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Economic Research Working Paper No. 27
Economic Research Working Paper No. 27 Breakthrough technologies – Semiconductor, innovation and intellectual property Thomas Hoeren Francesca Guadagno Sacha Wunsch-Vincent Economics & Statistics Series November 2015 Breakthrough Technologies – Semiconductors, Innovation and Intellectual Property Thomas Hoeren*, Francesca Guadagno**, Sacha Wunsch-Vincent** Abstract Semiconductor technology is at the origin of today’s digital economy. Its contribution to innova- tion, productivity and economic growth in the past four decades has been extensive. This paper analyzes how this breakthrough technology came about, how it diffused, and what role intellec- tual property (IP) played historically. The paper finds that the semiconductor innovation ecosys- tem evolved considerably over time, reflecting in particular the move from early-stage invention and first commercialization to mass production and diffusion. All phases relied heavily on con- tributions in fundamental science, linkages to public research and individual entrepreneurship. Government policy, in the form of demand-side and industrial policies were key. In terms of IP, patents were used intensively. However, they were often used as an effective means of sharing technology, rather than merely as a tool to block competitors. Antitrust policy helped spur key patent holders to set up liberal licensing policies. In contrast, and potentially as a cautionary tale for the future, the creation of new IP forms – the sui generis system to protect mask design - did not produce the desired outcome. Finally, copyright has gained in importance more re- cently. Keywords: semiconductors, innovation, patent, sui generis, copyright, intellectual property JEL Classification: O330, O340, O470, O380 Disclaimer: The views expressed in this article are those of the authors and do not necessarily reflect the views of the World Intellectual Property Organization or its member states. -
On the Nobel Prize in Physics, Controversies and Influences by C
Global Journal of Science Frontier Research Physics and Space Science Volume 13 Issue 3 Version 1.0 Year 2013 Type : Double Blind Peer Reviewed International Research Journal Publisher: Global Journals Inc. (USA) Online ISSN: 2249-4626 & Print ISSN: 0975-5896 On the Nobel Prize in Physics, Controversies and Influences By C. Y. Lo Applied and Pure Research Institute Abstract - The Nobel Prizes were established by Alfred Bernhard Nobel for those who confer the "greatest benefit on mankind", and specifically in physics, chemistry, peace, physiology or medicine, and literature. In 1968 the Nobel Memorial Prize in Economic Sciences was established. However, the proceedings, nominations, awards, and exclusions have generated criticism and controversy. The controversies and influences related to the Nobel Physics Prize are discussed. The 1993 Nobel Prize in Physics was awarded to Hulse and Taylor, but the related theory was still incorrect as Gullstrand conjectured. The fact that Christodoulou received honors for related errors testified, “Unthinking respect for authority is the greatest enemy of truth” as Einstein asserted. The strategy based on the recognition time lag failed because of mathematical and logical errors. These errors were also the obstacles for later crucial progress. Also, it may be necessary to do follow up work after the awards years later since an awarded work may still be inadequately understood. Thus, it is suggested: 1) To implement the demands of Nobel’s will, the Nobel Committee should rectify their past errors in sciences. 2) To timely update the status of achievements of awarded Nobel Prizes in Physics, Chemistry, and Physiology or Medicine. 3) To strengthen the implementation of Nobel’s will, a Nobel Prize for Mathematics should be established. -
PDF and Print on Demand
