bioRxiv preprint doi: https://doi.org/10.1101/516112; this version posted January 9, 2019. The copyright holder for this preprint (which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in perpetuity. It is made available under aCC-BY 4.0 International license.

1 Understanding variation in maternal health service coverage and 2 maternal health outcomes among districts in

3 4 Felix Sayinzoga1 5 Maternal, Child and Community Health Division 6 Rwanda Ministry of Health/ Rwanda Biomedical Center 7 , Rwanda 8 E-mail:[email protected] 9 PO Box 84 Kigali 10 Phone:+250788517814 11 12 Tetui Moses2 13 Makerere University School of Public Health 14 PO Box 7072, , Uganda 15 E-mail: [email protected] 16 17 Koos van der Velden3 18 Department of Primary and Community Care 19 Radboud University Medical Centre 20 Nijmegen, The Netherlands 21 E-mail: [email protected] 22 23 Jeroen van Dillen4 24 Department of Obstetrics and Gynaecology 25 Radboud University Medical Centre 26 Nijmegen, The Netherlands 27 E-mail: [email protected]

28 Leon Bijlmakers5 29 Department for Health Evidence 30 Radboud University Medical Centre 31 Nijmegen, The Netherlands 32 E-mail: [email protected] 33 Tel: +31 243613337 34 Corresponding author 35

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36 Abstract

37 Objective: To identify factors that explain variations between districts in maternal

38 health service coverage and maternal health outcomes.

39 Methods: Individual key informant interviews and focus group discussions using

40 structured topic lists were conducted in May 2015 in four purposively selected

41 districts.

42 Results: The solidarity support for poor people and the interconnectedness between

43 local leaders and heads of health facilities were identified as enablers of health service

44 utilization. Geographical factors, in particular location close to borders with mobile

45 populations and migrants, and large populations with sparsely distributed health

46 infrastructure, exacerbated by hilly topography and muddy roads were identified as

47 barriers. Shortages of skilled health providers at the level of district hospitals were

48 cited as contributing to poor maternal health outcomes.

49 Conclusion: There is a need to take into account disparities between districts when

50 allocating staff and financial resources in order to achieve universal coverage for

51 high-quality maternal health services and better outcomes. Local innovations such as

52 the use of SMS and WhatsApp text messages by health workers and financial

53 protection schemes for poor patients improve solidarity and are worth to be scaled up.

54

55 Keywords: Rwanda, maternal health, district performance, disparities, local

56 innovations

57

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58 Introduction

59 Worldwide in 2015, an estimated 303,000 women died due to complications of

60 pregnancy or childbirth [1]. Most of them died because of severe bleeding after

61 childbirth, infections, hypertensive disorders or unsafe abortions. Low and middle

62 income countries account for 99% of these deaths, with sub-Saharan Africa alone

63 accounting for roughly two-thirds (201,000 deaths in 2015) [1]. Maternal mortality is

64 one of the health outcomes that typically show very wide gaps between rich and poor

65 populations [1].

66 The 2014/15 Demographic and health survey (DHS) in Rwanda estimated the

67 maternal mortality ratio (MMR) at 210 deaths per 100,000 live births [2], which is

68 significantly less than the ratios reported in the 2010 DHS (476 per 100,000) and the

69 2000 DHS (1071 per 100,000) [3,4]. Although everything points to significant

70 improvements, deaths related to pregnancy and childbirth are still too common and

71 will need to be reduced further in order to reach the SDG target MMR of 70 per

72 100,000 by the year 2030.

73 Globally, health service coverage rates have increased but many countries are still a

74 long way from universal coverage for most essential reproductive, maternal, newborn

75 and child health (RMNCH) interventions. Furthermore, intra-country variations in

76 service coverage rates are reducing in most countries but the pace is slow. The main

77 impediments to the delivery of high-quality services are a combination of health

78 sector specific and non-health sector drivers [5]. Reliable and timely information is

79 required for effective remedial action at local, regional and national health sector

80 management levels, in order to address intra-country inequalities in maternal health

81 care.

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82 The present study was conducted to obtain an in-depth understanding of the factors

83 that explain variations between districts in maternal health outcomes, including

84 certain emergency obstetric care indicators, and identify the prevailing barriers and

85 enablers to improve maternal health.

