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Epidemiology/Health Services/Psychosocial Research ORIGINAL AR T I C L E

Use of the Oral Tolerance Test to Assess Release and Insulin Se n s i t i v i ty

MICHAEL STUMVOLL, MD HANNELE YKI-JÄRVINEN, MD he oral glucose tolerance test (OGTT) ASIMINA MITRAKOU, MD TIMON VAN HAEFTEN, MD is a widely used proc e d u r e that was WALKYRIA PIMENTA, MD WALTER RENN, PHD originally developed to classify carbo- TROND JENSSEN, MD JOHN GERICH, MD T hydrate tolerance (1). However, because plasma glucose and insulin responses dur- ing this test reflect the ability of pancrea t i c -cells to secrete insulin and the sensitivity of tissues to insulin (2), the OGTT has also OB J E C T I V E — The oral glucose tolerance test (OGTT) has often been used to evaluate ap p a r ent insulin release and in various clinical settings. However, because been often used to evaluate -cell function insulin sensitivity and insulin release are interdependent, to what extent they can be pred i c t e d and insulin resistance (3–5). In epidemio- fr om an OGTT is unclear. logical studies, for example, fasting plasma insulin concentrations have been used as RESEARCH DESIGN AND METHODS — We studied insulin sensitivity using the an index of insulin resistance, and the euglycemic-hyperinsulinemic clamp and insulin release using the hyperglycemic clamp in 104 3 0 -min ratio of changes in plasma insulin nondiabetic volunteers who had also undergone an OGTT. Demographic parameters (BMI, and glucose have been used as an index of waist-to-hip ratio, age) and plasma glucose and insulin values from the OGTT were subjected -cell function (6,7). to multiple linear reg r ession to predict the metabolic clearance rate (MCR) of glucose, the Although such approaches are simple, insulin sensitivity index (ISI), and first-phase (1st PH) and second-phase (2nd PH) insulin they have not been fully validated. On the release as measured with the respective clamps. other hand, hyperglycemic and euglycemic- RE S U LT S — The equations predicting MCR and ISI contained BMI, insulin (120 min), and hyperinsulinemic clamp studies are well glucose (90 min) and were highly correlated with the measured MCR (r = 0.80, P 0. 0 0 0 0 5 ) established for assessing -cell function and and ISI (r = 0.79, P 0.00005). The equations predicting 1st PH and 2nd PH contained insulin insulin sensitivity (8,9), but these are com- (0 and 30 min) and glucose (30 min) and were also highly correlated with the measured 1st plicated proc e d u r es, and they are generally PH (r = 0.78, P 0.00005) and 2nd PH (r = 0.79, P 0.00005). The parameters predicted by impractical for use outside of specialized our equations correlated better with the measured parameters than homeostasis model assess- res e a r ch centers. Thus, for epidemiological ment for secretion and resistance, the 30-min insulin/ 30-min glucose ratio for secretion and studies, screenings of high-risk populations, insulin (120 min) for insulin resistance taken from the OGTT. and large-scale intervention trials, simpler methods are desirable. CO N C L U S I O N S — We thus conclude that predicting insulin sensitivity and insulin rel e a s e with reasonable accuracy from simple demographic parameters and values obtained during an In the present experiments, we studied OGTT is possible. The derived equations should be used in various clinical settings in which 104 healthy nondiabetic volunteers and the use of clamps or the minimal model would be impractical. used multiple linear reg r ession analysis to de t e r mine whether plasma glucose and Care 23 :2 9 5 –301, 2000 insulin responses during the OGTT in addi- tion to demographic data (e.g., age, sex, BMI) could be used to predict -cell func- tion and insulin sensitivity as measured by the hyperglycemic and euglycemic-hyper- insulinemic clamp proc e d u r es. Because the resultant predictive equations were superior Fr om the Abteilung IV (M.S., W.R.), Medizinische Klinik der Universität Tübingen, Tübingen, Germany; the to other methods in common use, we advo- Second Department of Internal Medicine (A.M.), Propaedeutics, Athens, Greece; the University of Rochester School of Medicine (W.P ., J.G.), Rochester, New York; the Department of Medicine (T.J.), University Hospi- cate them as a method to assess -cell func- tal of Oslo, Oslo, Norway; the Second Department of Medicine (H.Y.-J.), Helsinki University, Helsinki, Fin- tion and insulin resistance in situations in land; and the Department of Internal Medicine (T.V .H.), University Hospital, Utrecht, the Netherlands. which clamp experiments are not feasible. Ad d r ess correspondence and reprint requests to Dr. Michael Stumvoll, Medizinische Universitätsklinik, Ot f r i e d - M ü l l e r- S t r . 10, D-72076 Tübingen, Germa n y . RESEARCH DESIGN AND Received for publication 17 August 1999 and accepted in revised form 12 November 1999. Ab b re v i a t i o n s : AUC, area under the curve; 1st PH, first-phase insulin release; Gluc, plasma glucose con- ME T H O D S centration during the OGTT; HOMA, homeostasis model assessment; IGT, impaired glucose tolerance; Ins, plasma insulin concentration during the OGTT; IR, insulin resistance index; ISI, insulin sensitivity index; Subjects ISI(comp), composite insulin sensitivity index; MCR, metabolic clearance rate; NGT, normal glucose toler- We studied 104 nondiabetic Caucasian vol- ance; OGTT, oral glucose tolerance test; 2nd PH, second-phase insulin release; Secr, insulin release index; unteers with the following characteristics: SI, sensitivity index; Sy x, residual error of reg r ession; WHR, waist-to-hip ratio. A table elsewhere in this issue shows conventional and Système International (SI) units and conversion 39 men and 65 women, aged means ± SD factors for many substances. (range) 45 ± 10 years (21–68), BMI 27.6 ±

