEX Y2573F102 Elect Jennifer Xin-Zhe Li MGMT For For Flex Ltd. 20200807 FLEX Y2573F102 Elect Marc A. Onetto MGMT For For Flex Ltd. 20200807 FLEX Y2573F102 Elect Erin L. McSweeney MGMT For For Flex Ltd. 20200807 FLEX Y2573F102 Elect Willy C. Shih MGMT For For Flex Ltd. 20200807 FLEX Y2573F102 Elect Charles K. Stevens III MGMT For For Flex Ltd. 20200807 FLEX Y2573F102 Elect Lay Koon Tan MGMT For For Flex Ltd. 20200807 FLEX Y2573F102 Elect William D. Watkins MGMT For For Flex Ltd. 20200807 FLEX Y2573F102 Elect Lawrence A. Zimmerman MGMT For For Flex Ltd. 20200807 FLEX Y2573F102 Ratification of Auditor MGMT For For Flex Ltd. 20200807 FLEX Y2573F102 Advisory Vote on Executive MGMT For For Compensation Flex Ltd. 20200807 FLEX Y2573F102 Amendment to the 2017 Equity MGMT For For Incentive Plan Flex Ltd. 20200807 FLEX Y2573F102 Authority to Issue Ordinary MGMT For For Shares Flex Ltd. 20200807 FLEX Y2573F102 Renewal of Share Purchase MGMT For For Mandate Honeywell International Inc. 20210521 HON 438516106 Elect Darius Adamczyk MGMT For For Honeywell International Inc. 20210521 HON 438516106 Elect Duncan B. Angove MGMT For For Honeywell International Inc. 20210521 HON 438516106 Elect William S. Ayer MGMT For For Honeywell International Inc. 20210521 HON 438516106 Elect Kevin Burke MGMT For For Honeywell International Inc. 20210521 HON 438516106 Elect D. Scott Davis MGMT For For

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Honeywell International Inc. 20210521 HON 438516106 Elect Deborah Flint MGMT For For Honeywell International Inc. 20210521 HON 438516106 Elect Judd Gregg MGMT For For Honeywell International Inc. 20210521 HON 438516106 Elect Grace D. Lieblein MGMT For For Honeywell International Inc. 20210521 HON 438516106 Elect Raymond T. Odierno MGMT For For Honeywell International Inc. 20210521 HON 438516106 Elect George Paz MGMT For For Honeywell International Inc. 20210521 HON 438516106 Elect Robin L. Washington MGMT For For Honeywell International Inc. 20210521 HON 438516106 Advisory Vote on Executive MGMT For For Compensation Honeywell International Inc. 20210521 HON 438516106 Ratification of Auditor MGMT For For Honeywell International Inc. 20210521 HON 438516106 Shareholder Proposal Regarding Sharehold Against For Right to Act by Written Consent IHS Markit Ltd. 20210311 INFO G47567105 Merger with S&P Global MGMT For For IHS Markit Ltd. 20210311 INFO G47567105 Advisory Vote on Golden MGMT For Against Parachutes IHS Markit Ltd. 20210505 INFO G47567105 Elect Lance Uggla MGMT For For IHS Markit Ltd. 20210505 INFO G47567105 Elect John Browne MGMT For For IHS Markit Ltd. 20210505 INFO G47567105 Elect Dinyar S. Devitre MGMT For For IHS Markit Ltd. 20210505 INFO G47567105 Elect Ruann F. Ernst MGMT For For IHS Markit Ltd. 20210505 INFO G47567105 Elect Jacques Esculier MGMT For For IHS Markit Ltd. 20210505 INFO G47567105 Elect Gay Huey Evans MGMT For For IHS Markit Ltd. 20210505 INFO G47567105 Elect William E. Ford MGMT For For IHS Markit Ltd. 20210505 INFO G47567105 Elect Nicoletta Giadrossi MGMT For For IHS Markit Ltd. 20210505 INFO G47567105 Elect Robert P. Kelly MGMT For For IHS Markit Ltd. 20210505 INFO G47567105 Elect Deborah D. McWhinney MGMT For For IHS Markit Ltd. 20210505 INFO G47567105 Elect Jean-Paul L. Montupet MGMT For For IHS Markit Ltd. 20210505 INFO G47567105 Elect Deborah Keiko Orida MGMT For For IHS Markit Ltd. 20210505 INFO G47567105 Elect James A. Rosenthal MGMT For For IHS Markit Ltd. 20210505 INFO G47567105 Advisory Vote on Executive MGMT For For Compensation IHS Markit Ltd. 20210505 INFO G47567105 Ratification of Auditor MGMT For For Intercontinental Exchange, Inc. 20210514 ICE 45866F104 Elect Sharon Y. Bowen MGMT For For Intercontinental Exchange, Inc. 20210514 ICE 45866F104 Elect Shantella E. Cooper MGMT For For Intercontinental Exchange, Inc. 20210514 ICE 45866F104 Elect Charles R. Crisp MGMT For For Intercontinental Exchange, Inc. 20210514 ICE 45866F104 Elect Duriya M. Farooqui MGMT For For Intercontinental Exchange, Inc. 20210514 ICE 45866F104 Elect Lord Hague of Richmond MGMT For For Intercontinental Exchange, Inc. 20210514 ICE 45866F104 Elect Mark F. Mulhern MGMT For For Intercontinental Exchange, Inc. 20210514 ICE 45866F104 Elect Thomas E. Noonan MGMT For For Intercontinental Exchange, Inc. 20210514 ICE 45866F104 Elect Frederic V. Salerno MGMT For For Intercontinental Exchange, Inc. 20210514 ICE 45866F104 Elect Caroline Silver MGMT For For Intercontinental Exchange, Inc. 20210514 ICE 45866F104 Elect Jeffrey C. Sprecher MGMT For For Intercontinental Exchange, Inc. 20210514 ICE 45866F104 Elect Judith A. Sprieser MGMT For For Intercontinental Exchange, Inc. 20210514 ICE 45866F104 Elect Vincent S. Tese MGMT For For Intercontinental Exchange, Inc. 20210514 ICE 45866F104 Advisory Vote on Executive MGMT For For Compensation Intercontinental Exchange, Inc. 20210514 ICE 45866F104 Ratification of Auditor MGMT For For Intercontinental Exchange, Inc. 20210514 ICE 45866F104 Shareholder Proposal Regarding Sharehold Against For Simple Majority Vote International Flavors & 20210505 IFF 459506101 Elect Kathryn J. Boor MGMT For For Fragrances Inc. International Flavors & 20210505 IFF 459506101 Elect Edward D. Breen MGMT For For Fragrances Inc. International Flavors & 20210505 IFF 459506101 Elect Carol A. Davidson MGMT For For Fragrances Inc. International Flavors & 20210505 IFF 459506101 Elect Michael L. Ducker MGMT For For Fragrances Inc. International Flavors & 20210505 IFF 459506101 Elect Roger W. Ferguson, Jr. MGMT For For Fragrances Inc. International Flavors & 20210505 IFF 459506101 Elect John F. Ferraro MGMT For For Fragrances Inc. International Flavors & 20210505 IFF 459506101 Elect Andreas Fibig MGMT For For Fragrances Inc. International Flavors & 20210505 IFF 459506101 Elect Christina A. Gold MGMT For For Fragrances Inc. International Flavors & 20210505 IFF 459506101 Elect Ilene S. Gordon MGMT For For Fragrances Inc. International Flavors & 20210505 IFF 459506101 Elect Matthias Heinzel MGMT For For Fragrances Inc. International Flavors & 20210505 IFF 459506101 Elect Dale F. Morrison MGMT For For Fragrances Inc.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document International Flavors & 20210505 IFF 459506101 Elect Kare Schultz MGMT For For Fragrances Inc. International Flavors & 20210505 IFF 459506101 Elect Stephen Williamson MGMT For For Fragrances Inc. International Flavors & 20210505 IFF 459506101 Ratification of Auditor MGMT For For Fragrances Inc. International Flavors & 20210505 IFF 459506101 Advisory Vote on Executive MGMT For For Fragrances Inc. Compensation International Flavors & 20210505 IFF 459506101 Approval of the 2021 Stock MGMT For For Fragrances Inc. Award and Incentive Plan JPMorgan Chase & Co. 20210518 JPM 46625H100 Elect Linda B. Bammann MGMT For For JPMorgan Chase & Co. 20210518 JPM 46625H100 Elect Stephen B. Burke MGMT For For JPMorgan Chase & Co. 20210518 JPM 46625H100 Elect Todd A. Combs MGMT For For JPMorgan Chase & Co. 20210518 JPM 46625H100 Elect James S. Crown MGMT For For JPMorgan Chase & Co. 20210518 JPM 46625H100 Elect James Dimon MGMT For For JPMorgan Chase & Co. 20210518 JPM 46625H100 Elect Timothy P. Flynn MGMT For For JPMorgan Chase & Co. 20210518 JPM 46625H100 Elect Mellody Hobson MGMT For For JPMorgan Chase & Co. 20210518 JPM 46625H100 Elect Michael A. Neal MGMT For For JPMorgan Chase & Co. 20210518 JPM 46625H100 Elect Phebe N. Novakovic MGMT For For JPMorgan Chase & Co. 20210518 JPM 46625H100 Elect Virginia M. Rometty MGMT For For JPMorgan Chase & Co. 20210518 JPM 46625H100 Advisory Vote on Executive MGMT For For Compensation JPMorgan Chase & Co. 20210518 JPM 46625H100 Amendment to the Long-Term MGMT For For Incentive Plan JPMorgan Chase & Co. 20210518 JPM 46625H100 Ratification of Auditor MGMT For For JPMorgan Chase & Co. 20210518 JPM 46625H100 Shareholder Proposal Regarding Sharehold Against For Reducing Ownership Threshold Required to Act by Written Consent JPMorgan Chase & Co. 20210518 JPM 46625H100 Shareholder Proposal Regarding Sharehold Against For Racial Equity Audit JPMorgan Chase & Co. 20210518 JPM 46625H100 Shareholder Proposal Regarding Sharehold Against Against Independent Chair JPMorgan Chase & Co. 20210518 JPM 46625H100 Shareholder Proposal Regarding Sharehold Against For Report on Political Expenditures and Values Congruency KBR, Inc. 20210519 KBR 48242W106 Elect Mark E. Baldwin MGMT For For KBR, Inc. 20210519 KBR 48242W106 Elect Stuart J. B. Bradie MGMT For For KBR, Inc. 20210519 KBR 48242W106 Elect Lynn A. Dugle MGMT For For KBR, Inc. 20210519 KBR 48242W106 Elect Lester L. Lyles MGMT For For KBR, Inc. 20210519 KBR 48242W106 Elect Wendy M. Masiello MGMT For For KBR, Inc. 20210519 KBR 48242W106 Elect Jack B. Moore MGMT For For KBR, Inc. 20210519 KBR 48242W106 Elect Ann D. Pickard MGMT For For KBR, Inc. 20210519 KBR 48242W106 Elect Umberto della Sala MGMT For For KBR, Inc. 20210519 KBR 48242W106 Advisory Vote on Executive MGMT For For Compensation KBR, Inc. 20210519 KBR 48242W106 Ratification of Auditor MGMT For For KBR, Inc. 20210519 KBR 48242W106 Amendment to the 2006 Stock MGMT For For and Incentive Plan KLA Corp. 20201104 KLAC 482480100 Elect Edward W. Barnholt MGMT For For KLA Corp. 20201104 KLAC 482480100 Elect Robert M. Calderoni MGMT For For KLA Corp. 20201104 KLAC 482480100 Elect Jeneanne Hanley MGMT For For KLA Corp. 20201104 KLAC 482480100 Elect Emiko Higashi MGMT For For KLA Corp. 20201104 KLAC 482480100 Elect Kevin J. Kennedy MGMT For For KLA Corp. 20201104 KLAC 482480100 Elect Gary B. Moore MGMT For For KLA Corp. 20201104 KLAC 482480100 Elect Marie E. Myers MGMT For For KLA Corp. 20201104 KLAC 482480100 Elect Kiran M. Patel MGMT For For KLA Corp. 20201104 KLAC 482480100 Elect Victor Peng MGMT For For KLA Corp. 20201104 KLAC 482480100 Elect Robert A. Rango MGMT For For KLA Corp. 20201104 KLAC 482480100 Elect Richard P. Wallace MGMT For For KLA Corp. 20201104 KLAC 482480100 Ratification of Auditor MGMT For For KLA Corp. 20201104 KLAC 482480100 Advisory Vote on Executive MGMT For For Compensation KLA Corp. 20201104 KLAC 482480100 Shareholder Proposal Regarding Sharehold Against For Proxy Access Lam Research Corp. 20201103 LRCX 512807108 Elect Sohail U. Ahmed MGMT For For Lam Research Corp. 20201103 LRCX 512807108 Elect Timothy M. Archer MGMT For For Lam Research Corp. 20201103 LRCX 512807108 Elect Eric K. Brandt MGMT For For Lam Research Corp. 20201103 LRCX 512807108 Elect Michael R. Cannon MGMT For For Lam Research Corp. 20201103 LRCX 512807108 Elect Catherine P. Lego MGMT For For

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Lam Research Corp. 20201103 LRCX 512807108 Elect Bethany J. Mayer MGMT For For Lam Research Corp. 20201103 LRCX 512807108 Elect Abhijit Y. Talwalkar MGMT For For Lam Research Corp. 20201103 LRCX 512807108 Elect Lih-Shyng (Rick L.) Tsai MGMT For For Lam Research Corp. 20201103 LRCX 512807108 Elect Leslie F. Varon MGMT For For Lam Research Corp. 20201103 LRCX 512807108 Advisory Vote on Executive MGMT For For Compensation Lam Research Corp. 20201103 LRCX 512807108 Ratification of Auditor MGMT For For Medtronic Plc 20201211 MDT G5960L103 Elect Richard H. Anderson MGMT For For Medtronic Plc 20201211 MDT G5960L103 Elect Craig Arnold MGMT For For Medtronic Plc 20201211 MDT G5960L103 Elect Scott C. Donnelly MGMT For For Medtronic Plc 20201211 MDT G5960L103 Elect Andrea J. Goldsmith MGMT For For Medtronic Plc 20201211 MDT G5960L103 Elect Randall J. Hogan, III MGMT For For Medtronic Plc 20201211 MDT G5960L103 Elect Michael O. Leavitt MGMT For For Medtronic Plc 20201211 MDT G5960L103 Elect James T. Lenehan MGMT For For Medtronic Plc 20201211 MDT G5960L103 Elect Kevin E. Lofton MGMT For For Medtronic Plc 20201211 MDT G5960L103 Elect Geoffrey S. Martha MGMT For For Medtronic Plc 20201211 MDT G5960L103 Elect Elizabeth G. Nabel MGMT For For Medtronic Plc 20201211 MDT G5960L103 Elect Denise M. O’Leary MGMT For For Medtronic Plc 20201211 MDT G5960L103 Elect Kendall J. Powell MGMT For For Medtronic Plc 20201211 MDT G5960L103 Appointment of Auditor and MGMT For For Authority to Set Fees Medtronic Plc 20201211 MDT G5960L103 Advisory Vote on Executive MGMT For For Compensation Medtronic Plc 20201211 MDT G5960L103 Authority to Issue Shares w/ MGMT For For Preemptive Rights Medtronic Plc 20201211 MDT G5960L103 Authority to Issue Shares w/o MGMT For For Preemptive Rights Medtronic Plc 20201211 MDT G5960L103 Authority to Repurchase Shares MGMT For For Microchip Technology 20200818 MCHP 595017104 Elect Steve Sanghi MGMT For For Incorporated Microchip Technology 20200818 MCHP 595017104 Elect Matthew W. Chapman MGMT For For Incorporated Microchip Technology 20200818 MCHP 595017104 Elect L. B. Day MGMT For For Incorporated Microchip Technology 20200818 MCHP 595017104 Elect Esther L. Johnson MGMT For For Incorporated Microchip Technology 20200818 MCHP 595017104 Elect Wade F. Meyercord MGMT For For Incorporated Microchip Technology 20200818 MCHP 595017104 Ratification of Auditor MGMT For For Incorporated Microchip Technology 20200818 MCHP 595017104 Advisory Vote on Executive MGMT For For Incorporated Compensation Microsoft Corporation 20201202 MSFT 594918104 Elect Reid G. Hoffman MGMT For For Microsoft Corporation 20201202 MSFT 594918104 Elect Hugh F. Johnston MGMT For For Microsoft Corporation 20201202 MSFT 594918104 Elect Teri L. List-Stoll MGMT For For Microsoft Corporation 20201202 MSFT 594918104 Elect Satya Nadella MGMT For For Microsoft Corporation 20201202 MSFT 594918104 Elect Sandra E. Peterson MGMT For For Microsoft Corporation 20201202 MSFT 594918104 Elect Penny S. Pritzker MGMT For For Microsoft Corporation 20201202 MSFT 594918104 Elect Charles W. Scharf MGMT For For Microsoft Corporation 20201202 MSFT 594918104 Elect Arne M. Sorenson MGMT For For Microsoft Corporation 20201202 MSFT 594918104 Elect John W. Stanton MGMT For For Microsoft Corporation 20201202 MSFT 594918104 Elect John W. Thompson MGMT For For Microsoft Corporation 20201202 MSFT 594918104 Elect Emma N. Walmsley MGMT For For Microsoft Corporation 20201202 MSFT 594918104 Elect Padmasree Warrior MGMT For For Microsoft Corporation 20201202 MSFT 594918104 Advisory Vote on Executive MGMT For For Compensation Microsoft Corporation 20201202 MSFT 594918104 Ratification of Auditor MGMT For For Microsoft Corporation 20201202 MSFT 594918104 Shareholder Proposal Regarding Sharehold Against Against Report on Non-Management Employee Representation on the Board Mondelez International, Inc. 20210519 MDLZ 609207105 Elect Lewis W.K. Booth MGMT For For Mondelez International, Inc. 20210519 MDLZ 609207105 Elect Charles E. Bunch MGMT For For Mondelez International, Inc. 20210519 MDLZ 609207105 Elect Lois D. Juliber MGMT For For Mondelez International, Inc. 20210519 MDLZ 609207105 Elect Peter W. May MGMT For For Mondelez International, Inc. 20210519 MDLZ 609207105 Elect Jorge S. Mesquita MGMT For For Mondelez International, Inc. 20210519 MDLZ 609207105 Elect Jane Hamilton Nielsen MGMT For For Mondelez International, Inc. 20210519 MDLZ 609207105 Elect Fredric G. Reynolds MGMT For For Mondelez International, Inc. 20210519 MDLZ 609207105 Elect Christiana Smith Shi MGMT For For Mondelez International, Inc. 20210519 MDLZ 609207105 Elect Patrick T. Siewert MGMT For For

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Mondelez International, Inc. 20210519 MDLZ 609207105 Elect Michael A. Todman MGMT For For Mondelez International, Inc. 20210519 MDLZ 609207105 Elect Jean-Francois M. L. van MGMT For For Boxmeer Mondelez International, Inc. 20210519 MDLZ 609207105 Elect Dirk Van de Put MGMT For For Mondelez International, Inc. 20210519 MDLZ 609207105 Advisory Vote on Executive MGMT For For Compensation Mondelez International, Inc. 20210519 MDLZ 609207105 Ratification of Auditor MGMT For For Mondelez International, Inc. 20210519 MDLZ 609207105 Shareholder Proposal Regarding Sharehold Against Against Employee Salary Considerations When Setting Executive Compensation Norfolk Southern Corporation 20210513 NSC 655844108 Elect Thomas D. Bell Jr. MGMT For For Norfolk Southern Corporation 20210513 NSC 655844108 Elect Mitchell E. Daniels, Jr. MGMT For For Norfolk Southern Corporation 20210513 NSC 655844108 Elect Marcela E. Donadio MGMT For For Norfolk Southern Corporation 20210513 NSC 655844108 Elect John C. Huffard, Jr. MGMT For For Norfolk Southern Corporation 20210513 NSC 655844108 Elect Christopher T. Jones MGMT For For Norfolk Southern Corporation 20210513 NSC 655844108 Elect Thomas C. Kelleher MGMT For For Norfolk Southern Corporation 20210513 NSC 655844108 Elect Steven F. Leer MGMT For For Norfolk Southern Corporation 20210513 NSC 655844108 Elect Michael D. Lockhart MGMT For For Norfolk Southern Corporation 20210513 NSC 655844108 Elect Amy E. Miles MGMT For For Norfolk Southern Corporation 20210513 NSC 655844108 Elect Claude Mongeau MGMT For For Norfolk Southern Corporation 20210513 NSC 655844108 Elect Jennifer F. Scanlon MGMT For For Norfolk Southern Corporation 20210513 NSC 655844108 Elect James A. Squires MGMT For For Norfolk Southern Corporation 20210513 NSC 655844108 Elect John R. Thompson MGMT For For Norfolk Southern Corporation 20210513 NSC 655844108 Ratification of Auditor MGMT For For Norfolk Southern Corporation 20210513 NSC 655844108 Advisory Vote on Executive MGMT For For Compensation Norfolk Southern Corporation 20210513 NSC 655844108 Shareholder Proposal Regarding Sharehold Against For Proxy Access Bylaw Amendment Norfolk Southern Corporation 20210513 NSC 655844108 Shareholder Proposal Regarding Sharehold Against For Lobbying Activity Alignment with the Paris Agreement Parker-Hannifin Corp. 20201028 PH 701094104 Elect Lee C. Banks MGMT For For Parker-Hannifin Corp. 20201028 PH 701094104 Elect Robert G. Bohn MGMT For For Parker-Hannifin Corp. 20201028 PH 701094104 Elect Linda A. Harty MGMT For For Parker-Hannifin Corp. 20201028 PH 701094104 Elect Kevin A. Lobo MGMT For For Parker-Hannifin Corp. 20201028 PH 701094104 Elect Candy M. Obourn MGMT For For Parker-Hannifin Corp. 20201028 PH 701094104 Elect Joseph Scaminace MGMT For For Parker-Hannifin Corp. 20201028 PH 701094104 Elect Ake Svensson MGMT For For Parker-Hannifin Corp. 20201028 PH 701094104 Elect Laura K. Thompson MGMT For For Parker-Hannifin Corp. 20201028 PH 701094104 Elect James R. Verrier MGMT For For Parker-Hannifin Corp. 20201028 PH 701094104 Elect James L. Wainscott MGMT For For Parker-Hannifin Corp. 20201028 PH 701094104 Elect Thomas L. Williams MGMT For For Parker-Hannifin Corp. 20201028 PH 701094104 Ratification of Auditor MGMT For For Parker-Hannifin Corp. 20201028 PH 701094104 Advisory Vote on Executive MGMT For For Compensation PepsiCo, Inc. 20210505 PEP 713448108 Elect Segun Agbaje MGMT For For PepsiCo, Inc. 20210505 PEP 713448108 Elect Shona L. Brown MGMT For For PepsiCo, Inc. 20210505 PEP 713448108 Elect Cesar Conde MGMT For For PepsiCo, Inc. 20210505 PEP 713448108 Elect Ian M. Cook MGMT For For PepsiCo, Inc. 20210505 PEP 713448108 Elect Dina Dublon MGMT For For PepsiCo, Inc. 20210505 PEP 713448108 Elect Michelle D. Gass MGMT For For PepsiCo, Inc. 20210505 PEP 713448108 Elect Ramon L. Laguarta MGMT For For PepsiCo, Inc. 20210505 PEP 713448108 Elect Dave Lewis MGMT For For PepsiCo, Inc. 20210505 PEP 713448108 Elect David C. Page MGMT For For PepsiCo, Inc. 20210505 PEP 713448108 Elect Robert C. Pohlad MGMT For For PepsiCo, Inc. 20210505 PEP 713448108 Elect Daniel L. Vasella MGMT For For PepsiCo, Inc. 20210505 PEP 713448108 Elect Darren Walker MGMT For For PepsiCo, Inc. 20210505 PEP 713448108 Elect Alberto Weisser MGMT For For PepsiCo, Inc. 20210505 PEP 713448108 Ratification of Auditor MGMT For For PepsiCo, Inc. 20210505 PEP 713448108 Advisory Vote on Executive MGMT For For Compensation PepsiCo, Inc. 20210505 PEP 713448108 Shareholder Proposal Regarding Sharehold Against For Right to Call Special Meetings PepsiCo, Inc. 20210505 PEP 713448108 Shareholder Proposal Regarding Sharehold Against Against Report on Sugar and Public Health

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document PepsiCo, Inc. 20210505 PEP 713448108 Shareholder Proposal Regarding Sharehold Against Against Report on External Public Health Costs Philip Morris International Inc. 20210505 PM 718172109 Elect Brant (Bonin) Bough MGMT For For Philip Morris International Inc. 20210505 PM 718172109 Elect Andre Calantzopoulos MGMT For For Philip Morris International Inc. 20210505 PM 718172109 Elect Michel Combes MGMT For For Philip Morris International Inc. 20210505 PM 718172109 Elect Juan Jose Daboub MGMT For For Philip Morris International Inc. 20210505 PM 718172109 Elect Werner Geissler MGMT For For Philip Morris International Inc. 20210505 PM 718172109 Elect Lisa A. Hook MGMT For For Philip Morris International Inc. 20210505 PM 718172109 Elect Jun Makihara MGMT For For Philip Morris International Inc. 20210505 PM 718172109 Elect Kalpana Morparia MGMT For For Philip Morris International Inc. 20210505 PM 718172109 Elect Lucio A. Noto MGMT For For Philip Morris International Inc. 20210505 PM 718172109 Elect Jacek Olczak MGMT For For Philip Morris International Inc. 20210505 PM 718172109 Elect Frederik Paulsen MGMT For For Philip Morris International Inc. 20210505 PM 718172109 Elect Robert B. Polet MGMT For For Philip Morris International Inc. 20210505 PM 718172109 Elect Shlomo Yanai MGMT For For Philip Morris International Inc. 20210505 PM 718172109 Advisory Vote on Executive MGMT For For Compensation Philip Morris International Inc. 20210505 PM 718172109 Ratification of Auditor MGMT For For Prudential Financial, Inc. 20210511 PRU 744320102 Elect Thomas J. Baltimore, Jr. MGMT For For Prudential Financial, Inc. 20210511 PRU 744320102 Elect Gilbert F. Casellas MGMT For For Prudential Financial, Inc. 20210511 PRU 744320102 Elect Robert M. Falzon MGMT For For Prudential Financial, Inc. 20210511 PRU 744320102 Elect Martina Hund-Mejean MGMT For For Prudential Financial, Inc. 20210511 PRU 744320102 Elect Wendy E. Jones MGMT For For Prudential Financial, Inc. 20210511 PRU 744320102 Elect Karl J. Krapek MGMT For For Prudential Financial, Inc. 20210511 PRU 744320102 Elect Peter R. Lighte MGMT For For Prudential Financial, Inc. 20210511 PRU 744320102 Elect Charles F. Lowrey MGMT For For Prudential Financial, Inc. 20210511 PRU 744320102 Elect George Paz MGMT For For Prudential Financial, Inc. 20210511 PRU 744320102 Elect Sandra Pianalto MGMT For For Prudential Financial, Inc. 20210511 PRU 744320102 Elect Christine A. Poon MGMT For For Prudential Financial, Inc. 20210511 PRU 744320102 Elect Douglas A. Scovanner MGMT For For Prudential Financial, Inc. 20210511 PRU 744320102 Elect Michael A. Todman MGMT For For Prudential Financial, Inc. 20210511 PRU 744320102 Ratification of Auditor MGMT For For Prudential Financial, Inc. 20210511 PRU 744320102 Advisory Vote on Executive MGMT For For Compensation Prudential Financial, Inc. 20210511 PRU 744320102 Approval of the 2021 Omnibus MGMT For For Incentive Plan Prudential Financial, Inc. 20210511 PRU 744320102 Shareholder Proposal Regarding Sharehold Against Against Independent Chair Raytheon Technologies 20210426 RTX 75513E101 Elect Tracy A. Atkinson MGMT For For Corporation Raytheon Technologies 20210426 RTX 75513E101 Elect Gregory J. Hayes MGMT For For Corporation Raytheon Technologies 20210426 RTX 75513E101 Elect Thomas A. Kennedy MGMT For For Corporation Raytheon Technologies 20210426 RTX 75513E101 Elect Marshall O. Larsen MGMT For For Corporation Raytheon Technologies 20210426 RTX 75513E101 Elect George R. Oliver MGMT For For Corporation Raytheon Technologies 20210426 RTX 75513E101 Elect Robert K. Ortberg MGMT For For Corporation Raytheon Technologies 20210426 RTX 75513E101 Elect Margaret L. O’Sullivan MGMT For For Corporation Raytheon Technologies 20210426 RTX 75513E101 Elect Dinesh C. Paliwal MGMT For For Corporation Raytheon Technologies 20210426 RTX 75513E101 Elect Ellen M. Pawlikowski MGMT For For Corporation Raytheon Technologies 20210426 RTX 75513E101 Elect Denise L. Ramos MGMT For For Corporation Raytheon Technologies 20210426 RTX 75513E101 Elect Fredric G. Reynolds MGMT For For Corporation Raytheon Technologies 20210426 RTX 75513E101 Elect Brian C. Rogers MGMT For For Corporation Raytheon Technologies 20210426 RTX 75513E101 Elect James A. Winnefeld, Jr. MGMT For For Corporation Raytheon Technologies 20210426 RTX 75513E101 Elect Robert O. Work MGMT For For Corporation Raytheon Technologies 20210426 RTX 75513E101 Advisory Vote on Executive MGMT For For Corporation Compensation

