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DOT/FAA/AM-95/10 Enhancing the Effects of Awareness Office of Aviation Medicine Washington, D.C. 20591 Training: A Review of the Research Literature r XECTEfi Jennifer G. Myers "% MAY 0 5 1995 Civil Aeromedical Institute Federal Aviation Administration Oklahoma City, Oklahoma 73125

March 1995

Final Report

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© U.S. Department of Transportation Federal Aviation 19950504 128 Administration NOTICE

This document is disseminated under the sponsorship of the U.S. Department of Transportation in the interest of information exchange. The United States Government assumes no liability for the contents or use thereof. Technical Report Documentatioi 1. Report No. 2. Government Accession No. 3. Recipient's Catalog No. DOT/FAA/AM-95/10

4. Title and Subtitle 5. Report Date Enhancing the Effects of Diversity Awareness Training: March 1995 A Review of the Research Literature 6. Performing Organization Code

7. Author(s) 8. Performing Organization Report No. Jennifer G. Myers

9. Performing Organization Name and Address 10. Work Unit No. (TRAIS) FAA Civil Aeromedical Institute P.O. Box 25082 Oklahoma City, OK 73125 11. Contract or Grant No.

12. Sponsoring Agency name and Address 13. Type of Report and Period Covered FAA Office of Aviation Medicine Federal Aviation Administration 800 Independence Avenue, SW. Washington, DC 20591

14. Sponsoring Agency Code

15. Supplemental Notes

16. Abstract The projected changes in the demographic makeup of the workforce were primary influences in the spread of diversity awareness training in the private and public sector. One approach to training aims at changing personal attitudes and values to effect positive changes in treatment of others different from oneself (especially protected groups) in the workplace. The effectiveness of training or other interventions that focus on changes in attitudes to change behavior has not been clearly demonstrated. Training interventions need to use a combination of methods or strategies before, during, and after training to enhance the measurable benefits received from diversity awareness training and avoid the potential for "white male backlash" and psychological risk among participants. Implementation of a training evaluation plan and a research program for identifying characteristics of effective training are also necessary to enhance training effectiveness in the longer term.

17. Keywords 18. Distribution Statement Diversity Document is available to the public through the Training National Technical Information Service, Attitudes Springfield, Virginia 22161 Experiential learning 19. Security Classif. (of this report) 20. Security Classif. (of this page) 21. No. of Pages 22. Price Unclassified Unclassified 28 Form DOT F 1700.7 (8-72) Reproduction of completed page authorized

ID I ENHANCING THE EFFECTS OF DIVERSITY AWARENESS TRAINING: A REVIEW OF THE RESEARCH LITERATURE

Projections of the demographic makeup of workers Washington State Ferry System also experienced an in the future (Johnston & Packer, 1987) and the increase in the number of complaints of improper increasing globalization of the marketplace have been behavior and lawsuits following the training. Business primary motivators behind the public and private Week recently reported that white male backlash was sector implementation of diversity training programs sufficiently problematic in some large corporations to (c.f., Jackson & Associates, 1992; U.S. Merit Systems cause the development of new programs targeted at Protection Board, 1993). Karp and Sutton (1993) white males (Galen & Palmer, 1994). While propo- identified two predominant approaches in diversity nents of the Washington State Ferry System diversity training: (1) a focus on the rules and regulations of awareness training consider the backlash to be a part equal employment opportunity and affirmative ac- of the inevitable turmoil associated with organiza- tion programs and the need for compliance and (2) tional change, others in the diversity training field increasing individual sensitivity to differences and identify training that is poorly conceived, designed, awareness of operating "(referred to as diversity and implemented as being the culprit (Delatte & awareness training throughout the rest of the review). Baytos, 1993; Karp & Sutton, 1993). Whereas the former approach concentrates on legal Another concern is that there may be some psycho- and regulatory means to achieving representation of logical risk for the participants associated with the targeted groups, the latter approach focuses on per- emotionally loaded topics under discussion (Gordon, sonal values and attitudes that may affect how one 1993). Psychological risk in diversity awareness train- treats others in the workplace who are different from ing can occur, for example, when individuals are asked oneself (e.g., gender, race). Because of the sensitive to share past experiences of or that were and potentially volatile nature of discussing personal painful and unresolved or when the training reveals and the experience of in mixed negative information about oneself or one' s situation groups during diversity awareness training, some con- (Guteck & Koss, 1993; Reichard, Siewers, & cerns about its use have been raised in the private and Rodenhauser, 1992). Reichard et al. (1992) state that public sectors (Kaufman, 1994). being a minority of any kind (e.g., single, old, female) One concern involves the potential for backlash in an emotionally intense training group can lead to among training participants. That is, diversity aware- distress reactions. ness training may backfire, causing greater polariza- This report broadly reviews training and experien- tion between different groups and reinforcing the tial learning research literature to identify ways of attitudes that were targeted for change (Caudron, enhancing diversity awareness training and minimiz- 1993; Karp & Sutton, 1993; Mobley & Payne, 1992). ing the potential for backlash and adverse psychologi- The problems associated with white male backlash to cal effects. The review is broken down into four diversity awareness training programs have received component parts. In the first section of the report, \ coverage from the popular media as well. A New York experiential training that includes significant emo- g Times article on diversity training in the Washington tional events as a way of increasing self-awareness is □ State Ferry System reported the training led to ridi- examined for its effectiveness in creating behavior D cule and cynicism among training participants, as well change. In addition, the paper takes a broader look at ■-— as fear of being accused of or sexual the role of attitudes in behavior change and how those harassment in the course of directing work activities research findings apply to understanding the effects of or conversing with coworkers (Egan, 1993). The experiential learning.

Dis* Special l/H Diversity Awareness Training

The second section of the paper addresses options ence, while others quickly engage in new experiences or gradations in experiential training methods that and spend less time on reflection. Thus, one style or a may contribute to the achievement of training goals in combination of styles can be favored over other styles general. The selection of experiential training activi- by individual learners. According to Kolb (1984), ties is briefly reviewed, as well as differences in expe- going through each stage of the learning cycle is the riential learning environments. Characteristics of the optimal process for learning and is characteristic of trainer, the trainee, and the conduct of training that is those who have "learned how to learn." thought to influence the effectiveness of training are The guiding principle in experiential learning is also described. Finally, activities that enhance the that people learn best by doing. The "doing" is achieved transfer of training back to the job and their impor- in experiential training through the use of a variety of tance in the success of training are briefly presented. techniques and exercises that require the active par- The third section of the report incorporates the ticipation of group members (such as role playing, results of a diversity awareness training evaluation group feedback, sharing of emotional experiences). conducted by the author (Myers, 1993) in the context Experiential learning objectives may include changes of research literature on experiential learning. Avail- in participants' knowledge, attitudes, and/or behav- able information on multicultural and race awareness iors. One type of experiential training includes meth- training is used to identify important issues to consider ods and techniques designed to elicit significant in providing experiential diversity training in the future. emotional experiences among participants in order to Recommendations for minimizing potential risk increase their self-awareness and thereby change their associated with experiential diversity training are pre- behavior. Self-awareness is used here to describe a sented in the fourth section of the report. This section person's understanding of his or her feelings and also includes suggestions for enhancing the effective- beliefs that effect his or her behavior. Self-awareness ness of diversity training, as well as a proposed frame- also includes an understanding of the impact of one's work for assessing the impact of diversity training on behavior on others. Reichard et al. (1992) state that learning and business objectives. "This ongoing process of self-inquiry enables the individual, group, and organization to continually EFFECTIVENESS OF EXPERIENTIAL adapt to changing conditions and forces analysis of TRAINING IN ACHIEVING BEHAVIORAL the suitability of present behavior" (p. 11). CHANGE Miles (1981) suggests that emotional issues are at the heart of the training process because training What is Experiential Training? always involves individual change. To the extent that When used in the workplace, the term training feedback on behavior is provided by the trainer and refers to the development of skills, knowledge, or group members, the individual's self-image may be attitudes that result in improved on-the-job perfor- challenged, with all the attendant feelings of tension, mance. Experiential training is a term used to describe stress, and threat. As important as emotions are in the learning environments that capitalize on the natural training that Miles describes, they are not the focal processes that adults use when they learn from expe- method for achieving change. Rather, emotions are rience, Kolb (1984) conceptualized the learning pro- simply another (albeit inevitable) source of data to cess as a cycle involving four stages: (1) experiencing consider in the learning process. Sorohan (1993) also a situation; (2) reflecting on the experience; (3) deriv- points out that emotional risks are involved in acquir- ing insights based on the experience and reflection; ing the skills of "learning how to learn," such as and (4) testing those insights in new experiences. unlearning past practices, acknowledging unspoken Kolb's stages also reflect typical styles of learning - assumptions, and changing or giving up deeply held some individuals may have a preference for extended beliefs. However, these are the skills that are necessary reflection and deriving insights from a single experi- in achieving the greatest individual growth. Diversity Awareness Training