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Table 1—Simple linear correlation matrix between MCR, 1st PH, and 2nd PH and demographic In the hyperglycemic clamp experi- parameters and values obtained during the OGTT ment, samples for plasma insulin deter- mination (Pharmacia Insulin RIA; Kabi P h a rmacia Diagnostics, Piscataway, NJ) MC R IS I 1st PH 2nd PH were taken at 30, 15, 0, 2.5, 5.0, 7.5, Ag e 0. 2 9 * 0. 2 9 * 0. 0 8 0. 1 1 10, 20, 40, 60, 80, 100, 120, 140, 160, BM I 0. 6 7 † 0. 6 6 † 0. 3 3 † 0. 3 5 † and 180 min. In the euglycemic-hyperin- WH R 0. 4 6 † 0. 4 3 † 0. 1 3 0. 2 3 † sulinemic clamp experiments, samples for

Gl u c 0 0. 3 7 † 0. 4 2 † 0. 0 1 0. 0 9 plasma insulin were collected at 10- to Gl u c 30 0.27* 0.28* 0. 1 8 0. 0 6 20-min intervals. In both clamp experi- Gl u c 60 0. 3 7 † 0. 3 8 † 0. 2 5 ‡ 0. 2 3 ments, plasma glucose was determined at Gl u c 90 0. 4 9 † 0. 5 1 † 0. 1 8 0. 2 0 5-min intervals using a glucose analyzer Gl u c 12 0 0. 4 6 † 0. 4 5 † 0. 1 4 0. 1 8 (YSI, Yellow Springs, OH), and glucose AUC Gluc 0. 4 5 † 0. 4 6 † 0. 2 4 0. 2 6 infusion rates were calculated at 10- to

In s 0 0. 5 6 † 0. 5 9 † 0. 5 3 † 0. 5 7 † 20-min intervals. In s 30 0. 3 4 † 0. 3 4 † 0. 6 9 † 0. 7 2 † In s 60 0. 4 6 † 0. 4 9 † 0. 5 2 † 0. 5 7 † Calculations and statistical analysis In s 90 0.60† 0.62† 0. 3 8 † 0. 4 3 † Individual phases of insulin release were In s 12 0 0. 6 2 † 0. 6 2 † 0. 3 8 † 0. 4 4 † evaluated as follows: first-phase insulin AUC Ins 0. 5 6 † 0. 5 8 † 0. 6 3 † 0. 6 2 † release (1st PH) was considered to be the Data are correlation coefficients (r). *P 0.01; †P 0.0005; ‡P 0. 0 5 . sum of plasma insulin concentrations at 2.5, 5.0, 7.5, and 10 min of the hypergl y - cemic clamp experiment minus the mean 0.5 kg/m2 (19.7–45.8), and waist-to-hip t rose, and venous samples were basal plasma insulin concentration, and ratio (WHR) 0.84 ± 0.10 (0.67–1.03); 65 obtained at 0, 30, 60, 90, and 120 min for second-phase insulin release (2nd PH) was had normal glucose tolerance (NGT), and d e t e rmination of plasma glucose and co n s i d e r ed to be the average plasma insulin the remainder had impaired glucose toler- plasma insulin (1). concentration during the last hour of the ance (IGT) according to the World Health Hy p e r glycemic and euglycemic-hyperin- hy p e r glycemic clamp when plasma insulin Or ganization criteria (1). Within 2 months, sulinemic clamp studies. Subjects were concentrations were expected to plateau all subjects underwent a 75-g OGTT, a admitted to a clinical res e a r ch unit the minus the mean basal plasma insulin con- hy p e r glycemic clamp study in which the evening before the experiments, were given centration (12). Insulin sensitivity was ar terialized venous plasma glucose concen- a standard diet between 5:30 and 6:30 P.M., assessed as the metabolic clearance rate tration was increased to 10 mmol/l for 180 and were studied after an overnight fast. To (MCR) of glucose calculated as the average min, and a euglycemic-hyperinsulinemic obtain arterialized blood samples, ret r o- glucose infusion rate during the last hour of clamp study (5 mmol/l) in which insulin grade cannulation was perf o rmed on a the euglycemic clamp divided by the aver- was infused at a rate of 1 mU kg 1 mi n 1 hand vein between 7:00 and 8:00 A.M.; the age glucose concentration during the same for 180 min. Data for some of the subjects hand was then maintained in a thermo re g - in t e r val (ml kg 1 mi n 1). Insulin sensi- have been rep o r ted elsewhere (10,11). ulated box at 65°C. At the same time, an tivity was also assessed as the insulin sensi- antecubital vein was cannulated for the tivity index (ISI) calculated as the average Procedures infusion of insulin and/or glucose. Reagents glucose infusion rate divided by the average OG T T . After a 10-h overnight fast, subjects we r e prep a r ed, and the clamp studies were glucose concentration during the same ingested a solution containing 75 g of dex- pe rf o r med as previously described (12). in t e r val (µmol kg 1 mi n 1 pm o l / l 1).