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Raytheon Technologies 20210426 RTX 75513E101 Ratification of Auditor MGMT For For Corporation Raytheon Technologies 20210426 RTX 75513E101 Approval of the Executive MGMT For For Corporation Annual Incentive Plan Raytheon Technologies 20210426 RTX 75513E101 Amendment to the 2018 Long- MGMT For For Corporation Term Incentive Plan Raytheon Technologies 20210426 RTX 75513E101 Shareholder Proposal Regarding Sharehold Against For Corporation Proxy Access Bylaw Amendment Reynolds Consumer Products 20210525 REYN 76171L106 Elect Thomas Degnan MGMT For For Inc. Reynolds Consumer Products 20210525 REYN 76171L106 Elect Helen Golding MGMT For For Inc. Reynolds Consumer Products 20210525 REYN 76171L106 Elect Allen Hugli MGMT For For Inc. Reynolds Consumer Products 20210525 REYN 76171L106 Ratification of Auditor MGMT For For Inc. Reynolds Consumer Products 20210525 REYN 76171L106 Advisory Vote on Executive MGMT For For Inc. Compensation Reynolds Consumer Products 20210525 REYN 76171L106 Frequency of Advisory Vote on MGMT 1 Year 1 Year Inc. Executive Compensation Sanofi 20210430 SAN 80105N105 Accounts and Reports; Non Tax- MGMT For For Deductible Expenses Sanofi 20210430 SAN 80105N105 Consolidated Accounts and MGMT For For Reports Sanofi 20210430 SAN 80105N105 Allocation of Profits/Dividends MGMT For For Sanofi 20210430 SAN 80105N105 Ratification of Co-Option of MGMT For For Gilles Schnepp Sanofi 20210430 SAN 80105N105 Elect Fabienne Lecorvaisier MGMT For For Sanofi 20210430 SAN 80105N105 Elect Melanie G Lee MGMT For For Sanofi 20210430 SAN 80105N105 Elect Barbara Lavernos MGMT For For Sanofi 20210430 SAN 80105N105 2020 Remuneration Report MGMT For For Sanofi 20210430 SAN 80105N105 2020 Remuneration of Serge MGMT For For Weinberg, Chair Sanofi 20210430 SAN 80105N105 2020 Remuneration of Paul MGMT For For Hudson, CEO Sanofi 20210430 SAN 80105N105 2021 Remuneration Policy MGMT For For (Board) Sanofi 20210430 SAN 80105N105 2021 Remuneration Policy MGMT For For (Chair) Sanofi 20210430 SAN 80105N105 2021 Remuneration Policy MGMT For For (CEO) Sanofi 20210430 SAN 80105N105 Authority to Repurchase and MGMT For For Reissue Shares Sanofi 20210430 SAN 80105N105 Authority to Cancel Shares and MGMT For For Reduce Capital Sanofi 20210430 SAN 80105N105 Authority to Issue Shares and MGMT For For Convertible Debt w/ Preemptive Rights Sanofi 20210430 SAN 80105N105 Authority to Issue Shares and MGMT For For Convertible Debt w/o Preemptive Rights Sanofi 20210430 SAN 80105N105 Authority to Issue Shares and MGMT For For Convertible Debt Through Private Placement Sanofi 20210430 SAN 80105N105 Authority to Issue Debt MGMT For For Instruments Sanofi 20210430 SAN 80105N105 Greenshoe MGMT For For Sanofi 20210430 SAN 80105N105 Authority to Increase Capital in MGMT For For Consideration for Contributions In Kind Sanofi 20210430 SAN 80105N105 Authority to Increase Capital MGMT For For Through Capitalisations Sanofi 20210430 SAN 80105N105 Employee Stock Purchase Plan MGMT For Against Sanofi 20210430 SAN 80105N105 Authority to Issue Performance MGMT For For Shares Sanofi 20210430 SAN 80105N105 Amendments to Articles MGMT For For Regarding Written Consultations Sanofi 20210430 SAN 80105N105 Amendments to Articles to MGMT For For Comply with “PACTE” Law

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Sanofi 20210430 SAN 80105N105 Authorisation of Legal MGMT For For Formalities Target Corporation 20210609 TGT 87612E106 Elect Douglas M. Baker, Jr. MGMT For For Target Corporation 20210609 TGT 87612E106 Elect George S. Barrett MGMT For For Target Corporation 20210609 TGT 87612E106 Elect Brian C. Cornell MGMT For For Target Corporation 20210609 TGT 87612E106 Elect Robert L. Edwards MGMT For For Target Corporation 20210609 TGT 87612E106 Elect Melanie L. Healey MGMT For For Target Corporation 20210609 TGT 87612E106 Elect Donald R. Knauss MGMT For For Target Corporation 20210609 TGT 87612E106 Elect Christine A. Leahy MGMT For For Target Corporation 20210609 TGT 87612E106 Elect Monica C. Lozano MGMT For For Target Corporation 20210609 TGT 87612E106 Elect Mary E. Minnick MGMT For For Target Corporation 20210609 TGT 87612E106 Elect Derica W. Rice MGMT For For Target Corporation 20210609 TGT 87612E106 Elect Kenneth L. Salazar MGMT For For Target Corporation 20210609 TGT 87612E106 Elect Dmitri L. Stockton MGMT For For Target Corporation 20210609 TGT 87612E106 Ratification of Auditor MGMT For For Target Corporation 20210609 TGT 87612E106 Advisory Vote on Executive MGMT For For Compensation Target Corporation 20210609 TGT 87612E106 Shareholder Proposal Regarding Sharehold Against For Proxy Access Bylaw Amendment The Boeing Company 20210420 BA 097023105 Elect Robert A. Bradway MGMT For For The Boeing Company 20210420 BA 097023105 Elect David L. Calhoun MGMT For For The Boeing Company 20210420 BA 097023105 Elect Lynne M. Doughtie MGMT For For The Boeing Company 20210420 BA 097023105 Elect Edmund P. Giambastiani, MGMT For For Jr. The Boeing Company 20210420 BA 097023105 Elect Lynn J. Good MGMT For For The Boeing Company 20210420 BA 097023105 Elect Akhil Johri MGMT For For The Boeing Company 20210420 BA 097023105 Elect Lawrence W. Kellner MGMT For For The Boeing Company 20210420 BA 097023105 Elect Steven M. Mollenkopf MGMT For For The Boeing Company 20210420 BA 097023105 Elect John M. Richardson MGMT For For The Boeing Company 20210420 BA 097023105 Elect Ronald A. Williams MGMT For For The Boeing Company 20210420 BA 097023105 Advisory Vote on Executive MGMT For For Compensation The Boeing Company 20210420 BA 097023105 Ratification of Auditor MGMT For For The Boeing Company 20210420 BA 097023105 Shareholder Proposal Regarding Sharehold Against For Lobbying Report The Boeing Company 20210420 BA 097023105 Shareholder Proposal Regarding Sharehold Against For Right to Act by Written Consent The PNC Financial Services 20210427 PNC 693475105 Elect Joseph Alvarado MGMT For For Group, Inc. The PNC Financial Services 20210427 PNC 693475105 Elect Charles E. Bunch MGMT For For Group, Inc. The PNC Financial Services 20210427 PNC 693475105 Elect Debra A. Cafaro MGMT For For Group, Inc. The PNC Financial Services 20210427 PNC 693475105 Elect Marjorie Rodgers Cheshire MGMT For For Group, Inc. The PNC Financial Services 20210427 PNC 693475105 Elect David L. Cohen MGMT For For Group, Inc. The PNC Financial Services 20210427 PNC 693475105 Elect William S. Demchak MGMT For For Group, Inc. The PNC Financial Services 20210427 PNC 693475105 Elect Andrew T. Feldstein MGMT For For Group, Inc. The PNC Financial Services 20210427 PNC 693475105 Elect Richard J. Harshman MGMT For For Group, Inc. The PNC Financial Services 20210427 PNC 693475105 Elect Daniel R. Hesse MGMT For For Group, Inc. The PNC Financial Services 20210427 PNC 693475105 Elect Linda R. Medler MGMT For For Group, Inc. The PNC Financial Services 20210427 PNC 693475105 Elect Martin Pfinsgraff MGMT For For Group, Inc. The PNC Financial Services 20210427 PNC 693475105 Elect Toni Townes-Whitley MGMT For For Group, Inc. The PNC Financial Services 20210427 PNC 693475105 Elect Michael J. Ward MGMT For For Group, Inc. The PNC Financial Services 20210427 PNC 693475105 Ratification of Auditor MGMT For For Group, Inc. The PNC Financial Services 20210427 PNC 693475105 Advisory Vote on Executive MGMT For For Group, Inc. Compensation

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document The PNC Financial Services 20210427 PNC 693475105 Shareholder Proposal Regarding Sharehold Against Against Group, Inc. Report on Risks Associated with Nuclear Weapons Financing The TJX Companies, Inc. 20210608 TJX 872540109 Elect Zein Abdalla MGMT For For The TJX Companies, Inc. 20210608 TJX 872540109 Elect Jose B Alvarez MGMT For For The TJX Companies, Inc. 20210608 TJX 872540109 Elect Alan M. Bennett MGMT For For The TJX Companies, Inc. 20210608 TJX 872540109 Elect Rosemary T. Berkery MGMT For For The TJX Companies, Inc. 20210608 TJX 872540109 Elect David T. Ching MGMT For For The TJX Companies, Inc. 20210608 TJX 872540109 Elect C. Kim Goodwin MGMT For For The TJX Companies, Inc. 20210608 TJX 872540109 Elect Ernie Herrman MGMT For For The TJX Companies, Inc. 20210608 TJX 872540109 Elect Michael F. Hines MGMT For For The TJX Companies, Inc. 20210608 TJX 872540109 Elect Amy B. Lane MGMT For For The TJX Companies, Inc. 20210608 TJX 872540109 Elect Carol Meyrowitz MGMT For For The TJX Companies, Inc. 20210608 TJX 872540109 Elect Jackwyn L. Nemerov MGMT For For The TJX Companies, Inc. 20210608 TJX 872540109 Elect John F. O’Brien MGMT For For The TJX Companies, Inc. 20210608 TJX 872540109 Ratification of Auditor MGMT For For The TJX Companies, Inc. 20210608 TJX 872540109 Advisory Vote on Executive MGMT For For Compensation The TJX Companies, Inc. 20210608 TJX 872540109 Shareholder Proposal Regarding Sharehold Against Against Report on Animal Welfare The TJX Companies, Inc. 20210608 TJX 872540109 Shareholder Proposal Regarding Sharehold Against Against Employee Salary Considerations When Setting Executive Compensation US Foods Holding Corp. 20210520 USFD 912008109 Elect Cheryl A. Bachelder MGMT For For US Foods Holding Corp. 20210520 USFD 912008109 Elect Court D. Carruthers MGMT For For US Foods Holding Corp. 20210520 USFD 912008109 Elect John A. Lederer MGMT For For US Foods Holding Corp. 20210520 USFD 912008109 Elect Carl A. Pforzheimer MGMT For For US Foods Holding Corp. 20210520 USFD 912008109 Elect David M. Tehle MGMT For For US Foods Holding Corp. 20210520 USFD 912008109 Elect Ann E. Ziegler MGMT For For US Foods Holding Corp. 20210520 USFD 912008109 Advisory Vote on Executive MGMT For For Compensation US Foods Holding Corp. 20210520 USFD 912008109 Ratification of Auditor MGMT For For Valero Energy Corporation 20210429 VLO 91913Y100 Elect H. Paulett Eberhart MGMT For For Valero Energy Corporation 20210429 VLO 91913Y100 Elect Joseph W. Gorder MGMT For For Valero Energy Corporation 20210429 VLO 91913Y100 Elect Kimberly S. Greene MGMT For For Valero Energy Corporation 20210429 VLO 91913Y100 Elect Deborah P. Majoras MGMT For For Valero Energy Corporation 20210429 VLO 91913Y100 Elect Eric D. Mullins MGMT For For Valero Energy Corporation 20210429 VLO 91913Y100 Elect Donald L. Nickles MGMT For For Valero Energy Corporation 20210429 VLO 91913Y100 Elect Philip J. Pfeiffer MGMT For For Valero Energy Corporation 20210429 VLO 91913Y100 Elect Robert A. Profusek MGMT For For Valero Energy Corporation 20210429 VLO 91913Y100 Elect Stephen M. Waters MGMT For For Valero Energy Corporation 20210429 VLO 91913Y100 Elect Randall J. Weisenburger MGMT For For Valero Energy Corporation 20210429 VLO 91913Y100 Elect Rayford Wilkins Jr. MGMT For For Valero Energy Corporation 20210429 VLO 91913Y100 Ratification of Auditor MGMT For For Valero Energy Corporation 20210429 VLO 91913Y100 Advisory Vote on Executive MGMT For For Compensation Verizon Communications Inc. 20210513 VZ 92343V104 Elect Shellye L. Archambeau MGMT For For Verizon Communications Inc. 20210513 VZ 92343V104 Elect Roxanne S. Austin MGMT For For Verizon Communications Inc. 20210513 VZ 92343V104 Elect Mark T. Bertolini MGMT For For Verizon Communications Inc. 20210513 VZ 92343V104 Elect Melanie L. Healey MGMT For For Verizon Communications Inc. 20210513 VZ 92343V104 Elect Clarence Otis, Jr. MGMT For For Verizon Communications Inc. 20210513 VZ 92343V104 Elect Daniel H. Schulman MGMT For For Verizon Communications Inc. 20210513 VZ 92343V104 Elect Rodney E. Slater MGMT For For Verizon Communications Inc. 20210513 VZ 92343V104 Elect Hans Vestberg MGMT For For Verizon Communications Inc. 20210513 VZ 92343V104 Elect Gregory G. Weaver MGMT For For Verizon Communications Inc. 20210513 VZ 92343V104 Advisory Vote on Executive MGMT For For Compensation Verizon Communications Inc. 20210513 VZ 92343V104 Ratification of Auditor MGMT For For Verizon Communications Inc. 20210513 VZ 92343V104 Shareholder Proposal Regarding Sharehold Against For Right to Act by Written Consent Verizon Communications Inc. 20210513 VZ 92343V104 Shareholder Proposal Regarding Sharehold Against Against Amendment to Clawback Policy Verizon Communications Inc. 20210513 VZ 92343V104 Shareholder Proposal Regarding Sharehold Against For Severance Approval Policy Vontier Corporation 20210519 VNT 928881101 Elect Karen C. Francis MGMT For For Vontier Corporation 20210519 VNT 928881101 Elect Mark D. Morelli MGMT For For Vontier Corporation 20210519 VNT 928881101 Ratification of Auditor MGMT For For Vontier Corporation 20210519 VNT 928881101 Advisory Vote on Executive MGMT For For Compensation

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Vontier Corporation 20210519 VNT 928881101 Frequency of Advisory Vote on MGMT 1 Year 1 Year Executive Compensation Wells Fargo & Company 20210427 WFC 949746101 Elect Steven D. Black MGMT For For Wells Fargo & Company 20210427 WFC 949746101 Elect Mark A. Chancy MGMT For For Wells Fargo & Company 20210427 WFC 949746101 Elect Celeste A. Clark MGMT For For Wells Fargo & Company 20210427 WFC 949746101 Elect Theodore F. Craver, Jr. MGMT For For Wells Fargo & Company 20210427 WFC 949746101 Elect Wayne M. Hewett MGMT For For Wells Fargo & Company 20210427 WFC 949746101 Elect Maria R. Morris MGMT For For Wells Fargo & Company 20210427 WFC 949746101 Elect Charles H. Noski MGMT For For Wells Fargo & Company 20210427 WFC 949746101 Elect Richard B. Payne, Jr. MGMT For For Wells Fargo & Company 20210427 WFC 949746101 Elect Juan A. Pujadas MGMT For For Wells Fargo & Company 20210427 WFC 949746101 Elect Ronald L. Sargent MGMT For For Wells Fargo & Company 20210427 WFC 949746101 Elect Charles W. Scharf MGMT For For Wells Fargo & Company 20210427 WFC 949746101 Elect Suzanne M. Vautrinot MGMT For For Wells Fargo & Company 20210427 WFC 949746101 Advisory Vote on Executive MGMT For For Compensation Wells Fargo & Company 20210427 WFC 949746101 Ratification of Auditor MGMT For For Wells Fargo & Company 20210427 WFC 949746101 Shareholder Proposal Regarding Sharehold Against For Proxy Access Bylaw Amendment Wells Fargo & Company 20210427 WFC 949746101 Shareholder Proposal Regarding Sharehold Against Against Becoming a Public Benefit Corporation Wells Fargo & Company 20210427 WFC 949746101 Shareholder Proposal Regarding Sharehold Against Against Incentive Compensation Report

======ADVISORSHARES FOCUSED EQUITY ETF======

Institutional Account Company Primary Meeting Management Vote Ticker Proposal Text Proponent Voted Name Name CUSIP Date Recommendation Instruction Check Point AdvisorShares Focused Software 08/03/ CHKP M22465104 Elect Gil Shwed as Director Management No For Equity ETF Technologies 2020 Ltd. Check Point AdvisorShares Focused Software 08/03/ Elect Jerry Ungerman as CHKP M22465104 Management No For Equity ETF Technologies 2020 Director Ltd. Check Point AdvisorShares Focused Software 08/03/ CHKP M22465104 Elect Dan Propper as Director Management No For Equity ETF Technologies 2020 Ltd. Check Point AdvisorShares Focused Software 08/03/ CHKP M22465104 Elect Tal Shavit as Director Management No For Equity ETF Technologies 2020 Ltd. Check Point AdvisorShares Focused Software 08/03/ Elect Eyal Waldman as CHKP M22465104 Management No For Equity ETF Technologies 2020 Director Ltd. Check Point AdvisorShares Focused Software 08/03/ CHKP M22465104 Elect Shai Weiss as Director Management No For Equity ETF Technologies 2020 Ltd. Check Point AdvisorShares Focused Software 08/03/ Elect Irwin Federman as CHKP M22465104 Management No For Equity ETF Technologies 2020 External Director Ltd. Check Point AdvisorShares Focused Software 08/03/ Elect Ray Rothrock as CHKP M22465104 Management No For Equity ETF Technologies 2020 External Director Ltd. Check Point Reappoint Kost, Forer, AdvisorShares Focused Software 08/03/ Gabbay & Kasierer as CHKP M22465104 Management No For Equity ETF Technologies 2020 Auditors and Authorize Board Ltd. to Fix Their Remuneration

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Check Point AdvisorShares Focused Software 08/03/ Approve Compensation Terms CHKP M22465104 Management No For Equity ETF Technologies 2020 of Check Point’s CEO Ltd. Check Point Approve Amended AdvisorShares Focused Software 08/03/ CHKP M22465104 Compensation of Non- Management No For Equity ETF Technologies 2020 Executive Directors Ltd. Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest Check Point in one or several resolutions, AdvisorShares Focused Software 08/03/ CHKP M22465104 as indicated in the proxy card; Management No None Equity ETF Technologies 2020 otherwise, vote AGAINST. If Ltd. you vote AGAINST, please provide an explanation to your account manager RPM AdvisorShares Focused 10/08/ International RPM 749685103 Elect Director Julie A. Lagacy Management Yes For For Equity ETF 2020 Inc. RPM AdvisorShares Focused 10/08/ Elect Director Robert A. International RPM 749685103 Management Yes For For Equity ETF 2020 Livingston Inc. RPM AdvisorShares Focused 10/08/ Elect Director Frederick R. International RPM 749685103 Management Yes For For Equity ETF 2020 Nance Inc. RPM AdvisorShares Focused 10/08/ Elect Director William B. International RPM 749685103 Management Yes For For Equity ETF 2020 Summers, Jr. Inc. RPM Advisory Vote to Ratify AdvisorShares Focused 10/08/ International RPM 749685103 Named Executive Officers’ Management Yes For For Equity ETF 2020 Inc. Compensation RPM AdvisorShares Focused 10/08/ Ratify Deloitte & Touche LLP International RPM 749685103 Management Yes For For Equity ETF 2020 as Auditors Inc. Broadridge AdvisorShares Focused 11/19/ Financial BR 11133T103 Elect Director Leslie A. Brun Management Yes For For Equity ETF 2020 Solutions, Inc. Broadridge AdvisorShares Focused 11/19/ Elect Director Pamela L. Financial BR 11133T103 Management Yes For For Equity ETF 2020 Carter Solutions, Inc. Broadridge AdvisorShares Focused 11/19/ Financial BR 11133T103 Elect Director Richard J. Daly Management Yes For For Equity ETF 2020 Solutions, Inc. Broadridge AdvisorShares Focused 11/19/ Elect Director Robert N. Financial BR 11133T103 Management Yes For For Equity ETF 2020 Duelks Solutions, Inc. Broadridge AdvisorShares Focused 11/19/ Elect Director Timothy C. Financial BR 11133T103 Management Yes For For Equity ETF 2020 Gokey Solutions, Inc. Broadridge AdvisorShares Focused 11/19/ Financial BR 11133T103 Elect Director Brett A. Keller Management Yes For For Equity ETF 2020 Solutions, Inc. Broadridge AdvisorShares Focused 11/19/ Elect Director Maura A. Financial BR 11133T103 Management Yes For For Equity ETF 2020 Markus Solutions, Inc. Broadridge AdvisorShares Focused 11/19/ Elect Director Thomas J. Financial BR 11133T103 Management Yes For For Equity ETF 2020 Perna Solutions, Inc. Broadridge AdvisorShares Focused 11/19/ Financial BR 11133T103 Elect Director Alan J. Weber Management Yes For For Equity ETF 2020 Solutions, Inc. Broadridge AdvisorShares Focused 11/19/ Financial BR 11133T103 Elect Director Amit K. Zavery Management Yes For For Equity ETF 2020 Solutions, Inc. Broadridge Advisory Vote to Ratify AdvisorShares Focused 11/19/ Financial BR 11133T103 Named Executive Officers’ Management Yes For For Equity ETF 2020 Solutions, Inc. Compensation

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Broadridge AdvisorShares Focused 11/19/ Ratify Deloitte & Touche LLP Financial BR 11133T103 Management Yes For For Equity ETF 2020 as Auditors Solutions, Inc. Broadridge AdvisorShares Focused 11/19/ Report on Political Share Financial BR 11133T103 Yes Against Against Equity ETF 2020 Contributions Disclosure Holder Solutions, Inc. FactSet AdvisorShares Focused 12/17/ Elect Director Robin A. Research FDS 303075105 Management Yes For For Equity ETF 2020 Abrams Systems Inc. FactSet AdvisorShares Focused 12/17/ Research FDS 303075105 Elect Director Laurie Siegel Management Yes For For Equity ETF 2020 Systems Inc. FactSet AdvisorShares Focused 12/17/ Research FDS 303075105 Elect Director Malcolm Frank Management Yes For For Equity ETF 2020 Systems Inc. FactSet AdvisorShares Focused 12/17/ Research FDS 303075105 Elect Director Siew Kai Choy Management Yes For For Equity ETF 2020 Systems Inc. FactSet AdvisorShares Focused 12/17/ Research FDS 303075105 Elect Director Lee Shavel Management Yes For For Equity ETF 2020 Systems Inc. FactSet AdvisorShares Focused 12/17/ Ratify Ernst & Young LLP as Research FDS 303075105 Management Yes For For Equity ETF 2020 Auditors Systems Inc. FactSet Advisory Vote to Ratify AdvisorShares Focused 12/17/ Research FDS 303075105 Named Executive Officers’ Management Yes For For Equity ETF 2020 Systems Inc. Compensation Becton, AdvisorShares Focused 01/26/ Elect Director Catherine M. Dickinson and BDX 075887109 Management Yes For For Equity ETF 2021 Burzik Company Becton, AdvisorShares Focused 01/26/ Elect Director R. Andrew Dickinson and BDX 075887109 Management Yes For For Equity ETF 2021 Eckert Company Becton, AdvisorShares Focused 01/26/ Elect Director Vincent A. Dickinson and BDX 075887109 Management Yes For For Equity ETF 2021 Forlenza Company Becton, AdvisorShares Focused 01/26/ Elect Director Claire M. Dickinson and BDX 075887109 Management Yes For For Equity ETF 2021 Fraser Company Becton, AdvisorShares Focused 01/26/ Elect Director Jeffrey W. Dickinson and BDX 075887109 Management Yes For For Equity ETF 2021 Henderson Company Becton, AdvisorShares Focused 01/26/ Elect Director Christopher Dickinson and BDX 075887109 Management Yes For For Equity ETF 2021 Jones Company Becton, AdvisorShares Focused 01/26/ Elect Director Marshall O. Dickinson and BDX 075887109 Management Yes For For Equity ETF 2021 Larsen Company Becton, AdvisorShares Focused 01/26/ Elect Director David F. Dickinson and BDX 075887109 Management Yes For For Equity ETF 2021 Melcher Company Becton, AdvisorShares Focused 01/26/ Elect Director Thomas E. Dickinson and BDX 075887109 Management Yes For For Equity ETF 2021 Polen Company Becton, AdvisorShares Focused 01/26/ Dickinson and BDX 075887109 Elect Director Claire Pomeroy Management Yes For For Equity ETF 2021 Company Becton, AdvisorShares Focused 01/26/ Elect Director Rebecca W. Dickinson and BDX 075887109 Management Yes For For Equity ETF 2021 Rimel Company Becton, AdvisorShares Focused 01/26/ Elect Director Timothy M. Dickinson and BDX 075887109 Management Yes For For Equity ETF 2021 Ring Company Becton, AdvisorShares Focused 01/26/ Elect Director Bertram L. Dickinson and BDX 075887109 Management Yes For For Equity ETF 2021 Scott Company Becton, AdvisorShares Focused 01/26/ Ratify Ernst & Young LLP as Dickinson and BDX 075887109 Management Yes For For Equity ETF 2021 Auditors Company

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Becton, Advisory Vote to Ratify AdvisorShares Focused 01/26/ Dickinson and BDX 075887109 Named Executive Officers’ Management Yes For Against Equity ETF 2021 Company Compensation Becton, Reduce Ownership Threshold AdvisorShares Focused 01/26/ Share Dickinson and BDX 075887109 for Shareholders to Call Yes Against For Equity ETF 2021 Holder Company Special Meeting AdvisorShares Focused Hormel Foods 01/26/ HRL 440452100 Elect Director Prama Bhatt Management Yes For For Equity ETF Corporation 2021 AdvisorShares Focused Hormel Foods 01/26/ Elect Director Gary C. HRL 440452100 Management Yes For For Equity ETF Corporation 2021 Bhojwani AdvisorShares Focused Hormel Foods 01/26/ Elect Director Terrell K. HRL 440452100 Management Yes For For Equity ETF Corporation 2021 Crews AdvisorShares Focused Hormel Foods 01/26/ Elect Director Stephen M. HRL 440452100 Management Yes For For Equity ETF Corporation 2021 Lacy AdvisorShares Focused Hormel Foods 01/26/ HRL 440452100 Elect Director Elsa A. Murano Management Yes For For Equity ETF Corporation 2021 AdvisorShares Focused Hormel Foods 01/26/ Elect Director Susan K. HRL 440452100 Management Yes For For Equity ETF Corporation 2021 Nestegard AdvisorShares Focused Hormel Foods 01/26/ Elect Director William A. HRL 440452100 Management Yes For For Equity ETF Corporation 2021 Newlands AdvisorShares Focused Hormel Foods 01/26/ Elect Director Christopher J. HRL 440452100 Management Yes For For Equity ETF Corporation 2021 Policinski AdvisorShares Focused Hormel Foods 01/26/ HRL 440452100 Elect Director Jose Luis Prado Management Yes For For Equity ETF Corporation 2021 AdvisorShares Focused Hormel Foods 01/26/ HRL 440452100 Elect Director Sally J. Smith Management Yes For For Equity ETF Corporation 2021 AdvisorShares Focused Hormel Foods 01/26/ HRL 440452100 Elect Director James P. Snee Management Yes For For Equity ETF Corporation 2021 AdvisorShares Focused Hormel Foods 01/26/ Elect Director Steven A. HRL 440452100 Management Yes For For Equity ETF Corporation 2021 White AdvisorShares Focused Hormel Foods 01/26/ Ratify Ernst & Young LLP as HRL 440452100 Management Yes For For Equity ETF Corporation 2021 Auditors Advisory Vote to Ratify AdvisorShares Focused Hormel Foods 01/26/ HRL 440452100 Named Executive Officers’ Management Yes For For Equity ETF Corporation 2021 Compensation The Walt AdvisorShares Focused 03/09/ Elect Director Susan E. Disney DIS 254687106 Management Yes For For Equity ETF 2021 Arnold Company The Walt AdvisorShares Focused 03/09/ Disney DIS 254687106 Elect Director Mary T. Barra Management Yes For For Equity ETF 2021 Company The Walt AdvisorShares Focused 03/09/ Disney DIS 254687106 Elect Director Safra A. Catz Management Yes For For Equity ETF 2021 Company The Walt AdvisorShares Focused 03/09/ Elect Director Robert A. Disney DIS 254687106 Management Yes For For Equity ETF 2021 Chapek Company The Walt AdvisorShares Focused 03/09/ Elect Director Francis A. Disney DIS 254687106 Management Yes For For Equity ETF 2021 deSouza Company The Walt AdvisorShares Focused 03/09/ Elect Director Michael B.G. Disney DIS 254687106 Management Yes For For Equity ETF 2021 Froman Company The Walt AdvisorShares Focused 03/09/ Disney DIS 254687106 Elect Director Robert A. Iger Management Yes For For Equity ETF 2021 Company The Walt AdvisorShares Focused 03/09/ Elect Director Maria Elena Disney DIS 254687106 Management Yes For For Equity ETF 2021 Lagomasino Company The Walt AdvisorShares Focused 03/09/ Disney DIS 254687106 Elect Director Mark G. Parker Management Yes For For Equity ETF 2021 Company The Walt AdvisorShares Focused 03/09/ Disney DIS 254687106 Elect Director Derica W. Rice Management Yes For For Equity ETF 2021 Company The Walt Ratify AdvisorShares Focused 03/09/ Disney DIS 254687106 PricewaterhouseCoopers LLP Management Yes For For Equity ETF 2021 Company as Auditors