In contrast to Miles' (1981) view of emotional reflects the type of experiential training that empha- issues in training, other types of training place a high sizes emotional content as the primary source of value and emphasis on eliciting and identifying feel- learning. The goals and methods of laboratory educa- ings that influence behavior. Sensitivity training, T- tion, as opposed to other training methods, appear to groups, and encounter groups represent three of the be most similar to those used in diversity awareness more common types of training. All three assert that training. The concerns raised about diversity aware- significant emotional events experienced within train- ness training - the potential for backlash and psycho- ing serve as the catalyst for changes in self-awareness logical risk - point to a need to compare the effectiveness which, in turn, leads to changes in behavior. Reichard of its training methods with the potential risks it et al. (1992) categorize each of these types of training entails. In the next section, available research on the under the broad term "laboratory education." They use of laboratory education in changing behavior is describe laboratory education as a "combination of reviewed to assess its potential effectiveness as applied experiential and affective learning in programs to to diversity awareness training. increase self-awareness, improve interpersonal com- petence, encourage risk taking, build more cohesive The Influence of Emotional Experiences in groups or work teams, raise self esteem, and study Behavior Change group and organizational dynamics" (p. 2). The term Given that laboratory education does not identify laboratory education will be used throughout this behavior change as an explicit goal of the training, it review to represent sensitivity training, T-groups, and was difficult to find research studies of laboratory encounter groups, except where reference materials education that included behavior change as a measure specify a particular type of laboratory education. of training effectiveness. In addition, no training Social interactions form the basis for individual evaluation studies could be found that directly com- change and changes in interpersonal relationships in pared different experiential learning techniques in laboratory education. Bennis (1970) states "The de- meeting the same learning objectives. Available re- gree to which participants can communicate their search studies were reviewed to determine what con- feelings and in turn evoke valid feelings from other clusions, if any, could be made regarding the members is regarded as an important criterion of effectiveness of laboratory education training tech- group growth" (p. 21). Thus, participants are encour- niques. aged to shed their tendency to intellectualize experi- Seashore (1970), concluded that laboratory educa- ences within the group and to honestly and openly tion was effective in changing managers' behavior, but communicate how they feel about the interactions cited no studies in support of his claim. In fact, he taking place with each other. Group member feed- acknowledged that research on the effectiveness of back is thought to contribute to participants' under- laboratory education was scarce and, what existed, standing of the effects of their behavior on other was typically methodologically flawed. Reviews of group members, and thus increase participant self- studies of supervisor and manager laboratory educa- awareness (Argyris, 1968). Goliembewski and tion outcomes have shown that laboratory education Blumberg (1970) point out that the prime goal of T- can result in behavioral change (Burke & Day, 1986; groups is not individual behavioral change - "Rather, Campbell & Dunnette, 1968; Smith, 1975). How- the goal is to provide feedback and support for testing ever, like Seashore (1970), both Campbell and whether change will help the individual get more of Dunnette (1968) and Smith (1975) point out prob- what he wants in interpersonal and intergroup rela- lems in how the research studies were conducted. tions" (p. 7). Problems such as potential biases in observers' ratings Although experts in training tend to see emotional of post-training behavior and lack of adequate com- reactions as almost inevitable in the experiential learn- parison groups for assessing behavior change mean ing process, they vary as to its emphasis and use to that the results of these studies cannot be generalized produce individual learning. Laboratory education to other laboratory education groups. Another issue Diversity Awareness Training

noted by Campbell and Dunnette (1968) is that the studies of the behavioral modeling training method studies did not address how changes in ratings of, for (observing behavior demonstrated by a model, attach- example, "flexibility" and "increased openness" influ- ing key learning points, and practicing the behavior) enced effectiveness in job performance. That is, "in- were positive and consistent. In comparison, the out- creased openness" was not specifically linked to comes of studies of laboratory education results were performance in areas such as enhancing two-way somewhat unpredictable. Thus, there appear to be communication with employees, increasing partici- methods that are more effective at changing behavior pative decision-making among employees, or success- than those used within a laboratory education ap- fully negotiating a labor-management agreement. proach. Burke and Day (1986) used a sophisticated statis- Summary. Research on the effectiveness of labora- tical technique in summarizing the outcomes of re- tory education provides some evidence that changes search studies on the effectiveness of different in behavior can result from training that uses emo- managerial training methods in changing behavior. tional experiences within groups, but the changes can They found that although laboratory education did be positive or negative and may affect only a fraction show overall positive effects across all of the studies of trainees. There is no conclusive research evidence they reviewed, the effect was highly variable among that emotion-based experiential training is more or individual studies. That is, training outcomes for the less effective in changing behavior than other training laboratory education studies ranged from having no methods. However, two research reviews indicate that effect to large positive effects. In addition, the authors laboratory education results may be relatively less criticized the methods used to measure behavior consistent compared to the results of other training change, suggesting that observers used to provide methods. post-training ratings could be biased. Burke and Day Emotional reactions in experiential training do not (1986) suggested that other aspects of the training, need to be prevented or avoided. In fact, avoiding such as trainer experience, might account for the emotional reactions is considered by some trainers to different outcomes across studies. be an impossibility, since it is a natural by-product of Lieberman, Yalom, and Miles (1973) also demon- an effective learning process. This situation is differ- strated the variable outcomes of laboratory education ent from laboratory education aimed at creating emo- in their investigation of 18 different encounter groups tionally charged environments to serve as the substance representing ten ideological schools (for example, of the individual growth process and where the pro- Gestalt, psychodrama, and transactional analytic cess may receive little guidance or assistance from the groups). Encounter group members showed more group leader. Research on laboratory education has psychological change, both positive and negative, not clearly demonstrated consistent benefits for all than did individuals who had not participated in a trainees. In fact, Lieberman et al. (1973) found that group experience. However, two-thirds of the partici- some individuals experienced negative outcomes from pants were unaffected by the training, dropped out of laboratory education. Thus, until evidence is accumu- training, experienced negative change, or underwent lated to the contrary, laboratory education is not an significant psychological distress. Like Burke and Day efficient model for achieving behavioral change for all (1986), Lieberman et al. noted the trainer's influence^ trainees. on training outcomes. Although no studies were found that directly com- The Role of Attitudes in Changing Behavior pared laboratory education techniques with other The laboratory education approach just described training techniques in achieving the same learning focuses on increasing self-awareness (understanding and performance objectives, the review by Burke and oneself and the impact one's behavior on others) to Day (1986) provided some indication of the effective- create behavior change. Another approach to behavior ness of laboratory education relative to other training change is to concentrate on changing attitudes about techniques. They found that the outcomes of research actions or objects related to the target behavior. Diversity A wa reness Train ing

Many factors influence the attitude-behavior rela- under behavioral control, i.e., the individual has the tionship. Although training may be used to success- opportunity and resources to perform the behavior. fully alter attitudes, the individual and situational According to Ajzen, accurate prediction of behavior factors that operate in the work environment make it requires that the measurement of attitudes and behav- unlikely that any training intervention targeted solely ior be at the same level of specificity. As an illustration at shaping participants' attitudes will produce the of Ajzen's theory, the optimal measurement model for desired change in on-the-job behavior. Rather, train- predicting whether or not a black candidate will be ing and other interventions must be directed toward selected for a job would specifically assess an affecting a number of individual and situational fac- individual's (1) attitudes about hiring a black candi- tors simultaneously to ensure behavior change. date, (2) self-perceptions of how others feel about the A long history of research on attitudes and behavior individual hiring a black candidate, and (3) percep- suggests that there are multiple factors influencing the tions of personal control over the hiring of a black attitude-behavior relationship. Ajzen's (1991) theory candidate. A graphic illustration of the model is shown of planned behavior, an elaboration of an earlier in Figure 1. model proposed by Fishbein and Ajzen (1975), pro- As demonstrated in the model, attitudes are just a vides an example of how attitudes and other factors part of the equation for predicting whether a certain influence behavior. The theory of planned behavior behavior will occur. Targeting training on attitude posits that the best predictor of behavior is the inten- change as the only intervention for changing on-the- tion to engage in the behavior. Intentions are a func- job behavior is not likely to be successful. Rather, tion of attitudes toward the behavior and beliefs about concurrent interventions aimed at changing perceived the extent to which others think the behavior should behavioral control, intentions, and subjective norms be enacted (subjective norms). An additional factor in are needed to maximize the likelihood of behavior change. the model is whether the behavior is believed to be Using the example above, organizational policies may

Figure 1. Model Illustrating Ajzen's (1991) Theory of Planned Behavior

ATTITUDES WHAT ARE THE SELECTING OFFICIAL'S ATTITUDES ABOUT SELECTING A BLACK EMPLOYEE FOR A JOB?

INTENTION BEHAVIOR DOES THE SELECTING OFFICIAL DID THE SELECTING OFFICIAL INTEND TO SELECT A BLACK SELECT A BLACK EMPLOYEE EMPLOYEE FOR A JOB? FOR A JOB?

