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Ultrahigh thermal conductivity in isotope-enriched cubic nitride

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Citation Chen, Ke et al. "Ultrahigh thermal conductivity in isotope-enriched cubic ." Science 367, 6477 (January 2020): 555-559 © 2020 The Authors

As Published http://dx.doi.org/10.1126/science.aaz6149

Publisher American Association for the Advancement of Science (AAAS)

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Citable link https://hdl.handle.net/1721.1/127819

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Ultrahigh thermal conductivity in isotope-enriched cubic boron nitride

Ke Chen1*, Bai Song1*†‡,, Navaneetha K. Ravichandran2*, Qiye Zheng3§, Xi Chen4#, Hwijong Lee4, Haoran Sun5, Sheng Li6, Geethal Amila Gamage5, Fei Tian5, Zhiwei Ding1, Qichen Song1, Akash Rai3, Hanlin Wu6, Pawan Koirala6, Aaron J. Schmidt1, Kenji Watanabe7, Bing Lv6, Zhifeng Ren5, Li Shi4,8, David G. Cahill3, Takashi Taniguchi7, David Broido2†, and Gang Chen1†

1Department of Mechanical Engineering, Massachusetts Institute of Technology, Cambridge, MA 02139, USA. 2Department of Physics, Boston College, Chestnut Hill, MA 02467, USA. 3Department of Materials Science and Engineering and Materials Research Laboratory, University of Illinois at Urbana-Champaign, Urbana, IL 61801, USA. 4Materials Science and Engineering Program, Texas Materials Institute, The University of Texas at Austin, Austin, TX 78712, USA 5Department of Physics and Texas Center for Superconductivity, University of Houston, Houston, TX 77204, USA. 6Department of Physics, The University of Texas at Dallas, Richardson, TX 75080, USA. 7National Institute for Materials Science, Namiki 1-1, Tsukuba, Ibaraki 305-0044, Japan. 8Department of Mechanical Engineering, The University of Texas at Austin, Austin, TX 78712, USA.

‡Current address: Department of Energy and Resources Engineering, and Beijing Innovation Center for Engineering Science and Advanced Technology, Peking University, Beijing 100871, China §Current address: Lawrence Berkeley National Laboratory, and Department of Mechanical Engineering, University of California, Berkeley, CA 94720 #Current address: Department of Electrical and Computer Engineering, University of California, Riverside, CA 92521, USA

†Corresponding author. Email: [email protected] (B.S.); [email protected] (D.B.); [email protected] (G.C.)

*These authors contributed equally to this work.

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Abstract:

Materials with high thermal conductivity (k) are of technological importance and fundamental interest. We grew cubic boron nitride (cBN) crystals with controlled abundance of boron isotopes and measured k over 1600 Wm-1K-1 at room temperature in samples with enriched 10B or 11B. In comparison, we found the isotope enhancement of k is considerably lower for boron and as the identical isotopic mass disorder becomes increasingly invisible to phonons. The ultrahigh k in conjunction with its wide bandgap (6.2 eV) makes cBN a promising material for microelectronics thermal management, high-power electronics, and optoelectronics applications.

One Sentence Summary: A high thermal conductivity was found in isotopically enriched cBN.

Main Text:

Ultrahigh thermal conductivity (k) materials are desirable for thermal management, and have long been a subject of both fundamental and applied interest (1). Despite decades of effort, only a few materials are known to have an ultrahigh thermal conductivity, which we define as exceeding 1000 Wm-1K-1 at room temperature (RT) (2). In metals, free electrons conduct both charge and heat. Therefore, the best electrical conductors like silver and copper also have the highest k for metals. In and insulators, phonons carry the heat. The intricate interplay between lattice dynamics, anharmonicity, and defects dictates thermal transport.

Despite the large number of materials that have phonon-dominated heat transport, since 1953 is recognized as the most thermally conductive bulk material at RT (3). Besides diamond, a set of non-metallic crystals with high k was systematically identified by Slack in

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1973 (4), including silicon (SiC), boron phosphide (BP), and the cubic, zincblende polymorph of boron nitride (cBN) (5). In addition, Slack (4) proposed guidelines for searching for crystals with high k, suggesting candidates should be composed of strongly-bonded light element(s) arranged in a simple lattice with low anharmonicity. These guidelines were established via approximate models but captured the essential need for high phonon group velocity and low phonon scattering rates.

