List of Equity Interests Thyssenkrupp AG As of 09/30/2017

Financial statements of thyssenkrupp AG 2016 / 2017 List of equity interests thyssenkrupp AG as of 09/30/2017

List of equity interests thyssenkrupp AG as of 09/30/2017

The list of equity interests held by thyssenkrupp AG corresponds to Art. 285 No. 11 in conjunction with Art. 286 para. 3 No. 1 German Gommercial Code (HGB). The share of capital relates to the share held by thyssenkrupp AG or one or more companies under its control. Where profit-and-loss transfer agreements exist, income is stated after transfer. The companies are economically assigned to business areas.

Equity in Income in million € or million € or Shareholding Name und Sitz Currency local currency local currency in % Components Technology Berco Bulgaria EOOD, Apriltsi, Bulgaria BGN 2.4 0.2 100.00 BERCO Deutschland GmbH, Ennepetal 2.4 0.0 *) 100.00 Berco of America Inc., Waukesha/Wisconsin, USA USD 9.4 0.3 100.00 Berco (Shanghai) Undercarriage Technology Co., Ltd., Shanghai, China CNY (58.7) (5.3) 100.00 Berco S.p.A., Copparo, Italy 76.6 (26.2) 100.00 BercoSul Ltda., Hortolandia-São Paulo, Brazil BRL 40.9 17.6 100.00 Berco (UK) Ltd., Spennymoor, Great Britain 0.0 3.6 100.00 Berco Undercarriages (India) Private Ltd., Andrah Pradesh, India INR 403.3 3.9 100.00 Chengdu thyssenkrupp Fawer Spring Co. Ltd., Chengdu, China CNY 55.0 9.4 100.00 Defontaine Ibérica S.A.U., Viana, Spain 1.4 (0.1) 100.00 Defontaine (Qingdao) Machinery Co., Ltd., Jiaonan City, Shandong Province, China CNY 432.1 108.4 100.00 Defontaine S.A., La Bruffière, France 35.5 8.0 100.00 Defontaine Tunisie S.A., Ben Arous, Tunesia TND 0.4 0.0 53.00 Nippon Roballo Company Ltd., Minato-ku/Tokio, Japan JPY 12,131.0 446.5 100.00 OOO PSL, Moscow, Russia RUB 17.6 0.0 100.00 PSL a.s., Povazská Bystrica, Slovakia 62.8 13.7 100.00 PSL Wälzlager GmbH, Dietzenbach 0.0 0.0 *) 100.00 Roballo Engineering Company Ltd., Peterlee, Great Britain GBP 2.8 (0.6) 100.00 Rotek Incorporated, Aurora/Ohio, USA USD 5.1 (2.6) 100.00 Rothe Erde Ibérica S.A., Zaragoza, Spain 4.2 0.6 100.00 Rothe Erde India Private Ltd., Maharashtra, India INR 2,494.7 284.5 100.00 Rothe Erde - Metallurgica Rossi S.p.A., Visano, Italy 2.7 (0.4) 100.00 thyssenkrupp Automotive Systèmes France S.A.R.L., Sarreguemines, France 1.3 0.7 100.00 thyssenkrupp Automotive Systems de México S.A. de C.V., Puebla, Mexico USD 22.7 5.2 100.00 thyssenkrupp Automotive Systems GmbH, Essen 31.2 0.0 *) 100.00 thyssenkrupp Automotive Systems of America. LLC, Wilmington/Delaware, USA USD 3.3 1.3 100.00 thyssenkrupp Bilstein GmbH, Ennepetal 75.7 0.0 *) 99.50 thyssenkrupp Bilstein of America Inc., San Diego/California, USA USD 28.8 9.9 100.00 thyssenkrupp Bilstein S.A., Sibiu, Romania 14.3 6.8 100.00 thyssenkrupp Components Tech GmbH, Essen 36.0 0.0 *) 100.00 thyssenkrupp Components Technology de México, S.A. de C.V., San Luis Potosi, Mexico USD 19.6 31.0 100.00 thyssenkrupp Crankshaft Co. LLC, Danville/Illinois, USA USD 32.1 (0.8) 100.00 thyssenkrupp Engine Components (China) Co., Ltd., Nanjing, China CNY 158.3 1,035.9 100.00 thyssenkrupp Engine Components (India) Private Ltd., Nashik, India INR (385.6) (110.1) 100.00 thyssenkrupp Fawer Liaoyang Spring Co., Ltd., Liaoyang/Liaoning, China CNY 434.5 19.4 60.00 thyssenkrupp Federn GmbH, Hagen 57.1 0.0 *) 100.00 thyssenkrupp Federn und Stabilisatoren GmbH, Hagen 36.0 0.0 *) 100.00 thyssenkrupp Gerlach GmbH, Homburg/Saar 54.4 0.0 *) 100.00 thyssenkrupp Mavilor S.A., Villeurbanne, France 92.6 0.3 100.00