Table 2—Comparison of various indices for insulin sensitivity in the literature (simple linear correlation matrix)

MC R es t OG T T IS I es t OG T T IR HO M A 1/ I R HO M A ISI Cederho l m ISI(comp) Matsuda In s 12 0 MCR (clamp) 0. 8 0 0. 7 9 0. 5 6 0. 5 8 0. 5 8 0. 6 6 0. 6 2 ISI (clamp) 0. 7 9 0. 7 9 0. 5 9 0. 5 9 0. 6 0 0. 6 6 0. 6 2 Data are correlation coefficients (r). P 0.0005 for all values. est, the parameters derived from the model proposed in this arti c l e .

Table 3—Comparison of various indices of insulin release in the literature (simple linear correlation matrix)

1st PHest OG T T 2nd PHes t OG T T Se c r HO M A In s 30 In s 30 /G l u c 30 In s 30 / Gl u c 30 AU C In s /A U C Gl u c 1st PH (clamp) 0. 7 8 * 0. 7 8 * 0. 5 7 * 0. 6 3 * 0. 6 6 * 0. 2 5 † 0. 7 1 * 2nd PH (clamp) 0. 7 9 * 0. 7 9 * 0. 6 2 * 0. 5 9 * 0. 6 0 * 0. 2 2 ‡ 0. 7 3 * Data are correlation coefficients (r). *P 0.0005; †P 0.01; ‡P 0.05. est, the parameters derived from the model proposed in this arti c l e .

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F o rw a rd stepwise multiple linear reg r ession analysis was perfo r med with the MCR, ISI, 1st PH, and 2nd PH as the dependent variables and demographic parameters and glucose and insulin con- centrations during the OGTT as the inde- pendent variables (Table 1). Estimates for the MCR, ISI, 1st PH, and 2nd PH were then calculated using the reg r ession equa- tion derived from multiple linear reg re s - sion. The same calculations were perfo rm e d using log-transformed values for the MCR, ISI, insulin secretion parameters, and insulin concentrations. Furth e rm o r e, the model was also calculated with a parameter for sex as an independent variable. In addi- tion to the correlation coefficient, the SD of the residual error of reg r ession (Sy x) was calculated as a measure of the random er ror about the reg r ession line (13). -cell function and insulin sensitivity we r e also assessed by using previously pro- posed parameters such as the homeostasis model assessment (HOMA), the Ceder- holm index (14), and the composite index [ISI(comp)] proposed by Matsuda (15). The insulin resistance index (IRHO M A ) was calculated as follows: IRH O M A = Ins0 (pmol/l) G l u c0 (mmol/l)/135, where “Ins” is the plasma insulin concentration during the OGTT, and “Gluc” is the plasma glucose concentration during the OGTT. The insulin release index (SecrHO M A ) was calculated as follows: SecrH O M A = Ins0 (pmol/l) 3. 3 3 / [ G l u c 0 (mmol/l) – 3.5] (16). The sensitivity index (SI) prop o s e d by Cederholm et al. (14) was calculated as SI = [75,000 (G l u c 0 – Gluc12 0 ) 1. 1 5 180 0.19 body weight]/[120 lo g ( I n s me a n ) Gl u c me a n ]. The ISI(comp) pr oposed by Matsuda was calculated as