86 Materials and Methods

87 Study setting

88 We performed a mixed-methods study combining individual interviews and focus

89 group discussions that were conducted in May 2015 in four districts: Bugesera,

90 Gicumbi, Nyagatare and Rwamagana. These districts had a combined population of

91 around 1.65 million people [6-9; see Table 1].

92 93 Table 1: Demographic and geographic information

Bugesera Gicumbi Nyagatare Rwamagana Province Eastern Northern Eastern Eastern

Area 1,288 km2 829 km2 1,741 km2 682 km2

Population in 2013 361,914 395,606 466,944 313,461

Population density 280/km2 480/km2 243/km2 460/km2

# of health centres 16 24 21 15

# of hospitals 1 1 1 1

Distance to Kigali 35 km 55 km 161 km 60 km

94 95

96 The districts were chosen on the basis of their performance on a set of key maternal

97 health indicators, which included four service coverage, four service process

98 indicators and four health outcomes, according to data reported in 2013 through the

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99 national health formation system (Table 2) [10]. was selected

100 because of its relatively good performance on all three types of indicators. Gicumbi

101 district was chosen because of its good performance on health outcome indicators, but

102 poor performance on service coverage indicators, which seemed rather contradictory.

103 For Rwamanaga it was the reverse: high service coverage rates, but poor health

104 outcome indicators. Nyagatare was included in the study because of its relatively poor

105 overall performance in 2013.

106

107 Table 2: Selected key indicators for the four districts in 2013 and the national 108 average (rank numbers indicated in brackets, <1> indicating the best performing 109 district, and <30> the worst performing district).*

National Bugesera Gicumbi Nyagatare Rwamagana average district district district district (range) Service coverage indicators Pregnant women with 1st antenatal 51% 34% 46% 69% 45% care visit in 1st trimester of <11> <22> <12> <3> (15-84) pregnancy Pregnant women with four or 42% 27% 22% 62% 35% more standard antenatal care visits <9> <20> <24> <3> (9-74) 4.5% 3.1% 9.1% 4.4% 4.5% Deliveries at home <17> <11> <28> <15> (0.6-10.3) Women who delivered and 65% 60% 63% 63% 58% attended at least one postnatal <11> <18> <13> <14> (22-86) care visits Process indicators 2-5 Tetanus toxoid vaccinations 66% 67% 59% 70% 74% received <26> <24> <30> (18> (59-100) High-risk pregnancies detected 3.9% 9.4% 6.1% 6.9% 9.4% during antenatal care visits (3.9-32.3) High risk pregnancies referred 76% 20% 27% 26% 43% during antenatal care visits <1> <27> <22> <24> (7-76) Women with (pre-)eclampsia who 77% 28% 80% 71% 95% received magnesium-sulphate <16> <27> <14> <18> (0-100) 14% 11% 11% 16% 14% Caesarean sections (3-34) Health outcomes Still births fresh, ≥22 weeks or 0.7% 0.9% 1.2% 1.1% 0.9% >500 grams <7> <16> <27> <23> (0.4-1.5) Still births macerated, ≥22 weeks 1.0% 0.8% 1.3% 1.2% 1.0% or >500 grams <17> <8> <28> <26> (0.5-1.5)

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Reported cases of maternal death 7 3 16 5 269 in health facilities <15> <6> <25> <12> (2-32) Reported cases of maternal death 3 2 6 0 48 in community <24> <16> <30> <1> (0-6) 110 * source: National health management information system (references 6-9 and 10) 111

112

113 Data collection techniques and tools

114 All interviews and focus group discussions (FGDs) were conducted in English (by

115 TM) and Kinyarwanda (by a Rwandan research assistant). Interviewees and

116 participants in focus group discussions were allowed to express themselves in

117 Kinyarwanda, English or French. In order to provide structure to the discussions, a

118 topic list was developed, which was used in a flexible manner, with ample room to

119 elaborate on issues that were raised during the interviews.