1 Financial statements of thyssenkrupp AG 2016 / 2017 List of equity interests thyssenkrupp AG as of 09/30/2017

Equity in Income in million € or million € or Shareholding Name und Sitz Currency local currency local currency in % thyssenkrupp Metalúrgica Campo Limpo Ltda., Campo Limpo Paulista, Brazil BRL 1,098.9 55.1 59.77 thyssenkrupp Metalúrgica de México S.A. de C.V., Puebla, Mexico USD 965.3 136.6 100.00 thyssenkrupp Metalúrgica Santa Luzia Ltda., Santa Luzia, Brazil BRL 39.4 (9.7) 100.00 thyssenkrupp Presta Aktiengesellschaft, Eschen, Liechtenstein CHF 109.5 42.8 100.00 thyssenkrupp Presta Chemnitz GmbH, Chemnitz 4.1 3.8 *) 100.00 thyssenkrupp Presta Dalian Co. Ltd., Dalian, China CNY 657.7 152.7 100.00 thyssenkrupp Presta Danville, LLC, Danville/Illinois, USA USD 21.9 (1.2) 100.00 thyssenkrupp Presta de México S.A. de C.V., Puebla, Mexico USD 50.8 11.6 100.00 thyssenkrupp Presta Fawer (Changchun) Co. Ltd., Changchun, China CNY 598.7 95.3 60.00 thyssenkrupp Presta Fawer Changzhou Co., Ltd., Changzhou, China CNY 45.0 0.0 100.00 thyssenkrupp Presta France S.A.S., Florange, France 49.4 26.5 100.00 thyssenkrupp Presta HuiZhong Shanghai Co., Ltd., Shanghai, China CNY 565.0 138.3 60.00 thyssenkrupp Presta Hungary Kft., Budapest, Hungary 4.0 13.3 100.00 thyssenkrupp Presta Ilsenburg GmbH, Ilsenburg 34.7 0.0 *) 100.00 thyssenkrupp Presta Mülheim GmbH, Mülheim an der Ruhr 38.1 0.0 *) 100.00 thyssenkrupp Presta North America, LLC, Terre Haute/Indiana, USA USD 151.5 36.5 100.00 thyssenkrupp Presta Schönebeck GmbH, Schönebeck 12.2 0.0 *) 100.00 thyssenkrupp Presta Shanghai Co. Ltd., Shanghai, China CNY 29.6 (22.6) 100.00 ThyssenKrupp Presta SteerTec Poland Sp.z o.o., Meseritz, Poland PLN 9.0 0.0 100.00 thyssenkrupp Presta TecCenter AG, Eschen, Liechtenstein CHF 43.2 3.9 100.00 thyssenkrupp Rothe Erde GmbH, Dortmund 25.6 0.0 *) 100.00 thyssenkrupp Springs and Stabilizers (Pinghu) Ltd., , China CNY 103.3 (12.8) 100.00 thyssenkrupp Steering Changzhou Ltd., Changzhou, China CNY 289.4 (262.2) 100.00 thyssenkrupp Valvetrain China Ltd., Changzhou, China CNY 222.8 38.2 100.00 thyssenkrupp Valvetrain GmbH, Ilsenburg (Harz) 13.9 0.0 *) 100.00 thyssenkrupp Woodhead Ltd., Leeds, Great Britain GBP 2.3 0.6 100.00 Xuzhou Rothe Erde Ring Mill Co., Ltd., Xuzhou, China CNY 385.6 20.8 100.00 Xuzhou Rothe Erde Slewing Bearing Co., Ltd., Xuzhou, China CNY (326.3) (165.9) 60.00 Elevator Technology Ascenseurs Drieux-Combaluzier S.A.S., Les Lilas, France 9.3 2.8 100.00 Compagnie des Ascenseurs et Elevateurs S.A.M. 'CASEL SAM', Monaco, Monaco 3.9 0.2 100.00 ELEG Europäische Lift + Escalator GmbH, Düsseldorf 4.0 0.0 *) 100.00 Euroascensori srl, Mezzolombardo, Italy 0.7 0.0 100.00 Hytrac Lifts Ltd., , Great Britain GBP 0.4 0.1 100.00 Lift & Engineering Services Ltd., West Midlands, Great Britain GBP 21.6 2.2 100.00 LiftEquip GmbH Elevator Components, Neuhausen a.d.F. 0.1 0.0 *) 100.00 Marohn thyssenkrupp Elevator Co. Ltd., Changshu City, Jiangsu Province, China CNY 227.9 32.5 51.00 MGTI SNEV S.A.S., Saint Jeannet, France 1.6 0.8 100.00 Mulder Liftservice B.V., Nuth, Netherlands 0.4 1.9 100.00 OOO thyssenkrupp Elevator, Moscow, Russia RUB 634.9 385.0 100.00 Peersmann Liften Ascenseurs S.P.R.L., Brussel, Belgium 0.7 0.3 100.00 Proxi-Line S.a.r.l., Angers, France 0.9 0.4 100.00 PT. thyssenkrupp Technologies Indonesia, Jakarta, Indonesia IDR 12,427.8 (4,549.7) 94.68 Rheinstahl Union Gesellschaft mit beschränkter Haftung, Düsseldorf 1.0 (10.1) 100.00 SkyLift B.V., Barneveld, Netherlands 9.3 6.5 100.00 Sun Rich Elevator Co., Ltd., Taipei, Taiwan TWD 8.7 (3.6) 100.00 Tepper Aufzüge GmbH, Münster 5.1 0.0 *) 100.00 The Britannic Lift Company Ltd., Nottingham, Great Britain GBP 4.3 0.0 100.00

2 Financial statements of thyssenkrupp AG 2016 / 2017 List of equity interests thyssenkrupp AG as of 09/30/2017

Equity in Income in million € or million € or Shareholding Name und Sitz Currency local currency local currency in % Thyssen Elevators Co., Ltd., Zhongshan, China CNY 587.5 524.7 100.00 thyssenkrupp Access China Ltd., Shanghai, China CNY 14.0 13.7 100.00 thyssenkrupp Access Corp., Kansas City/Missouri, USA USD 52.1 0.6 100.00 ThyssenKrupp Accessibility B.V., Krimpen aan den Ijssel, Netherlands 23.0 18.2 100.00 thyssenkrupp Access Japan Co., Ltd., Tokio, Japan JPY 122.9 18.5 100.00 thyssenkrupp Access Ltd., Stockton-on-Tees, Great Britain GBP 11.7 7.2 100.00 thyssenkrupp Access Solutions GmbH, Essen 0.3 0.0 *) 100.00 thyssenkrupp Airport Services S.L., Mieres / Asturias, Spain 4.1 3.8 100.00 thyssenkrupp Airport Systems Co. (Zhongshan) Ltd., Zhongshan/Guangdong, China CNY 174.3 22.7 100.00 thyssenkrupp Airport Systems Inc., Fort Worth/Texas, USA USD 7.9 0.6 100.00 thyssenkrupp Airport Systems, S.A., Mieres/Oviedo, Spain 19.9 13.1 100.00 thyssenkrupp Asansör Sanayi ve Tic. A.S., Istanbul, Turkey TRY 88.5 0.4 100.00 ThyssenKrupp Ascenseurs Luxembourg S.a.r.l., Luxemburg, Luxemburg 11.9 0.5 100.00 thyssenkrupp Ascenseurs S.A.S., Angers, France 8.9 (11.0) 100.00 thyssenkrupp Aufzüge AG, Rümlang, Switzerland CHF 14.9 8.5 100.00 thyssenkrupp Aufzüge Gesellschaft m.b.H., Vienna, Austria 31.0 14.5 100.00 thyssenkrupp Aufzüge GmbH, Neuhausen a. d. Fildern 45.5 0.0 *) 100.00 thyssenkrupp Aufzüge Ltd., Nottingham, Great Britain GBP 59.1 (0.9) 100.00 thyssenkrupp Aufzüge Norge A/S, Oslo, Norway NOK 165.4 13.0 100.00 thyssenkrupp Aufzugswerke GmbH, Neuhausen a.d.F. 14.0 0.0 *) 99.50 thyssenkrupp Aufzugswerke Konstruktions GmbH, Graz, Austria 1.4 1.1 100.00 thyssenkrupp Dizala d.o.o., Zagreb, Croatia HRK 15.5 2.5 100.00 thyssenkrupp dvigala d.o.o., Trzin, Slovenia 0.9 0.2 100.00 thyssenkrupp Elevadores S.A., Bogota, Columbia COP 11,750.2 6,358.0 100.00 thyssenkrupp Elevadores S.A., Buenos Aires, Argentina ARS 45.5 (7.0) 100.00 thyssenkrupp Elevadores S.A.C., Lima, Peru PEN 30.5 3.1 100.00 thyssenkrupp Elevadores, S.A. de C.V., Mexico City, Mexico MXN 53.0 6.8 100.00 thyssenkrupp Elevadores, S.A., Guaiba, Brazil BRL 547.3 173.9 99.78 thyssenkrupp Elevadores, S.A., Guatemala, Guatemala GTQ 51.4 11.7 100.00 thyssenkrupp Elevadores, S.A., Lissabon, Portugal 21.2 6.9 100.00 thyssenkrupp Elevadores S.A., Panama, Panama USD 5.5 1.3 100.00 ThyssenKrupp Elevadores S.A., Santiago de Chile-Nunoa, Chile CLP 12,045.0 2,784.4 100.00 thyssenkrupp Elevadores, S.L.U., Madrid, Spain 179.6 108.5 100.00 thyssenkrupp Elevadores, S.R.L., Asunción, Paraguay PYG 4,616.5 (1,061.0) 100.00 thyssenkrupp Elevadores, S.R.L., Montevideo, Uruguay UYU 116.7 24.6 100.00 thyssenkrupp Elevator AG, Düsseldorf 407.6 0.0 *) 100.00 thyssenkrupp Elevator Almoayyed W.L.L., Manama, Bahrain BHD 0.1 (0.1) 70.00 thyssenkrupp Elevator Americas Corp., Wilmington/Delaware, USA USD 312.4 192.8 100.00 thyssenkrupp Elevator A/S, Glostrup, Denmark DKK 54.7 12.7 100.00 thyssenkrupp Elevator A/S, Oslo, Norway NOK 112.7 20.5 100.00 thyssenkrupp Elevator Australia Pty. Ltd., Sydney/New South Wales, Australia AUD 28.0 7.2 100.00 thyssenkrupp Elevator Bahamas, LLC, Nassau, Bahamas USD 0.1 0.0 100.00 thyssenkrupp Elevator (BD) Pvt. Ltd., Dhaka, Bangladesh BDT 44.0 7.1 100.00 thyssenkrupp Elevator B.V., Krimpen aan den IJssel, Netherlands 108.1 26.6 100.00 thyssenkrupp Elevator Canada Ltd., Toronto/Ontario, Canada CAD 245.3 51.1 100.00 thyssenkrupp Elevator Corp., Wilmington/Delaware, USA USD 616.9 219.2 100.00 thyssenkrupp Elevator - Egypt S.A.E., Cairo, Egypt EGP 31.0 76.9 100.00 thyssenkrupp Elevator Europe Africa GmbH, Essen 133.6 0.0 *) 100.00