I LIBRI DE «IL COLLE DI GALILEO» – 2 – EDITOR-IN-CHIEF Roberto Casalbuoni (Università di Firenze) EDITORIAL BOARD Francesco Cataliotti (Università di Firenze) Guido Chelazzi (Università di Firenze; Museo di Storia Naturale, President) Stefania De Curtis (INFN) Paolo De Natale (Istituto Nazionale di Ottica, Direttore) Daniele Dominici (Università di Firenze) Pier Andrea Mandò (Università di Firenze; Sezione INFN Firenze, Director) Francesco Palla (Osservatorio di Arcetri) Giuseppe Pelosi (Università di Firenze) Giacomo Poggi (Università di Firenze) Enrico Fermi’s IEEE Milestone in Florence For his Major Contribution to Semiconductor Statistics, 1924-1926 edited by Gianfranco Manes Giuseppe Pelosi Firenze University Press 2015 Enrico Fermi’s IEEE Milestone in Florence : for his Major Contribution to Semiconductor Statistics, 1924-1926 / edited by Gianfranco Manes, Giuseppe Pelosi. – Firenze : Firenze University Press, 2015. (I libri de «Il Colle di Galileo» ; 2) http://digital.casalini.it/9788866558514 ISBN 978-88-6655-850-7 (print) ISBN 978-88-6655-851-4 (online) Graphic Design: Alberto Pizarro Fernández, Pagina Maestra snc Back cover photo: The first operating transistor, developed at Bell Laboratories (1947) IEEE History Center Press available as open access PDF and Print on Demand http://ethw.org/Archives:IEEE_History_Center_Book_Publishing Peer Review Process All publications are submitted to an external refereeing process under the responsibility of the FUP Editorial Board and the Scientific Committees of the individual series. The works published in the FUP catalogue are evaluated and approved by the Editorial Board of the publishing house. For a more detailed description of the refereeing process we refer to the official documents published in the online catalogue of the FUP (www.fupress.com). -
Historical German Contributions to Physics and Applications of Electromagnetic Oscillations and Waves
HISTORICAL GERMAN CONTRIBUTIONS TO PHYSICS AND APPLICATIONS OF ELECTROMAGNETIC OSCILLATIONS AND WAVES Manfred Thumm Forschungszentrum Karlsruhe, Association EURATOM-FZK, Institut für Hochleistungsimpuls- und Mikrowellentechnik Postfach 3640, D-76021 Karlsruhe, Germany and Universität Karlsruhe, Institut für Höchstfrequenztechnik und Elektronik, Kaiserstraße 12, D-76128 Karlsruhe, Germany Phone: ++49 7247 82 2440, Fax: ++49 7247 82 4874, E-mail: [email protected] The present review summarizes a series of the most important historical contri- butions of German scientific researchers and industrial companies in Germany to the physics and applications of electromagnetic oscillations and waves during the past 140 years and intends to point out some relations to Russian scientists. The chronology highlights the following scientists: Philipp Reis (*1834-†1874): first telephone; Hermann von Helmholtz (*1821-†1894): unification of different ap- proaches to electrodynamics; Heinrich Hertz (*1857-†1894): fundamental experi- ments on electromagnetic waves; Karl Ferdinand Braun (*1850-†1918): crystal diode, cathode ray tube, transceiver with coupled resonance circuits; Christian Hülsmeyer (*1881-†1957): rudimentary form of RADAR; Robert von Lieben (*1878-†1913): triode as amplifier in transmitter; Heinrich Barkhausen (*1881- †1956): Barkhausen-Kurz oscillations, first transit-time microwave tube; Manfred von Ardenne (*1907-†1997): first integrated vacuum tube circuits; Hans Erich Hollmann (*1899-†1961): multi-cavity magnetron, principle of reflex klystron; Oskar Heil (*1908-†1994): principle of the klystron, multi-stage depressed collector, patent of field effect transistor (FET); Walter Schottky (*1886-†1976): tetrode electron tube, theory of shot noise, Schottky effect, Schottky barrier; Herbert Kroemer (*1928): III-V semiconductor heterostructures; Jürgen Schneider (*1931): quantum electronic model of electron cyclotron resonance maser. -
Transistor 1 Transistor
Transistor 1 Transistor A transistor is a semiconductor device used to amplify and switch electronic signals and electrical power. It is composed of semiconductor material with at least three terminals for connection to an external circuit. A voltage or current applied to one pair of the transistor's terminals changes the current through another pair of terminals. Because the controlled (output) power can be higher than the controlling (input) power, a transistor can amplify a signal. Today, some transistors are packaged individually, but many more are found embedded in integrated circuits. The transistor is the fundamental building block of modern electronic devices, and is ubiquitous in modern electronic systems. Following its