Securities Lending Report
HBCE / HSBC Gbl Inv Fd - Asia ex Japan Equity
Report as at 27/09/2021
Summary of policy
% limit on maximum percentage of book on loan 20%
Revenue Split 75/25 *
Name of the Fund HBCE / HSBC Gbl Inv Fd - Asia ex Japan Equity
Replication Mode Physical replication
ISIN Code LU0165289439
Total net assets (AuM) 753,353,626
Reference currency of the fund USD
* The sub-fund will receive 75% of the gross revenue generated and the remaining 25% will be split between the Securities Lending Agent and the Management Company
Securities lending data - as at 27/09/2021
Currently on loan in USD (base currency) 39,025,371.99
Current percentage on loan (in % of the fund AuM) 5.18%
Collateral value (cash and securities) in USD (base currency) 46,838,915.50
Collateral value (cash and securities) in % of loan 120%
Securities lending statistics
12-month average on loan in USD (base currency) N/A
12-month average on loan as a % of the fund AuM N/A
12-month maximum on loan in USD N/A
12-month maximum on loan as a % of the fund AuM N/A
Gross Return for the fund over the last 12 months in USD (base currency) N/A
Gross Return for the fund over the last 12 months in % of the fund AuM N/A
Collateral data - as at 27/09/2021
ISIN Name Asset Class Country Currency Rating Valuation (coll ccy) Valuation (base ccy) Weight
AU000000AGL7 AGL ENERGY ODSH AGL ENERGY COM AU AUD AAA 2,856.64 2,074.14 0.00%
AU000000ALL7 ARISTOCRAT LEIS ODSH ARISTOCRAT LEIS COM AU AUD AAA 466.20 338.49 0.00%
AU000000ANN9 ANSELL ODSH ANSELL COM AU AUD AAA 395,439.21 287,119.96 0.61%
AU000000BEN6 BENDIGO ODSH BENDIGO COM AU AUD AAA 35,302.79 25,632.60 0.05%
AU000000CWY3 CLEANAWAY WASTE ODSH CLEANAWAY WASTE COM AU AUD AAA 58,656.76 42,589.42 0.09%
AU000000DMP0 DOMINO S PIZZA ODSH DOMINO S PIZZA COM AU AUD AAA 536,291.27 389,389.63 0.83%
AU000000NAB4 NAB ODSH NAB COM AU AUD AAA 1,485,100.26 1,078,299.57 2.30%
AU000000NEC4 NINE ENTMT ODSH NINE ENTMT COM AU AUD AAA 307.39 223.19 0.00%
AU000000WBC1 WESTPAC ODSH WESTPAC COM AU AUD AAA 763.79 554.57 0.00%
AU000000WPL2 WOODSIDE ODSH WOODSIDE COM AU AUD AAA 709.27 514.98 0.00% Collateral data - as at 27/09/2021
ISIN Name Asset Class Country Currency Rating Valuation (coll ccy) Valuation (base ccy) Weight
BE0974264930 AGEAS ODSH AGEAS COM BE EUR AA3 118,550.72 138,882.17 0.30%
BMG0171K1018 ALI HEALTH ODSH ALI HEALTH COM HK HKD 29,523.99 3,799.90 0.01%
BMG475671050 IHS MARKIT ODSH IHS MARKIT COM US USD AAA 568,913.38 568,913.38 1.21%
CH0038863350 NESTLE ODSH NESTLE COM CH CHF 19,353.01 20,401.93 0.04%
CNE1000001Z5 BANK OF CHINA ODSH BANK OF CHINA COM CN HKD 333,370.48 42,906.58 0.09%