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document The Walt Advisory Vote to Ratify AdvisorShares Focused 03/09/ Disney DIS 254687106 Named Executive Officers’ Management Yes For Against Equity ETF 2021 Company Compensation The Walt AdvisorShares Focused 03/09/ Report on Lobbying Payments Share Disney DIS 254687106 Yes Against For Equity ETF 2021 and Policy Holder Company Adopt a Policy to Include The Walt AdvisorShares Focused 03/09/ Non-Management Employees Share Disney DIS 254687106 Yes Against Against Equity ETF 2021 as Prospective Director Holder Company Candidates AdvisorShares Focused HEICO 03/19/ Elect Director Thomas M. HEI 422806109 Management Yes For For Equity ETF Corporation 2021 Culligan AdvisorShares Focused HEICO 03/19/ Elect Director Adolfo HEI 422806109 Management Yes For For Equity ETF Corporation 2021 Henriques AdvisorShares Focused HEICO 03/19/ Elect Director Mark H. HEI 422806109 Management Yes For For Equity ETF Corporation 2021 Hildebrandt AdvisorShares Focused HEICO 03/19/ Elect Director Eric A. HEI 422806109 Management Yes For For Equity ETF Corporation 2021 Mendelson AdvisorShares Focused HEICO 03/19/ Elect Director Laurans A. HEI 422806109 Management Yes For For Equity ETF Corporation 2021 Mendelson AdvisorShares Focused HEICO 03/19/ Elect Director Victor H. HEI 422806109 Management Yes For For Equity ETF Corporation 2021 Mendelson AdvisorShares Focused HEICO 03/19/ HEI 422806109 Elect Director Julie Neitzel Management Yes For For Equity ETF Corporation 2021 AdvisorShares Focused HEICO 03/19/ Elect Director Alan HEI 422806109 Management Yes For For Equity ETF Corporation 2021 Schriesheim AdvisorShares Focused HEICO 03/19/ Elect Director Frank J. HEI 422806109 Management Yes For For Equity ETF Corporation 2021 Schwitter Advisory Vote to Ratify AdvisorShares Focused HEICO 03/19/ HEI 422806109 Named Executive Officers’ Management Yes For For Equity ETF Corporation 2021 Compensation AdvisorShares Focused HEICO 03/19/ Ratify Deloitte & Touche LLP HEI 422806109 Management Yes For For Equity ETF Corporation 2021 as Auditors AdvisorShares Focused Moody’s 04/20/ Elect Director Jorge A. MCO 615369105 Management Yes For For Equity ETF Corporation 2021 Bermudez AdvisorShares Focused Moody’s 04/20/ Elect Director Therese MCO 615369105 Management Yes For For Equity ETF Corporation 2021 Esperdy AdvisorShares Focused Moody’s 04/20/ MCO 615369105 Elect Director Robert Fauber Management Yes For For Equity ETF Corporation 2021 AdvisorShares Focused Moody’s 04/20/ Elect Director Vincent A. MCO 615369105 Management Yes For For Equity ETF Corporation 2021 Forlenza AdvisorShares Focused Moody’s 04/20/ Elect Director Kathryn M. MCO 615369105 Management Yes For For Equity ETF Corporation 2021 Hill AdvisorShares Focused Moody’s 04/20/ Elect Director Lloyd W. MCO 615369105 Management Yes For For Equity ETF Corporation 2021 Howell, Jr. AdvisorShares Focused Moody’s 04/20/ Elect Director Raymond W. MCO 615369105 Management Yes For For Equity ETF Corporation 2021 McDaniel, Jr. AdvisorShares Focused Moody’s 04/20/ Elect Director Leslie F. MCO 615369105 Management Yes For For Equity ETF Corporation 2021 Seidman AdvisorShares Focused Moody’s 04/20/ Elect Director Bruce Van MCO 615369105 Management Yes For For Equity ETF Corporation 2021 Saun AdvisorShares Focused Moody’s 04/20/ Ratify KPMG LLP as MCO 615369105 Management Yes For For Equity ETF Corporation 2021 Auditors Advisory Vote to Ratify AdvisorShares Focused Moody’s 04/20/ MCO 615369105 Named Executive Officers’ Management Yes For For Equity ETF Corporation 2021 Compensation AdvisorShares Focused Moody’s 04/20/ Approve 2020 MCO 615369105 Management Yes For For Equity ETF Corporation 2021 Decarbonization Plan The Sherwin- AdvisorShares Focused 04/21/ Elect Director Kerrii B. Williams SHW 824348106 Management Yes For For Equity ETF 2021 Anderson Company The Sherwin- AdvisorShares Focused 04/21/ Williams SHW 824348106 Elect Director Arthur F. Anton Management Yes For For Equity ETF 2021 Company The Sherwin- AdvisorShares Focused 04/21/ Williams SHW 824348106 Elect Director Jeff M. Fettig Management Yes For For Equity ETF 2021 Company The Sherwin- AdvisorShares Focused 04/21/ Elect Director Richard J. Williams SHW 824348106 Management Yes For For Equity ETF 2021 Kramer Company

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document The Sherwin- AdvisorShares Focused 04/21/ Elect Director John G. Williams SHW 824348106 Management Yes For For Equity ETF 2021 Morikis Company The Sherwin- AdvisorShares Focused 04/21/ Elect Director Christine A. Williams SHW 824348106 Management Yes For For Equity ETF 2021 Poon Company The Sherwin- AdvisorShares Focused 04/21/ Elect Director Aaron M. Williams SHW 824348106 Management Yes For For Equity ETF 2021 Powell Company The Sherwin- AdvisorShares Focused 04/21/ Elect Director Michael H. Williams SHW 824348106 Management Yes For For Equity ETF 2021 Thaman Company The Sherwin- AdvisorShares Focused 04/21/ Elect Director Matthew Williams SHW 824348106 Management Yes For For Equity ETF 2021 Thornton, III Company The Sherwin- AdvisorShares Focused 04/21/ Elect Director Steven H. Williams SHW 824348106 Management Yes For For Equity ETF 2021 Wunning Company The Sherwin- Advisory Vote to Ratify AdvisorShares Focused 04/21/ Williams SHW 824348106 Named Executive Officers’ Management Yes For For Equity ETF 2021 Company Compensation The Sherwin- AdvisorShares Focused 04/21/ Ratify Ernst & Young LLP as Williams SHW 824348106 Management Yes For For Equity ETF 2021 Auditors Company AdvisorShares Focused Abbott 04/23/ Elect Director Robert J. ABT 002824100 Management Yes For For Equity ETF Laboratories 2021 Alpern AdvisorShares Focused Abbott 04/23/ Elect Director Roxanne S. ABT 002824100 Management Yes For For Equity ETF Laboratories 2021 Austin AdvisorShares Focused Abbott 04/23/ ABT 002824100 Elect Director Sally E. Blount Management Yes For For Equity ETF Laboratories 2021 AdvisorShares Focused Abbott 04/23/ ABT 002824100 Elect Director Robert B. Ford Management Yes For For Equity ETF Laboratories 2021 AdvisorShares Focused Abbott 04/23/ Elect Director Michelle A. ABT 002824100 Management Yes For For Equity ETF Laboratories 2021 Kumbier AdvisorShares Focused Abbott 04/23/ Elect Director Darren W. ABT 002824100 Management Yes For For Equity ETF Laboratories 2021 McDew AdvisorShares Focused Abbott 04/23/ Elect Director Nancy ABT 002824100 Management Yes For For Equity ETF Laboratories 2021 McKinstry AdvisorShares Focused Abbott 04/23/ Elect Director William A. ABT 002824100 Management Yes For For Equity ETF Laboratories 2021 Osborn AdvisorShares Focused Abbott 04/23/ Elect Director Michael F. ABT 002824100 Management Yes For For Equity ETF Laboratories 2021 Roman AdvisorShares Focused Abbott 04/23/ ABT 002824100 Elect Director Daniel J. Starks Management Yes For For Equity ETF Laboratories 2021 AdvisorShares Focused Abbott 04/23/ Elect Director John G. ABT 002824100 Management Yes For For Equity ETF Laboratories 2021 Stratton AdvisorShares Focused Abbott 04/23/ ABT 002824100 Elect Director Glenn F. Tilton Management Yes For For Equity ETF Laboratories 2021 AdvisorShares Focused Abbott 04/23/ ABT 002824100 Elect Director Miles D. White Management Yes For For Equity ETF Laboratories 2021 AdvisorShares Focused Abbott 04/23/ Ratify Ernst & Young LLP as ABT 002824100 Management Yes For For Equity ETF Laboratories 2021 Auditors Advisory Vote to Ratify AdvisorShares Focused Abbott 04/23/ ABT 002824100 Named Executive Officers’ Management Yes For For Equity ETF Laboratories 2021 Compensation Adopt Majority Voting Standard for Amendments of AdvisorShares Focused Abbott 04/23/ ABT 002824100 the Articles of Incorporation Management Yes For For Equity ETF Laboratories 2021 and Effect Other Ministerial Changes Adopt Majority Voting AdvisorShares Focused Abbott 04/23/ ABT 002824100 Standard for Certain Management Yes For For Equity ETF Laboratories 2021 Extraordinary Transactions AdvisorShares Focused Abbott 04/23/ Report on Lobbying Payments Share ABT 002824100 Yes Against Against Equity ETF Laboratories 2021 and Policy Holder AdvisorShares Focused Abbott 04/23/ Share ABT 002824100 Report on Racial Justice Yes Against For Equity ETF Laboratories 2021 Holder AdvisorShares Focused Abbott 04/23/ Require Independent Board Share ABT 002824100 Yes Against Against Equity ETF Laboratories 2021 Chair Holder

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Focused Stepan 04/27/ Elect Director Randall S. SCL 858586100 Management Yes For For Equity ETF Company 2021 Dearth AdvisorShares Focused Stepan 04/27/ Elect Director Gregory E. SCL 858586100 Management Yes For For Equity ETF Company 2021 Lawton AdvisorShares Focused Stepan 04/27/ SCL 858586100 Elect Director Jan Stern Reed Management Yes For For Equity ETF Company 2021 Advisory Vote to Ratify AdvisorShares Focused Stepan 04/27/ SCL 858586100 Named Executive Officers’ Management Yes For For Equity ETF Company 2021 Compensation AdvisorShares Focused Stepan 04/27/ Ratify Deloitte & Touche LLP SCL 858586100 Management Yes For For Equity ETF Company 2021 as Auditors Church & AdvisorShares Focused 04/29/ Elect Director James R. Dwight Co., CHD 171340102 Management Yes For For Equity ETF 2021 Craigie Inc. Church & AdvisorShares Focused 04/29/ Elect Director Matthew T. Dwight Co., CHD 171340102 Management Yes For For Equity ETF 2021 Farrell Inc. Church & AdvisorShares Focused 04/29/ Elect Director Bradley C. Dwight Co., CHD 171340102 Management Yes For For Equity ETF 2021 Irwin Inc. Church & AdvisorShares Focused 04/29/ Dwight Co., CHD 171340102 Elect Director Penry W. Price Management Yes For For Equity ETF 2021 Inc. Church & AdvisorShares Focused 04/29/ Elect Director Susan G. Dwight Co., CHD 171340102 Management Yes For For Equity ETF 2021 Saideman Inc. Church & AdvisorShares Focused 04/29/ Elect Director Ravichandra K. Dwight Co., CHD 171340102 Management Yes For For Equity ETF 2021 Saligram Inc. Church & AdvisorShares Focused 04/29/ Elect Director Robert K. Dwight Co., CHD 171340102 Management Yes For For Equity ETF 2021 Shearer Inc. Church & AdvisorShares Focused 04/29/ Dwight Co., CHD 171340102 Elect Director Janet S. Vergis Management Yes For For Equity ETF 2021 Inc. Church & AdvisorShares Focused 04/29/ Elect Director Arthur B. Dwight Co., CHD 171340102 Management Yes For For Equity ETF 2021 Winkleblack Inc. Church & AdvisorShares Focused 04/29/ Dwight Co., CHD 171340102 Elect Director Laurie J. Yoler Management Yes For For Equity ETF 2021 Inc. Church & Advisory Vote to Ratify AdvisorShares Focused 04/29/ Dwight Co., CHD 171340102 Named Executive Officers’ Management Yes For For Equity ETF 2021 Inc. Compensation Church & Eliminate Supermajority Vote AdvisorShares Focused 04/29/ Dwight Co., CHD 171340102 Requirement to Fill Board Management Yes For For Equity ETF 2021 Inc. Vacancies Eliminate Supermajority Vote Requirement to Approve Church & AdvisorShares Focused 04/29/ Certain Mergers, Dwight Co., CHD 171340102 Management Yes For For Equity ETF 2021 Consolidations or Inc. Dispositions of Substantial Assets Amend Articles of Church & AdvisorShares Focused 04/29/ Incorporation to Remove Dwight Co., CHD 171340102 Management Yes For For Equity ETF 2021 Provisions Relating to Inc. Classified Board Church & AdvisorShares Focused 04/29/ Ratify Deloitte & Touche LLP Dwight Co., CHD 171340102 Management Yes For For Equity ETF 2021 as Auditors Inc. AdvisorShares Focused Aflac 05/03/ AFL 001055102 Elect Director Daniel P. Amos Management Yes For For Equity ETF Incorporated 2021 AdvisorShares Focused Aflac 05/03/ Elect Director W. Paul AFL 001055102 Management Yes For For Equity ETF Incorporated 2021 Bowers AdvisorShares Focused Aflac 05/03/ Elect Director Toshihiko AFL 001055102 Management Yes For For Equity ETF Incorporated 2021 Fukuzawa AdvisorShares Focused Aflac 05/03/ Elect Director Thomas J. AFL 001055102 Management Yes For For Equity ETF Incorporated 2021 Kenny AdvisorShares Focused Aflac 05/03/ Elect Director Georgette D. AFL 001055102 Management Yes For For Equity ETF Incorporated 2021 Kiser

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Focused Aflac 05/03/ AFL 001055102 Elect Director Karole F. Lloyd Management Yes For For Equity ETF Incorporated 2021 AdvisorShares Focused Aflac 05/03/ Elect Director Nobuchika AFL 001055102 Management Yes For For Equity ETF Incorporated 2021 Mori AdvisorShares Focused Aflac 05/03/ Elect Director Joseph L. AFL 001055102 Management Yes For For Equity ETF Incorporated 2021 Moskowitz AdvisorShares Focused Aflac 05/03/ Elect Director Barbara K. AFL 001055102 Management Yes For For Equity ETF Incorporated 2021 Rimer AdvisorShares Focused Aflac 05/03/ Elect Director Katherine T. AFL 001055102 Management Yes For For Equity ETF Incorporated 2021 Rohrer AdvisorShares Focused Aflac 05/03/ AFL 001055102 Elect Director Melvin T. Stith Management Yes For For Equity ETF Incorporated 2021 Advisory Vote to Ratify AdvisorShares Focused Aflac 05/03/ AFL 001055102 Named Executive Officers’ Management Yes For For Equity ETF Incorporated 2021 Compensation AdvisorShares Focused Aflac 05/03/ Ratify KPMG LLP as AFL 001055102 Management Yes For For Equity ETF Incorporated 2021 Auditors AdvisorShares Focused Danaher 05/05/ DHR 235851102 Elect Director Rainer M. Blair Management Yes For For Equity ETF Corporation 2021 AdvisorShares Focused Danaher 05/05/ Elect Director Linda Hefner DHR 235851102 Management Yes For For Equity ETF Corporation 2021 Filler AdvisorShares Focused Danaher 05/05/ DHR 235851102 Elect Director Teri List Management Yes For Against Equity ETF Corporation 2021 AdvisorShares Focused Danaher 05/05/ Elect Director Walter G. Lohr, DHR 235851102 Management Yes For Against Equity ETF Corporation 2021 Jr. AdvisorShares Focused Danaher 05/05/ DHR 235851102 Elect Director Jessica L. Mega Management Yes For For Equity ETF Corporation 2021 AdvisorShares Focused Danaher 05/05/ Elect Director Mitchell P. DHR 235851102 Management Yes For For Equity ETF Corporation 2021 Rales AdvisorShares Focused Danaher 05/05/ Elect Director Steven M. DHR 235851102 Management Yes For For Equity ETF Corporation 2021 Rales AdvisorShares Focused Danaher 05/05/ DHR 235851102 Elect Director Pardis C. Sabeti Management Yes For For Equity ETF Corporation 2021 AdvisorShares Focused Danaher 05/05/ Elect Director John T. DHR 235851102 Management Yes For Against Equity ETF Corporation 2021 Schwieters AdvisorShares Focused Danaher 05/05/ DHR 235851102 Elect Director Alan G. Spoon Management Yes For For Equity ETF Corporation 2021 AdvisorShares Focused Danaher 05/05/ Elect Director Raymond C. DHR 235851102 Management Yes For For Equity ETF Corporation 2021 Stevens AdvisorShares Focused Danaher 05/05/ Elect Director Elias A. DHR 235851102 Management Yes For For Equity ETF Corporation 2021 Zerhouni AdvisorShares Focused Danaher 05/05/ Ratify Ernst & Young LLP as DHR 235851102 Management Yes For For Equity ETF Corporation 2021 Auditors Advisory Vote to Ratify AdvisorShares Focused Danaher 05/05/ DHR 235851102 Named Executive Officers’ Management Yes For For Equity ETF Corporation 2021 Compensation Reduce Ownership Threshold AdvisorShares Focused Danaher 05/05/ Share DHR 235851102 for Shareholders to Call Yes Against For Equity ETF Corporation 2021 Holder Special Meeting AdvisorShares Focused Stryker 05/05/ Elect Director Mary K. SYK 863667101 Management Yes For For Equity ETF Corporation 2021 Brainerd AdvisorShares Focused Stryker 05/05/ Elect Director Giovanni SYK 863667101 Management Yes For For Equity ETF Corporation 2021 Caforio AdvisorShares Focused Stryker 05/05/ Elect Director Srikant M. SYK 863667101 Management Yes For For Equity ETF Corporation 2021 Datar AdvisorShares Focused Stryker 05/05/ Elect Director Allan C. SYK 863667101 Management Yes For For Equity ETF Corporation 2021 Golston AdvisorShares Focused Stryker 05/05/ SYK 863667101 Elect Director Kevin A. Lobo Management Yes For For Equity ETF Corporation 2021 AdvisorShares Focused Stryker 05/05/ Elect Director Sherilyn S. SYK 863667101 Management Yes For For Equity ETF Corporation 2021 McCoy AdvisorShares Focused Stryker 05/05/ Elect Director Andrew K. SYK 863667101 Management Yes For For Equity ETF Corporation 2021 Silvernail AdvisorShares Focused Stryker 05/05/ Elect Director Lisa M. Skeete SYK 863667101 Management Yes For For Equity ETF Corporation 2021 Tatum AdvisorShares Focused Stryker 05/05/ Elect Director Ronda E. SYK 863667101 Management Yes For For Equity ETF Corporation 2021 Stryker AdvisorShares Focused Stryker 05/05/ SYK 863667101 Elect Director Rajeev Suri Management Yes For For Equity ETF Corporation 2021

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Focused Stryker 05/05/ Ratify Ernst & Young LLP as SYK 863667101 Management Yes For For Equity ETF Corporation 2021 Auditors Advisory Vote to Ratify AdvisorShares Focused Stryker 05/05/ SYK 863667101 Named Executive Officers’ Management Yes For For Equity ETF Corporation 2021 Compensation Report on Workforce AdvisorShares Focused Stryker 05/05/ Share SYK 863667101 Involvement in Corporate Yes Against Against Equity ETF Corporation 2021 Holder Governance AdvisorShares Focused Stryker 05/05/ Provide Right to Call A Share SYK 863667101 Yes Against For Equity ETF Corporation 2021 Special Meeting Holder AdvisorShares Focused Trex Company, 05/06/ TREX 89531P105 Elect Director James E. Cline Management Yes For For Equity ETF Inc. 2021 AdvisorShares Focused Trex Company, 05/06/ Elect Director Bryan H. TREX 89531P105 Management Yes For For Equity ETF Inc. 2021 Fairbanks AdvisorShares Focused Trex Company, 05/06/ TREX 89531P105 Elect Director Gena C. Lovett Management Yes For For Equity ETF Inc. 2021 AdvisorShares Focused Trex Company, 05/06/ Elect Director Patricia B. TREX 89531P105 Management Yes For For Equity ETF Inc. 2021 Robinson Advisory Vote to Ratify AdvisorShares Focused Trex Company, 05/06/ TREX 89531P105 Named Executive Officers’ Management Yes For For Equity ETF Inc. 2021 Compensation AdvisorShares Focused Trex Company, 05/06/ Ratify Ernst & Young LLP as TREX 89531P105 Management Yes For For Equity ETF Inc. 2021 Auditors AdvisorShares Focused The Middleby 05/10/ Elect Director Sarah Palisi MIDD 596278101 Management Yes For For Equity ETF Corporation 2021 Chapin AdvisorShares Focused The Middleby 05/10/ Elect Director Timothy J. MIDD 596278101 Management Yes For For Equity ETF Corporation 2021 FitzGerald AdvisorShares Focused The Middleby 05/10/ Elect Director Cathy L. MIDD 596278101 Management Yes For For Equity ETF Corporation 2021 McCarthy AdvisorShares Focused The Middleby 05/10/ Elect Director John R. Miller, MIDD 596278101 Management Yes For For Equity ETF Corporation 2021 III AdvisorShares Focused The Middleby 05/10/ Elect Director Robert A. MIDD 596278101 Management Yes For For Equity ETF Corporation 2021 Nerbonne AdvisorShares Focused The Middleby 05/10/ Elect Director Gordon MIDD 596278101 Management Yes For For Equity ETF Corporation 2021 O’Brien AdvisorShares Focused The Middleby 05/10/ MIDD 596278101 Elect Director Nassem Ziyad Management Yes For For Equity ETF Corporation 2021 Advisory Vote to Ratify AdvisorShares Focused The Middleby 05/10/ MIDD 596278101 Named Executive Officers’ Management Yes For For Equity ETF Corporation 2021 Compensation AdvisorShares Focused The Middleby 05/10/ MIDD 596278101 Approve Omnibus Stock Plan Management Yes For For Equity ETF Corporation 2021 AdvisorShares Focused The Middleby 05/10/ Ratify Ernst & Young LLP as MIDD 596278101 Management Yes For For Equity ETF Corporation 2021 Auditors AdvisorShares Focused 05/14/ ANSYS, Inc. ANSS 03662Q105 Elect Director Jim Frankola Management Yes For For Equity ETF 2021 AdvisorShares Focused 05/14/ Elect Director Alec D. ANSYS, Inc. ANSS 03662Q105 Management Yes For For Equity ETF 2021 Gallimore AdvisorShares Focused 05/14/ Elect Director Ronald W. ANSYS, Inc. ANSS 03662Q105 Management Yes For For Equity ETF 2021 Hovsepian AdvisorShares Focused 05/14/ Ratify Deloitte & Touche LLP ANSYS, Inc. ANSS 03662Q105 Management Yes For For Equity ETF 2021 as Auditor AdvisorShares Focused 05/14/ ANSYS, Inc. ANSS 03662Q105 Approve Omnibus Stock Plan Management Yes For For Equity ETF 2021 Advisory Vote to Ratify AdvisorShares Focused 05/14/ ANSYS, Inc. ANSS 03662Q105 Named Executive Officers’ Management Yes For For Equity ETF 2021 Compensation AdvisorShares Focused 05/14/ Share ANSYS, Inc. ANSS 03662Q105 Adopt Simple Majority Vote Yes Against For Equity ETF 2021 Holder AdvisorShares Focused Intercontinental 05/14/ Elect Director Sharon Y. ICE 45866F104 Management Yes For For Equity ETF Exchange, Inc. 2021 Bowen AdvisorShares Focused Intercontinental 05/14/ Elect Director Shantella E. ICE 45866F104 Management Yes For For Equity ETF Exchange, Inc. 2021 Cooper AdvisorShares Focused Intercontinental 05/14/ Elect Director Charles R. ICE 45866F104 Management Yes For For Equity ETF Exchange, Inc. 2021 Crisp AdvisorShares Focused Intercontinental 05/14/ Elect Director Duriya M. ICE 45866F104 Management Yes For For Equity ETF Exchange, Inc. 2021 Farooqui AdvisorShares Focused Intercontinental 05/14/ Elect Director The Right Hon. ICE 45866F104 Management Yes For For Equity ETF Exchange, Inc. 2021 the Lord Hague of Richmond

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Focused Intercontinental 05/14/ Elect Director Mark F. ICE 45866F104 Management Yes For For Equity ETF Exchange, Inc. 2021 Mulhern AdvisorShares Focused Intercontinental 05/14/ Elect Director Thomas E. ICE 45866F104 Management Yes For For Equity ETF Exchange, Inc. 2021 Noonan AdvisorShares Focused Intercontinental 05/14/ Elect Director Frederic V. ICE 45866F104 Management Yes For For Equity ETF Exchange, Inc. 2021 Salerno AdvisorShares Focused Intercontinental 05/14/ Elect Director Caroline L. ICE 45866F104 Management Yes For For Equity ETF Exchange, Inc. 2021 Silver AdvisorShares Focused Intercontinental 05/14/ Elect Director Jeffrey C. ICE 45866F104 Management Yes For For Equity ETF Exchange, Inc. 2021 Sprecher AdvisorShares Focused Intercontinental 05/14/ Elect Director Judith A. ICE 45866F104 Management Yes For For Equity ETF Exchange, Inc. 2021 Sprieser AdvisorShares Focused Intercontinental 05/14/ ICE 45866F104 Elect Director Vincent Tese Management Yes For For Equity ETF Exchange, Inc. 2021 Advisory Vote to Ratify AdvisorShares Focused Intercontinental 05/14/ ICE 45866F104 Named Executive Officers’ Management Yes For For Equity ETF Exchange, Inc. 2021 Compensation AdvisorShares Focused Intercontinental 05/14/ Ratify Ernst & Young LLP as ICE 45866F104 Management Yes For For Equity ETF Exchange, Inc. 2021 Auditors AdvisorShares Focused Intercontinental 05/14/ Share ICE 45866F104 Adopt Simple Majority Vote Yes Against For Equity ETF Exchange, Inc. 2021 Holder AdvisorShares Focused The Hershey 05/17/ Elect Director Pamela M. HSY 427866108 Management Yes For For Equity ETF Company 2021 Arway AdvisorShares Focused The Hershey 05/17/ Elect Director James W. HSY 427866108 Management Yes For For Equity ETF Company 2021 Brown AdvisorShares Focused The Hershey 05/17/ Elect Director Michele G. HSY 427866108 Management Yes For For Equity ETF Company 2021 Buck AdvisorShares Focused The Hershey 05/17/ Elect Director Victor L. HSY 427866108 Management Yes For For Equity ETF Company 2021 Crawford AdvisorShares Focused The Hershey 05/17/ Elect Director Robert M. HSY 427866108 Management Yes For For Equity ETF Company 2021 Dutkowsky AdvisorShares Focused The Hershey 05/17/ Elect Director Mary Kay HSY 427866108 Management Yes For For Equity ETF Company 2021 Haben AdvisorShares Focused The Hershey 05/17/ Elect Director James C. HSY 427866108 Management Yes For For Equity ETF Company 2021 Katzman AdvisorShares Focused The Hershey 05/17/ Elect Director M. Diane HSY 427866108 Management Yes For For Equity ETF Company 2021 Koken AdvisorShares Focused The Hershey 05/17/ Elect Director Robert M. HSY 427866108 Management Yes For For Equity ETF Company 2021 Malcolm AdvisorShares Focused The Hershey 05/17/ Elect Director Anthony J. HSY 427866108 Management Yes For For Equity ETF Company 2021 Palmer AdvisorShares Focused The Hershey 05/17/ HSY 427866108 Elect Director Juan R. Perez Management Yes For For Equity ETF Company 2021 AdvisorShares Focused The Hershey 05/17/ Elect Director Wendy L. HSY 427866108 Management Yes For For Equity ETF Company 2021 Schoppert AdvisorShares Focused The Hershey 05/17/ Ratify Ernst & Young LLP as HSY 427866108 Management Yes For For Equity ETF Company 2021 Auditor Advisory Vote to Ratify AdvisorShares Focused The Hershey 05/17/ HSY 427866108 Named Executive Officers’ Management Yes For For Equity ETF Company 2021 Compensation AdvisorShares Focused Cerner 05/19/ Elect Director Mitchell E. CERN 156782104 Management Yes For For Equity ETF Corporation 2021 Daniels, Jr. AdvisorShares Focused Cerner 05/19/ CERN 156782104 Elect Director Elder Granger Management Yes For For Equity ETF Corporation 2021 AdvisorShares Focused Cerner 05/19/ CERN 156782104 Elect Director John J. Greisch Management Yes For For Equity ETF Corporation 2021 AdvisorShares Focused Cerner 05/19/ Elect Director Melinda J. CERN 156782104 Management Yes For For Equity ETF Corporation 2021 Mount AdvisorShares Focused Cerner 05/19/ Ratify KPMG LLP as CERN 156782104 Management Yes For For Equity ETF Corporation 2021 Auditors Advisory Vote to Ratify AdvisorShares Focused Cerner 05/19/ CERN 156782104 Named Executive Officers’ Management Yes For For Equity ETF Corporation 2021 Compensation AdvisorShares Focused Cerner 05/19/ Eliminate Supermajority Vote Share CERN 156782104 Yes Against For Equity ETF Corporation 2021 Requirement Holder AdvisorShares Focused 05/19/ Elect Director Frank J. Fiserv, Inc. FISV 337738108 Management Yes For For Equity ETF 2021 Bisignano AdvisorShares Focused 05/19/ Fiserv, Inc. FISV 337738108 Elect Director Alison Davis Management Yes For For Equity ETF 2021