3 Financial statements of thyssenkrupp AG 2016 / 2017 List of equity interests thyssenkrupp AG as of 09/30/2017

Equity in Income in million € or million € or Shareholding Name und Sitz Currency local currency local currency in % thyssenkrupp Elevator Europe Africa Services GmbH, Essen 5.0 0.0 *) 100.00 thyssenkrupp Elevator Europe Africa, S.L.U., Madrid, Spain 445.7 76.4 100.00 thyssenkrupp Elevator (HK) Ltd., Hongkong, Hongkong HKD 76.1 12.6 100.00 thyssenkrupp Elevator Holding France S.A.S., Puteaux Cedex, France 88.1 0.1 100.00 thyssenkrupp Elevator Inc., San Juan, Puerto Rico USD 2.1 0.2 100.00 thyssenkrupp Elevator (India) Private Limited, New Delhi, India INR 2,446.9 (264.2) 100.00 thyssenkrupp Elevator Innovation Center, S.A., Mieres/Oviedo, Spain 1.1 0.0 100.00 thyssenkrupp Elevator Innovation GmbH, Essen 0.2 0.0 *) 100.00 thyssenkrupp Elevator Ireland, Ltd., Dublin, Ireland 1.5 0.1 100.00 thyssenkrupp Elevator Israel LP, Rishon Le'zion, Israel ILS 21.7 1.3 100.00 thyssenkrupp Elevator Italia S.p.A., Mailand, Italy 7.2 (0.2) 100.00 thyssenkrupp Elevator/Jordan Ltd. Co., Amman, Jordan JOD 0.0 (0.2) 100.00 thyssenkrupp Elevator (Korea) Ltd., Seoul, Korea, Rep. KRW 102,382.4 53,335.5 100.00 thyssenkrupp Elevator L.L.C., Abu Dhabi, United Arab Emirates AED 0.0 0.3 49.00 thyssenkrupp Elevator Malaysia Sdn. Bhd., Selangor, Malaysia MYR 16.0 1.3 100.00 thyssenkrupp Elevator (Management) Ltd., Rishon Le'zion ILS 0.1 0.0 100.00 thyssenkrupp Elevator Manufacturing Inc., Collierville/Tennessee, USA USD 52.4 56.1 100.00 thyssenkrupp Elevator Manufacturing Spain S.L.U., Mostoles, Spain 3.3 (7.1) 100.00 thyssenkrupp Elevator Maroc S.A.R.L., Casablanca. Marruecos , Marocco MAD 16.8 (7.9) 99.91 thyssenkrupp Elevator New Zealand Ltd., Auckland, New Zealand NZD 2.0 0.5 100.00 thyssenkrupp Elevator Shuaib Trading Co. WLL., Kuwait, Kuwait KWD 3.7 1.4 70.00 thyssenkrupp Elevator (Singapore) Pte.Ltd., Singapore, Singapore SGD 2.7 (0.4) 100.00 thyssenkrupp Elevator (South Africa) (Pty.) Ltd., Johannesburg, Rep. South Africa ZAR 17.6 13.5 100.00 ThyssenKrupp Elevator Sp. z o.o., Warsaw, Poland PLN 7.6 (0.5) 100.00 thyssenkrupp Elevator SRL, Bukarest, Romania RON 3.8 1.9 100.00 thyssenkrupp Elevators (Shanghai) Co., Ltd., Shanghai, China CNY 253.6 132.8 100.00 thyssenkrupp Elevator Sverige AB, Stockholm, Sweden SEK 79.4 20.4 100.00 thyssenkrupp Elevator (Taiwan) Co., Ltd., Taipei, Taiwan TWD 426.9 (12.5) 100.00 thyssenkrupp Elevator (Thailand) Co., Ltd., Bangkok, Thailand THB 23.2 (33.4) 100.00 thyssenkrupp Elevator UAE (L L C), Dubai, United Arab Emirates AED 48.2 47.3 100.00 thyssenkrupp Elevator UK Ltd., Nottingham, Great Britain GBP 35.0 (1.5) 100.00 thyssenkrupp Elevator Vietnam Co., Ltd., Hanoi, Vietnam VND 65,179.0 19,681.2 100.00 thyssenkrupp Encasa N.V., Gent, Belgium 38.4 9.2 100.00 thyssenkrupp Encasa S.r.l., Pisa, Italy 24.2 3.3 100.00 thyssenkrupp Escalator Co. (China) Ltd., Zhongshan/Guangdong, China CNY 287.4 147.0 100.00 thyssenkrupp Fahrtreppen GmbH, Hamburg 1.3 0.0 *) 100.00 thyssenkrupp Industries and Services Qatar LLC, Doha, Qatar QAR 41.9 14.1 100.00 thyssenkrupp Kazlift LLP, Almaty, Kazakhstan KZT 464.0 (126.1) 100.00 ThyssenKrupp Liften Ascenseurs S.A., Brussels, Belgium 30.9 3.2 100.00 thyssenkrupp Liften B.V., Krimpen aan den IJssel, Netherlands 3.6 (6.7) 100.00 thyssenkrupp Lift Kft, Budapest, Hungary HUF 130.2 56.2 100.00 thyssenkrupp Lifts Pacific Pty. Ltd., Alexandria/New South Wales, Australia AUD 49.0 30.6 100.00 thyssenkrupp Myanmar Limited, Yangon, Myanmar USD 0.1 0.0 100.00 thyssenkrupp Norte S.A., Mieres/Oviedo, Spain 21.2 6.2 100.00 thyssenkrupp Northern Elevator Corp., Scarborough/Ontario, Canada CAD 261.1 125.4 100.00 thyssenkrupp Rulletrapper A/S, Oslo, Norway NOK 90.3 15.2 100.00 thyssenkrupp Saudi Arabia Limited, Riyadh, Saudi Arabia SAR 168.1 (12.7) 100.00 thyssenkrupp Technologies (Cambodia) Co., Ltd., Phnom Penh, Cambodia USD 0.1 0.0 100.00