development in the early 1950s, the transistor revolutionized the field of electronics, and paved the way for smaller and cheaper radios, calculators, and computers, among other Assorted discrete transistors. things. Packages in order from top to bottom: TO-3, TO-126, TO-92, SOT-23. History The thermionic triode, a vacuum tube invented in 1907, propelled the electronics age forward, enabling amplified radio technology and long-distance telephony. The triode, however, was a fragile device that consumed a lot of power. Physicist Julius Edgar Lilienfeld filed a patent for a field-effect transistor (FET) in Canada in 1925, which was intended to be a solid-state replacement for the triode.[1][2] Lilienfeld also filed identical patents in the United States in 1926[3] and 1928.[4][5] However, Lilienfeld did not publish any research articles about his devices nor did his patents cite any specific examples of a working prototype. -
Klystron.En.Pdf
Radartutorial Klystron Klystrons are high power microwave vacuum tubes. They are velocity-modulated tubes that are used in radars as amplifiers or oscillators. A klystron uses the kinetic energy of an electron beam for the amplification of a high-frequency signal. Klystrons make use of the transit-time effect by varying the velocity of an electron beam. It is a linear beam device; that is, the electron flow is in a straight line focused by an axial magnetic field. The magnetic field is only used to focalize the electron beam. A klystron has one or more special cavities around the axis of the tube that modulate the electric field. Due to the number of the resonant cavities, klystrons are divided up into two-cavity klystrons, multi-cavity klystrons, and repeller klystrons. The gain of klystron amplifiers can be very high (more than 60 dB), with output power up to tens of megawatts. But klystrons Figure 1: Klystron Type NSN 662-5861 have limited bandwidth (less than 2%) because of their use of of English Electric Valve Co Ltd. resonant cavities. They require high supply voltages in the region (Courtesy of OSTRON, Schwerin) of hundreds of kilovolts. As to be expected with vacuum tubes, Table of Content “Klystron” they have fewer reliabilities from 5000 to 75000 hours of the 1. Two-Cavity Klystrons mean time between failure. o Design o Function Zweikammer-Klystron o Characteristics 2. Multicavity Klystrons The two-cavity klystron is a widely used microwave amplifier 3. Multi-beam Klystrons operated by the principles of velocity and density modulation. -
Lessons Learnt from the Semiconductor Chip Industry and Its IP Law Framework, 32 J
The John Marshall Journal of Information Technology & Privacy Law Volume 32 Issue 3 Article 2 Spring 2016 The Protection of Pioneer Innovations – Lessons Learnt from the Semiconductor Chip Industry and its IP Law Framework, 32 J. Marshall J. Info. Tech. & Privacy L. 151 (2016) Thomas Hoeren Follow this and additional works at: https://repository.law.uic.edu/jitpl Part of the Antitrust and Trade Regulation Commons, Comparative and Foreign Law Commons, Computer Law Commons, European Law Commons, Intellectual Property Law Commons, International Trade Law Commons, Internet Law Commons, Privacy Law Commons, Science and Technology Law Commons, and the Transnational Law Commons Recommended Citation Thomas Hoeren, The Protection of Pioneer Innovations – Lessons Learnt from the Semiconductor Chip Industry and its IP Law Framework, 32 J. Marshall J. Info. Tech. & Privacy L. 151 (2016) https://repository.law.uic.edu/jitpl/vol32/iss3/2 This Article is brought to you for free and open access by UIC Law Open Access Repository. It has been accepted for inclusion in The John Marshall Journal of Information Technology & Privacy Law by an authorized administrator of UIC Law Open Access Repository. For more information, please contact [email protected]. THE PROTECTION OF PIONEER INNOVATIONS – LESSONS LEARNT FROM THE SEMICONDUCTOR CHIP INDUSTRY AND ITS IP LAW FRAMEWORK THOMAS HOEREN* 1. INTRODUCTION In the second half of the 20th century, semiconductor technology as integrated circuits (IC), commonly known as microchips, became more and more dominating in our lives. Microchips are the control center of simple things like toasters as well as of complex high-tech machines for medical use. -