Since Slack’s work, the k of diamond (~2000 Wm-1K-1 with natural carbon isotopes at

RT) (6, 7) has not been surpassed among bulk materials. High thermal conductivities of up to

490 Wm-1K-1 and 768 Wm-1K-1 were reported for BP and cBN (8–12), respectively, benefiting from progress in crystal growth and thermal characterization techniques. Unlike cBN and BP, boron arsenide (BAs) has the much heavier arsenic element and was originally estimated to have

-1 -1 a kRT of 200 Wm K (4). In 2013, Lindsay, Broido and Reinecke (13, 14) showed with ab initio simulations that BAs should have a kRT rivaling that of diamond due to a dramatic reduction in the strength of the lowest-order processes giving intrinsic thermal resistance, three-phonon

-1 -1 scattering. Several experiments demonstrated in 2018 a kRT of ~1200 Wm K (11, 15, 16), making BAs one of the most thermally conductive materials, and consistent with modified predictions that included four-phonon scattering (16, 17).

-1 -1 Apart from the unusual BAs, cBN was predicted to have a kRT exceeding 2000 Wm K upon isotopic enrichment of the boron atoms using theories that ignored four-phonon scattering

(13, 18, 19). We combined experimental characterizations with ab initio simulations that include four-phonon scattering to revisit heat transport in cBN, using synthetic crystals with natural

(natB) and controlled abundance of boron isotopes. We demonstrated experimentally that cnatBN

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-1 -1 10 11 - crystals can have a kRT over 850 Wm K and enriched c B (or B) N can reach over 1600 Wm

1K-1. The ultrahigh k we measured was consistent with our first-principles calculations, which showed relatively weak effects of higher order anharmonic phonon-phonon interactions on k in cBN. Furthermore, the ~90% enhancement of kRT upon boron isotope enrichment qualitatively supported prior calculations (13, 18, 19) and represents a very large RT isotope effect. For isotope-controlled BP and BAs, we only calculated a 31% and a 12% increase in kRT, which agreed with the small isotope effect we measured. We used simulations to discover the differences between these boron pnictides which can only be understood by considering the subtle interplay between the mutual interactions involving phonons and isotopic disorder.

We prepared four sets of cBN crystals combining natural (99.6% 14N and 0.4%

15N) with different boron isotope compositions including natB (21.7% 10B and 78.3% 11B), enriched (99.3%) 10B, enriched (99.2%) 11B, and a roughly equal mix of 10B and 11B (eqB, 53.1%

10B and 46.9% 11B). The cnatBN crystals were obtained by a conventional process using commercial hexagonal boron nitride (hBN, with natB) crystals as a starting material (20–22).

Because no boron isotope-controlled hBN crystals were commercially available, we grew the

m other cBN crystals with a metathesis reaction of Na BH4 + NH4Cl under high pressure, where m 10 11 10 11 B is B or B (22). By controlling the mixing ratio of Na BH4 and Na BH4, we achieved the desired boron isotope ratios. We obtained nearly colorless cnatBN crystals with the conventional process, while the isotope-controlled cBN crystals from the metathesis reaction generally were a light amber color (Fig. 1A and fig. S1). We made single-crystal X-ray diffraction measurements on a c10BN sample (XRD, Fig. 1B and fig. S1) and found a cubic structure with the �4´ 3� space group with a refined lattice constant of 3.6165(5) Å, in good agreement with literature values (5).

Peaks corresponding to different crystallographic directions were observed, indicating the

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presence of multiple crystallites (22). We measured the isotope compositions of the cBN crystals using time-of-flight secondary mass spectrometry (TOF-SIMS) (Fig. 1C). We also characterized impurities using TOF-SIMS (fig. S2), and found they mainly consisted of carbon and oxygen, consistent with previous results (21). In addition, we used Raman spectroscopy to identify the isotope compositions (Fig. 1D). As the average mass of boron increases from c10BN to c11BN, the characteristic Raman peaks for the optical phonons at the Brillouin zone-center red-shift noticeably, scaling with the square root of the reciprocal reduced mass and in good agreement with simulations (fig. S27 and Table S1).