4 Financial statements of thyssenkrupp AG 2016 / 2017 List of equity interests thyssenkrupp AG as of 09/30/2017

Equity in Income in million € or million € or Shareholding Name und Sitz Currency local currency local currency in % ThyssenKrupp Vytahy s.r.o., Bratislava, Slovakia 0.5 (0.1) 100.00 ThyssenKrupp Vytahy s.r.o., Prag, Czech Republik CZK 0.2 (9.7) 100.00 TK Lif & Eskalator Sdn. Bhd., Shah Alam, Malaysia MYR 0.0 0.0 100.00 Trapo Küng AG, Zwingen, Switzerland CHF 4.7 1.9 100.00 Braun thyssenkrupp Elevator LLC, Madison/Wisconsin, USA USD 1.7 5.0 50.00 Industrial Solutions Atlas Elektronik Canada Ltd., Victoria BC, Canada CAD (2.0) (0.3) 100.00 ATLAS Elektronik Finland OY, Helsinki, Finnland (0.1) (0.1) 100.00 ATLAS ELEKTRONIK GmbH, Bremen 36.9 31.6 100.00 ATLAS Elektronik India Private Limited, New Delhi, India INR 48.5 5.1 100.00 Atlas Elektronik L.L.C, Abu-Dhabi, United Arab Emirates AED 0.1 0.1 100.00 ATLAS Elektronik Pty Limited, Macquarie Park NSW, Australia AUD 0.0 1.3 100.00 ATLAS ELEKTRONIK UK (Holding) Ltd., Winfrith Newburgh, Great Britain GBP 23.5 0.0 100.00 ATLAS ELEKTRONIK UK Ltd., Winfrith Newburgh, Great Britain GBP 35.1 2.1 100.00 ATLAS HYDROGRAPHIC GmbH, Bremen 0.1 0.1 100.00 ATLAS Maridan ApS, Rungsted, Denmark DKK 1.9 0.3 100.00 ATLAS Naval Engineering Company Ltd., Changwon-Si, Korea, Rep. KRW 234.8 345.8 100.00 Atlas Naval Support Centre (Thailand) Limited, Bangkok, Thailand THB (19.6) 0.6 100.00 ATLAS North America, LLC., Yorktown, USA USD 0.3 0.6 100.00 AWG Industrieanlagen und Wassertechnik GmbH Berlin, Berlin 0.0 0.0 *) 100.00 Blohm+Voss El Djazair S.a.r.l., Algier, Algeria DZD 12.1 4.0 100.00 Blohm + Voss Shipyards & Services GmbH, Hamburg 0.0 0.0 *) 100.00 ELEX CemCat AG, Schwerzenbach, Switzerland CHF (4.7) (3.8) 100.00 German Marine Systems GmbH, Hamburg (0.3) 0.0 *) 100.00 Greek Naval Shipyards Holding S.A., Skaramanga, Greece 0.3 0.0 100.00 Hagenuk Marinekommunikation GmbH, Flintbek 5.9 0.0 *) 100.00 Howaldtswerke-Deutsche Werft Beteiligungs-GmbH, Kiel 0.6 0.0 100.00 Human Advisory S.A., Guatemala, Guatemala GTQ 1.2 1.2 100.00 IKL Ingenieurkontor Lübeck GmbH, Kiel 0.0 0.0 *) 100.00 Maerz Ofenbau AG, Zürich, Switzerland CHF 9.5 2.4 100.00 Maerz Ofenbau SRL, Timisoara, Romania RON 1.6 0.3 100.00 Mining Plants & Systems Bulgaria EOOD, Sofia, Bulgaria BGN (1.7) 0.0 100.00 OOO thyssenkrupp Industrial Solutions (RUS), Dzerzhinsk, Russia RUB 48.7 (5.9) 100.00 OOO thyssenkrupp System Engineering, Kaluga, Russia RUB 55.9 12.0 100.00 Polysius Engineering Sdn. Bhd., Kuala Lumpur, Malaysia MYR (0.6) 0.0 100.00 Polysius-Hilfe GmbH i.L., Münster (1.3) 0.0 100.00 Polysius Ltd., Ascot/Berkshire, Great Britain 8.9 3.6 100.00 PT thyssenkrupp Industrial Solutions Indonesia, Jakarta, Indonesia IDR 37,982.4 10,268.7 67.00 SONARTECH ATLAS PTY LIMITED, Macquarie Park/New South Wales, Australia AUD 10.0 (0.4) 100.00 SVG Steinwerder Verwaltungsgesellschaft mbH, Hamburg 1.0 0.0 *) 100.00 The House (Al-Bait) for Metal Technology and Engineering LLC, Bagdad, Iraq IQD 1.0 0.0 100.00 Thyssen Erbil for Industrial Services and Elevators Limited, Erbil, Iraq IQD 1.0 0.0 100.00 thyssenkrupp BulkTec (China) Ltd., Beijing, China CNY 169.4 10.8 100.00 thyssenkrupp Engineering (Australia) Pty. Ltd., Perth/Western Australia, Australia AUD 31.8 0.7 100.00 thyssenkrupp Fertilizer Technology GmbH, Dortmund 45.2 0.0 *) 100.00 thyssenkrupp Industrial Solutions (Africa)(Pty) Ltd., Sunninghill, Rep. South Africa ZAR 455.6 4.5 100.00 thyssenkrupp Industrial Solutions AG, Essen 192.2 0.0 *) 100.00 thyssenkrupp Industrial Solutions Argentina S.A., Buenos Aires, Argentina ARS 24.5 30.9 100.00