CNE1000002H1 CCB ODSH CCB COM CN HKD 95,962.52 12,350.89 0.03%
CNE1000002L3 CHINA LIFE INSUR ODSH CHINA LIFE INSUR COM CN HKD 8,378,329.65 1,078,336.26 2.30%
CNE1000002Q2 SINOPEC CORP. ODSH SINOPEC CORP. COM CN HKD 294,722.48 37,932.37 0.08%
CNE1000003G1 ICBC ODSH ICBC COM CN HKD 12,208,243.65 1,571,266.88 3.35%
CNE1000003X6 PING AN OF CHINA ODSH PING AN OF CHINA COM CN HKD 284,679.90 36,639.84 0.08%
DE0005810055 DEUTSCHE BOERSE ODSH DEUTSCHE BOERSE COM DE EUR AAA 5,474.50 6,413.37 0.01%
DE000BASF111 BASF DE ODSH BASF DE COM DE EUR AAA 82,199.72 96,296.97 0.21%
DE000BAY0017 BAYER ODSH BAYER COM DE EUR AAA 440,378.12 515,903.00 1.10%
FI0009005318 NOKIAN TYRES ODSH NOKIAN TYRES COM FI EUR AA1 89,555.03 104,913.73 0.22%
FI0009005987 UPM KYMMENE OYJ ODSH UPM KYMMENE OYJ COM FI EUR AA1 6,779.52 7,942.21 0.02%
FI4000297767 NORDEA BNK ODSH NORDEA BNK COM FI EUR AA1 425,805.06 498,830.66 1.06%
FR0000121329 THALES ODSH THALES COM FR EUR AA2 417,804.56 489,458.07 1.04%
FR0000130809 SOCIETE GENERALE ODSH SOCIETE GENERALE COM FR EUR AA2 14,616.56 17,123.30 0.04%
FR0010208488 ENGIE ODSH ENGIE COM FR EUR AA2 37,708.50 44,175.51 0.09%
GB0000536739 ORD GBP0.10 ASHTEAD GROUP CST GB GBP AA2 62,648.88 85,844.98 0.18%
GB0002374006 ORD 28 101/108P DIAGEO CST GB GBP AA2 3,484.00 4,773.97 0.01%
GB0005603997 ORD GBP0.025 LEGAL & GENERAL GROUP PLC CST GB GBP AA2 58,496.34 80,154.94 0.17%
GB0005758098 ORD GBP0.05 MEGGITT CST GB GBP AA2 1,210,160.64 1,658,229.39 3.54%
GB0008220112 ORD GBP0.10 SMITH(DAVID S.)HLD CST GB GBP AA2 397,748.52 545,017.14 1.16%
GB0009252882 GBP0.25 GLAXOSMITHKLINE PLC CST GB GBP AA2 758,097.84 1,038,787.81 2.22%
GB0031348658 ORD 25P BARCLAYS BANK PLC CST GB GBP AA2 9,726.66 13,328.01 0.03%
GB00B03MLX29 ROYAL DUTCH SHEL ODSH ROYAL DUTCH SHEL CST GB GBP AA2 3,226.61 4,421.28 0.01%
GB00B03MLX29 SHELL ODSH SHELL COM NL EUR AAA 620,141.45 726,495.75 1.55%
GB00B10RZP78 UNILEV ODSH UNILEV COM NL EUR AAA 53,712.13 62,923.77 0.13%
GB00B1CRLC47 ORD EUR0.20 MONDI PLC CST GB GBP AA2 84,238.11 115,427.74 0.25%
GB00B63H8491 ROLLS ROYCE ODSH ROLLS ROYCE CST GB GBP AA2 304,967.30 417,883.15 0.89%
GB00BDD85M81 AVAST ODSH AVAST CST GB GBP AA2 1,163,081.92 1,593,719.51 3.40%
GB00BH0P3Z91 BHP GRP ODSH BHP GRP CST GB GBP AA2 2,199,876.15 3,014,392.61 6.44%
GB00BH4HKS39 VODAFONE GROUP ODSH VODAFONE GROUP CST GB GBP AA2 1,434,047.28 1,965,011.32 4.20%
GB00BJFFLV09 CRODA ODSH CRODA CST GB GBP AA2 1,488,567.60 2,039,718.09 4.35%
HK0000608585 NEW WORLD DEV ODSH NEW WORLD DEV COM HK HKD 8,378,029.96 1,078,297.69 2.30%
HK0002007356 CLP HOLDINGS ODSH CLP HOLDINGS COM HK HKD 3,991,900.16 513,779.10 1.10%