We subsequently selected cBN crystals with flat facets of ~200 µm lateral dimension

(Fig. 1A) for thermal transport measurements using the laser pump-probe techniques of time- and frequency-domain thermoreflectance (TDTR and FDTR, respectively, Fig. 2, figs. S3-19,

eq -1 -1 and Table S4) (11, 15, 16, 22). The c BN crystals yielded the lowest κRT of 810 ± 90 Wm K

10 11 -1 -1 nat with 53.1% B and 46.9% B. A higher κRT of 880 ± 90 Wm K was found for the c BN crystals with 78.3% 11B, which was also higher than previously reported measurements (Fig. 3C)

11 - (11, 12). As we further enriched the B isotope to 99.2%, we observed a κRT of 1660 ± 170 Wm

1 -1 11 -1 -1 K in the c BN crystals. Likewise, we measured an ultrahigh κRT of 1650 ± 160 Wm K in the c10BN crystals with 99.3% 10B, which we confirmed using a different TDTR platform that gave a

-1 -1 κRT of 1600 ± 170 Wm K (Fig. 3, inset). We found no substantial effect from the metal transducer layer by using both gold and aluminum (Fig. 2C and Table S4), and no dependence of

κRT on the pump modulation frequency from 2 MHz to 12 MHz (fig. S16) within the experimental uncertainty. We also performed FDTR measurements (Fig. 2B) on the same set of

-1 -1 -1 -1 samples to verify the results and obtained κRT of 800 ± 50 Wm K , 850 ± 60 Wm K , 1620 ±

100 Wm-1K-1, and 1580 ± 100 Wm-1K-1 for ceqBN, cnatBN, c11BN, and c10BN, respectively. 5

We quantify the isotope effect as P = (κenr / κnat − 1) × 100% where κenr and κnat denote the κ of enriched and natural isotope abundances. We observed an unusually high (P ≈ 90%) isotope effect on heat transport in cBN at RT, qualitatively consistent with the modeling result of

Morelli et al. (18) and a first-principles prediction which included three-phonon and phonon- isotope scattering but ignored four-phonon scattering (13, 19). In comparison, previous experimental efforts only reported a small to moderate isotope effect on other materials. For example, the effect was P ≈ 10% for Si (23), 20% for Ge (24), 5% for GaAs (25), 15% for GaN

(26), and 50% for diamond (27). We note that isotope effects of 43% and 58% were measured for hBN (28) and graphene (29), respectively. However, first principles calculations for hBN

(28) and graphene (30, 31) found much smaller isotope effects of only around 15%. Furthermore, the smaller theory values for graphene were within the range of the large error bars in experiment

(29).

To understand the high thermal conductivity and large isotope effect we observed in cBN, we employed the unified ab initio theory we developed for phonon-mediated thermal transport in (22, 32, 33). Briefly, we obtained the required phonon properties and anharmonic interatomic force constants within the density functional theory framework

(Quantum ESPRESSO), and acquired the thermal conductivity by solving the Peierls-Boltzmann equation (PBE) for phonon transport including three- and four-phonon scattering, phonon- isotope, and phonon-impurity scattering. Our approach accounts for the distinction between normal and Umklapp scattering, and can accurately predict the thermal and thermodynamic properties of materials from low to high temperatures, from weak to strong anharmonicity, and without any adjustable parameters (22, 32, 33).

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We computed the thermal conductivity of ideal cBN crystals versus the percentage of 10B and compared them with the measured values (Fig. 3A). The overall agreement is very good, although some of the measured values for the isotope-enriched cBN samples were noticeably smaller. In order to track down this discrepancy, we computed the influence of carbon and oxygen substitution impurities for boron or nitrogen, and found that the defect of oxygen substituting on the boron site (OB) can substantially reduce thermal conductivity (22). A realistic

18 -3 20 -3 OB concentration around 10 cm to 10 cm (21) could potentially explain the difference between experiment and theory (gray bars, Fig. 3A), along with the variation across multiple samples and measurements (22). Our simulations predict a high κ for crystals of all boron isotope compositions due to the shared high phonon frequencies and group velocities (figs. S22 and

S23). Importantly, a modestly enriched isotope composition such as 98% of either 10B or 11B is

-1 -1 sufficient for achieving a κRT over 1400 Wm K for cBN. This greatly eases the requirement for boron isotope enrichment, important for facilitating potential applications of isotopically- enriched cBN. Unlike BAs (11, 13–16), the effect of four-phonon scattering is weak for cBN at all boron isotope compositions because three-phonon scattering dominates over the entire frequency range (Fig. 3B).