SUBJECTIVE NORMS TO WHAT EXTENT DOES THE SELECTING OFFICIAL BELIEVE THAT HER MGT, PEERS, SUBORDINATES PERCEIVED BEHAVIORAL CONTROL THINK SHE SHOULD SELECT A DOES THE SELECTING OFFICIAL BLACK EMPLOYEE FOR A JOB? BELIEVE SHE HAS CONTROL OVER THE RESOURCES (E.G., PCS) NEEDED TO RECRUIT AND HIRE A QUALIFIED BLACK CANDIDATE? Diversity Awareness Training

need to be changed to delegate control of permanent- interventions suggested previously, might include change-of-station (PCS) funds (perceived behavioral changing organizational personnel policies to increase control). Where change in more general attitudes is options for attracting and hiring employees (situ- sought, such as diversity-related attitudes, training ational factors). Other possibilities include making might also involve performance contracts for on-the- better use of reward and recognition systems to rein- job behavior (intentions). Follow-up meetings of train- force the desirability of reaching ees could be a source of social support for trainees to goals (situational factors) and increasing the try new behaviors (subjective norms). individual's knowledge of recruitment techniques (in- Ajzen's model also requires that the detail or speci- dividual factors). ficity at which attitudes and behavior are measured Still other research in the attitude-behavior do- must be at the same level. For example, according to main has focused on changing behavior to influence Ajzen's model, a specific measure of attitudes about changes in attitudes (for a review, see Tesser & Shaffer, hiring black employees would do a better job of 1990). This line of research has demonstrated that predicting an individual's hiring of black employees individuals who engage in behavior that is counter to than would a general attitude on race relations. The their initial attitudes will, under certain conditions, general attitude measure, on the other hand, would modify their attitudes to be consistent with their more accurately predict a composite of behaviors (such behavior. In addition, social support for the behavior as support for special emphasis groups, participation from peers seems to enhance attitudinal change. De- in cultural awareness activities, and contributing to signing an intervention that is consistent with these the United Negro College Fund) than would a spe- research findings for the example in Figure 1 might cific attitude about hiring black employees. Research involve first developing agency policies that influence findings support the importance of correspondence in the occurrence of desired behavior (e.g., hiring to the level of measurement of attitudes and behaviors meet Affirmative Action principles). Once the behav- for accurate prediction (see, for example, Bagozzi, ior is exhibited, a change in attitudes should follow. 1981 and Sjoberg, 1982). It follows that interventions Summary. Attitudes are one of many influences of must consider the general-specific linkage between behavior change. Research has shown that a change in attitudes and behaviors in determining which atti- attitude does not guarantee a change in behavior and, tudes should be addressed in training to impact one or in fact, changes in behavior can precede changes in multiple behaviors. attitudes. Thus, reliance on training solely directed at Another perspective on the attitude-behavior rela- attitude change will not effectively achieve changes in tionship argues that Ajzen's model is incomplete and behavior. Training should include the development excludes individual and situational factors that also of skills and knowledge related to the desired behav- influence the attitude-behavior relationship (Abelson, ior, as well as attitude change. In addition, multiple 1982). In the example used to illustrate Ajzen's model interventions aimed at supporting new skills, knowl- (1991), a mediational perspective would include situ- edge, and attitudes on the job are needed to produce ational factors, such as the organization's level of and maintain behavior change. enforcement for achieving Affirmative Action goals and rewards and recognition for increasing diversity Options or Gradations of Experiential Training in the organization, as components in the attitude- to Ensure Effectiveness behavior relationship. In addition, such individual Optimizing the impact of experiential training characteristics as the selecting official's previous expe- requires careful consideration of a number of factors rience with black persons and knowledge of recruit- in the planning and actual conduct of the training ment techniques would be considered important to course. Research on the different factors that might describing and predicting the attitude-behavior rela- influence training outcomes is scarce so that clear tionship. Interventions following the mediational empirical support for decisions regarding, for example, perspective, in addition to the training and other length of training sessions is lacking. Nonetheless, the Diversity Awareness Training

training literature discusses a variety of experiential fall under experiential learning. Walter and Marks factors to be considered in developing effective train- (1981) described differences in experiential learning ing and provides some guidelines for decision-mak- environments along four different dimensions: ing. This section reviews those factors thought to • focus, on either content, attitudes and emo- influence training outcomes and provides research tions of the trainees, interactions among train- results where available for four broad areas: (1) the ees, or a combination of the three; conduct of training, (2) trainer characteristics, (3) • intensity, or the extent of the coverage of a trainee characteristics, and (4) the transfer of training particular topic; back to the job. • mode of interaction, referring to the level of interaction between trainees and between the Conduct of Training leader and trainees; Selection of Methods. The utility of any particular • orientation, made up of place (the training training method is defined within the context of the setting and outside the training setting), time purpose of the training. Activities such as observation, (past, present, and future), and theoretical po- practice, and feedback are considered vehicles for sition of the trainer (his/her model of human experiential learning, whether they take place in mana- functioning). gerial or technical training courses. However, as Miles (1981) stresses, the function of training should deter- Combinations of these dimensions reflect the vari- mine the form that training will take. For example, ous objectives of different training groups. Reichard activities that require the appropriate use of knowl- etal. (1992) discuss training objectives in terms of the edge and procedures (e.g., trouble shooting exercises) emphasis training groups place on learning (e.g., new could be used to improve participants' problem-solv- information, facts, behavior) or psychological change ing strategies. When the goal is to improve specific (e.g., coping ability, self-esteem). Following Walter behaviors, training environments can be set up to and Marks (1981) and Reichard et al. (1982), Table 1 allow individuals to respond to hypothetical situa- provides a simplified depiction of the differences in tions. The situation might involve responding to learning environments for achieving psychological peers and subordinates, as in the case of role-play and behavioral change. situations, or reacting to an aircraft trying to maneu- The learning environment sets the context for how ver around a storm system, as programmed into the particular exercises will be used. For example, to Dynamic Simulation used in air traffic field training. create behavioral change, role-play could be used to Attitude and value change might be approached by give trainees opportunities to develop and practice establishing discussion groups to meet over longer new skills that are directly applicable to the job. In an periods of time. As demonstrated in these examples, environment where psychological change is the goal, Kolb's (1984) model of learning through experience role-play might be used as a means for eliciting from (have an experience, reflect on the experience, develop trainees emotional responses that serve as the basis for insights, and test the insights) can be applied to any learning and understanding oneself. training situation. Keeping trainees on the appropriate level of learn- Differences in Experiential Learning Environ- ing and psychological change is the job of the trainer. ments. For many, experiential learning tends to bring Managing emotional intensity experienced between to mind an emotionally charged situation where indi- and within individuals is particularly important, since vidual disclosure is the key. In fact, that description as emotional intensity is allowed to increase, the reflects only one of the many learning situations that learning environment of the training may shift to that

7 Diversity Awareness Training

PSYCHOLOGICAL CHANGE BEHAVIORAL CHANGE

FOCUS

Attitudes and emotions of trainees, Content (e.g., interpersonal skills) interactions among trainees

INTENSITY

Extensive, comprehensive examination Extensive, comprehensive coverage of of self and interactions with others relevant principles and facts; modeling of behavior

MODE OF INTERACTION

Primarily interactions are among trainees Balance of interactions among trainees and trainees with group leader

ORIENTATION

"Here and now" (respond to interactions "There and then" (learning new skills to among trainees in the training setting) be used back on the job)

Table 1. Differences between Experiential Learning Environments

which is more characteristic of laboratory education. No research was found that empirically determined Without assurance that trainees possess the requisite optimal scheduling for specific training methods and desire and skills to engage in that type of learning desired outcomes, although Smith (1975) found some environment, some trainees may experience negative suggestive differences between several studies, indi- psychological outcomes from participation. cating that total training time and scheduling might Length and Frequency of Training Sessions. The influence results. Smith (1975) compared the re- length and frequency of training are important vari- ported positive outcomes of training courses that ables to consider in developing training. Walter and varied in duration and found that rates of success were Marks (1981) stated that one-hour sessions are typi- not different for courses lasting 20-25 hours, 26-35 cally insufficient for experiential methods because of hours, or 36 or more hours. Marathon courses (i.e., the time involved in introducing the activity, debrief- courses scheduled for consecutive hours on consecu- ing, and summary phases, as well as the time it takes tive days) had a greater rate of success than did classes to do the activity itself. They suggest that three hours scheduled over a period of time (e.g., once a week for is generally adequate for a single exercise. The sched- an hour). At this point, it appears that trainers in both uling of sessions is another consideration in the train- the private and public sector rely on their experience ing development process. Marathon sessions, shorter and expertise, as well as practical constraints, rather sessions scheduled over a period of months, and week- than empirical data to determine the length and long sessions are variations in scheduling that are scheduling of training. thought to impact the change process by affecting Just as the use of particular methods will influence group involvement and the opportunity for reflection decisions about the length and frequency of training and integration. sessions, practical considerations (e.g., cost, availability