10,0000/ Gluc ´ INS ´ Gluc ´ INS . 0 0 mean mean

In s t and Gluct rep r esent the insulin and glu- cose concentrations, res p e c t i v e l y , at time t. In s me a n and Glucme a n rep r esent the mean Figure 1—Linear correlation (A) and Altman-Bland plots (B) between measured MCR (euglycemic insulin and glucose concentrations, res p e c - clamp) and estimated MCR (OGTT) in 104 nondiabetic subjects (65 with NGT and 39 with IGT). est, ti v e l y , during the OGTT. Indices for insulin the parameters derived from the model proposed in this article. sensitivity and insulin secretion were com- pa r ed with the MCR, ISI, 1st PH, and 2nd PH derived from the various models using the prospective accuracy of a mathematical 103 subjects. This was repeated until pre- simple linear reg r ession. The model was rule when applied to a completely diffe re n t dicted values were determined for every also calculated by using log-transforme d sample of subjects (17). For this purpose, subject in the sample. The linear correl a - values for dependent and independent one subject was removed from the equa- tion coefficient between the measured and variables. A validation of the model was tions, and the equations were analogously the predicted values was used as an esti- pe rf o r med for the MCR, ISI, 1st PH, and calculated by using the remaining 103 sub- mate of the goodness of fit. The statistical 2nd PH, res p e c t i v e l y , using the “jackknife” jects. For the subject removed, a pred i c t e d s o f t w a re package SPSS/PC ( S P S S , technique, which produces an estimate of value was determined on the basis of the Chicago) was used.

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few of the demographic and OGTT parameters contributed significantly in explaining variations in insulin sensitivity and -cell function. Inclusion of addi- tional parameters did not increase the variation in insulin sensitivity explained by BMI, the 120-min OGTT plasma insulin concentration, and the 90-min OGTT plasma glucose concentration: MCR = 18.8 – 0.271 BMI – 0.0052 In s 12 0 – 0.27 Gl u c 90 (multiple r = 0.80, P 0.00005, Sy x = 1.4) (Fig. 1). The same parameters remained in the equa- tion for the ISI: ISI = 0.226 – 0.0032 BMI – 0.0000645 Ins120 – 0.00375 Gluc90 (multiple r = 0.79, P 0.00005, Sy x = 0.017) (Fig. 2). These correl a t i o n s w e re similarly robust in NGT subjects (MCR: r = 0.77, P 0.00005; ISI: r = 0.77, P 0.00005) and in IGT subjects (MCR: r = 0.79, P 0.00005; ISI: r = 0.77, P 0.00005). Using only glucose and insulin concentrations from the OGTT but not demographic parameters in the multiple linear regression analysis yielded the following equations: MCR = 13 – 0.0042 Ins120 – 0.384 Gluc90 – 0.0209 Ins0 (r = 0.686, P 0.00005) –5 and ISI = 0.157 – 4.576 10 Ins120 – 0.00519 G l u c9 0 – 0.000299 I n s0 (r = 0.707, P 0.00005).

Predictors of -cell function Si m i l a r l y , -cell function as reflected by 1st PH and 2nd PH during the hypergl y c e m i c clamp studies could largely be predicted by the 0- and 30-min plasma insulin value during the OGTT and the 30-min plasma glucose value during the OGTT (Figures 3 and 4). Inclusion of additional parameters did not increase the variation in 1st PH and 2nd PH explained by these three variables: 1st PH = 1,283 1.829 In s 30 – 138.7 Gl u c 30 3.772 In s 0 (multiple r = 0.78, P 0.00005, Sy x = 277) and 2nd PH = 287 0.4164 In s 30 – 26.07 Gl u c 30 0.9226 In s 0 (multiple r = 0.79, P Figure 2—Linear correlation (A) and Altman-Bland plots (B) between measured ISI (euglycemic 0.00005, Sy x = 61). Inclusion of a sex clamp) and estimated ISI (OGTT) in 104 nondiabetic subjects (65 with NGT and 39 with IGT). est, the parameter did not affect the model. parameters derived from the model proposed in this article. Using log-transformed values did not substantially alter the correlation coeffi c i e n t s (MCR: multiple r = 0.78, P 0.00005; ISI: RE S U LT S graphic and OGTT parameters. For exam- multiple r = 0.78, P 0.00005; 1st PH: mul- ple, the fasting and 120-min plasma insulin tiple r = 0.72, P 0.00005; 2nd PH: multi- Predictors of insulin sensitivity concentrations, which are often used as ple r = 0.71, P 0.00005). These As shown in Table 1, with simple linear indices of insulin sensitivity, were corre- co r relations were similarly robust in NGT reg r ession, clamp determinations of insulin lated to a comparable degree with the subjects (1st PH: r = 0.70, P 0.00005; 2nd sensitivity (MCR, ISI) and -cell function MCR, 1st PH, and 2nd PH. PH: r = 0.76, P 0.00005) and in IGT sub- (1st PH and 2nd PH) were correlated to Ho w e v e r , as shown in Tables 2 and 3, jects (1st PH: r = 0.87, P 0.00005; 2nd various degrees with numerous demo- by using multiple linear reg r ession, only a PH: r = 0.80, P 0. 0 0 0 0 5 ) .