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Focused 05/19/ Elect Director Henrique de Fiserv, Inc. FISV 337738108 Management Yes For For Equity ETF 2021 Castro AdvisorShares Focused 05/19/ Elect Director Harry F. Fiserv, Inc. FISV 337738108 Management Yes For For Equity ETF 2021 DiSimone AdvisorShares Focused 05/19/ Elect Director Dennis F. Fiserv, Inc. FISV 337738108 Management Yes For For Equity ETF 2021 Lynch AdvisorShares Focused 05/19/ Fiserv, Inc. FISV 337738108 Elect Director Heidi G. Miller Management Yes For For Equity ETF 2021 AdvisorShares Focused 05/19/ Fiserv, Inc. FISV 337738108 Elect Director Scott C. Nuttall Management Yes For For Equity ETF 2021 AdvisorShares Focused 05/19/ Elect Director Denis J. Fiserv, Inc. FISV 337738108 Management Yes For For Equity ETF 2021 O’Leary AdvisorShares Focused 05/19/ Elect Director Doyle R. Fiserv, Inc. FISV 337738108 Management Yes For For Equity ETF 2021 Simons AdvisorShares Focused 05/19/ Elect Director Kevin M. Fiserv, Inc. FISV 337738108 Management Yes For For Equity ETF 2021 Warren Advisory Vote to Ratify AdvisorShares Focused 05/19/ Fiserv, Inc. FISV 337738108 Named Executive Officers’ Management Yes For Against Equity ETF 2021 Compensation AdvisorShares Focused 05/19/ Ratify Deloitte & Touche LLP Fiserv, Inc. FISV 337738108 Management Yes For For Equity ETF 2021 as Auditors AdvisorShares Focused Ross Stores, 05/19/ Elect Director K. Gunnar ROST 778296103 Management Yes For For Equity ETF Inc. 2021 Bjorklund AdvisorShares Focused Ross Stores, 05/19/ Elect Director Michael J. ROST 778296103 Management Yes For For Equity ETF Inc. 2021 Bush AdvisorShares Focused Ross Stores, 05/19/ Elect Director Sharon D. ROST 778296103 Management Yes For For Equity ETF Inc. 2021 Garrett AdvisorShares Focused Ross Stores, 05/19/ Elect Director Michael J. ROST 778296103 Management Yes For For Equity ETF Inc. 2021 Hartshorn AdvisorShares Focused Ross Stores, 05/19/ Elect Director Stephen D. ROST 778296103 Management Yes For For Equity ETF Inc. 2021 Milligan AdvisorShares Focused Ross Stores, 05/19/ Elect Director Patricia H. ROST 778296103 Management Yes For For Equity ETF Inc. 2021 Mueller AdvisorShares Focused Ross Stores, 05/19/ Elect Director George P. ROST 778296103 Management Yes For For Equity ETF Inc. 2021 Orban AdvisorShares Focused Ross Stores, 05/19/ Elect Director Gregory L. ROST 778296103 Management Yes For For Equity ETF Inc. 2021 Quesnel AdvisorShares Focused Ross Stores, 05/19/ Elect Director Larree M. ROST 778296103 Management Yes For For Equity ETF Inc. 2021 Renda AdvisorShares Focused Ross Stores, 05/19/ ROST 778296103 Elect Director Barbara Rentler Management Yes For For Equity ETF Inc. 2021 AdvisorShares Focused Ross Stores, 05/19/ Elect Director Doniel N. ROST 778296103 Management Yes For For Equity ETF Inc. 2021 Sutton Advisory Vote to Ratify AdvisorShares Focused Ross Stores, 05/19/ ROST 778296103 Named Executive Officers’ Management Yes For For Equity ETF Inc. 2021 Compensation AdvisorShares Focused Ross Stores, 05/19/ Ratify Deloitte & Touche LLP ROST 778296103 Management Yes For For Equity ETF Inc. 2021 as Auditors Adopt Share Retention Policy AdvisorShares Focused Ross Stores, 05/19/ Share ROST 778296103 For Senior Executives Yes Equity ETF Inc. 2021 Holder *Withdrawn Resolution* AdvisorShares Focused Thermo Fisher 05/19/ TMO 883556102 Elect Director Marc N. Casper Management Yes For For Equity ETF Scientific Inc. 2021 AdvisorShares Focused Thermo Fisher 05/19/ TMO 883556102 Elect Director Nelson J. Chai Management Yes For For Equity ETF Scientific Inc. 2021 AdvisorShares Focused Thermo Fisher 05/19/ Elect Director C. Martin TMO 883556102 Management Yes For For Equity ETF Scientific Inc. 2021 Harris AdvisorShares Focused Thermo Fisher 05/19/ TMO 883556102 Elect Director Tyler Jacks Management Yes For For Equity ETF Scientific Inc. 2021 AdvisorShares Focused Thermo Fisher 05/19/ Elect Director R. Alexandra TMO 883556102 Management Yes For For Equity ETF Scientific Inc. 2021 Keith AdvisorShares Focused Thermo Fisher 05/19/ Elect Director Thomas J. TMO 883556102 Management Yes For For Equity ETF Scientific Inc. 2021 Lynch AdvisorShares Focused Thermo Fisher 05/19/ TMO 883556102 Elect Director Jim P. Manzi Management Yes For For Equity ETF Scientific Inc. 2021 AdvisorShares Focused Thermo Fisher 05/19/ Elect Director James C. TMO 883556102 Management Yes For For Equity ETF Scientific Inc. 2021 Mullen AdvisorShares Focused Thermo Fisher 05/19/ Elect Director Lars R. TMO 883556102 Management Yes For For Equity ETF Scientific Inc. 2021 Sorensen

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Focused Thermo Fisher 05/19/ TMO 883556102 Elect Director Debora L. Spar Management Yes For For Equity ETF Scientific Inc. 2021 AdvisorShares Focused Thermo Fisher 05/19/ Elect Director Scott M. TMO 883556102 Management Yes For For Equity ETF Scientific Inc. 2021 Sperling AdvisorShares Focused Thermo Fisher 05/19/ TMO 883556102 Elect Director Dion J. Weisler Management Yes For For Equity ETF Scientific Inc. 2021 Advisory Vote to Ratify AdvisorShares Focused Thermo Fisher 05/19/ TMO 883556102 Named Executive Officers’ Management Yes For For Equity ETF Scientific Inc. 2021 Compensation Ratify AdvisorShares Focused Thermo Fisher 05/19/ TMO 883556102 PricewaterhouseCoopers LLP Management Yes For For Equity ETF Scientific Inc. 2021 as Auditor AdvisorShares Focused Thermo Fisher 05/19/ Provide Right to Call A Share TMO 883556102 Yes Against For Equity ETF Scientific Inc. 2021 Special Meeting Holder AdvisorShares Focused 05/20/ Zoetis Inc. ZTS 98978V103 Elect Director Sanjay Khosla Management Yes For For Equity ETF 2021 AdvisorShares Focused 05/20/ Elect Director Antoinette R. Zoetis Inc. ZTS 98978V103 Management Yes For For Equity ETF 2021 Leatherberry AdvisorShares Focused 05/20/ Zoetis Inc. ZTS 98978V103 Elect Director Willie M. Reed Management Yes For For Equity ETF 2021 AdvisorShares Focused 05/20/ Zoetis Inc. ZTS 98978V103 Elect Director Linda Rhodes Management Yes For For Equity ETF 2021 Advisory Vote to Ratify AdvisorShares Focused 05/20/ Zoetis Inc. ZTS 98978V103 Named Executive Officers’ Management Yes For For Equity ETF 2021 Compensation AdvisorShares Focused 05/20/ Zoetis Inc. ZTS 98978V103 Ratify KPMG LLP as Auditor Management Yes For For Equity ETF 2021 AdvisorShares Focused 05/20/ Share Zoetis Inc. ZTS 98978V103 Adopt Simple Majority Vote Yes Against For Equity ETF 2021 Holder AdvisorShares Focused Miller 05/28/ Elect Director Theodore H. MLR 600551204 Management Yes For For Equity ETF Industries, Inc. 2021 Ashford, III AdvisorShares Focused Miller 05/28/ Elect Director A. Russell MLR 600551204 Management Yes For For Equity ETF Industries, Inc. 2021 Chandler, III AdvisorShares Focused Miller 05/28/ Elect Director William G. MLR 600551204 Management Yes For For Equity ETF Industries, Inc. 2021 Miller AdvisorShares Focused Miller 05/28/ Elect Director William G. MLR 600551204 Management Yes For For Equity ETF Industries, Inc. 2021 Miller, II AdvisorShares Focused Miller 05/28/ Elect Director Richard H. MLR 600551204 Management Yes For For Equity ETF Industries, Inc. 2021 Roberts AdvisorShares Focused Miller 05/28/ MLR 600551204 Elect Director Leigh Walton Management Yes For For Equity ETF Industries, Inc. 2021 AdvisorShares Focused Miller 05/28/ Elect Director Deborah L. MLR 600551204 Management Yes For For Equity ETF Industries, Inc. 2021 Whitmire Advisory Vote to Ratify AdvisorShares Focused Miller 05/28/ MLR 600551204 Named Executive Officers’ Management Yes For For Equity ETF Industries, Inc. 2021 Compensation AdvisorShares Focused Silgan 06/01/ Elect Director Anthony J. SLGN 827048109 Management Yes For Withhold Equity ETF Holdings, Inc. 2021 Allott AdvisorShares Focused Silgan 06/01/ Elect Director William T. SLGN 827048109 Management Yes For For Equity ETF Holdings, Inc. 2021 Donovan AdvisorShares Focused Silgan 06/01/ Elect Director Joseph M. SLGN 827048109 Management Yes For For Equity ETF Holdings, Inc. 2021 Jordan AdvisorShares Focused Silgan 06/01/ Approve Increase in Size of SLGN 827048109 Management Yes For For Equity ETF Holdings, Inc. 2021 Board AdvisorShares Focused Silgan 06/01/ Ratify Ernst & Young LLP as SLGN 827048109 Management Yes For For Equity ETF Holdings, Inc. 2021 Auditors Advisory Vote to Ratify AdvisorShares Focused Silgan 06/01/ SLGN 827048109 Named Executive Officers’ Management Yes For For Equity ETF Holdings, Inc. 2021 Compensation

======ADVISORSHARES HOTEL ETF======

Institutional Account Company Primary Meeting Management Vote Ticker Proposal Text Proponent Voted Name Name CUSIP Date Recommendation Instruction AdvisorShares Hotel 06/22/ Elect Director Angela Airbnb, Inc. ABNB 009066101 Management Yes For Withhold ETF 2021 Ahrendts

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Hotel 06/22/ Airbnb, Inc. ABNB 009066101 Elect Director Brian Chesky Management Yes For Withhold ETF 2021 AdvisorShares Hotel 06/22/ Elect Director Kenneth Airbnb, Inc. ABNB 009066101 Management Yes For Withhold ETF 2021 Chenault Ratify AdvisorShares Hotel 06/22/ Airbnb, Inc. ABNB 009066101 PricewaterhouseCoopers LLP Management Yes For For ETF 2021 as Auditors Advisory Vote to Ratify AdvisorShares Hotel 06/22/ Airbnb, Inc. ABNB 009066101 Named Executive Officers’ Management Yes For Against ETF 2021 Compensation AdvisorShares Hotel 06/22/ Advisory Vote on Say on Pay Airbnb, Inc. ABNB 009066101 Management Yes One Year One Year ETF 2021 Frequency Approve Deloitte Touche Tohmatsu Certified Public AdvisorShares Hotel Huazhu Group 06/25/ 1179 G46587112 Accountants LLP as Auditors Management Yes For For ETF Limited 2021 and Authorize Board to Fix Their Remuneration AdvisorShares Hotel Huazhu Group 06/25/ 1179 G46587112 Approve Share Sub-Division Management Yes For For ETF Limited 2021 AdvisorShares Hotel Huazhu Group 06/25/ Amend Articles of 1179 G46587112 Management Yes For For ETF Limited 2021 Association Authorize Board to Ratify and AdvisorShares Hotel Huazhu Group 06/25/ 1179 G46587112 Execute Approved Management Yes For For ETF Limited 2021 Resolutions AdvisorShares Hotel Playa Hotels & 06/29/ Elect Director Bruce D. PLYA N70544106 Management Yes For For ETF Resorts N.V. 2021 Wardinski AdvisorShares Hotel Playa Hotels & 06/29/ PLYA N70544106 Elect Director Charles Floyd Management Yes For For ETF Resorts N.V. 2021 AdvisorShares Hotel Playa Hotels & 06/29/ Elect Director Richard B. PLYA N70544106 Management Yes For For ETF Resorts N.V. 2021 Fried AdvisorShares Hotel Playa Hotels & 06/29/ Elect Director Hal Stanley PLYA N70544106 Management Yes For For ETF Resorts N.V. 2021 Jones AdvisorShares Hotel Playa Hotels & 06/29/ Elect Director Mahmood PLYA N70544106 Management Yes For For ETF Resorts N.V. 2021 Khimji AdvisorShares Hotel Playa Hotels & 06/29/ Elect Director Elizabeth PLYA N70544106 Management Yes For For ETF Resorts N.V. 2021 Lieberman AdvisorShares Hotel Playa Hotels & 06/29/ PLYA N70544106 Elect Director Maria Miller Management Yes For For ETF Resorts N.V. 2021 AdvisorShares Hotel Playa Hotels & 06/29/ PLYA N70544106 Elect Director Leticia Navarro Management Yes For For ETF Resorts N.V. 2021 AdvisorShares Hotel Playa Hotels & 06/29/ PLYA N70544106 Elect Director Karl Peterson Management Yes For For ETF Resorts N.V. 2021 AdvisorShares Hotel Playa Hotels & 06/29/ Adopt Financial Statements PLYA N70544106 Management Yes For For ETF Resorts N.V. 2021 and Statutory Reports AdvisorShares Hotel Playa Hotels & 06/29/ Ratify Deloitte & Touche LLP PLYA N70544106 Management Yes For For ETF Resorts N.V. 2021 as Auditors AdvisorShares Hotel Playa Hotels & 06/29/ Ratify Deloitte Accountants PLYA N70544106 Management Yes For For ETF Resorts N.V. 2021 B.V. as Auditors Advisory Vote to Ratify AdvisorShares Hotel Playa Hotels & 06/29/ PLYA N70544106 Named Executive Officers’ Management Yes For For ETF Resorts N.V. 2021 Compensation AdvisorShares Hotel Playa Hotels & 06/29/ Approve Discharge of PLYA N70544106 Management Yes For For ETF Resorts N.V. 2021 Directors and Auditors Authorization of the Board to Acquire Shares and AdvisorShares Hotel Playa Hotels & 06/29/ PLYA N70544106 Depositary Receipts for Management Yes For Against ETF Resorts N.V. 2021 Shares in the Capital of the Company Grant Board Authority to AdvisorShares Hotel Playa Hotels & 06/29/ Issue Shares Up To 10 Percent PLYA N70544106 Management Yes For For ETF Resorts N.V. 2021 of Issued Capital and Exclude Pre-emptive Rights Grant Board Authority to Issue Additional Shares Up To AdvisorShares Hotel Playa Hotels & 06/29/ PLYA N70544106 10 Percent of Issued Capital Management Yes For Against ETF Resorts N.V. 2021 and Exclude Pre-emptive Rights AdvisorShares Hotel Playa Hotels & 06/29/ Advisory Vote on Say on Pay PLYA N70544106 Management Yes One Year One Year ETF Resorts N.V. 2021 Frequency

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document ======ADVISORSHARES PURE CANNABIS ETF======

Institutional Account Primary Meeting Management Vote Company Name Ticker Proposal Text Proponent Voted Name CUSIP Date Recommendation Instruction Neptune AdvisorShares Pure 08/12/ Elect Director John M. Wellness NEPT 64079L105 Management Yes For For Cannabis ETF 2020 Moretz Solutions Inc. Neptune AdvisorShares Pure 08/12/ Elect Director Michael Wellness NEPT 64079L105 Management Yes For Withhold Cannabis ETF 2020 Cammarata Solutions Inc. Neptune AdvisorShares Pure 08/12/ Elect Director Richard P. Wellness NEPT 64079L105 Management Yes For For Cannabis ETF 2020 Schottenfeld Solutions Inc. Neptune AdvisorShares Pure 08/12/ Wellness NEPT 64079L105 Elect Director Ronald Denis Management Yes For Withhold Cannabis ETF 2020 Solutions Inc. Neptune AdvisorShares Pure 08/12/ Wellness NEPT 64079L105 Elect Director Joseph Buaron Management Yes For For Cannabis ETF 2020 Solutions Inc. Neptune AdvisorShares Pure 08/12/ Elect Director Michael A. de Wellness NEPT 64079L105 Management Yes For For Cannabis ETF 2020 Geus Solutions Inc. Neptune AdvisorShares Pure 08/12/ Elect Director Jane Wellness NEPT 64079L105 Management Yes For For Cannabis ETF 2020 Pemberton Solutions Inc. Neptune AdvisorShares Pure 08/12/ Wellness NEPT 64079L105 Elect Director Frank Rochon Management Yes For For Cannabis ETF 2020 Solutions Inc. Approve Ernst & Young LLP Neptune AdvisorShares Pure 08/12/ as Auditors and Authorize Wellness NEPT 64079L105 Management Yes For For Cannabis ETF 2020 Board to Fix Their Solutions Inc. Remuneration AdvisorShares Pure Charlotte’s Web 09/03/ Fix Number of Directors at CWEB 16106R109 Management Yes For For Cannabis ETF Holdings, Inc. 2020 Eight AdvisorShares Pure Charlotte’s Web 09/03/ CWEB 16106R109 Elect Director Joel Stanley Management Yes For For Cannabis ETF Holdings, Inc. 2020 AdvisorShares Pure Charlotte’s Web 09/03/ Elect Director Adrienne CWEB 16106R109 Management Yes For For Cannabis ETF Holdings, Inc. 2020 Elsner AdvisorShares Pure Charlotte’s Web 09/03/ CWEB 16106R109 Elect Director Jared Stanley Management Yes For For Cannabis ETF Holdings, Inc. 2020 AdvisorShares Pure Charlotte’s Web 09/03/ CWEB 16106R109 Elect Director John Held Management Yes For For Cannabis ETF Holdings, Inc. 2020 AdvisorShares Pure Charlotte’s Web 09/03/ CWEB 16106R109 Elect Director Shane Hoyne Management Yes For For Cannabis ETF Holdings, Inc. 2020 AdvisorShares Pure Charlotte’s Web 09/03/ Elect Director Jacques CWEB 16106R109 Management Yes For For Cannabis ETF Holdings, Inc. 2020 Tortoroli AdvisorShares Pure Charlotte’s Web 09/03/ CWEB 16106R109 Elect Director Jean Birch Management Yes For For Cannabis ETF Holdings, Inc. 2020 AdvisorShares Pure Charlotte’s Web 09/03/ CWEB 16106R109 Elect Director Susan Vogt Management Yes For For Cannabis ETF Holdings, Inc. 2020 Approve Ernst & Young LLP AdvisorShares Pure Charlotte’s Web 09/03/ as Auditors and Authorize CWEB 16106R109 Management Yes For For Cannabis ETF Holdings, Inc. 2020 Board to Fix Their Remuneration AdvisorShares Pure Khiron Life 09/10/ Fix Number of Directors at KHRN 49374L306 Management Yes For For Cannabis ETF Sciences Corp. 2020 Five AdvisorShares Pure Khiron Life 09/10/ KHRN 49374L306 Elect Director Chris Naprawa Management Yes For For Cannabis ETF Sciences Corp. 2020 AdvisorShares Pure Khiron Life 09/10/ Elect Director Deborah KHRN 49374L306 Management Yes For For Cannabis ETF Sciences Corp. 2020 Rosati AdvisorShares Pure Khiron Life 09/10/ KHRN 49374L306 Elect Director Vicente Fox Management Yes For For Cannabis ETF Sciences Corp. 2020 AdvisorShares Pure Khiron Life 09/10/ KHRN 49374L306 Elect Director Alvaro Torres Management Yes For Withhold Cannabis ETF Sciences Corp. 2020 AdvisorShares Pure Khiron Life 09/10/ KHRN 49374L306 Elect Director Alvaro Yanez Management Yes For For Cannabis ETF Sciences Corp. 2020

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Approve BDO Canada LLP AdvisorShares Pure Khiron Life 09/10/ as Auditors and Authorize KHRN 49374L306 Management Yes For For Cannabis ETF Sciences Corp. 2020 Board to Fix Their Remuneration AdvisorShares Pure Khiron Life 09/10/ KHRN 49374L306 Amend Stock Option Plan Management Yes For Against Cannabis ETF Sciences Corp. 2020 AdvisorShares Pure Khiron Life 09/10/ Amend Restricted Share Unit KHRN 49374L306 Management Yes For Against Cannabis ETF Sciences Corp. 2020 Plan AdvisorShares Pure Canopy Growth 09/21/ Elect Director Judy A. WEED 138035100 Management Yes For For Cannabis ETF Corporation 2020 Schmeling AdvisorShares Pure Canopy Growth 09/21/ WEED 138035100 Elect Director David Klein Management Yes For For Cannabis ETF Corporation 2020 AdvisorShares Pure Canopy Growth 09/21/ Elect Director Robert L. WEED 138035100 Management Yes For For Cannabis ETF Corporation 2020 Hanson AdvisorShares Pure Canopy Growth 09/21/ Elect Director David WEED 138035100 Management Yes For For Cannabis ETF Corporation 2020 Lazzarato AdvisorShares Pure Canopy Growth 09/21/ Elect Director William WEED 138035100 Management Yes For For Cannabis ETF Corporation 2020 Newlands AdvisorShares Pure Canopy Growth 09/21/ WEED 138035100 Elect Director Jim Sabia Management Yes For For Cannabis ETF Corporation 2020 AdvisorShares Pure Canopy Growth 09/21/ Elect Director Theresa WEED 138035100 Management Yes For For Cannabis ETF Corporation 2020 Yanofsky Approve KPMG LLP as AdvisorShares Pure Canopy Growth 09/21/ Auditors and Authorize WEED 138035100 Management Yes For For Cannabis ETF Corporation 2020 Board to Fix Their Remuneration AdvisorShares Pure Canopy Growth 09/21/ Re-approve Omnibus WEED 138035100 Management Yes For Against Cannabis ETF Corporation 2020 Incentive Plan AdvisorShares Pure Canopy Growth 09/21/ Amend Employee Stock WEED 138035100 Management Yes For For Cannabis ETF Corporation 2020 Purchase Plan AdvisorShares Pure Canopy Growth 09/21/ Advisory Vote on Executive WEED 138035100 Management Yes For For Cannabis ETF Corporation 2020 Compensation Approach AdvisorShares Pure Canopy Growth 09/21/ Advisory Vote on Say on Pay WEED 138035100 Management Yes One Year One Year Cannabis ETF Corporation 2020 Frequency AdvisorShares Pure Canopy Growth 09/21/ Elect Director Judy A. WEED 138035100 Management Yes For For Cannabis ETF Corporation 2020 Schmeling AdvisorShares Pure Canopy Growth 09/21/ WEED 138035100 Elect Director David Klein Management Yes For For Cannabis ETF Corporation 2020 AdvisorShares Pure Canopy Growth 09/21/ Elect Director Robert L. WEED 138035100 Management Yes For For Cannabis ETF Corporation 2020 Hanson AdvisorShares Pure Canopy Growth 09/21/ Elect Director David WEED 138035100 Management Yes For For Cannabis ETF Corporation 2020 Lazzarato AdvisorShares Pure Canopy Growth 09/21/ Elect Director William WEED 138035100 Management Yes For For Cannabis ETF Corporation 2020 Newlands AdvisorShares Pure Canopy Growth 09/21/ WEED 138035100 Elect Director Jim Sabia Management Yes For For Cannabis ETF Corporation 2020 AdvisorShares Pure Canopy Growth 09/21/ Elect Director Theresa WEED 138035100 Management Yes For For Cannabis ETF Corporation 2020 Yanofsky Approve KPMG LLP as AdvisorShares Pure Canopy Growth 09/21/ Auditors and Authorize WEED 138035100 Management Yes For For Cannabis ETF Corporation 2020 Board to Fix Their Remuneration AdvisorShares Pure Canopy Growth 09/21/ Re-approve Omnibus WEED 138035100 Management Yes For Against Cannabis ETF Corporation 2020 Incentive Plan AdvisorShares Pure Canopy Growth 09/21/ Amend Employee Stock WEED 138035100 Management Yes For For Cannabis ETF Corporation 2020 Purchase Plan AdvisorShares Pure Canopy Growth 09/21/ Advisory Vote on Executive WEED 138035100 Management Yes For For Cannabis ETF Corporation 2020 Compensation Approach AdvisorShares Pure Canopy Growth 09/21/ Advisory Vote on Say on Pay WEED 138035100 Management Yes One Year One Year Cannabis ETF Corporation 2020 Frequency AdvisorShares Pure Canopy Rivers 09/24/ Elect Director Narbe RIV 138041108 Management Yes For Withhold Cannabis ETF Inc. 2020 Alexandrian AdvisorShares Pure Canopy Rivers 09/24/ RIV 138041108 Elect Director Asha Daniere Management Yes For For Cannabis ETF Inc. 2020 AdvisorShares Pure Canopy Rivers 09/24/ Elect Director Garth RIV 138041108 Management Yes For Withhold Cannabis ETF Inc. 2020 Hankinson AdvisorShares Pure Canopy Rivers 09/24/ RIV 138041108 Elect Director Mike Lee Management Yes For Withhold Cannabis ETF Inc. 2020 AdvisorShares Pure Canopy Rivers 09/24/ Elect Director Richard RIV 138041108 Management Yes For For Cannabis ETF Inc. 2020 Mavrinac

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Pure Canopy Rivers 09/24/ Elect Director Joseph RIV 138041108 Management Yes For For Cannabis ETF Inc. 2020 Mimran Approve KPMG LLP as AdvisorShares Pure Canopy Rivers 09/24/ Auditors and Authorize RIV 138041108 Management Yes For For Cannabis ETF Inc. 2020 Board to Fix Their Remuneration AdvisorShares Pure Canopy Rivers 09/24/ Approve Restricted Share RIV 138041108 Management Yes For For Cannabis ETF Inc. 2020 Unit Plan AdvisorShares Pure Canopy Rivers 09/24/ Approve Long term Incentive RIV 138041108 Management Yes For Against Cannabis ETF Inc. 2020 Plan Emerald Health AdvisorShares Pure 10/29/ Fix Number of Directors at Therapeutics, EMH 29102R106 Management Yes For For Cannabis ETF 2020 Four Inc. Emerald Health AdvisorShares Pure 10/29/ Therapeutics, EMH 29102R106 Elect Director Avtar Dhillon Management Yes For For Cannabis ETF 2020 Inc. Emerald Health AdvisorShares Pure 10/29/ Therapeutics, EMH 29102R106 Elect Director Jim Heppell Management Yes For For Cannabis ETF 2020 Inc. Emerald Health AdvisorShares Pure 10/29/ Therapeutics, EMH 29102R106 Elect Director Punit Dhillon Management Yes For For Cannabis ETF 2020 Inc. Emerald Health AdvisorShares Pure 10/29/ Elect Director Bob Therapeutics, EMH 29102R106 Management Yes For For Cannabis ETF 2020 Sukhwinder Rai Inc. Approve Deloitte LLP as Emerald Health AdvisorShares Pure 10/29/ Auditors and Authorize Therapeutics, EMH 29102R106 Management Yes For For Cannabis ETF 2020 Board to Fix Their Inc. Remuneration Emerald Health AdvisorShares Pure 10/29/ Re-approve Omnibus Therapeutics, EMH 29102R106 Management Yes For For Cannabis ETF 2020 Incentive Plan Inc. Emerald Health AdvisorShares Pure 10/29/ Approve Sale of Interest in Therapeutics, EMH 29102R106 Management Yes For For Cannabis ETF 2020 Pure Sunfarms Corp. Inc. Amend Certificate of Andina Incorporation to Extend AdvisorShares Pure 10/30/ Acquisition ANDA G04415108 Consummation of Business Management Yes For For Cannabis ETF 2020 Corp. III Combination to January 31, 2021 Andina AdvisorShares Pure 10/30/ Acquisition ANDA G04415108 Adjourn Meeting Management Yes For For Cannabis ETF 2020 Corp. III The Supreme AdvisorShares Pure 11/09/ Elect Director Michael La Cannabis FIRE 86860J106 Management Yes For For Cannabis ETF 2020 Brier Company, Inc. The Supreme AdvisorShares Pure 11/09/ Elect Director Beena Cannabis FIRE 86860J106 Management Yes For For Cannabis ETF 2020 Goldenberg Company, Inc. The Supreme AdvisorShares Pure 11/09/ Elect Director Jackie Cannabis FIRE 86860J106 Management Yes For For Cannabis ETF 2020 Poriadjian-Asch Company, Inc. The Supreme AdvisorShares Pure 11/09/ Cannabis FIRE 86860J106 Elect Director Ronald Factor Management Yes For For Cannabis ETF 2020 Company, Inc. The Supreme AdvisorShares Pure 11/09/ Cannabis FIRE 86860J106 Elect Director Colin Moore Management Yes For For Cannabis ETF 2020 Company, Inc. The Supreme AdvisorShares Pure 11/09/ Elect Director Kenneth Cannabis FIRE 86860J106 Management Yes For For Cannabis ETF 2020 Mckinnon Company, Inc. Approve KPMG LLP as The Supreme AdvisorShares Pure 11/09/ Auditors and Authorize Cannabis FIRE 86860J106 Management Yes For For Cannabis ETF 2020 Board to Fix Their Company, Inc. Remuneration AdvisorShares Pure Aurora Cannabis 11/12/ Fix Number of Directors at ACB 05156X884 Management Yes For For Cannabis ETF Inc. 2020 Eight AdvisorShares Pure Aurora Cannabis 11/12/ ACB 05156X884 Elect Director Miguel Martin Management Yes For For Cannabis ETF Inc. 2020