8 Diversity Awareness Training

of training sites, and availability of trainees) will environment should conform to the goal. If psycho- constrain the training methods that are used. Train- logical change is the training goal, certain conditions ing design must balance these influences to come up should be met to minimize potential risk and optimize with workable and effective training. training effects. These conditions will be discussed Debriefing/Process Analysis. Debriefing and pro- throughout the remainder of this review. Third, to the cess analysis are somewhat different, but related as- degree possible, let the training objectives drive the pects of the training session. Although Walter and scheduling of training. If practical constraints get in Marks (1981) simply describe debriefing as "a discus- the way, develop innovative ways of separating the sion of the completed activity," it is critical in provid- training into components. For example, trainees could ing "detail, order, and meaning to the participants' complete a computer-based instruction course to ob- experiences" (p. 166). Objective feedback, self-disclo- tain the knowledge portion of a training course prior sure and listening, and reactions to the feedback and to offsite training for skills practice. Finally, make disclosure are parts of the reflection and integration sure that sufficient time is spent in debriefing and phases of Kolb's experiential learning cycle described process analysis to reinforce learning, tie the learning earlier in this paper. Although too much time spent in to on-the-job behavior, and increase participant un- debriefing can be detrimental to the training process derstanding of group process. by reducing involvement and confusing the group, the tendency is to err in allowing insufficient time for Trainer Characteristics this process. Walter and Marks (1981) suggest that Trainer Behavior. Reviews of training effective- when in doubt, add more time to this phase of training. ness by Campbell and Dunnette (1968) and Burke Whereas debriefing focuses on the learning activity and Day (1986) have underscored the need for addi- itself, process analysis refers to taking time to assess tional research to assess trainer influences in training and reflect on the group process as trainees participate outcomes. Characteristics such as the level of trainer in learning exercises (Miles, 1981). In process analy- experience and the trainer's role, especially in sensitiv- sis, trainees take time out to discuss what is happening ity training, have been identified as important vari- among group members as they proceed through an ables for future research. Unfortunately, few appear to activity. Interpersonal, personal, and procedural is- have answered the call for further investigation of sues may be discussed to understand the group pro- trainer characteristics. Only one study could be found cess. Miles (1981) argues that understanding how the that evaluated the influence of trainer characteristics group works is seen as grist for more learning and an on training outcomes. important component of the overall learning process. In a study of 18 different laboratory education Summary. The research literature has not clearly groups conducted by Lieberman et al. (1973), some identified specific types of training methods and ac- groups demonstrated more positive trainee outcomes tivities, experiential learning environments, training than did other groups. The authors attributed the schedules, or debriefing times as more or less effective relative success of these groups not to the school of in achieving particular outcomes. However, the train- thought to which the trainer ascribed (e.g., Gestalt), ing literature does suggest several guidelines for plan- but to the trainer's behavior in leading the group. ning and conducting training. First, select training Trainers in the successful groups, in comparison to methods that match the goals of training. For ex- those of less successful groups, were observed to dem- ample, if trainees are expected to exhibit new skills onstrate (1) greater caring (e.g., support, praise, ac- back on the job, they should have an opportunity to ceptance) and meaning attribution ( e.g., translating practice those new skills during training. Second, the feelings and experiences into ideas), (2) balanced environment of the training should be consistent with emotional stimulation (i.e., appropriate levels of chal- the goals or objectives of training. That is, if behavior lenge and confrontation), and (3) appropriate exercise change is the goal, training methods and the learning of executive functions (e.g., setting limits and norms). Diversity Awareness Training

Other authors have discussed ethical issues for nor will everyone learn equally effectively from the trainers (Miles, 1981; Reichard et al., 1992; Walter & experience. This is due, in part, to the different Marks, 1981) and the trainer's roles (e.g., support, learning styles that adults have developed over time. A interpretation, education; Miles, 1981). The degree learning style refers to the characteristic way in which to which trainers are able to effectively perform these an individual perceives and processes information different roles and the influence of these roles on about him/herself and the environment. Learning training outcomes has not been empirically examined. styles can influence approaches to learning tasks (e.g., This is not to say that trainer capabilities are unimpor- broadly understanding the whole task versus step-by- tant influences of the training process. Rather, it step detail), and attention to certain features of the points to the critical need for improved measurement learning task (e.g., political aspects of the decision- of trainer performance and investigations of its im- making process versus potential impacts of the deci- pact on training outcomes. sion). In addition to differences in attending and Trainer Credibility and Other Characteristics. A processing information, individuals may vary in the series of experiments on attitude change conducted in degree to which they openly share what they think the 1950s and 1960s demonstrated that the credibil- they have learned (Lawrence, 1982). Whereas some ity of the communicator affects the likelihood and the individuals may quietly reflect on a training activity degree of attitude or opinion change (Hovland & and keep their thoughts and feelings private, others Weiss, 1951;McGuire, 1964;Kelman, 1958;Bochner may be more action-oriented and prefer greater &Insko, 1965). Stelnicki and Silber (1991) described amounts of discussion and feedback on the training a number of principles for teaching attitudinal objec- activity. tives, including characteristics of the trainer. They Several authors have suggested that paying atten- noted the need for taking steps to enhance the trainer's tion to different learning styles is important in devel- (1) credibility (e.g., expert on the subject matter), (2) oping effective training (Kolb, Rubin, & Mclntyre, attractiveness (e.g., portray the trainer as having simi- 1979; Mezoff, 1982; Sims, 1993). They propose that lar attitudes as the audience), (3) power (e.g., high greater success in training could be achieved by match- social status, in control of rewards), and (4) speech ing the cognitive styles of trainees with instructional style (e.g., use of visual images) to enhance the influ- strategies. There is some research evidence that stu- ence of the trainer in changing attitudes. dents whose learning styles match the instructional Summary. Although there is little research on the style of the teacher demonstrate better performance relationship between trainer characteristics and train- outcomes at the end of a college course (Carlson, ing outcomes, there is general agreement that trainer 1991; Cooper & Miller, 1991) and in a laboratory skills and experience are potentially important con- setting (Pask & Scott, 1972; Pask, 1976) than those tributors to the effectiveness of experiential training. students whose learning styles are mismatched with In the case of training used to produce attitude change, the teacher's instructional style. other characteristics of the trainer (e.g., credibility) Others are less optimistic about the gains to be had are important in influencing training outcomes. Given by matching learning and instructional styles. the potential impact of trainer characteristics on the Cronbach and Snow (1977), at the time of their success of training, standards for trainer performance review, found the effects of matching learning and and methods for its assessment are needed as part of instruction styles to be inconsistent and difficult to monitoring and evaluating the effectiveness of train- replicate. Still, the authors remain optimistic about ing. the potential for maximizing training effectiveness through attention to individual differences. Trainee Characteristics Sims (1993) points out that although matching Learning Styles. Regardless of the type of experien- teacher and learner styles may make for more effective tial training that is provided, not everyone will learn training in the short run, there is a need for training the same things from the same training experiences, programs to also develop participants' capacities for

10 Diversity Awareness Training

learning in other, less dominant ways. For example, self-acceptance will affect the ability of the trainees to those whose approach to decision-making is more deliver and receive feedback. The learning atmo- analytical and logical ("thinking," according to the sphere can also be affected by the balance of demo- Myers-Briggs Type Indicator) might benefit from graphic groups in the training. For example, a exercises that demonstrate how feelings and values predominantly male group will tend to exhibit com- might be used in decisions. petitiveness among members, whereas females tend Individuals also differ in their ability to handle toward more cooperative interactions. "Token" types emotionally-ladened material, their level of self-aware- of group members (e.g., an older person, a person of ness, as well as their readiness and willingness to use a different race) can feel alienated and isolated from information about themselves to change behavior. the rest of the group. Although these differences are not "learning styles" as The size of the group impacts group dynamics and they have been described in this paper, they can affect thus, the process of training. Certain experiential individual responses to training activities and goals. techniques appear to work best for particular group Goliembewski and Blumberg (1970) noted that T- sizes. Ideally, the identification of training goals and groups do not seem to be of much worth to "those selected methods for addressing those goals will drive people whose needs for structure and authority are the determination of group size. Walter and Marks very high and rigid" (p. 13). Those who lack self- (1981) provide some guidelines for the group size awareness and/or desire to change or learn are less appropriate for particular training exercises and tech- likely to positively respond to emotionally-based meth- niques: ods such as those typically used in laboratory educa- • Nongroup (2-4): Best for supportive activities tion (Argyris, 1968; Yalom, 1985). such as feedback, sharing, process observation. Group Composition and Size. Personality, ability Too small to generate the group dynamics level, background (including previous experience with needed for some simulations. the training methods), age, and sex are but a few of the • Small group (5-15): Appropriate size for most characteristics trainees bring with them to training experiential training methods. There are some that may affect the functioning of groups and thus, restrictions for simulations. the training experience (Levine & Moreland, 1990; • Large group (15-50): Appropriate for simula- Walter & Marks, 1981). In addition, the combination tions, exercises, lecture, readings, and writing. of these characteristics among trainees may indirectly Toward the extreme end of this group size, affect the overall outcomes of training by its influence numbers of participants can limit leader-par- on the learning process and the dynamics of the ticipant interactions and the degree to which group. Finally, trainee characteristics may affect the personal issues can be examined. In addition, a choice of training methods themselves, if the charac- larger group would need to be divided into teristics of the group are known beforehand (Reichard smaller groups for experiential activities. etal., 1992). • Very large group (50+): Restricted primarily to Walter and Marks (1981) described potential train- presentations, readings, writing, and lecture. ing concerns associated with these different character- Too large for most experiential activities; some istics. A mixture of high and low ability students will difficulty in breaking down into smaller groups affect the pace of certain exercises and the degree to for experiential exercises. which self-directed activities can be used. Argyris (1968) points out that participants in laboratory edu- Trainee Attitudes and Motivation. Noe (1986) cation need a minimal level of self-awareness and self- proposed a model of the effects of trainee attitudes acceptance to be able to listen to others and discuss, and attributes on training outcomes. Factors such as with minimal distortion, their interpersonal impact beliefs about the relationship between individual ef- in a given situation. The degree to which training fort and performance, reactions to skill assessment participants vary in their levels of self-awareness and feedback, and attitudes about the job and career are