5 Financial statements of thyssenkrupp AG 2016 / 2017 List of equity interests thyssenkrupp AG as of 09/30/2017

Equity in Income in million € or million € or Shareholding Name und Sitz Currency local currency local currency in % thyssenkrupp Industrial Solutions (Asia Pacific) Pte. Ltd., Singapore, Singapore 0.1 (0.4) 100.00 thyssenkrupp Industrial Solutions (Australia) Pty. Ltd., South Melbourne, Australia AUD 1.0 (36.0) 100.00 thyssenkrupp Industrial Solutions (Botswana) (Proprietary) Limited, Gaborone, Botswana BWP 0.0 0.0 100.00 thyssenkrupp Industrial Solutions BRN SDN BHD, , Brunei BND 0.0 0.0 100.00 thyssenkrupp Industrial Solutions (Canada) Inc., Calgary/Alberta, Canada CAD 399.0 52.3 100.00 ThyssenKrupp Industrial Solutions (Chile) Limitada, Santiago de Chile, Chile CLP 2,961.9 (1,250.5) 100.00 thyssenkrupp Industrial Solutions (China) Co., Ltd., Shanghai, China CNY 113.2 62.9 100.00 ThyssenKrupp Industrial Solutions (CZ) s.r.o., Brno, Czech Republik CZK 7.0 4.1 100.00 thyssenkrupp Industrial Solutions Egypt Company (S.A.E.), Cairo, Egypt EGP 21.7 (167.7) 100.00 thyssenkrupp Industrial Solutions (France) S.A.S., Aix en Provence, France 4.8 (16.9) 100.00 thyssenkrupp Industrial Solutions (India) Private Limited, Mumbai, India INR 3,084.5 66.7 80.43 thyssenkrupp Industrial Solutions Ltda., Diadema-São Paulo, Brazil BRL 18.3 14.1 100.00 thyssenkrupp Industrial Solutions (Malaysia) SDN. BHD., Kuala Lumpur, Malaysia MYR 0.0 (1.5) 100.00 thyssenkrupp Industrial Solutions Maroc SARL, Mohammedia, Marocco MAD 3.1 (9.5) 100.00 thyssenkrupp Industrial Solutions (Mexico) S.A. de C.V., Mexico City, Mexico USD 33.5 (47.6) 100.00 thyssenkrupp Industrial Solutions (Mozambique) Limitada, Maputo Cidade, Mosambik MZN 14.4 (27.3) 100.00 thyssenkrupp Industrial Solutions Oil & Gas Ltd., Port Talbot (Wales), Great Britain GBP 2.5 3.7 100.00 thyssenkrupp Industrial Solutions (Peru) S.A., Arequipa, Peru PEN 11.5 (4.8) 100.00 thyssenkrupp Industrial Solutions S.A.U., Madrid, Spain 1.2 3.6 100.00 thyssenkrupp Industrial Solutions Services (Mèxico), S.A. de C.V., Mexico D.F., Mexico MXN (106.5) (38.6) 100.00 thyssenkrupp Industrial Solutions (Slovakia) s.r.o. i.L., Bratislava, Slovakia 0.1 (0.1) 100.00 thyssenkrupp Industrial Solutions South Africa (Pty) Ltd., Sunninghill, Rep. South Africa ZAR 1.5 1.0 70.00 thyssenkrupp Industrial Solutions (Thailand) Ltd., Bangkok, Thailand THB 51.3 (53.7) 48.38 thyssenkrupp Industrial Solutions (USA), Inc., Milwaukee/Wisconsin, USA USD 28.4 (17.6) 100.00 thyssenkrupp Industrial Solutions (Vietnam) Ltd., Hanoi, Vietnam VND 65,035.9 3,631.9 100.00 thyssenkrupp Industries India Pvt. Ltd., Pimpri, India INR 7,742.9 877.5 54.73 thyssenkrupp Industries (M) Sdn. Bhd., Kuala Lumpur, Malaysia MYR 2.6 2.3 100.00 thyssenkrupp Marine Systems Canada Inc., Ottawa/Ontario , Canada CAD 2.0 0.0 100.00 thyssenkrupp Marine Systems GmbH, Kiel 407.6 0.0 *) 100.00 thyssenkrupp Marine Systems (India) Private Limited, Haryana, India INR 15.5 3.3 100.00 thyssenkrupp Marine Systems LLP, London, Great Britain 1.1 0.4 100.00 thyssenkrupp Marine Systems (Malaysia) Sdn. Bhd. i.L., Petaling Jaya, Malaysia MYR 0.8 0.3 100.00 thyssenkrupp Marine Systems (Singapore) Pte. Ltd., Singapore, Singapore SGD 12.8 3.7 100.00 thyssenkrupp Otto Co., Ltd., Tokio, Japan JPY (437.9) (413.6) 100.00 thyssenkrupp Saudi Arabia Contracting Company Limited, Riyadh, Saudi Arabia SAR 9.8 6.3 100.00 thyssenkrupp System Engineering GmbH, Essen 72.6 0.0 *) 100.00 thyssenkrupp System Engineering, Inc., Auburn Hills/Michigan, USA USD 45.1 3.5 100.00 thyssenkrupp System Engineering India Private Limited, Pune, India INR 3.9 19.5 100.00 thyssenkrupp System Engineering Ltd., East Grinstead , West Sussex, Great Britain GBP 4.8 1.9 100.00 thyssenkrupp System Engineering S.A., Barcelona, Spain 1.6 0.3 100.00 thyssenkrupp System Engineering, S.A. de C.V., Santiago de Querétaro, Mexico MXN 27.6 8.9 100.00 thyssenkrupp System Engineering S.A.S., Ensisheim, France 7.3 0.8 100.00 thyssenkrupp System Engineering (Shanghai) Co., Ltd., Shanghai, China CNY 28.1 14.5 100.00 thyssenkrupp System Engineering S.r.l., Turin, Italy 0.4 0.1 100.00 ThyssenKrupp Technologies HELLAS Marketing Services S.A. i. L., Athen, Greece (0.2) 0.0 100.00 thyssenkrupp Transrapid GmbH, Kassel 16.1 0.0 *) 100.00 thyssenkrupp Uhde Chlorine Electrolysis (USA) Inc., Wilmington/Delaware, USA USD 7.2 (0.5) 100.00 thyssenkrupp Uhde Chlorine Engineers GmbH, Dortmund 287.8 20.4 66.00

6 Financial statements of thyssenkrupp AG 2016 / 2017 List of equity interests thyssenkrupp AG as of 09/30/2017

Equity in Income in million € or million € or Shareholding Name und Sitz Currency local currency local currency in % thyssenkrupp Uhde Chlorine Engineers (Italia) S.R.L., Milan, Italy 4.0 2.3 100.00 thyssenkrupp Uhde Chlorine Engineers (Japan) Ltd., Tokio, Japan JPY 2,610.2 668.0 100.00 thyssenkrupp Uhde Chlorine Engineers (Shanghai) Co., Ltd., Shanghai, China CNY 200.4 35.5 100.00 thyssenkrupp Uhde Energy & Power Consultants Ltd., Port Talbot (Wales), Great Britain GBP 0.0 0.0 100.00 thyssenkrupp Uhde Engineering Services GmbH, Haltern am See 0.9 0.0 *) 100.00 TKMS Business Partnership, Kiel 0.0 0.0 100.00 TOO thyssenkrupp Industrial Solutions Kazakhstan, Almaty, Kazakhstan KZT 293.5 24.0 100.00 TOV ThyssenKrupp Industrial Solutions Ukraine i.L., Kiew, Ukraine UAH 2.5 (3.1) 100.00 Uhde Arabia Ltd., Al-Khobar, Saudi Arabia SAR 4.9 0.7 60.00 Uhde Engineering Consulting (Shanghai) Co., Ltd., Shanghai, China CNY 15.6 2.4 100.00 Uhde High Pressure Technologies GmbH, Hagen 6.2 0.0 *) 100.00 Uhde Inventa-Fischer AG, Domat / Ems, Switzerland 9.4 2.1 100.00 Uhde Inventa-Fischer GmbH, Berlin 15.4 0.0 *) 100.00 Uhde Services and Consulting GmbH, Dortmund 0.4 (0.1) *) 100.00 Uhde Shedden (Australia) Pty. Ltd., South Melbourne/Victoria, Australia AUD 5.6 (0.2) 100.00 Advanced Lithium Systems Europe S.A., , Greece 3.1 (0.2) 49.00 Blohm & Voss German Naval Technology LLC, Doha, Qatar QAR 1.5 0.0 40.00 CybiCOM ATLAS Defence Ltd., Simonstown, Rep. South Africa ZAR 3.2 1.0 40.00 HFS Hotforming Solutions GmbH, Schwalbach (0.4) 0.0 50.00 indurad GmbH, Aachen 0.2 0.1 36.28 KEPCO-Uhde Inc., Seoul, Korea, Rep. KRW 591.6 (16,855.1) 26.93 KTA Naval Systems AS, Kongsberg, Norway NOK 0.0 0.0 5) 50.00 LISNAVE-ESTALEIROS NAVAIS S.A., Lissabon, Portugal 35.5 6.7 20.00 MTG Marinetechnik GmbH, Hamburg 5.3 (0.3) 49.00 Transrapid International Verwaltungsgesellschaft mbH, i. L., Berlin 0.2 0.2 50.00 Vecoplan FuelTrack GmbH, i. L., Bad Marienberg 0.0 0.0 51.00 Materials Services Acciai Speciali Terni S.p.A., Terni, Italy 296.0 61.8 100.00 Carolina Building Materials, Inc., Carolina, Puerto Rico USD 3.5 0.2 100.00 DSU Beteiligungs-Gesellschaft für Dienstleistungen und Umwelttechnik mbH, Oberhausen 0.00.0 *)100.00 DvB Aufbereitungs-GmbH zur Behandlung von Metallprodukten, Oberhausen 0.1 0.0 *) 100.00 Jacob Bek Gesellschaft mit beschränkter Haftung, Ulm 4.3 0.0 *) 79.96 Max Cochius GmbH, Berlin 1.0 0.0 *) 75.00 Neomat AG, Beromünster/Luzern, Switzerland CHF 16.9 2.7 100.00 Notz Plastics AG, Brügg, Switzerland CHF 8.4 0.8 100.00 OOO thyssenkrupp Infrastructure, St. Petersburg, Russia RUB 343.1 40.9 100.00 PALMETAL Armazenagem e Servicos S.A., Palmela, Portugal 7.2 0.8 90.00 RIAS A/S, Roskilde, Denmark DKK 167.1 7.2 54.15 Röhm Italia S.r.l., Garbagnate Milanese, Italy 3.2 (0.6) 100.00 Sidcomex S.A. de C.V., Puebla, Mexico MXN (21.7) (6.0) 100.00 Terninox S.p.A., Terni, Italy 45.4 5.3 100.00 thyssenkrupp Aerospace Finland Oy, Jämsä, Finnland 4.8 0.3 100.00 thyssenkrupp Aerospace Germany GmbH, Rodgau, Nieder-Roden 5.7 0.2 *) 100.00 thyssenkrupp Aerospace India Private Ltd., Bangalore, India USD 0.3 (1.1) 100.00 thyssenkrupp Aerospace (Shanghai) Co. Ltd., Shanghai, China CNY 0.3 1.8 100.00 thyssenkrupp Aerospace (Suzhou) Co., Ltd., Shanghai, China USD 1.2 (0.3) 100.00 thyssenkrupp Aerospace Tunisia S.A.R.L., Fouchana, Tunesia TND 0.3 0.1 99.98 thyssenkrupp Aerospace UK Ltd., Birmingham, Great Britain GBP 0.0 (4.3) 100.00