We theoretically and experimentally determine the isotope effect for κRT in BP and BAs, in order to compare with cBN (22). We found reasonable agreement within uncertainty between our measured, calculated κ, and reference κ (9–11, 15, 16) (Fig. 3A, bottom). The κ we measured were 600 ± 90 Wm-1K-1, 540 ± 50 Wm-1K-1, and 490 ± 50 Wm-1K-1 for 10BP (96% 10B), 11BP

(96% 11B), and natBP (19.9% 10B and 80.1% 11B), respectively; and were 1210 ± 130 Wm-1K-1,

1180 ± 130 Wm-1K-1, and 1240 ± 130 Wm-1K-1 for 10BAs (96% 10B), 11BAs (99% 11B), and natBAs (19.9% 10B and 80.1% 11B), respectively (figs. S20 and S21). The phonon-isotope

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scattering had much smaller effects on BP and BAs (Fig. 3A). Quantitatively, the κRT we computed for cBN, BP, and BAs increased by up to P = 108%, 31%, and 12%, respectively, as the boron isotopes became 100% purified. Such dramatic variation in the isotope effect on these boron pnictides seems puzzling, since boron dictates the isotope disorder in all of them while the either have a negligible isotopic impurity (N) or are isotopically pure (P and As). A key difference, however, lies in the -to-boron mass ratios which vary from about 1.3 for cBN, to 2.8 for BP, and 6.8 for BAs.

The strong inverse correlation between the isotope effect on κ and the atomic mass ratio is driven largely by the decreasing phonon-isotope scattering rates going from cBN to BP and

BAs (Fig. 3B). In all three compounds, heat is carried mainly by acoustic phonons. The large relative mass difference between 10B and 11B contributes to considerable mass fluctuations in cnatBN, natBP, and natBAs (22). With increasing pnictogen-to-boron mass ratio, the vibration amplitudes of the isotopically mixed B atoms decrease sharply for acoustic phonons throughout the Brillouin zone (fig. S25). In BP and BAs, the heavier pnictogens dictate the acoustic phonons while the mass fluctuation on the B sites becomes increasingly invisible, leading to weak phonon-isotope scattering (Fig. 3B). In cBN, the small mass difference between B and N results in large displacements on the B sites for acoustic phonons, which substantially increases the phonon-isotope scattering strength, leading to shorter phonon lifetimes and lower thermal conductivity (Fig. 3B, figs. S25 and S26). The small isotope effect for BAs results not only from the weak phonon-isotope scattering but also from a competition with four-phonon scattering

(Fig. 3B). With only three-phonon scattering, a 40% isotope enhancement of κ was calculated for

BAs (13), in contrast with the much smaller P of 12% upon including four-phonon scattering.

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We studied the temperature dependence of the thermal conductivity of cBN from 250 K to 500 K, which is important for high-power electronics. The thermal conductivities we measured decreased with increasing temperature (Fig. 3C), and agreed well with our ab initio calculations for the measured boron isotope compositions except for a small deviation around

250 K. The thermal conductivities of isotope-enriched cBN lie between those of BAs and diamond, with a rate of decrease smaller than BAs but similar to diamond. The more rapid decrease of κ in BAs reflects the important role played by four-phonon scattering. In fact, the κ of cnatBN can exceed that of natBAs at elevated temperatures (Fig. 3C and fig. S26), in contrast to previous calculations that did not include four-phonon scattering and found the opposite behavior

(13).

We computed the κ accumulation with phonon mean free path (MFP) (34) for cBN at 100

K, 300 K and 500 K (Fig. 3D). Above room temperature, κ saturates beyond a phonon MFP of

~4 µm. However, at 100 K, over 35% (cnatBN) and up to 52% (c10BN) of the thermal conductivity is contributed by phonons with MFP larger than 100 µm. Considering the small size of our isotope-engineered samples (~100-200 µm, Fig. 2B and fig. S1) and the potential existence of multiple crystallites therein (Fig. 1B and fig. S1), we estimated that phonon- boundary scattering could happen at a length scale of 10 µm, and therefore substantially limit thermal transport at low temperatures. This may explain the discrepancy between the experiment and calculation at 250 K (Fig. 3C and fig. S28), especially for c10BN and c11BN where long-MFP phonons have larger relative contribution to κ and therefore experience a stronger size effect.

Cubic-BN has high hardness, chemical resistance, and is important for machining under conditions where diamond tools may fail (20, 21). Cubic-BN also has a very wide bandgap (6.2 eV), which makes it particularly attractive for ultraviolet optoelectronics (35, 36). We

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demonstrated a high thermal conductivity of over 1600 Wm-1K-1 in isotopically enriched cBN crystals. This ultrahigh thermal conductivity was achieved by removing the strong phonon- isotope scattering that occurs in natural cBN. Ab initio calculations reveal that the strong isotope effect we observed was due to the large relative mass difference in boron isotopes combined with weak three- and four-phonon scattering processes. Our measurements and calculations show that the isotope effect found in cBN was sharply reduced in BP and BAs as the isotopic mass disorder becomes increasingly invisible to the heat-carrying acoustic phonons with increasing pnictogen mass. Our findings demonstrate isotope engineering as one potentially effective method for achieving high thermal conductivity and highlights the potential of isotopically-enriched cBN in critical thermal management applications involving high power, high temperature, and high photon energy.