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Pure Aurora Cannabis 11/12/ Elect Director Michael ACB 05156X884 Management Yes For For Cannabis ETF Inc. 2020 Singer AdvisorShares Pure Aurora Cannabis 11/12/ ACB 05156X884 Elect Director Ron Funk Management Yes For For Cannabis ETF Inc. 2020 AdvisorShares Pure Aurora Cannabis 11/12/ Elect Director Norma ACB 05156X884 Management Yes For For Cannabis ETF Inc. 2020 Beauchamp AdvisorShares Pure Aurora Cannabis 11/12/ Elect Director Margaret Shan ACB 05156X884 Management Yes For For Cannabis ETF Inc. 2020 Atkins AdvisorShares Pure Aurora Cannabis 11/12/ ACB 05156X884 Elect Director Adam Szweras Management Yes For For Cannabis ETF Inc. 2020 AdvisorShares Pure Aurora Cannabis 11/12/ Elect Director Michael ACB 05156X884 Management Yes For For Cannabis ETF Inc. 2020 Detlefsen AdvisorShares Pure Aurora Cannabis 11/12/ Elect Director Lance ACB 05156X884 Management Yes For For Cannabis ETF Inc. 2020 Friedmann Approve KPMG LLP as AdvisorShares Pure Aurora Cannabis 11/12/ Auditors and Authorize ACB 05156X884 Management Yes For For Cannabis ETF Inc. 2020 Board to Fix Their Remuneration AdvisorShares Pure Aurora Cannabis 11/12/ Re-approve Share Option ACB 05156X884 Management Yes For Against Cannabis ETF Inc. 2020 Plan AdvisorShares Pure Aurora Cannabis 11/12/ Approve Performance Share ACB 05156X884 Management Yes For For Cannabis ETF Inc. 2020 Unit Plan AdvisorShares Pure Aurora Cannabis 11/12/ Amend Restricted Share Unit ACB 05156X884 Management Yes For Against Cannabis ETF Inc. 2020 Plan AdvisorShares Pure Aurora Cannabis 11/12/ Amend Deferred Share Unit ACB 05156X884 Management Yes For For Cannabis ETF Inc. 2020 Plan AdvisorShares Pure Aurora Cannabis 11/12/ Advisory Vote on Executive ACB 05156X884 Management Yes For For Cannabis ETF Inc. 2020 Compensation Approach AdvisorShares Pure Aurora Cannabis 11/12/ Fix Number of Directors at ACB 05156X884 Management Yes For For Cannabis ETF Inc. 2020 Eight AdvisorShares Pure Aurora Cannabis 11/12/ ACB 05156X884 Elect Director Miguel Martin Management Yes For For Cannabis ETF Inc. 2020 AdvisorShares Pure Aurora Cannabis 11/12/ Elect Director Michael ACB 05156X884 Management Yes For For Cannabis ETF Inc. 2020 Singer AdvisorShares Pure Aurora Cannabis 11/12/ ACB 05156X884 Elect Director Ron Funk Management Yes For For Cannabis ETF Inc. 2020 AdvisorShares Pure Aurora Cannabis 11/12/ Elect Director Norma ACB 05156X884 Management Yes For For Cannabis ETF Inc. 2020 Beauchamp AdvisorShares Pure Aurora Cannabis 11/12/ Elect Director Margaret Shan ACB 05156X884 Management Yes For For Cannabis ETF Inc. 2020 Atkins AdvisorShares Pure Aurora Cannabis 11/12/ ACB 05156X884 Elect Director Adam Szweras Management Yes For For Cannabis ETF Inc. 2020 AdvisorShares Pure Aurora Cannabis 11/12/ Elect Director Michael ACB 05156X884 Management Yes For For Cannabis ETF Inc. 2020 Detlefsen AdvisorShares Pure Aurora Cannabis 11/12/ Elect Director Lance ACB 05156X884 Management Yes For For Cannabis ETF Inc. 2020 Friedmann Approve KPMG LLP as AdvisorShares Pure Aurora Cannabis 11/12/ Auditors and Authorize ACB 05156X884 Management Yes For For Cannabis ETF Inc. 2020 Board to Fix Their Remuneration AdvisorShares Pure Aurora Cannabis 11/12/ Re-approve Share Option ACB 05156X884 Management Yes For Against Cannabis ETF Inc. 2020 Plan AdvisorShares Pure Aurora Cannabis 11/12/ Approve Performance Share ACB 05156X884 Management Yes For For Cannabis ETF Inc. 2020 Unit Plan AdvisorShares Pure Aurora Cannabis 11/12/ Amend Restricted Share Unit ACB 05156X884 Management Yes For Against Cannabis ETF Inc. 2020 Plan AdvisorShares Pure Aurora Cannabis 11/12/ Amend Deferred Share Unit ACB 05156X884 Management Yes For For Cannabis ETF Inc. 2020 Plan AdvisorShares Pure Aurora Cannabis 11/12/ Advisory Vote on Executive ACB 05156X884 Management Yes For For Cannabis ETF Inc. 2020 Compensation Approach AdvisorShares Pure 11/17/ Elect Director Irwin D. Aphria Inc. APHA 03765K104 Management Yes For For Cannabis ETF 2020 Simon AdvisorShares Pure 11/17/ Elect Director Renah Aphria Inc. APHA 03765K104 Management Yes For For Cannabis ETF 2020 Persofsky AdvisorShares Pure 11/17/ Aphria Inc. APHA 03765K104 Elect Director Jodi Butts Management Yes For For Cannabis ETF 2020 AdvisorShares Pure 11/17/ Elect Director John M. Aphria Inc. APHA 03765K104 Management Yes For For Cannabis ETF 2020 Herhalt AdvisorShares Pure 11/17/ Elect Director David Aphria Inc. APHA 03765K104 Management Yes For Withhold Cannabis ETF 2020 Hopkinson

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Pure 11/17/ Aphria Inc. APHA 03765K104 Elect DirectorTom Looney Management Yes For Withhold Cannabis ETF 2020 AdvisorShares Pure 11/17/ Aphria Inc. APHA 03765K104 Elect Director Walter Robb Management Yes For Withhold Cannabis ETF 2020 Approve PricewaterhouseCoopers LLP AdvisorShares Pure 11/17/ Aphria Inc. APHA 03765K104 as Auditors and Authorize Management Yes For For Cannabis ETF 2020 Board to Fix Their Remuneration AdvisorShares Pure 12/11/ HEXO Corp. HEXO 428304109 Elect Director Vincent Chiara Management Yes For Withhold Cannabis ETF 2020 AdvisorShares Pure 12/11/ HEXO Corp. HEXO 428304109 Elect Director Jason Ewart Management Yes For Withhold Cannabis ETF 2020 AdvisorShares Pure 12/11/ Elect Director Emilio HEXO Corp. HEXO 428304109 Management Yes For For Cannabis ETF 2020 Imbriglio AdvisorShares Pure 12/11/ HEXO Corp. HEXO 428304109 Elect Director Adam Miron Management Yes For Withhold Cannabis ETF 2020 AdvisorShares Pure 12/11/ Elect Director Michael HEXO Corp. HEXO 428304109 Management Yes For For Cannabis ETF 2020 Munzar AdvisorShares Pure 12/11/ Elect Director Sebastien St- HEXO Corp. HEXO 428304109 Management Yes For Withhold Cannabis ETF 2020 Louis Approve PricewaterhouseCoopers LLP AdvisorShares Pure 12/11/ HEXO Corp. HEXO 428304109 as Auditors and Authorize Management Yes For For Cannabis ETF 2020 Board to Fix Their Remuneration AdvisorShares Pure 12/11/ HEXO Corp. HEXO 428304109 Approve Stock Consolidation Management Yes For For Cannabis ETF 2020 The Green AdvisorShares Pure Organic 12/15/ Elect Director Jeffrey James TGOD 393210208 Management Yes For For Cannabis ETF Dutchman 2020 Scott Holdings Ltd. The Green AdvisorShares Pure Organic 12/15/ Elect Director Brian D. TGOD 393210208 Management Yes For For Cannabis ETF Dutchman 2020 Athaide Holdings Ltd. The Green AdvisorShares Pure Organic 12/15/ Elect Director Nicholas TGOD 393210208 Management Yes For For Cannabis ETF Dutchman 2020 Kirton Holdings Ltd. The Green AdvisorShares Pure Organic 12/15/ Elect Director Caroline TGOD 393210208 Management Yes For For Cannabis ETF Dutchman 2020 MacCallum Holdings Ltd. The Green AdvisorShares Pure Organic 12/15/ TGOD 393210208 Elect Director Marc Bertrand Management Yes For For Cannabis ETF Dutchman 2020 Holdings Ltd. The Green AdvisorShares Pure Organic 12/15/ Elect Director Jacques TGOD 393210208 Management Yes For For Cannabis ETF Dutchman 2020 Dessureault Holdings Ltd. The Green Approve KPMG LLP as AdvisorShares Pure Organic 12/15/ Auditors and Authorize TGOD 393210208 Management Yes For For Cannabis ETF Dutchman 2020 Board to Fix Their Holdings Ltd. Remuneration The Green AdvisorShares Pure Organic 12/15/ Amend Employee Stock TGOD 393210208 Management Yes For For Cannabis ETF Dutchman 2020 Purchase Plan Holdings Ltd. The Green AdvisorShares Pure Organic 12/15/ Amend Restricted Share Unit TGOD 393210208 Management Yes For Against Cannabis ETF Dutchman 2020 Plan Holdings Ltd. The Green AdvisorShares Pure Organic 12/15/ TGOD 393210208 Amend By-Law No. 1 Management Yes For For Cannabis ETF Dutchman 2020 Holdings Ltd.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Andina AdvisorShares Pure 01/27/ Elect Director David Acquisition ANDA G04415108 Management Yes For For Cannabis ETF 2021 Schulhof Corp. III Andina AdvisorShares Pure 01/27/ Elect Director Walter M. Acquisition ANDA G04415108 Management Yes For For Cannabis ETF 2021 Schenker Corp. III Andina AdvisorShares Pure 01/27/ Acquisition ANDA G04415108 Elect Director Roman Raju Management Yes For For Cannabis ETF 2021 Corp. III Andina AdvisorShares Pure 01/27/ Ratify Marcum LLP as Acquisition ANDA G04415108 Management Yes For For Cannabis ETF 2021 Auditors Corp. III Amend Certificate of Andina Incorporation to Extend AdvisorShares Pure 01/27/ Acquisition ANDA G04415108 Consummation of Business Management Yes For For Cannabis ETF 2021 Corp. III Combination from January 31, 2021 to April 30, 2021 Andina AdvisorShares Pure 01/27/ Acquisition ANDA G04415108 Adjourn Meeting Management Yes For For Cannabis ETF 2021 Corp. III Approve Sale of Certain Assets held by Canopy Rivers Corporation and AdvisorShares Pure Canopy Rivers 02/16/ RIV 138041108 Cancellation of all Shares of Management Yes For For Cannabis ETF Inc. 2021 Canopy Growth Corporation, Wholly-Owned Subsidiaries of the Company AdvisorShares Pure OrganiGram 02/23/ OGI 68620P101 Elect Director Peter Amirault Management Yes For For Cannabis ETF Holdings Inc. 2021 AdvisorShares Pure OrganiGram 02/23/ OGI 68620P101 Elect Director Greg Engel Management Yes For For Cannabis ETF Holdings Inc. 2021 AdvisorShares Pure OrganiGram 02/23/ OGI 68620P101 Elect Director Dexter John Management Yes For For Cannabis ETF Holdings Inc. 2021 AdvisorShares Pure OrganiGram 02/23/ Elect Director Geoffrey OGI 68620P101 Management Yes For For Cannabis ETF Holdings Inc. 2021 Machum AdvisorShares Pure OrganiGram 02/23/ OGI 68620P101 Elect Director Ken Manget Management Yes For For Cannabis ETF Holdings Inc. 2021 AdvisorShares Pure OrganiGram 02/23/ OGI 68620P101 Elect Director Sherry Porter Management Yes For For Cannabis ETF Holdings Inc. 2021 AdvisorShares Pure OrganiGram 02/23/ Elect Director Stephen A. OGI 68620P101 Management Yes For For Cannabis ETF Holdings Inc. 2021 Smith AdvisorShares Pure OrganiGram 02/23/ Elect Director Marni OGI 68620P101 Management Yes For For Cannabis ETF Holdings Inc. 2021 Wieshofer Approve KPMG LLP as AdvisorShares Pure OrganiGram 02/23/ Auditors and Authorize OGI 68620P101 Management Yes For For Cannabis ETF Holdings Inc. 2021 Board to Fix Their Remuneration AdvisorShares Pure 03/12/ Elect Director Martin A. cbdMD, Inc. YCBD 12482W101 Management Yes For For Cannabis ETF 2021 Sumichrast AdvisorShares Pure 03/12/ Elect Director R. Scott cbdMD, Inc. YCBD 12482W101 Management Yes For For Cannabis ETF 2021 Coffman AdvisorShares Pure 03/12/ cbdMD, Inc. YCBD 12482W101 Elect Director Bakari Sellers Management Yes For For Cannabis ETF 2021 AdvisorShares Pure 03/12/ Elect Director William F. cbdMD, Inc. YCBD 12482W101 Management Yes For For Cannabis ETF 2021 Raines, III AdvisorShares Pure 03/12/ cbdMD, Inc. YCBD 12482W101 Elect Director Peter Ghiloni Management Yes For For Cannabis ETF 2021 AdvisorShares Pure 03/12/ Elect Director Scott G. cbdMD, Inc. YCBD 12482W101 Management Yes For For Cannabis ETF 2021 Stephen AdvisorShares Pure 03/12/ cbdMD, Inc. YCBD 12482W101 Elect Director Sim Farar Management Yes For For Cannabis ETF 2021 AdvisorShares Pure 03/12/ Ratify Cherry Bekaert LLP cbdMD, Inc. YCBD 12482W101 Management Yes For For Cannabis ETF 2021 as Auditors AdvisorShares Pure 03/12/ cbdMD, Inc. YCBD 12482W101 Approve Omnibus Stock Plan Management Yes For Against Cannabis ETF 2021 Advisory Vote to Ratify AdvisorShares Pure 03/12/ cbdMD, Inc. YCBD 12482W101 Named Executive Officers’ Management Yes For For Cannabis ETF 2021 Compensation AdvisorShares Pure 04/14/ Approve Acquisition by Aphria Inc. APHA 03765K104 Management Yes For For Cannabis ETF 2021 Tilray, Inc.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document GW AdvisorShares Pure 04/23/ Approve Scheme of Pharmaceuticals GWPH 36197T103 Management Yes For For Cannabis ETF 2021 Arrangement Plc GW AdvisorShares Pure 04/23/ Approve Scheme of Pharmaceuticals GWPH 36197T103 Management Yes For For Cannabis ETF 2021 Arrangement Plc GW AdvisorShares Pure 04/23/ Advisory Vote on Golden Pharmaceuticals GWPH 36197T103 Management Yes For For Cannabis ETF 2021 Parachutes Plc AdvisorShares Pure 04/30/ Increase Authorized Tilray, Inc. TLRY 88688T100 Management Yes For For Cannabis ETF 2021 Common Stock Approve Issuance of Shares AdvisorShares Pure 04/30/ Tilray, Inc. TLRY 88688T100 in Connection with the Management Yes For For Cannabis ETF 2021 Acquisition of Aphria Inc. AdvisorShares Pure 04/30/ Advisory Vote on Golden Tilray, Inc. TLRY 88688T100 Management Yes For For Cannabis ETF 2021 Parachutes AdvisorShares Pure 04/30/ Tilray, Inc. TLRY 88688T100 Adjourn Meeting Management Yes For For Cannabis ETF 2021 AdvisorShares Pure HempFusion 05/14/ CBD.U 423821107 Elect Director Jason Mitchell Management Yes For Withhold Cannabis ETF Wellness Inc. 2021 AdvisorShares Pure HempFusion 05/14/ CBD.U 423821107 Elect Director Ian deQueiroz Management Yes For Withhold Cannabis ETF Wellness Inc. 2021 AdvisorShares Pure HempFusion 05/14/ Elect Director G. Scott CBD.U 423821107 Management Yes For Withhold Cannabis ETF Wellness Inc. 2021 Greenburg AdvisorShares Pure HempFusion 05/14/ CBD.U 423821107 Elect Director Nick Grafton Management Yes For Withhold Cannabis ETF Wellness Inc. 2021 AdvisorShares Pure HempFusion 05/14/ Elect Director Merrick CBD.U 423821107 Management Yes For For Cannabis ETF Wellness Inc. 2021 Andlinger AdvisorShares Pure HempFusion 05/14/ CBD.U 423821107 Elect Director David Doherty Management Yes For For Cannabis ETF Wellness Inc. 2021 AdvisorShares Pure HempFusion 05/14/ CBD.U 423821107 Elect Director Gordon Fox Management Yes For For Cannabis ETF Wellness Inc. 2021 AdvisorShares Pure HempFusion 05/14/ Elect Director Desmond CBD.U 423821107 Management Yes For Withhold Cannabis ETF Wellness Inc. 2021 Balakrishnan AdvisorShares Pure HempFusion 05/14/ CBD.U 423821107 Ratify MNP LLP as Auditors Management Yes For For Cannabis ETF Wellness Inc. 2021 AdvisorShares Pure The Valens 05/25/ Fix Number of Directors at VLNS 91914P108 Management Yes For For Cannabis ETF Company Inc. 2021 Seven AdvisorShares Pure The Valens 05/25/ VLNS 91914P108 Elect Director Deepak Anand Management Yes For For Cannabis ETF Company Inc. 2021 AdvisorShares Pure The Valens 05/25/ Elect Director Guy M. VLNS 91914P108 Management Yes For For Cannabis ETF Company Inc. 2021 Beaudin AdvisorShares Pure The Valens 05/25/ Elect Director Andrew W.W. VLNS 91914P108 Management Yes For For Cannabis ETF Company Inc. 2021 Cockwell AdvisorShares Pure The Valens 05/25/ Elect Director Karin A. VLNS 91914P108 Management Yes For For Cannabis ETF Company Inc. 2021 McCaskill AdvisorShares Pure The Valens 05/25/ Elect Director Ashley VLNS 91914P108 Management Yes For For Cannabis ETF Company Inc. 2021 McGrath AdvisorShares Pure The Valens 05/25/ Elect Director A. Tyler VLNS 91914P108 Management Yes For For Cannabis ETF Company Inc. 2021 Robson AdvisorShares Pure The Valens 05/25/ VLNS 91914P108 Elect Director Drew Wolff Management Yes For For Cannabis ETF Company Inc. 2021 Approve KPMG LLP as AdvisorShares Pure The Valens 05/25/ Auditors and Authorize VLNS 91914P108 Management Yes For For Cannabis ETF Company Inc. 2021 Board to Fix Their Remuneration AdvisorShares Pure The Valens 05/25/ VLNS 91914P108 Approve Stock Consolidation Management Yes For For Cannabis ETF Company Inc. 2021 AdvisorShares Pure 05/26/ Elect Director David H. Power REIT PW 73933H101 Management Yes For For Cannabis ETF 2021 Lesser AdvisorShares Pure 05/26/ Elect Director Virgil E. Power REIT PW 73933H101 Management Yes For For Cannabis ETF 2021 Wenger AdvisorShares Pure 05/26/ Elect Director Patrick R. Power REIT PW 73933H101 Management Yes For Withhold Cannabis ETF 2021 Haynes, III AdvisorShares Pure 05/26/ Elect Director William S. Power REIT PW 73933H101 Management Yes For Withhold Cannabis ETF 2021 Susman AdvisorShares Pure 05/26/ Elect Director Paula J. Power REIT PW 73933H101 Management Yes For For Cannabis ETF 2021 Poskon AdvisorShares Pure 05/26/ Ratify MaloneBailey, LLP as Power REIT PW 73933H101 Management Yes For For Cannabis ETF 2021 Auditors

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Advisory Vote to Ratify AdvisorShares Pure 05/26/ Power REIT PW 73933H101 Named Executive Officers’ Management Yes For For Cannabis ETF 2021 Compensation AdvisorShares Pure 05/26/ Advisory Vote on Say on Pay Power REIT PW 73933H101 Management Yes Three Years One Year Cannabis ETF 2021 Frequency Innovative AdvisorShares Pure 06/04/ Industrial IIPR 45781V101 Elect Director Alan Gold Management Yes For For Cannabis ETF 2021 Properties, Inc. Innovative AdvisorShares Pure 06/04/ Industrial IIPR 45781V101 Elect Director Gary Kreitzer Management Yes For For Cannabis ETF 2021 Properties, Inc. Innovative AdvisorShares Pure 06/04/ Industrial IIPR 45781V101 Elect Director Mary Curran Management Yes For For Cannabis ETF 2021 Properties, Inc. Innovative AdvisorShares Pure 06/04/ Elect Director Scott Industrial IIPR 45781V101 Management Yes For For Cannabis ETF 2021 Shoemaker Properties, Inc. Innovative AdvisorShares Pure 06/04/ Industrial IIPR 45781V101 Elect Director Paul Smithers Management Yes For For Cannabis ETF 2021 Properties, Inc. Innovative AdvisorShares Pure 06/04/ Industrial IIPR 45781V101 Elect Director David Stecher Management Yes For For Cannabis ETF 2021 Properties, Inc. Innovative AdvisorShares Pure 06/04/ Ratify BDO USA, LLP as Industrial IIPR 45781V101 Management Yes For For Cannabis ETF 2021 Auditors Properties, Inc. Innovative Advisory Vote to Ratify AdvisorShares Pure 06/04/ Industrial IIPR 45781V101 Named Executive Officers’ Management Yes For For Cannabis ETF 2021 Properties, Inc. Compensation AdvisorShares Pure Charlotte’s Web 06/09/ Fix Number of Directors at CWEB 16106R109 Management Yes For For Cannabis ETF Holdings, Inc. 2021 Five AdvisorShares Pure Charlotte’s Web 06/09/ Elect Director Adrienne CWEB 16106R109 Management Yes For For Cannabis ETF Holdings, Inc. 2021 Elsner AdvisorShares Pure Charlotte’s Web 06/09/ CWEB 16106R109 Elect Director John Held Management Yes For For Cannabis ETF Holdings, Inc. 2021 AdvisorShares Pure Charlotte’s Web 06/09/ Elect Director Jacques CWEB 16106R109 Management Yes For For Cannabis ETF Holdings, Inc. 2021 Tortoroli AdvisorShares Pure Charlotte’s Web 06/09/ CWEB 16106R109 Elect Director Jean Birch Management Yes For For Cannabis ETF Holdings, Inc. 2021 AdvisorShares Pure Charlotte’s Web 06/09/ CWEB 16106R109 Elect Director Susan Vogt Management Yes For For Cannabis ETF Holdings, Inc. 2021 Approve Ernst & Young LLP AdvisorShares Pure Charlotte’s Web 06/09/ as Auditors and Authorize CWEB 16106R109 Management Yes For For Cannabis ETF Holdings, Inc. 2021 Board to Fix Their Remuneration AdvisorShares Pure Charlotte’s Web 06/09/ Amend Long Term Incentive CWEB 16106R109 Management Yes For Against Cannabis ETF Holdings, Inc. 2021 Plan AdvisorShares Pure MediPharm Labs 06/09/ Elect Director Patrick LABS 58504D100 Management Yes For For Cannabis ETF Corp. 2021 McCutcheon AdvisorShares Pure MediPharm Labs 06/09/ LABS 58504D100 Elect Director Keith Strachan Management Yes For For Cannabis ETF Corp. 2021 AdvisorShares Pure MediPharm Labs 06/09/ LABS 58504D100 Elect Director Chris Taves Management Yes For For Cannabis ETF Corp. 2021 AdvisorShares Pure MediPharm Labs 06/09/ LABS 58504D100 Elect Director Chris Halyk Management Yes For For Cannabis ETF Corp. 2021 AdvisorShares Pure MediPharm Labs 06/09/ LABS 58504D100 Elect Director Paul Tam Management Yes For For Cannabis ETF Corp. 2021 AdvisorShares Pure MediPharm Labs 06/09/ Elect Director Miriam LABS 58504D100 Management Yes For For Cannabis ETF Corp. 2021 McDonald AdvisorShares Pure MediPharm Labs 06/09/ LABS 58504D100 Elect Director Shelley Martin Management Yes For For Cannabis ETF Corp. 2021 AdvisorShares Pure MediPharm Labs 06/09/ LABS 58504D100 Elect Director Warren Everitt Management Yes For For Cannabis ETF Corp. 2021 Approve KPMG LLP as AdvisorShares Pure MediPharm Labs 06/09/ Auditors and Authorize LABS 58504D100 Management Yes For For Cannabis ETF Corp. 2021 Board to Fix Their Remuneration AdvisorShares Pure PharmaCielo 06/10/ Fix Number of Directors at PCLO 71716K101 Management Yes For For Cannabis ETF Ltd. 2021 Six

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Pure PharmaCielo 06/10/ PCLO 71716K101 Elect Director Bill Petron Management Yes For For Cannabis ETF Ltd. 2021 AdvisorShares Pure PharmaCielo 06/10/ Elect Director Henning von PCLO 71716K101 Management Yes For For Cannabis ETF Ltd. 2021 Koss AdvisorShares Pure PharmaCielo 06/10/ PCLO 71716K101 Elect Director Douglas Bache Management Yes For For Cannabis ETF Ltd. 2021 AdvisorShares Pure PharmaCielo 06/10/ Elect Director Claudia PCLO 71716K101 Management Yes For For Cannabis ETF Ltd. 2021 Jimenez AdvisorShares Pure PharmaCielo 06/10/ PCLO 71716K101 Elect Director Marc Lustig Management Yes For For Cannabis ETF Ltd. 2021 AdvisorShares Pure PharmaCielo 06/10/ Elect Director Matteo PCLO 71716K101 Management Yes For For Cannabis ETF Ltd. 2021 Pellegrini Approve MNP LLP as AdvisorShares Pure PharmaCielo 06/10/ Auditors and Authorize PCLO 71716K101 Management Yes For For Cannabis ETF Ltd. 2021 Board to Fix Their Remuneration AdvisorShares Pure PharmaCielo 06/10/ PCLO 71716K101 Amend Stock Option Plan Management Yes For Against Cannabis ETF Ltd. 2021 AdvisorShares Pure PharmaCielo 06/10/ PCLO 71716K101 Amend RSU Plan Management Yes For Against Cannabis ETF Ltd. 2021 AdvisorShares Pure PharmaCielo 06/10/ PCLO 71716K101 Amend DSU Plan Management Yes For Against Cannabis ETF Ltd. 2021 AdvisorShares Pure PharmaCielo 06/10/ Approve Additional PCLO 71716K101 Management Yes For Against Cannabis ETF Ltd. 2021 Amendments to DSU Plan AdvisorShares Pure PharmaCielo 06/10/ Approve Advance Notice PCLO 71716K101 Management Yes For For Cannabis ETF Ltd. 2021 Provision The Supreme AdvisorShares Pure 06/10/ Approve Acquisition by Cannabis FIRE 86860J106 Management Yes For For Cannabis ETF 2021 Canopy Growth Corporation Company, Inc. Village Farms AdvisorShares Pure 06/10/ Elect Director Michael A. International, VFF 92707Y108 Management Yes For For Cannabis ETF 2021 DeGiglio Inc. Village Farms AdvisorShares Pure 06/10/ International, VFF 92707Y108 Elect Director John P. Henry Management Yes For For Cannabis ETF 2021 Inc. Village Farms AdvisorShares Pure 06/10/ Elect Director David International, VFF 92707Y108 Management Yes For For Cannabis ETF 2021 Holewinski Inc. Village Farms AdvisorShares Pure 06/10/ Elect Director John R. International, VFF 92707Y108 Management Yes For For Cannabis ETF 2021 McLernon Inc. Village Farms AdvisorShares Pure 06/10/ Elect Director Stephen C. International, VFF 92707Y108 Management Yes For For Cannabis ETF 2021 Ruffini Inc. Village Farms AdvisorShares Pure 06/10/ Elect Director Christopher C. International, VFF 92707Y108 Management Yes For For Cannabis ETF 2021 Woodward Inc. Approve Village Farms PricewaterhouseCoopers LLP AdvisorShares Pure 06/10/ International, VFF 92707Y108 as Auditors and Authorize Management Yes For For Cannabis ETF 2021 Inc. Board to Fix Their Remuneration Village Farms AdvisorShares Pure 06/10/ International, VFF 92707Y108 Re-approve Equity Plan Management Yes For Against Cannabis ETF 2021 Inc. Village Farms AdvisorShares Pure 06/10/ International, VFF 92707Y108 Amend Equity Plan Management Yes For For Cannabis ETF 2021 Inc. Arena AdvisorShares Pure 06/11/ Pharmaceuticals, ARNA 040047607 Elect Director Jayson Dallas Management Yes For For Cannabis ETF 2021 Inc. Arena AdvisorShares Pure 06/11/ Pharmaceuticals, ARNA 040047607 Elect Director Oliver Fetzer Management Yes For For Cannabis ETF 2021 Inc. Arena AdvisorShares Pure 06/11/ Elect Director Kieran T. Pharmaceuticals, ARNA 040047607 Management Yes For For Cannabis ETF 2021 Gallahue Inc. Arena AdvisorShares Pure 06/11/ Pharmaceuticals, ARNA 040047607 Elect Director Jennifer Jarrett Management Yes For For Cannabis ETF 2021 Inc.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Arena AdvisorShares Pure 06/11/ Elect Director Katharine Pharmaceuticals, ARNA 040047607 Management Yes For For Cannabis ETF 2021 Knobil Inc. Arena AdvisorShares Pure 06/11/ Elect Director Amit D. Pharmaceuticals, ARNA 040047607 Management Yes For For Cannabis ETF 2021 Munshi Inc. Arena AdvisorShares Pure 06/11/ Pharmaceuticals, ARNA 040047607 Elect Director Garry A. Neil Management Yes For For Cannabis ETF 2021 Inc. Arena AdvisorShares Pure 06/11/ Pharmaceuticals, ARNA 040047607 Elect Director Tina S. Nova Management Yes For For Cannabis ETF 2021 Inc. Arena AdvisorShares Pure 06/11/ Pharmaceuticals, ARNA 040047607 Elect Director Nawal Ouzren Management Yes For For Cannabis ETF 2021 Inc. Arena Advisory Vote to Ratify AdvisorShares Pure 06/11/ Pharmaceuticals, ARNA 040047607 Named Executive Officers’ Management Yes For For Cannabis ETF 2021 Inc. Compensation Arena AdvisorShares Pure 06/11/ Pharmaceuticals, ARNA 040047607 Approve Omnibus Stock Plan Management Yes For For Cannabis ETF 2021 Inc. Arena AdvisorShares Pure 06/11/ Ratify KPMG LLP as Pharmaceuticals, ARNA 040047607 Management Yes For For Cannabis ETF 2021 Auditors Inc. Corbus AdvisorShares Pure 06/17/ Pharmaceuticals CRBP 21833P103 Elect Director Yuval Cohen Management Yes For For Cannabis ETF 2021 Holdings, Inc. Corbus AdvisorShares Pure 06/17/ Pharmaceuticals CRBP 21833P103 Elect Director Alan Holmer Management Yes For For Cannabis ETF 2021 Holdings, Inc. Corbus AdvisorShares Pure 06/17/ Elect Director Avery W. Pharmaceuticals CRBP 21833P103 Management Yes For For Cannabis ETF 2021 (Chip) Catlin Holdings, Inc. Corbus AdvisorShares Pure 06/17/ Elect Director Peter Pharmaceuticals CRBP 21833P103 Management Yes For For Cannabis ETF 2021 Salzmann Holdings, Inc. Corbus AdvisorShares Pure 06/17/ Elect Director John K. Pharmaceuticals CRBP 21833P103 Management Yes For For Cannabis ETF 2021 Jenkins Holdings, Inc. Corbus AdvisorShares Pure 06/17/ Elect Director Rachelle S. Pharmaceuticals CRBP 21833P103 Management Yes For For Cannabis ETF 2021 Jacques Holdings, Inc. Corbus AdvisorShares Pure 06/17/ Ratify EisnerAmper LLP as Pharmaceuticals CRBP 21833P103 Management Yes For For Cannabis ETF 2021 Auditors Holdings, Inc. Corbus Advisory Vote to Ratify AdvisorShares Pure 06/17/ Pharmaceuticals CRBP 21833P103 Named Executive Officers’ Management Yes For For Cannabis ETF 2021 Holdings, Inc. Compensation Corbus AdvisorShares Pure 06/17/ Increase Authorized Pharmaceuticals CRBP 21833P103 Management Yes For Against Cannabis ETF 2021 Common Stock Holdings, Inc. AdvisorShares Pure Intec Pharma 06/21/ NTEC M53644148 Approve Merger Agreement Management Yes For For Cannabis ETF Ltd. 2021 Change Jurisdiction of AdvisorShares Pure Intec Pharma 06/21/ NTEC M53644148 Incorporation from Israel to Management Yes For For Cannabis ETF Ltd. 2021 Delaware AdvisorShares Pure Intec Pharma 06/21/ NTEC M53644148 Approve Reverse Stock Split Management Yes For For Cannabis ETF Ltd. 2021 AdvisorShares Pure Intec Pharma 06/21/ Elect Director Roger J. NTEC M53644148 Management Yes For For Cannabis ETF Ltd. 2021 Pomerantz AdvisorShares Pure Intec Pharma 06/21/ Elect Director Jeffrey A. NTEC M53644148 Management Yes For For Cannabis ETF Ltd. 2021 Meckler AdvisorShares Pure Intec Pharma 06/21/ NTEC M53644148 Elect Director Hila Karah Management Yes For For Cannabis ETF Ltd. 2021 AdvisorShares Pure Intec Pharma 06/21/ Elect Director Anthony J. NTEC M53644148 Management Yes For For Cannabis ETF Ltd. 2021 Maddaluna AdvisorShares Pure Intec Pharma 06/21/ Elect Director William B. NTEC M53644148 Management Yes For For Cannabis ETF Ltd. 2021 Hayes AdvisorShares Pure Intec Pharma 06/21/ Elect Director Michael J. NTEC M53644148 Management Yes For For Cannabis ETF Ltd. 2021 Newman