HK0267001375 CITIC ODSH CITIC COM HK HKD 24,673.36 3,175.59 0.01%
HK0669013440 TTI ODSH TTI COM HK HKD 141,504.95 18,212.45 0.04% Collateral data - as at 27/09/2021
ISIN Name Asset Class Country Currency Rating Valuation (coll ccy) Valuation (base ccy) Weight
HK0688002218 CHINA OVERSEAS ODSH CHINA OVERSEAS COM HK HKD 8,142,321.92 1,047,960.79 2.24%
HK1093012172 CSPC PHARMA ODSH CSPC PHARMA COM HK HKD 1,535,999.01 197,691.37 0.42%
IE00BDB6Q211 WILLIS TOWERS ODSH WILLIS TOWERS COM US USD AAA 347,924.53 347,924.53 0.74%
IE00BTN1Y115 MEDTRONIC ODSH MEDTRONIC COM US USD AAA 491,536.01 491,536.01 1.05%
IE00BWT6H894 FLUTTER ODSH FLUTTER COM GB GBP AA2 6,146.00 8,421.59 0.02%
IM00B5VQMV65 GVC HOLDINGS ODSH GVC HOLDINGS CST GB GBP AA2 1,723.80 2,362.05 0.01%
IT0000066123 BPER BANCA ODSH BPER BANCA COM IT EUR 162,950.90 190,896.99 0.41%
IT0000072618 INTESA SANPAOLO ODSH INTESA SANPAOLO COM IT EUR 19.43 22.76 0.00%
IT0003506190 ATLANTIA ODSH ATLANTIA COM IT EUR 772,849.75 905,393.54 1.93%
JE00B4T3BW64 ORD USD0.01 GLENCORE INTERNATIONAL CST GB GBP AA2 16,696.86 22,878.97 0.05%
JP1300171525 JPGV 2.400 12/20/34 JAPAN GOV JP JPY A1 159,846,804.58 1,446,755.56 3.09%
JP3116000005 ASAHI GROUP ODSH ASAHI GROUP COM JP JPY A1 35,804,998.52 324,067.04 0.69%
JP3165700000 NTT DATA ODSH NTT DATA COM JP JPY A1 217,899.22 1,972.18 0.00%
JP3188220002 OTSUKA HOLDINGS ODSH OTSUKA HOLDINGS COM JP JPY A1 3,902,398.68 35,320.17 0.08%
JP3205800000 KAO ODSH KAO COM JP JPY A1 7,397,498.96 66,953.94 0.14%
JP3209000003 CASIO COMPUTER ODSH CASIO COMPUTER COM JP JPY A1 20,855,998.98 188,765.32 0.40%
JP3242800005 CANON ODSH CANON COM JP JPY A1 4,086,748.86 36,988.71 0.08%
JP3258000003 KIRIN HOLDINGS ODSH KIRIN HOLDINGS COM JP JPY A1 5,222,499.04 47,268.25 0.10%
JP3266400005 KUBOTA ODSH KUBOTA COM JP JPY A1 8,625,749.73 78,070.70 0.17%
JP3294460005 INPEX ODSH INPEX COM JP JPY A1 48,677,599.92 440,575.52 0.94%
JP3351600006 SHISEIDO ODSH SHISEIDO COM JP JPY A1 3,102,399.34 28,079.47 0.06%
JP3385820000 GS YUASA ODSH GS YUASA COM JP JPY A1 30,677,399.67 277,657.71 0.59%
JP3396350005 SKY PERFECT ODSH SKY PERFECT COM JP JPY A1 61,013,399.98 552,225.46 1.18%
JP3452000007 TAIYO YUDEN ODSH TAIYO YUDEN COM JP JPY A1 40,487,999.87 366,452.36 0.78%
JP3481800005 DAIKIN IND ODSH DAIKIN IND COM JP JPY A1 2,524,498.90 22,848.96 0.05%
JP3494600004 SCREEN HLDG ODSH SCREEN HLDG COM JP JPY A1 55,619,999.14 503,410.39 1.07%
JP3496400007 KDDI ODSH KDDI COM JP JPY A1 1,137,598.71 10,296.28 0.02%
JP3519400000 CHUGAI PHARM ODSH CHUGAI PHARM COM JP JPY A1 13,106,798.25 118,628.17 0.25%
JP3569200003 TOKYU FUDOSAN ODSH TOKYU FUDOSAN COM JP JPY A1 69,699.05 630.84 0.00%