120 Sixteen FGDs were conducted (four in each district) with community health workers;

121 nurses working at the district hospital (recruited from the maternity, antenatal clinic

122 and neonatology department); the hospital director together with senior nurse

123 managers from health centres (three facilities, one from each of three sectors chosen

124 randomly per district); and the district director of health together with social affairs

125 officers working at sector level (three sectors per district). In Bugesera district, three

126 additional individual key informant interviews were conducted: one with a technical

127 assistant from one of the development partners, the second with the district hospital

128 director and the third with a senior political leader (the vice-mayor in charge of Social

129 Affairs). All interviews were voice-recorded and afterwards transcribed verbatim (in

130 English) by a research assistant.

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131 Data analysis

132 A code manual was compiled inductively, based on the interview topic list with key

133 questions and the verbatim reports of each of the FGD. The actual coding, which

134 involved assigning codes to relevant data segments, was carried out by one of the

135 researchers (MT) with the help of MAXA QDA software (version 2.1.2 for Macs).

136 The coded data were then collated into provisional themes. These were then reviewed

137 by two of the other researchers to verify whether the themes were appropriate in

138 relation to the coded extracts and the entire dataset, before arriving at the final set of

139 themes.

140

141 Results

142 The study results are presented in two parts, of which the first involves common

143 enablers and barriers across the four districts. The second part presents unique factors

144 that explain variations in performance across the four districts.

145 Common enablers and barriers

146 The increased rates of antenatal care attendance and delivery at a health facility

147 observed over the past decade and – at least in part – the relatively low numbers of

148 reported maternal deaths can be attributed partially to the community meetings that

149 are being organized by local leaders. Community health workers (CHWs), whose role

150 is to educate and sensitize communities about health and other social matters, take

151 part in these meetings and actively discuss their experiences in the field. FGD

152 participants argued that concrete actions such as building health centres so as to bring

153 services closer to the population, ensuring emergency referrals through an efficient

154 ambulance system, and promoting enrolment into community health insurance are

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155 being implemented across the country so as to increase geographical and financial

156 access to maternal health services. In addition, the government’s efforts to increase

157 staffing levels, train health workers, motivate them, and establish performance

158 contracts that stipulate zero tolerance of negligence and substandard services were

159 cited as key factors that had a positive influence on service quality.

160

161 Respondents across the four districts demonstrated a high level of interconnectedness

162 between actors within the health system and good teamwork between health workers

163 and social welfare officers, particularly in maternal health. This was illustrated with

164 examples such as: mixed teams of medical doctors, nursing staff and administrators

165 from the district hospital conducting weekly supervision tours to health centres within

166 their district; and the monthly coordination meetings, in which staff give an account

167 of their respective activities and performance. This had enhanced transparency of

168 operations and accountability for underperformance, and led to more solidarity across

169 teams. It was enhanced by what some of the respondents termed as ‘a supportive

170 political environment’.

171

172 In addition, the ‘rétro-information’ received by health centres on patients they had

173 referred to the district hospital was reported to enhance learning and motivate service

174 providers both at the referring health centre and those at the hospital. The use of short

175 message service technology (rapid SMS) through mobile telephones allowed CHWs

176 to easily contact health centre staff (and vice versa), report on key health indicators,

177 respond to emergencies and mobilize life saving medical care. SMS messages were

178 also being used to remind CHWs who among the pregnant women in their respective

179 villages (secteurs) was due for her next antenatal consultation.

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180 “When we send a rapid SMS, we get the response immediately. If you send a message

181 with a request for help when one of your patients has a problem, you get an

182 ambulance very quickly. This very important for us.” (FGD with CHW in Nyagatare

183 district)

184 All the respondents emphasized the importance of having a district governance

185 system in place that is responsive to local needs. Respondents expressed a high level

186 of trust in their local leaders, particularly in maternal health matters. They sometimes

187 created local by-laws to deal with local problems and generally applied zero tolerance

188 to adverse practices, such as long waiting times for patients or absence from work

189 among health workers. Respondents in all four districts described themselves as

190 ‘highly motivated’ to do a good job and achieve targets, not only for maternal health

191 indicators but also for everything else listed in their performance contracts. These

192 contracts comprise personal and collective targets, which are evaluated periodically.

193 For professional health workers, the salary payments are contingent on their

194 performance, which is evaluated twice a year or every quarter.