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Pure Intec Pharma 06/21/ NTEC M53644148 Elect Director Hoonmo Lee Management Yes For For Cannabis ETF Ltd. 2021 AdvisorShares Pure Intec Pharma 06/21/ Elect Director Brian NTEC M53644148 Management Yes For For Cannabis ETF Ltd. 2021 O’Callaghan AdvisorShares Pure Intec Pharma 06/21/ NTEC M53644148 Approve Omnibus Stock Plan Management Yes For For Cannabis ETF Ltd. 2021 AdvisorShares Pure Intec Pharma 06/21/ Approve Issuance of Shares NTEC M53644148 Management Yes For For Cannabis ETF Ltd. 2021 for a Private Placement AdvisorShares Pure Intec Pharma 06/21/ NTEC M53644148 Adjourn Meeting Management Yes For For Cannabis ETF Ltd. 2021 AdvisorShares Pure GrowGeneration, 06/24/ Elect Director Michael GRWG 39986L109 Management Yes For For Cannabis ETF Corp. 2021 Salaman AdvisorShares Pure GrowGeneration, 06/24/ Elect Director Darren GRWG 39986L109 Management Yes For For Cannabis ETF Corp. 2021 Lampert AdvisorShares Pure GrowGeneration, 06/24/ GRWG 39986L109 Elect Director Stephen Aiello Management Yes For Withhold Cannabis ETF Corp. 2021 AdvisorShares Pure GrowGeneration, 06/24/ GRWG 39986L109 Elect Director Sean Stiefel Management Yes For For Cannabis ETF Corp. 2021 AdvisorShares Pure GrowGeneration, 06/24/ GRWG 39986L109 Elect Director Paul Ciasullo Management Yes For Withhold Cannabis ETF Corp. 2021 AdvisorShares Pure GrowGeneration, 06/24/ Ratify Plante & Moran, GRWG 39986L109 Management Yes For For Cannabis ETF Corp. 2021 PLLC as Auditors AdvisorShares Pure Cronos Group 06/25/ CRON 22717L101 Elect Director Jason Adler Management Yes For For Cannabis ETF Inc. 2021 AdvisorShares Pure Cronos Group 06/25/ Elect Director Kendrick CRON 22717L101 Management Yes For For Cannabis ETF Inc. 2021 Ashton, Jr. AdvisorShares Pure Cronos Group 06/25/ CRON 22717L101 Elect Director Jody Begley Management Yes For For Cannabis ETF Inc. 2021 AdvisorShares Pure Cronos Group 06/25/ Elect Director Murray CRON 22717L101 Management Yes For For Cannabis ETF Inc. 2021 Garnick AdvisorShares Pure Cronos Group 06/25/ Elect Director Michael CRON 22717L101 Management Yes For Withhold Cannabis ETF Inc. 2021 Gorenstein AdvisorShares Pure Cronos Group 06/25/ Elect Director Heather CRON 22717L101 Management Yes For For Cannabis ETF Inc. 2021 Newman AdvisorShares Pure Cronos Group 06/25/ CRON 22717L101 Elect Director James Rudyk Management Yes For For Cannabis ETF Inc. 2021 Advisory Vote to Ratify AdvisorShares Pure Cronos Group 06/25/ CRON 22717L101 Named Executive Officers’ Management Yes For For Cannabis ETF Inc. 2021 Compensation Approve KPMG LLP as AdvisorShares Pure Cronos Group 06/25/ Auditors and Authorize CRON 22717L101 Management Yes For For Cannabis ETF Inc. 2021 Board to Fix Their Remuneration AdvisorShares Pure Cronos Group 06/25/ CRON 22717L101 Elect Director Jason Adler Management Yes For For Cannabis ETF Inc. 2021 AdvisorShares Pure Cronos Group 06/25/ Elect Director Kendrick CRON 22717L101 Management Yes For For Cannabis ETF Inc. 2021 Ashton, Jr. AdvisorShares Pure Cronos Group 06/25/ CRON 22717L101 Elect Director Jody Begley Management Yes For For Cannabis ETF Inc. 2021 AdvisorShares Pure Cronos Group 06/25/ Elect Director Murray CRON 22717L101 Management Yes For For Cannabis ETF Inc. 2021 Garnick AdvisorShares Pure Cronos Group 06/25/ Elect Director Michael CRON 22717L101 Management Yes For Withhold Cannabis ETF Inc. 2021 Gorenstein AdvisorShares Pure Cronos Group 06/25/ Elect Director Heather CRON 22717L101 Management Yes For For Cannabis ETF Inc. 2021 Newman AdvisorShares Pure Cronos Group 06/25/ CRON 22717L101 Elect Director James Rudyk Management Yes For For Cannabis ETF Inc. 2021 Advisory Vote to Ratify AdvisorShares Pure Cronos Group 06/25/ CRON 22717L101 Named Executive Officers’ Management Yes For For Cannabis ETF Inc. 2021 Compensation Approve KPMG LLP as AdvisorShares Pure Cronos Group 06/25/ Auditors and Authorize CRON 22717L101 Management Yes For For Cannabis ETF Inc. 2021 Board to Fix Their Remuneration AdvisorShares Pure Aleafia Health 06/28/ AH 01444Q104 Elect Director Lea M. Ray Management Yes For For Cannabis ETF Inc. 2021 AdvisorShares Pure Aleafia Health 06/28/ AH 01444Q104 Elect Director Mark Sandler Management Yes For For Cannabis ETF Inc. 2021 AdvisorShares Pure Aleafia Health 06/28/ Elect Director Loreto AH 01444Q104 Management Yes For For Cannabis ETF Inc. 2021 Grimaldi

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Pure Aleafia Health 06/28/ Elect Director Luciano AH 01444Q104 Management Yes For For Cannabis ETF Inc. 2021 Galasso AdvisorShares Pure Aleafia Health 06/28/ AH 01444Q104 Elect Director Carlo Sistilli Management Yes For For Cannabis ETF Inc. 2021 AdvisorShares Pure Aleafia Health 06/28/ Elect Director Michael AH 01444Q104 Management Yes For For Cannabis ETF Inc. 2021 LeClair AdvisorShares Pure Aleafia Health 06/28/ AH 01444Q104 Elect Director Ian Troop Management Yes For For Cannabis ETF Inc. 2021 Approve Manning Elliott AdvisorShares Pure Aleafia Health 06/28/ LLP as Auditors and AH 01444Q104 Management Yes For For Cannabis ETF Inc. 2021 Authorize Board to Fix Their Remuneration AdvisorShares Pure Cardiol 06/29/ CRDL 14161Y200 Elect Director David Elsley Management Yes For Withhold Cannabis ETF Therapeutics Inc. 2021 AdvisorShares Pure Cardiol 06/29/ Elect Director Eldon R. CRDL 14161Y200 Management Yes For Withhold Cannabis ETF Therapeutics Inc. 2021 Smith AdvisorShares Pure Cardiol 06/29/ Elect Director Deborah CRDL 14161Y200 Management Yes For For Cannabis ETF Therapeutics Inc. 2021 Brown AdvisorShares Pure Cardiol 06/29/ CRDL 14161Y200 Elect Director Iain Chalmers Management Yes For Withhold Cannabis ETF Therapeutics Inc. 2021 AdvisorShares Pure Cardiol 06/29/ CRDL 14161Y200 Elect Director Colin Stott Management Yes For For Cannabis ETF Therapeutics Inc. 2021 AdvisorShares Pure Cardiol 06/29/ CRDL 14161Y200 Elect Director Peter Pekos Management Yes For Withhold Cannabis ETF Therapeutics Inc. 2021 AdvisorShares Pure Cardiol 06/29/ Elect Director Guillermo CRDL 14161Y200 Management Yes For For Cannabis ETF Therapeutics Inc. 2021 Torre-Amione Approve BDO Canada LLP AdvisorShares Pure Cardiol 06/29/ as Auditors and Authorize CRDL 14161Y200 Management Yes For For Cannabis ETF Therapeutics Inc. 2021 Board to Fix Their Remuneration AdvisorShares Pure Cardiol 06/29/ Approve Omnibus Equity CRDL 14161Y200 Management Yes For Against Cannabis ETF Therapeutics Inc. 2021 Incentive Plan The Green AdvisorShares Pure Organic 06/29/ Fix Number of Directors at TGOD 393210208 Management Yes For For Cannabis ETF Dutchman 2021 Seven Holdings Ltd. The Green AdvisorShares Pure Organic 06/29/ Elect Director Jeffrey James TGOD 393210208 Management Yes For For Cannabis ETF Dutchman 2021 Scott Holdings Ltd. The Green AdvisorShares Pure Organic 06/29/ Elect Director Sean TGOD 393210208 Management Yes For For Cannabis ETF Dutchman 2021 Bovingdon Holdings Ltd. The Green AdvisorShares Pure Organic 06/29/ TGOD 393210208 Elect Director Marc Bertrand Management Yes For For Cannabis ETF Dutchman 2021 Holdings Ltd. The Green AdvisorShares Pure Organic 06/29/ Elect Director Nicholas G. TGOD 393210208 Management Yes For For Cannabis ETF Dutchman 2021 Kirton Holdings Ltd. The Green AdvisorShares Pure Organic 06/29/ Elect Director Caroline TGOD 393210208 Management Yes For For Cannabis ETF Dutchman 2021 MacCallum Holdings Ltd. The Green AdvisorShares Pure Organic 06/29/ Elect Director Jacques TGOD 393210208 Management Yes For For Cannabis ETF Dutchman 2021 Dessureault Holdings Ltd. The Green AdvisorShares Pure Organic 06/29/ TGOD 393210208 Elect Director Adam Jaffe Management Yes For For Cannabis ETF Dutchman 2021 Holdings Ltd. The Green Approve KPMG LLP as AdvisorShares Pure Organic 06/29/ Auditors and Authorize TGOD 393210208 Management Yes For For Cannabis ETF Dutchman 2021 Board to Fix Their Holdings Ltd. Remuneration

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document The Green AdvisorShares Pure Organic 06/29/ Re-approve Stock Option TGOD 393210208 Management Yes For Against Cannabis ETF Dutchman 2021 Plan Holdings Ltd. AdvisorShares Pure Khiron Life 06/30/ Fix Number of Directors at KHRN 49374L306 Management Yes For For Cannabis ETF Sciences Corp. 2021 Six AdvisorShares Pure Khiron Life 06/30/ Elect Director Juan Carlos KHRN 49374L306 Management Yes For For Cannabis ETF Sciences Corp. 2021 Echeverry AdvisorShares Pure Khiron Life 06/30/ KHRN 49374L306 Elect Director Vicente Fox Management Yes For For Cannabis ETF Sciences Corp. 2021 AdvisorShares Pure Khiron Life 06/30/ KHRN 49374L306 Elect Director Chris Naprawa Management Yes For For Cannabis ETF Sciences Corp. 2021 AdvisorShares Pure Khiron Life 06/30/ Elect Director Deborah KHRN 49374L306 Management Yes For For Cannabis ETF Sciences Corp. 2021 Rosati AdvisorShares Pure Khiron Life 06/30/ KHRN 49374L306 Elect Director Alvaro Torres Management Yes For Withhold Cannabis ETF Sciences Corp. 2021 AdvisorShares Pure Khiron Life 06/30/ KHRN 49374L306 Elect Director Alvaro Yanez Management Yes For For Cannabis ETF Sciences Corp. 2021 Approve BDO Canada LLP AdvisorShares Pure Khiron Life 06/30/ as Auditors and Authorize KHRN 49374L306 Management Yes For For Cannabis ETF Sciences Corp. 2021 Board to Fix Their Remuneration AdvisorShares Pure 06/30/ Elect Director G. Edmund WeedMD Inc. WMD 948525100 Management Yes For For Cannabis ETF 2021 King AdvisorShares Pure 06/30/ Elect Director Luciano WeedMD Inc. WMD 948525100 Management Yes For For Cannabis ETF 2021 Cacioppo AdvisorShares Pure 06/30/ WeedMD Inc. WMD 948525100 Elect Director George Scorsis Management Yes For For Cannabis ETF 2021 AdvisorShares Pure 06/30/ Elect Director Jason WeedMD Inc. WMD 948525100 Management Yes For For Cannabis ETF 2021 Alexander AdvisorShares Pure 06/30/ WeedMD Inc. WMD 948525100 Elect Director Gail Paech Management Yes For For Cannabis ETF 2021 AdvisorShares Pure 06/30/ WeedMD Inc. WMD 948525100 Elect Director Bruce Croxon Management Yes For For Cannabis ETF 2021 Approve RSM Canada LLP AdvisorShares Pure 06/30/ as Auditors and Authorize WeedMD Inc. WMD 948525100 Management Yes For For Cannabis ETF 2021 Board to Fix Their Remuneration AdvisorShares Pure 06/30/ Approve Omnibus Incentive WeedMD Inc. WMD 948525100 Management Yes For For Cannabis ETF 2021 Plan AdvisorShares Pure 06/30/ Change Company Name to WeedMD Inc. WMD 948525100 Management Yes For For Cannabis ETF 2021 Entourage Health Corp.

======ADVISORSHARES PURE US CANNABIS ETF======

Institutional Account Primary Meeting Management Vote Company Name Ticker Proposal Text Proponent Voted Name CUSIP Date Recommendation Instruction AdvisorShares Pure 12/14/ Ratify Marcum LLP as Akerna Corp. KERN 00973W102 Management Yes For For US Cannabis ETF 2020 Auditors AdvisorShares Pure 12/14/ Approve Issuance of Shares Akerna Corp. KERN 00973W102 Management Yes For For US Cannabis ETF 2020 for a Private Placement AdvisorShares Pure 12/14/ Akerna Corp. KERN 00973W102 Amend Omnibus Stock Plan Management Yes For For US Cannabis ETF 2020 Amend Certificate of Silver Spike Incorporation to Extend AdvisorShares Pure 01/13/ Acquisition SSPK G8136L106 Consummation of Business Management Yes For For US Cannabis ETF 2021 Corp. Combination from February 12, 2021 to July 10, 2021 Silver Spike AdvisorShares Pure 01/13/ Acquisition SSPK G8136L106 Adjourn Meeting Management Yes For For US Cannabis ETF 2021 Corp. AdvisorShares Pure 03/12/ Elect Director Martin A. cbdMD, Inc. YCBD 12482W101 Management Yes For For US Cannabis ETF 2021 Sumichrast AdvisorShares Pure 03/12/ Elect Director R. Scott cbdMD, Inc. YCBD 12482W101 Management Yes For For US Cannabis ETF 2021 Coffman

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares Pure 03/12/ cbdMD, Inc. YCBD 12482W101 Elect Director Bakari Sellers Management Yes For For US Cannabis ETF 2021 AdvisorShares Pure 03/12/ Elect Director William F. cbdMD, Inc. YCBD 12482W101 Management Yes For For US Cannabis ETF 2021 Raines, III AdvisorShares Pure 03/12/ cbdMD, Inc. YCBD 12482W101 Elect Director Peter Ghiloni Management Yes For For US Cannabis ETF 2021 AdvisorShares Pure 03/12/ Elect Director Scott G. cbdMD, Inc. YCBD 12482W101 Management Yes For For US Cannabis ETF 2021 Stephen AdvisorShares Pure 03/12/ cbdMD, Inc. YCBD 12482W101 Elect Director Sim Farar Management Yes For For US Cannabis ETF 2021 AdvisorShares Pure 03/12/ Ratify Cherry Bekaert LLP cbdMD, Inc. YCBD 12482W101 Management Yes For For US Cannabis ETF 2021 as Auditors AdvisorShares Pure 03/12/ cbdMD, Inc. YCBD 12482W101 Approve Omnibus Stock Plan Management Yes For Against US Cannabis ETF 2021 Advisory Vote to Ratify AdvisorShares Pure 03/12/ cbdMD, Inc. YCBD 12482W101 Named Executive Officers’ Management Yes For For US Cannabis ETF 2021 Compensation AdvisorShares Pure PerkinElmer, 04/27/ PKI 714046109 Elect Director Peter Barrett Management Yes For For US Cannabis ETF Inc. 2021 AdvisorShares Pure PerkinElmer, 04/27/ Elect Director Samuel R. PKI 714046109 Management Yes For For US Cannabis ETF Inc. 2021 Chapin AdvisorShares Pure PerkinElmer, 04/27/ Elect Director Sylvie PKI 714046109 Management Yes For For US Cannabis ETF Inc. 2021 Gregoire AdvisorShares Pure PerkinElmer, 04/27/ Elect Director Alexis P. PKI 714046109 Management Yes For For US Cannabis ETF Inc. 2021 Michas AdvisorShares Pure PerkinElmer, 04/27/ Elect Director Prahlad R. PKI 714046109 Management Yes For For US Cannabis ETF Inc. 2021 Singh AdvisorShares Pure PerkinElmer, 04/27/ Elect Director Michel PKI 714046109 Management Yes For For US Cannabis ETF Inc. 2021 Vounatsos AdvisorShares Pure PerkinElmer, 04/27/ PKI 714046109 Elect Director Frank Witney Management Yes For For US Cannabis ETF Inc. 2021 AdvisorShares Pure PerkinElmer, 04/27/ PKI 714046109 Elect Director Pascale Witz Management Yes For For US Cannabis ETF Inc. 2021 AdvisorShares Pure PerkinElmer, 04/27/ Ratify Deloitte & Touche PKI 714046109 Management Yes For For US Cannabis ETF Inc. 2021 LLP as Auditors Advisory Vote to Ratify AdvisorShares Pure PerkinElmer, 04/27/ PKI 714046109 Named Executive Officers’ Management Yes For For US Cannabis ETF Inc. 2021 Compensation AdvisorShares Pure HempFusion 05/14/ CBD.U 423821107 Elect Director Jason Mitchell Management Yes For Withhold US Cannabis ETF Wellness Inc. 2021 AdvisorShares Pure HempFusion 05/14/ CBD.U 423821107 Elect Director Ian deQueiroz Management Yes For Withhold US Cannabis ETF Wellness Inc. 2021 AdvisorShares Pure HempFusion 05/14/ Elect Director G. Scott CBD.U 423821107 Management Yes For Withhold US Cannabis ETF Wellness Inc. 2021 Greenburg AdvisorShares Pure HempFusion 05/14/ CBD.U 423821107 Elect Director Nick Grafton Management Yes For Withhold US Cannabis ETF Wellness Inc. 2021 AdvisorShares Pure HempFusion 05/14/ Elect Director Merrick CBD.U 423821107 Management Yes For For US Cannabis ETF Wellness Inc. 2021 Andlinger AdvisorShares Pure HempFusion 05/14/ CBD.U 423821107 Elect Director David Doherty Management Yes For For US Cannabis ETF Wellness Inc. 2021 AdvisorShares Pure HempFusion 05/14/ CBD.U 423821107 Elect Director Gordon Fox Management Yes For For US Cannabis ETF Wellness Inc. 2021 AdvisorShares Pure HempFusion 05/14/ Elect Director Desmond CBD.U 423821107 Management Yes For Withhold US Cannabis ETF Wellness Inc. 2021 Balakrishnan AdvisorShares Pure HempFusion 05/14/ CBD.U 423821107 Ratify MNP LLP as Auditors Management Yes For For US Cannabis ETF Wellness Inc. 2021 AdvisorShares Pure 05/26/ Elect Director David H. Power REIT PW 73933H101 Management Yes For For US Cannabis ETF 2021 Lesser AdvisorShares Pure 05/26/ Elect Director Virgil E. Power REIT PW 73933H101 Management Yes For For US Cannabis ETF 2021 Wenger AdvisorShares Pure 05/26/ Elect Director Patrick R. Power REIT PW 73933H101 Management Yes For Withhold US Cannabis ETF 2021 Haynes, III AdvisorShares Pure 05/26/ Elect Director William S. Power REIT PW 73933H101 Management Yes For Withhold US Cannabis ETF 2021 Susman AdvisorShares Pure 05/26/ Elect Director Paula J. Power REIT PW 73933H101 Management Yes For For US Cannabis ETF 2021 Poskon AdvisorShares Pure 05/26/ Ratify MaloneBailey, LLP as Power REIT PW 73933H101 Management Yes For For US Cannabis ETF 2021 Auditors

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Advisory Vote to Ratify AdvisorShares Pure 05/26/ Power REIT PW 73933H101 Named Executive Officers’ Management Yes For For US Cannabis ETF 2021 Compensation AdvisorShares Pure 05/26/ Advisory Vote on Say on Pay Power REIT PW 73933H101 Management Yes Three Years One Year US Cannabis ETF 2021 Frequency Innovative AdvisorShares Pure 06/04/ Industrial IIPR 45781V101 Elect Director Alan Gold Management Yes For For US Cannabis ETF 2021 Properties, Inc. Innovative AdvisorShares Pure 06/04/ Industrial IIPR 45781V101 Elect Director Gary Kreitzer Management Yes For For US Cannabis ETF 2021 Properties, Inc. Innovative AdvisorShares Pure 06/04/ Industrial IIPR 45781V101 Elect Director Mary Curran Management Yes For For US Cannabis ETF 2021 Properties, Inc. Innovative AdvisorShares Pure 06/04/ Elect Director Scott Industrial IIPR 45781V101 Management Yes For For US Cannabis ETF 2021 Shoemaker Properties, Inc. Innovative AdvisorShares Pure 06/04/ Industrial IIPR 45781V101 Elect Director Paul Smithers Management Yes For For US Cannabis ETF 2021 Properties, Inc. Innovative AdvisorShares Pure 06/04/ Industrial IIPR 45781V101 Elect Director David Stecher Management Yes For For US Cannabis ETF 2021 Properties, Inc. Innovative AdvisorShares Pure 06/04/ Ratify BDO USA, LLP as Industrial IIPR 45781V101 Management Yes For For US Cannabis ETF 2021 Auditors Properties, Inc. Innovative Advisory Vote to Ratify AdvisorShares Pure 06/04/ Industrial IIPR 45781V101 Named Executive Officers’ Management Yes For For US Cannabis ETF 2021 Properties, Inc. Compensation Hydrofarm AdvisorShares Pure 06/08/ Holdings Group, HYFM 44888K209 Elect Director William Toler Management Yes For Withhold US Cannabis ETF 2021 Inc. Hydrofarm AdvisorShares Pure 06/08/ Holdings Group, HYFM 44888K209 Elect Director Patrick Chung Management Yes For For US Cannabis ETF 2021 Inc. Hydrofarm AdvisorShares Pure 06/08/ Ratify Deloitte & Touche Holdings Group, HYFM 44888K209 Management Yes For For US Cannabis ETF 2021 LLP as Auditors Inc. AdvisorShares Pure Charlotte’s Web 06/09/ Fix Number of Directors at CWEB 16106R109 Management Yes For For US Cannabis ETF Holdings, Inc. 2021 Five AdvisorShares Pure Charlotte’s Web 06/09/ Elect Director Adrienne CWEB 16106R109 Management Yes For For US Cannabis ETF Holdings, Inc. 2021 Elsner AdvisorShares Pure Charlotte’s Web 06/09/ CWEB 16106R109 Elect Director John Held Management Yes For For US Cannabis ETF Holdings, Inc. 2021 AdvisorShares Pure Charlotte’s Web 06/09/ Elect Director Jacques CWEB 16106R109 Management Yes For For US Cannabis ETF Holdings, Inc. 2021 Tortoroli AdvisorShares Pure Charlotte’s Web 06/09/ CWEB 16106R109 Elect Director Jean Birch Management Yes For For US Cannabis ETF Holdings, Inc. 2021 AdvisorShares Pure Charlotte’s Web 06/09/ CWEB 16106R109 Elect Director Susan Vogt Management Yes For For US Cannabis ETF Holdings, Inc. 2021 Approve Ernst & Young LLP AdvisorShares Pure Charlotte’s Web 06/09/ as Auditors and Authorize CWEB 16106R109 Management Yes For For US Cannabis ETF Holdings, Inc. 2021 Board to Fix Their Remuneration AdvisorShares Pure Charlotte’s Web 06/09/ Amend Long Term Incentive CWEB 16106R109 Management Yes For Against US Cannabis ETF Holdings, Inc. 2021 Plan AdvisorShares Pure Charlotte’s Web 06/09/ Fix Number of Directors at CWEB 16106R109 Management Yes For For US Cannabis ETF Holdings, Inc. 2021 Five AdvisorShares Pure Charlotte’s Web 06/09/ Elect Director Adrienne CWEB 16106R109 Management Yes For For US Cannabis ETF Holdings, Inc. 2021 Elsner AdvisorShares Pure Charlotte’s Web 06/09/ CWEB 16106R109 Elect Director John Held Management Yes For For US Cannabis ETF Holdings, Inc. 2021 AdvisorShares Pure Charlotte’s Web 06/09/ Elect Director Jacques CWEB 16106R109 Management Yes For For US Cannabis ETF Holdings, Inc. 2021 Tortoroli AdvisorShares Pure Charlotte’s Web 06/09/ CWEB 16106R109 Elect Director Jean Birch Management Yes For For US Cannabis ETF Holdings, Inc. 2021 AdvisorShares Pure Charlotte’s Web 06/09/ CWEB 16106R109 Elect Director Susan Vogt Management Yes For For US Cannabis ETF Holdings, Inc. 2021

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Approve Ernst & Young LLP AdvisorShares Pure Charlotte’s Web 06/09/ as Auditors and Authorize CWEB 16106R109 Management Yes For For US Cannabis ETF Holdings, Inc. 2021 Board to Fix Their Remuneration AdvisorShares Pure Charlotte’s Web 06/09/ Amend Long Term Incentive CWEB 16106R109 Management Yes For Against US Cannabis ETF Holdings, Inc. 2021 Plan AdvisorShares Pure GrowGeneration, 06/24/ Elect Director Michael GRWG 39986L109 Management Yes For For US Cannabis ETF Corp. 2021 Salaman AdvisorShares Pure GrowGeneration, 06/24/ Elect Director Darren GRWG 39986L109 Management Yes For For US Cannabis ETF Corp. 2021 Lampert AdvisorShares Pure GrowGeneration, 06/24/ GRWG 39986L109 Elect Director Stephen Aiello Management Yes For Withhold US Cannabis ETF Corp. 2021 AdvisorShares Pure GrowGeneration, 06/24/ GRWG 39986L109 Elect Director Sean Stiefel Management Yes For For US Cannabis ETF Corp. 2021 AdvisorShares Pure GrowGeneration, 06/24/ GRWG 39986L109 Elect Director Paul Ciasullo Management Yes For Withhold US Cannabis ETF Corp. 2021 AdvisorShares Pure GrowGeneration, 06/24/ Ratify Plante & Moran, GRWG 39986L109 Management Yes For For US Cannabis ETF Corp. 2021 PLLC as Auditors