JP3621000003 TORAY INDUSTRIES ODSH TORAY INDUSTRIES COM JP JPY A1 63,008,119.21 570,279.44 1.22%
JP3686800008 NIPPON SHEET G ODSH NIPPON SHEET G COM JP JPY A1 96,714,999.01 875,356.64 1.87%
JP3695200000 NGK INSULATORS ODSH NGK INSULATORS COM JP JPY A1 2,325,599.70 21,048.74 0.04%
JP3726800000 JAPAN TOBACCO ODSH JAPAN TOBACCO COM JP JPY A1 4,147,698.81 37,540.36 0.08%
JP3729400006 NIPPON EXPRESS ODSH NIPPON EXPRESS COM JP JPY A1 807,999.04 7,313.11 0.02%
JP3733000008 NEC ODSH NEC COM JP JPY A1 42,703,998.97 386,509.12 0.83%
JP3758190007 NEXON ODSH NEXON COM JP JPY A1 1,661,399.80 15,037.14 0.03%
JP3789000001 HITACHI ZOSEN ODSH HITACHI ZOSEN COM JP JPY A1 71,135,998.71 643,843.97 1.37%
JP3830800003 BRIDGESTONE ODSH BRIDGESTONE COM JP JPY A1 86,047,998.92 778,810.82 1.66%
JP3902900004 MUFG ODSH MUFG COM JP JPY A1 67,717,649.44 612,904.87 1.31% Collateral data - as at 27/09/2021
ISIN Name Asset Class Country Currency Rating Valuation (coll ccy) Valuation (base ccy) Weight
JP3955800002 YOKOHAMA RUBBER ODSH YOKOHAMA RUBBER COM JP JPY A1 20,867,798.68 188,872.11 0.40%
JP3967200001 RAKUTEN GROUP ODSH RAKUTEN GROUP COM JP JPY A1 119,137,499.11 1,078,300.19 2.30%
KYG017191142 ALIBABA ODSH ALIBABA COM HK HKD 11,932,228.90 1,535,742.29 3.28%
KYG040111059 ANTA SPORTS ODSH ANTA SPORTS COM HK HKD 116,843.94 15,038.45 0.03%
KYG217651051 CKH HOLDINGS ODSH CKH HOLDINGS COM HK HKD 5,807,995.34 747,520.36 1.60%
KYG2953R1149 AAC TECH HLDG ODSH AAC TECH HLDG COM HK HKD 108,118.11 13,915.38 0.03%
KYG4290A1013 HAIDILAO INTL ODSH HAIDILAO INTL COM HK HKD 406,282.90 52,290.80 0.11%
KYG596691041 MEITUAN ODSH MEITUAN COM HK HKD 8,439,389.92 1,086,195.05 2.32%
KYG7800X1079 SANDS CHINA ODSH SANDS CHINA COM HK HKD 1,737,981.01 223,687.54 0.48%
KYG8167W1380 SINO BIOPHARM ODSH SINO BIOPHARM COM HK HKD 8,378,053.70 1,078,300.75 2.30%
KYG875721634 TENCENT HOLDINGS ODSH TENCENT HOLDINGS COM HK HKD 8,377,667.12 1,078,250.99 2.30%
KYG960071028 WH GROUP ODSH WH GROUP COM HK HKD 1,650,047.29 212,370.00 0.45%
KYG9829N1025 XYS ODSH XYS COM HK HKD 1,434,545.68 184,633.78 0.39%
KYG9830T1067 XIAOMI ODSH XIAOMI COM HK HKD 8,245,359.64 1,061,222.31 2.27%
LU1598757687 ARCELORMITTAL ODSH ARCELORMITTAL COM NL EUR AAA 167,429.14 196,143.25 0.42%
NL0000009082 KPN ODSH KPN COM NL EUR AAA 422,368.16 494,804.33 1.06%
NL0000009538 PHILIPS ODSH PHILIPS COM NL EUR AAA 155,532.79 182,206.67 0.39%
NL0000235190 AIRBUS NL ODSH AIRBUS NL COM FR EUR AA2 200,242.40 234,583.99 0.50%
NL0000303709 AEGON ODSH AEGON COM NL EUR AAA 20,904.40 24,489.51 0.05%
NL0010273215 ASML HOLDING ODSH ASML HOLDING COM NL EUR AAA 4,444.60 5,206.85 0.01%