11 Diversity Awareness Training

hypothesized to affect motivation to learn, which is strongly than before. Miles (1981) also argues that described as "a specific desire of the trainee to learn people "should not be ordered, or even gently co- the content of the training program" (p. 743). Moti- erced" to attend training, nor to participate in specific vation to learn is hypothesized to affect learning exercises within training. Reichard et al. (1992) and which, in turn, influences behavior change. High Walter and Marks (1981) point out that experiential motivation to learn is thought to be reflected in training should be voluntary, since the effectiveness of individuals who: the training hinges on the involvement of the trainee. (1) believe that the assessment of their strengths If training is nonvoluntary, the concerns of trainees and weaknesses used as criteria for the assign- should be processed up front in the training course ment of training is accurate, (Nancy Post, personal communication, July 9,1993). (2) believe that the content of the training program Summary. Research outcomes clearly illustrate that can be mastered with reasonable effort, individual differences associated with learning styles, (3) are engaged in self-development activities that personality, demographic characteristics, and back- further their career plans and identify with their ground experience can influence training effective- job,and ness. Learning styles were found to play a role in (4) perceive interpersonal support from peers and individual responsiveness to training activities and supervisors and the existence of other resources learning outcomes. The cost associated with identify- necessary to do the job. ing and matching learning and instructional styles, as well as the possibility that employees will perceive the Little research has been conducted to examine the assessment of individual learning styles as intrusive, actual impact of these factors on training. However, a makes this a less viable use of learning styles to study by Noe and Schmidt (1986) examined the enhance training. However, training should enable effects of trainee attitudes on the outcomes of train- individuals to apply their different approaches to ing. They found that the participants' level of involve- learning the objectives to the extent possible and ment in their jobs and careers was an important encourage the development of new learning ap- precursor to learning during training and behavior proaches. change back on the job. Heterogeneous training groups offer both advan- Choice and Voluntary Participation. Being of- tages and disadvantages. On the one hand, members fered a choice and receiving the desired choice in of heterogeneous groups may benefit from the differ- training content also enhances motivation to learn. A ent perspectives and dynamics created by including study by Baldwin, Magjuka, and Loher (1991) found demographic diversity among trainees. On the other that those persons who received their chosen training hand, the differences may affect the level of learning scored significantly higher on a pre-training measure because more time is required for group process issues. of motivation to learn than did those who were given Trainers need to weigh the advantages and disadvan- no choice on the training received. Although these tages, as well as consider the learning objectives that two groups did not differ on the post-training mea- would be affected by having homogeneous or hetero- sure of learning, those who were offered a choice in geneous groups. If heterogeneous training groups are training and subsequently did not receive their choice, used the trainer should be aware of the potential scored significantly lower on the measure of learning. difficulties that might arise from a heterogeneous Similarly, greater attitude change has been found training group and be prepared to manage the unique among those who perceived greater freedom of choice issues in the course. to participate (Brock, 1962; Brehm & Cohen, 1959; Although there was little research information on Davis & Jones, 1960; Jones & Brehm, 1967). Con- trainee attitudes and motivation, it appears to be a versely, when individuals perceive being coerced into fruitful approach in determining who might benefit a situation designed to affect attitude change, they the most from training and development programs. tend to react by holding their original attitude more Reduced funding for these types of programs, in-

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creased competition for training and development and its application on the job, put strong reactions to slots, and the need to obtain the greatest investment the training in perspective, and consolidate what they on training point to the importance of selecting the have learned. Suggested activities include "planning individual who will optimize his or her training ex- what to say about the program to others on the job; perience. Measures of, for example, self-development evaluating the training program for its relevance to and career planning activity, might serve as useful job problems; making "contracts" about one's future screening tools for identifying such individuals. behavior with members of one's work team; planning Finally, voluntary participation is recommended specific innovations, projects, or new styles of behav- for experiential training, especially where attitude ing at work; and practicing difficult and needed skills" change or psychological change is the training goal. (p. 105). Where agency policy requires training, as in diversity Wexley and Baldwin (1986) also identified several awareness training for supervisors and managers, time ways in which transfer can be enhanced during train- for addressing participant concerns about the training ing: (1) ensure that tasks in the training environment requirement should be incorporated into the training. are identical to those on the job, (2) teach the prin- ciples and theories that underlie the content of the Transfer of Training to the Workplace training, (3) have trainees continue to practice skills, Wexley and Latham (1981) define positive transfer even after they have been mastered, and (4) provide of training as the extent to which trainees use the variability in examples used to demonstrate a knowl- knowledge, skills, and attitudes learned in training edge or skill and the situations in which trainees back on the job. Thus, maximizing training transfer practice the skills. The latter method is particularly leads to a greater return on the financial investment in important in increasing a trainee's understanding of training. To do this, the transfer process needs to be how the training applies to new situations and his/her managed as a partnership between trainers, managers, ability to generalize the skills to new situations. and students. To manage transfer effectively, there are Noe (1986) suggested that motivation to transfer, a variety of practices that each person can do before, the trainee's desire to apply knowledge and skills during, and after training (Beaudin, 1987). learned in training to the work setting, provides the Transfer Activities Before Training. One way of link between learning and behavior change. Relatedly, increasing transfer is to initiate pretraining explora- Garavaglia (1993) stated that one of the most likely tion of the training content, e.g., through pretraining reasons for the failure of training to transfer to the reading assignments, data gathering, or case study workplace is that trainees feel the training is irrel- analysis (Beaudin, 1987; Garavaglia, 1993). Supervi- evant. Assessing a trainee's motivation to transfer sors can play a major role in positive transfer by would include measurement of the trainee's confi- demonstrating support for the training. Ways in which dence in using the new skills or knowledge and the supervisors might show support include being knowl- perceived applicability of the skills or knowledge to edgeable of the training content and making training the job. Collecting these assessments following a pro- a priority, even when workload is heavy (Baldwin & totype course or a formalized course would provide an Ford, 1988). Supervisors can lay the groundwork for indication of the effectiveness of the course, as well as transfer by discussing expectations for and benefits of the likelihood that learning will transfer to the job. the training, and setting goals with the trainee for Transfer Activities After Training. What happens improving skills before the training occurs (Wexley & on the job following training is also critical to rein- Baldwin, 1986). forcing learning and ensuring that skills are main- Transfer Activities During Training. Miles (1981) tained. Wexley and Baldwin (1986) believe that presented a number of activities to be used during traditional approaches to enhancing transfer during training to help trainees bridge from the training to training are insufficient for achieving substantial the job. The activities are used to help trainees see the levels of transfer. They, and Garavaglia (1993), relationship between what they learned in training

13 Diversity Awareness Training

STRATEGIES EXAMPLES

Additional self-training, including self-monitoring of the use Readings, weekly checklist, self-ratings on of new skills or knowledge and activities related to the skills and knowledge, shadowing training to be completed on the job assignment

Job aids Sexual harassment desk guide for supervisors

Post-training assignments that are relevant to the training Quality action team member, Combined content and provide opportunities to practice new skills Federal Campaign chair

Changing job standards to reflect skills and knowledge EEO/AA critical job element included in learned in training performance standards

Participative goal setting Development plan negotiated with supervisor

Relapse prevention (identifying situations that might Sessions following sexual harassment undermine new learning and developing coping training to discuss and practice assertive responses for those situations) responses to inappropriate workplace behavior