======ADVISORSHARES RESTAURANT ETF======

Institutional Account Company Primary Meeting Management Vote Ticker Proposal Text Proponent Voted Name Name CUSIP Date Recommendation Instruction AdvisorShares 06/10/ GrubHub Inc. GRUB 400110102 Approve Merger Agreement Management Yes For For Restaurant ETF 2021 AdvisorShares 06/10/ Advisory Vote on Golden GrubHub Inc. GRUB 400110102 Management Yes For For Restaurant ETF 2021 Parachutes AdvisorShares 06/10/ GrubHub Inc. GRUB 400110102 Adjourn Meeting Management Yes For For Restaurant ETF 2021 Dave & AdvisorShares Buster’s 06/17/ Elect Director James P. PLAY 238337109 Management Yes For For Restaurant ETF Entertainment, 2021 Chambers Inc. Dave & AdvisorShares Buster’s 06/17/ Elect Director Hamish A. PLAY 238337109 Management Yes For For Restaurant ETF Entertainment, 2021 Dodds Inc. Dave & AdvisorShares Buster’s 06/17/ Elect Director Michael J. PLAY 238337109 Management Yes For For Restaurant ETF Entertainment, 2021 Griffith Inc. Dave & AdvisorShares Buster’s 06/17/ Elect Director John C. PLAY 238337109 Management Yes For For Restaurant ETF Entertainment, 2021 Hockin Inc. Dave & AdvisorShares Buster’s 06/17/ Elect Director Brian A. PLAY 238337109 Management Yes For For Restaurant ETF Entertainment, 2021 Jenkins Inc. Dave & AdvisorShares Buster’s 06/17/ Elect Director Patricia H. PLAY 238337109 Management Yes For For Restaurant ETF Entertainment, 2021 Mueller Inc. Dave & AdvisorShares Buster’s 06/17/ PLAY 238337109 Elect Director Atish Shah Management Yes For For Restaurant ETF Entertainment, 2021 Inc. Dave & AdvisorShares Buster’s 06/17/ Elect Director Kevin M. PLAY 238337109 Management Yes For For Restaurant ETF Entertainment, 2021 Sheehan Inc. Dave & AdvisorShares Buster’s 06/17/ Elect Director Jennifer PLAY 238337109 Management Yes For For Restaurant ETF Entertainment, 2021 Storms Inc.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Dave & AdvisorShares Buster’s 06/17/ Ratify KPMG LLP as PLAY 238337109 Management Yes For For Restaurant ETF Entertainment, 2021 Auditors Inc. Dave & Advisory Vote to Ratify AdvisorShares Buster’s 06/17/ PLAY 238337109 Named Executive Officers’ Management Yes For For Restaurant ETF Entertainment, 2021 Compensation Inc. Carrols AdvisorShares 06/18/ Elect Director David S. Restaurant TAST 14574X104 Management Yes For For Restaurant ETF 2021 Harris Group, Inc. Carrols AdvisorShares 06/18/ Elect Director Deborah M. Restaurant TAST 14574X104 Management Yes For For Restaurant ETF 2021 Derby Group, Inc. Carrols Advisory Vote to Ratify AdvisorShares 06/18/ Restaurant TAST 14574X104 Named Executive Officers’ Management Yes For For Restaurant ETF 2021 Group, Inc. Compensation Carrols AdvisorShares 06/18/ Restaurant TAST 14574X104 Amend Omnibus Stock Plan Management Yes For For Restaurant ETF 2021 Group, Inc. Carrols AdvisorShares 06/18/ Ratify Deloitte & Touche Restaurant TAST 14574X104 Management Yes For For Restaurant ETF 2021 LLP as Auditors Group, Inc. AdvisorShares 06/18/ Grubhub Inc. GRUB.XX1 400110102 Elect Director Katrina Lake Management Yes For Withhold Restaurant ETF 2021 AdvisorShares 06/18/ Elect Director Matthew Grubhub Inc. GRUB.XX1 400110102 Management Yes For Withhold Restaurant ETF 2021 Maloney AdvisorShares 06/18/ Elect Director Brian Grubhub Inc. GRUB.XX1 400110102 Management Yes For Withhold Restaurant ETF 2021 McAndrews AdvisorShares 06/18/ Ratify Crowe LLP as Grubhub Inc. GRUB.XX1 400110102 Management Yes For For Restaurant ETF 2021 Auditors Advisory Vote to Ratify AdvisorShares 06/18/ Grubhub Inc. GRUB.XX1 400110102 Named Executive Officers’ Management Yes For For Restaurant ETF 2021 Compensation AdvisorShares DoorDash, 06/22/ DASH 25809K105 Elect Director Tony Xu Management Yes For Against Restaurant ETF Inc. 2021 AdvisorShares DoorDash, 06/22/ Ratify KPMG LLP as DASH 25809K105 Management Yes For For Restaurant ETF Inc. 2021 Auditors Advisory Vote to Ratify AdvisorShares DoorDash, 06/22/ DASH 25809K105 Named Executive Officers’ Management Yes For Against Restaurant ETF Inc. 2021 Compensation AdvisorShares DoorDash, 06/22/ Advisory Vote on Say on DASH 25809K105 Management Yes One Year One Year Restaurant ETF Inc. 2021 Pay Frequency

======ADVISORSHARES VICE ETF ======

Institutional Account Company Primary Meeting Management Vote Ticker Proposal Text Proponent Voted Name Name CUSIP Date Recommendation Instruction AdvisorShares VICE Universal 08/04/ Elect Director George C. UVV 913456109 Management Yes For For ETF Corporation 2020 Freeman, III AdvisorShares VICE Universal 08/04/ Elect Director Lennart R. UVV 913456109 Management Yes For For ETF Corporation 2020 Freeman AdvisorShares VICE Universal 08/04/ Elect Director Jacqueline T. UVV 913456109 Management Yes For For ETF Corporation 2020 Williams Advisory Vote to Ratify AdvisorShares VICE Universal 08/04/ UVV 913456109 Named Executive Officers’ Management Yes For For ETF Corporation 2020 Compensation AdvisorShares VICE Universal 08/04/ Ratify Ernst & Young LLP as UVV 913456109 Management Yes For For ETF Corporation 2020 Auditors BJ’s AdvisorShares VICE 09/02/ Elect Director Peter ‘Pete’ A. Restaurants, BJRI 09180C106 Management Yes For For ETF 2020 Bassi Inc. BJ’s AdvisorShares VICE 09/02/ Restaurants, BJRI 09180C106 Elect Director Larry D. Bouts Management Yes For For ETF 2020 Inc.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document BJ’s AdvisorShares VICE 09/02/ Elect Director James ‘Jim’ A. Restaurants, BJRI 09180C106 Management Yes For For ETF 2020 Dal Pozzo Inc. BJ’s AdvisorShares VICE 09/02/ Elect Director Gerald ‘Jerry’ Restaurants, BJRI 09180C106 Management Yes For For ETF 2020 W. Deitchle Inc. BJ’s AdvisorShares VICE 09/02/ Elect Director Noah A. Restaurants, BJRI 09180C106 Management Yes For For ETF 2020 Elbogen Inc. BJ’s AdvisorShares VICE 09/02/ Elect Director Lea Anne S. Restaurants, BJRI 09180C106 Management Yes For For ETF 2020 Ottinger Inc. BJ’s AdvisorShares VICE 09/02/ Restaurants, BJRI 09180C106 Elect Director Keith E. Pascal Management Yes For Withhold ETF 2020 Inc. BJ’s AdvisorShares VICE 09/02/ Elect Director Janet M. Restaurants, BJRI 09180C106 Management Yes For For ETF 2020 Sherlock Inc. BJ’s AdvisorShares VICE 09/02/ Elect Director Gregory A. Restaurants, BJRI 09180C106 Management Yes For For ETF 2020 Trojan Inc. BJ’s AdvisorShares VICE 09/02/ Elect Director Patrick D. Restaurants, BJRI 09180C106 Management Yes For For ETF 2020 Walsh Inc. BJ’s Advisory Vote to Ratify AdvisorShares VICE 09/02/ Restaurants, BJRI 09180C106 Named Executive Officers’ Management Yes For For ETF 2020 Inc. Compensation BJ’s AdvisorShares VICE 09/02/ Ratify Ernst & Young LLP as Restaurants, BJRI 09180C106 Management Yes For For ETF 2020 Auditor Inc. AdvisorShares VICE RCI Hospitality 09/14/ RICK 74934Q108 Elect Director Eric S. Langan Management Yes For For ETF Holdings, Inc. 2020 AdvisorShares VICE RCI Hospitality 09/14/ RICK 74934Q108 Elect Director Travis Reese Management Yes For For ETF Holdings, Inc. 2020 AdvisorShares VICE RCI Hospitality 09/14/ Elect Director Nourdean RICK 74934Q108 Management Yes For For ETF Holdings, Inc. 2020 Anakar AdvisorShares VICE RCI Hospitality 09/14/ RICK 74934Q108 Elect Director Luke Lirot Management Yes For For ETF Holdings, Inc. 2020 AdvisorShares VICE RCI Hospitality 09/14/ RICK 74934Q108 Elect Director Yura Barabash Management Yes For Withhold ETF Holdings, Inc. 2020 AdvisorShares VICE RCI Hospitality 09/14/ Elect Director Elaine J. RICK 74934Q108 Management Yes For Withhold ETF Holdings, Inc. 2020 Martin AdvisorShares VICE RCI Hospitality 09/14/ Elect Director Arthur Allan RICK 74934Q108 Management Yes For Withhold ETF Holdings, Inc. 2020 Priaulx AdvisorShares VICE RCI Hospitality 09/14/ Ratify Friedman LLP as RICK 74934Q108 Management Yes For For ETF Holdings, Inc. 2020 Auditors Advisory Vote to Ratify AdvisorShares VICE RCI Hospitality 09/14/ RICK 74934Q108 Named Executive Officers’ Management Yes For For ETF Holdings, Inc. 2020 Compensation AdvisorShares VICE RCI Hospitality 09/14/ RICK 74934Q108 Other Business Management Yes For Against ETF Holdings, Inc. 2020 Darden AdvisorShares VICE 09/23/ Elect Director Margaret Shan Restaurants, DRI 237194105 Management Yes For For ETF 2020 Atkins Inc. Darden AdvisorShares VICE 09/23/ Elect Director James P. Restaurants, DRI 237194105 Management Yes For For ETF 2020 Fogarty Inc. Darden AdvisorShares VICE 09/23/ Elect Director Cynthia T. Restaurants, DRI 237194105 Management Yes For For ETF 2020 Jamison Inc. Darden AdvisorShares VICE 09/23/ Elect Director Eugene I. Lee, Restaurants, DRI 237194105 Management Yes For For ETF 2020 Jr. Inc. Darden AdvisorShares VICE 09/23/ Restaurants, DRI 237194105 Elect Director Nana Mensah Management Yes For For ETF 2020 Inc. Darden AdvisorShares VICE 09/23/ Elect Director William S. Restaurants, DRI 237194105 Management Yes For For ETF 2020 Simon Inc.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Darden AdvisorShares VICE 09/23/ Elect Director Charles M. Restaurants, DRI 237194105 Management Yes For For ETF 2020 Sonsteby Inc. Darden AdvisorShares VICE 09/23/ Elect Director Timothy J. Restaurants, DRI 237194105 Management Yes For For ETF 2020 Wilmott Inc. Darden Advisory Vote to Ratify AdvisorShares VICE 09/23/ Restaurants, DRI 237194105 Named Executive Officers’ Management Yes For For ETF 2020 Inc. Compensation Darden AdvisorShares VICE 09/23/ Ratify KPMG LLP as Restaurants, DRI 237194105 Management Yes For For ETF 2020 Auditors Inc. AdvisorShares VICE 09/28/ Accept Financial Statements Diageo Plc DGE G42089113 Management Yes For For ETF 2020 and Statutory Reports AdvisorShares VICE 09/28/ Approve Remuneration Diageo Plc DGE G42089113 Management Yes For For ETF 2020 Report AdvisorShares VICE 09/28/ Diageo Plc DGE G42089113 Approve Remuneration Policy Management Yes For For ETF 2020 AdvisorShares VICE 09/28/ Diageo Plc DGE G42089113 Approve Final Dividend Management Yes For For ETF 2020 AdvisorShares VICE 09/28/ Elect Melissa Bethell as Diageo Plc DGE G42089113 Management Yes For For ETF 2020 Director AdvisorShares VICE 09/28/ Re-elect Javier Ferran as Diageo Plc DGE G42089113 Management Yes For For ETF 2020 Director AdvisorShares VICE 09/28/ Re-elect Susan Kilsby as Diageo Plc DGE G42089113 Management Yes For For ETF 2020 Director AdvisorShares VICE 09/28/ Re-elect Lady Mendelsohn as Diageo Plc DGE G42089113 Management Yes For For ETF 2020 Director AdvisorShares VICE 09/28/ Re-elect Ivan Menezes as Diageo Plc DGE G42089113 Management Yes For For ETF 2020 Director AdvisorShares VICE 09/28/ Re-elect Kathryn Mikells as Diageo Plc DGE G42089113 Management Yes For For ETF 2020 Director AdvisorShares VICE 09/28/ Re-elect Alan Stewart as Diageo Plc DGE G42089113 Management Yes For For ETF 2020 Director Reappoint AdvisorShares VICE 09/28/ Diageo Plc DGE G42089113 PricewaterhouseCoopers LLP Management Yes For For ETF 2020 as Auditors Authorise the Audit AdvisorShares VICE 09/28/ Diageo Plc DGE G42089113 Committee to Fix Management Yes For For ETF 2020 Remuneration of Auditors AdvisorShares VICE 09/28/ Authorise EU Political Diageo Plc DGE G42089113 Management Yes For For ETF 2020 Donations and Expenditure AdvisorShares VICE 09/28/ Diageo Plc DGE G42089113 Authorise Issue of Equity Management Yes For For ETF 2020 AdvisorShares VICE 09/28/ Amend Diageo 2001 Share Diageo Plc DGE G42089113 Management Yes For For ETF 2020 Incentive Plan AdvisorShares VICE 09/28/ Approve Diageo 2020 Diageo Plc DGE G42089113 Management Yes For For ETF 2020 Sharesave Plan AdvisorShares VICE 09/28/ Approve Diageo Deferred Diageo Plc DGE G42089113 Management Yes For For ETF 2020 Bonus Share Plan Authorise the Company to AdvisorShares VICE 09/28/ Diageo Plc DGE G42089113 Establish International Share Management Yes For For ETF 2020 Plans AdvisorShares VICE 09/28/ Authorise Issue of Equity Diageo Plc DGE G42089113 Management Yes For For ETF 2020 without Pre-emptive Rights AdvisorShares VICE 09/28/ Authorise Market Purchase of Diageo Plc DGE G42089113 Management Yes For For ETF 2020 Ordinary Shares Authorise the Company to AdvisorShares VICE 09/28/ Diageo Plc DGE G42089113 Call General Meeting with Management Yes For For ETF 2020 Two Weeks’ Notice AdvisorShares VICE 09/28/ Adopt New Articles of Diageo Plc DGE G42089113 Management Yes For For ETF 2020 Association Authorise 2019 Share Buy- AdvisorShares VICE 09/28/ backs and Employee Benefit Diageo Plc DGE G42089113 Management Yes For For ETF 2020 and Share Ownership Trust Transactions AdvisorShares VICE 10/29/ Elect Director Madhavan Catalent, Inc. CTLT 148806102 Management Yes For Against ETF 2020 “Madhu” Balachandran AdvisorShares VICE 10/29/ Elect Director J. Martin Catalent, Inc. CTLT 148806102 Management Yes For Against ETF 2020 Carroll

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares VICE 10/29/ Catalent, Inc. CTLT 148806102 Elect Director Rolf Classon Management Yes For For ETF 2020 AdvisorShares VICE 10/29/ Catalent, Inc. CTLT 148806102 Elect Director John J. Greisch Management Yes For For ETF 2020 AdvisorShares VICE 10/29/ Elect Director Christa Catalent, Inc. CTLT 148806102 Management Yes For Against ETF 2020 Kreuzburg AdvisorShares VICE 10/29/ Elect Director Gregory T. Catalent, Inc. CTLT 148806102 Management Yes For For ETF 2020 Lucier AdvisorShares VICE 10/29/ Ratify Ernst & Young LLP as Catalent, Inc. CTLT 148806102 Management Yes For For ETF 2020 Auditors Advisory Vote to Ratify AdvisorShares VICE 10/29/ Catalent, Inc. CTLT 148806102 Named Executive Officers’ Management Yes For For ETF 2020 Compensation AdvisorShares VICE Imperial 02/03/ Accept Financial Statements IMB G4720C107 Management Yes For For ETF Brands Plc 2021 and Statutory Reports AdvisorShares VICE Imperial 02/03/ Approve Remuneration IMB G4720C107 Management Yes For Against ETF Brands Plc 2021 Report AdvisorShares VICE Imperial 02/03/ IMB G4720C107 Approve Remuneration Policy Management Yes For For ETF Brands Plc 2021 AdvisorShares VICE Imperial 02/03/ Approve International IMB G4720C107 Management Yes For For ETF Brands Plc 2021 Sharesave Plan AdvisorShares VICE Imperial 02/03/ Approve Long Term Incentive IMB G4720C107 Management Yes For For ETF Brands Plc 2021 Plan AdvisorShares VICE Imperial 02/03/ Approve Deferred Share IMB G4720C107 Management Yes For For ETF Brands Plc 2021 Bonus Plan AdvisorShares VICE Imperial 02/03/ IMB G4720C107 Approve Final Dividend Management Yes For For ETF Brands Plc 2021 AdvisorShares VICE Imperial 02/03/ Elect Stefan Bomhard as IMB G4720C107 Management Yes For For ETF Brands Plc 2021 Director AdvisorShares VICE Imperial 02/03/ Re-elect Susan Clark as IMB G4720C107 Management Yes For For ETF Brands Plc 2021 Director AdvisorShares VICE Imperial 02/03/ Re-elect Therese Esperdy as IMB G4720C107 Management Yes For For ETF Brands Plc 2021 Director AdvisorShares VICE Imperial 02/03/ Elect Alan Johnson as IMB G4720C107 Management Yes For For ETF Brands Plc 2021 Director AdvisorShares VICE Imperial 02/03/ Elect Robert Kunze- IMB G4720C107 Management Yes For For ETF Brands Plc 2021 Concewitz as Director AdvisorShares VICE Imperial 02/03/ Re-elect Simon Langelier as IMB G4720C107 Management Yes For For ETF Brands Plc 2021 Director AdvisorShares VICE Imperial 02/03/ Elect Pierre-Jean Sivignon as IMB G4720C107 Management Yes For For ETF Brands Plc 2021 Director AdvisorShares VICE Imperial 02/03/ Re-elect Steven Stanbrook as IMB G4720C107 Management Yes For For ETF Brands Plc 2021 Director AdvisorShares VICE Imperial 02/03/ Re-elect Jonathan Stanton as IMB G4720C107 Management Yes For For ETF Brands Plc 2021 Director AdvisorShares VICE Imperial 02/03/ Re-elect Oliver Tant as IMB G4720C107 Management Yes For For ETF Brands Plc 2021 Director AdvisorShares VICE Imperial 02/03/ Reappoint Ernst & Young IMB G4720C107 Management Yes For For ETF Brands Plc 2021 LLP as Auditors Authorise the Audit AdvisorShares VICE Imperial 02/03/ IMB G4720C107 Committee to Fix Management Yes For For ETF Brands Plc 2021 Remuneration of Auditors AdvisorShares VICE Imperial 02/03/ Authorise EU Political IMB G4720C107 Management Yes For For ETF Brands Plc 2021 Donations and Expenditure AdvisorShares VICE Imperial 02/03/ IMB G4720C107 Authorise Issue of Equity Management Yes For For ETF Brands Plc 2021 AdvisorShares VICE Imperial 02/03/ Authorise Issue of Equity IMB G4720C107 Management Yes For For ETF Brands Plc 2021 without Pre-emptive Rights AdvisorShares VICE Imperial 02/03/ Authorise Market Purchase of IMB G4720C107 Management Yes For For ETF Brands Plc 2021 Ordinary Shares Authorise the Company to AdvisorShares VICE Imperial 02/03/ IMB G4720C107 Call General Meeting with Management Yes For For ETF Brands Plc 2021 Two Weeks’ Notice AdvisorShares VICE Jack in the Box 02/26/ Elect Director David L. JACK 466367109 Management Yes For For ETF Inc. 2021 Goebel AdvisorShares VICE Jack in the Box 02/26/ JACK 466367109 Elect Director Darin S. Harris Management Yes For For ETF Inc. 2021 AdvisorShares VICE Jack in the Box 02/26/ JACK 466367109 Elect Director Sharon P. John Management Yes For For ETF Inc. 2021

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares VICE Jack in the Box 02/26/ Elect Director Madeleine A. JACK 466367109 Management Yes For For ETF Inc. 2021 Kleiner AdvisorShares VICE Jack in the Box 02/26/ Elect Director Michael W. JACK 466367109 Management Yes For For ETF Inc. 2021 Murphy AdvisorShares VICE Jack in the Box 02/26/ Elect Director James M. JACK 466367109 Management Yes For For ETF Inc. 2021 Myers AdvisorShares VICE Jack in the Box 02/26/ JACK 466367109 Elect Director David M. Tehle Management Yes For For ETF Inc. 2021 AdvisorShares VICE Jack in the Box 02/26/ Elect Director Vivien M. JACK 466367109 Management Yes For For ETF Inc. 2021 Yeung AdvisorShares VICE Jack in the Box 02/26/ Ratify KPMG LLP as JACK 466367109 Management Yes For For ETF Inc. 2021 Auditors Advisory Vote to Ratify AdvisorShares VICE Jack in the Box 02/26/ JACK 466367109 Named Executive Officers’ Management Yes For For ETF Inc. 2021 Compensation Anheuser- Authorize Repurchase of Up AdvisorShares VICE 04/28/ Busch InBev ABI B639CJ108 to 20 Percent of Issued Share Management Yes For Against ETF 2021 SA/NV Capital Anheuser- AdvisorShares VICE 04/28/ Receive Directors’ Reports Busch InBev ABI B639CJ108 Management Yes ETF 2021 (Non-Voting) SA/NV Anheuser- AdvisorShares VICE 04/28/ Receive Auditors’ Reports Busch InBev ABI B639CJ108 Management Yes ETF 2021 (Non-Voting) SA/NV Receive Consolidated Anheuser- AdvisorShares VICE 04/28/ Financial Statements and Busch InBev ABI B639CJ108 Management Yes ETF 2021 Statutory Reports (Non- SA/NV Voting) Approve Financial Anheuser- AdvisorShares VICE 04/28/ Statements, Allocation of Busch InBev ABI B639CJ108 Management Yes For For ETF 2021 Income, and Dividends of SA/NV EUR 0.50 per Share Anheuser- AdvisorShares VICE 04/28/ Approve Discharge of Busch InBev ABI B639CJ108 Management Yes For For ETF 2021 Directors SA/NV Anheuser- AdvisorShares VICE 04/28/ Approve Discharge of Busch InBev ABI B639CJ108 Management Yes For For ETF 2021 Auditors SA/NV Anheuser- AdvisorShares VICE 04/28/ Reelect Martin J. Barrington Busch InBev ABI B639CJ108 Management Yes For Against ETF 2021 as Director SA/NV Anheuser- AdvisorShares VICE 04/28/ Reelect William F. Gifford, Jr. Busch InBev ABI B639CJ108 Management Yes For Against ETF 2021 as Director SA/NV Anheuser- AdvisorShares VICE 04/28/ Reelect Alejandro Santo Busch InBev ABI B639CJ108 Management Yes For Against ETF 2021 Domingo Davila as Director SA/NV Anheuser- AdvisorShares VICE 04/28/ Busch InBev ABI B639CJ108 Approve Remuneration policy Management Yes For Against ETF 2021 SA/NV Anheuser- AdvisorShares VICE 04/28/ Approve Remuneration Busch InBev ABI B639CJ108 Management Yes For Against ETF 2021 Report SA/NV Approve Change-of-Control Anheuser- AdvisorShares VICE 04/28/ Clause Re: Revolving Credit Busch InBev ABI B639CJ108 Management Yes For For ETF 2021 and Swingline Facilities SA/NV Agreement Authorize Implementation of Anheuser- Approved Resolutions and AdvisorShares VICE 04/28/ Busch InBev ABI B639CJ108 Filing of Required Management Yes For For ETF 2021 SA/NV Documents/Formalities at Trade Registry British AdvisorShares VICE 04/28/ Accept Financial Statements American BATS G1510J102 Management Yes For For ETF 2021 and Statutory Reports Tobacco plc British AdvisorShares VICE 04/28/ Approve Remuneration American BATS G1510J102 Management Yes For Against ETF 2021 Report Tobacco plc

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document British AdvisorShares VICE 04/28/ Reappoint KPMG LLP as American BATS G1510J102 Management Yes For For ETF 2021 Auditors Tobacco plc British Authorise the Audit AdvisorShares VICE 04/28/ American BATS G1510J102 Committee to Fix Management Yes For For ETF 2021 Tobacco plc Remuneration of Auditors British AdvisorShares VICE 04/28/ American BATS G1510J102 Re-elect Luc Jobin as Director Management Yes For For ETF 2021 Tobacco plc British AdvisorShares VICE 04/28/ Re-elect Jack Bowles as American BATS G1510J102 Management Yes For For ETF 2021 Director Tobacco plc British AdvisorShares VICE 04/28/ Re-elect Tadeu Marroco as American BATS G1510J102 Management Yes For For ETF 2021 Director Tobacco plc British AdvisorShares VICE 04/28/ American BATS G1510J102 Re-elect Sue Farr as Director Management Yes For For ETF 2021 Tobacco plc British AdvisorShares VICE 04/28/ Re-elect Jeremy Fowden as American BATS G1510J102 Management Yes For Withhold ETF 2021 Director Tobacco plc British AdvisorShares VICE 04/28/ Re-elect Dr Marion Helmes as American BATS G1510J102 Management Yes For For ETF 2021 Director Tobacco plc British AdvisorShares VICE 04/28/ Re-elect Holly Keller American BATS G1510J102 Management Yes For For ETF 2021 Koeppel as Director Tobacco plc British AdvisorShares VICE 04/28/ Re-elect Savio Kwan as American BATS G1510J102 Management Yes For For ETF 2021 Director Tobacco plc British AdvisorShares VICE 04/28/ Re-elect Dimitri American BATS G1510J102 Management Yes For For ETF 2021 Panayotopoulos as Director Tobacco plc British AdvisorShares VICE 04/28/ Elect Karen Guerra as American BATS G1510J102 Management Yes For For ETF 2021 Director Tobacco plc British AdvisorShares VICE 04/28/ Elect Darrell Thomas as American BATS G1510J102 Management Yes For For ETF 2021 Director Tobacco plc British AdvisorShares VICE 04/28/ American BATS G1510J102 Authorise Issue of Equity Management Yes For For ETF 2021 Tobacco plc British AdvisorShares VICE 04/28/ Authorise Issue of Equity American BATS G1510J102 Management Yes For For ETF 2021 without Pre-emptive Rights Tobacco plc British AdvisorShares VICE 04/28/ Authorise Market Purchase of American BATS G1510J102 Management Yes For For ETF 2021 Ordinary Shares Tobacco plc British AdvisorShares VICE 04/28/ Authorise UK Political American BATS G1510J102 Management Yes For For ETF 2021 Donations and Expenditure Tobacco plc British Authorise the Company to AdvisorShares VICE 04/28/ American BATS G1510J102 Call General Meeting with Management Yes For For ETF 2021 Tobacco plc Two Weeks’ Notice AdvisorShares VICE 04/28/ Elect Director Jason D. DraftKings Inc. DKNG 26142R104 Management Yes For Withhold ETF 2021 Robins AdvisorShares VICE 04/28/ Elect Director Harry Evans DraftKings Inc. DKNG 26142R104 Management Yes For Withhold ETF 2021 Sloan AdvisorShares VICE 04/28/ Elect Director Matthew DraftKings Inc. DKNG 26142R104 Management Yes For Withhold ETF 2021 Kalish AdvisorShares VICE 04/28/ DraftKings Inc. DKNG 26142R104 Elect Director Paul Liberman Management Yes For Withhold ETF 2021 AdvisorShares VICE 04/28/ Elect Director Woodrow H. DraftKings Inc. DKNG 26142R104 Management Yes For Withhold ETF 2021 Levin AdvisorShares VICE 04/28/ Elect Director Shalom DraftKings Inc. DKNG 26142R104 Management Yes For Withhold ETF 2021 Meckenzie AdvisorShares VICE 04/28/ DraftKings Inc. DKNG 26142R104 Elect Director Jocelyn Moore Management Yes For For ETF 2021 AdvisorShares VICE 04/28/ DraftKings Inc. DKNG 26142R104 Elect Director Ryan R. Moore Management Yes For Withhold ETF 2021