195

196 There also appeared to be a strong internal motivation and personal drive. This was

197 illustrated by many respondents who emphasized they were keen to serve their

198 communities and claimed to strive for excellence. Some said they would not be

199 satisfied unless the antenatal consultations coverage rate attained 100%. Others were

200 proud not to have had a single case of maternal death in their area for a year or more.

201 One of the community health workers explained her personal motivation:

202 “I feel lucky to be a CHW, because it serves my community, Imana (God) will reward

203 us. I’m proud; it’s not for the money that I’m doing this. Sometimes we sacrifice by

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204 neglecting farming or our own household chores.” (FGD with community health

205 workers in Bugesera district)

206 Three distinct operational barriers for providing good quality services were brought

207 up, which all had a financial dimension: partial performance of the community health

208 insurance scheme (mutuelles de santé), non-functional medical equipment and

209 inadequacy of water supply at hospitals and health centres. Some of the health

210 workers interviewed were of the opinion that the insurance premiums paid by

211 members of the public were barely sufficient to cover the cost of services that health

212 facilities are expected to provide. Patients who do not have health insurance at all put

213 this system further under pressure.

214 “There is a limit to which the cost of services can be covered by the revenues from

215 health insurance premiums. For a delivery, for instance, we use up to ten pairs of

216 gloves; beyond that, the health insurance doesn’t cover the cost.” (FGD with nurses,

217 .)

218 Unique factors

219 While some of the enablers and barriers to delivering quality services and achieving

220 favourable maternal health outcomes are common across the four districts, some

221 factors are unique and seem to explain some of the variation in performance among

222 districts.

223 The relatively high coverage of maternal health services attendance in Bugesera

224 district can be explained by the solidarity support for poor people to utilise health

225 services through a local scheme that FGD participants termed as “ingobyi”. This

226 scheme can take the form of payment of transport costs or exemption to pay the

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227 annual premium for health insurance. It is illustrated by the following quote from one

228 of the FGD:

229 “The community contributes 300 francs per week;1 if it is a poor family of ten people,

230 we may pay the health insurance premium for six of them. Ingobyi is highly valued in

231 the community and supported by our local leaders.”(FGD with CHW, Bugesera

232 district.)

233

234 The good performance in coverage indicators in Rwamagana district was explained,

235 at least in part, by the interconnectedness between local leaders and the heads of

236 health facilities, which is facilitated by a WhatsApp group. It is being used by nearly

237 50 people to exchange information, coordinate activities and support each other on

238 various topics. The group has been critical in responding to logistical challenges and

239 providing advice to its members.

240

241 The low maternal health service coverage rates in Gicumbi and Nyagatare districts

242 were attributed to their locations, close to Rwanda’s borders with Uganda and

243 Tanzania, respectively. These two districts have large mobile populations and

244 migrants, from Rwanda itself or from nearby countries. According to the respondents,

245 migrants are often not enrolled in health insurance and they are mostly poor people,

246 which limits their access to care. The problem of mobile populations is illustrated by

247 the following quote:

248 “They don’t have permanent settlements; they can be away for three or four weeks

249 before coming back again. This makes follow up very difficult. Some of them don’t

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250 even have insurance. This has increased the number of home deliveries in our

251 district.” (FGD with CHWs in )

252 The same two districts also have relatively large populations, compared to the other

253 two districts included in the study and most other districts in Rwanda, along with

254 sparsely distributed health infrastructure. This is exacerbated by the hilly topography

255 (in Gicumbi) and the poor network of muddy roads (Gicumbi and Nyagatare). It

256 delays the response to requests for emergency ambulance transport and eventually

257 makes it difficult to reduce the number of home deliveries. This, it was argued, limits

258 access to maternal health services.

259 “Our district is the biggest and we have only one district hospital. We receive

260 pregnant mothers who have walked long distances; many cannot afford the cost of

261 transport by motor bike.” (FGD with CHWs, Gicumbi district)

262 The size and composition of the health workforce is not adequate compared to the

263 population size and the disease profile. The shortage of clinical specialists at district

264 hospitals was a cause for concern, especially in which is relatively

265 far away from referral hospitals in the capital Kigali. This also happens to be the

266 district with the largest population.