7 Financial statements of thyssenkrupp AG 2016 / 2017 List of equity interests thyssenkrupp AG as of 09/30/2017

Equity in Income in million € or million € or Shareholding Name und Sitz Currency local currency local currency in % thyssenkrupp Aerospace (Xi'an) Co., Ltd., Xi'an, China USD 0.1 (0.1) 100.00 thyssenkrupp AT.PRO tec GmbH, Essen (6.3) 0.0 61.19 thyssenkrupp Autômata Industria de Peças Ltda., São Paulo, Brazil BRL 12.3 0.0 80.00 thyssenkrupp Comércio de Combustíveis e Gases Ltda., Rio de Janeiro, Brazil BRL 247.9 33.2 99.48 ThyssenKrupp-Dopravné Stavby Slovensko s.r.o., Bratislava, Slovakia 0.1 0.0 51.00 thyssenkrupp Edelstahl-Service-Center GmbH, Willich 0.1 0.0 *) 100.00 ThyssenKrupp Energostal S.A., Torun, Poland PLN 400.6 70.7 90.00 thyssenkrupp Facilities Services GmbH, Essen 547.5 0.0 *) 100.00 thyssenkrupp Ferroglobus Kereskedelmi ZRt, Budapest, Hungary HUF 19,826.4 934.7 100.00 ThyssenKrupp Gebouwen B.V., Veghel, Netherlands 3.2 (0.3) 100.00 thyssenkrupp GfT Gleistechnik GmbH, Essen 14.5 0.0 *) 100.00 ThyssenKrupp GfT Polska Sp. z o.o., Krakow, Poland PLN 51.9 1.8 100.00 thyssenkrupp Industrial Services Canada, Inc., Windsor/Ontario, Canada CAD 3.6 (1.2) 100.00 thyssenkrupp Industrial Services NA, Inc., Southfield/Michigan, USA USD 26.9 3.7 100.00 thyssenkrupp Infrastructure Brasil Ltda., Rio de Janeiro, Brazil BRL 2.2 21.2 100.00 thyssenkrupp Infrastructure GmbH, Essen 9.0 0.0 *) 100.00 thyssenkrupp Infrastructure Pty Ltd, North Sydney/New South Wales, Australia AUD 0.0 0.0 100.00 thyssenkrupp Logistics, Inc., Southfield/Michigan, USA USD 2.8 0.6 100.00 thyssenkrupp Mannex Pty. Ltd., Sydney/New South Wales, Australia AUD 0.0 0.0 100.00 thyssenkrupp Mannex UK Ltd., Woking, Great Britain GBP 0.0 0.0 100.00 thyssenkrupp Materials Australia Pty. Ltd., Wetherill Park/New South Wales, Australia AUD (6.0) 1.9 100.00 thyssenkrupp Materials Austria GmbH, Vienna, Austria 6.8 (0.8) 100.00 thyssenkrupp Materials Belgium N.V., Lokeren, Belgium 29.2 1.8 100.00 thyssenkrupp Materials Bulgaria OOD , Sofia, Bulgaria BGN 79.6 2.2 80.00 thyssenkrupp Materials CA Ltd., Concord/Ontario, Canada CAD 95.7 7.8 100.00 thyssenkrupp Materials Czechia spol. s r.o., Prag, Czech Republik CZK 305.3 13.4 100.00 thyssenkrupp Materials de Mèxico, S.A. de C.V., Puebla, Mexico USD 93.0 (3.7) 100.00 ThyssenKrupp Materials d.o.o., Indjija, Serbia RSD 76.0 44.1 100.00 thyssenkrupp Materials France S.A.S., Maurepas, France 53.0 3.0 100.00 thyssenkrupp Materials Holding (Thailand) Ltd., Samut Prakarn Province, Thailand THB 43.8 (0.8) 100.00 thyssenkrupp Materials Ibérica S.A., Martorelles, Spain 26.3 0.0 100.00 thyssenkrupp Materials Korea Company Ltd., Seoul, Korea, Rep. KRW 22,253.1 2,678.4 70.00 thyssenkrupp Materials, LLC, Southfield/Michigan, USA USD 32.9 17.9 100.00 thyssenkrupp Materials NA, Inc., Southfield/Michigan, USA USD 174.0 (4.1) 100.00 thyssenkrupp Materials Nederland B.V., Amsterdam, Netherlands 51.5 2.2 100.00 thyssenkrupp Materials Processing Europe GmbH, Krefeld 57.9 0.0 *) 99.58 thyssenkrupp Materials Processing Europe, S.L., Valencia, Spain 2.9 (0.9) 100.00 thyssenkrupp Materials Processing Europe Sp. z o.o., Dabrowa Górnicza, Poland PLN 28.0 22.0 100.00 thyssenkrupp Materials Processing Lamincer S.A., Munguia, Spain 11.7 3.3 100.00 thyssenkrupp Materials Romania S.R.L., Bukarest, Romania (2.8) (1.3) 100.00 thyssenkrupp Materials Switzerland AG, Wil, Switzerland CHF 15.2 1.4 100.00 thyssenkrupp Materials Services GmbH, Essen 746.0 0.0 *) 99.84 thyssenkrupp Materials (Shanghai) Co., Ltd., Shanghai, China CNY (59.7) (2.2) 70.00 thyssenkrupp Materials Slovakia spol. s r.o., Nové Zámky, Slovakia 0.5 1.0 100.00 thyssenkrupp Materials Sverige AB, Göteborg, Sweden SEK 21.7 (34.7) 100.00 thyssenkrupp Materials (Thailand) Co., Ltd., Bangkok, Thailand THB 2.1 (13.8) 100.00 thyssenkrupp Materials Trading Asia Pte. Ltd., Singapore, Singapore USD 1.7 (1.8) 100.00 thyssenkrupp Materials Trading EMEA GmbH, Essen 97.3 0.0 *) 100.00