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Acknowledgments: We thank Y. Zhou and A. Dolocan for assistance with the thermal and TOF-SIMS measurement, respectively. Funding: This work was supported by the Office of Naval Research under MURI grant N00014- 16-1-2436. Synthesis of the cubic boron nitride crystals was supported by the Elemental Strategy Initiative conducted by the MEXT, Japan and JSPS KAKENHI Grant Numbers 18K19136. The FDTR platform was supported by the National Science Foundation under award no. CBET 1851052. The TOF-SIMS instrument was purchased through the NSF grant DMR-0923096 at Texas Materials Institute, UT Austin. Author contributions: T.T. and K.W. grew the cBN crystals. H.S., G.A.G., F.T., and Z.R. grew the BAs crystals. S.L., H.W., P. K., and B. L. grew the BP crystals. K.C., B.S., Q.S performed thermal measurements using TDTR and FDTR at MIT. A.J.S. developed the FDTR platform. B.S. wrote the TDTR data analysis code. K.C. and B.S. performed the analysis. Q.Z., A.R., and D.C. performed TDTR measurements at UIUC. B.S. and K.C. measured the Raman spectra, LSCM, and AFM images of cBN. X.C., H.L., and L.S. performed TOF-SIMS and XRD characterizations of cBN. N.K.R. and D.B. performed all the ab initio computations of thermal conductivity. Z.D. calculated the Raman peaks. B.S., K.C., N.K.R., D.B., and G.C. wrote the paper. All authors contributed to the writing of the manuscript. The project was directed and supervised by B.S., D.B., and G.C. Competing interests: None. Data and materials availability: All data are available in the manuscript and supplementary materials

Supplementary Materials: Materials and Methods Figures S1-S30 Tables S1-S4 References

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Fig. 1. Structure and composition of homegrown cubic boron nitride crystals. (A) Optical image of two typical cnatBN crystals. (B) X-ray diffraction pattern from a c10BN crystal, indicating a zinc-blende structure (inset) with a lattice constant of 3.6165(5) Å. Moreover, there appear to be a few crystallites within the sample. Crystals from the same growth batch were used for thermal measurement. (C) Boron isotope concentrations measured by TOF-SIMS. Since no large ceqBN crystal was available for an accurate TOF-SIMS measurement, the dashed red line shows an estimation based on the characteristic Raman peaks (fig. S27 and Table S1). (D) Raman peak positions as signatures of boron isotope compositions. Representative room temperature spectra normalized to the highest peak for better peak-shift visualization.

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Fig. 2. Heat transport measurement by time- and frequency-domain thermoreflectance. (A) TDTR and (B) FDTR phase signals measured at RT at MIT from the same set of cBN crystals together with the fitted curves. The inset of (B) shows the flat and clean surface of a c10BN crystal imaged by laser confocal scanning microscopy (LCSM). (C) TDTR signals measured at MIT on two c10BN crystals and with different metal coatings. The inset shows results for a third c10BN crystal measured at UIUC on a second TDTR platform with different settings (22). 16

Fig. 3. Isotope effect and temperature dependence of heat transport in cubic boron pnictides. (A) Computed thermal conductivities κ of ideal cBN (top) and BAs and BP (bottom) crystals, compared to measured values as a function of isotope composition. For cBN, the effect of oxygen impurities is indicated by the gray bars. (B) Comparison of various phonon scattering rates in cBN, BP, and BAs with natural B at 300 K obtained from ab initio simulations. Phonon- isotope scattering rates are inversely correlated with the pnictogen-to-boron mass ratio. Four- phonon scattering is weaker than both three-phonon and phonon-isotope scattering in cBN, but exceeds phonon-isotope scattering at all frequencies of interest in BAs. (C) Measured and calculated κ of cBN crystals versus temperature. The solid lines are calculations for the measured B isotope compositions shown in Fig. 1C, while the dashed lines are for 100% 10B or 11B. Literature data for cBN, BP, BAs, and diamond with natural isotopes are also plotted. (D) Calculated κ accumulation with phonon MFP for cBN at 100 K, 300 K, and 500 K.

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