267 Respondents in Gicumbi and Rwamagana indicated that having a nursing school gives

268 them extra nurses and midwives who come for practice sessions. They seem to be a

269 bit better off in terms of workload of their nursing staff, as they have the advantage of

270 interns who complement their regular staffing levels. Medical equipment was reported

271 to be in short supply in some of the district hospitals and health centres. In

272 Rwamanaga district, several health facilities experienced shortages of running water,

273 which some respondents considered a health hazard.

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274

275 Discussion

276 This multifaceted qualitative study has identified factors that explain variations

277 between districts in maternal health outcomes, as well as enablers and barriers to

278 improve maternal health. The interconnectedness between local leaders and head of

279 health facilities and the solidarity support for poor people (in one of the districts) were

280 identified as enablers of health service utilisation. Having large mobile populations,

281 high numbers of migrants, and geographical remoteness of sparsely distributed health

282 infrastructure, exacerbated by hilly topography and muddy roads, were identified as

283 barriers. Shortages of health providers skilled at the level of district hospitals were

284 cited as contributors to poor outcomes.

285

286 Similar to most other low- and middle-income countries, Rwanda has shaped its

287 national health system according to the framework promulgated by WHO, which is

288 composed of six building blocks [11]. While most of these building blocks are

289 relatively easy to conceptualize, it is not always easy to operationalise and make them

290 work at all levels of the health system. An earlier study has shown that district health

291 managers in Rwanda hold rather strong opinions about what works well in the health

292 sector and what actually makes it work: they considered the dense network of

293 community health workers and the health insurance system as factors that have

294 contributed most to Rwanda’s good achievements [12]. They also indicated the

295 importance of good managerial skills and the culture of continuous monitoring of key

296 indicators. The present study confirms this.

297

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298 It is uncontested that good governance and leadership are key ingredients of a well

299 functioning health system [13,14]. It includes for instance clarity of direction at the

300 national level, strategic planning, effective oversight and accountability for

301 performance. The present study has shown that this also applies to the local level.

302 FGD participants demonstrated strong commitment to achieving national goals and

303 adhering to national strategies, embodying a great deal of purpose and trust in the

304 activities that they and their colleagues undertake to promote health in their respective

305 districts. They also expressed solidarity with people in society who do not have easy

306 access to health services, and emphasized the importance of intersectoral

307 collaboration and good communication with local leaders. This is what one could

308 refer to as ‘responsiveness’. It is this readiness to respond to local needs and to

309 indications that certain targets might not be met without some extra effort, which

310 might explain the overall increase in health service utilization in Rwanda, observed

311 for already more than a decade [2].

312

313 Without a functional health information system, which relies on the timely provision

314 and close monitoring of a selected number of key health indicators, the district-level

315 stakeholders interviewed in this study would not have been in a position to display the

316 vigilance that transpired in the interviews and FGD. The provision of mobile phones

317 to community health workers and the use of rapid SMS to promote antenatal

318 consultations has motivated community health workers to do what is expected of

319 them and it has increased their self-esteem [15].

320

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321 Adequate health care financing, including funding of all the necessary support

322 services, such as supervision, supply chain management and transportation, are

323 widely considered essential for a health system to thrive [16]. The present study has

324 brought out some challenges at the district level to provide adequate coverage to

325 immigrants and internal migrants who in many cases do not have medical insurance.

326 This explains the low coverage of use of maternal health services in Nyagatare and

327 Gicumbi districts, at least in part. One district (Bugesera) has its own local social

328 solidarity mechanism in place in an effort to ensure equitable access, which has

329 contributed to the high maternal health service coverage rates.

330

331 Health workforce adequacy is an issue in Rwanda, as the number of staff with clinical

332 expertise does not always seem to match the requirements [17]. In the case of

333 Nyagatare district, some interviewees and FGD participants did mention that the

334 district was much less popular among health workers than other districts due to its

335 geographical location (far from Kigali, with few opportunities for leisure) compared

336 to the other districts included in the study. The fact that two of the other district

337 hospitals have nursing schools attached to them – which is also the case for Nyagatare

338 district hospital – was cited as a factor that helped alleviate the high workload of

339 nurses and midwives.

