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Behavior Therapy 44 (2013) 548–558 www.elsevier.com/locate/bt

The Practice of : Relevance of Cognitive-Behavioral Theory and Extinction Theory

Jonathan S. Abramowitz University of North Carolina at Chapel Hill

procedures. This lack of emphasis on theoretical Exposure therapy is the most effective psychological models might be an unfortunate by-product of the intervention for people with anxiety disorders. While field’s current (and important) emphasis on treat- many therapists learn how to implement exposure tech- ment manuals and outcome research. It also might niques through clinical training programs or instructional be driven by the (similarly important) need to workshops, not all of these educational efforts include a rapidly disseminate effective psychological treat- focus on the theory underlying this treatment. The ments. Another reason theory might be less valued availability of treatment manuals providing step-by-step than technique is that psychological theories can be instructions for how to implement exposure makes it easier difficult to understand, requiring a large time for clinicians to use these techniques with less training than commitment that some might feel is not essential they might otherwise receive. This raises questions regard- to providing effective treatment. Yet this state of ing whether it is necessary to understand the theory behind affairs begs the question of how effective one can be the use of exposure. This article argues that knowledge of when delivering psychological treatments if there is the relevant theory is crucial to being able to implement no understanding of the science behind the treat- exposure therapy in ways that optimize both short- and ments being delivered. long-term outcome. Specific ways in which theory is relevant In the present article I will argue that in the case to using exposure techniques are discussed. of exposure therapy for pathological anxiety and (i.e., anxiety disorders), knowledge of contem- porary cognitive-behavioral models of anxiety Keywords: exposure therapy; anxiety; exinction cognitive-behavioral disorders and the principles of extinction (i.e., the theory type of that occurs with exposure) is extremely important in helping patients achieve ACROSS THE MENTAL HEALTH FIELDS there is a great optimal short- and long-term outcome. I will begin deal of inconsistency in how psychological treat- with a description of exposure techniques and ments are taught to trainees (and to professionals). reviews of contemporary cognitive-behavioral While most of this training necessarily focuses on models of anxiety disorders and extinction theory technique—how to implement the various treat- on which the principles of exposure therapy are ment procedures—considerably less attention is based. After a brief review of research supporting often paid to helping the trainee understand the the efficacy of exposure, I will turn to some theory that forms the basis for these treatment anecdotes and observations I have made of novice therapists who did not have sufficient knowledge of Address correspondence to Jonathan S. Abramowitz, Ph.D., the relevant theory. I will then discuss several Department of Psychology, University of North Carolina at Chapel reasons supporting my contention that at least a Hill, Campus Box 3270 (Davie Hall), Chapel Hill, NC 27599; working knowledge of the theoretical framework e-mail: [email protected]. discussed in the first part of this article is vital in 0005-7894/44/548-558/$1.00/0 © 2013 Association for Behavioral and Cognitive Therapies. Published by obtaining optimal short- and long-term success Elsevier Ltd. All rights reserved. with exposure. exposure therapy 549

Exposure Therapy as a Treatment for forms of active and passive avoidance performed to Anxiety Disorders reduce of negative consequences and bring aboutasenseofsecurity—which are also character- Exposure therapy is a set of psychological treatment istic of the various disorders (e.g., avoidance in techniques (usually considered a form of behavioral phobias, compulsive rituals in OCD, anxiolytic or cognitive-behavioral therapy [CBT]) for the types medication use in panic, etc.). Safety behaviors, of pathological fear that are typically observed in which often reduce anxiety in the short term (and people with anxiety disorders (although exposure can more rapidly than would naturally occur), have the also be used to reduce pathological fear that is not part long-term effect of preventing the natural extinction of an anxiety disorder). The techniques all involve of classically conditioned fear. Moreover, they are helping the patient engage in repeated and sometimes negatively reinforced () by the prolonged confrontation with a stimulus that pro- reduction in anxiety they engender, thus becoming vokes fear even though it objectively poses no more habitual. From a cognitive-behavioral perspective, than acceptable (i.e., “everyday”) risk. Feared stimuli safety behaviors maintain the exaggerated threat can be alive (e.g., spiders, people with HIV, clowns), perceptions and classically conditioned fear re- inanimate (e.g., toilets, knives, numbers), situational sponses by (a) fostering premature escape from (e.g., driving, darkness, feeling uncertain), cognitive anxiety before it naturally extinguishes, and (b) (e.g., “impure” sexual thoughts, memories of trau- preventing the disconfirmation of the misperceptions matic events, premonitions of untimely accidents), or of threat. For example, following the nonoccurrence physiological (e.g., racing heart, feeling out of breath, of death from a panic episode, a person with panic a skin blemish). The aim of exposure is to facilitate disorder will say that the only reason she did not die extinction—reduction in the conditioned anxiety/fear was that her benzodiazepine medication kicked in response associated with the feared stimulus. During and reduced her heart rate before her extreme exposure, confrontation with the fear-eliciting stimu- anxiety led to a fatal heart attack. Safety behaviors lus typically precipitates an observable response, thus serve as maintenance processes in anxiety ranging from mild apprehension to intense fear, disorders; and the fact that they are negatively based on the person’s exaggerated expectation of reinforced ensures a self-perpetuating vicious cycle. danger—although this initial fear activation is not necessary for exposure to produce extinction or how does exposure therapy reduce beneficial effects on symptoms (e.g., Foa et al., clinical anxiety and fear? 1983). Over time, this anxious or fearful response Two empirically derived theoretical models have typically declines naturally—even in the presence of been articulated to explain the effects of exposure the feared stimulus—a process known as habituation. therapy. The earlier of the two is emotional Here again, research indicates that habituation is not processing theory (EPT), which was first proposed a necessary condition for extinction learning to occur by Rachman (1980),elaboratedbyFoa and Kozak during exposure (e.g., Rowe & Craske, 1998; but see (1986), and further revised by Foa and McNally Craske et al., 2008,forareview). (1996). EPT asserts that confrontation with a feared stimulus during exposure activates a fear structure— cognitive-behavioral model of anxiety a set of propositions about the feared stimulus (e.g., a social interaction), response (e.g., trembling, sweat- The use of exposure as a treatment for anxiety and ing), and their meaning (e.g., people will notice and I fear-based problems follows from a theoretical model will be embarrassed) that is stored in memory. of clinical anxiety implicating dysfunctional beliefs, Activation of the fear structure, along with integra- , and operant conditioning (e.g., tion of information that is incompatible with it, is Barlow, 2002). Patients with clinical anxiety prob- thought to result in the development of a new nonfear lems are characterized by two types of dysfunctional structure that replaces (Foa & Kozak, 1986)or cognitions: (a) exaggerated estimates of the likelihood competes with (Foa & McNally) the original one. of harm, and (b) exaggerated estimates of the severity The basis for this corrective learning (i.e., incompat- of harm. These undue perceptions of threat underlie ible information) is the habituation (i.e., reduction) of anxiety responses to the triggers that characterize fear during an exposure trial and between trials (Foa the various anxiety disorders (e.g., social stimuli, & Kozak) in the absence of any avoidance or safety “contaminated” items, animals, etc.). Over time, fear behavior. Thus, according to EPT, initial fear might become a conditioned response to such stimuli. activation, within-session habituation, and between- In order to reduce or control the conditioned session habituation are all indicators of successful anxiety (and reduce the perception of threat), people learning (and therefore successful exposure therapy). with anxiety disorders resort to safety behaviors— Put another way, EPT assumes that performance