Consideration of Funding Proposals - Addendum V Funding Proposal Package for FP145
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Meeting of the Board 9 – 13 November 2020 GCF/B.27/02/Add.05 Virtual meeting Provisional agenda item 1 October 2020 1 21 Consideration of funding proposals - Addendum V Funding proposal package for FP145 Summary This addendum contains the following seven parts: a) A funding proposal titled "RELIVE – REsilient LIVElihoods of vulnerable smallholder farmers in the Mayan landscapes and the Dry Corridor of Guatemala"; b) No-objection letter issued by the national designated authority(ies) or focal point(s); c) Environmental and social report(s) disclosure; d) Secretariat’s assessment; e) Independent Technical Advisory Panel’s assessment; f) Response from the accredited entity to the independent Technical Advisory Panel's assessment; and g) Gender documentation. GCF/B.27/02/Add.05 Page b Table of Contents Funding proposal submitted by the accredited entity 3 No-objection letter issued by the national designated authority(ies) or focal point(s) 75 Environmental and social report(s) disclosure 76 Secretariat’s assessment 78 Independent Technical Advisory Panel’s assessment 91 Response from the accredited entity to the independent Technical Advisory Panel's 101 assessment Gender documentation 103 GREEN CLIMATE FUND FUNDING PROPOSAL V.2.0 | PAGE 1 OF 59 A RELIVE – REsilient LIVElihoods of vulnerable Project/Programme title: smallholder farmers in the Mayan landscapes and the Dry Corridor of Guatemala Country(ies): Guatemala Accredited Entity: Food and Agriculture Organization of the United Nations (FAO) Date of first submission: 2019/11/04 Date of current 2020/09/22 submission Version number [V.015] GREEN CLIMATE FUND FUNDING PROPOSAL V.2.0 | PAGE 2 OF 72 A Contents Section A PROJECT / PROGRAMME SUMMARY Section B PROJECT / PROGRAMME INFORMATION Section C FINANCING INFORMATION Section D EXPECTED PERFORMANCE AGAINST INVESTMENT CRITERIA Section E LOGICAL FRAMEWORK Section F RISK ASSESSMENT AND MANAGEMENT Section G GCF POLICIES AND STANDARDS Section H ANNEXES Note to Accredited Entities on the use of the funding proposal template • Accredited Entities should provide summary information in the proposal with cross- reference to annexes such as feasibility studies, gender action plan, term sheet, etc. • Accredited Entities should ensure that annexes provided are consistent with the details provided in the funding proposal. Updates to the funding proposal and/or annexes must be reflected in all relevant documents. • The total number of pages for the funding proposal (excluding annexes) should not exceed 60. Proposals exceeding the prescribed length will not be assessed within the usual service standard time. • The recommended font is Arial, size 11. • Under the GCF Information Disclosure Policy, project and programme funding proposals will be disclosed on the GCF website, simultaneous with the submission to the Board, subject to the redaction of any information that may not be disclosed pursuant to the IDP. Accredited Entities are asked to fill out information on disclosure in section G.4. Please submit the completed proposal to: [email protected] Please use the following name convention for the file name: “FP-FAO-Guatemala-LA-2019” GREEN CLIMATE FUND FUNDING PROPOSAL V.2.0 | PAGE 3 OF 72 A Acronyms ASIS Agricultural Stress Index System CADER Learning Centers for Rural Development COCODE Community Development Council COMUDE Municipal Development Council CONRED National Coordinator for Disaster Reduction CPF Country Programming CSA Climate Resilient Agriculture CSO Civil Society Organizations ECLAC Economic Commission for Latin America and the Caribbean EE Executing Entity EM-DAT The Emergency Events Database FAO Food and Agriculture Organization of the United Nations FEWS NET Famine Early Warning Systems Network FS Feasibility Study GCF Green Climate Fund GDP Gross Domestic Product GIZ The German Society for International Cooperation GOG Government of Guatemala GRMS Global Resources Management System INAB National Forest Institute INE Institute of National Statistics INSIVUMEH Seismology, Volcanology, Meteorology and Hydrology Institute IUCN International Union for Conservation of Nature KOICA Korea International Cooperation Agency LMCC Climate Change Framework Law M&E Monitoring and Evaluation MAGA Ministry of Agriculture, Livestock and Food MARN Ministry of Environment and Natural Resources NAP agriculture Integrating Agriculture in National Adaptation Plans NAP National Adaptation Plan NDA National Designated Authority NDC Nationally Determined Contributions NGOs Non-Governmental Organizations OED FAO Office of Evaluation PANCC National Climate Change Action Plan PINPEP Forest Incentive Program for Small-Holders PMU Project Management Unit PROBOSQUE Incentive