8 Financial statements of thyssenkrupp AG 2016 / 2017 List of equity interests thyssenkrupp AG as of 09/30/2017

Equity in Income in million € or million € or Shareholding Name und Sitz Currency local currency local currency in % thyssenkrupp Materials Trading Poland Sp. z o.o., Katowitz, Poland PLN 3.5 2.6 100.00 thyssenkrupp Materials Turkey Metal Sanayi ve Ticaret A.S., Istanbul, Turkey 44.4 0.6 100.00 thyssenkrupp Materials (UK) Ltd., Smethwick, Great Britain GBP 30.1 0.6 100.00 thyssenkrupp Materials Vietnam LLC, Hanoi, Vietnam USD 1.3 0.4 100.00 thyssenkrupp MillServices & Systems GmbH, Duisburg 35.7 4.2 68.00 thyssenkrupp OnlineMetals, LLC, Southfield/Michigan, USA USD 4.2 2.6 100.00 thyssenkrupp Plastic Ibérica SL, Massalfassar (Valencia), Spain 19.5 (0.9) 100.00 thyssenkrupp Plastics Belgium N.V./S.A., Lokeren, Belgium 13.5 0.6 100.00 thyssenkrupp Plastics France S.A.S., Mitry-Mory, France 4.6 (1.9) 100.00 thyssenkrupp Plastics GmbH, Essen 750.4 0.0 *) 100.00 thyssenkrupp Raw Materials GmbH, Essen 43.0 0.0 *) 100.00 thyssenkrupp Raw Materials Tianjin Co., Ltd. , Tianjin, China CNY 37.2 (14.8) 100.00 thyssenkrupp Schulte GmbH, Essen 25.3 0.0 *) 100.00 thyssenkrupp Stainless France S.A.S., Tours, France 9.6 0.1 100.00 thyssenkrupp Stainless GmbH, Essen 0.1 0.0 *) 100.00 Thyssen Sudamerica N.V., Willemstad, Curacao USD 1.9 0.1 100.00 Thyssen Trading S.A., São Paulo, Brazil BRL 34.4 2.1 100.00 TOO ThyssenKrupp Central Logistics Construction Offshore and Onshore, Almaty, Kazakhstan KZT 0.0 0.0 100.00 TOO thyssenkrupp Infrastructure, Almaty, Kazakhstan KZT 783.4 (368.8) 100.00 UAB thyssenkrupp Infrastructure, Klaipeda, Lithuania 1.6 0.1 51.00 Vermögensverwaltungsgesellschaft TAUS mbH, Grünwald 1,349.0 0.0 *) 100.00 Vermögensverwaltungsgesellschaft TKAS mbH, Grünwald 211.6 0.0 *) 100.00 Vermögensverwaltungsgesellschaft Xtend mbH, Grünwald 1.2 0.0 100.00 Aceros de America Inc., San Juan, Puerto Rico USD 5.8 0.0 50.00 BCCW (Tangshan) Jiahua Coking & Chemical Co., Ltd., Tangshan, China CNY (1,333.9) (723.0) 3) 25.00 Euroacciai S.p.A., Brescia, Italy 16.2 1.8 30.25 Ilserv S.r.l., Terni, Italy 15.2 3.8 2) 35.00 Indo German International Private Ltd., New Delhi, India INR 131.0 6.3 1) 50.00 Leong Jin Corporation Pte. Ltd., Singapore, Singapore SGD 136.4 (8.0) 2) 30.00 Polarputki Oy, Helsinki, Finnland 23.5 1.0 2) 50.00 Terni Frantumati S.p.A., Terni, Italy 3.7 0.1 21.00 Thyssen Ros Casares S.A. i.L., Valencia, Spain 0.0 0.0 4) 50.00 Steel Europe Becker & Co. GmbH, Neuwied 2.2 0.0 *) 100.00 B.V. Stuwadoors-Maatschappij Kruwal, Rotterdam, Netherlands 0.1 0.0 75.00 DWR - Deutsche Gesellschaft für Weißblechrecycling mbH, Andernach 0.9 0.0 *) 100.00 EH Güterverkehr GmbH, Duisburg 1.5 2.8 *) 100.00 Eisen- und Hüttenwerke AG, Andernach 149.1 8.9 87.98 Ertsoverslagbedrijf Europoort C.V., Rotterdam, Netherlands 2.8 7.9 75.25 KBS Kokereibetriebsgesellschaft Schwelgern GmbH, Duisburg 0.8 0.0 *) 100.00 Rasselstein Verwaltungs GmbH, Neuwied 130.7 0.0 *) 100.00 thyssenkrupp Electrical Steel GmbH, Gelsenkirchen 96.6 0.0 *) 99.58 thyssenkrupp Electrical Steel India Private Ltd., Mumbai/Nashik, India INR 2,635.9 (238.5) 100.00 thyssenkrupp Electrical Steel Italia S.r.l., Mailand, Italy 4.0 1.8 100.00 thyssenkrupp Electrical Steel UGO S.A.S, Isbergues, France 62.3 (1.0) 100.00 thyssenkrupp Electrical Steel Verwaltungsgesellschaft mbH, Gelsenkirchen 55.0 0.0 *) 100.00 thyssenkrupp Galmed, S.A., Sagunto, Spain 33.6 4.4 100.00 thyssenkrupp Hohenlimburg GmbH, Hagen 48.1 0.0 *) 99.50

