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Fakultet političkih znanosti Zlatko Vujović Učinci personalizacije izbornih sustava na političke stranke: sustavi stranačkih lista s preferencijskim glasovanjem DOKTORSKI RAD Zagreb, 2018. godina Fakultet političkih znanosti Zlatko Vujović Učinci personalizacije izbornih sustava na političke stranke: sustavi stranačkih lista s preferencijskim glasovanjem DOKTORSKI RAD Mentorica: prof. dr. sc. Mirjana Kasapović Zagreb, 2018. godina Faculty of Political Science Zlatko Vujović Impact of personalisation of Electoral Systems on Political Parties: List Proportional Systems with Preferential Voting DOCTORAL DISSERTATION Supervisor(s): prof. dr. sc. Mirjana Kasapović Zagreb, 2018 year 1 Informacija o mentorici Mentorica: prof. dr. sci. Mirjana Kasapović Mirjana Kasapović, profesorica komparativne politike na Fakultetu političkih znanosti Sveučilišta u Zagrebu. Objavila je deset znanstvenih monografija - pet samostalnih i pet u suautorstvu s jednim ili dva autora - te oko 80 radova u znanstvenim časopisima i drugim znanstvenim publikacijama u Hrvatskoj, Njemačkoj, Velikoj Britaniji, SAD-u, Poljskoj, Mađarskoj, Bugarskoj i drugim zemljama. Za dvije knjige —Bosna i Hercegovina – Podijeljeno društvo i nestabilna država (2005) i Politički sustav i politika Izraela (2010) — dobila je državne nagrade za znanost. Napisala je brojne publicističke i stručne radove. Prevela je devet znanstvenih monografija i više članaka s njemačkoga na hrvatski jezik. Trenutačno je voditeljica doktorskog studija “Komparativna’ politika” i glavna urednica znanstvene biblioteke “Političke analize”. Članica je Hrvatskoga politološkog društva i Kluba hrvatskih humboltovaca. 5 6 Sažetak Rad se bavi istraživanjem učinaka personalizacije izbornog sustava prije svega na političke stranke i kandidate za zastupnike. Pod personalizacijom izbornog sustava smatra se uvođenje mehanizama u izborni sustav koji osiguravaju veću ulogu birača u izboru njihovih parlamentarnih zastupnika. U radu su predstavljene četiri gusto opisane studije slučaja koje su služile kao temelj za testiranje temeljne i pomoćnih hipoteza. Rad sadrži fokusiranu poredbenu analizu dometa personalizacije izbornog sustava u odnosu na tri ključna slučaja (Austrija, Nizozemska i Finska), kao i u odnosu na kontrolni slučaj Kosovo. U radu je dokazano da snažni personalizirani izborni sustavi, koji imaju najveće vrijednosti personalizacije, odnosno izmjerene vrijednosti utjecaja dva institucionalna potičuća mehanizma koji su predstavljali nezavisne varijable ovog istraživanja (a. preferencijsko glasovanje unutar razmjernog sustava stranačkih lista i b. procedura selekcije kandidata), dovode do personalizacije političkih stranaka na razini zastupnika. Kroz dokazivanje pomoćnih hipoteza ispraćeni su učinci personalizacije izbornog sustava na političke stranke, kandidate/zastupnike, birače odnosno stranački/politički sustav. U radu predstavljeni nalazi fokusirane poredbene analize potvrđuju da snažna personalizacija izbornog sustava vodi personalizaciji izborne kampanje te smanjenoj ulozi političkih stranaka u političkom životu. Smanjena uloga stranaka u kampanjama otvara prostor jačanju uloge konkretnih donatora. Poslanici postaju nezavisniji u odnosu na stranku, ali s druge strane otvoreni za utjecaje donatora svojih kampanja. Nemogućnost opoziva, odnosno tekovina da je zastupnik, a ne stranka vlasnik mandata, dodatno ojačava poziciju zastupnika, a slabi poziciju stranke. Pozicija zastupnika jača, kao i birača koji imaju u snažno personaliziranim izbornim sustavima mogućnost presudnog utjecanja na to tko će ih zastupati u parlamentu, odnosno na koga će privremeno prenijeti suverenitet kao njegovi nositelji. Finski primjer najbolje pokazuje utjecaj snažne personalizacije izbornog sustava na političke stranke, kandidate i birače u konsolidiranoj demokraciji. Slučaj Kosova kao kontrolni slučaj govori da ukoliko izostane prevlast osobnog u odnosu na stranačko u unutarstranačkim procesima, učinci snažnog preferencijskog sustava bit će umanjeni. Izostanak vladavine prava utječe na ravnopravnost kandidata u predizbornim kampanjama, ali snažno preferencijsko glasovanje umanjuje negativne efekte izostanka demokratskih procedura unutar stranke te potiče daljnju demokratsku konsolidaciju u nekonsolidiranim demokracijama. 