340

341 The promotion of maternal and child health was seen as a joint responsibility of

342 several Government departments and this has translated into very close, almost day-

343 to-day working relations between civil servants, community health workers and

344 village/sector leaders. The critical role of frontline workers as intermediates between

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345 the community and the formal health sector has recently also been confirmed in a

346 study that explored how relationships influence performance in Malawi [18]. In

347 another recent study on health district productivity in Cambodia, Ensor et al.

348 considered the impact of health policy changes on health sector efficiency. Higher

349 efficiency was associated with more densely populated areas and with the presence of

350 health equity funds [19]. While the former may not apply to Rwanda – as virtually the

351 entire country is densely populated – the latter may hold as well.

352

353 A limitation of the study is that it did not look in an in-depth manner at quality of care

354 issues. Interviewees did acknowledge that poor quality of care may impact on

355 patients’ demand for services, but they did so mostly by referring to circumstances

356 beyond their own control that affected the quality of care in a negative manner.

357 Neither did the study try to assess whether health workers had the right technical

358 background to provide quality maternal health services. It is worth noting though, that

359 Rwanda does have a mechanism in place to conduct maternal death audits, and the

360 country is currently in the process of institutionalizing ‘near-miss’ audits and

361 confidential enquiries into maternal deaths [20]. Some studies recently reported

362 rather high rates of postpartum haemorrhage and infection, as causes of maternal near

363 miss and death [21,22]. This suggests there is a need for improvement of quality of

364 care at the level of district hospitals, where the majority of deliveries occur.

365 Conclusions

366 Disparities between districts in maternal health outcomes are partly attributed to

367 environmental factors, such as topography, population pressure and migration. The

368 two dimensions over which district managers have control are: (1) the functionality of

369 the district health system, in particular local leadership, health information, funding of

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370 support services and health workforce issues; and (2) the extent to which supportive

371 intersectoral activities are being undertaken. There is a need to take into account

372 disparities between districts when allocating staff and financial resources in order to

373 achieve universal coverage for high-quality maternal health services and better

374 outcomes. Further research would be useful to explore the potential of scaling up

375 successful local initiatives, such as the use of SMS and WhatsApp group messages

376 and local financial protection schemes.

377

378

379

380 DECLARATION

381

382 Ethics approval and consent to participate

383 The protocol for this study was approved both by the National Health Research

384 Committee (NHRC/2015/PROT/006) and the Rwanda National Ethics Committee

385 (105/RNEC/2015). Informed consent was obtained from all interviewees.

386

387

388 Competing interests

389 The authors declare that they have no competing interests.

390

391 Funding

392 This work was supported by the Netherlands Organisation for Scientific Research

393 (NWO/WOTRO), which funded the Maternal Health and Health Systems in South

394 Africa and Rwanda research project (MHSAR) as part of a larger research programme

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395 entitled “Global Health Policy and Health Systems”, and a Share-Net International

396 small grant.

397

398 Authors’ contributions

399 FS contributed to the study design, data collection , data analysis, interpretation and

400 writing of the manuscript. TM led the data collection and performed the initial

401 analysis. KvdV and JvD contributed to the study design and writing of the

402 manuscript. LB provided critical intellectual input to the study design, participated in

403 the field work and contributed to data analysis and interpretation and to the writing of

404 the manuscript.

405 Acknowledgements

406 The authors thank the administration and staff of Bugesera, Gicumbi, Nyagatare and

407 Rwamagana districts, especially those who participated in the interviews and focus

408 group discussions : community health workers, nurses working at the district hospital

409 (maternity, antenatal clinic, neonatology department), senior nurse managers from

410 health centres , district directors of health , district hospital directors, social affairs

411 officers working at sector level, and the technical assistant and vice-mayor in charge

412 of Social Affairs in Bugesera district. Special thanks go out to Ms Malka Karangwa

413 and Ms Maartje Kletter for their participation in data collection.

414

18 bioRxiv preprint doi: https://doi.org/10.1101/516112; this version posted January 9, 2019. The copyright holder for this preprint (which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in perpetuity. It is made available under aCC-BY 4.0 International license.

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