9 Financial statements of thyssenkrupp AG 2016 / 2017 List of equity interests thyssenkrupp AG as of 09/30/2017

Equity in Income in million € or million € or Shareholding Name und Sitz Currency local currency local currency in % thyssenkrupp Rasselstein GmbH, Andernach 268.4 0.0 *) 99.50 thyssenkrupp Stål Danmark A/S, Hundested, Denmark DKK 38.3 1.0 100.00 thyssenkrupp Steel Chile SpA, Santiago, Chile CLP 18,628.4 1,465.3 100.00 thyssenkrupp Steel Colombia S.A.S., Bogota, Columbia COP 418.3 (373.1) 100.00 thyssenkrupp Steel Europe AG, Duisburg 1,389.9 0.0 *) 99.53 thyssenkrupp Steel Heavy Plate Antwerp N.V., Antwerpen, Belgium 1.8 (1.1) 100.00 thyssenkrupp Steel North America, Inc., Dover/Delaware, USA USD 109.3 3.1 100.00 thyssenkrupp Steel Zweite Beteiligungsgesellschaft mbH, Duisburg 0.0 0.0 *) 100.00 thyssenkrupp Veerhaven B.V., Rotterdam, Netherlands 428.2 (1,920.5) 100.00 Acciai di Qualità, Centro Lavorazione Lamiere S.p.A., Genova, Italy 8.7 0.4 2) 24.90 Arsol Aromatics GmbH & Co. KG, Gelsenkirchen 11.5 5.3 2) 21.71 Haeger & Schmidt Logistics Belgium N.V., Antwerpen, Belgium 1.2 0.4 2) 38.54 Holcim HüttenZement GmbH, Dortmund 11.4 0.3 2) 25.01 Hüttenwerke Krupp Mannesmann GmbH, Duisburg 213.5 (46.6) 2) 50.00 JEVISE Corporation, Tokyo, Japan JPY 16.7 0.4 1) 50.00 Kreislaufsystem Blechverpackungen Stahl GmbH (KBS), Düsseldorf 1.8 0.0 2) 40.00 TKAS Auto Steel Company Limited, Dalian, Liaoning Province, China CNY 1,543.3 453.3 2) 50.00 TKAS (Chongqing) Auto Steel Co., Ltd., Chongqing, China CNY 250.3 (152.8) 2) 12.50 UnionStahl Holding GmbH, Duisburg 4.8 0.0 2) 36.60 Walzen-Service-Center GmbH, Oberhausen 2.6 1.4 50.00 Steel Americas RIP Serviços Siderúrgicos Ltda., Rio de Janeiro, Brazil BRL (105.9) (16.2) 100.00 thyssenkrupp Servicos Siderurgicos Ltda., Sao Paulo, Brazil BRL (51.2) (7.9) 100.00 thyssenkrupp Steel Americas, LLC, Wilmington/Delaware, USA USD 5,345.1 281.4 100.00 Corporate Banter See Vermögensverwaltung GmbH, Düsseldorf 11.6 0.0 100.00 Brüninghaus Schmiede GmbH, Grünwald 25.60.0 *)100.00 Budcan Holdings Inc., Kitchener/Ontario, Canada CAD 1.8 (0.4) 100.00 CCI Crane Cooperation International Handelsgesellschaft mbH, Essen 2.6 0.0 100.00 GLH GmbH, Essen 27.9 0.3 100.00 Grupo thyssenkrupp S.L., Madrid, Spain 493.2 56.6 100.00 Hellweg Liegenschaften GmbH, Bochum 0.1 0.0 *) 100.00 Konsortium für Kurssicherung GbR, Essen 12.4 0.0 90.18 Krupp Hoesch Stahl GmbH, Dortmund 4,956.0 0.0 *) 100.00 Reisebüro Dr. Tigges Gesellschaft mit beschränkter Haftung, Essen 0.4 0.0 *) 100.00 Rhenus Immobilien Gesellschaft m.b.H., Vienna, Austria 10.7 0.3 100.00 thyssenkrupp Academy GmbH, Düsseldorf 0.0 0.0 *) 100.00 thyssenkrupp Austria Beteiligungs GmbH, Vienna, Austria 220.8 11.9 100.00 thyssenkrupp Austria GmbH & Co. KG, Vienna, Austria 221.2 23.4 100.00 thyssenkrupp Austria GmbH, Vienna, Austria 0.1 0.0 100.00 thyssenkrupp Automotive (UK) Ltd., Solihull, Great Britain GBP 40.4 0.6 100.00 thyssenkrupp Brasil Ltda., Diadema, Brazil BRL 11.0 134.0 100.00 thyssenkrupp Business Services GmbH, Essen 654.1 0.0 *) 100.00 thyssenkrupp Canada, Inc. , Calgary/Alberta, Canada CAD 450.8 113.3 100.00 thyssenkrupp Carbon Components GmbH, Wilsdruff 7.4 (4.3) 74.90 thyssenkrupp (China) Ltd., Beijing, China CNY 2,114.2 2,473.0 100.00 thyssenkrupp DeliCate GmbH, Düsseldorf 0.6 0.0 *) 100.00 thyssenkrupp Finance USA, Inc., Wilmington, Delaware, USA USD 288.0 9.9 100.00

10 Financial statements of thyssenkrupp AG 2016 / 2017 List of equity interests thyssenkrupp AG as of 09/30/2017

Equity in Income in million € or million € or Shareholding Name und Sitz Currency local currency local currency in % thyssenkrupp France S.A.S., Maurepas, France 444.6 26.2 100.00 thyssenkrupp Group Services Gdansk Sp. z o.o., Gdansk, Poland PLN 2.2 (4.8) 100.00 thyssenkrupp Group Services Ruhr GmbH, Bochum 0.0 0.0 *) 100.00 thyssenkrupp Grundbesitz Verwaltungs GmbH, Essen 11.0 0.0 *) 100.00 thyssenkrupp Immobilien Verwaltungs GmbH & Co. KG Stahl, Essen 10.1 (0.1) 100.00 thyssenkrupp India Private Limited, Mumbai, India INR 211.1 22.8 100.00 thyssenkrupp Intellectual Property GmbH, Essen 0.0 0.0 *) 100.00 thyssenkrupp Italia S.r.l., Rom, Italy 73.2 (18.5) 100.00 thyssenkrupp Japan K.K., Tokyo, Japan JPY 2,102.9 0.0 100.00 thyssenkrupp Knowsley Ltd., Dundee, Great Britain GBP 3.8 0.0 100.00 ThyssenKrupp Korea Ltd., Seoul, Korea, Rep. KRW 248.4 248.4 100.00 thyssenkrupp Malaysia Sdn. Bhd., Kuala Lumpur, Malaysia MYR 0.8 (0.1) 100.00 thyssenkrupp Management Consulting GmbH, Düsseldorf 0.0 0.0 *) 100.00 thyssenkrupp Nederland Holding B.V., Roermond, Netherlands 8,373.7 (1,150.4) 100.00 thyssenkrupp Nederland Intermediate B.V., Roermond, Netherlands 752.1 (1,951.9) 100.00 thyssenkrupp North America, Inc., Chicago, IL, USA USD 7,287.0 329.4 100.00 thyssenkrupp Participations B.V., Veghel, Netherlands 55.4 7.1 100.00 thyssenkrupp Real Estate France S.A.S., Maurepas, France 0.4 0.0 100.00 thyssenkrupp Regional Services Germany GmbH, Essen 26.0 0.0 *) 100.00 thyssenkrupp Risk and Insurance Services GmbH, Essen 6.7 0.0 *) 100.00 thyssenkrupp Senior Experts GmbH, Essen 0.1 0.0 *) 100.00 thyssenkrupp Singapore Pte. Ltd., Singapore, Singapore SGD 123.4 30.8 100.00 thyssenkrupp Technologies Beteiligungen GmbH, Essen 2,927.5 0.0 *) 100.00 thyssenkrupp UK Plc., Solihull, Great Britain GBP 213.6 22.2 100.00 thyssenkrupp Vermietungs GmbH, Duisburg 0.1 0.0 *) 100.00 Thyssen Liegenschaften Verwaltungs- und Verwertungs GmbH & Co. KG Industrie, Essen 8.0 (0.8) 100.00 Thyssen Liegenschaften Verwaltungs- und Verwertungs GmbH & Co. KG Stahl, Essen 27.5 (1.5) 100.00 Thyssen Stahl GmbH, Düsseldorf 968.2 0.0 *) 100.00 Vermögensverwaltungsgesellschaft EZM mbH, Grünwald 5,209.2 0.0 *) 100.00 BOBBY&CARL GmbH, Düsseldorf 0.2 (0.1) 2) 50.00 COMUNITHY Immobilien GmbH, Düsseldorf 0.4 0.0 2) 49.00 Gewerkschaft Hermann V GmbH, Essen 0.0 0.0 33.33 Dorea Grundstücksverwaltungsgesellschaft mbH & Co. Vermietungs KG, Mainz (1.0) 0.0 2) 94.00 Grundstücksgesellschaft Schlossplatz 1 mbH & Co.KG, Berlin 0.7 0.6 2) 20.00 LEWA Attendorn GmbH, Olpe 25.8 5.0 2) 19.20 NORA Grundstücks-Vermietungsgesellschaft mbH & Co. Objekt Gelsenkirchen KG, Düsseldorf 0.3 0.1 2) 94.76 VBW Bauen und Wohnen GmbH, Bochum 97.2 7.5 2) 13.06

*) A profit-and-loss-transfer agreement exists with this company. 1) Equity and income figures relate to the fiscal year April 01, 2016 - March 31, 2017. 2) Equity and income figures relate to the fiscal year ended December 31, 2016. 3) Datas period January 1, 2015 - December 31, 2015. The company is in the process of liquidation since February 16, 2016. 4) The company is in the process of liquidation; there are no figures available. 5) The company was founded at September 25, 2017; there are no figures available.