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares VICE 04/28/ DraftKings Inc. DKNG 26142R104 Elect Director Valerie Mosley Management Yes For For ETF 2021 AdvisorShares VICE 04/28/ Elect Director Steven J. DraftKings Inc. DKNG 26142R104 Management Yes For Withhold ETF 2021 Murray AdvisorShares VICE 04/28/ DraftKings Inc. DKNG 26142R104 Elect Director Hany M. Nada Management Yes For Withhold ETF 2021 AdvisorShares VICE 04/28/ DraftKings Inc. DKNG 26142R104 Elect Director John S. Salter Management Yes For Withhold ETF 2021 AdvisorShares VICE 04/28/ Elect Director Marni M. DraftKings Inc. DKNG 26142R104 Management Yes For Withhold ETF 2021 Walden AdvisorShares VICE 04/28/ Ratify BDO USA, LLP as DraftKings Inc. DKNG 26142R104 Management Yes For For ETF 2021 Auditors AdvisorShares VICE 04/28/ Advisory Vote on Say on Pay DraftKings Inc. DKNG 26142R104 Management Yes One Year One Year ETF 2021 Frequency AdvisorShares VICE 04/28/ DraftKings Inc. DKNG 26142R104 Other Business Management Yes For Against ETF 2021 AdvisorShares VICE VICI Properties 04/28/ Elect Director James R. VICI 925652109 Management Yes For For ETF Inc. 2021 Abrahamson AdvisorShares VICE VICI Properties 04/28/ VICI 925652109 Elect Director Diana F. Cantor Management Yes For For ETF Inc. 2021 AdvisorShares VICE VICI Properties 04/28/ Elect Director Monica H. VICI 925652109 Management Yes For For ETF Inc. 2021 Douglas AdvisorShares VICE VICI Properties 04/28/ Elect Director Elizabeth I. VICI 925652109 Management Yes For For ETF Inc. 2021 Holland AdvisorShares VICE VICI Properties 04/28/ VICI 925652109 Elect Director Craig Macnab Management Yes For For ETF Inc. 2021 AdvisorShares VICE VICI Properties 04/28/ Elect Director Edward B. VICI 925652109 Management Yes For For ETF Inc. 2021 Pitoniak AdvisorShares VICE VICI Properties 04/28/ Elect Director Michael D. VICI 925652109 Management Yes For For ETF Inc. 2021 Rumbolz AdvisorShares VICE VICI Properties 04/28/ Ratify Deloitte & Touche LLP VICI 925652109 Management Yes For For ETF Inc. 2021 as Auditors Advisory Vote to Ratify AdvisorShares VICE VICI Properties 04/28/ VICI 925652109 Named Executive Officers’ Management Yes For For ETF Inc. 2021 Compensation AdvisorShares VICE Turning Point 05/04/ Elect Director Gregory H. A. TPB 90041L105 Management Yes For For ETF Brands, Inc. 2021 Baxter AdvisorShares VICE Turning Point 05/04/ Elect Director H.C. Charles TPB 90041L105 Management Yes For For ETF Brands, Inc. 2021 Diao AdvisorShares VICE Turning Point 05/04/ Elect Director Ashley Davis TPB 90041L105 Management Yes For For ETF Brands, Inc. 2021 Frushone AdvisorShares VICE Turning Point 05/04/ TPB 90041L105 Elect Director David Glazek Management Yes For For ETF Brands, Inc. 2021 AdvisorShares VICE Turning Point 05/04/ Elect Director Assia Grazioli- TPB 90041L105 Management Yes For For ETF Brands, Inc. 2021 Venier AdvisorShares VICE Turning Point 05/04/ TPB 90041L105 Elect Director Stephen Usher Management Yes For For ETF Brands, Inc. 2021 AdvisorShares VICE Turning Point 05/04/ Elect Director Lawrence S. TPB 90041L105 Management Yes For For ETF Brands, Inc. 2021 Wexler AdvisorShares VICE Turning Point 05/04/ Elect Director Arnold TPB 90041L105 Management Yes For For ETF Brands, Inc. 2021 Zimmerman AdvisorShares VICE Turning Point 05/04/ TPB 90041L105 Approve Omnibus Stock Plan Management Yes For For ETF Brands, Inc. 2021 AdvisorShares VICE Turning Point 05/04/ Ratify RSM US LLP as TPB 90041L105 Management Yes For For ETF Brands, Inc. 2021 Auditors Philip Morris AdvisorShares VICE 05/05/ Elect Director Brant Bonin International PM 718172109 Management Yes For For ETF 2021 Bough Inc. Philip Morris AdvisorShares VICE 05/05/ Elect Director Andre International PM 718172109 Management Yes For For ETF 2021 Calantzopoulos Inc. Philip Morris AdvisorShares VICE 05/05/ Elect Director Michel International PM 718172109 Management Yes For For ETF 2021 Combes Inc. Philip Morris AdvisorShares VICE 05/05/ Elect Director Juan Jose International PM 718172109 Management Yes For For ETF 2021 Daboub Inc. Philip Morris AdvisorShares VICE 05/05/ Elect Director Werner International PM 718172109 Management Yes For For ETF 2021 Geissler Inc.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Philip Morris AdvisorShares VICE 05/05/ International PM 718172109 Elect Director Lisa A. Hook Management Yes For For ETF 2021 Inc. Philip Morris AdvisorShares VICE 05/05/ International PM 718172109 Elect Director Jun Makihara Management Yes For For ETF 2021 Inc. Philip Morris AdvisorShares VICE 05/05/ Elect Director Kalpana International PM 718172109 Management Yes For For ETF 2021 Morparia Inc. Philip Morris AdvisorShares VICE 05/05/ International PM 718172109 Elect Director Lucio A. Noto Management Yes For For ETF 2021 Inc. Philip Morris AdvisorShares VICE 05/05/ International PM 718172109 Elect Director Jacek Olczak Management Yes For For ETF 2021 Inc. Philip Morris AdvisorShares VICE 05/05/ Elect Director Frederik International PM 718172109 Management Yes For For ETF 2021 Paulsen Inc. Philip Morris AdvisorShares VICE 05/05/ International PM 718172109 Elect Director Robert B. Polet Management Yes For For ETF 2021 Inc. Philip Morris AdvisorShares VICE 05/05/ International PM 718172109 Elect Director Shlomo Yanai Management Yes For For ETF 2021 Inc. Philip Morris Advisory Vote to Ratify AdvisorShares VICE 05/05/ International PM 718172109 Named Executive Officers’ Management Yes For For ETF 2021 Inc. Compensation Philip Morris Ratify AdvisorShares VICE 05/05/ International PM 718172109 PricewaterhouseCoopers SA Management Yes For For ETF 2021 Inc. as Auditor AdvisorShares VICE Boyd Gaming 05/06/ BYD 103304101 Elect Director John R. Bailey Management Yes For For ETF Corporation 2021 AdvisorShares VICE Boyd Gaming 05/06/ Elect Director Robert L. BYD 103304101 Management Yes For For ETF Corporation 2021 Boughner AdvisorShares VICE Boyd Gaming 05/06/ Elect Director William R. BYD 103304101 Management Yes For For ETF Corporation 2021 Boyd AdvisorShares VICE Boyd Gaming 05/06/ Elect Director William S. BYD 103304101 Management Yes For For ETF Corporation 2021 Boyd AdvisorShares VICE Boyd Gaming 05/06/ Elect Director Marianne Boyd BYD 103304101 Management Yes For For ETF Corporation 2021 Johnson AdvisorShares VICE Boyd Gaming 05/06/ BYD 103304101 Elect Director Keith E. Smith Management Yes For For ETF Corporation 2021 AdvisorShares VICE Boyd Gaming 05/06/ Elect Director Christine J. BYD 103304101 Management Yes For For ETF Corporation 2021 Spadafor AdvisorShares VICE Boyd Gaming 05/06/ Elect Director A. Randall BYD 103304101 Management Yes For For ETF Corporation 2021 Thoman AdvisorShares VICE Boyd Gaming 05/06/ Elect Director Peter M. BYD 103304101 Management Yes For For ETF Corporation 2021 Thomas AdvisorShares VICE Boyd Gaming 05/06/ Elect Director Paul W. BYD 103304101 Management Yes For For ETF Corporation 2021 Whetsell AdvisorShares VICE Boyd Gaming 05/06/ Elect Director Veronica J. BYD 103304101 Management Yes For For ETF Corporation 2021 Wilson AdvisorShares VICE Boyd Gaming 05/06/ Ratify Deloitte & Touche LLP BYD 103304101 Management Yes For For ETF Corporation 2021 as Auditors AdvisorShares VICE Full House 05/19/ Elect Director Kenneth R. FLL 359678109 Management Yes For For ETF Resorts, Inc. 2021 Adams AdvisorShares VICE Full House 05/19/ Elect Director Carl G. FLL 359678109 Management Yes For For ETF Resorts, Inc. 2021 Braunlich AdvisorShares VICE Full House 05/19/ Elect Director Lewis A. FLL 359678109 Management Yes For For ETF Resorts, Inc. 2021 Fanger AdvisorShares VICE Full House 05/19/ FLL 359678109 Elect Director Eric J. Green Management Yes For For ETF Resorts, Inc. 2021 AdvisorShares VICE Full House 05/19/ Elect Director Michael A. FLL 359678109 Management Yes For For ETF Resorts, Inc. 2021 Hartmeier AdvisorShares VICE Full House 05/19/ FLL 359678109 Elect Director Daniel R. Lee Management Yes For For ETF Resorts, Inc. 2021 AdvisorShares VICE Full House 05/19/ Elect Director Kathleen M. FLL 359678109 Management Yes For For ETF Resorts, Inc. 2021 Marshall AdvisorShares VICE Full House 05/19/ Elect Director Michael P. FLL 359678109 Management Yes For For ETF Resorts, Inc. 2021 Shaunnessy

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares VICE Full House 05/19/ FLL 359678109 Amend Omnibus Stock Plan Management Yes For For ETF Resorts, Inc. 2021 AdvisorShares VICE Full House 05/19/ Ratify Deloitte & Touche LLP FLL 359678109 Management Yes For For ETF Resorts, Inc. 2021 as Auditor Advisory Vote to Ratify AdvisorShares VICE Full House 05/19/ FLL 359678109 Named Executive Officers’ Management Yes For For ETF Resorts, Inc. 2021 Compensation The Boston AdvisorShares VICE 05/19/ Elect Director Meghan V. Beer Company, SAM 100557107 Management Yes For For ETF 2021 Joyce Inc. The Boston AdvisorShares VICE 05/19/ Elect Director Michael Beer Company, SAM 100557107 Management Yes For For ETF 2021 Spillane Inc. The Boston AdvisorShares VICE 05/19/ Elect Director Jean-Michel Beer Company, SAM 100557107 Management Yes For For ETF 2021 Valette Inc. The Boston Advisory Vote to Ratify AdvisorShares VICE 05/19/ Beer Company, SAM 100557107 Named Executive Officers’ Management Yes For For ETF 2021 Inc. Compensation AdvisorShares VICE Altria Group, 05/20/ Elect Director John T. MO 02209S103 Management Yes For For ETF Inc. 2021 Casteen, III AdvisorShares VICE Altria Group, 05/20/ Elect Director Dinyar S. MO 02209S103 Management Yes For For ETF Inc. 2021 Devitre AdvisorShares VICE Altria Group, 05/20/ Elect Director William F. MO 02209S103 Management Yes For For ETF Inc. 2021 Gifford, Jr. AdvisorShares VICE Altria Group, 05/20/ Elect Director Debra J. Kelly- MO 02209S103 Management Yes For For ETF Inc. 2021 Ennis AdvisorShares VICE Altria Group, 05/20/ Elect Director W. Leo Kiely, MO 02209S103 Management Yes For For ETF Inc. 2021 III AdvisorShares VICE Altria Group, 05/20/ Elect Director Kathryn B. MO 02209S103 Management Yes For For ETF Inc. 2021 McQuade AdvisorShares VICE Altria Group, 05/20/ MO 02209S103 Elect Director George Munoz Management Yes For For ETF Inc. 2021 AdvisorShares VICE Altria Group, 05/20/ Elect Director Mark E. MO 02209S103 Management Yes For For ETF Inc. 2021 Newman AdvisorShares VICE Altria Group, 05/20/ Elect Director Nabil Y. MO 02209S103 Management Yes For For ETF Inc. 2021 Sakkab AdvisorShares VICE Altria Group, 05/20/ Elect Director Virginia E. MO 02209S103 Management Yes For For ETF Inc. 2021 Shanks AdvisorShares VICE Altria Group, 05/20/ Elect Director Ellen R. MO 02209S103 Management Yes For For ETF Inc. 2021 Strahlman Ratify AdvisorShares VICE Altria Group, 05/20/ MO 02209S103 PricewaterhouseCoopers LLP Management Yes For For ETF Inc. 2021 as Auditor Advisory Vote to Ratify AdvisorShares VICE Altria Group, 05/20/ MO 02209S103 Named Executive Officers’ Management Yes For For ETF Inc. 2021 Compensation Report on Underage Tobacco AdvisorShares VICE Altria Group, 05/20/ Share MO 02209S103 Prevention Policies and Yes Against For ETF Inc. 2021 Holder Marketing Practices AdvisorShares VICE Altria Group, 05/20/ Report on Lobbying Share MO 02209S103 Yes Against For ETF Inc. 2021 Payments and Policy Holder AdvisorShares VICE McDonald’s 05/20/ MCD 580135101 Elect Director Lloyd Dean Management Yes For For ETF Corporation 2021 AdvisorShares VICE McDonald’s 05/20/ MCD 580135101 Elect Director Robert Eckert Management Yes For For ETF Corporation 2021 AdvisorShares VICE McDonald’s 05/20/ Elect Director Catherine MCD 580135101 Management Yes For For ETF Corporation 2021 Engelbert AdvisorShares VICE McDonald’s 05/20/ Elect Director Margaret MCD 580135101 Management Yes For For ETF Corporation 2021 Georgiadis AdvisorShares VICE McDonald’s 05/20/ Elect Director Enrique MCD 580135101 Management Yes For For ETF Corporation 2021 Hernandez, Jr. AdvisorShares VICE McDonald’s 05/20/ Elect Director Christopher MCD 580135101 Management Yes For For ETF Corporation 2021 Kempczinski AdvisorShares VICE McDonald’s 05/20/ MCD 580135101 Elect Director Richard Lenny Management Yes For For ETF Corporation 2021 AdvisorShares VICE McDonald’s 05/20/ MCD 580135101 Elect Director John Mulligan Management Yes For For ETF Corporation 2021 AdvisorShares VICE McDonald’s 05/20/ MCD 580135101 Elect Director Sheila Penrose Management Yes For For ETF Corporation 2021

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares VICE McDonald’s 05/20/ Elect Director John Rogers, MCD 580135101 Management Yes For For ETF Corporation 2021 Jr. AdvisorShares VICE McDonald’s 05/20/ MCD 580135101 Elect Director Paul Walsh Management Yes For For ETF Corporation 2021 AdvisorShares VICE McDonald’s 05/20/ MCD 580135101 Elect Director Miles White Management Yes For For ETF Corporation 2021 Advisory Vote to Ratify AdvisorShares VICE McDonald’s 05/20/ MCD 580135101 Named Executive Officers’ Management Yes For For ETF Corporation 2021 Compensation AdvisorShares VICE McDonald’s 05/20/ Ratify Ernst & Young LLP as MCD 580135101 Management Yes For For ETF Corporation 2021 Auditors AdvisorShares VICE McDonald’s 05/20/ Report on Sugar and Public Share MCD 580135101 Yes Against Against ETF Corporation 2021 Health Holder AdvisorShares VICE McDonald’s 05/20/ Report on Antibiotics and Share MCD 580135101 Yes Against Against ETF Corporation 2021 Public Health Costs Holder AdvisorShares VICE McDonald’s 05/20/ Provide Right to Act by Share MCD 580135101 Yes Against For ETF Corporation 2021 Written Consent Holder Molson Coors AdvisorShares VICE 05/26/ Beverage TAP 60871R209 Elect Director Roger G. Eaton Management Yes For For ETF 2021 Company Molson Coors AdvisorShares VICE 05/26/ Elect Director Charles M. Beverage TAP 60871R209 Management Yes For For ETF 2021 Herington Company Molson Coors AdvisorShares VICE 05/26/ Elect Director H. Sanford Beverage TAP 60871R209 Management Yes For For ETF 2021 Riley Company Molson Coors Advisory Vote to Ratify AdvisorShares VICE 05/26/ Beverage TAP 60871R209 Named Executive Officers’ Management Yes For For ETF 2021 Company Compensation Del Taco AdvisorShares VICE 05/27/ Restaurants, TACO 245496104 Elect Director Joseph Stein Management Yes For For ETF 2021 Inc. Del Taco AdvisorShares VICE 05/27/ Elect Director Valerie L. Restaurants, TACO 245496104 Management Yes For For ETF 2021 Insignares Inc. Del Taco AdvisorShares VICE 05/27/ Ratify Ernst & Young LLP as Restaurants, TACO 245496104 Management Yes For For ETF 2021 Auditors Inc. Del Taco Advisory Vote to Ratify AdvisorShares VICE 05/27/ Restaurants, TACO 245496104 Named Executive Officers’ Management Yes For For ETF 2021 Inc. Compensation Del Taco AdvisorShares VICE 05/27/ Restaurants, TACO 245496104 Amend Omnibus Stock Plan Management Yes For For ETF 2021 Inc. AdvisorShares VICE 05/27/ Elect Director Charles R. Wingstop Inc. WING 974155103 Management Yes For Withhold ETF 2021 Morrison AdvisorShares VICE 05/27/ Wingstop Inc. WING 974155103 Elect Director Kate S. Lavelle Management Yes For Withhold ETF 2021 AdvisorShares VICE 05/27/ Elect Director Kilandigalu Wingstop Inc. WING 974155103 Management Yes For Withhold ETF 2021 (Kay) M. Madati AdvisorShares VICE 05/27/ Ratify KPMG LLP as Wingstop Inc. WING 974155103 Management Yes For For ETF 2021 Auditors Advisory Vote to Ratify AdvisorShares VICE 05/27/ Wingstop Inc. WING 974155103 Named Executive Officers’ Management Yes For Against ETF 2021 Compensation AdvisorShares VICE Yum China 05/28/ YUMC 98850P109 Elect Director Fred Hu Management Yes For For ETF Holdings, Inc. 2021 AdvisorShares VICE Yum China 05/28/ YUMC 98850P109 Elect Director Joey Wat Management Yes For For ETF Holdings, Inc. 2021 AdvisorShares VICE Yum China 05/28/ YUMC 98850P109 Elect Director Peter A. Bassi Management Yes For For ETF Holdings, Inc. 2021 AdvisorShares VICE Yum China 05/28/ Elect Director Edouard YUMC 98850P109 Management Yes For For ETF Holdings, Inc. 2021 Ettedgui AdvisorShares VICE Yum China 05/28/ YUMC 98850P109 Elect Director Cyril Han Management Yes For For ETF Holdings, Inc. 2021 AdvisorShares VICE Yum China 05/28/ YUMC 98850P109 Elect Director Louis T. Hsieh Management Yes For For ETF Holdings, Inc. 2021 AdvisorShares VICE Yum China 05/28/ YUMC 98850P109 Elect Director Ruby Lu Management Yes For For ETF Holdings, Inc. 2021

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares VICE Yum China 05/28/ YUMC 98850P109 Elect Director Zili Shao Management Yes For For ETF Holdings, Inc. 2021 AdvisorShares VICE Yum China 05/28/ YUMC 98850P109 Elect Director William Wang Management Yes For For ETF Holdings, Inc. 2021 AdvisorShares VICE Yum China 05/28/ Elect Director Min (Jenny) YUMC 98850P109 Management Yes For For ETF Holdings, Inc. 2021 Zhang AdvisorShares VICE Yum China 05/28/ Ratify KPMG Huazhen LLP YUMC 98850P109 Management Yes For For ETF Holdings, Inc. 2021 as Auditor Advisory Vote to Ratify AdvisorShares VICE Yum China 05/28/ YUMC 98850P109 Named Executive Officers’ Management Yes For For ETF Holdings, Inc. 2021 Compensation AdvisorShares VICE Yum China 05/28/ Provide Right to Call Special YUMC 98850P109 Management Yes For For ETF Holdings, Inc. 2021 Meeting AdvisorShares VICE Red Rock 06/03/ Elect Director Frank J. RRR 75700L108 Management Yes For Withhold ETF Resorts, Inc. 2021 Fertitta, III AdvisorShares VICE Red Rock 06/03/ Elect Director Lorenzo J. RRR 75700L108 Management Yes For Withhold ETF Resorts, Inc. 2021 Fertitta AdvisorShares VICE Red Rock 06/03/ Elect Director Robert A. RRR 75700L108 Management Yes For Withhold ETF Resorts, Inc. 2021 Cashell, Jr. AdvisorShares VICE Red Rock 06/03/ Elect Director Robert E. RRR 75700L108 Management Yes For Withhold ETF Resorts, Inc. 2021 Lewis AdvisorShares VICE Red Rock 06/03/ RRR 75700L108 Elect Director James E. Nave Management Yes For Withhold ETF Resorts, Inc. 2021 Advisory Vote to Ratify AdvisorShares VICE Red Rock 06/03/ RRR 75700L108 Named Executive Officers’ Management Yes For For ETF Resorts, Inc. 2021 Compensation AdvisorShares VICE Red Rock 06/03/ Ratify Ernst & Young LLP as RRR 75700L108 Management Yes For For ETF Resorts, Inc. 2021 Auditors Approve Recapitalization AdvisorShares VICE Red Rock 06/03/ Share RRR 75700L108 Plan for all Stock to Have Yes Against For ETF Resorts, Inc. 2021 Holder One-vote per Share AdvisorShares VICE Vector Group 06/03/ Elect Director Bennett S. VGR 92240M108 Management Yes For For ETF Ltd. 2021 LeBow AdvisorShares VICE Vector Group 06/03/ Elect Director Howard M. VGR 92240M108 Management Yes For For ETF Ltd. 2021 Lorber AdvisorShares VICE Vector Group 06/03/ Elect Director Richard J. VGR 92240M108 Management Yes For For ETF Ltd. 2021 Lampen AdvisorShares VICE Vector Group 06/03/ Elect Director Stanley S. VGR 92240M108 Management Yes For For ETF Ltd. 2021 Arkin AdvisorShares VICE Vector Group 06/03/ Elect Director Henry C. VGR 92240M108 Management Yes For For ETF Ltd. 2021 Beinstein AdvisorShares VICE Vector Group 06/03/ Elect Director Ronald J. VGR 92240M108 Management Yes For For ETF Ltd. 2021 Bernstein AdvisorShares VICE Vector Group 06/03/ Elect Director Paul V. VGR 92240M108 Management Yes For For ETF Ltd. 2021 Carlucci AdvisorShares VICE Vector Group 06/03/ VGR 92240M108 Elect Director Jean E. Sharpe Management Yes For For ETF Ltd. 2021 AdvisorShares VICE Vector Group 06/03/ VGR 92240M108 Elect Director Barry Watkins Management Yes For For ETF Ltd. 2021 Advisory Vote to Ratify AdvisorShares VICE Vector Group 06/03/ VGR 92240M108 Named Executive Officers’ Management Yes For Against ETF Ltd. 2021 Compensation AdvisorShares VICE Vector Group 06/03/ Ratify Deloitte & Touche LLP VGR 92240M108 Management Yes For For ETF Ltd. 2021 as Auditors AdvisorShares VICE Vector Group 06/03/ Require a Majority Vote for Share VGR 92240M108 Yes Against For ETF Ltd. 2021 the Election of Directors Holder AdvisorShares VICE Turtle Beach 06/04/ HEAR 900450206 Elect Director Juergen Stark Management Yes For For ETF Corporation 2021 AdvisorShares VICE Turtle Beach 06/04/ Elect Director William E. HEAR 900450206 Management Yes For For ETF Corporation 2021 Keitel AdvisorShares VICE Turtle Beach 06/04/ Elect Director L. Gregory HEAR 900450206 Management Yes For For ETF Corporation 2021 Ballard AdvisorShares VICE Turtle Beach 06/04/ HEAR 900450206 Elect Director Yie-Hsin Hung Management Yes For For ETF Corporation 2021 AdvisorShares VICE Turtle Beach 06/04/ Elect Director Kelly A. HEAR 900450206 Management Yes For For ETF Corporation 2021 Thompson AdvisorShares VICE Turtle Beach 06/04/ HEAR 900450206 Elect Director Andrew Wolfe Management Yes For For ETF Corporation 2021 AdvisorShares VICE Turtle Beach 06/04/ Ratify BDO USA, LLP as HEAR 900450206 Management Yes For For ETF Corporation 2021 Auditors

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Advisory Vote to Ratify AdvisorShares VICE Turtle Beach 06/04/ HEAR 900450206 Named Executive Officers’ Management Yes For For ETF Corporation 2021 Compensation AdvisorShares VICE Turtle Beach 06/04/ HEAR 900450206 Amend Omnibus Stock Plan Management Yes For For ETF Corporation 2021 Monarch AdvisorShares VICE 06/08/ Casino & MCRI 609027107 Elect Director Bob Farahi Management Yes For Against ETF 2021 Resort, Inc. Monarch AdvisorShares VICE 06/08/ Elect Director Yvette E. Casino & MCRI 609027107 Management Yes For For ETF 2021 Landau Resort, Inc. Monarch Advisory Vote to Ratify AdvisorShares VICE 06/08/ Casino & MCRI 609027107 Named Executive Officers’ Management Yes For Against ETF 2021 Resort, Inc. Compensation AdvisorShares VICE Penn National 06/09/ Elect Director David A. PENN 707569109 Management Yes For For ETF Gaming, Inc. 2021 Handler AdvisorShares VICE Penn National 06/09/ Elect Director John M. PENN 707569109 Management Yes For For ETF Gaming, Inc. 2021 Jacquemin AdvisorShares VICE Penn National 06/09/ Increase Authorized Common PENN 707569109 Management Yes For For ETF Gaming, Inc. 2021 Stock AdvisorShares VICE Penn National 06/09/ PENN 707569109 Amend Omnibus Stock Plan Management Yes For For ETF Gaming, Inc. 2021 AdvisorShares VICE Penn National 06/09/ Ratify Deloitte & Touche LLP PENN 707569109 Management Yes For For ETF Gaming, Inc. 2021 as Auditors Advisory Vote to Ratify AdvisorShares VICE Penn National 06/09/ PENN 707569109 Named Executive Officers’ Management Yes For For ETF Gaming, Inc. 2021 Compensation Gaming and AdvisorShares VICE 06/10/ Elect Director Peter M. Leisure GLPI 36467J108 Management Yes For For ETF 2021 Carlino Properties, Inc. Gaming and AdvisorShares VICE 06/10/ Elect Director Carol (Lili) Leisure GLPI 36467J108 Management Yes For For ETF 2021 Lynton Properties, Inc. Gaming and AdvisorShares VICE 06/10/ Elect Director Joseph W. Leisure GLPI 36467J108 Management Yes For For ETF 2021 Marshall, III Properties, Inc. Gaming and AdvisorShares VICE 06/10/ Leisure GLPI 36467J108 Elect Director James B. Perry Management Yes For For ETF 2021 Properties, Inc. Gaming and AdvisorShares VICE 06/10/ Elect Director Barry F. Leisure GLPI 36467J108 Management Yes For For ETF 2021 Schwartz Properties, Inc. Gaming and AdvisorShares VICE 06/10/ Leisure GLPI 36467J108 Elect Director Earl C. Shanks Management Yes For For ETF 2021 Properties, Inc. Gaming and AdvisorShares VICE 06/10/ Elect Director E. Scott Leisure GLPI 36467J108 Management Yes For For ETF 2021 Urdang Properties, Inc. Gaming and AdvisorShares VICE 06/10/ Ratify Deloitte & Touche LLP Leisure GLPI 36467J108 Management Yes For For ETF 2021 as Auditors Properties, Inc. Gaming and Advisory Vote to Ratify AdvisorShares VICE 06/10/ Leisure GLPI 36467J108 Named Executive Officers’ Management Yes For For ETF 2021 Properties, Inc. Compensation Caesars AdvisorShares VICE 06/15/ Entertainment, CZR 12769G100 Elect Director Gary L. Carano Management Yes For For ETF 2021 Inc. Caesars AdvisorShares VICE 06/15/ Elect Director Bonnie S. Entertainment, CZR 12769G100 Management Yes For For ETF 2021 Biumi Inc. Caesars AdvisorShares VICE 06/15/ Elect Director Jan Jones Entertainment, CZR 12769G100 Management Yes For Withhold ETF 2021 Blackhurst Inc. Caesars AdvisorShares VICE 06/15/ Elect Director Frank J. Entertainment, CZR 12769G100 Management Yes For For ETF 2021 Fahrenkopf Inc. Caesars AdvisorShares VICE 06/15/ Elect Director Don R. Entertainment, CZR 12769G100 Management Yes For For ETF 2021 Kornstein Inc.

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Caesars AdvisorShares VICE 06/15/ Elect Director Courtney R. Entertainment, CZR 12769G100 Management Yes For For ETF 2021 Mather Inc. Caesars AdvisorShares VICE 06/15/ Elect Director Michael E. Entertainment, CZR 12769G100 Management Yes For For ETF 2021 Pegram Inc. Caesars AdvisorShares VICE 06/15/ Elect Director Thomas R. Entertainment, CZR 12769G100 Management Yes For For ETF 2021 Reeg Inc. Caesars AdvisorShares VICE 06/15/ Elect Director David P. Entertainment, CZR 12769G100 Management Yes For For ETF 2021 Tomick Inc. Caesars Advisory Vote to Ratify AdvisorShares VICE 06/15/ Entertainment, CZR 12769G100 Named Executive Officers’ Management Yes For For ETF 2021 Inc. Compensation Caesars AdvisorShares VICE 06/15/ Advisory Vote on Say on Pay Entertainment, CZR 12769G100 Management Yes One Year One Year ETF 2021 Frequency Inc. Caesars AdvisorShares VICE 06/15/ Ratify Deloitte & Touche LLP Entertainment, CZR 12769G100 Management Yes For For ETF 2021 as Auditors Inc. Caesars AdvisorShares VICE 06/15/ Increase Authorized Common Entertainment, CZR 12769G100 Management Yes For For ETF 2021 Stock Inc. Caesars AdvisorShares VICE 06/15/ Authorize New Class of Entertainment, CZR 12769G100 Management Yes For Against ETF 2021 Preferred Stock Inc. AdvisorShares VICE Activision 06/21/ ATVI 00507V109 Elect Director Reveta Bowers Management Yes For For ETF Blizzard, Inc. 2021 AdvisorShares VICE Activision 06/21/ ATVI 00507V109 Elect Director Robert Corti Management Yes For For ETF Blizzard, Inc. 2021 AdvisorShares VICE Activision 06/21/ Elect Director Hendrik ATVI 00507V109 Management Yes For For ETF Blizzard, Inc. 2021 Hartong, III AdvisorShares VICE Activision 06/21/ ATVI 00507V109 Elect Director Brian Kelly Management Yes For For ETF Blizzard, Inc. 2021 AdvisorShares VICE Activision 06/21/ ATVI 00507V109 Elect Director Robert Kotick Management Yes For For ETF Blizzard, Inc. 2021 AdvisorShares VICE Activision 06/21/ ATVI 00507V109 Elect Director Barry Meyer Management Yes For For ETF Blizzard, Inc. 2021 AdvisorShares VICE Activision 06/21/ Elect Director Robert ATVI 00507V109 Management Yes For For ETF Blizzard, Inc. 2021 Morgado AdvisorShares VICE Activision 06/21/ ATVI 00507V109 Elect Director Peter Nolan Management Yes For For ETF Blizzard, Inc. 2021 AdvisorShares VICE Activision 06/21/ ATVI 00507V109 Elect Director Dawn Ostroff Management Yes For For ETF Blizzard, Inc. 2021 AdvisorShares VICE Activision 06/21/ Elect Director Casey ATVI 00507V109 Management Yes For For ETF Blizzard, Inc. 2021 Wasserman Advisory Vote to Ratify AdvisorShares VICE Activision 06/21/ ATVI 00507V109 Named Executive Officers’ Management Yes For Against ETF Blizzard, Inc. 2021 Compensation Ratify AdvisorShares VICE Activision 06/21/ ATVI 00507V109 PricewaterhouseCoopers LLP Management Yes For For ETF Blizzard, Inc. 2021 as Auditors AdvisorShares VICE Compass 06/22/ Elect David Norton as CMPS 20451W101 Management Yes For For ETF Pathways Plc 2021 Director AdvisorShares VICE Compass 06/22/ Elect Ekaterina Malievskaia CMPS 20451W101 Management Yes For For ETF Pathways Plc 2021 as Director AdvisorShares VICE Compass 06/22/ CMPS 20451W101 Elect Wayne Riley as Director Management Yes For For ETF Pathways Plc 2021 Appoint AdvisorShares VICE Compass 06/22/ CMPS 20451W101 PricewaterhouseCoopers LLP Management Yes For For ETF Pathways Plc 2021 as Auditors Authorise the Audit and Risk AdvisorShares VICE Compass 06/22/ CMPS 20451W101 Committee to Fix Management Yes For For ETF Pathways Plc 2021 Remuneration of Auditors AdvisorShares VICE Compass 06/22/ Accept Financial Statements CMPS 20451W101 Management Yes For For ETF Pathways Plc 2021 and Statutory Reports AdvisorShares VICE Compass 06/22/ Approve Remuneration CMPS 20451W101 Management Yes For For ETF Pathways Plc 2021 Report

Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document AdvisorShares VICE Compass 06/22/ CMPS 20451W101 Approve Remuneration Policy Management Yes For Against ETF Pathways Plc 2021

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Registrant AdvisorShares Trust

By (Signature and Title)* /s/ Noah Hamman Noah Hamman, Chief Executive Officer (principal executive officer)

Date August 5, 2021

*Print the name and title of each signing officer under his or her signature.

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