Table 2. Post-Training Transfer Strategies and Workplace Examples

suggested a variety of post-training strategies for en- consequences are primarily controlled by the trainee's hancing transfer. Several of the strategies and ex- management and organizational policies and proce- amples of their possible use are presented in Table 2. dures. One example of a situational cue is a manager Post-training transfer activities have tended to re- asking a subordinate supervisor to share his/her train- ceive conceptual examination, rather than empirical ing experience and learning with coworkers on the investigation. Where research results exist, though, job. A consequence for a manager using his/her train- they have generally been positive. For example, Wexley ing on the job would be preferential consideration for and Baldwin (1986) compared those who participated a new assignment. In a study reported by Goldstein, in one of three post-training transfer conditions - it was found that when situational cues and conse- relapse prevention, assigned goal-setting, and partici- quences were present, greater transfer behavior oc- pative goal-setting - with a group who did not partici- curred independent of the level of learning achieved pate in post-training. Participants in the goal-setting from training. Goldstein's findings suggest that active groups demonstrated greater transfer of training than organizational and management support is critical to did those who received no post-training sessions. ensure new skills are actually applied back on the job. Achieving transfer after training is described by Summary. The literature on transfer of training Goldstein (1990) as building an organizational cli- suggests that experiential training is more likely to be mate for the transfer of training. The transfer climate is effective in changing behavior when (1) support for made up of situationalcues (encouragement to try out training is demonstrated in the workplace, (2) the what was learned) and consequences (rewards for trying application of new knowledge and skills to the job is out what was learned). These situational cues and integrated into the training itself, (3) specific strate-

14 Diversity Awareness Training

gies are used following training to reinforce and main- those who listened to experiences and were con- tain new skills and knowledge, and (4) the work fronted with information that pointedly questioned environment provides opportunities and rewards for their self-concept, beliefs, and values could be affected practicing and mastering the new skills. adversely by the training. Sharing past harassment and racism experiences may also trigger adverse psy- Findings of Experiential Learning Applied to chological effects for those persons who share their Diversity Awareness Training experiences, exacerbating or reinflicting psychologi- Like other types of training courses, diversity aware- cal and physiological conditions (Guteck & Koss, ness training can incorporate aspects of experiential 1993). The possible psychological and somatic im- learning and associated training methods. As noted in pacts on victims of sexual harassment have been sum- the introduction of this report, diversity training that marized by Guteck and Koss (1993) and include focuses on gender and racial differences, , depression, low-self esteem, headaches, and insom- and inequalities can produce adverse effects for par- nia. A history of experienced racism can also take its ticipants if not handled appropriately. This section toll on the psychological and physical health of its incorporates the concerns of diversity awareness train- victims, causing hypertension (Kreiger, 1990) and ing participants identified in an evaluation report by depression (Spaights & Simpson, 1986). the author (Myers, 1993) to illustrate issues to be Robert Hayles, vice president of cultural diversity considered in designing and delivering diversity aware- for Grand Metropolitan Food Sector in Minneapolis, ness training. cautioned against implementing training that included techniques and exercises used to uncover and explore Emotional Intensity of Training one's own and others' prejudices and biases, unless it One concern identified in the author's (Myers, was voluntary and facilitated by professionals (Gor- 1993) training evaluation report dealt with the poten- don, 1992). Walter and Marks (1981) discussed lim- tial for negative psychological reactions arising from its on self-disclosure in training as protecting the sharing and listening to employees' emotionally freedom and privacy of training participants. They charged experiences with racism and sexism. As shown suggested that self-disclosure be used sparingly and earlier in this review, the training and laboratory strictly for the stated purpose, unless otherwise nego- education literature acknowledges that including tiated prior to the beginning of training. Cox (1993) emotional experiences in training can pose some po- recommended that decisions to include personal ex- tential risks to the trainee. Some respondents in the periences, rather than simply using indirect methods evaluation study felt the discussions too closely mir- (such as videotapes, readings) be based on the follow- rored a psychological intervention, while others ac- ing: "(1) the time available for the training (don't plan knowledged that the experience was emotional but on emotion and personal experience if time is short), did not feel it was damaging. In fact, the latter group (2) knowledge of the intended audience (e.g., the of respondents felt that the emotional experience was likelihood of an explosion if personal testimonies are responsible for the perceived success of the training in emphasized), and (3) the skill and experience of the changing attitudes. facilitators (e.g., only highly skilled trainers' should The comments of those interviewed about diversity use a personal confrontation approach)" (pp. 244- awareness training pointed to two situations from 245). which negative psychological reactions could occur: Although the inclusion of methods meant to elicit (1) tisteningto the experiences of racism and sexism of emotional reactions may pose greater risk to partici- others and (2) sharing personal experiences of sexism pants than other experiential methods, emotional and racism. Applied to diversity awareness training, content may still be an important component of

1 Interestingly enough, Cox (1993) and Hayles (in Gordon, 1992) speak of having "professional" and "highly skilled" trainers, but do not go on to describe the qualifications of such a trainer. The need for establishing standards for trainer selection and performance is discusseddiscu: in a subsequent section of this report.

15 Diversity Awareness Training

attitude change in diversity awareness training. The personally had been unfairly accused of racism and feelings to be dealt with in training, however, are those sexism by the trainers; others had observed the con- experienced in response to targeted groups of individuals. frontational responses of the trainer and facilitator to Studies of prejudice have found that emotional feel- training participants. Articles on the potential for ings, such as fear and respect toward outgroups (e.g., backlash in diversity training have pointed out that homosexuals, minorities), are more highly predictive confrontational styles that include finger-pointing of attitudes toward the outgroup than are Stereotypie and blame can do significant damage to diversity beliefs about the outgroup (Esses, Haddock, & Zanna; efforts (Caudron, 1993; Mobley & Payne, 1992). Stangor, Sullivan, & Ford, both cited in Olson & Training could potentially exacerbate situations where, Zanna, 1993). The key issue remaining is what type of as described by Gates (1993), white males are already intervention or training will change emotional feel- feeling blamed for all societal problems and are raising ings toward particular groups of individuals. Contact self-protective defenses. Rather than moving forward with members of outgroups is still the most widely in the acceptance of one's personal racism, seen as a recommended technique for changing prejudicial at- critical step toward developing effective interpersonal titudes (Olson & Zanna, 1993) and may also work to relationships with those who belong to a different change emotional feelings as well. However, for the cultural group, individuals may take a step back in the contact to be effective, the groups must be engaged in process (Corvin & Wiggins, 1989; Foeman, 1991). a cooperative task and composed of members of equal Both too little and too much confrontation can status (Desforges, Lord, Ramsey, Mason, Van lower positive outcomes from the group training Leeuwen, & others, 1991; Gaertner, Mann, Dovidio, experience (Yalom, 1985). The group with too little Murrell, & Pomare, 1990). confrontation may not be sufficiently challenged to Summary. The probability of negative psychologi- reexamine individual feelings and attitudes that could cal impact resulting from diversity awareness training lead to behavioral change. Too much confrontation is practically impossible to predict without a clear can result in pushing trainees beyond their emotional understanding of the objectives, learning environ- limits, resulting in adverse psychological effects or ment, and methods used in the training. In addition, entrenchment in the attitudes and behavior the train- individual differences in responding to harassing or ing was meant to change. Highly confrontative pre- discriminatory treatment, as well as reactions to feed- sentations can cause individuals to take action to back (e.g., "you are a racist") that is incongruent with protect their self-esteem, for example, by tuning out self-perceptions, affect whether a trainee will experi- the message (Pittman & DAgostino, 1989) or by ence adverse effects. Given the sensitive nature of the denying the relevance of the topic or attribute under subject matter and the unknowns in predicting nega- discussion to themselves (Crocker & Major, 1989). tive outcomes, diversity training in the future should The appropriate use of confrontation requires that it consider using indirect methods for presenting infor- be accompanied by support (Miles, 1981). Similarly, mation on the occurrence of sexism and racism or Corvin and Wiggins (1989) stated that, at different closely follow the guidelines suggested by Cox (1993) stages of the training process, trainees may "benefit for using personal experiences. The results of research more from acceptance and encouragement than from on prejudice suggest that including training exercises intense confrontation." that involve a cooperative task would be effective in These research findings are reflected in a descrip- creating positive attitudes about individual differ- tion of the efforts of Digital Equipment Corporation ences (e.g., race, gender, sexual orientation). in instilling a value for differences (Walker & Hanson, 1992). Self-awareness training was initially unsuc- Trainer and Facilitator Behavior cessful because managers defended accusations of be- A consistent comment noted in the evaluation ing racist and sexist by shutting down communication dealt with the confrontational style of the trainers and during training. The managers felt their personal facilitators. Some of the respondents felt that they character was under attack and that they were being