Introduction to Transistors
Introduction to Transistors Edited by Research Lab 207, Science Building (School of Mathematics and Physics, Changzhou University, Changzhou, China) A transistor is a semiconductor device used to amplify and switch electronic signals. It is made of a solid piece of semiconductor material, with at least three terminals for connection to an external circuit. A voltage or current applied to one pair of the transistor's terminals changes the current flowing through another pair of terminals. Because the controlled (output) power can be much more than the controlling (input) power, the transistor provides amplification of a signal. Today, some transistors are packaged individually, but many more are found embedded in integrated circuits. Figure 1a. A replica of the first working transistor. The transistor is the fundamental building block of modern electronic devices, and is ubiquitous in modern electronic systems. Following its release in the early 1950s the transistor revolutionised the field of electronics, and paved the way for smaller and cheaper radios, calculators, and computers, amongst other things. Figure 1b. Assorted discrete transistors. Packages in order from top to bottom: TO-3, TO-126, TO-92, SOT-23 Table of Contents 1.History 2.Importance 3 Simplified operation 3.1 Transistor as a switch 3.2 Transistor as an amplifier 4 Comparison with vacuum tubes 4.1 Advantages 4.2 Limitations 5 Types 5.1 Bipolar junction transistor 5.2 Field-effect transistor 6 Construction 1. History Physicist Julius Edgar Lilienfeld filed the first patent for a transistor in Canada in 1925, describing a device similar to a Field Effect Transistor or "FET". -
The Klystron: a Microwave Source of Surprising Range and Endurance*
SLAC–PUB–7731 April 1998 - Rev The Klystron: A Microwave Source of Surprising Range and Endurance* George Caryotakis Stanford Linear Accelerator Center, Stanford University, Stanford CA 94309 Abstract This year marks the 60th anniversary of the birth of the klystron at Stanford University. The tube was the first practical source of microwaves and its invention initiated a search for increasingly more powerful sources, which continues to this day. This paper reviews the scientific uses of the klystron and outlines its operating principles. The history of the device is traced, from its scientific beginnings, to its role in WWII and the Cold War, and to its current resurgence as the key component in a major accelerator project. Finally, the paper describes the development of a modular klystron, which may someday power future accelerators at millimeter wavelengths. Invited Review paper for The American Physical Society, Division of Plasma Physics Conference in Pittsburgh, PA November 18, 1997 1* Work supported by Air Force office of Scientific Research and by Department of Energy contract DE–AC03–76SF00515. I. INTRODUCTION Klystron designers have always maintained a close relationship to From the foregoing, it is clear that the klystron has impeccable scientific physicists, and the Plasma Physics community in particular. High-power CW credentials. Before outlining its history, it is useful to sketch out the operating klystrons at C-band and X-band have been in use for low hybrid heating in tokamacs principles of the device. for some time. In High Energy Physics, experimental physicists using particle accelerators rely on klystrons for increasingly higher power and frequency,1 since the II. -
Vacuum Science & Technology Time Line, 1500–1799
Vacuum Science & Technology Time Line, 1500–1799 Time Line Color Code Key Related scientific developments Anders Celsius Vacuum devices (1701-1744) Radio & electronics Mayow Apparatus ca. 1669 suggests new temperature Otto von Guericke scale. This scale is revised Historical events Magdeberg hemisphere John Mayow (1641-1679) Rene Descartes in 1745 by Carl von Linn¾ (1707-1778) Vacuum gauges demonstration suggests that air may be (1596-1650) 1654 made up of two different gases 1742 Vacuum pumps in his Principa Philosophiae Experiments by Richard 1674 suggests that a vacuum Captions Townley (1628-1707) and Jakob Hermann cannot exist Vacuum device manufacturing Henry Power (1623-1668) (1678-1733) 1644 establish PV law for expansion postulates