Program for the establishment, recovery, management, production and protection of forests in Guatemala PSC Project Steering Committee RCP Representative Concentration Pathway RELIVE REsilient LIVElihoods of vulnerable smallholder farmers in the Mayan landscapes and the Dry Corridor of Guatemala RLC FAO Regional Office for Latin America and the Caribbean SDG Sustainable Development Goals SEGEPLAN Planning and Programming Secretariat of the Presidency SESAN Secretariat for Food and Nutritional Security SINCC National System for Information on Climate Change SLM FAO Sub-regional Office for Mesoamerica SNER System for Rural Extension TC Technical Committee GREEN CLIMATE FUND FUNDING PROPOSAL V.2.0 | PAGE 4 OF 72 A PROJECT/PROGRAMME SUMMARY A.1. Project or A.2. Public or private Project Public programme sector If the funding proposal is being submitted in response to a specific GCF Request for Proposals, A.3. Request for indicate which RFP it is targeted for. Please note that there is a separate template for the Proposals (RFP) Simplified Approval Process and REDD+. Not applicable Check the applicable GCF result area(s) that the overall proposed project/programme targets. For each checked result area(s), indicate the estimated percentage of GCF budget devoted to it. The total of the percentages when summed should be 100%. Mitigation: Reduced emissions from: GCF contribution: Enter number% ☐ Energy access and power generation: Enter number% ☐ Low-emission transport: ☐ Buildings, cities, industries and appliances: Enter number% A.4. Result area(s) ☐ Forestry and land use: Enter number% Adaptation: Increased resilience of: 1 ☒ Most vulnerable people, communities and regions: 52% ☒ Health and well-being, and food and water security: 18% ☐ Infrastructure and built environment: Enter number% 30% ☒ Ecosystem and ecosystem services: Direct Beneficiaries: Total = 116,353 Female = 46,541 Women 0,7% of National population A.5. Expected mitigation A.6. Expected adaptation 20 % of population in target impact impact area Indirect Beneficiaries Total = 583,146 Female = 300,320 3.9% of National Population A.7. Total financing (GCF 66,677,169 USD + co-finance) Medium (Upto USD A.9. Project size A.8. Total GCF funding 29,837,169 USD 250 million) requested For multi-country proposals, please fill out annex 17. Mark all that apply and provide total amounts. The sum of all total amounts should be consistent with A.8. A.10. Financial ☒ instrument(s) requested Grant 29,837,169 ☐ Equity Enter number for the GCF funding ☐ Loan Enter number ☐ Results-based ☐ Guarantee Enter number payment Enter number Indicate the number of years Indicate the maximum number and months the project/ of years over which the A.11. Implementation programme is expected to be A.12. Total lifespan impacts of the investment are period implemented. expected to be effective. 7 years 20 years 1 Refer to Section C.2 for the detailed calculation. GREEN CLIMATE FUND FUNDING PROPOSAL V.2.0 | PAGE 5 OF 72 A This is the date that the Refer to the AE’s safeguard Accredited Entity obtained/will policy and GCF ESS A.13. Expected date of obtain its own approval to A.14. ESS category Standards to assess your FP AE internal approval implement the project/ category. programme, if available. 10/31/2019 B A.15. Has this FP been A.16. Has Readiness or ☒ ☒ submitted as a CN Yes No ☐ PPF support been used Yes ☐ No before? to prepare this FP? A.17. Is this FP included A.18. Is this FP included ☒ ☒ in the entity work Yes No ☐ in the country Yes No ☐ programme? programme? Does the project/programme complement other climate finance funding (e.g. GEF, AF, A.19. Complementarity CIF, etc.)? If yes, please elaborate in section B.1. and coherence Yes ☒ No ☐ Food and Agriculture Organization of the United Nations (FAO) Ministry of Agriculture, Livestock and Food (MAGA) A.20. Executing Entity National Forest Institute (INAB) information The German Society for International Cooperation (GIZ) Each Executing Entity will only be responsible for specific Project Activities as set out in Section B.4 - Table 7. A.21. Executive summary (max. 750 words, approximately 1.5 pages) 1. The project REsilient LIVElihoods of vulnerable smallholder farmers in the Mayan landscapes and the Dry Corridor of Guatemala (RELIVE) aims to build the resilience of Guatemala’s most vulnerable farmers and their livelihoods against the impacts of climate change. The project will promote drought-resilient crop production systems by adopting a package of proven and validated adaptation measures. It will also be transformative in its focus on promoting women’s equitable representation in project activities and enabling women’s greater economic empowerment and participation in decision making. RELIVE project will overcome critical barriers to strengthen the resilience of vulnerable farmers against