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Comparisons with other approaches The “jackknife” validation proc e d u r e of the derived equations yielded reasonably high co r relations between the estimated and the me a s u r ed values for MCR and ISI (both r = 0.77, P 0.0005), 1st PH (r = 0.74, P 0.0005), and 2nd PH (r = 0.76, P 0.0005). As shown in Table 2, insulin sen- sitivity (measured MCR and ISI) was best co r related with MCR and ISI predicted from the OGTT-derived equations, followed by ISI(comp), Ins12 0 , IRHO M A , and the sensitiv- ity index proposed by Cederholm (14). Si m i l a r l y , -cell function (measured 1st PH and 2nd PH) was best correlated with val- ues predicted by equations from the OGTT, followed by area under the curve (AUC) Ins/AUC Gluc, In s 30 /G l u c 30 , SecrHO M A , and In s 30 / Gl u c 30 . CO N C L U S I O N S — The present stud- ies demonstrate that predicting an individ- ua l ’ s insulin sensitivity and -cell function fr om BMI and values for plasma glucose and insulin obtained during an OGTT is possible. Using these parameters in an equation derived from multiple linear reg r ession predicted insulin sensitivity as reflected by MCR and ISI and -cell func- tion as reflected by 1st PH and 2nd PH with reasonable accuracy (r values of 0. 7 5 ) and better than several commonly used simple methods. In addition, the Altman- Bland plots demonstrate that only very few points ( 5%) are outside 2 SD, which indi- cates a reasonable specificity over the entire range. The mean diffe r ences (measured minus predicted parameter) of 0 indicate that the parameters derived from the OGTT do not contain a systematic bias. The I n s3 0/ G l u c3 0 ratio, which is widely used as an index of -cell function (18–20), was found to correlate rather poorly with actually measured -cell func- tion. More o v e r, fasting and 120-min plasma insulin concentrations, which are commonly used as indicators of insulin resistance, were found to be correlated also with -cell function when using simple Figure 3—Linear correlation (A) and Altman-Bland plots (B) between measured 1st PH (hypergly - linear reg r ession, which indicates the poor cemic clamp) and estimated 1st PH (OGTT) in 104 nondiabetic subjects (65 with NGT and 39 with rationale for this practice. IGT). est, the parameters derived from the model proposed in this article. Age was not found to be an indepen- dent determinant of either insulin sensitivity or -cell function. Although data from some age (28), may be responsible because the obese individuals are often hyperinsulinemic cr oss-sectional studies suggest that insulin e ffects of aging are mediated thro u g h (29). A possible explanation is that inclusion sensitivity (21–23) and -cell function changes in body composition. of the 30-min OGTT glucose value along (24–26) decrease as a function of age, other Re g a r ding -cell function in which nei- with the insulin response at that time in the studies have shown no effect (25,27,28). ther BMI, WHR, nor age were found to be equations for insulin release take into con- Re g a r ding insulin sensitivity, inclusion of independent predictors, this observation is sideration an individual’s insulin sensitivity, BMI and WHR, which both increase with mo r e difficult to explain, especially because which is a function of BMI and/or WHR.

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the present study, the equations may be of value in evaluating insulin sensitivity and -cell function in various circumstances in which the use of clamps or the minimal model is impractical.

A c k n o w l e d g m e n t s — This study was sup- po r ted in part by National Institutes of Health Division of Research Resources/General Clinical R e s e a rch Center Grants 5-M-01-RR 00044, NIDDK-20411, and NIDDK-20579 ( J . G . ) ; grants from the Deutsche Forschungsgemein- schaft (DFG Stu 192–2/1) and Fortüne (proj e c t 1284100) (M.S.); and the Netherlands Diabetes Re s e a r ch Funds (T.V .H.).

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