that pressure is (later called Boyle’s Law or proportional to density and Marriotte’s Law) to the square of the average Ferdinand II, 1660 velocity of the particles Grand Duke of Tuscany, in motion invents liquid-in-glass 1716 thermometer In response to Boyle’s ideas, 1641 Franciscu Linus (1595-1675) Otto von Guericke’s suggest the properties of a air pump vacuum is due to invisible thread-like Hero of Alexandria writes 1672 “funiculus” that strive to hold Pneumatias summarizing nearby objects together what is then known about Evangelista Torricelli 1660 syphons, pumps, etc. (1608-1647) Johannes van Helmont ~150 B.C.E. Substitutes mercury for George Ernts Stahl defines “gas” (Flemish = chaos) water in overhead pump introduces idea of to mean an air-like substance 1644 phlogiston as the 1620 agent of -
And the Invention of the Computer Byron Paul Mobley Iowa State University
Iowa State University Capstones, Theses and Retrospective Theses and Dissertations Dissertations 2001 The ingenuity of common workmen: and the invention of the computer Byron Paul Mobley Iowa State University Follow this and additional works at: https://lib.dr.iastate.edu/rtd Part of the Computer Sciences Commons, Economic History Commons, and the History of Science, Technology, and Medicine Commons Recommended Citation Mobley, Byron Paul, "The ingenuity of common workmen: and the invention of the computer " (2001). Retrospective Theses and Dissertations. 660. https://lib.dr.iastate.edu/rtd/660 This Dissertation is brought to you for free and open access by the Iowa State University Capstones, Theses and Dissertations at Iowa State University Digital Repository. It has been accepted for inclusion in Retrospective Theses and Dissertations by an authorized administrator of Iowa State University Digital Repository. For more information, please contact [email protected]. INFORMATION TO USERS This manuscript has been reproduced from the microfilm master. UMI films the text directly from the original or copy submitted. Thus, some thesis and dissertation copies are in typewriter face, while others may be from any type of computer printer. The quality of this reproduction is dependent upon the quality of the copy submitted. Broken or indistinct print, colored or poor quality illustrations and photographs, print bleedthrough, substandard margins, and improper alignment can adversely affect reproduction. In the unlikely event that the author did not send UMI a complete manuscript and there are missing pages, these will be noted. Also, if unauthorized copyright material had to be removed, a note will indicate the deletion. -
History of Computer and Electrical Engineering
History of Computer and Electrical Engineering Inventors and Milestones Issa Batarseh March 2016 2750 BC Electric Fish Electric Blue Damsel Fish The first time humans experienced electricity (other than lightning) was the shocks from electric fish. In fact, ancient Egyptian writing in 2750 BC referred to electric fish as 'Thunder of the Nile' 2700 BC The Abacus A Roman Abacus The abacus is believed to have first appeared in Mesopotamia somewhere between 2700 and 2300 BC. It is known as the Sumerian abacus. The oldest existing counting board today is the ‘salamis’ tablet that was used by the Babylonians in around 300 BC 900 BC Magnetism observed by Magnus of Greece Magnetite It is believed that in 900 BC, a Greek shepherd named Magnus, when walking through a field of black stones (now known as magnetite), noticed that the stones pulled out the iron tip of his shepherd's staff and the nails from his sandals. Magnus is therefore considered one of the first to have experienced the phenomenon of magnetism 600 BC Static Electricity perceived by Thales of Miletus Thales of Miletus - Greek philosopher ( 624 BC – 546 BC) It is said that the Greek philosopher Thales of Miletus was the first known experimentalist on the static of electricity when he rubbed a rod of amber with cat's fur to attract light objects like feathers. 300 BC Ancient to Modern Times Bioluminescence Firefly Firefly is of one of the many living organisms that produce light naturally via biochemical process (known as bioluminescence). Bioluminescence has been recorded as early as 300 BC by Aristotle, and all through the ages.