16 Diversity Awareness Training

asked to change their values and beliefs. Subsequent training literature more often describes what are good training sessions took the approach that racism and qualities (e.g., warmth, genuineness) among effective sexism are so much a part of American culture that trainers than what are the necessary qualifications everyone is responsible for racism and sexism. Once (e.g., experience, education). For example, Miles managers understood they were not being labeled as (1981) spends considerable time discussing the trainer's bad people, and realized that they were learning about role and what constitutes a good trainer. However, he themselves as well as about others who are different asserts that graduate education is not required for a from them, meaningful change started to happen in person to be a capable trainer, and experience can be the training. an adequate substitute for formal education. Another related concern identified in the evalua- Queries to National Training Laboratories and the tion was that the trainers and facilitators were advo- American Society for Training and Development re- cating their personal agendas on racism and sexism, vealed that specific standards for education and expe- rather than contributing to the learning experience. rience did not exist, partly because the requirements Foeman (1991) acknowledged that trainers do come for different types of training will vary (Dr. Allyn to training with attitudes about "the place of racial Hertzbach and Dr. Holly Schneider, personal com- groups in a multiracial society." She suggested that munication, October 14, 1993). A variety of factors trainers/facilitators may want to share their position must be taken into consideration, including educa- with the group, where it can be accepted or rejected. tion, experience, certificates, and the requirements of Sharing and discussing the trainer's position is meant the training. Yalom (1985), for example, recommends to show that there is no single perspective, and that that group psychotherapists obtain approximately two different perspectives are neither right nor wrong. years of group observation, participation in a group, Summary. Trainers and facilitators can do more and supervised postdoctoral experience as a leader. harm than good if confrontation is not handled ap- Nancy Post, a faculty member in the Wharton busi- propriately, particularly in diversity awareness train- ness school and a person who works in executive ing where the topics are sensitive for many trainees. education, suggests a year-long membership in an Rather than serving as a catalyst for change, the experiential group as well as education in managing trainer's behavior can cause further entrenchment in group dynamics for trainers who use experiential the very attitudes and behavior that are targeted for techniques (Nancy Post, personal communication, change. Confrontation is not the only way people take July 9, 1993). in feedback that is contrary to self-perceptions. Train- Summary. It is somewhat surprising that, given the ers should use multiple methods (e.g., offering alter- consensus on the importance of trainer behavior, native explanations, asking the trainee questions, more information and research on professional stan- allowing time for reflection) to enhance the trainees' dards is not available. At best, the literature suggests abilities to rethink an opinion, knowledge, or behav- that the qualifications of a trainer used for delivering ior. In addition, the trainer should clearly explain his/ diversity awareness training will vary according to the her role to trainees (e.g., educator, interpreter, facili- objectives of the course. On the other hand, training tator), as well as his/her position on the issues being methods and exercises might be selected to be consis- discussed in diversity training. tent with what the trainer feels he/she is capable and comfortable in delivering. Trainer and Facilitator Qualifications Another concern given by respondents was the Minimizing the Risks Associated with qualifications of the trainers and facilitators, particu- Experiential Training larly in dealing with the emotional reactions of train- This section will first briefly identify the risks ees. Positive outcomes from experiential groups depend associated with experiential diversity training. Based heavily on the ability of the leader to manage indi- on information from the research literature review vidual feelings and group dynamics. However, the and the lessons learned from the diversity awareness

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training evaluation, safeguards for reducing the possi- throughout the design and delivery of training to bility of risks will be described in the remainder of the ensure the training is on target in meeting training report. goals. Evaluation following the training helps to de- The term risk implies that certain actions have termine whether attitudinal or behavioral change has consequences. Some risks can produce positive re- occurred and how organizational goals have been turns on investment, whereas others can produce no affected. Collecting trainee reactions is the typical return or can be harmful. The risks to the emotional response to training evaluation, while learning and health of employees who work in harassing or dis- job performance following training are rarely assessed criminatory environments may outweigh the risks to (Sanders, 1989). Training evaluation at the level of the emotional health of those who participate in learning and job performance is more likely to occur experiential diversity training. As discussed earlier in if an organization establishes accountability for evalu- this paper, the more emotionally intense training ation and provides the resources necessary to conduct experiences are those focusing on personal and inter- the evaluation. personal change. In these training situations, the Establish accountability for evaluating diversity participant is "expected to become personally and awareness training. Information is needed to deter- emotionally involved and introspective in regard to mine if training participants are being exposed to risks themselves and their relationships" (Walter & Marks, for which there is no return, or a negative return on 1981, p. 256). Pursuit of emotional intensity can be investment. The implementation of an evaluation problematic when the group strays from the original strategy for diversity training would be used to iden- learning objectives and is led by a trainer whose tify the impact of training and the potential risks or qualifications and experience are insufficient for man- costs associated with the training. The training de- aging the training process. It is these types of training partment or training vendor, however, cannot be the situations - where adequate leadership as well as con- sole organization accountable for evaluation. Man- trol, structure, and purpose of the emotional experi- agement must also commit to sharing the account- ence is lacking - that have received criticism (see ability for the results of training because some of the Odiorne, 1970) and may pose the greatest psychologi- organizational factors that influence the transfer of cal risk to participants, while failing to produce posi- training to the job, such as supervisory support and tive outcomes for the individual or the organization. awards, are not under the control of the training Experiential training encompasses a wide variety of department (Brinkerhoff, 1989). Management must techniques, each of which may vary in the risk they be willing to use these organizational factors to en- pose for participants and their effectiveness in meet- hance the transfer of training and to reinforce new, ing learning and performance objectives. Thus, a on-the-job behavior. With this in mind, measuring critical component of reducing risks or their costs is to the accomplishments of diversity training through the design, implement, and evaluate training according to number of training courses delivered is insufficient; recognized principles of performance technology and accomplishments should reflect the measurable im- training evaluation. Managing the procedural aspects pact of training on learning and job performance. of training, the characteristics of trainees, and the Develop resources for evaluating diversity aware- qualifications of trainers are other ways of maximizing ness training. Figure 2, based on Bushnell's (1990) training effectiveness while minimizing the risks. These model of training evaluation, illustrates a basic evalu- methods are discussed in the remainder of this report. ation process for diversity awareness training. Each "E" represents a point at which evaluation should Training Evaluation occur. The evaluation questions that should be an- Just as feedback is needed to guide individual swered at each point are also listed. The most numer- performance, organizations require information to ous, and perhaps most critical, evaluation points are determine whether interventions are achieving the during the design and delivery of the training. desired organizational change. Evaluation is essential Carnevale and Schulz (1990) state that "If training is

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subject to "continuous improvement" and refinement evaluation consultants. Another possibility is to es- from front-end problem analysis onward, it has a tablish an internal clearinghouse of evaluation litera- powerful toward success... In fact, use of state-of- ture and related diversity awareness training materials. the-art instructional design technologies, rather than Additional tools for measuring trainee reactions, learn- post-training evaluation, is the best way to assure ing, and job performance should also be developed. training's effectiveness" (p. S-3). Thus, resources for Another option is to conduct an evaluation workshop assisting internal trainers in course evaluation, as well for those responsible for diversity awareness training. as guidelines for assessing training vendor course The workshop could provide participants with suffi- proposals, are needed. cient skills to prepare for an evaluation (e.g., identify Demands to efficiently use scarce resources to meet important questions to be answered and potential business objectives are growing in both the private sources of information) and initiate data collection and public sectors, necessitating that training demon- activities. strate a return on investment. Documentation of training results comes from assessments of learning Procedural Aspects of Training and job performance, reflected in the "Output" sec- Offer, but don't require, experiential diversity tion of the evaluation model. However, trainers typi- training that uses laboratory education methods and cally see job performance-oriented evaluation as techniques. Training professionals generally agree involving too much time, money, and expertise (Sand- that emotional-based experiential training should be ers, 1989). Resources for conducting training evalua- voluntary, because the effectiveness of the approach tion are needed to overcome these possible barriers to depends upon (1) the involvement of the trainees and its implementation. One possible resource is to de- (2) the presence of requisite levels of interpersonal velop a consortium of employees to serve as internal skill and self-awareness. In addition, research has

Figure 2. Diversity Awareness Training Evaluation Model

Needs Training Design Analysis and Delivery Output Outcomes

Organization: What Trainee Reactions policies and Representation of targeted groups procedures will Learning: support the new skills? Plan ->Design -^Develop -^Deliver -Informed about diversity Employee-friendly -Understand business necessity Task/KSA: What is for diverse workforce needed to do the -Recognition of prejudices Greater productivity job? I J I J E1 E2 E3 E4 and their impact on others Less turnover Person: Who should What strategies, methods, media, Job Performance: be targeted for the and material will produce the necessary Behavior change Innovation training course? learning and behavior changes?

E5 E6 E7 -Is the training being Do trainees: What organizational conducted as planned? -like the training? results are achieved? -What problems are -learn? encountered that -use what they must be corrected? learn back on the job?