NL0010545661 CNH INDUSTRIAL ODSH CNH INDUSTRIAL COM IT EUR 53,099.01 62,205.49 0.13%
NL0011794037 AHOLD DELHAIZE ODSH AHOLD DELHAIZE COM NL EUR AAA 28.89 33.85 0.00%
NL0011872643 ASR NEDERLAND ODSH ASR NEDERLAND COM NL EUR AAA 73,612.96 86,237.58 0.18%
NL0012969182 ADYEN ODSH ADYEN COM NL EUR AAA 13,379.69 15,674.31 0.03%
NL0013654783 PROSUS ODSH PROSUS COM NL EUR AAA 140,961.02 165,135.85 0.35%
NL00150001Q9 STELLANTIS ODSH STELLANTIS COM IT EUR 114,302.22 133,905.06 0.29%
PG0008579883 OIL SEARCH ODSH OIL SEARCH COM AU AUD AAA 802,304.86 582,536.42 1.24%
SE0000242455 SWEDBANK AB ODSH SWEDBANK AB COM SE SEK AAA 1,368.95 158.37 0.00%
SE0007100599 SVENSKA HNDLSBNK ODSH SVENSKA HNDLSBNK COM SE SEK AAA 2,198,469.59 254,340.97 0.54%
US0231351067 AMAZON.COM ODSH AMAZON.COM COM US USD AAA 27,458.37 27,458.37 0.06%
US0378331005 APPLE ODSH APPLE COM US USD AAA 269,984.35 269,984.35 0.58%
US0605051046 BOFAML ODSH BOFAML COM US USD AAA 84.44 84.44 0.00%
US1491231015 CATERPILLAR ODSH CATERPILLAR COM US USD AAA 187,940.54 187,940.54 0.40%
US30303M1027 FACEBOOK ODSH FACEBOOK COM US USD AAA 12,378.04 12,378.04 0.03%
US38141G1040 GOLDMAN SACHS ODSH GOLDMAN SACHS COM US USD AAA 6,657.59 6,657.59 0.01%
US46625H1005 JP MORGAN ODSH JP MORGAN COM US USD AAA 515,245.51 515,245.51 1.10%
US4851703029 KC SOUTHERN ODSH KC SOUTHERN COM US USD AAA 120,925.25 120,925.25 0.26%
US5178341070 LVSC ODSH LVSC COM US USD AAA 36.97 36.97 0.00%
US5719032022 MARRIOTT INTNL ODSH MARRIOTT INTNL COM US USD AAA 253,667.47 253,667.47 0.54% Collateral data - as at 27/09/2021
ISIN Name Asset Class Country Currency Rating Valuation (coll ccy) Valuation (base ccy) Weight
US5949181045 MICROSOFT ODSH MICROSOFT COM US USD AAA 223,456.97 223,456.97 0.48%
US6174464486 MORGAN STANLEY ODSH MORGAN STANLEY COM US USD AAA 182,098.61 182,098.61 0.39%
US67066G1040 NVIDIA ODSH NVIDIA COM US USD AAA 69,029.01 69,029.01 0.15%
US8085131055 CHARLES SCHWAB ODSH CHARLES SCHWAB COM US USD AAA 6,816.56 6,816.56 0.01%
US9127964V80 UST BILL 10/07/21 US TREASURY GOV US USD AAA 68,234.51 68,234.51 0.15%
US9311421039 WALMART ODSH WALMART COM US USD AAA 70,435.54 70,435.54 0.15%
US9694571004 WILLIAMS ODSH WILLIAMS COM US USD AAA 20,945.55 20,945.55 0.04%
Total: 46,838,915.5 100.00%
Counterparts
Number of counterparties with exposure exceeding 3% of the Fund's NAV
No. Major Name Market Value
Top 5 borrowers in last Month
No. Counterparty Market Value
1 MACQUARIE BANK LTD (PARENT) 22,294,427.15
2 HSBC BANK PLC (PARENT) 4,125,965.45
3 UBS AG 3,631,653.01
4 CREDIT SUISSE INTERNATIONAL (PARENT) 297,814.68
5 CREDIT SUISSE AG DUBLIN BRANCH (PARENT) 294,058.15