7 Summary The doctoral dissertation deals with research into the effects of personalization of the electo- ral system primarily on political parties and candidates for deputies. The personalization of the electoral system means the introduction of mechanisms in the electoral system that ensure a greater role for voters in the election of their parliamentary representatives. I define the electoral system as a “set of laws and party rules governing electoral competition between and within the parties” (Cox 1997: 38). This wider definition of the electoral system gives us space to build a more complete picture of the electoral system’s impact on political parties, candidates and voters as main actors in the electoral process. The focus of the research is the relationship between personal and party representation. In order to conduct a more comprehensive analysis of the effects of personalization on political parties, the research framework is narrowed down to list proportional electoral systems with preferential voting. Contemporary liberal democracy is characterized by a highly personalized politics. Governments are more recognizable by their leaders than by the parties that are the basis of their constitution. This personalization trend is not characteristic exclusively of presidential systems, but has become a feature of parliamentary political systems. In addition to personalization of the party at the leader level, there is also the personalization of politics at the level of members of parliament (MPs). In this paper, we only use the term ‘personalization of a party’ in reference to personalization at the level of the MP. We will not deal with the question of the presidentialization of political parties. Under the personalization of a political party at the level of MPs, we mean strengthening the position of deputies in the intra-party decision-making process. Thanks to the introduction of preferential voting in list proportional list systems, the gro- up of electoral systems in which voters play an important role in the selection of their representatives has significantly expanded. Historically speaking, the representative position has been strengthened by the accepted attitude that the MP, not the party, is the ‘owner of the mandate’; preferential voting supports this. This paper deals with the personalization of politics at the level of the representative—the political party. That is to say, it explores the question of to what degree personalization of the electoral system affects the political party, its intra- and its inter-party dimension. Moreover, the paper deals with personal and party representation, an area that is a new field of interest for political scientists. Through this relationship, I explore the effect of electoral systems on political parties, candidates and voters. In developing this work, I was guided by the results achieved by Katz (1980, 1986) and Marsh 8 (1985) who first dealt with this issue. In his book A Theory of Parties and Electoral Systems (1980), Katz took his first steps in the research of preferential systems. Five years later, Marsh (1985) was dealing with differences between the preferential systems in Europe. In their works, Katz and Marsh set forth the first hypotheses about the effects of preferential voting. Although there has been a growing interest in research in this area over the last decade, no significant progress has yet been made. Karvonen (2004) made a significant step in systematizing the hypotheses of Katz and Marsh, and he added some more points. In his last paper on this subject (2011), Karvonen was working within the same group of hypotheses, which were open to further research. They are the basis of this research, with additional contributions. A major impetus for this work was one of the most influential articles in thisfi eld, ‘Incentives to Cultivate a Personal Vote: A Rank Ordering of Electoral Formulas’ by Carey and Shugart (1995), which examines the question of the influence of electoral systems on the candidate’s electoral strategies—that is, how electoral systems influence the pre-election roles of parties and their candidates. The authors developed three variables: (1) lack of party leadership control over access to and rank in ballots; (2) degree to which candidates are elected on individual votes independent of co- partisans; and (3) whether voters cast a single intra-party vote instead of multiple votes or a party-level vote. By combining these three variables, there are up to thirteen combinations. This approach set me up to explore the impact that personalization creates when it comes to the relationship between the MP candidate and the party, or the MP and the party. Most authors agree that the introduction of personalization of the electoral system significantly affects inter- party relations, which are sometimes reflected in a high degree of autonomy in campaigning and even in the collection and spending of funds for funding of their personal campaign. The bidding of candidates from the same party exercises a strong influence on intra-party relations, and it often happens that rival relations within the parties remain in the shadow of rival relations between the parties. 9 Research framework The aim of the research is to examine the reasons

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