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shown that receiving training without a choice and demonstrating new skills, or auditing other human using coercive methods tend to reduce the effective- resource systems for their consistency in reinforcing ness of attitude change efforts. changes in job performance. Carefully consider whether personal experiences Provide training follow-up in the work setting. of sexual harassment and racism should be included The purposes of the follow-up are to (a) discuss strong in the training. The experiences of sexual harassment reactions that might have been elicited during train- and racism can negatively affect the psychological and ing and, if appropriate, link to changed work behav- physical health of its victims. Revisiting those experi- ior, (b) promote organizational and peer support for ences in the training setting has the potential for new behavior, and (c) encourage continuous learning exacerbating the psychological and physical condition from the training experience. Each of these purposes of those who share their experiences, and who may feel serves to tie the training to behavior at work. The pressure to do so. Ensuring individual choice in par- follow-up itself thus serves as a potent method for ticipation in exercises, where past experiences of work- refreshing the learned knowledge and skills of trainees related sexual harassment and and can help to create a climate for positive transfer of are shared, allows individuals to make decisions about training to the job. Trainers or facilitators should be their ability to deal with the issues under discussion. used to lead the follow-up sessions. In addition, Cox's (1993) guidelines for using per- sonal experiences to illustrate the occurrence of rac- Characteristics of Trainees ism and sexism could be used to decide whether or not Screen participants for experiential diversity train- indirect methods are more appropriate: (1) is there ing that uses laboratory education methods and sufficient time to debrief the experience? (2) is the techniques. Reichard et al. (1992) recommend, for audience able to handle the experience? and (3) does experiential training programs where participation is the trainer have the right skills in sufficient amounts voluntary, the use of participant application forms to for leading this type of exercise? identify potential factors that may affect responses to Provide sufficient time for intellectually and emo- training. Training vendors that provide this type of tionally processing each experiential learning exer- training, for example, National Training Laboratory, cise during the course and for debriefing the training often require that the potential trainee submit an as a whole. The time allowed for feedback, discussion, application form. Application forms may include and integration following each exercise and at the end questions, such as what the individual wishes to achieve of training is an integral part of the learning and through the training, recency of participation in simi- change process (Miles, 1981; Walter & Marks, 1981). lar types of experiential training programs, and a Building in adequate time for processing the experi- measure of general life stress. Based on the applicants' ences also allows the trainers or facilitators to more responses, they may be asked to delay participation in closely monitor the participants' reactions and take the training, or be queried further about their goals for appropriate steps to address concerns as they arise. participation to make sure the class is appropriate to Build in processes and activities before, during, their needs and current skills. Some laboratory educa- and after training that increase the use of the training tion vendors ask for information on previous history on the job. "Bridging" (Miles, 1981) or "positive of group and/or individual psychotherapy and hospi- transfer of training" (Wexley & Latham, 1981) activi- talization because of the possibility that emotional ties involving trainers, trainees, and their supervisors disruption will occur in the training. can be used to enhance and maintain changes in job Collect and use information about training par- performance. These can include additional sessions ticipants to enhance training effectiveness. Demo- following the training, working with supervisors to graphic data such as the race, sex, age, and educational provide the cues and contingencies to trainees for level of participants, as well as attitudes about the

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issue to be addressed in training and motivation to use personal awareness of racism and sexism, knowledge the training content are examples of information of rules and regulations governing sexual harassment trainers could collect prior to training. Information and other discriminatory behavior, and experience such as this should be used to identify possible needed and background in a mental health profession. The modifications to the training curriculum. For ex- problem is identifying educational and other qualifi- ample, a heterogeneous training group may need an cations that indicate whether a trainer possesses these exercise to address conflict that often arises when a skills and knowledge to the degree needed to deliver group is composed of dissimilar others. The trainer training effectively. may also need to adjust activities to deal with differ- A forum consisting of professionals in education ences among trainees in initial attitudes or knowledge and training should be convened to identify the req- about the content of the training (e.g., sexual harass- uisite qualifications (e.g., experience, education, and ment). Where the training group is made up of indi- licenses) needed for different types of training. The viduals from different organizations, post-training forum should also identify procedures for (1) periodic transfer strategies may need greater attention (Cooper assessment of trainer performance and (2) ongoing & Harrison, 1976). development of trainer skills. Prepare participants for training. The training goals and methods should be clearly articulated up Research Recommendations front. Accurate descriptions of training are necessary Kraiger, Ford, and Salas (1993) stress the need to to eliminate trainee misconceptions, give trainees the evaluate learning outcomes of training from a con- opportunity to prepare for the training experience struct-oriented, theoretical approach. This approach (particularly if they are unaccustomed to experiential contributes to determining training effectiveness, i.e., learning methods), and to provide the link between why the training was successful or unsuccessful in the learning objectives and training activities. In this achieving the learning outcomes. The design of train- way, there are no "surprises" that may derail trainees ing can also profit from theoretical developments in who were expecting different training goals and meth- learning and other psychological disciplines by using ods. Reichard et al. (1992) state that "By describing research results to identify training methods and spe- the program accurately and requiring the trainers to cific activities most likely to effect the desired learning meet the contract as written, sponsoring organiza- outcomes and contribute to changes in on-the-job tions can contribute significantly to the prevention of behavior. The framework for diversity training evalu- distress" (p. 59). Preparation not only serves to reduce ation (i.e., whether or not the training achieved the risk, but can contribute to increased effectiveness of learning and behavior objectives) presented in the the training. previous section and the complex assessment issues associated with evaluation are also important areas for Trainer Qualifications research. The major phases of training development Although there is some uniformity in the ethical and evaluation identified in that framework serve as guidelines for instructors, a generally agreed-upon set the basis for identifying important lines of research for of professional standards was not found in the litera- the future. ture. Educational, licensing, and other requirements should be commensurate with what is needed to Needs Analysis competently use particular training methods and ap- Organizations need to consider up fronttheir readi- proaches. For example, delivering lectures on a con- ness for training; i.e., whether the work environment tent area does not require the same sort of skills, nor can support the new skills and abilities learned in the same level of performance, as does directing role- training. Measures of organizational climate for train- plays and leading feedback sessions on a skill area. ing transfer is one possible indicator of organizational Diversity awareness training would appear to require readiness. Other human resource management pro- skills in managing group dynamics, a high level of cesses may also require modification to be consistent

21 Diversity Awareness Training

with and to support the training. Research assess- Training Output ments in this area may suggest that training delivery As noted before, assessment of learning outcomes be delayed until sufficient organizational support is in from a construct-oriented approach can contribute to place. determining why training was successful or unsuc- Knowledges, skills, and abilities that reflect what cessful. This information, in turn, can be used to the popular literature means by "valuing and manag- make improvements to the training. Another critical ing diversity" need to be identified. Some argue that research need is investigation of individual and orga- valuing and managing diversity is simply part of a nizational factors that hinder or promote the transfer good manager's repertoire of skills, while others feel of training back to the job. there are quantitative and qualitative differences not captured in traditional taxonomies of managerial com- Training Outcomes petencies. This step is critical because, in addition to The possible outcomes specified in the diversity serving as the basis for what will be trained, the training evaluation model suggest several areas for knowledges, skills, and abilities are the criteria upon research. Baseline information on organizational cul- which the success of training will be measured. ture and climate could be used to assess long-term Identifying who is most in need of training and progress toward organizational results. Tracking or- most likely to benefit from training are also important ganizational demographics provides an indication of issues. Research is needed to identify the best ways of how training (combined with, for example, trends in assessing performance deficiencies to ensure training the available labor force, recruitment efforts, and is provided to the appropriate recipients. Research on career development programs) contributes to the in- attitudinal and motivational factors that influence the creased representation of targeted groups. Research outcomes of training will also help to identify up front and analysis are also needed to establish benchmarks who demonstrates a readiness for training. for training costs so that return on investment can be calculated more accurately. Training Design and Delivery A review of the training research literature identi- REFERENCES fied a number of factors that may influence the effec- tiveness of training, including trainer characteristics, Abelson, R. P. (1982). Three modes of attitude-behav- training group composition and size, the length and ior consistency. In M. P. Zanna, E. T. Higgins, C. P. Herman (Eds.), Consistency in social behavior: scheduling of training, and time devoted to debriefing The Ontario Symposium (Vol. 2). Hillsdale, NJ: and process analysis. Research on the relative contri- Erlbaum. butions of these factors on training effectiveness would Ajzen, I. (1991). The theory of planned behavior. Orga- help in maximizing the utility of training by eliminat- nizational Behavior and Human Decision Processes, ing some of the guesswork that currently exists regard- 50, 179-211. ing the design and conduct of the training programs. Argyris, C. (1968). Conditions for competence acquisi- Designing diversity training on the basis of theo- tion and therapy. Journal of Applied Behavioral retical research also provides a framework for investi- Science, 4, 147-179. gating the effectiveness of training. For example, the Bagozzi, R. P. (1981). Attitudes, intentions, and behav- attitude-behavior change literature specific to chang- ior: A test of some key hypotheses. Journal of ing stereotypes and prejudices suggested that mixed Personality and Social Psychology, 41, 607-627. groups of equal status individuals involved in a coop- Baldwin, T. T., & Ford, J. K. (1988). Transfer of erative task had been a successful strategy for reducing training: A review and directions for future re- prejudice, at least in the laboratory. Given its success search. Personnel Psychology, 41, 63-105. in a laboratory environment, investigation of the effectiveness of this strategy in diversity training is worth pursuing.

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